UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
ICA File Number: 811-05201
Thornburg Investment Trust
Registrant Name
c/o Thornburg Investment Management, Inc.
2300 North Ridgetop Road, Santa Fe, N.M. 87506
Principal Executive Offices
Garrett Thornburg, 2300 North Ridgetop Road, Santa Fe, N.M. 87506
Name and address of agent for service
Registrant’s telephone: 505-984-0200
Date of fiscal year end: September 30, 2018
Reporting Period: July 1, 2017 - June 30, 2018
Item 1. Proxy Voting Record
Thornburg Low Duration Municipal Fund
Thornburg Limited Term Municipal Fund
Thornburg Intermediate Municipal Fund
Thornburg Strategic Municipal Income Fund
Thornburg California Limited Term Municipal Fund
Thornburg New Mexico Intermediate Municipal Fund
Thornburg New York Intermediate Municipal Fund
Thornburg Low Duration Income Fund
Thornburg Limited Term U.S. Government Fund
Thornburg Limited Term Income Fund
Thornburg Strategic Income Fund
Thornburg Value Fund
Thornburg International Value Fund
Thornburg Core Growth Fund
Thornburg International Growth Fund
Thornburg Investment Income Builder Fund
Thornburg Global Opportunities Fund
Thornburg Developing World Fund
Thornburg Better World International Fund
Thornburg Capital Management Fund
Thornburg Long/Short Equity Fund
FORM N-PX
ICA File Number: 811-05201
Registrant Name: Thornburg Investment Trust
Reporting Period: 07/01/2017 - 06/30/2018
Thornburg Low Duration Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Limited Term Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Intermediate Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Strategic Municipal Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg California Limited Term Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg New Mexico Intermediate Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg New York Intermediate Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Limited Term U.S. Government Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Limited Term Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Low Duration Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Strategic Income Fund
| ROMGAZ SA Meeting Date: SEP 07, 2017 Record Date: AUG 28, 2017 Meeting Type: SPECIAL | ||||
| Ticker: SNG Security ID: 83367U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Extend Term of Interim Directors by up to Two Months | Management | For | For |
| 2 | Elect Sorana Baciu as Director | Management | For | For |
| 3 | Approve Fixed Remuneration of Directors | Management | For | For |
| 4 | Amend Annex to Contract of Mandate for Interim Directors | Management | For | For |
| 5 | Approve Contract of Mandate for Director Elected Pursuant to Item 2 | Management | For | For |
| 6 | Empower Representative of Romanian Ministry of Energy to Sign Annex to Contracts with Interim Directors | Management | For | For |
| 7 | Empower Representative of Romanian Ministry of Energy to Sign Annex to Contracts with Elected Director Pursuant to Item 2 | Management | For | For |
| 8 | Approve Meeting's Record Date | Management | For | For |
| 9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 10 | Elect Directors via Cumulative Voting | Shareholder | None | Against |
| 11 | Fix Duration of Mandate of Elected Directors | Shareholder | None | For |
| 12 | Approve Contract of Mandate for Directors | Shareholder | None | For |
| 13 | Approve Remuneration of Directors | Shareholder | None | For |
| ROMGAZ SA Meeting Date: SEP 19, 2017 Record Date: SEP 08, 2017 Meeting Type: SPECIAL | ||||
| Ticker: SNG Security ID: 83367U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Activity Report for S1 2017 | Management | For | For |
| 2 | Approve Meeting's Record Date | Management | For | For |
| 3 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 4 | Empower State Representative to Sign Contract of Mandate with Directors Elected at Sept. 7, 2017, EGM | Shareholder | None | For |
| ROMGAZ SA Meeting Date: OCT 20, 2017 Record Date: OCT 10, 2017 Meeting Type: SPECIAL | ||||
| Ticker: SNG Security ID: 83367U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Distribution of Special Dividend of RON 1.94 per Share from Reserves | Shareholder | None | Against |
| 2 | Approve Dividends' Payment Date | Shareholder | None | Against |
| 3 | Approve Terms of Special Dividend Distribution | Shareholder | None | Against |
| 4 | Approve Meeting's Record Date | Management | For | For |
| 5 | Approve Meeting's Ex-Date | Management | For | For |
| 6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ROMGAZ SA Meeting Date: NOV 16, 2017 Record Date: NOV 02, 2017 Meeting Type: SPECIAL | ||||
| Ticker: SNG Security ID: 83367U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Capital Increase of SC AGRI LNG Project Company | Management | For | For |
| 2 | Amend Bylaws of SC AGRI LNG Project Company | Management | For | For |
| 3 | Approved Updated Consolidated Set of Bylaws of SC AGRI LNG Project Company | Management | For | For |
| 4 | Empower Executives to Complete Formalities Pursuant to Items Above | Management | For | For |
| 5 | Approve Meeting's Record Date | Management | For | For |
| 6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
Thornburg Value Fund
| ACTIVISION BLIZZARD, INC. Meeting Date: JUN 26, 2018 Record Date: APR 27, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ATVI Security ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reveta Bowers | Management | For | For |
| 1.2 | Elect Director Robert Corti | Management | For | For |
| 1.3 | Elect Director Hendrik Hartong, III | Management | For | For |
| 1.4 | Elect Director Brian Kelly | Management | For | For |
| 1.5 | Elect Director Robert A. Kotick | Management | For | For |
| 1.6 | Elect Director Barry Meyer | Management | For | For |
| 1.7 | Elect Director Robert Morgado | Management | For | For |
| 1.8 | Elect Director Peter Nolan | Management | For | For |
| 1.9 | Elect Director Casey Wasserman | Management | For | For |
| 1.10 | Elect Director Elaine Wynn | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ACUSHNET HOLDINGS CORP. Meeting Date: JUN 11, 2018 Record Date: APR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: GOLF Security ID: 005098108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Maher | Management | For | Withhold |
| 1.2 | Elect Director Steven Tishman | Management | For | Withhold |
| 1.3 | Elect Director Walter "Wally" Uihlein | Management | For | Withhold |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Certificate of Incorporation to Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 4 | Amend Right to Call Special Meeting | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AKORN, INC. Meeting Date: JUL 19, 2017 Record Date: JUN 09, 2017 Meeting Type: SPECIAL | ||||
| Ticker: AKRX Security ID: 009728106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| ALKERMES PLC Meeting Date: MAY 23, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ALKS Security ID: G01767105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Floyd E. Bloom | Management | For | For |
| 1.2 | Elect Director Nancy L. Snyderman | Management | For | For |
| 1.3 | Elect Director Nancy J. Wysenski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| APPLE INC. Meeting Date: FEB 13, 2018 Record Date: DEC 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Bob Iger | Management | For | For |
| 1e | Elect Director Andrea Jung | Management | For | For |
| 1f | Elect Director Art Levinson | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Proxy Access Amendments | Shareholder | Against | For |
| 6 | Establish Human Rights Committee | Shareholder | Against | Abstain |
| ARAMARK Meeting Date: JAN 31, 2018 Record Date: DEC 08, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ARMK Security ID: 03852U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric J. Foss | Management | For | For |
| 1.2 | Elect Director Pierre-Olivier Beckers-Vieujant | Management | For | For |
| 1.3 | Elect Director Lisa G. Bisaccia | Management | For | For |
| 1.4 | Elect Director Calvin Darden | Management | For | For |
| 1.5 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Director Irene M. Esteves | Management | For | For |
| 1.7 | Elect Director Daniel J. Heinrich | Management | For | For |
| 1.8 | Elect Director Sanjeev K. Mehra | Management | For | For |
| 1.9 | Elect Director Patricia B. Morrison | Management | For | For |
| 1.10 | Elect Director John A. Quelch | Management | For | For |
| 1.11 | Elect Director Stephen I. Sadove | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ARRIS INTERNATIONAL PLC Meeting Date: MAY 03, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ARRS Security ID: G0551A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrew M. Barron | Management | For | For |
| 1b | Elect Director J. Timothy Bryan | Management | For | For |
| 1c | Elect Director James A. Chiddix | Management | For | For |
| 1d | Elect Director Andrew T. Heller | Management | For | For |
| 1e | Elect Director Jeong H. Kim | Management | For | For |
| 1f | Elect Director Bruce W. McClelland | Management | For | For |
| 1g | Elect Director Robert J. Stanzione | Management | For | For |
| 1h | Elect Director Doreen A. Toben | Management | For | For |
| 1i | Elect Director Debora J. Wilson | Management | For | For |
| 1j | Elect Director David A. Woodle | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Appoint Ernst & Young LLP as U.K. Statutory Auditors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of U.K. Statutory Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| ASSURED GUARANTY LTD. Meeting Date: MAY 02, 2018 Record Date: MAR 08, 2018 Meeting Type: ANNUAL | ||||
| Ticker: AGO Security ID: G0585R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Francisco L. Borges | Management | For | For |
| 1b | Elect Director G. Lawrence Buhl | Management | For | For |
| 1c | Elect Director Dominic J. Frederico | Management | For | For |
| 1d | Elect Director Bonnie L. Howard | Management | For | For |
| 1e | Elect Director Thomas W. Jones | Management | For | For |
| 1f | Elect Director Patrick W. Kenny | Management | For | For |
| 1g | Elect Director Alan J. Kreczko | Management | For | For |
| 1h | Elect Director Simon W. Leathes | Management | For | For |
| 1i | Elect Director Michael T. O'Kane | Management | For | For |
| 1j | Elect Director Yukiko Omura | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4aa | Elect Howard W. Albert as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ab | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ac | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ad | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ae | Elect Ling Chow as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4af | Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ag | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ah | Elect Walter A. Scott as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4B | Ratify PricewaterhouseCoopers LLP as AG Re's as Auditors | Management | For | For |
| CALLAWAY GOLF COMPANY Meeting Date: MAY 08, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ELY Security ID: 131193104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Oliver G. (Chip) Brewer, III | Management | For | For |
| 1.2 | Elect Director Ronald S. Beard | Management | For | For |
| 1.3 | Elect Director Samuel H. Armacost | Management | For | For |
| 1.4 | Elect Director John C. Cushman, III | Management | For | For |
| 1.5 | Elect Director John F. Lundgren | Management | For | For |
| 1.6 | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1.7 | Elect Director Linda B. Segre | Management | For | For |
| 1.8 | Elect Director Anthony S. Thornley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CARMAX, INC. Meeting Date: JUN 26, 2018 Record Date: APR 20, 2018 Meeting Type: ANNUAL | ||||
| Ticker: KMX Security ID: 143130102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter J. Bensen | Management | For | For |
| 1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.3 | Elect Director Sona Chawla | Management | For | For |
| 1.4 | Elect Director Thomas J. Folliard | Management | For | For |
| 1.5 | Elect Director Shira Goodman | Management | For | For |
| 1.6 | Elect Director Robert J. Hombach | Management | For | For |
| 1.7 | Elect Director David W. McCreight | Management | For | For |
| 1.8 | Elect Director William D. Nash | Management | For | For |
| 1.9 | Elect Director Marcella Shinder | Management | For | For |
| 1.10 | Elect Director Mitchell D. Steenrod | Management | For | For |
| 1.11 | Elect Director William R. Tiefel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| CBRE GROUP, INC. Meeting Date: MAY 18, 2018 Record Date: MAR 20, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CBRE Security ID: 12504L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brandon B. Boze | Management | For | For |
| 1b | Elect Director Beth F. Cobert | Management | For | For |
| 1c | Elect Director Curtis F. Feeny | Management | For | For |
| 1d | Elect Director Christopher T. Jenny | Management | For | For |
| 1e | Elect Director Gerardo I. Lopez | Management | For | For |
| 1f | Elect Director Paula R. Reynolds | Management | For | For |
| 1g | Elect Director Robert E. Sulentic | Management | For | For |
| 1h | Elect Director Laura D. Tyson | Management | For | For |
| 1i | Elect Director Ray Wirta | Management | For | For |
| 1j | Elect Director Sanjiv Yajnik | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| CHINA MOBILE LIMITED Meeting Date: MAY 17, 2018 Record Date: MAY 10, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 941 Security ID: Y14965100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Shang Bing as Director | Management | For | For |
| 3.2 | Elect Li Yue as Director | Management | For | For |
| 3.3 | Elect Sha Yuejia as Director | Management | For | For |
| 4 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors of the Group for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| CITIGROUP INC. Meeting Date: APR 24, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: C Security ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director John C. Dugan | Management | For | For |
| 1d | Elect Director Duncan P. Hennes | Management | For | For |
| 1e | Elect Director Peter B. Henry | Management | For | For |
| 1f | Elect Director Franz B. Humer | Management | For | For |
| 1g | Elect Director S. Leslie Ireland | Management | For | For |
| 1h | Elect Director Renee J. James | Management | For | For |
| 1i | Elect Director Eugene M. McQuade | Management | For | For |
| 1j | Elect Director Michael E. O'Neill | Management | For | For |
| 1k | Elect Director Gary M. Reiner | Management | For | For |
| 1l | Elect Director Anthony M. Santomero | Management | For | For |
| 1m | Elect Director Diana L. Taylor | Management | For | For |
| 1n | Elect Director James S. Turley | Management | For | For |
| 1o | Elect Director Deborah C. Wright | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce De Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Human and Indigenous People's Rights Policy | Shareholder | Against | Abstain |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Amend Proxy Access Right | Shareholder | Against | For |
| 9 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
| 10 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| CITIZENS FINANCIAL GROUP, INC. Meeting Date: APR 26, 2018 Record Date: MAR 02, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CFG Security ID: 174610105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce Van Saun | Management | For | For |
| 1.2 | Elect Director Mark Casady | Management | For | For |
| 1.3 | Elect Director Christine M. Cumming | Management | For | For |
| 1.4 | Elect Director Anthony Di Iorio | Management | For | For |
| 1.5 | Elect Director William P. Hankowsky | Management | For | For |
| 1.6 | Elect Director Howard W. Hanna, III | Management | For | For |
| 1.7 | Elect Director Leo I. ("Lee") Higdon | Management | For | For |
| 1.8 | Elect Director Charles J. ("Bud") Koch | Management | For | For |
| 1.9 | Elect Director Arthur F. Ryan | Management | For | For |
| 1.10 | Elect Director Shivan S. Subramaniam | Management | For | For |
| 1.11 | Elect Director Wendy A. Watson | Management | For | For |
| 1.12 | Elect Director Marita Zuraitis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Meeting Date: JUN 05, 2018 Record Date: APR 09, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CTSH Security ID: 192446102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Betsy S. Atkins | Management | For | For |
| 1c | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1d | Elect Director Jonathan Chadwick | Management | For | For |
| 1e | Elect Director John M. Dineen | Management | For | For |
| 1f | Elect Director Francisco D'Souza | Management | For | For |
| 1g | Elect Director John N. Fox, Jr. | Management | For | For |
| 1h | Elect Director John E. Klein | Management | For | For |
| 1i | Elect Director Leo S. Mackay, Jr. | Management | For | For |
| 1j | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1k | Elect Director Joseph M. Velli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5a | Eliminate Supermajority Vote Requirement to Amend the By-laws | Management | For | For |
| 5b | Eliminate Supermajority Vote Requirement to Remove a Director | Management | For | For |
| 5c | Eliminate Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| DEVON ENERGY CORPORATION Meeting Date: JUN 06, 2018 Record Date: APR 09, 2018 Meeting Type: ANNUAL | ||||
| Ticker: DVN Security ID: 25179M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.2 | Elect Director John E. Bethancourt | Management | For | For |
| 1.3 | Elect Director David A. Hager | Management | For | For |
| 1.4 | Elect Director Robert H. Henry | Management | For | For |
| 1.5 | Elect Director Michael Kanovsky | Management | For | For |
| 1.6 | Elect Director John Krenicki, Jr. | Management | For | For |
| 1.7 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.8 | Elect Director Duane C. Radtke | Management | For | For |
| 1.9 | Elect Director Mary P. Ricciardello | Management | For | For |
| 1.10 | Elect Director John Richels | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| DOMINO'S PIZZA GROUP PLC Meeting Date: JAN 11, 2018 Record Date: JAN 09, 2018 Meeting Type: SPECIAL | ||||
| Ticker: DOM Security ID: G28113101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Related Party Transaction with Pizza Pizza ehf | Management | For | For |
| DOMINO'S PIZZA GROUP PLC Meeting Date: APR 19, 2018 Record Date: APR 17, 2018 Meeting Type: ANNUAL | ||||
| Ticker: DOM Security ID: G28113101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Stephen Hemsley as Director | Management | For | For |
| 6 | Re-elect Colin Halpern as Director | Management | For | For |
| 7 | Re-elect David Wild as Director | Management | For | For |
| 8 | Re-elect Kevin Higgins as Director | Management | For | For |
| 9 | Re-elect Ebbe Jacobsen as Director | Management | For | For |
| 10 | Re-elect Helen Keays as Director | Management | For | For |
| 11 | Re-elect Steve Barber as Director | Management | For | For |
| 12 | Re-elect Rachel Osborne as Director | Management | For | For |
| 13 | Approve Remuneration Report | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 20 | Adopt New Articles of Association | Management | For | For |
| ECHOSTAR CORPORATION Meeting Date: APR 30, 2018 Record Date: MAR 02, 2018 Meeting Type: ANNUAL | ||||
| Ticker: SATS Security ID: 278768106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Stanton Dodge | Management | For | For |
| 1.2 | Elect Director Michael T. Dugan | Management | For | For |
| 1.3 | Elect Director Charles W. Ergen | Management | For | For |
| 1.4 | Elect Director Anthony M. Federico | Management | For | For |
| 1.5 | Elect Director Pradman P. Kaul | Management | For | For |
| 1.6 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.7 | Elect Director C. Michael Schroeder | Management | For | For |
| 1.8 | Elect Director William David Wade | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| EVOLENT HEALTH, INC. Meeting Date: JUN 13, 2018 Record Date: APR 17, 2018 Meeting Type: ANNUAL | ||||
| Ticker: EVH Security ID: 30050B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bruce Felt | Management | For | For |
| 1b | Elect Director Kenneth Samet | Management | For | For |
| 1c | Elect Director Cheryl Scott | Management | For | For |
| 1d | Elect Director Frank Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| EXPEDIA GROUP, INC. Meeting Date: JUN 20, 2018 Record Date: APR 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: EXPE Security ID: 30212P303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan C. Athey | Management | For | For |
| 1b | Elect Director A. George "Skip" Battle | Management | For | For |
| 1c | Elect Director Courtnee A. Chun | Management | For | Withhold |
| 1d | Elect Director Chelsea Clinton | Management | For | For |
| 1e | Elect Director Pamela L. Coe | Management | For | Withhold |
| 1f | Elect Director Barry Diller | Management | For | Withhold |
| 1g | Elect Director Jonathan L. Dolgen | Management | For | Withhold |
| 1h | Elect Director Craig A. Jacobson | Management | For | Withhold |
| 1i | Elect Director Victor A. Kaufman | Management | For | Withhold |
| 1j | Elect Director Peter M. Kern | Management | For | Withhold |
| 1k | Elect Director Dara Khosrowshahi | Management | For | Withhold |
| 1l | Elect Director Mark D. Okerstrom | Management | For | Withhold |
| 1m | Elect Director Scott Rudin | Management | For | For |
| 1n | Elect Director Christopher W. Shean | Management | For | Withhold |
| 1o | Elect Director Alexander von Furstenberg | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| FACEBOOK, INC. Meeting Date: MAY 31, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: FB Security ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Director Susan D. Desmond-Hellmann | Management | For | Withhold |
| 1.5 | Elect Director Reed Hastings | Management | For | Withhold |
| 1.6 | Elect Director Jan Koum - Withdrawn Resolution | Management | None | None |
| 1.7 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.8 | Elect Director Peter A. Thiel | Management | For | Withhold |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 4 | Establish Board Committee on Risk Management | Shareholder | Against | For |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 6 | Report on Major Global Content Management Controversies (Fake News) | Shareholder | Against | Abstain |
| 7 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| 8 | Report on Responsible Tax Principles | Shareholder | Against | Against |
| FORTIS INC. Meeting Date: MAY 03, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: FTS Security ID: 349553107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tracey C. Ball | Management | For | For |
| 1.2 | Elect Director Pierre J. Blouin | Management | For | For |
| 1.3 | Elect Director Paul J. Bonavia | Management | For | For |
| 1.4 | Elect Director Lawrence T. Borgard | Management | For | For |
| 1.5 | Elect Director Maura J. Clark | Management | For | For |
| 1.6 | Elect Director Margarita K. Dilley | Management | For | For |
| 1.7 | Elect Director Julie A. Dobson | Management | For | For |
| 1.8 | Elect Director Ida J. Goodreau | Management | For | For |
| 1.9 | Elect Director Douglas J. Haughey | Management | For | For |
| 1.10 | Elect Director Barry V. Perry | Management | For | For |
| 1.11 | Elect Director Joseph L. Welch | Management | For | For |
| 1.12 | Elect Director Jo Mark Zurel | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| GILEAD SCIENCES, INC. Meeting Date: MAY 09, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: GILD Security ID: 375558103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Jacqueline K. Barton | Management | For | For |
| 1c | Elect Director Kelly A. Kramer | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director John C. Martin | Management | For | For |
| 1f | Elect Director John F. Milligan | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Gayle E. Wilson | Management | For | For |
| 1i | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| HP INC. Meeting Date: APR 24, 2018 Record Date: FEB 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: HPQ Security ID: 40434L105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Aida M. Alvarez | Management | For | For |
| 1b | Elect Director Shumeet Banerji | Management | For | For |
| 1c | Elect Director Robert R. Bennett | Management | For | For |
| 1d | Elect Director Charles "Chip" V. Bergh | Management | For | For |
| 1e | Elect Director Stacy Brown-Philpot | Management | For | For |
| 1f | Elect Director Stephanie A. Burns | Management | For | For |
| 1g | Elect Director Mary Anne Citrino | Management | For | For |
| 1h | Elect Director Stacey Mobley | Management | For | For |
| 1i | Elect Director Subra Suresh | Management | For | For |
| 1j | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ITT INC. Meeting Date: MAY 23, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ITT Security ID: 45073V108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Orlando D. Ashford | Management | For | For |
| 1b | Elect Director Geraud Darnis | Management | For | For |
| 1c | Elect Director Donald DeFosset, Jr. | Management | For | For |
| 1d | Elect Director Nicholas C. Fanandakis | Management | For | For |
| 1e | Elect Director Christina A. Gold | Management | For | For |
| 1f | Elect Director Richard P. Lavin | Management | For | For |
| 1g | Elect Director Mario Longhi | Management | For | For |
| 1h | Elect Director Frank T. MacInnis | Management | For | For |
| 1i | Elect Director Rebecca A. McDonald | Management | For | For |
| 1j | Elect Director Timothy H. Powers | Management | For | For |
| 1k | Elect Director Denise L. Ramos | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| JPMORGAN CHASE & CO. Meeting Date: MAY 15, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: JPM Security ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Stephen B. Burke | Management | For | For |
| 1d | Elect Director Todd A. Combs | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Mellody Hobson | Management | For | For |
| 1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1j | Elect Director Michael A. Neal | Management | For | For |
| 1k | Elect Director Lee R. Raymond | Management | For | For |
| 1l | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
| 8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
| 9 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| MEDTRONIC PLC Meeting Date: DEC 08, 2017 Record Date: OCT 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MDT Security ID: G5960L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Randall J. Hogan, III | Management | For | For |
| 1e | Elect Director Omar Ishrak | Management | For | For |
| 1f | Elect Director Shirley Ann Jackson | Management | For | For |
| 1g | Elect Director Michael O. Leavitt | Management | For | For |
| 1h | Elect Director James T. Lenehan | Management | For | For |
| 1i | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1j | Elect Director Denise M. O'Leary | Management | For | For |
| 1k | Elect Director Kendall J. Powell | Management | For | For |
| 1l | Elect Director Robert C. Pozen | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| NOMAD FOODS LIMITED Meeting Date: JUN 14, 2018 Record Date: APR 30, 2018 Meeting Type: ANNUAL | ||||
| Ticker: NOMD Security ID: G6564A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin E. Franklin | Management | For | For |
| 1b | Elect Director Noam Gottesman | Management | For | For |
| 1c | Elect Director Ian G.H. Ashken | Management | For | For |
| 1d | Elect Director Stefan Descheemaeker | Management | For | For |
| 1e | Elect Director Mohamed Elsarky | Management | For | For |
| 1f | Elect Director Jeremy Isaacs | Management | For | For |
| 1g | Elect Director Paul Kenyon | Management | For | For |
| 1h | Elect Director James E. Lillie | Management | For | For |
| 1i | Elect Director Lord Myners of Truro | Management | For | For |
| 1j | Elect Director Victoria Parry | Management | For | For |
| 1k | Elect Director Simon White | Management | For | For |
| 1l | Elect Director Samy Zekhout | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| O'REILLY AUTOMOTIVE, INC. Meeting Date: MAY 08, 2018 Record Date: FEB 28, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ORLY Security ID: 67103H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David O'Reilly | Management | For | For |
| 1b | Elect Director Larry O'Reilly | Management | For | For |
| 1c | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
| 1d | Elect Director Greg Henslee | Management | For | For |
| 1e | Elect Director Jay D. Burchfield | Management | For | For |
| 1f | Elect Director Thomas T. Hendrickson | Management | For | For |
| 1g | Elect Director John R. Murphy | Management | For | For |
| 1h | Elect Director Dana M. Perlman | Management | For | For |
| 1i | Elect Director Ronald Rashkow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| OFFICE DEPOT, INC. Meeting Date: JUL 20, 2017 Record Date: JUN 01, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ODP Security ID: 676220106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerry P. Smith | Management | For | For |
| 1b | Elect Director Kristin A. Campbell | Management | For | For |
| 1c | Elect Director Cynthia T. Jamison | Management | For | For |
| 1d | Elect Director V. James Marino | Management | For | For |
| 1e | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
| 1f | Elect Director David M. Szymanski | Management | For | For |
| 1g | Elect Director Nigel Travis | Management | For | For |
| 1h | Elect Director Joseph S. Vassalluzzo | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PALO ALTO NETWORKS, INC. Meeting Date: DEC 08, 2017 Record Date: OCT 16, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PANW Security ID: 697435105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Frank Calderoni | Management | For | For |
| 1b | Elect Director Carl Eschenbach | Management | For | For |
| 1c | Elect Director Daniel J. Warmenhoven | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| PENNYMAC MORTGAGE INVESTMENT TRUST Meeting Date: JUN 05, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: PMT Security ID: 70931T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Stanford L. Kurland | Management | For | For |
| 1B | Elect Director David A. Spector | Management | For | For |
| 1C | Elect Director Randall D. Hadley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PHIBRO ANIMAL HEALTH CORPORATION Meeting Date: NOV 06, 2017 Record Date: SEP 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PAHC Security ID: 71742Q106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel M. Bendheim | Management | For | For |
| 1.2 | Elect Director Sam Gejdenson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PURE STORAGE, INC. Meeting Date: JUN 21, 2018 Record Date: APR 25, 2018 Meeting Type: ANNUAL | ||||
| Ticker: PSTG Security ID: 74624M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey Rothschild | Management | For | For |
| 1.2 | Elect Director Anita Sands | Management | For | For |
| 1.3 | Elect Director Michelangelo Volpi | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| STAPLES, INC. Meeting Date: SEP 06, 2017 Record Date: AUG 01, 2017 Meeting Type: SPECIAL | ||||
| Ticker: SPLS Security ID: 855030102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 23, 2018 Record Date: MAR 28, 2018 Meeting Type: ANNUAL | ||||
| Ticker: TMO Security ID: 883556102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director Lars R. Sorensen | Management | For | For |
| 1i | Elect Director Scott M. Sperling | Management | For | For |
| 1j | Elect Director Elaine S. Ullian | Management | For | For |
| 1k | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TRI POINTE GROUP, INC. Meeting Date: APR 27, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: TPH Security ID: 87265H109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas F. Bauer | Management | For | For |
| 1.2 | Elect Director Lawrence B. Burrows | Management | For | For |
| 1.3 | Elect Director Daniel S. Fulton | Management | For | For |
| 1.4 | Elect Director Steven J. Gilbert | Management | For | For |
| 1.5 | Elect Director Constance B. Moore | Management | For | For |
| 1.6 | Elect Director Thomas B. Rogers | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| UNITED PARCEL SERVICE, INC. Meeting Date: MAY 10, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
| Ticker: UPS Security ID: 911312106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Abney | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Michael J. Burns | Management | For | For |
| 1d | Elect Director William R. Johnson | Management | For | For |
| 1e | Elect Director Candace Kendle | Management | For | For |
| 1f | Elect Director Ann M. Livermore | Management | For | For |
| 1g | Elect Director Rudy H.P. Markham | Management | For | For |
| 1h | Elect Director Franck J. Moison | Management | For | For |
| 1i | Elect Director Clark "Sandy" T. Randt, Jr. | Management | For | For |
| 1j | Elect Director Christiana Smith Shi | Management | For | For |
| 1k | Elect Director John T. Stankey | Management | For | For |
| 1l | Elect Director Carol B. Tome | Management | For | For |
| 1m | Elect Director Kevin M. Warsh | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Abstain |
| US FOODS HOLDING CORP. Meeting Date: MAY 04, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL | ||||
| Ticker: USFD Security ID: 912008109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director John A. Lederer | Management | For | For |
| 1B | Elect Director Carl Andrew Pforzheimer | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Remove Supermajority Vote Requirement | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WALMART, INC. Meeting Date: MAY 30, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: WMT Security ID: 931142103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen J. Easterbrook | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Sarah J. Friar | Management | For | For |
| 1d | Elect Director Carla A. Harris | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Marissa A. Mayer | Management | For | For |
| 1g | Elect Director C. Douglas McMillon | Management | For | For |
| 1h | Elect Director Gregory B. Penner | Management | For | For |
| 1i | Elect Director Steven S Reinemund | Management | For | For |
| 1j | Elect Director S. Robson Walton | Management | For | For |
| 1k | Elect Director Steuart L. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Report on Race or Ethnicity Pay Gap | Shareholder | Against | Abstain |
| WARRIOR MET COAL, INC. Meeting Date: APR 24, 2018 Record Date: MAR 01, 2018 Meeting Type: ANNUAL | ||||
| Ticker: HCC Security ID: 93627C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Walter J. Scheller, III | Management | For | Withhold |
| 1.2 | Elect Director Stephen D. Williams | Management | For | Withhold |
| 1.3 | Elect Director Michael A. Addeo | Management | For | Withhold |
| 1.4 | Elect Director J. Brett Harvey | Management | For | For |
| 1.5 | Elect Director Keith W. Luh | Management | For | For |
| 1.6 | Elect Director Blaine D. MacDougald | Management | For | Withhold |
| 1.7 | Elect Director Matthew R. Michelini | Management | For | Withhold |
| 1.8 | Elect Director Alan H. Schumacher | Management | For | For |
| 1.9 | Elect Director Gareth N. Turner | Management | For | Withhold |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
Thornburg International Value Fund
| ALIBABA GROUP HOLDING LIMITED Meeting Date: OCT 18, 2017 Record Date: AUG 18, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BABA Security ID: 01609W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Jack Yun Ma as Director | Management | For | For |
| 1.2 | Elect Masayoshi Son as Director | Management | For | For |
| 1.3 | Elect Walter Teh Ming Kwauk as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| ALKERMES PLC Meeting Date: MAY 23, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ALKS Security ID: G01767105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Floyd E. Bloom | Management | For | For |
| 1.2 | Elect Director Nancy L. Snyderman | Management | For | For |
| 1.3 | Elect Director Nancy J. Wysenski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| AMS AG Meeting Date: JUN 06, 2018 Record Date: MAY 27, 2018 Meeting Type: ANNUAL | ||||
| Ticker: AMS Security ID: A0400Q115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.33 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Approve Remuneration of Supervisory Board Members | Management | For | For |
| 6 | Ratify KPMG Austria GmbH as Auditors | Management | For | For |
| 7.1 | Elect Hans Kaltenbrunner as Supervisory Board Member | Management | For | For |
| 7.2 | Elect Michael Grimm as Supervisory Board Member | Management | For | For |
| 7.3 | Elect Yen Yen Tan as Supervisory Board Member | Management | For | For |
| 7.4 | Elect Monika Henzinger as Supervisory Board Member | Management | For | For |
| 8 | Approve Creation of EUR 8.4 Million Capital Increase without Preemptive Rights | Management | For | For |
| 9 | Receive Report on Share Repurchase Program | Management | None | None |
| AXA Meeting Date: APR 25, 2018 Record Date: APR 20, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CS Security ID: F06106102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.26 per Share | Management | For | For |
| 4 | Approve Compensation of Denis Duverne, Chairman of the Board | Management | For | For |
| 5 | Approve Compensation of Thomas Buberl, CEO | Management | For | For |
| 6 | Approve Remuneration Policy of Denis Duverne, Chairman of the Board | Management | For | For |
| 7 | Approve Remuneration Policy of Thomas Buberl, CEO | Management | For | For |
| 8 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 9 | Approve Severance Agreement with Thomas Buberl | Management | For | For |
| 10 | Reelect Denis Duverne as Director | Management | For | For |
| 11 | Reelect Thomas Buberl as Director | Management | For | For |
| 12 | Reelect Andre Francois-Poncet as Director | Management | For | For |
| 13 | Elect Patricia Barbizet as Director | Management | For | For |
| 14 | Elect Rachel Duan as Director | Management | For | For |
| 15 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | For |
| 16 | Appoint Patrice Morot as Alternate Auditor | Management | For | For |
| 17 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.9 Million | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 22 | Amend Article 10 of Bylaws Re: Employee Representatives | Management | For | For |
| 23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BARCLAYS PLC Meeting Date: MAY 01, 2018 Record Date: APR 27, 2018 Meeting Type: ANNUAL | ||||
| Ticker: BARC Security ID: G08036124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Matthew Lester as Director | Management | For | For |
| 4 | Elect Mike Turner as Director | Management | For | For |
| 5 | Re-elect Mike Ashley as Director | Management | For | For |
| 6 | Re-elect Tim Breedon as Director | Management | For | For |
| 7 | Re-elect Sir Ian Cheshire as Director | Management | For | For |
| 8 | Re-elect Mary Francis as Director | Management | For | For |
| 9 | Re-elect Crawford Gillies as Director | Management | For | For |
| 10 | Re-elect Sir Gerry Grimstone as Director | Management | For | For |
| 11 | Re-elect Reuben Jeffery III as Director | Management | For | For |
| 12 | Re-elect John McFarlane as Director | Management | For | For |
| 13 | Re-elect Tushar Morzaria as Director | Management | For | For |
| 14 | Re-elect Dambisa Moyo as Director | Management | For | For |
| 15 | Re-elect Diane Schueneman as Director | Management | For | For |
| 16 | Re-elect James Staley as Director | Management | For | For |
| 17 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 18 | Authorise the Board Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 23 | Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
| 25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 27 | Approve Scrip Dividend Programme | Management | For | For |
| 28 | Approve Cancellation of the Share Premium Account | Management | For | For |
| BRF SA Meeting Date: APR 26, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BRFS3 Security ID: P1905C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017 | Management | For | For |
| 2 | Approve Remuneration of Company's Management | Management | For | Against |
| 3.1 | Elect Attilio Guaspari as Fiscal Council Member and Susana Hanna Stiphan Jabra as Alternate | Management | For | For |
| 3.2 | Elect Marcus Vinicius Dias Severini as Fiscal Council Member and Marcos Tadeu de Siqueira as Alternate | Management | For | For |
| 3.3 | Elect Andre Vicentini as Fiscal Council Member and Valdecyr Maciel Gomes as Alternate | Management | For | For |
| 4 | Approve Remuneration of Fiscal Council Members | Management | For | For |
| BRF SA Meeting Date: APR 26, 2018 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: BRFS3 Security ID: P1905C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Dismiss Board of Directors | Shareholder | None | For |
| 2 | Fix Number of Directors at Ten | Shareholder | None | For |
| 3 | Amend Article 30 | Management | For | For |
| 4 | Consolidate Bylaws | Management | For | For |
| 5 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee? | Management | None | For |
| 6.1 | Percentage of Votes to Be Assigned - ElectAugusto Marques da Cruz Filho as Director | Shareholder | None | For |
| 6.2 | Percentage of Votes to Be Assigned - Elect Dan Ioschpe as Director | Shareholder | None | For |
| 6.3 | Percentage of Votes to Be Assigned - Elect Flavia Buarque de Almeida as Director | Shareholder | None | For |
| 6.4 | Percentage of Votes to Be Assigned - Elect Francisco Petros Oliveira Lima Papathanasiadis as Director | Management | None | Abstain |
| 6.5 | Percentage of Votes to Be Assigned - Elect Guilherme Afonso Ferreira as Director | Management | None | For |
| 6.6 | Percentage of Votes to Be Assigned - Elect Jose Luiz Osorio as Director | Management | None | For |
| 6.7 | Percentage of Votes to Be Assigned - Elect Luiz Fernando Furlan as Director | Shareholder | None | For |
| 6.8 | Percentage of Votes to Be Assigned - Elect Roberto Antonio Mendes as Director | Shareholder | None | For |
| 6.9 | Percentage of Votes to Be Assigned - Elect Roberto Funari as Director | Shareholder | None | Abstain |
| 6.10 | Percentage of Votes to Be Assigned - Elect Roberto Rodrigues as Director | Shareholder | None | For |
| 6.11 | Percentage of Votes to Be Assigned - Elect Vasco Augusto Pinto da Fonseca Dias Junior as Director | Shareholder | None | Abstain |
| 6.12 | Percentage of Votes to Be Assigned - Elect Walter Malieni Jr. as Director | Shareholder | None | Abstain |
| BRF SA Meeting Date: MAY 25, 2018 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: BRFS3 Security ID: P1905C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Rectify Remuneration of Company's Management for 2018 | Management | For | For |
| 2 | Amend Share Matching Plan | Management | For | For |
| 3 | Approve Indemnity Contracts for the Members of the Board of Directors | Management | For | For |
| BRITISH AMERICAN TOBACCO PLC Meeting Date: APR 25, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | ||||
| Ticker: BATS Security ID: 110448107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect Richard Burrows as Director | Management | For | For |
| 6 | Re-elect Nicandro Durante as Director | Management | For | For |
| 7 | Re-elect Sue Farr as Director | Management | For | For |
| 8 | Re-elect Dr Marion Helmes as Director | Management | For | Against |
| 9 | Re-elect Savio Kwan as Director | Management | For | For |
| 10 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
| 11 | Re-elect Kieran Poynter as Director | Management | For | For |
| 12 | Re-elect Ben Stevens as Director | Management | For | For |
| 13 | Elect Luc Jobin as Director | Management | For | For |
| 14 | Elect Holly Koeppel as Director | Management | For | For |
| 15 | Elect Lionel Nowell, III as Director | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| CANADIAN PACIFIC RAILWAY LIMITED Meeting Date: MAY 10, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CP Security ID: 13645T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
| 3.1 | Elect Director John Baird | Management | For | For |
| 3.2 | Elect Director Isabelle Courville | Management | For | For |
| 3.3 | Elect Director Keith E. Creel | Management | For | For |
| 3.4 | Elect Director Gillian (Jill) H. Denham | Management | For | For |
| 3.5 | Elect Director Rebecca MacDonald | Management | For | For |
| 3.6 | Elect Director Matthew H. Paull | Management | For | For |
| 3.7 | Elect Director Jane L. Peverett | Management | For | For |
| 3.8 | Elect Director Andrew F. Reardon | Management | For | For |
| 3.9 | Elect Director Gordon T. Trafton II | Management | For | For |
| CHINA PETROLEUM & CHEMICAL CORP. Meeting Date: MAY 15, 2018 Record Date: APR 13, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 386 Security ID: Y15010104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2017 Financial Reports | Management | For | For |
| 4 | Approve 2017 Profit Distribution Plan | Management | For | For |
| 5 | Approve Interim Profit Distribution Plan | Management | For | For |
| 6 | Approve PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Service Contracts Between the Company and Directors and Supervisors | Management | For | For |
| 8 | Amend Articles of Association | Management | For | For |
| 9 | Amend Rules of Procedure Regarding Meetings of Board of Directors | Management | For | For |
| 10 | Approve the Establishment of the Board Committee | Management | For | For |
| 11 | Authorize Board to Determine the Proposed Plan for the Issuance of Debt Financing Instruments | Management | For | Against |
| 12 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 13.01 | Elect Dai Houliang as Director | Management | For | For |
| 13.02 | Elect Li Yunpeng as Director | Management | For | For |
| 13.03 | Elect Jiao Fangzheng as Director | Management | For | For |
| 13.04 | Elect Ma Yongsheng as Director | Management | For | For |
| 13.05 | Elect Ling Yiqun as Director | Management | For | For |
| 13.06 | Elect Liu Zhongyun as Director | Management | For | For |
| 13.07 | Elect Li Yong as Director | Management | For | For |
| 14.01 | Elect Tang Min as Director | Management | For | For |
| 14.02 | Elect Fan Gang as Director | Management | For | For |
| 14.03 | Elect Cai Hongbin as Director | Management | For | For |
| 14.04 | Elect Ng, Kar Ling Johnny as Director | Management | For | For |
| 15.01 | Elect Zhao Dong as Supervisor | Management | For | For |
| 15.02 | Elect Jiang Zhenying as Supervisor | Management | For | For |
| 15.03 | Elect Yang Changjiang as Supervisor | Management | For | For |
| 15.04 | Elect Zhang Baolong as Supervisor | Management | For | For |
| 15.05 | Elect Zou Huiping as Supervisor | Management | For | For |
| CHINA UNICOM (HONG KONG) LTD Meeting Date: SEP 15, 2017 Record Date: SEP 08, 2017 Meeting Type: SPECIAL | ||||
| Ticker: 762 Security ID: Y1519S111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Subscription Agreement and Related Transactions | Management | For | For |
| CHINA UNICOM (HONG KONG) LTD Meeting Date: MAY 11, 2018 Record Date: MAY 04, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 762 Security ID: Y1519S111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1a | Elect Li Fushen as Director | Management | For | For |
| 3.1b | Elect Chung Shui Ming Timpson as Director | Management | For | For |
| 3.1c | Elect Law Fan Chiu Fun Fanny as Director | Management | For | For |
| 3.2 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve KPMG and KPMG Huazhen LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| COMMERZBANK AG Meeting Date: MAY 08, 2018 Record Date: APR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CBK Security ID: D172W1279 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for the First Quarter of Fiscal 2019 | Management | For | For |
| 6.1 | Elect Sabine Dietrich to the Supervisory Board | Management | For | For |
| 6.2 | Elect Tobias Guldimann to the Supervisory Board | Management | For | For |
| 6.3 | Elect Rainer Hillebrand to the Supervisory Board | Management | For | For |
| 6.4 | Elect Markus Kerber to the Supervisory Board | Management | For | For |
| 6.5 | Elect Anja Mikus to the Supervisory Board | Management | For | For |
| 6.6 | Elect Victoria Ossadnik to the Supervisory Board | Management | For | For |
| 6.7 | Elect Stefan Schmittmann to the Supervisory Board and as Board Chairman | Management | For | For |
| 6.8 | Elect Robin Stalker to the Supervisory Board | Management | For | For |
| 6.9 | Elect Nicholas Teller to the Supervisory Board | Management | For | For |
| 6.10 | Elect Gertrude Tumpel-Gugerell to the Supervisory Board | Management | For | For |
| COMPAGNIE DE SAINT GOBAIN Meeting Date: JUN 07, 2018 Record Date: JUN 04, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: SGO Security ID: F80343100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
| 4 | Reelect Pierre-Andre de Chalendar as Director | Management | For | For |
| 5 | Ratify Appointment of Dominique Leroy as Director | Management | For | For |
| 6 | Approve Compensation of Pierre-Andre de Chalendar, Chairman and CEO | Management | For | For |
| 7 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 8 | Approve Severance Payment Agreement with Pierre-Andre de Chalendar, Chairman and CEO | Management | For | For |
| 9 | Approve Additional Pension Scheme Agreement with Pierre-Andre de Chalendar | Management | For | For |
| 10 | Approve Health Insurance Coverage Agreement with Pierre-Andre de Chalendar | Management | For | For |
| 11 | Renew Appointment of KPMG Audit as Auditor | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries | Management | For | For |
| 14 | Amend Article 9 of Bylaws Re: Employee Representatives | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| CREDIT SUISSE GROUP AG Meeting Date: APR 27, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: CSGN Security ID: H3698D419 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Remuneration Report | Management | For | For |
| 1.2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Approve Allocation of Income | Management | For | For |
| 3.2 | Approve Dividends of CHF 0.25 per Share from Capital Contribution Reserves | Management | For | For |
| 4.1.a | Reelect Urs Rohner as Director and Board Chairman | Management | For | For |
| 4.1.b | Reelect Iris Bohnet as Director | Management | For | For |
| 4.1.c | Reelect Andreas Gottschling as Director | Management | For | For |
| 4.1.d | Reelect Alexander Gut as Director | Management | For | For |
| 4.1.e | Reelect Andreas Koopmann as Director | Management | For | For |
| 4.1.f | Reelect Seraina Macia as Director | Management | For | For |
| 4.1.g | Reelect Kai Nargolwala as Director | Management | For | For |
| 4.1.h | Reelect Joaquin Ribeiro as Director | Management | For | For |
| 4.1.i | Reelect Severin Schwan as Director | Management | For | For |
| 4.1.j | Reelect John Tiner as Director | Management | For | For |
| 4.1.k | Reelect Alexandre Zeller as Director | Management | For | For |
| 4.1.l | Elect Michael Klein as Director | Management | For | For |
| 4.1.m | Elect Ana Pessoa as Director | Management | For | For |
| 4.2.1 | Reappoint Iris Bohnet as Member of the Compensation Committee | Management | For | For |
| 4.2.2 | Reappoint Andreas Koopmann as Member of the Compensation Committee | Management | For | For |
| 4.2.3 | Reappoint Kai Nargolwala as Member of the Compensation Committee | Management | For | For |
| 4.2.4 | Reappoint Alexandre Zeller as Member of the Compensation Committee | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 12 Million | Management | For | For |
| 5.2.1 | Approve Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 25.5 Million | Management | For | For |
| 5.2.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 31 Million | Management | For | For |
| 5.2.3 | Approve Long-Term Variable Remuneration of Executive Committee in the Amount of CHF 58.5 Million | Management | For | For |
| 6.1 | Ratify KPMG AG as Auditors | Management | For | For |
| 6.2 | Ratify BDO AG as Special Auditors | Management | For | For |
| 6.3 | Designate Andreas Keller as Independent Proxy | Management | For | For |
| 7.1 | Transact Other Business: Proposals by Shareholders (Voting) | Management | For | Against |
| 7.2 | Transact Other Business: Proposals by the Board of Directors (Voting) | Management | For | Against |
| DAIKIN INDUSTRIES LTD. Meeting Date: JUN 28, 2018 Record Date: MAR 31, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 6367 Security ID: J10038115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 75 | Management | For | For |
| 2.1 | Elect Director Inoue, Noriyuki | Management | For | For |
| 2.2 | Elect Director Togawa, Masanori | Management | For | For |
| 2.3 | Elect Director Terada, Chiyono | Management | For | For |
| 2.4 | Elect Director Kawada, Tatsuo | Management | For | For |
| 2.5 | Elect Director Makino, Akiji | Management | For | For |
| 2.6 | Elect Director Tayano, Ken | Management | For | For |
| 2.7 | Elect Director Minaka, Masatsugu | Management | For | For |
| 2.8 | Elect Director Tomita, Jiro | Management | For | For |
| 2.9 | Elect Director Fang Yuan | Management | For | For |
| 2.10 | Elect Director Kanwal Jeet Jawa | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Ono, Ichiro | Management | For | For |
| DANONE Meeting Date: APR 26, 2018 Record Date: APR 23, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BN Security ID: F12033134 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.90 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Reelect Benoit Potier as Director | Management | For | For |
