UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
ICA File Number: 811-05201
Thornburg Investment Trust
Registrant Name
c/o Thornburg Investment Management, Inc.
2300 North Ridgetop Road, Santa Fe, N.M. 87506
Principal Executive Offices
Garrett Thornburg,
2300 North Ridgetop Road,
Santa Fe, N.M. 87506
Name and address of agent for service
Registrant’s telephone: 505-984-0200
Date of fiscal year end: September 30, 2021
Reporting Period: July 1, 2020—June 30, 2021
Item 1. Proxy Voting Record
Thornburg Short Duration Municipal Fund
Thornburg Limited Term Municipal Fund
Thornburg Intermediate Municipal Fund
Thornburg Strategic Municipal Income Fund
Thornburg California Limited Term Municipal Fund
Thornburg New Mexico Intermediate Municipal Fund
Thornburg New York Intermediate Municipal Fund
Thornburg Ultra Short Income Fund
Thornburg Limited Term U.S. Government Fund
Thornburg Limited Term Income Fund
Thornburg Strategic Income Fund
Thornburg Small/Mid Cap Core Fund
Thornburg International Equity Fund
Thornburg Small/Mid Cap Growth Fund
Thornburg International Growth Fund
Thornburg Investment Income Builder Fund
Thornburg Global Opportunities Fund
Thornburg Developing World Fund
Thornburg Better World International Fund
Thornburg Capital Management Fund
Thornburg Long/Short Equity Fund
Thornburg Summit Fund
FORM N-PX
ICA File Number: 811-05201
Registrant Name: Thornburg Investment Trust
Reporting Period: 07/01/2020 - 06/30/2021
Thornburg Short Duration Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Limited Term Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Intermediate Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Strategic Municipal Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg California Limited Term Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg New Mexico Intermediate Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg New York Intermediate Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Limited Term U.S. Government Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Limited Term Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Ultra Short Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Strategic Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Small/Mid Cap Core Fund
| ALIBABA GROUP HOLDING LIMITED Meeting Date: SEP 30, 2020 Record Date: AUG 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 9988 Security ID: 01609W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | For |
| 2.1 | Elect Maggie Wei Wu as Director | Management | For | Against |
| 2.2 | Elect Kabir Misra as Director | Management | For | Against |
| 2.3 | Elect Walter Teh Ming Kwauk as Director | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| AMEDISYS, INC. Meeting Date: JUN 08, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AMED Security ID: 023436108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Vickie L. Capps | Management | For | For |
| 1b | Elect Director Molly J. Coye | Management | For | For |
| 1c | Elect Director Julie D. Klapstein | Management | For | For |
| 1d | Elect Director Teresa L. Kline | Management | For | For |
| 1e | Elect Director Paul B. Kusserow | Management | For | For |
| 1f | Elect Director Richard A. Lechleiter | Management | For | For |
| 1g | Elect Director Bruce D. Perkins | Management | For | For |
| 1h | Elect Director Jeffrey A. Rideout | Management | For | For |
| 1i | Elect Director Ivanetta Davis Samuels | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ASSURED GUARANTY LTD. Meeting Date: MAY 05, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AGO Security ID: G0585R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Francisco L. Borges | Management | For | For |
| 1b | Elect Director G. Lawrence Buhl | Management | For | For |
| 1c | Elect Director Dominic J. Frederico | Management | For | For |
| 1d | Elect Director Bonnie L. Howard | Management | For | For |
| 1e | Elect Director Thomas W. Jones | Management | For | For |
| 1f | Elect Director Patrick W. Kenny | Management | For | For |
| 1g | Elect Director Alan J. Kreczko | Management | For | For |
| 1h | Elect Director Simon W. Leathes | Management | For | For |
| 1i | Elect Director Michelle McCloskey | Management | For | For |
| 1j | Elect Director Michael T. O'Kane | Management | For | For |
| 1k | Elect Director Yukiko Omura | Management | For | For |
| 1l | Elect Director Lorin P.T. Radtke | Management | For | For |
| 1m | Elect Director Courtney C. Shea | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4aa | Elect Howard W. Albert as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4ab | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4ac | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4ad | Elect Gary Burnet as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4ae | Elect Ling Chow as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4af | Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4ag | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4ah | Elect Darrin Futter as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4ai | Elect Walter A. Scott as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4B | Ratify PricewaterhouseCoopers LLP as Auditor of Assured Guaranty Re Ltd. | Management | For | For |
| AVANTOR, INC. Meeting Date: MAY 13, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AVTR Security ID: 05352A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Matthew Holt | Management | For | For |
| 1b | Elect Director Christi Shaw | Management | For | For |
| 1c | Elect Director Michael Severino | Management | For | For |
| 1d | Elect Director Gregory Summe | Management | For | For |
| 2a | Provide Right to Call Special Meeting | Management | For | For |
| 2b | Eliminate Supermajority Vote Requirements | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BLACK KNIGHT, INC. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BKI Security ID: 09215C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William P. Foley, II | Management | For | For |
| 1.2 | Elect Director Anthony M. Jabbour | Management | For | For |
| 1.3 | Elect Director Catherine (Katie) L. Burke | Management | For | For |
| 1.4 | Elect Director Thomas M. Hagerty | Management | For | For |
| 1.5 | Elect Director Joseph M. Otting | Management | For | For |
| 1.6 | Elect Director John D. Rood | Management | For | For |
| 1.7 | Elect Director Nancy L. Shanik | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| BRIGHT HORIZONS FAMILY SOLUTIONS INC. Meeting Date: JUN 24, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BFAM Security ID: 109194100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Julie Atkinson | Management | For | For |
| 1b | Elect Director Jordan Hitch | Management | For | For |
| 1c | Elect Director Laurel J. Richie | Management | For | For |
| 1d | Elect Director Mary Ann Tocio | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| BUILDERS FIRSTSOURCE, INC. Meeting Date: JUN 15, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BLDR Security ID: 12008R107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cleveland A. Christophe | Management | For | For |
| 1.2 | Elect Director David E. Flitman | Management | For | For |
| 1.3 | Elect Director W. Bradley Hayes | Management | For | For |
| 1.4 | Elect Director Brett N. Milgrim | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CASELLA WASTE SYSTEMS, INC. Meeting Date: JUN 02, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CWST Security ID: 147448104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Casella | Management | For | For |
| 1.2 | Elect Director William P. Hulligan | Management | For | For |
| 1.3 | Elect Director Rose Stuckey Kirk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| CHART INDUSTRIES, INC. Meeting Date: MAY 13, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GTLS Security ID: 16115Q308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carey Chen | Management | For | For |
| 1.2 | Elect Director Jillian C. Evanko | Management | For | For |
| 1.3 | Elect Director Steven W. Krablin | Management | For | For |
| 1.4 | Elect Director Singleton B. McAllister | Management | For | For |
| 1.5 | Elect Director Michael L. Molinini | Management | For | For |
| 1.6 | Elect Director David M. Sagehorn | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CLEAN HARBORS, INC. Meeting Date: JUN 02, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CLH Security ID: 184496107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan S. McKim | Management | For | For |
| 1.2 | Elect Director John T. Preston | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Amend By-Laws to Add State and Federal Forum Selection Provisions | Management | For | For |
| COHU, INC. Meeting Date: MAY 05, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: COHU Security ID: 192576106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrew M. Caggia | Management | For | For |
| 1b | Elect Director Luis A. Muller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CROWN HOLDINGS, INC. Meeting Date: APR 22, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CCK Security ID: 228368106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Conway | Management | For | For |
| 1.2 | Elect Director Timothy J. Donahue | Management | For | For |
| 1.3 | Elect Director Richard H. Fearon | Management | For | For |
| 1.4 | Elect Director Andrea J. Funk | Management | For | For |
| 1.5 | Elect Director Stephen J. Hagge | Management | For | For |
| 1.6 | Elect Director Rose Lee | Management | For | For |
| 1.7 | Elect Director James H. Miller | Management | For | For |
| 1.8 | Elect Director Josef M. Muller | Management | For | For |
| 1.9 | Elect Director B. Craig Owens | Management | For | For |
| 1.10 | Elect Director Caesar F. Sweitzer | Management | For | For |
| 1.11 | Elect Director Jim L. Turner | Management | For | For |
| 1.12 | Elect Director William S. Urkiel | Management | For | For |
| 1.13 | Elect Director Dwayne A. Wilson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DARLING INGREDIENTS INC. Meeting Date: MAY 11, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DAR Security ID: 237266101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Randall C. Stuewe | Management | For | For |
| 1b | Elect Director Charles Adair | Management | For | For |
| 1c | Elect Director Beth Albright | Management | For | For |
| 1d | Elect Director Linda Goodspeed | Management | For | For |
| 1e | Elect Director Dirk Kloosterboer | Management | For | For |
| 1f | Elect Director Mary R. Korby | Management | For | For |
| 1g | Elect Director Gary W. Mize | Management | For | For |
| 1h | Elect Director Michael E. Rescoe | Management | For | For |
| 1i | Elect Director Nicole M. Ringenberg | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DIAMONDBACK ENERGY, INC. Meeting Date: JUN 03, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FANG Security ID: 25278X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven E. West | Management | For | For |
| 1.2 | Elect Director Travis D. Stice | Management | For | For |
| 1.3 | Elect Director Vincent K. Brooks | Management | For | For |
| 1.4 | Elect Director Michael P. Cross | Management | For | For |
| 1.5 | Elect Director David L. Houston | Management | For | For |
| 1.6 | Elect Director Stephanie K. Mains | Management | For | For |
| 1.7 | Elect Director Mark L. Plaumann | Management | For | For |
| 1.8 | Elect Director Melanie M. Trent | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| ELEMENT SOLUTIONS INC Meeting Date: JUN 08, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ESI Security ID: 28618M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin E. Franklin | Management | For | For |
| 1b | Elect Director Benjamin Gliklich | Management | For | For |
| 1c | Elect Director Ian G.H. Ashken | Management | For | For |
| 1d | Elect Director Elyse Napoli Filon | Management | For | For |
| 1e | Elect Director Christopher T. Fraser | Management | For | For |
| 1f | Elect Director Michael F. Goss | Management | For | For |
| 1g | Elect Director Nichelle Maynard-Elliott | Management | For | For |
| 1h | Elect Director E. Stanley O' Neal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ENTEGRIS, INC. Meeting Date: APR 29, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ENTG Security ID: 29362U104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael A. Bradley | Management | For | For |
| 1b | Elect Director R. Nicholas Burns | Management | For | For |
| 1c | Elect Director Rodney Clark | Management | For | For |
| 1d | Elect Director James F. Gentilcore | Management | For | For |
| 1e | Elect Director Yvette Kanouff | Management | For | For |
| 1f | Elect Director James P. Lederer | Management | For | For |
| 1g | Elect Director Bertrand Loy | Management | For | For |
| 1h | Elect Director Paul L.H. Olson | Management | For | For |
| 1i | Elect Director Azita Saleki-Gerhardt | Management | For | For |
| 1j | Elect Director Brian F. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| FLEX LTD. Meeting Date: AUG 07, 2020 Record Date: JUN 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: FLEX Security ID: Y2573F102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Revathi Advaithi | Management | For | For |
| 1b | Elect Director Michael D. Capellas | Management | For | For |
| 1c | Elect Director Jennifer Li | Management | For | For |
| 1d | Elect Director Marc A. Onetto | Management | For | For |
| 1e | Elect Director Erin L. McSweeney | Management | For | For |
| 1f | Elect Director Willy C. Shih | Management | For | For |
| 1g | Elect Director Charles K. Stevens, III | Management | For | For |
| 1h | Elect Director Lay Koon Tan | Management | For | For |
| 1i | Elect Director William D. Watkins | Management | For | For |
| 1j | Elect Director Lawrence A. Zimmerman | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| FLOOR & DECOR HOLDINGS, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FND Security ID: 339750101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Norman H. Axelrod | Management | For | For |
| 1b | Elect Director Ryan Marshall | Management | For | For |
| 1c | Elect Director Richard L. Sullivan | Management | For | For |
| 1d | Elect Director Felicia D. Thornton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirements | Management | For | For |
| GLOBANT SA Meeting Date: APR 02, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GLOB Security ID: L44385109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board's and Auditor's Reports | Management | None | None |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Allocation of Loss | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Appoint PricewaterhouseCoopers, Societe Cooperative as Auditor for Annual Accounts and EU IFRS Consolidated Accounts | Management | For | For |
| 8 | Appoint Price Waterhouse & Co. S.R.L. as Auditor for IFRS Consolidated Accounts | Management | For | For |
| 9 | Reelect Martin Migoya as Director | Management | For | For |
| 10 | Reelect Philip Odeen as Director | Management | For | For |
| 11 | Reelect Richard Haythornthwaite as Director | Management | For | For |
| 12 | Elect Maria Pinelli as Director | Management | For | For |
| 13 | Approve Globant S.A. 2021 Employee Stock Purchase Plan | Management | For | For |
| GROCERY OUTLET HOLDING CORP. Meeting Date: JUN 07, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GO Security ID: 39874R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary Kay Haben | Management | For | For |
| 1.2 | Elect Director Gail Moody-Byrd | Management | For | For |
| 1.3 | Elect Director S. MacGregor Read, Jr. | Management | For | For |
| 1.4 | Elect Director Jeffrey York | Management | For | Withhold |
| 2 | Ratify Deloitte and Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HESKA CORPORATION Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HSKA Security ID: 42805E306 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Antin | Management | For | For |
| 1.2 | Elect Director Stephen L. Davis | Management | For | For |
| 1.3 | Elect Director Mark F. Furlong | Management | For | For |
| 1.4 | Elect Director Joachim A. Hasenmaier | Management | For | For |
| 1.5 | Elect Director Scott W. Humphrey | Management | For | For |
| 1.6 | Elect Director Sharon J. Larson | Management | For | For |
| 1.7 | Elect Director David E. Sveen | Management | For | For |
| 1.8 | Elect Director Kevin S. Wilson | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HORIZON THERAPEUTICS PUBLIC LIMITED COMPANY Meeting Date: APR 29, 2021 Record Date: FEB 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HZNP Security ID: G46188101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William F. Daniel | Management | For | For |
| 1b | Elect Director H. Thomas Watkins | Management | For | For |
| 1c | Elect Director Pascale Witz | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Market Purchases or Overseas Market Purchases of Ordinary Shares | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| HUNTSMAN CORPORATION Meeting Date: APR 28, 2021 Record Date: MAR 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HUN Security ID: 447011107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter R. Huntsman | Management | For | For |
| 1b | Elect Director Nolan D. Archibald | Management | For | For |
| 1c | Elect Director Mary C. Beckerle | Management | For | For |
| 1d | Elect Director M. Anthony Burns | Management | For | For |
| 1e | Elect Director Sonia Dula | Management | For | For |
| 1f | Elect Director Cynthia L. Egan | Management | For | For |
| 1g | Elect Director Daniele Ferrari | Management | For | For |
| 1h | Elect Director Robert J. Margetts | Management | For | For |
| 1i | Elect Director Jeanne McGovern | Management | For | For |
| 1j | Elect Director Wayne A. Reaud | Management | For | For |
| 1k | Elect Director Jan E. Tighe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| IAA, INC. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IAA Security ID: 449253103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William (Bill) Breslin | Management | For | For |
| 1b | Elect Director Brian Bales | Management | For | For |
| 1c | Elect Director Olaf Kastner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ITT INC. Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ITT Security ID: 45073V108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Orlando D. Ashford | Management | For | For |
| 1b | Elect Director Geraud Darnis | Management | For | For |
| 1c | Elect Director Donald DeFosset, Jr. | Management | For | For |
| 1d | Elect Director Nicholas C. Fanandakis | Management | For | For |
| 1e | Elect Director Richard P. Lavin | Management | For | For |
| 1f | Elect Director Mario Longhi *Withdrawn Resolution* | Management | None | None |
| 1g | Elect Director Rebecca A. McDonald | Management | For | For |
| 1h | Elect Director Timothy H. Powers | Management | For | For |
| 1i | Elect Director Luca Savi | Management | For | For |
| 1j | Elect Director Cheryl L. Shavers | Management | For | For |
| 1k | Elect Director Sabrina Soussan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| JONES LANG LASALLE INCORPORATED Meeting Date: MAY 27, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: JLL Security ID: 48020Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hugo Bague | Management | For | For |
| 1b | Elect Director Matthew Carter, Jr. | Management | For | For |
| 1c | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1d | Elect Director Tina Ju | Management | For | For |
| 1e | Elect Director Bridget Macaskill | Management | For | For |
| 1f | Elect Director Deborah H. McAneny | Management | For | For |
| 1g | Elect Director Siddharth (Bobby) Mehta | Management | For | For |
| 1h | Elect Director Jeetendra (Jeetu) I. Patel | Management | For | For |
| 1i | Elect Director Sheila A. Penrose | Management | For | For |
| 1j | Elect Director Ann Marie Petach | Management | For | For |
| 1k | Elect Director Christian Ulbrich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| KRATOS DEFENSE & SECURITY SOLUTIONS, INC. Meeting Date: MAY 26, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KTOS Security ID: 50077B207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott Anderson | Management | For | For |
| 1.2 | Elect Director Eric DeMarco | Management | For | For |
| 1.3 | Elect Director William Hoglund | Management | For | For |
| 1.4 | Elect Director Scot Jarvis | Management | For | For |
| 1.5 | Elect Director Jane Judd | Management | For | For |
| 1.6 | Elect Director Samuel Liberatore | Management | For | For |
| 1.7 | Elect Director Amy Zegart | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LPL FINANCIAL HOLDINGS INC. Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LPLA Security ID: 50212V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Dan H. Arnold | Management | For | For |
| 1b | Elect Director Edward C. Bernard | Management | For | For |
| 1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1d | Elect Director William F. Glavin, Jr. | Management | For | For |
| 1e | Elect Director Allison H. Mnookin | Management | For | For |
| 1f | Elect Director Anne M. Mulcahy | Management | For | For |
| 1g | Elect Director James S. Putnam | Management | For | For |
| 1h | Elect Director Richard P. Schifter | Management | For | For |
| 1i | Elect Director Corey E. Thomas | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| MAXLINEAR, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MXL Security ID: 57776J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kishore Seendripu | Management | For | For |
| 1.2 | Elect Director Thomas E. Pardun | Management | For | For |
| 1.3 | Elect Director Gregory P. Dougherty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| MEDTRONIC PLC Meeting Date: DEC 11, 2020 Record Date: OCT 15, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MDT Security ID: G5960L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1e | Elect Director Randall J. Hogan, III | Management | For | For |
| 1f | Elect Director Michael O. Leavitt | Management | For | For |
| 1g | Elect Director James T. Lenehan | Management | For | For |
| 1h | Elect Director Kevin E. Lofton | Management | For | For |
| 1i | Elect Director Geoffrey S. Martha | Management | For | For |
| 1j | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1k | Elect Director Denise M. O'Leary | Management | For | For |
| 1l | Elect Director Kendall J. Powell | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For |
| 6 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For |
| NORWEGIAN CRUISE LINE HOLDINGS LTD. Meeting Date: MAY 20, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NCLH Security ID: G66721104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Adam M. Aron | Management | For | For |
| 1b | Elect Director Stella David | Management | For | For |
| 1c | Elect Director Mary E. Landry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| NUVEI CORPORATION Meeting Date: MAY 28, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NVEI Security ID: 67079A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philip Fayer | Management | For | For |
| 1.2 | Elect Director Michael Hanley | Management | For | For |
| 1.3 | Elect Director David Lewin | Management | For | For |
| 1.4 | Elect Director Daniela Mielke | Management | For | For |
| 1.5 | Elect Director Pascal Tremblay | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| OLLIE'S BARGAIN OUTLET HOLDINGS, INC. Meeting Date: JUN 17, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OLLI Security ID: 681116109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alissa Ahlman | Management | For | For |
| 1b | Elect Director Robert Fisch | Management | For | For |
| 1c | Elect Director Thomas Hendrickson | Management | For | For |
| 1d | Elect Director John Swygert | Management | For | For |
| 1e | Elect Director Richard Zannino | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ONEMAIN HOLDINGS, INC. Meeting Date: MAY 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OMF Security ID: 68268W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lisa Green Hall | Management | For | For |
| 1.2 | Elect Director Matthew R. Michelini | Management | For | Withhold |
| 1.3 | Elect Director Douglas H. Shulman | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PAR TECHNOLOGY CORPORATION Meeting Date: JUN 04, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PAR Security ID: 698884103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Savneet Singh | Management | For | For |
| 1b | Elect Director Keith E. Pascal | Management | For | For |
| 1c | Elect Director Douglas G. Rauch | Management | For | For |
| 1d | Elect Director Cynthia A. Russo | Management | For | For |
| 1e | Elect Director Narinder Singh | Management | For | For |
| 1f | Elect Director James C. Stoffel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve Issuance of Shares for a Private Placement Upon Exercise of the Assumed Unvested Options | Management | For | For |
| 5 | Approve Issuance of Shares for a Private Placement Upon Exercise of the Warrant | Management | For | For |
| 6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PETIQ, INC. Meeting Date: JUN 29, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PETQ Security ID: 71639T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ronald Kennedy | Management | For | Withhold |
| 1b | Elect Director Sheryl Oloughlin | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PINNACLE FINANCIAL PARTNERS, INC. Meeting Date: APR 20, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PNFP Security ID: 72346Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Abney S. Boxley, III | Management | For | For |
| 1.2 | Elect Director Gregory L. Burns | Management | For | For |
| 1.3 | Elect Director Thomas C. Farnsworth, III | Management | For | For |
| 1.4 | Elect Director David B. Ingram | Management | For | For |
| 1.5 | Elect Director Decosta E. Jenkins | Management | For | For |
| 1.6 | Elect Director G. Kennedy Thompson | Management | For | For |
| 1.7 | Elect Director Charles E. Brock | Management | For | For |
| 1.8 | Elect Director Richard D. Callicutt, II | Management | For | For |
| 1.9 | Elect Director Joseph C. Galante | Management | For | For |
| 1.10 | Elect Director Robert A. McCabe, Jr. | Management | For | For |
| 1.11 | Elect Director Reese L. Smith, III | Management | For | For |
| 1.12 | Elect Director M. Terry Turner | Management | For | For |
| 1.13 | Elect Director Renda J. Burkhart | Management | For | For |
| 1.14 | Elect Director Marty G. Dickens | Management | For | For |
| 1.15 | Elect Director Glenda Baskin Glover | Management | For | For |
| 1.16 | Elect Director Ronald L. Samuels | Management | For | For |
| 2 | Ratify Crowe LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| RADIUS GLOBAL INFRASTRUCTURE, INC. Meeting Date: MAY 25, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RADI Security ID: 750481103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul A. Gould | Management | For | For |
| 1b | Elect Director Antoinette Cook Bush | Management | For | For |
| 1c | Elect Director Thomas C. King | Management | For | For |
| 1d | Elect Director Nick S. Advani | Management | For | For |
| 1e | Elect Director Ashley Leeds | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| SENSIENT TECHNOLOGIES CORPORATION Meeting Date: APR 22, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SXT Security ID: 81725T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph Carleone | Management | For | For |
| 1.2 | Elect Director Edward H. Cichurski | Management | For | For |
| 1.3 | Elect Director Mario Ferruzzi | Management | For | For |
| 1.4 | Elect Director Carol R. Jackson | Management | For | For |
| 1.5 | Elect Director Donald W. Landry | Management | For | For |
| 1.6 | Elect Director Paul Manning | Management | For | For |
| 1.7 | Elect Director Deborah McKeithan-Gebhardt | Management | For | For |
| 1.8 | Elect Director Scott C. Morrison | Management | For | For |
| 1.9 | Elect Director Elaine R. Wedral | Management | For | For |
| 1.10 | Elect Director Essie Whitelaw | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SIGNATURE BANK Meeting Date: APR 22, 2021 Record Date: MAR 03, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SBNY Security ID: 82669G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathryn A. Byrne | Management | For | For |
| 1.2 | Elect Director Maggie Timoney | Management | For | For |
| 1.3 | Elect Director George Tsunis | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| SPIRIT AEROSYSTEMS HOLDINGS, INC. Meeting Date: APR 28, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SPR Security ID: 848574109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen A. Cambone | Management | For | For |
| 1b | Elect Director Charles L. Chadwell | Management | For | For |
| 1c | Elect Director Irene M. Esteves | Management | For | For |
| 1d | Elect Director Paul E. Fulchino | Management | For | For |
| 1e | Elect Director Thomas C. Gentile, III | Management | For | For |
| 1f | Elect Director Richard A. Gephardt | Management | For | For |
| 1g | Elect Director Robert D. Johnson | Management | For | For |
| 1h | Elect Director Ronald T. Kadish | Management | For | For |
| 1i | Elect Director John L. Plueger | Management | For | For |
| 1j | Elect Director Laura H. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | For |
| SUNOPTA INC. Meeting Date: MAY 27, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SOY Security ID: 8676EP108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Albert Bolles | Management | For | For |
| 1b | Elect Director Derek Briffett | Management | For | For |
| 1c | Elect Director Joseph Ennen | Management | For | For |
| 1d | Elect Director Rebecca Fisher | Management | For | For |
| 1e | Elect Director R. Dean Hollis | Management | For | For |
| 1f | Elect Director Katrina Houde | Management | For | For |
| 1g | Elect Director Leslie Starr Keating | Management | For | For |
| 1h | Elect Director Kenneth Kempf | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TELEDYNE TECHNOLOGIES INCORPORATED Meeting Date: APR 28, 2021 Record Date: MAR 03, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TDY Security ID: 879360105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Denise R. Cade | Management | For | For |
| 1.2 | Elect Director Simon M. Lorne | Management | For | For |
| 1.3 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TELEDYNE TECHNOLOGIES INCORPORATED Meeting Date: MAY 13, 2021 Record Date: APR 09, 2021 Meeting Type: SPECIAL | ||||
| Ticker: TDY Security ID: 879360105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| TERMINIX GLOBAL HOLDINGS, INC. Meeting Date: MAY 17, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TMX Security ID: 88087E100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David J. Frear | Management | For | For |
| 1b | Elect Director Brett T. Ponton | Management | For | For |
| 1c | Elect Director Stephen J. Sedita | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| THE AES CORPORATION Meeting Date: APR 22, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AES Security ID: 00130H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Janet G. Davidson | Management | For | For |
| 1.2 | Elect Director Andres R. Gluski | Management | For | For |
| 1.3 | Elect Director Tarun Khanna | Management | For | For |
| 1.4 | Elect Director Holly K. Koeppel | Management | For | For |
| 1.5 | Elect Director Julia M. Laulis | Management | For | For |
| 1.6 | Elect Director James H. Miller | Management | For | For |
| 1.7 | Elect Director Alain Monie | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Moises Naim | Management | For | For |
| 1.10 | Elect Director Teresa M. Sebastian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Shareholder Approval of Bylaw and Charter Amendments Adopted by the Board of Directors | Shareholder | Against | Against |
| THE COOPER COMPANIES, INC. Meeting Date: MAR 17, 2021 Record Date: JAN 21, 2021 Meeting Type: ANNUAL | ||||
| Ticker: COO Security ID: 216648402 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Colleen E. Jay | Management | For | For |
| 1.2 | Elect Director William A. Kozy | Management | For | For |
| 1.3 | Elect Director Jody S. Lindell | Management | For | For |
| 1.4 | Elect Director Teresa S. Madden | Management | For | For |
| 1.5 | Elect Director Gary S. Petersmeyer | Management | For | For |
| 1.6 | Elect Director Robert S. Weiss | Management | For | For |
| 1.7 | Elect Director Albert G. White, III | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TPI COMPOSITES, INC. Meeting Date: MAY 18, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TPIC Security ID: 87266J104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul G. Giovacchini | Management | For | Withhold |
| 1.2 | Elect Director Jayshree S. Desai | Management | For | Withhold |
| 1.3 | Elect Director Linda P. Hudson | Management | For | For |
| 1.4 | Elect Director Bavan M. Holloway | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VARONIS SYSTEMS, INC. Meeting Date: MAY 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VRNS Security ID: 922280102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gili Iohan | Management | For | For |
| 1.2 | Elect Director Rachel Prishkolnik | Management | For | For |
| 1.3 | Elect Director Ofer Segev | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Management | For | For |
| XPO LOGISTICS, INC. Meeting Date: MAY 11, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: XPO Security ID: 983793100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brad Jacobs | Management | For | For |
| 1.2 | Elect Director Gena Ashe | Management | For | For |
| 1.3 | Elect Director Marlene Colucci | Management | For | For |
| 1.4 | Elect Director AnnaMaria DeSalva | Management | For | For |
| 1.5 | Elect Director Michael Jesselson | Management | For | For |
| 1.6 | Elect Director Adrian Kingshott | Management | For | For |
| 1.7 | Elect Director Jason Papastavrou | Management | For | For |
| 1.8 | Elect Director Oren Shaffer | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chair | Shareholder | Against | For |
| 6 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | For |
| ZYNGA INC. Meeting Date: MAY 17, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ZNGA Security ID: 98986T108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark Pincus | Management | For | For |
| 1b | Elect Director Frank Gibeau | Management | For | For |
| 1c | Elect Director Regina E. Dugan | Management | For | For |
| 1d | Elect Director William "Bing" Gordon | Management | For | For |
| 1e | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 1f | Elect Director Carol G. Mills | Management | For | For |
| 1g | Elect Director Janice M. Roberts | Management | For | For |
| 1h | Elect Director Ellen F. Siminoff | Management | For | For |
| 1i | Elect Director Noel B. Watson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
Thornburg International Equity Fund
| ABB LTD. Meeting Date: MAR 25, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ABBN Security ID: H0010V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of CHF 0.80 per Share | Management | For | For |
| 5 | Approve CHF 13.8 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | Management | For | For |
| 6 | Approve Creation of CHF 24 Million Pool of Capital without Preemptive Rights | Management | For | Against |
| 7.1 | Approve Remuneration of Directors in the Amount of CHF 4.4 Million | Management | For | For |
| 7.2 | Approve Remuneration of Executive Committee in the Amount of CHF 40 Million | Management | For | For |
| 8.1 | Reelect Gunnar Brock as Director | Management | For | For |
| 8.2 | Reelect David Constable as Director | Management | For | For |
| 8.3 | Reelect Frederico Curado as Director | Management | For | For |
| 8.4 | Reelect Lars Foerberg as Director | Management | For | For |
| 8.5 | Reelect Jennifer Xin-Zhe Li as Director | Management | For | For |
| 8.6 | Reelect Geraldine Matchett as Director | Management | For | For |
| 8.7 | Reelect David Meline as Director | Management | For | For |
| 8.8 | Reelect Satish Pai as Director | Management | For | For |
| 8.9 | Reelect Jacob Wallenberg as Director | Management | For | For |
| 8.10 | Reelect Peter Voser as Director and Board Chairman | Management | For | For |
| 9.1 | Appoint David Constable as Member of the Compensation Committee | Management | For | For |
| 9.2 | Appoint Frederico Curado as Member of the Compensation Committee | Management | For | For |
| 9.3 | Appoint Jennifer Xin-Zhe Li as Member of the Compensation Committee | Management | For | For |
| 10 | Designate Hans Zehnder as Independent Proxy | Management | For | For |
| 11 | Ratify KPMG AG as Auditors | Management | For | For |
| 12 | Transact Other Business (Voting) | Management | For | Against |
| ADIDAS AG Meeting Date: AUG 11, 2020 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ADS Security ID: D0066B185 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Amend Articles Re: Electronic Participation | Management | For | For |
| 6 | Elect Christian Klein to the Supervisory Board | Management | For | For |
| 7 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| ADIDAS AG Meeting Date: MAY 12, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ADS Security ID: D0066B185 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Elect Jackie Joyner-Kersee to the Supervisory Board | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Amend Articles Re: Information for Registration in the Share Register | Management | For | For |
| 9 | Approve Creation of EUR 50 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 10 | Approve Creation of EUR 20 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 11 | Cancel Authorized Capital 2016 | Management | For | For |
| 12 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 13 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 14 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
| AIR LIQUIDE SA Meeting Date: MAY 04, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: AI Security ID: F01764103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.75 per Share and an Extra of EUR 0.27 per Share to Long Term Registered Shares | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Reelect Xavier Huillard as Director | Management | For | For |
| 6 | Elect Pierre Breber as Director | Management | For | For |
| 7 | Elect Aiman Ezzat as Director | Management | For | For |
| 8 | Elect Bertrand Dumazy as Director | Management | For | For |
| 9 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of the New Transactions | Management | For | For |
| 10 | Approve Compensation of Benoit Potier | Management | For | For |
| 11 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 12 | Approve Remuneration Policy of Corporate Officers | Management | For | For |
| 13 | Approve Remuneration Policy of Directors | Management | For | For |
| 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 470 Million | Management | For | For |
| 16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ALIBABA GROUP HOLDING LIMITED Meeting Date: SEP 30, 2020 Record Date: AUG 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 9988 Security ID: 01609W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | For |
| 2.1 | Elect Maggie Wei Wu as Director | Management | For | Against |
| 2.2 | Elect Kabir Misra as Director | Management | For | Against |
| 2.3 | Elect Walter Teh Ming Kwauk as Director | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| AMADEUS IT GROUP SA Meeting Date: JUN 16, 2021 Record Date: JUN 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AMS Security ID: E04648114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Non-Financial Information Statement | Management | For | For |
| 3 | Approve Treatment of Net Loss | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5.1 | Elect Jana Eggers as Director | Management | For | For |
| 5.2 | Elect Amanda Mesler as Director | Management | For | For |
| 5.3 | Reelect Luis Maroto Camino as Director | Management | For | For |
| 5.4 | Reelect David Webster as Director | Management | For | For |
| 5.5 | Reelect Clara Furse as Director | Management | For | For |
| 5.6 | Reelect Nicolas Huss as Director | Management | For | For |
| 5.7 | Reelect Stephan Gemkow as Director | Management | For | For |
| 5.8 | Reelect Peter Kuerpick as Director | Management | For | For |
| 5.9 | Reelect Pilar Garcia Ceballos-Zuniga as Director | Management | For | For |
| 5.10 | Reelect Francesco Loredan as Director | Management | For | For |
| 6 | Advisory Vote on Remuneration Report | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve Performance Share Plan | Management | For | For |
| 10.1 | Amend Article 11 Re: Share Capital Increase | Management | For | For |
| 10.2 | Amend Article 24 Re: Remote Voting | Management | For | For |
| 10.3 | Add New Article 24 bis Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 10.4 | Amend Articles Re: Board Functions and Remuneration | Management | For | For |
| 10.5 | Amend Articles Re: Board Committees | Management | For | For |
| 11.1 | Amend Articles of General Meeting Regulations Re: Company's Name and Corporate Website | Management | For | For |
| 11.2 | Amend Article 7 of General Meeting Regulations Re: Right to Information | Management | For | For |
| 11.3 | Amend Articles of General Meeting Regulations Re: Holding of the General Meeting | Management | For | For |
| 11.4 | Amend Articles of General Meeting Regulations Re: Constitution and Start of the Session | Management | For | For |
| 12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ANHUI CONCH CEMENT COMPANY LIMITED Meeting Date: FEB 03, 2021 Record Date: JAN 28, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 914 Security ID: Y01373110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Zhang Xiaorong as Director | Management | For | For |
| ANHUI CONCH CEMENT COMPANY LIMITED Meeting Date: MAY 28, 2021 Record Date: MAY 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 914 Security ID: Y01373110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Supervisory Committee | Management | For | For |
| 3 | Approve Audited Financial Reports | Management | For | For |
| 4 | Approve KPMG Huazhen LLP as PRC and Internal Control Auditor, KPMG as International Financial Auditor, and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Profit Appropriation Proposal and Declaration of Final Dividend | Management | For | For |
| 6 | Approve Provision of Guarantee to Subsidiaries and Invested Companies | Management | For | For |
| 7 | Elect Wang Cheng as Director | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| ASSICURAZIONI GENERALI SPA Meeting Date: APR 26, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: G Security ID: T05040109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Approve Allocation of Income | Management | For | For |
| 2a | Amend Company Bylaws Re: Articles 8.1, 8.4, 8.5, 8.6, and 8.7 | Management | For | For |
| 2b | Amend Company Bylaws Re: Article 9.1 | Management | For | For |
| 3a | Approve Remuneration Policy | Management | For | For |
| 3b | Approve Second Section of the Remuneration Report | Management | For | For |
| 4a | Approve Group Long Term Incentive Plan | Management | For | For |
| 4b | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Group Long Term Incentive Plan | Management | For | For |
| 4c | Authorize Board to Increase Capital to Service Group Long Term Incentive Plan | Management | For | For |
| ASTRAZENECA PLC Meeting Date: MAY 11, 2021 Record Date: MAY 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AZN Security ID: G0593M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Re-elect Philip Broadley as Director | Management | For | For |
| 5e | Elect Euan Ashley as Director | Management | For | For |
| 5f | Re-elect Michel Demare as Director | Management | For | For |
| 5g | Re-elect Deborah DiSanzo as Director | Management | For | For |
| 5h | Elect Diana Layfield as Director | Management | For | For |
| 5i | Re-elect Sheri McCoy as Director | Management | For | For |
| 5j | Re-elect Tony Mok as Director | Management | For | For |
| 5k | Re-elect Nazneen Rahman as Director | Management | For | For |
| 5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 9 | Authorise Issue of Equity | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 14 | Amend Performance Share Plan | Management | For | For |
| ASTRAZENECA PLC Meeting Date: MAY 11, 2021 Record Date: MAY 07, 2021 Meeting Type: SPECIAL | ||||
| Ticker: AZN Security ID: G0593M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of Alexion Pharmaceuticals, Inc. | Management | For | For |
| BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Meeting Date: NOV 03, 2020 Record Date: OCT 28, 2020 Meeting Type: SPECIAL | ||||
| Ticker: 002271 Security ID: Y07729109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Company's Eligibility for Private Placement of Shares | Management | For | For |
| 2.1 | Approve Issue Type and Par Value | Management | For | For |
| 2.2 | Approve Issue Manner and Period | Management | For | For |
| 2.3 | Approve Target Parties and Subscription Manner | Management | For | For |
| 2.4 | Approve Reference Date, Issue Price and Pricing Basis | Management | For | For |
| 2.5 | Approve Issue Scale | Management | For | For |
| 2.6 | Approve Amount and Usage of Raised Funds | Management | For | For |
| 2.7 | Approve Restriction Period Arrangement | Management | For | For |
| 2.8 | Approve Listing Location | Management | For | For |
| 2.9 | Approve Distribution Arrangement of Undistributed Earnings | Management | For | For |
| 2.10 | Approve Resolution Validity Period | Management | For | For |
| 3 | Approve Plan on Private Placement of Shares | Management | For | For |
| 4 | Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken | Management | For | For |
| 5 | Approve Feasibility Analysis Report on the Use of Proceeds | Management | For | For |
| 6 | Approve Report on the Usage of Previously Raised Funds | Management | For | For |
| 7 | Approve Appraisal Report on the Usage of Previously Raised Funds | Management | For | For |
| 8 | Approve Shareholder Return Plan | Management | For | For |
| 9 | Approve Authorization of Board to Handle All Related Matters | Management | For | For |
| BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Meeting Date: DEC 07, 2020 Record Date: DEC 01, 2020 Meeting Type: SPECIAL | ||||
| Ticker: 002271 Security ID: Y07729109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Repurchase and Cancellation of Performance Shares | Management | For | For |
| 2 | Approve Increase in Registered Capital | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Approve Issuance of Asset-backed Securities | Shareholder | For | For |
| BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Meeting Date: DEC 24, 2020 Record Date: DEC 18, 2020 Meeting Type: SPECIAL | ||||
| Ticker: 002271 Security ID: Y07729109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve External Guarantee | Management | For | For |
| BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Meeting Date: JAN 29, 2021 Record Date: JAN 25, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 002271 Security ID: Y07729109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Investment and Construction of a Green Building New Material Production Base Project | Management | For | For |
| 2 | Approve Change in Registered Capital | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Meeting Date: APR 12, 2021 Record Date: APR 06, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 002271 Security ID: Y07729109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Draft and Summary of Stock Option Incentive Plan | Management | For | For |
| 2 | Approve Methods to Assess the Performance of Plan Participants | Management | For | For |
| 3 | Approve Authorization of the Board to Handle All Related Matters | Management | For | For |
| 4 | Approve Draft and Summary of Employee Share Purchase Plan | Management | For | For |
| 5 | Approve Management Method of Employee Share Purchase Plan | Management | For | For |
| 6 | Approve Authorization of the Board to Handle All Related Matters | Management | For | For |
| 7 | Approve Employee Share Purchase Plan Intent to Raise Funds through Financing and Securities Lending | Shareholder | For | For |
| BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Meeting Date: MAY 10, 2021 Record Date: APR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 002271 Security ID: Y07729109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Financial Budget Report | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve Annual Report and Summary | Management | For | For |
| 7 | Approve to Appoint Auditor | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| 9 | Approve Remuneration of Supervisors | Management | For | For |
| 10 | Approve Application of Comprehensive Credit Lines | Management | For | For |
| 11 | Approve Guarantee Provision for the Comprehensive Credit Lines Applied by the Subsidiary | Management | For | For |
| 12 | Approve Provision of External Guarantee | Management | For | For |
| 13 | Approve Increase in Registered Capital | Management | For | For |
| 14 | Amend Articles of Association | Management | For | For |
| 15 | Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members | Management | For | For |
| BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Meeting Date: JUN 29, 2021 Record Date: JUN 22, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 002271 Security ID: Y07729109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Establishment of Wholly-owned Subsidiary and Construction of Green New Type of Building Materials Research and Development and Production Base Project | Management | For | For |
| CANADIAN PACIFIC RAILWAY LIMITED Meeting Date: APR 21, 2021 Record Date: FEB 26, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CP Security ID: 13645T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 3.1 | Elect Director John Baird | Management | For | For |
| 3.2 | Elect Director Isabelle Courville | Management | For | For |
| 3.3 | Elect Director Keith E. Creel | Management | For | For |
| 3.4 | Elect Director Gillian (Jill) H. Denham | Management | For | For |
| 3.5 | Elect Director Edward R. Hamberger | Management | For | For |
| 3.6 | Elect Director Rebecca MacDonald | Management | For | For |
| 3.7 | Elect Director Edward L. Monser | Management | For | For |
| 3.8 | Elect Director Matthew H. Paull | Management | For | For |
| 3.9 | Elect Director Jane L. Peverett | Management | For | For |
| 3.10 | Elect Director Andrea Robertson | Management | For | For |
| 3.11 | Elect Director Gordon T. Trafton | Management | For | For |
| 4 | Approve Share Split | Management | For | For |
| 5 | SP: Hold an Annual Non-Binding Advisory Vote on Climate Change | Shareholder | For | Against |
| CHINA MERCHANTS BANK CO., LTD. Meeting Date: SEP 09, 2020 Record Date: SEP 02, 2020 Meeting Type: SPECIAL | ||||
| Ticker: 3968 Security ID: Y14896107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Miao Jianmin as Director | Management | For | For |
| CHINA MERCHANTS BANK CO., LTD. Meeting Date: JUN 25, 2021 Record Date: JUN 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 3968 Security ID: Y14896107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Work Report of the Board of Directors | Management | For | For |
| 2 | Approve Work Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Annual Report | Management | For | For |
| 4 | Approve Audited Financial Statements | Management | For | For |
| 5 | Approve Profit Appropriation Plan | Management | For | For |
| 6 | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP (Special General Partnership) as Domestic Auditor and Deloitte Touche Tohmatsu Certified Public Accountants as Overseas Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Related Party Transaction Report | Management | For | For |
| 8 | Elect Li Chaoxian as Director | Management | For | For |
| 9 | Elect Shi Yongdong as Director | Management | For | For |
| 10 | Elect Guo Xikun as Supervisor | Shareholder | For | For |
| 11 | Approve Medium-Term Capital Management Plan for 2021-2023 | Management | For | For |
| 12 | Approve Redemption of Capital Bonds | Management | For | For |
| 13 | Approve Authorization to Issue Capital Bonds | Management | For | For |
| 14 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| CITIGROUP INC. Meeting Date: APR 27, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: C Security ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ellen M. Costello | Management | For | For |
| 1b | Elect Director Grace E. Dailey | Management | For | For |
| 1c | Elect Director Barbara J. Desoer | Management | For | For |
| 1d | Elect Director John C. Dugan | Management | For | For |
| 1e | Elect Director Jane N. Fraser | Management | For | For |
| 1f | Elect Director Duncan P. Hennes | Management | For | For |
| 1g | Elect Director Peter B. Henry | Management | For | For |
| 1h | Elect Director S. Leslie Ireland | Management | For | For |
| 1i | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
| 1j | Elect Director Renee J. James | Management | For | For |
| 1k | Elect Director Gary M. Reiner | Management | For | For |
| 1l | Elect Director Diana L. Taylor | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Deborah C. Wright | Management | For | For |
| 1o | Elect Director Alexander R. Wynaendts | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | For |
| 6 | Require Independent Board Chair | Shareholder | Against | Against |
| 7 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 9 | Report on Racial Equity Audit | Shareholder | Against | Abstain |
| 10 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| CME GROUP INC. Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CME Security ID: 12572Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1c | Elect Director Charles P. Carey | Management | For | For |
| 1d | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1e | Elect Director Bryan T. Durkin | Management | For | For |
| 1f | Elect Director Ana Dutra | Management | For | For |
| 1g | Elect Director Martin J. Gepsman | Management | For | For |
| 1h | Elect Director Larry G. Gerdes | Management | For | For |
| 1i | Elect Director Daniel R. Glickman | Management | For | For |
| 1j | Elect Director Daniel G. Kaye | Management | For | For |
| 1k | Elect Director Phyllis M. Lockett | Management | For | For |
| 1l | Elect Director Deborah J. Lucas | Management | For | For |
| 1m | Elect Director Terry L. Savage | Management | For | For |
| 1n | Elect Director Rahael Seifu | Management | For | For |
| 1o | Elect Director William R. Shepard | Management | For | For |
| 1p | Elect Director Howard J. Siegel | Management | For | For |
| 1q | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| E.ON SE Meeting Date: MAY 19, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: EOAN Security ID: D24914133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.47 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5.1 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
| 5.2 | Ratify KPMG AG as Auditors for Half-Year and Quarterly Reports 2021 | Management | For | For |
| 5.3 | Ratify KPMG AG as Auditors for the First Quarter of Fiscal Year 2022 | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8.1 | Elect Erich Clementi to the Supervisory Board | Management | For | For |
| 8.2 | Elect Andreas Schmitz to the Supervisory Board | Management | For | For |
| 8.3 | Elect Ewald Woste to the Supervisory Board | Management | For | For |
| 9.1 | Approve Affiliation Agreements with E.ON 45. Verwaltungs GmbH | Management | For | For |
| 9.2 | Approve Affiliation Agreement with E.ON 46. Verwaltungs GmbH | Management | For | For |
| ELECTRICITE DE FRANCE SA Meeting Date: MAY 06, 2021 Record Date: MAY 04, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: EDF Security ID: F2940H113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.21 per Share | Management | For | For |
| A | Proposition Not to Distribute the Dividend | Shareholder | Against | Against |
| 4 | Approve Stock Dividend Program for Interim Distributions | Management | For | For |
| 5 | Approve Transaction with French State RE: OCEANEs | Management | For | For |
| 6 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 7 | Approve Compensation of Jean-Bernard Levy, Chairman and CEO | Management | For | For |
| 8 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 9 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 10 | Approve Remuneration Policy of Directors | Management | For | For |
| 11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 440,000 | Management | For | For |
| 12 | Reelect Marie-Christine Lepetit as Director | Management | For | Against |
| 13 | Reelect Colette Lewiner as Director | Management | For | For |
| 14 | Reelect Michele Rousseau as Director | Management | For | Against |
| 15 | Reelect Francois Delattre as Director | Management | For | Against |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 18 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ENEL SPA Meeting Date: MAY 20, 2021 Record Date: MAY 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ENEL Security ID: T3679P115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4 | Approve Long-Term Incentive Plan | Management | For | For |
| 5.1 | Approve Remuneration Policy | Management | For | For |
| 5.2 | Approve Second Section of the Remuneration Report | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| FERRARI NV Meeting Date: APR 15, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RACE Security ID: N3167Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Director's Board Report (Non-Voting) | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Approve Remuneration Report | Management | For | For |
| 2.d | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.e | Approve Dividends of EUR 0.867 Per Share | Management | For | For |
| 2.f | Approve Discharge of Directors | Management | For | For |
| 3.a | Reelect John Elkann as Executive Director | Management | For | For |
| 3.b | Reelect Piero Ferrari as Non-Executive Director | Management | For | For |
| 3.c | Reelect Delphine Arnault as Non-Executive Director | Management | For | For |
| 3.d | Reelect Francesca Bellettini as Non-Executive Director | Management | For | For |
| 3.e | Reelect Eduardo H. Cue as Non-Executive Director | Management | For | For |
| 3.f | Reelect Sergio Duca as Non-Executive Director | Management | For | For |
| 3.g | Reelect John Galantic as Non-Executive Director | Management | For | For |
| 3.h | Reelect Maria Patrizia Grieco as Non-Executive Director | Management | For | For |
| 3.i | Reelect Adam Keswick as Non-Executive Director | Management | For | Against |
| 4 | Appoint Ernst & Young Accountants LLP as Auditors | Management | For | For |
| 5.1 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 5.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 5.3 | Grant Board Authority to Issue Special Voting Shares | Management | For | Against |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Awards to Executive Director | Management | For | For |
| 8 | Close Meeting | Management | None | None |
| FERROVIAL SA Meeting Date: APR 08, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FER Security ID: E49512119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 1.2 | Approve Non-Financial Information Statement | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Approve Scrip Dividends | Management | For | For |
| 5 | Approve Scrip Dividends | Management | For | For |
| 6 | Approve Reduction in Share Capital via Amortization of Treasury Shares | Management | For | For |
| 7.1 | Advisory Vote on Company's Greenhouse Gas Emissions Reduction Plan | Management | For | For |
| 7.2 | Advisory Vote, as from the 2022 AGM, on the Company's Climate Strategy Report | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Advisory Vote on Remuneration Report | Management | For | For |
| 10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 11 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| IBERDROLA SA Meeting Date: JUN 17, 2021 Record Date: JUN 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IBE Security ID: E6165F166 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated and Standalone Management Reports | Management | For | For |
| 3 | Approve Non-Financial Information Statement | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | Against |
| 5 | Amend Articles Re: Update of the Name of the Governance and Sustainability System and Incorporation of Other Technical Improvements | Management | For | For |
| 6 | Amend Article 10 to Reflect Changes in Capital | Management | For | For |
| 7 | Amend Articles Re: New Regulations Regarding Long-Term Involvement of Shareholders | Management | For | For |
| 8 | Amend Articles Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 9 | Amend Article 32 Re: Climate Action Plan | Management | For | For |
| 10 | Amend Articles Re: Meetings of Board of Directors and its Committees | Management | For | For |
| 11 | Amend Articles Re: Annual Financial and Non-Financial Information | Management | For | For |
| 12 | Amend Articles Re: Technical Improvements | Management | For | For |
| 13 | Amend Articles of General Meeting Regulations Re: Update of the Name of the Governance and Sustainability System and Incorporation of Other Technical Improvements | Management | For | For |
| 14 | Amend Articles of General Meeting Regulations Re: New Regulations Regarding Long-Term Involvement of Shareholders | Management | For | For |
| 15 | Amend Articles of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 16 | Approve Remuneration Policy | Management | For | For |
| 17 | Approve Allocation of Income and Dividends | Management | For | For |
| 18 | Approve Scrip Dividends | Management | For | For |
| 19 | Approve Scrip Dividends | Management | For | For |
| 20 | Reelect Juan Manuel Gonzalez Serna as Director | Management | For | For |
| 21 | Reelect Francisco Martinez Corcoles as Director | Management | For | For |
| 22 | Ratify Appointment of and Elect Angel Jesus Acebes Paniagua as Director | Management | For | For |
| 23 | Fix Number of Directors at 14 | Management | For | For |
| 24 | Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 30 Billion and Issuance of Notes up to EUR 6 Billion | Management | For | For |
| 25 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 26 | Advisory Vote on Remuneration Report | Management | For | For |
| 27 | Advisory Vote on Company's Climate Action Plan | Management | For | For |
| INFINEON TECHNOLOGIES AG Meeting Date: FEB 25, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: IFX Security ID: D35415104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.22 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Reinhard Ploss for Fiscal 2020 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Helmut Gassel for Fiscal 2020 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Jochen Hanebeck for Fiscal 2020 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Sven Schneider for Fiscal 2020 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Wolfgang Eder for Fiscal 2020 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Peter Bauer (until Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Xiaoqun Clever (from Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Johann Dechant for Fiscal 2020 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Herbert Diess (until Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Friedrich Eichiner (from Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Annette Engelfried for Fiscal 2020 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal 2020 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Gerhard Hobbach (until Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Hans-Ulrich Holdenried for Fiscal 2020 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Renate Koecher (until Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Susanne Lachenmann for Fiscal 2020 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Geraldine Picaud for Fiscal 2020 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal 2020 | Management | For | For |
