UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
ICA File Number: 811-05201
Thornburg Investment Trust
Registrant Name
c/o Thornburg Investment Management, Inc.
2300 North Ridgetop Road, Santa Fe, N.M. 87506
Principal Executive Offices
Garrett Thornburg, 2300 North Ridgetop Road, Santa Fe, N.M. 87506
Name and address of agent for service
Registrant’s telephone: 505-984-0200
Date of fiscal year end: September 30, 2016
Reporting Period: July 1, 2015—June 30, 2016
Item 1. Proxy Voting Record
Thornburg Low Duration Municipal Fund
Thornburg Limited Term Municipal Fund
Thornburg Intermediate Municipal Fund
Thornburg Strategic Municipal Income Fund
Thornburg California Limited Term Municipal Fund
Thornburg New Mexico Intermediate Municipal Fund
Thornburg New York Intermediate Municipal Fund
Thornburg Low Duration Income Fund
Thornburg Limited Term U.S. Government Fund
Thornburg Limited Term Income Fund
Thornburg Strategic Income Fund
Thornburg Value Fund
Thornburg International Value Fund
Thornburg Core Growth Fund
Thornburg International Growth Fund
Thornburg Investment Income Builder Fund
Thornburg Global Opportunities Fund
Thornburg Developing World Fund
Thornburg Better World International Fund
Thornburg Capital Management Fund
FORM N-PX
ICA File Number: 811-05201
Registrant Name: Thornburg Investment Trust
Reporting Period: 07/01/2015 - 06/30/2016
Thornburg Low Duration Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Limited Term Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Intermediate Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Strategic Municipal Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg California Limited Term Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg New Mexico Intermediate Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg New York Intermediate Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Limited Term U.S. Government Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Limited Term Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Low Duration Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Strategic Income Fund
| 1511419 ONTARIO INC. Meeting Date: NOV 10, 2015 Record Date: OCT 19, 2015 Meeting Type: SPECIAL | ||||
| Ticker: CSFSF Security ID: 14756FAB9 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Bondholder Resolution: Approval of the Plan | Management | For | Did Not Vote |
| ROMGAZ SA Meeting Date: JUL 30, 2015 Record Date: JUL 21, 2015 Meeting Type: SPECIAL | ||||
| Ticker: SNG Security ID: 83367U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amendments to Bylaws | Management | For | For |
| 2 | Adopt Updated Bylaws, Pursuant to Item 1 | Management | For | For |
| 3 | Delegate Powers to Board Chairman to Sign New Bylaws | Management | For | For |
| 4 | Empower Company Representative to Attend General Meeting of Subsidiary and Vote on Capital Increase with Preemptive Rights | Management | For | For |
| 5 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
| 6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ROMGAZ SA Meeting Date: SEP 22, 2015 Record Date: SEP 11, 2015 Meeting Type: SPECIAL | ||||
| Ticker: SNG Security ID: 83367U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Acknowledge Activity Report for S1 2015 | Management | For | For |
| 2 | Authorize Procurement of Legal Consultancy, Assistance, and/or Representation Services | Management | For | For |
| 3 | Mandate Board to Coordinate Procurement of Legal Services Above | Management | For | For |
| 4 | Approve Opening of New Worksite in Surdila Greci | Management | For | For |
| 5 | Approve Changes to Records in Trade Register Pursuant to Item 4 | Management | For | For |
| 6 | Approve Opening and Registration of 152 New Worksites | Management | For | For |
| 7 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
| 8 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ROMGAZ SA Meeting Date: OCT 29, 2015 Record Date: OCT 20, 2015 Meeting Type: SPECIAL | ||||
| Ticker: SNG Security ID: 83367U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amendments to Bylaws | Management | For | For |
| 2 | Adopt New Set of Bylaws | Management | For | For |
| 3 | Delegate Powers to Board Chairman to Sign New Bylaws | Management | For | For |
| 4 | Approve Amendments to Directors' Contract of Mandate | Management | For | Against |
| 5 | Approve Addendum to Directors' Contract of Mandate | Management | For | Against |
| 6 | Empower Cornel Bobalca to Sign Amended Contracts with Directors | Management | For | Against |
| 7 | Amend Legal Name of Subsidiary | Management | For | For |
| 8 | Amend Scope of Activities of Subsidiary | Management | For | For |
| 9 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
| 10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ROMGAZ SA Meeting Date: DEC 17, 2015 Record Date: DEC 08, 2015 Meeting Type: SPECIAL | ||||
| Ticker: SNG Security ID: 83367U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Board's Report for Q1-Q3 2015 | Management | For | For |
| 2 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
| 3 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 1 | Amend Provisionary Budget for Fiscal Year 2015 | Management | For | For |
| 2 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
| 3 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 4 | Approve Report Re: Contractual Relationship with Societatea Electrocentrale Bucuresti SA | Shareholder | None | For |
| ROMGAZ SA Meeting Date: JAN 27, 2016 Record Date: JAN 15, 2016 Meeting Type: SPECIAL | ||||
| Ticker: SNG Security ID: 83367U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Initiate Procedure to Increase Capital by Value of Land Plots | Management | For | For |
| 2 | Approve Appointment of Independent Expert(s) to Assess Value of Land Plots | Management | For | For |
| 3 | Approve Company Withdrawal from Partnerships | Management | For | For |
| 4 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
| 5 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ROMGAZ SA Meeting Date: MAR 25, 2016 Record Date: MAR 16, 2016 Meeting Type: SPECIAL | ||||
| Ticker: SNG Security ID: 83367U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Procurement of Legal Consulting and Representation Services | Management | For | For |
| 2 | Empower Board to Complete Purchase of Legal Services Above | Management | For | For |
| 3 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
| 4 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 1 | Elect One Director in Replacement of Dragos Dorcioman | Management | For | Against |
| 2 | Elect One Director in Replacement of Sorana Rodica Baciu | Management | For | Against |
| 3 | Approve Remuneration of Newly Appointed Directors | Management | For | Against |
| 4 | Approve Contract of Mandate for Newly Appointed Directors | Management | For | Against |
| 5 | Empower Shareholder Representative to Sign Contracts with Directors | Management | For | Against |
| 6 | Approve Provisionary Budget for Fiscal Year 2016 | Management | For | For |
| 7 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
| 8 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ROMGAZ SA Meeting Date: APR 28, 2016 Record Date: APR 19, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SNG Security ID: 83367U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports for Fiscal Year 2015 | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Dividends' Distribution | Management | For | For |
| 4 | Approve Discharge of Directors | Management | For | For |
| 5 | Approve Report on Directors' and Executives' Remuneration for Fiscal Year 2015 | Management | For | Against |
| 6 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
| 7 | Approve Meeting's Ex-Date | Management | For | For |
| 8 | Approve Dividends' Payment Date | Management | For | For |
| 9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ROMGAZ SA Meeting Date: JUN 16, 2016 Record Date: JUN 06, 2016 Meeting Type: SPECIAL | ||||
| Ticker: SNG Security ID: 83367U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Instructions at Upcoming General Meeting of Amgaz SA: Vote FOR Approval of Procedure for Dissolving and Initiation of Winding-up of Amgaz SA | Management | For | For |
| 1.1.1 | Approve Instructions at Upcoming General Meeting of Amgaz SA: Vote FOR Approval of Procedure for Dissolving and Initiation of Winding-up of Amgaz SA in Accordance with Law | Management | For | For |
| 1.1.2 | Approve Instructions at Upcoming General Meeting of Amgaz SA: Vote FOR Approval of Dissolution Date | Management | For | For |
| 1.2 | Approve Instructions at Upcoming General Meeting of Amgaz SA: Vote FOR Appointment of Business Recovery BD&A SPRL as Official Receiver for Implementation of Winding-up Proceedings | Management | For | For |
| 1.2.1 | Approve Instructions at Upcoming General Meeting of Amgaz SA: Vote FOR Empowerment of Official Receiver for Implementation of Winding-up Proceedings | Management | For | For |
| 1.2.2 | Acknowledge Duration of Mandate of Official Receiver for Implementation of Winding-up Proceedings of Amgaz SA | Management | For | For |
| 1.2.3 | Approve Instructions at Upcoming General Meeting of Amgaz SA: Vote FOR Continuation of Directors' and Executives' Mandates until Appointment of Official Receiver | Management | For | For |
| 1.2.4 | Approve Instructions at Upcoming General Meeting of Amgaz SA: Vote FOR Empowerment of Official Receiver for Formalities | Management | For | For |
| 1.2.5 | Approve Instructions at Upcoming General Meeting of Amgaz SA: Vote FOR Termination of Directors' and Executives' Mandates as of Appointment Date of Official Receiver | Management | For | For |
| 1.3 | Approve Instructions at Upcoming General Meeting of Amgaz SA: Vote FOR Distribution of Remaining Amounts after Completion of Bankruptcy Proceedings | Management | For | For |
| 1.4 | Approve Instructions at Upcoming General Meeting of Amgaz SA: Vote FOR Contracting of Archiving Company | Management | For | For |
| 1.5 | Approve Instructions at Upcoming General Meeting of Amgaz SA: Vote FOR Empowerment of CEO to Complete Formalities | Management | For | For |
| 1.6.1 | Approve Instructions at Upcoming General Meeting of Amgaz SA: Vote FOR Mention of Company's Status in Acts Issued During Winding-up Proceedings | Management | For | For |
| 2 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
| 3 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 1 | Amend Calculation Method of Performance Indicators in Management Remuneration Policy | Management | For | For |
| 2 | Approve Amendment to Contracts of Mandate Pursuant to Item Above | Management | For | For |
| 3 | Empower Shareholder Representative to Sign Amended Contracts | Management | For | For |
| 4 | Approve Provisionary Budget for Fiscal Year 2016 | Management | For | For |
| 5 | Approve Board's Report for Q1 2016 | Management | For | For |
| 6 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
| 7 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| TRADE ME GROUP LTD. Meeting Date: OCT 14, 2015 Record Date: OCT 12, 2015 Meeting Type: ANNUAL | ||||
| Ticker: TME Security ID: Q9162N106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize the Board to Fix Remuneration of the Auditors | Management | For | For |
| 2 | Elect Gail Hambly as Director | Management | For | For |
| 3 | Elect Paul McCarney as Director | Management | For | For |
Thornburg Value Fund
| ACTIVISION BLIZZARD, INC. Meeting Date: JUN 02, 2016 Record Date: APR 07, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ATVI Security ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Corti | Management | For | Against |
| 1.2 | Elect Director Hendrik Hartong, III | Management | For | For |
| 1.3 | Elect Director Brian G. Kelly | Management | For | For |
| 1.4 | Elect Director Robert A. Kotick | Management | For | For |
| 1.5 | Elect Director Barry Meyer | Management | For | For |
| 1.6 | Elect Director Robert J. Morgado | Management | For | Against |
| 1.7 | Elect Director Peter Nolan | Management | For | For |
| 1.8 | Elect Director Casey Wasserman | Management | For | For |
| 1.9 | Elect Director Elaine Wynn | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALLISON TRANSMISSION HOLDINGS, INC. Meeting Date: MAY 12, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ALSN Security ID: 01973R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David F. Denison | Management | For | For |
| 1b | Elect Director David C. Everitt | Management | For | For |
| 1c | Elect Director James A. Star | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| AMERICAN AIRLINES GROUP INC. Meeting Date: JUN 08, 2016 Record Date: APR 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AAL Security ID: 02376R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Michael J. Embler | Management | For | For |
| 1e | Elect Director Matthew J. Hart | Management | For | For |
| 1f | Elect Director Alberto Ibarguen | Management | For | For |
| 1g | Elect Director Richard C. Kraemer | Management | For | For |
| 1h | Elect Director Susan D. Kronick | Management | For | For |
| 1i | Elect Director Martin H. Nesbitt | Management | For | For |
| 1j | Elect Director Denise M. O'Leary | Management | For | For |
| 1k | Elect Director W. Douglas Parker | Management | For | For |
| 1l | Elect Director Ray M. Robinson | Management | For | For |
| 1m | Elect Director Richard P. Schifter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy - Withdrawn Resolution | Shareholder | None | None |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| APPLE INC. Meeting Date: FEB 26, 2016 Record Date: DEC 28, 2015 Meeting Type: ANNUAL | ||||
| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Bell | Management | For | For |
| 1.2 | Elect Director Tim Cook | Management | For | For |
| 1.3 | Elect Director Al Gore | Management | For | For |
| 1.4 | Elect Director Bob Iger | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Art Levinson | Management | For | For |
| 1.7 | Elect Director Ron Sugar | Management | For | For |
| 1.8 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers | Shareholder | Against | Abstain |
| 6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Abstain |
| 7 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
| 8 | Adopt Proxy Access Right | Shareholder | Against | For |
| ARAMARK Meeting Date: FEB 02, 2016 Record Date: DEC 14, 2015 Meeting Type: ANNUAL | ||||
| Ticker: ARMK Security ID: 03852U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric J. Foss | Management | For | For |
| 1.2 | Elect Director Todd M. Abbrecht | Management | For | For |
| 1.3 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
| 1.4 | Elect Director Pierre-Olivier Beckers-Vieujant | Management | For | For |
| 1.5 | Elect Director Lisa G. Bisaccia | Management | For | For |
| 1.6 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 1.7 | Elect Director Richard Dreiling | Management | For | For |
| 1.8 | Elect Director Irene M. Esteves | Management | For | For |
| 1.9 | Elect Director Daniel J. Heinrich | Management | For | For |
| 1.10 | Elect Director Sanjeev K. Mehra | Management | For | For |
| 1.11 | Elect Director John A. Quelch | Management | For | For |
| 1.12 | Elect Director Stephen I. Sadove | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ASSURED GUARANTY LTD. Meeting Date: MAY 04, 2016 Record Date: MAR 07, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AGO Security ID: G0585R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Francisco L. Borges as Director | Management | For | For |
| 1b | Elect G. Lawrence Buhl as Director | Management | For | For |
| 1c | Elect Dominic J. Frederico as Director | Management | For | For |
| 1d | Elect Bonnie L. Howard as Director | Management | For | For |
| 1e | Elect Thomas W. Jones as Director | Management | For | For |
| 1f | Elect Patrick W. Kenny as Director | Management | For | For |
| 1g | Elect Alan J. Kreczko as Director | Management | For | For |
| 1h | Elect Simon W. Leathes as Director | Management | For | For |
| 1i | Elect Michael T. O'Kane as Director | Management | For | For |
| 1j | Elect Yukiko Omura as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4aa | Elect Howard W. Albert as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ab | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ac | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ad | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ae | Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4af | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4ag | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4B | Ratify PwC as AG Re's Auditors | Management | For | For |
| AUTOZONE, INC. Meeting Date: DEC 16, 2015 Record Date: OCT 19, 2015 Meeting Type: ANNUAL | ||||
| Ticker: AZO Security ID: 053332102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.3 | Elect Director Sue E. Gove | Management | For | For |
| 1.4 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.5 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.6 | Elect Director J. R. Hyde, III | Management | For | For |
| 1.7 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.8 | Elect Director W. Andrew McKenna | Management | For | For |
| 1.9 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.10 | Elect Director Luis P. Nieto | Management | For | For |
| 1.11 | Elect Director William C. Rhodes, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Abstain |
| CDW CORPORATION Meeting Date: MAY 19, 2016 Record Date: MAR 21, 2016 Meeting Type: ANNUAL | ||||
| Ticker: CDW Security ID: 12514G108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas E. Richards | Management | For | For |
| 1.2 | Elect Director Lynda M. Clarizio | Management | For | For |
| 1.3 | Elect Director Michael J. Dominguez | Management | For | For |
| 1.4 | Elect Director Robin P. Selati | Management | For | For |
| 1.5 | Elect Director Joseph R. Swedish | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CHEVRON CORPORATION Meeting Date: MAY 25, 2016 Record Date: MAR 30, 2016 Meeting Type: ANNUAL | ||||
| Ticker: CVX Security ID: 166764100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Alexander B. Cummings, Jr. - Resigned | Management | None | None |
| 1b | Elect Director Linnet F. Deily | Management | For | For |
| 1c | Elect Director Robert E. Denham | Management | For | For |
| 1d | Elect Director Alice P. Gast | Management | For | For |
| 1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1g | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1h | Elect Director John G. Stumpf | Management | For | For |