| 6 | Reelect Virginia Stallings as Director | Management | For | For |
| 7 | Reelect Serpil Timuray as Director | Management | For | For |
| 8 | Elect Michel Landel as Director | Management | For | For |
| 9 | Elect Cecile Cabanis as Director | Management | For | For |
| 10 | Elect Guido Barilla as Director | Management | For | For |
| 11 | Approve Compensation of Franck Riboud, Chairman of the Board until Nov. 30, 2017 | Management | For | For |
| 12 | Approve Compensation of Emmanuel Faber, CEO until Nov. 30, 2017 and Chairman and CEO since Dec. 1, 2017 | Management | For | For |
| 13 | Approve Remuneration Policy of Executive Corporate Officers | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ELECTRICITE DE FRANCE Meeting Date: MAY 15, 2018 Record Date: MAY 10, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: EDF Security ID: F2940H113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.46 per Share and Dividends of EUR 0.506 per Share to Long Term Registered Shares | Management | For | For |
| A | Approve Allocation of Income and Absence of Dividends | Shareholder | Against | Against |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Approve Transactions Re: Share Transfer of New NP (Framatome) | Management | For | For |
| 6 | Approve Transaction with Banking Syndicate Including BNP Paribas and Societe Generale Re: Guarantee Agreement | Management | For | For |
| 7 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 8 | Approve Compensation of Jean-Bernard Levy, Chairman and CEO | Management | For | For |
| 9 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
| 11 | Ratify Appointment Maurice Gourdault-Montagne as Director | Management | For | Against |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 365 Million | Management | For | Against |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 290 Million | Management | For | Against |
| 15 | Approve Issuance of Equity or Equity-Linked Securities for for Private Placements, up to Aggregate Nominal Amount of EUR 290 Million | Management | For | Against |
| 16 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 18 | Authorize Capitalization of Reserves and Income of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | Against |
| 19 | Authorize Capital Increase of Up to EUR 145 Million for Future Exchange Offers | Management | For | Against |
| 20 | Authorize Capital Increase of up to EUR 95 Million for Contributions in Kind | Management | For | Against |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 22 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 10 Million | Management | For | For |
| 23 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 24 | Amend Article 13 of Bylaws Re: Directors Length of Term | Management | For | For |
| 25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| FERROVIAL SA Meeting Date: APR 04, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | ||||
| Ticker: FER Security ID: E49512119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 5 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 6 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 7 | Approve Reduction in Share Capital via Amortization of Treasury Shares | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 9 | Advisory Vote on Remuneration Report | Management | For | For |
| 10 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| FRESENIUS SE & CO KGAA Meeting Date: MAY 18, 2018 Record Date: APR 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: FRE Security ID: D27348263 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | Against |
| 3 | Approve Discharge of Personally Liable Partner for Fiscal 2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2018 | Management | For | For |
| 6 | Approve Remuneration System for Management Board Members of the Personally Liable Partner | Management | For | Against |
| 7 | Approve Creation of EUR 125 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion; Approve Creation of EUR 49 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 10 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| GENERAL ELECTRIC COMPANY Meeting Date: APR 25, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: GE Security ID: 369604103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Sebastien M. Bazin | Management | For | For |
| 2 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 3 | Elect Director John J. Brennan | Management | For | For |
| 4 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 5 | Elect Director Francisco D'Souza | Management | For | For |
| 6 | Elect Director John L. Flannery | Management | For | For |
| 7 | Elect Director Edward P. Garden | Management | For | For |
| 8 | Elect Director Thomas W. Horton | Management | For | For |
| 9 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
| 10 | Elect Director James J. Mulva | Management | For | For |
| 11 | Elect Director Leslie F. Seidman | Management | For | For |
| 12 | Elect Director James S. Tisch | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 15 | Ratify KPMG LLP as Auditors | Management | For | Against |
| 16 | Require Independent Board Chairman | Shareholder | Against | For |
| 17 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 18 | Adjust Executive Compensation Metrics for Share Buybacks | Shareholder | Against | Against |
| 19 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 20 | Report on Stock Buybacks | Shareholder | Against | Against |
| 21 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| HALLIBURTON COMPANY Meeting Date: MAY 16, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: HAL Security ID: 406216101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
| 1b | Elect Director William E. Albrecht | Management | For | For |
| 1c | Elect Director Alan M. Bennett | Management | For | For |
| 1d | Elect Director James R. Boyd | Management | For | For |
| 1e | Elect Director Milton Carroll | Management | For | For |
| 1f | Elect Director Nance K. Dicciani | Management | For | For |
| 1g | Elect Director Murry S. Gerber | Management | For | For |
| 1h | Elect Director Jose C. Grubisich | Management | For | For |
| 1i | Elect Director David J. Lesar | Management | For | For |
| 1j | Elect Director Robert A. Malone | Management | For | For |
| 1k | Elect Director Jeffrey A. Miller | Management | For | For |
| 1l | Elect Director Debra L. Reed | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| IBERDROLA S.A. Meeting Date: APR 13, 2018 Record Date: APR 09, 2018 Meeting Type: ANNUAL | ||||
| Ticker: IBE Security ID: E6165F166 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated and Standalone Management Reports | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Elect Anthony L. Gardner as Director | Management | For | For |
| 5 | Reelect Georgina Kessel Martinez as Director | Management | For | For |
| 6 | Approve Allocation of Income and Dividends | Management | For | For |
| 7 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 8 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 9 | Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares | Management | For | For |
| 10 | Advisory Vote on Remuneration Report | Management | For | For |
| 11 | Approve Remuneration Policy | Management | For | For |
| 12 | Authorize Share Repurchase Program | Management | For | For |
| 13 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| INFINEON TECHNOLOGIES AG Meeting Date: FEB 22, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: IFX Security ID: D35415104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.25 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2018 | Management | For | For |
| 6 | Elect Wolfgang Eder to the Supervisory Board | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| ING LIFE INSURANCE KOREA LIMITED Meeting Date: MAR 30, 2018 Record Date: DEC 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: A079440 Security ID: Y4R80Y104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Michael Kim Byung-ju as Non-independent non-executive Director | Management | For | For |
| 2.2 | Elect Yoon Jong-ha as Non-independent non-executive Director | Management | For | For |
| 2.3 | Elect Yoon Suk-heun as Outside Director | Management | For | For |
| 2.4 | Elect Song Woong-soon as Outside Director | Management | For | For |
| 2.5 | Elect Ahn Jay-bum as Outside Director | Management | For | For |
| 3 | Elect Kwon Hyuk-sang as Outside Director to serve as Audit Committee Member | Management | For | For |
| 4.1 | Elect Song Woong-soon as a Member of Audit Committee | Management | For | For |
| 4.2 | Elect Ahn Jay-bum as a Member of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD. Meeting Date: MAY 31, 2018 Record Date: MAY 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 600887 Security ID: Y408DG116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report and Summary | Management | For | For |
| 2 | Approve Report of the Board of Directors | Management | For | For |
| 3 | Approve Report of the Board of Supervisors | Management | For | For |
| 4 | Approve Business Strategy and Investment Plan | Management | For | For |
| 5 | Approve Financial Statements and 2018 Financial Budget Report | Management | For | For |
| 6 | Approve Profit Distribution | Management | For | For |
| 7 | Approve Report of the Independent Directors | Management | For | For |
| 8 | Approve Provision of Guarantee | Management | For | For |
| 9 | Approve Amendments to Articles of Association | Management | For | For |
| 10 | Approve Cancellation of Stock Option and Repurchase Cancellation of Performance Shares | Management | For | For |
| 11 | Approve Appointment of Financial Auditor and Internal Control Auditor as well as Their Remuneration | Management | For | For |
| KINGFISHER PLC Meeting Date: JUN 12, 2018 Record Date: JUN 08, 2018 Meeting Type: ANNUAL | ||||
| Ticker: KGF Security ID: G5256E441 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Jeff Carr as Director | Management | For | For |
| 5 | Re-elect Andy Cosslett as Director | Management | For | For |
| 6 | Re-elect Pascal Cagni as Director | Management | For | For |
| 7 | Re-elect Clare Chapman as Director | Management | For | For |
| 8 | Re-elect Anders Dahlvig as Director | Management | For | For |
| 9 | Re-elect Rakhi Goss-Custard as Director | Management | For | For |
| 10 | Re-elect Veronique Laury as Director | Management | For | For |
| 11 | Re-elect Mark Seligman as Director | Management | For | For |
| 12 | Re-elect Karen Witts as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| KOREA ELECTRIC POWER CORP. Meeting Date: MAR 30, 2018 Record Date: DEC 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: A015760 Security ID: Y48406105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Against |
| LAFARGEHOLCIM LTD. Meeting Date: MAY 08, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: LHN Security ID: H4768E105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | Against |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Approve Allocation of Income | Management | For | For |
| 3.2 | Approve Dividends out of Capital Contribution Reserve of CHF 2.00 per Share | Management | For | For |
| 4.1a | Reelect Beat Hess as Director and Board Chairman | Management | For | For |
| 4.1b | Reelect Paul Desmarais as Director | Management | For | For |
| 4.1c | Reelect Oscar Fanjul as Director | Management | For | For |
| 4.1d | Reelect Patrick Kron as Director | Management | For | For |
| 4.1e | Reelect Gerard Lamarche as Director | Management | For | For |
| 4.1f | Reelect Adrian Loader as Director | Management | For | For |
| 4.1g | Reelect Juerg Oleas as Director | Management | For | For |
| 4.1h | Reelect Nassef Sawiris as Director | Management | For | For |
| 4.1i | Reelect Hanne Sorensen as Director | Management | For | For |
| 4.1j | Reelect Dieter Spaelti as Director | Management | For | For |
| 4.2.1 | Reappoint Paul Desmarais as Member of the Nomination, Compensation & Governance Committee | Management | For | For |
| 4.2.2 | Reappoint Oscar Fanjul as Member of the Nomination, Compensation & Governance Committee | Management | For | For |
| 4.2.3 | Reappoint Adrian Loader as Member of the Nomination, Compensation & Governance Committee | Management | For | For |
| 4.2.4 | Reappoint Nassef Sawiris as Member of the Nomination, Compensation & Governance Committee | Management | For | For |
| 4.2.5 | Reappoint Hanne Sorensen as Member of the Nomination, Compensation & Governance Committee | Management | For | For |
| 4.3.1 | Ratify Deloitte AG as Auditors | Management | For | For |
| 4.3.2 | Designate Thomas Ris as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 4.8 Million | Management | For | For |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 39.5 Million | Management | For | For |
| 6 | Transact Other Business (Voting) | Management | For | Against |
| NIKE, INC. Meeting Date: SEP 21, 2017 Record Date: JUL 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NKE Security ID: 654106103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Director John C. Lechleiter | Management | For | For |
| 1.3 | Elect Director Michelle A. Peluso | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Political Contributions Disclosure | Shareholder | Against | Abstain |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NN GROUP NV Meeting Date: MAY 31, 2018 Record Date: MAY 03, 2018 Meeting Type: ANNUAL | ||||
| Ticker: NN Security ID: N64038107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Annual Report 2017 | Management | None | None |
| 3 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 4 | Discuss Remuneration Policy 2017 | Management | None | None |
| 5.A | Adopt Financial Statements 2017 | Management | For | For |
| 5.B | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 5.C | Approve Dividends of EUR 1.66 per Share | Management | For | For |
| 6.A | Approve Discharge of Management Board | Management | For | For |
| 6.B | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Announce Intention to Reappoint Delfin Rueda as Member of the Management Board | Management | None | None |
| 8.A | Reelect Heijo Hauser to Supervisory Board | Management | For | For |
| 8.B | Reelect Hans Schoen to Supervisory Board | Management | For | For |
| 8.C | Elect David Cole to Supervisory Board | Management | For | For |
| 9.A | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 9.B | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 10 | Authorize Repurchase of Shares | Management | For | For |
| 11 | Authorize Cancellation of Ordinary Shares of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 12 | Close Meeting | Management | None | None |
| OMRON CORP. Meeting Date: JUN 19, 2018 Record Date: MAR 31, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 6645 Security ID: J61374120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 38 | Management | For | For |
| 2.1 | Elect Director Tateishi, Fumio | Management | For | For |
| 2.2 | Elect Director Yamada, Yoshihito | Management | For | For |
| 2.3 | Elect Director Miyata, Kiichiro | Management | For | For |
| 2.4 | Elect Director Nitto, Koji | Management | For | For |
| 2.5 | Elect Director Ando, Satoshi | Management | For | For |
| 2.6 | Elect Director Kobayashi, Eizo | Management | For | For |
| 2.7 | Elect Director Nishikawa, Kuniko | Management | For | For |
| 2.8 | Elect Director Kamigama, Takehiro | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Watanabe, Toru | Management | For | For |
| 4 | Approve Annual Bonus | Management | For | For |
| 5 | Approve Performance-Based Cash Compensation Ceiling for Directors | Management | For | For |
| 6 | Approve Compensation Ceiling for Statutory Auditors | Management | For | For |
| PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Meeting Date: MAR 19, 2018 Record Date: FEB 14, 2018 Meeting Type: SPECIAL | ||||
| Ticker: 2318 Security ID: Y69790106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Provision of Assured Entitlement to the H Shareholders Only for the Overseas Listing of Ping An Healthcare And Technology Company Limited | Management | For | For |
| 2 | Amend Articles of Association | Management | For | For |
| PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Meeting Date: MAR 19, 2018 Record Date: FEB 14, 2018 Meeting Type: SPECIAL | ||||
| Ticker: 2318 Security ID: Y69790106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Provision of Assured Entitlement to the H Shareholders Only for the Overseas Listing of Ping An Healthcare And Technology Company Limited | Management | For | For |
| PING AN INSURANCE (GROUP) CO. OF CHINA, LTD. Meeting Date: MAY 23, 2018 Record Date: APR 20, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 2318 Security ID: Y69790106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2017 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2017 Report of the Supervisory Committee | Management | For | For |
| 3 | Approve 2017 Annual Report and its Summary | Management | For | For |
| 4 | Approve 2017 Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve 2017 Profit Distribution Plan and Distribution of Final Dividends | Management | For | For |
| 6 | Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7.01 | Elect Ma Mingzhe as Director | Management | For | For |
| 7.02 | Elect Sun Jianyi as Director | Management | For | For |
| 7.03 | Elect Ren Huichuan as Director | Management | For | For |
| 7.04 | Elect Yao Jason Bo as Director | Management | For | For |
| 7.05 | Elect Lee Yuansiong as Director | Management | For | For |
| 7.06 | Elect Cai Fangfang as Director | Management | For | For |
| 7.07 | Elect Soopakij Chearavanont as Director | Management | For | For |
| 7.08 | Elect Yang Xiaoping as Director | Management | For | For |
| 7.09 | Elect Wang Yongjian as Director | Management | For | For |
| 7.10 | Elect Liu Chong as Director | Management | For | For |
| 7.11 | Elect Yip Dicky Peter as Director | Management | For | For |
| 7.12 | Elect Wong Oscar Sai Hung as Director | Management | For | For |
| 7.13 | Elect Sun Dongdong as Director | Management | For | For |
| 7.14 | Elect Ge Ming as Director | Management | For | For |
| 7.15 | Elect Ouyang Hui as Director | Management | For | For |
| 8.01 | Elect Gu Liji as Supervisor | Management | For | For |
| 8.02 | Elect Huang Baokui as Supervisor | Management | For | For |
| 8.03 | Elect Zhang Wangjin as Supervisor | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares | Management | For | For |
| 10 | Approve 30th Anniversary Special Dividend | Shareholder | For | For |
| 11 | Approve Shanghai Jahwa Equity Incentive Scheme | Shareholder | For | For |
| PTC INC. Meeting Date: MAR 08, 2018 Record Date: JAN 10, 2018 Meeting Type: ANNUAL | ||||
| Ticker: PTC Security ID: 69370C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Janice D. Chaffin | Management | For | For |
| 1.2 | Elect Director Phillip M. Fernandez | Management | For | For |
| 1.3 | Elect Director Donald K. Grierson | Management | For | For |
| 1.4 | Elect Director James E. Heppelmann | Management | For | For |
| 1.5 | Elect Director Klaus Hoehn | Management | For | For |
| 1.6 | Elect Director Paul A. Lacy | Management | For | For |
| 1.7 | Elect Director Corinna Lathan | Management | For | For |
| 1.8 | Elect Director Robert P. Schechter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| RECKITT BENCKISER GROUP PLC Meeting Date: MAY 03, 2018 Record Date: MAY 01, 2018 Meeting Type: ANNUAL | ||||
| Ticker: RB. Security ID: G74079107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Nicandro Durante as Director | Management | For | For |
| 5 | Re-elect Mary Harris as Director | Management | For | For |
| 6 | Re-elect Adrian Hennah as Director | Management | For | For |
| 7 | Re-elect Rakesh Kapoor as Director | Management | For | For |
| 8 | Re-elect Pamela Kirby as Director | Management | For | For |
| 9 | Re-elect Andre Lacroix as Director | Management | For | For |
| 10 | Re-elect Chris Sinclair as Director | Management | For | For |
| 11 | Re-elect Warren Tucker as Director | Management | For | For |
| 12 | Appoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| RELIANCE INDUSTRIES LTD. Meeting Date: JUL 21, 2017 Record Date: JUL 14, 2017 Meeting Type: ANNUAL | ||||
| Ticker: RELIANCE Security ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Nita M. Ambani as Director | Management | For | For |
| 4 | Reelect Hital R. Meswani as Director | Management | For | For |
| 5 | Approve S R B C & Co., LLP, Chartered Accountants and D T S & Associates, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Reappointment and Remuneration of Pawan Kumar Kapil as Whole-time Director | Management | For | For |
| 7 | Approve Reappointment and Remuneration of Nikhil R. Meswani as Whole-time Director | Management | For | For |
| 8 | Reelect Yogendra P. Trivedi as Director | Management | For | For |
| 9 | Reelect Ashok Misra as Director | Management | For | For |
| 10 | Reelect Mansingh L. Bhakta as Director | Management | For | For |
| 11 | Reelect Dipak C. Jain as Director | Management | For | For |
| 12 | Reelect Raghunath A. Mashelkar as Director | Management | For | For |
| 13 | Elect Shumeet Banerji as Director | Management | For | For |
| 14 | Amend Articles of Association | Management | For | For |
| 15 | Authorize Board to Fix Remuneration of Cost Auditors | Management | For | For |
| 16 | Authorize Issuance of Redeemable Non-Convertible Debentures | Management | For | For |
| RELIANCE INDUSTRIES LTD. Meeting Date: SEP 01, 2017 Record Date: JUL 27, 2017 Meeting Type: SPECIAL | ||||
| Ticker: RELIANCE Security ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Approve Issuance of Bonus Shares | Management | For | For |
| 3 | Approve Employees Stock Option Scheme 2017 (ESOS 2017) for Employees of the Company | Management | For | For |
| 4 | Approve Employees Stock Option Scheme 2017 (ESOS 2017) for Employees of Subsidiary Companies | Management | For | For |
| ROYAL DUTCH SHELL PLC Meeting Date: MAY 22, 2018 Record Date: APR 12, 2018 Meeting Type: ANNUAL | ||||
| Ticker: RDSA Security ID: 780259206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Elect Ann Godbehere as Director | Management | For | For |
| 4 | Re-elect Ben van Beurden as Director | Management | For | For |
| 5 | Re-elect Euleen Goh as Director | Management | For | For |
| 6 | Re-elect Charles Holliday as Director | Management | For | For |
| 7 | Re-elect Catherine Hughes as Director | Management | For | For |
| 8 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 9 | Re-elect Roberto Setubal as Director | Management | For | For |
| 10 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 11 | Re-elect Linda Stuntz as Director | Management | For | For |
| 12 | Re-elect Jessica Uhl as Director | Management | For | For |
| 13 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 14 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Withhold |
| SAP SE Meeting Date: MAY 17, 2018 Record Date: APR 25, 2018 Meeting Type: ANNUAL | ||||
| Ticker: SAP Security ID: D66992104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.40 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | For |
| 6 | Ratify KPMG AG as Auditors for Fiscal 2018 | Management | For | For |
| 7.1 | Elect Aicha Evans to the Supervisory Board | Management | For | For |
| 7.2 | Elect Friederike Rotsch to the Supervisory Board | Management | For | For |
| 7.3 | Elect Gerhard Oswald to the Supervisory Board | Management | For | For |
| 7.4 | Elect Diane Greene to the Supervisory Board | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 9 | Amend Articles Re: Supervisory Board Term | Management | For | For |
| SHIN-ETSU CHEMICAL CO. LTD. Meeting Date: JUN 28, 2018 Record Date: MAR 31, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 4063 Security ID: J72810120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 75 | Management | For | For |
| 2.1 | Elect Director Kanagawa, Chihiro | Management | For | For |
| 2.2 | Elect Director Akiya, Fumio | Management | For | For |
| 2.3 | Elect Director Todoroki, Masahiko | Management | For | For |
| 2.4 | Elect Director Akimoto, Toshiya | Management | For | For |
| 2.5 | Elect Director Arai, Fumio | Management | For | For |
| 2.6 | Elect Director Mori, Shunzo | Management | For | For |
| 2.7 | Elect Director Komiyama, Hiroshi | Management | For | For |
| 2.8 | Elect Director Ikegami, Kenji | Management | For | For |
| 2.9 | Elect Director Shiobara, Toshio | Management | For | For |
| 2.10 | Elect Director Takahashi, Yoshimitsu | Management | For | For |
| 2.11 | Elect Director Yasuoka, Kai | Management | For | For |
| 3 | Appoint Statutory Auditor Kosaka, Yoshihito | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | For |
| SUBARU CORP Meeting Date: JUN 22, 2018 Record Date: MAR 31, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 7270 Security ID: J7676H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 72 | Management | For | For |
| 2 | Amend Articles to Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles | Management | For | For |
| 3.1 | Elect Director Yoshinaga, Yasuyuki | Management | For | Against |
| 3.2 | Elect Director Nakamura, Tomomi | Management | For | For |
| 3.3 | Elect Director Okawara, Masaki | Management | For | For |
| 3.4 | Elect Director Okada, Toshiaki | Management | For | For |
| 3.5 | Elect Director Kato, Yoichi | Management | For | For |
| 3.6 | Elect Director Onuki, Tetsuo | Management | For | For |
| 3.7 | Elect Director Komamura, Yoshinori | Management | For | For |
| 3.8 | Elect Director Aoyama, Shigehiro | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Tamazawa, Kenji | Management | For | For |
| TENCENT HOLDINGS LTD. Meeting Date: MAY 16, 2018 Record Date: MAY 10, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Li Dong Sheng as Director | Management | For | Against |
| 3b | Elect Iain Ferguson Bruce as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| TEVA PHARMACEUTICAL INDUSTRIES LTD Meeting Date: JUN 05, 2018 Record Date: APR 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: TEVA Security ID: 881624209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rosemary A. Crane | Management | For | For |
| 1b | Elect Director Gerald M. Lieberman | Management | For | For |
| 1c | Elect Director Ronit Satchi-Fainaro | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Kesselman & Kesselman as Auditors | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| TEVA- PHARMACEUTICAL INDUSTRIES LTD Meeting Date: JUL 13, 2017 Record Date: JUN 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: TEVA Security ID: 881624209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Sol J. Barer as Director Until 2020 Annual General Meeting | Management | For | For |
| 1b | Elect Jean-Michel Halfon as Director Until 2020 Annual General Meeting | Management | For | For |
| 1c | Elect Murray A. Goldberg as Director Until 2020 Annual General Meeting | Management | For | For |
| 1d | Elect Nechemia (Chemi) J. Peres as Director Until 2020 Annual General Meeting | Management | For | For |
| 1e | Elect Roberto Mignone as Director Until 2019 Annual General Meeting | Management | For | For |
| 1f | Elect Perry D. Nisen as Director Until 2019 Annual General Meeting | Management | For | For |
| 2 | Approve Compensation of Sol J. Barer, Chairman | Management | For | For |
| 3 | Approve Employment Terms of Yitzhak Peterburg, Temporary CEO | Management | For | For |
| 4 | Approve Compensation of Directors | Management | For | For |
| 5 | Approve an Amendment to the Equity Compensation Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Reduce Teva's Registered Share Capital to NIS 249,434,338 | Management | For | For |
| 8 | Appoint Kesselman & Kesselman as Auditors | Management | For | For |
| UNICREDIT SPA Meeting Date: DEC 04, 2017 Record Date: NOV 23, 2017 Meeting Type: SPECIAL | ||||
| Ticker: UCG Security ID: T9T23L584 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a.1 | Proposal Submitted by Allianz Finance II Luxembourg Sarl: Appoint Guido Paolucci as Internal Statutory Auditor | Shareholder | None | For |
| 1.a.2 | Proposal Submitted by Institutional Investors (Assogestioni): Appoint Antonella Bientinesi as Internal Statutory Auditor | Shareholder | None | For |
| 1.a.3 | Proposal Submitted by Pierluigi Carollo: Appoint Pierluigi Carollo as Internal Statutory Auditor | Shareholder | None | Against |
| 1.b.1 | Proposal Submitted by Allianz Finance II Luxembourg Sarl: Appoint Raffaella Pagani as Alternate Internal Statutory Auditor | Shareholder | None | For |
| 1.b.2 | Proposal Submitted by Institutional Investors (Assogestioni): Appoint Myriam Amato as Alternate Internal Statutory Auditor | Shareholder | None | For |
| 1 | Amend Articles Re: 20 and 24 (Board-Related) | Management | For | For |
| 2 | Amend Articles Re: 5, 15, and 17 (Voting Cap) | Management | For | For |
| 3 | Approve Conversion of Saving Shares into Ordinary Shares | Management | For | For |
| 4 | Approve Change in the Location of the Company's Registered Headquarters To Milan | Management | For | For |
| UNICREDIT SPA Meeting Date: APR 12, 2018 Record Date: APR 03, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: UCG Security ID: T9T23L584 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3.a | Fix Number of Directors | Management | For | For |
| 3.b.1 | Slate Submitted by Management | Management | For | For |
| 3.b.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5 | Approve 2018 Group Incentive System | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Amend Regulations on General Meetings | Management | For | For |
| 1 | Authorize Board to Increase Capital to Service 2017 Group Incentive System and 2017-2019 LTI Plan | Management | For | For |
| 2 | Authorize Board to Increase Capital to Service 2018 Group Incentive System | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| VEOLIA ENVIRONNEMENT Meeting Date: APR 19, 2018 Record Date: APR 16, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: VIE Security ID: F9686M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Non-Deductible Expenses | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 0.84 per Share | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 6 | Approve Health Insurance Package and Additional Pension Scheme Agreement with Antoine Frerot, Chairman and CEO | Management | For | For |
| 7 | Approve Severance Agreement with Antoine Frerot, Chairman and CEO | Management | For | Against |
| 8 | Reelect Antoine Frerot as Director | Management | For | Against |
| 9 | Approve Compensation of Antoine Frerot, Chairman and CEO | Management | For | For |
| 10 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.2 Million | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 845 Million | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 281 Million | Management | For | For |
| 15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 281 Million | Management | For | For |
| 16 | Authorize Capital Increase of up to EUR 281 Million for Contributions in Kind | Management | For | For |
| 17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 18 | Authorize Capitalization of Reserves of Up to EUR 400 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Employees | Management | For | For |
| 21 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 22 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| VINCI Meeting Date: APR 17, 2018 Record Date: APR 12, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: DG Security ID: F5879X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.45 per Share | Management | For | For |
| 4 | Reelect Xavier Huillard as Director | Management | For | Against |
| 5 | Reelect Yves-Thibault de Silguy as Director | Management | For | For |
| 6 | Reelect Marie-Christine Lombard as Director | Management | For | For |
| 7 | Reelect Qatar Holding LLC as Director | Management | For | For |
| 8 | Elect Rene Medori as Director | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Approve Additional Pension Scheme Agreement with Xavier Huillard | Management | For | For |
| 11 | Approve Termination Package of Xavier Huillard | Management | For | For |
| 12 | Approve Transaction with YTSeuropaconsultants Re: Services Agreement | Management | For | For |
| 13 | Approve Remuneration Policy for Chairman and CEO | Management | For | For |
| 14 | Approve Compensation of Xavier Huillard, Chairman and CEO | Management | For | For |
| 15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| YUNNAN BAIYAO GROUP CO., LTD. Meeting Date: MAY 10, 2018 Record Date: MAY 04, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 000538 Security ID: Y9879F108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Annual Report and Summary | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve 2018 Financial Budget Report | Management | For | For |
| 7 | Approve Appointment of Auditor and Internal Control Auditor | Management | For | For |
| 8 | Approve Allowance Management System for Independent Directors | Management | For | For |
Thornburg Core Growth Fund
| ACTIVISION BLIZZARD, INC. Meeting Date: JUN 26, 2018 Record Date: APR 27, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ATVI Security ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reveta Bowers | Management | For | For |
| 1.2 | Elect Director Robert Corti | Management | For | For |
| 1.3 | Elect Director Hendrik Hartong, III | Management | For | For |
| 1.4 | Elect Director Brian Kelly | Management | For | For |
| 1.5 | Elect Director Robert A. Kotick | Management | For | For |
| 1.6 | Elect Director Barry Meyer | Management | For | For |
| 1.7 | Elect Director Robert Morgado | Management | For | For |
| 1.8 | Elect Director Peter Nolan | Management | For | For |
| 1.9 | Elect Director Casey Wasserman | Management | For | For |
| 1.10 | Elect Director Elaine Wynn | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ACUITY BRANDS, INC. Meeting Date: JAN 05, 2018 Record Date: NOV 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AYI Security ID: 00508Y102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter C. Browning | Management | For | For |
| 1b | Elect Director G. Douglas Dillard, Jr. | Management | For | For |
| 1c | Elect Director Ray M. Robinson | Management | For | For |
| 1d | Elect Director Norman H. Wesley | Management | For | For |
| 1e | Elect Director Mary A. Winston | Management | For | For |
| 2 | Ratify EY as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Report on Sustainability | Shareholder | Against | Abstain |
| AFFILIATED MANAGERS GROUP, INC. Meeting Date: JUN 12, 2018 Record Date: APR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: AMG Security ID: 008252108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel T. Byrne | Management | For | For |
| 1b | Elect Director Dwight D. Churchill | Management | For | For |
| 1c | Elect Director Glenn Earle | Management | For | For |
| 1d | Elect Director Niall Ferguson | Management | For | For |
| 1e | Elect Director Sean M. Healey | Management | For | For |
| 1f | Elect Director Tracy P. Palandjian | Management | For | For |
| 1g | Elect Director Patrick T. Ryan | Management | For | For |
| 1h | Elect Director Karen L. Yerburgh | Management | For | For |
| 1i | Elect Director Jide J. Zeitlin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Elect Director Nathaniel Dalton | Management | For | For |
| ALEXION PHARMACEUTICALS, INC. Meeting Date: MAY 08, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ALXN Security ID: 015351109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Felix J. Baker | Management | For | For |
| 1.2 | Elect Director David R. Brennan | Management | For | For |
| 1.3 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.4 | Elect Director Deborah Dunsire | Management | For | For |
| 1.5 | Elect Director Paul Friedman | Management | For | For |
| 1.6 | Elect Director Ludwig N. Hantson | Management | For | For |
| 1.7 | Elect Director John T. Mollen | Management | For | For |
| 1.8 | Elect Director Francois Nader | Management | For | For |
| 1.9 | Elect Director Judith Reinsdorf | Management | For | For |
| 1.10 | Elect Director Andreas Rummelt | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| ALKERMES PLC Meeting Date: MAY 23, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ALKS Security ID: G01767105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Floyd E. Bloom | Management | For | For |
| 1.2 | Elect Director Nancy L. Snyderman | Management | For | For |
| 1.3 | Elect Director Nancy J. Wysenski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| AMAZON.COM, INC. Meeting Date: MAY 30, 2018 Record Date: APR 05, 2018 Meeting Type: ANNUAL | ||||
| Ticker: AMZN Security ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1g | Elect Director Thomas O. Ryder | Management | For | For |
| 1h | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1i | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Policy on Board Diversity *Withdrawn Resolution* | Shareholder | None | None |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| APPLE INC. Meeting Date: FEB 13, 2018 Record Date: DEC 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James Bell | Management | For | For |
| 1b | Elect Director Tim Cook | Management | For | For |
| 1c | Elect Director Al Gore | Management | For | For |
| 1d | Elect Director Bob Iger | Management | For | For |
| 1e | Elect Director Andrea Jung | Management | For | For |
| 1f | Elect Director Art Levinson | Management | For | For |
| 1g | Elect Director Ron Sugar | Management | For | For |
| 1h | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Proxy Access Amendments | Shareholder | Against | For |
| 6 | Establish Human Rights Committee | Shareholder | Against | Abstain |
| BAYER AG Meeting Date: MAY 25, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BAYN Security ID: D0712D163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2017 | Management | For | For |
| 2 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 4 | Elect Norbert Winkeljohann to the Supervisory Board | Management | For | For |
| 5 | Ratify Deloitte GmbH as Auditors for Fiscal 2018 | Management | For | For |
| BOOKING HOLDINGS INC. Meeting Date: JUN 07, 2018 Record Date: APR 12, 2018 Meeting Type: ANNUAL | ||||
| Ticker: BKNG Security ID: 09857L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.4 | Elect Director Glenn D. Fogel | Management | For | For |
| 1.5 | Elect Director Mirian Graddick-Weir | Management | For | For |
| 1.6 | DElect irector James M. Guyette | Management | For | For |
| 1.7 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.8 | Elect Director Charles H. Noski | Management | For | For |
| 1.9 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.10 | Elect Director Nicholas J. Read | Management | For | For |
| 1.11 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.12 | Elect Director Craig W. Rydin | Management | For | For |
| 1.13 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| CF INDUSTRIES HOLDINGS, INC. Meeting Date: MAY 10, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CF Security ID: 125269100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1b | Elect Director William Davisson | Management | For | For |
| 1c | Elect Director John W. Eaves | Management | For | For |
| 1d | Elect Director Stephen A. Furbacher | Management | For | For |
| 1e | Elect Director Stephen J. Hagge | Management | For | For |
| 1f | Elect Director John D. Johnson | Management | For | For |
| 1g | Elect Director Anne P. Noonan | Management | For | For |
| 1h | Elect Director Michael J. Toelle | Management | For | For |
| 1i | Elect Director Theresa E. Wagler | Management | For | For |
| 1j | Elect Director W. Anthony Will | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | Abstain |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| CME GROUP INC. Meeting Date: MAY 09, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CME Security ID: 12572Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1c | Elect Director Charles P. Carey | Management | For | For |
| 1d | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1e | Elect Director Ana Dutra | Management | For | For |
| 1f | Elect Director Martin J. Gepsman | Management | For | For |
| 1g | Elect Director Larry G. Gerdes | Management | For | For |
| 1h | Elect Director Daniel R. Glickman | Management | For | For |
| 1i | Elect Director Deborah J. Lucas | Management | For | For |
| 1j | Elect Director Alex J. Pollock | Management | For | For |
| 1k | Elect Director Terry L. Savage | Management | For | For |
| 1l | Elect Director William R. Shepard | Management | For | For |
| 1m | Elect Director Howard J. Siegel | Management | For | For |
| 1n | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COMCAST CORPORATION Meeting Date: JUN 11, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CMCSA Security ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Maritza G. Montiel | Management | For | For |
| 1.8 | Elect Director Asuka Nakahara | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| CONCHO RESOURCES INC. Meeting Date: MAY 17, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CXO Security ID: 20605P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven L. Beal | Management | For | For |
| 1.2 | Elect Director Tucker S. Bridwell | Management | For | For |
| 1.3 | Elect Director Mark B. Puckett | Management | For | For |
| 1.4 | Elect Director E. Joseph Wright | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CRITEO S.A. Meeting Date: JUN 27, 2018 Record Date: APR 24, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CRTO Security ID: 226718104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Jean-Baptiste Rudelle as Director | Management | For | For |
| 2 | Reelect Sharon Fox Spielman as Director | Management | For | For |
| 3 | Reelect Edmond Mesrobian as Director | Management | For | For |
| 4 | Reelect James Warner as Director | Management | For | For |
| 5 | Approve Compensation of Executive Officers | Management | For | For |
| 6 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 7 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Discharge of Directors and Auditors | Management | For | For |
| 9 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 10 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 11 | Renew Appointment of RBB Business Advisors as Auditor and Acknowledge End of Mandate Cofigex as Alternate Auditor and Decision Not to Renew | Management | For | For |
| 12 | Authorize Share Repurchase Program | Management | For | For |
| 13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 14 | Approve Issuance of 150,000 Warrants (BSA) without Preemptive Rights Reserved for Specific Beneficiaries | Management | For | Against |
| 15 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Item 14 Above and Items 15-17 of June 28, 2017 General Meeting at 4.2 Million Shares | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 165,212 | Management | For | For |
| 17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 165,212 | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 826,063 | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 165,212 | Management | For | For |
| 20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under items 16 to 19 Above | Management | For | Against |
| 21 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 16-20 and 22 at EUR 826,063 | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| DAVITA INC. Meeting Date: JUN 18, 2018 Record Date: APR 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: DVA Security ID: 23918K108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Pamela M. Arway | Management | For | For |
| 1b | Elect Director Charles G. Berg | Management | For | For |
| 1c | Elect Director Barbara J. Desoer | Management | For | For |
| 1d | Elect Director Pascal Desroches | Management | For | For |
| 1e | Elect Director Paul J. Diaz | Management | For | For |
| 1f | Elect Director Peter T. Grauer | Management | For | For |
| 1g | Elect Director John M. Nehra | Management | For | For |
| 1h | Elect Director William L. Roper | Management | For | For |
| 1i | Elect Director Kent J. Thiry | Management | For | For |
| 1j | Elect Director Phyllis R. Yale | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | For |
| DEXCOM, INC. Meeting Date: MAY 31, 2018 Record Date: APR 03, 2018 Meeting Type: ANNUAL | ||||
| Ticker: DXCM Security ID: 252131107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrance H. Gregg | Management | For | For |
| 1b | Elect Director Kevin Sayer | Management | For | For |
| 1c | Elect Director Nicholas (Nick) Augustinos | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXPEDIA GROUP, INC. Meeting Date: JUN 20, 2018 Record Date: APR 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: EXPE Security ID: 30212P303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan C. Athey | Management | For | For |
| 1b | Elect Director A. George "Skip" Battle | Management | For | For |
| 1c | Elect Director Courtnee A. Chun | Management | For | Withhold |
| 1d | Elect Director Chelsea Clinton | Management | For | For |
| 1e | Elect Director Pamela L. Coe | Management | For | Withhold |
| 1f | Elect Director Barry Diller | Management | For | Withhold |
| 1g | Elect Director Jonathan L. Dolgen | Management | For | Withhold |
| 1h | Elect Director Craig A. Jacobson | Management | For | Withhold |
| 1i | Elect Director Victor A. Kaufman | Management | For | Withhold |
| 1j | Elect Director Peter M. Kern | Management | For | Withhold |
| 1k | Elect Director Dara Khosrowshahi | Management | For | Withhold |
| 1l | Elect Director Mark D. Okerstrom | Management | For | Withhold |
| 1m | Elect Director Scott Rudin | Management | For | For |
| 1n | Elect Director Christopher W. Shean | Management | For | Withhold |
| 1o | Elect Director Alexander von Furstenberg | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| FACEBOOK, INC. Meeting Date: MAY 31, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: FB Security ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Director Susan D. Desmond-Hellmann | Management | For | Withhold |
| 1.5 | Elect Director Reed Hastings | Management | For | Withhold |
| 1.6 | Elect Director Jan Koum - Withdrawn Resolution | Management | None | None |
| 1.7 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.8 | Elect Director Peter A. Thiel | Management | For | Withhold |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 4 | Establish Board Committee on Risk Management | Shareholder | Against | For |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 6 | Report on Major Global Content Management Controversies (Fake News) | Shareholder | Against | Abstain |
| 7 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| 8 | Report on Responsible Tax Principles | Shareholder | Against | Against |
| FLEETCOR TECHNOLOGIES, INC. Meeting Date: FEB 07, 2018 Record Date: DEC 28, 2017 Meeting Type: SPECIAL | ||||
| Ticker: FLT Security ID: 339041105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | For |
| FLEETCOR TECHNOLOGIES, INC. Meeting Date: JUN 06, 2018 Record Date: APR 18, 2018 Meeting Type: ANNUAL | ||||
| Ticker: FLT Security ID: 339041105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark A. Johnson | Management | For | Withhold |
| 1.2 | Elect Director Hala G. Moddelmog | Management | For | For |
| 1.3 | Elect Director Jeffrey S. Sloan | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| GILEAD SCIENCES, INC. Meeting Date: MAY 09, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: GILD Security ID: 375558103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Jacqueline K. Barton | Management | For | For |
| 1c | Elect Director Kelly A. Kramer | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director John C. Martin | Management | For | For |
| 1f | Elect Director John F. Milligan | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Gayle E. Wilson | Management | For | For |
| 1i | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| GLOBANT S.A. Meeting Date: JUN 20, 2018 Record Date: JUN 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: GLOB Security ID: L44385109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board's and Auditor's Reports | Management | None | None |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Allocation of Results | Management | For | For |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Approve Restricted Stock Plan | Management | For | Against |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Renew Appointment of Deloitte as Auditor for Annual Accounts | Management | For | For |
| 9 | Appoint Deloitte & Co S.A. as Auditor for Consolidated Accounts | Management | For | For |
| 10 | Elect Reelect Martin Migoya as Director | Management | For | Against |
| 11 | Reelect David J. Moore as Director | Management | For | For |
| 12 | Reelect Philip A. Odeen as Director | Management | For | For |
| INOGEN, INC. Meeting Date: MAY 10, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: INGN Security ID: 45780L104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Scott Greer | Management | For | Withhold |
| 1.2 | Elect Director Heather Rider | Management | For | Withhold |
| 1.3 | Elect Director Scott A. Beardsley | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| JPMORGAN CHASE & CO. Meeting Date: MAY 15, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: JPM Security ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Stephen B. Burke | Management | For | For |
| 1d | Elect Director Todd A. Combs | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Mellody Hobson | Management | For | For |
| 1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1j | Elect Director Michael A. Neal | Management | For | For |
| 1k | Elect Director Lee R. Raymond | Management | For | For |
| 1l | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
| 8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
| 9 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| KERRY GROUP PLC Meeting Date: MAY 03, 2018 Record Date: MAY 01, 2018 Meeting Type: ANNUAL | ||||
| Ticker: KRZ Security ID: G52416107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Gerard Culligan as Director | Management | For | For |
| 3b | Elect Cornelius Murphy as Director | Management | For | For |
| 3c | Elect Edmond Scanlon as Director | Management | For | For |
| 4a | Re-elect Gerry Behan as Director | Management | For | For |
| 4b | Re-elect Dr Hugh Brady as Director | Management | For | For |
| 4c | Re-elect Dr Karin Dorrepaal as Director | Management | For | For |
| 4d | Re-elect Joan Garahy as Director | Management | For | For |
| 4e | Re-elect James Kenny as Director | Management | For | For |
| 4f | Re-elect Brian Mehigan as Director | Management | For | For |
| 4g | Re-elect Tom Moran as Director | Management | For | For |
| 4h | Re-elect Philip Toomey as Director | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment | Management | For | For |
| 11 | Authorise Market Purchase of A Ordinary Shares | Management | For | For |
| 12 | Adopt Articles of Association | Management | For | For |
| LAS VEGAS SANDS CORP. Meeting Date: JUN 07, 2018 Record Date: APR 09, 2018 Meeting Type: ANNUAL | ||||
| Ticker: LVS Security ID: 517834107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Sheldon G. Adelson | Management | For | For |
| 2.2 | Elect Director Irwin Chafetz | Management | For | For |
| 2.3 | Elect Director Micheline Chau | Management | For | For |
| 2.4 | Elect Director Patrick Dumont | Management | For | For |
| 2.5 | Elect Director Charles D. Forman | Management | For | For |
| 2.6 | Elect Director Steven L. Gerard | Management | For | For |
| 2.7 | Elect Director Robert G. Goldstein | Management | For | For |
| 2.8 | Elect Director George Jamieson | Management | For | For |
| 2.9 | Elect Director Charles A. Koppelman | Management | For | For |
| 2.10 | Elect Director Lewis Kramer | Management | For | For |
| 2.11 | Elect Director David F. Levi | Management | For | For |
| 3.1 | Elect Director Micheline Chau | Management | For | For |
| 3.2 | Elect Director Patrick Dumont | Management | For | For |
| 3.3 | Elect Director David F. Levi | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| MONSANTO COMPANY Meeting Date: JAN 31, 2018 Record Date: DEC 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MON Security ID: 61166W101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Dwight M. 'Mitch' Barns | Management | For | For |
| 1b | Elect Director Gregory H. Boyce | Management | For | For |
| 1c | Elect Director David L. Chicoine | Management | For | For |
| 1d | Elect Director Janice L. Fields | Management | For | For |
| 1e | Elect Director Hugh Grant | Management | For | For |
| 1f | Elect Director Laura K. Ipsen | Management | For | For |
| 1g | Elect Director Marcos M. Lutz | Management | For | For |
| 1h | Elect Director C. Steven McMillan | Management | For | For |
| 1i | Elect Director Jon R. Moeller | Management | For | For |
| 1j | Elect Director George H. Poste | Management | For | For |
| 1k | Elect Director Robert J. Stevens | Management | For | For |
| 1l | Elect Director Patricia Verduin | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws to Create Board Human Rights Committee | Shareholder | Against | Abstain |
| MONSTER BEVERAGE CORPORATION Meeting Date: JUN 07, 2018 Record Date: APR 13, 2018 Meeting Type: ANNUAL | ||||
| Ticker: MNST Security ID: 61174X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Gary P. Fayard | Management | For | For |
| 1.6 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.7 | Elect Director Sydney Selati | Management | For | For |
| 1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.9 | Elect Director Kathy N. Waller | Management | For | For |
| 1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Human Trafficking and Forced Labor in Supply Chains | Shareholder | Against | Abstain |
| NETFLIX, INC. Meeting Date: JUN 06, 2018 Record Date: APR 09, 2018 Meeting Type: ANNUAL | ||||
| Ticker: NFLX Security ID: 64110L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard N. Barton | Management | For | For |
| 1b | Elect Director Rodolphe Belmer | Management | For | For |