| 4.15 | Approve Discharge of Supervisory Board Member Melanie Riedl (from Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.16 | Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal 2020 | Management | For | For |
| 4.17 | Approve Discharge of Supervisory Board Member Juergen Scholz for Fiscal 2020 | Management | For | For |
| 4.18 | Approve Discharge of Supervisory Board Member Ulrich Spiesshofer (from Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.19 | Approve Discharge of Supervisory Board Member Margret Suckale (from Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.20 | Approve Discharge of Supervisory Board Member Eckart Suenner (until Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.21 | Approve Discharge of Supervisory Board Member Diana Vitale for Fiscal 2020 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2021 | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Approve Creation of EUR 30 Million Pool of Capital for Employee Stock Purchase Plan | Management | For | For |
| 9 | Amend Articles Re: Information for Registration in the Share Register | Management | For | For |
| 10 | Amend Articles Re: Supervisory Board's Rules of Procedure | Management | For | For |
| INTESA SANPAOLO SPA Meeting Date: APR 28, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ISP Security ID: T55067101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Approve Allocation of Income | Management | For | For |
| 2a | Approve Remuneration Policy | Management | For | For |
| 2b | Approve Second Section of the Remuneration Report | Management | For | For |
| 2c | Approve Fixed-Variable Compensation Ratio | Management | For | For |
| 2d | Approve Annual Incentive Plan | Management | For | For |
| 2e | Amend POP Long-Term Incentive Plan | Management | For | For |
| 2f | Approve Director, Officer, and Internal Auditors Liability and Indemnity Insurance | Management | For | For |
| 3a | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Incentive Plan | Management | For | For |
| 3b | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 1 | Amend Company Bylaws | Management | For | For |
| JDE PEET'S BV Meeting Date: NOV 18, 2020 Record Date: OCT 21, 2020 Meeting Type: SPECIAL | ||||
| Ticker: JDEP Security ID: N44664105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Fabien Simon as Director | Management | For | For |
| 3 | Amend Directors' Remuneration Policy | Management | For | Against |
| 4 | Elect Frank Engelen as Non-Executive Director | Management | For | For |
| 5 | Close Meeting | Management | None | None |
| JPMORGAN CHASE & CO. Meeting Date: MAY 18, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: JPM Security ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director Stephen B. Burke | Management | For | For |
| 1c | Elect Director Todd A. Combs | Management | For | For |
| 1d | Elect Director James S. Crown | Management | For | For |
| 1e | Elect Director James Dimon | Management | For | For |
| 1f | Elect Director Timothy P. Flynn | Management | For | For |
| 1g | Elect Director Mellody Hobson | Management | For | For |
| 1h | Elect Director Michael A. Neal | Management | For | For |
| 1i | Elect Director Phebe N. Novakovic | Management | For | For |
| 1j | Elect Director Virginia M. Rometty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | For |
| 6 | Report on Racial Equity Audit | Shareholder | Against | Abstain |
| 7 | Require Independent Board Chair | Shareholder | Against | For |
| 8 | Report on Congruency Political Analysis and Electioneering Expenditures | Shareholder | Against | Abstain |
| KERING SA Meeting Date: APR 22, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: KER Security ID: F5433L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 8 per Share | Management | For | For |
| 4 | Reelect Francois-Henri Pinault as Director | Management | For | For |
| 5 | Reelect Jean-Francois Palus as Director | Management | For | For |
| 6 | Reelect Financiere Pinault as Director | Management | For | For |
| 7 | Reelect Baudouin Prot as Director | Management | For | For |
| 8 | Approve Compensation of Corporate Officers | Management | For | For |
| 9 | Approve Compensation of Francois-Henri Pinault, Chairman and CEO | Management | For | For |
| 10 | Approve Compensation of Jean-Francois Palus, Vice-CEO | Management | For | For |
| 11 | Approve Remuneration Policy of Executive Corporate Officers | Management | For | For |
| 12 | Approve Remuneration Policy of Corporate Officers | Management | For | For |
| 13 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.4 Million | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
| 17 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
| 20 | Authorize Board to Set Issue Price for 5 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 18 and 19 | Management | For | For |
| 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16, 18 and 19 | Management | For | For |
| 22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| KEYENCE CORP. Meeting Date: JUN 11, 2021 Record Date: MAR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6861 Security ID: J32491102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
| 2.1 | Elect Director Takizaki, Takemitsu | Management | For | For |
| 2.2 | Elect Director Nakata, Yu | Management | For | For |
| 2.3 | Elect Director Yamaguchi, Akiji | Management | For | For |
| 2.4 | Elect Director Miki, Masayuki | Management | For | For |
| 2.5 | Elect Director Yamamoto, Hiroaki | Management | For | For |
| 2.6 | Elect Director Yamamoto, Akinori | Management | For | For |
| 2.7 | Elect Director Taniguchi, Seiichi | Management | For | For |
| 2.8 | Elect Director Suenaga, Kumiko | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Yamamoto, Masaharu | Management | For | For |
| KONE OYJ Meeting Date: MAR 02, 2021 Record Date: FEB 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KNEBV Security ID: X4551T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 1.7475 per Class A Share and EUR 1.75 per Class B Share; Approve Extra Dividends of EUR 0.4975 per Class A Share and EUR 0.50 per Class B Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration Report (Advisory Vote) | Management | For | Against |
| 11 | Approve Remuneration of Directors in the Amount of EUR 220,000 for Chairman, EUR 125,000 for Vice Chairman, and EUR 110,000 for Other Directors | Management | For | Against |
| 12 | Fix Number of Directors at Eight | Management | For | For |
| 13 | Reelect Matti Alahuhta, Susan Duinhoven, Antti Herlin, Iiris Herlin, Jussi Herlin, Ravi Kant and Juhani Kaskeala as Directors; Elect Jennifer Xin-Zhe Li as New Director | Management | For | Against |
| 14 | Approve Remuneration of Auditors | Management | For | For |
| 15 | Elect One Auditor for the Term Ending on the Conclusion of AGM 2020 | Management | For | For |
| 16 | Ratify Ernst & Young as Auditors | Management | For | For |
| 17 | Authorize Share Repurchase Program | Management | For | For |
| 18 | Approve Issuance of Shares and Options without Preemptive Rights | Management | For | For |
| 19 | Close Meeting | Management | None | None |
| KUEHNE + NAGEL INTERNATIONAL AG Meeting Date: SEP 02, 2020 Record Date: AUG 27, 2020 Meeting Type: SPECIAL | ||||
| Ticker: KNIN Security ID: H4673L145 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income and Dividends of CHF 4.00 per Share | Management | For | For |
| 2 | Transact Other Business (Voting) | Management | For | Against |
| KUEHNE + NAGEL INTERNATIONAL AG Meeting Date: MAY 04, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: KNIN Security ID: H4673L145 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 4.50 per Share | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1.1 | Reelect Dominik Buergy as Director | Management | For | For |
| 4.1.2 | Reelect Renato Fassbind as Director | Management | For | For |
| 4.1.3 | Reelect Karl Gernandt as Director | Management | For | For |
| 4.1.4 | Reelect David Kamenetzky as Director | Management | For | For |
| 4.1.5 | Reelect Klaus-Michael Kuehne as Director | Management | For | For |
| 4.1.6 | Reelect Hauke Stars as Director | Management | For | For |
| 4.1.7 | Reelect Martin Wittig as Director | Management | For | For |
| 4.1.8 | Reelect Joerg Wolle as Director | Management | For | For |
| 4.2 | Elect Tobias Staehelin as Director | Management | For | For |
| 4.3 | Reelect Joerg Wolle as Board Chairman | Management | For | For |
| 4.4.1 | Reappoint Karl Gernandt as Member of the Compensation Committee | Management | For | Against |
| 4.4.2 | Reappoint Klaus-Michael Kuehne as Member of the Compensation Committee | Management | For | Against |
| 4.4.3 | Reappoint Hauke Stars as Member of the Compensation Committee | Management | For | For |
| 4.5 | Designate Investarit AG as Independent Proxy | Management | For | For |
| 4.6 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 5.5 Million | Management | For | For |
| 6.2 | Approve Remuneration of Executive Committee in the Amount of CHF 22 Million | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| KWEICHOW MOUTAI CO., LTD. Meeting Date: JUN 09, 2021 Record Date: MAY 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 600519 Security ID: Y5070V116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Annual Report and Summary | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Financial Budget Report | Management | For | For |
| 6 | Approve Profit Distribution | Management | For | For |
| 7 | Approve Report of the Independent Directors | Management | For | For |
| 8 | Approve to Appoint Financial Auditor and Internal Control Auditor | Management | For | For |
| LINDE PLC Meeting Date: JUL 27, 2020 Record Date: JUL 25, 2020 Meeting Type: ANNUAL | ||||
| Ticker: LIN Security ID: G5494J103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wolfgang H. Reitzle | Management | For | For |
| 1b | Elect Director Stephen F. Angel | Management | For | For |
| 1c | Elect Director Ann-Kristin Achleitner | Management | For | For |
| 1d | Elect Director Clemens A. H. Borsig | Management | For | For |
| 1e | Elect Director Nance K. Dicciani | Management | For | For |
| 1f | Elect Director Thomas Enders | Management | For | For |
| 1g | Elect Director Franz Fehrenbach | Management | For | For |
| 1h | Elect Director Edward G. Galante | Management | For | For |
| 1i | Elect Director Larry D. McVay | Management | For | For |
| 1j | Elect Director Victoria E. Ossadnik | Management | For | For |
| 1k | Elect Director Martin H. Richenhagen | Management | For | For |
| 1l | Elect Director Robert L. Wood | Management | For | For |
| 2a | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Meeting Date: JAN 11, 2021 Record Date: JAN 04, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 601012 Security ID: Y9727F102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Raised Funds Project Completion and Use Remaining Raised Funds for New Projects and Replenish Working Capital | Management | For | For |
| 2 | Approve Investment in the Construction of 3GW Monocrystalline Battery Project | Management | For | For |
| 3 | Approve Related Party Transaction | Management | For | For |
| 4 | Approve 2021 Financing Guarantees | Management | For | For |
| 5 | Approve 2021 Performance Guarantees | Management | For | For |
| 6 | Approve Change in Registered Capital and Amend Articles of Association | Management | For | For |
| 7 | Approve Credit Line from JP Morgan Chase and Provision of Guarantee to Wholly-owned Subsidiary | Management | For | For |
| 8 | Approve Credit Line from Hang Seng Bank and Provision of Guarantee to Wholly-owned Subsidiary | Management | For | For |
| 9 | Approve Provision of Guarantee for Credit Line of Subsidiary from ICBC | Management | For | For |
| 10 | Approve Provision of Guarantee to Taizhou Longi Leye Photovoltaic Technology Co., Ltd. | Management | For | For |
| 11 | Approve Provision of Guarantee to Longi (Hong Kong) Trading Co., Ltd. | Management | For | For |
| LVMH MOET HENNESSY LOUIS VUITTON SE Meeting Date: APR 15, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: MC Security ID: F58485115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 6.00 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 5 | Reelect Antoine Arnault as Director | Management | For | Against |
| 6 | Reelect Nicolas Bazire as Director | Management | For | Against |
| 7 | Reelect Charles de Croisset as Director | Management | For | Against |
| 8 | Reelect Yves-Thibault de Silguy as Director | Management | For | For |
| 9 | Appoint Olivier Lenel as Alternate Auditor | Management | For | For |
| 10 | Approve Amendment of Remuneration Policy of Directors Re: FY 2020 | Management | For | For |
| 11 | Approve Amendment of Remuneration Policy of Executive Corporate Officers Re: FY 2020 | Management | For | Against |
| 12 | Approve Compensation of Corporate Officers | Management | For | Against |
| 13 | Approve Compensation of Bernard Arnault, Chairman and CEO | Management | For | Against |
| 14 | Approve Compensation of Antonio Belloni, Vice-CEO | Management | For | Against |
| 15 | Approve Remuneration Policy of Directors | Management | For | For |
| 16 | Approve Remuneration Policy of Chairman and CEO | Management | For | Against |
| 17 | Approve Remuneration Policy of Vice-CEO | Management | For | Against |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | Against |
| 23 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 20 Million | Management | For | Against |
| 24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 25 | Authorize Capital Increase of Up to EUR 20 Million for Future Exchange Offers | Management | For | Against |
| 26 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 27 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 29 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-26 at EUR 20 Million | Management | For | For |
| 30 | Amend Article 22 of Bylaws Re: Auditors | Management | For | For |
| LVMH MOET HENNESSY LOUIS VUITTON SE Meeting Date: MAY 28, 2021 Record Date: MAY 26, 2021 Meeting Type: EXTRAORDINARY SHAREHOLDERS | ||||
| Ticker: MC Security ID: F58485115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| MASTERCARD INCORPORATED Meeting Date: JUN 22, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MA Security ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ajay Banga | Management | For | For |
| 1b | Elect Director Merit E. Janow | Management | For | For |
| 1c | Elect Director Richard K. Davis | Management | For | For |
| 1d | Elect Director Steven J. Freiberg | Management | For | For |
| 1e | Elect Director Julius Genachowski | Management | For | For |
| 1f | Elect Director Choon Phong Goh | Management | For | For |
| 1g | Elect Director Oki Matsumoto | Management | For | For |
| 1h | Elect Director Michael Miebach | Management | For | For |
| 1i | Elect Director Youngme Moon | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1m | Elect Director Jackson Tai | Management | For | For |
| 1n | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| MEITUAN Meeting Date: JUN 23, 2021 Record Date: JUN 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 3690 Security ID: G59669104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Wang Huiwen as Director | Management | For | For |
| 3 | Elect Lau Chi Ping Martin as Director | Management | For | For |
| 4 | Elect Neil Nanpeng Shen as Director | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 9 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10a | Approve Tencent Subscription Agreement | Management | For | For |
| 10b | Approve Grant of Specific Mandate to Issue Tencent Subscription Shares | Management | For | For |
| 10c | Authorize Board to Deal with All Matters in Relation to the Tencent Subscription Agreement | Management | For | For |
| 11 | Amend Memorandum and Articles of Association | Management | For | For |
| MEITUAN DIANPING Meeting Date: SEP 29, 2020 Record Date: SEP 23, 2020 Meeting Type: SPECIAL | ||||
| Ticker: 3690 Security ID: G59669104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Approve Change of English Name and Adopt Chinese Name as Dual Foreign Name of the Company | Management | For | For |
| 1b | Authorize Board to Deal with All Matters in Relation to the Change of English Name and Adoption of Chinese Name as Dual Foreign Name of the Company | Management | For | For |
| MITSUBISHI UFJ FINANCIAL GROUP, INC. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8306 Security ID: J44497105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 12.5 | Management | For | For |
| 2.1 | Elect Director Fujii, Mariko | Management | For | For |
| 2.2 | Elect Director Honda, Keiko | Management | For | For |
| 2.3 | Elect Director Kato, Kaoru | Management | For | For |
| 2.4 | Elect Director Kuwabara, Satoko | Management | For | For |
| 2.5 | Elect Director Toby S. Myerson | Management | For | For |
| 2.6 | Elect Director Nomoto, Hirofumi | Management | For | Against |
| 2.7 | Elect Director Shingai, Yasushi | Management | For | For |
| 2.8 | Elect Director Tsuji, Koichi | Management | For | For |
| 2.9 | Elect Director Tarisa Watanagase | Management | For | For |
| 2.10 | Elect Director Ogura, Ritsuo | Management | For | For |
| 2.11 | Elect Director Miyanaga, Kenichi | Management | For | For |
| 2.12 | Elect Director Mike, Kanetsugu | Management | For | For |
| 2.13 | Elect Director Araki, Saburo | Management | For | For |
| 2.14 | Elect Director Nagashima, Iwao | Management | For | For |
| 2.15 | Elect Director Hanzawa, Junichi | Management | For | For |
| 2.16 | Elect Director Kamezawa, Hironori | Management | For | For |
| 3 | Amend Articles to Disclose Plan Outlining Company's Business Strategy to Align Investments with Goals of Paris Agreement | Shareholder | Against | Abstain |
| 4 | Amend Articles to Add Provision on Early Submission of Annual Yuho Securities Report | Shareholder | Against | For |
| 5 | Amend Articles to Prohibit Officers and Employees of the Company from Committing Parental Child Abduction for Gaining Advantage in Custody Disputes | Shareholder | Against | Against |
| 6 | Amend Articles to Prohibit Provision of Financing and Other Inappropriate Transactions to Anti-Social Forces | Shareholder | Against | Against |
| 7 | Amend Articles to Establish Helpline for Whistle-Blowers | Shareholder | Against | Against |
| 8 | Appoint Shareholder Director Nominee Ino, Tatsuki | Shareholder | Against | Against |
| NINTENDO CO., LTD. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 7974 Security ID: J51699106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 1410 | Management | For | For |
| 2.1 | Elect Director Furukawa, Shuntaro | Management | For | For |
| 2.2 | Elect Director Miyamoto, Shigeru | Management | For | For |
| 2.3 | Elect Director Takahashi, Shinya | Management | For | For |
| 2.4 | Elect Director Shiota, Ko | Management | For | For |
| 2.5 | Elect Director Shibata, Satoru | Management | For | For |
| 2.6 | Elect Director Chris Meledandri | Management | For | For |
| PING AN BANK CO., LTD. Meeting Date: APR 08, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 000001 Security ID: Y6896T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Annual Report and Summary | Management | For | For |
| 4 | Approve Financial Statements and Financial Budget Report | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve Related Party Transaction and Related Party Transaction Management System Implementation Report | Management | For | For |
| 7 | Approve to Appoint Auditor | Management | For | For |
| 8 | Approve Shareholder Return Plan | Management | For | For |
| 9 | Elect Sun Dongdong as Independent Director | Management | For | For |
| 10 | Approve Capital Management Plan | Management | For | For |
| 11 | Approve Issuance of Qualified Tier 2 Capital Bonds | Management | For | For |
| PROYA COSMETICS CO., LTD. Meeting Date: JUL 06, 2020 Record Date: JUN 29, 2020 Meeting Type: SPECIAL | ||||
| Ticker: 603605 Security ID: Y7S88X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve to Adjust the 2018 Performance Share Incentive Plan and Relevant Documents in 2020 Company-level Performance Evaluation Indicators | Management | For | For |
| RECRUIT HOLDINGS CO., LTD. Meeting Date: JUN 17, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6098 Security ID: J6433A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Minegishi, Masumi | Management | For | For |
| 1.2 | Elect Director Idekoba, Hisayuki | Management | For | For |
| 1.3 | Elect Director Senaha, Ayano | Management | For | For |
| 1.4 | Elect Director Rony Kahan | Management | For | For |
| 1.5 | Elect Director Izumiya, Naoki | Management | For | For |
| 1.6 | Elect Director Totoki, Hiroki | Management | For | For |
| 2 | Appoint Alternate Statutory Auditor Tanaka, Miho | Management | For | For |
| 3 | Approve Trust-Type Equity Compensation Plan | Management | For | Against |
| 4 | Approve Stock Option Plan | Management | For | For |
| 5 | Amend Articles to Allow Virtual Only Shareholder Meetings | Management | For | For |
| SAFRAN SA Meeting Date: MAY 26, 2021 Record Date: MAY 24, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: SAF Security ID: F4035A557 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.43 per Share | Management | For | For |
| 4 | Approve Transaction with BNP Paribas | Management | For | For |
| 5 | Ratify Appointment of Olivier Andries as Director | Management | For | For |
| 6 | Reelect Helene Auriol Potier as Director | Management | For | For |
| 7 | Reelect Sophie Zurquiyah as Director | Management | For | For |
| 8 | Reelect Patrick Pelata as Director | Management | For | For |
| 9 | Elect Fabienne Lecorvaisier as Director | Management | For | For |
| 10 | Approve Compensation of Ross McInnes, Chairman of the Board | Management | For | For |
| 11 | Approve Compensation of Philippe Petitcolin, CEO | Management | For | For |
| 12 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 13 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 14 | Approve Remuneration Policy of CEO | Management | For | For |
| 15 | Approve Remuneration Policy of Directors | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Amend Article 7,9,11 and 12 of Bylaws Re: Preferred Shares A | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million | Management | For | For |
| 20 | Authorize Capital Increase of Up to EUR 8 Million for Future Exchange Offers | Management | For | For |
| 21 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million | Management | For | For |
| 22 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 18-21 | Management | For | For |
| 23 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer | Management | For | Against |
| 24 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer | Management | For | Against |
| 25 | Authorize Capital Increase of Up to EUR 8 Million for Future Exchange Offers, Only In the Event of a Public Tender Offer | Management | For | Against |
| 26 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million, Only In the Event of a Public Tender Offer | Management | For | Against |
| 27 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 23-26, Only In the Event of a Public Tender Offer | Management | For | Against |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 29 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 30 | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 31 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SAMSUNG ELECTRONICS CO., LTD. Meeting Date: MAR 17, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 005930 Security ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Park Byung-gook as Outside Director | Management | For | For |
| 2.1.2 | Elect Kim Jeong as Outside Director | Management | For | For |
| 2.2.1 | Elect Kim Kinam as Inside Director | Management | For | For |
| 2.2.2 | Elect Kim Hyun-suk as Inside Director | Management | For | For |
| 2.2.3 | Elect Koh Dong-jin as Inside Director | Management | For | For |
| 3 | Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| SCHNEIDER ELECTRIC SE Meeting Date: APR 28, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: SU Security ID: F86921107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 2.60 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentionning the Absence of New Transactions | Management | For | For |
| 5 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 6 | Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO | Management | For | For |
| 7 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 8 | Approve Remuneration Policy of Directors | Management | For | For |
| 9 | Reelect Jean-Pascal Tricoire as Director | Management | For | For |
| 10 | Elect Anna Ohlsson-Leijon as Director | Management | For | For |
| 11 | Elect Thierry Jacquet as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 12 | Elect Zennia Csikos as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 13 | Reelect Xiaoyun Ma as Representative of Employee Shareholders to the Board | Management | For | For |
| 14 | Elect Malene Kvist Kristensen as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 224 Million | Management | For | For |
| 18 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 120 Million | Management | For | For |
| 19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18 | Management | For | For |
| 20 | Authorize Capital Increase of up to 9.88 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 21 | Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 24 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 25 | Amend Article 13 of Bylaws Re: Editorial Change | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Meeting Date: OCT 12, 2020 Record Date: SEP 24, 2020 Meeting Type: SPECIAL | ||||
| Ticker: 600009 Security ID: Y7682X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Shen Shujun as Non-Independent Director | Shareholder | For | For |
| SHISEIDO CO., LTD. Meeting Date: MAR 25, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 4911 Security ID: J74358144 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
| 2.1 | Elect Director Uotani, Masahiko | Management | For | For |
| 2.2 | Elect Director Suzuki, Yukari | Management | For | For |
| 2.3 | Elect Director Tadakawa, Norio | Management | For | For |
| 2.4 | Elect Director Yokota, Takayuki | Management | For | For |
| 2.5 | Elect Director Fujimori, Yoshiaki | Management | For | For |
| 2.6 | Elect Director Ishikura, Yoko | Management | For | For |
| 2.7 | Elect Director Iwahara, Shinsaku | Management | For | For |
| 2.8 | Elect Director Oishi, Kanoko | Management | For | For |
| 3 | Appoint Statutory Auditor Ozu, Hiroshi | Management | For | For |
| 4 | Approve Performance Share Plan | Management | For | For |
| SIKA AG Meeting Date: APR 20, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SIKA Security ID: H7631K273 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 2.50 per Share | Management | For | For |
| 3 | Approve Discharge of Board of Directors | Management | For | For |
| 4.1.1 | Reelect Paul Haelg as Director | Management | For | For |
| 4.1.2 | Reelect Monika Ribar as Director | Management | For | For |
| 4.1.3 | Reelect Daniel Sauter as Director | Management | For | For |
| 4.1.4 | Reelect Christoph Tobler as Director | Management | For | For |
| 4.1.5 | Reelect Justin Howell as Director | Management | For | For |
| 4.1.6 | Reelect Thierry Vanlancker as Director | Management | For | For |
| 4.1.7 | Reelect Viktor Balli as Director | Management | For | For |
| 4.2 | Elect Paul Schuler as Director | Management | For | For |
| 4.3 | Reelect Paul Haelg as Board Chairman | Management | For | For |
| 4.4.1 | Appoint Daniel Sauter as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.4.2 | Appoint Justin Howell as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.4.3 | Appoint Thierry Vanlancker as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.5 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 4.6 | Designate Jost Windlin as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 5.2 | Approve Remuneration of Directors in the Amount of CHF 3.3 Million | Management | For | For |
| 5.3 | Approve Remuneration of Executive Committee in the Amount of CHF 21.5 Million | Management | For | For |
| 6 | Transact Other Business (Voting) | Management | For | Against |
| SONY GROUP CORP. Meeting Date: JUN 22, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6758 Security ID: J76379106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 1.2 | Elect Director Totoki, Hiroki | Management | For | For |
| 1.3 | Elect Director Sumi, Shuzo | Management | For | For |
| 1.4 | Elect Director Tim Schaaff | Management | For | For |
| 1.5 | Elect Director Oka, Toshiko | Management | For | For |
| 1.6 | Elect Director Akiyama, Sakie | Management | For | For |
| 1.7 | Elect Director Wendy Becker | Management | For | For |
| 1.8 | Elect Director Hatanaka, Yoshihiko | Management | For | For |
| 1.9 | Elect Director Adam Crozier | Management | For | For |
| 1.10 | Elect Director Kishigami, Keiko | Management | For | For |
| 1.11 | Elect Director Joseph A. Kraft Jr | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| SWEDISH MATCH AB Meeting Date: APR 13, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SWMA Security ID: W92277115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Designate Peter Lundkvist and Filippa Gerstadt Inspectors of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Approve Remuneration Report | Management | For | Did Not Vote |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of SEK 15.00 Per Share | Management | For | Did Not Vote |
| 9.a | Approve Discharge of Charles A. Blixt | Management | For | Did Not Vote |
| 9.b | Approve Discharge of Andrew Cripps | Management | For | Did Not Vote |
| 9.c | Approve Discharge of Jacqueline Hoogerbrugge | Management | For | Did Not Vote |
| 9.d | Approve Discharge of Conny Carlsson | Management | For | Did Not Vote |
| 9.e | Approve Discharge of Alexander Lacik | Management | For | Did Not Vote |
| 9.f | Approve Discharge of Pauline Lindwall | Management | For | Did Not Vote |
| 9.g | Approve Discharge of Wenche Rolfsen | Management | For | Did Not Vote |
| 9.h | Approve Discharge of Joakim Westh | Management | For | Did Not Vote |
| 9.i | Approve Discharge of Patrik Engelbrektsson | Management | For | Did Not Vote |
| 9.j | Approve Discharge of Par-Ola Olausson | Management | For | Did Not Vote |
| 9.k | Approve Discharge of Dragan Popovic | Management | For | Did Not Vote |
| 9.l | Approve Discharge of Lars Dahlgren | Management | For | Did Not Vote |
| 10 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 2.25 million to Chair, SEK 1.04 Million to Vice Chair and SEK 900,000 to Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 12.a | Reelect Charles A. Blixt as Director | Management | For | Did Not Vote |
| 12.b | Reelect Andrew Cripps as Director | Management | For | Did Not Vote |
| 12.c | Reelect Jacqueline Hoogerbrugge as Director | Management | For | Did Not Vote |
| 12.d | Reelect Conny Carlsson as Director | Management | For | Did Not Vote |
| 12.e | Reelect Alexander Lacik as Director | Management | For | Did Not Vote |
| 12.f | Reelect Pauline Lindwall as Director | Management | For | Did Not Vote |
| 12.g | Reelect Wenche Rolfsen as Director | Management | For | Did Not Vote |
| 12.h | Reelect Joakim Westh as Director | Management | For | Did Not Vote |
| 12.i | Reelect Conny Karlsson as Board Chair | Management | For | Did Not Vote |
| 12.j | Reelect Andrew Cripps as Deputy Director | Management | For | Did Not Vote |
| 13 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 16.a | Approve SEK 10.8 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 16.b | Approve Bonus Issue | Management | For | Did Not Vote |
| 17 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 18 | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 19 | Approve Issuance of Shares up to 10 Per cent of Share Capital without Preemptive Rights | Management | For | Did Not Vote |
| 20.a | Amend Articles Re: Equity-Related; Set Minimum (SEK 200 Million) and Maximum (SEK 800 Million) Share Capital; Set Minimum (1 Billion) and Maximum (4 Billion) Number of Shares | Management | For | Did Not Vote |
| 20.b | Approve 10:1 Stock Split | Management | For | Did Not Vote |
| 21 | Amend Articles of Association Re: Editorial Changes | Management | For | Did Not Vote |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 08, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2330 Security ID: 874039100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For |
| 3 | Approve Issuance of Restricted Stocks | Management | For | For |
| 4.1 | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | Management | For | For |
| 4.2 | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | Management | For | For |
| 4.3 | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | Management | For | For |
| 4.4 | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | Management | For | For |
| 4.5 | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | Management | For | For |
| 4.6 | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | Management | For | For |
| 4.7 | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | Management | For | For |
| 4.8 | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | Management | For | For |
| 4.9 | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | Management | For | For |
| 4.10 | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | Management | For | For |
| TELEFONAKTIEBOLAGET LM ERICSSON Meeting Date: MAR 30, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ERIC.B Security ID: W26049119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 7.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 7.3a | Approve Discharge of Board Chairman Ronnie Leten | Management | For | Did Not Vote |
| 7.3b | Approve Discharge of Board Member Helena Stjernholm | Management | For | Did Not Vote |
| 7.3c | Approve Discharge of Board Member Jacob Wallenberg | Management | For | Did Not Vote |
| 7.3d | Approve Discharge of Board Member Jon Fredrik Baksaas | Management | For | Did Not Vote |
| 7.3e | Approve Discharge of Board Member Jan Carlson | Management | For | Did Not Vote |
| 7.3f | Approve Discharge of Board Member Nora Denzel | Management | For | Did Not Vote |
| 7.3g | Approve Discharge of Board Member Borje Ekholm | Management | For | Did Not Vote |
| 7.3h | Approve Discharge of Board Member Eric A. Elzvik | Management | For | Did Not Vote |
| 7.3i | Approve Discharge of Board Member Kurt Jofs | Management | For | Did Not Vote |
| 7.3j | Approve Discharge of Board Member Kristin S. Rinne | Management | For | Did Not Vote |
| 7.3k | Approve Discharge of Employee Representative Torbjorn Nyman | Management | For | Did Not Vote |
| 7.3l | Approve Discharge of Employee Representative Kjell-Ake Soting | Management | For | Did Not Vote |
| 7.3m | Approve Discharge of Employee Representative Roger Svensson | Management | For | Did Not Vote |
| 7.3n | Approve Discharge of Deputy Employee Representative Per Holmberg | Management | For | Did Not Vote |
| 7.3o | Approve Discharge of Deputy Employee Representative Anders Ripa | Management | For | Did Not Vote |
| 7.3p | Approve Discharge of Deputy Employee Representative Loredana Roslund | Management | For | Did Not Vote |
| 7.3q | Approve Discharge of President Borje Ekholm | Management | For | Did Not Vote |
| 7.4 | Approve Allocation of Income and Dividends of SEK 2 Per Share | Management | For | Did Not Vote |
| 8 | Determine Number of Directors (10) and Deputy Directors (0) of Board | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Directors in the Amount of SEK 4.2 Million for Chairman and SEK 1.06 Million for Other Directors, Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 10.1 | Reelect Jon Fredrik Baksaas as Director | Management | For | Did Not Vote |
| 10.2 | Reelect Jan Carlson as Director | Management | For | Did Not Vote |
| 10.3 | Reelect Nora Denzel as Director | Management | For | Did Not Vote |
| 10.4 | Reelect Borje Ekholm as Director | Management | For | Did Not Vote |
| 10.5 | Reelect Eric A. Elzvik as Director | Management | For | Did Not Vote |
| 10.6 | Reelect Kurt Jofs as Director | Management | For | Did Not Vote |
| 10.7 | Reelect Ronnie Leten as Director | Management | For | Did Not Vote |
| 10.8 | Reelect Kristin S. Rinne as Director | Management | For | Did Not Vote |
| 10.9 | Reelect Helena Stjernholm as Director | Management | For | Did Not Vote |
| 10.10 | Reelect Jacob Wallenberg as Director | Management | For | Did Not Vote |
| 11 | Reelect Ronnie Leten as Board Chair | Management | For | Did Not Vote |
| 12 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 15 | Amend Articles Re: Editorial Changes; Collecting of Proxies and Postal Voting; Participation at General Meetings | Management | For | Did Not Vote |
| 16.1 | Approve Long-Term Variable Compensation Program 2021 (LTV 2021) | Management | For | Did Not Vote |
| 16.2 | Approve Equity Plan Financing of LTV 2021 | Management | For | Did Not Vote |
| 16.3 | Approve Alternative Equity Plan Financing of LTV 2021, if Item 16.2 is Not Approved | Management | For | Did Not Vote |
| 17 | Approve Equity Plan Financing of LTV 2020 | Management | For | Did Not Vote |
| 18 | Approve Equity Plan Financing of LTV 2018 and 2019 | Management | For | Did Not Vote |
| TENCENT HOLDINGS LIMITED Meeting Date: MAY 20, 2021 Record Date: MAY 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Yang Siu Shun as Director | Management | For | For |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| TENCENT HOLDINGS LIMITED Meeting Date: MAY 20, 2021 Record Date: MAY 13, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Share Option Plan of China Literature Limited | Management | For | Against |
| THE WALT DISNEY COMPANY Meeting Date: MAR 09, 2021 Record Date: JAN 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DIS Security ID: 254687106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Safra A. Catz | Management | For | For |
| 1d | Elect Director Robert A. Chapek | Management | For | For |
| 1e | Elect Director Francis A. deSouza | Management | For | For |
| 1f | Elect Director Michael B.G. Froman | Management | For | For |
| 1g | Elect Director Robert A. Iger | Management | For | For |
| 1h | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1i | Elect Director Mark G. Parker | Management | For | For |
| 1j | Elect Director Derica W. Rice | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| TOTAL SE Meeting Date: MAY 28, 2021 Record Date: MAY 26, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: FP Security ID: F92124100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.64 per Share | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 6 | Reelect Patrick Pouyanne as Director | Management | For | For |
| 7 | Reelect Anne-Marie Idrac as Director | Management | For | For |
| 8 | Elect Jacques Aschenbroich as Director | Management | For | For |
| 9 | Elect Glenn Hubbard as Director | Management | For | For |
| 10 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 11 | Approve Remuneration Policy of Directors | Management | For | For |
| 12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Management | For | For |
| 13 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 14 | Approve the Company's Sustainable Development and Energy Transition | Management | For | For |
| 15 | Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly | Management | For | For |
| 16 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| VINCI SA Meeting Date: APR 08, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: DG Security ID: F5879X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.04 per Share | Management | For | For |
| 4 | Reelect Yannick Assouad as Director | Management | For | For |
| 5 | Reelect Graziella Gavezotti as Director | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Remuneration Policy of Directors | Management | For | For |
| 8 | Approve Remuneration Policy of Xavier Huillard, Chairman and CEO | Management | For | For |
| 9 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 10 | Approve Compensation of Xavier Huillard, Chairman and CEO | Management | For | For |
| 11 | Approve Company's Environmental Transition Plan | Management | For | For |
| 12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 13 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | Management | For | For |
| 16 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 150 Million | Management | For | For |
| 17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 14-16 | Management | For | For |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 21 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| WULIANGYE YIBIN CO., LTD. Meeting Date: JUN 18, 2021 Record Date: JUN 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 000858 Security ID: Y9718N106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Report of the Board of Directors | Management | For | For |
| 3 | Approve Report of the Board of Supervisors | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve Daily Related-party Transactions | Management | For | Against |
| 7 | Approve Appointment of Auditor | Management | For | For |
| 8 | Amend Articles of Association | Management | For | Against |
| 9 | Approve Comprehensive Budget Plan | Management | For | For |
| 10 | Elect Jiang Wenchun as Supervisor | Management | For | For |
| 11.1 | Elect Jiang Lin as Director | Shareholder | For | For |
| 11.2 | Elect Xu Bo as Director | Shareholder | For | For |
| 12.1 | Elect Xie Zhihua as Director | Management | For | For |
| 12.2 | Elect Wu Yue as Director | Management | For | For |
| 12.3 | Elect Lang Dingchang as Director | Management | For | For |
| Z HOLDINGS CORP. Meeting Date: JUN 18, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 4689 Security ID: J9894K105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Allow Virtual Only Shareholder Meetings | Management | For | For |
| 2.1 | Elect Director Kawabe, Kentaro | Management | For | For |
| 2.2 | Elect Director Idezawa, Takeshi | Management | For | For |
| 2.3 | Elect Director Jungho Shin | Management | For | For |
| 2.4 | Elect Director Ozawa, Takao | Management | For | For |
| 2.5 | Elect Director Masuda, Jun | Management | For | For |
| 2.6 | Elect Director Oketani, Taku | Management | For | For |
| 3 | Elect Director and Audit Committee Member Usumi, Yoshio | Management | For | For |
Thornburg Small/Mid Cap Growth Fund
| ALTERYX, INC. Meeting Date: MAY 13, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AYX Security ID: 02156B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anjali Joshi | Management | For | Did Not Vote |
| 1.2 | Elect Director Timothy I. Maudlin | Management | For | Did Not Vote |
| 1.3 | Elect Director Eileen M. Schloss | Management | For | Did Not Vote |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| AMEDISYS, INC. Meeting Date: JUN 08, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AMED Security ID: 023436108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Vickie L. Capps | Management | For | For |
| 1b | Elect Director Molly J. Coye | Management | For | For |
| 1c | Elect Director Julie D. Klapstein | Management | For | For |
| 1d | Elect Director Teresa L. Kline | Management | For | For |
| 1e | Elect Director Paul B. Kusserow | Management | For | For |
| 1f | Elect Director Richard A. Lechleiter | Management | For | For |
| 1g | Elect Director Bruce D. Perkins | Management | For | For |
| 1h | Elect Director Jeffrey A. Rideout | Management | For | For |
| 1i | Elect Director Ivanetta Davis Samuels | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ATLASSIAN CORPORATION PLC Meeting Date: DEC 03, 2020 Record Date: OCT 06, 2020 Meeting Type: ANNUAL | ||||
| Ticker: TEAM Security ID: G06242104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Elect Director Shona L. Brown | Management | For | For |
| 6 | Elect Director Michael Cannon-Brookes | Management | For | For |
| 7 | Elect Director Scott Farquhar | Management | For | For |
| 8 | Elect Director Heather Mirjahangir Fernandez | Management | For | For |
| 9 | Elect Director Sasan Goodarzi | Management | For | For |
| 10 | Elect Director Jay Parikh | Management | For | For |
| 11 | Elect Director Enrique Salem | Management | For | For |
| 12 | Elect Director Steven Sordello | Management | For | For |
| 13 | Elect Director Richard P. Wong | Management | For | For |
| 14 | Authorize to Make Off-Market Purchases of Ordinary Shares | Management | For | For |
| 15 | Authorize Share Repurchase Program | Management | For | For |
| AVALARA, INC. Meeting Date: JUN 03, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AVLR Security ID: 05338G106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marion Foote | Management | For | For |
| 1.2 | Elect Director Rajeev Singh | Management | For | For |
| 1.3 | Elect Director Kathleen Zwickert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| AVANTOR, INC. Meeting Date: MAY 13, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AVTR Security ID: 05352A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Matthew Holt | Management | For | For |
| 1b | Elect Director Christi Shaw | Management | For | For |
| 1c | Elect Director Michael Severino | Management | For | For |
| 1d | Elect Director Gregory Summe | Management | For | For |
| 2a | Provide Right to Call Special Meeting | Management | For | For |
| 2b | Eliminate Supermajority Vote Requirements | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BLACK KNIGHT, INC. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BKI Security ID: 09215C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William P. Foley, II | Management | For | For |
| 1.2 | Elect Director Anthony M. Jabbour | Management | For | For |
| 1.3 | Elect Director Catherine (Katie) L. Burke | Management | For | For |
| 1.4 | Elect Director Thomas M. Hagerty | Management | For | For |
| 1.5 | Elect Director Joseph M. Otting | Management | For | For |
| 1.6 | Elect Director John D. Rood | Management | For | For |
| 1.7 | Elect Director Nancy L. Shanik | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| CASELLA WASTE SYSTEMS, INC. Meeting Date: JUN 02, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CWST Security ID: 147448104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Casella | Management | For | For |
| 1.2 | Elect Director William P. Hulligan | Management | For | For |
| 1.3 | Elect Director Rose Stuckey Kirk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| CHART INDUSTRIES, INC. Meeting Date: MAY 13, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GTLS Security ID: 16115Q308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carey Chen | Management | For | For |
| 1.2 | Elect Director Jillian C. Evanko | Management | For | For |
| 1.3 | Elect Director Steven W. Krablin | Management | For | For |
| 1.4 | Elect Director Singleton B. McAllister | Management | For | For |
| 1.5 | Elect Director Michael L. Molinini | Management | For | For |
| 1.6 | Elect Director David M. Sagehorn | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COHU, INC. Meeting Date: MAY 05, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: COHU Security ID: 192576106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrew M. Caggia | Management | For | For |
| 1b | Elect Director Luis A. Muller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CROWDSTRIKE HOLDINGS, INC. Meeting Date: JUL 06, 2020 Record Date: MAY 11, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CRWD Security ID: 22788C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Denis J. O'Leary | Management | For | Withhold |
| 1.2 | Elect Director Joseph E. Sexton | Management | For | Withhold |
| 1.3 | Elect Director Godfrey R. Sullivan | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| DARLING INGREDIENTS INC. Meeting Date: MAY 11, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DAR Security ID: 237266101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Randall C. Stuewe | Management | For | For |
| 1b | Elect Director Charles Adair | Management | For | For |
| 1c | Elect Director Beth Albright | Management | For | For |
| 1d | Elect Director Linda Goodspeed | Management | For | For |
| 1e | Elect Director Dirk Kloosterboer | Management | For | For |
| 1f | Elect Director Mary R. Korby | Management | For | For |
| 1g | Elect Director Gary W. Mize | Management | For | For |
| 1h | Elect Director Michael E. Rescoe | Management | For | For |
| 1i | Elect Director Nicole M. Ringenberg | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ENTEGRIS, INC. Meeting Date: APR 29, 2021 Record Date: MAR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ENTG Security ID: 29362U104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael A. Bradley | Management | For | For |
| 1b | Elect Director R. Nicholas Burns | Management | For | For |
| 1c | Elect Director Rodney Clark | Management | For | For |
| 1d | Elect Director James F. Gentilcore | Management | For | For |
| 1e | Elect Director Yvette Kanouff | Management | For | For |
| 1f | Elect Director James P. Lederer | Management | For | For |
| 1g | Elect Director Bertrand Loy | Management | For | For |
| 1h | Elect Director Paul L.H. Olson | Management | For | For |
| 1i | Elect Director Azita Saleki-Gerhardt | Management | For | For |
| 1j | Elect Director Brian F. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ESTABLISHMENT LABS HOLDINGS INC. Meeting Date: MAY 25, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ESTA Security ID: G31249108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Lisa Gersh as a Director | Management | For | Did Not Vote |
| 2 | Ratify Marcum LLP as Auditors | Management | For | Did Not Vote |
| EVENTBRITE, INC. Meeting Date: JUN 09, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EB Security ID: 29975E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin Hartz | Management | For | Withhold |
| 1.2 | Elect Director Sean Moriarty | Management | For | Withhold |
| 1.3 | Elect Director Naomi Wheeless | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| FLOOR & DECOR HOLDINGS, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FND Security ID: 339750101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Norman H. Axelrod | Management | For | For |
| 1b | Elect Director Ryan Marshall | Management | For | For |
| 1c | Elect Director Richard L. Sullivan | Management | For | For |
| 1d | Elect Director Felicia D. Thornton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirements | Management | For | For |
| FOX FACTORY HOLDING CORP. Meeting Date: MAY 07, 2021 Record Date: MAR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FOXF Security ID: 35138V102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael C. Dennison | Management | For | For |
| 1.2 | Elect Director Sidney Johnson | Management | For | For |
| 1.3 | Elect Director Ted Waitman | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GLOBANT SA Meeting Date: APR 02, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GLOB Security ID: L44385109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board's and Auditor's Reports | Management | None | None |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Allocation of Loss | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Appoint PricewaterhouseCoopers, Societe Cooperative as Auditor for Annual Accounts and EU IFRS Consolidated Accounts | Management | For | For |
| 8 | Appoint Price Waterhouse & Co. S.R.L. as Auditor for IFRS Consolidated Accounts | Management | For | For |
| 9 | Reelect Martin Migoya as Director | Management | For | For |
| 10 | Reelect Philip Odeen as Director | Management | For | For |
| 11 | Reelect Richard Haythornthwaite as Director | Management | For | For |
| 12 | Elect Maria Pinelli as Director | Management | For | For |
| 13 | Approve Globant S.A. 2021 Employee Stock Purchase Plan | Management | For | For |
| GROCERY OUTLET HOLDING CORP. Meeting Date: JUN 07, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GO Security ID: 39874R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary Kay Haben | Management | For | For |
| 1.2 | Elect Director Gail Moody-Byrd | Management | For | For |
| 1.3 | Elect Director S. MacGregor Read, Jr. | Management | For | For |
| 1.4 | Elect Director Jeffrey York | Management | For | Withhold |
| 2 | Ratify Deloitte and Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HESKA CORPORATION Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HSKA Security ID: 42805E306 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Antin | Management | For | For |
| 1.2 | Elect Director Stephen L. Davis | Management | For | For |
| 1.3 | Elect Director Mark F. Furlong | Management | For | For |
| 1.4 | Elect Director Joachim A. Hasenmaier | Management | For | For |
| 1.5 | Elect Director Scott W. Humphrey | Management | For | For |
| 1.6 | Elect Director Sharon J. Larson | Management | For | For |
| 1.7 | Elect Director David E. Sveen | Management | For | For |
| 1.8 | Elect Director Kevin S. Wilson | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HORIZON THERAPEUTICS PUBLIC LIMITED COMPANY Meeting Date: APR 29, 2021 Record Date: FEB 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HZNP Security ID: G46188101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William F. Daniel | Management | For | For |
| 1b | Elect Director H. Thomas Watkins | Management | For | For |
| 1c | Elect Director Pascale Witz | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Market Purchases or Overseas Market Purchases of Ordinary Shares | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| IAA, INC. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IAA Security ID: 449253103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William (Bill) Breslin | Management | For | For |
| 1b | Elect Director Brian Bales | Management | For | For |
| 1c | Elect Director Olaf Kastner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| KODIAK SCIENCES INC. Meeting Date: JUN 07, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KOD Security ID: 50015M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Felix J. Baker | Management | For | Did Not Vote |
| 1.2 | Elect Director Victor Perlroth | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| LIVEPERSON, INC. Meeting Date: MAY 26, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LPSN Security ID: 538146101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kevin C. Lavan | Management | For | For |
| 1b | Elect Director Robert P. LoCascio | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| MAXLINEAR, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MXL Security ID: 57776J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kishore Seendripu | Management | For | For |
| 1.2 | Elect Director Thomas E. Pardun | Management | For | For |
| 1.3 | Elect Director Gregory P. Dougherty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| MICRON TECHNOLOGY, INC. Meeting Date: JAN 14, 2021 Record Date: NOV 18, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MU Security ID: 595112103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard M. Beyer | Management | For | For |
| 1b | Elect Director Lynn A. Dugle | Management | For | For |
| 1c | Elect Director Steven J. Gomo | Management | For | For |
| 1d | Elect Director Mary Pat McCarthy | Management | For | For |
| 1e | Elect Director Sanjay Mehrotra | Management | For | For |
| 1f | Elect Director Robert E. Switz | Management | For | For |
| 1g | Elect Director MaryAnn Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MICROSOFT CORPORATION Meeting Date: DEC 02, 2020 Record Date: OCT 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MSFT Security ID: 594918104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.2 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.3 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.4 | Elect Director Satya Nadella | Management | For | For |
| 1.5 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.6 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.7 | Elect Director Charles W. Scharf | Management | For | For |
| 1.8 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.9 | Elect Director John W. Stanton | Management | For | For |
| 1.10 | Elect Director John W. Thompson | Management | For | For |
| 1.11 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.12 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| MIRATI THERAPEUTICS, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MRTX Security ID: 60468T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles M. Baum | Management | For | For |
| 1.2 | Elect Director Bruce L.A. Carter | Management | For | For |
| 1.3 | Elect Director Julie M. Cherrington | Management | For | For |
| 1.4 | Elect Director Aaron I. Davis | Management | For | Withhold |
| 1.5 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.6 | Elect Director Michael Grey | Management | For | Withhold |
| 1.7 | Elect Director Faheem Hasnain | Management | For | For |
| 1.8 | Elect Director Craig Johnson | Management | For | For |
| 1.9 | Elect Director Maya Martinez-Davis | Management | For | For |
| 1.10 | Elect Director Shalini Sharp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| MONOLITHIC POWER SYSTEMS, INC. Meeting Date: JUN 10, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MPWR Security ID: 609839105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eugen Elmiger | Management | For | For |
| 1.2 | Elect Director Jeff Zhou | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MP MATERIALS CORP. Meeting Date: JUN 15, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MP Security ID: 553368101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Litinsky | Management | For | For |
| 1.2 | Elect Director Andrew A. McKnight | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| NANOSTRING TECHNOLOGIES, INC. Meeting Date: JUN 16, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NSTG Security ID: 63009R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Elisha W. Finney | Management | For | For |
| 1b | Elect Director Gregory Norden | Management | For | For |
| 1c | Elect Director Janet George | Management | For | For |
| 1d | Elect Director Charles P. Waite | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NATERA, INC. Meeting Date: MAY 25, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NTRA Security ID: 632307104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roelof Botha | Management | For | Withhold |
| 1.2 | Elect Director Steven L. Chapman | Management | For | For |
| 1.3 | Elect Director Todd Cozzens | Management | For | Withhold |
| 1.4 | Elect Director Matthew Rabinowitz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NEVRO CORP. Meeting Date: MAY 25, 2021 Record Date: MAR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NVRO Security ID: 64157F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael DeMane | Management | For | For |
| 1.2 | Elect Director Frank Fischer | Management | For | For |
| 1.3 | Elect Director Shawn T McCormick | Management | For | For |
| 1.4 | Elect Director Kevin O'Boyle | Management | For | For |
| 1.5 | Elect Director Karen Prange | Management | For | For |
| 1.6 | Elect Director Brad Vale | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| NLIGHT, INC. Meeting Date: JUN 10, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LASR Security ID: 65487K100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas Carlisle | Management | For | For |
| 1.2 | Elect Director Bill Gossman | Management | For | For |
| 1.3 | Elect Director Gary Locke | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| OPEN LENDING CORPORATION Meeting Date: MAY 25, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LPRO Security ID: 68373J104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric A. Feldstein | Management | For | For |
| 1.2 | Elect Director Gene Yoon | Management | For | Withhold |
| 1.3 | Elect Director Brandon Van Buren | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PENN NATIONAL GAMING, INC. Meeting Date: JUN 09, 2021 Record Date: APR 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PENN Security ID: 707569109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Handler | Management | For | For |
| 1.2 | Elect Director John M. Jacquemin | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PETIQ, INC. Meeting Date: JUN 29, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PETQ Security ID: 71639T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ronald Kennedy | Management | For | Withhold |
| 1b | Elect Director Sheryl Oloughlin | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PLANET FITNESS, INC. Meeting Date: MAY 03, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PLNT Security ID: 72703H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher Rondeau | Management | For | For |
| 1.2 | Elect Director Frances Rathke | Management | For | Withhold |
| 1.3 | Elect Director Bernard Acoca | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| REPLIGEN CORPORATION Meeting Date: MAY 13, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RGEN Security ID: 759916109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Tony J. Hunt | Management | For | For |
| 1B | Elect Director Karen A. Dawes | Management | For | For |
| 1C | Elect Director Nicolas M. Barthelemy | Management | For | For |
| 1D | Elect Director Carrie Eglinton Manner | Management | For | For |
| 1E | Elect Director Rohin Mhatre | Management | For | For |
| 1F | Elect Director Glenn P. Muir | Management | For | For |
| 1G | Elect Director Thomas F. Ryan, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SHIFT4 PAYMENTS, INC. Meeting Date: JUN 10, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FOUR Security ID: 82452J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jared Isaacman | Management | For | For |
| 1.2 | Elect Director Andrew Frey | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TELEDYNE TECHNOLOGIES INCORPORATED Meeting Date: APR 28, 2021 Record Date: MAR 03, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TDY Security ID: 879360105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Denise R. Cade | Management | For | For |
| 1.2 | Elect Director Simon M. Lorne | Management | For | For |
| 1.3 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TELEDYNE TECHNOLOGIES INCORPORATED Meeting Date: MAY 13, 2021 Record Date: APR 09, 2021 Meeting Type: SPECIAL | ||||
| Ticker: TDY Security ID: 879360105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| TPI COMPOSITES, INC. Meeting Date: MAY 18, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TPIC Security ID: 87266J104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul G. Giovacchini | Management | For | Withhold |
| 1.2 | Elect Director Jayshree S. Desai | Management | For | Withhold |
| 1.3 | Elect Director Linda P. Hudson | Management | For | For |
| 1.4 | Elect Director Bavan M. Holloway | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TREX COMPANY, INC. Meeting Date: MAY 06, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TREX Security ID: 89531P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James E. Cline | Management | For | For |
| 1.2 | Elect Director Bryan H. Fairbanks | Management | For | For |
| 1.3 | Elect Director Gena C. Lovett | Management | For | For |
| 1.4 | Elect Director Patricia B. Robinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TWIST BIOSCIENCE CORPORATION Meeting Date: FEB 03, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: TWST Security ID: 90184D100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Emily M. Leproust | Management | For | Withhold |