| 1i | Elect Director Ronald D. Sugar | Management | For | For |
| 1j | Elect Director Inge G. Thulin | Management | For | For |
| 1k | Elect Director John S. Watson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 7 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Abstain |
| 8 | Annually Report Reserve Replacements in BTUs | Shareholder | Against | Abstain |
| 9 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Abstain |
| 10 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
| 11 | Require Director Nominee with Environmental Experience | Shareholder | Against | Abstain |
| 12 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| CITIGROUP INC. Meeting Date: APR 26, 2016 Record Date: FEB 29, 2016 Meeting Type: ANNUAL | ||||
| Ticker: C Security ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director Duncan P. Hennes | Management | For | For |
| 1d | Elect Director Peter B. Henry | Management | For | For |
| 1e | Elect Director Franz B. Humer | Management | For | For |
| 1f | Elect Director Renee J. James | Management | For | For |
| 1g | Elect Director Eugene M. McQuade | Management | For | For |
| 1h | Elect Director Michael E. O'Neill | Management | For | For |
| 1i | Elect Director Gary M. Reiner | Management | For | For |
| 1j | Elect Director Judith Rodin | Management | For | For |
| 1k | Elect Director Anthony M. Santomero | Management | For | For |
| 1l | Elect Director Joan E. Spero | Management | For | For |
| 1m | Elect Director Diana L. Taylor | Management | For | For |
| 1n | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1o | Elect Director James S. Turley | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Demonstrate No Gender Pay Gap | Shareholder | Against | Abstain |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Appoint a Stockholder Value Committee | Shareholder | Against | Against |
| 9 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| 10 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | For |
| CITIZENS FINANCIAL GROUP, INC. Meeting Date: APR 28, 2016 Record Date: MAR 07, 2016 Meeting Type: ANNUAL | ||||
| Ticker: CFG Security ID: 174610105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce Van Saun | Management | For | For |
| 1.2 | Elect Director Mark Casady | Management | For | For |
| 1.3 | Elect Director Christine M. Cumming | Management | For | For |
| 1.4 | Elect Director Anthony Di lorio | Management | For | For |
| 1.5 | Elect Director William P. Hankowsky | Management | For | For |
| 1.6 | Elect Director Howard W. Hanna, III | Management | For | For |
| 1.7 | Elect Director Leo I. ('Lee') Higdon | Management | For | For |
| 1.8 | Elect Director Charles J. ('Bud') Koch | Management | For | For |
| 1.9 | Elect Director Arthur F. Ryan | Management | For | For |
| 1.10 | Elect Director Shivan S. Subramaniam | Management | For | For |
| 1.11 | Elect Director Wendy A. Watson | Management | For | For |
| 1.12 | Elect Director Marita Zuraitis | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COVANTA HOLDING CORPORATION Meeting Date: MAY 05, 2016 Record Date: MAR 15, 2016 Meeting Type: ANNUAL | ||||
| Ticker: CVA Security ID: 22282E102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David M. Barse | Management | For | For |
| 1.2 | Elect Director Ronald J. Broglio | Management | For | For |
| 1.3 | Elect Director Peter C.B. Bynoe | Management | For | For |
| 1.4 | Elect Director Linda J. Fisher | Management | For | For |
| 1.5 | Elect Director Joseph M. Holsten | Management | For | For |
| 1.6 | Elect Director Stephen J. Jones | Management | For | For |
| 1.7 | Elect Director Anthony J. Orlando | Management | For | For |
| 1.8 | Elect Director Robert S. Silberman | Management | For | For |
| 1.9 | Elect Director Jean Smith | Management | For | For |
| 1.10 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ENVISION HEALTHCARE HOLDINGS, INC. Meeting Date: MAY 02, 2016 Record Date: MAR 15, 2016 Meeting Type: ANNUAL | ||||
| Ticker: EVHC Security ID: 29413U103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William A. Sanger | Management | For | For |
| 1.2 | Elect Director Michael L. Smith | Management | For | For |
| 1.3 | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EXPRESS SCRIPTS HOLDING COMPANY Meeting Date: MAY 04, 2016 Record Date: MAR 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ESRX Security ID: 30219G108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Maura C. Breen | Management | For | For |
| 1b | Elect Director William J. DeLaney | Management | For | For |
| 1c | Elect Director Elder Granger | Management | For | For |
| 1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1f | Elect Director Frank Mergenthaler | Management | For | For |
| 1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 1h | Elect Director Roderick A. Palmore | Management | For | For |
| 1i | Elect Director George Paz | Management | For | For |
| 1j | Elect Director William L. Roper | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 1l | Elect Director Timothy Wentworth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| FACEBOOK, INC. Meeting Date: JUN 20, 2016 Record Date: APR 29, 2016 Meeting Type: ANNUAL | ||||
| Ticker: FB Security ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | Withhold |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | Withhold |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | Withhold |
| 1.4 | Elect Director Reed Hastings | Management | For | For |
| 1.5 | Elect Director Jan Koum | Management | For | Withhold |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | Against |
| 5 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | Against |
| 6 | Approve Annual Compensation Program for Non-employee Directors | Management | For | Against |
| 7A | Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes | Management | For | Against |
| 7B | Increase Authorized Common Stock | Management | For | Against |
| 7C | Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock | Management | For | For |
| 7D | Amend Certificate of Incorporation to Provide for Additional Events | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 10 | Report on Sustainability | Shareholder | Against | Abstain |
| 11 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 12 | Establish International Policy Board Committee | Shareholder | Against | Against |
| 13 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| GILEAD SCIENCES, INC. Meeting Date: MAY 11, 2016 Record Date: MAR 16, 2016 Meeting Type: ANNUAL | ||||
| Ticker: GILD Security ID: 375558103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Kevin E. Lofton | Management | For | For |
| 1c | Elect Director John W. Madigan | Management | For | For |
| 1d | Elect Director John C. Martin | Management | For | For |
| 1e | Elect Director John F. Milligan | Management | For | For |
| 1f | Elect Director Nicholas G. Moore | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Gayle E. Wilson | Management | For | For |
| 1i | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| GLAXOSMITHKLINE PLC Meeting Date: MAY 05, 2016 Record Date: MAY 03, 2016 Meeting Type: ANNUAL | ||||
| Ticker: GSK Security ID: G3910J112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Abstain |
| 3 | Elect Vindi Banga as Director | Management | For | For |
| 4 | Elect Dr Jesse Goodman as Director | Management | For | For |
| 5 | Re-elect Sir Philip Hampton as Director | Management | For | For |
| 6 | Re-elect Sir Andrew Witty as Director | Management | For | For |
| 7 | Re-elect Sir Roy Anderson as Director | Management | For | For |
| 8 | Re-elect Stacey Cartwright as Director | Management | For | For |
| 9 | Re-elect Simon Dingemans as Director | Management | For | For |
| 10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
| 11 | Re-elect Judy Lewent as Director | Management | For | For |
| 12 | Re-elect Urs Rohner as Director | Management | For | For |
| 13 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with 14 Working Days' Notice | Management | For | For |
| GRAND CANYON EDUCATION, INC. Meeting Date: JUN 16, 2016 Record Date: APR 22, 2016 Meeting Type: ANNUAL | ||||
| Ticker: LOPE Security ID: 38526M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brent D. Richardson | Management | For | For |
| 1.2 | Elect Director Brian E. Mueller | Management | For | For |
| 1.3 | Elect Director David J. Johnson | Management | For | For |
| 1.4 | Elect Director Jack A. Henry | Management | For | For |
| 1.5 | Elect Director Bradley A. Casper | Management | For | For |
| 1.6 | Elect Director Kevin F. Warren | Management | For | For |
| 1.7 | Elect Director Sara R. Dial | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify KPMG LLP as Auditors | Management | For | For |
| HP INC. Meeting Date: APR 04, 2016 Record Date: FEB 05, 2016 Meeting Type: ANNUAL | ||||
| Ticker: HPQ Security ID: 40434L105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Aida M. Alvarez | Management | For | For |
| 1b | Elect Director Shumeet Banerji | Management | For | For |
| 1c | Elect Director Carl Bass | Management | For | For |
| 1d | Elect Director Robert R. Bennett | Management | For | For |
| 1e | Elect Director Charles V. Bergh | Management | For | For |
| 1f | Elect Director Stacy Brown-Philpot | Management | For | For |
| 1g | Elect Director Stephanie A. Burns | Management | For | For |
| 1h | Elect Director Mary Anne Citrino | Management | For | For |
| 1i | Elect Director Rajiv L. Gupta | Management | For | For |
| 1j | Elect Director Stacey Mobley | Management | For | For |
| 1k | Elect Director Subra Suresh | Management | For | For |
| 1l | Elect Director Dion J. Weisler | Management | For | For |
| 1m | Elect Director Margaret C. Whitman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Cumulative Voting | Management | For | For |
| INTERNATIONAL FLAVORS & FRAGRANCES INC. Meeting Date: MAY 02, 2016 Record Date: MAR 08, 2016 Meeting Type: ANNUAL | ||||
| Ticker: IFF Security ID: 459506101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marcello V. Bottoli | Management | For | For |
| 1b | Elect Director Linda Buck | Management | For | For |
| 1c | Elect Director Michael L. Ducker | Management | For | For |
| 1d | Elect Director David R. Epstein | Management | For | For |
| 1e | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1f | Elect Director John F. Ferraro | Management | For | For |
| 1g | Elect Director Andreas Fibig | Management | For | For |
| 1h | Elect Director Christina Gold | Management | For | For |
| 1i | Elect Director Henry W. Howell, Jr. | Management | For | For |
| 1j | Elect Director Katherine M. Hudson | Management | For | For |
| 1k | Elect Director Dale F. Morrison | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ITC HOLDINGS CORP. Meeting Date: MAY 19, 2016 Record Date: MAR 21, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ITC Security ID: 465685105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Albert Ernst | Management | For | For |
| 1.2 | Elect Director Christopher H. Franklin | Management | For | For |
| 1.3 | Elect Director Edward G. Jepsen | Management | For | For |
| 1.4 | Elect Director David R. Lopez | Management | For | For |
| 1.5 | Elect Director Hazel R. O'Leary | Management | For | For |
| 1.6 | Elect Director Thomas G. Stephens | Management | For | For |
| 1.7 | Elect Director G. Bennett Stewart, III | Management | For | For |
| 1.8 | Elect Director Lee C. Stewart | Management | For | For |
| 1.9 | Elect Director Joseph L. Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ITC HOLDINGS CORP. Meeting Date: JUN 22, 2016 Record Date: MAY 13, 2016 Meeting Type: SPECIAL | ||||
| Ticker: ITC Security ID: 465685105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| JPMORGAN CHASE & CO. Meeting Date: MAY 17, 2016 Record Date: MAR 18, 2016 Meeting Type: ANNUAL | ||||
| Ticker: JPM Security ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
| 7 | Appoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments | Shareholder | Against | Against |
| 8 | Clawback Amendment | Shareholder | Against | Against |
| 9 | Adopt Executive Compensation Philosophy with Social Factors | Shareholder | Against | Abstain |
| KRAFT FOODS GROUP, INC. Meeting Date: JUL 01, 2015 Record Date: MAY 13, 2015 Meeting Type: SPECIAL | ||||
| Ticker: KRFT Security ID: 50076Q106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| KWEICHOW MOUTAI CO., LTD. Meeting Date: SEP 16, 2015 Record Date: SEP 08, 2015 Meeting Type: SPECIAL | ||||
| Ticker: 600519 Security ID: Y5070V116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amendments to Articles of Association | Management | For | For |
| 2 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| 3 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Management | For | For |
| 4 | Elect Li Baofang as Non-Independent Director | Management | For | For |
| 5 | Approve Provision of Financial Services by Company's Subsidiary to Company's Controlling Shareholder and Its Subsidiaries | Management | For | Against |
| KWEICHOW MOUTAI CO., LTD. Meeting Date: MAY 18, 2016 Record Date: MAY 09, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 600519 Security ID: Y5070V116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Annual Report and Summary | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve 2016 Financial Budget Report | Management | For | For |
| 6 | Approve Profit Distribution | Management | For | For |
| 7 | Approve Appointment of 2016 Financial Auditor and Internal Control Auditor | Management | For | For |
| 8 | Approve Report of the Independent Directors | Management | For | For |
| 9 | Approve Signing Trademark Licensing Contract Between Company, Subsidiary and Related Party | Management | For | For |
| 10 | Approve 2016-2018 Providing Financial Servicing from Related Party | Management | For | Against |
| 11 | Approve Adjustment on Business Scope and Amend Articles of Association | Management | For | For |
| 12 | Approve Adjustment on Maotai Circular Economy Technology Demonstration Garden Area 1st Plant Construction Project | Management | For | Against |
| 13 | Elect Lu Jinhai as Independent Director | Management | For | For |
| MARIN SOFTWARE INCORPORATED Meeting Date: APR 26, 2016 Record Date: MAR 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MRIN Security ID: 56804T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James J. Barrese | Management | For | For |
| 1.2 | Elect Director Allan Leinwand | Management | For | For |
| 1.3 | Elect Director Christopher Lien | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MEAD JOHNSON NUTRITION COMPANY Meeting Date: MAY 11, 2016 Record Date: MAR 21, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MJN Security ID: 582839106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Steven M. Altschuler | Management | For | For |
| 1b | Elect Director Howard B. Bernick | Management | For | For |
| 1c | Elect Director Kimberly A. Casiano | Management | For | For |
| 1d | Elect Director Anna C. Catalano | Management | For | For |
| 1e | Elect Director Celeste A. Clark | Management | For | For |
| 1f | Elect Director James M. Cornelius | Management | For | For |
| 1g | Elect Director Stephen W. Golsby | Management | For | For |
| 1h | Elect Director Michael Grobstein | Management | For | For |
| 1i | Elect Director Peter Kasper Jakobsen | Management | For | For |
| 1j | Elect Director Peter G. Ratcliffe | Management | For | For |
| 1k | Elect Director Michael A. Sherman | Management | For | For |
| 1l | Elect Director Elliott Sigal | Management | For | For |
| 1m | Elect Director Robert S. Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MEDTRONIC PLC Meeting Date: DEC 11, 2015 Record Date: OCT 12, 2015 Meeting Type: ANNUAL | ||||
| Ticker: MDT Security ID: G5960L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Randall J. Hogan, III | Management | For | For |
| 1e | Elect Director Omar Ishrak | Management | For | For |
| 1f | Elect Director Shirley Ann Jackson | Management | For | For |
| 1g | Elect Director Michael O. Leavitt | Management | For | For |
| 1h | Elect Director James T. Lenehan | Management | For | For |
| 1i | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1j | Elect Director Denise M. O'Leary | Management | For | For |
| 1k | Elect Director Kendall J. Powell | Management | For | For |
| 1l | Elect Director Robert C. Pozen | Management | For | For |
| 1m | Elect Director Preetha Reddy | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MONDELEZ INTERNATIONAL, INC. Meeting Date: MAY 18, 2016 Record Date: MAR 09, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MDLZ Security ID: 609207105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1b | Elect Director Lewis W.K. Booth | Management | For | For |
| 1c | Elect Director Lois D. Juliber | Management | For | For |
| 1d | Elect Director Mark D. Ketchum | Management | For | For |
| 1e | Elect Director Jorge S. Mesquita | Management | For | For |
| 1f | Elect Director Joseph Neubauer | Management | For | For |
| 1g | Elect Director Nelson Peltz | Management | For | For |
| 1h | Elect Director Fredric G. Reynolds | Management | For | For |
| 1i | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1j | Elect Director Christiana S. Shi | Management | For | For |
| 1k | Elect Director Patrick T. Siewert | Management | For | For |
| 1l | Elect Director Ruth J. Simmons | Management | For | For |
| 1m | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| 6 | Participate in OECD Mediation for Human Rights Violations | Shareholder | Against | Abstain |
| NOKIA CORP. Meeting Date: JUN 16, 2016 Record Date: JUN 06, 2016 Meeting Type: ANNUAL | ||||
| Ticker: NOKIA Security ID: X61873133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Ordinary Dividends of EUR 0.16 Per Share; Approve Additional Dividends of EUR 0.10 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 185,000 for Vice Chairman, and EUR 160,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | For |
| 11 | Fix Number of Directors at Nine | Management | For | For |
| 12 | Reelect Vivek Badrinath, Bruce Brown, Louis R. Hughes, Jean C. Monty, Elizabeth Nelson, Olivier Piou, Risto Siilasmaa and Kari Stadigh as Directors; Elect Carla Smits-Nusteling as New Director | Management | For | For |
| 13 | Approve Remuneration of Auditors | Management | For | For |
| 14 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 15 | Authorize Share Repurchase Program | Management | For | For |
| 16 | Approve Issuance of up to 1.2 Billion Shares without Preemptive Rights | Management | For | For |
| 17 | Close Meeting | Management | None | None |