| 1c | Elect Director Bradford L. Smith | Management | For | For |
| 1d | Elect Director Anne M. Sweeney | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Adopt Compensation Clawback Policy | Shareholder | Against | Against |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 9 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| NEVRO CORP. Meeting Date: MAY 21, 2018 Record Date: MAR 28, 2018 Meeting Type: ANNUAL | ||||
| Ticker: NVRO Security ID: 64157F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brad Vale | Management | For | Withhold |
| 1.2 | Elect Director Michael DeMane | Management | For | Withhold |
| 1.3 | Elect Director Lisa D. Earnhardt | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| PALO ALTO NETWORKS, INC. Meeting Date: DEC 08, 2017 Record Date: OCT 16, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PANW Security ID: 697435105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Frank Calderoni | Management | For | For |
| 1b | Elect Director Carl Eschenbach | Management | For | For |
| 1c | Elect Director Daniel J. Warmenhoven | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| PAYPAL HOLDINGS, INC. Meeting Date: MAY 23, 2018 Record Date: APR 03, 2018 Meeting Type: ANNUAL | ||||
| Ticker: PYPL Security ID: 70450Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rodney C. Adkins | Management | For | For |
| 1b | Elect Director Wences Casares | Management | For | For |
| 1c | Elect Director Jonathan Christodoro | Management | For | For |
| 1d | Elect Director John J. Donahoe | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Belinda J. Johnson | Management | For | For |
| 1g | Elect Director Gail J. McGovern | Management | For | For |
| 1h | Elect Director David M. Moffett | Management | For | For |
| 1i | Elect Director Ann M. Sarnoff | Management | For | For |
| 1j | Elect Director Daniel H. Schulman | Management | For | For |
| 1k | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Amend Proxy Access Right | Shareholder | Against | For |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| 8 | Amend Board Governance Documents to Define Human Rights Responsibilities | Shareholder | Against | Abstain |
| PIONEER NATURAL RESOURCES COMPANY Meeting Date: MAY 17, 2018 Record Date: MAR 22, 2018 Meeting Type: ANNUAL | ||||
| Ticker: PXD Security ID: 723787107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edison C. Buchanan | Management | For | For |
| 1.2 | Elect Director Andrew F. Cates | Management | For | For |
| 1.3 | Elect Director Timothy L. Dove | Management | For | For |
| 1.4 | Elect Director Phillip A. Gobe | Management | For | For |
| 1.5 | Elect Director Larry R. Grillot | Management | For | For |
| 1.6 | Elect Director Stacy P. Methvin | Management | For | For |
| 1.7 | Elect Director Royce W. Mitchell | Management | For | For |
| 1.8 | Elect Director Frank A. Risch | Management | For | For |
| 1.9 | Elect Director Scott D. Sheffield | Management | For | For |
| 1.10 | Elect Director Mona K. Sutphen | Management | For | For |
| 1.11 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.12 | Elect Director Phoebe A. Wood | Management | For | For |
| 1.13 | Elect Director Michael D. Wortley | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PROOFPOINT, INC. Meeting Date: MAY 30, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: PFPT Security ID: 743424103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dana Evan | Management | For | For |
| 1.2 | Elect Director Kristen Gil | Management | For | For |
| 1.3 | Elect Director Gary Steele | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SERVICENOW, INC. Meeting Date: JUN 19, 2018 Record Date: APR 20, 2018 Meeting Type: ANNUAL | ||||
| Ticker: NOW Security ID: 81762P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan L. Bostrom | Management | For | For |
| 1b | Elect Director Jonathan C. Chadwick | Management | For | For |
| 1c | Elect Director Frederic B. Luddy | Management | For | For |
| 1d | Elect Director Jeffrey A. Miller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| SPLUNK INC. Meeting Date: JUN 07, 2018 Record Date: APR 13, 2018 Meeting Type: ANNUAL | ||||
| Ticker: SPLK Security ID: 848637104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sara Baack | Management | For | For |
| 1b | Elect Director Douglas Merritt | Management | For | For |
| 1c | Elect Director Graham Smith | Management | For | For |
| 1d | Elect Director Godfrey Sullivan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SVB FINANCIAL GROUP Meeting Date: APR 26, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: SIVB Security ID: 78486Q101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Greg W. Becker | Management | For | For |
| 1.2 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.3 | Elect Director John S. Clendening | Management | For | For |
| 1.4 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.5 | Elect Director Joel P. Friedman | Management | For | For |
| 1.6 | Elect Director Kimberly A. Jabal | Management | For | For |
| 1.7 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
| 1.8 | Elect Director Mary J. Miller | Management | For | For |
| 1.9 | Elect Director Kate D. Mitchell | Management | For | For |
| 1.10 | Elect Director John F. Robinson | Management | For | For |
| 1.11 | Elect Director Garen K. Staglin | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE TJX COMPANIES, INC. Meeting Date: JUN 05, 2018 Record Date: APR 09, 2018 Meeting Type: ANNUAL | ||||
| Ticker: TJX Security ID: 872540109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Alan M. Bennett | Management | For | For |
| 1.3 | Elect Director David T. Ching | Management | For | For |
| 1.4 | Elect Director Ernie Herrman | Management | For | For |
| 1.5 | Elect Director Michael F. Hines | Management | For | For |
| 1.6 | Elect Director Amy B. Lane | Management | For | For |
| 1.7 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.8 | Elect Director Jackwyn L. Nemerov | Management | For | For |
| 1.9 | Elect Director John F. O'Brien | Management | For | For |
| 1.10 | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Gender, Race, or Ethnicity Pay Gaps | Shareholder | Against | Abstain |
| 5 | Clawback of Incentive Payments | Shareholder | Against | For |
| 6 | Adopt Policy Regarding Prison Labor in Supply Chain | Shareholder | Against | Abstain |
| VISA INC. Meeting Date: JAN 30, 2018 Record Date: DEC 01, 2017 Meeting Type: ANNUAL | ||||
| Ticker: V Security ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Gary A. Hoffman | Management | For | For |
| 1e | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1i | Elect Director John A.C. Swainson | Management | For | For |
| 1j | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| WALMART, INC. Meeting Date: MAY 30, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: WMT Security ID: 931142103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen J. Easterbrook | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Sarah J. Friar | Management | For | For |
| 1d | Elect Director Carla A. Harris | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Marissa A. Mayer | Management | For | For |
| 1g | Elect Director C. Douglas McMillon | Management | For | For |
| 1h | Elect Director Gregory B. Penner | Management | For | For |
| 1i | Elect Director Steven S Reinemund | Management | For | For |
| 1j | Elect Director S. Robson Walton | Management | For | For |
| 1k | Elect Director Steuart L. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Report on Race or Ethnicity Pay Gap | Shareholder | Against | Abstain |
| WORKDAY, INC. Meeting Date: JUN 20, 2018 Record Date: APR 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: WDAY Security ID: 98138H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Aneel Bhusri | Management | For | For |
| 1.2 | Elect Director David A. Duffield | Management | For | For |
| 1.3 | Elect Director Lee J. Styslinger, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| WORLDPAY, INC. Meeting Date: MAY 16, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | ||||
| Ticker: WP Security ID: 981558109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Drucker | Management | For | For |
| 1.2 | Elect Director Karen Richardson | Management | For | For |
| 1.3 | Elect Director Boon Sim | Management | For | For |
| 1.4 | Elect Director Jeffrey Stiefler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
Thornburg International Growth Fund
| ADIDAS AG Meeting Date: MAY 09, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ADS Security ID: D0066B185 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.60 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | For |
| 6 | Amend Corporate Purpose | Management | For | For |
| 7 | Elect Frank Appel to the Supervisory Board | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion; Approve Creation of EUR 12.5 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9.1 | Ratify KPMG AG as Auditors for Fiscal 2018 | Management | For | For |
| 9.2 | Ratify KPMG AG as Auditors for Half-Year and Quarterly Reports 2018 | Management | For | For |
| 9.3 | Ratify KPMG AG as Auditors for the 2018 Interim Financial Statements Until the 2019 AGM | Management | For | For |
| ALIBABA GROUP HOLDING LIMITED Meeting Date: OCT 18, 2017 Record Date: AUG 18, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BABA Security ID: 01609W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Jack Yun Ma as Director | Management | For | For |
| 1.2 | Elect Masayoshi Son as Director | Management | For | For |
| 1.3 | Elect Walter Teh Ming Kwauk as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| ALKERMES PLC Meeting Date: MAY 23, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ALKS Security ID: G01767105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Floyd E. Bloom | Management | For | For |
| 1.2 | Elect Director Nancy L. Snyderman | Management | For | For |
| 1.3 | Elect Director Nancy J. Wysenski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| ALSEA S.A.B. DE C.V. Meeting Date: DEC 14, 2017 Record Date: DEC 05, 2017 Meeting Type: SPECIAL | ||||
| Ticker: ALSEA * Security ID: P0212A104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect or Ratify Directors and Key Committee Members | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ALSEA S.A.B. DE C.V. Meeting Date: APR 09, 2018 Record Date: MAR 28, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ALSEA * Security ID: P0212A104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Annual Report on Operations Carried by Key Board Committees | Management | For | For |
| 3 | Elect or Ratify Directors, Key Management and Members of Board Committees | Management | For | For |
| 4 | Approve Remuneration of Directors, Key Management and Members of Board Committees | Management | For | For |
| 5 | Set Maximum Amount of Share Repurchase Reserve; Present Report on Share Repurchase | Management | For | For |
| 6 | Approve Dividends | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ASOS PLC Meeting Date: NOV 30, 2017 Record Date: NOV 28, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ASC Security ID: G0536Q108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Brian McBride as Director | Management | For | For |
| 4 | Re-elect Nick Beighton as Director | Management | For | For |
| 5 | Re-elect Helen Ashton as Director | Management | For | For |
| 6 | Re-elect Ian Dyson as Director | Management | For | For |
| 7 | Re-elect Rita Clifton as Director | Management | For | For |
| 8 | Re-elect Hilary Riva as Director | Management | For | For |
| 9 | Re-elect Nick Robertson as Director | Management | For | For |
| 10 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| ASTRAZENECA PLC Meeting Date: MAY 18, 2018 Record Date: MAY 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: AZN Security ID: G0593M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Re-elect Genevieve Berger as Director | Management | For | For |
| 5e | Re-elect Philip Broadley as Director | Management | For | For |
| 5f | Re-elect Graham Chipchase as Director | Management | For | For |
| 5g | Elect Deborah DiSanzo as Director | Management | For | For |
| 5h | Re-elect Rudy Markham as Director | Management | For | For |
| 5i | Elect Sheri McCoy as Director | Management | For | For |
| 5j | Elect Nazneen Rahman as Director | Management | For | For |
| 5k | Re-elect Shriti Vadera as Director | Management | For | For |
| 5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | Against |
| 7 | Approve EU Political Donations and Expenditure | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 13 | Adopt New Articles of Association | Management | For | For |
| AUTO TRADER GROUP PLC Meeting Date: SEP 21, 2017 Record Date: SEP 19, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AUTO Security ID: G06708104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Ed Williams as Director | Management | For | For |
| 5 | Re-elect Trevor Mather as Director | Management | For | For |
| 6 | Re-elect Sean Glithero as Director | Management | For | Abstain |
| 7 | Re-elect David Keens as Director | Management | For | For |
| 8 | Re-elect Jill Easterbrook as Director | Management | For | For |
| 9 | Re-elect Jeni Mundy as Director | Management | For | For |
| 10 | Elect Nathan Coe as Director | Management | For | For |
| 11 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| B&M EUROPEAN VALUE RETAIL SA Meeting Date: JUL 28, 2017 Record Date: JUL 14, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BME Security ID: L1175H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board Reports on the Consolidated and Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 2 | Receive Consolidated and Unconsolidated Financial Statements and Annual Accounts, and Auditors' Reports Thereon | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Annual Accounts | Management | For | For |
| 4 | Approve Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 5 | Approve Allocation of Income | Management | For | For |
| 6 | Approve Dividends | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Approve Discharge of Directors | Management | For | For |
| 9 | Re-elect Sir Terry Leahy as Director | Management | For | For |
| 10 | Re-elect Simon Arora as Director | Management | For | For |
| 11 | Re-elect David Novak as Director | Management | For | For |
| 12 | Re-elect Paul McDonald as Director | Management | For | For |
| 13 | Re-elect Thomas Hubner as Director | Management | For | For |
| 14 | Re-elect Kathleen Guion as Director | Management | For | For |
| 15 | Re-elect Ron McMillan as Director | Management | For | For |
| 16 | Re-elect Harry Brouwer as Director | Management | For | For |
| 17 | Approve Discharge of Auditors | Management | For | For |
| 18 | Reappoint KPMG Luxembourg Societe Cooperative as Auditors | Management | For | For |
| 19 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| BAYER AG Meeting Date: MAY 25, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BAYN Security ID: D0712D163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2017 | Management | For | For |
| 2 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 4 | Elect Norbert Winkeljohann to the Supervisory Board | Management | For | For |
| 5 | Ratify Deloitte GmbH as Auditors for Fiscal 2018 | Management | For | For |
| BOOKING HOLDINGS INC. Meeting Date: JUN 07, 2018 Record Date: APR 12, 2018 Meeting Type: ANNUAL | ||||
| Ticker: BKNG Security ID: 09857L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.4 | Elect Director Glenn D. Fogel | Management | For | For |
| 1.5 | Elect Director Mirian Graddick-Weir | Management | For | For |
| 1.6 | DElect irector James M. Guyette | Management | For | For |
| 1.7 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.8 | Elect Director Charles H. Noski | Management | For | For |
| 1.9 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.10 | Elect Director Nicholas J. Read | Management | For | For |
| 1.11 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.12 | Elect Director Craig W. Rydin | Management | For | For |
| 1.13 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| BOOZT AB Meeting Date: APR 27, 2018 Record Date: APR 20, 2018 Meeting Type: ANNUAL | ||||
| Ticker: BOOZT Security ID: W2198L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7a | Receive Board's Report | Management | None | None |
| 7b | Receive President's Report | Management | None | None |
| 8 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 9a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 9b | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 9c | Approve Discharge of Board and President | Management | For | For |
| 10 | Determine Number of Members (8) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
| 11 | Approve Remuneration of Directors in the Aggregate Amount of SEK 2.45 Million; Approve Remuneration of Auditors | Management | For | For |
| 12 | Reelect Henrik Theilbjorn (Chairman), Jimmy Fussing Nielsen, Staffan Morndal, Jon Bjornsson, Kent Stevens Larsen and Charlotte Svensson as Directors; Elect Bjorn Folmer Kroghsbo and Cecilia Lannebo as New Directors | Management | For | For |
| 13 | Ratify Deloitte as Auditors | Management | For | For |
| 14 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 16 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | For |
| 17 | Approve Stock Option Plan for Key Employees | Management | For | For |
| 18 | Close Meeting | Management | None | None |
| BRITISH AMERICAN TOBACCO PLC Meeting Date: APR 25, 2018 Record Date: APR 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: BATS Security ID: G1510J102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect Richard Burrows as Director | Management | For | For |
| 6 | Re-elect Nicandro Durante as Director | Management | For | For |
| 7 | Re-elect Sue Farr as Director | Management | For | For |
| 8 | Re-elect Dr Marion Helmes as Director | Management | For | Against |
| 9 | Re-elect Savio Kwan as Director | Management | For | For |
| 10 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
| 11 | Re-elect Kieran Poynter as Director | Management | For | For |
| 12 | Re-elect Ben Stevens as Director | Management | For | For |
| 13 | Elect Luc Jobin as Director | Management | For | For |
| 14 | Elect Holly Koeppel as Director | Management | For | For |
| 15 | Elect Lionel Nowell, III as Director | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| CARSALES.COM LTD. Meeting Date: OCT 27, 2017 Record Date: OCT 25, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CAR Security ID: Q21411121 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve the Remuneration Report | Management | For | For |
| 3 | Elect Walter Pisciotta as Director | Management | For | Against |
| 4 | Elect Richard Collins as Director | Management | For | For |
| 5 | Elect Jeffrey Browne as Director | Management | For | For |
| 6a | Approve Grant of Deferred Short Term Incentive Performance Rights to Cameron Mclntyre | Management | For | For |
| 6b | Approve Grant of Long Term Incentive Options and Performance Rights to Cameron Mclntyre | Management | For | For |
| 7 | Approve the Spill Resolution | Management | Against | Against |
| CIELO SA Meeting Date: APR 20, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: CIEL3 Security ID: P2859E100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017 | Management | For | For |
| 2 | Approve Capital Budget, Allocation of Income and Dividends | Management | For | For |
| 3 | Fix Number of Directors | Management | For | For |
| 4 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Abstain |
| 5.1 | Elect Antonio Mauricio Maurano as Director | Management | For | Against |
| 5.2 | Elect Bernardo de Azevedo Silva Rothe as Director | Management | For | Against |
| 5.3 | Elect Marcelo Augusto Dutra Labuto as Director | Management | For | For |
| 5.4 | Elect Rogerio Magno Panca as Director | Management | For | Against |
| 5.5 | Elect Cesario Narihito Nakamura as Director | Management | For | Against |
| 5.6 | Elect Francisco Jose Pereira Terra as Director | Management | For | Against |
| 5.7 | Elect Marcelo de Araujo Noronha as Director | Management | For | Against |
| 5.8 | Elect Vinicius Urias Favarao as Director | Management | For | Against |
| 5.9 | Elect Aldo Luiz Mendes as Independent Director | Management | For | For |
| 5.10 | Elect Francisco Augusto da Costa e Silva as Independent Director | Management | For | For |
| 5.11 | Elect Gilberto Mifano as Independent Director | Management | For | For |
| 6 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee? | Management | None | Abstain |
| 7.1 | Percentage of Votes to Be Assigned - Elect Antonio Mauricio Maurano as Director | Management | None | Abstain |
| 7.2 | Percentage of Votes to Be Assigned - Elect Bernardo de Azevedo Silva Rothe as Director | Management | None | Abstain |
| 7.3 | Percentage of Votes to Be Assigned - Elect Marcelo Augusto Dutra Labuto as Director | Management | None | Abstain |
| 7.4 | Percentage of Votes to Be Assigned - Elect Rogerio Magno Panca as Director | Management | None | Abstain |
| 7.5 | Percentage of Votes to Be Assigned - Elect Cesario Narihito Nakamura as Director | Management | None | Abstain |
| 7.6 | Percentage of Votes to Be Assigned - Elect Francisco Jose Pereira Terra as Director | Management | None | Abstain |
| 7.7 | Percentage of Votes to Be Assigned - Elect Marcelo de Araujo Noronha as Director | Management | None | Abstain |
| 7.8 | Percentage of Votes to Be Assigned - Elect Vinicius Urias Favarao as Director | Management | None | Abstain |
| 7.9 | Percentage of Votes to Be Assigned - Elect Aldo Luiz Mendes as Independent Director | Management | None | Abstain |
| 7.10 | Percentage of Votes to Be Assigned - Elect Francisco Augusto da Costa e Silva as Independent Director | Management | None | Abstain |
| 7.11 | Percentage of Votes to Be Assigned - Elect Gilberto Mifano as Independent Director | Management | None | Abstain |
| 8 | Approve Remuneration of Company's Management and Fiscal Council Members | Management | For | Against |
| CIELO SA Meeting Date: APR 20, 2018 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: CIEL3 Security ID: P2859E100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Fiscal Council Members | Management | For | For |
| 2.1 | Elect Adriano Meira Ricci as Fiscal Council Member and Flavio Saba Santos Estrela as Alternate | Management | For | For |
| 2.2 | Elect Joel Antonio de Araujo as Fiscal Council Members and Sigmar Milton Mayer Filho as Alternate | Management | For | For |
| 2.3 | Elect Herculano Anibal Alves as Fiscal Council Member and Kleber do Espirito Santo as Alternate | Management | For | For |
| 2.4 | Elect Marcelo Santos Dall'Occo as Fiscal Council Member and Carlos Roberto Mendonca da Siva as Alternate | Management | For | For |
| 2.5 | Elect Haroldo Reginaldo Levy Neto as Fiscal Council Member and Milton Luiz Milioni as Alternate | Management | For | For |
| 3 | Authorize Capitalization of Reserves Without Issuance of Shares and Amend Article 7 Accordingly | Management | For | For |
| 4 | Amend Articles | Management | For | For |
| 5 | Consolidate Bylaws | Management | For | For |
| COLOPLAST A/S Meeting Date: DEC 07, 2017 Record Date: NOV 30, 2017 Meeting Type: ANNUAL | ||||
| Ticker: COLO B Security ID: K16018192 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4.1.a | Amend Articles Re: Delete Principal Name Following the Secondary Name | Management | For | For |
| 4.1.b | Amend Articles Re: Delete Reference to Registered Office | Management | For | For |
| 4.1.c | Amend Articles Re: Company Registrar | Management | For | For |
| 4.1.d | Amend Articles Re: Change Statutory Limitation Period Applying to Unclaimed Dividends from Five to Three Years - A shares | Management | For | For |
| 4.1.e | Amend Articles Re: Change Statutory Limitation Period Applying to Unclaimed Dividends from Five to Three Years - B Shares | Management | For | For |
| 4.1.f | Approve Creation of DKK 15 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 4.1.g | Amend Articles Re: Electronic Communication with Shareholders - General Meeting Convening | Management | For | For |
| 4.1.h | Amend Articles Re: Electronic Communication with Shareholders - Admission Cards | Management | For | For |
| 4.1.i | Amend Articles Re: Electronic Communication with Shareholders | Management | For | For |
| 4.1.j | Amend Articles Re: Delete Article 9(3) | Management | For | For |
| 4.1.k | Amend Articles Re: Chairman of the Meeting | Management | For | For |
| 4.1.l | Enable Company to Communicate Electronically with Shareholders | Management | For | For |
| 4.2 | Authorize Share Repurchase Program | Management | For | For |
| 5.1 | Reelect Michael Pram Rasmussen as Director (Chairman) | Management | For | For |
| 5.2 | Reelect Niels Peter Louis-Hansen as Director (Deputy Chairman) | Management | For | For |
| 5.3 | Reelect Per Magid as Director | Management | For | For |
| 5.4 | Reelect Birgitte Nielsen as Director | Management | For | For |
| 5.5 | Reelect Jette Nygaard-Andersen as Director | Management | For | For |
| 5.6 | Reelect Jorgen Tang-Jensen as Director | Management | For | For |
| 5.7 | Elect Carsten Hellmann as New Director | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Abstain |
| 7 | Other Business | Management | None | None |
| CRITEO S.A. Meeting Date: JUN 27, 2018 Record Date: APR 24, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CRTO Security ID: 226718104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Jean-Baptiste Rudelle as Director | Management | For | For |
| 2 | Reelect Sharon Fox Spielman as Director | Management | For | For |
| 3 | Reelect Edmond Mesrobian as Director | Management | For | For |
| 4 | Reelect James Warner as Director | Management | For | For |
| 5 | Approve Compensation of Executive Officers | Management | For | For |
| 6 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 7 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Discharge of Directors and Auditors | Management | For | For |
| 9 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 10 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 11 | Renew Appointment of RBB Business Advisors as Auditor and Acknowledge End of Mandate Cofigex as Alternate Auditor and Decision Not to Renew | Management | For | For |
| 12 | Authorize Share Repurchase Program | Management | For | For |
| 13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 14 | Approve Issuance of 150,000 Warrants (BSA) without Preemptive Rights Reserved for Specific Beneficiaries | Management | For | Against |
| 15 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Item 14 Above and Items 15-17 of June 28, 2017 General Meeting at 4.2 Million Shares | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 165,212 | Management | For | For |
| 17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 165,212 | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 826,063 | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 165,212 | Management | For | For |
| 20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under items 16 to 19 Above | Management | For | Against |
| 21 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 16-20 and 22 at EUR 826,063 | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| DANONE Meeting Date: APR 26, 2018 Record Date: APR 23, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BN Security ID: F12033134 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.90 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Reelect Benoit Potier as Director | Management | For | For |
| 6 | Reelect Virginia Stallings as Director | Management | For | For |
| 7 | Reelect Serpil Timuray as Director | Management | For | For |
| 8 | Elect Michel Landel as Director | Management | For | For |
| 9 | Elect Cecile Cabanis as Director | Management | For | For |
| 10 | Elect Guido Barilla as Director | Management | For | For |
| 11 | Approve Compensation of Franck Riboud, Chairman of the Board until Nov. 30, 2017 | Management | For | For |
| 12 | Approve Compensation of Emmanuel Faber, CEO until Nov. 30, 2017 and Chairman and CEO since Dec. 1, 2017 | Management | For | For |
| 13 | Approve Remuneration Policy of Executive Corporate Officers | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| DOMINO'S PIZZA ENTERPRISES LTD. Meeting Date: NOV 08, 2017 Record Date: NOV 06, 2017 Meeting Type: ANNUAL | ||||
| Ticker: DMP Security ID: Q32503106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | None | Against |
| 2 | Elect John James Cowin as Director | Management | For | Against |
| 3 | Elect Grant Bryce Bourke as Director | Management | For | Against |
| 4 | Approve Grant of Options to Don Meij | Management | For | Against |
| DOMINO'S PIZZA GROUP PLC Meeting Date: JAN 11, 2018 Record Date: JAN 09, 2018 Meeting Type: SPECIAL | ||||
| Ticker: DOM Security ID: G28113101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Related Party Transaction with Pizza Pizza ehf | Management | For | For |
| DOMINO'S PIZZA GROUP PLC Meeting Date: APR 19, 2018 Record Date: APR 17, 2018 Meeting Type: ANNUAL | ||||
| Ticker: DOM Security ID: G28113101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Stephen Hemsley as Director | Management | For | For |
| 6 | Re-elect Colin Halpern as Director | Management | For | For |
| 7 | Re-elect David Wild as Director | Management | For | For |
| 8 | Re-elect Kevin Higgins as Director | Management | For | For |
| 9 | Re-elect Ebbe Jacobsen as Director | Management | For | For |
| 10 | Re-elect Helen Keays as Director | Management | For | For |
| 11 | Re-elect Steve Barber as Director | Management | For | For |
| 12 | Re-elect Rachel Osborne as Director | Management | For | For |
| 13 | Approve Remuneration Report | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 20 | Adopt New Articles of Association | Management | For | For |
| EDENRED Meeting Date: MAY 03, 2018 Record Date: APR 27, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: EDEN Security ID: F3192L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.85 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Ratify Appointment of Dominique D'Hinnin as Director | Management | For | For |
| 6 | Reelect Bertrand Dumazy as Director | Management | For | For |
| 7 | Reelect Gabriele Galateri Di Genola as Director | Management | For | For |
| 8 | Reelect Maelle Gavet as Director | Management | For | For |
| 9 | Reelect Jean-Romain Lhomme as Director | Management | For | For |
| 10 | Approve Remuneration Policy for Chairman and CEO | Management | For | For |
| 11 | Approve Compensation of Bertrand Dumazy, Chairman and CEO | Management | For | For |
| 12 | Approve Severance Payment Agreement with Bertrand Dumazy | Management | For | Against |
| 13 | Approve Unemployment Insurance Agreement with Bertrand Dumazy | Management | For | For |
| 14 | Approve Health Insurance Coverage Agreement with Bertrand Dumazy | Management | For | For |
| 15 | Approve Additional Pension Scheme Agreement with Bertrand Dumazy | Management | For | For |
| 16 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 17 | Renew Appointment of Deloitte and Associes as Auditor | Management | For | For |
| 18 | Decision Not to Renew BEAS as Alternate Auditor | Management | For | For |
| 19 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 155,366,138 | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 23,540,324 | Management | For | For |
| 23 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 23,540,324 | Management | For | For |
| 24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 26 | Authorize Capitalization of Reserves of Up to EUR 155,366,138 for Bonus Issue or Increase in Par Value | Management | For | For |
| 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 28 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 29 | Amend Article 12 of Bylaws Re: Employee Representatives | Management | For | For |
| 30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ESSILOR INTERNATIONAL Meeting Date: APR 24, 2018 Record Date: APR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: EI Security ID: F31668100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.53 per Share | Management | For | For |
| 4 | Reelect Antoine Bernard de Saint-Affrique as Director | Management | For | For |
| 5 | Reelect Louise Frechette as Director | Management | For | For |
| 6 | Reelect Bernard Hours as Director | Management | For | For |
| 7 | Reelect Marc Onetto as Director | Management | For | For |
| 8 | Reelect Olivier Pecoux as Director | Management | For | For |
| 9 | Reelect Jeanette Wong as Director until Completion of Contribution in Kind Agreement of Luxottica Shares by Delfin | Management | For | For |
| 10 | Elect Jeanette Wong as Director as of Completion of Contribution in Kind Agreement of Luxottica Shares by Delfin | Management | For | For |
| 11 | Approve Termination Package of Laurent Vacherot, Vice-CEO | Management | For | Against |
| 12 | Approve Compensation of Hubert Sagnieres, Chairman and CEO | Management | For | Against |
| 13 | Approve Compensation of Laurent Vacherot, Vice-CEO | Management | For | Against |
| 14 | Approve Remuneration Policy of Executive Corporate Officers | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| EVOLUTION GAMING GROUP AB Meeting Date: APR 20, 2018 Record Date: APR 13, 2018 Meeting Type: ANNUAL | ||||
| Ticker: EVO Security ID: W3287P107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 7b | Approve Allocation of Income and Dividends of EUR 0.90 Per Share | Management | For | For |
| 7c | Approve Discharge of Board and President | Management | For | For |
| 8 | Determine Number of Members (6) and Deputy Members (0) of Board | Management | For | For |
| 9 | Approve Remuneration of Directors in the Amount of EUR 10,000 per Director, and EUR 20,000 for Chairman of the Audit Committee | Management | For | For |
| 10 | Reelect Jens von Bahr (Chairman), Joel Citron, Jonas Engwall, Cecilia Lager, Ian Livingstone, and Fredrik Osterberg as Directors | Management | For | For |
| 11 | Approve Remuneration of Auditors | Management | For | For |
| 12a | Amend Articles Re: Auditor Term | Management | For | For |
| 12b | Amend Corporate Purpose | Management | For | For |
| 12c | Amend Articles Re: Financial Instruments Accounts Act | Management | For | For |
| 13 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 14 | Authorize One Independent Member of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 16 | Approve Issuance of Warrants for Incentive Program | Management | For | For |
| 17 | Close Meeting | Management | None | None |
| FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA Meeting Date: MAR 16, 2018 Record Date: FEB 20, 2018 Meeting Type: ANNUAL | ||||
| Ticker: FEMSA UBD Security ID: 344419106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Report on Adherence to Fiscal Obligations | Management | For | For |
| 3 | Approve Allocation of Income and Cash Dividends | Management | For | For |
| 4 | Set Maximum Amount of Share Repurchase Program | Management | For | For |
| 5 | Elect Directors and Secretaries, Verify Director's Independence Classification as Per Mexican Securities Law, and Approve their Remuneration | Management | For | For |
| 6 | Elect Members and Chairmen of Finance and Planning, Audit, and Corporate Practices Committees; Approve Their Remuneration | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 8 | Approve Minutes of Meeting | Management | For | For |
| FRESENIUS MEDICAL CARE AG & CO. KGAA Meeting Date: MAY 17, 2018 Record Date: APR 25, 2018 Meeting Type: ANNUAL | ||||
| Ticker: FME Security ID: D2734Z107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 1.06 per Share | Management | For | Against |
| 3 | Approve Discharge of Personally Liable Partner for Fiscal 2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2018 | Management | For | For |
| 6 | Amend Articles of Association | Management | For | For |
| GALAXY ENTERTAINMENT GROUP LTD. Meeting Date: MAY 03, 2018 Record Date: APR 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 27 Security ID: Y2679D118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Francis Lui Yiu Tung as Director | Management | For | For |
| 2.2 | Elect Patrick Wong Lung Tak as Director | Management | For | For |
| 2.3 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4.1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 4.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 4.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| GRIFOLS SA Meeting Date: MAY 24, 2018 Record Date: MAY 18, 2018 Meeting Type: ANNUAL | ||||
| Ticker: GRF Security ID: E5706X215 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements, Allocation of Income, and Dividend Payment | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of KPMG Auditores as Auditor of Standalone Financial Statements and Renew Appointment of Grant Thornton as Co-Auditor | Management | For | For |
| 5 | Renew Appointment of KPMG Auditores as Auditor of Consolidated Financial Statements | Management | For | For |
| 6.1 | Reelect Belen Villalonga Morenes as Director | Management | For | For |
| 6.2 | Reelect Marla E. Salmon as Director | Management | For | For |
| 7 | Advisory Vote on Remuneration Report | Management | For | Against |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| HARGREAVES LANSDOWN PLC Meeting Date: OCT 11, 2017 Record Date: OCT 09, 2017 Meeting Type: ANNUAL | ||||
| Ticker: HL. Security ID: G43940108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Re-elect Mike Evans as Director | Management | For | For |
| 8 | Re-elect Christopher Hill as Director | Management | For | For |
| 9 | Elect Philip Johnson as Director | Management | For | For |
| 10 | Re-elect Christopher Barling as Director | Management | For | For |
| 11 | Re-elect Stephen Robertson as Director | Management | For | For |
| 12 | Re-elect Shirley Garrood as Director | Management | For | For |
| 13 | Re-elect Jayne Styles as Director | Management | For | For |
| 14 | Elect Fiona Clutterbuck as Director | Management | For | For |
| 15 | Elect Roger Perkin as Director | Management | For | For |
| 16 | Authorise Market Purchase or Ordinary Shares | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 20 | Approve Performance Plan | Management | For | For |
| HOUSING DEVELOPMENT FINANCE CORP. LTD. Meeting Date: JUL 26, 2017 Record Date: JUL 19, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 500010 Security ID: Y37246207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividend and Declare Final Dividend | Management | For | For |
| 3 | Reelect Renu Sud Karnad as Director | Management | For | Against |
| 4 | Reelect V. Srinivasa Rangan as Director | Management | For | For |
| 5 | Approve B S R & Co. LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Issuance of Redeemable Non-Convertible Debentures and/or Other Hybrid Instruments on Private Placement Basis | Management | For | For |
| 7 | Approve Related Party Transactions with HDFC Bank Ltd. | Management | For | For |
| 8 | Approve Revision in the Remuneration of the Managing Directors and Wholetime Director | Management | For | For |
| 9 | Adopt New Articles of Association | Management | For | For |
| HOUSING DEVELOPMENT FINANCE CORP. LTD. Meeting Date: FEB 14, 2018 Record Date: JAN 05, 2018 Meeting Type: SPECIAL | ||||
| Ticker: 500010 Security ID: Y37246207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Share Capital and Amend Memorandum of Association | Management | For | For |
| 2 | Approve Issuance of Shares on Preferential Basis | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 4 | Approve Related Party Transaction with HDFC Bank Limited | Management | For | For |
| ING GROEP NV Meeting Date: APR 23, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: INGA Security ID: N4578E595 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Announcements on Sustainability | Management | None | None |
| 2.c | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2.d | Discuss Remuneration Report | Management | None | None |
| 2.e | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.a | Receive Explanation on Profit Retention and Distribution Policy | Management | None | None |
| 3.b | Approve Dividends of EUR 0.67 Per Share | Management | For | For |
| 4.a | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 4.b | Discussion of Executive Board Profile | Management | None | None |
| 4.c | Discussion of Supervisory Board Profile | Management | None | None |
| 5.a | Approve Discharge of Management Board | Management | For | For |
| 5.b | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Amend the Remuneration Policy of the Executive Board (Withdrawn Resolution) | Management | None | None |
| 7 | Reelect Eric Boyer de la Giroday to Supervisory Board | Management | For | For |
| 8.a | Grant Board Authority to Issue Shares | Management | For | For |
| 8.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Close Meeting | Management | None | None |
| ITC LTD. Meeting Date: JUL 28, 2017 Record Date: JUL 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ITC Security ID: Y4211T171 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Suryakant Balkrishna Mainak as Director | Management | For | For |
| 4 | Approve Deloitte Haskins & Sells, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect Zafir Alam as Director | Management | For | For |
| 6 | Elect David Robert Simpson as Director | Management | For | For |
| 7 | Elect Ashok Malik as Director | Management | For | For |
| 8 | Approve Revision in the Remuneration of Yogesh Chander Deveshwar as Non-Executive Chairman | Management | For | Against |
| 9 | Approve Revision in the Remuneration of Sanjiv Puri as CEO and Wholetime Director | Management | For | For |
| 10 | Approve Remuneration of P. Raju Iyer, Cost Accountant as Cost Auditors | Management | For | For |
| 11 | Approve Remuneration of Shome & Banerjee, Cost Accountants as Cost Auditors | Management | For | For |
| JAPAN EXCHANGE GROUP INC. Meeting Date: JUN 20, 2018 Record Date: MAR 31, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 8697 Security ID: J2740B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tsuda, Hiroki | Management | For | For |
| 1.2 | Elect Director Kiyota, Akira | Management | For | For |
| 1.3 | Elect Director Miyahara, Koichiro | Management | For | For |
| 1.4 | Elect Director Yamaji, Hiromi | Management | For | For |
| 1.5 | Elect Director Miyama, Hironaga | Management | For | For |
| 1.6 | Elect Director Christina L. Ahmadjian | Management | For | For |
| 1.7 | Elect Director Endo, Nobuhiro | Management | For | For |
| 1.8 | Elect Director Ogita, Hitoshi | Management | For | For |
| 1.9 | Elect Director Kubori, Hideaki | Management | For | For |
| 1.10 | Elect Director Koda, Main | Management | For | For |
| 1.11 | Elect Director Kobayashi, Eizo | Management | For | For |
| 1.12 | Elect Director Minoguchi, Makoto | Management | For | For |
| 1.13 | Elect Director Mori, Kimitaka | Management | For | For |
| 1.14 | Elect Director Yoneda, Tsuyoshi | Management | For | For |
| JUST EAT PLC Meeting Date: APR 26, 2018 Record Date: APR 24, 2018 Meeting Type: ANNUAL | ||||
| Ticker: JE. Security ID: G5215U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Andrew Griffith as Director | Management | For | For |
| 5 | Re-elect Paul Harrison as Director | Management | For | For |
| 6 | Re-elect Gwyn Burr as Director | Management | For | For |
| 7 | Re-elect Frederic Coorevits as Director | Management | For | For |
| 8 | Re-elect Roisin Donnelly as Director | Management | For | For |
| 9 | Re-elect Diego Oliva as Director | Management | For | For |
| 10 | Elect Alistair Cox as Director | Management | For | For |
| 11 | Elect Peter Plumb as Director | Management | For | For |
| 12 | Elect Mike Evans as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Approve Deferred Share Bonus Plan | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| KERRY GROUP PLC Meeting Date: MAY 03, 2018 Record Date: MAY 01, 2018 Meeting Type: ANNUAL | ||||
| Ticker: KRZ Security ID: G52416107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Gerard Culligan as Director | Management | For | For |
| 3b | Elect Cornelius Murphy as Director | Management | For | For |
| 3c | Elect Edmond Scanlon as Director | Management | For | For |
| 4a | Re-elect Gerry Behan as Director | Management | For | For |
| 4b | Re-elect Dr Hugh Brady as Director | Management | For | For |
| 4c | Re-elect Dr Karin Dorrepaal as Director | Management | For | For |
| 4d | Re-elect Joan Garahy as Director | Management | For | For |
| 4e | Re-elect James Kenny as Director | Management | For | For |
| 4f | Re-elect Brian Mehigan as Director | Management | For | For |
| 4g | Re-elect Tom Moran as Director | Management | For | For |
| 4h | Re-elect Philip Toomey as Director | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment | Management | For | For |
| 11 | Authorise Market Purchase of A Ordinary Shares | Management | For | For |
| 12 | Adopt Articles of Association | Management | For | For |
| KOSE CORP. Meeting Date: JUN 28, 2018 Record Date: MAR 31, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 4922 Security ID: J3622S100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 85 | Management | For | For |
| 2.1 | Elect Director Kobayashi, Kazutoshi | Management | For | For |
| 2.2 | Elect Director Kobayashi, Takao | Management | For | For |
| 2.3 | Elect Director Kobayashi, Yusuke | Management | For | For |
| 2.4 | Elect Director Toigawa, Iwao | Management | For | For |
| 2.5 | Elect Director Kitagawa, Kazuya | Management | For | For |
| 2.6 | Elect Director Kikuma, Yukino | Management | For | For |
| 3 | Approve Director Retirement Bonus | Management | For | Against |
| MASTERCARD INCORPORATED Meeting Date: JUN 26, 2018 Record Date: APR 27, 2018 Meeting Type: ANNUAL | ||||
| Ticker: MA Security ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Richard K. Davis | Management | For | For |
| 1f | Elect Director Steven J. Freiberg | Management | For | For |
| 1g | Elect Director Julius Genachowski | Management | For | For |
| 1h | Elect Director Choon Phong Goh | Management | For | For |
| 1i | Elect Director Merit E. Janow | Management | For | For |
| 1j | Elect Director Nancy Karch | Management | For | For |
| 1k | Elect Director Oki Matsumoto | Management | For | For |
| 1l | Elect Director Rima Qureshi | Management | For | For |
| 1m | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1n | Elect Director Jackson Tai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MERLIN ENTERTAINMENTS PLC Meeting Date: APR 27, 2018 Record Date: APR 25, 2018 Meeting Type: ANNUAL | ||||
| Ticker: MERL Security ID: G6019W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Sir John Sunderland as Director | Management | For | For |
| 5 | Re-elect Nick Varney as Director | Management | For | For |
| 6 | Re-elect Anne-Francoise Nesmes as Director | Management | For | For |
| 7 | Re-elect Charles Gurassa as Director | Management | For | For |
| 8 | Re-elect Fru Hazlitt as Director | Management | For | For |
| 9 | Re-elect Soren Thorup Sorensen as Director | Management | For | For |
| 10 | Re-elect Trudy Rautio as Director | Management | For | For |
| 11 | Re-elect Rachel Chiang as Director | Management | For | For |
| 12 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| MGM CHINA HOLDINGS LIMITED Meeting Date: MAY 24, 2018 Record Date: MAY 11, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 2282 Security ID: G60744102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3A1 | Elect Chen Yau Wong as Director | Management | For | For |
| 3A2 | Elect William Joseph Hornbuckle as Director | Management | For | For |
| 3A3 | Elect Daniel J. D'Arrigo as Director | Management | For | For |
| 3A4 | Elect Russell Francis Banham as Director | Management | For | For |
| 3B | Elect Kenneth Xiaofeng Feng as Director | Management | For | For |
| 3C | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| NETENT AB Meeting Date: APR 25, 2018 Record Date: APR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: NET B Security ID: W5938J307 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 10 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 11 | Approve Discharge of Board and President | Management | For | For |
| 12 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | For |
| 13 | Approve Remuneration of Directors in the Amount of SEK 710,000 for Chairman and SEK 305,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
| 14 | Reelect Vigo Carlund (Chairman), Fredrik Erbing, Peter Hamberg, Pontus Lindwall, Michael Knutsson, Maria Redin, Jenny Rosberg and Maria Hedengren as Directors | Management | For | For |
| 15 | Ratify Deloitte as Auditors | Management | For | For |
| 16 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| 17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 18 | Approve 2:1 Stock Split; Approve Reduction in Share Capital; Approve Bonus Issue | Management | For | For |
| 19a | Authorize Share Repurchase Program | Management | For | For |
| 19b | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 20 | Close Meeting | Management | None | None |
| NIELSEN HOLDINGS PLC Meeting Date: MAY 22, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: NLSN Security ID: G6518L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James A. Attwood, Jr. | Management | For | For |
| 1b | Elect Director Mitch Barns | Management | For | For |
| 1c | Elect Director Guerrino De Luca | Management | For | For |
| 1d | Elect Director Karen M. Hoguet | Management | For | For |
| 1e | Elect Director Harish Manwani | Management | For | For |
| 1f | Elect Director Robert C. Pozen | Management | For | For |
| 1g | Elect Director David Rawlinson | Management | For | For |
| 1h | Elect Director Javier G. Teruel | Management | For | For |
| 1i | Elect Director Lauren Zalaznick | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Reappoint Ernst & Young LLP as UK Statutory Auditors | Management | For | For |
| 4 | Authorize the Audit Committee to Fix Remuneration of UK Statutory Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| PAYSAFE GROUP PLC Meeting Date: SEP 26, 2017 Record Date: SEP 22, 2017 Meeting Type: SPECIAL | ||||
| Ticker: PAYS Security ID: G6963K100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | For |
| 2 | Authorise Ratification of Approved Resolutions | Management | For | For |
| 3 | Approve Management Arrangements | Management | For | For |
| 4 | Approve Re-registration of the Company as a Private Company by the Name of Paysafe Group Limited; Adopt Memorandum and Articles of Association | Management | For | For |
| PAYSAFE GROUP PLC Meeting Date: SEP 26, 2017 Record Date: SEP 24, 2017 Meeting Type: COURT | ||||
| Ticker: PAYS Security ID: G6963K100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| PRICESMART, INC. Meeting Date: JAN 24, 2018 Record Date: DEC 01, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PSMT Security ID: 741511109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sherry S. Bahrambeygui | Management | For | For |
| 1.2 | Elect Director Gonzalo Barrutieta | Management | For | For |
| 1.3 | Elect Director Gordon H. Hanson | Management | For | For |
| 1.4 | Elect Director Beatriz V. Infante | Management | For | For |
| 1.5 | Elect Director Leon C. Janks | Management | For | For |
| 1.6 | Elect Director Jose Luis Laparte | Management | For | For |
| 1.7 | Elect Director Mitchell G. Lynn | Management | For | For |
| 1.8 | Elect Director Gary Malino | Management | For | For |
| 1.9 | Elect Director Pierre Mignault | Management | For | For |
| 1.10 | Elect Director Robert E. Price | Management | For | For |
| 1.11 | Elect Director Edgar Zurcher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ROYAL DUTCH SHELL PLC Meeting Date: MAY 22, 2018 Record Date: MAY 18, 2018 Meeting Type: ANNUAL | ||||
| Ticker: RDSA Security ID: G7690A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Elect Ann Godbehere as Director | Management | For | For |
| 4 | Re-elect Ben van Beurden as Director | Management | For | For |
| 5 | Re-elect Euleen Goh as Director | Management | For | For |
| 6 | Re-elect Charles Holliday as Director | Management | For | For |
| 7 | Re-elect Catherine Hughes as Director | Management | For | For |
| 8 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 9 | Re-elect Roberto Setubal as Director | Management | For | For |
| 10 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 11 | Re-elect Linda Stuntz as Director | Management | For | For |
| 12 | Re-elect Jessica Uhl as Director | Management | For | For |
| 13 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 14 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Abstain |
| SANDS CHINA LTD. Meeting Date: MAY 25, 2018 Record Date: MAY 14, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 1928 Security ID: G7800X107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Robert Glen Goldstein as Director | Management | For | For |
| 3b | Elect Charles Daniel Forman as Director | Management | For | For |
| 3c | Elect Steven Zygmunt Strasser as Director | Management | For | For |
| 3d | Elect Wang Sing as Director | Management | For | For |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| ST. JAMES'S PLACE PLC Meeting Date: MAY 23, 2018 Record Date: MAY 21, 2018 Meeting Type: ANNUAL | ||||
| Ticker: STJ Security ID: G5005D124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Sarah Bates as Director | Management | For | For |
| 4 | Re-elect Iain Cornish as Director | Management | For | For |
| 5 | Re-elect Andrew Croft as Director | Management | For | For |
| 6 | Re-elect Ian Gascoigne as Director | Management | For | For |
| 7 | Re-elect Simon Jeffreys as Director | Management | For | For |
| 8 | Re-elect David Lamb as Director | Management | For | For |
| 9 | Re-elect Patience Wheatcroft as Director | Management | For | For |
| 10 | Re-elect Roger Yates as Director | Management | For | For |
| 11 | Elect Craig Gentle as Director | Management | For | For |
| 12 | Approve Remuneration Report | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| TENCENT HOLDINGS LTD. Meeting Date: MAY 16, 2018 Record Date: MAY 10, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Li Dong Sheng as Director | Management | For | Against |