| 1.2 | Elect Director William Banyai | Management | For | Withhold |
| 1.3 | Elect Director Robert Chess | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VARONIS SYSTEMS, INC. Meeting Date: MAY 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VRNS Security ID: 922280102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gili Iohan | Management | For | For |
| 1.2 | Elect Director Rachel Prishkolnik | Management | For | For |
| 1.3 | Elect Director Ofer Segev | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Management | For | For |
| VISA INC. Meeting Date: JAN 26, 2021 Record Date: NOV 27, 2020 Meeting Type: ANNUAL | ||||
| Ticker: V Security ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Ramon Laguarta | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Denise M. Morrison | Management | For | For |
| 1i | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1j | Elect Director Linda J. Rendle | Management | For | For |
| 1k | Elect Director John A. C. Swainson | Management | For | For |
| 1l | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Amend Principles of Executive Compensation Program | Shareholder | Against | Against |
| WIX.COM LTD. Meeting Date: NOV 09, 2020 Record Date: SEP 30, 2020 Meeting Type: ANNUAL | ||||
| Ticker: WIX Security ID: M98068105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Reelect Deirdre Bigley as Director | Management | For | For |
| 1b | Reelect Allon Bloch as Director | Management | For | For |
| 2 | Reappoint Appointment and Compensation of Kost, Forer, Gabbay & Kasierer as Auditors | Management | For | For |
| 3 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| XPO LOGISTICS, INC. Meeting Date: MAY 11, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: XPO Security ID: 983793100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brad Jacobs | Management | For | For |
| 1.2 | Elect Director Gena Ashe | Management | For | For |
| 1.3 | Elect Director Marlene Colucci | Management | For | For |
| 1.4 | Elect Director AnnaMaria DeSalva | Management | For | For |
| 1.5 | Elect Director Michael Jesselson | Management | For | For |
| 1.6 | Elect Director Adrian Kingshott | Management | For | For |
| 1.7 | Elect Director Jason Papastavrou | Management | For | For |
| 1.8 | Elect Director Oren Shaffer | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chair | Shareholder | Against | For |
| 6 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | For |
| YETI HOLDINGS, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: YETI Security ID: 98585X104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tracey D. Brown | Management | For | For |
| 1.2 | Elect Director Alison Dean | Management | For | For |
| 1.3 | Elect Director David L. Schnadig | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ZYNGA INC. Meeting Date: MAY 17, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ZNGA Security ID: 98986T108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark Pincus | Management | For | For |
| 1b | Elect Director Frank Gibeau | Management | For | For |
| 1c | Elect Director Regina E. Dugan | Management | For | For |
| 1d | Elect Director William "Bing" Gordon | Management | For | For |
| 1e | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 1f | Elect Director Carol G. Mills | Management | For | For |
| 1g | Elect Director Janice M. Roberts | Management | For | For |
| 1h | Elect Director Ellen F. Siminoff | Management | For | For |
| 1i | Elect Director Noel B. Watson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
Thornburg International Growth Fund
| ACTIVISION BLIZZARD, INC. Meeting Date: JUN 21, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ATVI Security ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Reveta Bowers | Management | For | For |
| 1b | Elect Director Robert Corti | Management | For | For |
| 1c | Elect Director Hendrik Hartong, III | Management | For | For |
| 1d | Elect Director Brian Kelly | Management | For | For |
| 1e | Elect Director Robert Kotick | Management | For | For |
| 1f | Elect Director Barry Meyer | Management | For | For |
| 1g | Elect Director Robert Morgado | Management | For | For |
| 1h | Elect Director Peter Nolan | Management | For | For |
| 1i | Elect Director Dawn Ostroff | Management | For | For |
| 1j | Elect Director Casey Wasserman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ADIDAS AG Meeting Date: AUG 11, 2020 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ADS Security ID: D0066B185 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Amend Articles Re: Electronic Participation | Management | For | For |
| 6 | Elect Christian Klein to the Supervisory Board | Management | For | For |
| 7 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| ADIDAS AG Meeting Date: MAY 12, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ADS Security ID: D0066B185 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Elect Jackie Joyner-Kersee to the Supervisory Board | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Amend Articles Re: Information for Registration in the Share Register | Management | For | For |
| 9 | Approve Creation of EUR 50 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 10 | Approve Creation of EUR 20 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 11 | Cancel Authorized Capital 2016 | Management | For | For |
| 12 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 13 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 14 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
| ADYEN NV Meeting Date: FEB 12, 2021 Record Date: JAN 15, 2021 Meeting Type: SPECIAL | ||||
| Ticker: ADYEN Security ID: N3501V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting and Announcements | Management | None | None |
| 2 | Elect Alexander Matthey to Management Board | Management | For | For |
| 3 | Elect Caoimhe Treasa Keogan to Supervisory Board | Management | For | For |
| 4 | Close Meeting | Management | None | None |
| ADYEN NV Meeting Date: JUN 03, 2021 Record Date: MAY 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ADYEN Security ID: N3501V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2.b | Approve Remuneration Report | Management | For | For |
| 2.c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Reelect Ingo Jeroen Uytdehaage to Management Board | Management | For | For |
| 6 | Reelect Delfin Rueda Arroyo to Supervisory Board | Management | For | For |
| 7 | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
| 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Ratify PwC as Auditors | Management | For | For |
| AIR LIQUIDE SA Meeting Date: MAY 04, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: AI Security ID: F01764103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.75 per Share and an Extra of EUR 0.27 per Share to Long Term Registered Shares | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Reelect Xavier Huillard as Director | Management | For | For |
| 6 | Elect Pierre Breber as Director | Management | For | For |
| 7 | Elect Aiman Ezzat as Director | Management | For | For |
| 8 | Elect Bertrand Dumazy as Director | Management | For | For |
| 9 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of the New Transactions | Management | For | For |
| 10 | Approve Compensation of Benoit Potier | Management | For | For |
| 11 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 12 | Approve Remuneration Policy of Corporate Officers | Management | For | For |
| 13 | Approve Remuneration Policy of Directors | Management | For | For |
| 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 470 Million | Management | For | For |
| 16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ALIBABA GROUP HOLDING LIMITED Meeting Date: SEP 30, 2020 Record Date: AUG 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 9988 Security ID: 01609W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | For |
| 2.1 | Elect Maggie Wei Wu as Director | Management | For | Against |
| 2.2 | Elect Kabir Misra as Director | Management | For | Against |
| 2.3 | Elect Walter Teh Ming Kwauk as Director | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| AMADEUS IT GROUP SA Meeting Date: JUN 16, 2021 Record Date: JUN 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AMS Security ID: E04648114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Non-Financial Information Statement | Management | For | For |
| 3 | Approve Treatment of Net Loss | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5.1 | Elect Jana Eggers as Director | Management | For | For |
| 5.2 | Elect Amanda Mesler as Director | Management | For | For |
| 5.3 | Reelect Luis Maroto Camino as Director | Management | For | For |
| 5.4 | Reelect David Webster as Director | Management | For | For |
| 5.5 | Reelect Clara Furse as Director | Management | For | For |
| 5.6 | Reelect Nicolas Huss as Director | Management | For | For |
| 5.7 | Reelect Stephan Gemkow as Director | Management | For | For |
| 5.8 | Reelect Peter Kuerpick as Director | Management | For | For |
| 5.9 | Reelect Pilar Garcia Ceballos-Zuniga as Director | Management | For | For |
| 5.10 | Reelect Francesco Loredan as Director | Management | For | For |
| 6 | Advisory Vote on Remuneration Report | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve Performance Share Plan | Management | For | For |
| 10.1 | Amend Article 11 Re: Share Capital Increase | Management | For | For |
| 10.2 | Amend Article 24 Re: Remote Voting | Management | For | For |
| 10.3 | Add New Article 24 bis Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 10.4 | Amend Articles Re: Board Functions and Remuneration | Management | For | For |
| 10.5 | Amend Articles Re: Board Committees | Management | For | For |
| 11.1 | Amend Articles of General Meeting Regulations Re: Company's Name and Corporate Website | Management | For | For |
| 11.2 | Amend Article 7 of General Meeting Regulations Re: Right to Information | Management | For | For |
| 11.3 | Amend Articles of General Meeting Regulations Re: Holding of the General Meeting | Management | For | For |
| 11.4 | Amend Articles of General Meeting Regulations Re: Constitution and Start of the Session | Management | For | For |
| 12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ASML HOLDING NV Meeting Date: APR 29, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ASML Security ID: N07059202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3.a | Approve Remuneration Report | Management | For | For |
| 3.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.c | Receive Clarification on Company's Reserves and Dividend Policy | Management | None | None |
| 3.d | Approve Dividends of EUR 2.75 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Approve Number of Shares for Management Board | Management | For | For |
| 6 | Approve Certain Adjustments to the Remuneration Policy for Management Board | Management | For | For |
| 7 | Approve Certain Adjustments to the Remuneration Policy for Supervisory Board | Management | For | For |
| 8 | Receive Information on the Composition of the Management Board | Management | None | None |
| 9.a | Elect B. Conix to Supervisory Board | Management | For | For |
| 9.b | Receive Information on the Composition of the Supervisory Board | Management | None | None |
| 10 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| 11.a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Management | For | For |
| 11.b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a | Management | For | For |
| 11.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Management | For | For |
| 11.d | Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c | Management | For | For |
| 12.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 14 | Other Business (Non-Voting) | Management | None | None |
| 15 | Close Meeting | Management | None | None |
| ASTRAZENECA PLC Meeting Date: MAY 11, 2021 Record Date: MAY 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AZN Security ID: G0593M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Re-elect Philip Broadley as Director | Management | For | For |
| 5e | Elect Euan Ashley as Director | Management | For | For |
| 5f | Re-elect Michel Demare as Director | Management | For | For |
| 5g | Re-elect Deborah DiSanzo as Director | Management | For | For |
| 5h | Elect Diana Layfield as Director | Management | For | For |
| 5i | Re-elect Sheri McCoy as Director | Management | For | For |
| 5j | Re-elect Tony Mok as Director | Management | For | For |
| 5k | Re-elect Nazneen Rahman as Director | Management | For | For |
| 5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 9 | Authorise Issue of Equity | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 14 | Amend Performance Share Plan | Management | For | For |
| ASTRAZENECA PLC Meeting Date: MAY 11, 2021 Record Date: MAY 07, 2021 Meeting Type: SPECIAL | ||||
| Ticker: AZN Security ID: G0593M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of Alexion Pharmaceuticals, Inc. | Management | For | For |
| ATLASSIAN CORPORATION PLC Meeting Date: DEC 03, 2020 Record Date: OCT 06, 2020 Meeting Type: ANNUAL | ||||
| Ticker: TEAM Security ID: G06242104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Elect Director Shona L. Brown | Management | For | For |
| 6 | Elect Director Michael Cannon-Brookes | Management | For | For |
| 7 | Elect Director Scott Farquhar | Management | For | For |
| 8 | Elect Director Heather Mirjahangir Fernandez | Management | For | For |
| 9 | Elect Director Sasan Goodarzi | Management | For | For |
| 10 | Elect Director Jay Parikh | Management | For | For |
| 11 | Elect Director Enrique Salem | Management | For | For |
| 12 | Elect Director Steven Sordello | Management | For | For |
| 13 | Elect Director Richard P. Wong | Management | For | For |
| 14 | Authorize to Make Off-Market Purchases of Ordinary Shares | Management | For | For |
| 15 | Authorize Share Repurchase Program | Management | For | For |
| AUTO1 GROUP SE Meeting Date: JUN 24, 2021 Record Date: JUN 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AG1 Security ID: D0R06D102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Approve Remuneration of Supervisory Board | Management | For | For |
| B&M EUROPEAN VALUE RETAIL SA Meeting Date: SEP 18, 2020 Record Date: SEP 04, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BME Security ID: L1175H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board Reports on the Consolidated and Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 2 | Receive Consolidated and Unconsolidated Financial Statements and Annual Accounts, and Auditors' Reports Thereon | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 5 | Approve Allocation of Income | Management | For | For |
| 6 | Approve Dividends | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Approve Discharge of Directors | Management | For | For |
| 9 | Re-elect Peter Bamford as Director | Management | For | For |
| 10 | Re-elect Simon Arora as Director | Management | For | For |
| 11 | Re-elect Paul McDonald as Director | Management | For | For |
| 12 | Re-elect Ron McMillan as Director | Management | For | For |
| 13 | Re-elect Tiffany Hall as Director | Management | For | For |
| 14 | Re-elect Carolyn Bradley as Director | Management | For | For |
| 15 | Re-elect Gilles Petit as Director | Management | For | For |
| 16 | Approve Discharge of Auditors | Management | For | For |
| 17 | Reappoint KPMG Luxembourg as Auditors | Management | For | For |
| 18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| B&M EUROPEAN VALUE RETAIL SA Meeting Date: DEC 03, 2020 Record Date: NOV 19, 2020 Meeting Type: SPECIAL | ||||
| Ticker: BME Security ID: L1175H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article 5, 6, 9 24, and 28 of the Articles of Association | Management | For | For |
| 2 | Approve Dematerialisation of Shares | Management | For | For |
| 3 | Amend Article 8 Re: Transparency Disclosures for Acquisitions and Disposals of Shares Over Certain Thresholds | Management | For | For |
| 4 | Amend Article 35 Re: Insert Additional Article 35 to Include Provisions for Regulation of Takeovers, Squeeze-Out and Sell-Out Rights | Management | For | For |
| BLUE PRISM GROUP PLC Meeting Date: MAR 16, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PRSM Security ID: G1193C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Appoint Grant Thornton UK LLP as Auditors | Management | For | For |
| 3 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Re-elect Jason Kingdon as Director | Management | For | Abstain |
| 6 | Re-elect Ijoma Maluza as Director | Management | For | For |
| 7 | Re-elect Christopher Batterham as Director | Management | For | For |
| 8 | Re-elect Kenneth Lever as Director | Management | For | For |
| 9 | Elect Rachel Mooney as Director | Management | For | For |
| 10 | Elect Maurizio Carli as Director | Management | For | For |
| 11 | Elect Murray Rode as Director | Management | For | For |
| 12 | Authorise Issue of Equity | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| BOOZT AB Meeting Date: JUL 01, 2020 Record Date: JUN 25, 2020 Meeting Type: SPECIAL | ||||
| Ticker: BOOZT Security ID: W2198L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | None | None |
| 3 | Prepare and Approve List of Shareholders | Management | None | None |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Approve Issuance of up to 10 Percent of Issued Shares without Preemptive Rights | Management | For | For |
| 8 | Approve Performance Based Share Plan LTI 2020 | Management | For | For |
| 9 | Close Meeting | Management | None | None |
| BOOZT AB Meeting Date: MAY 27, 2021 Record Date: MAY 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BOOZT Security ID: W2198L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | For | For |
| 3 | Approve Agenda of Meeting | Management | For | For |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
| 7.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 7.b | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 7.c.1 | Approve Discharge of Henrik Theilbjorn | Management | For | For |
| 7.c.2 | Approve Discharge of Bjorn Folmer Kroghsbo | Management | For | For |
| 7.c.3 | Approve Discharge of Cecilia Lannebo | Management | For | For |
| 7.c.4 | Approve Discharge of Jon Bjornsson | Management | For | For |
| 7.c.5 | Approve Discharge of Kent Stevens Larsen | Management | For | For |
| 7.c.6 | Approve Discharge of Luca Martines | Management | For | For |
| 7.c.7 | Approve Discharge of Hermann Haraldsson | Management | For | For |
| 8.a | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | For |
| 8.b | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
| 9.a | Approve Remuneration of Directors in the Amount of SEK 1.12 Million for Chairman and SEK 450,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 9.b | Approve Remuneration of Auditors | Management | For | For |
| 10.a | Reelect Henrik Theilbjorn as Director | Management | For | For |
| 10.b | Reelect Cecilia Lannebo as Director | Management | For | For |
| 10.c | Reelect Jon Bjornsson as Director | Management | For | For |
| 10.d | Reelect Kent Stevens Larsen as Director | Management | For | For |
| 10.e | Reelect Luca Martines as Director | Management | For | For |
| 10.f | Elect Julie Wiese as New Director | Management | For | For |
| 10.g | Elect Aileen O Toole as New Director | Management | For | For |
| 10.h | Reelect Henrik Theilbjorn as Board Chair | Management | For | For |
| 11 | Ratify Deloitte as Auditors | Management | For | For |
| 12 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| 13 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 14 | Approve Remuneration Report | Management | For | For |
| 15 | Amend Articles Re: Proxy and Postal Voting | Management | For | For |
| 16 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | For |
| 17 | Approve Performance Share Program LTI 2021 for Executive Management and Key Employees | Management | For | For |
| 18 | Close Meeting | Management | None | None |
| CARSALES.COM LIMITED Meeting Date: OCT 30, 2020 Record Date: OCT 28, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CAR Security ID: Q21411121 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve Remuneration Report | Management | For | For |
| 3a | Elect Patrick O'Sullivan as Director | Management | For | For |
| 3b | Elect Walter James Pisciotta as Director | Management | For | For |
| 4a | Approve Grant of Performance Rights to Cameron McIntyre | Management | For | For |
| 4b | Approve Grant of Options and Performance Rights to Cameron McIntyre | Management | For | For |
| 5 | Approve Conditional Spill Resolution | Management | Against | Against |
| CELLNEX TELECOM SA Meeting Date: JUL 20, 2020 Record Date: JUL 15, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CLNX Security ID: E2R41M104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Non-Financial Information Statement | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5 | Approve Dividends | Management | For | For |
| 6 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 7.1 | Approve Grant of Shares to CEO | Management | For | For |
| 7.2 | Approve Extraordinary Bonus for CEO | Management | For | For |
| 8.1 | Maintain Number of Directors at 12 | Management | For | For |
| 8.2 | Reelect Concepcion del Rivero Bermejo as Director | Management | For | For |
| 8.3 | Ratify Appointment of and Elect Franco Bernabe as Director | Management | For | For |
| 8.4 | Ratify Appointment of and Elect Mamoun Jamai as Director | Management | For | For |
| 8.5 | Ratify Appointment of and Elect Christian Coco as Director | Management | For | For |
| 9 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent | Management | For | For |
| 10 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities with Exclusion of Preemptive Rights up to 10 Percent of Capital | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 12 | Advisory Vote on Remuneration Report | Management | For | For |
| CELLNEX TELECOM SA Meeting Date: MAR 26, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CLNX Security ID: E2R41M104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Non-Financial Information Statement | Management | For | For |
| 3 | Approve Treatment of Net Loss | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5.1 | Approve Annual Maximum Remuneration | Management | For | For |
| 5.2 | Approve Remuneration Policy | Management | For | For |
| 6 | Approve Grant of Shares to CEO | Management | For | For |
| 7.1 | Fix Number of Directors at 11 | Management | For | For |
| 7.2 | Ratify Appointment of and Elect Alexandra Reich as Director | Management | For | For |
| 8.1 | Amend Articles | Management | For | For |
| 8.2 | Remove Articles | Management | For | For |
| 8.3 | Renumber Article 27 as New Article 21 | Management | For | For |
| 8.4 | Amend Article 5 | Management | For | For |
| 8.5 | Amend Article 10 | Management | For | For |
| 8.6 | Amend Articles and Add New Article 13 | Management | For | For |
| 8.7 | Amend Articles | Management | For | For |
| 8.8 | Add New Article 15 | Management | For | For |
| 9.1 | Amend Articles of General Meeting Regulations Re: Technical Adjustments | Management | For | For |
| 9.2 | Amend Articles of General Meeting Regulations Re: Remote Voting | Management | For | For |
| 9.3 | Add New Article 15 to General Meeting Regulations | Management | For | For |
| 10 | Approve Capital Raising | Management | For | For |
| 11 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent | Management | For | For |
| 12 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities with Exclusion of Preemptive Rights up to 10 Percent of Capital | Management | For | For |
| 13 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 14 | Advisory Vote on Remuneration Report | Management | For | For |
| CSL LIMITED Meeting Date: OCT 14, 2020 Record Date: OCT 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CSL Security ID: Q3018U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect Bruce Brook as Director | Management | For | For |
| 2b | Elect Carolyn Hewson as Director | Management | For | For |
| 2c | Elect Pascal Soriot as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Grant of Performance Share Units to Paul Perreault | Management | For | Against |
| EDENRED SA Meeting Date: MAY 11, 2021 Record Date: MAY 07, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: EDEN Security ID: F3192L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Reelect Sylvia Coutinho as Director | Management | For | For |
| 6 | Reelect Francoise Gri as Director | Management | For | For |
| 7 | Elect Angeles Garcia-Poveda as Director | Management | For | For |
| 8 | Elect Monica Mondardini as Director | Management | For | For |
| 9 | Elect Philippe Vallee as Director | Management | For | For |
| 10 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 11 | Approve Remuneration Policy of Directors | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000 | Management | For | For |
| 13 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 14 | Approve Compensation of Bertrand Dumazy, Chairman and CEO | Management | For | Against |
| 15 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees, Corporate Officers and International Subsidiaries | Management | For | For |
| 18 | Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly | Management | For | For |
| 19 | Change Company Name to SE Edenred and Amend Article of Bylaws Accordingly | Management | For | For |
| 20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| EVOLUTION GAMING GROUP AB Meeting Date: SEP 24, 2020 Record Date: SEP 16, 2020 Meeting Type: SPECIAL | ||||
| Ticker: EVO Security ID: W3287P115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Approve Issuance of Shares for a Private Placement for NetEnt AB (publ) | Management | For | For |
| 8 | Close Meeting | Management | None | None |
| EVOLUTION GAMING GROUP AB Meeting Date: JAN 28, 2021 Record Date: JAN 20, 2021 Meeting Type: SPECIAL | ||||
| Ticker: EVO Security ID: W3287P115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 15,000 Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 8 | Close Meeting | Management | None | None |
| EVOLUTION GAMING GROUP AB Meeting Date: APR 16, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EVO Security ID: W3287P115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 4 | Prepare and Approve List of Shareholders | Management | For | For |
| 5 | Approve Agenda of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 7b | Approve Allocation of Income and Dividends of EUR 0.68 Per Share | Management | For | For |
| 7c1 | Approve Discharge of Jens von Bahr | Management | For | For |
| 7c2 | Approve Discharge of Joel Citron | Management | For | For |
| 7c3 | Approve Discharge of Jonas Engwall | Management | For | For |
| 7c4 | Approve Discharge of Cecilia Lager | Management | For | For |
| 7c5 | Approve Discharge of Ian Livingstone | Management | For | For |
| 7c6 | Approve Discharge of Fredrik Osterberg | Management | For | For |
| 7c7 | Approve Discharge of Martin Carlesund | Management | For | For |
| 8 | Determine Number of Members (5) and Deputy Members (0) of Board | Management | For | For |
| 9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 120,000 | Management | For | For |
| 10a1 | Reelect Jens von Bahr as Director | Management | For | For |
| 10a2 | Reelect Joel Citron as Director | Management | For | For |
| 10a3 | Reelect Jonas Engwall as Director | Management | For | Against |
| 10a4 | Reelect Ian Livingstone as Director | Management | For | Against |
| 10a5 | Reelect Fredrik Osterberg as Director | Management | For | For |
| 10b | Elect Jens von Bahr as Board Chairman | Management | For | For |
| 11 | Approve Remuneration of Auditors | Management | For | For |
| 12 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 13 | Approve Nomination Committee Procedures | Management | For | For |
| 14 | Approve Remuneration Report | Management | For | For |
| 15 | Change Company Name to Evolution AB | Management | For | For |
| 16a | Authorize Share Repurchase Program | Management | For | For |
| 16b | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 17 | Approve Issuance of up to 10 Percent of Issued Shares without Preemptive Rights | Management | For | For |
| 18 | Authorize the Board to Repurchase Warrants from Participants in Warrants Plan 2018 | Management | For | For |
| 19 | Close Meeting | Management | None | None |
| FERRARI NV Meeting Date: APR 15, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RACE Security ID: N3167Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Director's Board Report (Non-Voting) | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Approve Remuneration Report | Management | For | For |
| 2.d | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.e | Approve Dividends of EUR 0.867 Per Share | Management | For | For |
| 2.f | Approve Discharge of Directors | Management | For | For |
| 3.a | Reelect John Elkann as Executive Director | Management | For | For |
| 3.b | Reelect Piero Ferrari as Non-Executive Director | Management | For | For |
| 3.c | Reelect Delphine Arnault as Non-Executive Director | Management | For | For |
| 3.d | Reelect Francesca Bellettini as Non-Executive Director | Management | For | For |
| 3.e | Reelect Eduardo H. Cue as Non-Executive Director | Management | For | For |
| 3.f | Reelect Sergio Duca as Non-Executive Director | Management | For | For |
| 3.g | Reelect John Galantic as Non-Executive Director | Management | For | For |
| 3.h | Reelect Maria Patrizia Grieco as Non-Executive Director | Management | For | For |
| 3.i | Reelect Adam Keswick as Non-Executive Director | Management | For | Against |
| 4 | Appoint Ernst & Young Accountants LLP as Auditors | Management | For | For |
| 5.1 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 5.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 5.3 | Grant Board Authority to Issue Special Voting Shares | Management | For | Against |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Awards to Executive Director | Management | For | For |
| 8 | Close Meeting | Management | None | None |
| FRESENIUS MEDICAL CARE AG & CO. KGAA Meeting Date: AUG 27, 2020 Record Date: AUG 05, 2020 Meeting Type: ANNUAL | ||||
| Ticker: FME Security ID: D2734Z107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal 2019 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
| 3 | Approve Discharge of Personally Liable Partner for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Management | For | For |
| 6 | Approve Remuneration Policy for the Management Board | Management | For | For |
| 7 | Approve Remuneration Policy for the Supervisory Board | Management | For | For |
| 8 | Approve Creation of Two Pools of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 9 | Amend Articles Re: Proof of Entitlement | Management | For | For |
| GLOBANT SA Meeting Date: APR 02, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GLOB Security ID: L44385109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board's and Auditor's Reports | Management | None | None |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Allocation of Loss | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Appoint PricewaterhouseCoopers, Societe Cooperative as Auditor for Annual Accounts and EU IFRS Consolidated Accounts | Management | For | For |
| 8 | Appoint Price Waterhouse & Co. S.R.L. as Auditor for IFRS Consolidated Accounts | Management | For | For |
| 9 | Reelect Martin Migoya as Director | Management | For | For |
| 10 | Reelect Philip Odeen as Director | Management | For | For |
| 11 | Reelect Richard Haythornthwaite as Director | Management | For | For |
| 12 | Elect Maria Pinelli as Director | Management | For | For |
| 13 | Approve Globant S.A. 2021 Employee Stock Purchase Plan | Management | For | For |
| JAPAN EXCHANGE GROUP, INC. Meeting Date: JUN 16, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8697 Security ID: J2740B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tsuda, Hiroki | Management | For | For |
| 1.2 | Elect Director Kiyota, Akira | Management | For | For |
| 1.3 | Elect Director Yamaji, Hiromi | Management | For | For |
| 1.4 | Elect Director Iwanaga, Moriyuki | Management | For | For |
| 1.5 | Elect Director Shizuka, Masaki | Management | For | For |
| 1.6 | Elect Director Christina Ahmadjian | Management | For | For |
| 1.7 | Elect Director Endo, Nobuhiro | Management | For | For |
| 1.8 | Elect Director Ogita, Hitoshi | Management | For | For |
| 1.9 | Elect Director Koda, Main | Management | For | For |
| 1.10 | Elect Director Kobayashi, Eizo | Management | For | For |
| 1.11 | Elect Director Takeno, Yasuzo | Management | For | For |
| 1.12 | Elect Director Minoguchi, Makoto | Management | For | For |
| 1.13 | Elect Director Mori, Kimitaka | Management | For | For |
| 1.14 | Elect Director Yoneda, Tsuyoshi | Management | For | For |
| JUST EAT TAKEAWAY.COM NV Meeting Date: MAY 12, 2021 Record Date: APR 14, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TKWY Security ID: N4753E105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Approve Remuneration Report | Management | For | For |
| 2.c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.a | Approve Discharge of Management Board | Management | For | For |
| 3.b | Approve Discharge of Supervisory Board | Management | For | For |
| 4.a | Reelect Jitse Groen to Management Board | Management | For | For |
| 4.b | Reelect Brent Wissink to Management Board | Management | For | For |
| 4.c | Reelect Jorg Gerbig to Management Board | Management | For | For |
| 4.d | Reelect Matthew Maloney to Management Board | Management | For | For |
| 5.a | Reelect Adriaan Nuhn to Supervisory Board | Management | For | For |
| 5.b | Reelect Corinne Vigreux to Supervisory Board | Management | For | For |
| 5.c | Reelect Ron Teerlink to Supervisory Board | Management | For | For |
| 5.d | Reelect Gwyn Burr to Supervisory Board | Management | For | For |
| 5.e | Reelect Jambu Palaniappan to Supervisory Board | Management | For | For |
| 5.f | Reelect Lloyd Frink to Supervisory Board | Management | For | For |
| 5.g | Reelect David Fisher to Supervisory Board | Management | For | For |
| 6 | Ratify Deloitte Accountants B.V. as Auditors | Management | For | For |
| 7 | Grant Board Authority to Issue Shares | Management | For | For |
| 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Other Business (Non-Voting) | Management | None | None |
| 11 | Close Meeting | Management | None | None |
| KERRY GROUP PLC Meeting Date: JAN 28, 2021 Record Date: JAN 26, 2021 Meeting Type: SPECIAL | ||||
| Ticker: KRZ Security ID: G52416107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Migration of the Participating Securities to Euroclear Bank's Central Securities Depository | Management | For | For |
| 2 | Amend Articles of Association | Management | For | For |
| 3 | Authorise Company to Take All Actions to Implement the Migration | Management | For | For |
| LONZA GROUP AG Meeting Date: MAY 06, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: LONN Security ID: H50524133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of CHF 3.00 per Share | Management | For | For |
| 5.1.1 | Reelect Werner Bauer as Director | Management | For | For |
| 5.1.2 | Reelect Albert Baehny as Director | Management | For | For |
| 5.1.3 | Reelect Dorothee Deuring as Director | Management | For | For |
| 5.1.4 | Reelect Angelica Kohlmann as Director | Management | For | For |
| 5.1.5 | Reelect Christoph Maeder as Director | Management | For | For |
| 5.1.6 | Reelect Barbara Richmond as Director | Management | For | For |
| 5.1.7 | Reelect Juergen Steinemann as Director | Management | For | For |
| 5.1.8 | Reelect Olivier Verscheure as Director | Management | For | For |
| 5.2 | Reelect Albert Baehny as Board Chairman | Management | For | For |
| 5.3.1 | Reappoint Angelica Kohlmann as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.3.2 | Reappoint Christoph Maeder as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.3.3 | Reappoint Juergen Steinemann as Member of the Nomination and Compensation Committee | Management | For | For |
| 6 | Ratify KPMG Ltd as Auditors | Management | For | For |
| 7 | Designate ThomannFischer as Independent Proxy | Management | For | For |
| 8 | Approve Remuneration of Directors in the Amount of CHF 2.7 Million | Management | For | For |
| 9.1 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5.6 Million for the Period July 1, 2021 - June 30, 2022 | Management | For | For |
| 9.2 | Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 3.3 Million for Fiscal Year 2020 | Management | For | For |
| 9.3 | Approve Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 10.5 Million for Fiscal Year 2021 | Management | For | For |
| 10 | Approve Renewal of CHF 7.5 Million Pool of Authorized Capital without Preemptive Rights | Management | For | For |
| 11 | Transact Other Business (Voting) | Management | For | Against |
| LVMH MOET HENNESSY LOUIS VUITTON SE Meeting Date: APR 15, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: MC Security ID: F58485115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 6.00 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 5 | Reelect Antoine Arnault as Director | Management | For | Against |
| 6 | Reelect Nicolas Bazire as Director | Management | For | Against |
| 7 | Reelect Charles de Croisset as Director | Management | For | Against |
| 8 | Reelect Yves-Thibault de Silguy as Director | Management | For | For |
| 9 | Appoint Olivier Lenel as Alternate Auditor | Management | For | For |
| 10 | Approve Amendment of Remuneration Policy of Directors Re: FY 2020 | Management | For | For |
| 11 | Approve Amendment of Remuneration Policy of Executive Corporate Officers Re: FY 2020 | Management | For | Against |
| 12 | Approve Compensation of Corporate Officers | Management | For | Against |
| 13 | Approve Compensation of Bernard Arnault, Chairman and CEO | Management | For | Against |
| 14 | Approve Compensation of Antonio Belloni, Vice-CEO | Management | For | Against |
| 15 | Approve Remuneration Policy of Directors | Management | For | For |
| 16 | Approve Remuneration Policy of Chairman and CEO | Management | For | Against |
| 17 | Approve Remuneration Policy of Vice-CEO | Management | For | Against |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | Against |
| 23 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 20 Million | Management | For | Against |
| 24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 25 | Authorize Capital Increase of Up to EUR 20 Million for Future Exchange Offers | Management | For | Against |
| 26 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 27 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 29 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-26 at EUR 20 Million | Management | For | For |
| 30 | Amend Article 22 of Bylaws Re: Auditors | Management | For | For |
| LVMH MOET HENNESSY LOUIS VUITTON SE Meeting Date: MAY 28, 2021 Record Date: MAY 26, 2021 Meeting Type: EXTRAORDINARY SHAREHOLDERS | ||||
| Ticker: MC Security ID: F58485115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| MASTERCARD INCORPORATED Meeting Date: JUN 22, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MA Security ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ajay Banga | Management | For | For |
| 1b | Elect Director Merit E. Janow | Management | For | For |
| 1c | Elect Director Richard K. Davis | Management | For | For |
| 1d | Elect Director Steven J. Freiberg | Management | For | For |
| 1e | Elect Director Julius Genachowski | Management | For | For |
| 1f | Elect Director Choon Phong Goh | Management | For | For |
| 1g | Elect Director Oki Matsumoto | Management | For | For |
| 1h | Elect Director Michael Miebach | Management | For | For |
| 1i | Elect Director Youngme Moon | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1m | Elect Director Jackson Tai | Management | For | For |
| 1n | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| MERCADOLIBRE, INC. Meeting Date: JUN 08, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MELI Security ID: 58733R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicolas Galperin | Management | For | For |
| 1.2 | Elect Director Henrique Dubugras | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Co. S.A as Auditors | Management | For | For |
| MONOTARO CO., LTD. Meeting Date: MAR 26, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 3064 Security ID: J46583100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 9.5 | Management | For | For |
| 2.1 | Elect Director Seto, Kinya | Management | For | For |
| 2.2 | Elect Director Suzuki, Masaya | Management | For | For |
| 2.3 | Elect Director Kitamura, Haruo | Management | For | Against |
| 2.4 | Elect Director Kishida, Masahiro | Management | For | For |
| 2.5 | Elect Director Ise, Tomoko | Management | For | For |
| 2.6 | Elect Director Sagiya, Mari | Management | For | Against |
| 2.7 | Elect Director Barry Greenhouse | Management | For | For |
| NESTLE SA Meeting Date: APR 15, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: NESN Security ID: H57312649 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.75 per Share | Management | For | For |
| 4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Management | For | For |
| 4.1.b | Reelect Ulf Schneider as Director | Management | For | For |
| 4.1.c | Reelect Henri de Castries as Director | Management | For | For |
| 4.1.d | Reelect Renato Fassbind as Director | Management | For | For |
| 4.1.e | Reelect Pablo Isla as Director | Management | For | For |
| 4.1.f | Reelect Ann Veneman as Director | Management | For | For |
| 4.1.g | Reelect Eva Cheng as Director | Management | For | For |
| 4.1.h | Reelect Patrick Aebischer as Director | Management | For | For |
| 4.1.i | Reelect Kasper Rorsted as Director | Management | For | For |
| 4.1.j | Reelect Kimberly Ross as Director | Management | For | For |
| 4.1.k | Reelect Dick Boer as Director | Management | For | For |
| 4.1.l | Reelect Dinesh Paliwal as Director | Management | For | For |
| 4.1.m | Reelect Hanne Jimenez de Mora as Director | Management | For | For |
| 4.2 | Elect Lindiwe Sibanda as Director | Management | For | For |
| 4.3.1 | Appoint Pablo Isla as Member of the Compensation Committee | Management | For | For |
| 4.3.2 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | For |
| 4.3.3 | Appoint Dick Boer as Member of the Compensation Committee | Management | For | For |
| 4.3.4 | Appoint Kasper Rorsted as Member of the Compensation Committee | Management | For | For |
| 4.4 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | For |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 57.5 Million | Management | For | For |
| 6 | Approve CHF 6.6 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Climate Action Plan | Management | For | Abstain |
| 8 | Transact Other Business (Voting) | Management | Against | Against |
| NIHON M&A CENTER INC. Meeting Date: JUN 24, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2127 Security ID: J50883107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
| 2 | Approve Adoption of Holding Company Structure and Transfer of Operations to Wholly Owned Subsidiary | Management | For | For |
| 3 | Amend Articles to Change Company Name - Amend Business Lines | Management | For | For |
| 4.1 | Elect Director Wakebayashi, Yasuhiro | Management | For | For |
| 4.2 | Elect Director Miyake, Suguru | Management | For | For |
| 4.3 | Elect Director Naraki, Takamaro | Management | For | For |
| 4.4 | Elect Director Otsuki, Masahiko | Management | For | For |
| 4.5 | Elect Director Takeuchi, Naoki | Management | For | For |
| 4.6 | Elect Director Watanabe, Tsuneo | Management | For | For |
| 4.7 | Elect Director Kumagai, Hideyuki | Management | For | For |
| 4.8 | Elect Director Mori, Tokihiko | Management | For | For |
| 4.9 | Elect Director Anna Dingley | Management | For | For |
| 4.10 | Elect Director Takeuchi, Minako | Management | For | For |
| 5 | Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members | Management | For | For |
| PROSUS NV Meeting Date: AUG 18, 2020 Record Date: JUL 21, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PRX Security ID: N7163R103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Adopt Financial Statements | Management | For | For |
| 4.a | Approve Dividends of EUR 0.602 Per Share | Management | For | For |
| 4.b | Approve Capital Increase and Capital Reduction | Management | For | For |
| 5 | Approve Remuneration Policy for Executive Directors | Management | For | Against |
| 6 | Approve Remuneration Policy for Non-Executive Directors | Management | For | For |
| 7 | Approve Discharge of Executive Directors | Management | For | For |
| 8 | Approve Discharge of Non-Executive Directors | Management | For | For |
| 9 | Elect Y Xu as Non-Executive Director | Management | For | For |
| 10.1 | Reelect D G Eriksson as Non-Executive Director | Management | For | For |
| 10.2 | Reelect M R Sorour as Non-Executive Director | Management | For | For |
| 10.3 | Reelect E M Choi as Non-Executive Director | Management | For | For |
| 10.4 | Reelect M Girotra as Non-Executive Director | Management | For | For |
| 10.5 | Reelect R C C Jafta as Non-Executive Director | Management | For | For |
| 11 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 12 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights | Management | For | For |
| 13 | Authorize Repurchase of Shares | Management | For | For |
| 14 | Amend Prosus Share Award Plan | Management | For | Against |
| 15 | Other Business (Non-Voting) | Management | None | None |
| 16 | Voting Results | Management | None | None |
| RELIANCE INDUSTRIES LTD. Meeting Date: MAR 31, 2021 Record Date: MAR 24, 2021 Meeting Type: COURT | ||||
| Ticker: 500325 Security ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| RELIANCE INDUSTRIES LTD. Meeting Date: JUN 24, 2021 Record Date: JUN 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 500325 Security ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Elect Nikhil R. Meswani as Director | Management | For | Against |
| 4 | Elect Pawan Kumar Kapil as Director | Management | For | Against |
| 5 | Reelect Shumeet Banerji as Director | Management | For | For |
| 6 | Approve Remuneration of Cost Auditors | Management | For | For |
| SHOPIFY INC. Meeting Date: MAY 26, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: SHOP Security ID: 82509L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Tobias Luetke | Management | For | For |
| 1B | Elect Director Robert Ashe | Management | For | For |
| 1C | Elect Director Gail Goodman | Management | For | For |
| 1D | Elect Director Colleen Johnston | Management | For | For |
| 1E | Elect Director Jeremy Levine | Management | For | For |
| 1F | Elect Director John Phillips | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | Against |
| 4 | Re-approve Long Term Incentive Plan | Management | For | Against |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| SIEMENS HEALTHINEERS AG Meeting Date: FEB 12, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SHL Security ID: D6T479107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Bernhard Montag for Fiscal 2020 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Jochen Schmitz for Fiscal 2020 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Christoph Zindel for Fiscal 2020 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Ralf Thomas for Fiscal 2020 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Norbert Gaus for Fiscal 2020 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Roland Busch (from Feb. 12, 2020) for Fiscal 2020 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Marion Helmes for Fiscal 2020 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Andreas Hoffmann for Fiscal 2020 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Philipp Roesler for Fiscal 2020 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Nathalie Von Siemens for Fiscal 2020 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Gregory Sorensen for Fiscal 2020 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Karl-Heinz Streibich for Fiscal 2020 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Michael Sen (until Feb. 12, 2020) for Fiscal 2020 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2021 | Management | For | For |
| 6 | Amend Articles Re: Information for Registration in the Share Register | Management | For | For |
| 7 | Approve Increase in Size of Board to Ten Members | Management | For | For |
| 8 | Elect Peer Schatz to the Supervisory Board | Management | For | Against |
| 9 | Approve Remuneration Policy | Management | For | For |
| 10 | Approve Remuneration of Supervisory Board | Management | For | For |
| 11 | Approve Creation of EUR 537.5 Million Pool of Capital without Preemptive Rights | Management | For | Against |
| 12 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 107.5 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 13 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| SIG COMBIBLOC GROUP AG Meeting Date: APR 21, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SIGN Security ID: H76406117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4 | Approve Dividends of CHF 0.42 per Share from Capital Contribution Reserves | Management | For | For |
| 5.1 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 5.2 | Approve Remuneration of Directors in the Amount of CHF 2.3 Million | Management | For | For |
| 5.3 | Approve Remuneration of Executive Committee in the Amount of CHF 17 Million | Management | For | For |
| 6.1.1 | Reelect Andreas Umbach as Director | Management | For | For |
| 6.1.2 | Reelect Werner Bauer as Director | Management | For | For |
| 6.1.3 | Reelect Wah-Hui Chu as Director | Management | For | For |
| 6.1.4 | Reelect Colleen Goggins as Director | Management | For | For |
| 6.1.5 | Reelect Mariel Hoch as Director | Management | For | For |
| 6.1.6 | Reelect Matthias Waehren as Director | Management | For | For |
| 6.1.7 | Reelect Nigel Wright as Director | Management | For | For |
| 6.1.8 | Elect Abdallah al Obeikan as Director | Management | For | For |
| 6.1.9 | Elect Martine Snels as Director | Management | For | For |
| 6.2 | Reelect Andreas Umbach as Board Chairman | Management | For | For |
| 6.3.1 | Reappoint Wah-Hui Chu as Member of the Compensation Committee | Management | For | For |
| 6.3.2 | Reappoint Colleen Goggins as Member of the Compensation Committee | Management | For | For |
| 6.3.3 | Reappoint Mariel Hoch as Member of the Compensation Committee | Management | For | For |
| 7 | Approve Creation of CHF 675,042 Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 8 | Amend Articles Re: Opting Out Clause | Management | For | For |
| 9 | Designate Keller KLG as Independent Proxy | Management | For | For |
| 10 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 11 | Transact Other Business (Voting) | Management | For | Against |
| SIKA AG Meeting Date: APR 20, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SIKA Security ID: H7631K273 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 2.50 per Share | Management | For | For |
| 3 | Approve Discharge of Board of Directors | Management | For | For |
| 4.1.1 | Reelect Paul Haelg as Director | Management | For | For |
| 4.1.2 | Reelect Monika Ribar as Director | Management | For | For |
| 4.1.3 | Reelect Daniel Sauter as Director | Management | For | For |
| 4.1.4 | Reelect Christoph Tobler as Director | Management | For | For |
| 4.1.5 | Reelect Justin Howell as Director | Management | For | For |
| 4.1.6 | Reelect Thierry Vanlancker as Director | Management | For | For |
| 4.1.7 | Reelect Viktor Balli as Director | Management | For | For |
| 4.2 | Elect Paul Schuler as Director | Management | For | For |
| 4.3 | Reelect Paul Haelg as Board Chairman | Management | For | For |
| 4.4.1 | Appoint Daniel Sauter as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.4.2 | Appoint Justin Howell as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.4.3 | Appoint Thierry Vanlancker as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.5 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 4.6 | Designate Jost Windlin as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 5.2 | Approve Remuneration of Directors in the Amount of CHF 3.3 Million | Management | For | For |
| 5.3 | Approve Remuneration of Executive Committee in the Amount of CHF 21.5 Million | Management | For | For |
| 6 | Transact Other Business (Voting) | Management | For | Against |
| SK HYNIX, INC. Meeting Date: MAR 30, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 000660 Security ID: Y8085F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Elect Park Jung-Ho as Inside Director | Management | For | For |
| 3.1 | Elect Song Ho-Keun as Outside Director | Management | For | For |
| 3.2 | Elect Cho Hyun-Jae as Outside Director | Management | For | For |
| 4 | Elect Yoon Tae-Hwa as Outside Director to Serve as an Audit Committee Member | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 6 | Approve Stock Option Grants | Management | For | For |
| 7 | Approve Stock Option Grants | Management | For | For |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 08, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2330 Security ID: Y84629107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For |
| 3 | Approve Issuance of Restricted Stocks | Management | For | For |
| 4.1 | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | Management | For | For |
| 4.2 | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | Management | For | For |
| 4.3 | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | Management | For | For |
| 4.4 | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | Management | For | For |
| 4.5 | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | Management | For | For |
| 4.6 | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | Management | For | For |
| 4.7 | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | Management | For | For |
| 4.8 | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | Management | For | For |
| 4.9 | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | Management | For | For |
| 4.10 | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | Management | For | For |
| TENCENT HOLDINGS LIMITED Meeting Date: MAY 20, 2021 Record Date: MAY 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Yang Siu Shun as Director | Management | For | For |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| TENCENT HOLDINGS LIMITED Meeting Date: MAY 20, 2021 Record Date: MAY 13, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Share Option Plan of China Literature Limited | Management | For | Against |
| UBISOFT ENTERTAINMENT SA Meeting Date: JUL 02, 2020 Record Date: JUN 30, 2020 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: UBI Security ID: F9396N106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Treatment of Losses | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Approve Compensation of Corporate Officers | Management | For | For |
| 6 | Approve Compensation of Yves Guillemot, Chairman and CEO | Management | For | For |
| 7 | Approve Compensation of Claude Guillemot, Vice-CEO | Management | For | For |
| 8 | Approve Compensation of Michel Guillemot, Vice-CEO | Management | For | For |
| 9 | Approve Compensation of Gerard Guillemot, Vice-CEO | Management | For | For |
| 10 | Approve Compensation of Christian Guillemot, Vice-CEO | Management | For | For |
| 11 | Approve Remuneration Policy for Chairman and CEO | Management | For | For |
| 12 | Approve Remuneration Policy for Vice-CEOs | Management | For | For |
| 13 | Approve Remuneration Policy of Directors | Management | For | For |
| 14 | Reelect Yves Guillemot as Director | Management | For | For |
| 15 | Reelect Gerard Guillemot as Director | Management | For | For |
| 16 | Reelect Florence Naviner as Director | Management | For | For |
| 17 | Elect John Parkes as Representative of Employee Shareholders to the Board | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 0.85 Million | Management | For | For |
| 23 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 0.85 Million | Management | For | For |
| 24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 26 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans (International Subsidiaries) | Management | For | For |
| 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans, Reserved for Employees and Corporate Officers of International Subsidiaries (Specific Countries) | Management | For | For |
| 28 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans to Employees, Excluding Corporate Executive Officers | Management | For | For |
| 29 | Authorize up to 0.2 Percent of Issued Capital for Use in Stock Option Plans to Corporate Executive Officers | Management | For | For |
| 30 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-27 at EUR 4 Million | Management | For | For |
| 31 | Amend Article 8 of Bylaws Re: Employee Representatives | Management | For | For |
| 32 | Amend Article 12 of Bylaws Re: CEO and Vice-CEO Age Limit | Management | For | For |
| 33 | Amend Articles of Bylaws to Comply with Legal Changes | Management | For | For |
| 34 | Delegate Powers to the Board to Amend Bylaws to Comply with Legal Changes | Management | For | For |
| 35 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| UNIFIEDPOST GROUP SA Meeting Date: MAY 18, 2021 Record Date: MAY 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: UPG Security ID: B9432L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | Against |
| 4 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 5 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 6 | Approve Discharge of Directors | Management | For | For |
| 7 | Approve Discharge of Auditors | Management | For | For |
| 8 | Elect Sopharth BV, Permanently Represented by Philippe De Backer, as Independent Director | Management | For | Against |
| 9 | Approve Remuneration of the Chairman and Non-Executive Directors | Management | For | For |
| 10 | Approve Auditors' Remuneration | Management | For | For |
| 11 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| VISA INC. Meeting Date: JAN 26, 2021 Record Date: NOV 27, 2020 Meeting Type: ANNUAL | ||||
| Ticker: V Security ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Ramon Laguarta | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Denise M. Morrison | Management | For | For |
| 1i | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1j | Elect Director Linda J. Rendle | Management | For | For |
| 1k | Elect Director John A. C. Swainson | Management | For | For |
| 1l | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Amend Principles of Executive Compensation Program | Shareholder | Against | Against |
| WIX.COM LTD. Meeting Date: NOV 09, 2020 Record Date: SEP 30, 2020 Meeting Type: ANNUAL | ||||
| Ticker: WIX Security ID: M98068105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Reelect Deirdre Bigley as Director | Management | For | For |
| 1b | Reelect Allon Bloch as Director | Management | For | For |
| 2 | Reappoint Appointment and Compensation of Kost, Forer, Gabbay & Kasierer as Auditors | Management | For | For |
| 3 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| WOLTERS KLUWER NV Meeting Date: APR 22, 2021 Record Date: MAR 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WKL Security ID: N9643A197 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2.c | Approve Remuneration Report | Management | For | For |
| 3.a | Adopt Financial Statements | Management | For | For |
| 3.b | Receive Explanation on Company's Dividend Policy | Management | None | None |
| 3.c | Approve Dividends of EUR 1.36 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5.a | Reelect Frans Cremers to Supervisory Board | Management | For | For |
| 5.b | Reelect Ann Ziegler to Supervisory Board | Management | For | For |
| 6 | Reelect Kevin Entricken to Management Board | Management | For | For |
| 7 | Approve Remuneration Policy for Management Board | Management | For | For |
| 8.a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 8.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| YANDEX NV Meeting Date: OCT 29, 2020 Record Date: OCT 01, 2020 Meeting Type: ANNUAL | ||||
| Ticker: YNDX Security ID: N97284108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Directors | Management | For | For |
| 3 | Reelect Arkady Volozh as Executive Director | Management | For | For |
| 4 | Reelect Mikhail Parakhin as Non-Executive Director | Management | For | For |
| 5 | Approve Cancellation of Outstanding Class C Shares | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Grant Board Authority to Issue Class A Shares | Management | For | Against |
| 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Against |
| 9 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | Against |
| YANDEX NV Meeting Date: JUN 28, 2021 Record Date: MAY 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: YNDX Security ID: N97284108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Legal Merger of Yandex B.V. with Yandex.Market B.V. | Management | For | For |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Directors | Management | For | For |
| 4 | Reelect John Boynton as Non-Executive Director | Management | For | Against |
| 5 | Reelect Esther Dyson as Non-Executive Director | Management | For | Against |
| 6 | Reelect Ilya Strebulaev as Non-Executive Director | Management | For | For |
| 7 | Elect Alexander Moldovan as Non-Executive Director | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Grant Board Authority to Issue Class A Shares | Management | For | Against |
| 10 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Against |
| 11 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | Against |
Thornburg Investment Income Builder Fund
| ABBVIE INC. Meeting Date: MAY 07, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ABBV Security ID: 00287Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.2 | Elect Director Richard A. Gonzalez | Management | For | For |
| 1.3 | Elect Director Rebecca B. Roberts | Management | For | For |
| 1.4 | Elect Director Glenn F. Tilton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chair | Shareholder | Against | Against |
| APOLLO INVESTMENT CORPORATION Meeting Date: AUG 11, 2020 Record Date: JUN 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AINV Security ID: 03761U502 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeanette W. Loeb | Management | For | Withhold |
| 1.2 | Elect Director Frank C. Puleo | Management | For | Withhold |
| 1.3 | Elect Director Howard T. Widra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ASSICURAZIONI GENERALI SPA Meeting Date: APR 26, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: G Security ID: T05040109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Approve Allocation of Income | Management | For | For |
| 2a | Amend Company Bylaws Re: Articles 8.1, 8.4, 8.5, 8.6, and 8.7 | Management | For | For |
| 2b | Amend Company Bylaws Re: Article 9.1 | Management | For | For |
| 3a | Approve Remuneration Policy | Management | For | For |
| 3b | Approve Second Section of the Remuneration Report | Management | For | For |
| 4a | Approve Group Long Term Incentive Plan | Management | For | For |
| 4b | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Group Long Term Incentive Plan | Management | For | For |
| 4c | Authorize Board to Increase Capital to Service Group Long Term Incentive Plan | Management | For | For |
| ASTRAZENECA PLC Meeting Date: MAY 11, 2021 Record Date: MAY 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AZN Security ID: G0593M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Re-elect Philip Broadley as Director | Management | For | For |
| 5e | Elect Euan Ashley as Director | Management | For | For |
| 5f | Re-elect Michel Demare as Director | Management | For | For |