| NORD ANGLIA EDUCATION, INC. Meeting Date: APR 12, 2016 Record Date: MAR 07, 2016 Meeting Type: ANNUAL | ||||
| Ticker: NORD Security ID: G6583A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan Kelsey | Management | For | For |
| 1.2 | Elect Director Andrew Fitzmaurice | Management | For | For |
| 1.3 | Elect Director Graeme Halder | Management | For | For |
| 1.4 | Elect Director Jack Hennessy | Management | For | For |
| 1.5 | Elect Director Kosmas Kalliarekos | Management | For | For |
| 1.6 | Elect Director Carlos Watson | Management | For | For |
| 1.7 | Electas Director Nicholas Baird | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| PENNYMAC MORTGAGE INVESTMENT TRUST Meeting Date: MAY 25, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PMT Security ID: 70931T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott W. Carnahan | Management | For | For |
| 1.2 | Elect Director Frank P. Willey | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| PHIBRO ANIMAL HEALTH CORPORATION Meeting Date: NOV 09, 2015 Record Date: SEP 10, 2015 Meeting Type: ANNUAL | ||||
| Ticker: PAHC Security ID: 71742Q106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gerald K. Carlson | Management | For | For |
| 1.2 | Elect Director Mary Lou Malanoski | Management | For | For |
| 1.3 | Elect Director Carol A. Wrenn | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| POOL CORPORATION Meeting Date: MAY 04, 2016 Record Date: MAR 16, 2016 Meeting Type: ANNUAL | ||||
| Ticker: POOL Security ID: 73278L105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wilson B. Sexton | Management | For | For |
| 1b | Elect Director Andrew W. Code | Management | For | For |
| 1c | Elect Director Timothy M. Graven | Management | For | For |
| 1d | Elect Director Manuel J. Perez de la Mesa | Management | For | For |
| 1e | Elect Director Harlan F. Seymour | Management | For | For |
| 1f | Elect Director Robert C. Sledd | Management | For | For |
| 1g | Elect Director John E. Stokely | Management | For | For |
| 1h | Elect Director David G. Whalen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| RENTOKIL INITIAL PLC Meeting Date: MAY 11, 2016 Record Date: MAY 09, 2016 Meeting Type: ANNUAL | ||||
| Ticker: RTO Security ID: G7494G105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Performance Share Plan | Management | For | For |
| 5 | Approve Final Dividend | Management | For | For |
| 6 | Re-elect John McAdam as Director | Management | For | For |
| 7 | Re-elect Richard Burrows as Director | Management | For | For |
| 8 | Re-elect Alan Giles as Director | Management | For | For |
| 9 | Re-elect Andy Ransom as Director | Management | For | For |
| 10 | Re-elect Angela Seymour-Jackson as Director | Management | For | For |
| 11 | Re-elect Julie Southern as Director | Management | For | For |
| 12 | Re-elect Jeremy Townsend as Director | Management | For | For |
| 13 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| SEATTLE GENETICS, INC. Meeting Date: MAY 20, 2016 Record Date: MAR 24, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SGEN Security ID: 812578102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc E. Lippman | Management | For | For |
| 1.2 | Elect Director Daniel G. Welch | Management | For | For |
| 1.3 | Elect Director Srinivas Akkaraju | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| STAPLES, INC. Meeting Date: JUN 14, 2016 Record Date: APR 18, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SPLS Security ID: 855030102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Drew G. Faust | Management | For | For |
| 1b | Elect Director Curtis Feeny | Management | For | For |
| 1c | Elect Director Paul-Henri Ferrand | Management | For | For |
| 1d | Elect Director Deborah A. Henretta | Management | For | For |
| 1e | Elect Director Kunal S. Kamlani | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Carol Meyrowitz | Management | For | For |
| 1h | Elect Director Ronald L. Sargent | Management | For | For |
| 1i | Elect Director Robert E. Sulentic | Management | For | For |
| 1j | Elect Director Vijay Vishwanath | Management | For | For |
| 1k | Elect Director Paul F. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| T-MOBILE US, INC. Meeting Date: JUN 16, 2016 Record Date: APR 19, 2016 Meeting Type: ANNUAL | ||||
| Ticker: TMUS Security ID: 872590104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Michael Barnes | Management | For | For |
| 1.2 | Elect Director Thomas Dannenfeldt | Management | For | For |
| 1.3 | Elect Director Srikant M. Datar | Management | For | For |
| 1.4 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.5 | Elect Director Timotheus Hottges | Management | For | For |
| 1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
| 1.7 | Elect Director Raphael Kubler | Management | For | For |
| 1.8 | Elect Director Thorsten Langheim | Management | For | For |
| 1.9 | Elect Director John J. Legere | Management | For | For |
| 1.10 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Proxy Access | Shareholder | Against | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 5 | Amend Clawback Policy | Shareholder | Against | Against |
| THE KRAFT HEINZ COMPANY Meeting Date: APR 21, 2016 Record Date: FEB 22, 2016 Meeting Type: ANNUAL | ||||
| Ticker: KHC Security ID: 500754106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory E. Abel | Management | For | For |
| 1b | Elect Director Alexandre Behring | Management | For | For |
| 1c | Elect Director Warren E. Buffett | Management | For | For |
| 1d | Elect Director John T. Cahill | Management | For | For |
| 1e | Elect Director Tracy Britt Cool | Management | For | For |
| 1f | Elect Director Jeanne P. Jackson | Management | For | For |
| 1g | Elect Director Jorge Paulo Lemann | Management | For | For |
| 1h | Elect Director Mackey J. McDonald | Management | For | For |
| 1i | Elect Director John C. Pope | Management | For | For |
| 1j | Elect Director Marcel Herrmann Telles | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 18, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL | ||||
| Ticker: TMO Security ID: 883556102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director William G. Parrett | Management | For | For |
| 1i | Elect Director Scott M. Sperling | Management | For | For |
| 1j | Elect Director Elaine S. Ullian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TRI POINTE GROUP, INC. Meeting Date: JUN 03, 2016 Record Date: APR 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: TPH Security ID: 87265H109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas F. Bauer | Management | For | For |
| 1.2 | Elect Director Lawrence B. Burrows | Management | For | For |
| 1.3 | Elect Director Daniel S. Fulton | Management | For | For |
| 1.4 | Elect Director Steven J. Gilbert | Management | For | For |
| 1.5 | Elect Director Christopher D. Graham | Management | For | For |
| 1.6 | Elect Director Constance B. Moore | Management | For | For |
| 1.7 | Elect Director Thomas B. Rogers | Management | For | For |
| 1.8 | Elect Director Barry S. Sternlicht | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| VIVENDI Meeting Date: APR 21, 2016 Record Date: APR 18, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: VIV Security ID: F97982106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | Management | For | For |
| 5 | Advisory Vote on Compensation of Arnaud de Puyfontaine, Management Board Chairman | Management | For | For |
| 6 | Advisory Vote on Compensation of Herve Philippe, Management Board Member | Management | For | For |
| 7 | Advisory Vote on Compensation of Stephane Roussel, Management Board Member | Management | For | For |
| 8 | Advisory Vote on Compensation of Frederic Crepin, Management Board Member | Management | For | For |
| 9 | Advisory Vote on Compensation of Simon Gillham, Management Board Member | Management | For | For |
| 10 | Approve Additional Pension Scheme Agreement with Frederic Crepin | Management | For | For |
| 11 | Approve Additional Pension Scheme Agreement with Simon Gillham | Management | For | For |
| 12 | Ratify Appointment of Cathia Lawson Hall as Supervisory Board Member | Management | For | For |
| 13 | Reelect Philippe Donnet as Supervisory Board Member | Management | For | For |
| 14 | Delegation of Powers to the Board to Use Shares Repurchased Under Share Repurchase Program | Management | For | Against |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million | Management | For | Against |
| 18 | Authorize Capital Increase of up to 5 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 19 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| WAL-MART STORES, INC. Meeting Date: JUN 03, 2016 Record Date: APR 08, 2016 Meeting Type: ANNUAL | ||||
| Ticker: WMT Security ID: 931142103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James I. Cash, Jr. | Management | For | For |
| 1b | Elect Director Pamela J. Craig | Management | For | For |
| 1c | Elect Director Timothy P. Flynn | Management | For | For |
| 1d | Elect Director Thomas W. Horton | Management | For | For |
| 1e | Elect Director Marissa A. Mayer | Management | For | For |
| 1f | Elect Director C. Douglas McMillon | Management | For | For |
| 1g | Elect Director Gregory B. Penner | Management | For | For |
| 1h | Elect Director Steven S. Reinemund | Management | For | For |
| 1i | Elect Director Kevin Y. Systrom | Management | For | For |
| 1j | Elect Director S. Robson Walton | Management | For | For |
| 1k | Elect Director Steuart L. Walton | Management | For | For |
| 1l | Elect Director Linda S. Wolf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Report on Incentive Compensation Plans | Shareholder | Against | For |
| 7 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
| WEATHERFORD INTERNATIONAL PLC Meeting Date: JUN 15, 2016 Record Date: APR 22, 2016 Meeting Type: ANNUAL | ||||
| Ticker: WFT Security ID: G48833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mohamed A. Awad | Management | For | For |
| 1b | Elect Director David J. Butters | Management | For | For |
| 1c | Elect Director Bernard J. Duroc-Danner | Management | For | For |
| 1d | Elect Director John D. Gass | Management | For | For |
| 1e | Elect Director Emyr Jones Parry | Management | For | For |
| 1f | Elect Director Francis S. Kalman | Management | For | For |
| 1g | Elect Director William E. Macaulay | Management | For | For |
| 1h | Elect Director Robert K. Moses, Jr. | Management | For | For |
| 1i | Elect Director Guillermo Ortiz | Management | For | For |
| 1j | Elect Director Robert A. Rayne | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| WHOLE FOODS MARKET, INC. Meeting Date: SEP 15, 2015 Record Date: JUL 20, 2015 Meeting Type: ANNUAL | ||||
| Ticker: WFM Security ID: 966837106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Elstrott | Management | For | For |
| 1.2 | Elect Director Shahid 'Hass' Hassan | Management | For | For |
| 1.3 | Elect Director Stephanie Kugelman | Management | For | For |
| 1.4 | Elect Director John Mackey | Management | For | For |
| 1.5 | Elect Director Walter Robb | Management | For | For |
| 1.6 | Elect Director Jonathan Seiffer | Management | For | For |
| 1.7 | Elect Director Morris 'Mo' Siegel | Management | For | For |
| 1.8 | Elect Director Jonathan Sokoloff | Management | For | For |
| 1.9 | Elect Director Ralph Sorenson | Management | For | For |
| 1.10 | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1.11 | Elect Director William 'Kip' Tindell, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young as Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Limit Accelerated Vesting of Awards | Shareholder | Against | For |
| WHOLE FOODS MARKET, INC. Meeting Date: MAR 09, 2016 Record Date: JAN 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: WFM Security ID: 966837106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Elstrott | Management | For | For |
| 1.2 | Elect Director Shahid (Hass) Hassan | Management | For | For |
| 1.3 | Elect Director Stephanie Kugelman | Management | For | For |
| 1.4 | Elect Director John Mackey | Management | For | For |
| 1.5 | Elect Director Walter Robb | Management | For | For |
| 1.6 | Elect Director Jonathan Seiffer | Management | For | For |
| 1.7 | Elect Director Morris (Mo) Siegel | Management | For | For |
| 1.8 | Elect Director Jonathan Sokoloff | Management | For | For |
| 1.9 | Elect Director Ralph Sorenson | Management | For | For |
| 1.10 | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1.11 | Elect Director William (Kip) Tindell, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | For |
| 6 | Pro-rata Vesting of Equity Plan | Shareholder | Against | For |
| 7 | Report on Food Waste Management | Shareholder | Against | Abstain |
| ZAYO GROUP HOLDINGS, INC. Meeting Date: NOV 02, 2015 Record Date: SEP 11, 2015 Meeting Type: ANNUAL | ||||
| Ticker: ZAYO Security ID: 98919V105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel Caruso | Management | For | For |
| 1.2 | Elect Director Don Gips | Management | For | For |
| 1.3 | Elect Director Nina Richardson | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
Thornburg International Value Fund
| AIA GROUP LTD. Meeting Date: MAY 06, 2016 Record Date: MAY 03, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 1299 Security ID: Y002A1105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Swee-Lian Teo as Director | Management | For | For |
| 4 | Elect Narongchai Akrasanee as Director | Management | For | For |
| 5 | Elect George Yong-Boon Yeo as Director | Management | For | For |
| 6 | Elect Mark Edward Tucker as Director | Management | For | For |
| 7 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 8B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 8C | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
| ANHUI CONCH CEMENT COMPANY LTD Meeting Date: JUN 02, 2016 Record Date: APR 29, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 914 Security ID: Y01373110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2015 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2015 Report of the Supervisory Committee | Management | For | For |
| 3 | Approve 2015 Audited Financial Reports Prepared Under the PRC Accounting Standards and International Financial Reporting Standards Respectively | Management | For | For |
| 4 | Approve 2015 Profit Appropriation Proposal and Declaration of Final Dividend | Management | For | For |
| 5 | Approve KPMG Huazhen LLP as PRC and Internal Control Auditor, KPMG as International Financial Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Provision of Guarantee to Subsidiaries | Management | For | Against |
| 7a | Elect Gao Dengbang as Director | Management | For | For |
| 7b | Elect Wang Jianchao as Director | Management | For | For |
| 7c | Elect Wu Bin as Director | Management | For | For |
| 7d | Elect Ding Feng as Director | Management | For | For |
| 7e | Elect Zhou Bo as Director | Management | For | For |
| 7f | Elect Yang Mianzhi as Director | Management | For | For |
| 7g | Elect Tai Kwok Leung as Director | Management | For | For |
| 7h | Elect Tat Kwong Simon Leung as Director | Management | For | For |
| 8a | Elect Qi Shengli as Supervisor | Management | For | For |
| 8b | Elect Wang Pengfei as Supervisor | Management | For | For |
| 9 | Amend Articles of Association | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| ATLANTIA SPA Meeting Date: APR 21, 2016 Record Date: APR 12, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ATL Security ID: T05404107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 3.a | Fix Number of Directors | Management | For | For |
| 3.b.1 | Slate 1 Submitted by Sintonia SpA | Shareholder | None | Did Not Vote |
| 3.b.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 3.c | Elect Board Chair | Management | None | For |
| 3.d | Approve Remuneration of Directors | Management | For | Against |
| 4 | Approve Remuneration Report | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| AVIVA PLC Meeting Date: MAY 04, 2016 Record Date: APR 29, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AV. Security ID: G0683Q109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Claudia Arney as Director | Management | For | For |
| 5 | Elect Andy Briggs as Director | Management | For | For |
| 6 | Elect Belen Romana Garcia as Director | Management | For | For |
| 7 | Elect Sir Malcolm Williamson as Director | Management | For | For |
| 8 | Re-elect Glyn Barker as Director | Management | For | For |
| 9 | Re-elect Patricia Cross as Director | Management | For | For |
| 10 | Re-elect Michael Hawker as Director | Management | For | For |
| 11 | Re-elect Michael Mire as Director | Management | For | For |
| 12 | Re-elect Sir Adrian Montague as Director | Management | For | For |
| 13 | Re-elect Bob Stein as Director | Management | For | For |
| 14 | Re-elect Thomas Stoddard as Director | Management | For | For |
| 15 | Re-elect Scott Wheway as Director | Management | For | For |
| 16 | Re-elect Mark Wilson as Director | Management | For | For |
| 17 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise Market Purchase of Preference Shares | Management | For | For |
| 24 | Authorise Market Purchase of Preference Shares | Management | For | For |
| 25 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 26 | Authorise Issue of Equity in Relation to Any Issuance of SII Instruments | Management | For | For |
| 27 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Any Issuance of SII Instruments | Management | For | For |
| AXA Meeting Date: APR 27, 2016 Record Date: APR 22, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CS Security ID: F06106102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | Management | For | For |
| 4 | Advisory Vote on Compensation of Henri de Castries, Chairman and CEO | Management | For | For |
| 5 | Advisory Vote on Compensation of Denis Duverne, Vice CEO | Management | For | For |
| 6 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 7 | Reelect Stefan Lippe as Director | Management | For | For |
| 8 | Reelect Francois Martineau as Director | Management | For | For |
| 9 | Elect Irene Dorner as Director | Management | For | For |
| 10 | Elect Angelien Kemna as Director | Management | For | For |
| 11 | Reelect Doina Palici Chehab as Representative of Employee Shareholders to the Board | Management | For | For |
| 12 | Elect Alain Raynaud as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 13 | Elect Martin Woll as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 14 | Renew Appointment of Mazars as Auditor | Management | For | For |