| 3b | Elect Iain Ferguson Bruce as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| VISA INC. Meeting Date: JAN 30, 2018 Record Date: DEC 01, 2017 Meeting Type: ANNUAL | ||||
| Ticker: V Security ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Gary A. Hoffman | Management | For | For |
| 1e | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Robert W. Matschullat | Management | For | For |
| 1h | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1i | Elect Director John A.C. Swainson | Management | For | For |
| 1j | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| WIRECARD AG Meeting Date: JUN 21, 2018 Record Date: MAY 30, 2018 Meeting Type: ANNUAL | ||||
| Ticker: WDI Security ID: D22359133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.18 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2018 | Management | For | For |
| 6 | Elect Anastassia Lauterbach to the Supervisory Board | Management | For | For |
| 7 | Approve Affiliation Agreement with Subsidiary Wirecard Technologies GmbH | Management | For | For |
| 8 | Amend Corporate Purpose | Management | For | For |
| 9 | Approve Increase in Size of Board to Six Members | Management | For | For |
| 10 | Elect Susana Quintana-Plaza to the Supervisory Board | Management | For | For |
| WORLDPAY GROUP PLC Meeting Date: JAN 08, 2018 Record Date: JAN 04, 2018 Meeting Type: COURT | ||||
| Ticker: WPG Security ID: G97744109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| WORLDPAY GROUP PLC Meeting Date: JAN 08, 2018 Record Date: JAN 04, 2018 Meeting Type: SPECIAL | ||||
| Ticker: WPG Security ID: G97744109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Matters Relating to the Acquisition of Worldpay Group plc by Vantiv and Bidco | Management | For | For |
| WORLDPAY, INC. Meeting Date: MAY 16, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | ||||
| Ticker: WP Security ID: 981558109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Drucker | Management | For | For |
| 1.2 | Elect Director Karen Richardson | Management | For | For |
| 1.3 | Elect Director Boon Sim | Management | For | For |
| 1.4 | Elect Director Jeffrey Stiefler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| YANDEX NV Meeting Date: JUN 28, 2018 Record Date: MAY 31, 2018 Meeting Type: ANNUAL | ||||
| Ticker: YNDX Security ID: N97284108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve to Extend the Period for Preparing the Annual Account for the Financial Year 2017 | Management | For | For |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Directors | Management | For | For |
| 4 | Reelect John Boynton as Non-Executive Director | Management | For | Against |
| 5 | Reelect Esther Dyson as Non-Executive Director | Management | For | Against |
| 6 | Elect Ilya A. Strebulaev as Non-Executive Director | Management | For | For |
| 7 | Approve Cancellation of Outstanding Class C Shares | Management | For | For |
| 8 | Ratify KPMG as Auditors | Management | For | For |
| 9 | Grant Board Authority to Issue Ordinary and Preference Shares | Management | For | Against |
| 10 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9 | Management | For | Against |
| 11 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| YOOX NET-A-PORTER GROUP SPA Meeting Date: APR 20, 2018 Record Date: APR 11, 2018 Meeting Type: ANNUAL | ||||
| Ticker: YNAP Security ID: T9846S106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | Against |
| 3.1 | Fix Number of Directors | Management | For | For |
| 3.2 | Fix Board Terms for Directors | Management | For | For |
| 3.3.1 | Slate 1 Submitted by Management | Management | For | Did Not Vote |
| 3.3.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 3.4 | Approve Remuneration of Directors | Management | For | For |
| 4.1.1 | Slate 1 Submitted by Federico Marchetti | Shareholder | None | For |
| 4.1.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Against |
| 4.2 | Appoint Chairman of Internal Statutory Auditors | Shareholder | None | For |
| 4.3 | Approve Internal Auditors' Remuneration | Management | For | For |
| 5.1 | Appoint External Auditors | Management | For | For |
| 5.2 | Approve Remuneration of External Auditors | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| YUNNAN BAIYAO GROUP CO., LTD. Meeting Date: MAY 10, 2018 Record Date: MAY 04, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 000538 Security ID: Y9879F108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Annual Report and Summary | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve 2018 Financial Budget Report | Management | For | For |
| 7 | Approve Appointment of Auditor and Internal Control Auditor | Management | For | For |
| 8 | Approve Allowance Management System for Independent Directors | Management | For | For |
| ZALANDO SE Meeting Date: MAY 23, 2018 Record Date: MAY 01, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ZAL Security ID: D98423102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 5.1 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2018 | Management | For | For |
| 5.2 | Ratify Ernst & Young GmbH as Auditors Until the 2019 AGM | Management | For | For |
| 6 | Approve Remuneration System for Management Board Members | Management | For | Against |
| 7.1 | Elect Anthony Brew as Employee Representative to the Supervisory Board | Management | For | For |
| 7.2 | Elect Javier Perez as Employee Representative Substitute to the Supervisory Board | Management | For | For |
| 8 | Approve Affiliation Agreement with Subsidiary zLabels GmbH | Management | For | For |
Thornburg Investment Income Builder Fund
| ADVANCED SEMICONDUCTOR ENGINEERING INC. Meeting Date: FEB 12, 2018 Record Date: JAN 12, 2018 Meeting Type: SPECIAL | ||||
| Ticker: 2311 Security ID: Y00153109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Swap Merger Agreement | Management | For | For |
| 2 | Amend Procedures for Lending Funds to Other Parties | Management | For | For |
| 3 | Amend Procedures for Endorsement and Guarantees | Management | For | For |
| 4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5 | Amend Rules and Procedures Regarding General Meetings of Shareholders of ASE Industrial Holding Co., Ltd. | Management | For | For |
| 6 | Approve Amendments to Articles of Association of ASE Industrial Holding Co., Ltd. | Management | For | For |
| 7 | Amend Rules and Procedures for Election of Directors and Supervisors of ASE Industrial Holding Co., Ltd. | Management | For | For |
| 8.1 | Elect Jason C.S. Chang, a Representative of ASE Enterprises Ltd., with Shareholder No. 1 as Director | Shareholder | None | For |
| 8.2 | Elect Richard H.P. Chang with Shareholder No. 3 as Director | Shareholder | None | For |
| 8.3 | Elect Bough Lin, a Representative of ASE Enterprises Ltd., with Shareholder No. 1 as Director | Shareholder | None | For |
| 8.4 | Elect C.W. Tsai, a Representative of ASE Enterprises Ltd., with Shareholder No. 1 as Director | Shareholder | None | For |
| 8.5 | Elect Tien Wu, a Representative of ASE Enterprises Ltd., with Shareholder No. 1 as Director | Shareholder | None | For |
| 8.6 | Elect Joseph Tung, a Representative of ASE Enterprises Ltd., with Shareholder No. 1 as Director | Shareholder | None | For |
| 8.7 | Elect Raymond Lo, a Representative of ASE Enterprises Ltd., with Shareholder No. 1 as Director | Shareholder | None | For |
| 8.8 | Elect Jeffery Chen, a Representative of ASE Enterprises Ltd., with Shareholder No. 1 as Director | Shareholder | None | For |
| 8.9 | Elect TS Chen, a Representative of ASE Enterprises Ltd., with Shareholder No. 1 as Director | Shareholder | None | For |
| 8.10 | Elect Rutherford Chang with Shareholder No. 372564 as Director | Shareholder | None | For |
| 8.11 | Elect Freddie Liu with Shareholder No. 84025 as Director | Shareholder | None | For |
| 8.12 | Elect Alan Cheng with Shareholder No. 6403 as Supervisor | Shareholder | None | For |
| 8.13 | Elect Yuan-Chuang Fung with Shareholder No. 75594 as Supervisor | Shareholder | None | For |
| 8.14 | Elect Fang-Yin Chen with ID No. P220793529 as Supervisor | Shareholder | None | For |
| 9 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | Management | For | Against |
| 10 | Amend Procedures for Lending Funds to Other Parties of ASE Industrial Holding Co., Ltd. | Management | For | For |
| 11 | Amend Procedures for Endorsement and Guarantees of ASE Industrial Holding Co., Ltd. | Management | For | For |
| 12 | Amend Procedures Governing the Acquisition or Disposal of Assets of ASE Industrial Holding Co., Ltd. | Management | For | For |
| AENA S.M.E., S.A. Meeting Date: APR 10, 2018 Record Date: APR 05, 2018 Meeting Type: ANNUAL | ||||
| Ticker: AENA Security ID: E526K0106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5.1 | Ratify Appointment of and Elect Jaime Garcia-Legaz Ponce as Director | Management | For | For |
| 5.2 | Ratify Appointment of and Elect Josep Pique Camps as Director | Management | For | For |
| 5.3 | Ratify Appointment of and Elect Angel Luis Arias Serrano as Director | Management | For | For |
| 6 | Advisory Vote on Remuneration Report | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| APOLLO INVESTMENT CORPORATION Meeting Date: AUG 03, 2017 Record Date: JUN 09, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AINV Security ID: 03761U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeanette W. Loeb | Management | For | Withhold |
| 1.2 | Elect Director Frank C. Puleo | Management | For | Withhold |
| 1.3 | Elect Director Carl Spielvogel | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ARES CAPITAL CORPORATION Meeting Date: MAY 14, 2018 Record Date: MAR 16, 2018 Meeting Type: SPECIAL | ||||
| Ticker: ARCC Security ID: 04010L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
| ARES CAPITAL CORPORATION Meeting Date: MAY 14, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ARCC Security ID: 04010L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Steve Bartlett | Management | For | Against |
| 1b | Elect Director Robert L. Rosen | Management | For | Against |
| 1c | Elect Director Bennett Rosenthal | Management | For | Against |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ASE INDUSTRIAL HOLDINGS CO Meeting Date: JUN 21, 2018 Record Date: MAY 22, 2018 Meeting Type: SPECIAL | ||||
| Ticker: 3711 Security ID: ADPV41256 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Cash Distribution from Capital Reserve | Management | For | For |
| 2 | Approve Amendments to Articles of Association | Management | For | For |
| 3 | Amend Rules and Procedures for Election of Directors and Supervisors to Rules and Rename It To Procedures for Election of Directors | Management | For | For |
| 4 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5.1 | Elect Shen-Fu Yu, with SHAREHOLDER NO.H101915XXX as Independent Director | Management | For | For |
| 5.2 | Elect Ta-Lin Hsu, with SHAREHOLDER NO.1943040XXX as Independent Director | Management | For | For |
| 5.3 | Elect Mei-Yueh Ho, with SHAREHOLDER NO.Q200495XXX as Independent Director | Management | For | For |
| 5.4 | Elect Non-independent Director No. 1 | Shareholder | None | Against |
| 5.5 | Elect Non-independent Director No. 2 | Shareholder | None | Against |
| 5.6 | Elect Non-independent Director No. 3 | Shareholder | None | Against |
| 5.7 | Elect Non-independent Director No. 4 | Shareholder | None | Against |
| 5.8 | Elect Non-independent Director No. 5 | Shareholder | None | Against |
| 5.9 | Elect Non-independent Director No. 6 | Shareholder | None | Against |
| 5.10 | Elect Non-independent Director No. 7 | Shareholder | None | Against |
| 5.11 | Elect Non-independent Director No. 8 | Shareholder | None | Against |
| 5.12 | Elect Non-independent Director No. 9 | Shareholder | None | Against |
| 5.13 | Elect Non-independent Director No. 10 | Shareholder | None | Against |
| 6 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | Management | For | Against |
| ASSICURAZIONI GENERALI SPA Meeting Date: APR 17, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: G Security ID: T05040109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.b | Approve Allocation of Income | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3.a | Approve Group Long Term Incentive Plan | Management | For | For |
| 3.b | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Group Long Term Incentive Plan | Management | For | For |
| 3.c | Authorize Board to Increase Capital to Service Group Long Term Incentive Plan | Management | For | For |
| 4 | Amend Articles of Association Re: Article 9 | Management | For | For |
| ASTRAZENECA PLC Meeting Date: MAY 18, 2018 Record Date: MAY 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: AZN Security ID: G0593M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5a | Re-elect Leif Johansson as Director | Management | For | For |
| 5b | Re-elect Pascal Soriot as Director | Management | For | For |
| 5c | Re-elect Marc Dunoyer as Director | Management | For | For |
| 5d | Re-elect Genevieve Berger as Director | Management | For | For |
| 5e | Re-elect Philip Broadley as Director | Management | For | For |
| 5f | Re-elect Graham Chipchase as Director | Management | For | For |
| 5g | Elect Deborah DiSanzo as Director | Management | For | For |
| 5h | Re-elect Rudy Markham as Director | Management | For | For |
| 5i | Elect Sheri McCoy as Director | Management | For | For |
| 5j | Elect Nazneen Rahman as Director | Management | For | For |
| 5k | Re-elect Shriti Vadera as Director | Management | For | For |
| 5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | Against |
| 7 | Approve EU Political Donations and Expenditure | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 13 | Adopt New Articles of Association | Management | For | For |
| AT&T INC. Meeting Date: APR 27, 2018 Record Date: FEB 27, 2018 Meeting Type: ANNUAL | ||||
| Ticker: T Security ID: 00206R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Richard W. Fisher | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.6 | Elect Director William E. Kennard | Management | For | For |
| 1.7 | Elect Director Michael B. McCallister | Management | For | For |
| 1.8 | Elect Director Beth E. Mooney | Management | For | For |
| 1.9 | Elect Director Joyce M. Roche | Management | For | For |
| 1.10 | Elect Director Matthew K. Rose | Management | For | For |
| 1.11 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.12 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 1.13 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Stock Purchase and Deferral Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Amend Proxy Access Right | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | For |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ATLANTIA SPA Meeting Date: AUG 02, 2017 Record Date: JUL 24, 2017 Meeting Type: SPECIAL | ||||
| Ticker: ATL Security ID: T05404107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger with Abertis Infraestructuras SA and Bylaws Amendments Related | Management | For | For |
| 1 | Approve Additional Phantom Option Plan 2017 | Management | For | Against |
| ATLANTIA SPA Meeting Date: FEB 21, 2018 Record Date: FEB 12, 2018 Meeting Type: SPECIAL | ||||
| Ticker: ATL Security ID: T05404107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Extend the Term for the Execution of the Share Capital Increase Previously Approved by Shareholders and Reschedule the Lock-Up Period of the Special Shares | Management | For | For |
| ATLANTIA SPA Meeting Date: APR 20, 2018 Record Date: APR 11, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ATL Security ID: T05404107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Integrate Remuneration of External Auditors | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4.a.1 | Slate Submitted by Sintonia SpA | Shareholder | None | For |
| 4.a.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
| 4.b | Approve Internal Auditors' Remuneration | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | For |
| 6 | Amend Additional Phantom Option Plan 2017 | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| AXA Meeting Date: APR 25, 2018 Record Date: APR 20, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CS Security ID: F06106102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.26 per Share | Management | For | For |
| 4 | Approve Compensation of Denis Duverne, Chairman of the Board | Management | For | For |
| 5 | Approve Compensation of Thomas Buberl, CEO | Management | For | For |
| 6 | Approve Remuneration Policy of Denis Duverne, Chairman of the Board | Management | For | For |
| 7 | Approve Remuneration Policy of Thomas Buberl, CEO | Management | For | For |
| 8 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 9 | Approve Severance Agreement with Thomas Buberl | Management | For | For |
| 10 | Reelect Denis Duverne as Director | Management | For | For |
| 11 | Reelect Thomas Buberl as Director | Management | For | For |
| 12 | Reelect Andre Francois-Poncet as Director | Management | For | For |
| 13 | Elect Patricia Barbizet as Director | Management | For | For |
| 14 | Elect Rachel Duan as Director | Management | For | For |
| 15 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | For |
| 16 | Appoint Patrice Morot as Alternate Auditor | Management | For | For |
| 17 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.9 Million | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 22 | Amend Article 10 of Bylaws Re: Employee Representatives | Management | For | For |
| 23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BAE SYSTEMS PLC Meeting Date: MAY 10, 2018 Record Date: MAY 08, 2018 Meeting Type: ANNUAL | ||||
| Ticker: BA. Security ID: G06940103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Sir Roger Carr as Director | Management | For | For |
| 5 | Re-elect Elizabeth Corley as Director | Management | For | For |
| 6 | Re-elect Jerry DeMuro as Director | Management | For | For |
| 7 | Re-elect Harriet Green as Director | Management | For | For |
| 8 | Re-elect Christopher Grigg as Director | Management | For | For |
| 9 | Re-elect Peter Lynas as Director | Management | For | For |
| 10 | Re-elect Paula Reynolds as Director | Management | For | For |
| 11 | Re-elect Nicholas Rose as Director | Management | For | For |
| 12 | Re-elect Ian Tyler as Director | Management | For | For |
| 13 | Re-elect Charles Woodburn as Director | Management | For | For |
| 14 | Elect Revathi Advaithi as Director | Management | For | For |
| 15 | Appoint Deloitte LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BASF SE Meeting Date: MAY 04, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BAS Security ID: D06216317 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.10 per Share | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 4 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2018 | Management | For | For |
| 6 | Approve Remuneration System for Management Board Members | Management | For | For |
| BNP PARIBAS SA Meeting Date: MAY 24, 2018 Record Date: MAY 21, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BNP Security ID: F1058Q238 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 3.02 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Renew Appointments of Deloitte & Associes as Auditor and BEAS as Alternate Auditor | Management | For | For |
| 7 | Renew Appointment of Mazars as Auditor and Appoint Charles de Boisriou as Alternate Auditor | Management | For | For |
| 8 | Renew Appointment of Pricewaterhousecoopers as Auditor and Appoint Jean-Baptiste Deschryver as Alternate Auditor | Management | For | For |
| 9 | Reelect Pierre Andre de Chalendar as Director | Management | For | For |
| 10 | Reelect Denis Kessler as Director | Management | For | For |
| 11 | Reelect Laurence Parisot as Director | Management | For | For |
| 12 | Approve Remuneration Policy of Chairman | Management | For | For |
| 13 | Approve Remuneration Policy of CEO and Vice-CEO | Management | For | For |
| 14 | Approve Compensation of Jean Lemierre, Chairman | Management | For | For |
| 15 | Approve Compensation of Jean-Laurent Bonnafe, CEO | Management | For | For |
| 16 | Approve Compensation of Philippe Bordenave, Vice-CEO | Management | For | For |
| 17 | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Management | For | For |
| 18 | Fix Maximum Variable Compensation Ratio for Executives and Risk Takers | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million | Management | For | For |
| 21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 22 | Set Total Limit for Capital Increase without Preemptive Rights to Result from Issuance Requests Under Items 20 and 21 at EUR 240 Million | Management | For | For |
| 23 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 24 | Set Total Limit for Capital Increase with or without Preemptive Rights to Result from Issuance Requests Under Items 19 to 21 at EUR 1 Billion | Management | For | For |
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 26 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 27 | Amend Article 14.5 and 16.7 of Bylaws Re: Age Limit of Chairman, CEO and Vice-CEO | Management | For | For |
| 28 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BRITISH AMERICAN TOBACCO PLC Meeting Date: APR 25, 2018 Record Date: APR 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: BATS Security ID: G1510J102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect Richard Burrows as Director | Management | For | For |
| 6 | Re-elect Nicandro Durante as Director | Management | For | For |
| 7 | Re-elect Sue Farr as Director | Management | For | For |
| 8 | Re-elect Dr Marion Helmes as Director | Management | For | Against |
| 9 | Re-elect Savio Kwan as Director | Management | For | For |
| 10 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
| 11 | Re-elect Kieran Poynter as Director | Management | For | For |
| 12 | Re-elect Ben Stevens as Director | Management | For | For |
| 13 | Elect Luc Jobin as Director | Management | For | For |
| 14 | Elect Holly Koeppel as Director | Management | For | For |
| 15 | Elect Lionel Nowell, III as Director | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BT GROUP PLC Meeting Date: JUL 12, 2017 Record Date: JUL 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BT.A Security ID: G16612106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Sir Michael Rake as Director | Management | For | For |
| 6 | Re-elect Gavin Patterson as Director | Management | For | For |
| 7 | Re-elect Simon Lowth as Director | Management | For | For |
| 8 | Re-elect Tony Ball as Director | Management | For | For |
| 9 | Re-elect Iain Conn as Director | Management | For | For |
| 10 | Re-elect Tim Hottges as Director | Management | For | For |
| 11 | Re-elect Isabel Hudson as Director | Management | For | For |
| 12 | Re-elect Mike Inglis as Director | Management | For | For |
| 13 | Re-elect Karen Richardson as Director | Management | For | For |
| 14 | Re-elect Nick Rose as Director | Management | For | For |
| 15 | Re-elect Jasmine Whitbread as Director | Management | For | For |
| 16 | Elect Jan du Plessis as Director | Management | For | For |
| 17 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 23 | Authorise EU Political Donations | Management | For | For |
| CENTURYLINK, INC. Meeting Date: MAY 23, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CTL Security ID: 156700106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martha H. Bejar | Management | For | For |
| 1.2 | Elect Director Virginia Boulet | Management | For | For |
| 1.3 | Elect Director Peter C. Brown | Management | For | For |
| 1.4 | Elect Director Kevin P. Chilton | Management | For | For |
| 1.5 | Elect Director Steven T. Clontz | Management | For | For |
| 1.6 | Elect Director T. Michael Glenn | Management | For | For |
| 1.7 | Elect Director W. Bruce Hanks | Management | For | For |
| 1.8 | Elect Director Mary L. Landrieu | Management | For | For |
| 1.9 | Elect Director Harvey P. Perry | Management | For | For |
| 1.10 | Elect Director Glen F. Post, III | Management | For | For |
| 1.11 | Elect Director Michael J. Roberts | Management | For | For |
| 1.12 | Elect Director Laurie A. Siegel | Management | For | For |
| 1.13 | Elect Director Jeffrey K. Storey | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5a | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5b | Report on Company's Billing Practices | Shareholder | Against | Abstain |
| CHIMERA INVESTMENT CORPORATION Meeting Date: MAY 31, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CIM Security ID: 16934Q208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Teresa Bryce Bazemore | Management | For | For |
| 1b | Elect Director Dennis M. Mahoney | Management | For | For |
| 1c | Elect Director Debra W. Still | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CHINA MOBILE LIMITED Meeting Date: MAY 17, 2018 Record Date: MAY 10, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 941 Security ID: Y14965100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Shang Bing as Director | Management | For | For |
| 3.2 | Elect Li Yue as Director | Management | For | For |
| 3.3 | Elect Sha Yuejia as Director | Management | For | For |
| 4 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors of the Group for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| CME GROUP INC. Meeting Date: MAY 09, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CME Security ID: 12572Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1c | Elect Director Charles P. Carey | Management | For | For |
| 1d | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1e | Elect Director Ana Dutra | Management | For | For |
| 1f | Elect Director Martin J. Gepsman | Management | For | For |
| 1g | Elect Director Larry G. Gerdes | Management | For | For |
| 1h | Elect Director Daniel R. Glickman | Management | For | For |
| 1i | Elect Director Deborah J. Lucas | Management | For | For |
| 1j | Elect Director Alex J. Pollock | Management | For | For |
| 1k | Elect Director Terry L. Savage | Management | For | For |
| 1l | Elect Director William R. Shepard | Management | For | For |
| 1m | Elect Director Howard J. Siegel | Management | For | For |
| 1n | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COLONY NORTHSTAR, INC. Meeting Date: MAY 08, 2018 Record Date: MAR 27, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CLNS Security ID: 19625W104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Barrack, Jr. | Management | For | For |
| 1.2 | Elect Director Richard B. Saltzman | Management | For | For |
| 1.3 | Elect Director Douglas Crocker, II | Management | For | For |
| 1.4 | Elect Director Nancy A. Curtin | Management | For | For |
| 1.5 | Elect Director Jon A. Fosheim | Management | For | For |
| 1.6 | Elect Director Justin E. Metz | Management | For | For |
| 1.7 | Elect Director George G. C. Parker | Management | For | For |
| 1.8 | Elect Director Charles W. Schoenherr | Management | For | For |
| 1.9 | Elect Director John A. Somers | Management | For | For |
| 1.10 | Elect Director John L. Steffens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CROWN CASTLE INTERNATIONAL CORP. Meeting Date: MAY 17, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CCI Security ID: 22822V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director P. Robert Bartolo | Management | For | For |
| 1b | Elect Director Jay A. Brown | Management | For | For |
| 1c | Elect Director Cindy Christy | Management | For | For |
| 1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
| 1e | Elect Director Robert E. Garrison, II | Management | For | For |
| 1f | Elect Director Andrea J. Goldsmith | Management | For | For |
| 1g | Elect Director Lee W. Hogan | Management | For | For |
| 1h | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
| 1i | Elect Director J. Landis Martin | Management | For | For |
| 1j | Elect Director Robert F. McKenzie | Management | For | For |
| 1k | Elect Director Anthony J. Melone | Management | For | For |
| 1l | Elect Director W. Benjamin Moreland | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DAIMLER AG Meeting Date: APR 05, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: DAI Security ID: D1668R123 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.65 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 5.1 | Ratify KPMG AG as Auditors for Fiscal 2018 | Management | For | For |
| 5.2 | Ratify KPMG AG as Auditors for the 2019 Interim Financial Statements Until the 2019 AGM | Management | For | For |
| 6.1 | Elect Sari Baldauf to the Supervisory Board | Management | For | For |
| 6.2 | Elect Juergen Hambrecht to the Supervisory Board | Management | For | For |
| 6.3 | Elect Marie Wieck to the Supervisory Board | Management | For | For |
| 7 | Approve Creation of EUR 1 Billion Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| DBS GROUP HOLDINGS LTD. Meeting Date: APR 25, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: D05 Security ID: Y20246107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final Dividend and Special Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect Peter Seah Lim Huat as Director | Management | For | For |
| 6 | Elect Piyush Gupta as Director | Management | For | For |
| 7 | Elect Andre Sekulic as Director | Management | For | For |
| 8 | Elect Olivier Lim Tse Ghow as Director | Management | For | For |
| 9 | Approve Grant of Awards and Issuance of Shares Under the DBSH Share Plan | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 11 | Approve Issuance of Shares Under the DBSH Scrip Dividend Scheme | Management | For | For |
| 12 | Authorize Share Repurchase Program | Management | For | For |
| DEUTSCHE BOERSE AG Meeting Date: MAY 16, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: DB1 Security ID: D1882G119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.45 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Chairman Carsten Kengeter for Fiscal 2017 | Management | For | Against |
| 3.2 | Approve Discharge of Management Board Vice-Chairman Andreas Preuss for Fiscal 2017 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Gregor Pottmeyer for Fiscal 2017 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Hauke Stars for Fiscal 2017 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Jeffrey Tessler for Fiscal 2017 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Chairman Joachim Faber for Fiscal 2017 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Vice-Chairman Richard Berliand for Fiscal 2017 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Ann-Kristin Achleitner for Fiscal 2017 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Karl-Heinz Floether for Fiscal 2017 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Marion Fornoff for Fiscal 2017 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Hans-Peter Gabe for Fiscal 2017 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Craig Heimark for Fiscal 2017 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Monica Maechler for Fiscal 2017 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Erhard Schipporeit for Fiscal 2017 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Jutta Stuhlfauth for Fiscal 2017 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Johannes Witt for Fiscal 2017 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Amy Yok Tak Yip for Fiscal 2017 | Management | For | For |
| 5 | Approve Increase in Size of Supervisory Board to Sixteen Members | Management | For | For |
| 6.1 | Elect Richard Berliand to the Supervisory Board | Management | For | For |
| 6.2 | Elect Joachim Faber to the Supervisory Board | Management | For | For |
| 6.3 | Elect Karl-Heinz Floether to the Supervisory Board | Management | For | For |
| 6.4 | Elect Barbara Lambert to the Supervisory Board | Management | For | For |
| 6.5 | Elect Amy Yok Tak Yip to the Supervisory Board | Management | For | For |
| 6.6 | Elect Ann-Kristin Achleitner to the Supervisory Board | Management | For | For |
| 6.7 | Elect Martin Jetter to the Supervisory Board | Management | For | For |
| 6.8 | Elect Joachim Nagel to the Supervisory Board | Management | For | For |
| 7 | Ratify KPMG AG as Auditors for Fiscal 2018 | Management | For | For |
| DEUTSCHE TELEKOM AG Meeting Date: MAY 17, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: DTE Security ID: D2035M136 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.65 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2018 | Management | For | For |
| 6 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Billion; Approve Creation of EUR 1.2 Billion Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 7 | Elect Margret Suckale to the Supervisory Board | Management | For | For |
| 8 | Elect Guenther Braeunig to the Supervisory Board | Management | For | For |
| 9 | Elect Harald Krueger to the Supervisory Board | Management | For | For |
| 10 | Elect Ulrich Lehner to the Supervisory Board | Management | For | For |
| 11 | Amend Articles Re: Attendance and Voting Rights at the AGM | Management | For | For |
| E.ON SE Meeting Date: MAY 09, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: EOAN Security ID: D24914133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.30 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 5.1 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2018 | Management | For | For |
| 5.2 | Ratify PricewaterhouseCoopers GmbH as Auditors for Half-Year and Quarterly Reports 2018 | Management | For | For |
| 5.3 | Ratify PricewaterhouseCoopers GmbH as Auditors for the First Quarter of Fiscal 2019 | Management | For | For |
| 6 | Approve Increase in Size of Board to Fourteen Members | Management | For | For |
| 7.1 | Elect Karl-Ludwig Kley to the Supervisory Board | Management | For | For |
| 7.2 | Elect Carolina Happe to the Supervisory Board | Management | For | For |
| 7.3 | Elect Karen de Segundo to the Supervisory Board | Management | For | For |
| 7.4 | Elect Klaus Froehlich to the Supervisory Board | Management | For | For |
| ELECTRICITE DE FRANCE Meeting Date: MAY 15, 2018 Record Date: MAY 10, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: EDF Security ID: F2940H113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.46 per Share and Dividends of EUR 0.506 per Share to Long Term Registered Shares | Management | For | For |
| A | Approve Allocation of Income and Absence of Dividends | Shareholder | Against | Against |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Approve Transactions Re: Share Transfer of New NP (Framatome) | Management | For | For |
| 6 | Approve Transaction with Banking Syndicate Including BNP Paribas and Societe Generale Re: Guarantee Agreement | Management | For | For |
| 7 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 8 | Approve Compensation of Jean-Bernard Levy, Chairman and CEO | Management | For | For |
| 9 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
| 11 | Ratify Appointment Maurice Gourdault-Montagne as Director | Management | For | Against |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 365 Million | Management | For | Against |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 290 Million | Management | For | Against |
| 15 | Approve Issuance of Equity or Equity-Linked Securities for for Private Placements, up to Aggregate Nominal Amount of EUR 290 Million | Management | For | Against |
| 16 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 18 | Authorize Capitalization of Reserves and Income of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | Against |
| 19 | Authorize Capital Increase of Up to EUR 145 Million for Future Exchange Offers | Management | For | Against |
| 20 | Authorize Capital Increase of up to EUR 95 Million for Contributions in Kind | Management | For | Against |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 22 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 10 Million | Management | For | For |
| 23 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 24 | Amend Article 13 of Bylaws Re: Directors Length of Term | Management | For | For |
| 25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ENEL SPA Meeting Date: MAY 24, 2018 Record Date: MAY 15, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ENEL Security ID: T3679P115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4 | Integrate Remuneration of Auditors | Management | For | For |
| 5 | Approve Long Term Incentive Plan | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 1.a | Amend Company Bylaws Re: Article 31 | Management | For | For |
| 1.b | Amend Company Bylaws Re: Article 21 | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| ENI S.P.A. Meeting Date: MAY 10, 2018 Record Date: APR 30, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ENI Security ID: T3643A145 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| FERROVIAL SA Meeting Date: APR 04, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | ||||
| Ticker: FER Security ID: E49512119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 5 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 6 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 7 | Approve Reduction in Share Capital via Amortization of Treasury Shares | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 9 | Advisory Vote on Remuneration Report | Management | For | For |
| 10 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| GJENSIDIGE FORSIKRING ASA Meeting Date: APR 05, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: GJF Security ID: R2763X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | None | None |
| 3 | Registration of Attending Shareholders and Proxies | Management | None | None |
| 4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 6 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.10 Per Share | Management | For | Did Not Vote |
| 7a | Approve Remuneration Statement | Management | For | Did Not Vote |
| 7b | Approve Remuneration Guidelines For Executive Management (Advisory) | Management | For | Did Not Vote |
| 7c | Approve Binding Guidelines for Allotment of Shares and Subscription Rights | Management | For | Did Not Vote |
| 8a | Authorize the Board to Decide on Distribution of Dividends | Management | For | Did Not Vote |
| 8b | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 8c | Approve Creation of NOK 100 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 8d | Authorize Board to Raise Subordinated Loans and Other External Financing | Management | For | Did Not Vote |
| 9 | Amend Articles Re: Term of Board Members | Management | For | Did Not Vote |
| 10a1 | Elect Gisele Marchand (Chairman) as Director | Management | For | Did Not Vote |
| 10a2 | Elect Per Arne Bjorge as Director | Management | For | Did Not Vote |
| 10a3 | Elect John Giverholt as Director | Management | For | Did Not Vote |
| 10a4 | Elect Hilde Merete Nafstad as Director | Management | For | Did Not Vote |
| 10a5 | Elect Eivind Elnan as Director | Management | For | Did Not Vote |
| 10a6 | Elect Vibeke Krag as Director | Management | For | Did Not Vote |
| 10a7 | Elect Terje Seljeseth as Director | Management | For | Did Not Vote |
| 10b1 | Reelect Einar Enger (Chairman) as Member of Nominating Committee | Management | For | Did Not Vote |
| 10b2 | Reelect John Ottestad as Member of Nominating Committee | Management | For | Did Not Vote |
| 10b3 | Reelect Torun Bakken as Member of Nominating Committee | Management | For | Did Not Vote |
| 10b4 | Reelect Joakim Gjersoe as Member of Nominating Committee | Management | For | Did Not Vote |
| 10b5 | Reelect Marianne Odegaard Ribe as Member of Nominating Committee | Management | For | Did Not Vote |
| 10c | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors and Auditors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| GLENCORE PLC Meeting Date: MAY 02, 2018 Record Date: APR 30, 2018 Meeting Type: ANNUAL | ||||
| Ticker: GLEN Security ID: G39420107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Reduction of the Company's Capital Contribution Reserves | Management | For | For |
| 3 | Re-elect Anthony Hayward as Director | Management | For | For |
| 4 | Re-elect Ivan Glasenberg as Director | Management | For | For |
| 5 | Re-elect Peter Coates as Director | Management | For | For |
| 6 | Re-elect Leonhard Fischer as Director | Management | For | For |
| 7 | Elect Martin Gilbert as a Director | Management | For | For |
| 8 | Re-elect John Mack as Director | Management | For | For |
| 9 | Elect Gill Marcus as a Director | Management | For | For |
| 10 | Re-elect Patrice Merrin as Director | Management | For | For |
| 11 | Approve Remuneration Report | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| GRANITE POINT MORTGAGE TRUST INC. Meeting Date: MAY 15, 2018 Record Date: MAR 21, 2018 Meeting Type: ANNUAL | ||||
| Ticker: GPMT Security ID: 38741L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tanuja M. Dehne | Management | For | For |
| 1b | Elect Director Martin A. Kamarck | Management | For | For |
| 1c | Elect Director Stephen G. Kasnet | Management | For | For |
| 1d | Elect Director William Roth | Management | For | For |
| 1e | Elect Director W. Reid Sanders | Management | For | For |
| 1f | Elect Director Thomas E. Siering | Management | For | For |
| 1g | Elect Director Brian C. Taylor | Management | For | For |
| 1h | Elect Director John A. Taylor | Management | For | For |
| 1i | Elect Director Hope B. Woodhouse | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HOPEWELL HOLDINGS LTD. Meeting Date: OCT 26, 2017 Record Date: OCT 18, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 54 Security ID: Y37129163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Approve Final Dividend | Management | For | For |
| 2b | Approve Special Final Dividend | Management | For | For |
| 3a1 | Elect Josiah Chin Lai Kwok as Director | Management | For | Against |
| 3a2 | Elect Wu Ivy Sau Ping Kwok as Director | Management | For | For |
| 3a3 | Elect Guy Man Guy Wu as Director | Management | For | For |
| 3a4 | Elect Linda Lai Chuen Loke Director | Management | For | For |
| 3a5 | Elect Sunny Tan as Director | Management | For | For |
| 3b | Approve Directors' Fees | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu asas Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 5d | Approve Grant of Options Under the Share Option Scheme | Management | For | Against |
| HOPEWELL HOLDINGS LTD. Meeting Date: FEB 08, 2018 Record Date: FEB 02, 2018 Meeting Type: SPECIAL | ||||
| Ticker: 54 Security ID: Y37129163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Sale and Purchase Agreements and Related Transactions | Management | For | For |
| HSBC HOLDINGS PLC Meeting Date: APR 20, 2018 Record Date: APR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: HSBA Security ID: G4634U169 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3(a) | Elect Mark Tucker as Director | Management | For | For |
| 3(b) | Elect John Flint as Director | Management | For | For |
| 3(c) | Re-elect Kathleen Casey as Director | Management | For | For |
| 3(d) | Re-elect Laura Cha as Director | Management | For | For |
| 3(e) | Re-elect Henri de Castries as Director | Management | For | For |
| 3(f) | Re-elect Lord Evans of Weardale as Director | Management | For | For |
| 3(g) | Re-elect Irene Lee as Director | Management | For | For |
| 3(h) | Re-elect Iain Mackay as Director | Management | For | For |
| 3(i) | Re-elect Heidi Miller as Director | Management | For | For |
| 3(j) | Re-elect Marc Moses as Director | Management | For | For |
| 3(k) | Re-elect David Nish as Director | Management | For | For |
| 3(l) | Re-elect Jonathan Symonds as Director | Management | For | For |
| 3(m) | Re-elect Jackson Tai as Director | Management | For | For |
| 3(n) | Re-elect Pauline van der Meer Mohr as Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 10 | Authorise Directors to Allot Any Repurchased Shares | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 12 | Authorise Issue of Equity in Relation to Contingent Convertible Securities | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities | Management | For | For |
| 14 | Approve Scrip Dividend Alternative | Management | For | For |
| 15 | Adopt New Articles of Association | Management | For | For |
| 16 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ING GROEP NV Meeting Date: APR 23, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: INGA Security ID: N4578E595 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Announcements on Sustainability | Management | None | None |
| 2.c | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2.d | Discuss Remuneration Report | Management | None | None |
| 2.e | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.a | Receive Explanation on Profit Retention and Distribution Policy | Management | None | None |
| 3.b | Approve Dividends of EUR 0.67 Per Share | Management | For | For |
| 4.a | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 4.b | Discussion of Executive Board Profile | Management | None | None |
| 4.c | Discussion of Supervisory Board Profile | Management | None | None |
| 5.a | Approve Discharge of Management Board | Management | For | For |
| 5.b | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Amend the Remuneration Policy of the Executive Board (Withdrawn Resolution) | Management | None | None |
| 7 | Reelect Eric Boyer de la Giroday to Supervisory Board | Management | For | For |
| 8.a | Grant Board Authority to Issue Shares | Management | For | For |
| 8.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Close Meeting | Management | None | None |
| JPMORGAN CHASE & CO. Meeting Date: MAY 15, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: JPM Security ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Stephen B. Burke | Management | For | For |
| 1d | Elect Director Todd A. Combs | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Mellody Hobson | Management | For | For |
| 1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1j | Elect Director Michael A. Neal | Management | For | For |
| 1k | Elect Director Lee R. Raymond | Management | For | For |
| 1l | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
| 8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
| 9 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| KONINKLIJKE KPN NV Meeting Date: SEP 04, 2017 Record Date: AUG 07, 2017 Meeting Type: SPECIAL | ||||
| Ticker: KPN Security ID: N4297B146 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Edzard Overbeek to Supervisory Board | Management | For | For |
| 3 | Close Meeting | Management | None | None |
| KONINKLIJKE KPN NV Meeting Date: DEC 06, 2017 Record Date: NOV 08, 2017 Meeting Type: SPECIAL | ||||
| Ticker: KPN Security ID: N4297B146 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting and Announcements | Management | None | None |
| 2a | Announce Intention to Appoint Maximo Ibarra to Management Board | Management | None | None |
| 2b | Approve Compensation Payment to Maximo Ibarra | Management | For | For |
| 3 | Close Meeting | Management | None | None |
| KONINKLIJKE KPN NV Meeting Date: APR 18, 2018 Record Date: MAR 21, 2018 Meeting Type: ANNUAL | ||||
| Ticker: KPN Security ID: N4297B146 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 4 | Discuss Remuneration Policy for Management Board | Management | None | None |
| 5 | Adopt Financial Statements | Management | For | For |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 7 | Approve Dividends of EUR 0.127 Per Share | Management | For | For |
| 8 | Approve Discharge of Management Board | Management | For | For |
| 9 | Approve Discharge of Supervisory Board | Management | For | For |
| 10 | Amend Articles of Association Re: Change of Registered Office of KPN to Rotterdam | Management | For | For |
| 11 | Ratify Ernst & Young as Auditors | Management | For | For |
| 12 | Announce Intention to Reappoint Jan Kees De Jager to Management Board | Management | None | None |
| 13 | Opportunity to Make Recommendations | Management | None | None |
| 14 | Elect C.J.G. Zuiderwijk to Supervisory Board | Management | For | For |
| 15 | Elect D.W. Sickinghe to Supervisory Board | Management | For | For |
| 16 | Announce Vacancies on the Supervisory Board | Management | None | None |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 19 | Grant Board Authority to Issue Shares up to 10 Percent of Issued Capital | Management | For | For |
| 20 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 21 | Close Meeting | Management | None | None |
| KOREA ZINC CO. LTD. Meeting Date: MAR 23, 2018 Record Date: DEC 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: A010130 Security ID: Y4960Y108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1 | Elect Choi Yoon-beom as Inside Director | Management | For | For |
| 3.2 | Elect Jang Hyeong-jin as Non-Independent Non-Executive Director | Management | For | For |
| 3.3 | Elect Lee Jin-gang as Outside Director | Management | For | For |
| 3.4 | Elect Kim Jong-soon as Outside Director | Management | For | For |
| 3.5 | Elect Ju Bong-hyeon as Outside Director | Management | For | For |
| 4.1 | Elect Kim Jong-soon as a Member of Audit Committee | Management | For | For |
| 4.2 | Elect Lee Jin-gang as a Member of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| KT&G CORP. Meeting Date: MAR 16, 2018 Record Date: DEC 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: A033780 Security ID: Y49904108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Elect Baek Bok-in as CEO | Management | For | For |
| 3 | Elect Kim Heung-ryul as Inside Director | Management | For | For |
| 4.1 | Maintain Current 6 Non-executive Directors | Management | For | For |
| 4.2 | Increase to 8 Non-executive Directors (Shareholder Proposal) | Shareholder | Against | Against |
| 5.1.1 | Elect Baek Jong-soo as Outside Director | Management | For | For |
| 5.1.2 | Elect Oh Cheol-ho as Outside Director (Shareholder Proposal) | Shareholder | Against | Did Not Vote |
| 5.1.3 | Elect Hwang Duk-hee as Outside Director (Shareholder Proposal) | Shareholder | Against | Did Not Vote |
| 5.2.1 | Elect Baek Jong-soo as Outside Director | Management | For | For |
| 5.2.2 | Elect Chung Seon-il(Sonny) as Outside Director | Management | For | For |
| 5.2.3 | Elect Oh Cheol-ho as Outside Director (Shareholder Proposal) | Shareholder | Against | For |
| 5.2.4 | Elect Hwang Duk-hee as Outside Director (Shareholder Proposal) | Shareholder | Against | Abstain |
| 6 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| LAMAR ADVERTISING COMPANY Meeting Date: MAY 17, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: LAMR Security ID: 512816109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John E. Koerner, III | Management | For | For |
| 1.2 | Elect Director Marshall A. Loeb | Management | For | For |
| 1.3 | Elect Director Stephen P. Mumblow | Management | For | For |
| 1.4 | Elect Director Thomas V. Reifenheiser | Management | For | For |
| 1.5 | Elect Director Anna Reilly | Management | For | For |
| 1.6 | Elect Director Kevin P. Reilly, Jr. | Management | For | For |
| 1.7 | Elect Director Wendell Reilly | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| LAS VEGAS SANDS CORP. Meeting Date: JUN 07, 2018 Record Date: APR 09, 2018 Meeting Type: ANNUAL | ||||
| Ticker: LVS Security ID: 517834107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Sheldon G. Adelson | Management | For | For |
| 2.2 | Elect Director Irwin Chafetz | Management | For | For |
| 2.3 | Elect Director Micheline Chau | Management | For | For |
| 2.4 | Elect Director Patrick Dumont | Management | For | For |
| 2.5 | Elect Director Charles D. Forman | Management | For | For |
| 2.6 | Elect Director Steven L. Gerard | Management | For | For |
| 2.7 | Elect Director Robert G. Goldstein | Management | For | For |
| 2.8 | Elect Director George Jamieson | Management | For | For |
| 2.9 | Elect Director Charles A. Koppelman | Management | For | For |
| 2.10 | Elect Director Lewis Kramer | Management | For | For |
| 2.11 | Elect Director David F. Levi | Management | For | For |
| 3.1 | Elect Director Micheline Chau | Management | For | For |
| 3.2 | Elect Director Patrick Dumont | Management | For | For |
| 3.3 | Elect Director David F. Levi | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| LEGAL & GENERAL GROUP PLC Meeting Date: MAY 17, 2018 Record Date: MAY 15, 2018 Meeting Type: ANNUAL | ||||
| Ticker: LGEN Security ID: G54404127 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Carolyn Bradley as Director | Management | For | For |
| 4 | Re-elect Philip Broadley as Director | Management | For | For |
| 5 | Re-elect Jeff Davies as Director | Management | For | For |
| 6 | Re-elect Sir John Kingman as Director | Management | For | For |
| 7 | Re-elect Lesley Knox as Director | Management | For | For |
| 8 | Re-elect Kerrigan Procter as Director | Management | For | For |
| 9 | Re-elect Toby Strauss as Director | Management | For | For |
| 10 | Re-elect Julia Wilson as Director | Management | For | For |
| 11 | Re-elect Nigel Wilson as Director | Management | For | For |
| 12 | Re-elect Mark Zinkula as Director | Management | For | For |
| 13 | Appoint KPMG LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity in Connection with the Issue of Contingent Convertible Securities | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| LUKOIL PJSC Meeting Date: DEC 04, 2017 Record Date: NOV 09, 2017 Meeting Type: SPECIAL | ||||
| Ticker: LKOH Security ID: 69343P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends of RUB 85 for First Nine Months of Fiscal 2017 | Management | For | For |
| 2 | Approve Remuneration of Directors | Management | For | For |
| 3 | Approve Company's Membership in Russian Union of Industrialists and Entrepreneurs | Management | For | For |
| 4 | Approve Related-Party Transaction Re: Investment in Lukoil International GmbH | Management | For | For |
| LUKOIL PJSC Meeting Date: JUN 21, 2018 Record Date: MAY 25, 2018 Meeting Type: ANNUAL | ||||
| Ticker: LKOH Security ID: 69343P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends | Management | For | For |
| 2.1 | Elect Vagit Alekperov as Director | Management | None | Against |