| 5g | Re-elect Deborah DiSanzo as Director | Management | For | For |
| 5h | Elect Diana Layfield as Director | Management | For | For |
| 5i | Re-elect Sheri McCoy as Director | Management | For | For |
| 5j | Re-elect Tony Mok as Director | Management | For | For |
| 5k | Re-elect Nazneen Rahman as Director | Management | For | For |
| 5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 9 | Authorise Issue of Equity | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 14 | Amend Performance Share Plan | Management | For | For |
| ASTRAZENECA PLC Meeting Date: MAY 11, 2021 Record Date: MAY 07, 2021 Meeting Type: SPECIAL | ||||
| Ticker: AZN Security ID: G0593M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of Alexion Pharmaceuticals, Inc. | Management | For | For |
| AXA SA Meeting Date: APR 29, 2021 Record Date: APR 27, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CS Security ID: F06106102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.43 per Share | Management | For | For |
| 4 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 5 | Approve Compensation of Denis Duverne, Chairman of the Board | Management | For | For |
| 6 | Approve Compensation of Thomas Buberl, CEO | Management | For | Against |
| 7 | Approve Amendment of Remuneration Policy of CEO Re: GM 2019 and 2020 | Management | For | For |
| 8 | Approve Remuneration Policy of CEO | Management | For | For |
| 9 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 10 | Approve Remuneration Policy of Directors | Management | For | For |
| 11 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 12 | Reelect Ramon de Oliveira as Director | Management | For | For |
| 13 | Elect Guillaume Faury as Director | Management | For | For |
| 14 | Elect Ramon Fernandez as Director | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million | Management | For | For |
| 20 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 21 | Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers | Management | For | For |
| 22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 23 | Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million | Management | For | For |
| 24 | Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion | Management | For | For |
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 26 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 27 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 28 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BAE SYSTEMS PLC Meeting Date: MAY 06, 2021 Record Date: MAY 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BA Security ID: G06940103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Thomas Arseneault as Director | Management | For | For |
| 5 | Re-elect Sir Roger Carr as Director | Management | For | For |
| 6 | Re-elect Dame Elizabeth Corley as Director | Management | For | For |
| 7 | Re-elect Bradley Greve as Director | Management | For | For |
| 8 | Re-elect Jane Griffiths as Director | Management | For | For |
| 9 | Re-elect Christopher Grigg as Director | Management | For | For |
| 10 | Re-elect Stephen Pearce as Director | Management | For | For |
| 11 | Re-elect Nicole Piasecki as Director | Management | For | For |
| 12 | Re-elect Ian Tyler as Director | Management | For | For |
| 13 | Re-elect Charles Woodburn as Director | Management | For | For |
| 14 | Elect Nicholas Anderson as Director | Management | For | For |
| 15 | Elect Dame Carolyn Fairbairn as Director | Management | For | For |
| 16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 23 | Amend Articles of Association | Management | For | For |
| BNP PARIBAS SA Meeting Date: MAY 18, 2021 Record Date: MAY 16, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BNP Security ID: F1058Q238 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.11 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Pierre Andre de Chalendar as Director | Management | For | For |
| 7 | Reelect Rajna Gibson Brandon as Director | Management | For | For |
| 8 | Elect Christian Noyer as Director | Management | For | For |
| 9 | Elect Juliette Brisac as Representative of Employee Shareholders to the Board | Management | For | For |
| A | Elect Isabelle Coron as Representative of Employee Shareholders to the Board | Management | Against | Against |
| B | Elect Cecile Besse Advani as Representative of Employee Shareholders to the Board | Management | Against | Against |
| C | Elect Dominique Potier as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 10 | Approve Remuneration Policy of Directors | Management | For | For |
| 11 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 12 | Approve Remuneration Policy of CEO and Vice-CEO | Management | For | For |
| 13 | Approve Compensation of Corporate Officers | Management | For | For |
| 14 | Approve Compensation of Jean Lemierre, Chairman of the Board | Management | For | For |
| 15 | Approve Compensation of Jean-Laurent Bonnafe, CEO | Management | For | For |
| 16 | Approve Compensation of Philippe Bordenave, Vice-CEO | Management | For | For |
| 17 | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Management | For | For |
| 18 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.4 Million | Management | For | For |
| 19 | Set Limit for the Variable Remuneration of Executives and Specific Employees | Management | For | For |
| 20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BOUYGUES SA Meeting Date: SEP 04, 2020 Record Date: SEP 02, 2020 Meeting Type: SPECIAL | ||||
| Ticker: EN Security ID: F11487125 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Dividends of EUR 1.70 per Share | Management | For | For |
| 2 | Approve Remuneration Policy of Corporate Officers | Management | For | Against |
| 3 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BOUYGUES SA Meeting Date: APR 22, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: EN Security ID: F11487125 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.70 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 5 | Approve Remuneration Policy of Executive Corporate Officers | Management | For | For |
| 6 | Approve Remuneration Policy of Directors | Management | For | For |
| 7 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 8 | Approve Compensation of Martin Bouygues, Chairman and CEO | Management | For | Against |
| 9 | Approve Compensation of Olivier Bouygues, Vice-CEO | Management | For | Against |
| 10 | Approve Compensation of Philippe Marien, Vice-CEO | Management | For | For |
| 11 | Approve Compensation of Olivier Roussat, Vice-CEO | Management | For | Against |
| 12 | Reelect Martin Bouygues as Director | Management | For | For |
| 13 | Elect Pascaline de Dreuzy as Director | Management | For | For |
| 14 | Renew Appointment of Ernst & Young Audit as Auditor | Management | For | For |
| 15 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | Management | For | Against |
| 18 | Authorize Capitalization of Reserves of Up to EUR 4 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 85 Million | Management | For | Against |
| 20 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 75 Million | Management | For | Against |
| 21 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 22 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 24 | Authorize Capital Increase of Up to EUR 85 Million for Future Exchange Offers | Management | For | Against |
| 25 | Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for up to EUR 85 Million | Management | For | Against |
| 26 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 27 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 28 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 29 | Authorize up to 0.125 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Retirement | Management | For | For |
| 30 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | For | Against |
| 31 | Amend Article 13 of Bylaws Re: Chairman's Age Limit | Management | For | For |
| 32 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BROADCOM INC. Meeting Date: APR 05, 2021 Record Date: FEB 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AVGO Security ID: 11135F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Diane M. Bryant | Management | For | For |
| 1b | Elect Director Gayla J. Delly | Management | For | For |
| 1c | Elect Director Raul J. Fernandez | Management | For | For |
| 1d | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1e | Elect Director Check Kian Low | Management | For | For |
| 1f | Elect Director Justine F. Page | Management | For | For |
| 1g | Elect Director Henry Samueli | Management | For | For |
| 1h | Elect Director Hock E. Tan | Management | For | For |
| 1i | Elect Director Harry L. You | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHIMERA INVESTMENT CORPORATION Meeting Date: JUN 10, 2021 Record Date: APR 16, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CIM Security ID: 16934Q208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Debra W. Still | Management | For | For |
| 1b | Elect Director Mohit Marria | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CHINA MOBILE LIMITED Meeting Date: APR 29, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 941 Security ID: Y14965100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Yang Jie as Director | Management | For | For |
| 3.2 | Elect Dong Xin as Director | Management | For | For |
| 3.3 | Elect Li Ronghua as Director | Management | For | For |
| 4 | Elect Yang Qiang as Director | Management | For | For |
| 5 | Approve KPMG and KPMG Huazhen LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 9 | Adopt New Articles of Association | Management | For | For |
| CHINA MOBILE LIMITED Meeting Date: JUN 09, 2021 Record Date: JUN 03, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 941 Security ID: Y14965100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve RMB Share Issue and the Specific Mandate | Management | For | For |
| 2 | Authorize Board to Handle All Matters in Relation to the RMB Share Issue | Management | For | For |
| 3 | Approve Plan for Distribution of Profits Accumulated Before the RMB Share Issue | Management | For | For |
| 4 | Approve Price Stabilization Plan of RMB Shares for Three Years After the Proposed Issue of RMB Shares | Management | For | For |
| 5 | Approve Shareholders Return Plan Within Three Years After RMB Share Issue | Management | For | For |
| 6 | Approve Use of Proceeds from RMB Share Issue | Management | For | For |
| 7 | Approve Remedial Measures for the Potential Dilution of Immediate Returns Resulting from the RMB Share Issue | Management | For | For |
| 8 | Approve Undertakings and the Corresponding Binding Measures in Connection with the Proposed Issue of RMB Shares | Management | For | For |
| 9 | Authorize Board to Handle All Matters in Relation to the Director and Senior Management Liability Insurance and A Share Prospectus Liability Insurance | Management | For | For |
| 10 | Adopt Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| 11 | Adopt Rules and Procedures Regarding Meetings of Board of Directors | Management | For | For |
| 12 | Amend Articles of Association | Management | For | For |
| CHINA PETROLEUM & CHEMICAL CORPORATION Meeting Date: SEP 28, 2020 Record Date: AUG 28, 2020 Meeting Type: SPECIAL | ||||
| Ticker: 386 Security ID: Y15010104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Disposal of Assets and External Investment | Management | For | For |
| 2 | Approve Special Interim Dividend Distribution Plan for 2020 | Shareholder | For | For |
| 3 | Elect Zhang Shaofeng as Director | Shareholder | For | For |
| CHINA TELECOM CORPORATION LIMITED Meeting Date: APR 09, 2021 Record Date: MAR 30, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 728 Security ID: Y1505D102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Plan for the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| 2 | Authorize Board and Its Authorized Persons to Deal with All Matters in Relation to the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| 3 | Approve Distribution Plan of Accumulated Profits Prior to the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| 4 | Approve Use of Proceeds from the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| 5 | Amend Articles of Association | Management | For | For |
| 6 | Adopt Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| 7 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Management | For | Against |
| 8 | Amend Rules and Procedures Regarding Meetings of Supervisory Committee | Management | For | For |
| 9 | Approve Dilution of Immediate Returns Resulting from the Initial Public Offering of CNY Ordinary Shares (A Shares) and the Remedial Measures | Management | For | For |
| 10 | Approve Price Stabilization Plan of A Shares within Three Years Following the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| 11 | Approve Shareholders' Return within Three Years Following the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| 12 | Approve Undertakings on the Information Disclosure in the Prospectus in Connection with the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| CHINA TELECOM CORPORATION LIMITED Meeting Date: APR 09, 2021 Record Date: MAR 30, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 728 Security ID: Y1505D102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Plan for the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| 2 | Authorize Board and Its Authorized Persons to Deal with All Matters in Relation to the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| 3 | Approve Distribution Plan of Accumulated Profits Prior to the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| 4 | Approve Use of Proceeds from the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| 5 | Approve Dilution of Immediate Returns Resulting from the Initial Public Offering of CNY Ordinary Shares (A Shares) and the Remedial Measures | Management | For | For |
| 6 | Approve Price Stabilization Plan of A Shares within Three Years Following the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| 7 | Approve Undertakings on the Information Disclosure in the Prospectus in Connection with the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| CHINA TELECOM CORPORATION LIMITED Meeting Date: MAY 07, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 728 Security ID: Y1505D102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve 2020 Profit Distribution Plan and Final Dividend Payment | Management | For | For |
| 3 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as the International Auditor and Domestic Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Debentures, Authorize Board to Issue Debentures and Determine Specific Terms, Conditions and Other Matters of the Debentures and Approve Centralized Registration of Debentures | Management | For | Against |
| 5 | Approve Issuance of Company Bonds in the People's Republic of China, Authorize Board to Issue Company Bonds and Determine Specific Terms, Conditions and Other Matters of the Company Bonds in the People's Republic of China | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Approve Amendments to Articles of Association to Reflect Changes in the Registered Capital of the Company | Management | For | Against |
| CISCO SYSTEMS, INC. Meeting Date: DEC 10, 2020 Record Date: OCT 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CSCO Security ID: 17275R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director M. Michele Burns | Management | For | For |
| 1b | Elect Director Wesley G. Bush | Management | For | For |
| 1c | Elect Director Michael D. Capellas | Management | For | For |
| 1d | Elect Director Mark Garrett | Management | For | For |
| 1e | Elect Director Kristina M. Johnson | Management | For | For |
| 1f | Elect Director Roderick C. McGeary | Management | For | For |
| 1g | Elect Director Charles H. Robbins | Management | For | For |
| 1h | Elect Director Arun Sarin - Withdrawn | Management | None | None |
| 1i | Elect Director Brenton L. Saunders | Management | For | For |
| 1j | Elect Director Lisa T. Su | Management | For | For |
| 2 | Change State of Incorporation from California to Delaware | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Require Independent Board Chair | Shareholder | Against | Against |
| CITIGROUP INC. Meeting Date: APR 27, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: C Security ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ellen M. Costello | Management | For | For |
| 1b | Elect Director Grace E. Dailey | Management | For | For |
| 1c | Elect Director Barbara J. Desoer | Management | For | For |
| 1d | Elect Director John C. Dugan | Management | For | For |
| 1e | Elect Director Jane N. Fraser | Management | For | For |
| 1f | Elect Director Duncan P. Hennes | Management | For | For |
| 1g | Elect Director Peter B. Henry | Management | For | For |
| 1h | Elect Director S. Leslie Ireland | Management | For | For |
| 1i | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
| 1j | Elect Director Renee J. James | Management | For | For |
| 1k | Elect Director Gary M. Reiner | Management | For | For |
| 1l | Elect Director Diana L. Taylor | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Deborah C. Wright | Management | For | For |
| 1o | Elect Director Alexander R. Wynaendts | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | For |
| 6 | Require Independent Board Chair | Shareholder | Against | Against |
| 7 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 9 | Report on Racial Equity Audit | Shareholder | Against | Abstain |
| 10 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| CME GROUP INC. Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CME Security ID: 12572Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1c | Elect Director Charles P. Carey | Management | For | For |
| 1d | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1e | Elect Director Bryan T. Durkin | Management | For | For |
| 1f | Elect Director Ana Dutra | Management | For | For |
| 1g | Elect Director Martin J. Gepsman | Management | For | For |
| 1h | Elect Director Larry G. Gerdes | Management | For | For |
| 1i | Elect Director Daniel R. Glickman | Management | For | For |
| 1j | Elect Director Daniel G. Kaye | Management | For | For |
| 1k | Elect Director Phyllis M. Lockett | Management | For | For |
| 1l | Elect Director Deborah J. Lucas | Management | For | For |
| 1m | Elect Director Terry L. Savage | Management | For | For |
| 1n | Elect Director Rahael Seifu | Management | For | For |
| 1o | Elect Director William R. Shepard | Management | For | For |
| 1p | Elect Director Howard J. Siegel | Management | For | For |
| 1q | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CROWN CASTLE INTERNATIONAL CORP. Meeting Date: MAY 21, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CCI Security ID: 22822V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director P. Robert Bartolo | Management | For | For |
| 1b | Elect Director Jay A. Brown | Management | For | For |
| 1c | Elect Director Cindy Christy | Management | For | For |
| 1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
| 1e | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1f | Elect Director Lee W. Hogan | Management | For | For |
| 1g | Elect Director Tammy K. Jones | Management | For | For |
| 1h | Elect Director J. Landis Martin | Management | For | For |
| 1i | Elect Director Anthony J. Melone | Management | For | For |
| 1j | Elect Director W. Benjamin Moreland | Management | For | For |
| 1k | Elect Director Kevin A. Stephens | Management | For | For |
| 1l | Elect Director Matthew Thornton, III | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DEUTSCHE TELEKOM AG Meeting Date: APR 01, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: DTE Security ID: D2035M136 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5.1 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 5.2 | Ratify PricewaterhouseCoopers GmbH as Auditors for the 2021 Interim Financial Statements | Management | For | For |
| 5.3 | Ratify PricewaterhouseCoopers GmbH as Auditors for the First Quarter of Fiscal Year 2021 | Management | For | For |
| 5.4 | Ratify PricewaterhouseCoopers GmbH as Auditors for the Third Quarter of Fiscal Year 2021 and First Quarter of Fiscal Year 2022 | Management | For | For |
| 6 | Elect Helga Jung to the Supervisory Board | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 9 | Approve Remuneration Policy | Management | For | For |
| 10 | Approve Remuneration of Supervisory Board | Management | For | For |
| 11 | Amend Articles Re: Shareholders' Right to Participation during the Virtual Meeting | Shareholder | Against | Against |
| E.ON SE Meeting Date: MAY 19, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: EOAN Security ID: D24914133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.47 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5.1 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
| 5.2 | Ratify KPMG AG as Auditors for Half-Year and Quarterly Reports 2021 | Management | For | For |
| 5.3 | Ratify KPMG AG as Auditors for the First Quarter of Fiscal Year 2022 | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8.1 | Elect Erich Clementi to the Supervisory Board | Management | For | For |
| 8.2 | Elect Andreas Schmitz to the Supervisory Board | Management | For | For |
| 8.3 | Elect Ewald Woste to the Supervisory Board | Management | For | For |
| 9.1 | Approve Affiliation Agreements with E.ON 45. Verwaltungs GmbH | Management | For | For |
| 9.2 | Approve Affiliation Agreement with E.ON 46. Verwaltungs GmbH | Management | For | For |
| ELECTRICITE DE FRANCE SA Meeting Date: MAY 06, 2021 Record Date: MAY 04, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: EDF Security ID: F2940H113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.21 per Share | Management | For | For |
| A | Proposition Not to Distribute the Dividend | Shareholder | Against | Against |
| 4 | Approve Stock Dividend Program for Interim Distributions | Management | For | For |
| 5 | Approve Transaction with French State RE: OCEANEs | Management | For | For |
| 6 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 7 | Approve Compensation of Jean-Bernard Levy, Chairman and CEO | Management | For | For |
| 8 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 9 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 10 | Approve Remuneration Policy of Directors | Management | For | For |
| 11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 440,000 | Management | For | For |
| 12 | Reelect Marie-Christine Lepetit as Director | Management | For | Against |
| 13 | Reelect Colette Lewiner as Director | Management | For | For |
| 14 | Reelect Michele Rousseau as Director | Management | For | Against |
| 15 | Reelect Francois Delattre as Director | Management | For | Against |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 18 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ENEL SPA Meeting Date: MAY 20, 2021 Record Date: MAY 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ENEL Security ID: T3679P115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4 | Approve Long-Term Incentive Plan | Management | For | For |
| 5.1 | Approve Remuneration Policy | Management | For | For |
| 5.2 | Approve Second Section of the Remuneration Report | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| EQUITABLE HOLDINGS, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EQH Security ID: 29452E101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Francis A. Hondal | Management | For | For |
| 1b | Elect Director Daniel G. Kaye | Management | For | For |
| 1c | Elect Director Joan Lamm-Tennant | Management | For | For |
| 1d | Elect Director Kristi A. Matus | Management | For | Against |
| 1e | Elect Director Ramon de Oliveira | Management | For | For |
| 1f | Elect Director Mark Pearson | Management | For | For |
| 1g | Elect Director Bertram L. Scott | Management | For | Against |
| 1h | Elect Director George Stansfield | Management | For | For |
| 1i | Elect Director Charles G.T. Stonehill | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GLENCORE PLC Meeting Date: APR 29, 2021 Record Date: APR 27, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GLEN Security ID: G39420107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Reduction of Capital Contribution Reserves | Management | For | For |
| 3 | Re-elect Anthony Hayward as Director | Management | For | For |
| 4 | Re-elect Ivan Glasenberg as Director | Management | For | For |
| 5 | Re-elect Peter Coates as Director | Management | For | For |
| 6 | Re-elect Martin Gilbert as Director | Management | For | For |
| 7 | Re-elect Gill Marcus as Director | Management | For | For |
| 8 | Re-elect Patrice Merrin as Director | Management | For | For |
| 9 | Re-elect Kalidas Madhavpeddi as Director | Management | For | For |
| 10 | Elect Cynthia Carroll as Director | Management | For | For |
| 11 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 13 | Approve Incentive Plan | Management | For | Against |
| 14 | Approve Company's Climate Action Transition Plan | Management | For | For |
| 15 | Approve Remuneration Policy | Management | For | Against |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| GRANITE POINT MORTGAGE TRUST INC. Meeting Date: JUN 01, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GPMT Security ID: 38741L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Devin Chen | Management | For | For |
| 1b | Elect Director Tanuja M. Dehne | Management | For | For |
| 1c | Elect Director Stephen G. Kasnet | Management | For | For |
| 1d | Elect Director W. Reid Sanders | Management | For | For |
| 1e | Elect Director John (Jack) A. Taylor | Management | For | For |
| 1f | Elect Director Hope B. Woodhouse | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| JPMORGAN CHASE & CO. Meeting Date: MAY 18, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: JPM Security ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director Stephen B. Burke | Management | For | For |
| 1c | Elect Director Todd A. Combs | Management | For | For |
| 1d | Elect Director James S. Crown | Management | For | For |
| 1e | Elect Director James Dimon | Management | For | For |
| 1f | Elect Director Timothy P. Flynn | Management | For | For |
| 1g | Elect Director Mellody Hobson | Management | For | For |
| 1h | Elect Director Michael A. Neal | Management | For | For |
| 1i | Elect Director Phebe N. Novakovic | Management | For | For |
| 1j | Elect Director Virginia M. Rometty | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | For |
| 6 | Report on Racial Equity Audit | Shareholder | Against | Abstain |
| 7 | Require Independent Board Chair | Shareholder | Against | For |
| 8 | Report on Congruency Political Analysis and Electioneering Expenditures | Shareholder | Against | Abstain |
| LAMAR ADVERTISING COMPANY Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LAMR Security ID: 512816109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nancy Fletcher | Management | For | For |
| 1.2 | Elect Director John E. Koerner, III | Management | For | For |
| 1.3 | Elect Director Marshall A. Loeb | Management | For | For |
| 1.4 | Elect Director Stephen P. Mumblow | Management | For | For |
| 1.5 | Elect Director Thomas V. Reifenheiser | Management | For | For |
| 1.6 | Elect Director Anna Reilly | Management | For | For |
| 1.7 | Elect Director Kevin P. Reilly, Jr. | Management | For | For |
| 1.8 | Elect Director Wendell Reilly | Management | For | For |
| 1.9 | Elect Director Elizabeth Thompson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| LEGAL & GENERAL GROUP PLC Meeting Date: MAY 20, 2021 Record Date: MAY 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LGEN Security ID: G54404127 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Ric Lewis as Director | Management | For | For |
| 4 | Elect Nilufer von Bismarck as Director | Management | For | For |
| 5 | Re-elect Henrietta Baldock as Director | Management | For | For |
| 6 | Re-elect Philip Broadley as Director | Management | For | For |
| 7 | Re-elect Jeff Davies as Director | Management | For | For |
| 8 | Re-elect Sir John Kingman as Director | Management | For | For |
| 9 | Re-elect Lesley Knox as Director | Management | For | For |
| 10 | Re-elect George Lewis as Director | Management | For | For |
| 11 | Re-elect Toby Strauss as Director | Management | For | For |
| 12 | Re-elect Nigel Wilson as Director | Management | For | For |
| 13 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity in Connection with the Issue of Contingent Convertible Securities | Management | For | For |
| 18 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Adopt New Articles of Association | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| LYONDELLBASELL INDUSTRIES N.V. Meeting Date: MAY 28, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LYB Security ID: N53745100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jacques Aigrain | Management | For | For |
| 1b | Elect Director Lincoln Benet | Management | For | For |
| 1c | Elect Director Jagjeet (Jeet) Bindra | Management | For | For |
| 1d | Elect Director Robin Buchanan | Management | For | For |
| 1e | Elect Director Anthony (Tony) Chase | Management | For | For |
| 1f | Elect Director Stephen Cooper | Management | For | For |
| 1g | Elect Director Nance Dicciani | Management | For | For |
| 1h | Elect Director Robert (Bob) Dudley | Management | For | For |
| 1i | Elect Director Claire Farley | Management | For | For |
| 1j | Elect Director Michael Hanley | Management | For | For |
| 1k | Elect Director Albert Manifold | Management | For | For |
| 1l | Elect Director Bhavesh (Bob) Patel | Management | For | For |
| 2 | Approve Discharge of Directors | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Approve Cancellation of Shares | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| M&G PLC Meeting Date: MAY 26, 2021 Record Date: MAY 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MNG Security ID: G6107R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Clare Chapman as Director | Management | For | For |
| 4 | Elect Fiona Clutterbuck as Director | Management | For | For |
| 5 | Re-elect John Foley as Director | Management | For | For |
| 6 | Re-elect Clare Bousfield as Director | Management | For | For |
| 7 | Re-elect Clive Adamson as Director | Management | For | For |
| 8 | Re-elect Clare Thompson as Director | Management | For | For |
| 9 | Re-elect Massimo Tosato as Director | Management | For | For |
| 10 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 11 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 13 | Authorise Issue of Equity | Management | For | For |
| 14 | Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| MERCK & CO., INC. Meeting Date: MAY 25, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MRK Security ID: 58933Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Mary Ellen Coe | Management | For | For |
| 1c | Elect Director Pamela J. Craig | Management | For | For |
| 1d | Elect Director Kenneth C. Frazier | Management | For | For |
| 1e | Elect Director Thomas H. Glocer | Management | For | For |
| 1f | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 1g | Elect Director Stephen L. Mayo | Management | For | For |
| 1h | Elect Director Paul B. Rothman | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Christine E. Seidman | Management | For | For |
| 1k | Elect Director Inge G. Thulin | Management | For | For |
| 1l | Elect Director Kathy J. Warden | Management | For | For |
| 1m | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Access to COVID-19 Products | Shareholder | Against | Against |
| MMC NORILSK NICKEL PJSC Meeting Date: DEC 10, 2020 Record Date: NOV 16, 2020 Meeting Type: SPECIAL | ||||
| Ticker: GMKN Security ID: 55315J102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends of RUB 623.35 per Share for First Nine Months of Fiscal 2020 | Management | For | For |
| MMC NORILSK NICKEL PJSC Meeting Date: MAY 19, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GMKN Security ID: 55315J102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Consolidated Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of RUB 1,021.22 per Share | Management | For | For |
| 5.1 | Elect Sergei Barbashev as Director | Management | None | Against |
| 5.2 | Elect Sergei Batekhin as Director | Management | None | Against |
| 5.3 | Elect Aleksei Bashkirov as Director | Management | None | Against |
| 5.4 | Elect Sergei Bratukhin as Director | Management | None | Against |
| 5.5 | Elect Sergei Volk as Director | Management | None | For |
| 5.6 | Elect Marianna Zakharova as Director | Management | None | Against |
| 5.7 | Elect Stanislav Luchitskii as Director | Management | None | Against |
| 5.8 | Elect Roger Munnings as Director | Management | None | For |
| 5.9 | Elect Gareth Penny as Director | Management | None | Against |
| 5.10 | Elect Maksim Poletaev as Director | Management | None | Against |
| 5.11 | Elect Viacheslav Solomin as Director | Management | None | Against |
| 5.12 | Elect Evgenii Shvarts as Director | Management | None | For |
| 5.13 | Elect Robert Edwards as Director | Management | None | Against |
| 6.1 | Elect Aleksei Dzybalov as Member of Audit Commission | Management | For | For |
| 6.2 | Elect Anna Masalova as Member of Audit Commission | Management | For | For |
| 6.3 | Elect Georgii Svanidze as Members of Audit Commission | Management | For | For |
| 6.4 | Elect Vladimir Shilkov as Member of Audit Commission | Management | For | For |
| 6.5 | Elect Elena Ianevich as Member of Audit Commission | Management | For | For |
| 7 | Ratify KPMG as RAS Auditor | Management | For | For |
| 8 | Ratify KPMG as IFRS Auditor | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| 10 | Approve Remuneration of Members of Audit Commission | Management | For | For |
| 11 | Approve Related-Party Transactions Re: Indemnification Agreements with Directors and Executives | Management | For | For |
| 12 | Approve Related-Party Transaction Re: Liability Insurance for Directors and Executives | Management | For | For |
| NESTLE SA Meeting Date: APR 15, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: NESN Security ID: H57312649 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.75 per Share | Management | For | For |
| 4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Management | For | For |
| 4.1.b | Reelect Ulf Schneider as Director | Management | For | For |
| 4.1.c | Reelect Henri de Castries as Director | Management | For | For |
| 4.1.d | Reelect Renato Fassbind as Director | Management | For | For |
| 4.1.e | Reelect Pablo Isla as Director | Management | For | For |
| 4.1.f | Reelect Ann Veneman as Director | Management | For | For |
| 4.1.g | Reelect Eva Cheng as Director | Management | For | For |
| 4.1.h | Reelect Patrick Aebischer as Director | Management | For | For |
| 4.1.i | Reelect Kasper Rorsted as Director | Management | For | For |
| 4.1.j | Reelect Kimberly Ross as Director | Management | For | For |
| 4.1.k | Reelect Dick Boer as Director | Management | For | For |
| 4.1.l | Reelect Dinesh Paliwal as Director | Management | For | For |
| 4.1.m | Reelect Hanne Jimenez de Mora as Director | Management | For | For |
| 4.2 | Elect Lindiwe Sibanda as Director | Management | For | For |
| 4.3.1 | Appoint Pablo Isla as Member of the Compensation Committee | Management | For | For |
| 4.3.2 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | For |
| 4.3.3 | Appoint Dick Boer as Member of the Compensation Committee | Management | For | For |
| 4.3.4 | Appoint Kasper Rorsted as Member of the Compensation Committee | Management | For | For |
| 4.4 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | For |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 57.5 Million | Management | For | For |
| 6 | Approve CHF 6.6 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Climate Action Plan | Management | For | Abstain |
| 8 | Transact Other Business (Voting) | Management | Against | Against |
| NN GROUP NV Meeting Date: MAY 20, 2021 Record Date: APR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NN Security ID: N64038107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Annual Report | Management | None | None |
| 3 | Approve Remuneration Report | Management | For | For |
| 4.A | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4.B | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4.C | Approve Dividends of EUR 2.33 Per Share | Management | For | For |
| 5.A | Approve Discharge of Executive Board | Management | For | For |
| 5.B | Approve Discharge of Supervisory Board | Management | For | For |
| 6.A | Elect Cecilia Reyes to Supervisory Board | Management | For | For |
| 6.B | Elect Rob Lelieveld to Supervisory Board | Management | For | For |
| 6.C | Elect Inga Beale to Supervisory Board | Management | For | For |
| 7 | Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration | Management | For | For |
| 8.A.1 | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 8.A.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 8.A.1 | Management | For | For |
| 8.B | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital in Connection with a Rights Issue | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Approve Reduction in Share Capital through Cancellation of Shares | Management | For | For |
| 11 | Close Meeting | Management | None | None |
| NOVARTIS AG Meeting Date: MAR 02, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: NOVN Security ID: H5820Q150 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 3.00 per Share | Management | For | For |
| 4 | Approve CHF 16.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | Management | For | For |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 8.6 Million | Management | For | For |
| 6.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 91 Million | Management | For | For |
| 6.3 | Approve Remuneration Report | Management | For | For |
| 7.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | For |
| 7.2 | Reelect Nancy Andrews as Director | Management | For | For |
| 7.3 | Reelect Ton Buechner as Director | Management | For | For |
| 7.4 | Reelect Patrice Bula as Director | Management | For | For |
| 7.5 | Reelect Elizabeth Doherty as Director | Management | For | For |
| 7.6 | Reelect Ann Fudge as Director | Management | For | For |
| 7.7 | Reelect Bridgette Heller as Director | Management | For | For |
| 7.8 | Reelect Frans van Houten as Director | Management | For | For |
| 7.9 | Reelect Simon Moroney as Director | Management | For | For |
| 7.10 | Reelect Andreas von Planta as Director | Management | For | For |
| 7.11 | Reelect Charles Sawyers as Director | Management | For | For |
| 7.12 | Elect Enrico Vanni as Director | Management | For | For |
| 7.13 | Reelect William Winters as Director | Management | For | For |
| 8.1 | Reappoint Patrice Bula as Member of the Compensation Committee | Management | For | For |
| 8.2 | Reappoint Bridgette Heller as Member of the Compensation Committee | Management | For | For |
| 8.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
| 8.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | For |
| 8.5 | Appoint Simon Moroney as Member of the Compensation Committee | Management | For | For |
| 9 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 10 | Designate Peter Zahn as Independent Proxy | Management | For | For |
| 11 | Amend Articles Re: Board of Directors Tenure | Management | For | For |
| 12 | Transact Other Business (Voting) | Management | For | Against |
| OIL CO. LUKOIL PJSC Meeting Date: DEC 03, 2020 Record Date: NOV 09, 2020 Meeting Type: SPECIAL | ||||
| Ticker: LKOH Security ID: 69343P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends of RUB 46 per Share for First Nine Months of Fiscal 2020 | Management | For | For |
| 2 | Approve Remuneration of Directors | Management | For | For |
| OIL CO. LUKOIL PJSC Meeting Date: JUN 24, 2021 Record Date: MAY 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LKOH Security ID: 69343P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 213 per Share | Management | For | For |
| 2.1 | Elect Vagit Alekperov as Director | Management | None | Against |
| 2.2 | Elect Viktor Blazheev as Director | Management | None | Against |
| 2.3 | Elect Toby Trister Gati as Director | Management | None | For |
| 2.4 | Elect Ravil Maganov as Director | Management | None | Against |
| 2.5 | Elect Roger Munnings as Director | Management | None | For |
| 2.6 | Elect Boris Porfirev as Director | Management | None | For |
| 2.7 | Elect Pavel Teplukhin as Director | Management | None | For |
| 2.8 | Elect Leonid Fedun as Director | Management | None | Against |
| 2.9 | Elect Liubov Khoba as Director | Management | None | Against |
| 2.10 | Elect Sergei Shatalov as Director | Management | None | For |
| 2.11 | Elect Wolfgang Schuessel as Director | Management | None | For |
| 3 | Elect Vagit Alekperov as President | Management | For | For |
| 4.1 | Approve Remuneration of Directors | Management | For | For |
| 4.2 | Approve Remuneration of New Directors | Management | For | For |
| 5 | Ratify KPMG as Auditor | Management | For | For |
| 6 | Amend Charter | Management | For | For |
| 7 | Approve Related-Party Transaction Re: Liability Insurance for Directors, Executives, and Companies | Management | For | For |
| ORANGE SA Meeting Date: MAY 18, 2021 Record Date: MAY 14, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ORA Security ID: F6866T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Reelect Bpifrance Participations as Director | Management | For | For |
| 6 | Renew Appointment of KPMG as Auditor | Management | For | For |
| 7 | Renew Appointment of Salustro Reydel as Alternate Auditor | Management | For | For |
| 8 | Appoint Deloitte as Auditor | Management | For | For |
| 9 | Appoint Beas as Alternate Auditor | Management | For | For |
| 10 | Ratify Change Location of Registered Office to 111 Quai du President Roosevelt, 92130 Issy-les-Moulineaux | Management | For | For |
| 11 | Approve Compensation Report | Management | For | For |
| 12 | Approve Compensation of Stephane Richard, Chairman and CEO | Management | For | For |
| 13 | Approve Compensation of Ramon Fernandez, Vice-CEO | Management | For | For |
| 14 | Approve Compensation of Gervais Pellissier, Vice-CEO | Management | For | For |
| 15 | Approve Remuneration Policy of the Chairman and CEO | Management | For | For |
| 16 | Approve Remuneration Policy of Vice-CEOs | Management | For | For |
| 17 | Approve Remuneration Policy of Directors | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | Management | For | For |
| 20 | Allow Board to Use Delegations under Item 19 Above in the Event of a Public Tender Offer | Management | For | Against |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 22 | Allow Board to Use Delegations under Item 21 Above in the Event of a Public Tender Offer | Management | For | Against |
| 23 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 24 | Allow Board to Use Delegations under Item 23 Above in the Event of a Public Tender Offer | Management | For | Against |
| 25 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 19-24 | Management | For | Against |
| 26 | Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers | Management | For | For |
| 27 | Allow Board to Use Delegations under Item 26 Above in the Event of a Public Tender Offer | Management | For | Against |
| 28 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 29 | Allow Board to Use Delegations under Item 28 Above in the Event of a Public Tender Offer | Management | For | Against |
| 30 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3 Billion | Management | For | For |
| 31 | Authorize up to 0.07 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Some Employees and Executive Corporate Officers | Management | For | For |
| 32 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 33 | Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 34 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 35 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| A | Amending Item 31 of Current Meeting to Align the Allocation of Free Shares to the Group Employees with that of LTIP Incentives for Executives | Shareholder | Against | Against |
| B | Amend Article 13 of Bylaws Re: Plurality of Directorships | Shareholder | Against | Against |
| C | Access of Women to Positions of Responsibility and Equal Pay | Shareholder | None | None |
| PFIZER INC. Meeting Date: APR 22, 2021 Record Date: FEB 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PFE Security ID: 717081103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.2 | Elect Director Albert Bourla | Management | For | For |
| 1.3 | Elect Director Susan Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.5 | Elect Director Scott Gottlieb | Management | For | For |
| 1.6 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.7 | Elect Director Susan Hockfield | Management | For | For |
| 1.8 | Elect Director Dan R. Littman | Management | For | For |
| 1.9 | Elect Director Shantanu Narayen | Management | For | For |
| 1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.11 | Elect Director James Quincey | Management | For | For |
| 1.12 | Elect Director James C. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chair | Shareholder | Against | Against |
| 5 | Report on Political Contributions and Expenditures | Shareholder | Against | Abstain |
| 6 | Report on Access to COVID-19 Products | Shareholder | Against | Abstain |
| QUALCOMM INCORPORATED Meeting Date: MAR 10, 2021 Record Date: JAN 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: QCOM Security ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sylvia Acevedo | Management | For | For |
| 1b | Elect Director Mark Fields | Management | For | For |
| 1c | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1d | Elect Director Gregory N. Johnson | Management | For | For |
| 1e | Elect Director Ann M. Livermore | Management | For | For |
| 1f | Elect Director Harish Manwani | Management | For | For |
| 1g | Elect Director Mark D. McLaughlin | Management | For | For |
| 1h | Elect Director Jamie S. Miller | Management | For | For |
| 1i | Elect Director Steve Mollenkopf | Management | For | For |
| 1j | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1k | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1l | Elect Director Kornelis "Neil" Smit | Management | For | For |
| 1m | Elect Director Jean-Pascal Tricoire | Management | For | For |
| 1n | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| REGIONS FINANCIAL CORPORATION Meeting Date: APR 21, 2021 Record Date: FEB 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RF Security ID: 7591EP100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carolyn H. Byrd | Management | For | For |
| 1b | Elect Director Don DeFosset | Management | For | For |
| 1c | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1d | Elect Director Zhanna Golodryga | Management | For | For |
| 1e | Elect Director John D. Johns | Management | For | For |
| 1f | Elect Director Ruth Ann Marshall | Management | For | For |
| 1g | Elect Director Charles D. McCrary | Management | For | For |
| 1h | Elect Director James T. Prokopanko | Management | For | For |
| 1i | Elect Director Lee J. Styslinger, III | Management | For | For |
| 1j | Elect Director Jose S. Suquet | Management | For | For |
| 1k | Elect Director John M. Turner, Jr. | Management | For | For |
| 1l | Elect Director Timothy Vines | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ROYAL KPN NV Meeting Date: SEP 10, 2020 Record Date: AUG 13, 2020 Meeting Type: SPECIAL | ||||
| Ticker: KPN Security ID: N4297B146 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Opportunity to Make Recommendations for the Appointment of a Member of the Supervisory Board | Management | None | None |
| 3 | Elect Alejandro Douglass Plater to Supervisory Board | Management | For | For |
| 4 | Close Meeting | Management | None | None |
| SAMSUNG ELECTRONICS CO., LTD. Meeting Date: MAR 17, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 005930 Security ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Park Byung-gook as Outside Director | Management | For | For |
| 2.1.2 | Elect Kim Jeong as Outside Director | Management | For | For |
| 2.2.1 | Elect Kim Kinam as Inside Director | Management | For | For |
| 2.2.2 | Elect Kim Hyun-suk as Inside Director | Management | For | For |
| 2.2.3 | Elect Koh Dong-jin as Inside Director | Management | For | For |
| 3 | Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| SIEMENS AG Meeting Date: FEB 03, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SIE Security ID: D69671218 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019/20 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2019/20 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Roland Busch for Fiscal 2019/20 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Lisa Davis (until Feb. 29, 2020) for Fiscal 2019/20 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Klaus Helmrich for Fiscal 2019/20 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Janina Kugel (until Jan. 31, 2020) for Fiscal 2019/20 | Management | For | For |
| 3.6 | Approve Discharge of Management Board Member Cedrik Neike for Fiscal 2019/20 | Management | For | For |
| 3.7 | Approve Discharge of Management Board Member Michael Sen (until March 31, 2020) for Fiscal 2019/20 | Management | For | For |
| 3.8 | Approve Discharge of Management Board Member Ralf Thomas for Fiscal 2019/20 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Jim Snabe for Fiscal 2019/20 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2019/20 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Werner Wenning for Fiscal 2019/20 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal 2019/20 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2019/20 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2019/20 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2019/20 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Robert Kensbock (until Sep. 25, 2020) for Fiscal 2019/20 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2019/20 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2019/20 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2019/20 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal 2019/20 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Hagen Reimer for Fiscal 2019/20 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2019/20 | Management | For | For |
| 4.15 | Approve Discharge of Supervisory Board Member Nemat Shafik for Fiscal 2019/20 | Management | For | For |
| 4.16 | Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2019/20 | Management | For | For |
| 4.17 | Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2019/20 | Management | For | For |
| 4.18 | Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2019/20 | Management | For | For |
| 4.19 | Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2019/20 | Management | For | For |
| 4.20 | Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2019/20 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020/21 | Management | For | For |
| 6.1 | Elect Grazia Vittadini to the Supervisory Board | Management | For | For |
| 6.2 | Elect Kasper Rorsted to the Supervisory Board | Management | For | For |
| 6.3 | Reelect Jim Snabe to the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Approve Creation of EUR 90 Million Pool of Capital for Employee Stock Purchase Plan | Management | For | For |
| 9 | Amend Affiliation Agreement with Siemens Bank GmbH | Management | For | For |
| 10 | Amend Articles Re: Allow Shareholder Questions during the Virtual Meeting | Shareholder | Against | For |
| SINGAPORE TELECOMMUNICATIONS LIMITED Meeting Date: JUL 30, 2020 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: Z74 Security ID: Y79985209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Chua Sock Koong as Director | Management | For | For |
| 4 | Elect Low Check Kian as Director | Management | For | For |
| 5 | Elect Lee Theng Kiat as Director | Management | For | For |
| 6 | Approve Directors' Fees | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 9 | Approve Grant of Awards and Issuance of Shares Under the Singtel Performance Share Plan 2012 | Management | For | For |
| 10 | Authorize Share Repurchase Program | Management | For | For |
| 11 | Amend Constitution | Management | For | For |
| SOLAR CAPITAL LTD. Meeting Date: OCT 06, 2020 Record Date: AUG 11, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SLRC Security ID: 83413U100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce Spohler | Management | For | For |
| 1.2 | Elect Director Steven Hochberg | Management | For | For |
| 2 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | Against |
| STELLANTIS NV Meeting Date: MAR 08, 2021 Record Date: FEB 08, 2021 Meeting Type: SPECIAL | ||||
| Ticker: STLA Security ID: N82405106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Approve Faurecia Distribution | Management | For | For |
| 3 | Close Meeting | Management | None | None |
| STELLANTIS NV Meeting Date: APR 15, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: STLA Security ID: N82405106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Approve Remuneration Report | Management | For | Against |
| 2.d | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.e | Approve Capital Distribution of EUR 0.32 per Share | Management | For | For |
| 2.f | Approve Discharge of Directors | Management | For | For |
| 3 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For |
| 4.a | Amend Remuneration Policy | Management | For | For |
| 4.b | Approve Equity Incentive Plan and Grant Board Authority to Issue Shares and Exclude Preemptive Rights in Connection with Equity Incentive Plan | Management | For | Against |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Cancellation of Class B Special Voting Shares | Management | For | For |
| 7 | Close Meeting | Management | None | None |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 08, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2330 Security ID: Y84629107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For |
| 3 | Approve Issuance of Restricted Stocks | Management | For | For |
| 4.1 | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | Management | For | For |
| 4.2 | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | Management | For | For |
| 4.3 | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | Management | For | For |
| 4.4 | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | Management | For | For |
| 4.5 | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | Management | For | For |
| 4.6 | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | Management | For | For |
| 4.7 | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | Management | For | For |
| 4.8 | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | Management | For | For |
| 4.9 | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | Management | For | For |
| 4.10 | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | Management | For | For |
| TESCO PLC Meeting Date: FEB 11, 2021 Record Date: FEB 09, 2021 Meeting Type: SPECIAL | ||||
| Ticker: TSCO Security ID: G87621101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Special Dividend | Management | For | For |
| 2 | Approve Share Consolidation | Management | For | For |
| 3 | Authorise Issue of Equity | Management | For | For |
| 4 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 5 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 6 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| TESCO PLC Meeting Date: JUN 25, 2021 Record Date: JUN 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TSCO Security ID: G8T67X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect John Allan as Director | Management | For | For |
| 6 | Re-elect Melissa Bethell as Director | Management | For | For |
| 7 | Re-elect Stewart Gilliland as Director | Management | For | For |
| 8 | Re-elect Steve Golsby as Director | Management | For | For |
| 9 | Re-elect Byron Grote as Director | Management | For | For |
| 10 | Re-elect Ken Murphy as Director | Management | For | For |
| 11 | Re-elect Simon Patterson as Director | Management | For | For |
| 12 | Re-elect Alison Platt as Director | Management | For | For |
| 13 | Re-elect Lindsey Pownall as Director | Management | For | For |
| 14 | Elect Bertrand Bodson as Director | Management | For | For |
| 15 | Elect Thierry Garnier as Director | Management | For | For |
| 16 | Elect Imran Nawaz as Director | Management | For | For |
| 17 | Elect Karen Whitworth as Director | Management | For | For |
| 18 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Issue of Equity | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 26 | Approve Long-Term Incentive Plan | Management | For | For |
| 27 | Approve Savings-Related Share Option Scheme | Management | For | For |
| 28 | Adopt New Articles of Association | Management | For | For |
| THE HOME DEPOT, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HD Security ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | For |
| 5 | Report on Political Contributions Congruency Analysis | Shareholder | Against | Abstain |
| 6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | Abstain |
| TOTAL SE Meeting Date: MAY 28, 2021 Record Date: MAY 26, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: FP Security ID: F92124100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.64 per Share | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 6 | Reelect Patrick Pouyanne as Director | Management | For | For |
| 7 | Reelect Anne-Marie Idrac as Director | Management | For | For |
| 8 | Elect Jacques Aschenbroich as Director | Management | For | For |
| 9 | Elect Glenn Hubbard as Director | Management | For | For |
| 10 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 11 | Approve Remuneration Policy of Directors | Management | For | For |
| 12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Management | For | For |
| 13 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 14 | Approve the Company's Sustainable Development and Energy Transition | Management | For | For |
| 15 | Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly | Management | For | For |
| 16 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| UBS GROUP AG Meeting Date: NOV 19, 2020 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: UBSG Security ID: H42097107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Extraordinary Dividend of USD 0.365 per Share | Management | For | For |
| 2 | Transact Other Business (Voting) | Management | For | Against |
| UBS GROUP AG Meeting Date: APR 08, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: UBSG Security ID: H42097107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of USD 0.37 per Share | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management for Fiscal Year 2020, excluding French Cross-Border Matter | Management | For | For |
| 5.1 | Reelect Axel Weber as Director and Board Chairman | Management | For | For |
| 5.2 | Reelect Jeremy Anderson as Director | Management | For | For |
| 5.3 | Reelect William Dudley as Director | Management | For | For |
| 5.4 | Reelect Reto Francioni as Director | Management | For | For |
| 5.5 | Reelect Fred Hu as Director | Management | For | For |
| 5.6 | Reelect Mark Hughes as Director | Management | For | For |
| 5.7 | Reelect Nathalie Rachou as Director | Management | For | For |
| 5.8 | Reelect Julie Richardson as Director | Management | For | For |
| 5.9 | Reelect Dieter Wemmer as Director | Management | For | For |
| 5.10 | Reelect Jeanette Wong as Director | Management | For | For |
| 6.1 | Elect Claudia Boeckstiegel as Director | Management | For | For |
| 6.2 | Elect Patrick Firmenich as Director | Management | For | For |
| 7.1 | Reappoint Julie Richardson as Member of the Compensation Committee | Management | For | For |
| 7.2 | Reappoint Reto Francioni as Member of the Compensation Committee | Management | For | For |
| 7.3 | Reappoint Dieter Wemmer as Member of the Compensation Committee | Management | For | For |
| 7.4 | Reappoint Jeanette Wong as Member of the Compensation Committee | Management | For | For |
| 8.1 | Approve Remuneration of Directors in the Amount of CHF 13 Million | Management | For | For |
| 8.2 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 85 Million | Management | For | For |
| 8.3 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million | Management | For | For |
| 9.1 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | For |
| 9.2 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 9.3 | Ratify BDO AG as Special Auditors | Management | For | For |
| 10 | Amend Articles Re: Voting Majority for Board Resolutions | Management | For | For |
| 11 | Approve CHF 15.7 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Authorize Repurchase of up to CHF 4 Billion in Issued Share Capital | Management | For | For |
| 13 | Transact Other Business (Voting) | Management | None | Against |
| VODAFONE GROUP PLC Meeting Date: JUL 28, 2020 Record Date: JUL 24, 2020 Meeting Type: ANNUAL | ||||
| Ticker: VOD Security ID: G93882192 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Jean-Francois van Boxmeer as Director | Management | For | For |
| 3 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 4 | Re-elect Nick Read as Director | Management | For | For |
| 5 | Re-elect Margherita Della Valle as Director | Management | For | For |
| 6 | Re-elect Sir Crispin Davis as Director | Management | For | For |
| 7 | Re-elect Michel Demare as Director | Management | For | For |
| 8 | Re-elect Dame Clara Furse as Director | Management | For | For |
| 9 | Re-elect Valerie Gooding as Director | Management | For | For |
| 10 | Re-elect Renee James as Director | Management | For | For |
| 11 | Re-elect Maria Amparo Moraleda Martinez as Director | Management | For | For |
| 12 | Re-elect Sanjiv Ahuja as Director | Management | For | For |
| 13 | Re-elect David Thodey as Director | Management | For | For |
| 14 | Re-elect David Nish as Director | Management | For | For |
| 15 | Approve Final Dividend | Management | For | For |
| 16 | Approve Remuneration Policy | Management | For | For |
| 17 | Approve Remuneration Report | Management | For | For |
| 18 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Issue of Equity | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 26 | Approve Share Incentive Plan | Management | For | For |
| WALGREENS BOOTS ALLIANCE, INC. Meeting Date: JAN 28, 2021 Record Date: NOV 30, 2020 Meeting Type: ANNUAL | ||||
| Ticker: WBA Security ID: 931427108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jose E. Almeida | Management | For | For |
| 1b | Elect Director Janice M. Babiak | Management | For | For |
| 1c | Elect Director David J. Brailer | Management | For | For |
| 1d | Elect Director William C. Foote | Management | For | For |
| 1e | Elect Director Ginger L. Graham | Management | For | For |
| 1f | Elect Director Valerie B. Jarrett | Management | For | For |
| 1g | Elect Director John A. Lederer | Management | For | For |
| 1h | Elect Director Dominic P. Murphy | Management | For | For |
| 1i | Elect Director Stefano Pessina | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director James A. Skinner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chair | Shareholder | Against | For |
| 6 | Report on Health Risks of Continued In-Store Tobacco Sales in the Age of COVID 2021 | Shareholder | Against | Abstain |
| WASHINGTON REAL ESTATE INVESTMENT TRUST Meeting Date: MAY 27, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WRE Security ID: 939653101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Benjamin S. Butcher | Management | For | For |
| 1.2 | Elect Director William G. Byrnes | Management | For | For |
| 1.3 | Elect Director Edward S. Civera | Management | For | For |
| 1.4 | Elect Director Ellen M. Goitia | Management | For | For |