| 15 | Renew Appointment of Emmanuel Charnavel as Alternate Auditor | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 19 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 20 | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Pension Contribution | Management | For | For |
| 21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BNP PARIBAS SA Meeting Date: MAY 26, 2016 Record Date: MAY 23, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BNP Security ID: F1058Q238 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.31 per Share | Management | For | For |
| 4 | Approve Non-Compete Agreement with Jean-Laurent Bonnafe, CEO | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Jean-Laurent Bonnafe as Director | Management | For | For |
| 7 | Reelect Marion Guillou as Director | Management | For | For |
| 8 | Reelect Michel Tilmant as Director | Management | For | For |
| 9 | Elect Wouter De Ploey as Director | Management | For | For |
| 10 | Advisory Vote on Compensation of Jean Lemierre, Chairman | Management | For | For |
| 11 | Advisory Vote on Compensation of Jean-Laurent Bonnafe, CEO | Management | For | For |
| 12 | Advisory Vote on Compensation of Philippe Bordenave, Vice-CEO | Management | For | For |
| 13 | Advisory Vote on Compensation of Francois Villeroy de Galhau, Vice-CEO until April 30, 2015 | Management | For | For |
| 14 | Advisory Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Management | For | For |
| 15 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Billion | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million | Management | For | For |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 19 | Set Total Limit for Capital Increase without Preemptive Rights to Result from Issuance Requests Under Items 17 and 18 at EUR 240 Million | Management | For | For |
| 20 | Authorize Capitalization of Reserves of Up to EUR 1.2 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 21 | Set Total Limit for Capital Increase with or without Preemptive Rights to Result from Issuance Requests Under Items 16 to 18 at EUR 1.2 Billion | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 23 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| CGN POWER CO., LTD. Meeting Date: MAY 27, 2016 Record Date: APR 26, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 1816 Security ID: Y1300C101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2015 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2015 Report of the Supervisory Committee | Management | For | For |
| 3 | Approve 2015 Annual Report | Management | For | For |
| 4 | Approve 2015 Audited Annual Financial Report | Management | For | For |
| 5 | Approve 2015 Profit Distribution Plan | Management | For | For |
| 6 | Approve 2016 Investment Plan and Capital Expenditure Budget | Management | For | For |
| 7 | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP and Deloitte Touche Tohmatsu as Domestic and International Auditors, Respectively and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8.1 | Approve Remuneration of Gao Ligang | Management | For | For |
| 8.2 | Approve Remuneration of Na Xizhi | Management | For | For |
| 8.3 | Approve Remuneration of Hu Yiguang | Management | For | For |
| 8.4 | Approve Remuneration of Francis Siu Wai Keung | Management | For | For |
| 8.5 | Approve Remuneration of Yang Lanhe | Management | For | For |
| 8.6 | Approve Remuneration of Chen Rongzhen | Management | For | For |
| 8.7 | Approve Remuneration of Cai Zihua | Management | For | For |
| 8.8 | Approve Remuneration of Wang Hongxin | Management | For | For |
| 9 | Approve Registration of Ultra-Short Term Debentures Issue in the PRC | Management | For | For |
| 10 | Amend Rules of Procedures for the Board of Directors | Management | For | For |
| 11 | Amend Articles of Association | Management | For | For |
| 12 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| CHINA SOUTH PUBLISHING & MEDIA GROUP CO LTD Meeting Date: MAY 17, 2016 Record Date: MAY 10, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 601098 Security ID: Y15174108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Report of the Independent Directors | Management | For | For |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5 | Approve Remuneration of Supervisors | Management | For | For |
| 6 | Approve Annual Report and Its Summary | Management | For | For |
| 7 | Approve Profit Distribution | Management | For | For |
| 8 | Approve Financial Statements | Management | For | For |
| 9 | Approve Appointment of Ruihua CPAs as Financial Auditor and Internal Control Auditor | Management | For | For |
| 10 | Approve Signing of Financial Services Agreement with Controlling Shareholders | Management | For | Against |
| 11 | Approve 2015 Daily Related-party Transactions and 2016 Daily Related-party Transactions | Management | For | For |
| 12 | Approve Expansion of Business Scope and Amend Articles of Association | Management | For | For |
| 13.01 | Elect Peng Bo as Non-Independent Director | Management | For | For |
| 14.01 | Elect He Xiaogang as Independent Director | Management | For | For |
| CITIC SECURITIES CO., LTD. Meeting Date: JUN 28, 2016 Record Date: JUN 21, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 600030 Security ID: Y1639N109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2015 Work Report of the Board | Management | For | For |
| 2 | Approve 2015 Work Report of the Supervisory Committee | Management | For | For |
| 3 | Approve 2015 Annual Report | Management | For | For |
| 4 | Approve 2015 Profit Distribution Plan | Management | For | For |
| 5 | Approve Appointment of Auditor | Management | For | For |
| 6 | Approve 2016 Estimated Investment Amount for Proprietary Business | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 8 | Approve 2015 Remuneration of Directors and Supervisors | Management | For | For |
| 9.01 | Approve Potential Related Party Transactions Between the Company and Its Subsidiaries and the CITIC Group and Associates | Management | For | For |
| 9.02 | Approve Related Party Transactions Between the Company and Its Subsidiaries and Associates in which Directors, Supervisors and Senior Management of the Company Hold Positions as Directors or Senior Management | Management | For | For |
| 10 | Elect Chen Zhong as Non-Independent Director | Management | For | For |
| CITIGROUP INC. Meeting Date: APR 26, 2016 Record Date: FEB 29, 2016 Meeting Type: ANNUAL | ||||
| Ticker: C Security ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director Duncan P. Hennes | Management | For | For |
| 1d | Elect Director Peter B. Henry | Management | For | For |
| 1e | Elect Director Franz B. Humer | Management | For | For |
| 1f | Elect Director Renee J. James | Management | For | For |
| 1g | Elect Director Eugene M. McQuade | Management | For | For |
| 1h | Elect Director Michael E. O'Neill | Management | For | For |
| 1i | Elect Director Gary M. Reiner | Management | For | For |
| 1j | Elect Director Judith Rodin | Management | For | For |
| 1k | Elect Director Anthony M. Santomero | Management | For | For |
| 1l | Elect Director Joan E. Spero | Management | For | For |
| 1m | Elect Director Diana L. Taylor | Management | For | For |
| 1n | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1o | Elect Director James S. Turley | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Demonstrate No Gender Pay Gap | Shareholder | Against | Abstain |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Appoint a Stockholder Value Committee | Shareholder | Against | Against |
| 9 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| 10 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | For |
| COMPAGNIE DE SAINT GOBAIN Meeting Date: JUN 02, 2016 Record Date: MAY 30, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: SGO Security ID: F80343100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.24 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Reelect Bernard Gautier as Director | Management | For | For |
| 6 | Reelect Frederic Lemoine as Director | Management | For | For |
| 7 | Reelect Jean-Dominique Senard as Director | Management | For | For |
| 8 | Elect Ieda Gomes Yell as Director | Management | For | For |
| 9 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | For |
| 10 | Appoint Jean-Baptiste Deschryver as Alternate Auditor | Management | For | For |
| 11 | Advisory Vote on Compensation of Pierre- Andre de Chalendar, Chairman and CEO | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 14 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| CTRIP.COM INTERNATIONAL LTD. Meeting Date: DEC 21, 2015 Record Date: NOV 16, 2015 Meeting Type: ANNUAL | ||||
| Ticker: CTRP Security ID: 22943F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amendments to Articles of Association | Management | For | For |
| DELPHI AUTOMOTIVE PLC Meeting Date: APR 28, 2016 Record Date: FEB 26, 2016 Meeting Type: ANNUAL | ||||
| Ticker: DLPH Security ID: G27823106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Joseph S. Cantie as Director | Management | For | For |
| 2 | Re-elect Kevin P. Clark as Director | Management | For | For |
| 3 | Re-elect Gary L. Cowger as Director | Management | For | For |
| 4 | Re-elect Nicholas M. Donofrio as Director | Management | For | For |
| 5 | Re-elect Mark P. Frissora as Director | Management | For | For |
| 6 | Re-elect Rajiv L. Gupta as Director | Management | For | For |
| 7 | Re-elect J. Randall MacDonald as Director | Management | For | For |
| 8 | Re-elect Sean O. Mahoney as Director | Management | For | For |
| 9 | Re-elect Timothy M. Manganello as Director | Management | For | For |
| 10 | Re-elect Bethany J. Mayer as Director | Management | For | For |
| 11 | Re-elect Thomas W. Sidlik as Director | Management | For | For |
| 12 | Re-elect Bernd Wiedemann as Director | Management | For | For |
| 13 | Re-elect Lawrence A. Zimmerman as Director | Management | For | For |
| 14 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DEUTSCHE TELEKOM AG Meeting Date: MAY 25, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: DTE Security ID: D2035M136 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.55 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2015 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2015 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2016 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 8 | Elect Helga Jung to the Supervisory Board | Management | For | For |
| 9 | Approve Remuneration of Supervisory Board | Management | For | For |
| 10 | Amend Articles Re: Participation and Voting at Shareholder Meetings | Management | For | For |
| EAST JAPAN RAILWAY CO. Meeting Date: JUN 23, 2016 Record Date: MAR 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 9020 Security ID:�� J1257M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 65 | Management | For | For |
| 2 | Amend Articles to Amend Provisions on Number of Directors | Management | For | For |
| 3.1 | Elect Director Seino, Satoshi | Management | For | For |
| 3.2 | Elect Director Ogata, Masaki | Management | For | For |
| 3.3 | Elect Director Tomita, Tetsuro | Management | For | For |
| 3.4 | Elect Director Fukasawa, Yuji | Management | For | For |
| 3.5 | Elect Director Kawanobe, Osamu | Management | For | For |
| 3.6 | Elect Director Morimoto, Yuji | Management | For | For |
| 3.7 | Elect Director Ichinose, Toshiro | Management | For | For |
| 3.8 | Elect Director Nakai, Masahiko | Management | For | For |
| 3.9 | Elect Director Nishiyama, Takao | Management | For | For |
| 3.10 | Elect Director Hino, Masao | Management | For | For |
| 3.11 | Elect Director Maekawa, Tadao | Management | For | For |
| 3.12 | Elect Director Ishikawa, Akihiko | Management | For | For |
| 3.13 | Elect Director Eto, Takashi | Management | For | For |
| 3.14 | Elect Director Hamaguchi, Tomokazu | Management | For | For |
| 3.15 | Elect Director Ito, Motoshige | Management | For | For |
| 3.16 | Elect Director Amano, Reiko | Management | For | For |
| 4 | Appoint Statutory Auditor Kanetsuki, Seishi | Management | For | For |
| 5 | Approve Aggregate Compensation Ceiling for Directors | Management | For | For |
| 6 | Approve Annual Bonus | Management | For | For |
| ELECTRICITE DE FRANCE Meeting Date: MAY 12, 2016 Record Date: MAY 09, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: EDF Security ID: F2940H113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | Management | For | For |
| A | Approve Allocation of Income and Absence of Dividends | Shareholder | Against | Against |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 6 | Advisory Vote on Compensation of Jean Bernard Levy, Chairman and CEO | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 510,000 | Management | For | For |
| 9 | Elect Claire Pedini as Director | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 95 Million | Management | For | For |
| 12 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 95 Million | Management | For | For |
| 13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 14 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 15 | Authorize Capital Increase of Up to EUR 95 Million for Future Exchange Offers | Management | For | For |
| 16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 18 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| EXXON MOBIL CORPORATION Meeting Date: MAY 25, 2016 Record Date: APR 06, 2016 Meeting Type: ANNUAL | ||||
| Ticker: XOM Security ID: 30231G102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Boskin | Management | For | For |
| 1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director Angela F. Braly | Management | For | For |
| 1.4 | Elect Director Ursula M. Burns | Management | For | For |
| 1.5 | Elect Director Larry R. Faulkner | Management | For | For |
| 1.6 | Elect Director Jay S. Fishman | Management | For | For |
| 1.7 | Elect Director Henrietta H. Fore | Management | For | For |
| 1.8 | Elect Director Kenneth C. Frazier | Management | For | For |
| 1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.10 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.11 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.12 | Elect Director Rex W. Tillerson | Management | For | For |
| 1.13 | Elect Director William C. Weldon | Management | For | For |
| 1.14 | Elect Director Darren W. Woods | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Require Director Nominee with Environmental Experience | Shareholder | Against | Abstain |
| 6 | Seek Sale of Company/Assets | Shareholder | Against | Against |
| 7 | Proxy Access | Shareholder | Against | For |
| 8 | Disclose Percentage of Females at Each Percentile of Compensation | Shareholder | Against | Abstain |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 10 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Abstain |
| 11 | Adopt Policy Acknowledging the Imperative for 2 Degree Limit | Shareholder | Against | Abstain |
| 12 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Abstain |
| 13 | Annually Report Reserve Replacements in BTUs | Shareholder | Against | Abstain |
| 14 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Shareholder | Against | Abstain |
| FREEPORT-MCMORAN INC. Meeting Date: JUN 08, 2016 Record Date: APR 12, 2016 Meeting Type: ANNUAL | ||||
| Ticker: FCX Security ID: 35671D857 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Gerald J. Ford | Management | For | For |
| 1.3 | Elect Director Lydia H. Kennard | Management | For | For |
| 1.4 | Elect Director Andrew Langham | Management | For | For |
| 1.5 | Elect Director Jon C. Madonna | Management | For | For |
| 1.6 | Elect Director Courtney Mather | Management | For | For |
| 1.7 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.8 | Elect Director Frances Fragos Townsend | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide Proxy Access Right | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Provide Directors May Be Removed With or Without Cause. | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Report on Actions to Reduce Impact of Enhanced Oil Recovery | Shareholder | Against | Abstain |
| FRESENIUS SE & CO KGAA Meeting Date: MAY 13, 2016 Record Date: APR 21, 2016 Meeting Type: ANNUAL | ||||
| Ticker: FRE Security ID: D27348263 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.55 per Share | Management | For | Against |
| 3 | Approve Discharge of Personally Liable Partner for Fiscal 2015 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2015 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2016 | Management | For | For |
| 6.1 | Elect Michael Albrecht to the Supervisory Board | Management | For | For |
| 6.2 | Elect Michael Diekmann to the Supervisory Board | Management | For | For |
| 6.3 | Elect Gerd Krick to the Supervisory Board | Management | For | For |
| 6.4 | Elect Iris Loew-Friedrich to the Supervisory Board | Management | For | For |
| 6.5 | Elect Klaus-Peter Mueller to the Supervisory Board | Management | For | For |
| 6.6 | Elect Hauke Stars to the Supervisory Board | Management | For | For |
| 7 | Elect Michael Diekmann and Gerd Krick as Members of the Joint Committee (Bundled) | Management | For | For |
| GLAXOSMITHKLINE PLC Meeting Date: MAY 05, 2016 Record Date: MAY 03, 2016 Meeting Type: ANNUAL | ||||
| Ticker: GSK Security ID: G3910J112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Abstain |
| 3 | Elect Vindi Banga as Director | Management | For | For |
| 4 | Elect Dr Jesse Goodman as Director | Management | For | For |
| 5 | Re-elect Sir Philip Hampton as Director | Management | For | For |
| 6 | Re-elect Sir Andrew Witty as Director | Management | For | For |
| 7 | Re-elect Sir Roy Anderson as Director | Management | For | For |
| 8 | Re-elect Stacey Cartwright as Director | Management | For | For |
| 9 | Re-elect Simon Dingemans as Director | Management | For | For |
| 10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
| 11 | Re-elect Judy Lewent as Director | Management | For | For |
| 12 | Re-elect Urs Rohner as Director | Management | For | For |
| 13 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with 14 Working Days' Notice | Management | For | For |
| HEINEKEN NV Meeting Date: APR 21, 2016 Record Date: MAR 24, 2016 Meeting Type: ANNUAL | ||||
| Ticker: HEIA Security ID: N39427211 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 1b | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 1c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 1d | Receive Explanation on Dividend Policy | Management | None | None |