| 2.2 | Elect Viktor Blazheev as Director | Management | None | Against |
| 2.3 | Elect Toby Gati as Director | Management | None | For |
| 2.4 | Elect Valery Grayfer as Director | Management | None | Against |
| 2.5 | Elect Igor Ivanov as Director | Management | None | Against |
| 2.6 | Elect Aleksandr Leyfrid as Director | Management | None | Against |
| 2.7 | Elect Ravil Maganov as Director | Management | None | Against |
| 2.8 | Elect Roger Munnings as Director | Management | None | For |
| 2.9 | Elect Richard Matzke as Director | Management | None | Against |
| 2.10 | Elect Ivan Pictet as Director | Management | None | For |
| 2.11 | Elect Leonid Fedun as Director | Management | None | Against |
| 2.12 | Elect Lubov Khoba as Director | Management | None | Against |
| 3.1 | Elect Ivan Vrublevsky as Member of Audit Commission | Management | For | For |
| 3.2 | Elect Pavel Suloyev as Member of Audit Commission | Management | For | For |
| 3.3 | Elect Aleksandr Surkov as Member of Audit Commission | Management | For | For |
| 4.1 | Approve Remuneration of Directors for Fiscal 2017 | Management | For | For |
| 4.2 | Approve Remuneration of New Directors for Fiscal 2018 | Management | For | For |
| 5.1 | Approve Remuneration of Members of Audit Commission for Fiscal 2017 | Management | For | For |
| 5.2 | Approve Remuneration of New Members of Audit Commission for Fiscal 2018 | Management | For | For |
| 6 | Ratify Auditor | Management | For | For |
| 7 | Amend Charter | Management | For | For |
| 8 | Approve Related-Party Transaction Re: Liability Insurance for Directors ,Executives, and Companies | Management | For | For |
| LYONDELLBASELL INDUSTRIES N.V. Meeting Date: JUN 01, 2018 Record Date: MAY 04, 2018 Meeting Type: ANNUAL | ||||
| Ticker: LYB Security ID: N53745100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles | Management | For | For |
| 2a | Elect Director Bhavesh (Bob) Patel | Management | For | For |
| 2b | Elect Director Robert Gwin | Management | For | For |
| 2c | Elect Director Jacques Aigrain | Management | For | For |
| 2d | Elect Director Lincoln Benet | Management | For | Against |
| 2e | Elect Director Jagjeet (Jeet) Bindra | Management | For | For |
| 2f | Elect Director Robin Buchanan | Management | For | Against |
| 2g | Elect Director Stephen Cooper | Management | For | For |
| 2h | Elect Director Nance Dicciani | Management | For | For |
| 2i | Elect Director Claire Farley | Management | For | For |
| 2j | Elect Director Isabella (Bella) Goren | Management | For | For |
| 2k | Elect Director Bruce Smith | Management | For | For |
| 2l | Elect Director Rudy van der Meer | Management | For | For |
| 3a | Elect Bhavesh (Bob) Patel to Management Board | Management | For | For |
| 3b | Elect Thomas Aebischer to Management Board | Management | For | For |
| 3c | Elect Daniel Coombs to Management Board | Management | For | For |
| 3d | Elect Jeffrey Kaplan to Management Board | Management | For | For |
| 3e | Elect James Guilfoyle to Management Board | Management | For | For |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 9 | Approve Dividends of USD 3.70 Per Share | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorization of the Cancellation of Shares | Management | For | For |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| MERCK & CO., INC. Meeting Date: MAY 22, 2018 Record Date: MAR 28, 2018 Meeting Type: ANNUAL | ||||
| Ticker: MRK Security ID: 58933Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Pamela J. Craig | Management | For | For |
| 1d | Elect Director Kenneth C. Frazier | Management | For | For |
| 1e | Elect Director Thomas H. Glocer | Management | For | For |
| 1f | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1g | Elect Director John H. Noseworthy | Management | For | For |
| 1h | Elect Director Paul B. Rothman | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Craig B. Thompson | Management | For | For |
| 1k | Elect Director Inge G. Thulin | Management | For | For |
| 1l | Elect Director Wendell P. Weeks | Management | For | For |
| 1m | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| MFA FINANCIAL, INC. Meeting Date: MAY 23, 2018 Record Date: MAR 28, 2018 Meeting Type: ANNUAL | ||||
| Ticker: MFA Security ID: 55272X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robin Josephs | Management | For | For |
| 1b | Elect Director George H. Krauss | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MMC NORILSK NICKEL PJSC Meeting Date: SEP 29, 2017 Record Date: SEP 05, 2017 Meeting Type: SPECIAL | ||||
| Ticker: MNOD Security ID: 55315J102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends for First Six Months of Fiscal 2017 | Management | For | For |
| MMC NORILSK NICKEL PJSC Meeting Date: JUN 28, 2018 Record Date: JUN 04, 2018 Meeting Type: ANNUAL | ||||
| Ticker: MNOD Security ID: 55315J102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | Did Not Vote |
| 2 | Approve Financial Statements | Management | For | Did Not Vote |
| 3 | Approve Consolidated Financial Statements | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of RUB 607.98 | Management | For | Did Not Vote |
| 5.1 | Elect Sergey Barbashev as Director | Management | None | Did Not Vote |
| 5.2 | Elect Aleksey Bashkirov as Director | Management | None | Did Not Vote |
| 5.3 | Elect Sergey Bratukhin as Director | Management | None | Did Not Vote |
| 5.4 | Elect Andrey Bugrov as Director | Management | None | Did Not Vote |
| 5.5 | Elect Artem Volynets as Director | Management | None | Did Not Vote |
| 5.6 | Elect Marianna Zakharova as Director | Management | None | Did Not Vote |
| 5.7 | Elect Andrey Likhachev as Director | Management | None | Did Not Vote |
| 5.8 | Elect Roger Munnings as Director | Management | None | Did Not Vote |
| 5.9 | Elect Stalbek Mishakov as Director | Management | None | Did Not Vote |
| 5.10 | Elect Gareth Penny as Director | Management | None | Did Not Vote |
| 5.11 | Elect Maksim Sokov as Director | Management | None | Did Not Vote |
| 5.12 | Elect Vladislav Solovyev as Director | Management | None | Did Not Vote |
| 5.13 | Elect Robert Edwards as Director | Management | None | Did Not Vote |
| 6.1 | Elect Artur Arustamov as Member of Audit Commission | Management | For | Did Not Vote |
| 6.2 | Elect Anna Masalova as Member of Audit Commission | Management | For | Did Not Vote |
| 6.3 | Elect Georgy Svanidze as Member of Audit Commission | Management | For | Did Not Vote |
| 6.4 | Elect Vladimir Shilkov as Members of Audit Commission | Management | For | Did Not Vote |
| 6.5 | Elect Elena Yanevich as Member of Audit Commission | Management | For | Did Not Vote |
| 7 | Ratify KPMG as RAS Auditor | Management | For | Did Not Vote |
| 8 | Ratify KPMG as IFRS Auditor | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Members of Audit Commission | Management | For | Did Not Vote |
| 11 | Approve Related-Party Transactions Re: Indemnification Agreements with Directors and Executives | Management | For | Did Not Vote |
| 12 | Approve Related-Party Transaction Re: Liability Insurance for Directors and Executives | Management | For | Did Not Vote |
| 13 | Approve Company's Membership in Association Builders of Krasnoyarsk | Management | For | Did Not Vote |
| MTN GROUP LTD Meeting Date: MAY 24, 2018 Record Date: MAY 18, 2018 Meeting Type: ANNUAL | ||||
| Ticker: MTN Security ID: S8039R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Christine Ramon as Director | Management | For | For |
| 2 | Re-elect Alan Harper as Director | Management | For | Against |
| 3 | Re-elect Peter Mageza as Director | Management | For | For |
| 4 | Re-elect Dawn Marole as Director | Management | For | For |
| 5 | Re-elect Koosum Kalyan as Director | Management | For | For |
| 6 | Re-elect Azmi Mikati as Director | Management | For | For |
| 7 | Re-elect Jeff van Rooyen as Director | Management | For | For |
| 8 | Re-elect Christine Ramon as Member of the Audit Committee | Management | For | For |
| 9 | Re-elect Paul Hanratty as Member of the Audit Committee | Management | For | For |
| 10 | Re-elect Peter Mageza as Member of the Audit Committee | Management | For | For |
| 11 | Re-elect Jeff van Rooyen as Member of the Audit Committee | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company | Management | For | For |
| 13 | Reappoint SizweNtsalubaGobodo Inc as Auditors of the Company | Management | For | For |
| 14 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 15 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 16 | Approve Remuneration Policy | Management | For | For |
| 17 | Approve Remuneration Implementation Report | Management | For | Against |
| 18 | Approve Remuneration of Non-executive Directors | Management | For | For |
| 19 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 20 | Approve Financial Assistance to Subsidiaries and Other Related and Inter-related Entities | Management | For | For |
| 21 | Approve Financial Assistance to Directors, Prescribed Officers and Employee Share Scheme Beneficiaries | Management | For | For |
| NATIONAL GRID PLC Meeting Date: JUL 31, 2017 Record Date: JUL 29, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NG. Security ID: G6S9A7120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Sir Peter Gershon as Director | Management | For | For |
| 4 | Re-elect John Pettigrew as Director | Management | For | For |
| 5 | Re-elect Andrew Bonfield as Director | Management | For | For |
| 6 | Re-elect Dean Seavers as Director | Management | For | For |
| 7 | Re-elect Nicola Shaw as Director | Management | For | For |
| 8 | Re-elect Nora Brownell as Director | Management | For | For |
| 9 | Re-elect Jonathan Dawson as Director | Management | For | For |
| 10 | Elect Pierre Dufour as Director | Management | For | For |
| 11 | Re-elect Therese Esperdy as Director | Management | For | For |
| 12 | Re-elect Paul Golby as Director | Management | For | For |
| 13 | Re-elect Mark Williamson as Director | Management | For | For |
| 14 | Appoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Remuneration Policy | Management | For | For |
| 17 | Approve Remuneration Report | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| NESTLE SA Meeting Date: APR 12, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: NESN Security ID: H57312649 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.35 per Share | Management | For | For |
| 4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Management | For | For |
| 4.1.b | Reelect Ulf Schneider as Director | Management | For | For |
| 4.1.c | Reelect Henri de Castries as Director | Management | For | For |
| 4.1.d | Reelect Beat Hess as Director | Management | For | For |
| 4.1.e | Reelect Renato Fassbind as Director | Management | For | For |
| 4.1.f | Reelect Jean-Pierre Roth as Director | Management | For | For |
| 4.1.g | Reelect Ann Veneman as Director | Management | For | For |
| 4.1.h | Reelect Eva Cheng as Director | Management | For | For |
| 4.1.i | Reelect Ruth Oniang'o as Director | Management | For | For |
| 4.1.j | Reelect Patrick Aebischer as Director | Management | For | For |
| 4.1.k | Reelect Ursula Burns as Director | Management | For | For |
| 4.2.1 | Elect Kasper Rorsted as Director | Management | For | For |
| 4.2.2 | Elect Pablo Isa as Director | Management | For | For |
| 4.2.3 | Elect Kimberly Ross as Director | Management | For | For |
| 4.3.1 | Appoint Beat Hess as Member of the Compensation Committee | Management | For | For |
| 4.3.2 | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Management | For | For |
| 4.3.3 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | For |
| 4.3.4 | Appoint Ursula Burns as Member of the Compensation Committee | Management | For | For |
| 4.4 | Ratify KPMG AG as Auditors | Management | For | For |
| 4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | For |
| 5.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 60 Million | Management | For | For |
| 6 | Approve CHF 4.9 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | Against | Against |
| NN GROUP NV Meeting Date: MAY 31, 2018 Record Date: MAY 03, 2018 Meeting Type: ANNUAL | ||||
| Ticker: NN Security ID: N64038107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Annual Report 2017 | Management | None | None |
| 3 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 4 | Discuss Remuneration Policy 2017 | Management | None | None |
| 5.A | Adopt Financial Statements 2017 | Management | For | For |
| 5.B | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 5.C | Approve Dividends of EUR 1.66 per Share | Management | For | For |
| 6.A | Approve Discharge of Management Board | Management | For | For |
| 6.B | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Announce Intention to Reappoint Delfin Rueda as Member of the Management Board | Management | None | None |
| 8.A | Reelect Heijo Hauser to Supervisory Board | Management | For | For |
| 8.B | Reelect Hans Schoen to Supervisory Board | Management | For | For |
| 8.C | Elect David Cole to Supervisory Board | Management | For | For |
| 9.A | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 9.B | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 10 | Authorize Repurchase of Shares | Management | For | For |
| 11 | Authorize Cancellation of Ordinary Shares of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 12 | Close Meeting | Management | None | None |
| NOVARTIS AG Meeting Date: MAR 02, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: NOVN Security ID: H5820Q150 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.80 per Share | Management | For | For |
| 4 | Approve CHF 33.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 5.1 | Approve Maximum Total Remuneration of Directors in the Amount of CHF 8.2 Million | Management | For | For |
| 5.2 | Approve Maximum Total Remuneration of Executive Committee in the Amount of CHF 92 Million | Management | For | For |
| 5.3 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 6.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | For |
| 6.2 | Reelect Nancy Andrews as Director | Management | For | For |
| 6.3 | Reelect Dimitri Azar as Director | Management | For | For |
| 6.4 | Reelect Ton Buechner as Director | Management | For | For |
| 6.5 | Reelect Srikant Datar as Director | Management | For | For |
| 6.6 | Reelect Elizabeth Doherty as Director | Management | For | For |
| 6.7 | Reelect Ann Fudge as Director | Management | For | For |
| 6.8 | Reelect Frans van Houten as Director | Management | For | For |
| 6.9 | Reelect Andreas von Planta as Director | Management | For | For |
| 6.10 | Reelect Charles Sawyers as Director | Management | For | For |
| 6.11 | Reelect Enrico Vanni as Director | Management | For | For |
| 6.12 | Reelect William Winters as Director | Management | For | For |
| 7.1 | Reappoint Srikant Datar as Member of the Compensation Committee | Management | For | For |
| 7.2 | Reappoint Ann Fudge as Member of the Compensation Committee | Management | For | For |
| 7.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
| 7.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 9 | Designate Peter Andreas as Independent Proxy | Management | For | For |
| 10 | Transact Other Business (Voting) | Management | For | Against |
| NWS HOLDINGS LIMITED Meeting Date: NOV 17, 2017 Record Date: NOV 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 659 Security ID: G66897110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Approve Final Dividend | Management | For | For |
| 2b | Approve Special Final Dividend | Management | For | For |
| 3a | Elect Cheng Kar Shun, Henry as Director | Management | For | For |
| 3b | Elect Cheng Chi Ming, Brian as Director | Management | For | For |
| 3c | Elect Lam Wai Hon, Patrick as Director | Management | For | For |
| 3d | Elect Cheng Wai Chee, Christopher as Director | Management | For | For |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5.2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| ONEOK, INC. Meeting Date: MAY 23, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: OKE Security ID: 682680103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian L. Derksen | Management | For | For |
| 1.2 | Elect Director Julie H. Edwards | Management | For | For |
| 1.3 | Elect Director John W. Gibson | Management | For | For |
| 1.4 | Elect Director Randall J. Larson | Management | For | For |
| 1.5 | Elect Director Steven J. Malcolm | Management | For | For |
| 1.6 | Elect Director Jim W. Mogg | Management | For | For |
| 1.7 | Elect Director Pattye L. Moore | Management | For | For |
| 1.8 | Elect Director Gary D. Parker | Management | For | For |
| 1.9 | Elect Director Eduardo A. Rodriguez | Management | For | For |
| 1.10 | Elect Director Terry K. Spencer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ORANGE Meeting Date: MAY 04, 2018 Record Date: APR 30, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ORA Security ID: F6866T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.65 per Share | Management | For | For |
| 4 | Acknowledge Auditors' Special Report on Related-Party Transactions Regarding the Absence of New Transactions | Management | For | For |
| 5 | Reelect Stephane Richard as Director | Management | For | For |
| 6 | Ratify Appointment of Christel Heydemann as Director | Management | For | For |
| 7 | Elect Luc Marino, with Philippe Charry as Substitute, as Representative of Employee Shareholders to the Board | Management | None | For |
| 8 | Elect Babacar Sarr, with Wahib Kaddou as Substitute, as Representative of Employee Shareholders to the Board | Management | None | Against |
| 9 | Elect Marie Russo, with Yves Terrail as Substitute, as Representative of Employee Shareholders to the Board | Management | None | Against |
| 10 | Approve Compensation of Stephane Richard, Chairman and CEO | Management | For | For |
| 11 | Approve Compensation of Ramon Fernandez, Vice-CEO | Management | For | For |
| 12 | Approve Compensation of Pierre Louette, Vice-CEO | Management | For | For |
| 13 | Approve Compensation of Gervais Pellissier, Vice-CEO | Management | For | For |
| 14 | Approve Remuneration Policy of the Chairman and CEO | Management | For | For |
| 15 | Approve Remuneration Policy of Vice-CEOs | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize up to 0.07 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees | Management | For | For |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Amend Article 13 of Bylaws Re: Employee Representatives | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| A | Amend Item 3 as Follows: Approve Allocation of Income and Dividends of EUR 0.55 per Share | Shareholder | Against | Against |
| B | Approve Stock Dividend Program Re: Dividend Balance | Shareholder | Against | Against |
| C | Approve Stock Dividend Program Re: Whole Dividend | Shareholder | Against | Against |
| D | Amend Article 13 of Bylaws Re: Overboarding of Directors | Shareholder | Against | Against |
| OUTFRONT MEDIA INC. Meeting Date: JUN 11, 2018 Record Date: APR 13, 2018 Meeting Type: ANNUAL | ||||
| Ticker: OUT Security ID: 69007J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Manuel A. Diaz | Management | For | Withhold |
| 1.2 | Elect Director Peter Mathes | Management | For | For |
| 1.3 | Elect Director Susan M. Tolson | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PFIZER INC. Meeting Date: APR 26, 2018 Record Date: FEB 27, 2018 Meeting Type: ANNUAL | ||||
| Ticker: PFE Security ID: 717081103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.3 | Elect Director Albert Bourla | Management | For | For |
| 1.4 | Elect Director W. Don Cornwell | Management | For | For |
| 1.5 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.6 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.7 | Elect Director James M. Kilts | Management | For | For |
| 1.8 | Elect Director Dan R. Littman | Management | For | For |
| 1.9 | Elect Director Shantanu Narayen | Management | For | For |
| 1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.11 | Elect Director Ian C. Read | Management | For | For |
| 1.12 | Elect Director James C. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| PROSIEBENSAT.1 MEDIA SE Meeting Date: MAY 16, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: PSM Security ID: D6216S143 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.93 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | For |
| 6 | Ratify KPMG AG as Auditors for Fiscal 2018 | Management | For | For |
| 7 | Elect Marjorie Kaplan to the Supervisory Board | Management | For | For |
| 8 | Amend Articles Re: Committees of the Supervisory Board | Management | For | For |
| 9 | Amend Articles Re: Location of General Meeting | Management | For | For |
| QUALCOMM INCORPORATED Meeting Date: MAR 23, 2018 Record Date: JAN 08, 2018 Meeting Type: PROXY CONTEST | ||||
| Ticker: QCOM Security ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Barbara T. Alexander | Management | For | Did Not Vote |
| 1.2 | Elect Director Jeffrey W. Henderson | Management | For | Did Not Vote |
| 1.3 | Elect Director Thomas W. Horton | Management | For | Did Not Vote |
| 1.4 | Elect Director Paul E. Jacobs | Management | For | Did Not Vote |
| 1.5 | Elect Director Ann M. Livermore | Management | For | Did Not Vote |
| 1.6 | Elect Director Harish Manwani | Management | For | Did Not Vote |
| 1.7 | Elect Director Mark D. McLaughlin | Management | For | Did Not Vote |
| 1.8 | Elect Director Steve Mollenkopf | Management | For | Did Not Vote |
| 1.9 | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | Did Not Vote |
| 1.10 | Elect Director Francisco Ros | Management | For | Did Not Vote |
| 1.11 | Elect Director Anthony J. Vinciquerra | Management | For | Did Not Vote |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Did Not Vote |
| 5 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | Did Not Vote |
| 6 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | Did Not Vote |
| 7 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | Did Not Vote |
| 8 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Blue Proxy Card) | ||||
| 1.1 | Elect Director Samih Elhage | Shareholder | For | For |
| 1.2 | Elect Director David G. Golden | Shareholder | For | For |
| 1.3 | Elect Director Veronica M. Hagen | Shareholder | For | Withhold |
| 1.4 | Elect Director Julie A. Hill | Shareholder | For | For |
| 1.5 | Elect Director John H. Kispert | Shareholder | For | For |
| 1.6 | Elect Director Harry L. You | Shareholder | For | For |
| 2 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | None | For |
| 6 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
| 7 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | For |
| 8 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | For |
| ROYAL DUTCH SHELL PLC Meeting Date: MAY 22, 2018 Record Date: APR 12, 2018 Meeting Type: ANNUAL | ||||
| Ticker: RDSA Security ID: 780259206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Elect Ann Godbehere as Director | Management | For | For |
| 4 | Re-elect Ben van Beurden as Director | Management | For | For |
| 5 | Re-elect Euleen Goh as Director | Management | For | For |
| 6 | Re-elect Charles Holliday as Director | Management | For | For |
| 7 | Re-elect Catherine Hughes as Director | Management | For | For |
| 8 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 9 | Re-elect Roberto Setubal as Director | Management | For | For |
| 10 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 11 | Re-elect Linda Stuntz as Director | Management | For | For |
| 12 | Re-elect Jessica Uhl as Director | Management | For | For |
| 13 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 14 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Withhold |
| SAMSUNG ELECTRONICS CO. LTD. Meeting Date: MAR 23, 2018 Record Date: DEC 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: A005930 Security ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Kim Jeong-hun as Outside Director | Management | For | For |
| 2.1.2 | Elect Kim Sun-uk as Outside Director | Management | For | For |
| 2.1.3 | Elect Park Byung-gook as Outside Director | Management | For | For |
| 2.2.1 | Elect Lee Sang-hoon as Inside Director | Management | For | Against |
| 2.2.2 | Elect Kim Ki-nam as Inside Director | Management | For | For |
| 2.2.3 | Elect Kim Hyun-suk as Inside Director | Management | For | For |
| 2.2.4 | Elect Koh Dong-jin as Inside Director | Management | For | For |
| 2.3 | Elect Kim Sun-uk as a Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 4 | Amend Articles of Incorporation | Management | For | For |
| SANDS CHINA LTD. Meeting Date: MAY 25, 2018 Record Date: MAY 14, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 1928 Security ID: G7800X107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Robert Glen Goldstein as Director | Management | For | For |
| 3b | Elect Charles Daniel Forman as Director | Management | For | For |
| 3c | Elect Steven Zygmunt Strasser as Director | Management | For | For |
| 3d | Elect Wang Sing as Director | Management | For | For |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| SINGAPORE TELECOMMUNICATIONS LIMITED Meeting Date: JUL 28, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: Z74 Security ID: Y79985209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Chua Sock Koong as Director | Management | For | For |
| 4 | Elect Low Check Kian as Director | Management | For | For |
| 5 | Elect Peter Ong Boon Kwee as Director | Management | For | For |
| 6 | Approve Directors' Fees | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 9 | Approve Grant of Awards and Issuance of Shares Under the Singtel Performance Share Plan 2012 | Management | For | For |
| 10 | Authorize Share Repurchase Program | Management | For | For |
| SUNCOR ENERGY INC. Meeting Date: MAY 02, 2018 Record Date: MAR 07, 2018 Meeting Type: ANNUAL | ||||
| Ticker: SU Security ID: 867224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Director Mel E. Benson | Management | For | For |
| 1.3 | Elect Director Jacynthe Cote | Management | For | For |
| 1.4 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.5 | Elect Director John D. Gass | Management | For | For |
| 1.6 | Elect Director Dennis M. Houston | Management | For | For |
| 1.7 | Elect Director Maureen McCaw | Management | For | For |
| 1.8 | Elect Director Eira M. Thomas | Management | For | For |
| 1.9 | Elect Director Steven W. Williams | Management | For | For |
| 1.10 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| SWEDBANK AB Meeting Date: MAR 22, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: SWED A Security ID: W94232100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7a | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7b | Receive Auditor's Report | Management | None | None |
| 7c | Receive President's Report | Management | None | None |
| 8 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 9 | Approve Allocation of Income and Dividends of SEK 13.00 Per Share | Management | For | For |
| 10a | Approve Discharge of Goran Hedman | Management | For | For |
| 10b | Approve Discharge of Pia Rudengren | Management | For | For |
| 10c | Approve Discharge of Karl-Henrik Sundstrom | Management | For | For |
| 10d | Approve Discharge of Lars Idermark | Management | For | For |
| 10e | Approve Discharge of Bodil Eriksson | Management | For | For |
| 10f | Approve Discharge of Ulrika Francke | Management | For | For |
| 10g | Approve Discharge of Peter Norman | Management | For | For |
| 10h | Approve Discharge of Siv Svensson | Management | For | For |
| 10i | Approve Discharge of Mats Granryd | Management | For | For |
| 10j | Approve Discharge of Bo Johansson | Management | For | For |
| 10k | Approve Discharge of Annika Poutiainen | Management | For | For |
| 10l | Approve Discharge of Magnus Uggla | Management | For | For |
| 10m | Approve Discharge of Birgitte Bonnesen | Management | For | For |
| 10n | Approve Discharge of Camilla Linder | Management | For | For |
| 10o | Approve Discharge of Roger Ljung | Management | For | For |
| 10p | Approve Discharge of Ingrid Friberg | Management | For | For |
| 10q | Approve Discharge of Henrik Joelsson | Management | For | For |
| 11 | Amend Articles of Association Re: Time Auditor is Elected for | Management | For | For |
| 12 | Determine Number of Directors (10) | Management | For | For |
| 13 | Approve Remuneration of Directors in the Amount of SEK 2.54 Million for Chairman, SEK 850,000 for Vice Chairman and SEK 570,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
| 14a | Elect Anna Mossberg as New Director | Management | For | For |
| 14b | Reelect Bodil Eriksson as Director | Management | For | For |
| 14c | Reelect Ulrika Francke as Director | Management | For | For |
| 14d | Reelect Mats Granryd as Director | Management | For | For |
| 14e | Reelect Lars Idermark as Director | Management | For | For |
| 14f | Reelect Bo Johansson as Director | Management | For | For |
| 14g | Reelect Peter Norman as Director | Management | For | For |
| 14h | Reelect Annika Poutiainen as Director | Management | For | For |
| 14i | Reelect Siv Svensson as Director | Management | For | For |
| 14j | Reelect Magnus Uggla as Director | Management | For | For |
| 15 | Elect Lars Idermark as Board Chairman | Management | For | For |
| 16 | Ratify Deloitte as Auditors | Management | For | For |
| 17 | Authorize Chairman of Board and Representatives of Five of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| 18 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 19 | Authorize Repurchase Authorization for Trading in Own Shares | Management | For | For |
| 20 | Authorize General Share Repurchase Program | Management | For | For |
| 21 | Approve Issuance of Convertibles without Preemptive Rights | Management | For | For |
| 22a | Approve Common Deferred Share Bonus Plan (Eken 2018) | Management | For | For |
| 22b | Approve Deferred Share Bonus Plan for Key Employees (IP 2018) | Management | For | For |
| 22c | Approve Equity Plan Financing to Participants of 2018 and Previous Programs | Management | For | For |
| 23 | Implement Lean Concept | Shareholder | None | Against |
| 24 | Instruct Board of Directors/CEO to Re-Introduce Bank Books | Shareholder | None | Against |
| 25 | Instruct the Board of Directors to Revise the Dividend Policy | Shareholder | None | Against |
| 26 | Close Meeting | Management | None | None |
| SYDNEY AIRPORT Meeting Date: MAY 25, 2018 Record Date: MAY 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: SYD Security ID: Q8808P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect Trevor Gerber as Director | Management | For | For |
| 3 | Elect Grant Fenn as Director | Management | For | Against |
| 4 | Elect Abigail Cleland as Director | Management | For | For |
| 5 | Approve Grant of Rights to Geoff Culbert | Management | For | For |
| 1 | Elect Russell Balding as Director | Management | For | For |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 05, 2018 Record Date: APR 03, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 2330 Security ID: Y84629107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4.1 | Elect F.C. Tseng with Shareholder No. 104 as Non-Independent Director | Management | For | For |
| 4.2 | Elect Mei-ling Chen , a Representative of National Development Fund, Executive Yuan with Shareholder No. 1, as Non-Independent Director | Management | For | For |
| 4.3 | Elect Mark Liu with Shareholder No. 10758 as Non-Independent Director | Management | For | For |
| 4.4 | Elect C.C. Wei with Shareholder No. 370885 as Non-Independent Director | Management | For | For |
| 4.5 | Elect Sir Peter L. Bonfield with ID No. 504512XXX as Independent Director | Management | For | For |
| 4.6 | Elect Stan Shih with Shareholder No. 534770 as Independent Director | Management | For | For |
| 4.7 | Elect Thomas J. Engibous with ID No. 515274XXX as Independent Director | Management | For | For |
| 4.8 | Elect Kok-Choo Chen with ID No. A210358XXX as Independent Director | Management | For | For |
| 4.9 | Elect Michael R. Splinter with ID No. 488601XXX as Independent Director | Management | For | For |
| TELSTRA CORPORATION LIMITED Meeting Date: OCT 17, 2017 Record Date: OCT 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: TLS Security ID: Q8975N105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 3a | Elect Peter Hearl as Director | Management | For | For |
| 3b | Elect John Mullen as Director | Management | For | For |
| 4 | Approve Grant of Restricted Shares and Performance Rights to Andrew Penn | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| THE HOME DEPOT, INC. Meeting Date: MAY 17, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: HD Security ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Armando Codina | Management | For | For |
| 1h | Elect Director Helena B. Foulkes | Management | For | For |
| 1i | Elect Director Linda R. Gooden | Management | For | For |
| 1j | Elect Director Wayne M. Hewett | Management | For | For |
| 1k | Elect Director Stephanie C. Linnartz | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 1m | Elect Director Mark Vadon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Abstain |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 7 | Clawback of Incentive Payments | Shareholder | Against | For |
| TOTAL SA Meeting Date: JUN 01, 2018 Record Date: MAY 29, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: FP Security ID: F92124100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.48 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Patrick Pouyanne as Director | Management | For | For |
| 7 | Reelect Patrick Artus as Director | Management | For | For |
| 8 | Reelect Anne-Marie Idrac as Director | Management | For | For |
| 9 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 10 | Approve Agreements with Patrick Pouyanne | Management | For | For |
| 11 | Approve Compensation of Chairman and CEO | Management | For | For |
| 12 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 625 Million | Management | For | For |
| 15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 625 Million | Management | For | For |
| 16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 19 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| A | Amend Article 11 of Bylaws to Comply with Legal Changes Re: Employee Representatives | Shareholder | Against | Against |
| UBS GROUP AG Meeting Date: MAY 03, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: UBSG Security ID: H892U1882 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 0.65 per Share from Capital Contribution Reserves | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 74.2 Million | Management | For | For |
| 5 | Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 31.5 Million | Management | For | For |
| 6.1a | Reelect Axel Weber as Director and Board Chairman | Management | For | For |
| 6.1b | Reelect Michel Demare as Director | Management | For | For |
| 6.1c | Reelect David Sidwell as Director | Management | For | For |
| 6.1d | Reelect Reto Francioni as Director | Management | For | For |
| 6.1e | Reelect Ann Godbehere as Director | Management | For | For |
| 6.1f | Reelect Julie Richardson as Director | Management | For | For |
| 6.1g | Reelect Isabelle Romy as Director | Management | For | For |
| 6.1h | Reelect Robert Scully as Director | Management | For | For |
| 6.1i | Reelect Beatrice Weder di Mauro as Director | Management | For | For |
| 6.1j | Reelect Dieter Wemmer as Director | Management | For | For |
| 6.2.1 | Elect Jeremy Anderson as Director | Management | For | For |
| 6.2.2 | Elect Fred Hu as Director | Management | For | For |
| 6.3.1 | Reappoint Ann Godbehere as Member of the Compensation Committee | Management | For | For |
| 6.3.2 | Reappoint Michel Demare as Member of the Compensation Committee | Management | For | For |
| 6.3.3 | Appoint Julie Richardson as Member of the Compensation Committee | Management | For | For |
| 6.3.4 | Appoint Dieter Wemmer as Member of the Compensation Committee | Management | For | For |
| 7 | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 14.5 Million | Management | For | For |
| 8.1 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | For |
| 8.2 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 8.3 | Ratify BDO AG as Special Auditor | Management | For | For |
| 9 | Transact Other Business (Voting) | Management | For | Against |
| VALERO ENERGY CORPORATION Meeting Date: MAY 03, 2018 Record Date: MAR 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: VLO Security ID: 91913Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director H. Paulett Eberhart | Management | For | For |
| 1B | Elect Director Joseph W. Gorder | Management | For | For |
| 1C | Elect Director Kimberly S. Greene | Management | For | For |
| 1D | Elect Director Deborah P. Majoras | Management | For | For |
| 1E | Elect Director Donald L. Nickles | Management | For | For |
| 1F | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1G | Elect Director Robert A. Profusek | Management | For | For |
| 1H | Elect Director Stephen M. Waters | Management | For | For |
| 1I | Elect Director Randall J. Weisenburger | Management | For | For |
| 1J | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Remove Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Management | For | For |
| VINCI Meeting Date: APR 17, 2018 Record Date: APR 12, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: DG Security ID: F5879X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.45 per Share | Management | For | For |
| 4 | Reelect Xavier Huillard as Director | Management | For | Against |
| 5 | Reelect Yves-Thibault de Silguy as Director | Management | For | For |
| 6 | Reelect Marie-Christine Lombard as Director | Management | For | For |
| 7 | Reelect Qatar Holding LLC as Director | Management | For | For |
| 8 | Elect Rene Medori as Director | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Approve Additional Pension Scheme Agreement with Xavier Huillard | Management | For | For |
| 11 | Approve Termination Package of Xavier Huillard | Management | For | For |
| 12 | Approve Transaction with YTSeuropaconsultants Re: Services Agreement | Management | For | For |
| 13 | Approve Remuneration Policy for Chairman and CEO | Management | For | For |
| 14 | Approve Compensation of Xavier Huillard, Chairman and CEO | Management | For | For |
| 15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| VODAFONE GROUP PLC Meeting Date: JUL 28, 2017 Record Date: JUL 26, 2017 Meeting Type: ANNUAL | ||||
| Ticker: VOD Security ID: G93882192 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 3 | Re-elect Vittorio Colao as Director | Management | For | For |
| 4 | Re-elect Nick Read as Director | Management | For | For |
| 5 | Re-elect Sir Crispin Davis as Director | Management | For | For |
| 6 | Re-elect Dr Mathias Dopfner as Director | Management | For | For |
| 7 | Re-elect Dame Clara Furse as Director | Management | For | For |
| 8 | Re-elect Valerie Gooding as Director | Management | For | For |
| 9 | Re-elect Renee James as Director | Management | For | For |
| 10 | Re-elect Samuel Jonah as Director | Management | For | For |
| 11 | Elect Maria Amparo Moraleda Martinez as Director | Management | For | For |
| 12 | Re-elect David Nish as Director | Management | For | For |
| 13 | Approve Final Dividend | Management | For | For |
| 14 | Approve Remuneration Policy | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| WALGREENS BOOTS ALLIANCE, INC. Meeting Date: JAN 17, 2018 Record Date: NOV 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WBA Security ID: 931427108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jose E. Almeida | Management | For | For |
| 1b | Elect Director Janice M. Babiak | Management | For | For |
| 1c | Elect Director David J. Brailer | Management | For | For |
| 1d | Elect Director William C. Foote | Management | For | For |
| 1e | Elect Director Ginger L. Graham | Management | For | For |
| 1f | Elect Director John A. Lederer | Management | For | For |
| 1g | Elect Director Dominic P. Murphy | Management | For | For |
| 1h | Elect Director Stefano Pessina | Management | For | For |
| 1i | Elect Director Leonard D. Schaeffer | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director James A. Skinner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| 7 | Amend Proxy Access Right | Shareholder | Against | Against |
| WASHINGTON REAL ESTATE INVESTMENT TRUST Meeting Date: MAY 31, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | ||||
| Ticker: WRE Security ID: 939653101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Benjamin S. Butcher | Management | For | For |
| 1.2 | Elect Director Edward S. Civera | Management | For | For |
| 1.3 | Elect Director Ellen M. Goitia | Management | For | For |
| 1.4 | Elect Director Charles T. Nason | Management | For | For |
| 1.5 | Elect Director Thomas H. Nolan, Jr. | Management | For | For |
| 1.6 | Elect Director Anthony L. Winns | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
Thornburg Global Opportunities Fund
| AENA S.M.E., S.A. Meeting Date: APR 10, 2018 Record Date: APR 05, 2018 Meeting Type: ANNUAL | ||||
| Ticker: AENA Security ID: E526K0106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5.1 | Ratify Appointment of and Elect Jaime Garcia-Legaz Ponce as Director | Management | For | For |
| 5.2 | Ratify Appointment of and Elect Josep Pique Camps as Director | Management | For | For |
| 5.3 | Ratify Appointment of and Elect Angel Luis Arias Serrano as Director | Management | For | For |
| 6 | Advisory Vote on Remuneration Report | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ALPHABET INC. Meeting Date: JUN 06, 2018 Record Date: APR 18, 2018 Meeting Type: ANNUAL | ||||
| Ticker: GOOGL Security ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Diane B. Greene | Management | For | For |
| 1.7 | Elect Director John L. Hennessy | Management | For | For |
| 1.8 | Elect Director Ann Mather | Management | For | For |
| 1.9 | Elect Director Alan R. Mulally | Management | For | For |
| 1.10 | Elect Director Sundar Pichai | Management | For | For |
| 1.11 | Elect Director K. Ram Shriram | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| 7 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 8 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Abstain |
| 9 | Adopt a Policy on Board Diversity | Shareholder | Against | Abstain |
| 10 | Report on Major Global Content Management Controversies | Shareholder | Against | Abstain |
| ALTICE NV Meeting Date: MAY 18, 2018 Record Date: APR 20, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ATC Security ID: N0R25F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Discuss Remuneration Policy for Management Board Members | Management | None | None |
| 3 | Adopt Annual Accounts for Financial Year 2017 | Management | For | For |
| 4 | Approve Discharge of Executive Board Members | Management | For | For |
| 5 | Approve Discharge of Non-Executive Board Members | Management | For | For |
| 6 | Approve Separation of the U.S. Business from the Company Through Special Dividend | Management | For | For |
| 7.a | Amend Articles of Association and Execute the Deed of Amendment to Implement Amendment 1 | Management | For | For |
| 7.b | Amend Articles of Association and Execute the Deed of Amendment to Implement Amendment 2 | Management | For | For |
| 8 | Elect Patrick Drahi as Executive Director | Management | For | Against |
| 9.a | Approve Executive Annual Cash Bonus Plan | Management | For | Against |
| 9.b | Approve Remuneration of Patrick Drahi | Management | For | For |
| 9.c | Amend Remuneration of Dexter Goei | Management | For | Against |
| 9.d | Amend Remuneration of Dennis Okhuijsen | Management | For | Against |
| 9.e | Approve Stock Option Plan | Management | For | Against |
| 9.f | Approve Long-Term Incentive Plan | Management | For | Against |
| 10 | Approve Remuneration of Michel Combes | Management | For | Against |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Proposal to Cancel Shares the Company Holds in its Own Capital | Management | For | For |
| 13 | Other Business (Non-Voting) | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| ALTICE NV Meeting Date: JUN 11, 2018 Record Date: MAY 14, 2018 Meeting Type: SPECIAL | ||||
| Ticker: ATC Security ID: N0R25F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Discuss Treatment of Stock Options in Relation to the Separation of the U.S. Business from the Company | Management | None | None |
| 2.b | Amend Remuneration of Patrick Drahi | Management | For | Against |
| 2.c | Amend Remuneration of Dexter Goei | Management | For | Against |
| 2.d | Amend Remuneration of Dennis Okhuijsen | Management | For | Against |
| 3 | Amend Remuneration of Michel Combes | Management | For | Against |
| 4 | Other Business (Non-Voting) | Management | None | None |
| 5 | Close Meeting | Management | None | None |
| BARRATT DEVELOPMENTS PLC Meeting Date: NOV 15, 2017 Record Date: NOV 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BDEV Security ID: G08288105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Approve Special Dividend | Management | For | For |
| 6 | Elect Jessica White as Director | Management | For | For |
| 7 | Re-elect John Allan as Director | Management | For | For |
| 8 | Re-elect David Thomas as Director | Management | For | For |
| 9 | Re-elect Steven Boyes as Director | Management | For | For |
| 10 | Re-elect Richard Akers as Director | Management | For | For |
| 11 | Re-elect Tessa Bamford as Director | Management | For | For |
| 12 | Re-elect Nina Bibby as Director | Management | For | For |
| 13 | Re-elect Jock Lennox as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Amend Long Term Performance Plan | Management | For | For |
| 18 | Amend Deferred Bonus Plan | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BAYER AG Meeting Date: MAY 25, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BAYN Security ID: D0712D163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2017 | Management | For | For |
| 2 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 4 | Elect Norbert Winkeljohann to the Supervisory Board | Management | For | For |
| 5 | Ratify Deloitte GmbH as Auditors for Fiscal 2018 | Management | For | For |
| BNP PARIBAS SA Meeting Date: MAY 24, 2018 Record Date: MAY 21, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BNP Security ID: F1058Q238 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 3.02 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Renew Appointments of Deloitte & Associes as Auditor and BEAS as Alternate Auditor | Management | For | For |
| 7 | Renew Appointment of Mazars as Auditor and Appoint Charles de Boisriou as Alternate Auditor | Management | For | For |
| 8 | Renew Appointment of Pricewaterhousecoopers as Auditor and Appoint Jean-Baptiste Deschryver as Alternate Auditor | Management | For | For |
| 9 | Reelect Pierre Andre de Chalendar as Director | Management | For | For |
| 10 | Reelect Denis Kessler as Director | Management | For | For |
| 11 | Reelect Laurence Parisot as Director | Management | For | For |
| 12 | Approve Remuneration Policy of Chairman | Management | For | For |
| 13 | Approve Remuneration Policy of CEO and Vice-CEO | Management | For | For |
| 14 | Approve Compensation of Jean Lemierre, Chairman | Management | For | For |
| 15 | Approve Compensation of Jean-Laurent Bonnafe, CEO | Management | For | For |
| 16 | Approve Compensation of Philippe Bordenave, Vice-CEO | Management | For | For |
| 17 | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Management | For | For |
| 18 | Fix Maximum Variable Compensation Ratio for Executives and Risk Takers | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million | Management | For | For |
| 21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 22 | Set Total Limit for Capital Increase without Preemptive Rights to Result from Issuance Requests Under Items 20 and 21 at EUR 240 Million | Management | For | For |
| 23 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 24 | Set Total Limit for Capital Increase with or without Preemptive Rights to Result from Issuance Requests Under Items 19 to 21 at EUR 1 Billion | Management | For | For |
| 25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 26 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 27 | Amend Article 14.5 and 16.7 of Bylaws Re: Age Limit of Chairman, CEO and Vice-CEO | Management | For | For |
| 28 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| CAPITAL ONE FINANCIAL CORPORATION Meeting Date: MAY 03, 2018 Record Date: MAR 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: COF Security ID: 14040H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Richard D. Fairbank | Management | For | For |
| 1B | Elect Director Aparna Chennapragada | Management | For | For |
| 1C | Elect Director Ann Fritz Hackett | Management | For | For |
| 1D | Elect Director Lewis Hay, III | Management | For | For |
| 1E | Elect Director Benjamin P. Jenkins, III | Management | For | For |
| 1F | Elect Director Peter Thomas Killalea | Management | For | For |
| 1G | Elect Director Pierre E. Leroy | Management | For | For |
| 1H | Elect Director Peter E. Raskind | Management | For | For |
| 1I | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1J | Elect Director Bradford H. Warner | Management | For | For |
| 1K | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| CF INDUSTRIES HOLDINGS, INC. Meeting Date: MAY 10, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CF Security ID: 125269100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1b | Elect Director William Davisson | Management | For | For |
| 1c | Elect Director John W. Eaves | Management | For | For |
| 1d | Elect Director Stephen A. Furbacher | Management | For | For |
| 1e | Elect Director Stephen J. Hagge | Management | For | For |
| 1f | Elect Director John D. Johnson | Management | For | For |
| 1g | Elect Director Anne P. Noonan | Management | For | For |
| 1h | Elect Director Michael J. Toelle | Management | For | For |
| 1i | Elect Director Theresa E. Wagler | Management | For | For |
| 1j | Elect Director W. Anthony Will | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting | Management | For | Abstain |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| CITIGROUP INC. Meeting Date: APR 24, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: C Security ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director John C. Dugan | Management | For | For |
| 1d | Elect Director Duncan P. Hennes | Management | For | For |
| 1e | Elect Director Peter B. Henry | Management | For | For |
| 1f | Elect Director Franz B. Humer | Management | For | For |
| 1g | Elect Director S. Leslie Ireland | Management | For | For |
| 1h | Elect Director Renee J. James | Management | For | For |
| 1i | Elect Director Eugene M. McQuade | Management | For | For |
| 1j | Elect Director Michael E. O'Neill | Management | For | For |
| 1k | Elect Director Gary M. Reiner | Management | For | For |
| 1l | Elect Director Anthony M. Santomero | Management | For | For |
| 1m | Elect Director Diana L. Taylor | Management | For | For |
| 1n | Elect Director James S. Turley | Management | For | For |
| 1o | Elect Director Deborah C. Wright | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce De Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Human and Indigenous People's Rights Policy | Shareholder | Against | Abstain |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Amend Proxy Access Right | Shareholder | Against | For |
| 9 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
| 10 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| COLONY NORTHSTAR, INC. Meeting Date: MAY 08, 2018 Record Date: MAR 27, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CLNS Security ID: 19625W104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Barrack, Jr. | Management | For | For |
| 1.2 | Elect Director Richard B. Saltzman | Management | For | For |
| 1.3 | Elect Director Douglas Crocker, II | Management | For | For |
| 1.4 | Elect Director Nancy A. Curtin | Management | For | For |
| 1.5 | Elect Director Jon A. Fosheim | Management | For | For |
| 1.6 | Elect Director Justin E. Metz | Management | For | For |
| 1.7 | Elect Director George G. C. Parker | Management | For | For |
| 1.8 | Elect Director Charles W. Schoenherr | Management | For | For |
| 1.9 | Elect Director John A. Somers | Management | For | For |
| 1.10 | Elect Director John L. Steffens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DELPHI AUTOMOTIVE PLC Meeting Date: NOV 07, 2017 Record Date: OCT 05, 2017 Meeting Type: SPECIAL | ||||
| Ticker: DLPH Security ID: G27823106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Change Company Name to Aptiv PLC | Management | For | For |
| DELPHI TECHNOLOGIES PLC Meeting Date: APR 26, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: DLPH Security ID: G2709G107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robin J. Adams | Management | For | For |
| 2 | Elect Director Liam Butterworth | Management | For | For |
| 3 | Elect Director Joseph S. Cantie | Management | For | For |
| 4 | Elect Director Nelda J. Connors | Management | For | For |
| 5 | Elect Director Gary L. Cowger | Management | For | For |
| 6 | Elect Director David S. Haffner | Management | For | For |
| 7 | Elect Director Helmut Leube | Management | For | For |
| 8 | Elect Director Timothy M. Manganello | Management | For | For |
| 9 | Elect Director Hari N. Nair | Management | For | For |
| 10 | Elect Director MaryAnn Wright | Management | For | For |
| 11 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| EASYJET PLC Meeting Date: FEB 08, 2018 Record Date: FEB 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: EZJ Security ID: G3030S109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Ordinary Dividend | Management | For | For |
| 5 | Re-elect John Barton as Director | Management | For | For |
| 6 | Elect Johan Lundgren as Director | Management | For | For |
| 7 | Re-elect Andrew Findlay as Director | Management | For | For |
| 8 | Re-elect Charles Gurassa as Director | Management | For | For |