| 1.5 | Elect Director Paul T. McDermott | Management | For | For |
| 1.6 | Elect Director Thomas H. Nolan, Jr. | Management | For | For |
| 1.7 | Elect Director Anthony L. Winns | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
Thornburg Global Opportunities Fund
| ABBVIE INC. Meeting Date: MAY 07, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ABBV Security ID: 00287Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.2 | Elect Director Richard A. Gonzalez | Management | For | For |
| 1.3 | Elect Director Rebecca B. Roberts | Management | For | For |
| 1.4 | Elect Director Glenn F. Tilton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chair | Shareholder | Against | Against |
| ALIBABA GROUP HOLDING LIMITED Meeting Date: SEP 30, 2020 Record Date: AUG 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 9988 Security ID: 01609W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | For |
| 2.1 | Elect Maggie Wei Wu as Director | Management | For | Against |
| 2.2 | Elect Kabir Misra as Director | Management | For | Against |
| 2.3 | Elect Walter Teh Ming Kwauk as Director | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| ALPHABET INC. Meeting Date: JUN 02, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GOOGL Security ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Larry Page | Management | For | For |
| 1b | Elect Director Sergey Brin | Management | For | For |
| 1c | Elect Director Sundar Pichai | Management | For | For |
| 1d | Elect Director John L. Hennessy | Management | For | For |
| 1e | Elect Director Frances H. Arnold | Management | For | For |
| 1f | Elect Director L. John Doerr | Management | For | For |
| 1g | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1h | Elect Director Ann Mather | Management | For | Against |
| 1i | Elect Director Alan R. Mulally | Management | For | For |
| 1j | Elect Director K. Ram Shriram | Management | For | For |
| 1k | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Abstain |
| 6 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | For |
| 7 | Report on Takedown Requests | Shareholder | Against | Abstain |
| 8 | Report on Whistleblower Policies and Practices | Shareholder | Against | Abstain |
| 9 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 10 | Report on Risks Related to Anticompetitive Practices | Shareholder | Against | Abstain |
| 11 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| BARRATT DEVELOPMENTS PLC Meeting Date: OCT 14, 2020 Record Date: OCT 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BDEV Security ID: G08288105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect John Allan as Director | Management | For | For |
| 5 | Re-elect David Thomas as Director | Management | For | For |
| 6 | Re-elect Steven Boyes as Director | Management | For | For |
| 7 | Re-elect Jessica White as Director | Management | For | For |
| 8 | Re-elect Richard Akers as Director | Management | For | For |
| 9 | Re-elect Nina Bibby as Director | Management | For | For |
| 10 | Re-elect Jock Lennox as Director | Management | For | For |
| 11 | Re-elect Sharon White as Director | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 19 | Adopt New Articles of Association | Management | For | For |
| CAPITAL ONE FINANCIAL CORPORATION Meeting Date: MAY 06, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: COF Security ID: 14040H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Ime Archibong | Management | For | For |
| 1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1d | Elect Director Peter Thomas Killalea | Management | For | For |
| 1e | Elect Director Cornelis "Eli" Leenaars | Management | For | For |
| 1f | Elect Director Francois Locoh-Donou | Management | For | For |
| 1g | Elect Director Peter E. Raskind | Management | For | For |
| 1h | Elect Director Eileen Serra | Management | For | For |
| 1i | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1j | Elect Director Bradford H. Warner | Management | For | For |
| 1k | Elect Director Catherine G. West | Management | For | For |
| 1l | Elect Director Craig Anthony Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| CF INDUSTRIES HOLDINGS, INC. Meeting Date: MAY 04, 2021 Record Date: MAR 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CF Security ID: 125269100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Javed Ahmed | Management | For | For |
| 1b | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1c | Elect Director Deborah L. DeHaas | Management | For | For |
| 1d | Elect Director John W. Eaves | Management | For | For |
| 1e | Elect Director Stephen A. Furbacher | Management | For | For |
| 1f | Elect Director Stephen J. Hagge | Management | For | For |
| 1g | Elect Director Anne P. Noonan | Management | For | For |
| 1h | Elect Director Michael J. Toelle | Management | For | For |
| 1i | Elect Director Theresa E. Wagler | Management | For | For |
| 1j | Elect Director Celso L. White | Management | For | For |
| 1k | Elect Director W. Anthony Will | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| CHINA TELECOM CORPORATION LIMITED Meeting Date: APR 09, 2021 Record Date: MAR 30, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 728 Security ID: Y1505D102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Plan for the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| 2 | Authorize Board and Its Authorized Persons to Deal with All Matters in Relation to the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| 3 | Approve Distribution Plan of Accumulated Profits Prior to the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| 4 | Approve Use of Proceeds from the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| 5 | Amend Articles of Association | Management | For | For |
| 6 | Adopt Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| 7 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Management | For | Against |
| 8 | Amend Rules and Procedures Regarding Meetings of Supervisory Committee | Management | For | For |
| 9 | Approve Dilution of Immediate Returns Resulting from the Initial Public Offering of CNY Ordinary Shares (A Shares) and the Remedial Measures | Management | For | For |
| 10 | Approve Price Stabilization Plan of A Shares within Three Years Following the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| 11 | Approve Shareholders' Return within Three Years Following the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| 12 | Approve Undertakings on the Information Disclosure in the Prospectus in Connection with the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| CHINA TELECOM CORPORATION LIMITED Meeting Date: APR 09, 2021 Record Date: MAR 30, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 728 Security ID: Y1505D102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Plan for the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| 2 | Authorize Board and Its Authorized Persons to Deal with All Matters in Relation to the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| 3 | Approve Distribution Plan of Accumulated Profits Prior to the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| 4 | Approve Use of Proceeds from the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| 5 | Approve Dilution of Immediate Returns Resulting from the Initial Public Offering of CNY Ordinary Shares (A Shares) and the Remedial Measures | Management | For | For |
| 6 | Approve Price Stabilization Plan of A Shares within Three Years Following the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| 7 | Approve Undertakings on the Information Disclosure in the Prospectus in Connection with the Initial Public Offering and Listing of CNY Ordinary Shares (A Shares) | Management | For | For |
| CHINA TELECOM CORPORATION LIMITED Meeting Date: MAY 07, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 728 Security ID: Y1505D102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve 2020 Profit Distribution Plan and Final Dividend Payment | Management | For | For |
| 3 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as the International Auditor and Domestic Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Debentures, Authorize Board to Issue Debentures and Determine Specific Terms, Conditions and Other Matters of the Debentures and Approve Centralized Registration of Debentures | Management | For | Against |
| 5 | Approve Issuance of Company Bonds in the People's Republic of China, Authorize Board to Issue Company Bonds and Determine Specific Terms, Conditions and Other Matters of the Company Bonds in the People's Republic of China | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares and Approve Amendments to Articles of Association to Reflect Changes in the Registered Capital of the Company | Management | For | Against |
| CITIGROUP INC. Meeting Date: APR 27, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: C Security ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ellen M. Costello | Management | For | For |
| 1b | Elect Director Grace E. Dailey | Management | For | For |
| 1c | Elect Director Barbara J. Desoer | Management | For | For |
| 1d | Elect Director John C. Dugan | Management | For | For |
| 1e | Elect Director Jane N. Fraser | Management | For | For |
| 1f | Elect Director Duncan P. Hennes | Management | For | For |
| 1g | Elect Director Peter B. Henry | Management | For | For |
| 1h | Elect Director S. Leslie Ireland | Management | For | For |
| 1i | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
| 1j | Elect Director Renee J. James | Management | For | For |
| 1k | Elect Director Gary M. Reiner | Management | For | For |
| 1l | Elect Director Diana L. Taylor | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Deborah C. Wright | Management | For | For |
| 1o | Elect Director Alexander R. Wynaendts | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | For |
| 6 | Require Independent Board Chair | Shareholder | Against | Against |
| 7 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 9 | Report on Racial Equity Audit | Shareholder | Against | Abstain |
| 10 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| CONVERGE INFORMATION & COMMUNICATIONS TECH SOLUTIONS, INC. Meeting Date: MAY 28, 2021 Record Date: MAY 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CNVRG Security ID: Y1757W105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Minutes of the Previous Meeting | Management | For | For |
| 2 | Ratify Audited Financial Statements for the Year Ended December 31, 2020 | Management | For | For |
| 3 | Ratify Acts of the Board and of Management from the Date of the Initial Public Offering until the Date of this Meeting | Management | For | For |
| 4.1 | Elect Jose Pamintuan De Jesus as Director | Management | For | For |
| 4.2 | Elect Dennis Anthony H. Uy as Director | Management | For | For |
| 4.3 | Elect Maria Grace Y. Uy as Director | Management | For | For |
| 4.4 | Elect Amando M. Tetangco, Jr. as Director | Management | For | For |
| 4.5 | Elect Roman Felipe S. Reyes as Director | Management | For | For |
| 4.6 | Elect Francisco Ed. Lim as Director | Management | For | For |
| 4.7 | Elect Saurabh N. Agarwal as Director | Management | For | For |
| 5 | Appoint Isla Lipana & Co. as External Auditors | Management | For | For |
| DAVITA INC. Meeting Date: JUN 10, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DVA Security ID: 23918K108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Pamela M. Arway | Management | For | For |
| 1b | Elect Director Charles G. Berg | Management | For | For |
| 1c | Elect Director Barbara J. Desoer | Management | For | For |
| 1d | Elect Director Paul J. Diaz | Management | For | For |
| 1e | Elect Director Shawn M. Guertin *Withdrawn Resolution* | Management | None | None |
| 1f | Elect Director John M. Nehra | Management | For | For |
| 1g | Elect Director Paula A. Price | Management | For | For |
| 1h | Elect Director Javier J. Rodriguez | Management | For | For |
| 1i | Elect Director Phyllis R. Yale | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| EASYJET PLC Meeting Date: JUL 14, 2020 Record Date: JUL 10, 2020 Meeting Type: SPECIAL | ||||
| Ticker: EZJ Security ID: G3030S109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Capital Raising | Management | For | For |
| FACEBOOK, INC. Meeting Date: MAY 26, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FB Security ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peggy Alford | Management | For | For |
| 1.2 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.3 | Elect Director Andrew W. Houston | Management | For | For |
| 1.4 | Elect Director Nancy Killefer | Management | For | For |
| 1.5 | Elect Director Robert M. Kimmitt | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Tracey T. Travis | Management | For | For |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Compensation Policy | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| 5 | Require Independent Board Chair | Shareholder | Against | For |
| 6 | Report on Online Child Sexual Exploitation | Shareholder | Against | Abstain |
| 7 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Abstain |
| 8 | Report on Platform Misuse | Shareholder | Against | Abstain |
| 9 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| GALAXY ENTERTAINMENT GROUP LIMITED Meeting Date: MAY 13, 2021 Record Date: MAY 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 27 Security ID: Y2679D118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Francis Lui Yiu Tung as Director | Management | For | For |
| 2.2 | Elect Joseph Chee Ying Keung as Director | Management | For | For |
| 2.3 | Elect James Ross Ancell as Director | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4.1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 4.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 4.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 5 | Adopt New Share Option Scheme | Management | For | Against |
| GDS HOLDINGS LIMITED Meeting Date: AUG 06, 2020 Record Date: JUL 10, 2020 Meeting Type: ANNUAL | ||||
| Ticker: GDS Security ID: 36165L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Gary J. Wojtaszek | Management | For | For |
| 2 | Elect Director Satoshi Okada | Management | For | For |
| 3 | Ratify KPMG Huazhen LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GDS HOLDINGS LIMITED Meeting Date: JUN 29, 2021 Record Date: JUN 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 9698 Security ID: 36165L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Lim Ah Doo | Management | For | For |
| 2 | Elect Director Chang Sun | Management | For | For |
| 3 | Elect Director Judy Qing Ye | Management | For | For |
| 4 | Ratify KPMG Huazhen LLP as Auditors | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Amend Certificate of Incorporation | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| LUNDIN MINING CORPORATION Meeting Date: MAY 07, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LUN Security ID: 550372106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald K. Charter | Management | For | For |
| 1.2 | Elect Director C. Ashley Heppenstall | Management | For | For |
| 1.3 | Elect Director Marie Inkster | Management | For | For |
| 1.4 | Elect Director Peter C. Jones | Management | For | For |
| 1.5 | Elect Director Jack O. Lundin | Management | For | For |
| 1.6 | Elect Director Lukas H. Lundin | Management | For | For |
| 1.7 | Elect Director Dale C. Peniuk | Management | For | For |
| 1.8 | Elect Director Karen P. Poniachik | Management | For | For |
| 1.9 | Elect Director Catherine J. G. Stefan | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Amend By-law No. 1 | Management | For | For |
| MICRON TECHNOLOGY, INC. Meeting Date: JAN 14, 2021 Record Date: NOV 18, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MU Security ID: 595112103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard M. Beyer | Management | For | For |
| 1b | Elect Director Lynn A. Dugle | Management | For | For |
| 1c | Elect Director Steven J. Gomo | Management | For | For |
| 1d | Elect Director Mary Pat McCarthy | Management | For | For |
| 1e | Elect Director Sanjay Mehrotra | Management | For | For |
| 1f | Elect Director Robert E. Switz | Management | For | For |
| 1g | Elect Director MaryAnn Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MINERAL RESOURCES LIMITED Meeting Date: NOV 19, 2020 Record Date: NOV 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MIN Security ID: Q60976109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect Peter Wade as Director | Management | For | For |
| 3 | Elect James McClements as Director | Management | For | For |
| 4 | Elect Susan (Susie) Corlett as Director | Management | For | For |
| 5 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | None | For |
| NN GROUP NV Meeting Date: MAY 20, 2021 Record Date: APR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NN Security ID: N64038107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Annual Report | Management | None | None |
| 3 | Approve Remuneration Report | Management | For | For |
| 4.A | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4.B | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4.C | Approve Dividends of EUR 2.33 Per Share | Management | For | For |
| 5.A | Approve Discharge of Executive Board | Management | For | For |
| 5.B | Approve Discharge of Supervisory Board | Management | For | For |
| 6.A | Elect Cecilia Reyes to Supervisory Board | Management | For | For |
| 6.B | Elect Rob Lelieveld to Supervisory Board | Management | For | For |
| 6.C | Elect Inga Beale to Supervisory Board | Management | For | For |
| 7 | Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration | Management | For | For |
| 8.A.1 | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 8.A.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 8.A.1 | Management | For | For |
| 8.B | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital in Connection with a Rights Issue | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Approve Reduction in Share Capital through Cancellation of Shares | Management | For | For |
| 11 | Close Meeting | Management | None | None |
| OCI NV Meeting Date: OCT 20, 2020 Record Date: SEP 22, 2020 Meeting Type: SPECIAL | ||||
| Ticker: OCI Security ID: N6667A111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Heike Van De Kerkhof as Non-Executive Director | Management | For | For |
| 3 | Close Meeting | Management | None | None |
| OCI NV Meeting Date: MAY 25, 2021 Record Date: APR 27, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OCI Security ID: N6667A111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Board Report (Non-Voting) | Management | None | None |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Receive Explanation on Amendment of Company's Dividend Policy | Management | None | None |
| 6 | Amend Annual Fee for the Chair of the HSE & Sustainability Committee | Management | For | For |
| 7 | Approve Discharge of Executive Directors | Management | For | For |
| 8 | Approve Discharge of Non-Executive Directors | Management | For | For |
| 9 | Grant Board Authority to Issue Shares | Management | For | Against |
| 10 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Against |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Ratify KPMG Accountants N.V as Auditors | Management | For | For |
| 13 | Close Meeting | Management | None | None |
| QORVO, INC. Meeting Date: AUG 04, 2020 Record Date: JUN 11, 2020 Meeting Type: ANNUAL | ||||
| Ticker: QRVO Security ID: 74736K101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph G. Quinsey | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.4 | Elect Director John R. Harding | Management | For | For |
| 1.5 | Elect Director David H. Y. Ho | Management | For | For |
| 1.6 | Elect Director Roderick D. Nelson | Management | For | For |
| 1.7 | Elect Director Walden C. Rhines | Management | For | For |
| 1.8 | Elect Director Susan L. Spradley | Management | For | For |
| 1.9 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| RELIANCE INDUSTRIES LTD. Meeting Date: JUL 15, 2020 Record Date: JUL 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 500325 Security ID: Y72570180 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reelect Hital R. Meswani as Director | Management | For | For |
| 4 | Reelect P.M.S. Prasad as Director | Management | For | For |
| 5 | Approve Reappointment and Remuneration of Hital R. Meswani as a Whole-time Director | Management | For | For |
| 6 | Elect K. V. Chowdary as Director | Management | For | For |
| 7 | Approve Remuneration of Cost Auditors | Management | For | For |
| RELIANCE INDUSTRIES LTD. Meeting Date: JUL 15, 2020 Record Date: JUL 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 500325 Security ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reelect Hital R. Meswani as Director | Management | For | For |
| 4 | Reelect P.M.S. Prasad as Director | Management | For | For |
| 5 | Approve Reappointment and Remuneration of Hital R. Meswani as a Whole-time Director | Management | For | For |
| 6 | Elect K. V. Chowdary as Director | Management | For | For |
| 7 | Approve Remuneration of Cost Auditors | Management | For | For |
| RELIANCE INDUSTRIES LTD. Meeting Date: MAR 31, 2021 Record Date: MAR 24, 2021 Meeting Type: COURT | ||||
| Ticker: 500325 Security ID: Y72570180 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| RELIANCE INDUSTRIES LTD. Meeting Date: MAR 31, 2021 Record Date: MAR 24, 2021 Meeting Type: COURT | ||||
| Ticker: 500325 Security ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| RELIANCE INDUSTRIES LTD. Meeting Date: JUN 24, 2021 Record Date: JUN 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 500325 Security ID: Y72570206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Elect Nikhil R. Meswani as Director | Management | For | Against |
| 4 | Elect Pawan Kumar Kapil as Director | Management | For | Against |
| 5 | Reelect Shumeet Banerji as Director | Management | For | For |
| 6 | Approve Remuneration of Cost Auditors | Management | For | For |
| RELIANCE INDUSTRIES LTD. Meeting Date: JUN 24, 2021 Record Date: JUN 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 500325 Security ID: ��Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Elect Nikhil R. Meswani as Director | Management | For | Against |
| 4 | Elect Pawan Kumar Kapil as Director | Management | For | Against |
| 5 | Reelect Shumeet Banerji as Director | Management | For | For |
| 6 | Approve Remuneration of Cost Auditors | Management | For | For |
| RYANAIR HOLDINGS PLC Meeting Date: SEP 17, 2020 Record Date: AUG 10, 2020 Meeting Type: ANNUAL | ||||
| Ticker: RY4C Security ID: 783513203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3a | Re-elect Stan McCarthy as Director | Management | For | For |
| 3b | Re-elect Louise Phelan as Director | Management | For | For |
| 3c | Re-elect Roisin Brennan as Director | Management | For | For |
| 3d | Re-elect Michael Cawley as Director | Management | For | Withhold |
| 3e | Re-elect Emer Daly as Director | Management | For | For |
| 3f | Re-elect Howard Millar as Director | Management | For | Withhold |
| 3g | Re-elect Dick Milliken as Director | Management | For | For |
| 3h | Re-elect Michael O'Brien as Director | Management | For | For |
| 3i | Re-elect Michael O'Leary as Director | Management | For | For |
| 3j | Re-elect Julie O'Neill as Director | Management | For | Withhold |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Authorise Issue of Equity | Management | For | For |
| 6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 7 | Authorise Market Purchase and/or Overseas Market Purchase of Ordinary Shares | Management | For | For |
| RYANAIR HOLDINGS PLC Meeting Date: DEC 17, 2020 Record Date: NOV 09, 2020 Meeting Type: SPECIAL | ||||
| Ticker: RY4C Security ID: 783513203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Migration of the Migrating Shares to Euroclear Bank's Central Securities Depository | Management | For | For |
| 2 | Adopt New Articles of Association | Management | For | For |
| 3 | Authorise Company to Take All Actions to Implement the Migration | Management | For | For |
| SAMSUNG ELECTRONICS CO., LTD. Meeting Date: MAR 17, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 005930 Security ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Park Byung-gook as Outside Director | Management | For | For |
| 2.1.2 | Elect Kim Jeong as Outside Director | Management | For | For |
| 2.2.1 | Elect Kim Kinam as Inside Director | Management | For | For |
| 2.2.2 | Elect Kim Hyun-suk as Inside Director | Management | For | For |
| 2.2.3 | Elect Koh Dong-jin as Inside Director | Management | For | For |
| 3 | Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| T-MOBILE US, INC. Meeting Date: JUN 03, 2021 Record Date: APR 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TMUS Security ID: 872590104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marcelo Claure | Management | For | Withhold |
| 1.2 | Elect Director Srikant M. Datar | Management | For | For |
| 1.3 | Elect Director Bavan M. Holloway | Management | For | For |
| 1.4 | Elect Director Timotheus Hottges | Management | For | For |
| 1.5 | Elect Director Christian P. Illek | Management | For | For |
| 1.6 | Elect Director Raphael Kubler | Management | For | For |
| 1.7 | Elect Director Thorsten Langheim | Management | For | For |
| 1.8 | Elect Director Dominique Leroy | Management | For | For |
| 1.9 | Elect Director G. Michael (Mike) Sievert | Management | For | For |
| 1.10 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.11 | Elect Director Omar Tazi | Management | For | For |
| 1.12 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 1.13 | Elect Director Michael Wilkens | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 08, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2330 Security ID: Y84629107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For |
| 3 | Approve Issuance of Restricted Stocks | Management | For | For |
| 4.1 | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | Management | For | For |
| 4.2 | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | Management | For | For |
| 4.3 | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | Management | For | For |
| 4.4 | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | Management | For | For |
| 4.5 | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | Management | For | For |
| 4.6 | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | Management | For | For |
| 4.7 | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | Management | For | For |
| 4.8 | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | Management | For | For |
| 4.9 | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | Management | For | For |
| 4.10 | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | Management | For | For |
| TESCO PLC Meeting Date: FEB 11, 2021 Record Date: FEB 09, 2021 Meeting Type: SPECIAL | ||||
| Ticker: TSCO Security ID: G87621101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Special Dividend | Management | For | For |
| 2 | Approve Share Consolidation | Management | For | For |
| 3 | Authorise Issue of Equity | Management | For | For |
| 4 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 5 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 6 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| TESCO PLC Meeting Date: JUN 25, 2021 Record Date: JUN 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TSCO Security ID: G8T67X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect John Allan as Director | Management | For | For |
| 6 | Re-elect Melissa Bethell as Director | Management | For | For |
| 7 | Re-elect Stewart Gilliland as Director | Management | For | For |
| 8 | Re-elect Steve Golsby as Director | Management | For | For |
| 9 | Re-elect Byron Grote as Director | Management | For | For |
| 10 | Re-elect Ken Murphy as Director | Management | For | For |
| 11 | Re-elect Simon Patterson as Director | Management | For | For |
| 12 | Re-elect Alison Platt as Director | Management | For | For |
| 13 | Re-elect Lindsey Pownall as Director | Management | For | For |
| 14 | Elect Bertrand Bodson as Director | Management | For | For |
| 15 | Elect Thierry Garnier as Director | Management | For | For |
| 16 | Elect Imran Nawaz as Director | Management | For | For |
| 17 | Elect Karen Whitworth as Director | Management | For | For |
| 18 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Issue of Equity | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 26 | Approve Long-Term Incentive Plan | Management | For | For |
| 27 | Approve Savings-Related Share Option Scheme | Management | For | For |
| 28 | Adopt New Articles of Association | Management | For | For |
| THE CHARLES SCHWAB CORPORATION Meeting Date: MAY 13, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SCHW Security ID: 808513105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Walter W. Bettinger, II | Management | For | For |
| 1b | Elect Director Joan T. Dea | Management | For | For |
| 1c | Elect Director Christopher V. Dodds | Management | For | For |
| 1d | Elect Director Mark A. Goldfarb | Management | For | Against |
| 1e | Elect Director Bharat B. Masrani | Management | For | For |
| 1f | Elect Director Charles A. Ruffel | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| THE TJX COMPANIES, INC. Meeting Date: JUN 08, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TJX Security ID: 872540109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Jose B. Alvarez | Management | For | For |
| 1c | Elect Director Alan M. Bennett | Management | For | For |
| 1d | Elect Director Rosemary T. Berkery | Management | For | For |
| 1e | Elect Director David T. Ching | Management | For | For |
| 1f | Elect Director C. Kim Goodwin | Management | For | For |
| 1g | Elect Director Ernie Herrman | Management | For | For |
| 1h | Elect Director Michael F. Hines | Management | For | For |
| 1i | Elect Director Amy B. Lane | Management | For | For |
| 1j | Elect Director Carol Meyrowitz | Management | For | For |
| 1k | Elect Director Jackwyn L. Nemerov | Management | For | For |
| 1l | Elect Director John F. O'Brien | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Animal Welfare | Shareholder | Against | Abstain |
| 5 | Report on Pay Disparity | Shareholder | Against | Abstain |
| TOTAL SE Meeting Date: MAY 28, 2021 Record Date: MAY 26, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: FP Security ID: F92124100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.64 per Share | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 6 | Reelect Patrick Pouyanne as Director | Management | For | For |
| 7 | Reelect Anne-Marie Idrac as Director | Management | For | For |
| 8 | Elect Jacques Aschenbroich as Director | Management | For | For |
| 9 | Elect Glenn Hubbard as Director | Management | For | For |
| 10 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 11 | Approve Remuneration Policy of Directors | Management | For | For |
| 12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Management | For | For |
| 13 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 14 | Approve the Company's Sustainable Development and Energy Transition | Management | For | For |
| 15 | Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly | Management | For | For |
| 16 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| VESTAS WIND SYSTEMS A/S Meeting Date: APR 08, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VWS Security ID: K9773J128 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of DKK 8.45 Per Share | Management | For | For |
| 4 | Approve Remuneration Report (Advisory Vote) | Management | For | For |
| 5 | Approve Remuneration of Directors in the Amount of DKK 1.3 Million for Chairman, DKK 892,500 for Vice Chairman and DKK 446,250 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 6.a | Reelect Anders Runevad as Director | Management | For | For |
| 6.b | Reelect Bert Nordberg as Director | Management | For | For |
| 6.c | Reelect Bruce Grant as Director | Management | For | For |
| 6.d | Reelect Eva Merete Sofelde Berneke as Director | Management | For | For |
| 6.e | Reelect Helle Thorning-Schmidt as Director | Management | For | For |
| 6.f | Reelect Karl-Henrik Sundstrom as Director | Management | For | For |
| 6.g | Reelect Lars Josefsson as Director | Management | For | For |
| 6.h | Elect Kentaro Hosomi as New Director | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 8.1 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
| 8.2 | Amend Articles Re: Change Par Value from DKK 1 to DKK 0.01 or Multiples Thereof | Management | For | For |
| 8.3 | Approve Creation of DKK 20.2 Million Pool of Capital with Preemptive Rights; Approve Creation of DKK 20.2 Million Pool of Capital without Preemptive Rights; Maximum Increase in Share Capital under Both Authorizations up to DKK 20.2 Million | Management | For | For |
| 8.4 | Allow Shareholder Meetings to be Held by Electronic Means Only | Management | For | For |
| 8.5 | Allow Electronic Distribution of Company Communication | Management | For | For |
| 8.6 | Authorize Board to Decide on the Distribution of Extraordinary Dividends | Management | For | For |
| 8.7 | Authorize Share Repurchase Program | Management | For | For |
| 9 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| 10 | Other Business | Management | None | None |
Thornburg Developing World Fund
| ADANI PORTS & SPECIAL ECONOMIC ZONE LIMITED Meeting Date: APR 06, 2021 Record Date: MAR 31, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 532921 Security ID: Y00130107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Equity Shares to Windy Lakeside Investment Ltd on Preferential Basis | Management | For | For |
| AIA GROUP LIMITED Meeting Date: MAY 20, 2021 Record Date: MAY 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 1299 Security ID: Y002A1105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Lee Yuan Siong as Director | Management | For | For |
| 4 | Elect Chung-Kong Chow as Director | Management | For | For |
| 5 | Elect John Barrie Harrison as Director | Management | For | For |
| 6 | Elect Lawrence Juen-Yee Lau as Director | Management | For | For |
| 7 | Elect Cesar Velasquez Purisima as Director | Management | For | For |
| 8 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| ALIBABA GROUP HOLDING LIMITED Meeting Date: SEP 30, 2020 Record Date: AUG 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 9988 Security ID: G01719114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | For |
| 2.1 | Elect Maggie Wei Wu as Director | Management | For | Against |
| 2.2 | Elect Kabir Misra as Director | Management | For | Against |
| 2.3 | Elect Walter Teh Ming Kwauk as Director | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| BANCO BTG PACTUAL SA Meeting Date: AUG 26, 2020 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: BPAC5 Security ID: ADPV39929 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Sofia de Fatima Esteves as Independent Director | Management | For | For |
| 2 | Amend Article 3 Re: Corporate Purpose | Management | For | For |
| 3 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| 4 | Consolidate Bylaws | Management | For | For |
| BANCO BTG PACTUAL SA Meeting Date: APR 09, 2021 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: BPAC11 Security ID: ADPV39929 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 4-for-1 Stock Split | Management | For | For |
| 2 | Approve Increase in Authorized Capital | Management | For | Against |
| 3 | Amend Articles 5 and 30 and Consolidate Bylaws | Management | For | Against |
| BANCO BTG PACTUAL SA Meeting Date: APR 09, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BPAC11 Security ID: ADPV39929 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Abstain |
| 4.1 | Elect Claudio Eugenio Stiller Galeazzi as Independent Director | Management | For | For |
| 4.2 | Elect Eduardo Henrique de Mello Motta Loyo as Director | Management | For | For |
| 4.3 | Elect Guillermo Ortiz Martinez as Director | Management | For | For |
| 4.4 | Elect John Huw Gwili Jenkins as Director | Management | For | For |
| 4.5 | Elect Mark Clifford Maletz as Independent Director | Management | For | For |
| 4.6 | Elect Nelson Azevedo Jobim as Director | Management | For | For |
| 4.7 | Elect Roberto Balls Sallouti as Director | Management | For | For |
| 4.8 | Elect Sofia De Fatima Esteves as Independent Director | Management | For | For |
| 5 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | Management | None | Abstain |
| 6.1 | Percentage of Votes to Be Assigned - Elect Claudio Eugenio Stiller Galeazzi as Independent Director | Management | None | Abstain |
| 6.2 | Percentage of Votes to Be Assigned - Elect Eduardo Henrique de Mello Motta Loyo as Director | Management | None | Abstain |
| 6.3 | Percentage of Votes to Be Assigned - Elect Guillermo Ortiz Martinez as Director | Management | None | Abstain |
| 6.4 | Percentage of Votes to Be Assigned - Elect John Huw Gwili Jenkins as Director | Management | None | Abstain |
| 6.5 | Percentage of Votes to Be Assigned - Elect Mark Clifford Maletz as Independent Director | Management | None | Abstain |
| 6.6 | Percentage of Votes to Be Assigned - Elect Nelson Azevedo Jobim as Director | Management | None | Abstain |
| 6.7 | Percentage of Votes to Be Assigned - Elect Roberto Balls Sallouti as Director | Management | None | Abstain |
| 6.8 | Percentage of Votes to Be Assigned - Elect Sofia De Fatima Esteves as Independent Director | Management | None | Abstain |
| 7 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | For |
| 8 | As a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | For |
| 9 | In Case Neither Class of Shares Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? | Management | None | For |
| 10 | Approve Remuneration of Company's Management | Management | For | Against |
| 11 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | None | For |
| BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Meeting Date: DEC 24, 2020 Record Date: DEC 18, 2020 Meeting Type: SPECIAL | ||||
| Ticker: 002271 Security ID: Y07729109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve External Guarantee | Management | For | For |
| BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Meeting Date: JAN 29, 2021 Record Date: JAN 25, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 002271 Security ID: Y07729109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Investment and Construction of a Green Building New Material Production Base Project | Management | For | For |
| 2 | Approve Change in Registered Capital | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Meeting Date: APR 12, 2021 Record Date: APR 06, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 002271 Security ID: Y07729109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Draft and Summary of Stock Option Incentive Plan | Management | For | For |
| 2 | Approve Methods to Assess the Performance of Plan Participants | Management | For | For |
| 3 | Approve Authorization of the Board to Handle All Related Matters | Management | For | For |
| 4 | Approve Draft and Summary of Employee Share Purchase Plan | Management | For | For |
| 5 | Approve Management Method of Employee Share Purchase Plan | Management | For | For |
| 6 | Approve Authorization of the Board to Handle All Related Matters | Management | For | For |
| 7 | Approve Employee Share Purchase Plan Intent to Raise Funds through Financing and Securities Lending | Shareholder | For | For |
| BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Meeting Date: MAY 10, 2021 Record Date: APR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 002271 Security ID: Y07729109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Financial Budget Report | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve Annual Report and Summary | Management | For | For |
| 7 | Approve to Appoint Auditor | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| 9 | Approve Remuneration of Supervisors | Management | For | For |
| 10 | Approve Application of Comprehensive Credit Lines | Management | For | For |
| 11 | Approve Guarantee Provision for the Comprehensive Credit Lines Applied by the Subsidiary | Management | For | For |
| 12 | Approve Provision of External Guarantee | Management | For | For |
| 13 | Approve Increase in Registered Capital | Management | For | For |
| 14 | Amend Articles of Association | Management | For | For |
| 15 | Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members | Management | For | For |
| BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD. Meeting Date: JUN 29, 2021 Record Date: JUN 22, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 002271 Security ID: Y07729109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Establishment of Wholly-owned Subsidiary and Construction of Green New Type of Building Materials Research and Development and Production Base Project | Management | For | For |
| CHINA FEIHE LTD. Meeting Date: MAY 18, 2021 Record Date: MAY 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6186 Security ID: G2121Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Liu Jinping as Director | Management | For | For |
| 3b | Elect Song Jianwu as Director | Management | For | For |
| 3c | Elect Fan Yonghong as Director | Management | For | For |
| 3d | Elect Jacques Maurice Laforge as Director | Management | For | For |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| CHINA GAS HOLDINGS LIMITED Meeting Date: AUG 20, 2020 Record Date: AUG 14, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 384 Security ID: G2109G103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a1 | Elect Liu Ming Hui as Director | Management | For | For |
| 3a2 | Elect Zhu Weiwei as Director | Management | For | For |
| 3a3 | Elect Liu Chang as Director | Management | For | For |
| 3a4 | Elect Chen Yanyan as Director | Management | For | For |
| 3a5 | Elect Zhang Ling as Director | Management | For | For |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| CHINA YANGTZE POWER CO., LTD. Meeting Date: SEP 16, 2020 Record Date: SEP 07, 2020 Meeting Type: SPECIAL | ||||
| Ticker: 600900 Security ID: Y1516Q142 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Introduction of Co-Investors for Power Distribution Project | Management | For | For |
| CHINA YANGTZE POWER CO., LTD. Meeting Date: NOV 25, 2020 Record Date: NOV 16, 2020 Meeting Type: SPECIAL | ||||
| Ticker: 600900 Security ID: Y1516Q142 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Zhang Xingliao as Non-independent Director | Shareholder | For | For |
| CONVERGE INFORMATION & COMMUNICATIONS TECH SOLUTIONS, INC. Meeting Date: MAY 28, 2021 Record Date: MAY 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CNVRG Security ID: Y1757W105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Minutes of the Previous Meeting | Management | For | For |
| 2 | Ratify Audited Financial Statements for the Year Ended December 31, 2020 | Management | For | For |
| 3 | Ratify Acts of the Board and of Management from the Date of the Initial Public Offering until the Date of this Meeting | Management | For | For |
| 4.1 | Elect Jose Pamintuan De Jesus as Director | Management | For | For |
| 4.2 | Elect Dennis Anthony H. Uy as Director | Management | For | For |
| 4.3 | Elect Maria Grace Y. Uy as Director | Management | For | For |
| 4.4 | Elect Amando M. Tetangco, Jr. as Director | Management | For | For |
| 4.5 | Elect Roman Felipe S. Reyes as Director | Management | For | For |
| 4.6 | Elect Francisco Ed. Lim as Director | Management | For | For |
| 4.7 | Elect Saurabh N. Agarwal as Director | Management | For | For |
| 5 | Appoint Isla Lipana & Co. as External Auditors | Management | For | For |
| CREDICORP LTD. Meeting Date: OCT 16, 2020 Record Date: SEP 08, 2020 Meeting Type: SPECIAL | ||||
| Ticker: BAP Security ID: G2519Y108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Leslie Pierce Diez Canseco as Director | Management | For | For |
| CREDICORP LTD. Meeting Date: MAR 31, 2021 Record Date: FEB 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BAP Security ID: G2519Y108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Present 2020 Annual Report | Management | None | None |
| 2 | Present Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2020, Including External Auditors' Report | Management | None | None |
| 3 | Ratify PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| EAST MONEY INFORMATION CO., LTD. Meeting Date: MAY 17, 2021 Record Date: MAY 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 300059 Security ID: Y2234B102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Annual Report and Summary | Management | For | For |
| 5 | Approve Profit Distribution and Capitalization of Capital Reserves | Management | For | For |
| 6 | Approve Application of Credit Line and Provision of Guarantees | Management | For | For |
| 7 | Approve Amendments to Articles of Association | Management | For | For |
| 8 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | Against |
| 9 | Amend External Investment Management System | Management | For | Against |
| 10.1 | Elect Zheng Likun as Director | Management | For | For |
| 10.2 | Elect Huang Jianhai as Director | Management | For | For |
| EMPREENDIMENTOS PAGUE MENOS SA Meeting Date: SEP 30, 2020 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: PGMN3 Security ID: P37191106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article 5 to Reflect Changes in Capital | Management | For | Did Not Vote |
| 2 | Approve Increase in Authorized Capital and Amend Article 5 Accordingly | Management | For | Did Not Vote |
| EPAM SYSTEMS, INC. Meeting Date: JUN 08, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: EPAM Security ID: 29414B104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arkadiy Dobkin | Management | For | For |
| 1.2 | Elect Director Robert E. Segert | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| GALAXY ENTERTAINMENT GROUP LIMITED Meeting Date: MAY 13, 2021 Record Date: MAY 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 27 Security ID: Y2679D118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Francis Lui Yiu Tung as Director | Management | For | For |
| 2.2 | Elect Joseph Chee Ying Keung as Director | Management | For | For |
| 2.3 | Elect James Ross Ancell as Director | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4.1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 4.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 4.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 5 | Adopt New Share Option Scheme | Management | For | Against |
| GEELY AUTOMOBILE HOLDINGS LIMITED Meeting Date: MAY 24, 2021 Record Date: MAY 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 175 Security ID: G3777B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Gui Sheng Yue as Director | Management | For | For |
| 4 | Elect An Cong Hui as Director | Management | For | For |
| 5 | Elect Wei Mei as Director | Management | For | For |
| 6 | Elect An Qing Heng as Director | Management | For | For |
| 7 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 8 | Approve Grant Thornton Hong Kong Limited as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| GLOBANT SA Meeting Date: APR 02, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GLOB Security ID: L44385109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board's and Auditor's Reports | Management | None | None |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Allocation of Loss | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Appoint PricewaterhouseCoopers, Societe Cooperative as Auditor for Annual Accounts and EU IFRS Consolidated Accounts | Management | For | For |
| 8 | Appoint Price Waterhouse & Co. S.R.L. as Auditor for IFRS Consolidated Accounts | Management | For | For |
| 9 | Reelect Martin Migoya as Director | Management | For | For |
| 10 | Reelect Philip Odeen as Director | Management | For | For |
| 11 | Reelect Richard Haythornthwaite as Director | Management | For | For |
| 12 | Elect Maria Pinelli as Director | Management | For | For |
| 13 | Approve Globant S.A. 2021 Employee Stock Purchase Plan | Management | For | For |
| GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV Meeting Date: APR 27, 2021 Record Date: APR 14, 2021 Meeting Type: SPECIAL | ||||
| Ticker: GAPB Security ID: P4959P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Cancellation of 35.42 Million Treasury Shares | Management | For | For |
| 2 | Approve Reduction in Capital by MXN 2 Billion | Management | For | For |
| 3 | Amend Articles to Reflect Changes in Capital | Management | None | None |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV Meeting Date: APR 27, 2021 Record Date: APR 14, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GAPB Security ID: P4959P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reports in Compliance with Article 28, Section IV of Mexican Securities Market Law | Management | For | For |
| 2 | Approve Discharge of Directors and Officers | Management | For | For |
| 3 | Approve Individual and Consolidated Financial Statements and Approve External Auditors' Report on Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income in the Amount of MXN 1.85 Billion | Management | For | For |
| 5 | Cancel Pending Amount of Share Repurchase Approved at AGM on July 1, 2020; Set Share Repurchase Maximum Amount of MXN 3 Billion | Management | For | For |
| 6 | Information on Election or Ratification of Four Directors and Their Alternates of Series BB Shareholders | Management | None | None |
| 7 | Elect or Ratify Directors of Series B Shareholders that Hold 10 Percent of Share Capital | Management | None | None |
| 8 | Elect or Ratify Directors of Series B Shareholders | Management | For | Against |
| 9 | Elect or Ratify Board Chairman | Management | For | For |
| 10 | Approve Remuneration of Directors for Years 2020 and 2021 | Management | For | For |
| 11 | Elect or Ratify Director of Series B Shareholders and Member of Nominations and Compensation Committee | Management | For | Against |
| 12 | Elect or Ratify Chairman of Audit and Corporate Practices Committee | Management | For | For |
| 13 | Present Report Regarding Individual or Accumulated Operations Greater Than USD 3 Million | Management | None | None |
| 14 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GRUPO FINANCIERO BANORTE SAB DE CV Meeting Date: APR 23, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GFNORTEO Security ID: P49501201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a | Approve CEO's Report on Financial Statements and Statutory Reports | Management | For | For |
| 1.b | Approve Board's Report on Policies and Accounting Information and Criteria Followed in Preparation of Financial Information | Management | For | For |
| 1.c | Approve Board's Report on Operations and Activities Undertaken by Board | Management | For | For |
| 1.d | Approve Report on Activities of Audit and Corporate Practices Committee | Management | For | For |
| 1.e | Approve All Operations Carried out by Company and Ratify Actions Carried out by Board, CEO and Audit and Corporate Practices Committee | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Receive Auditor's Report on Tax Position of Company | Management | None | None |
| 4.a1 | Elect Carlos Hank Gonzalez as Board Chairman | Management | For | For |
| 4.a2 | Elect Juan Antonio Gonzalez Moreno as Director | Management | For | For |
| 4.a3 | Elect David Juan Villarreal Montemayor as Director | Management | For | For |
| 4.a4 | Elect Jose Marcos Ramirez Miguel as Director | Management | For | For |
| 4.a5 | Elect Carlos de la Isla Corry as Director | Management | For | For |
| 4.a6 | Elect Everardo Elizondo Almaguer as Director | Management | For | For |
| 4.a7 | Elect Carmen Patricia Armendariz Guerra as Director | Management | For | For |
| 4.a8 | Elect Clemente Ismael Reyes Retana Valdes as Director | Management | For | For |
| 4.a9 | Elect Alfredo Elias Ayub as Director | Management | For | For |
| 4.a10 | Elect Adrian Sada Cueva as Director | Management | For | For |
| 4.a11 | Elect David Penaloza Alanis as Director | Management | For | For |
| 4.a12 | Elect Jose Antonio Chedraui Eguia as Director | Management | For | For |
| 4.a13 | Elect Alfonso de Angoitia Noriega as Director | Management | For | For |
| 4.a14 | Elect Thomas Stanley Heather Rodriguez as Director | Management | For | For |
| 4.a15 | Elect Graciela Gonzalez Moreno as Alternate Director | Management | For | For |
| 4.a16 | Elect Juan Antonio Gonzalez Marcos as Alternate Director | Management | For | For |
| 4.a17 | Elect Alberto Halabe Hamui as Alternate Director | Management | For | For |
| 4.a18 | Elect Gerardo Salazar Viezca as Alternate Director | Management | For | For |
| 4.a19 | Elect Alberto Perez-Jacome Friscione as Alternate Director | Management | For | For |
| 4.a20 | Elect Diego Martinez Rueda-Chapital as Alternate Director | Management | For | For |
| 4.a21 | Elect Roberto Kelleher Vales as Alternate Director | Management | For | For |
| 4.a22 | Elect Cecilia Goya de Riviello Meade as Alternate Director | Management | For | For |
| 4.a23 | Elect Isaac Becker Kabacnik as Alternate Director | Management | For | For |
| 4.a24 | Elect Jose Maria Garza Trevino as Alternate Director | Management | For | For |
| 4.a25 | Elect Carlos Cesarman Kolteniuk as Alternate Director | Management | For | For |
| 4.a26 | Elect Humberto Tafolla Nunez as Alternate Director | Management | For | For |
| 4.a27 | Elect Guadalupe Phillips Margain as Alternate Director | Management | For | For |
| 4.a28 | Elect Ricardo Maldonado Yanez as Alternate Director | Management | For | For |
| 4.b | Elect Hector Avila Flores (Non-Member) as Board Secretary | Management | For | For |
| 4.c | Approve Directors Liability and Indemnification | Management | For | For |
| 5 | Approve Remuneration of Directors | Management | For | For |
| 6 | Elect Thomas Stanley Heather Rodriguez as Chairman of Audit and Corporate Practices Committee | Management | For | For |
| 7.1 | Approve Report on Share Repurchase | Management | For | For |
| 7.2 | Set Aggregate Nominal Amount of Share Repurchase Reserve | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GRUPO FINANCIERO BANORTE SAB DE CV Meeting Date: APR 23, 2021 Record Date: APR 12, 2021 Meeting Type: SPECIAL | ||||
| Ticker: GFNORTEO Security ID: P49501201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article 2; Approve Certification of the Company's Bylaws | Management | For | For |
| 2 | Approve Modifications of Sole Responsibility Agreement | Management | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| HAPVIDA PARTICIPACOES E INVESTIMENTOS SA Meeting Date: NOV 19, 2020 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: HAPV3 Security ID: P5R526106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify Igor Xavier Correia Lima as Independent Director | Management | For | For |
| 2 | Approve 5-for-1 Stock Split | Management | For | For |
| 3.a | Amend Article 6 | Management | For | For |
| 3.b | Amend Article 24 | Management | For | For |
| 3.c | Amend Article 32 | Management | For | For |
| HDFC BANK LIMITED Meeting Date: JUL 18, 2020 Record Date: JUL 11, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 500180 Security ID: Y3119P190 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Standalone Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Special Interim Dividend | Management | For | For |
| 4 | Reelect Kaizad Bharucha as Director | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of MSKA & Associates, Chartered Accountants as Statutory Auditors | Management | For | For |
| 6 | Authorize Board to Ratify Additional Remuneration for MSKA & Associates, Chartered Accountants | Management | For | For |
| 7 | Reelect Malay Patel as Director | Management | For | For |
| 8 | Approve Reappointment and Remuneration of Kaizad Bharucha as Executive Director | Management | For | For |
| 9 | Elect Renu Karnad as Director | Management | For | For |
| 10 | Approve Related Party Transactions with Housing Development Finance Corporation Limited | Management | For | For |
| 11 | Approve Related Party Transactions with HDB Financial Services Limited | Management | For | For |
| 12 | Authorize Issuance of Unsecured Perpetual Debt Instruments, Tier II Capital Bonds and Long Term Bonds on Private Placement Basis | Management | For | For |
| HDFC BANK LIMITED Meeting Date: DEC 01, 2020 Record Date: OCT 30, 2020 Meeting Type: SPECIAL | ||||
| Ticker: 500180 Security ID: Y3119P190 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Sashidhar Jagdishan as Director | Management | For | For |
| 2 | Approve Appointment and Remuneration of Sashidhar Jagdishan as Managing Director & Chief Executive Officer | Management | For | For |
| HON HAI PRECISION INDUSTRY CO., LTD. Meeting Date: JUN 23, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2317 Security ID: Y36861105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| HONG KONG EXCHANGES & CLEARING LTD. Meeting Date: APR 28, 2021 Record Date: APR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 388 Security ID: Y3506N139 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Nicholas Charles Allen as Director | Management | For | For |
| 2b | Elect Cheung Ming Ming, Anna as Director | Management | For | For |
| 2c | Elect Zhang Yichen as Director | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| INFOSYS LIMITED Meeting Date: JUN 19, 2021 Record Date: MAY 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 500209 Security ID: 456788108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Reelect U.B. Pravin Rao as Director | Management | For | For |
| 4 | Approve Buyback of Equity Shares | Management | For | For |
| 5 | Reelect Michael Gibbs as Director | Management | For | For |
| 6 | Elect Bobby Parikh as Director | Management | For | For |
| 7 | Elect Chitra Nayak as Director | Management | For | For |
| 8 | Approve Changing the Terms of Remuneration of U.B. Pravin Rao as Chief Operating Officer and Whole-time Director | Management | For | For |
| INFRAESTRUCTURA ENERGETICA NOVA SAB DE CV Meeting Date: NOV 30, 2020 Record Date: NOV 17, 2020 Meeting Type: SPECIAL | ||||
| Ticker: IENOVA Security ID: P5R19K107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Cancellation of Repurchased Shares and Consequently Reduction in Variable Portion of Capital | Management | For | For |
| 2 | Approve Increase in Board Size; Elect or Ratify Directors, Provisional Directors and Members of Corporate Practices Committee | Management | For | For |
| 3 | Approve Granting of Powers | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| INFRAESTRUCTURA ENERGETICA NOVA SAB DE CV Meeting Date: APR 30, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IENOVA Security ID: P5R19K107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Report on Compliance with Fiscal Obligations | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Elect or Ratify Directors, Secretary (Non-Member), Members and Chairmen of Audit and Corporate Practices Committees; Verify Independence Classification of Directors | Management | For | Against |
| 5 | Approve Remuneration of Directors | Management | For | Against |
| 6 | Set Maximum Amount of Share Repurchase Reserve | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| INPOST SA Meeting Date: MAY 19, 2021 Record Date: MAY 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: INPST Security ID: L5125Z108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Board's Report | Management | None | None |
| 3 | Elect Cristina Berta Jones as Supervisory Board Member | Management | For | For |
| 4 | Close Meeting | Management | None | None |
| IPG PHOTONICS CORPORATION Meeting Date: MAY 25, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IPGP Security ID: 44980X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Valentin P. Gapontsev | Management | For | For |
| 1.2 | Elect Director Eugene A. Scherbakov | Management | For | For |
| 1.3 | Elect Director Michael C. Child | Management | For | For |
| 1.4 | Elect Director Jeanmarie F. Desmond | Management | For | For |
| 1.5 | Elect Director Gregory P. Dougherty | Management | For | For |
| 1.6 | Elect Director Eric Meurice | Management | For | For |
| 1.7 | Elect Director Natalia Pavlova | Management | For | For |
| 1.8 | Elect Director John R. Peeler | Management | For | For |
| 1.9 | Elect Director Thomas J. Seifert | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| LOJAS QUERO-QUERO SA Meeting Date: APR 28, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: LJQQ3 Security ID: P6331J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | None | For |
| 4 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | None | For |
| LOJAS QUERO-QUERO SA Meeting Date: APR 28, 2021 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: LJQQ3 Security ID: P6331J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration of Company's Management | Management | For | For |
| 2 | Amend Article 5 Re: Corporate Purpose | Management | For | For |
| 3 | Amend Article 6 to Reflect Changes in Capital | Management | For | For |
| 4 | Amend Article 7 | Management | For | For |
| 5 | Amend Article 32 | Management | For | For |
| 6 | Consolidate Bylaws | Management | For | For |
| 7 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | None | For |
| MAGNIT PJSC Meeting Date: DEC 24, 2020 Record Date: DEC 01, 2020 Meeting Type: SPECIAL | ||||
| Ticker: MGNT Security ID: 55953Q202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends of RUB 245.31 per Share for First Nine Months of Fiscal 2020 | Management | For | For |
| 2 | Approve New Edition of Charter | Management | For | For |
| 3 | Approve New Edition of Regulations on Management | Management | For | For |
| MAGNIT PJSC Meeting Date: JUN 10, 2021 Record Date: MAY 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MGNT Security ID: 55953Q202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | Did Not Vote |
| 2 | Approve Financial Statements | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of RUB 245.31 per Share | Management | For | Did Not Vote |
| 4.1 | Elect Aleksandr Vinokurov as Director | Management | None | Did Not Vote |
| 4.2 | Elect Timothy Demchenko as Director | Management | None | Did Not Vote |
| 4.3 | Elect Jan Dunning as Director | Management | None | Did Not Vote |
| 4.4 | Elect Sergei Zakharov as Director | Management | None | Did Not Vote |
| 4.5 | Elect Hans Koch as Director | Management | None | Did Not Vote |
| 4.6 | Elect Evgenii Kuznetsov as Director | Management | None | Did Not Vote |
| 4.7 | Elect Aleksei Makhnev as Director | Management | None | Did Not Vote |
| 4.8 | Elect Gregor Mowat as Director | Management | None | Did Not Vote |
| 4.9 | Elect Charles Ryan as Director | Management | None | Did Not Vote |
| 4.10 | Elect James Simmons as Director | Management | None | Did Not Vote |
| 5 | Ratify RAS Auditor | Management | For | Did Not Vote |
| 6 | Ratify IFRS Auditor | Management | For | Did Not Vote |
| 7 | Approve New Edition of Charter | Management | For | Did Not Vote |
| 8 | Approve New Edition of Regulations on General Meetings | Management | For | Did Not Vote |
| 9 | Approve New Edition of Regulations on Board of Directors | Management | For | Did Not Vote |
| MEDIATEK, INC. Meeting Date: JUN 10, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2454 Security ID: Y5945U103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Report and Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Approve Cash Distribution from Capital Reserve | Management | For | For |
| 4 | Approve Issuance of Restricted Stock Awards | Management | For | For |
| 5.1 | Elect Ming-Kai Tsai with Shareholder No. 1 as Non-independent Director | Management | For | For |
| 5.2 | Elect Rick Tsai (Rick Tsa) with Shareholder No. 374487 as Non-independent Director | Management | For | For |
| 5.3 | Elect Cheng-Yaw Sun with Shareholder No. 109274 as Non-independent Director | Management | For | For |