| 1e | Approve Dividends of EUR 1.30 Per Share | Management | For | For |
| 1f | Approve Discharge of Management Board | Management | For | For |
| 1g | Approve Discharge of Supervisory Board | Management | For | For |
| 2a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 2b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 2c | Authorize Board to Exclude Preemptive Rights from Issuance under Item 2b | Management | For | For |
| 3a | Elect G.J. Wijers to Supervisory Board | Management | For | For |
| 3b | Elect P. Mars-Wright to Supervisory Board | Management | For | For |
| 3c | Elect Y. Brunini to Supervisory Board | Management | For | For |
| HONG KONG EXCHANGES AND CLEARING LTD Meeting Date: APR 28, 2016 Record Date: APR 25, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 388 Security ID: Y3506N139 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Apurv Bagri as Director | Management | For | For |
| 3b | Elect Chin Chi Kin, Edward as Director | Shareholder | Against | Against |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| IBERDROLA S.A. Meeting Date: APR 08, 2016 Record Date: APR 03, 2016 Meeting Type: ANNUAL | ||||
| Ticker: IBE Security ID: E6165F166 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated and Standalone Management Reports | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of Ernst & Young as Auditor | Management | For | For |
| 5 | Approve Allocation of Income and Dividends | Management | For | For |
| 6.A | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 6.B | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 7 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
| 8 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 5 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital | Management | For | For |
| 9.A | Reelect Inigo Victor de Oriol Ibarra as Director | Management | For | For |
| 9.B | Reelect Ines Macho Stadler as Director | Management | For | For |
| 9.C | Reelect Braulio Medel Camara as Director | Management | For | For |
| 9.D | Reelect Samantha Barber as Director | Management | For | For |
| 9.E | Elect Xabier Sagredo Ormaza as Director | Management | For | For |
| 10.A | Amend Articles Re: Corporate Purpose and Values | Management | For | For |
| 10.B | Amend Articles Re: Indirect Shareholder Participation in Other Companies of the Iberdrola Group | Management | For | For |
| 10.C | Amend Articles Re: Competencies of the Appointments and Remuneration Committee | Management | For | For |
| 11.A | Amend Articles of General Meeting Regulations Re: Purpose and Communication Channels | Management | For | For |
| 11.B | Amend Article 16 of General Meeting Regulations Re: Gift | Management | For | For |
| 11.C | Amend Articles of General Meeting Regulations Re: Technical Adjustments | Management | For | For |
| 12 | Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares | Management | For | For |
| 13 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 14 | Advisory Vote on Remuneration Report | Management | For | For |
| ITV PLC Meeting Date: MAY 12, 2016 Record Date: MAY 10, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ITV Security ID: G4984A110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Approve Special Dividend | Management | For | For |
| 5 | Elect Anna Manz as Director | Management | For | For |
| 6 | Re-elect Sir Peter Bazalgette as Director | Management | For | For |
| 7 | Re-elect Adam Crozier as Director | Management | For | For |
| 8 | Re-elect Roger Faxon as Director | Management | For | For |
| 9 | Re-elect Ian Griffiths as Director | Management | For | For |
| 10 | Re-elect Mary Harris as Director | Management | For | For |
| 11 | Re-elect Andy Haste as Director | Management | For | For |
| 12 | Re-elect John Ormerod as Director | Management | For | For |
| 13 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 20 | Amend Articles of Association | Management | For | For |
| 21 | Approve Share Incentive Plan | Management | For | For |
| JAPAN AIRLINES CO. LTD. Meeting Date: JUN 22, 2016 Record Date: MAR 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 9201 Security ID: J25979121 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 120 | Management | For | For |
| 2 | Amend Articles to Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles | Management | For | For |
| 3.1 | Elect Director Onishi, Masaru | Management | For | For |
| 3.2 | Elect Director Ueki, Yoshiharu | Management | For | For |
| 3.3 | Elect Director Fujita, Tadashi | Management | For | For |
| 3.4 | Elect Director Okawa, Junko | Management | For | For |
| 3.5 | Elect Director Saito, Norikazu | Management | For | For |
| 3.6 | Elect Director Norita, Toshiaki | Management | For | For |
| 3.7 | Elect Director Kikuyama, Hideki | Management | For | For |
| 3.8 | Elect Director Shin, Toshinori | Management | For | For |
| 3.9 | Elect Director Iwata, Kimie | Management | For | For |
| 3.10 | Elect Director Kobayashi, Eizo | Management | For | For |
| 3.11 | Elect Director Ito, Masatoshi | Management | For | For |
| 4.1 | Appoint Statutory Auditor Taguchi, Hisao | Management | For | For |
| 4.2 | Appoint Statutory Auditor Suzuka, Yasushi | Management | For | For |
| 4.3 | Appoint Statutory Auditor Kumasaka, Hiroyuki | Management | For | For |
| 4.4 | Appoint Statutory Auditor Hatta, Shinji | Management | For | For |
| 4.5 | Appoint Statutory Auditor Kamo, Osamu | Management | For | For |
| JAPAN EXCHANGE GROUP INC. Meeting Date: JUN 21, 2016 Record Date: MAR 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 8697 Security ID: J2740B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Clarify Director Authority on Shareholder Meetings - Indemnify Directors | Management | For | For |
| 2.1 | Elect Director Tsuda, Hiroki | Management | For | For |
| 2.2 | Elect Director Kiyota, Akira | Management | For | For |
| 2.3 | Elect Director Miyahara, Koichiro | Management | For | For |
| 2.4 | Elect Director Yamaji, Hiromi | Management | For | For |
| 2.5 | Elect Director Christina L. Ahmadjian | Management | For | For |
| 2.6 | Elect Director Ogita, Hitoshi | Management | For | For |
| 2.7 | Elect Director Kubori, Hideaki | Management | For | For |
| 2.8 | Elect Director Koda, Main | Management | For | For |
| 2.9 | Elect Director Kobayashi, Eizo | Management | For | For |
| 2.10 | Elect Director Hirose, Masayuki | Management | For | For |
| 2.11 | Elect Director Honda, Katsuhiko | Management | For | For |
| 2.12 | Elect Director Mori, Kimitaka | Management | For | For |
| 2.13 | Elect Director Yoneda, Tsuyoshi | Management | For | For |
| KANSAS CITY SOUTHERN Meeting Date: MAY 05, 2016 Record Date: MAR 07, 2016 Meeting Type: ANNUAL | ||||
| Ticker: KSU Security ID: 485170302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lu M. Cordova | Management | For | For |
| 1.2 | Elect Director Terrence P. Dunn | Management | For | For |
| 1.3 | Elect Director Antonio O. Garza, Jr. | Management | For | For |
| 1.4 | Elect Director David Garza-Santos | Management | For | For |
| 1.5 | Elect Director Thomas A. McDonnell | Management | For | For |
| 1.6 | Elect Director David L. Starling | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Proxy Access | Shareholder | Against | For |
| KONINKLIJKE PHILIPS N.V. Meeting Date: MAY 12, 2016 Record Date: APR 14, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PHIA Security ID: N7637U112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | President's Speech | Management | None | None |
| 2a | Discuss Remuneration Report | Management | None | None |
| 2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements | Management | For | For |
| 2d | Approve Dividends of EUR 0.80 Per Share | Management | For | For |
| 2e | Approve Discharge of Management Board | Management | For | For |
| 2f | Approve Discharge of Supervisory Board | Management | For | For |
| 3 | Reelect N. Dhawan to Supervisory Board | Management | For | For |
| 4 | Approve Remuneration of Supervisory Board | Management | For | For |
| 5a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 5b | Authorize Board to Exclude Preemptive Rights from Share Issuances Under 8a | Management | For | For |
| 6 | Authorize Repurchase of Shares | Management | For | For |
| 7 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 8 | Other Business (Non-Voting) | Management | None | None |
| KOREA ELECTRIC POWER CORP. Meeting Date: AUG 27, 2015 Record Date: AUG 03, 2015 Meeting Type: SPECIAL | ||||
| Ticker: 015760 Security ID: Y48406105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Kim Si-Ho as Inside Director | Management | For | For |
| 2 | Elect Park Sung-Chul as Inside Director | Management | For | For |
| 3 | Elect Hyun Sang-Gwon as Inside Director | Management | For | For |
| KOREA ELECTRIC POWER CORP. Meeting Date: DEC 10, 2015 Record Date: NOV 02, 2015 Meeting Type: SPECIAL | ||||
| Ticker: 015760 Security ID: Y48406105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Ryu Hyang-Ryeol as Inside Director | Management | For | For |
| KOREA ELECTRIC POWER CORP. Meeting Date: FEB 22, 2016 Record Date: FEB 01, 2016 Meeting Type: SPECIAL | ||||
| Ticker: A015760 Security ID: Y48406105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Cho Hwan-ik as Inside Director | Management | For | For |
| KOREA ELECTRIC POWER CORP. Meeting Date: MAR 22, 2016 Record Date: DEC 31, 2015 Meeting Type: ANNUAL | ||||
| Ticker: A015760 Security ID: Y48406105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Against |
| KWEICHOW MOUTAI CO., LTD. Meeting Date: SEP 16, 2015 Record Date: SEP 08, 2015 Meeting Type: SPECIAL | ||||
| Ticker: 600519 Security ID: Y5070V116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amendments to Articles of Association | Management | For | For |
| 2 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| 3 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Management | For | For |
| 4 | Elect Li Baofang as Non-Independent Director | Management | For | For |
| 5 | Approve Provision of Financial Services by Company's Subsidiary to Company's Controlling Shareholder and Its Subsidiaries | Management | For | Against |
| KWEICHOW MOUTAI CO., LTD. Meeting Date: MAY 18, 2016 Record Date: MAY 09, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 600519 Security ID: Y5070V116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Annual Report and Summary | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve 2016 Financial Budget Report | Management | For | For |
| 6 | Approve Profit Distribution | Management | For | For |
| 7 | Approve Appointment of 2016 Financial Auditor and Internal Control Auditor | Management | For | For |
| 8 | Approve Report of the Independent Directors | Management | For | For |
| 9 | Approve Signing Trademark Licensing Contract Between Company, Subsidiary and Related Party | Management | For | For |
| 10 | Approve 2016-2018 Providing Financial Servicing from Related Party | Management | For | Against |
| 11 | Approve Adjustment on Business Scope and Amend Articles of Association | Management | For | For |
| 12 | Approve Adjustment on Maotai Circular Economy Technology Demonstration Garden Area 1st Plant Construction Project | Management | For | Against |
| 13 | Elect Lu Jinhai as Independent Director | Management | For | For |
| LAFARGEHOLCIM LTD. Meeting Date: MAY 12, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: LHN Security ID: H4768E105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Approve Allocation of Income | Management | For | For |
| 3.2 | Approve Dividends of CHF 1.50 per Share | Management | For | For |
| 4.1a | Reelect Beat Hess as Director and Board Chairman | Management | For | For |
| 4.1b | Reelect Bertrand Colomb as Director | Management | For | For |
| 4.1c | Reelect Philippe Dauman as Director | Management | For | For |
| 4.1d | Reelect Paul Desmarais as Director | Management | For | For |
| 4.1e | Reelect Oscar Fanjul as Director | Management | For | For |
| 4.1f | Reelect Alexander Gut as Director | Management | For | For |
| 4.1g | Reelect Bruno Lafont as Director | Management | For | For |
| 4.1h | Reelect Gerard Lamarche as Director | Management | For | For |
| 4.1i | Reelect Adrian Loader as Director | Management | For | For |
| 4.1j | Reelect Nassef Sawiris as Director | Management | For | For |
| 4.1k | Reelect Thomas Schmidheiny as Director | Management | For | For |
| 4.1l | Reelect Hanne Sorensen as Director | Management | For | For |
| 4.1m | Reelect Dieter Spaelti as Director | Management | For | For |
| 4.2 | Elect Juerg Oleas as Director | Management | For | For |
| 4.3.1 | Reappoint Paul Desmarais as Member of the Compensation Committee | Management | For | For |
| 4.3.2 | Reappoint Oscar Fanjul as Member of the Compensation Committee | Management | For | For |
| 4.3.3 | Reappoint Adrian Loader as Member of the Compensation Committee | Management | For | For |
| 4.4.1 | Appoint Nassef Sawiris as Member of the Compensation Committee | Management | For | For |
| 4.4.2 | Appoint Hanne Sorensen as Member of the Compensation Committee | Management | For | For |
| 4.5.1 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 4.5.2 | Designate Thomas Ris as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 5.4 Million | Management | For | For |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 40.5 Million | Management | For | For |
| 6 | Transact Other Business (Voting) | Management | For | Against |
| LLOYDS BANKING GROUP PLC Meeting Date: MAY 12, 2016 Record Date: MAY 10, 2016 Meeting Type: ANNUAL | ||||
| Ticker: LLOY Security ID: G5533W248 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Deborah McWhinney as Director | Management | For | For |
| 3 | Elect Stuart Sinclair as Director | Management | For | For |
| 4 | Re-elect Lord Blackwell as Director | Management | For | For |
| 5 | Re-elect Juan Colombas as Director | Management | For | For |
| 6 | Re-elect George Culmer as Director | Management | For | For |
| 7 | Re-elect Alan Dickinson as Director | Management | For | For |
| 8 | Re-elect Anita Frew as Director | Management | For | For |
| 9 | Re-elect Simon Henry as Director | Management | For | For |
| 10 | Re-elect Antonio Horta-Osorio as Director | Management | For | For |
| 11 | Re-elect Nick Luff as Director | Management | For | For |
| 12 | Re-elect Nick Prettejohn as Director | Management | For | For |
| 13 | Re-elect Anthony Watson as Director | Management | For | For |
| 14 | Re-elect Sara Weller as Director | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Approve Final Dividend | Management | For | For |
| 17 | Approve Special Dividend | Management | For | For |
| 18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Approve Lloyds Banking Group Long-term Incentive Plan 2016 | Management | For | For |
| 21 | Approve Lloyds Banking Group North America Employee Stock Purchase Plan 2016 | Management | For | For |
| 22 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 23 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 24 | Authorise Issue of Equity in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
| 25 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 26 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
| 27 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 28 | Authorise Market Purchase of Preference Shares | Management | For | For |
| 29 | Adopt New Articles of Association | Management | For | For |
| 30 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| NATIONAL GRID PLC Meeting Date: JUL 21, 2015 Record Date: JUL 18, 2015 Meeting Type: ANNUAL | ||||
| Ticker: NG. Security ID: G6375K151 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Sir Peter Gershon as Director | Management | For | For |
| 4 | Re-elect Steve Holliday as Director | Management | For | For |
| 5 | Re-elect Andrew Bonfield as Director | Management | For | For |
| 6 | Re-elect John Pettigrew as Director | Management | For | For |
| 7 | Elect Dean Seavers as Director | Management | For | For |
| 8 | Re-elect Nora Mead Brownell as Director | Management | For | For |
| 9 | Re-elect Jonathan Dawson as Director | Management | For | For |
| 10 | Re-elect Therese Esperdy as Director | Management | For | For |
| 11 | Re-elect Paul Golby as Director | Management | For | For |
| 12 | Re-elect Ruth Kelly as Director | Management | For | For |
| 13 | Re-elect Mark Williamson as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with 14 Working Days' Notice | Management | For | For |
| NESTLE SA Meeting Date: APR 07, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: NESN Security ID: H57312649 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-binding) | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.25 per Share | Management | For | For |
| 4.1a | Reelect Peter Brabeck-Letmathe as Director | Management | For | For |
| 4.1b | Reelect Paul Bulcke as Director | Management | For | For |
| 4.1c | Reelect Andreas Koopmann as Director | Management | For | For |
| 4.1d | Reelect Beat Hess as Director | Management | For | For |
| 4.1e | Reelect Renato Fassbind as Director | Management | For | For |
| 4.1f | Reelect Steven G. Hoch as Director | Management | For | For |
| 4.1g | Reelect Naina Lal Kidwai as Director | Management | For | For |
| 4.1h | Reelect Jean-Pierre Roth as Director | Management | For | For |
| 4.1i | Reelect Ann Veneman as Director | Management | For | For |
| 4.1j | Reelect Henri de Castries as Director | Management | For | For |
| 4.1k | Reelect Eva Cheng as Director | Management | For | For |
| 4.1l | Reelect Ruth K. Oniang'o as Director | Management | For | For |
| 4.1m | Reelect Patrick Aebischer as Director | Management | For | For |
| 4.2 | Reelect Peter Brabeck-Letmathe as Board Chairman | Management | For | For |
| 4.3.1 | Appoint Beat Hess as Member of the Compensation Committee | Management | For | For |
| 4.3.2 | Appoint Andreas Koopmann as Member of the Compensation Committee | Management | For | For |
| 4.3.3 | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Management | For | For |
| 4.3.4 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | For |
| 4.4 | Ratify KPMG AG as Auditors | Management | For | For |
| 4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Board of Directors in the Amount of CHF 10.5 Million | Management | For | For |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 60 Million | Management | For | For |
| 6 | Approve CHF 7.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | Against | Against |
| NIPPON TELEGRAPH & TELEPHONE CORP. Meeting Date: JUN 24, 2016 Record Date: MAR 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 9432 Security ID: J59396101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