| 9 | Re-elect Adele Anderson as Director | Management | For | For |
| 10 | Re-elect Dr Andreas Bierwirth as Director | Management | For | For |
| 11 | Elect Moya Greene as Director | Management | For | For |
| 12 | Re-elect Andy Martin as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Adopt New Articles of Association | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ECHOSTAR CORPORATION Meeting Date: APR 30, 2018 Record Date: MAR 02, 2018 Meeting Type: ANNUAL | ||||
| Ticker: SATS Security ID: 278768106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Stanton Dodge | Management | For | For |
| 1.2 | Elect Director Michael T. Dugan | Management | For | For |
| 1.3 | Elect Director Charles W. Ergen | Management | For | For |
| 1.4 | Elect Director Anthony M. Federico | Management | For | For |
| 1.5 | Elect Director Pradman P. Kaul | Management | For | For |
| 1.6 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.7 | Elect Director C. Michael Schroeder | Management | For | For |
| 1.8 | Elect Director William David Wade | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| FACEBOOK, INC. Meeting Date: MAY 31, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: FB Security ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Director Susan D. Desmond-Hellmann | Management | For | Withhold |
| 1.5 | Elect Director Reed Hastings | Management | For | Withhold |
| 1.6 | Elect Director Jan Koum - Withdrawn Resolution | Management | None | None |
| 1.7 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.8 | Elect Director Peter A. Thiel | Management | For | Withhold |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 4 | Establish Board Committee on Risk Management | Shareholder | Against | For |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 6 | Report on Major Global Content Management Controversies (Fake News) | Shareholder | Against | Abstain |
| 7 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| 8 | Report on Responsible Tax Principles | Shareholder | Against | Against |
| GALAXY ENTERTAINMENT GROUP LTD. Meeting Date: MAY 03, 2018 Record Date: APR 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 27 Security ID: Y2679D118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Francis Lui Yiu Tung as Director | Management | For | For |
| 2.2 | Elect Patrick Wong Lung Tak as Director | Management | For | For |
| 2.3 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4.1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 4.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 4.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| HELMERICH & PAYNE, INC. Meeting Date: MAR 06, 2018 Record Date: JAN 05, 2018 Meeting Type: ANNUAL | ||||
| Ticker: HP Security ID: 423452101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kevin G. Cramton | Management | For | For |
| 1b | Elect Director Randy A. Foutch | Management | For | For |
| 1c | Elect Director Hans Helmerich | Management | For | For |
| 1d | Elect Director John W. Lindsay | Management | For | For |
| 1e | Elect Director Paula Marshall | Management | For | For |
| 1f | Elect Director Jose R. Mas | Management | For | For |
| 1g | Elect Director Thomas A. Petrie | Management | For | For |
| 1h | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1i | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1j | Elect Director John D. Zeglis | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ING GROEP NV Meeting Date: APR 23, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: INGA Security ID: N4578E595 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Announcements on Sustainability | Management | None | None |
| 2.c | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2.d | Discuss Remuneration Report | Management | None | None |
| 2.e | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.a | Receive Explanation on Profit Retention and Distribution Policy | Management | None | None |
| 3.b | Approve Dividends of EUR 0.67 Per Share | Management | For | For |
| 4.a | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 4.b | Discussion of Executive Board Profile | Management | None | None |
| 4.c | Discussion of Supervisory Board Profile | Management | None | None |
| 5.a | Approve Discharge of Management Board | Management | For | For |
| 5.b | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Amend the Remuneration Policy of the Executive Board (Withdrawn Resolution) | Management | None | None |
| 7 | Reelect Eric Boyer de la Giroday to Supervisory Board | Management | For | For |
| 8.a | Grant Board Authority to Issue Shares | Management | For | For |
| 8.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Close Meeting | Management | None | None |
| MGM CHINA HOLDINGS LIMITED Meeting Date: MAY 24, 2018 Record Date: MAY 11, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 2282 Security ID: G60744102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3A1 | Elect Chen Yau Wong as Director | Management | For | For |
| 3A2 | Elect William Joseph Hornbuckle as Director | Management | For | For |
| 3A3 | Elect Daniel J. D'Arrigo as Director | Management | For | For |
| 3A4 | Elect Russell Francis Banham as Director | Management | For | For |
| 3B | Elect Kenneth Xiaofeng Feng as Director | Management | For | For |
| 3C | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| MINERAL RESOURCES LTD. Meeting Date: NOV 22, 2017 Record Date: NOV 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MIN Security ID: Q60976109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect Kelvin Flynn as Director | Management | For | For |
| 3 | Elect Tim Roberts as Director | Management | For | For |
| 4 | Elect Xi Xi as Director | Management | For | For |
| 5 | Approve the Spill Resolution | Management | Against | Against |
| NEW WORLD DEVELOPMENT CO. LTD. Meeting Date: NOV 21, 2017 Record Date: NOV 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 17 Security ID: Y63084126 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Yeung Ping-Leung, Howard as Director | Management | For | For |
| 3b | Elect Ho Hau-Hay, Hamilton as Director | Management | For | For |
| 3c | Elect Lee Luen-Wai, John as Director | Management | For | For |
| 3d | Elect Ki Man-Fung, Leonie as Director | Management | For | For |
| 3e | Elect Cheng Chi-Heng as Director | Management | For | For |
| 3f | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Approve Grant of Options Under the Share Option Scheme | Management | For | For |
| NN GROUP NV Meeting Date: MAY 31, 2018 Record Date: MAY 03, 2018 Meeting Type: ANNUAL | ||||
| Ticker: NN Security ID: N64038107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Annual Report 2017 | Management | None | None |
| 3 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 4 | Discuss Remuneration Policy 2017 | Management | None | None |
| 5.A | Adopt Financial Statements 2017 | Management | For | For |
| 5.B | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 5.C | Approve Dividends of EUR 1.66 per Share | Management | For | For |
| 6.A | Approve Discharge of Management Board | Management | For | For |
| 6.B | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Announce Intention to Reappoint Delfin Rueda as Member of the Management Board | Management | None | None |
| 8.A | Reelect Heijo Hauser to Supervisory Board | Management | For | For |
| 8.B | Reelect Hans Schoen to Supervisory Board | Management | For | For |
| 8.C | Elect David Cole to Supervisory Board | Management | For | For |
| 9.A | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 9.B | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 10 | Authorize Repurchase of Shares | Management | For | For |
| 11 | Authorize Cancellation of Ordinary Shares of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 12 | Close Meeting | Management | None | None |
| OCI NV Meeting Date: MAY 24, 2018 Record Date: APR 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: OCI Security ID: N6667A111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting and Announcements | Management | None | None |
| 2 | Receive Director's Report (Non-Voting) | Management | None | None |
| 3 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 4 | Discuss Implementation of Remuneration Policy for 2017 | Management | None | None |
| 5 | Receive Explanation on Company's Dividend Policy | Management | None | None |
| 6 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 7 | Approve Discharge of Executive Directors | Management | For | For |
| 8 | Approve Discharge of Non-Executive Directors | Management | For | For |
| 9 | Reelect N.O.N. Sawiris as Executive Director | Management | For | For |
| 10 | Elect H.H.H. Badrawi as Executive Director | Management | For | For |
| 11 | Reelect A.H. Montijn as Non-Executive Director | Management | For | For |
| 12 | Reelect S.N. Schat as Non-Executive Director | Management | For | For |
| 13 | Reelect J. Guiraud as Non-Executive Director | Management | For | For |
| 14 | Reelect R.J. van de Kraats as Non-Executive Director | Management | For | For |
| 15 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger Plus Additional 1 Percent for Performance Share Plan | Management | For | For |
| 16 | Authorize Board to Exclude Preemptive Rights from Share Issuances Up to 10 Percent of Issued Share Capital Plus Additional 10 Percent Within the Context of Takeover/Merger | Management | For | For |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Ratify KPMG as Auditors | Management | For | For |
| 19 | Questions and Close Meeting | Management | None | None |
| RELIANCE INDUSTRIES LTD. Meeting Date: JUL 21, 2017 Record Date: JUL 14, 2017 Meeting Type: ANNUAL | ||||
| Ticker: RELIANCE Security ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Nita M. Ambani as Director | Management | For | For |
| 4 | Reelect Hital R. Meswani as Director | Management | For | For |
| 5 | Approve S R B C & Co., LLP, Chartered Accountants and D T S & Associates, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Reappointment and Remuneration of Pawan Kumar Kapil as Whole-time Director | Management | For | For |
| 7 | Approve Reappointment and Remuneration of Nikhil R. Meswani as Whole-time Director | Management | For | For |
| 8 | Reelect Yogendra P. Trivedi as Director | Management | For | For |
| 9 | Reelect Ashok Misra as Director | Management | For | For |
| 10 | Reelect Mansingh L. Bhakta as Director | Management | For | For |
| 11 | Reelect Dipak C. Jain as Director | Management | For | For |
| 12 | Reelect Raghunath A. Mashelkar as Director | Management | For | For |
| 13 | Elect Shumeet Banerji as Director | Management | For | For |
| 14 | Amend Articles of Association | Management | For | For |
| 15 | Authorize Board to Fix Remuneration of Cost Auditors | Management | For | For |
| 16 | Authorize Issuance of Redeemable Non-Convertible Debentures | Management | For | For |
| RELIANCE INDUSTRIES LTD. Meeting Date: SEP 01, 2017 Record Date: JUL 27, 2017 Meeting Type: SPECIAL | ||||
| Ticker: RELIANCE Security ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Approve Issuance of Bonus Shares | Management | For | For |
| 3 | Approve Employees Stock Option Scheme 2017 (ESOS 2017) for Employees of the Company | Management | For | For |
| 4 | Approve Employees Stock Option Scheme 2017 (ESOS 2017) for Employees of Subsidiary Companies | Management | For | For |
| SAMSUNG ELECTRONICS CO. LTD. Meeting Date: MAR 23, 2018 Record Date: DEC 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: A005930 Security ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Kim Jeong-hun as Outside Director | Management | For | For |
| 2.1.2 | Elect Kim Sun-uk as Outside Director | Management | For | For |
| 2.1.3 | Elect Park Byung-gook as Outside Director | Management | For | For |
| 2.2.1 | Elect Lee Sang-hoon as Inside Director | Management | For | Against |
| 2.2.2 | Elect Kim Ki-nam as Inside Director | Management | For | For |
| 2.2.3 | Elect Kim Hyun-suk as Inside Director | Management | For | For |
| 2.2.4 | Elect Koh Dong-jin as Inside Director | Management | For | For |
| 2.3 | Elect Kim Sun-uk as a Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 4 | Amend Articles of Incorporation | Management | For | For |
| SEVEN GENERATIONS ENERGY LTD. Meeting Date: MAY 03, 2018 Record Date: MAR 13, 2018 Meeting Type: ANNUAL | ||||
| Ticker: VII Security ID: 81783Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eleven | Management | For | For |
| 2.1 | Elect Director Kent Jespersen | Management | For | For |
| 2.2 | Elect Director Marty Proctor | Management | For | For |
| 2.3 | Elect Director Kevin Brown | Management | For | For |
| 2.4 | Elect Director Avik Dey | Management | For | For |
| 2.5 | Elect Director Harvey Doerr | Management | For | For |
| 2.6 | Elect Director Paul Hand | Management | For | For |
| 2.7 | Elect Director Dale Hohm | Management | For | For |
| 2.8 | Elect Director Bill McAdam | Management | For | For |
| 2.9 | Elect Director Kaush Rakhit | Management | For | For |
| 2.10 | Elect Director Jackie Sheppard | Management | For | For |
| 2.11 | Elect Director Jeff van Steenbergen | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| T-MOBILE US, INC. Meeting Date: JUN 13, 2018 Record Date: APR 17, 2018 Meeting Type: ANNUAL | ||||
| Ticker: TMUS Security ID: 872590104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Dannenfeldt | Management | For | Withhold |
| 1.2 | Elect Director Srikant M. Datar | Management | For | For |
| 1.3 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.4 | Elect Director Timotheus Hottges | Management | For | Withhold |
| 1.5 | Elect Director Bruno Jacobfeuerborn | Management | For | Withhold |
| 1.6 | Elect Director Raphael Kubler | Management | For | Withhold |
| 1.7 | Elect Director Thorsten Langheim | Management | For | Withhold |
| 1.8 | Elect Director John J. Legere | Management | For | Withhold |
| 1.9 | Elect Director G. Michael (Mike) Sievert | Management | For | Withhold |
| 1.10 | Elect Director Olaf Swantee | Management | For | For |
| 1.11 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.12 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | For |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| UBS GROUP AG Meeting Date: MAY 03, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: UBSG Security ID: H892U1882 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 0.65 per Share from Capital Contribution Reserves | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 74.2 Million | Management | For | For |
| 5 | Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 31.5 Million | Management | For | For |
| 6.1a | Reelect Axel Weber as Director and Board Chairman | Management | For | For |
| 6.1b | Reelect Michel Demare as Director | Management | For | For |
| 6.1c | Reelect David Sidwell as Director | Management | For | For |
| 6.1d | Reelect Reto Francioni as Director | Management | For | For |
| 6.1e | Reelect Ann Godbehere as Director | Management | For | For |
| 6.1f | Reelect Julie Richardson as Director | Management | For | For |
| 6.1g | Reelect Isabelle Romy as Director | Management | For | For |
| 6.1h | Reelect Robert Scully as Director | Management | For | For |
| 6.1i | Reelect Beatrice Weder di Mauro as Director | Management | For | For |
| 6.1j | Reelect Dieter Wemmer as Director | Management | For | For |
| 6.2.1 | Elect Jeremy Anderson as Director | Management | For | For |
| 6.2.2 | Elect Fred Hu as Director | Management | For | For |
| 6.3.1 | Reappoint Ann Godbehere as Member of the Compensation Committee | Management | For | For |
| 6.3.2 | Reappoint Michel Demare as Member of the Compensation Committee | Management | For | For |
| 6.3.3 | Appoint Julie Richardson as Member of the Compensation Committee | Management | For | For |
| 6.3.4 | Appoint Dieter Wemmer as Member of the Compensation Committee | Management | For | For |
| 7 | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 14.5 Million | Management | For | For |
| 8.1 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | For |
| 8.2 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 8.3 | Ratify BDO AG as Special Auditor | Management | For | For |
| 9 | Transact Other Business (Voting) | Management | For | Against |
| ZAYO GROUP HOLDINGS, INC. Meeting Date: NOV 02, 2017 Record Date: SEP 08, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ZAYO Security ID: 98919V105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Phil Canfield | Management | For | For |
| 1.2 | Elect Director Steve Kaplan | Management | For | For |
| 1.3 | Elect Director Linda Rottenberg | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
Thornburg Developing World Fund
| AIA GROUP LTD. Meeting Date: MAY 18, 2018 Record Date: MAY 14, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 1299 Security ID: Y002A1105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Ng Keng Hooi as Director | Management | For | For |
| 4 | Elect Cesar Velasquez Purisima as Director | Management | For | For |
| 5 | Elect Lawrence Juen-Yee Lau as Director | Management | For | For |
| 6 | Elect Chung-Kong Chow as Director | Management | For | For |
| 7 | Elect John Barrie Harrison as Director | Management | For | For |
| 8 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 9C | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
| ALIBABA GROUP HOLDING LIMITED Meeting Date: OCT 18, 2017 Record Date: AUG 18, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BABA Security ID: 01609W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Jack Yun Ma as Director | Management | For | For |
| 1.2 | Elect Masayoshi Son as Director | Management | For | For |
| 1.3 | Elect Walter Teh Ming Kwauk as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| AMS AG Meeting Date: JUN 06, 2018 Record Date: MAY 27, 2018 Meeting Type: ANNUAL | ||||
| Ticker: AMS Security ID: A0400Q115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.33 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Approve Remuneration of Supervisory Board Members | Management | For | For |
| 6 | Ratify KPMG Austria GmbH as Auditors | Management | For | For |
| 7.1 | Elect Hans Kaltenbrunner as Supervisory Board Member | Management | For | For |
| 7.2 | Elect Michael Grimm as Supervisory Board Member | Management | For | For |
| 7.3 | Elect Yen Yen Tan as Supervisory Board Member | Management | For | For |
| 7.4 | Elect Monika Henzinger as Supervisory Board Member | Management | For | For |
| 8 | Approve Creation of EUR 8.4 Million Capital Increase without Preemptive Rights | Management | For | For |
| 9 | Receive Report on Share Repurchase Program | Management | None | None |
| APPLIED MATERIALS, INC. Meeting Date: MAR 08, 2018 Record Date: JAN 10, 2018 Meeting Type: ANNUAL | ||||
| Ticker: AMAT Security ID: 038222105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Judy Bruner | Management | For | For |
| 1b | Elect Director Xun (Eric) Chen | Management | For | For |
| 1c | Elect Director Aart J. de Geus | Management | For | For |
| 1d | Elect Director Gary E. Dickerson | Management | For | For |
| 1e | Elect Director Stephen R. Forrest | Management | For | For |
| 1f | Elect Director Thomas J. Iannotti | Management | For | For |
| 1g | Elect Director Alexander A. Karsner | Management | For | For |
| 1h | Elect Director Adrianna C. Ma | Management | For | For |
| 1i | Elect Director Scott A. McGregor | Management | For | For |
| 1j | Elect Director Dennis D. Powell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Adopt Policy to Annually Disclose EEO-1 Data | Shareholder | Against | Abstain |
| B3 S.A.-BRASIL BOLSA BALCAO Meeting Date: APR 23, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: B3SA3 Security ID: ADPV40583 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Company's Management | Management | For | For |
| 4 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | None | For |
| B3 S.A.-BRASIL BOLSA BALCAO Meeting Date: MAY 04, 2018 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: B3SA3 Security ID: ADPV40583 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.A | Amend Articles Re: Novo Mercado | Management | For | For |
| 1.B | Amend Articles Re: Management | Management | For | For |
| 1.C | Amend Articles Re: Administrative Structure | Management | For | For |
| 1.D | Amend Articles Re: Delete Replicated Content | Management | For | For |
| 1.E | Amend Articles | Management | For | For |
| 2 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | None | For |
| BBVA BANCO FRANCES S.A. Meeting Date: APR 10, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: FRAN Security ID: 07329M100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
| 2 | Consider Financial Statements and Statutory Reports | Management | For | For |
| 3 | Consider Discharge of Directors, General Manager and Internal Statutory Auditors Committee (Comision Fiscalizadora) | Management | For | For |
| 4 | Consider Allocation of Income; Approve Treatment of Unassigned Results by ARS 3.88 Billion; Approve Allocation of ARS 775.65 Million to Legal Reserve, ARS 970 Million to Cash Dividend Distribution and ARS 2.13 Billion to Discretionary Reserve | Management | For | For |
| 5 | Approve Remuneration of Directors | Management | For | For |
| 6 | Consider Remuneration of Internal Statutory Auditors Committee (Comision Fiscalizadora) | Management | For | For |
| 7 | Fix Number of and Elect Directors | Management | For | Against |
| 8 | Elect Three Members and Three Alternate Members of Internal Statutory Auditors Committee (Comision Fiscalizadora) | Management | For | For |
| 9 | Approve Remuneration of Auditors | Management | For | For |
| 10 | Appoint Auditors | Management | For | For |
| 11 | Approve Budget of Audit Committee | Management | For | For |
| 12 | Consider Extension of Term of Global Program for Issuance of Negotiable Obligations for up to USD 750 Million; Renew Powers to Board to Set Terms and Conditions of Issuance | Management | For | For |
| 13 | Consider Global Programs of Issuance of Debt Securities with Amortization Period of up to One Year (VCP) for up to USD 250 Million; Set Terms and Conditions of VCP Program; Approve Granting of Powers to Board | Management | For | For |
| BHARTI INFRATEL LTD. Meeting Date: JUL 22, 2017 Record Date: JUL 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: INFRATEL Security ID: Y0R86J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Interim Dividends and Declare Final Dividend | Management | For | For |
| 3 | Reelect Rajan Bharti Mittal as Director | Management | For | For |
| 4 | Approve Deloitte Haskins & Sells, Chartered Accountants, Gurgaon as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect Sanjay Omprakash Nayar as Director | Management | For | For |
| 6 | Elect Tao Yih Arthur Lang as Director | Management | For | For |
| 7 | Approve Reappointment and Remuneration of Devender Singh Rawat as Managing Director and Chief Executive Officer | Management | For | For |
| BHARTI INFRATEL LTD. Meeting Date: MAR 07, 2018 Record Date: JAN 19, 2018 Meeting Type: SPECIAL | ||||
| Ticker: INFRATEL Security ID: Y0R86J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Shifting of Registered Office of the Company | Management | For | For |
| 2 | Amend Objects Clause of Memorandum of Association | Management | For | For |
| 3 | Amend Liability Clause of Memorandum of Association | Management | For | For |
| BRITISH AMERICAN TOBACCO PLC Meeting Date: APR 25, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | ||||
| Ticker: BATS Security ID: 110448107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect Richard Burrows as Director | Management | For | For |
| 6 | Re-elect Nicandro Durante as Director | Management | For | For |
| 7 | Re-elect Sue Farr as Director | Management | For | For |
| 8 | Re-elect Dr Marion Helmes as Director | Management | For | Against |
| 9 | Re-elect Savio Kwan as Director | Management | For | For |
| 10 | Re-elect Dimitri Panayotopoulos as Director | Management | For | For |
| 11 | Re-elect Kieran Poynter as Director | Management | For | For |
| 12 | Re-elect Ben Stevens as Director | Management | For | For |
| 13 | Elect Luc Jobin as Director | Management | For | For |
| 14 | Elect Holly Koeppel as Director | Management | For | For |
| 15 | Elect Lionel Nowell, III as Director | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| CHINA MOBILE LIMITED Meeting Date: MAY 17, 2018 Record Date: MAY 10, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 941 Security ID: Y14965100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Shang Bing as Director | Management | For | For |
| 3.2 | Elect Li Yue as Director | Management | For | For |
| 3.3 | Elect Sha Yuejia as Director | Management | For | For |
| 4 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors of the Group for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| CHINA UNICOM (HONG KONG) LTD Meeting Date: MAY 11, 2018 Record Date: MAY 04, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 762 Security ID: Y1519S111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1a | Elect Li Fushen as Director | Management | For | For |
| 3.1b | Elect Chung Shui Ming Timpson as Director | Management | For | For |
| 3.1c | Elect Law Fan Chiu Fun Fanny as Director | Management | For | For |
| 3.2 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve KPMG and KPMG Huazhen LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| CIELO SA Meeting Date: APR 20, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: CIEL3 Security ID: P2859E100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017 | Management | For | For |
| 2 | Approve Capital Budget, Allocation of Income and Dividends | Management | For | For |
| 3 | Fix Number of Directors | Management | For | For |
| 4 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Abstain |
| 5.1 | Elect Antonio Mauricio Maurano as Director | Management | For | Against |
| 5.2 | Elect Bernardo de Azevedo Silva Rothe as Director | Management | For | Against |
| 5.3 | Elect Marcelo Augusto Dutra Labuto as Director | Management | For | For |
| 5.4 | Elect Rogerio Magno Panca as Director | Management | For | Against |
| 5.5 | Elect Cesario Narihito Nakamura as Director | Management | For | Against |
| 5.6 | Elect Francisco Jose Pereira Terra as Director | Management | For | Against |
| 5.7 | Elect Marcelo de Araujo Noronha as Director | Management | For | Against |
| 5.8 | Elect Vinicius Urias Favarao as Director | Management | For | Against |
| 5.9 | Elect Aldo Luiz Mendes as Independent Director | Management | For | For |
| 5.10 | Elect Francisco Augusto da Costa e Silva as Independent Director | Management | For | For |
| 5.11 | Elect Gilberto Mifano as Independent Director | Management | For | For |
| 6 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee? | Management | None | Abstain |
| 7.1 | Percentage of Votes to Be Assigned - Elect Antonio Mauricio Maurano as Director | Management | None | Abstain |
| 7.2 | Percentage of Votes to Be Assigned - Elect Bernardo de Azevedo Silva Rothe as Director | Management | None | Abstain |
| 7.3 | Percentage of Votes to Be Assigned - Elect Marcelo Augusto Dutra Labuto as Director | Management | None | Abstain |
| 7.4 | Percentage of Votes to Be Assigned - Elect Rogerio Magno Panca as Director | Management | None | Abstain |
| 7.5 | Percentage of Votes to Be Assigned - Elect Cesario Narihito Nakamura as Director | Management | None | Abstain |
| 7.6 | Percentage of Votes to Be Assigned - Elect Francisco Jose Pereira Terra as Director | Management | None | Abstain |
| 7.7 | Percentage of Votes to Be Assigned - Elect Marcelo de Araujo Noronha as Director | Management | None | Abstain |
| 7.8 | Percentage of Votes to Be Assigned - Elect Vinicius Urias Favarao as Director | Management | None | Abstain |
| 7.9 | Percentage of Votes to Be Assigned - Elect Aldo Luiz Mendes as Independent Director | Management | None | Abstain |
| 7.10 | Percentage of Votes to Be Assigned - Elect Francisco Augusto da Costa e Silva as Independent Director | Management | None | Abstain |
| 7.11 | Percentage of Votes to Be Assigned - Elect Gilberto Mifano as Independent Director | Management | None | Abstain |
| 8 | Approve Remuneration of Company's Management and Fiscal Council Members | Management | For | Against |
| CIELO SA Meeting Date: APR 20, 2018 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: CIEL3 Security ID: P2859E100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Fiscal Council Members | Management | For | For |
| 2.1 | Elect Adriano Meira Ricci as Fiscal Council Member and Flavio Saba Santos Estrela as Alternate | Management | For | For |
| 2.2 | Elect Joel Antonio de Araujo as Fiscal Council Members and Sigmar Milton Mayer Filho as Alternate | Management | For | For |
| 2.3 | Elect Herculano Anibal Alves as Fiscal Council Member and Kleber do Espirito Santo as Alternate | Management | For | For |
| 2.4 | Elect Marcelo Santos Dall'Occo as Fiscal Council Member and Carlos Roberto Mendonca da Siva as Alternate | Management | For | For |
| 2.5 | Elect Haroldo Reginaldo Levy Neto as Fiscal Council Member and Milton Luiz Milioni as Alternate | Management | For | For |
| 3 | Authorize Capitalization of Reserves Without Issuance of Shares and Amend Article 7 Accordingly | Management | For | For |
| 4 | Amend Articles | Management | For | For |
| 5 | Consolidate Bylaws | Management | For | For |
| CITIGROUP INC. Meeting Date: APR 24, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: C Security ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director John C. Dugan | Management | For | For |
| 1d | Elect Director Duncan P. Hennes | Management | For | For |
| 1e | Elect Director Peter B. Henry | Management | For | For |
| 1f | Elect Director Franz B. Humer | Management | For | For |
| 1g | Elect Director S. Leslie Ireland | Management | For | For |
| 1h | Elect Director Renee J. James | Management | For | For |
| 1i | Elect Director Eugene M. McQuade | Management | For | For |
| 1j | Elect Director Michael E. O'Neill | Management | For | For |
| 1k | Elect Director Gary M. Reiner | Management | For | For |
| 1l | Elect Director Anthony M. Santomero | Management | For | For |
| 1m | Elect Director Diana L. Taylor | Management | For | For |
| 1n | Elect Director James S. Turley | Management | For | For |
| 1o | Elect Director Deborah C. Wright | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce De Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Human and Indigenous People's Rights Policy | Shareholder | Against | Abstain |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Amend Proxy Access Right | Shareholder | Against | For |
| 9 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
| 10 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| EMAAR PROPERTIES PJSC Meeting Date: OCT 21, 2017 Record Date: OCT 19, 2017 Meeting Type: SPECIAL | ||||
| Ticker: EMAAR Security ID: M4025S107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Transfer of Certain Company Assets to Emaar Development LCC a Fully Owned Subsidiary | Management | For | For |
| 2 | Approve Public Offering Up to 30 Percent of Shares in Subsidiary to be Listed on Dubai Financial Market | Management | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| EMAAR PROPERTIES PJSC Meeting Date: JAN 14, 2018 Record Date: JAN 11, 2018 Meeting Type: ANNUAL | ||||
| Ticker: EMAAR Security ID: M4025S107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Dividends of AED 4 Billions to Shareholders from Emaar Development IPO Proceeds | Management | For | For |
| EMAAR PROPERTIES PJSC Meeting Date: APR 22, 2018 Record Date: APR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: EMAAR Security ID: M4025S107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Board Report on Company Operations for FY 2017 | Management | For | For |
| 2 | Approve Auditors' Report on Company Financial Statements for FY 2017 | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports for FY 2017 | Management | For | For |
| 4 | Approve Dividends of AED 0.14 per Share for FY 2017 | Management | For | For |
| 5 | Approve Remuneration of Directors of AED 38.63 Million for FY 2017 | Management | For | Against |
| 6 | Approve Discharge of Directors for FY 2017 | Management | For | For |
| 7 | Approve Discharge of Auditors for FY 2017 | Management | For | For |
| 8 | Ratify Auditors and Fix Their Remuneration for FY 2018 | Management | For | For |
| 9 | Amend Articles 19.a and 29 of Bylaws Re: Decrease Board Size, Resolutions by Circulation | Management | For | For |
| 10.1 | Elect Mohamed Alabbar as Director | Management | None | For |
| 10.2 | Elect Hussain Al Qemzi as Director | Management | None | Abstain |
| 10.3 | Elect Ahmad Al Matrooshi as Director | Management | None | For |
| 10.4 | Elect Ahmed Jawa as Director | Management | None | For |
| 10.5 | Elect Jamal Theniyah as Director | Management | None | For |
| 10.6 | Elect Arif Al Mehairi as Director | Management | None | For |
| 10.7 | Elect Abdulrahman Al Hareb as Director | Management | None | Abstain |
| 10.8 | Elect Abdullah Belyoahah as Director | Management | None | Abstain |
| 10.9 | Elect Jamal Al Marri as Director | Management | None | Abstain |
| 10.10 | Elect Raja Al Gurg as Director | Management | None | For |
| 10.11 | Elect Mona Al Bastaki as Director | Management | None | Abstain |
| 10.12 | Elect Eman Al Suwaidi as Director | Management | None | Abstain |
| 10.13 | Elect Laila Al Mheiri as Director | Management | None | Abstain |
| 10.14 | Elect Bassam Falah as Director | Management | None | Abstain |
| 10.15 | Elect Mustafa Al Sheryani as Director | Management | None | For |
| 10.16 | Elect Jassim Al Ali as Director | Management | None | For |
| 10.17 | Elect Hala Badri as Director | Management | None | Abstain |
| 10.18 | Elect Mariam Al Rasasi as Director | Management | None | For |
| 11 | Allow Directors to Engage in Commercial Transactions with Other Companies | Management | For | For |
| 12 | Approve the Company's Employees Incentive Shares Scheme | Management | For | For |
| 13 | Approve Donations for FY 2016 and FY 2017 and Approve Donations for FY 2018 Up to 2 Percent of Average Net Profits of FY 2016 and FY 2017 | Management | For | For |
| FACEBOOK, INC. Meeting Date: MAY 31, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: FB Security ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Director Susan D. Desmond-Hellmann | Management | For | Withhold |
| 1.5 | Elect Director Reed Hastings | Management | For | Withhold |
| 1.6 | Elect Director Jan Koum - Withdrawn Resolution | Management | None | None |
| 1.7 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.8 | Elect Director Peter A. Thiel | Management | For | Withhold |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 4 | Establish Board Committee on Risk Management | Shareholder | Against | For |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 6 | Report on Major Global Content Management Controversies (Fake News) | Shareholder | Against | Abstain |
| 7 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| 8 | Report on Responsible Tax Principles | Shareholder | Against | Against |
| FIBRA UNO ADMINISTRACION DE MEXICO S.A. DE C.V. Meeting Date: SEP 25, 2017 Record Date: SEP 15, 2017 Meeting Type: SPECIAL | ||||
| Ticker: FUNO 11 Security ID: P3515D163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Program for Placement of Real Estate Trust Certificates (FUNO 11) and Debt Trust Certificates | Management | For | For |
| 2 | Approve Issuance of Additional Real Estate Trust Certificates to be Held in Treasury | Management | For | For |
| 3 | Appoint Legal Representatives | Management | For | For |
| 4 | Approve Minutes of Meeting | Management | For | For |
| FIBRA UNO ADMINISTRACION DE MEXICO S.A. DE C.V. Meeting Date: APR 27, 2018 Record Date: APR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: FUNO 11 Security ID: P3515D163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.i | Accept Reports of Audit, Corporate Practices, Nominating and Remuneration Committees | Management | For | For |
| 1.ii | Accept Technical Committee Report on Compliance in Accordance to Article 172 of General Mercantile Companies Law | Management | For | For |
| 1.iii | Accept Report of Trust Managers in Accordance to Article 44-XI of Securities Market Law, Including Technical Committee's Opinion on that Report | Management | For | For |
| 1.iv | Accept Technical Committee Report on Operations and Activities Undertaken | Management | For | For |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Elect or Ratify Members of Technical Committee and Secretary; Verify Independence Classification | Management | For | For |
| 4 | Approve Remuneration of Technical Committee Members | Management | For | For |
| 5 | Appoint Legal Representatives | Management | For | For |
| 6 | Approve Minutes of Meeting | Management | For | For |
| FIRST QUANTUM MINERALS LTD. Meeting Date: MAY 03, 2018 Record Date: MAR 20, 2018 Meeting Type: ANNUAL | ||||
| Ticker: FM Security ID: 335934105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Philip K.R. Pascall | Management | For | For |
| 2.2 | Elect Director G. Clive Newall | Management | For | For |
| 2.3 | Elect Director Kathleen A. Hogenson | Management | For | For |
| 2.4 | Elect Director Peter St. George | Management | For | For |
| 2.5 | Elect Director Andrew B. Adams | Management | For | For |
| 2.6 | Elect Director Paul Brunner | Management | For | For |
| 2.7 | Elect Director Robert Harding | Management | For | For |
| 2.8 | Elect Director Simon Scott | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP (UK) as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| GALAXY ENTERTAINMENT GROUP LTD. Meeting Date: MAY 03, 2018 Record Date: APR 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 27 Security ID: Y2679D118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Francis Lui Yiu Tung as Director | Management | For | For |
| 2.2 | Elect Patrick Wong Lung Tak as Director | Management | For | For |
| 2.3 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4.1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 4.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 4.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| GLENCORE PLC Meeting Date: MAY 02, 2018 Record Date: APR 30, 2018 Meeting Type: ANNUAL | ||||
| Ticker: GLEN Security ID: G39420107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Reduction of the Company's Capital Contribution Reserves | Management | For | For |
| 3 | Re-elect Anthony Hayward as Director | Management | For | For |
| 4 | Re-elect Ivan Glasenberg as Director | Management | For | For |
| 5 | Re-elect Peter Coates as Director | Management | For | For |
| 6 | Re-elect Leonhard Fischer as Director | Management | For | For |
| 7 | Elect Martin Gilbert as a Director | Management | For | For |
| 8 | Re-elect John Mack as Director | Management | For | For |
| 9 | Elect Gill Marcus as a Director | Management | For | For |
| 10 | Re-elect Patrice Merrin as Director | Management | For | For |
| 11 | Approve Remuneration Report | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| GRUPO FINANCIERO BANORTE S.A.B. DE C.V. Meeting Date: DEC 05, 2017 Record Date: NOV 22, 2017 Meeting Type: SPECIAL | ||||
| Ticker: GFNORTE O Security ID: P49501201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of Relevant Assets Re: Grupo Financiero Interacciones SAB de CV | Management | For | For |
| 2 | Accept Auditor's Report on Fiscal Situation of Company | Management | None | None |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GRUPO FINANCIERO BANORTE S.A.B. DE C.V. Meeting Date: DEC 05, 2017 Record Date: NOV 22, 2017 Meeting Type: SPECIAL | ||||
| Ticker: GFNORTE O Security ID: P49501201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements as of September 30, 2017 | Management | For | For |
| 2 | Approve Acquisition of Grupo Financiero Interacciones SAB de CV | Management | For | For |
| 3 | Amend Article 8 to Reflect Changes in Capital | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GRUPO FINANCIERO BANORTE S.A.B. DE C.V. Meeting Date: APR 27, 2018 Record Date: APR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: GFNORTE O Security ID: P49501201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a | Approve CEO's Report on Financial Statements and Statutory Reports | Management | For | For |
| 1.b | Approve Board's Report on Policies and Accounting Information and Criteria Followed in Preparation of Financial Information | Management | For | For |
| 1.c | Approve Board's Report on Operations and Activities Undertaken by Board | Management | For | For |
| 1.d | Approve Report on Activities of Audit and Corporate Practices Committee | Management | For | For |
| 1.e | Approve All Operations Carried out by Company and Ratify Actions Carried out by Board, CEO and Audit and Corporate Practices Committee | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3.a1 | Elect Carlos Hank Gonzalez as Board Chairman | Management | For | For |
| 3.a2 | Elect Juan Antonio Gonzalez Moreno as Director | Management | For | For |
| 3.a3 | Elect David Juan Villarreal Montemayor as Director | Management | For | For |
| 3.a4 | Elect Jose Marcos Ramirez Miguel as Director | Management | For | For |
| 3.a5 | Elect Everardo Elizondo Almaguer as Director | Management | For | For |
| 3.a6 | Elect Carmen Patricia Armendariz Guerra as Director | Management | For | For |
| 3.a7 | Elect Hector Federico Reyes-Retana y Dahl as Director | Management | For | For |
| 3.a8 | Elect Eduardo Livas Cantu as Director | Management | For | For |
| 3.a9 | Elect Alfredo Elias Ayub as Director | Management | For | For |
| 3.a10 | Elect Adrian Sada Cueva as Director | Management | For | For |
| 3.a11 | Elect Alejandro Burillo Azcarraga as Director | Management | For | For |
| 3.a12 | Elect Jose Antonio Chedraui Eguia as Director | Management | For | For |
| 3.a13 | Elect Alfonso de Angoitia Noriega as Director | Management | For | For |
| 3.a14 | Elect Olga Maria del Carmen Sanchez Cordero Davila as Director | Management | For | For |
| 3.a15 | Elect Thomas Stanley Heather Rodriguez as Director | Management | For | For |
| 3.a16 | Elect Graciela Gonzalez Moreno as Alternate Director | Management | For | For |
| 3.a17 | Elect Juan Antonio Gonzalez Marcos as Alternate Director | Management | For | For |
| 3.a18 | Elect Carlos de la Isla Corry as Alternate Director | Management | For | For |
| 3.a19 | Elect Clemente Ismael Reyes Retana Valdes as Alternate Director | Management | For | For |
| 3.a20 | Elect Alberto Halabe Hamui as Alternate Director | Management | For | For |
| 3.a21 | Elect Manuel Aznar Nicolin as Alternate Director | Management | For | For |
| 3.a22 | Elect Roberto Kelleher Vales as Alternate Director | Management | For | For |
| 3.a23 | Elect Robert William Chandler Edwards as Alternate Director | Management | For | For |
| 3.a24 | Elect Isaac Becker Kabacnik as Alternate Director | Management | For | For |
| 3.a25 | Elect Jose Maria Garza Trevino as Alternate Director | Management | For | For |
| 3.a26 | Elect Javier Braun Burillo as Alternate Director | Management | For | For |
| 3.a27 | Elect Humberto Tafolla Nunez as Alternate Director | Management | For | For |
| 3.a28 | Elect Guadalupe Phillips Margain as Alternate Director | Management | For | For |
| 3.a29 | Elect Eduardo Alejandro Francisco Garcia Villegas as Alternate Director | Management | For | For |
| 3.a30 | Elect Ricardo Maldonado Yanez as Alternate Director | Management | For | For |
| 3.b | Elect Hector Avila Flores as Board Secretary Who Will Not Be Part of Board | Management | For | For |
| 3.c | Approve Directors Liability and Indemnification | Management | For | For |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5 | Elect Hector Federico Reyes-Retana y Dahl as Chairman of Audit and Corporate Practices Committee | Management | For | For |
| 6 | Approve Report on Share Repurchase; Set Aggregate Nominal Amount of Share Repurchase Reserve | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GRUPO FINANCIERO BANORTE S.A.B. DE C.V. Meeting Date: JUN 01, 2018 Record Date: MAY 21, 2018 Meeting Type: SPECIAL | ||||
| Ticker: GFNORTE O Security ID: P49501201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Cash Dividends of MXN 3.45 Per Share | Management | For | For |
| 1.2 | Approve Dividend to Be Paid on June 11, 2018 | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GRUPO MEXICO S.A.B. DE C.V. Meeting Date: APR 27, 2018 Record Date: APR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: GMEXICO B Security ID: P49538112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Present Report on Compliance with Fiscal Obligations | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Policy Related to Acquisition of Own Shares for 2017; Set Aggregate Nominal Amount of Share Repurchase Reserve for 2018 | Management | For | For |
| 5 | Approve Discharge of Board of Directors, Executive Chairman and Board Committees | Management | For | For |
| 6 | Elect or Ratify Directors; Verify Independence of Board Members; Elect or Ratify Chairmen and Members of Board Committees | Management | For | For |
| 7 | Approve Withdrawal of Powers | Management | For | For |
| 8 | Approve Remuneration of Directors and Members of Board Committees | Management | For | For |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GT CAPITAL HOLDINGS, INC. Meeting Date: MAY 09, 2018 Record Date: APR 03, 2018 Meeting Type: ANNUAL | ||||
| Ticker: GTCAP Security ID: Y29045104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Minutes of Previous Annual Stockholders' Meeting Held on May 10, 2017 | Management | For | For |
| 2 | Approve Annual Report for the Year 2017 | Management | For | For |
| 3 | Ratify All Acts and Resolutions of the Board of Directors and Executive Committee and Management from the Date of the Last Annual Stockholders' Meeting up to Date of This Meeting | Management | For | For |
| 4 | Elect External Auditor | Management | For | For |
| 5 | Approve Stock Dividend for Common Shares | Management | For | For |
| 6.1 | Elect Arthur Vy Ty as Director | Management | For | For |
| 6.2 | Elect Francisco C. Sebastian as Director | Management | For | For |
| 6.3 | Elect Alfred Vy Ty as Director | Management | For | For |
| 6.4 | Elect Carmelo Maria Luza Bautista as Director | Management | For | For |
| 6.5 | Elect David T. Go as Director | Management | For | For |
| 6.6 | Elect Regis V. Puno as Director | Management | For | For |
| 6.7 | Elect Pascual M. Garcia III as Director | Management | For | For |
| 6.8 | Elect Jaime Miguel G. Belmonte as Director | Management | For | For |
| 6.9 | Elect Wilfredo A. Paras as Director | Management | For | For |
| 6.10 | Elect Renato C. Valencia as Director | Management | For | For |
| 6.11 | Elect Rene J. Buenaventura as Director | Management | For | For |
| HALLIBURTON COMPANY Meeting Date: MAY 16, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: HAL Security ID: 406216101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
| 1b | Elect Director William E. Albrecht | Management | For | For |
| 1c | Elect Director Alan M. Bennett | Management | For | For |
| 1d | Elect Director James R. Boyd | Management | For | For |
| 1e | Elect Director Milton Carroll | Management | For | For |
| 1f | Elect Director Nance K. Dicciani | Management | For | For |
| 1g | Elect Director Murry S. Gerber | Management | For | For |
| 1h | Elect Director Jose C. Grubisich | Management | For | For |
| 1i | Elect Director David J. Lesar | Management | For | For |
| 1j | Elect Director Robert A. Malone | Management | For | For |
| 1k | Elect Director Jeffrey A. Miller | Management | For | For |
| 1l | Elect Director Debra L. Reed | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| HAN'S LASER TECHNOLOGY INDUSTRY GROUP CO., LTD. Meeting Date: MAY 07, 2018 Record Date: MAY 02, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 002008 Security ID: Y3063F107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Annual Report and Summary | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve External Guarantee Provision | Management | For | Against |
| 7 | Approve Use of Own Funds to Invest in Financial Products | Management | For | Against |
| 8 | Approve 2018 Appointment of Auditor | Management | For | For |
| HANGZHOU HIKVISION DIGITAL TECHNOLOGY CO., LTD. Meeting Date: MAR 07, 2018 Record Date: FEB 27, 2018 Meeting Type: SPECIAL | ||||
| Ticker: 002415 Security ID: Y3038Z105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Chen Zongnian as Non-Independent Director | Management | For | For |
| 1.2 | Elect Gong Hongjia as Non-Independent Director | Management | For | For |
| 1.3 | Elect Qu Liyang as Non-Independent Director | Management | For | For |
| 1.4 | Elect Hu Yangzhong as Non-Independent Director | Management | For | For |
| 1.5 | Elect Wu Weiqi as Non-Independent Director | Management | For | For |
| 2.1 | Elect Cheng Tianzong as Independent Director | Management | For | For |
| 2.2 | Elect Lu Jianzhong as Independent Director | Management | For | For |
| 2.3 | Elect Wang Zhidong as Independent Director | Management | For | For |
| 2.4 | Elect Hong Tianfeng as Independent Director | Management | For | For |
| 3.1 | Elect Cheng Huifang as Supervisor | Management | For | For |
| 3.2 | Elect Wang Qiuchao as Supervisor | Management | For | For |
| 4 | Approve Allowance of Independent Directors | Management | For | For |
| 5 | Approve Allowance of Supervisor | Management | For | For |
| HANGZHOU HIKVISION DIGITAL TECHNOLOGY CO., LTD. Meeting Date: MAY 11, 2018 Record Date: MAY 03, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 002415 Security ID: Y3038Z105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report and Summary | Management | For | For |
| 2 | Approve Report of the Board of Directors | Management | For | For |
| 3 | Approve Report of the Board of Supervisors | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve Internal Control Self-Evaluation Report | Management | For | For |
| 7 | Approve Appointment of 2018 Auditor | Management | For | For |
| 8 | Approve 2018 Daily Related-party Transaction Estimates | Management | For | For |
| 9 | Approve Application of Comprehensive Credit Line | Management | For | For |
| 10 | Approve Guarantee Provision Plan | Management | For | For |
| 11 | Amend Authorization Management System | Management | For | For |
| HDFC BANK LIMITED Meeting Date: JUL 24, 2017 Record Date: JUL 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: HDFCBANK Security ID: Y3119P174 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Paresh Sukthankar as Director | Management | For | For |
| 4 | Reelect Kaizad Bharucha as Director | Management | For | Against |
| 5 | Approve Deloitte Haskins & Sells, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Elect Srikanth Nadhamuni as Director | Management | For | For |
| 7 | Approve Reappointment and Remuneration of Paresh Sukthankar as Deputy Managing Director | Management | For | For |
| 8 | Approve Reappointment and Remuneration of Kaizad Bharucha as Executive Director | Management | For | For |
| 9 | Reelect Shyamala Gopinath as Part time Non-executive Chairperson and an Independent Director | Management | For | For |
| 10 | Approve Related Party Transactions with Housing Development Finance Corporation Limited | Management | For | For |
| 11 | Approve Related Party Transactions with HDB Financial Services Limited | Management | For | For |
| 12 | Authorize Issuance of Bonds/Non-Convertible Debentures on Private Placement Basis | Management | For | For |
| HDFC BANK LIMITED Meeting Date: JAN 19, 2018 Record Date: JAN 12, 2018 Meeting Type: SPECIAL | ||||
| Ticker: HDFCBANK Security ID: Y3119P174 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 2 | Approve Related Party Transactions | Management | For | For |
| 3 | Approve Issuance of Equity Shares on a Preferential Basis to Housing Development and Finance Corporation Limited | Management | For | For |
| HDFC BANK LIMITED Meeting Date: JUN 29, 2018 Record Date: JUN 22, 2018 Meeting Type: ANNUAL | ||||
| Ticker: HDFCBANK Security ID: Y3119P174 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Keki Mistry as Director | Management | For | For |
| 4 | Approve S. R. Batliboi & Co., LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Related Party Transactions with Housing Development Finance Corporation Limited | Management | For | For |
| 6 | Approve Related Party Transactions with HDB Financial Services Limited | Management | For | For |
| 7 | Approve Issuance of Bonds/Non-Convertible Debentures on Private Placement Basis | Management | For | For |
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Meeting Date: NOV 29, 2017 Record Date: OCT 27, 2017 Meeting Type: SPECIAL | ||||
| Ticker: 1398 Security ID: Y3990B112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration of Directors and Supervisors for 2016 | Management | For | For |
| 2 | Elect Anthony Francis Neoh as Director | Management | For | For |
| 3 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| 4 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Management | For | Against |
| 5 | Amend Rules and Procedures Regarding Meetings of Board of Supervisors | Management | For | For |
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Meeting Date: JUN 26, 2018 Record Date: MAY 25, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 1398 Security ID: Y3990B112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2017 Work Report of the Board of Directors | Management | For | For |
| 2 | Approve 2017 Work Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2017 Audited Accounts | Management | For | For |
| 4 | Approve 2017 Profit Distribution Plan | Management | For | For |
| 5 | Approve 2018 Fixed Asset Investment Budget | Management | For | For |
| 6 | Approve 2018-2020 Capital Planning | Management | For | For |
| 7 | Approve KPMG Huazhen LLP and KPMG as External Auditors and KPMG Huazhen LLP as Internal Control Auditors | Management | For | For |
| 8 | Elect Cheng Fengchao Director | Management | For | For |
| 9 | Amend Plan on Authorization of the Shareholders' General Meeting to the Board of Directors | Management | For | For |