| 5.4 | Elect Kenneth Kin with ID No. F102831XXX as Non-independent Director | Management | For | For |
| 5.5 | Elect Joe Chen with Shareholder No. 157 as Non-independent Director | Management | For | For |
| 5.6 | Elect Chung-Yu Wu with Shareholder No. 1512 as Independent Director | Management | For | For |
| 5.7 | Elect Peng-Heng Chang with ID No. A102501XXX as Independent Director | Management | For | For |
| 5.8 | Elect Ming-Je Tang with ID No. A100065XXX as Independent Director | Management | For | For |
| 6 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| MEITUAN Meeting Date: JUN 23, 2021 Record Date: JUN 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 3690 Security ID: G59669104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Wang Huiwen as Director | Management | For | For |
| 3 | Elect Lau Chi Ping Martin as Director | Management | For | For |
| 4 | Elect Neil Nanpeng Shen as Director | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 9 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10a | Approve Tencent Subscription Agreement | Management | For | For |
| 10b | Approve Grant of Specific Mandate to Issue Tencent Subscription Shares | Management | For | For |
| 10c | Authorize Board to Deal with All Matters in Relation to the Tencent Subscription Agreement | Management | For | For |
| 11 | Amend Memorandum and Articles of Association | Management | For | For |
| MEITUAN DIANPING Meeting Date: SEP 29, 2020 Record Date: SEP 23, 2020 Meeting Type: SPECIAL | ||||
| Ticker: 3690 Security ID: G59669104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Approve Change of English Name and Adopt Chinese Name as Dual Foreign Name of the Company | Management | For | For |
| 1b | Authorize Board to Deal with All Matters in Relation to the Change of English Name and Adoption of Chinese Name as Dual Foreign Name of the Company | Management | For | For |
| MICRON TECHNOLOGY, INC. Meeting Date: JAN 14, 2021 Record Date: NOV 18, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MU Security ID: 595112103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard M. Beyer | Management | For | For |
| 1b | Elect Director Lynn A. Dugle | Management | For | For |
| 1c | Elect Director Steven J. Gomo | Management | For | For |
| 1d | Elect Director Mary Pat McCarthy | Management | For | For |
| 1e | Elect Director Sanjay Mehrotra | Management | For | For |
| 1f | Elect Director Robert E. Switz | Management | For | For |
| 1g | Elect Director MaryAnn Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NATURA &CO HOLDING SA Meeting Date: APR 16, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: NTCO3 Security ID: P7S8B6105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | Management | For | For |
| 2 | Approve Treatment of Net Loss | Management | For | For |
| 3 | Approve Remuneration of Company's Management | Management | For | Against |
| 4 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | Against | For |
| 5 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | None | For |
| NATURA &CO HOLDING SA Meeting Date: APR 16, 2021 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: NTCO3 Security ID: P7S8B6105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-Ratify Remuneration of Company's Management Approved at the April 30, 2020 AGM | Management | For | Against |
| 2 | Approve Treatment of Net Loss | Management | For | For |
| 3 | Approve Classification of Georgia Garinois-Melenikiotou as Independent Director | Management | For | For |
| 4 | Elect Georgia Garinois-Melenikiotou as Independent Director | Management | For | For |
| 5 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| 6 | Amend Article 16 | Management | For | For |
| 7 | Amend Article 18 Re: Amendment of Point "j" | Management | For | For |
| 8 | Amend Article 20 Re: Amendment of Point "XXV" | Management | For | For |
| 9 | Amend Article 20 Re: Adding Point "XXVIII" | Management | For | For |
| 10 | Amend Article 20 Re: Adding Point "XXIX" | Management | For | For |
| 11 | Amend Article 20 Re: Adding Point "XXX" | Management | For | For |
| 12 | Amend Article 20 Re: Amendment "XXVI" and Article 24 Re: Amendment Point "c" | Management | For | For |
| 13 | Consolidate Bylaws | Management | For | For |
| 14 | In the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? | Management | None | For |
| NETEASE, INC. Meeting Date: JUN 23, 2021 Record Date: MAY 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 9999 Security ID: G6427A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect William Lei Ding as Director | Management | For | For |
| 1b | Elect Alice Yu-Fen Cheng as Director | Management | For | For |
| 1c | Elect Denny Ting Bun Lee as Director | Management | For | For |
| 1d | Elect Joseph Tze Kay Tong as Director | Management | For | For |
| 1e | Elect Lun Feng as Director | Management | For | For |
| 1f | Elect Michael Man Kit Leung as Director | Management | For | For |
| 2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Amend Memorandum and Articles of Association | Management | For | For |
| OIL CO. LUKOIL PJSC Meeting Date: DEC 03, 2020 Record Date: NOV 09, 2020 Meeting Type: SPECIAL | ||||
| Ticker: LKOH Security ID: 69343P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends of RUB 46 per Share for First Nine Months of Fiscal 2020 | Management | For | For |
| 2 | Approve Remuneration of Directors | Management | For | For |
| OIL CO. LUKOIL PJSC Meeting Date: JUN 24, 2021 Record Date: MAY 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LKOH Security ID: 69343P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 213 per Share | Management | For | For |
| 2.1 | Elect Vagit Alekperov as Director | Management | None | Against |
| 2.2 | Elect Viktor Blazheev as Director | Management | None | Against |
| 2.3 | Elect Toby Trister Gati as Director | Management | None | For |
| 2.4 | Elect Ravil Maganov as Director | Management | None | Against |
| 2.5 | Elect Roger Munnings as Director | Management | None | For |
| 2.6 | Elect Boris Porfirev as Director | Management | None | For |
| 2.7 | Elect Pavel Teplukhin as Director | Management | None | For |
| 2.8 | Elect Leonid Fedun as Director | Management | None | Against |
| 2.9 | Elect Liubov Khoba as Director | Management | None | Against |
| 2.10 | Elect Sergei Shatalov as Director | Management | None | For |
| 2.11 | Elect Wolfgang Schuessel as Director | Management | None | For |
| 3 | Elect Vagit Alekperov as President | Management | For | For |
| 4.1 | Approve Remuneration of Directors | Management | For | For |
| 4.2 | Approve Remuneration of New Directors | Management | For | For |
| 5 | Ratify KPMG as Auditor | Management | For | For |
| 6 | Amend Charter | Management | For | For |
| 7 | Approve Related-Party Transaction Re: Liability Insurance for Directors, Executives, and Companies | Management | For | For |
| PAGSEGURO DIGITAL LTD. Meeting Date: JUN 01, 2021 Record Date: APR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PAGS Security ID: G68707101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Director Luis Frias | Management | For | For |
| 2.2 | Elect Director Maria Judith de Brito | Management | For | For |
| 2.3 | Elect Director Eduardo Alcaro | Management | For | For |
| 2.4 | Elect Director Noemia Mayumi Fukugauti Gushiken | Management | For | For |
| 2.5 | Elect Director Cleveland Prates Teixeira | Management | For | For |
| 2.6 | Elect Director Marcia Nogueira de Mello | Management | For | For |
| 2.7 | Elect Director Ricardo Dutra da Silva | Management | For | For |
| 3 | Amend Restricted Stock Plan | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. Meeting Date: MAR 25, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2318 Security ID: Y69790106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2020 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2020 Report of the Supervisory Committee | Management | For | For |
| 3 | Approve 2020 Annual Report and Its Summary | Management | For | For |
| 4 | Approve 2020 Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve 2020 Profit Distribution Plan and Distribution of Final Dividends | Management | For | For |
| 6 | Approve Ernst & Young Hua Ming LLP as PRC Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve 2020 Performance Evaluation Report of Independent Non-Executive Directors | Management | For | For |
| 8.01 | Elect Ma Mingzhe as Director | Management | For | For |
| 8.02 | Elect Xie Yonglin as Director | Management | For | For |
| 8.03 | Elect Tan Sin Yin as Director | Management | For | For |
| 8.04 | Elect Yao Jason Bo as Director | Management | For | For |
| 8.05 | Elect Cai Fangfang as Director | Management | For | For |
| 8.06 | Elect Soopakij Chearavanont as Director | Management | For | For |
| 8.07 | Elect Yang Xiaoping as Director | Management | For | For |
| 8.08 | Elect Wang Yongjian as Director | Management | For | For |
| 8.09 | Elect Huang Wei as Director | Management | For | For |
| 8.10 | Elect Ouyang Hui as Director | Management | For | For |
| 8.11 | Elect Ng Sing Yip as Director | Management | For | For |
| 8.12 | Elect Chu Yiyun as Director | Management | For | For |
| 8.13 | Elect Liu Hong as Director | Management | For | For |
| 8.14 | Elect Jin Li as Director | Management | For | For |
| 8.15 | Elect Ng Kong Ping Albert as Director | Management | For | For |
| 9.01 | Elect Gu Liji as Supervisor | Management | For | For |
| 9.02 | Elect Huang Baokui as Supervisor | Management | For | For |
| 9.03 | Elect Zhang Wangjin as Supervisor | Management | For | For |
| 10 | Approve Issuance of Debt Financing Instruments | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares | Management | For | For |
| 12 | Amend Articles of Association | Management | For | For |
| PROSUS NV Meeting Date: AUG 18, 2020 Record Date: JUL 21, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PRX Security ID: N7163R103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Adopt Financial Statements | Management | For | For |
| 4.a | Approve Dividends of EUR 0.602 Per Share | Management | For | For |
| 4.b | Approve Capital Increase and Capital Reduction | Management | For | For |
| 5 | Approve Remuneration Policy for Executive Directors | Management | For | Against |
| 6 | Approve Remuneration Policy for Non-Executive Directors | Management | For | For |
| 7 | Approve Discharge of Executive Directors | Management | For | For |
| 8 | Approve Discharge of Non-Executive Directors | Management | For | For |
| 9 | Elect Y Xu as Non-Executive Director | Management | For | For |
| 10.1 | Reelect D G Eriksson as Non-Executive Director | Management | For | For |
| 10.2 | Reelect M R Sorour as Non-Executive Director | Management | For | For |
| 10.3 | Reelect E M Choi as Non-Executive Director | Management | For | For |
| 10.4 | Reelect M Girotra as Non-Executive Director | Management | For | For |
| 10.5 | Reelect R C C Jafta as Non-Executive Director | Management | For | For |
| 11 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 12 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights | Management | For | For |
| 13 | Authorize Repurchase of Shares | Management | For | For |
| 14 | Amend Prosus Share Award Plan | Management | For | Against |
| 15 | Other Business (Non-Voting) | Management | None | None |
| 16 | Voting Results | Management | None | None |
| PT BANK CENTRAL ASIA TBK Meeting Date: JUL 30, 2020 Record Date: JUL 07, 2020 Meeting Type: SPECIAL | ||||
| Ticker: BBCA Security ID: Y7123P138 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition Plan in Connection with the Acquisition of the Shares in PT Bank Rabobank International Indonesia | Management | For | For |
| 2 | Amend Articles of Association | Management | For | Against |
| PT BANK RAKYAT INDONESIA (PERSERO) TBK Meeting Date: JAN 21, 2021 Record Date: DEC 29, 2020 Meeting Type: SPECIAL | ||||
| Ticker: BBRI Security ID: Y0697U112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | Against |
| 2 | Affirmation of the Regulations of the Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-08/MBU/12/2019 | Management | For | For |
| 3 | Affirmation of the Regulations of the Minister of State-Owned Enterprises of the Republic of Indonesia Number PER-11/MBU/11/2020 | Management | For | For |
| 4 | Approve Transfer of Treasury Stock | Management | For | Against |
| 5 | Approve Changes in Boards of Company | Management | For | Against |
| PT BANK RAKYAT INDONESIA (PERSERO) TBK Meeting Date: MAR 25, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BBRI Security ID: Y0697U112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Remuneration and Tantiem of Directors and Commissioners | Management | For | For |
| 4 | Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP) | Management | For | For |
| RELIANCE INDUSTRIES LTD. Meeting Date: JUL 15, 2020 Record Date: JUL 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 500325 Security ID: Y72570180 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reelect Hital R. Meswani as Director | Management | For | For |
| 4 | Reelect P.M.S. Prasad as Director | Management | For | For |
| 5 | Approve Reappointment and Remuneration of Hital R. Meswani as a Whole-time Director | Management | For | For |
| 6 | Elect K. V. Chowdary as Director | Management | For | For |
| 7 | Approve Remuneration of Cost Auditors | Management | For | For |
| RELIANCE INDUSTRIES LTD. Meeting Date: JUL 15, 2020 Record Date: JUL 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 500325 Security ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reelect Hital R. Meswani as Director | Management | For | For |
| 4 | Reelect P.M.S. Prasad as Director | Management | For | For |
| 5 | Approve Reappointment and Remuneration of Hital R. Meswani as a Whole-time Director | Management | For | For |
| 6 | Elect K. V. Chowdary as Director | Management | For | For |
| 7 | Approve Remuneration of Cost Auditors | Management | For | For |
| RELIANCE INDUSTRIES LTD. Meeting Date: MAR 31, 2021 Record Date: MAR 24, 2021 Meeting Type: COURT | ||||
| Ticker: 500325 Security ID: Y72570180 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| RELIANCE INDUSTRIES LTD. Meeting Date: MAR 31, 2021 Record Date: MAR 24, 2021 Meeting Type: COURT | ||||
| Ticker: 500325 Security ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| RELIANCE INDUSTRIES LTD. Meeting Date: JUN 24, 2021 Record Date: JUN 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 500325 Security ID: Y72570206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Elect Nikhil R. Meswani as Director | Management | For | Against |
| 4 | Elect Pawan Kumar Kapil as Director | Management | For | Against |
| 5 | Reelect Shumeet Banerji as Director | Management | For | For |
| 6 | Approve Remuneration of Cost Auditors | Management | For | For |
| RELIANCE INDUSTRIES LTD. Meeting Date: JUN 24, 2021 Record Date: JUN 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 500325 Security ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Elect Nikhil R. Meswani as Director | Management | For | Against |
| 4 | Elect Pawan Kumar Kapil as Director | Management | For | Against |
| 5 | Reelect Shumeet Banerji as Director | Management | For | For |
| 6 | Approve Remuneration of Cost Auditors | Management | For | For |
| SAMSUNG ELECTRONICS CO., LTD. Meeting Date: MAR 17, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 005930 Security ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Park Byung-gook as Outside Director | Management | For | For |
| 2.1.2 | Elect Kim Jeong as Outside Director | Management | For | For |
| 2.2.1 | Elect Kim Kinam as Inside Director | Management | For | For |
| 2.2.2 | Elect Kim Hyun-suk as Inside Director | Management | For | For |
| 2.2.3 | Elect Koh Dong-jin as Inside Director | Management | For | For |
| 3 | Elect Kim Sun-uk as Outside Director to Serve as an Audit Committee Member | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| SBERBANK RUSSIA PJSC Meeting Date: SEP 25, 2020 Record Date: AUG 25, 2020 Meeting Type: ANNUAL | ||||
| Ticker: SBER Security ID: 80585Y308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of RUB 18.70 per Ordinary Share and RUB 18.70 per Preferred Share | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers as Auditor | Management | For | For |
| 4.1 | Elect Esko Tapani Aho as Director | Management | None | For |
| 4.2 | Elect Leonid Boguslavskii as Director | Management | None | For |
| 4.3 | Elect Herman Gref as Director | Management | None | Against |
| 4.4 | Elect Bella Zlatkis as Director | Management | None | Against |
| 4.5 | Elect Sergei Ignatev as Director | Management | None | Against |
| 4.6 | Elect Mikhail Kovalchuk as Director | Management | None | Against |
| 4.7 | Elect Vladimir Kolychev as Director | Management | None | Against |
| 4.8 | Elect Nikolai Kudriavtsev as Director | Management | None | For |
| 4.9 | Elect Aleksandr Kuleshov as Director | Management | None | For |
| 4.10 | Elect Gennadii Melikian as Director | Management | None | For |
| 4.11 | Elect Maksim Oreshkin as Director | Management | None | Against |
| 4.12 | Elect Anton Siluanov as Director | Management | None | Against |
| 4.13 | Elect Dmitrii Chernyshenko as Director | Management | None | Against |
| 4.14 | Elect Nadya Wells as Director | Management | None | For |
| 5 | Approve Related-Party Transaction Re: Liability Insurance for Directors, Executives, and Company | Management | For | For |
| 6 | Amend Charter | Management | For | For |
| SBI CARDS & PAYMENT SERVICES LIMITED Meeting Date: SEP 28, 2020 Record Date: SEP 21, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 543066 Security ID: Y7T35P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividend | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Reelect Sunil Kaul as Director | Management | For | For |
| 5 | Amend Articles of Association | Management | For | For |
| 6 | Approve Appointment and Remuneration of Ashwini Kumar Tewari as Managing Director and CEO | Management | For | For |
| SBI CARDS & PAYMENT SERVICES LIMITED Meeting Date: APR 08, 2021 Record Date: MAR 05, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 543066 Security ID: Y7T35P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Appointment and Remuneration of Rama Mohan Rao Amara as Managing Director and CEO | Management | For | For |
| SEVERSTAL PAO Meeting Date: AUG 28, 2020 Record Date: AUG 03, 2020 Meeting Type: SPECIAL | ||||
| Ticker: CHMF Security ID: 818150302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends of RUB 15.44 per Share for First Six Months of Fiscal 2020 | Management | For | For |
| SEVERSTAL PAO Meeting Date: NOV 27, 2020 Record Date: NOV 02, 2020 Meeting Type: SPECIAL | ||||
| Ticker: CHMF Security ID: 818150302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends of RUB 37.34 per Share for First Nine Months of Fiscal 2020 | Management | For | For |
| SEVERSTAL PAO Meeting Date: MAY 21, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CHMF Security ID: 818150302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Aleksei Mordashov as Director | Management | None | Against |
| 1.2 | Elect Aleksandr Shevelev as Director | Management | None | Against |
| 1.3 | Elect Aleksei Kulichenko as Director | Management | None | Against |
| 1.4 | Elect Anna Lvova as Director | Management | None | Against |
| 1.5 | Elect Agnes Anna Ritter as Director | Management | None | Against |
| 1.6 | Elect Philip John Dayer as Director | Management | None | Against |
| 1.7 | Elect David Alun Bowen as Director | Management | None | Against |
| 1.8 | Elect Veikko Sakari Tamminen as Director | Management | None | For |
| 1.9 | Elect Vladimir Mau as Director | Management | None | For |
| 1.10 | Elect Aleksandr Auzan as Director | Management | None | For |
| 2 | Approve Allocation of Income and Dividends of RUB 36.27 per Share | Management | For | For |
| 3 | Approve Interim Dividends of RUB 46.77 per Share for First Quarter of Fiscal 2021 | Management | For | For |
| 4 | Ratify KPMG as Auditor | Management | For | For |
| SHENZHOU INTERNATIONAL GROUP HOLDINGS LIMITED Meeting Date: MAY 28, 2021 Record Date: MAY 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2313 Security ID: G8087W101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Huang Guanlin as Director | Management | For | For |
| 4 | Elect Ma Renhe as Director | Management | For | For |
| 5 | Elect Zhang Bingsheng as Director | Management | For | For |
| 6 | Elect Liu Chunhong as Director | Management | For | For |
| 7 | Elect Liu Xinggao as Director | Management | For | For |
| 8 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 9 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 11 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 12 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| SOCIEDAD QUIMICA Y MINERA DE CHILE SA Meeting Date: SEP 29, 2020 Record Date: SEP 08, 2020 Meeting Type: SPECIAL | ||||
| Ticker: SQM.B Security ID: 833635105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends of USD 0.38 per Share | Management | For | For |
| SOCIEDAD QUIMICA Y MINERA DE CHILE SA Meeting Date: JAN 22, 2021 Record Date: JAN 04, 2021 Meeting Type: SPECIAL | ||||
| Ticker: SQM.B Security ID: 833635105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Increase in Share Capital via Issuance of up to 22.44 Million New Series B Shares with Preemptive Rights | Management | For | For |
| 2 | Authorize Board to Set Price, Form, Time, Procedure and other Conditions for Placement of Shares in Connection with Capital Increase | Management | For | For |
| 3 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| SOCIEDAD QUIMICA Y MINERA DE CHILE SA Meeting Date: APR 23, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SQM.B Security ID: 833635105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Designate Auditors | Management | For | For |
| 3 | Designate Risk Assessment Companies | Management | For | For |
| 4 | Designate Account Inspectors | Management | For | For |
| 5 | Approve Investment Policy | Management | For | For |
| 6 | Approve Financing Policy | Management | For | For |
| 7 | Approve Dividends | Management | For | For |
| 8 | Approve Remuneration of Board of Directors and Board Committees | Management | For | For |
| 9 | Other Business | Management | For | Against |
| SUNNY OPTICAL TECHNOLOGY (GROUP) COMPANY LIMITED Meeting Date: MAY 25, 2021 Record Date: MAY 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2382 Security ID: G8586D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Sun Yang as Director | Management | For | For |
| 3b | Elect Feng Hua Jun as Director | Management | For | For |
| 3c | Elect Shao Yang Dong as Director | Management | For | For |
| 3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 08, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2330 Security ID: Y84629107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For |
| 3 | Approve Issuance of Restricted Stocks | Management | For | For |
| 4.1 | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | Management | For | For |
| 4.2 | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | Management | For | For |
| 4.3 | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | Management | For | For |
| 4.4 | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | Management | For | For |
| 4.5 | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | Management | For | For |
| 4.6 | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | Management | For | For |
| 4.7 | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | Management | For | For |
| 4.8 | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | Management | For | For |
| 4.9 | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | Management | For | For |
| 4.10 | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | Management | For | For |
| TELEFONICA BRASIL SA Meeting Date: OCT 01, 2020 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: VIVT4 Security ID: P9T369168 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Conversion of All Preferred Shares into Common Shares at Ratio of 1:1 | Management | For | For |
| 2 | Ratify Amendment of Article 9 | Management | For | For |
| TELEFONICA BRASIL SA Meeting Date: APR 15, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: VIVT3 Security ID: P9T369176 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3.1 | Elect Cremenio Medola Netto as Fiscal Council Member and Juarez Rosa da Silva as Alternate | Management | For | For |
| 3.2 | Elect Charles Edwards Allen as Fiscal Council Member and Stael Prata Silva Filho as Alternate | Management | For | For |
| 4 | Approve Remuneration of Company's Management and Fiscal Council | Management | For | For |
| TENCENT HOLDINGS LIMITED Meeting Date: MAY 20, 2021 Record Date: MAY 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Yang Siu Shun as Director | Management | For | For |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| TENCENT HOLDINGS LIMITED Meeting Date: MAY 20, 2021 Record Date: MAY 13, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Share Option Plan of China Literature Limited | Management | For | Against |
| TRAVELSKY TECHNOLOGY LIMITED Meeting Date: NOV 18, 2020 Record Date: OCT 16, 2020 Meeting Type: SPECIAL | ||||
| Ticker: 696 Security ID: Y8972V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Grant of General Mandate to the Directors to Carry Out the Eastern Airlines Transaction, Proposed Annual Caps and Related Transactions | Management | For | For |
| TRAVELSKY TECHNOLOGY LIMITED Meeting Date: FEB 26, 2021 Record Date: JAN 26, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 696 Security ID: Y8972V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Tang Lichao as Supervisor | Management | For | For |
| 2 | Amend Articles of Association | Management | For | For |
| UNILEVER NV Meeting Date: SEP 21, 2020 Record Date: AUG 24, 2020 Meeting Type: SPECIAL | ||||
| Ticker: UNA Security ID: 904784709 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles Re: Unification | Management | For | For |
| 2 | Approve Unification | Management | For | For |
| 3 | Approve Discharge of Executive Directors | Management | For | For |
| 4 | Approve Discharge of Non-Executive Directors | Management | For | For |
| WAL-MART DE MEXICO SAB DE CV Meeting Date: MAR 23, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WALMEX Security ID: P98180188 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Approve Report of Audit and Corporate Practices Committees | Management | For | For |
| 1b | Approve CEO's Report and Board Opinion on CEO's Report | Management | For | For |
| 1c | Approve Board of Directors' Report | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of MXN 1.63 Per Share | Management | For | For |
| 4 | Approve Report and Resolutions Re: Employee Stock Purchase Plan | Management | For | Against |
| 5 | Approve Report on Share Repurchase Reserves | Management | For | For |
| 6a1 | Elect or Ratify Enrique Ostale as Director | Management | For | For |
| 6a2 | Elect or Ratify Richard Mayfield as Director | Management | For | For |
| 6a3 | Elect or Ratify Amanda Whalen as Director | Management | For | For |
| 6a4 | Elect or Ratify Tom Ward as Director | Management | For | For |
| 6a5 | Elect or Ratify Kirsten Evans as Director | Management | For | For |
| 6a6 | Elect or Ratify Guilherme Loureiro as Director | Management | For | For |
| 6a7 | Elect or Ratify Adolfo Cerezo as Director | Management | For | For |
| 6a8 | Elect or Ratify Blanca Trevino as Director | Management | For | For |
| 6a9 | Elect or Ratify Roberto Newell as Director | Management | For | For |
| 6a10 | Elect or Ratify Ernesto Cervera as Director | Management | For | For |
| 6a11 | Elect or Ratify Eric Perez Grovas as Director | Management | For | For |
| 6b1 | Elect or Ratify Adolfo Cerezo as Chairman of Audit and Corporate Practices Committees | Management | For | For |
| 6b2 | Approve Discharge of Board of Directors and Officers | Management | For | For |
| 6b3 | Approve Directors and Officers Liability | Management | For | For |
| 6c1 | Approve Remuneration of Board Chairman | Management | For | For |
| 6c2 | Approve Remuneration of Director | Management | For | For |
| 6c3 | Approve Remuneration of Chairman of Audit and Corporate Practices Committees | Management | For | For |
| 6c4 | Approve Remuneration of Member of Audit and Corporate Practices Committees | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| WAL-MART DE MEXICO SAB DE CV Meeting Date: JUN 22, 2021 Record Date: JUN 14, 2021 Meeting Type: EXTRAORDINARY SHAREHOLDERS | ||||
| Ticker: WALMEX Security ID: P98180188 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article 3 Re: Corporate Purpose | Management | For | For |
| 2 | Approve Report and Resolutions Re: Employee Stock Purchase Plan | Management | For | Against |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| WULIANGYE YIBIN CO., LTD. Meeting Date: JUN 18, 2021 Record Date: JUN 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 000858 Security ID: Y9718N106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Report of the Board of Directors | Management | For | For |
| 3 | Approve Report of the Board of Supervisors | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve Daily Related-party Transactions | Management | For | Against |
| 7 | Approve Appointment of Auditor | Management | For | For |
| 8 | Amend Articles of Association | Management | For | Against |
| 9 | Approve Comprehensive Budget Plan | Management | For | For |
| 10 | Elect Jiang Wenchun as Supervisor | Management | For | For |
| 11.1 | Elect Jiang Lin as Director | Shareholder | For | For |
| 11.2 | Elect Xu Bo as Director | Shareholder | For | For |
| 12.1 | Elect Xie Zhihua as Director | Management | For | For |
| 12.2 | Elect Wu Yue as Director | Management | For | For |
| 12.3 | Elect Lang Dingchang as Director | Management | For | For |
| YANDEX NV Meeting Date: OCT 29, 2020 Record Date: OCT 01, 2020 Meeting Type: ANNUAL | ||||
| Ticker: YNDX Security ID: N97284108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Directors | Management | For | For |
| 3 | Reelect Arkady Volozh as Executive Director | Management | For | For |
| 4 | Reelect Mikhail Parakhin as Non-Executive Director | Management | For | For |
| 5 | Approve Cancellation of Outstanding Class C Shares | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Grant Board Authority to Issue Class A Shares | Management | For | Against |
| 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Against |
| 9 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | Against |
Thornburg Better World International Fund
| ABB LTD. Meeting Date: MAR 25, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ABBN Security ID: H0010V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of CHF 0.80 per Share | Management | For | For |
| 5 | Approve CHF 13.8 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | Management | For | For |
| 6 | Approve Creation of CHF 24 Million Pool of Capital without Preemptive Rights | Management | For | Against |
| 7.1 | Approve Remuneration of Directors in the Amount of CHF 4.4 Million | Management | For | For |
| 7.2 | Approve Remuneration of Executive Committee in the Amount of CHF 40 Million | Management | For | For |
| 8.1 | Reelect Gunnar Brock as Director | Management | For | For |
| 8.2 | Reelect David Constable as Director | Management | For | For |
| 8.3 | Reelect Frederico Curado as Director | Management | For | For |
| 8.4 | Reelect Lars Foerberg as Director | Management | For | For |
| 8.5 | Reelect Jennifer Xin-Zhe Li as Director | Management | For | For |
| 8.6 | Reelect Geraldine Matchett as Director | Management | For | For |
| 8.7 | Reelect David Meline as Director | Management | For | For |
| 8.8 | Reelect Satish Pai as Director | Management | For | For |
| 8.9 | Reelect Jacob Wallenberg as Director | Management | For | For |
| 8.10 | Reelect Peter Voser as Director and Board Chairman | Management | For | For |
| 9.1 | Appoint David Constable as Member of the Compensation Committee | Management | For | For |
| 9.2 | Appoint Frederico Curado as Member of the Compensation Committee | Management | For | For |
| 9.3 | Appoint Jennifer Xin-Zhe Li as Member of the Compensation Committee | Management | For | For |
| 10 | Designate Hans Zehnder as Independent Proxy | Management | For | For |
| 11 | Ratify KPMG AG as Auditors | Management | For | For |
| 12 | Transact Other Business (Voting) | Management | For | Against |
| ADIDAS AG Meeting Date: AUG 11, 2020 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ADS Security ID: D0066B185 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Amend Articles Re: Electronic Participation | Management | For | For |
| 6 | Elect Christian Klein to the Supervisory Board | Management | For | For |
| 7 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| ADIDAS AG Meeting Date: MAY 12, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ADS Security ID: D0066B185 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Elect Jackie Joyner-Kersee to the Supervisory Board | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Amend Articles Re: Information for Registration in the Share Register | Management | For | For |
| 9 | Approve Creation of EUR 50 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 10 | Approve Creation of EUR 20 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 11 | Cancel Authorized Capital 2016 | Management | For | For |
| 12 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 13 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 14 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
| AIA GROUP LIMITED Meeting Date: MAY 20, 2021 Record Date: MAY 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 1299 Security ID: Y002A1105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Lee Yuan Siong as Director | Management | For | For |
| 4 | Elect Chung-Kong Chow as Director | Management | For | For |
| 5 | Elect John Barrie Harrison as Director | Management | For | For |
| 6 | Elect Lawrence Juen-Yee Lau as Director | Management | For | For |
| 7 | Elect Cesar Velasquez Purisima as Director | Management | For | For |
| 8 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| AIR LIQUIDE SA Meeting Date: MAY 04, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: AI Security ID: F01764103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.75 per Share and an Extra of EUR 0.27 per Share to Long Term Registered Shares | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Reelect Xavier Huillard as Director | Management | For | For |
| 6 | Elect Pierre Breber as Director | Management | For | For |
| 7 | Elect Aiman Ezzat as Director | Management | For | For |
| 8 | Elect Bertrand Dumazy as Director | Management | For | For |
| 9 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of the New Transactions | Management | For | For |
| 10 | Approve Compensation of Benoit Potier | Management | For | For |
| 11 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 12 | Approve Remuneration Policy of Corporate Officers | Management | For | For |
| 13 | Approve Remuneration Policy of Directors | Management | For | For |
| 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 470 Million | Management | For | For |
| 16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ALIBABA GROUP HOLDING LIMITED Meeting Date: SEP 30, 2020 Record Date: AUG 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 9988 Security ID: 01609W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | For |
| 2.1 | Elect Maggie Wei Wu as Director | Management | For | Against |
| 2.2 | Elect Kabir Misra as Director | Management | For | Against |
| 2.3 | Elect Walter Teh Ming Kwauk as Director | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| ALSTOM SA Meeting Date: JUL 08, 2020 Record Date: JUL 06, 2020 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ALO Security ID: F0259M475 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Transaction with Bouygues Re: Acquisition of Bombardier Transport | Management | For | For |
| 5 | Reelect Yann Delabriere as Director | Management | For | For |
| 6 | Elect Frank Mastiaux as Director | Management | For | For |
| 7 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 8 | Approve Compensation of Chairman and CEO | Management | For | For |
| 9 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 10 | Approve Remuneration Policy of Board Members | Management | For | For |
| 11 | Ratify Change Location of Registered Office to Saint-Ouen-sur-Seine | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 510 Million | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 155 Million | Management | For | For |
| 15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 155 Million | Management | For | For |
| 16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 18 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to 10 Percent of Issued Capital | Management | For | For |
| 19 | Authorize Capital Increase of Up to EUR 155 Million for Future Exchange Offers | Management | For | For |
| 20 | Approve Issuance of Equity or Equity-Linked Securities for Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 155 Million | Management | For | For |
| 21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 24 | Amend Article 9 of Bylaws Re: Employee Representative | Management | For | For |
| 25 | Amend Article 10 of Bylaws Re: Board Members Deliberation via Written Consultation | Management | For | For |
| 26 | Amend Bylaws to Comply with Legal Changes | Management | For | For |
| 27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ALSTOM SA Meeting Date: OCT 29, 2020 Record Date: OCT 27, 2020 Meeting Type: SPECIAL | ||||
| Ticker: ALO Security ID: F0259M475 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Caisse de Depot et Placement du Quebec as Director | Management | For | For |
| 2 | Elect Serge Godin as Director | Management | For | For |
| 3 | Approve Amendment of Remuneration Policy of Chairman and CEO | Management | For | For |
| 4 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 790 Million to be issued in Connection with Acquisition | Management | For | For |
| 5 | Authorize New Class of Preferred Stock and Amend Bylaws Accordingly | Management | For | For |
| 6 | Authorization of Capital Issuance of Class B Preferred Shares without Preemptive Rights Reserved for CDP Investissements Inc. to Aggregate Nominal Amount of EUR 570 Million to be issued in Connection with Acquisition | Management | For | For |
| 7 | Authorization of Capital Issuance of Ordinary Shares without Preemptive Rights Reserved for CDP Investissements Inc. to Aggregate Nominal Amount of EUR 570 Million to be issued in Connection with Acquisition | Management | For | For |
| 8 | Authorization of Capital Issuance of Ordinary Shares without Preemptive Rights Reserved for Bombardier UK Holding Limited to Aggregate Nominal Amount of 120 Million to be Issued in Connection with Acquisition | Management | For | For |
| 9 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 10 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 11 | Remove Double-Voting Rights for Long-Term Registered Shareholders and Amend Article 15 of Bylaws Accordingly | Management | For | For |
| 12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| AMADEUS IT GROUP SA Meeting Date: JUN 16, 2021 Record Date: JUN 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AMS Security ID: E04648114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Non-Financial Information Statement | Management | For | For |
| 3 | Approve Treatment of Net Loss | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5.1 | Elect Jana Eggers as Director | Management | For | For |
| 5.2 | Elect Amanda Mesler as Director | Management | For | For |
| 5.3 | Reelect Luis Maroto Camino as Director | Management | For | For |
| 5.4 | Reelect David Webster as Director | Management | For | For |
| 5.5 | Reelect Clara Furse as Director | Management | For | For |
| 5.6 | Reelect Nicolas Huss as Director | Management | For | For |
| 5.7 | Reelect Stephan Gemkow as Director | Management | For | For |
| 5.8 | Reelect Peter Kuerpick as Director | Management | For | For |
| 5.9 | Reelect Pilar Garcia Ceballos-Zuniga as Director | Management | For | For |
| 5.10 | Reelect Francesco Loredan as Director | Management | For | For |
| 6 | Advisory Vote on Remuneration Report | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Approve Performance Share Plan | Management | For | For |
| 10.1 | Amend Article 11 Re: Share Capital Increase | Management | For | For |
| 10.2 | Amend Article 24 Re: Remote Voting | Management | For | For |
| 10.3 | Add New Article 24 bis Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | For |
| 10.4 | Amend Articles Re: Board Functions and Remuneration | Management | For | For |
| 10.5 | Amend Articles Re: Board Committees | Management | For | For |
| 11.1 | Amend Articles of General Meeting Regulations Re: Company's Name and Corporate Website | Management | For | For |
| 11.2 | Amend Article 7 of General Meeting Regulations Re: Right to Information | Management | For | For |
| 11.3 | Amend Articles of General Meeting Regulations Re: Holding of the General Meeting | Management | For | For |
| 11.4 | Amend Articles of General Meeting Regulations Re: Constitution and Start of the Session | Management | For | For |
| 12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ASSICURAZIONI GENERALI SPA Meeting Date: APR 26, 2021 Record Date: APR 15, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: G Security ID: T05040109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Approve Allocation of Income | Management | For | For |
| 2a | Amend Company Bylaws Re: Articles 8.1, 8.4, 8.5, 8.6, and 8.7 | Management | For | For |
| 2b | Amend Company Bylaws Re: Article 9.1 | Management | For | For |
| 3a | Approve Remuneration Policy | Management | For | For |
| 3b | Approve Second Section of the Remuneration Report | Management | For | For |
| 4a | Approve Group Long Term Incentive Plan | Management | For | For |
| 4b | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Group Long Term Incentive Plan | Management | For | For |
| 4c | Authorize Board to Increase Capital to Service Group Long Term Incentive Plan | Management | For | For |
| AXA SA Meeting Date: APR 29, 2021 Record Date: APR 27, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CS Security ID: F06106102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.43 per Share | Management | For | For |
| 4 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 5 | Approve Compensation of Denis Duverne, Chairman of the Board | Management | For | For |
| 6 | Approve Compensation of Thomas Buberl, CEO | Management | For | Against |
| 7 | Approve Amendment of Remuneration Policy of CEO Re: GM 2019 and 2020 | Management | For | For |
| 8 | Approve Remuneration Policy of CEO | Management | For | For |
| 9 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 10 | Approve Remuneration Policy of Directors | Management | For | For |
| 11 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 12 | Reelect Ramon de Oliveira as Director | Management | For | For |
| 13 | Elect Guillaume Faury as Director | Management | For | For |
| 14 | Elect Ramon Fernandez as Director | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million | Management | For | For |
| 20 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 21 | Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers | Management | For | For |
| 22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 23 | Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million | Management | For | For |
| 24 | Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion | Management | For | For |
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 26 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 27 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 28 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| B&M EUROPEAN VALUE RETAIL SA Meeting Date: SEP 18, 2020 Record Date: SEP 04, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BME Security ID: L1175H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board Reports on the Consolidated and Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 2 | Receive Consolidated and Unconsolidated Financial Statements and Annual Accounts, and Auditors' Reports Thereon | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 5 | Approve Allocation of Income | Management | For | For |
| 6 | Approve Dividends | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Approve Discharge of Directors | Management | For | For |
| 9 | Re-elect Peter Bamford as Director | Management | For | For |
| 10 | Re-elect Simon Arora as Director | Management | For | For |
| 11 | Re-elect Paul McDonald as Director | Management | For | For |
| 12 | Re-elect Ron McMillan as Director | Management | For | For |
| 13 | Re-elect Tiffany Hall as Director | Management | For | For |
| 14 | Re-elect Carolyn Bradley as Director | Management | For | For |
| 15 | Re-elect Gilles Petit as Director | Management | For | For |
| 16 | Approve Discharge of Auditors | Management | For | For |
| 17 | Reappoint KPMG Luxembourg as Auditors | Management | For | For |
| 18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| B&M EUROPEAN VALUE RETAIL SA Meeting Date: DEC 03, 2020 Record Date: NOV 19, 2020 Meeting Type: SPECIAL | ||||
| Ticker: BME Security ID: L1175H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article 5, 6, 9 24, and 28 of the Articles of Association | Management | For | For |
| 2 | Approve Dematerialisation of Shares | Management | For | For |
| 3 | Amend Article 8 Re: Transparency Disclosures for Acquisitions and Disposals of Shares Over Certain Thresholds | Management | For | For |
| 4 | Amend Article 35 Re: Insert Additional Article 35 to Include Provisions for Regulation of Takeovers, Squeeze-Out and Sell-Out Rights | Management | For | For |
| BALLARD POWER SYSTEMS INC. Meeting Date: JUN 02, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BLDP Security ID: 058586108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Douglas P. Hayhurst | Management | For | For |
| 1B | Elect Director Kui (Kevin) Jiang | Management | For | For |
| 1C | Elect Director Duy-Loan Le | Management | For | For |
| 1D | Elect Director Randy MacEwen | Management | For | For |
| 1E | Elect Director Marty Neese | Management | For | For |
| 1F | Elect Director James Roche | Management | For | For |
| 1G | Elect Director Shaojun (Sherman) Sun | Management | For | For |
| 1H | Elect Director Janet Woodruff | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Re-approve Equity-Based Compensation Plans | Management | For | For |
| BANK OF NINGBO CO., LTD. Meeting Date: MAY 18, 2021 Record Date: MAY 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 002142 Security ID: Y0698G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Annual Report | Management | For | For |
| 3 | Approve Financial Statements and Financial Budget Plan | Management | For | For |
| 4 | Approve Profit Distribution | Management | For | For |
| 5 | Approve to Appoint Auditor | Management | For | For |
| 6 | Approve 2020 Implementation of Related Party Transactions and 2021 Work Plan | Management | For | For |
| 7 | Elect Zhu Nianhui as Non-Independent Director | Management | For | For |
| 8 | Approve Special Report on the Deposit and Usage of Raised Funds | Management | For | For |
| 9 | Amend Remuneration Measures for Chairman and Vice Chairman | Management | For | For |
| 10 | Amend Remuneration Measures for the Chairman of the Board of Supervisors | Management | For | For |
| 11 | Approve Report of the Board of Supervisors | Management | For | For |
| 12 | Approve Performance Evaluation Report of the Board of Directors and Directors | Management | For | For |
| 13 | Approve Performance Evaluation Report of the Board of Supervisors and Supervisors | Management | For | For |
| 14 | Approve Performance Evaluation Report of the Senior Management and Senior Management Members | Management | For | For |
| 15 | Approve Capital Management Performance Evaluation Report | Management | For | For |
| CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Meeting Date: APR 28, 2021 Record Date: APR 22, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 916 Security ID: Y1501T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Tian Shaolin as Director | Management | For | For |
| 2 | Elect Shao Junjie as Supervisor | Management | For | For |
| CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Meeting Date: MAY 28, 2021 Record Date: MAY 24, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 916 Security ID: Y1501T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Supervisory Board | Management | For | For |
| 3 | Approve Independent Auditor's Report and Audited Financial Statements | Management | For | For |
| 4 | Approve Final Financial Accounts Report | Management | For | For |
| 5 | Approve Profit Distribution Plan | Management | For | For |
| 6 | Approve Financial Budget Plan | Management | For | Against |
| 7 | Elect Tang Jian as Director | Management | For | For |
| 8 | Approve Remuneration of Directors and Supervisors | Management | For | For |
| 9 | Approve Ernst & Young as International Auditor and Authorize the Audit Committee of the Board to Fix Their Remuneration | Management | For | For |
| 10 | Approve Application for Registration and Issuance of Debt Financing Instruments of Non-Financial Enterprises in the PRC | Management | For | For |
| 11 | Approve General Mandate to Apply for Registration and Issuance of Debt Financing Instruments Overseas | Management | For | For |
| 12 | Approve General Mandate to Carry Out Financial Derivative Business | Management | For | For |
| 13 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| CHINA LONGYUAN POWER GROUP CORPORATION LIMITED Meeting Date: JUN 29, 2021 Record Date: JUN 23, 2021 Meeting Type: EXTRAORDINARY SHAREHOLDERS | ||||
| Ticker: 916 Security ID: Y1501T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Li Zhongjun as Director | Management | For | For |
| 2 | Elect Tang Chaoxiong as Director | Management | For | For |
| CHINA MERCHANTS BANK CO., LTD. Meeting Date: JUN 25, 2021 Record Date: JUN 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 3968 Security ID: Y14896107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Work Report of the Board of Directors | Management | For | For |
| 2 | Approve Work Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Annual Report | Management | For | For |
| 4 | Approve Audited Financial Statements | Management | For | For |
| 5 | Approve Profit Appropriation Plan | Management | For | For |
| 6 | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP (Special General Partnership) as Domestic Auditor and Deloitte Touche Tohmatsu Certified Public Accountants as Overseas Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Related Party Transaction Report | Management | For | For |
| 8 | Elect Li Chaoxian as Director | Management | For | For |
| 9 | Elect Shi Yongdong as Director | Management | For | For |
| 10 | Elect Guo Xikun as Supervisor | Shareholder | For | For |
| 11 | Approve Medium-Term Capital Management Plan for 2021-2023 | Management | For | For |
| 12 | Approve Redemption of Capital Bonds | Management | For | For |
| 13 | Approve Authorization to Issue Capital Bonds | Management | For | For |
| 14 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| CHINA TOURISM GROUP DUTY FREE CORP. LTD. Meeting Date: FEB 22, 2021 Record Date: FEB 08, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 601888 Security ID: Y149A3100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve to Appoint Auditor | Management | For | For |
| CHINA TOURISM GROUP DUTY FREE CORP. LTD. Meeting Date: MAY 18, 2021 Record Date: MAY 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 601888 Security ID: Y149A3100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Report of the Independent Directors | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Annual Report and Summary | Management | For | For |
| 6 | Approve Profit Distribution | Management | For | For |
| 7 | Approve Guarantee Plan | Management | For | For |
| 8 | Elect Wang Xuan as Non-Independent Director | Shareholder | For | For |
| CHINA TOURISM GROUP DUTY FREE CORP. LTD. Meeting Date: MAY 31, 2021 Record Date: MAY 24, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 601888 Security ID: Y149A3100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of H Class Shares and Listing in Hong Kong Stock Exchange | Management | For | For |
| 2.1 | Approve Share Type and Par Value | Management | For | For |
| 2.2 | Approve Issue Time | Management | For | For |
| 2.3 | Approve Issue Manner | Management | For | For |
| 2.4 | Approve Issue Size | Management | For | For |
| 2.5 | Approve Manner of Pricing | Management | For | For |
| 2.6 | Approve Target Subscribers | Management | For | For |
| 2.7 | Approve Principles of Offering | Management | For | For |
| 3 | Approve Plan on Usage of Raised Funds | Management | For | For |
| 4 | Approve Distribution Arrangement of Cumulative Earnings | Management | For | For |
| 5 | Approve Resolution Validity Period | Management | For | For |
| 6 | Approve Authorization of Board to Handle All Related Matters | Management | For | For |
| 7 | Elect Ge Ming as Independent Director | Management | For | For |
| 8 | Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members | Management | For | For |
| 9 | Amend Articles of Association | Management | For | For |
| 10 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| 11 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Management | For | For |
| 12 | Amend Rules and Procedures Regarding Meetings of Board of Supervisors | Management | For | For |
| 13 | Amend Rules and Procedure of the Audit Committee of Board of Directors | Management | For | For |
| 14 | Amend Rules and Procedure of the Nomination Committee of Board of Directors | Management | For | For |
| 15 | Amend Rules and Procedure of the Remuneration and Appraisal Committee of Board of Directors | Management | For | For |
| 16 | Amend Rules and Procedure of the Strategy Committee of Board of Directors | Management | For | For |
| CITIGROUP INC. Meeting Date: APR 27, 2021 Record Date: MAR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: C Security ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ellen M. Costello | Management | For | For |
| 1b | Elect Director Grace E. Dailey | Management | For | For |
| 1c | Elect Director Barbara J. Desoer | Management | For | For |
| 1d | Elect Director John C. Dugan | Management | For | For |
| 1e | Elect Director Jane N. Fraser | Management | For | For |
| 1f | Elect Director Duncan P. Hennes | Management | For | For |
| 1g | Elect Director Peter B. Henry | Management | For | For |
| 1h | Elect Director S. Leslie Ireland | Management | For | For |
| 1i | Elect Director Lew W. (Jay) Jacobs, IV | Management | For | For |
| 1j | Elect Director Renee J. James | Management | For | For |
| 1k | Elect Director Gary M. Reiner | Management | For | For |
| 1l | Elect Director Diana L. Taylor | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Deborah C. Wright | Management | For | For |
| 1o | Elect Director Alexander R. Wynaendts | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Proxy Access Right | Shareholder | Against | For |
| 6 | Require Independent Board Chair | Shareholder | Against | For |
| 7 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 9 | Report on Racial Equity Audit | Shareholder | Against | For |
| 10 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| CME GROUP INC. Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CME Security ID: 12572Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1c | Elect Director Charles P. Carey | Management | For | For |
| 1d | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1e | Elect Director Bryan T. Durkin | Management | For | For |
| 1f | Elect Director Ana Dutra | Management | For | For |
| 1g | Elect Director Martin J. Gepsman | Management | For | For |
| 1h | Elect Director Larry G. Gerdes | Management | For | For |
| 1i | Elect Director Daniel R. Glickman | Management | For | For |
| 1j | Elect Director Daniel G. Kaye | Management | For | For |
| 1k | Elect Director Phyllis M. Lockett | Management | For | For |
| 1l | Elect Director Deborah J. Lucas | Management | For | For |
| 1m | Elect Director Terry L. Savage | Management | For | For |
| 1n | Elect Director Rahael Seifu | Management | For | For |
| 1o | Elect Director William R. Shepard | Management | For | For |
| 1p | Elect Director Howard J. Siegel | Management | For | For |
| 1q | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CRH PLC Meeting Date: FEB 09, 2021 Record Date: FEB 07, 2021 Meeting Type: SPECIAL | ||||
| Ticker: CRH Security ID: G25508105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Migration of the Migrating Shares to Euroclear Bank's Central Securities Depository | Management | For | For |
| 2 | Adopt New Articles of Association | Management | For | For |
| 3 | Authorise Company to Take All Actions to Implement the Migration | Management | For | For |
| 4 | Adopt New Articles of Association Re: Article 51(d) | Management | For | For |
| 5 | Approve Capital Reorganisation | Management | For | For |
| 6 | Amend Articles of Association | Management | For | For |
| CRH PLC Meeting Date: APR 29, 2021 Record Date: APR 25, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CRH Security ID: G25508105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4a | Re-elect Richie Boucher as Director | Management | For | For |
| 4b | Elect Caroline Dowling as Director | Management | For | For |
| 4c | Elect Richard Fearon as Director | Management | For | For |
| 4d | Re-elect Johan Karlstrom as Director | Management | For | For |
| 4e | Re-elect Shaun Kelly as Director | Management | For | For |
| 4f | Elect Lamar McKay as Director | Management | For | For |
| 4g | Re-elect Albert Manifold as Director | Management | For | For |
| 4h | Re-elect Gillian Platt as Director | Management | For | For |
| 4i | Re-elect Mary Rhinehart as Director | Management | For | For |
| 4j | Re-elect Siobhan Talbot as Director | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Ratify Deloitte Ireland LLP as Auditors | Management | For | For |
| 7 | Authorise Issue of Equity | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 11 | Authorise Reissuance of Treasury Shares | Management | For | For |
| 12 | Approve Scrip Dividend | Management | For | For |
| 13 | Approve Savings-Related Share Option Schemes | Management | For | For |
| 14 | Approve Cancellation of Share Premium Account | Management | For | For |
| DARLING INGREDIENTS INC. Meeting Date: MAY 11, 2021 Record Date: MAR 15, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DAR Security ID: 237266101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Randall C. Stuewe | Management | For | For |
| 1b | Elect Director Charles Adair | Management | For | For |
| 1c | Elect Director Beth Albright | Management | For | For |
| 1d | Elect Director Linda Goodspeed | Management | For | For |
| 1e | Elect Director Dirk Kloosterboer | Management | For | For |
| 1f | Elect Director Mary R. Korby | Management | For | For |
| 1g | Elect Director Gary W. Mize | Management | For | For |
| 1h | Elect Director Michael E. Rescoe | Management | For | For |
| 1i | Elect Director Nicole M. Ringenberg | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DNB ASA Meeting Date: NOV 30, 2020 Record Date: NOV 23, 2020 Meeting Type: SPECIAL | ||||
| Ticker: DNB Security ID: R1640U124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Approve Merger Agreement with DNB Bank ASA | Management | For | Did Not Vote |
| 5 | Authorize Board to Distribute Dividends up to NOK 9.00 Per Share | Management | For | Did Not Vote |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| DNB ASA Meeting Date: APR 27, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DNB Security ID: R1640U124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Elect Chairman of Meeting | Management | None | None |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 5 | Authorize Board to Distribute Dividends | Management | For | Did Not Vote |
| 6 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 7a | Approve Remuneration Statement (Advisory) | Management | For | Did Not Vote |
| 7b | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding) | Management | For | Did Not Vote |
| 8 | Approve Company's Corporate Governance Statement | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 10 | Consultative Vote on the Future Design of a Rule in the Articles Regarding the Number of Shareholder-Elected Members of the Board of Directors | Shareholder | None | Did Not Vote |
| 11a | Elect Directors, effective from the Merger Date | Management | For | Did Not Vote |
| 11b | Elect Directors until the Merger Date | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors and Nominating Committee | Management | For | Did Not Vote |
| E.ON SE Meeting Date: MAY 19, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: EOAN Security ID: D24914133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.47 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5.1 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
| 5.2 | Ratify KPMG AG as Auditors for Half-Year and Quarterly Reports 2021 | Management | For | For |
| 5.3 | Ratify KPMG AG as Auditors for the First Quarter of Fiscal Year 2022 | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8.1 | Elect Erich Clementi to the Supervisory Board | Management | For | For |
| 8.2 | Elect Andreas Schmitz to the Supervisory Board | Management | For | For |
| 8.3 | Elect Ewald Woste to the Supervisory Board | Management | For | For |
| 9.1 | Approve Affiliation Agreements with E.ON 45. Verwaltungs GmbH | Management | For | For |
| 9.2 | Approve Affiliation Agreement with E.ON 46. Verwaltungs GmbH | Management | For | For |
| EDENRED SA Meeting Date: MAY 11, 2021 Record Date: MAY 07, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: EDEN Security ID: F3192L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Reelect Sylvia Coutinho as Director | Management | For | For |
| 6 | Reelect Francoise Gri as Director | Management | For | For |
| 7 | Elect Angeles Garcia-Poveda as Director | Management | For | For |
| 8 | Elect Monica Mondardini as Director | Management | For | For |
| 9 | Elect Philippe Vallee as Director | Management | For | For |
| 10 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 11 | Approve Remuneration Policy of Directors | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000 | Management | For | For |
| 13 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 14 | Approve Compensation of Bertrand Dumazy, Chairman and CEO | Management | For | Against |
| 15 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees, Corporate Officers and International Subsidiaries | Management | For | For |
| 18 | Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly | Management | For | For |
| 19 | Change Company Name to SE Edenred and Amend Article of Bylaws Accordingly | Management | For | For |
| 20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ENEL SPA Meeting Date: MAY 20, 2021 Record Date: MAY 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ENEL Security ID: T3679P115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4 | Approve Long-Term Incentive Plan | Management | For | For |
| 5.1 | Approve Remuneration Policy | Management | For | For |
| 5.2 | Approve Second Section of the Remuneration Report | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| FRESENIUS MEDICAL CARE AG & CO. KGAA Meeting Date: AUG 27, 2020 Record Date: AUG 05, 2020 Meeting Type: ANNUAL | ||||
| Ticker: FME Security ID: D2734Z107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal 2019 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