| 2.1 | Elect Director Miura, Satoshi | Management | For | For |
| 2.2 | Elect Director Unoura, Hiro | Management | For | For |
| 2.3 | Elect Director Shinohara, Hiromichi | Management | For | For |
| 2.4 | Elect Director Sawada, Jun | Management | For | For |
| 2.5 | Elect Director Kobayashi, Mitsuyoshi | Management | For | For |
| 2.6 | Elect Director Shimada, Akira | Management | For | For |
| 2.7 | Elect Director Okuno, Tsunehisa | Management | For | For |
| 2.8 | Elect Director Kuriyama, Hiroki | Management | For | For |
| 2.9 | Elect Director Hiroi, Takashi | Management | For | For |
| 2.10 | Elect Director Sakamoto, Eiichi | Management | For | For |
| 2.11 | Elect Director Shirai, Katsuhiko | Management | For | For |
| 2.12 | Elect Director Sakakibara, Sadayuki | Management | For | For |
| 3 | Appoint Statutory Auditor Maezawa, Takao | Management | For | For |
| NOKIA CORP. Meeting Date: JUN 16, 2016 Record Date: JUN 06, 2016 Meeting Type: ANNUAL | ||||
| Ticker: NOKIA Security ID: X61873133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Ordinary Dividends of EUR 0.16 Per Share; Approve Additional Dividends of EUR 0.10 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 185,000 for Vice Chairman, and EUR 160,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | For |
| 11 | Fix Number of Directors at Nine | Management | For | For |
| 12 | Reelect Vivek Badrinath, Bruce Brown, Louis R. Hughes, Jean C. Monty, Elizabeth Nelson, Olivier Piou, Risto Siilasmaa and Kari Stadigh as Directors; Elect Carla Smits-Nusteling as New Director | Management | For | For |
| 13 | Approve Remuneration of Auditors | Management | For | For |
| 14 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 15 | Authorize Share Repurchase Program | Management | For | For |
| 16 | Approve Issuance of up to 1.2 Billion Shares without Preemptive Rights | Management | For | For |
| 17 | Close Meeting | Management | None | None |
| NOVARTIS AG Meeting Date: FEB 23, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: NOVN Security ID: H5820Q150 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.70 per Share | Management | For | For |
| 4 | Approve CHF 24.9 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | Management | For | For |
| 6.1 | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 8.16 Million | Management | For | For |
| 6.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million | Management | For | For |
| 6.3 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 7.1 | Reelect Joerg Reinhardt as Director and Chairman | Management | For | For |
| 7.2 | Reelect Nancy Andrews as Director | Management | For | For |
| 7.3 | Reelect Dimitri Azar as Director | Management | For | For |
| 7.4 | Reelect Srikant Datar as Director | Management | For | For |
| 7.5 | Reelect Ann Fudge as Director | Management | For | For |
| 7.6 | Reelect Pierre Landolt as Director | Management | For | For |
| 7.7 | Reelect Andreas von Planta as Director | Management | For | For |
| 7.8 | Reelect Charles Sawyers as Director | Management | For | For |
| 7.9 | Reelect Enrico Vanni as Director | Management | For | For |
| 7.10 | Reelect William Winters as Director | Management | For | For |
| 7.11 | Elect Tom Buechner as Director | Management | For | For |
| 7.12 | Elect Elizabeth Doherty as Director | Management | For | For |
| 8.1 | Appoint Srikant Datar as Member of the Compensation Committee | Management | For | For |
| 8.2 | Appoint Ann Fudge as Member of the Compensation Committee | Management | For | For |
| 8.3 | Appoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
| 8.4 | Appoint William Winters as Member of the Compensation Committee | Management | For | For |
| 9 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 10 | Designate Peter Andreas Zahn as Independent Proxy | Management | For | For |
| 11 | Transact Other Business (Voting) | Management | For | Against |
| NOVO NORDISK A/S Meeting Date: MAR 18, 2016 Record Date: MAR 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: NOVO B Security ID: K72807132 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports for 2015 | Management | For | For |
| 3.1 | Approve Remuneration of Directors for 2015 | Management | For | For |
| 3.2 | Approve Remuneration of Directors for 2016 | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of DKK 6.40 Per Share | Management | For | For |
| 5.1 | Elect Goran Ando as Director and Chairman | Management | For | For |
| 5.2 | Elect Jeppe Christiansen as Director and Deputy Chairman | Management | For | For |
| 5.3a | Elect Bruno Angelici as Director | Management | For | For |
| 5.3b | Elect Brian Daniels as Director | Management | For | For |
| 5.3c | Elect Sylvie Gregoire as Director | Management | For | For |
| 5.3d | Elect Liz Hewitt as Director | Management | For | For |
| 5.3e | Elect Mary Szela as Director | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 7.1 | Approve DKK 10 Million Reduction in B Share Capital via Share Cancellation | Management | For | For |
| 7.2 | Amend Articles Re: Change from Bearer Shares to Registered Shares | Management | For | For |
| 7.3 | Approve Creation of DKK 51 Million Pool of Capital with or without Preemptive Rights | Management | For | For |
| 7.4 | Authorize Share Repurchase Program | Management | For | For |
| 7.5a | Amend Articles Re: Name of NASDAQ OMX Copenhagen A/S | Management | For | For |
| 7.5b | Amend Articles Re: Editorial Amendment | Management | For | For |
| 7.5c | Amend Articles Re: Approve Preparation of Company Announcements in English Only | Management | For | For |
| 7.6 | Approve Revised Remuneration Principles | Management | For | For |
| 8 | Other Business | Management | None | None |
| NXP SEMICONDUCTORS NV Meeting Date: JUL 02, 2015 Record Date: JUN 04, 2015 Meeting Type: SPECIAL | ||||
| Ticker: NXPI Security ID: N6596X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Approve Acquisition of Freescale Through a Cash and Share Consideration | Management | For | For |
| 1B | Approve Issuance of 12,500,000 Shares in Connection with the Acquisition under Item 1A | Management | For | For |
| 1C | Grant Board Authority to Issue Share Based Remuneration Units Re: Freescale Acquisition | Management | For | For |
| 2A | Elect Gregory L. Summe as Non-executive Director | Management | For | For |
| 2B | Elect Peter Smitham as Non-executive Director | Management | For | For |
| NXP SEMICONDUCTORS NV Meeting Date: JUN 02, 2016 Record Date: MAY 05, 2016 Meeting Type: ANNUAL | ||||
| Ticker: NXPI Security ID: N6596X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2a | Discussion of the implementation of the remuneration policy | Management | None | None |
| 2b | Discussion on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2d | Approve Discharge of Board Members | Management | For | For |
| 3a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
| 3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect Johannes P. Huth as Non-Executive Director | Management | For | For |
| 3d | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For |
| 3e | Reelect Marion Helmes as Non-Executive Director | Management | For | For |
| 3f | Reelect Joseph Kaeser as Non-Executive Director | Management | For | For |
| 3g | Reelect I. Loring as Non-Executive Director | Management | For | For |
| 3h | Reelect Eric Meurice as Non-Executive Director | Management | For | For |
| 3i | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
| 3j | Reelect Julie Southern as Non-Executive Director | Management | For | For |
| 3k | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
| 3l | Reelect Rick Tsai as Director | Management | For | For |
| 4 | Approve Remuneration of Audit, Nominating and Compensation Committee | Management | For | For |
| 5a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 5b | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 5a | Management | For | For |
| 6 | Authorize Repurchase of Shares | Management | For | For |
| 7 | Approve Cancellation of Ordinary Shares | Management | For | For |
| PERRIGO COMPANY PLC Meeting Date: APR 26, 2016 Record Date: FEB 26, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PRGO Security ID: G97822103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurie Brlas | Management | For | For |
| 1.2 | Elect Director Gary M. Cohen | Management | For | For |
| 1.3 | Elect Director Marc Coucke | Management | For | For |
| 1.4 | Elect Director Ellen R. Hoffing | Management | For | For |
| 1.5 | Elect Director Michael J. Jandernoa | Management | For | For |
| 1.6 | Elect Director Gerald K. Kunkle, Jr. | Management | For | For |
| 1.7 | Elect Director Herman Morris, Jr. | Management | For | For |
| 1.8 | Elect Director Donal O'Connor | Management | For | For |
| 1.9 | Elect Director Joseph C. Papa | Management | For | For |
| 1.10 | Elect Director Shlomo Yanai | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| RECKITT BENCKISER GROUP PLC Meeting Date: MAY 05, 2016 Record Date: MAY 03, 2016 Meeting Type: ANNUAL | ||||
| Ticker: RB. Security ID: G74079107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Adrian Bellamy as Director | Management | For | For |
| 6 | Re-elect Nicandro Durante as Director | Management | For | For |
| 7 | Re-elect Mary Harris as Director | Management | For | For |
| 8 | Re-elect Adrian Hennah as Director | Management | For | For |
| 9 | Re-elect Pam Kirby as Director | Management | For | For |
| 10 | Re-elect Kenneth Hydon as Director | Management | For | For |
| 11 | Re-elect Rakesh Kapoor as Director | Management | For | For |
| 12 | Re-elect Andre Lacroix as Director | Management | For | For |
| 13 | Re-elect Chris Sinclair as Director | Management | For | For |
| 14 | Re-elect Judith Sprieser as Director | Management | For | For |
| 15 | Re-elect Warren Tucker as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ROYAL DUTCH SHELL PLC Meeting Date: MAY 24, 2016 Record Date: MAY 20, 2016 Meeting Type: ANNUAL | ||||
| Ticker: RDSA Security ID: G7690A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Ben van Beurden as Director | Management | For | For |
| 4 | Re-elect Guy Elliott as Director | Management | For | For |
| 5 | Re-elect Euleen Goh as Director | Management | For | For |
| 6 | Re-elect Simon Henry as Director | Management | For | For |
| 7 | Re-elect Charles Holliday as Director | Management | For | For |
| 8 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 9 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 10 | Re-elect Linda Stuntz as Director | Management | For | For |
| 11 | Re-elect Hans Wijers as Director | Management | For | For |
| 12 | Re-elect Patricia Woertz as Director | Management | For | For |
| 13 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 14 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Approve that Shell will become a Renewable Energy Company by Investing the Profits from Fossil Fuels in Renewable Energy | Shareholder | Against | Abstain |
| SEVEN & I HOLDINGS CO LTD Meeting Date: MAY 26, 2016 Record Date: FEB 29, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 3382 Security ID: J7165H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 46.5 | Management | For | For |
| 2.1 | Elect Director Isaka, Ryuichi | Management | For | For |
| 2.2 | Elect Director Goto, Katsuhiro | Management | For | For |
| 2.3 | Elect Director Ito, Junro | Management | For | For |
| 2.4 | Elect Director Takahashi, Kunio | Management | For | For |
| 2.5 | Elect Director Shimizu, Akihiko | Management | For | For |
| 2.6 | Elect Director Suzuki, Yasuhiro | Management | For | For |
| 2.7 | Elect Director Furuya, Kazuki | Management | For | For |
| 2.8 | Elect Director Anzai, Takashi | Management | For | For |
| 2.9 | Elect Director Otaka, Zenko | Management | For | For |
| 2.10 | Elect Director Joseph M. DePinto | Management | For | For |
| 2.11 | Elect Director Scott Trevor Davis | Management | For | For |
| 2.12 | Elect Director Tsukio, Yoshio | Management | For | For |
| 2.13 | Elect Director Ito, Kunio | Management | For | For |
| 2.14 | Elect Director Yonemura, Toshiro | Management | For | For |
| 3 | Approve Deep Discount Stock Option Plan | Management | For | For |
| SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Meeting Date: NOV 18, 2015 Record Date: NOV 10, 2015 Meeting Type: SPECIAL | ||||
| Ticker: 600009 Security ID: Y7682X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.01 | Approve Resignation of Cao Wenjian as Supervisor | Management | For | For |
| 1.02 | Approve Resignation of Liu Xiangmin as Supervisor | Management | For | For |
| 1.03 | Approve Resignation of Wang Bin as Supervisor | Management | For | For |
| 2.01 | Elect Yang Yuluo as Independent Director | Shareholder | None | For |
| 3.01 | Elect Shen Shujun as Supervisor | Shareholder | None | For |
| 3.02 | Elect Shen Xiaoling as Supervisor | Shareholder | None | For |
| 3.03 | Elect Liu Shaojie as Supervisor | Shareholder | None | For |
| SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Meeting Date: JUN 29, 2016 Record Date: JUN 21, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 600009 Security ID: Y7682X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Profit Distribution | Management | For | For |
| 5 | Approve Appointment of 2016 Financial Auditor | Management | For | For |
| 6 | Approve Appointment of 2016 Internal Control Auditor | Management | For | For |
| 7.01 | Elect Jia Ruijun as Non-Independent Director | Shareholder | None | For |
| 7.02 | Elect Yuan Shunzhou as Non-Independent Director | Shareholder | None | For |
| 7.03 | Elect Wang Xu as Non-Independent Director | Shareholder | None | For |
| 7.04 | Elect Yu Zhou as Non-Independent Director | Shareholder | None | For |
| 7.05 | Elect Yang Peng as Non-Independent Director | Shareholder | None | For |
| 7.06 | Elect Huang Zhenglin as Non-Independent Director | Shareholder | None | For |
| 8.01 | Elect Chen Derong as Independent Director | Shareholder | None | For |
| 8.02 | Elect Yang Yuluo as Independent Director | Shareholder | None | For |
| 8.03 | Elect He Wanpeng as Independent Director | Shareholder | None | For |
| 9.01 | Elect Xin Shujun as Supervisor | Shareholder | None | For |
| 9.02 | Elect Shen Xiaoling as Supervisor | Shareholder | None | For |
| 9.03 | Elect Liu Shaojie as Supervisor | Shareholder | None | For |
| SINOTRANS AIR TRANSPORTATION DEVELOPMENT CO., LTD. Meeting Date: MAY 18, 2016 Record Date: MAY 12, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 600270 Security ID: Y4241M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2015 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2015 Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2015 Report of the Independent Directors | Management | For | For |
| 4 | Approve 2015 Financial Statements | Management | For | For |
| 5 | Approve 2015 Annual Report and Summary | Management | For | For |
| 6 | Approve 2016 Financial Budget Report | Management | For | For |
| 7 | Approve 2015 Profit Distribution | Management | For | For |
| 8 | Approve Re-appointment of Deloitte Touche Tohmatsu CPA as Auditor | Management | For | For |
| 9 | Approve Continued Signing of Daily Related Party Transactions Framework Agreement with Related Joint Ventures | Management | For | For |
| 10 | Approve Financial Service Agreement with Sinotrans Finance Co., Ltd. | Management | For | Against |
| 11 | Approve Daily Related Party Transaction Framework Agreement | Shareholder | For | For |
| SONY CORPORATION Meeting Date: JUN 17, 2016 Record Date: MAR 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 6758 Security ID: J76379106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hirai, Kazuo | Management | For | For |
| 1.2 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 1.3 | Elect Director Nagayama, Osamu | Management | For | For |
| 1.4 | Elect Director Nimura, Takaaki | Management | For | For |
| 1.5 | Elect Director Harada, Eiko | Management | For | For |
| 1.6 | Elect Director Ito, Joichi | Management | For | For |
| 1.7 | Elect Director Tim Schaaff | Management | For | For |
| 1.8 | Elect Director Matsunaga, Kazuo | Management | For | For |
| 1.9 | Elect Director Miyata, Koichi | Management | For | For |
| 1.10 | Elect Director John V.Roos | Management | For | For |
| 1.11 | Elect Director Sakurai, Eriko | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| SUEZ ENVIRONNEMENT COMPANY Meeting Date: APR 28, 2016 Record Date: APR 25, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: SEV Security ID: F4984P118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.65 per Share | Management | For | For |
| 4 | Reelect Gerard Mestrallet as Director | Management | For | For |
| 5 | Reelect Jean-Louis Chaussade as Director | Management | For | For |
| 6 | Reelect Delphine Ernotte Cunci as Director | Management | For | For |
| 7 | Reelect Isidro Faine Casas as Director | Management | For | Against |
| 8 | Ratify Appointment of Judith Hartmann as Director | Management | For | For |
| 9 | Ratify Appointment of Pierre Mongin as Director | Management | For | For |
| 10 | Elect Miriem Bensalah Chaqroun as Director | Management | For | For |
| 11 | Elect Belen Garijo as Director | Management | For | For |
| 12 | Elect Guillaume Thivolle as Representative of Employee Shareholders to the Board | Management | For | For |
| 13 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 14 | Advisory Vote on Compensation of Gerard Mestrallet, Chairman | Management | For | For |
| 15 | Advisory Vote on Compensation of Jean Louis Chaussade, CEO | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Change Company Name to SUEZ and Amend Article 2 of Bylaws Accordingly | Management | For | For |
| 18 | Amend Article 11 of Bylaws Re: Chairman Age Limit | Management | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans (With Performance Conditions Attached) | Management | For | Against |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 23 | Approve Restricted Stock Plan in Connection with Employee Stock Purchase Plans | Management | For | For |
| 24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| TELECOM ITALIA SPA Meeting Date: DEC 15, 2015 Record Date: DEC 04, 2015 Meeting Type: SPECIAL | ||||
| Ticker: TIT Security ID: T92778108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Conversion of Saving Shares into Ordinary Shares | Management | For | For |
| 2.1 | Change Board Size from 13 to 17 | Shareholder | None | Against |
| 2.2 | Elect Four Directors (Bundled) | Shareholder | None | Against |