| ITC LTD. Meeting Date: JUL 28, 2017 Record Date: JUL 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ITC Security ID: Y4211T171 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Suryakant Balkrishna Mainak as Director | Management | For | For |
| 4 | Approve Deloitte Haskins & Sells, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect Zafir Alam as Director | Management | For | For |
| 6 | Elect David Robert Simpson as Director | Management | For | For |
| 7 | Elect Ashok Malik as Director | Management | For | For |
| 8 | Approve Revision in the Remuneration of Yogesh Chander Deveshwar as Non-Executive Chairman | Management | For | Against |
| 9 | Approve Revision in the Remuneration of Sanjiv Puri as CEO and Wholetime Director | Management | For | For |
| 10 | Approve Remuneration of P. Raju Iyer, Cost Accountant as Cost Auditors | Management | For | For |
| 11 | Approve Remuneration of Shome & Banerjee, Cost Accountants as Cost Auditors | Management | For | For |
| KROTON EDUCACIONAL S.A. Meeting Date: SEP 28, 2017 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: KROT3 Security ID: P6115V251 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors | Management | For | For |
| 2 | Elect Directors | Management | For | Against |
| KROTON EDUCACIONAL S.A. Meeting Date: APR 26, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: KROT3 Security ID: P6115V251 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Management | None | For |
| 4 | Elect Fiscal Council Members | Management | For | For |
| 5 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | Management | None | Against |
| KROTON EDUCACIONAL S.A. Meeting Date: APR 26, 2018 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: KROT3 Security ID: P6115V251 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration of Company's Management | Management | For | Against |
| 2 | Approve Fiscal Council Members Remuneration | Management | For | For |
| KT&G CORP. Meeting Date: MAR 16, 2018 Record Date: DEC 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: A033780 Security ID: Y49904108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Elect Baek Bok-in as CEO | Management | For | For |
| 3 | Elect Kim Heung-ryul as Inside Director | Management | For | For |
| 4.1 | Maintain Current 6 Non-executive Directors | Management | For | For |
| 4.2 | Increase to 8 Non-executive Directors (Shareholder Proposal) | Shareholder | Against | Against |
| 5.1.1 | Elect Baek Jong-soo as Outside Director | Management | For | For |
| 5.1.2 | Elect Oh Cheol-ho as Outside Director (Shareholder Proposal) | Shareholder | Against | Did Not Vote |
| 5.1.3 | Elect Hwang Duk-hee as Outside Director (Shareholder Proposal) | Shareholder | Against | Did Not Vote |
| 5.2.1 | Elect Baek Jong-soo as Outside Director | Management | For | For |
| 5.2.2 | Elect Chung Seon-il(Sonny) as Outside Director | Management | For | For |
| 5.2.3 | Elect Oh Cheol-ho as Outside Director (Shareholder Proposal) | Shareholder | Against | For |
| 5.2.4 | Elect Hwang Duk-hee as Outside Director (Shareholder Proposal) | Shareholder | Against | Abstain |
| 6 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| KWEICHOW MOUTAI CO., LTD. Meeting Date: OCT 26, 2017 Record Date: OCT 17, 2017 Meeting Type: SPECIAL | ||||
| Ticker: 600519 Security ID: Y5070V116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Luo Guoqing as Supervisor | Management | For | For |
| LUKOIL PJSC Meeting Date: DEC 04, 2017 Record Date: NOV 09, 2017 Meeting Type: SPECIAL | ||||
| Ticker: LKOH Security ID: 69343P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends of RUB 85 for First Nine Months of Fiscal 2017 | Management | For | For |
| 2 | Approve Remuneration of Directors | Management | For | For |
| 3 | Approve Company's Membership in Russian Union of Industrialists and Entrepreneurs | Management | For | For |
| 4 | Approve Related-Party Transaction Re: Investment in Lukoil International GmbH | Management | For | For |
| LUKOIL PJSC Meeting Date: JUN 21, 2018 Record Date: MAY 25, 2018 Meeting Type: ANNUAL | ||||
| Ticker: LKOH Security ID: 69343P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends | Management | For | For |
| 2.1 | Elect Vagit Alekperov as Director | Management | None | Against |
| 2.2 | Elect Viktor Blazheev as Director | Management | None | Against |
| 2.3 | Elect Toby Gati as Director | Management | None | For |
| 2.4 | Elect Valery Grayfer as Director | Management | None | Against |
| 2.5 | Elect Igor Ivanov as Director | Management | None | Against |
| 2.6 | Elect Aleksandr Leyfrid as Director | Management | None | Against |
| 2.7 | Elect Ravil Maganov as Director | Management | None | Against |
| 2.8 | Elect Roger Munnings as Director | Management | None | For |
| 2.9 | Elect Richard Matzke as Director | Management | None | Against |
| 2.10 | Elect Ivan Pictet as Director | Management | None | For |
| 2.11 | Elect Leonid Fedun as Director | Management | None | Against |
| 2.12 | Elect Lubov Khoba as Director | Management | None | Against |
| 3.1 | Elect Ivan Vrublevsky as Member of Audit Commission | Management | For | For |
| 3.2 | Elect Pavel Suloyev as Member of Audit Commission | Management | For | For |
| 3.3 | Elect Aleksandr Surkov as Member of Audit Commission | Management | For | For |
| 4.1 | Approve Remuneration of Directors for Fiscal 2017 | Management | For | For |
| 4.2 | Approve Remuneration of New Directors for Fiscal 2018 | Management | For | For |
| 5.1 | Approve Remuneration of Members of Audit Commission for Fiscal 2017 | Management | For | For |
| 5.2 | Approve Remuneration of New Members of Audit Commission for Fiscal 2018 | Management | For | For |
| 6 | Ratify Auditor | Management | For | For |
| 7 | Amend Charter | Management | For | For |
| 8 | Approve Related-Party Transaction Re: Liability Insurance for Directors ,Executives, and Companies | Management | For | For |
| NOVARTIS AG Meeting Date: MAR 02, 2018 Record Date: JAN 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: NOVN Security ID: 66987V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.80 per Share | Management | For | For |
| 4 | Approve CHF 33.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 5.1 | Approve Maximum Fixed Remuneration of Directors in the Amount of CHF 8.2 Million | Management | For | For |
| 5.2 | Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 92 Million | Management | For | For |
| 5.3 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 6.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | For |
| 6.2 | Reelect Nancy Andrews as Director | Management | For | For |
| 6.3 | Reelect Dimitri Azar as Director | Management | For | For |
| 6.4 | Reelect Ton Buechner as Director | Management | For | For |
| 6.5 | Reelect Srikant Datar as Director | Management | For | For |
| 6.6 | Reelect Elizabeth Doherty as Director | Management | For | For |
| 6.7 | Reelect Ann Fudge as Director | Management | For | For |
| 6.8 | Reelect Frans van Houten as Director | Management | For | For |
| 6.9 | Reelect Andreas von Planta as Director | Management | For | For |
| 6.10 | Reelect Charles Sawyers as Director | Management | For | For |
| 6.11 | Reelect Enrico Vanni as Director | Management | For | For |
| 6.12 | Reelect William Winters as Director | Management | For | For |
| 7.1 | Reappoint Srikant Datar as Member of the Compensation Committee | Management | For | For |
| 7.2 | Reappoint Ann Fudge as Member of the Compensation Committee | Management | For | For |
| 7.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
| 7.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 9 | Designate Peter Andreas as Independent Proxy | Management | For | For |
| 10 | Transact Other Business (Voting) | Management | For | Against |
| PT BANK CENTRAL ASIA TBK Meeting Date: APR 05, 2018 Record Date: MAR 13, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BBCA Security ID: Y7123P138 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Elect Vera Eve Lim as Director | Management | For | For |
| 4 | Approve Remuneration and Tantiem of Directors and Commissioners | Management | For | For |
| 5 | Approve Auditors | Management | For | For |
| 6 | Approve Interim Dividend | Management | For | For |
| 7 | Approve Bank Action Plan (Recovery Plan) | Management | For | For |
| 1 | Amend Articles of Association | Management | For | Against |
| QUALCOMM INCORPORATED Meeting Date: MAR 23, 2018 Record Date: JAN 08, 2018 Meeting Type: PROXY CONTEST | ||||
| Ticker: QCOM Security ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director Barbara T. Alexander | Management | For | Did Not Vote |
| 1.2 | Elect Director Jeffrey W. Henderson | Management | For | Did Not Vote |
| 1.3 | Elect Director Thomas W. Horton | Management | For | Did Not Vote |
| 1.4 | Elect Director Paul E. Jacobs | Management | For | Did Not Vote |
| 1.5 | Elect Director Ann M. Livermore | Management | For | Did Not Vote |
| 1.6 | Elect Director Harish Manwani | Management | For | Did Not Vote |
| 1.7 | Elect Director Mark D. McLaughlin | Management | For | Did Not Vote |
| 1.8 | Elect Director Steve Mollenkopf | Management | For | Did Not Vote |
| 1.9 | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | Did Not Vote |
| 1.10 | Elect Director Francisco Ros | Management | For | Did Not Vote |
| 1.11 | Elect Director Anthony J. Vinciquerra | Management | For | Did Not Vote |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Did Not Vote |
| 5 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | Did Not Vote |
| 6 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | Did Not Vote |
| 7 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | Did Not Vote |
| 8 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Blue Proxy Card) | ||||
| 1.1 | Elect Director Samih Elhage | Shareholder | For | For |
| 1.2 | Elect Director David G. Golden | Shareholder | For | For |
| 1.3 | Elect Director Veronica M. Hagen | Shareholder | For | Withhold |
| 1.4 | Elect Director Julie A. Hill | Shareholder | For | For |
| 1.5 | Elect Director John H. Kispert | Shareholder | For | For |
| 1.6 | Elect Director Harry L. You | Shareholder | For | For |
| 2 | Repeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016 | Shareholder | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | None | For |
| 6 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
| 7 | Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions | Management | For | For |
| 8 | Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders | Management | For | For |
| RELIANCE INDUSTRIES LTD. Meeting Date: JUL 21, 2017 Record Date: JUL 14, 2017 Meeting Type: ANNUAL | ||||
| Ticker: RELIANCE Security ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Nita M. Ambani as Director | Management | For | For |
| 4 | Reelect Hital R. Meswani as Director | Management | For | For |
| 5 | Approve S R B C & Co., LLP, Chartered Accountants and D T S & Associates, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Reappointment and Remuneration of Pawan Kumar Kapil as Whole-time Director | Management | For | For |
| 7 | Approve Reappointment and Remuneration of Nikhil R. Meswani as Whole-time Director | Management | For | For |
| 8 | Reelect Yogendra P. Trivedi as Director | Management | For | For |
| 9 | Reelect Ashok Misra as Director | Management | For | For |
| 10 | Reelect Mansingh L. Bhakta as Director | Management | For | For |
| 11 | Reelect Dipak C. Jain as Director | Management | For | For |
| 12 | Reelect Raghunath A. Mashelkar as Director | Management | For | For |
| 13 | Elect Shumeet Banerji as Director | Management | For | For |
| 14 | Amend Articles of Association | Management | For | For |
| 15 | Authorize Board to Fix Remuneration of Cost Auditors | Management | For | For |
| 16 | Authorize Issuance of Redeemable Non-Convertible Debentures | Management | For | For |
| RELIANCE INDUSTRIES LTD. Meeting Date: SEP 01, 2017 Record Date: JUL 27, 2017 Meeting Type: SPECIAL | ||||
| Ticker: RELIANCE Security ID: Y72596102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Approve Issuance of Bonus Shares | Management | For | For |
| 3 | Approve Employees Stock Option Scheme 2017 (ESOS 2017) for Employees of the Company | Management | For | For |
| 4 | Approve Employees Stock Option Scheme 2017 (ESOS 2017) for Employees of Subsidiary Companies | Management | For | For |
| SAMSUNG ELECTRONICS CO. LTD. Meeting Date: MAR 23, 2018 Record Date: DEC 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: A005930 Security ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1.1 | Elect Kim Jeong-hun as Outside Director | Management | For | For |
| 2.1.2 | Elect Kim Sun-uk as Outside Director | Management | For | For |
| 2.1.3 | Elect Park Byung-gook as Outside Director | Management | For | For |
| 2.2.1 | Elect Lee Sang-hoon as Inside Director | Management | For | Against |
| 2.2.2 | Elect Kim Ki-nam as Inside Director | Management | For | For |
| 2.2.3 | Elect Kim Hyun-suk as Inside Director | Management | For | For |
| 2.2.4 | Elect Koh Dong-jin as Inside Director | Management | For | For |
| 2.3 | Elect Kim Sun-uk as a Member of Audit Committee | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 4 | Amend Articles of Incorporation | Management | For | For |
| SANLAM LTD Meeting Date: JUN 06, 2018 Record Date: MAY 25, 2018 Meeting Type: ANNUAL | ||||
| Ticker: SLM Security ID: S7302C137 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2017 | Management | For | For |
| 2 | Reappoint Ernst & Young Incorporated as Auditors of the Company and Appoint C du Toit as the Individual and Designated Auditor | Management | For | For |
| 3.1 | Elect Mathukana Mokoka as Director | Management | For | For |
| 4.1 | Re-elect Anton Botha as Director | Management | For | For |
| 4.2 | Re-elect Rejoice Simelane as Director | Management | For | For |
| 4.3 | Re-elect Johan van Zyl as Director | Management | For | For |
| 5.1 | Re-elect Temba Mvusi as Director | Management | For | For |
| 6.1 | Re-elect Anton Botha as Member of the Audit Committee | Management | For | For |
| 6.2 | Re-elect Paul Hanratty as Member of the Audit Committee | Management | For | For |
| 6.3 | Elect Mathukana Mokoka as Member of the Audit Committee | Management | For | For |
| 6.4 | Re-elect Karabo Nondumo as Member of the Audit Committee | Management | For | For |
| 7.1 | Approve Remuneration Policy | Management | For | For |
| 7.2 | Approve Remuneration Implementation Report | Management | For | For |
| 8 | Approve Remuneration of Executive Directors and Non-executive Directors for the Financial Year Ended 31 December 2017 | Management | For | For |
| 9 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 10 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 11 | Authorise Ratification of Approved Resolutions | Management | For | For |
| A | Approve Remuneration of Non-executive Directors for the Period 1 July 2018 until 30 June 2019 | Management | For | For |
| B | Amend Memorandum of Incorporation | Management | For | For |
| C | Authorise Repurchase of Issued Share Capital | Management | For | For |
| SBERBANK OF RUSSIA PJSC Meeting Date: JUN 08, 2018 Record Date: MAY 09, 2018 Meeting Type: ANNUAL | ||||
| Ticker: SBER Security ID: 80585Y308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of RUB 12 per Share | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers as Auditor | Management | For | For |
| 5.1 | Elect Esko Tapani Aho as Director | Management | None | For |
| 5.2 | Elect Leonid Boguslavsky as Director | Management | None | For |
| 5.3 | Elect Valery Goreglyad as Director | Management | None | Against |
| 5.4 | Elect German Gref as Director | Management | None | Against |
| 5.5 | Elect Bella Zlatkis as Director | Management | None | Against |
| 5.6 | Elect Nadezhda Ivanova as Director | Management | None | Against |
| 5.7 | Elect Sergey Ignatyev as Director | Management | None | Against |
| 5.8 | Elect Alexander Kuleshov as Director | Management | None | For |
| 5.9 | Elect Vladimir Mau as Director | Management | None | Against |
| 5.10 | Elect Gennady Melikyan as Director | Management | None | For |
| 5.11 | Elect Maksim Oreshkin as Director | Management | None | Against |
| 5.12 | Elect Olga Skorobogatova as Director | Management | None | Against |
| 5.13 | Elect Nadia Wells as Director | Management | None | For |
| 5.14 | Elect Sergey Shvetsov as Director | Management | None | Against |
| 6.1 | Elect Alexey Bogatov as Member of Audit Commission | Management | For | For |
| 6.2 | Elect Natalya Borodina as Member of Audit Commission | Management | For | For |
| 6.3 | Elect Maria Voloshina as Member of Audit Commission | Management | For | For |
| 6.4 | Elect Tatyana Domanskaya as Member of Audit Commission | Management | For | For |
| 6.5 | Elect Yulia Isakhanova as Member of Audit Commission | Management | For | For |
| 6.6 | Elect Irina Litvinova as Member of Audit Commission | Management | For | For |
| 6.7 | Elect Aleksey Minenko as Member of Audit Commission | Management | For | For |
| 7 | Approve Related-Party Transaction Re: Liability Insurance for Directors, Executives, and Company | Management | For | For |
| 8 | Approve New Edition of Charter | Management | For | For |
| SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Meeting Date: NOV 17, 2017 Record Date: NOV 08, 2017 Meeting Type: SPECIAL | ||||
| Ticker: 600009 Security ID: Y7682X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2017 Appointment of Auditor | Management | For | For |
| 2 | Approve 2017 Appointment of Internal Control Auditor | Management | For | For |
| SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Meeting Date: JUN 28, 2018 Record Date: JUN 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 600009 Security ID: Y7682X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Profit Distribution | Management | For | For |
| 5 | Approve to Appoint Financial Auditor | Management | For | For |
| 6 | Approve to Appoint Internal Control Auditor | Management | For | For |
| 7 | Amend Articles of Association | Management | For | Against |
| 8.1 | Elect Hu Zhihong as Non-independent Director | Management | For | For |
| 9.1 | Elect Si Xiaolu as Supervisor | Management | For | For |
| SINOPHARM GROUP CO., LTD. Meeting Date: SEP 20, 2017 Record Date: AUG 18, 2017 Meeting Type: SPECIAL | ||||
| Ticker: 1099 Security ID: Y8008N107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Li Zhiming as Director and Authorize Board to Enter Into the Service Contract With Him | Management | For | For |
| 2 | Elect Chen Qi Yu as Director and Authorize Board to Enter Into the Service Contract With Him | Management | For | For |
| 3 | Elect She Lulin as Director and Authorize Board to Enter Into the Service Contract With Him | Management | For | For |
| 4 | Elect Wang Qunbin as Director and Authorize Board to Enter Into the Service Contract With Him | Management | For | For |
| 5 | Elect Ma Ping as Director and Authorize Board to Enter Into the Service Contract With Him | Management | For | For |
| 6 | Elect Deng Jindong as Director and Authorize Board to Enter Into the Service Contract With Him | Management | For | For |
| 7 | Elect Li Dongjiu as Director and Authorize Board to Enter Into the Service Contract With Him | Management | For | For |
| 8 | Elect Lian Wanyong as Director and Authorize Board to Enter Into the Service Contract With Him | Management | For | For |
| 9 | Elect Wen Deyong as Director and Authorize Board to Enter Into the Service Contract With Him | Management | For | For |
| 10 | Elect Li Ling as Director and Authorize Board to Enter Into the Service Contract With Her | Management | For | For |
| 11 | Elect Yu Tze Shan Hailson as Director and Authorize Board to Enter Into the Service Contract With Him | Management | For | For |
| 12 | Elect Tan Wee Seng as Director and Authorize Board to Enter Into the Service Contract With Him | Management | For | For |
| 13 | Elect Liu Zhengdong as Director and Authorize Board to Enter Into the Service Contract With Him | Management | For | For |
| 14 | Elect Zhuo Fumin as Director and Authorize Board to Enter Into the Service Contract With Him | Management | For | For |
| 15 | Elect Yao Fang as Supervisor and Authorize Board to Enter Into the Service Contract With Him | Management | For | For |
| 16 | Elect Tao Wuping as Supervisor and Authorize Board to Enter Into the Service Contract With Him | Management | For | For |
| 17 | Elect Li Xiaojuan as Supervisor and Authorize Board to Enter Into the Service Contract With Him | Management | For | For |
| SUNNY OPTICAL TECHNOLOGY GROUP CO., LTD. Meeting Date: MAY 29, 2018 Record Date: MAY 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 2382 Security ID: G8586D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Ye Liaoning as Director | Management | For | For |
| 3b | Elect Wang Wenjie as Director | Management | For | For |
| 3c | Elect Feng Hua Jun as Director | Management | For | For |
| 3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as External Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 05, 2018 Record Date: APR 03, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 2330 Security ID: Y84629107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4.1 | Elect F.C. Tseng with Shareholder No. 104 as Non-Independent Director | Management | For | For |
| 4.2 | Elect Mei-ling Chen , a Representative of National Development Fund, Executive Yuan with Shareholder No. 1, as Non-Independent Director | Management | For | For |
| 4.3 | Elect Mark Liu with Shareholder No. 10758 as Non-Independent Director | Management | For | For |
| 4.4 | Elect C.C. Wei with Shareholder No. 370885 as Non-Independent Director | Management | For | For |
| 4.5 | Elect Sir Peter L. Bonfield with ID No. 504512XXX as Independent Director | Management | For | For |
| 4.6 | Elect Stan Shih with Shareholder No. 534770 as Independent Director | Management | For | For |
| 4.7 | Elect Thomas J. Engibous with ID No. 515274XXX as Independent Director | Management | For | For |
| 4.8 | Elect Kok-Choo Chen with ID No. A210358XXX as Independent Director | Management | For | For |
| 4.9 | Elect Michael R. Splinter with ID No. 488601XXX as Independent Director | Management | For | For |
| TENCENT HOLDINGS LTD. Meeting Date: MAY 16, 2018 Record Date: MAY 10, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Li Dong Sheng as Director | Management | For | Against |
| 3b | Elect Iain Ferguson Bruce as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| UNILEVER NV Meeting Date: MAY 03, 2018 Record Date: APR 05, 2018 Meeting Type: ANNUAL | ||||
| Ticker: UNA Security ID: 904784709 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Discussion of the Annual Report and Accounts for the 2017 Financial Year | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Executive Board Members | Management | For | For |
| 4 | Approve Discharge of Non-Executive Board Members | Management | For | For |
| 5 | Approve Remuneration Policy for Management Board Members | Management | For | For |
| 6 | Reelect N S Andersen as Non-Executive Director | Management | For | For |
| 7 | Reelect L M Cha as Non-Executive Director | Management | For | For |
| 8 | Reelect V Colao as Non-Executive Director | Management | For | For |
| 9 | Reelect M Dekkers as Non-Executive Director | Management | For | For |
| 10 | Reelect J Hartmann as Non-Executive Director | Management | For | For |
| 11 | Reelect M Ma as Non-Executive Director | Management | For | For |
| 12 | Reelect S Masiyiwa as Non-Executive Director | Management | For | For |
| 13 | Reelect Y Moon as Non-Executive Director | Management | For | For |
| 14 | Reelect G Pitkethly as Executive Director | Management | For | For |
| 15 | Reelect P G J M Polman as Executive Director | Management | For | For |
| 16 | Reelect J Rishton as Non-Executive Director | Management | For | For |
| 17 | Reelect F Sijbesma as Non-Executive Director | Management | For | For |
| 18 | Elect A Jung as Non-Executive Director | Management | For | For |
| 19 | Ratify KPMG as Auditors | Management | For | For |
| 20 | Authorize Repurchase of Up to 6 Percent of Cumulative Preference Shares and Up to 7 Percent of Cumulative Preference Shares and Depositary Receipts | Management | For | For |
| 21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 22 | Approve Reduction in Share Capital through Cancellation of Preference Shares and Depositary Receipts Thereof | Management | For | For |
| 23 | Approve Reduction in Share Capital through Cancellation of Ordinary Shares and Depositary Receipts Thereof | Management | For | For |
| 24 | Grant Board Authority to Issue Shares | Management | For | For |
| 25 | Authorize Board to Exclude Preemptive Rights from Share Issuances for General Corporate Purposes | Management | For | For |
| 26 | Authorize Board to Exclude Preemptive Rights from Share Issuances for Acquisition Purposes | Management | For | For |
| YANDEX NV Meeting Date: JUN 28, 2018 Record Date: MAY 31, 2018 Meeting Type: ANNUAL | ||||
| Ticker: YNDX Security ID: N97284108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve to Extend the Period for Preparing the Annual Account for the Financial Year 2017 | Management | For | For |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Directors | Management | For | For |
| 4 | Reelect John Boynton as Non-Executive Director | Management | For | Against |
| 5 | Reelect Esther Dyson as Non-Executive Director | Management | For | Against |
| 6 | Elect Ilya A. Strebulaev as Non-Executive Director | Management | For | For |
| 7 | Approve Cancellation of Outstanding Class C Shares | Management | For | For |
| 8 | Ratify KPMG as Auditors | Management | For | For |
| 9 | Grant Board Authority to Issue Ordinary and Preference Shares | Management | For | Against |
| 10 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9 | Management | For | Against |
| 11 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| YUM CHINA HOLDINGS, INC. Meeting Date: MAY 11, 2018 Record Date: MAR 13, 2018 Meeting Type: ANNUAL | ||||
| Ticker: YUMC Security ID: 98850P109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Louis T. Hsieh | Management | For | For |
| 1b | Elect Director Jonathan S. Linen | Management | For | For |
| 1c | Elect Director Micky Pant | Management | For | For |
| 1d | Elect Director William Wang | Management | For | For |
| 2 | Ratify KPMG Huazhen LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ZEE ENTERTAINMENT ENTERPRISES LTD. Meeting Date: JUL 12, 2017 Record Date: JUL 06, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ZEEL Security ID: Y98893152 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend on Preference Shares | Management | For | For |
| 3 | Approve Dividend on Equity Shares | Management | For | For |
| 4 | Reelect Subodh Kumar as Director | Management | For | For |
| 5 | Approve Deloitte Haskins & Sells, LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Remuneration of Cost Auditors | Management | For | For |
| 7 | Reelect Manish Chokhani as Director for Second Term | Management | For | For |
| 8 | Approve Keeping of Register of Members, Debenture Holders, Other Security-holders and Copies of Annual Returns Together with Copies of Certificates and Documents at the Company's Registrar and Share Transfer Agents | Management | For | For |
Thornburg Better World International Fund
| AENA S.M.E., S.A. Meeting Date: APR 10, 2018 Record Date: APR 05, 2018 Meeting Type: ANNUAL | ||||
| Ticker: AENA Security ID: E526K0106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5.1 | Ratify Appointment of and Elect Jaime Garcia-Legaz Ponce as Director | Management | For | For |
| 5.2 | Ratify Appointment of and Elect Josep Pique Camps as Director | Management | For | For |
| 5.3 | Ratify Appointment of and Elect Angel Luis Arias Serrano as Director | Management | For | For |
| 6 | Advisory Vote on Remuneration Report | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| AIA GROUP LTD. Meeting Date: MAY 18, 2018 Record Date: MAY 14, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 1299 Security ID: Y002A1105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Ng Keng Hooi as Director | Management | For | For |
| 4 | Elect Cesar Velasquez Purisima as Director | Management | For | For |
| 5 | Elect Lawrence Juen-Yee Lau as Director | Management | For | For |
| 6 | Elect Chung-Kong Chow as Director | Management | For | For |
| 7 | Elect John Barrie Harrison as Director | Management | For | For |
| 8 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 9C | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
| ASML HOLDING NV Meeting Date: APR 25, 2018 Record Date: MAR 28, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ASML Security ID: N07059202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
| 3 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 4.a | Discuss Remuneration Policy for Management Board | Management | None | None |
| 4.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4.c | Receive Clarification on Company's Reserves and Dividend Policy | Management | None | None |
| 4.d | Approve Dividends of EUR 1.40 Per Share | Management | For | For |
| 5.a | Approve Discharge of Management Board | Management | For | For |
| 5.b | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Approve 200,000 Performance Shares for Board of Management | Management | For | For |
| 7.a | Announce Intention to Reappoint Peter T.F.M. Wennink to Management Board | Management | None | None |
| 7.b | Announce Intention to Reappoint Martin A. van den Brink to Management Board | Management | None | None |
| 7.c | Announce Intention to Reappoint Frederic J.M. Schneider-Maunoury to Management Board | Management | None | None |
| 7.d | Announce Intention to Appoint Christophe D. Fouquet to Management Board | Management | None | None |
| 7.e | Announce Intention to Reappoint Roger J.M. Dassen to Management Board | Management | None | None |
| 8.a | Reelect J.M.C. (Hans) Stork to Supervisory Board | Management | For | For |
| 8.b | Elect T.L. (Terri) Kelly to Supervisory Board | Management | For | For |
| 8.c | Receive Retirement Schedule of the Supervisory Board | Management | None | None |
| 9 | Ratify KPMG as Auditors | Management | For | For |
| 10.a | Grant Board Authority to Issue Shares up to 5 Percent of Issued Capital for General Purposes | Management | For | For |
| 10.b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.a | Management | For | For |
| 10.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares up to 5 Percent in Case of Merger or Acquisition | Management | For | For |
| 10.d | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.c | Management | For | For |
| 11.a | Authorize Repurchase of up to 10 Percent of Issued Share Capital | Management | For | For |
| 11.b | Authorize Additional Repurchase of up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Cancellation of Repurchased Shares | Management | For | For |
| 13 | Other Business (Non-Voting) | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| BBVA BANCO FRANCES S.A. Meeting Date: APR 10, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: FRAN Security ID: 07329M100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
| 2 | Consider Financial Statements and Statutory Reports | Management | For | For |
| 3 | Consider Discharge of Directors, General Manager and Internal Statutory Auditors Committee (Comision Fiscalizadora) | Management | For | For |
| 4 | Consider Allocation of Income; Approve Treatment of Unassigned Results by ARS 3.88 Billion; Approve Allocation of ARS 775.65 Million to Legal Reserve, ARS 970 Million to Cash Dividend Distribution and ARS 2.13 Billion to Discretionary Reserve | Management | For | For |
| 5 | Approve Remuneration of Directors | Management | For | For |
| 6 | Consider Remuneration of Internal Statutory Auditors Committee (Comision Fiscalizadora) | Management | For | For |
| 7 | Fix Number of and Elect Directors | Management | For | Against |
| 8 | Elect Three Members and Three Alternate Members of Internal Statutory Auditors Committee (Comision Fiscalizadora) | Management | For | For |
| 9 | Approve Remuneration of Auditors | Management | For | For |
| 10 | Appoint Auditors | Management | For | For |
| 11 | Approve Budget of Audit Committee | Management | For | For |
| 12 | Consider Extension of Term of Global Program for Issuance of Negotiable Obligations for up to USD 750 Million; Renew Powers to Board to Set Terms and Conditions of Issuance | Management | For | For |
| 13 | Consider Global Programs of Issuance of Debt Securities with Amortization Period of up to One Year (VCP) for up to USD 250 Million; Set Terms and Conditions of VCP Program; Approve Granting of Powers to Board | Management | For | For |
| BHARTI INFRATEL LTD. Meeting Date: JUL 22, 2017 Record Date: JUL 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: INFRATEL Security ID: Y0R86J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Interim Dividends and Declare Final Dividend | Management | For | For |
| 3 | Reelect Rajan Bharti Mittal as Director | Management | For | For |
| 4 | Approve Deloitte Haskins & Sells, Chartered Accountants, Gurgaon as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect Sanjay Omprakash Nayar as Director | Management | For | For |
| 6 | Elect Tao Yih Arthur Lang as Director | Management | For | For |
| 7 | Approve Reappointment and Remuneration of Devender Singh Rawat as Managing Director and Chief Executive Officer | Management | For | For |
| BHARTI INFRATEL LTD. Meeting Date: MAR 07, 2018 Record Date: JAN 19, 2018 Meeting Type: SPECIAL | ||||
| Ticker: INFRATEL Security ID: Y0R86J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Shifting of Registered Office of the Company | Management | For | For |
| 2 | Amend Objects Clause of Memorandum of Association | Management | For | For |
| 3 | Amend Liability Clause of Memorandum of Association | Management | For | For |
| BRENNTAG AG Meeting Date: JUN 20, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BNR Security ID: D12459117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2018 | Management | For | For |
| 6 | Approve Creation of EUR 35 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 15.5 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| BUREAU VERITAS Meeting Date: MAY 15, 2018 Record Date: MAY 10, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BVI Security ID: F96888114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.56 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Ratify Appointment of Andre Francois-Poncet as Director | Management | For | Against |
| 6 | Reelect Aldo Cardoso as Director | Management | For | Against |
| 7 | Reelect Pascal Lebard as Director | Management | For | For |
| 8 | Reelect Jean-Michel Ropert as Director | Management | For | Against |
| 9 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 10 | Approve Remuneration Policy of CEO | Management | For | For |
| 11 | Approve Compensation of Frederic Lemoine, Chairman of the Board until Mar. 8, 2017 | Management | For | For |
| 12 | Approve Compensation of Aldo Cardoso, Chairman of the Board from Mar. 8, 2017 | Management | For | For |
| 13 | Approve Compensation of Didier Michaud-Daniel, CEO | Management | For | Against |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5.3 Million | Management | For | For |
| 16 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 5.3 Million | Management | For | For |
| 17 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 19 | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 20 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| CERVED INFORMATION SOLUTIONS SPA Meeting Date: APR 09, 2018 Record Date: MAR 27, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CERV Security ID: T2R843108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Authorize Extraordinary Dividend | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 1 | Amend Article 1 Re: Company Name | Management | For | For |
| 2 | Amend Articles of Association Re: Article 10 | Management | For | For |
| 3 | Approve Capital Increase without Preemptive Rights | Management | For | For |
| CIELO SA Meeting Date: APR 20, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: CIEL3 Security ID: P2859E100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017 | Management | For | For |
| 2 | Approve Capital Budget, Allocation of Income and Dividends | Management | For | For |
| 3 | Fix Number of Directors | Management | For | For |
| 4 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Abstain |
| 5.1 | Elect Antonio Mauricio Maurano as Director | Management | For | Against |
| 5.2 | Elect Bernardo de Azevedo Silva Rothe as Director | Management | For | Against |
| 5.3 | Elect Marcelo Augusto Dutra Labuto as Director | Management | For | For |
| 5.4 | Elect Rogerio Magno Panca as Director | Management | For | Against |
| 5.5 | Elect Cesario Narihito Nakamura as Director | Management | For | Against |
| 5.6 | Elect Francisco Jose Pereira Terra as Director | Management | For | Against |
| 5.7 | Elect Marcelo de Araujo Noronha as Director | Management | For | Against |
| 5.8 | Elect Vinicius Urias Favarao as Director | Management | For | Against |
| 5.9 | Elect Aldo Luiz Mendes as Independent Director | Management | For | For |
| 5.10 | Elect Francisco Augusto da Costa e Silva as Independent Director | Management | For | For |
| 5.11 | Elect Gilberto Mifano as Independent Director | Management | For | For |
| 6 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for Each Supported Nominee? | Management | None | Abstain |
| 7.1 | Percentage of Votes to Be Assigned - Elect Antonio Mauricio Maurano as Director | Management | None | Abstain |
| 7.2 | Percentage of Votes to Be Assigned - Elect Bernardo de Azevedo Silva Rothe as Director | Management | None | Abstain |
| 7.3 | Percentage of Votes to Be Assigned - Elect Marcelo Augusto Dutra Labuto as Director | Management | None | Abstain |
| 7.4 | Percentage of Votes to Be Assigned - Elect Rogerio Magno Panca as Director | Management | None | Abstain |
| 7.5 | Percentage of Votes to Be Assigned - Elect Cesario Narihito Nakamura as Director | Management | None | Abstain |
| 7.6 | Percentage of Votes to Be Assigned - Elect Francisco Jose Pereira Terra as Director | Management | None | Abstain |
| 7.7 | Percentage of Votes to Be Assigned - Elect Marcelo de Araujo Noronha as Director | Management | None | Abstain |
| 7.8 | Percentage of Votes to Be Assigned - Elect Vinicius Urias Favarao as Director | Management | None | Abstain |
| 7.9 | Percentage of Votes to Be Assigned - Elect Aldo Luiz Mendes as Independent Director | Management | None | Abstain |
| 7.10 | Percentage of Votes to Be Assigned - Elect Francisco Augusto da Costa e Silva as Independent Director | Management | None | Abstain |
| 7.11 | Percentage of Votes to Be Assigned - Elect Gilberto Mifano as Independent Director | Management | None | Abstain |
| 8 | Approve Remuneration of Company's Management and Fiscal Council Members | Management | For | Against |
| CIELO SA Meeting Date: APR 20, 2018 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: CIEL3 Security ID: P2859E100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Fiscal Council Members | Management | For | For |
| 2.1 | Elect Adriano Meira Ricci as Fiscal Council Member and Flavio Saba Santos Estrela as Alternate | Management | For | For |
| 2.2 | Elect Joel Antonio de Araujo as Fiscal Council Members and Sigmar Milton Mayer Filho as Alternate | Management | For | For |
| 2.3 | Elect Herculano Anibal Alves as Fiscal Council Member and Kleber do Espirito Santo as Alternate | Management | For | For |
| 2.4 | Elect Marcelo Santos Dall'Occo as Fiscal Council Member and Carlos Roberto Mendonca da Siva as Alternate | Management | For | For |
| 2.5 | Elect Haroldo Reginaldo Levy Neto as Fiscal Council Member and Milton Luiz Milioni as Alternate | Management | For | For |
| 3 | Authorize Capitalization of Reserves Without Issuance of Shares and Amend Article 7 Accordingly | Management | For | For |
| 4 | Amend Articles | Management | For | For |
| 5 | Consolidate Bylaws | Management | For | For |
| COMPASS GROUP PLC Meeting Date: FEB 08, 2018 Record Date: FEB 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CPG Security ID: G23296208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Dominic Blakemore as Director | Management | For | For |
| 6 | Re-elect Richard Cousins as Director (Withdrawn Resolution) | Management | For | Abstain |
| 7 | Re-elect Gary Green as Director | Management | For | For |
| 8 | Re-elect Johnny Thomson as Director | Management | For | For |
| 9 | Re-elect Carol Arrowsmith as Director | Management | For | For |
| 10 | Re-elect John Bason as Director | Management | For | For |
| 11 | Re-elect Stefan Bomhard as Director | Management | For | For |
| 12 | Re-elect Don Robert as Director | Management | For | For |
| 13 | Re-elect Nelson Silva as Director | Management | For | For |
| 14 | Re-elect Ireena Vittal as Director | Management | For | Abstain |
| 15 | Re-elect Paul Walsh as Director | Management | For | For |
| 16 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Approve Long Term Incentive Plan | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call General Meeting with 14 Working Days' Notice | Management | For | For |
| CRH PLC Meeting Date: APR 26, 2018 Record Date: APR 24, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CRG Security ID: G25508105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | Against |
| 4a | Elect Richard Boucher as Director | Management | For | For |
| 4b | Re-elect Nicky Hartery as Director | Management | For | For |
| 4c | Re-elect Patrick Kennedy as Director | Management | For | For |
| 4d | Re-elect Donald McGovern Jr. as Director | Management | For | For |
| 4e | Re-elect Heather Ann McSharry as Director | Management | For | For |
| 4f | Re-elect Albert Manifold as Director | Management | For | For |
| 4g | Re-elect Senan Murphy as Director | Management | For | For |
| 4h | Re-elect Gillian Platt as Director | Management | For | For |
| 4i | Re-elect Lucinda Riches as Director | Management | For | For |
| 4j | Re-elect Henk Rottinghuis as Director | Management | For | For |
| 4k | Re-elect William Teuber Jr. as Director | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Reappoint Ernst & Young as Auditors | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 11 | Authorise Reissuance of Treasury Shares | Management | For | For |
| 12 | Approve Scrip Dividend | Management | For | For |
| 13 | Amend Articles of Association | Management | For | For |
| DEUTSCHE POST AG Meeting Date: APR 24, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: DPW Security ID: D19225107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.15 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2018 | Management | For | For |
| 6 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 12 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
| 7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 33 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 8 | Approve Remuneration System for Management Board Members | Management | For | For |
| 9.1 | Elect Guenther Braeunig to the Supervisory Board | Management | For | For |
| 9.2 | Elect Mario Daberkow to the Supervisory Board | Management | For | For |
| DNA OYJ Meeting Date: MAR 22, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
| Ticker: DNA Security ID: X1823C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 1.10 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and CEO | Management | For | For |
| 10 | Approve Remuneration of Directors in the Amount of EUR 144,000 for Chairman, and EUR 48,000 for Other Directors; Approve Meeting Fees | Management | For | For |
| 11 | Fix Number of Directors at Seven | Management | For | For |
| 12 | Reelect Pertti Korhonen (Chairman), Anu Nissinen, Tero Ojanpera, Jukka Ottela, Margus Schults, Kirsi Sormunen and Heikki Makijarvi as Directors | Management | For | For |
| 13 | Approve Remuneration of Auditors | Management | For | For |
| 14 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 15 | Authorize Share Repurchase Program | Management | For | For |
| 16 | Approve Issuance of up to 10 Million Shares without Preemptive Rights | Management | For | For |
| 17 | Resolution on the Changing of Classification of Unrestricted Equity | Management | For | For |
| 18 | Close Meeting | Management | None | None |
| EMPIRIC STUDENT PROPERTY PLC Meeting Date: JUL 21, 2017 Record Date: JUL 19, 2017 Meeting Type: SPECIAL | ||||
| Ticker: ESP Security ID: G30381100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorise Issue of Equity Pursuant to the Capital Raising | Management | For | For |
| 2 | Authorise Issue of Equity without Pre-emptive Rights Pursuant to the Capital Raising | Management | For | For |
| 3 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ENEL SPA Meeting Date: MAY 24, 2018 Record Date: MAY 15, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ENEL Security ID: T3679P115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4 | Integrate Remuneration of Auditors | Management | For | For |
| 5 | Approve Long Term Incentive Plan | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 1.a | Amend Company Bylaws Re: Article 31 | Management | For | For |
| 1.b | Amend Company Bylaws Re: Article 21 | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| EQUINIX, INC. Meeting Date: JUN 07, 2018 Record Date: APR 13, 2018 Meeting Type: ANNUAL | ||||
| Ticker: EQIX Security ID: 29444U700 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Bartlett | Management | For | For |
| 1.2 | Elect Director Nanci Caldwell | Management | For | For |
| 1.3 | Elect Director Gary Hromadko | Management | For | For |
| 1.4 | Elect Director Scott Kriens | Management | For | For |
| 1.5 | Elect Director William Luby | Management | For | For |
| 1.6 | Elect Director Irving Lyons, III | Management | For | For |
| 1.7 | Elect Director Christopher Paisley | Management | For | For |
| 1.8 | Elect Director Peter Van Camp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Proxy Access Right | Shareholder | Against | For |
| GALENICA AG Meeting Date: MAY 09, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: GALE Security ID: H28456103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Approve Allocation of Income | Management | For | For |
| 3.2 | Approve Dividends of CHF 1.65 per Share from Capital Contribution Reserves | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | Against |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 1.9 Million | Management | For | For |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 5.8 Million | Management | For | For |
| 6.1.1 | Reelect Joerg Kneubuehler as Director and Board Chairman | Management | For | For |
| 6.1.2 | Reelect Daniela Bosshardt-Hengartner as Director | Management | For | For |
| 6.1.3 | Reelect Michel Burnier as Director | Management | For | For |
| 6.1.4 | Reelect Fritz Hirsbrunner as Director | Management | For | For |
| 6.1.5 | Reelect Philippe Nussbaumer as Director | Management | For | For |
| 6.1.6 | Reelect Andreas Walde as Director | Management | For | For |
| 6.1.7 | Elect Bertrand Jungo as Director | Management | For | For |
| 6.2.1 | Reappoint Daniela Bosshardt-Hengartner as Member of the Compensation Committee | Management | For | For |
| 6.2.2 | Reappoint Michel Burnier as Member of the Compensation Committee | Management | For | For |
| 6.2.3 | Reappoint Fritz Hirsbrunner as Member of the Compensation Committee | Management | For | For |
| 6.3 | Designate Claudia Leu as Independent Proxy | Management | For | For |
| 6.4 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| GRUPO NUTRESA SA Meeting Date: MAR 20, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: NUTRESA Security ID: P5041C114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Verify Quorum | Management | None | None |
| 2 | Elect Meeting Approval Committee | Management | For | For |
| 3 | Present Legal Provisions and Special Report of Business Group and Environmental Control | Management | For | For |
| 4 | Present Board of Directors and Chairman's Report | Management | For | For |
| 5 | Present Corporate Governance Report | Management | For | For |
| 6 | Present Financial Statements | Management | For | For |
| 7 | Present Auditor's Report | Management | For | For |
| 8 | Approve Board of Directors and Chairman's Report | Management | For | For |
| 9 | Approve Financial Statements | Management | For | For |
| 10 | Approve Auditor's Report | Management | For | For |
| 11 | Approve Allocation of Income | Management | For | For |
| 12 | Elect Directors | Management | For | For |
| 13 | Appoint Auditors | Management | For | For |
| 14 | Approve Remuneration of Directors | Management | For | For |
| 15 | Approve Remuneration of Auditors | Management | For | For |
| ING GROEP NV Meeting Date: APR 23, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: INGA Security ID: N4578E595 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Announcements on Sustainability | Management | None | None |
| 2.c | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2.d | Discuss Remuneration Report | Management | None | None |
| 2.e | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.a | Receive Explanation on Profit Retention and Distribution Policy | Management | None | None |
| 3.b | Approve Dividends of EUR 0.67 Per Share | Management | For | For |
| 4.a | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 4.b | Discussion of Executive Board Profile | Management | None | None |
| 4.c | Discussion of Supervisory Board Profile | Management | None | None |
| 5.a | Approve Discharge of Management Board | Management | For | For |
| 5.b | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Amend the Remuneration Policy of the Executive Board (Withdrawn Resolution) | Management | None | None |
| 7 | Reelect Eric Boyer de la Giroday to Supervisory Board | Management | For | For |
| 8.a | Grant Board Authority to Issue Shares | Management | For | For |
| 8.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Close Meeting | Management | None | None |
| INTACT FINANCIAL CORPORATION Meeting Date: MAY 09, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | ||||
| Ticker: IFC Security ID: 45823T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Brindamour | Management | For | For |
| 1.2 | Elect Director Robert W. Crispin | Management | For | For |
| 1.3 | Elect Director Janet De Silva | Management | For | For |
| 1.4 | Elect Director Claude Dussault | Management | For | For |
| 1.5 | Elect Director Robert G. Leary | Management | For | For |
| 1.6 | Elect Director Eileen Mercier | Management | For | For |
| 1.7 | Elect Director Sylvie Paquette | Management | For | For |
| 1.8 | Elect Director Timothy H. Penner | Management | For | For |
| 1.9 | Elect Director Frederick Singer | Management | For | For |
| 1.10 | Elect Director Stephen G. Snyder | Management | For | For |
| 1.11 | Elect Director Carol Stephenson | Management | For | For |
| 1.12 | Elect Director William L. Young | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| KYUSHU RAILWAY COMPANY Meeting Date: JUN 22, 2018 Record Date: MAR 31, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 9142 Security ID: J41079104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 44 | Management | For | For |
| 2 | Amend Articles to Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval | Management | For | For |
| 3.1 | Elect Director Karaike, Koji | Management | For | For |
| 3.2 | Elect Director Aoyagi, Toshihiko | Management | For | For |
| 3.3 | Elect Director Maeda, Hayato | Management | For | For |
| 3.4 | Elect Director Tanaka, Ryuji | Management | For | For |
| 3.5 | Elect Director Furumiya, Yoji | Management | For | For |
| 3.6 | Elect Director Hirokawa, Masaya | Management | For | For |
| 3.7 | Elect Director Toshima, Koji | Management | For | For |
| 3.8 | Elect Director Nuki, Masayoshi | Management | For | For |
| 3.9 | Elect Director Kuwano, Izumi | Management | For | For |
| 4.1 | Elect Director and Audit Committee Member Kuga, Eiichi | Management | For | For |
| 4.2 | Elect Director and Audit Committee Member Goto, Yasuko | Management | For | For |
| 4.3 | Elect Director and Audit Committee Member Ide, Kazuhide | Management | For | For |
| 4.4 | Elect Director and Audit Committee Member Eto, Yasunori | Management | For | For |
| 5 | Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members | Management | For | For |
| 6 | Approve Compensation Ceiling for Directors Who Are Audit Committee Members | Management | For | For |
| LEGRAND Meeting Date: MAY 30, 2018 Record Date: MAY 25, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: LR Security ID: F56196185 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.26 per Share | Management | For | For |
| 4 | Approve Compensation of Gilles Schnepp, Chairman and CEO | Management | For | For |
| 5 | Approve Remuneration Policy of Chairman of the Board since Feb. 8, 2018 | Management | For | For |
| 6 | Approve Remuneration Policy of CEO since Feb. 8, 2018 | Management | For | For |
| 7 | Approve Non-Compete Agreement with Benoit Coquart | Management | For | For |
| 8 | Approve Additional Pension Scheme Agreement with Benoit Coquart | Management | For | For |
| 9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 900,000 | Management | For | For |
| 10 | Reelect Olivier Bazil as Director | Management | For | For |
| 11 | Reelect Gilles Schnepp as Director | Management | For | For |
| 12 | Elect Edward A. Gilhuly as Director | Management | For | For |
| 13 | Elect Patrick Koller as Director | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Amend Article 9 of Bylaws to Comply with Legal Changes Re: Employee Representatives | Management | For | For |
| 16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 17 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million | Management | For | For |
| 20 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 100 Million | Management | For | For |