| 3 | Approve Discharge of Personally Liable Partner for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Management | For | For |
| 6 | Approve Remuneration Policy for the Management Board | Management | For | For |
| 7 | Approve Remuneration Policy for the Supervisory Board | Management | For | For |
| 8 | Approve Creation of Two Pools of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 9 | Amend Articles Re: Proof of Entitlement | Management | For | For |
| HDFC BANK LIMITED Meeting Date: JUL 18, 2020 Record Date: JUL 11, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 500180 Security ID: Y3119P190 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Standalone Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Special Interim Dividend | Management | For | For |
| 4 | Reelect Kaizad Bharucha as Director | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of MSKA & Associates, Chartered Accountants as Statutory Auditors | Management | For | For |
| 6 | Authorize Board to Ratify Additional Remuneration for MSKA & Associates, Chartered Accountants | Management | For | For |
| 7 | Reelect Malay Patel as Director | Management | For | For |
| 8 | Approve Reappointment and Remuneration of Kaizad Bharucha as Executive Director | Management | For | For |
| 9 | Elect Renu Karnad as Director | Management | For | Against |
| 10 | Approve Related Party Transactions with Housing Development Finance Corporation Limited | Management | For | For |
| 11 | Approve Related Party Transactions with HDB Financial Services Limited | Management | For | For |
| 12 | Authorize Issuance of Unsecured Perpetual Debt Instruments, Tier II Capital Bonds and Long Term Bonds on Private Placement Basis | Management | For | For |
| HDFC BANK LIMITED Meeting Date: DEC 01, 2020 Record Date: OCT 30, 2020 Meeting Type: SPECIAL | ||||
| Ticker: 500180 Security ID: Y3119P190 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Sashidhar Jagdishan as Director | Management | For | For |
| 2 | Approve Appointment and Remuneration of Sashidhar Jagdishan as Managing Director & Chief Executive Officer | Management | For | For |
| HEXAGON AB Meeting Date: DEC 01, 2020 Record Date: NOV 23, 2020 Meeting Type: SPECIAL | ||||
| Ticker: HEXA.B Security ID: W40063104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5.1 | Designate Johannes Wingborg as Inspector of Minutes of Meeting | Management | For | For |
| 5.2 | Designate Fredrik Skoglund as Inspector of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Approve Dividends of EUR 0.62 Per Share | Management | For | For |
| 8 | Approve Performance Share Plan for Key Employees | Management | For | Against |
| 9 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 10 | Close Meeting | Management | None | None |
| HONG KONG EXCHANGES & CLEARING LTD. Meeting Date: APR 28, 2021 Record Date: APR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 388 Security ID: Y3506N139 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Nicholas Charles Allen as Director | Management | For | For |
| 2b | Elect Cheung Ming Ming, Anna as Director | Management | For | For |
| 2c | Elect Zhang Yichen as Director | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| INFINEON TECHNOLOGIES AG Meeting Date: FEB 25, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: IFX Security ID: D35415104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.22 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Reinhard Ploss for Fiscal 2020 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Helmut Gassel for Fiscal 2020 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Jochen Hanebeck for Fiscal 2020 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Sven Schneider for Fiscal 2020 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Wolfgang Eder for Fiscal 2020 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Peter Bauer (until Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Xiaoqun Clever (from Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Johann Dechant for Fiscal 2020 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Herbert Diess (until Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Friedrich Eichiner (from Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Annette Engelfried for Fiscal 2020 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal 2020 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Gerhard Hobbach (until Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Hans-Ulrich Holdenried for Fiscal 2020 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Renate Koecher (until Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Susanne Lachenmann for Fiscal 2020 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Geraldine Picaud for Fiscal 2020 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal 2020 | Management | For | For |
| 4.15 | Approve Discharge of Supervisory Board Member Melanie Riedl (from Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.16 | Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal 2020 | Management | For | For |
| 4.17 | Approve Discharge of Supervisory Board Member Juergen Scholz for Fiscal 2020 | Management | For | For |
| 4.18 | Approve Discharge of Supervisory Board Member Ulrich Spiesshofer (from Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.19 | Approve Discharge of Supervisory Board Member Margret Suckale (from Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.20 | Approve Discharge of Supervisory Board Member Eckart Suenner (until Feb. 20, 2020) for Fiscal 2020 | Management | For | For |
| 4.21 | Approve Discharge of Supervisory Board Member Diana Vitale for Fiscal 2020 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2021 | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Approve Creation of EUR 30 Million Pool of Capital for Employee Stock Purchase Plan | Management | For | For |
| 9 | Amend Articles Re: Information for Registration in the Share Register | Management | For | For |
| 10 | Amend Articles Re: Supervisory Board's Rules of Procedure | Management | For | For |
| ING GROEP NV Meeting Date: APR 26, 2021 Record Date: MAR 29, 2021 Meeting Type: ANNUAL | ||||
| Ticker: INGA Security ID: N4578E595 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2A | Receive Report of Executive Board (Non-Voting) | Management | None | None |
| 2B | Receive Announcements on Sustainability | Management | None | None |
| 2C | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2D | Approve Remuneration Report | Management | For | For |
| 2E | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3A | Receive Explanation on Profit Retention and Distribution Policy | Management | None | None |
| 3B | Approve Dividends of EUR 0.12 Per Share | Management | For | For |
| 4A | Approve Discharge of Executive Board | Management | For | For |
| 4B | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration | Management | For | For |
| 6 | Amend Articles Re: Implementation of the Dutch Management and Supervision of Legal Entities Act | Management | For | For |
| 7A | Reelect Steven van Rijswijk to Executive Board | Management | For | For |
| 7B | Elect Ljiljana Cortan to Executive Board | Management | For | For |
| 8A | Reelect Hans Wijers to Supervisory Board | Management | For | For |
| 8B | Reelect Margarete Haase to Supervisory Board | Management | For | For |
| 8C | Elect Lodewijk Hijmans van den Bergh to Supervisory Board | Management | For | For |
| 9A | Grant Board Authority to Issue Shares | Management | For | For |
| 9B | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| INTESA SANPAOLO SPA Meeting Date: APR 28, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ISP Security ID: T55067101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Approve Allocation of Income | Management | For | For |
| 2a | Approve Remuneration Policy | Management | For | For |
| 2b | Approve Second Section of the Remuneration Report | Management | For | For |
| 2c | Approve Fixed-Variable Compensation Ratio | Management | For | For |
| 2d | Approve Annual Incentive Plan | Management | For | For |
| 2e | Amend POP Long-Term Incentive Plan | Management | For | For |
| 2f | Approve Director, Officer, and Internal Auditors Liability and Indemnity Insurance | Management | For | For |
| 3a | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Incentive Plan | Management | For | For |
| 3b | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 1 | Amend Company Bylaws | Management | For | For |
| KAO CORP. Meeting Date: MAR 26, 2021 Record Date: DEC 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 4452 Security ID: J30642169 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Management | For | For |
| 2.1 | Elect Director Sawada, Michitaka | Management | For | For |
| 2.2 | Elect Director Hasebe, Yoshihiro | Management | For | For |
| 2.3 | Elect Director Takeuchi, Toshiaki | Management | For | For |
| 2.4 | Elect Director Matsuda, Tomoharu | Management | For | For |
| 2.5 | Elect Director Kadonaga, Sonosuke | Management | For | For |
| 2.6 | Elect Director Shinobe, Osamu | Management | For | For |
| 2.7 | Elect Director Mukai, Chiaki | Management | For | For |
| 2.8 | Elect Director Hayashi, Nobuhide | Management | For | For |
| 3.1 | Appoint Statutory Auditor Kawashima, Sadanao | Management | For | For |
| 3.2 | Appoint Statutory Auditor Amano, Hideki | Management | For | For |
| 4 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| KEYENCE CORP. Meeting Date: JUN 11, 2021 Record Date: MAR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6861 Security ID: J32491102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
| 2.1 | Elect Director Takizaki, Takemitsu | Management | For | For |
| 2.2 | Elect Director Nakata, Yu | Management | For | For |
| 2.3 | Elect Director Yamaguchi, Akiji | Management | For | For |
| 2.4 | Elect Director Miki, Masayuki | Management | For | For |
| 2.5 | Elect Director Yamamoto, Hiroaki | Management | For | For |
| 2.6 | Elect Director Yamamoto, Akinori | Management | For | For |
| 2.7 | Elect Director Taniguchi, Seiichi | Management | For | For |
| 2.8 | Elect Director Suenaga, Kumiko | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Yamamoto, Masaharu | Management | For | For |
| KONINKLIJKE DSM NV Meeting Date: MAY 06, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DSM Security ID: N5017D122 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Amend Articles of Association | Management | For | For |
| 3 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 6.a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6.b | Approve Dividends of EUR 2.40 Per Share | Management | For | For |
| 7.a | Approve Discharge of Management Board | Management | For | For |
| 7.b | Approve Discharge of Supervisory Board | Management | For | For |
| 8 | Reelect Dimitri de Vreeze to Management Board | Management | For | For |
| 9.a | Reelect Frits van Paasschen to Supervisory Board | Management | For | For |
| 9.b | Reelect John Ramsay to Supervisory Board | Management | For | For |
| 9.c | Elect Carla Mahieu to Supervisory Board | Management | For | For |
| 9.d | Elect Corien M. Wortmann-Kool to Supervisory Board | Management | For | For |
| 10 | Ratify KPMG Accountants N.V as Auditors | Management | For | For |
| 11.a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | Management | For | For |
| 11.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Connection with a Rights Issue | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Approve Reduction in Share Capital through Cancellation of Shares | Management | For | For |
| 14 | Other Business (Non-Voting) | Management | None | None |
| 15 | Discuss Voting Results | Management | None | None |
| 16 | Close Meeting | Management | None | None |
| KUEHNE + NAGEL INTERNATIONAL AG Meeting Date: MAY 04, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: KNIN Security ID: H4673L145 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 4.50 per Share | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1.1 | Reelect Dominik Buergy as Director | Management | For | For |
| 4.1.2 | Reelect Renato Fassbind as Director | Management | For | For |
| 4.1.3 | Reelect Karl Gernandt as Director | Management | For | For |
| 4.1.4 | Reelect David Kamenetzky as Director | Management | For | For |
| 4.1.5 | Reelect Klaus-Michael Kuehne as Director | Management | For | For |
| 4.1.6 | Reelect Hauke Stars as Director | Management | For | For |
| 4.1.7 | Reelect Martin Wittig as Director | Management | For | For |
| 4.1.8 | Reelect Joerg Wolle as Director | Management | For | For |
| 4.2 | Elect Tobias Staehelin as Director | Management | For | For |
| 4.3 | Reelect Joerg Wolle as Board Chairman | Management | For | For |
| 4.4.1 | Reappoint Karl Gernandt as Member of the Compensation Committee | Management | For | Against |
| 4.4.2 | Reappoint Klaus-Michael Kuehne as Member of the Compensation Committee | Management | For | Against |
| 4.4.3 | Reappoint Hauke Stars as Member of the Compensation Committee | Management | For | For |
| 4.5 | Designate Investarit AG as Independent Proxy | Management | For | For |
| 4.6 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 5.5 Million | Management | For | For |
| 6.2 | Approve Remuneration of Executive Committee in the Amount of CHF 22 Million | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| LONGI GREEN ENERGY TECHNOLOGY CO., LTD. Meeting Date: JUN 07, 2021 Record Date: MAY 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 601012 Security ID: Y9727F102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Company's Eligibility for Issuance of Convertible Bonds | Management | For | For |
| 2.1 | Approve Issue Type | Management | For | For |
| 2.2 | Approve Issue Scale | Management | For | For |
| 2.3 | Approve Par Value and Issue Price | Management | For | For |
| 2.4 | Approve Bond Maturity | Management | For | For |
| 2.5 | Approve Interest Rate | Management | For | For |
| 2.6 | Approve Repayment Period and Manner of Interest | Management | For | For |
| 2.7 | Approve Guarantee Matters | Management | For | For |
| 2.8 | Approve Conversion Period | Management | For | For |
| 2.9 | Approve Determination and Adjustment of Conversion Price | Management | For | For |
| 2.10 | Approve Downward Adjustment of Conversion Price | Management | For | For |
| 2.11 | Approve Determination of Number of Conversion Shares | Management | For | For |
| 2.12 | Approve Terms of Redemption | Management | For | For |
| 2.13 | Approve Terms of Sell-Back | Management | For | For |
| 2.14 | Approve Dividend Distribution Post Conversion | Management | For | For |
| 2.15 | Approve Issue Manner and Target Parties | Management | For | For |
| 2.16 | Approve Placing Arrangement for Shareholders | Management | For | For |
| 2.17 | Approve Bondholders and Bondholder Meetings | Management | For | For |
| 2.18 | Approve Usage of Raised Funds | Management | For | For |
| 2.19 | Approve Deposit Account for Raised Funds | Management | For | For |
| 2.20 | Approve Validity Period | Management | For | For |
| 3 | Approve Plan on Convertible Bond Issuance | Management | For | For |
| 4 | Approve Feasibility Analysis Report on the Use of Proceeds | Management | For | For |
| 5 | Approve Report on the Usage of Previously Raised Funds | Management | For | For |
| 6 | Approve Authorization of Board to Handle All Related Matters | Management | For | For |
| 7 | Approve Dividend Return Plan | Management | For | For |
| 8 | Approve Impact of Dilution of Current Returns on Major Financial Indicators, the Relevant Measures to be Taken and Commitment from Relevant Parties | Management | For | For |
| 9 | Approve Rules and Procedures Regarding General Meetings of Convertible Bondholders | Management | For | For |
| 10 | Approve Report of the Board of Directors | Management | For | For |
| 11 | Approve Report of the Board of Supervisors | Management | For | For |
| 12 | Approve Financial Statements | Management | For | For |
| 13 | Approve Annual Report | Management | For | For |
| 14 | Approve Report of the Independent Directors | Management | For | For |
| 15 | Approve Profit Distribution and Capitalization of Capital Reserves | Management | For | For |
| 16 | Approve Special Report on the Deposit and Usage of Raised Funds | Management | For | For |
| 17 | Approve Appointment of Auditor | Management | For | For |
| 18 | Approve Remuneration of Directors and Supervisors | Management | For | For |
| 19 | Amend Articles of Association | Management | For | For |
| LONZA GROUP AG Meeting Date: MAY 06, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: LONN Security ID: H50524133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of CHF 3.00 per Share | Management | For | For |
| 5.1.1 | Reelect Werner Bauer as Director | Management | For | For |
| 5.1.2 | Reelect Albert Baehny as Director | Management | For | For |
| 5.1.3 | Reelect Dorothee Deuring as Director | Management | For | For |
| 5.1.4 | Reelect Angelica Kohlmann as Director | Management | For | For |
| 5.1.5 | Reelect Christoph Maeder as Director | Management | For | For |
| 5.1.6 | Reelect Barbara Richmond as Director | Management | For | For |
| 5.1.7 | Reelect Juergen Steinemann as Director | Management | For | For |
| 5.1.8 | Reelect Olivier Verscheure as Director | Management | For | For |
| 5.2 | Reelect Albert Baehny as Board Chairman | Management | For | For |
| 5.3.1 | Reappoint Angelica Kohlmann as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.3.2 | Reappoint Christoph Maeder as Member of the Nomination and Compensation Committee | Management | For | For |
| 5.3.3 | Reappoint Juergen Steinemann as Member of the Nomination and Compensation Committee | Management | For | For |
| 6 | Ratify KPMG Ltd as Auditors | Management | For | For |
| 7 | Designate ThomannFischer as Independent Proxy | Management | For | For |
| 8 | Approve Remuneration of Directors in the Amount of CHF 2.7 Million | Management | For | For |
| 9.1 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 5.6 Million for the Period July 1, 2021 - June 30, 2022 | Management | For | For |
| 9.2 | Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 3.3 Million for Fiscal Year 2020 | Management | For | For |
| 9.3 | Approve Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 10.5 Million for Fiscal Year 2021 | Management | For | For |
| 10 | Approve Renewal of CHF 7.5 Million Pool of Authorized Capital without Preemptive Rights | Management | For | For |
| 11 | Transact Other Business (Voting) | Management | For | Against |
| LUXSHARE PRECISION INDUSTRY CO. LTD. Meeting Date: JUL 27, 2020 Record Date: JUL 20, 2020 Meeting Type: SPECIAL | ||||
| Ticker: 002475 Security ID: Y7744X106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Extension of Resolution Validity Period in Connection to Convertible Bonds Issuance | Management | For | For |
| 2 | Approve Extension in Authorization for Board to Handle All Matters Related to Convertible Bonds Issuance | Management | For | For |
| LVMH MOET HENNESSY LOUIS VUITTON SE Meeting Date: APR 15, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: MC Security ID: F58485115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 6.00 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 5 | Reelect Antoine Arnault as Director | Management | For | Against |
| 6 | Reelect Nicolas Bazire as Director | Management | For | Against |
| 7 | Reelect Charles de Croisset as Director | Management | For | Against |
| 8 | Reelect Yves-Thibault de Silguy as Director | Management | For | For |
| 9 | Appoint Olivier Lenel as Alternate Auditor | Management | For | For |
| 10 | Approve Amendment of Remuneration Policy of Directors Re: FY 2020 | Management | For | For |
| 11 | Approve Amendment of Remuneration Policy of Executive Corporate Officers Re: FY 2020 | Management | For | Against |
| 12 | Approve Compensation of Corporate Officers | Management | For | Against |
| 13 | Approve Compensation of Bernard Arnault, Chairman and CEO | Management | For | Against |
| 14 | Approve Compensation of Antonio Belloni, Vice-CEO | Management | For | Against |
| 15 | Approve Remuneration Policy of Directors | Management | For | For |
| 16 | Approve Remuneration Policy of Chairman and CEO | Management | For | Against |
| 17 | Approve Remuneration Policy of Vice-CEO | Management | For | Against |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | Against |
| 23 | Approve Issuance of Equity or Equity-Linked Securities for Qualified Investors, up to Aggregate Nominal Amount of EUR 20 Million | Management | For | Against |
| 24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 25 | Authorize Capital Increase of Up to EUR 20 Million for Future Exchange Offers | Management | For | Against |
| 26 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 27 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 29 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-26 at EUR 20 Million | Management | For | For |
| 30 | Amend Article 22 of Bylaws Re: Auditors | Management | For | For |
| LVMH MOET HENNESSY LOUIS VUITTON SE Meeting Date: MAY 28, 2021 Record Date: MAY 26, 2021 Meeting Type: EXTRAORDINARY SHAREHOLDERS | ||||
| Ticker: MC Security ID: F58485115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| MEITUAN DIANPING Meeting Date: SEP 29, 2020 Record Date: SEP 23, 2020 Meeting Type: SPECIAL | ||||
| Ticker: 3690 Security ID: G59669104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Approve Change of English Name and Adopt Chinese Name as Dual Foreign Name of the Company | Management | For | For |
| 1b | Authorize Board to Deal with All Matters in Relation to the Change of English Name and Adoption of Chinese Name as Dual Foreign Name of the Company | Management | For | For |
| MITSUBISHI UFJ FINANCIAL GROUP, INC. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 8306 Security ID: J44497105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 12.5 | Management | For | For |
| 2.1 | Elect Director Fujii, Mariko | Management | For | For |
| 2.2 | Elect Director Honda, Keiko | Management | For | For |
| 2.3 | Elect Director Kato, Kaoru | Management | For | For |
| 2.4 | Elect Director Kuwabara, Satoko | Management | For | For |
| 2.5 | Elect Director Toby S. Myerson | Management | For | For |
| 2.6 | Elect Director Nomoto, Hirofumi | Management | For | Against |
| 2.7 | Elect Director Shingai, Yasushi | Management | For | For |
| 2.8 | Elect Director Tsuji, Koichi | Management | For | For |
| 2.9 | Elect Director Tarisa Watanagase | Management | For | For |
| 2.10 | Elect Director Ogura, Ritsuo | Management | For | For |
| 2.11 | Elect Director Miyanaga, Kenichi | Management | For | For |
| 2.12 | Elect Director Mike, Kanetsugu | Management | For | For |
| 2.13 | Elect Director Araki, Saburo | Management | For | For |
| 2.14 | Elect Director Nagashima, Iwao | Management | For | For |
| 2.15 | Elect Director Hanzawa, Junichi | Management | For | For |
| 2.16 | Elect Director Kamezawa, Hironori | Management | For | For |
| 3 | Amend Articles to Disclose Plan Outlining Company's Business Strategy to Align Investments with Goals of Paris Agreement | Shareholder | Against | For |
| 4 | Amend Articles to Add Provision on Early Submission of Annual Yuho Securities Report | Shareholder | Against | For |
| 5 | Amend Articles to Prohibit Officers and Employees of the Company from Committing Parental Child Abduction for Gaining Advantage in Custody Disputes | Shareholder | Against | Against |
| 6 | Amend Articles to Prohibit Provision of Financing and Other Inappropriate Transactions to Anti-Social Forces | Shareholder | Against | Against |
| 7 | Amend Articles to Establish Helpline for Whistle-Blowers | Shareholder | Against | Against |
| 8 | Appoint Shareholder Director Nominee Ino, Tatsuki | Shareholder | Against | Against |
| MONDI PLC Meeting Date: MAY 06, 2021 Record Date: MAY 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MNDI Security ID: G6258S107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Svein Richard Brandtzaeg as Director | Management | For | For |
| 5 | Elect Sue Clark as Director | Management | For | For |
| 6 | Elect Mike Powell as Director | Management | For | For |
| 7 | Elect Angela Strank as Director | Management | For | For |
| 8 | Re-elect Tanya Fratto as Director | Management | For | For |
| 9 | Re-elect Enoch Godongwana as Director | Management | For | For |
| 10 | Re-elect Andrew King as Director | Management | For | For |
| 11 | Re-elect Dominique Reiniche as Director | Management | For | For |
| 12 | Re-elect Philip Yea as Director | Management | For | For |
| 13 | Re-elect Stephen Young as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Adopt New Articles of Association | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| MURATA MANUFACTURING CO. LTD. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6981 Security ID: J46840104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
| 2.1 | Elect Director Murata, Tsuneo | Management | For | For |
| 2.2 | Elect Director Nakajima, Norio | Management | For | For |
| 2.3 | Elect Director Iwatsubo, Hiroshi | Management | For | For |
| 2.4 | Elect Director Ishitani, Masahiro | Management | For | For |
| 2.5 | Elect Director Miyamoto, Ryuji | Management | For | For |
| 2.6 | Elect Director Minamide, Masanori | Management | For | For |
| 2.7 | Elect Director Shigematsu, Takashi | Management | For | For |
| 2.8 | Elect Director Yasuda, Yuko | Management | For | For |
| 3 | Approve Restricted Stock Plan | Management | For | For |
| NOMAD FOODS LIMITED Meeting Date: JUN 30, 2021 Record Date: APR 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NOMD Security ID: G6564A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin Ellis Franklin | Management | For | For |
| 1.2 | Elect Director Noam Gottesman | Management | For | For |
| 1.3 | Elect Director Ian G.H. Ashken | Management | For | For |
| 1.4 | Elect Director Stefan Descheemaeker | Management | For | For |
| 1.5 | Elect Director Golnar Khosrowshahi | Management | For | For |
| 1.6 | Elect Director James E. Lillie | Management | For | For |
| 1.7 | Elect Director Stuart M. MacFarlane | Management | For | For |
| 1.8 | Elect Director Lord Myners of Truro | Management | For | For |
| 1.9 | Elect Director Victoria Parry | Management | For | Against |
| 1.10 | Elect Director Melanie Stack | Management | For | For |
| 1.11 | Elect Director Samy Zekhout | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PARK24 CO., LTD. Meeting Date: JAN 28, 2021 Record Date: OCT 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 4666 Security ID: J63581102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nishikawa, Koichi | Management | For | For |
| 1.2 | Elect Director Sasaki, Kenichi | Management | For | For |
| 1.3 | Elect Director Kawakami, Norifumi | Management | For | For |
| 1.4 | Elect Director Kawasaki, Keisuke | Management | For | For |
| 1.5 | Elect Director Yamanaka, Shingo | Management | For | For |
| 1.6 | Elect Director Oura, Yoshimitsu | Management | For | For |
| 1.7 | Elect Director Nagasaka, Takashi | Management | For | For |
| RECRUIT HOLDINGS CO., LTD. Meeting Date: JUN 17, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6098 Security ID: J6433A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Minegishi, Masumi | Management | For | For |
| 1.2 | Elect Director Idekoba, Hisayuki | Management | For | For |
| 1.3 | Elect Director Senaha, Ayano | Management | For | For |
| 1.4 | Elect Director Rony Kahan | Management | For | For |
| 1.5 | Elect Director Izumiya, Naoki | Management | For | For |
| 1.6 | Elect Director Totoki, Hiroki | Management | For | For |
| 2 | Appoint Alternate Statutory Auditor Tanaka, Miho | Management | For | For |
| 3 | Approve Trust-Type Equity Compensation Plan | Management | For | Against |
| 4 | Approve Stock Option Plan | Management | For | For |
| 5 | Amend Articles to Allow Virtual Only Shareholder Meetings | Management | For | For |
| RELX PLC Meeting Date: APR 22, 2021 Record Date: APR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: REL Security ID: G7493L105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Elect Paul Walker as Director | Management | For | For |
| 7 | Elect June Felix as Director | Management | For | For |
| 8 | Re-elect Erik Engstrom as Director | Management | For | For |
| 9 | Re-elect Wolfhart Hauser as Director | Management | For | For |
| 10 | Re-elect Charlotte Hogg as Director | Management | For | For |
| 11 | Re-elect Marike van Lier Lels as Director | Management | For | For |
| 12 | Re-elect Nick Luff as Director | Management | For | For |
| 13 | Re-elect Robert MacLeod as Director | Management | For | For |
| 14 | Re-elect Linda Sanford as Director | Management | For | For |
| 15 | Re-elect Andrew Sukawaty as Director | Management | For | For |
| 16 | Re-elect Suzanne Wood as Director | Management | For | For |
| 17 | Authorise Issue of Equity | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| RYOHIN KEIKAKU CO., LTD. Meeting Date: NOV 27, 2020 Record Date: AUG 31, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 7453 Security ID: J6571N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 5 | Management | For | For |
| 2.1 | Elect Director Matsuzaki, Satoru | Management | For | For |
| 2.2 | Elect Director Domae, Nobuo | Management | For | For |
| 2.3 | Elect Director Shimizu, Satoshi | Management | For | For |
| 2.4 | Elect Director Okazaki, Satoshi | Management | For | For |
| 2.5 | Elect Director Endo, Isao | Management | For | For |
| SANDVIK AKTIEBOLAG Meeting Date: APR 27, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SAND Security ID: W74857165 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2.A | Designate Ann Grevelius as Inspector of Minutes of Meeting | Management | For | For |
| 2.B | Designate Anders Oscarsson as Inspector of Minutes of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8.1 | Approve Discharge of Board Chairman Johan Molin | Management | For | For |
| 8.2 | Approve Discharge of Board Member Jennifer Allerton | Management | For | For |
| 8.3 | Approve Discharge of Board Member Claes Boustedt | Management | For | For |
| 8.4 | Approve Discharge of Board Member Marika Fredriksson | Management | For | For |
| 8.5 | Approve Discharge of Board Member Johan Karlstrom | Management | For | For |
| 8.6 | Approve Discharge of Board Member Helena Stjernholm | Management | For | For |
| 8.7 | Approve Discharge of Board Member Lars Westerberg | Management | For | For |
| 8.8 | Approve Discharge of Board Member and CEO Stefan Widing | Management | For | For |
| 8.9 | Approve Discharge of Board Member Kai Warn | Management | For | For |
| 8.10 | Approve Discharge of Employee Representative Tomas Karnstrom | Management | For | For |
| 8.11 | Approve Discharge of Employee Representative Thomas Lilja | Management | For | For |
| 8.12 | Approve Discharge of Deputy Employee Representative Thomas Andersson | Management | For | For |
| 8.13 | Approve Discharge of Deputy Employee Representative Mats Lundberg | Management | For | For |
| 8.14 | Approve Discharge of Former Board Member and CEO Bjorn Rosengren | Management | For | For |
| 9 | Approve Allocation of Income and Dividends of SEK 6.5 Per Share | Management | For | For |
| 10 | Determine Number of Directors (8) and Deputy Directors (0) of Board; Determine Number of Auditors (1) and Deputy Auditors | Management | For | For |
| 11 | Approve Remuneration of Directors in the Amount of SEK 2.6 Million for Chairman and SEK 710,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration for Auditor | Management | For | For |
| 12.1 | Elect Andreas Nordbrandt as New Director | Management | For | For |
| 12.2 | Reelect Jennifer Allerton as Director | Management | For | For |
| 12.3 | Reelect Claes Boustedt as Director | Management | For | For |
| 12.4 | Reelect Marika Fredriksson as Director | Management | For | For |
| 12.5 | Reelect Johan Molin as Director | Management | For | For |
| 12.6 | Reelect Helena Stjernholm as Director | Management | For | For |
| 12.7 | Reelect Stefan Widing as Director | Management | For | For |
| 12.8 | Reelect Kai Warn as Director | Management | For | For |
| 13 | Reelect Johan Molin as Chairman of the Board | Management | For | For |
| 14 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Approve Performance Share Matching Plan for Key Employees | Management | For | Against |
| 17 | Authorize Share Repurchase Program | Management | For | For |
| 18 | Amend Articles Re: Editorial Changes to Article 1; Participation at General Meeting; Postal Voting; Share Registar | Management | For | For |
| SCG PACKAGING PUBLIC CO., LTD. Meeting Date: MAR 30, 2021 Record Date: FEB 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SCGP Security ID: Y753V1100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Acknowledge Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividend Payment | Management | For | For |
| 4.1 | Elect Chumpol NaLamlieng as Director | Management | For | For |
| 4.2 | Elect Chalee Chantanayingyong as Director | Management | For | For |
| 4.3 | Elect Thammasak Sethaudom as Director | Management | For | For |
| 4.4 | Elect Wichan Jitpukdee as Director | Management | For | For |
| 5 | Elect Vibul Tuangsitthisombat as Director | Management | For | For |
| 6 | Approve KPMG Phoomchai Audit Limited as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Remuneration of Directors and Sub-Committees | Management | For | For |
| SCHNEIDER ELECTRIC SE Meeting Date: APR 28, 2021 Record Date: APR 26, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: SU Security ID: F86921107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 2.60 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentionning the Absence of New Transactions | Management | For | For |
| 5 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 6 | Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO | Management | For | For |
| 7 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 8 | Approve Remuneration Policy of Directors | Management | For | For |
| 9 | Reelect Jean-Pascal Tricoire as Director | Management | For | For |
| 10 | Elect Anna Ohlsson-Leijon as Director | Management | For | For |
| 11 | Elect Thierry Jacquet as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 12 | Elect Zennia Csikos as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 13 | Reelect Xiaoyun Ma as Representative of Employee Shareholders to the Board | Management | For | For |
| 14 | Elect Malene Kvist Kristensen as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 224 Million | Management | For | For |
| 18 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 120 Million | Management | For | For |
| 19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18 | Management | For | For |
| 20 | Authorize Capital Increase of up to 9.88 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 21 | Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 24 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 25 | Amend Article 13 of Bylaws Re: Editorial Change | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Meeting Date: OCT 12, 2020 Record Date: SEP 24, 2020 Meeting Type: SPECIAL | ||||
| Ticker: 600009 Security ID: Y7682X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Shen Shujun as Non-Independent Director | Shareholder | For | For |
| SIEMENS AG Meeting Date: JUL 09, 2020 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: SIE Security ID: D69671218 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Spin-Off and Takeover Agreement with Siemens Energy AG | Management | For | For |
| SIEMENS ENERGY AG Meeting Date: FEB 10, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ENR Security ID: D6T47E106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019/20 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2019/20 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2019/20 | Management | For | For |
| 4 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020/21 | Management | For | For |
| 5.1 | Elect Christine Bortenlaenger to the Supervisory Board | Management | For | For |
| 5.2 | Elect Sigmar Gabriel to the Supervisory Board | Management | For | For |
| 5.3 | Elect Joe Kaeser to the Supervisory Board | Management | For | For |
| 5.4 | Elect Hubert Lienhard to the Supervisory Board | Management | For | For |
| 5.5 | Elect Hildegard Mueller to the Supervisory Board | Management | For | For |
| 5.6 | Elect Laurence Mulliez to the Supervisory Board | Management | For | For |
| 5.7 | Elect Matthias Rebellius to the Supervisory Board | Management | For | For |
| 5.8 | Elect Ralf Thomas to the Supervisory Board | Management | For | For |
| 5.9 | Elect Geisha Williams to the Supervisory Board | Management | For | For |
| 5.10 | Elect Randy Zwirn to the Supervisory Board | Management | For | For |
| 6 | Approve Remuneration Policy for the Management Board | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| SIG COMBIBLOC GROUP AG Meeting Date: APR 21, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SIGN Security ID: H76406117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4 | Approve Dividends of CHF 0.42 per Share from Capital Contribution Reserves | Management | For | For |
| 5.1 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 5.2 | Approve Remuneration of Directors in the Amount of CHF 2.3 Million | Management | For | For |
| 5.3 | Approve Remuneration of Executive Committee in the Amount of CHF 17 Million | Management | For | For |
| 6.1.1 | Reelect Andreas Umbach as Director | Management | For | For |
| 6.1.2 | Reelect Werner Bauer as Director | Management | For | For |
| 6.1.3 | Reelect Wah-Hui Chu as Director | Management | For | For |
| 6.1.4 | Reelect Colleen Goggins as Director | Management | For | For |
| 6.1.5 | Reelect Mariel Hoch as Director | Management | For | For |
| 6.1.6 | Reelect Matthias Waehren as Director | Management | For | For |
| 6.1.7 | Reelect Nigel Wright as Director | Management | For | For |
| 6.1.8 | Elect Abdallah al Obeikan as Director | Management | For | For |
| 6.1.9 | Elect Martine Snels as Director | Management | For | For |
| 6.2 | Reelect Andreas Umbach as Board Chairman | Management | For | For |
| 6.3.1 | Reappoint Wah-Hui Chu as Member of the Compensation Committee | Management | For | For |
| 6.3.2 | Reappoint Colleen Goggins as Member of the Compensation Committee | Management | For | For |
| 6.3.3 | Reappoint Mariel Hoch as Member of the Compensation Committee | Management | For | For |
| 7 | Approve Creation of CHF 675,042 Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 8 | Amend Articles Re: Opting Out Clause | Management | For | For |
| 9 | Designate Keller KLG as Independent Proxy | Management | For | For |
| 10 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 11 | Transact Other Business (Voting) | Management | For | Against |
| SIKA AG Meeting Date: APR 20, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SIKA Security ID: H7631K273 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 2.50 per Share | Management | For | For |
| 3 | Approve Discharge of Board of Directors | Management | For | For |
| 4.1.1 | Reelect Paul Haelg as Director | Management | For | For |
| 4.1.2 | Reelect Monika Ribar as Director | Management | For | For |
| 4.1.3 | Reelect Daniel Sauter as Director | Management | For | For |
| 4.1.4 | Reelect Christoph Tobler as Director | Management | For | For |
| 4.1.5 | Reelect Justin Howell as Director | Management | For | For |
| 4.1.6 | Reelect Thierry Vanlancker as Director | Management | For | For |
| 4.1.7 | Reelect Viktor Balli as Director | Management | For | For |
| 4.2 | Elect Paul Schuler as Director | Management | For | For |
| 4.3 | Reelect Paul Haelg as Board Chairman | Management | For | For |
| 4.4.1 | Appoint Daniel Sauter as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.4.2 | Appoint Justin Howell as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.4.3 | Appoint Thierry Vanlancker as Member of the Nomination and Compensation Committee | Management | For | For |
| 4.5 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 4.6 | Designate Jost Windlin as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 5.2 | Approve Remuneration of Directors in the Amount of CHF 3.3 Million | Management | For | For |
| 5.3 | Approve Remuneration of Executive Committee in the Amount of CHF 21.5 Million | Management | For | For |
| 6 | Transact Other Business (Voting) | Management | For | Against |
| SONY GROUP CORP. Meeting Date: JUN 22, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6758 Security ID: J76379106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 1.2 | Elect Director Totoki, Hiroki | Management | For | For |
| 1.3 | Elect Director Sumi, Shuzo | Management | For | For |
| 1.4 | Elect Director Tim Schaaff | Management | For | For |
| 1.5 | Elect Director Oka, Toshiko | Management | For | For |
| 1.6 | Elect Director Akiyama, Sakie | Management | For | For |
| 1.7 | Elect Director Wendy Becker | Management | For | For |
| 1.8 | Elect Director Hatanaka, Yoshihiko | Management | For | For |
| 1.9 | Elect Director Adam Crozier | Management | For | For |
| 1.10 | Elect Director Kishigami, Keiko | Management | For | For |
| 1.11 | Elect Director Joseph A. Kraft Jr | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 08, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2330 Security ID: 874039100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For |
| 3 | Approve Issuance of Restricted Stocks | Management | For | For |
| 4.1 | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | Management | For | For |
| 4.2 | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | Management | For | For |
| 4.3 | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | Management | For | For |
| 4.4 | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | Management | For | For |
| 4.5 | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | Management | For | For |
| 4.6 | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | Management | For | For |
| 4.7 | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | Management | For | For |
| 4.8 | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | Management | For | For |
| 4.9 | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | Management | For | For |
| 4.10 | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | Management | For | For |
| TELEFONAKTIEBOLAGET LM ERICSSON Meeting Date: MAR 30, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ERIC.B Security ID: W26049119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 7.2 | Approve Remuneration Report | Management | For | For |
| 7.3a | Approve Discharge of Board Chairman Ronnie Leten | Management | For | For |
| 7.3b | Approve Discharge of Board Member Helena Stjernholm | Management | For | For |
| 7.3c | Approve Discharge of Board Member Jacob Wallenberg | Management | For | For |
| 7.3d | Approve Discharge of Board Member Jon Fredrik Baksaas | Management | For | For |
| 7.3e | Approve Discharge of Board Member Jan Carlson | Management | For | For |
| 7.3f | Approve Discharge of Board Member Nora Denzel | Management | For | For |
| 7.3g | Approve Discharge of Board Member Borje Ekholm | Management | For | For |
| 7.3h | Approve Discharge of Board Member Eric A. Elzvik | Management | For | For |
| 7.3i | Approve Discharge of Board Member Kurt Jofs | Management | For | For |
| 7.3j | Approve Discharge of Board Member Kristin S. Rinne | Management | For | For |
| 7.3k | Approve Discharge of Employee Representative Torbjorn Nyman | Management | For | For |
| 7.3l | Approve Discharge of Employee Representative Kjell-Ake Soting | Management | For | For |
| 7.3m | Approve Discharge of Employee Representative Roger Svensson | Management | For | For |
| 7.3n | Approve Discharge of Deputy Employee Representative Per Holmberg | Management | For | For |
| 7.3o | Approve Discharge of Deputy Employee Representative Anders Ripa | Management | For | For |
| 7.3p | Approve Discharge of Deputy Employee Representative Loredana Roslund | Management | For | For |
| 7.3q | Approve Discharge of President Borje Ekholm | Management | For | For |
| 7.4 | Approve Allocation of Income and Dividends of SEK 2 Per Share | Management | For | For |
| 8 | Determine Number of Directors (10) and Deputy Directors (0) of Board | Management | For | For |
| 9 | Approve Remuneration of Directors in the Amount of SEK 4.2 Million for Chairman and SEK 1.06 Million for Other Directors, Approve Remuneration for Committee Work | Management | For | For |
| 10.1 | Reelect Jon Fredrik Baksaas as Director | Management | For | For |
| 10.2 | Reelect Jan Carlson as Director | Management | For | For |
| 10.3 | Reelect Nora Denzel as Director | Management | For | For |
| 10.4 | Reelect Borje Ekholm as Director | Management | For | For |
| 10.5 | Reelect Eric A. Elzvik as Director | Management | For | For |
| 10.6 | Reelect Kurt Jofs as Director | Management | For | For |
| 10.7 | Reelect Ronnie Leten as Director | Management | For | For |
| 10.8 | Reelect Kristin S. Rinne as Director | Management | For | For |
| 10.9 | Reelect Helena Stjernholm as Director | Management | For | For |
| 10.10 | Reelect Jacob Wallenberg as Director | Management | For | For |
| 11 | Reelect Ronnie Leten as Board Chair | Management | For | For |
| 12 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
| 13 | Approve Remuneration of Auditors | Management | For | For |
| 14 | Ratify Deloitte as Auditors | Management | For | For |
| 15 | Amend Articles Re: Editorial Changes; Collecting of Proxies and Postal Voting; Participation at General Meetings | Management | For | For |
| 16.1 | Approve Long-Term Variable Compensation Program 2021 (LTV 2021) | Management | For | For |
| 16.2 | Approve Equity Plan Financing of LTV 2021 | Management | For | For |
| 16.3 | Approve Alternative Equity Plan Financing of LTV 2021, if Item 16.2 is Not Approved | Management | For | For |
| 17 | Approve Equity Plan Financing of LTV 2020 | Management | For | For |
| 18 | Approve Equity Plan Financing of LTV 2018 and 2019 | Management | For | For |
| TENCENT HOLDINGS LIMITED Meeting Date: MAY 20, 2021 Record Date: MAY 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Yang Siu Shun as Director | Management | For | For |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| TENCENT HOLDINGS LIMITED Meeting Date: MAY 20, 2021 Record Date: MAY 13, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Share Option Plan of China Literature Limited | Management | For | Against |
| THE WEIR GROUP PLC Meeting Date: NOV 23, 2020 Record Date: NOV 19, 2020 Meeting Type: SPECIAL | ||||
| Ticker: WEIR Security ID: G95248137 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Matters Relating to the Disposal by the Company of the Oil & Gas Division | Management | For | For |
| UBISOFT ENTERTAINMENT SA Meeting Date: JUL 02, 2020 Record Date: JUN 30, 2020 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: UBI Security ID: F9396N106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Treatment of Losses | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Approve Compensation of Corporate Officers | Management | For | For |
| 6 | Approve Compensation of Yves Guillemot, Chairman and CEO | Management | For | For |
| 7 | Approve Compensation of Claude Guillemot, Vice-CEO | Management | For | For |
| 8 | Approve Compensation of Michel Guillemot, Vice-CEO | Management | For | For |
| 9 | Approve Compensation of Gerard Guillemot, Vice-CEO | Management | For | For |
| 10 | Approve Compensation of Christian Guillemot, Vice-CEO | Management | For | For |
| 11 | Approve Remuneration Policy for Chairman and CEO | Management | For | For |
| 12 | Approve Remuneration Policy for Vice-CEOs | Management | For | For |
| 13 | Approve Remuneration Policy of Directors | Management | For | For |
| 14 | Reelect Yves Guillemot as Director | Management | For | Against |
| 15 | Reelect Gerard Guillemot as Director | Management | For | Against |
| 16 | Reelect Florence Naviner as Director | Management | For | For |
| 17 | Elect John Parkes as Representative of Employee Shareholders to the Board | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 0.85 Million | Management | For | For |
| 23 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 0.85 Million | Management | For | For |
| 24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 26 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans (International Subsidiaries) | Management | For | For |
| 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans, Reserved for Employees and Corporate Officers of International Subsidiaries (Specific Countries) | Management | For | For |
| 28 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans to Employees, Excluding Corporate Executive Officers | Management | For | Against |
| 29 | Authorize up to 0.2 Percent of Issued Capital for Use in Stock Option Plans to Corporate Executive Officers | Management | For | For |
| 30 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-27 at EUR 4 Million | Management | For | For |
| 31 | Amend Article 8 of Bylaws Re: Employee Representatives | Management | For | For |
| 32 | Amend Article 12 of Bylaws Re: CEO and Vice-CEO Age Limit | Management | For | For |
| 33 | Amend Articles of Bylaws to Comply with Legal Changes | Management | For | For |
| 34 | Delegate Powers to the Board to Amend Bylaws to Comply with Legal Changes | Management | For | Against |
| 35 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| UBS GROUP AG Meeting Date: NOV 19, 2020 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: UBSG Security ID: H42097107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Extraordinary Dividend of USD 0.365 per Share | Management | For | For |
| 2 | Transact Other Business (Voting) | Management | For | Against |
| VESTAS WIND SYSTEMS A/S Meeting Date: APR 08, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VWS Security ID: K9773J128 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of DKK 8.45 Per Share | Management | For | For |
| 4 | Approve Remuneration Report (Advisory Vote) | Management | For | For |
| 5 | Approve Remuneration of Directors in the Amount of DKK 1.3 Million for Chairman, DKK 892,500 for Vice Chairman and DKK 446,250 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 6.a | Reelect Anders Runevad as Director | Management | For | For |
| 6.b | Reelect Bert Nordberg as Director | Management | For | For |
| 6.c | Reelect Bruce Grant as Director | Management | For | For |
| 6.d | Reelect Eva Merete Sofelde Berneke as Director | Management | For | For |
| 6.e | Reelect Helle Thorning-Schmidt as Director | Management | For | For |
| 6.f | Reelect Karl-Henrik Sundstrom as Director | Management | For | For |
| 6.g | Reelect Lars Josefsson as Director | Management | For | For |
| 6.h | Elect Kentaro Hosomi as New Director | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 8.1 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
| 8.2 | Amend Articles Re: Change Par Value from DKK 1 to DKK 0.01 or Multiples Thereof | Management | For | For |
| 8.3 | Approve Creation of DKK 20.2 Million Pool of Capital with Preemptive Rights; Approve Creation of DKK 20.2 Million Pool of Capital without Preemptive Rights; Maximum Increase in Share Capital under Both Authorizations up to DKK 20.2 Million | Management | For | For |
| 8.4 | Allow Shareholder Meetings to be Held by Electronic Means Only | Management | For | For |
| 8.5 | Allow Electronic Distribution of Company Communication | Management | For | For |
| 8.6 | Authorize Board to Decide on the Distribution of Extraordinary Dividends | Management | For | For |
| 8.7 | Authorize Share Repurchase Program | Management | For | For |
| 9 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| 10 | Other Business | Management | None | None |
| VINCI SA Meeting Date: APR 08, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: DG Security ID: F5879X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.04 per Share | Management | For | For |
| 4 | Reelect Yannick Assouad as Director | Management | For | For |
| 5 | Reelect Graziella Gavezotti as Director | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Remuneration Policy of Directors | Management | For | For |
| 8 | Approve Remuneration Policy of Xavier Huillard, Chairman and CEO | Management | For | For |
| 9 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 10 | Approve Compensation of Xavier Huillard, Chairman and CEO | Management | For | For |
| 11 | Approve Company's Environmental Transition Plan | Management | For | For |
| 12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 13 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | Management | For | For |
| 16 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 150 Million | Management | For | For |
| 17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 14-16 | Management | For | For |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 21 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| VISA INC. Meeting Date: JAN 26, 2021 Record Date: NOV 27, 2020 Meeting Type: ANNUAL | ||||
| Ticker: V Security ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Ramon Laguarta | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Denise M. Morrison | Management | For | For |
| 1i | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1j | Elect Director Linda J. Rendle | Management | For | For |
| 1k | Elect Director John A. C. Swainson | Management | For | For |
| 1l | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Amend Principles of Executive Compensation Program | Shareholder | Against | Against |
| VONOVIA SE Meeting Date: APR 16, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: VNA Security ID: D9581T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.69 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Approve Creation of EUR 283 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 12 Billion; Approve Creation of EUR 283 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
Thornburg Capital Management Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Long/Short Equity Fund
| ABBVIE INC. Meeting Date: MAY 07, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ABBV Security ID: 00287Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.2 | Elect Director Richard A. Gonzalez | Management | For | For |
| 1.3 | Elect Director Rebecca B. Roberts | Management | For | For |
| 1.4 | Elect Director Glenn F. Tilton | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chair | Shareholder | Against | Against |
| ACTIVISION BLIZZARD, INC. Meeting Date: JUN 21, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ATVI Security ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Reveta Bowers | Management | For | For |
| 1b | Elect Director Robert Corti | Management | For | For |
| 1c | Elect Director Hendrik Hartong, III | Management | For | For |
| 1d | Elect Director Brian Kelly | Management | For | For |
| 1e | Elect Director Robert Kotick | Management | For | For |
| 1f | Elect Director Barry Meyer | Management | For | For |
| 1g | Elect Director Robert Morgado | Management | For | For |
| 1h | Elect Director Peter Nolan | Management | For | For |
| 1i | Elect Director Dawn Ostroff | Management | For | For |
| 1j | Elect Director Casey Wasserman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALIBABA GROUP HOLDING LIMITED Meeting Date: SEP 30, 2020 Record Date: AUG 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 9988 Security ID: 01609W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | For |
| 2.1 | Elect Maggie Wei Wu as Director | Management | For | Against |
| 2.2 | Elect Kabir Misra as Director | Management | For | Against |
| 2.3 | Elect Walter Teh Ming Kwauk as Director | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| AMAZON.COM, INC. Meeting Date: MAY 26, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AMZN Security ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Keith B. Alexander | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Customers' Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Report on Gender/Racial Pay Gap | Shareholder | Against | For |
| 7 | Report on Promotion Data | Shareholder | Against | Abstain |
| 8 | Report on the Impacts of Plastic Packaging | Shareholder | Against | Abstain |
| 9 | Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit | Shareholder | Against | Abstain |
| 10 | Adopt a Policy to Include Hourly Employees as Director Candidates | Shareholder | Against | For |
| 11 | Report on Board Oversight of Risks Related to Anti-Competitive Practices | Shareholder | Against | Abstain |
| 12 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 13 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 14 | Report on Potential Human Rights Impacts of Customers' Use of Rekognition | Shareholder | Against | Abstain |
| ASSURED GUARANTY LTD. Meeting Date: MAY 05, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AGO Security ID: G0585R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Francisco L. Borges | Management | For | For |
| 1b | Elect Director G. Lawrence Buhl | Management | For | For |
| 1c | Elect Director Dominic J. Frederico | Management | For | For |
| 1d | Elect Director Bonnie L. Howard | Management | For | For |
| 1e | Elect Director Thomas W. Jones | Management | For | For |
| 1f | Elect Director Patrick W. Kenny | Management | For | For |
| 1g | Elect Director Alan J. Kreczko | Management | For | For |
| 1h | Elect Director Simon W. Leathes | Management | For | For |
| 1i | Elect Director Michelle McCloskey | Management | For | For |
| 1j | Elect Director Michael T. O'Kane | Management | For | For |
| 1k | Elect Director Yukiko Omura | Management | For | For |
| 1l | Elect Director Lorin P.T. Radtke | Management | For | For |
| 1m | Elect Director Courtney C. Shea | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4aa | Elect Howard W. Albert as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4ab | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4ac | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4ad | Elect Gary Burnet as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4ae | Elect Ling Chow as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4af | Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4ag | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4ah | Elect Darrin Futter as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4ai | Elect Walter A. Scott as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4B | Ratify PricewaterhouseCoopers LLP as Auditor of Assured Guaranty Re Ltd. | Management | For | For |
| AVANTOR, INC. Meeting Date: MAY 13, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AVTR Security ID: 05352A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Matthew Holt | Management | For | For |
| 1b | Elect Director Christi Shaw | Management | For | For |
| 1c | Elect Director Michael Severino | Management | For | For |
| 1d | Elect Director Gregory Summe | Management | For | For |
| 2a | Provide Right to Call Special Meeting | Management | For | For |
| 2b | Eliminate Supermajority Vote Requirements | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BLACK KNIGHT, INC. Meeting Date: JUN 16, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BKI Security ID: 09215C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William P. Foley, II | Management | For | For |
| 1.2 | Elect Director Anthony M. Jabbour | Management | For | For |
| 1.3 | Elect Director Catherine (Katie) L. Burke | Management | For | For |
| 1.4 | Elect Director Thomas M. Hagerty | Management | For | For |
| 1.5 | Elect Director Joseph M. Otting | Management | For | For |
| 1.6 | Elect Director John D. Rood | Management | For | For |
| 1.7 | Elect Director Nancy L. Shanik | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| BUILDERS FIRSTSOURCE, INC. Meeting Date: JUN 15, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: BLDR Security ID: 12008R107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cleveland A. Christophe | Management | For | For |
| 1.2 | Elect Director David E. Flitman | Management | For | For |
| 1.3 | Elect Director W. Bradley Hayes | Management | For | For |
| 1.4 | Elect Director Brett N. Milgrim | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| CAPITAL ONE FINANCIAL CORPORATION Meeting Date: MAY 06, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: COF Security ID: 14040H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Ime Archibong | Management | For | For |
| 1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1d | Elect Director Peter Thomas Killalea | Management | For | For |
| 1e | Elect Director Cornelis "Eli" Leenaars | Management | For | For |
| 1f | Elect Director Francois Locoh-Donou | Management | For | For |
| 1g | Elect Director Peter E. Raskind | Management | For | For |
| 1h | Elect Director Eileen Serra | Management | For | For |
| 1i | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1j | Elect Director Bradford H. Warner | Management | For | For |
| 1k | Elect Director Catherine G. West | Management | For | For |
| 1l | Elect Director Craig Anthony Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| CARMAX, INC. Meeting Date: JUN 29, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: KMX Security ID: 143130102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter J. Bensen | Management | For | For |
| 1b | Elect Director Ronald E. Blaylock | Management | For | For |
| 1c | Elect Director Sona Chawla | Management | For | For |
| 1d | Elect Director Thomas J. Folliard | Management | For | For |
| 1e | Elect Director Shira Goodman | Management | For | For |
| 1f | Elect Director Robert J. Hombach | Management | For | For |
| 1g | Elect Director David W. McCreight | Management | For | For |
| 1h | Elect Director William D. Nash | Management | For | For |
| 1i | Elect Director Mark F. O'Neil | Management | For | For |
| 1j | Elect Director Pietro Satriano | Management | For | For |
| 1k | Elect Director Marcella Shinder | Management | For | For |
| 1l | Elect Director Mitchell D. Steenrod | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions and Expenditures | Shareholder | Against | Abstain |
| CHART INDUSTRIES, INC. Meeting Date: MAY 13, 2021 Record Date: MAR 17, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GTLS Security ID: 16115Q308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carey Chen | Management | For | For |
| 1.2 | Elect Director Jillian C. Evanko | Management | For | For |
| 1.3 | Elect Director Steven W. Krablin | Management | For | For |
| 1.4 | Elect Director Singleton B. McAllister | Management | For | For |
| 1.5 | Elect Director Michael L. Molinini | Management | For | For |
| 1.6 | Elect Director David M. Sagehorn | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CLEAN HARBORS, INC. Meeting Date: JUN 02, 2021 Record Date: APR 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CLH Security ID: 184496107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan S. McKim | Management | For | For |
| 1.2 | Elect Director John T. Preston | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Amend By-Laws to Add State and Federal Forum Selection Provisions | Management | For | For |
| CROWN HOLDINGS, INC. Meeting Date: APR 22, 2021 Record Date: MAR 02, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CCK Security ID: 228368106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Conway | Management | For | For |
| 1.2 | Elect Director Timothy J. Donahue | Management | For | For |
| 1.3 | Elect Director Richard H. Fearon | Management | For | For |
| 1.4 | Elect Director Andrea J. Funk | Management | For | For |
| 1.5 | Elect Director Stephen J. Hagge | Management | For | For |
| 1.6 | Elect Director Rose Lee | Management | For | For |
| 1.7 | Elect Director James H. Miller | Management | For | For |
| 1.8 | Elect Director Josef M. Muller | Management | For | For |
| 1.9 | Elect Director B. Craig Owens | Management | For | For |
| 1.10 | Elect Director Caesar F. Sweitzer | Management | For | For |
| 1.11 | Elect Director Jim L. Turner | Management | For | For |