| 2.3 | Fix Board Remuneration | Shareholder | None | Against |
| 2.4 | Authorize New Directors to Assume Positions in Competing Companies | Shareholder | None | Against |
| TELECOM ITALIA SPA Meeting Date: MAY 25, 2016 Record Date: MAY 16, 2016 Meeting Type: ANNUAL | ||||
| Ticker: TIT Security ID: T92778108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve 2016-2019 Special Award Plan | Management | For | For |
| 5 | Approve Decrease in Size of Board | Management | For | For |
| 6 | Approve Change in Company Name to TIM SpA | Management | For | For |
| TENCENT HOLDINGS LTD. Meeting Date: MAY 18, 2016 Record Date: MAY 13, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Jacobus Petrus (Koos) Bekker as Director | Management | For | For |
| 3b | Elect Ian Charles Stone as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| TOTAL SA Meeting Date: MAY 24, 2016 Record Date: MAY 19, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: FP Security ID: F92124100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.44 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Gerard Lamarche as Director | Management | For | For |
| 7 | Elect Maria Van der Hoeven as Director | Management | For | For |
| 8 | Elect Jean Lemierre as Director | Management | For | For |
| 9 | Elect Renata Perycz as Representative of Employee Shareholders to the Board | Management | For | For |
| A | Elect Charles Keller as Representative of Employee Shareholders to the Board | Management | Against | Against |
| B | Elect Werner Guyot as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 10 | Renew Appointment of Ernst and Young Audit as Auditor | Management | For | For |
| 11 | Renew Appointment of KPMG SA as Auditor | Management | For | For |
| 12 | Renew Appointment of Auditex as Alternate Auditor | Management | For | For |
| 13 | Appoint Salustro Reydel SA as Alternate Auditor | Management | For | For |
| 14 | Approve Auditors' Special Report on Related-Party Transactions Including a New Transaction with Thierry Desmarest | Management | For | For |
| 15 | Approve Agreements with Patrick Pouyanne | Management | For | For |
| 16 | Advisory Vote on Compensation of Thierry Desmarest, Chairman until Dec. 18, 2015 | Management | For | For |
| 17 | Advisory Vote on Compensation of Patrick Pouyanne, CEO until Dec. 18, 2015, CEO and Chairman since Dec. 19, 2015 | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value up to Aggregate Nominal Amount of EUR 2.5 Billion | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million | Management | For | For |
| 20 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 600 Million | Management | For | For |
| 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 19 and 20 | Management | For | For |
| 22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 24 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 25 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| UBS GROUP AG Meeting Date: MAY 10, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: UBSG Security ID: H892U1882 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2.1 | Approve Allocation of Income and Dividends of 0.60 per Share from Capital Contribution Reserves | Management | For | For |
| 2.2 | Approve Supplementary Dividends of CHF 0.25 per Share from Capital Contribution Reserves | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 71.25 Million | Management | For | For |
| 5 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 28.5 Million | Management | For | For |
| 6.1.1 | Reelect Axel Weber as Director and Board Chairman | Management | For | For |
| 6.1.2 | Reelect Michel Demare as Director | Management | For | For |
| 6.1.3 | Reelect David Sidwell as Director | Management | For | For |
| 6.1.4 | Reelect Reto Francioni as Director | Management | For | For |
| 6.1.5 | Reelect Ann Godbehere as Director | Management | For | For |
| 6.1.6 | Reelect William Parrett as Director | Management | For | For |
| 6.1.7 | Reelect Isabelle Romy as Director | Management | For | For |
| 6.1.8 | Reelect Beatrice Weder di Mauro as Director | Management | For | For |
| 6.1.9 | Reelect Joseph Yam as Director | Management | For | For |
| 6.2.1 | Elect Robert Scully as Director | Management | For | For |
| 6.2.2 | Elect Dieter Wemmer as Director | Management | For | For |
| 6.3.1 | Appoint Ann Godbehere as Member of the Compensation Committee | Management | For | For |
| 6.3.2 | Appoint Michel Demare as Member of the Compensation Committee | Management | For | For |
| 6.3.3 | Appoint Reto Francioni as Member of the Compensation Committee | Management | For | For |
| 6.3.4 | Appoint William Parrett as Member of the Compensation Committee | Management | For | For |
| 7 | Approve Maximum Remuneration of Directors in the Amount of CHF 14 Million | Management | For | For |
| 8.1 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | For |
| 8.2 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 9 | Transact Other Business (Voting) | Management | For | Against |
| VINCI Meeting Date: APR 19, 2016 Record Date: APR 14, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: DG Security ID: F5879X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.84 per Share | Management | For | For |
| 4 | Reelect Jean-Pierre Lamoure as Director | Management | For | For |
| 5 | Ratify Appointment of Qatar Holding LLC as Director | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Advisory Vote on Compensation of Xavier Huillard, Chairman and CEO | Management | For | For |
| 8 | Advisory Vote on Compensation of Pierre Coppey, Vice-CEO | Management | For | For |
| 9 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 10 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 11 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 12 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| VIVENDI Meeting Date: APR 21, 2016 Record Date: APR 18, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: VIV Security ID: F97982106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | Management | For | For |
| 5 | Advisory Vote on Compensation of Arnaud de Puyfontaine, Management Board Chairman | Management | For | For |
| 6 | Advisory Vote on Compensation of Herve Philippe, Management Board Member | Management | For | For |
| 7 | Advisory Vote on Compensation of Stephane Roussel, Management Board Member | Management | For | For |
| 8 | Advisory Vote on Compensation of Frederic Crepin, Management Board Member | Management | For | For |
| 9 | Advisory Vote on Compensation of Simon Gillham, Management Board Member | Management | For | For |
| 10 | Approve Additional Pension Scheme Agreement with Frederic Crepin | Management | For | For |
| 11 | Approve Additional Pension Scheme Agreement with Simon Gillham | Management | For | For |
| 12 | Ratify Appointment of Cathia Lawson Hall as Supervisory Board Member | Management | For | For |
| 13 | Reelect Philippe Donnet as Supervisory Board Member | Management | For | For |
| 14 | Delegation of Powers to the Board to Use Shares Repurchased Under Share Repurchase Program | Management | For | Against |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million | Management | For | Against |
| 18 | Authorize Capital Increase of up to 5 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 19 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| VODAFONE GROUP PLC Meeting Date: JUL 28, 2015 Record Date: JUN 16, 2015 Meeting Type: ANNUAL | ||||
| Ticker: VOD Security ID: 92857W308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 3 | Re-elect Vittorio Colao as Director | Management | For | For |
| 4 | Re-elect Nick Read as Director | Management | For | For |
| 5 | Re-elect Sir Crispin Davis as Director | Management | For | For |
| 6 | Elect Dr Mathias Dopfner as Director | Management | For | For |
| 7 | Re-elect Dame Clara Furse as Director | Management | For | For |
| 8 | Re-elect Valerie Gooding as Director | Management | For | For |
| 9 | Re-elect Renee James as Director | Management | For | For |
| 10 | Re-elect Samuel Jonah as Director | Management | For | For |
| 11 | Re-elect Nick Land as Director | Management | For | For |
| 12 | Re-elect Philip Yea as Director | Management | For | For |
| 13 | Approve Final Dividend | Management | For | For |
| 14 | Approve Remuneration Report | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
Thornburg Core Growth Fund
| ACUITY BRANDS, INC. Meeting Date: JAN 06, 2016 Record Date: NOV 12, 2015 Meeting Type: ANNUAL | ||||
| Ticker: AYI Security ID: 00508Y102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Hance, Jr. | Management | For | For |
| 1.2 | Elect Director Vernon J. Nagel | Management | For | For |
| 1.3 | Elect Director Julia B. North | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AFFILIATED MANAGERS GROUP, INC. Meeting Date: JUN 14, 2016 Record Date: APR 15, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AMG Security ID: 008252108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel T. Byrne | Management | For | For |
| 1b | Elect Director Dwight D. Churchill | Management | For | For |
| 1c | Elect Director Glenn Earle | Management | For | For |
| 1d | Elect Director Niall Ferguson | Management | For | For |
| 1e | Elect Director Sean M. Healey | Management | For | For |
| 1f | Elect Director Tracy P. Palandjian | Management | For | For |
| 1g | Elect Director Patrick T. Ryan | Management | For | For |
| 1h | Elect Director Jide J. Zeitlin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALEXION PHARMACEUTICALS, INC. Meeting Date: MAY 11, 2016 Record Date: MAR 15, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ALXN Security ID: 015351109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director David R. Brennan | Management | For | For |
| 1.4 | Elect Director M. Michele Burns | Management | For | For |
| 1.5 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.6 | Elect Director David L. Hallal | Management | For | For |
| 1.7 | Elect Director John T. Mollen | Management | For | For |
| 1.8 | Elect Director R. Douglas Norby | Management | For | For |
| 1.9 | Elect Director Alvin S. Parven | Management | For | For |
| 1.10 | Elect Director Andreas Rummelt | Management | For | For |
| 1.11 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ALIGN TECHNOLOGY, INC. Meeting Date: MAY 18, 2016 Record Date: MAR 24, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ALGN Security ID: 016255101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph M. Hogan | Management | For | For |
| 1.2 | Elect Director Joseph Lacob | Management | For | For |
| 1.3 | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
| 1.4 | Elect Director George J. Morrow | Management | For | For |
| 1.5 | Elect Director Thomas M. Prescott | Management | For | For |
| 1.6 | Elect Director Andrea L. Saia | Management | For | For |
| 1.7 | Elect Director Greg J. Santora | Management | For | For |
| 1.8 | Elect Director Warren S. Thaler | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 5 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| ALLERGAN PLC Meeting Date: MAY 05, 2016 Record Date: MAR 07, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AGN Security ID: G0177J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nesli Basgoz | Management | For | For |
| 1.2 | Elect Director Paul M. Bisaro | Management | For | For |
| 1.3 | Elect Director James H. Bloem | Management | For | For |
| 1.4 | Elect Director Christopher W. Bodine | Management | For | For |
| 1.5 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.6 | Elect Director Michael R. Gallagher | Management | For | For |
| 1.7 | Elect Director Catherine M. Klema | Management | For | For |
| 1.8 | Elect Director Peter J. McDonnell | Management | For | For |
| 1.9 | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1.10 | Elect Director Brenton L. Saunders | Management | For | For |
| 1.11 | Elect Director Ronald R. Taylor | Management | For | Withhold |
| 1.12 | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4A | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
| 4B | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
| 5A | Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election | Management | For | For |
| 5B | Establish Range for Size of Board | Management | For | For |
| 6 | Approve Reduction in Share Capital | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chairman | Shareholder | Against | For |
| AMAZON.COM, INC. Meeting Date: MAY 17, 2016 Record Date: MAR 23, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AMZN Security ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director John Seely Brown | Management | For | For |
| 1d | Elect Director William B. Gordon | Management | For | For |
| 1e | Elect Director Jamie S. Gorelick | Management | For | For |
| 1f | Elect Director Judith A. McGrath | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Report on Sustainability, Including GHG Goals | Shareholder | Against | Abstain |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| APPLE INC. Meeting Date: FEB 26, 2016 Record Date: DEC 28, 2015 Meeting Type: ANNUAL | ||||
| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Bell | Management | For | For |
| 1.2 | Elect Director Tim Cook | Management | For | For |
| 1.3 | Elect Director Al Gore | Management | For | For |
| 1.4 | Elect Director Bob Iger | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Art Levinson | Management | For | For |
| 1.7 | Elect Director Ron Sugar | Management | For | For |
| 1.8 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers | Shareholder | Against | Abstain |
| 6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Abstain |
| 7 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
| 8 | Adopt Proxy Access Right | Shareholder | Against | For |
| AUTODESK, INC. Meeting Date: JUN 15, 2016 Record Date: APR 19, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ADSK Security ID: 052769106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carl Bass | Management | For | For |
| 1b | Elect Director Crawford W. Beveridge | Management | For | For |
| 1c | Elect Director Jeff Clarke | Management | For | For |
| 1d | Elect Director Scott Ferguson | Management | For | For |
| 1e | Elect Director Thomas Georgens | Management | For | For |
| 1f | Elect Director Richard (Rick) S. Hill | Management | For | For |
| 1g | Elect Director Mary T. McDowell | Management | For | For |
| 1h | Elect Director Lorrie M. Norrington | Management | For | For |
| 1i | Elect Director Betsy Rafael | Management | For | For |
| 1j | Elect Director Stacy J. Smith | Management | For | For |
| 1k | Elect Director Steven M. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BROADCOM LIMITED Meeting Date: APR 06, 2016 Record Date: FEB 12, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AVGO Security ID: Y09827109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director James V. Diller | Management | For | For |
| 1c | Elect Director Lewis C. Eggebrecht | Management | For | For |
| 1d | Elect Director Kenneth Y. Hao | Management | For | For |
| 1e | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1f | Elect Director Justine F. Lien | Management | For | For |
| 1g | Elect Director Donald Macleod | Management | For | For |
| 1h | Elect Director Peter J. Marks | Management | For | For |
| 1i | Elect Director Henry S. Samueli | Management | For | For |
| 1j | Elect Director Lucien Y. K. Wong | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Shares with or without Preemptive Rights | Management | For | For |
| 4 | Approve Cash Compensation to Directors | Management | For | For |
| CALAMP CORP. Meeting Date: JUL 28, 2015 Record Date: JUN 05, 2015 Meeting Type: ANNUAL | ||||
| Ticker: CAMP Security ID: 128126109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A.J. 'Bert' Moyer | Management | For | For |
| 1.2 | Elect Director Kimberly Alexy | Management | For | For |
| 1.3 | Elect Director Michael Burdiek | Management | For | For |
| 1.4 | Elect Director Jeffery Gardner | Management | For | For |
| 1.5 | Elect Director Amal Johnson | Management | For | For |
| 1.6 | Elect Director Jorge Titinger | Management | For | For |
| 1.7 | Elect Director Larry Wolfe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify SingerLewak LLP as Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| CHIPOTLE MEXICAN GRILL, INC. Meeting Date: MAY 11, 2016 Record Date: MAR 14, 2016 Meeting Type: ANNUAL | ||||
| Ticker: CMG Security ID: 169656105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Al Baldocchi | Management | For | Against |
| 1.2 | Elect Director Darlene Friedman | Management | For | For |
| 1.3 | Elect Director John S. Charlesworth | Management | For | For |
| 1.4 | Elect Director Kimbal Musk | Management | For | For |
| 1.5 | Elect Director Montgomery F. (Monty) Moran | Management | For | For |
| 1.6 | Elect Director Neil Flanzraich | Management | For | For |
| 1.7 | Elect Director Patrick J. Flynn | Management | For | Against |
| 1.8 | Elect Director Stephen Gillett | Management | For | For |
| 1.9 | Elect Director Steve Ells | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Charter to Remove Provision Allowing Only the Board and Chairman to Call Special Meetings | Management | For | For |
| 5 | Provide Proxy Access Right | Management | For | Against |
| 6 | Proxy Access | Shareholder | Against | For |
| 7 | Stock Retention/Holding Period | Shareholder | Against | For |
| 8 | Permit Shareholders Holding 10% or More of the Outstanding Shares of Common Stock to Call a Special Meeting | Shareholder | Against | For |
| 9 | Report on Sustainability, Including Quantitative Goals | Shareholder | Against | Abstain |
| 10 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Abstain |
| CONCHO RESOURCES INC. Meeting Date: JUN 02, 2016 Record Date: APR 04, 2016 Meeting Type: ANNUAL | ||||
| Ticker: CXO Security ID: 20605P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary A. Merriman | Management | For | For |
| 1.2 | Elect Director Ray M. Poage | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COSTAR GROUP, INC. Meeting Date: JUN 09, 2016 Record Date: APR 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: CSGP Security ID: 22160N109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael R. Klein | Management | For | For |
| 1b | Elect Director Andrew C. Florance | Management | For | For |
| 1c | Elect Director Michael J. Glosserman | Management | For | For |
| 1d | Elect Director Warren H. Haber | Management | For | For |
| 1e | Elect Director John W. Hill | Management | For | For |