| 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 22 | Authorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 24 | Authorize Capital Increase of up to 5 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 25 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 18-21 and 23-24 at EUR 200 Million | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| MONDI PLC Meeting Date: MAY 16, 2018 Record Date: MAY 14, 2018 Meeting Type: ANNUAL | ||||
| Ticker: MNDI Security ID: G6258S107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Stephen Young as Director | Management | For | For |
| 2 | Re-elect Tanya Fratto as Director | Management | For | For |
| 3 | Re-elect Stephen Harris as Director | Management | For | For |
| 4 | Re-elect Andrew King as Director | Management | For | For |
| 5 | Re-elect Peter Oswald as Director | Management | For | For |
| 6 | Re-elect Fred Phaswana as Director | Management | For | For |
| 7 | Re-elect Dominique Reiniche as Director | Management | For | For |
| 8 | Re-elect David Williams as Director | Management | For | For |
| 9 | Re-elect Tanya Fratto as Member of the DLC Audit Committee | Management | For | For |
| 10 | Re-elect Stephen Harris as Member of the DLC Audit Committee | Management | For | For |
| 11 | Elect Stephen Young as Member of the DLC Audit Committee | Management | For | For |
| 12 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 13 | Approve Remuneration Policy | Management | For | For |
| 14 | Approve Remuneration Report | Management | For | For |
| 15 | Approve Non-executive Directors' Fees | Management | For | For |
| 16 | Approve Rationalisation of the Fee Structure of the Non-executive Directors | Management | For | For |
| 17 | Approve Final Dividend | Management | For | For |
| 18 | Approve Special Dividend | Management | For | For |
| 19 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Michal Kotze as the Registered Auditor | Management | For | For |
| 20 | Authorise the DLC Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 21 | Approve Financial Assistance in Terms of Section 44 and/or 45 of the SA Companies Act | Management | For | For |
| 22 | Place Authorised but Unissued Ordinary Shares Under Control of Directors | Management | For | For |
| 23 | Place Authorised but Unissued Special Converting Shares Under Control of Directors | Management | For | For |
| 24 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 25 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 26 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 27 | Approve Remuneration Report | Management | For | For |
| 28 | Approve Final Dividend | Management | For | For |
| 29 | Approve Special Dividend | Management | For | For |
| 30 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 31 | Authorise the DLC Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 32 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 33 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 34 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| NATIONAL GRID PLC Meeting Date: JUL 31, 2017 Record Date: JUL 29, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NG. Security ID: G6S9A7120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Sir Peter Gershon as Director | Management | For | For |
| 4 | Re-elect John Pettigrew as Director | Management | For | For |
| 5 | Re-elect Andrew Bonfield as Director | Management | For | For |
| 6 | Re-elect Dean Seavers as Director | Management | For | For |
| 7 | Re-elect Nicola Shaw as Director | Management | For | For |
| 8 | Re-elect Nora Brownell as Director | Management | For | For |
| 9 | Re-elect Jonathan Dawson as Director | Management | For | For |
| 10 | Elect Pierre Dufour as Director | Management | For | For |
| 11 | Re-elect Therese Esperdy as Director | Management | For | For |
| 12 | Re-elect Paul Golby as Director | Management | For | For |
| 13 | Re-elect Mark Williamson as Director | Management | For | For |
| 14 | Appoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Remuneration Policy | Management | For | For |
| 17 | Approve Remuneration Report | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| NIPPON TELEGRAPH & TELEPHONE CORP. Meeting Date: JUN 26, 2018 Record Date: MAR 31, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 9432 Security ID: J59396101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 75 | Management | For | For |
| 2.1 | Elect Director Shinohara, Hiromichi | Management | For | For |
| 2.2 | Elect Director Sawada, Jun | Management | For | For |
| 2.3 | Elect Director Shimada, Akira | Management | For | For |
| 2.4 | Elect Director Ii, Motoyuki | Management | For | For |
| 2.5 | Elect Director Okuno, Tsunehisa | Management | For | For |
| 2.6 | Elect Director Kuriyama, Hiroki | Management | For | For |
| 2.7 | Elect Director Hiroi, Takashi | Management | For | For |
| 2.8 | Elect Director Sakamoto, Eiichi | Management | For | For |
| 2.9 | Elect Director Kawazoe, Katsuhiko | Management | For | For |
| 2.10 | Elect Director Kitamura, Ryota | Management | For | For |
| 2.11 | Elect Director Shirai, Katsuhiko | Management | For | For |
| 2.12 | Elect Director Sakakibara, Sadayuki | Management | For | For |
| NOVARTIS AG Meeting Date: MAR 02, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: NOVN Security ID: H5820Q150 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.80 per Share | Management | For | For |
| 4 | Approve CHF 33.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 5.1 | Approve Maximum Total Remuneration of Directors in the Amount of CHF 8.2 Million | Management | For | For |
| 5.2 | Approve Maximum Total Remuneration of Executive Committee in the Amount of CHF 92 Million | Management | For | For |
| 5.3 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 6.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | For |
| 6.2 | Reelect Nancy Andrews as Director | Management | For | For |
| 6.3 | Reelect Dimitri Azar as Director | Management | For | For |
| 6.4 | Reelect Ton Buechner as Director | Management | For | For |
| 6.5 | Reelect Srikant Datar as Director | Management | For | For |
| 6.6 | Reelect Elizabeth Doherty as Director | Management | For | For |
| 6.7 | Reelect Ann Fudge as Director | Management | For | For |
| 6.8 | Reelect Frans van Houten as Director | Management | For | For |
| 6.9 | Reelect Andreas von Planta as Director | Management | For | For |
| 6.10 | Reelect Charles Sawyers as Director | Management | For | For |
| 6.11 | Reelect Enrico Vanni as Director | Management | For | For |
| 6.12 | Reelect William Winters as Director | Management | For | For |
| 7.1 | Reappoint Srikant Datar as Member of the Compensation Committee | Management | For | For |
| 7.2 | Reappoint Ann Fudge as Member of the Compensation Committee | Management | For | For |
| 7.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
| 7.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 9 | Designate Peter Andreas as Independent Proxy | Management | For | For |
| 10 | Transact Other Business (Voting) | Management | For | Against |
| ORANGE Meeting Date: MAY 04, 2018 Record Date: APR 30, 2018 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ORA Security ID: F6866T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.65 per Share | Management | For | For |
| 4 | Acknowledge Auditors' Special Report on Related-Party Transactions Regarding the Absence of New Transactions | Management | For | For |
| 5 | Reelect Stephane Richard as Director | Management | For | Against |
| 6 | Ratify Appointment of Christel Heydemann as Director | Management | For | For |
| 7 | Elect Luc Marino, with Philippe Charry as Substitute, as Representative of Employee Shareholders to the Board | Management | None | For |
| 8 | Elect Babacar Sarr, with Wahib Kaddou as Substitute, as Representative of Employee Shareholders to the Board | Management | None | Against |
| 9 | Elect Marie Russo, with Yves Terrail as Substitute, as Representative of Employee Shareholders to the Board | Management | None | Against |
| 10 | Approve Compensation of Stephane Richard, Chairman and CEO | Management | For | For |
| 11 | Approve Compensation of Ramon Fernandez, Vice-CEO | Management | For | For |
| 12 | Approve Compensation of Pierre Louette, Vice-CEO | Management | For | For |
| 13 | Approve Compensation of Gervais Pellissier, Vice-CEO | Management | For | For |
| 14 | Approve Remuneration Policy of the Chairman and CEO | Management | For | Against |
| 15 | Approve Remuneration Policy of Vice-CEOs | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize up to 0.07 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees | Management | For | For |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Amend Article 13 of Bylaws Re: Employee Representatives | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| A | Amend Item 3 as Follows: Approve Allocation of Income and Dividends of EUR 0.55 per Share | Shareholder | Against | Against |
| B | Approve Stock Dividend Program Re: Dividend Balance | Shareholder | Against | Against |
| C | Approve Stock Dividend Program Re: Whole Dividend | Shareholder | Against | Against |
| D | Amend Article 13 of Bylaws Re: Overboarding of Directors | Shareholder | Against | Against |
| ORKLA ASA Meeting Date: OCT 25, 2017 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: ORK Security ID: R67787102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Approve Special Dividends of NOK 5 Per Share | Management | For | Did Not Vote |
| RECKITT BENCKISER GROUP PLC Meeting Date: MAY 03, 2018 Record Date: MAY 01, 2018 Meeting Type: ANNUAL | ||||
| Ticker: RB. Security ID: G74079107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Nicandro Durante as Director | Management | For | For |
| 5 | Re-elect Mary Harris as Director | Management | For | For |
| 6 | Re-elect Adrian Hennah as Director | Management | For | For |
| 7 | Re-elect Rakesh Kapoor as Director | Management | For | For |
| 8 | Re-elect Pamela Kirby as Director | Management | For | For |
| 9 | Re-elect Andre Lacroix as Director | Management | For | For |
| 10 | Re-elect Chris Sinclair as Director | Management | For | For |
| 11 | Re-elect Warren Tucker as Director | Management | For | For |
| 12 | Appoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| RELX PLC Meeting Date: APR 19, 2018 Record Date: APR 17, 2018 Meeting Type: ANNUAL | ||||
| Ticker: REL Security ID: G74570121 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Abstain |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Elect Suzanne Wood as Director | Management | For | For |
| 7 | Re-elect Erik Engstrom as Director | Management | For | For |
| 8 | Re-elect Sir Anthony Habgood as Director | Management | For | For |
| 9 | Re-elect Wolfhart Hauser as Director | Management | For | For |
| 10 | Re-elect Adrian Hennah as Director | Management | For | For |
| 11 | Re-elect Marike van Lier Lels as Director | Management | For | For |
| 12 | Re-elect Nick Luff as Director | Management | For | For |
| 13 | Re-elect Robert MacLeod as Director | Management | For | For |
| 14 | Re-elect Carol Mills as Director | Management | For | For |
| 15 | Re-elect Linda Sanford as Director | Management | For | For |
| 16 | Re-elect Ben van der Veer as Director | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| RELX PLC Meeting Date: JUN 27, 2018 Record Date: JUN 25, 2018 Meeting Type: COURT | ||||
| Ticker: REL Security ID: G74570121 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| RELX PLC Meeting Date: JUN 27, 2018 Record Date: JUN 25, 2018 Meeting Type: SPECIAL | ||||
| Ticker: REL Security ID: G74570121 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Matters Relating to the Proposed Simplification of RELX Group through a Cross-Border Merger of RELX PLC and RELX NV | Management | For | For |
| 2 | Approve Increase in the Maximum Aggregate Remuneration Payable to Non-executive Directors | Management | For | For |
| RESONA HOLDINGS, INC. Meeting Date: JUN 22, 2018 Record Date: MAR 31, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 8308 Security ID: J6448E106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Remove Provisions on Non-Common Shares | Management | For | For |
| 2.1 | Elect Director Higashi, Kazuhiro | Management | For | For |
| 2.2 | Elect Director Iwanaga, Shoichi | Management | For | For |
| 2.3 | Elect Director Fukuoka, Satoshi | Management | For | For |
| 2.4 | Elect Director Isono, Kaoru | Management | For | For |
| 2.5 | Elect Director Arima, Toshio | Management | For | For |
| 2.6 | Elect Director Sanuki, Yoko | Management | For | For |
| 2.7 | Elect Director Urano, Mitsudo | Management | For | For |
| 2.8 | Elect Director Matsui, Tadamitsu | Management | For | For |
| 2.9 | Elect Director Sato, Hidehiko | Management | For | For |
| 2.10 | Elect Director Baba, Chiharu | Management | For | For |
| SCHIBSTED ASA Meeting Date: MAY 03, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SCHA Security ID: R75677105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Accept Financial Statements and Statutory Reports; Approve Corporate Governance Report | Management | For | Did Not Vote |
| 5 | Approve Allocation of Income and Dividends of NOK 1.75 Per Share | Management | For | Did Not Vote |
| 6 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 7 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 8 | Receive Report from Nominating Committee | Management | None | None |
| 9a | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory) | Management | For | Did Not Vote |
| 9b | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding) | Management | For | Did Not Vote |
| 10a | Elect Ole Sunde (Chairman) as Director | Management | For | Did Not Vote |
| 10b | Elect Orla Noonan as Director | Management | For | Did Not Vote |
| 10c | Elect Christian Ringnes as Director | Management | For | Did Not Vote |
| 10d | Elect Birger Steen as Director | Management | For | Did Not Vote |
| 10e | Elect Eugenie van Wiechen as Director | Management | For | Did Not Vote |
| 10f | Elect Marianne Budnik as Director | Management | For | Did Not Vote |
| 10g | Elect Philippe Vimard as Director | Management | For | Did Not Vote |
| 10h | Elect Director | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of NOK 1.06 Million for Chairman and NOK 497,000 for Other Directors; Approve Additional Fees; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Nominating Committee in the Amount of NOK 134,000 for Chairman and NOK 82,000 for Other Members | Management | For | Did Not Vote |
| 13 | Grant Power of Attorney to Board Pursuant to Article 7 of Articles of Association | Management | For | Did Not Vote |
| 14 | Approve Creation of NOK 6.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| SCOUT24 AG Meeting Date: JUN 21, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: G24 Security ID: D345XT105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.56 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2017 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2017 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2018 | Management | For | For |
| 6.1 | Elect Ciara Smyth to the Supervisory Board | Management | For | For |
| 6.2 | Elect Hans-Holger Albrecht to the Supervisory Board | Management | For | For |
| 7 | Approve Decrease in Size of Supervisory Board to Six Members | Management | For | For |
| 8 | Approve Remuneration of Supervisory Board | Management | For | For |
| 9 | Amend Corporate Purpose | Management | For | For |
| 10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million; Approve Creation of EUR 10.8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Meeting Date: NOV 17, 2017 Record Date: NOV 08, 2017 Meeting Type: SPECIAL | ||||
| Ticker: 600009 Security ID: Y7682X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2017 Appointment of Auditor | Management | For | For |
| 2 | Approve 2017 Appointment of Internal Control Auditor | Management | For | For |
| SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Meeting Date: JUN 28, 2018 Record Date: JUN 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 600009 Security ID: Y7682X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Profit Distribution | Management | For | For |
| 5 | Approve to Appoint Financial Auditor | Management | For | For |
| 6 | Approve to Appoint Internal Control Auditor | Management | For | For |
| 7 | Amend Articles of Association | Management | For | Against |
| 8.1 | Elect Hu Zhihong as Non-independent Director | Management | For | For |
| 9.1 | Elect Si Xiaolu as Supervisor | Management | For | For |
| SONY CORPORATION Meeting Date: JUN 19, 2018 Record Date: MAR 31, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 6758 Security ID: J76379106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 1.2 | Elect Director Hirai, Kazuo | Management | For | For |
| 1.3 | Elect Director Nagayama, Osamu | Management | For | For |
| 1.4 | Elect Director Harada, Eiko | Management | For | For |
| 1.5 | Elect Director Tim Schaaff | Management | For | For |
| 1.6 | Elect Director Matsunaga, Kazuo | Management | For | For |
| 1.7 | Elect Director Miyata, Koichi | Management | For | For |
| 1.8 | Elect Director John V. Roos | Management | For | For |
| 1.9 | Elect Director Sakurai, Eriko | Management | For | For |
| 1.10 | Elect Director Minakawa, Kunihito | Management | For | For |
| 1.11 | Elect Director Sumi, Shuzo | Management | For | For |
| 1.12 | Elect Director Nicholas Donatiello, Jr | Management | For | For |
| 1.13 | Elect Director Oka, Toshiko | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| SUBARU CORP Meeting Date: JUN 22, 2018 Record Date: MAR 31, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 7270 Security ID: J7676H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 72 | Management | For | For |
| 2 | Amend Articles to Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles | Management | For | For |
| 3.1 | Elect Director Yoshinaga, Yasuyuki | Management | For | Against |
| 3.2 | Elect Director Nakamura, Tomomi | Management | For | For |
| 3.3 | Elect Director Okawara, Masaki | Management | For | For |
| 3.4 | Elect Director Okada, Toshiaki | Management | For | For |
| 3.5 | Elect Director Kato, Yoichi | Management | For | For |
| 3.6 | Elect Director Onuki, Tetsuo | Management | For | For |
| 3.7 | Elect Director Komamura, Yoshinori | Management | For | For |
| 3.8 | Elect Director Aoyama, Shigehiro | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Tamazawa, Kenji | Management | For | For |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 05, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 2330 Security ID: 874039100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Profit Distribution | Management | For | For |
| 3 | Approve Amendments to Articles of Association | Management | For | For |
| 4.1 | Elect F.C. Tseng with Shareholder No. 104 as Non-Independent Director | Management | For | For |
| 4.2 | Elect Mei-ling Chen , a Representative of National Development Fund, Executive Yuan with Shareholder No. 1, as Non-Independent Director | Management | For | For |
| 4.3 | Elect Mark Liu with Shareholder No. 10758 as Non-Independent Director | Management | For | For |
| 4.4 | Elect C.C. Wei with Shareholder No. 370885 as Non-Independent Director | Management | For | For |
| 4.5 | Elect Sir Peter L. Bonfield with ID No. 504512XXX as Independent Director | Management | For | For |
| 4.6 | Elect Stan Shih with Shareholder No. 534770 as Independent Director | Management | For | For |
| 4.7 | Elect Thomas J. Engibous with ID No. 515274XXX as Independent Director | Management | For | For |
| 4.8 | Elect Kok-Choo Chen with ID No. A210358XXX as Independent Director | Management | For | For |
| 4.9 | Elect Michael R. Splinter with ID No. 488601XXX as Independent Director | Management | For | For |
| TENCENT HOLDINGS LTD. Meeting Date: MAY 16, 2018 Record Date: MAY 10, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Li Dong Sheng as Director | Management | For | Against |
| 3b | Elect Iain Ferguson Bruce as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| THE WEIR GROUP PLC Meeting Date: APR 26, 2018 Record Date: APR 24, 2018 Meeting Type: ANNUAL | ||||
| Ticker: WEIR Security ID: G95248137 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Approve Share Reward Plan | Management | For | For |
| 6 | Approve All-Employee Share Ownership Plan | Management | For | For |
| 7 | Elect Clare Chapman as Director | Management | For | For |
| 8 | Elect Barbara Jeremiah as Director | Management | For | For |
| 9 | Elect Stephen Young as Director | Management | For | For |
| 10 | Re-elect Charles Berry as Director | Management | For | For |
| 11 | Re-elect Jon Stanton as Director | Management | For | For |
| 12 | Re-elect John Heasley as Director | Management | For | For |
| 13 | Re-elect Mary Jo Jacobi as Director | Management | For | For |
| 14 | Re-elect Sir Jim McDonald as Director | Management | For | For |
| 15 | Re-elect Richard Menell as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 23 | Adopt New Articles of Association | Management | For | For |
| THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 23, 2018 Record Date: MAR 28, 2018 Meeting Type: ANNUAL | ||||
| Ticker: TMO Security ID: 883556102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director Lars R. Sorensen | Management | For | For |
| 1i | Elect Director Scott M. Sperling | Management | For | For |
| 1j | Elect Director Elaine S. Ullian | Management | For | For |
| 1k | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TSURUHA HOLDINGS INC. Meeting Date: AUG 10, 2017 Record Date: MAY 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 3391 Security ID: J9348C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tsuruha, Tatsuru | Management | For | For |
| 1.2 | Elect Director Horikawa, Masashi | Management | For | For |
| 1.3 | Elect Director Tsuruha, Jun | Management | For | For |
| 1.4 | Elect Director Goto, Teruaki | Management | For | For |
| 1.5 | Elect Director Abe, Mitsunobu | Management | For | For |
| 1.6 | Elect Director Kijima, Keisuke | Management | For | For |
| 1.7 | Elect Director Ofune, Masahiro | Management | For | For |
| 1.8 | Elect Director Mitsuhashi, Shinya | Management | For | For |
| 1.9 | Elect Director Aoki, Keisei | Management | For | For |
| 1.10 | Elect Director Okada, Motoya | Management | For | For |
| 1.11 | Elect Director Yamada, Eiji | Management | For | For |
| 2 | Appoint Statutory Auditor Doi, Katsuhisa | Management | For | For |
| 3 | Approve Equity Compensation Plan | Management | For | For |
| UBS GROUP AG Meeting Date: MAY 03, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: UBSG Security ID: H892U1882 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 0.65 per Share from Capital Contribution Reserves | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 74.2 Million | Management | For | For |
| 5 | Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 31.5 Million | Management | For | For |
| 6.1a | Reelect Axel Weber as Director and Board Chairman | Management | For | For |
| 6.1b | Reelect Michel Demare as Director | Management | For | For |
| 6.1c | Reelect David Sidwell as Director | Management | For | For |
| 6.1d | Reelect Reto Francioni as Director | Management | For | For |
| 6.1e | Reelect Ann Godbehere as Director | Management | For | For |
| 6.1f | Reelect Julie Richardson as Director | Management | For | For |
| 6.1g | Reelect Isabelle Romy as Director | Management | For | For |
| 6.1h | Reelect Robert Scully as Director | Management | For | For |
| 6.1i | Reelect Beatrice Weder di Mauro as Director | Management | For | For |
| 6.1j | Reelect Dieter Wemmer as Director | Management | For | For |
| 6.2.1 | Elect Jeremy Anderson as Director | Management | For | For |
| 6.2.2 | Elect Fred Hu as Director | Management | For | For |
| 6.3.1 | Reappoint Ann Godbehere as Member of the Compensation Committee | Management | For | For |
| 6.3.2 | Reappoint Michel Demare as Member of the Compensation Committee | Management | For | For |
| 6.3.3 | Appoint Julie Richardson as Member of the Compensation Committee | Management | For | For |
| 6.3.4 | Appoint Dieter Wemmer as Member of the Compensation Committee | Management | For | For |
| 7 | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 14.5 Million | Management | For | For |
| 8.1 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | For |
| 8.2 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 8.3 | Ratify BDO AG as Special Auditor | Management | For | For |
| 9 | Transact Other Business (Voting) | Management | For | Against |
| UNITED OVERSEAS BANK LIMITED Meeting Date: APR 20, 2018 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: U11 Security ID: Y9T10P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final and Special Dividends | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Approve Fee to Wee Cho Yaw, Chairman Emeritus and Adviser of the Bank for the Period from January 2017 to December 2017 | Management | For | For |
| 5 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Elect Lim Hwee Hua as Director | Management | For | For |
| 7 | Elect Wong Kan Seng as Director | Management | For | For |
| 8 | Elect Alexander Charles Hungate as Director | Management | For | For |
| 9 | Elect Michael Lien Jown Leam as Director | Management | For | For |
| 10 | Elect Alvin Yeo Khirn Hai as Director | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 12 | Approve Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme | Management | For | For |
| 13 | Authorize Share Repurchase Program | Management | For | For |
| US FOODS HOLDING CORP. Meeting Date: MAY 04, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL | ||||
| Ticker: USFD Security ID: 912008109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director John A. Lederer | Management | For | For |
| 1B | Elect Director Carl Andrew Pforzheimer | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Remove Supermajority Vote Requirement | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| VIETNAM DAIRY PRODUCTS JSC Meeting Date: MAR 31, 2018 Record Date: MAR 01, 2018 Meeting Type: ANNUAL | ||||
| Ticker: VNM Security ID: Y9365V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2017 Audited Financial Statements | Management | For | For |
| 2 | Approve 2017 Reports of Board of Directors | Management | For | For |
| 3 | Approve Allocation of 2017 Income and Dividends | Management | For | For |
| 4 | Approve 2018 Business Plan and Expected 2018 Income Allocation and Dividends | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Increase in Size of Board of Directors | Management | For | For |
| 7 | Approve 2018 Remuneration of Board of Directors | Management | For | For |
| 8 | Approve Issuance and Listing of Bonus Shares to Increase Share Capital | Management | For | For |
| 9 | Amend Articles of Association | Management | For | For |
| 10 | Amend Company's Corporate Governance Policy | Management | For | For |
| 11 | Elect Alain Xavier Cany as Director | Management | For | For |
| 12 | Other Business | Management | For | Against |
| WESSANEN NV Meeting Date: APR 12, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | ||||
| Ticker: WES Security ID: N50783120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 4 | Discuss Remuneration Policy Report for the Management Board of 2017 | Management | None | None |
| 5 | Adopt Financial Statements of 2017 | Management | For | For |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 7 | Approve Dividends of EUR 0.13 Per Share | Management | For | For |
| 8 | Approve Discharge of Management Board | Management | For | For |
| 9 | Approve Discharge of Supervisory Board | Management | For | For |
| 10 | Reelect Ivonne Rietjens to Supervisory Board | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Grant Board Authority to Issue Shares Up To One Percent of Issued Capital | Management | For | For |
| 13 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 12 | Management | For | For |
| 14 | Ratify Deloitte as Auditor | Management | For | For |
| 15 | Close Meeting | Management | None | None |
Thornburg Capital Management Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Long/Short Equity Fund
| ACTIVISION BLIZZARD, INC. Meeting Date: JUN 26, 2018 Record Date: APR 27, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ATVI Security ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reveta Bowers | Management | For | For |
| 1.2 | Elect Director Robert Corti | Management | For | For |
| 1.3 | Elect Director Hendrik Hartong, III | Management | For | For |
| 1.4 | Elect Director Brian Kelly | Management | For | For |
| 1.5 | Elect Director Robert A. Kotick | Management | For | For |
| 1.6 | Elect Director Barry Meyer | Management | For | For |
| 1.7 | Elect Director Robert Morgado | Management | For | For |
| 1.8 | Elect Director Peter Nolan | Management | For | For |
| 1.9 | Elect Director Casey Wasserman | Management | For | For |
| 1.10 | Elect Director Elaine Wynn | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AKORN, INC. Meeting Date: JUL 19, 2017 Record Date: JUN 09, 2017 Meeting Type: SPECIAL | ||||
| Ticker: AKRX Security ID: 009728106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| ALKERMES PLC Meeting Date: MAY 23, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ALKS Security ID: G01767105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Floyd E. Bloom | Management | For | For |
| 1.2 | Elect Director Nancy L. Snyderman | Management | For | For |
| 1.3 | Elect Director Nancy J. Wysenski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| AMAZON.COM, INC. Meeting Date: MAY 30, 2018 Record Date: APR 05, 2018 Meeting Type: ANNUAL | ||||
| Ticker: AMZN Security ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director Jamie S. Gorelick | Management | For | For |
| 1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1e | Elect Director Judith A. McGrath | Management | For | For |
| 1f | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1g | Elect Director Thomas O. Ryder | Management | For | For |
| 1h | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1i | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Policy on Board Diversity *Withdrawn Resolution* | Shareholder | None | None |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| ARRIS INTERNATIONAL PLC Meeting Date: MAY 03, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ARRS Security ID: G0551A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Andrew M. Barron | Management | For | For |
| 1b | Elect Director J. Timothy Bryan | Management | For | For |
| 1c | Elect Director James A. Chiddix | Management | For | For |
| 1d | Elect Director Andrew T. Heller | Management | For | For |
| 1e | Elect Director Jeong H. Kim | Management | For | For |
| 1f | Elect Director Bruce W. McClelland | Management | For | For |
| 1g | Elect Director Robert J. Stanzione | Management | For | For |
| 1h | Elect Director Doreen A. Toben | Management | For | For |
| 1i | Elect Director Debora J. Wilson | Management | For | For |
| 1j | Elect Director David A. Woodle | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Appoint Ernst & Young LLP as U.K. Statutory Auditors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of U.K. Statutory Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| ASSURED GUARANTY LTD. Meeting Date: MAY 02, 2018 Record Date: MAR 08, 2018 Meeting Type: ANNUAL | ||||
| Ticker: AGO Security ID: G0585R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Francisco L. Borges | Management | For | For |
| 1b | Elect Director G. Lawrence Buhl | Management | For | For |
| 1c | Elect Director Dominic J. Frederico | Management | For | For |
| 1d | Elect Director Bonnie L. Howard | Management | For | For |
| 1e | Elect Director Thomas W. Jones | Management | For | For |
| 1f | Elect Director Patrick W. Kenny | Management | For | For |
| 1g | Elect Director Alan J. Kreczko | Management | For | For |
| 1h | Elect Director Simon W. Leathes | Management | For | For |
| 1i | Elect Director Michael T. O'Kane | Management | For | For |
| 1j | Elect Director Yukiko Omura | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4aa | Elect Howard W. Albert as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ab | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ac | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ad | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ae | Elect Ling Chow as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4af | Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ag | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ah | Elect Walter A. Scott as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4B | Ratify PricewaterhouseCoopers LLP as AG Re's as Auditors | Management | For | For |
| CALLAWAY GOLF COMPANY Meeting Date: MAY 08, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ELY Security ID: 131193104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Oliver G. (Chip) Brewer, III | Management | For | For |
| 1.2 | Elect Director Ronald S. Beard | Management | For | For |
| 1.3 | Elect Director Samuel H. Armacost | Management | For | For |
| 1.4 | Elect Director John C. Cushman, III | Management | For | For |
| 1.5 | Elect Director John F. Lundgren | Management | For | For |
| 1.6 | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1.7 | Elect Director Linda B. Segre | Management | For | For |
| 1.8 | Elect Director Anthony S. Thornley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CARMAX, INC. Meeting Date: JUN 26, 2018 Record Date: APR 20, 2018 Meeting Type: ANNUAL | ||||
| Ticker: KMX Security ID: 143130102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter J. Bensen | Management | For | For |
| 1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.3 | Elect Director Sona Chawla | Management | For | For |
| 1.4 | Elect Director Thomas J. Folliard | Management | For | For |
| 1.5 | Elect Director Shira Goodman | Management | For | For |
| 1.6 | Elect Director Robert J. Hombach | Management | For | For |
| 1.7 | Elect Director David W. McCreight | Management | For | For |
| 1.8 | Elect Director William D. Nash | Management | For | For |
| 1.9 | Elect Director Marcella Shinder | Management | For | For |
| 1.10 | Elect Director Mitchell D. Steenrod | Management | For | For |
| 1.11 | Elect Director William R. Tiefel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| CARS.COM INC. Meeting Date: MAY 18, 2018 Record Date: MAR 21, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CARS Security ID: 14575E105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerri DeVard | Management | For | For |
| 1.2 | Elect Director Scott Forbes | Management | For | For |
| 1.3 | Elect Director Jill Greenthal | Management | For | For |
| 1.4 | Elect Director Thomas Hale | Management | For | For |
| 1.5 | Elect Director Donald A. McGovern, Jr. | Management | For | For |
| 1.6 | Elect Director Greg Revelle | Management | For | For |
| 1.7 | Elect Director Bala Subramanian | Management | For | For |
| 1.8 | Elect Director T. Alex Vetter | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CHINA MOBILE LIMITED Meeting Date: MAY 17, 2018 Record Date: MAY 10, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 941 Security ID: Y14965100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Shang Bing as Director | Management | For | For |
| 3.2 | Elect Li Yue as Director | Management | For | For |
| 3.3 | Elect Sha Yuejia as Director | Management | For | For |
| 4 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors of the Group for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Meeting Date: JUN 05, 2018 Record Date: APR 09, 2018 Meeting Type: ANNUAL | ||||
| Ticker: CTSH Security ID: 192446102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Betsy S. Atkins | Management | For | For |
| 1c | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1d | Elect Director Jonathan Chadwick | Management | For | For |
| 1e | Elect Director John M. Dineen | Management | For | For |
| 1f | Elect Director Francisco D'Souza | Management | For | For |
| 1g | Elect Director John N. Fox, Jr. | Management | For | For |
| 1h | Elect Director John E. Klein | Management | For | For |
| 1i | Elect Director Leo S. Mackay, Jr. | Management | For | For |
| 1j | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1k | Elect Director Joseph M. Velli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5a | Eliminate Supermajority Vote Requirement to Amend the By-laws | Management | For | For |
| 5b | Eliminate Supermajority Vote Requirement to Remove a Director | Management | For | For |
| 5c | Eliminate Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| DEVON ENERGY CORPORATION Meeting Date: JUN 06, 2018 Record Date: APR 09, 2018 Meeting Type: ANNUAL | ||||
| Ticker: DVN Security ID: 25179M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.2 | Elect Director John E. Bethancourt | Management | For | For |
| 1.3 | Elect Director David A. Hager | Management | For | For |
| 1.4 | Elect Director Robert H. Henry | Management | For | For |
| 1.5 | Elect Director Michael Kanovsky | Management | For | For |
| 1.6 | Elect Director John Krenicki, Jr. | Management | For | For |
| 1.7 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.8 | Elect Director Duane C. Radtke | Management | For | For |
| 1.9 | Elect Director Mary P. Ricciardello | Management | For | For |
| 1.10 | Elect Director John Richels | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| DOMINO'S PIZZA GROUP PLC Meeting Date: JAN 11, 2018 Record Date: JAN 09, 2018 Meeting Type: SPECIAL | ||||
| Ticker: DOM Security ID: G28113101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Related Party Transaction with Pizza Pizza ehf | Management | For | For |
| DOMINO'S PIZZA GROUP PLC Meeting Date: APR 19, 2018 Record Date: APR 17, 2018 Meeting Type: ANNUAL | ||||
| Ticker: DOM Security ID: G28113101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Stephen Hemsley as Director | Management | For | For |
| 6 | Re-elect Colin Halpern as Director | Management | For | For |
| 7 | Re-elect David Wild as Director | Management | For | For |
| 8 | Re-elect Kevin Higgins as Director | Management | For | For |
| 9 | Re-elect Ebbe Jacobsen as Director | Management | For | For |
| 10 | Re-elect Helen Keays as Director | Management | For | For |
| 11 | Re-elect Steve Barber as Director | Management | For | For |
| 12 | Re-elect Rachel Osborne as Director | Management | For | For |
| 13 | Approve Remuneration Report | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 20 | Adopt New Articles of Association | Management | For | For |
| ECHOSTAR CORPORATION Meeting Date: APR 30, 2018 Record Date: MAR 02, 2018 Meeting Type: ANNUAL | ||||
| Ticker: SATS Security ID: 278768106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Stanton Dodge | Management | For | For |
| 1.2 | Elect Director Michael T. Dugan | Management | For | For |
| 1.3 | Elect Director Charles W. Ergen | Management | For | For |
| 1.4 | Elect Director Anthony M. Federico | Management | For | For |
| 1.5 | Elect Director Pradman P. Kaul | Management | For | For |
| 1.6 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.7 | Elect Director C. Michael Schroeder | Management | For | For |
| 1.8 | Elect Director William David Wade | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| EVOLENT HEALTH, INC. Meeting Date: JUN 13, 2018 Record Date: APR 17, 2018 Meeting Type: ANNUAL | ||||
| Ticker: EVH Security ID: 30050B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Bruce Felt | Management | For | For |
| 1b | Elect Director Kenneth Samet | Management | For | For |
| 1c | Elect Director Cheryl Scott | Management | For | For |
| 1d | Elect Director Frank Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| EXPEDIA GROUP, INC. Meeting Date: JUN 20, 2018 Record Date: APR 23, 2018 Meeting Type: ANNUAL | ||||
| Ticker: EXPE Security ID: 30212P303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan C. Athey | Management | For | For |
| 1b | Elect Director A. George "Skip" Battle | Management | For | For |
| 1c | Elect Director Courtnee A. Chun | Management | For | Withhold |
| 1d | Elect Director Chelsea Clinton | Management | For | For |
| 1e | Elect Director Pamela L. Coe | Management | For | Withhold |
| 1f | Elect Director Barry Diller | Management | For | Withhold |
| 1g | Elect Director Jonathan L. Dolgen | Management | For | Withhold |
| 1h | Elect Director Craig A. Jacobson | Management | For | Withhold |
| 1i | Elect Director Victor A. Kaufman | Management | For | Withhold |
| 1j | Elect Director Peter M. Kern | Management | For | Withhold |
| 1k | Elect Director Dara Khosrowshahi | Management | For | Withhold |
| 1l | Elect Director Mark D. Okerstrom | Management | For | Withhold |
| 1m | Elect Director Scott Rudin | Management | For | For |
| 1n | Elect Director Christopher W. Shean | Management | For | Withhold |
| 1o | Elect Director Alexander von Furstenberg | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| FACEBOOK, INC. Meeting Date: MAY 31, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: FB Security ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Director Susan D. Desmond-Hellmann | Management | For | Withhold |
| 1.5 | Elect Director Reed Hastings | Management | For | Withhold |
| 1.6 | Elect Director Jan Koum - Withdrawn Resolution | Management | None | None |
| 1.7 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.8 | Elect Director Peter A. Thiel | Management | For | Withhold |
| 1.9 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 4 | Establish Board Committee on Risk Management | Shareholder | Against | For |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 6 | Report on Major Global Content Management Controversies (Fake News) | Shareholder | Against | Abstain |
| 7 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| 8 | Report on Responsible Tax Principles | Shareholder | Against | Against |
| FIBRA UNO ADMINISTRACION DE MEXICO S.A. DE C.V. Meeting Date: SEP 25, 2017 Record Date: SEP 15, 2017 Meeting Type: SPECIAL | ||||
| Ticker: FUNO 11 Security ID: P3515D163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Program for Placement of Real Estate Trust Certificates (FUNO 11) and Debt Trust Certificates | Management | For | For |
| 2 | Approve Issuance of Additional Real Estate Trust Certificates to be Held in Treasury | Management | For | For |
| 3 | Appoint Legal Representatives | Management | For | For |
| 4 | Approve Minutes of Meeting | Management | For | For |
| FIBRA UNO ADMINISTRACION DE MEXICO S.A. DE C.V. Meeting Date: APR 27, 2018 Record Date: APR 19, 2018 Meeting Type: ANNUAL | ||||
| Ticker: FUNO 11 Security ID: P3515D163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.i | Accept Reports of Audit, Corporate Practices, Nominating and Remuneration Committees | Management | For | For |
| 1.ii | Accept Technical Committee Report on Compliance in Accordance to Article 172 of General Mercantile Companies Law | Management | For | For |
| 1.iii | Accept Report of Trust Managers in Accordance to Article 44-XI of Securities Market Law, Including Technical Committee's Opinion on that Report | Management | For | For |
| 1.iv | Accept Technical Committee Report on Operations and Activities Undertaken | Management | For | For |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Elect or Ratify Members of Technical Committee and Secretary; Verify Independence Classification | Management | For | For |
| 4 | Approve Remuneration of Technical Committee Members | Management | For | For |
| 5 | Appoint Legal Representatives | Management | For | For |
| 6 | Approve Minutes of Meeting | Management | For | For |
| GILEAD SCIENCES, INC. Meeting Date: MAY 09, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | ||||
| Ticker: GILD Security ID: 375558103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Jacqueline K. Barton | Management | For | For |
| 1c | Elect Director Kelly A. Kramer | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director John C. Martin | Management | For | For |
| 1f | Elect Director John F. Milligan | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Gayle E. Wilson | Management | For | For |
| 1i | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ITT INC. Meeting Date: MAY 23, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ITT Security ID: 45073V108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Orlando D. Ashford | Management | For | For |
| 1b | Elect Director Geraud Darnis | Management | For | For |
| 1c | Elect Director Donald DeFosset, Jr. | Management | For | For |
| 1d | Elect Director Nicholas C. Fanandakis | Management | For | For |
| 1e | Elect Director Christina A. Gold | Management | For | For |
| 1f | Elect Director Richard P. Lavin | Management | For | For |
| 1g | Elect Director Mario Longhi | Management | For | For |
| 1h | Elect Director Frank T. MacInnis | Management | For | For |
| 1i | Elect Director Rebecca A. McDonald | Management | For | For |
| 1j | Elect Director Timothy H. Powers | Management | For | For |
| 1k | Elect Director Denise L. Ramos | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
| KOSE CORP. Meeting Date: JUN 28, 2018 Record Date: MAR 31, 2018 Meeting Type: ANNUAL | ||||
| Ticker: 4922 Security ID: J3622S100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 85 | Management | For | For |
| 2.1 | Elect Director Kobayashi, Kazutoshi | Management | For | For |
| 2.2 | Elect Director Kobayashi, Takao | Management | For | For |
| 2.3 | Elect Director Kobayashi, Yusuke | Management | For | For |
| 2.4 | Elect Director Toigawa, Iwao | Management | For | For |
| 2.5 | Elect Director Kitagawa, Kazuya | Management | For | For |
| 2.6 | Elect Director Kikuma, Yukino | Management | For | For |
| 3 | Approve Director Retirement Bonus | Management | For | Against |
| MEDTRONIC PLC Meeting Date: DEC 08, 2017 Record Date: OCT 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MDT Security ID: G5960L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Randall J. Hogan, III | Management | For | For |
| 1e | Elect Director Omar Ishrak | Management | For | For |
| 1f | Elect Director Shirley Ann Jackson | Management | For | For |
| 1g | Elect Director Michael O. Leavitt | Management | For | For |
| 1h | Elect Director James T. Lenehan | Management | For | For |
| 1i | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1j | Elect Director Denise M. O'Leary | Management | For | For |
| 1k | Elect Director Kendall J. Powell | Management | For | For |
| 1l | Elect Director Robert C. Pozen | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| NOMAD FOODS LIMITED Meeting Date: JUN 14, 2018 Record Date: APR 30, 2018 Meeting Type: ANNUAL | ||||
| Ticker: NOMD Security ID: G6564A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin E. Franklin | Management | For | For |
| 1b | Elect Director Noam Gottesman | Management | For | For |
| 1c | Elect Director Ian G.H. Ashken | Management | For | For |
| 1d | Elect Director Stefan Descheemaeker | Management | For | For |
| 1e | Elect Director Mohamed Elsarky | Management | For | For |
| 1f | Elect Director Jeremy Isaacs | Management | For | For |
| 1g | Elect Director Paul Kenyon | Management | For | For |
| 1h | Elect Director James E. Lillie | Management | For | For |
| 1i | Elect Director Lord Myners of Truro | Management | For | For |
| 1j | Elect Director Victoria Parry | Management | For | For |
| 1k | Elect Director Simon White | Management | For | For |
| 1l | Elect Director Samy Zekhout | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NORD ANGLIA EDUCATION, INC. Meeting Date: AUG 21, 2017 Record Date: JUL 10, 2017 Meeting Type: SPECIAL | ||||
| Ticker: NORD Security ID: G6583A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement with Bach Finance Limited | Management | For | For |
| 2 | Authorize the Board to Do All Things Necessary to Give Effect to Merger Agreement | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| O'REILLY AUTOMOTIVE, INC. Meeting Date: MAY 08, 2018 Record Date: FEB 28, 2018 Meeting Type: ANNUAL | ||||
| Ticker: ORLY Security ID: 67103H107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David O'Reilly | Management | For | For |
| 1b | Elect Director Larry O'Reilly | Management | For | For |
| 1c | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
| 1d | Elect Director Greg Henslee | Management | For | For |
| 1e | Elect Director Jay D. Burchfield | Management | For | For |
| 1f | Elect Director Thomas T. Hendrickson | Management | For | For |
| 1g | Elect Director John R. Murphy | Management | For | For |
| 1h | Elect Director Dana M. Perlman | Management | For | For |
| 1i | Elect Director Ronald Rashkow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| OFFICE DEPOT, INC. Meeting Date: JUL 20, 2017 Record Date: JUN 01, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ODP Security ID: 676220106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerry P. Smith | Management | For | For |
| 1b | Elect Director Kristin A. Campbell | Management | For | For |
| 1c | Elect Director Cynthia T. Jamison | Management | For | For |
| 1d | Elect Director V. James Marino | Management | For | For |
| 1e | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
| 1f | Elect Director David M. Szymanski | Management | For | For |
| 1g | Elect Director Nigel Travis | Management | For | For |
| 1h | Elect Director Joseph S. Vassalluzzo | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PALO ALTO NETWORKS, INC. Meeting Date: DEC 08, 2017 Record Date: OCT 16, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PANW Security ID: 697435105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Frank Calderoni | Management | For | For |
| 1b | Elect Director Carl Eschenbach | Management | For | For |
| 1c | Elect Director Daniel J. Warmenhoven | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| PENNYMAC MORTGAGE INVESTMENT TRUST Meeting Date: JUN 05, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: PMT Security ID: 70931T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Stanford L. Kurland | Management | For | For |
| 1B | Elect Director David A. Spector | Management | For | For |
| 1C | Elect Director Randall D. Hadley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PHIBRO ANIMAL HEALTH CORPORATION Meeting Date: NOV 06, 2017 Record Date: SEP 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PAHC Security ID: 71742Q106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel M. Bendheim | Management | For | For |
| 1.2 | Elect Director Sam Gejdenson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PURE STORAGE, INC. Meeting Date: JUN 21, 2018 Record Date: APR 25, 2018 Meeting Type: ANNUAL | ||||
| Ticker: PSTG Security ID: 74624M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey Rothschild | Management | For | For |
| 1.2 | Elect Director Anita Sands | Management | For | For |
| 1.3 | Elect Director Michelangelo Volpi | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TRI POINTE GROUP, INC. Meeting Date: APR 27, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | ||||
| Ticker: TPH Security ID: 87265H109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas F. Bauer | Management | For | For |
| 1.2 | Elect Director Lawrence B. Burrows | Management | For | For |
| 1.3 | Elect Director Daniel S. Fulton | Management | For | For |
| 1.4 | Elect Director Steven J. Gilbert | Management | For | For |
| 1.5 | Elect Director Constance B. Moore | Management | For | For |
| 1.6 | Elect Director Thomas B. Rogers | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| US FOODS HOLDING CORP. Meeting Date: MAY 04, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL | ||||
| Ticker: USFD Security ID: 912008109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director John A. Lederer | Management | For | For |
| 1B | Elect Director Carl Andrew Pforzheimer | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Remove Supermajority Vote Requirement | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| VIASAT, INC. Meeting Date: SEP 07, 2017 Record Date: JUL 14, 2017 Meeting Type: ANNUAL | ||||
| Ticker: VSAT Security ID: 92552V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Dankberg | Management | For | For |
| 1.2 | Elect Director Varsha Rao | Management | For | For |
| 1.3 | Elect Director Harvey White | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| WALMART, INC. Meeting Date: MAY 30, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | ||||
| Ticker: WMT Security ID: 931142103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen J. Easterbrook | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Sarah J. Friar | Management | For | For |
| 1d | Elect Director Carla A. Harris | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Marissa A. Mayer | Management | For | For |
| 1g | Elect Director C. Douglas McMillon | Management | For | For |
| 1h | Elect Director Gregory B. Penner | Management | For | For |
| 1i | Elect Director Steven S Reinemund | Management | For | For |
| 1j | Elect Director S. Robson Walton | Management | For | For |
| 1k | Elect Director Steuart L. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Report on Race or Ethnicity Pay Gap | Shareholder | Against | Abstain |
| WARRIOR MET COAL, INC. Meeting Date: APR 24, 2018 Record Date: MAR 01, 2018 Meeting Type: ANNUAL | ||||
| Ticker: HCC Security ID: 93627C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Walter J. Scheller, III | Management | For | Withhold |
| 1.2 | Elect Director Stephen D. Williams | Management | For | Withhold |
| 1.3 | Elect Director Michael A. Addeo | Management | For | Withhold |
| 1.4 | Elect Director J. Brett Harvey | Management | For | For |
| 1.5 | Elect Director Keith W. Luh | Management | For | For |
| 1.6 | Elect Director Blaine D. MacDougald | Management | For | Withhold |
| 1.7 | Elect Director Matthew R. Michelini | Management | For | Withhold |
| 1.8 | Elect Director Alan H. Schumacher | Management | For | For |
| 1.9 | Elect Director Gareth N. Turner | Management | For | Withhold |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| By: | /s/ Jason Brady | |
| Jason Brady, CFA | ||
| President and CEO | ||
| Date: | August 8, 2018 | |