| 1.12 | Elect Director William S. Urkiel | Management | For | For |
| 1.13 | Elect Director Dwayne A. Wilson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DIAMONDBACK ENERGY, INC. Meeting Date: JUN 03, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FANG Security ID: 25278X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven E. West | Management | For | For |
| 1.2 | Elect Director Travis D. Stice | Management | For | For |
| 1.3 | Elect Director Vincent K. Brooks | Management | For | For |
| 1.4 | Elect Director Michael P. Cross | Management | For | For |
| 1.5 | Elect Director David L. Houston | Management | For | For |
| 1.6 | Elect Director Stephanie K. Mains | Management | For | For |
| 1.7 | Elect Director Mark L. Plaumann | Management | For | For |
| 1.8 | Elect Director Melanie M. Trent | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| FACEBOOK, INC. Meeting Date: MAY 26, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FB Security ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peggy Alford | Management | For | For |
| 1.2 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.3 | Elect Director Andrew W. Houston | Management | For | For |
| 1.4 | Elect Director Nancy Killefer | Management | For | For |
| 1.5 | Elect Director Robert M. Kimmitt | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Tracey T. Travis | Management | For | For |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Compensation Policy | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| 5 | Require Independent Board Chair | Shareholder | Against | For |
| 6 | Report on Online Child Sexual Exploitation | Shareholder | Against | Abstain |
| 7 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Abstain |
| 8 | Report on Platform Misuse | Shareholder | Against | Abstain |
| 9 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| GROCERY OUTLET HOLDING CORP. Meeting Date: JUN 07, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GO Security ID: 39874R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary Kay Haben | Management | For | For |
| 1.2 | Elect Director Gail Moody-Byrd | Management | For | For |
| 1.3 | Elect Director S. MacGregor Read, Jr. | Management | For | For |
| 1.4 | Elect Director Jeffrey York | Management | For | Withhold |
| 2 | Ratify Deloitte and Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HUNTSMAN CORPORATION Meeting Date: APR 28, 2021 Record Date: MAR 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HUN Security ID: 447011107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter R. Huntsman | Management | For | For |
| 1b | Elect Director Nolan D. Archibald | Management | For | For |
| 1c | Elect Director Mary C. Beckerle | Management | For | For |
| 1d | Elect Director M. Anthony Burns | Management | For | For |
| 1e | Elect Director Sonia Dula | Management | For | For |
| 1f | Elect Director Cynthia L. Egan | Management | For | For |
| 1g | Elect Director Daniele Ferrari | Management | For | For |
| 1h | Elect Director Robert J. Margetts | Management | For | For |
| 1i | Elect Director Jeanne McGovern | Management | For | For |
| 1j | Elect Director Wayne A. Reaud | Management | For | For |
| 1k | Elect Director Jan E. Tighe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ITT INC. Meeting Date: MAY 19, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ITT Security ID: 45073V108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Orlando D. Ashford | Management | For | For |
| 1b | Elect Director Geraud Darnis | Management | For | For |
| 1c | Elect Director Donald DeFosset, Jr. | Management | For | For |
| 1d | Elect Director Nicholas C. Fanandakis | Management | For | For |
| 1e | Elect Director Richard P. Lavin | Management | For | For |
| 1f | Elect Director Mario Longhi *Withdrawn Resolution* | Management | None | None |
| 1g | Elect Director Rebecca A. McDonald | Management | For | For |
| 1h | Elect Director Timothy H. Powers | Management | For | For |
| 1i | Elect Director Luca Savi | Management | For | For |
| 1j | Elect Director Cheryl L. Shavers | Management | For | For |
| 1k | Elect Director Sabrina Soussan | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| JONES LANG LASALLE INCORPORATED Meeting Date: MAY 27, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: JLL Security ID: 48020Q107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hugo Bague | Management | For | For |
| 1b | Elect Director Matthew Carter, Jr. | Management | For | For |
| 1c | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1d | Elect Director Tina Ju | Management | For | For |
| 1e | Elect Director Bridget Macaskill | Management | For | For |
| 1f | Elect Director Deborah H. McAneny | Management | For | For |
| 1g | Elect Director Siddharth (Bobby) Mehta | Management | For | For |
| 1h | Elect Director Jeetendra (Jeetu) I. Patel | Management | For | For |
| 1i | Elect Director Sheila A. Penrose | Management | For | For |
| 1j | Elect Director Ann Marie Petach | Management | For | For |
| 1k | Elect Director Christian Ulbrich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| MASTERCARD INCORPORATED Meeting Date: JUN 22, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MA Security ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ajay Banga | Management | For | For |
| 1b | Elect Director Merit E. Janow | Management | For | For |
| 1c | Elect Director Richard K. Davis | Management | For | For |
| 1d | Elect Director Steven J. Freiberg | Management | For | For |
| 1e | Elect Director Julius Genachowski | Management | For | For |
| 1f | Elect Director Choon Phong Goh | Management | For | For |
| 1g | Elect Director Oki Matsumoto | Management | For | For |
| 1h | Elect Director Michael Miebach | Management | For | For |
| 1i | Elect Director Youngme Moon | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1m | Elect Director Jackson Tai | Management | For | For |
| 1n | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| MEDTRONIC PLC Meeting Date: DEC 11, 2020 Record Date: OCT 15, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MDT Security ID: G5960L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1e | Elect Director Randall J. Hogan, III | Management | For | For |
| 1f | Elect Director Michael O. Leavitt | Management | For | For |
| 1g | Elect Director James T. Lenehan | Management | For | For |
| 1h | Elect Director Kevin E. Lofton | Management | For | For |
| 1i | Elect Director Geoffrey S. Martha | Management | For | For |
| 1j | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1k | Elect Director Denise M. O'Leary | Management | For | For |
| 1l | Elect Director Kendall J. Powell | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For |
| 5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For |
| 6 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For |
| NOMAD FOODS LIMITED Meeting Date: JUN 30, 2021 Record Date: APR 28, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NOMD Security ID: G6564A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin Ellis Franklin | Management | For | For |
| 1.2 | Elect Director Noam Gottesman | Management | For | For |
| 1.3 | Elect Director Ian G.H. Ashken | Management | For | For |
| 1.4 | Elect Director Stefan Descheemaeker | Management | For | For |
| 1.5 | Elect Director Golnar Khosrowshahi | Management | For | For |
| 1.6 | Elect Director James E. Lillie | Management | For | For |
| 1.7 | Elect Director Stuart M. MacFarlane | Management | For | For |
| 1.8 | Elect Director Lord Myners of Truro | Management | For | For |
| 1.9 | Elect Director Victoria Parry | Management | For | Against |
| 1.10 | Elect Director Melanie Stack | Management | For | For |
| 1.11 | Elect Director Samy Zekhout | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| OLLIE'S BARGAIN OUTLET HOLDINGS, INC. Meeting Date: JUN 17, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OLLI Security ID: 681116109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alissa Ahlman | Management | For | For |
| 1b | Elect Director Robert Fisch | Management | For | For |
| 1c | Elect Director Thomas Hendrickson | Management | For | For |
| 1d | Elect Director John Swygert | Management | For | For |
| 1e | Elect Director Richard Zannino | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ONEMAIN HOLDINGS, INC. Meeting Date: MAY 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: OMF Security ID: 68268W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lisa Green Hall | Management | For | For |
| 1.2 | Elect Director Matthew R. Michelini | Management | For | Withhold |
| 1.3 | Elect Director Douglas H. Shulman | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PETIQ, INC. Meeting Date: JUN 29, 2021 Record Date: APR 30, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PETQ Security ID: 71639T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ronald Kennedy | Management | For | Withhold |
| 1b | Elect Director Sheryl Oloughlin | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PTC INC. Meeting Date: FEB 10, 2021 Record Date: DEC 14, 2020 Meeting Type: ANNUAL | ||||
| Ticker: PTC Security ID: 69370C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Janice Chaffin | Management | For | For |
| 1.2 | Elect Director Phillip Fernandez | Management | For | For |
| 1.3 | Elect Director James Heppelmann | Management | For | For |
| 1.4 | Elect Director Klaus Hoehn | Management | For | For |
| 1.5 | Elect Director Paul Lacy | Management | For | For |
| 1.6 | Elect Director Corinna Lathan | Management | For | For |
| 1.7 | Elect Director Blake Moret | Management | For | For |
| 1.8 | Elect Director Robert Schechter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| QUANTA SERVICES, INC. Meeting Date: MAY 27, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PWR Security ID: 74762E102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Earl C. (Duke) Austin, Jr. | Management | For | For |
| 1.2 | Elect Director Doyle N. Beneby | Management | For | For |
| 1.3 | Elect Director Vincent D. Foster | Management | For | For |
| 1.4 | Elect Director Bernard Fried | Management | For | For |
| 1.5 | Elect Director Worthing F. Jackman | Management | For | For |
| 1.6 | Elect Director David M. McClanahan | Management | For | For |
| 1.7 | Elect Director Margaret B. Shannon | Management | For | For |
| 1.8 | Elect Director Pat Wood, III | Management | For | For |
| 1.9 | Elect Director Martha B. Wyrsch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SBI CARDS & PAYMENT SERVICES LIMITED Meeting Date: SEP 28, 2020 Record Date: SEP 21, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 543066 Security ID: Y7T35P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividend | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Reelect Sunil Kaul as Director | Management | For | For |
| 5 | Amend Articles of Association | Management | For | For |
| 6 | Approve Appointment and Remuneration of Ashwini Kumar Tewari as Managing Director and CEO | Management | For | For |
| STARBUCKS CORPORATION Meeting Date: MAR 17, 2021 Record Date: JAN 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SBUX Security ID: 855244109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard E. Allison, Jr. | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer *Withdrawn Resolution* | Management | None | None |
| 1c | Elect Director Andrew Campion | Management | For | For |
| 1d | Elect Director Mary N. Dillon | Management | For | For |
| 1e | Elect Director Isabel Ge Mahe | Management | For | For |
| 1f | Elect Director Mellody Hobson | Management | For | For |
| 1g | Elect Director Kevin R. Johnson | Management | For | For |
| 1h | Elect Director Jorgen Vig Knudstorp | Management | For | For |
| 1i | Elect Director Satya Nadella | Management | For | For |
| 1j | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1k | Elect Director Clara Shih | Management | For | For |
| 1l | Elect Director Javier G. Teruel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| TELEDYNE TECHNOLOGIES INCORPORATED Meeting Date: APR 28, 2021 Record Date: MAR 03, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TDY Security ID: 879360105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Denise R. Cade | Management | For | For |
| 1.2 | Elect Director Simon M. Lorne | Management | For | For |
| 1.3 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TELEDYNE TECHNOLOGIES INCORPORATED Meeting Date: MAY 13, 2021 Record Date: APR 09, 2021 Meeting Type: SPECIAL | ||||
| Ticker: TDY Security ID: 879360105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| THE COOPER COMPANIES, INC. Meeting Date: MAR 17, 2021 Record Date: JAN 21, 2021 Meeting Type: ANNUAL | ||||
| Ticker: COO Security ID: 216648402 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Colleen E. Jay | Management | For | For |
| 1.2 | Elect Director William A. Kozy | Management | For | For |
| 1.3 | Elect Director Jody S. Lindell | Management | For | For |
| 1.4 | Elect Director Teresa S. Madden | Management | For | For |
| 1.5 | Elect Director Gary S. Petersmeyer | Management | For | For |
| 1.6 | Elect Director Robert S. Weiss | Management | For | For |
| 1.7 | Elect Director Albert G. White, III | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE HOME DEPOT, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HD Security ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | For |
| 5 | Report on Political Contributions Congruency Analysis | Shareholder | Against | Abstain |
| 6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | Abstain |
| UBISOFT ENTERTAINMENT SA Meeting Date: JUL 02, 2020 Record Date: JUN 30, 2020 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: UBI Security ID: F9396N106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Treatment of Losses | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Approve Compensation of Corporate Officers | Management | For | For |
| 6 | Approve Compensation of Yves Guillemot, Chairman and CEO | Management | For | For |
| 7 | Approve Compensation of Claude Guillemot, Vice-CEO | Management | For | For |
| 8 | Approve Compensation of Michel Guillemot, Vice-CEO | Management | For | For |
| 9 | Approve Compensation of Gerard Guillemot, Vice-CEO | Management | For | For |
| 10 | Approve Compensation of Christian Guillemot, Vice-CEO | Management | For | For |
| 11 | Approve Remuneration Policy for Chairman and CEO | Management | For | For |
| 12 | Approve Remuneration Policy for Vice-CEOs | Management | For | For |
| 13 | Approve Remuneration Policy of Directors | Management | For | For |
| 14 | Reelect Yves Guillemot as Director | Management | For | For |
| 15 | Reelect Gerard Guillemot as Director | Management | For | For |
| 16 | Reelect Florence Naviner as Director | Management | For | For |
| 17 | Elect John Parkes as Representative of Employee Shareholders to the Board | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 0.85 Million | Management | For | For |
| 23 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 0.85 Million | Management | For | For |
| 24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 26 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans (International Subsidiaries) | Management | For | For |
| 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans, Reserved for Employees and Corporate Officers of International Subsidiaries (Specific Countries) | Management | For | For |
| 28 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans to Employees, Excluding Corporate Executive Officers | Management | For | For |
| 29 | Authorize up to 0.2 Percent of Issued Capital for Use in Stock Option Plans to Corporate Executive Officers | Management | For | For |
| 30 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 21-27 at EUR 4 Million | Management | For | For |
| 31 | Amend Article 8 of Bylaws Re: Employee Representatives | Management | For | For |
| 32 | Amend Article 12 of Bylaws Re: CEO and Vice-CEO Age Limit | Management | For | For |
| 33 | Amend Articles of Bylaws to Comply with Legal Changes | Management | For | For |
| 34 | Delegate Powers to the Board to Amend Bylaws to Comply with Legal Changes | Management | For | For |
| 35 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| VARONIS SYSTEMS, INC. Meeting Date: MAY 25, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VRNS Security ID: 922280102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gili Iohan | Management | For | For |
| 1.2 | Elect Director Rachel Prishkolnik | Management | For | For |
| 1.3 | Elect Director Ofer Segev | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Management | For | For |
| ZYNGA INC. Meeting Date: MAY 17, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ZNGA Security ID: 98986T108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark Pincus | Management | For | For |
| 1b | Elect Director Frank Gibeau | Management | For | For |
| 1c | Elect Director Regina E. Dugan | Management | For | For |
| 1d | Elect Director William "Bing" Gordon | Management | For | For |
| 1e | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 1f | Elect Director Carol G. Mills | Management | For | For |
| 1g | Elect Director Janice M. Roberts | Management | For | For |
| 1h | Elect Director Ellen F. Siminoff | Management | For | For |
| 1i | Elect Director Noel B. Watson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
Thornburg Summit Fund
| ACTIVISION BLIZZARD, INC. Meeting Date: JUN 21, 2021 Record Date: APR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ATVI Security ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Reveta Bowers | Management | For | For |
| 1b | Elect Director Robert Corti | Management | For | For |
| 1c | Elect Director Hendrik Hartong, III | Management | For | For |
| 1d | Elect Director Brian Kelly | Management | For | For |
| 1e | Elect Director Robert Kotick | Management | For | For |
| 1f | Elect Director Barry Meyer | Management | For | For |
| 1g | Elect Director Robert Morgado | Management | For | For |
| 1h | Elect Director Peter Nolan | Management | For | For |
| 1i | Elect Director Dawn Ostroff | Management | For | For |
| 1j | Elect Director Casey Wasserman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ADIDAS AG Meeting Date: AUG 11, 2020 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ADS Security ID: D0066B185 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Management | For | For |
| 5 | Amend Articles Re: Electronic Participation | Management | For | For |
| 6 | Elect Christian Klein to the Supervisory Board | Management | For | For |
| 7 | Ratify KPMG AG as Auditors for Fiscal 2020 | Management | For | For |
| ADYEN NV Meeting Date: FEB 12, 2021 Record Date: JAN 15, 2021 Meeting Type: SPECIAL | ||||
| Ticker: ADYEN Security ID: N3501V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting and Announcements | Management | None | None |
| 2 | Elect Alexander Matthey to Management Board | Management | For | For |
| 3 | Elect Caoimhe Treasa Keogan to Supervisory Board | Management | For | For |
| 4 | Close Meeting | Management | None | None |
| ADYEN NV Meeting Date: JUN 03, 2021 Record Date: MAY 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ADYEN Security ID: N3501V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2.b | Approve Remuneration Report | Management | For | For |
| 2.c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Reelect Ingo Jeroen Uytdehaage to Management Board | Management | For | For |
| 6 | Reelect Delfin Rueda Arroyo to Supervisory Board | Management | For | For |
| 7 | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | For |
| 8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Ratify PwC as Auditors | Management | For | For |
| ALIBABA GROUP HOLDING LIMITED Meeting Date: SEP 30, 2020 Record Date: AUG 17, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 9988 Security ID: 01609W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | For |
| 2.1 | Elect Maggie Wei Wu as Director | Management | For | Against |
| 2.2 | Elect Kabir Misra as Director | Management | For | Against |
| 2.3 | Elect Walter Teh Ming Kwauk as Director | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| AMAZON.COM, INC. Meeting Date: MAY 26, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AMZN Security ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Keith B. Alexander | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Indra K. Nooyi | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Customers' Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chair | Shareholder | Against | Against |
| 6 | Report on Gender/Racial Pay Gap | Shareholder | Against | For |
| 7 | Report on Promotion Data | Shareholder | Against | Abstain |
| 8 | Report on the Impacts of Plastic Packaging | Shareholder | Against | Abstain |
| 9 | Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit | Shareholder | Against | Abstain |
| 10 | Adopt a Policy to Include Hourly Employees as Director Candidates | Shareholder | Against | For |
| 11 | Report on Board Oversight of Risks Related to Anti-Competitive Practices | Shareholder | Against | Abstain |
| 12 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 13 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 14 | Report on Potential Human Rights Impacts of Customers' Use of Rekognition | Shareholder | Against | Abstain |
| APPLE INC. Meeting Date: FEB 23, 2021 Record Date: DEC 28, 2020 Meeting Type: ANNUAL | ||||
| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Andrea Jung | Management | For | For |
| 1e | Elect Director Art Levinson | Management | For | For |
| 1f | Elect Director Monica Lozano | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | For |
| 5 | Improve Principles of Executive Compensation Program | Shareholder | Against | Against |
| ASML HOLDING NV Meeting Date: APR 29, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ASML Security ID: N07059202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3.a | Approve Remuneration Report | Management | For | For |
| 3.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.c | Receive Clarification on Company's Reserves and Dividend Policy | Management | None | None |
| 3.d | Approve Dividends of EUR 2.75 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Approve Number of Shares for Management Board | Management | For | For |
| 6 | Approve Certain Adjustments to the Remuneration Policy for Management Board | Management | For | For |
| 7 | Approve Certain Adjustments to the Remuneration Policy for Supervisory Board | Management | For | For |
| 8 | Receive Information on the Composition of the Management Board | Management | None | None |
| 9.a | Elect B. Conix to Supervisory Board | Management | For | For |
| 9.b | Receive Information on the Composition of the Supervisory Board | Management | None | None |
| 10 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| 11.a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Management | For | For |
| 11.b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a | Management | For | For |
| 11.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Management | For | For |
| 11.d | Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c | Management | For | For |
| 12.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 14 | Other Business (Non-Voting) | Management | None | None |
| 15 | Close Meeting | Management | None | None |
| ASSURED GUARANTY LTD. Meeting Date: MAY 05, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AGO Security ID: G0585R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Francisco L. Borges | Management | For | For |
| 1b | Elect Director G. Lawrence Buhl | Management | For | For |
| 1c | Elect Director Dominic J. Frederico | Management | For | For |
| 1d | Elect Director Bonnie L. Howard | Management | For | For |
| 1e | Elect Director Thomas W. Jones | Management | For | For |
| 1f | Elect Director Patrick W. Kenny | Management | For | For |
| 1g | Elect Director Alan J. Kreczko | Management | For | For |
| 1h | Elect Director Simon W. Leathes | Management | For | For |
| 1i | Elect Director Michelle McCloskey | Management | For | For |
| 1j | Elect Director Michael T. O'Kane | Management | For | For |
| 1k | Elect Director Yukiko Omura | Management | For | For |
| 1l | Elect Director Lorin P.T. Radtke | Management | For | For |
| 1m | Elect Director Courtney C. Shea | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4aa | Elect Howard W. Albert as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4ab | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4ac | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4ad | Elect Gary Burnet as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4ae | Elect Ling Chow as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4af | Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4ag | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4ah | Elect Darrin Futter as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4ai | Elect Walter A. Scott as Director of Assured Guaranty Re Ltd. | Management | For | For |
| 4B | Ratify PricewaterhouseCoopers LLP as Auditor of Assured Guaranty Re Ltd. | Management | For | For |
| ASTRAZENECA PLC Meeting Date: MAY 11, 2021 Record Date: MAY 07, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AZN Security ID: G0593M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Re-elect Philip Broadley as Director | Management | For | For |
| 5e | Elect Euan Ashley as Director | Management | For | For |
| 5f | Re-elect Michel Demare as Director | Management | For | For |
| 5g | Re-elect Deborah DiSanzo as Director | Management | For | For |
| 5h | Elect Diana Layfield as Director | Management | For | For |
| 5i | Re-elect Sheri McCoy as Director | Management | For | For |
| 5j | Re-elect Tony Mok as Director | Management | For | For |
| 5k | Re-elect Nazneen Rahman as Director | Management | For | For |
| 5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 9 | Authorise Issue of Equity | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 14 | Amend Performance Share Plan | Management | For | For |
| ASTRAZENECA PLC Meeting Date: MAY 11, 2021 Record Date: MAY 07, 2021 Meeting Type: SPECIAL | ||||
| Ticker: AZN Security ID: G0593M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of Alexion Pharmaceuticals, Inc. | Management | For | For |
| AVANTOR, INC. Meeting Date: MAY 13, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AVTR Security ID: 05352A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Matthew Holt | Management | For | For |
| 1b | Elect Director Christi Shaw | Management | For | For |
| 1c | Elect Director Michael Severino | Management | For | For |
| 1d | Elect Director Gregory Summe | Management | For | For |
| 2a | Provide Right to Call Special Meeting | Management | For | For |
| 2b | Eliminate Supermajority Vote Requirements | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AZUL SA Meeting Date: APR 29, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: AZUL4 Security ID: 05501U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 3 | Approve Remuneration of Company's Management | Management | For | Against |
| B&M EUROPEAN VALUE RETAIL SA Meeting Date: SEP 18, 2020 Record Date: SEP 04, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BME Security ID: L1175H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board Reports on the Consolidated and Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 2 | Receive Consolidated and Unconsolidated Financial Statements and Annual Accounts, and Auditors' Reports Thereon | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 5 | Approve Allocation of Income | Management | For | For |
| 6 | Approve Dividends | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Approve Discharge of Directors | Management | For | For |
| 9 | Re-elect Peter Bamford as Director | Management | For | For |
| 10 | Re-elect Simon Arora as Director | Management | For | For |
| 11 | Re-elect Paul McDonald as Director | Management | For | For |
| 12 | Re-elect Ron McMillan as Director | Management | For | For |
| 13 | Re-elect Tiffany Hall as Director | Management | For | For |
| 14 | Re-elect Carolyn Bradley as Director | Management | For | For |
| 15 | Re-elect Gilles Petit as Director | Management | For | For |
| 16 | Approve Discharge of Auditors | Management | For | For |
| 17 | Reappoint KPMG Luxembourg as Auditors | Management | For | For |
| 18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| B&M EUROPEAN VALUE RETAIL SA Meeting Date: DEC 03, 2020 Record Date: NOV 19, 2020 Meeting Type: SPECIAL | ||||
| Ticker: BME Security ID: L1175H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article 5, 6, 9 24, and 28 of the Articles of Association | Management | For | For |
| 2 | Approve Dematerialisation of Shares | Management | For | For |
| 3 | Amend Article 8 Re: Transparency Disclosures for Acquisitions and Disposals of Shares Over Certain Thresholds | Management | For | For |
| 4 | Amend Article 35 Re: Insert Additional Article 35 to Include Provisions for Regulation of Takeovers, Squeeze-Out and Sell-Out Rights | Management | For | For |
| BARRATT DEVELOPMENTS PLC Meeting Date: OCT 14, 2020 Record Date: OCT 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: BDEV Security ID: G08288105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect John Allan as Director | Management | For | For |
| 5 | Re-elect David Thomas as Director | Management | For | For |
| 6 | Re-elect Steven Boyes as Director | Management | For | For |
| 7 | Re-elect Jessica White as Director | Management | For | For |
| 8 | Re-elect Richard Akers as Director | Management | For | For |
| 9 | Re-elect Nina Bibby as Director | Management | For | For |
| 10 | Re-elect Jock Lennox as Director | Management | For | For |
| 11 | Re-elect Sharon White as Director | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 19 | Adopt New Articles of Association | Management | For | For |
| CAPITAL ONE FINANCIAL CORPORATION Meeting Date: MAY 06, 2021 Record Date: MAR 10, 2021 Meeting Type: ANNUAL | ||||
| Ticker: COF Security ID: 14040H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Ime Archibong | Management | For | For |
| 1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1d | Elect Director Peter Thomas Killalea | Management | For | For |
| 1e | Elect Director Cornelis "Eli" Leenaars | Management | For | For |
| 1f | Elect Director Francois Locoh-Donou | Management | For | For |
| 1g | Elect Director Peter E. Raskind | Management | For | For |
| 1h | Elect Director Eileen Serra | Management | For | For |
| 1i | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1j | Elect Director Bradford H. Warner | Management | For | For |
| 1k | Elect Director Catherine G. West | Management | For | For |
| 1l | Elect Director Craig Anthony Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| CARGURUS, INC. Meeting Date: JUN 02, 2021 Record Date: APR 06, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CARG Security ID: 141788109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lori Hickok | Management | For | For |
| 1.2 | Elect Director Greg Schwartz | Management | For | For |
| 1.3 | Elect Director Jason Trevisan | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CME GROUP INC. Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CME Security ID: 12572Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1c | Elect Director Charles P. Carey | Management | For | For |
| 1d | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1e | Elect Director Bryan T. Durkin | Management | For | For |
| 1f | Elect Director Ana Dutra | Management | For | For |
| 1g | Elect Director Martin J. Gepsman | Management | For | For |
| 1h | Elect Director Larry G. Gerdes | Management | For | For |
| 1i | Elect Director Daniel R. Glickman | Management | For | For |
| 1j | Elect Director Daniel G. Kaye | Management | For | For |
| 1k | Elect Director Phyllis M. Lockett | Management | For | For |
| 1l | Elect Director Deborah J. Lucas | Management | For | For |
| 1m | Elect Director Terry L. Savage | Management | For | For |
| 1n | Elect Director Rahael Seifu | Management | For | For |
| 1o | Elect Director William R. Shepard | Management | For | For |
| 1p | Elect Director Howard J. Siegel | Management | For | For |
| 1q | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CONVERGE INFORMATION & COMMUNICATIONS TECH SOLUTIONS, INC. Meeting Date: MAY 28, 2021 Record Date: MAY 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: CNVRG Security ID: Y1757W105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Minutes of the Previous Meeting | Management | For | For |
| 2 | Ratify Audited Financial Statements for the Year Ended December 31, 2020 | Management | For | For |
| 3 | Ratify Acts of the Board and of Management from the Date of the Initial Public Offering until the Date of this Meeting | Management | For | For |
| 4.1 | Elect Jose Pamintuan De Jesus as Director | Management | For | For |
| 4.2 | Elect Dennis Anthony H. Uy as Director | Management | For | For |
| 4.3 | Elect Maria Grace Y. Uy as Director | Management | For | For |
| 4.4 | Elect Amando M. Tetangco, Jr. as Director | Management | For | For |
| 4.5 | Elect Roman Felipe S. Reyes as Director | Management | For | For |
| 4.6 | Elect Francisco Ed. Lim as Director | Management | For | For |
| 4.7 | Elect Saurabh N. Agarwal as Director | Management | For | For |
| 5 | Appoint Isla Lipana & Co. as External Auditors | Management | For | For |
| CSL LIMITED Meeting Date: OCT 14, 2020 Record Date: OCT 12, 2020 Meeting Type: ANNUAL | ||||
| Ticker: CSL Security ID: Q3018U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2a | Elect Bruce Brook as Director | Management | For | For |
| 2b | Elect Carolyn Hewson as Director | Management | For | For |
| 2c | Elect Pascal Soriot as Director | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Grant of Performance Share Units to Paul Perreault | Management | For | Against |
| DEUTSCHE TELEKOM AG Meeting Date: APR 01, 2021 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: DTE Security ID: D2035M136 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
| 5.1 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | Management | For | For |
| 5.2 | Ratify PricewaterhouseCoopers GmbH as Auditors for the 2021 Interim Financial Statements | Management | For | For |
| 5.3 | Ratify PricewaterhouseCoopers GmbH as Auditors for the First Quarter of Fiscal Year 2021 | Management | For | For |
| 5.4 | Ratify PricewaterhouseCoopers GmbH as Auditors for the Third Quarter of Fiscal Year 2021 and First Quarter of Fiscal Year 2022 | Management | For | For |
| 6 | Elect Helga Jung to the Supervisory Board | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 9 | Approve Remuneration Policy | Management | For | For |
| 10 | Approve Remuneration of Supervisory Board | Management | For | For |
| 11 | Amend Articles Re: Shareholders' Right to Participation during the Virtual Meeting | Shareholder | Against | Against |
| DIAMONDBACK ENERGY, INC. Meeting Date: JUN 03, 2021 Record Date: APR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FANG Security ID: 25278X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven E. West | Management | For | For |
| 1.2 | Elect Director Travis D. Stice | Management | For | For |
| 1.3 | Elect Director Vincent K. Brooks | Management | For | For |
| 1.4 | Elect Director Michael P. Cross | Management | For | For |
| 1.5 | Elect Director David L. Houston | Management | For | For |
| 1.6 | Elect Director Stephanie K. Mains | Management | For | For |
| 1.7 | Elect Director Mark L. Plaumann | Management | For | For |
| 1.8 | Elect Director Melanie M. Trent | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| FACEBOOK, INC. Meeting Date: MAY 26, 2021 Record Date: APR 01, 2021 Meeting Type: ANNUAL | ||||
| Ticker: FB Security ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peggy Alford | Management | For | For |
| 1.2 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.3 | Elect Director Andrew W. Houston | Management | For | For |
| 1.4 | Elect Director Nancy Killefer | Management | For | For |
| 1.5 | Elect Director Robert M. Kimmitt | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Tracey T. Travis | Management | For | For |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Compensation Policy | Management | For | Against |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| 5 | Require Independent Board Chair | Shareholder | Against | For |
| 6 | Report on Online Child Sexual Exploitation | Shareholder | Against | Abstain |
| 7 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Abstain |
| 8 | Report on Platform Misuse | Shareholder | Against | Abstain |
| 9 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| FERRARI NV Meeting Date: APR 15, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: RACE Security ID: N3167Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Director's Board Report (Non-Voting) | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Approve Remuneration Report | Management | For | For |
| 2.d | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.e | Approve Dividends of EUR 0.867 Per Share | Management | For | For |
| 2.f | Approve Discharge of Directors | Management | For | For |
| 3.a | Reelect John Elkann as Executive Director | Management | For | For |
| 3.b | Reelect Piero Ferrari as Non-Executive Director | Management | For | For |
| 3.c | Reelect Delphine Arnault as Non-Executive Director | Management | For | For |
| 3.d | Reelect Francesca Bellettini as Non-Executive Director | Management | For | For |
| 3.e | Reelect Eduardo H. Cue as Non-Executive Director | Management | For | For |
| 3.f | Reelect Sergio Duca as Non-Executive Director | Management | For | For |
| 3.g | Reelect John Galantic as Non-Executive Director | Management | For | For |
| 3.h | Reelect Maria Patrizia Grieco as Non-Executive Director | Management | For | For |
| 3.i | Reelect Adam Keswick as Non-Executive Director | Management | For | Against |
| 4 | Appoint Ernst & Young Accountants LLP as Auditors | Management | For | For |
| 5.1 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 5.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 5.3 | Grant Board Authority to Issue Special Voting Shares | Management | For | Against |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Awards to Executive Director | Management | For | For |
| 8 | Close Meeting | Management | None | None |
| GDS HOLDINGS LIMITED Meeting Date: JUN 29, 2021 Record Date: JUN 04, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 9698 Security ID: 36165L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Lim Ah Doo | Management | For | For |
| 2 | Elect Director Chang Sun | Management | For | For |
| 3 | Elect Director Judy Qing Ye | Management | For | For |
| 4 | Ratify KPMG Huazhen LLP as Auditors | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Amend Certificate of Incorporation | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GROCERY OUTLET HOLDING CORP. Meeting Date: JUN 07, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: GO Security ID: 39874R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary Kay Haben | Management | For | For |
| 1.2 | Elect Director Gail Moody-Byrd | Management | For | For |
| 1.3 | Elect Director S. MacGregor Read, Jr. | Management | For | For |
| 1.4 | Elect Director Jeffrey York | Management | For | Withhold |
| 2 | Ratify Deloitte and Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INPOST SA Meeting Date: MAY 19, 2021 Record Date: MAY 05, 2021 Meeting Type: ANNUAL | ||||
| Ticker: INPST Security ID: L5125Z108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Board's Report | Management | None | None |
| 3 | Elect Cristina Berta Jones as Supervisory Board Member | Management | For | For |
| 4 | Close Meeting | Management | None | None |
| INTERNATIONAL FLAVORS & FRAGRANCES INC. Meeting Date: MAY 05, 2021 Record Date: MAR 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: IFF Security ID: 459506101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kathryn J. Boor | Management | For | For |
| 1b | Elect Director Edward D. Breen | Management | For | Against |
| 1c | Elect Director Carol Anthony Davidson | Management | For | For |
| 1d | Elect Director Michael L. Ducker | Management | For | For |
| 1e | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1f | Elect Director John F. Ferraro | Management | For | For |
| 1g | Elect Director Andreas Fibig | Management | For | For |
| 1h | Elect Director Christina Gold | Management | For | For |
| 1i | Elect Director Ilene Gordon | Management | For | For |
| 1j | Elect Director Matthias J. Heinzel | Management | For | For |
| 1k | Elect Director Dale F. Morrison | Management | For | For |
| 1l | Elect Director Kare Schultz | Management | For | For |
| 1m | Elect Director Stephen Williamson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| KEYENCE CORP. Meeting Date: JUN 11, 2021 Record Date: MAR 20, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6861 Security ID: J32491102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
| 2.1 | Elect Director Takizaki, Takemitsu | Management | For | For |
| 2.2 | Elect Director Nakata, Yu | Management | For | For |
| 2.3 | Elect Director Yamaguchi, Akiji | Management | For | For |
| 2.4 | Elect Director Miki, Masayuki | Management | For | For |
| 2.5 | Elect Director Yamamoto, Hiroaki | Management | For | For |
| 2.6 | Elect Director Yamamoto, Akinori | Management | For | For |
| 2.7 | Elect Director Taniguchi, Seiichi | Management | For | For |
| 2.8 | Elect Director Suenaga, Kumiko | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Yamamoto, Masaharu | Management | For | For |
| LEGAL & GENERAL GROUP PLC Meeting Date: MAY 20, 2021 Record Date: MAY 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LGEN Security ID: G54404127 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Ric Lewis as Director | Management | For | For |
| 4 | Elect Nilufer von Bismarck as Director | Management | For | For |
| 5 | Re-elect Henrietta Baldock as Director | Management | For | For |
| 6 | Re-elect Philip Broadley as Director | Management | For | For |
| 7 | Re-elect Jeff Davies as Director | Management | For | For |
| 8 | Re-elect Sir John Kingman as Director | Management | For | For |
| 9 | Re-elect Lesley Knox as Director | Management | For | For |
| 10 | Re-elect George Lewis as Director | Management | For | For |
| 11 | Re-elect Toby Strauss as Director | Management | For | For |
| 12 | Re-elect Nigel Wilson as Director | Management | For | For |
| 13 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Authorise Issue of Equity | Management | For | For |
| 17 | Authorise Issue of Equity in Connection with the Issue of Contingent Convertible Securities | Management | For | For |
| 18 | Authorise UK Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Adopt New Articles of Association | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| LUNDIN MINING CORPORATION Meeting Date: MAY 07, 2021 Record Date: MAR 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: LUN Security ID: 550372106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald K. Charter | Management | For | For |
| 1.2 | Elect Director C. Ashley Heppenstall | Management | For | For |
| 1.3 | Elect Director Marie Inkster | Management | For | For |
| 1.4 | Elect Director Peter C. Jones | Management | For | For |
| 1.5 | Elect Director Jack O. Lundin | Management | For | For |
| 1.6 | Elect Director Lukas H. Lundin | Management | For | For |
| 1.7 | Elect Director Dale C. Peniuk | Management | For | For |
| 1.8 | Elect Director Karen P. Poniachik | Management | For | For |
| 1.9 | Elect Director Catherine J. G. Stefan | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Amend By-law No. 1 | Management | For | For |
| MASTERCARD INCORPORATED Meeting Date: JUN 22, 2021 Record Date: APR 23, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MA Security ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ajay Banga | Management | For | For |
| 1b | Elect Director Merit E. Janow | Management | For | For |
| 1c | Elect Director Richard K. Davis | Management | For | For |
| 1d | Elect Director Steven J. Freiberg | Management | For | For |
| 1e | Elect Director Julius Genachowski | Management | For | For |
| 1f | Elect Director Choon Phong Goh | Management | For | For |
| 1g | Elect Director Oki Matsumoto | Management | For | For |
| 1h | Elect Director Michael Miebach | Management | For | For |
| 1i | Elect Director Youngme Moon | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1m | Elect Director Jackson Tai | Management | For | For |
| 1n | Elect Director Lance Uggla | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| MEITUAN DIANPING Meeting Date: SEP 29, 2020 Record Date: SEP 23, 2020 Meeting Type: SPECIAL | ||||
| Ticker: 3690 Security ID: G59669104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Approve Change of English Name and Adopt Chinese Name as Dual Foreign Name of the Company | Management | For | For |
| 1b | Authorize Board to Deal with All Matters in Relation to the Change of English Name and Adoption of Chinese Name as Dual Foreign Name of the Company | Management | For | For |
| MERCADOLIBRE, INC. Meeting Date: JUN 08, 2021 Record Date: APR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MELI Security ID: 58733R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicolas Galperin | Management | For | For |
| 1.2 | Elect Director Henrique Dubugras | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Co. S.A as Auditors | Management | For | For |
| MERCK & CO., INC. Meeting Date: MAY 25, 2021 Record Date: MAR 26, 2021 Meeting Type: ANNUAL | ||||
| Ticker: MRK Security ID: 58933Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Mary Ellen Coe | Management | For | For |
| 1c | Elect Director Pamela J. Craig | Management | For | For |
| 1d | Elect Director Kenneth C. Frazier | Management | For | For |
| 1e | Elect Director Thomas H. Glocer | Management | For | For |
| 1f | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 1g | Elect Director Stephen L. Mayo | Management | For | For |
| 1h | Elect Director Paul B. Rothman | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Christine E. Seidman | Management | For | For |
| 1k | Elect Director Inge G. Thulin | Management | For | For |
| 1l | Elect Director Kathy J. Warden | Management | For | For |
| 1m | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Access to COVID-19 Products | Shareholder | Against | Against |
| MICROSOFT CORPORATION Meeting Date: DEC 02, 2020 Record Date: OCT 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: MSFT Security ID: 594918104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reid G. Hoffman | Management | For | For |
| 1.2 | Elect Director Hugh F. Johnston | Management | For | For |
| 1.3 | Elect Director Teri L. List-Stoll | Management | For | For |
| 1.4 | Elect Director Satya Nadella | Management | For | For |
| 1.5 | Elect Director Sandra E. Peterson | Management | For | For |
| 1.6 | Elect Director Penny S. Pritzker | Management | For | For |
| 1.7 | Elect Director Charles W. Scharf | Management | For | For |
| 1.8 | Elect Director Arne M. Sorenson | Management | For | For |
| 1.9 | Elect Director John W. Stanton | Management | For | For |
| 1.10 | Elect Director John W. Thompson | Management | For | For |
| 1.11 | Elect Director Emma N. Walmsley | Management | For | For |
| 1.12 | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| NINTENDO CO., LTD. Meeting Date: JUN 29, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 7974 Security ID: J51699106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 1410 | Management | For | For |
| 2.1 | Elect Director Furukawa, Shuntaro | Management | For | For |
| 2.2 | Elect Director Miyamoto, Shigeru | Management | For | For |
| 2.3 | Elect Director Takahashi, Shinya | Management | For | For |
| 2.4 | Elect Director Shiota, Ko | Management | For | For |
| 2.5 | Elect Director Shibata, Satoru | Management | For | For |
| 2.6 | Elect Director Chris Meledandri | Management | For | For |
| NN GROUP NV Meeting Date: MAY 20, 2021 Record Date: APR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: NN Security ID: N64038107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Annual Report | Management | None | None |
| 3 | Approve Remuneration Report | Management | For | For |
| 4.A | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4.B | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4.C | Approve Dividends of EUR 2.33 Per Share | Management | For | For |
| 5.A | Approve Discharge of Executive Board | Management | For | For |
| 5.B | Approve Discharge of Supervisory Board | Management | For | For |
| 6.A | Elect Cecilia Reyes to Supervisory Board | Management | For | For |
| 6.B | Elect Rob Lelieveld to Supervisory Board | Management | For | For |
| 6.C | Elect Inga Beale to Supervisory Board | Management | For | For |
| 7 | Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration | Management | For | For |
| 8.A.1 | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 8.A.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 8.A.1 | Management | For | For |
| 8.B | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital in Connection with a Rights Issue | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Approve Reduction in Share Capital through Cancellation of Shares | Management | For | For |
| 11 | Close Meeting | Management | None | None |
| PPG INDUSTRIES, INC. Meeting Date: APR 15, 2021 Record Date: FEB 19, 2021 Meeting Type: ANNUAL | ||||
| Ticker: PPG Security ID: 693506107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven A. Davis | Management | For | For |
| 1.2 | Elect Director Michael W. Lamach | Management | For | For |
| 1.3 | Elect Director Michael T. Nally | Management | For | For |
| 1.4 | Elect Director Guillermo Novo | Management | For | For |
| 1.5 | Elect Director Martin H. Richenhagen | Management | For | For |
| 1.6 | Elect Director Catherine R. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| 6 | Require Independent Board Chair | Shareholder | Against | Against |
| RELIANCE INDUSTRIES LTD. Meeting Date: JUL 15, 2020 Record Date: JUL 08, 2020 Meeting Type: ANNUAL | ||||
| Ticker: 500325 Security ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reelect Hital R. Meswani as Director | Management | For | For |
| 4 | Reelect P.M.S. Prasad as Director | Management | For | For |
| 5 | Approve Reappointment and Remuneration of Hital R. Meswani as a Whole-time Director | Management | For | For |
| 6 | Elect K. V. Chowdary as Director | Management | For | For |
| 7 | Approve Remuneration of Cost Auditors | Management | For | For |
| RELIANCE INDUSTRIES LTD. Meeting Date: MAR 31, 2021 Record Date: MAR 24, 2021 Meeting Type: COURT | ||||
| Ticker: 500325 Security ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| SHOPIFY INC. Meeting Date: MAY 26, 2021 Record Date: APR 13, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: SHOP Security ID: 82509L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Tobias Luetke | Management | For | For |
| 1B | Elect Director Robert Ashe | Management | For | For |
| 1C | Elect Director Gail Goodman | Management | For | For |
| 1D | Elect Director Colleen Johnston | Management | For | For |
| 1E | Elect Director Jeremy Levine | Management | For | For |
| 1F | Elect Director John Phillips | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | Against |
| 4 | Re-approve Long Term Incentive Plan | Management | For | Against |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| SONY GROUP CORP. Meeting Date: JUN 22, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 6758 Security ID: J76379106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 1.2 | Elect Director Totoki, Hiroki | Management | For | For |
| 1.3 | Elect Director Sumi, Shuzo | Management | For | For |
| 1.4 | Elect Director Tim Schaaff | Management | For | For |
| 1.5 | Elect Director Oka, Toshiko | Management | For | For |
| 1.6 | Elect Director Akiyama, Sakie | Management | For | For |
| 1.7 | Elect Director Wendy Becker | Management | For | For |
| 1.8 | Elect Director Hatanaka, Yoshihiko | Management | For | For |
| 1.9 | Elect Director Adam Crozier | Management | For | For |
| 1.10 | Elect Director Kishigami, Keiko | Management | For | For |
| 1.11 | Elect Director Joseph A. Kraft Jr | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| STARBUCKS CORPORATION Meeting Date: MAR 17, 2021 Record Date: JAN 08, 2021 Meeting Type: ANNUAL | ||||
| Ticker: SBUX Security ID: 855244109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard E. Allison, Jr. | Management | For | For |
| 1b | Elect Director Rosalind G. Brewer *Withdrawn Resolution* | Management | None | None |
| 1c | Elect Director Andrew Campion | Management | For | For |
| 1d | Elect Director Mary N. Dillon | Management | For | For |
| 1e | Elect Director Isabel Ge Mahe | Management | For | For |
| 1f | Elect Director Mellody Hobson | Management | For | For |
| 1g | Elect Director Kevin R. Johnson | Management | For | For |
| 1h | Elect Director Jorgen Vig Knudstorp | Management | For | For |
| 1i | Elect Director Satya Nadella | Management | For | For |
| 1j | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1k | Elect Director Clara Shih | Management | For | For |
| 1l | Elect Director Javier G. Teruel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| STELLANTIS NV Meeting Date: MAR 08, 2021 Record Date: FEB 08, 2021 Meeting Type: SPECIAL | ||||
| Ticker: STLA Security ID: N82405106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Approve Faurecia Distribution | Management | For | For |
| 3 | Close Meeting | Management | None | None |
| STELLANTIS NV Meeting Date: APR 15, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: STLA Security ID: N82405106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Approve Remuneration Report | Management | For | Against |
| 2.d | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2.e | Approve Capital Distribution of EUR 0.32 per Share | Management | For | For |
| 2.f | Approve Discharge of Directors | Management | For | For |
| 3 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For |
| 4.a | Amend Remuneration Policy | Management | For | For |
| 4.b | Approve Equity Incentive Plan and Grant Board Authority to Issue Shares and Exclude Preemptive Rights in Connection with Equity Incentive Plan | Management | For | Against |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Cancellation of Class B Special Voting Shares | Management | For | For |
| 7 | Close Meeting | Management | None | None |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 08, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 2330 Security ID: 874039100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For |
| 3 | Approve Issuance of Restricted Stocks | Management | For | For |
| 4.1 | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | Management | For | For |
| 4.2 | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | Management | For | For |
| 4.3 | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | Management | For | For |
| 4.4 | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | Management | For | For |
| 4.5 | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | Management | For | For |
| 4.6 | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | Management | For | For |
| 4.7 | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | Management | For | For |
| 4.8 | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | Management | For | For |
| 4.9 | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | Management | For | For |
| 4.10 | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | Management | For | For |
| TELEFONICA BRASIL SA Meeting Date: APR 15, 2021 Record Date: MAR 12, 2021 Meeting Type: ANNUAL | ||||
| Ticker: VIVT3 Security ID: 87936R205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3.1 | Elect Cremenio Medola Netto as Fiscal Council Member and Juarez Rosa da Silva as Alternate | Management | For | For |
| 3.2 | Elect Charles Edwards Allen as Fiscal Council Member and Stael Prata Silva Filho as Alternate | Management | For | For |
| 4 | Approve Remuneration of Company's Management and Fiscal Council | Management | For | For |
| TENCENT HOLDINGS LIMITED Meeting Date: MAY 20, 2021 Record Date: MAY 13, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Yang Siu Shun as Director | Management | For | For |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| TENCENT HOLDINGS LIMITED Meeting Date: MAY 20, 2021 Record Date: MAY 13, 2021 Meeting Type: SPECIAL | ||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Share Option Plan of China Literature Limited | Management | For | Against |
| THE COOPER COMPANIES, INC. Meeting Date: MAR 17, 2021 Record Date: JAN 21, 2021 Meeting Type: ANNUAL | ||||
| Ticker: COO Security ID: 216648402 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Colleen E. Jay | Management | For | For |
| 1.2 | Elect Director William A. Kozy | Management | For | For |
| 1.3 | Elect Director Jody S. Lindell | Management | For | For |
| 1.4 | Elect Director Teresa S. Madden | Management | For | For |
| 1.5 | Elect Director Gary S. Petersmeyer | Management | For | For |
| 1.6 | Elect Director Robert S. Weiss | Management | For | For |
| 1.7 | Elect Director Albert G. White, III | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE ESTEE LAUDER COMPANIES INC. Meeting Date: NOV 10, 2020 Record Date: SEP 11, 2020 Meeting Type: ANNUAL | ||||
| Ticker: EL Security ID: 518439104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director Wei Sun Christianson | Management | For | For |
| 1c | Elect Director Fabrizio Freda | Management | For | For |
| 1d | Elect Director Jane Lauder | Management | For | For |
| 1e | Elect Director Leonard A. Lauder | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE HOME DEPOT, INC. Meeting Date: MAY 20, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: HD Security ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Manuel Kadre | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | For |
| 5 | Report on Political Contributions Congruency Analysis | Shareholder | Against | Abstain |
| 6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | Abstain |
| THE TJX COMPANIES, INC. Meeting Date: JUN 08, 2021 Record Date: APR 09, 2021 Meeting Type: ANNUAL | ||||
| Ticker: TJX Security ID: 872540109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Jose B. Alvarez | Management | For | For |
| 1c | Elect Director Alan M. Bennett | Management | For | For |
| 1d | Elect Director Rosemary T. Berkery | Management | For | For |
| 1e | Elect Director David T. Ching | Management | For | For |
| 1f | Elect Director C. Kim Goodwin | Management | For | For |
| 1g | Elect Director Ernie Herrman | Management | For | For |
| 1h | Elect Director Michael F. Hines | Management | For | For |
| 1i | Elect Director Amy B. Lane | Management | For | For |
| 1j | Elect Director Carol Meyrowitz | Management | For | For |
| 1k | Elect Director Jackwyn L. Nemerov | Management | For | For |
| 1l | Elect Director John F. O'Brien | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Animal Welfare | Shareholder | Against | Abstain |
| 5 | Report on Pay Disparity | Shareholder | Against | Abstain |
| THE WALT DISNEY COMPANY Meeting Date: MAR 09, 2021 Record Date: JAN 11, 2021 Meeting Type: ANNUAL | ||||
| Ticker: DIS Security ID: 254687106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Safra A. Catz | Management | For | For |
| 1d | Elect Director Robert A. Chapek | Management | For | For |
| 1e | Elect Director Francis A. deSouza | Management | For | For |
| 1f | Elect Director Michael B.G. Froman | Management | For | For |
| 1g | Elect Director Robert A. Iger | Management | For | For |
| 1h | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1i | Elect Director Mark G. Parker | Management | For | For |
| 1j | Elect Director Derica W. Rice | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| TOTAL SE Meeting Date: MAY 28, 2021 Record Date: MAY 26, 2021 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: FP Security ID: F92124100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.64 per Share | Management | For | For |
| 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 6 | Reelect Patrick Pouyanne as Director | Management | For | For |
| 7 | Reelect Anne-Marie Idrac as Director | Management | For | For |
| 8 | Elect Jacques Aschenbroich as Director | Management | For | For |
| 9 | Elect Glenn Hubbard as Director | Management | For | For |
| 10 | Approve Compensation Report of Corporate Officers | Management | For | For |
| 11 | Approve Remuneration Policy of Directors | Management | For | For |
| 12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Management | For | For |
| 13 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 14 | Approve the Company's Sustainable Development and Energy Transition | Management | For | For |
| 15 | Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly | Management | For | For |
| 16 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| VISA INC. Meeting Date: JAN 26, 2021 Record Date: NOV 27, 2020 Meeting Type: ANNUAL | ||||
| Ticker: V Security ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Ramon Laguarta | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Denise M. Morrison | Management | For | For |
| 1i | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1j | Elect Director Linda J. Rendle | Management | For | For |
| 1k | Elect Director John A. C. Swainson | Management | For | For |
| 1l | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Amend Principles of Executive Compensation Program | Shareholder | Against | Against |
| WYNDHAM HOTELS & RESORTS, INC. Meeting Date: MAY 12, 2021 Record Date: MAR 18, 2021 Meeting Type: ANNUAL | ||||
| Ticker: WH Security ID: 98311A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen P. Holmes | Management | For | For |
| 1.2 | Elect Director Geoffrey A. Ballotti | Management | For | For |
| 1.3 | Elect Director Myra J. Biblowit | Management | For | For |
| 1.4 | Elect Director James E. Buckman | Management | For | For |
| 1.5 | Elect Director Bruce B. Churchill | Management | For | For |
| 1.6 | Elect Director Mukul V. Deoras | Management | For | For |
| 1.7 | Elect Director Ronald L. Nelson | Management | For | For |
| 1.8 | Elect Director Pauline D.E. Richards | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| Z HOLDINGS CORP. Meeting Date: JUN 18, 2021 Record Date: MAR 31, 2021 Meeting Type: ANNUAL | ||||
| Ticker: 4689 Security ID: J9894K105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Allow Virtual Only Shareholder Meetings | Management | For | For |
| 2.1 | Elect Director Kawabe, Kentaro | Management | For | For |
| 2.2 | Elect Director Idezawa, Takeshi | Management | For | For |
| 2.3 | Elect Director Jungho Shin | Management | For | For |
| 2.4 | Elect Director Ozawa, Takao | Management | For | For |
| 2.5 | Elect Director Masuda, Jun | Management | For | For |
| 2.6 | Elect Director Oketani, Taku | Management | For | For |
| 3 | Elect Director and Audit Committee Member Usumi, Yoshio | Management | For | For |
| ZYNGA INC. Meeting Date: MAY 17, 2021 Record Date: MAR 22, 2021 Meeting Type: ANNUAL | ||||
| Ticker: ZNGA Security ID: 98986T108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark Pincus | Management | For | For |
| 1b | Elect Director Frank Gibeau | Management | For | For |
| 1c | Elect Director Regina E. Dugan | Management | For | For |
| 1d | Elect Director William "Bing" Gordon | Management | For | For |
| 1e | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 1f | Elect Director Carol G. Mills | Management | For | For |
| 1g | Elect Director Janice M. Roberts | Management | For | For |
| 1h | Elect Director Ellen F. Siminoff | Management | For | For |
| 1i | Elect Director Noel B. Watson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| By: | /s/ Jason Brady | |
| Jason Brady, CFA | ||
| President and CEO | ||
| Date: | August 19, 2021 | |