| 1f | Elect Director Laura Cox Kaplan | Management | For | For |
| 1g | Elect Director Christopher J. Nassetta | Management | For | For |
| 1h | Elect Director David J. Steinberg | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DEXCOM, INC. Meeting Date: MAY 19, 2016 Record Date: MAR 30, 2016 Meeting Type: ANNUAL | ||||
| Ticker: DXCM Security ID: 252131107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Steven R. Altman | Management | For | For |
| 1b | Elect Director Barbara E. Kahn | Management | For | For |
| 1c | Elect Director Jay S. Skyler | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FACEBOOK, INC. Meeting Date: JUN 20, 2016 Record Date: APR 29, 2016 Meeting Type: ANNUAL | ||||
| Ticker: FB Security ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | Withhold |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | Withhold |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | Withhold |
| 1.4 | Elect Director Reed Hastings | Management | For | For |
| 1.5 | Elect Director Jan Koum | Management | For | Withhold |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | Against |
| 5 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | Against |
| 6 | Approve Annual Compensation Program for Non-employee Directors | Management | For | Against |
| 7A | Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes | Management | For | Against |
| 7B | Increase Authorized Common Stock | Management | For | Against |
| 7C | Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock | Management | For | For |
| 7D | Amend Certificate of Incorporation to Provide for Additional Events | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 10 | Report on Sustainability | Shareholder | Against | Abstain |
| 11 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 12 | Establish International Policy Board Committee | Shareholder | Against | Against |
| 13 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| FIRST DATA CORPORATION Meeting Date: MAY 11, 2016 Record Date: MAR 14, 2016 Meeting Type: ANNUAL | ||||
| Ticker: FDC Security ID: 32008D106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank J. Bisignano | Management | For | Withhold |
| 1.2 | Elect Director Henry R. Kravis | Management | For | Withhold |
| 1.3 | Elect Director Heidi G. Miller | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| FLEETCOR TECHNOLOGIES, INC. Meeting Date: JUN 08, 2016 Record Date: APR 14, 2016 Meeting Type: ANNUAL | ||||
| Ticker: FLT Security ID: 339041105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald F. Clarke | Management | For | For |
| 1.2 | Elect Director Joseph W. Farrelly | Management | For | For |
| 1.3 | Elect Director Richard Macchia | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Proxy Access | Shareholder | Against | For |
| 4 | Report on Plans to Increase Board Diversity | Shareholder | None | Abstain |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| FLEETMATICS GROUP PUBLIC LIMITED COMPANY Meeting Date: AUG 03, 2015 Record Date: JUN 12, 2015 Meeting Type: ANNUAL | ||||
| Ticker: FLTX Security ID: G35569105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James F. Kelliher | Management | For | For |
| 1b | Elect Director James M. Travers | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Remuneration of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | For | For |
| HEALTHEQUITY, INC. Meeting Date: JUN 23, 2016 Record Date: APR 25, 2016 Meeting Type: ANNUAL | ||||
| Ticker: HQY Security ID: 42226A107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert W. Selander | Management | For | For |
| 1.2 | Elect Director Jon Kessler | Management | For | For |
| 1.3 | Elect Director Stephen D. Neeleman | Management | For | For |
| 1.4 | Elect Director Frank A. Corvino | Management | For | For |
| 1.5 | Elect Director Evelyn Dilsaver | Management | For | For |
| 1.6 | Elect Director Michael O. Leavitt | Management | For | For |
| 1.7 | Elect Director Frank T. Medici | Management | For | Withhold |
| 1.8 | Elect Director Manu Rana | Management | For | Withhold |
| 1.9 | Elect Director Ian Sacks | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| HMS HOLDINGS CORP. Meeting Date: JUL 09, 2015 Record Date: MAY 20, 2015 Meeting Type: ANNUAL | ||||
| Ticker: HMSY Security ID: 40425J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Daniel N. Mendelson | Management | For | For |
| 1b | Elect Director William F. Miller, III | Management | For | For |
| 1c | Elect Director Ellen A. Rudnick | Management | For | For |
| 1d | Elect Director Richard H. Stowe | Management | For | For |
| 1e | Elect Director Cora M. Tellez | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| IHS INC. Meeting Date: APR 06, 2016 Record Date: FEB 12, 2016 Meeting Type: ANNUAL | ||||
| Ticker: IHS Security ID: 451734107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roger Holtback | Management | For | For |
| 1.2 | Elect Director Jean-Paul Montupet | Management | For | For |
| 1.3 | Elect Director Deborah Doyle McWhinney | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ILLUMINA, INC. Meeting Date: MAY 18, 2016 Record Date: MAR 21, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ILMN Security ID: 452327109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Frances Arnold | Management | For | For |
| 1b | Elect Director Francis A. deSouza | Management | For | For |
| 1c | Elect Director Karin Eastham | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote to Ratify Supermajority Voting Provisions in Certificate of Incorporation and Bylaws | Management | For | Against |
| INOGEN, INC. Meeting Date: OCT 14, 2015 Record Date: AUG 20, 2015 Meeting Type: ANNUAL | ||||
| Ticker: INGN Security ID: 45780L104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Scott Greer | Management | For | For |
| 1.2 | Elect Director Heather Rider | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| INOGEN, INC. Meeting Date: MAY 12, 2016 Record Date: MAR 18, 2016 Meeting Type: ANNUAL | ||||
| Ticker: INGN Security ID: 45780L104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Loren McFarland | Management | For | Withhold |
| 1.2 | Elect Director Benjamin Anderson-Ray | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| IPG PHOTONICS CORPORATION Meeting Date: JUN 01, 2016 Record Date: APR 04, 2016 Meeting Type: ANNUAL | ||||
| Ticker: IPGP Security ID: 44980X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Valentin P. Gapontsev | Management | For | For |
| 1.2 | Elect Director Eugene Scherbakov | Management | For | For |
| 1.3 | Elect Director Igor Samartsev | Management | For | For |
| 1.4 | Elect Director Michael C. Child | Management | For | For |
| 1.5 | Elect Director Henry E. Gauthier | Management | For | For |
| 1.6 | Elect Director William S. Hurley | Management | For | For |
| 1.7 | Elect Director Eric Meurice | Management | For | For |
| 1.8 | Elect Director John R. Peeler | Management | For | For |
| 1.9 | Elect Director Thomas J. Seifert | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| LKQ CORPORATION Meeting Date: MAY 02, 2016 Record Date: MAR 07, 2016 Meeting Type: ANNUAL | ||||
| Ticker: LKQ Security ID: 501889208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sukhpal Singh Ahluwalia | Management | For | For |
| 1b | Elect Director A. Clinton Allen | Management | For | For |
| 1c | Elect Director Robert M. Hanser | Management | For | For |
| 1d | Elect Director Joseph M. Holsten | Management | For | For |
| 1e | Elect Director Blythe J. McGarvie | Management | For | For |
| 1f | Elect Director Paul M. Meister | Management | For | For |
| 1g | Elect Director John F. O'Brien | Management | For | For |
| 1h | Elect Director Guhan Subramanian | Management | For | For |
| 1i | Elect Director Robert L. Wagman | Management | For | For |
| 1j | Elect Director William M. Webster, IV | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MOBILEYE N.V. Meeting Date: JUN 29, 2016 Record Date: JUN 01, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MBLY Security ID: N51488117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Discuss Disclosure Concerning Compensation of Present and Former Directors | Management | None | None |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Current and Previous Board Members | Management | For | For |
| 4.a | Elect Eyal Desheh as Non-Executive Director | Management | For | For |
| 4.b | Elect Peter Seth Neustadter as Non-Executive Director | Management | For | For |
| 5 | Grant Board Authority to Issue Shares | Management | For | Against |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approval of Appendix B-United States to Company's 2014 Equity Incentive Plan | Management | For | Against |
| 9 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| MONSTER BEVERAGE CORPORATION Meeting Date: AUG 07, 2015 Record Date: JUN 17, 2015 Meeting Type: ANNUAL | ||||
| Ticker: MNST Security ID: 61174X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Gary P. Fayard | Management | For | For |
| 1.6 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.7 | Elect Director Sydney Selati | Management | For | For |
| 1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.9 | Elect Director Kathy N. Waller | Management | For | For |
| 1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | For |
| MONSTER BEVERAGE CORPORATION Meeting Date: JUN 14, 2016 Record Date: APR 20, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MNST Security ID: 61174X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Gary P. Fayard | Management | For | For |
| 1.6 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.7 | Elect Director Sydney Selati | Management | For | For |
| 1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.9 | Elect Director Kathy N. Waller | Management | For | For |
| 1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| PAYCOM SOFTWARE, INC. Meeting Date: MAY 02, 2016 Record Date: MAR 15, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PAYC Security ID: 70432V102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jason D. Clark | Management | For | For |
| 1.2 | Elect Director Chad Richison | Management | For | For |
| 1.3 | Elect Director Sanjay Swani | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PAYPAL HOLDINGS, INC. Meeting Date: MAY 25, 2016 Record Date: APR 04, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PYPL Security ID: 70450Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wences Casares | Management | For | For |
| 1b | Elect Director Jonathan Christodoro | Management | For | For |
| 1c | Elect Director John J. Donahoe | Management | For | For |
| 1d | Elect Director David W. Dorman | Management | For | For |
| 1e | Elect Director Gail J. McGovern | Management | For | For |
| 1f | Elect Director David M. Moffett | Management | For | For |
| 1g | Elect Director Pierre M. Omidyar | Management | For | For |
| 1h | Elect Director Daniel H. Schulman | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PERRIGO COMPANY PLC Meeting Date: APR 26, 2016 Record Date: FEB 26, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PRGO Security ID: G97822103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurie Brlas | Management | For | For |
| 1.2 | Elect Director Gary M. Cohen | Management | For | For |
| 1.3 | Elect Director Marc Coucke | Management | For | For |
| 1.4 | Elect Director Ellen R. Hoffing | Management | For | For |
| 1.5 | Elect Director Michael J. Jandernoa | Management | For | For |
| 1.6 | Elect Director Gerald K. Kunkle, Jr. | Management | For | For |
| 1.7 | Elect Director Herman Morris, Jr. | Management | For | For |
| 1.8 | Elect Director Donal O'Connor | Management | For | For |
| 1.9 | Elect Director Joseph C. Papa | Management | For | For |
| 1.10 | Elect Director Shlomo Yanai | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| PRA GROUP, INC. Meeting Date: MAY 13, 2016 Record Date: MAR 17, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PRAA Security ID: 69354N106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John H. Fain | Management | For | For |
| 1.2 | Elect Director David N. Roberts | Management | For | For |
| 1.3 | Elect Director Vikram A. Atal | Management | For | For |
| 1.4 | Elect Director Geir L. Olsen | Management | For | For |
| 1.5 | Elect Director Kevin P. Stevenson | Management | For | For |
| 1.6 | Elect Director Lance L. Weaver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG, LLP as Auditors | Management | For | For |
| PROOFPOINT, INC. Meeting Date: MAY 26, 2016 Record Date: APR 05, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PFPT Security ID: 743424103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Douglas Garn | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RAPID7, INC. Meeting Date: JUN 13, 2016 Record Date: APR 18, 2016 Meeting Type: ANNUAL | ||||
| Ticker: RPD Security ID: 753422104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Corey Thomas | Management | For | For |
| 1.2 | Elect Director Timothy McAdam | Management | For | For |
| 1.3 | Elect Director J. Benjamin Nye | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| SBA COMMUNICATIONS CORPORATION Meeting Date: MAY 13, 2016 Record Date: MAR 07, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SBAC Security ID: 78388J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Kevin L. Beebe | Management | For | For |
| 1b | Elect Director Jack Langer | Management | For | For |
| 1c | Elect Director Jeffrey A. Stoops | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | Against |
| 5 | Proxy Access | Shareholder | Against | For |
| SERVICENOW, INC. Meeting Date: JUN 08, 2016 Record Date: APR 19, 2016 Meeting Type: ANNUAL | ||||
| Ticker: NOW Security ID: 81762P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Paul V. Barber | Management | For | For |
| 1B | Elect Director Ronald E.F. Codd | Management | For | For |
| 1C | Elect Director Frank Slootman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SPLUNK INC. Meeting Date: JUN 09, 2016 Record Date: APR 15, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SPLK Security ID: 848637104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark Carges | Management | For | For |
| 1b | Elect Director David Hornik | Management | For | For |
| 1c | Elect Director Thomas Neustaetter | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SPROUTS FARMERS MARKET, INC. Meeting Date: MAY 03, 2016 Record Date: MAR 07, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SFM Security ID: 85208M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shon A. Boney | Management | For | For |
| 1.2 | Elect Director Amin N. Maredia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| STERICYCLE, INC. Meeting Date: MAY 25, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SRCL Security ID: 858912108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark C. Miller | Management | For | For |
| 1b | Elect Director Jack W. Schuler | Management | For | For |
| 1c | Elect Director Charles A. Alutto | Management | For | For |
| 1d | Elect Director Lynn D. Bleil | Management | For | For |
| 1e | Elect Director Thomas D. Brown | Management | For | For |
| 1f | Elect Director Thomas F. Chen | Management | For | For |
| 1g | Elect Director Rod F. Dammeyer | Management | For | For |
| 1h | Elect Director William K. Hall | Management | For | For |
| 1i | Elect Director John Patience | Management | For | For |
| 1j | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Proxy Access | Shareholder | Against | For |
| SVB FINANCIAL GROUP Meeting Date: APR 21, 2016 Record Date: FEB 23, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SIVB Security ID: 78486Q101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Greg W. Becker | Management | For | For |
| 1.2 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.3 | Elect Director David M. Clapper | Management | For | For |
| 1.4 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.5 | Elect Director Joel P. Friedman | Management | For | For |
| 1.6 | Elect Director Lata Krishnan | Management | For | For |
| 1.7 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
| 1.8 | Elect Director Mary J. Miller | Management | For | For |
| 1.9 | Elect Director Kate D. Mitchell | Management | For | For |
| 1.10 | Elect Director John F. Robinson | Management | For | For |
| 1.11 | Elect Director Garen K. Staglin | Management | For | For |
| 2 | Amend Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE CHARLES SCHWAB CORPORATION Meeting Date: MAY 17, 2016 Record Date: MAR 18, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SCHW Security ID: 808513105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John K. Adams, Jr. | Management | For | For |
| 1b | Elect Director Stephen A. Ellis | Management | For | For |
| 1c | Elect Director Arun Sarin | Management | For | For |
| 1d | Elect Director Charles R. Schwab | Management | For | For |
| 1e | Elect Director Paula A. Sneed | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| THE PRICELINE GROUP INC. Meeting Date: JUN 02, 2016 Record Date: APR 07, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PCLN Security ID: 741503403 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Jan L. Docter | Management | For | For |
| 1.4 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.5 | Elect Director James M. Guyette | Management | For | For |
| 1.6 | Elect Director Charles H. Noski | Management | For | For |
| 1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.8 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.9 | Elect Director Craig W. Rydin | Management | For | For |
| 1.10 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VERISK ANALYTICS, INC. Meeting Date: MAY 18, 2016 Record Date: MAR 21, 2016 Meeting Type: ANNUAL | ||||
| Ticker: VRSK Security ID: 92345Y106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John F. Lehman, Jr. | Management | For | For |
| 1.2 | Elect Director Andrew G. Mills | Management | For | For |
| 1.3 | Elect Director Constantine P. Iordanou | Management | For | For |
| 1.4 | Elect Director Scott G. Stephenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte and Touche LLP as Auditors | Management | For | For |
| VISA INC. Meeting Date: FEB 03, 2016 Record Date: DEC 07, 2015 Meeting Type: ANNUAL | ||||
| Ticker: V Security ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Robert W. Matschullat | Management | For | For |
| 1f | Elect Director Cathy E. Minehan | Management | For | For |
| 1g | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1h | Elect Director David J. Pang | Management | For | For |
| 1i | Elect Director Charles W. Scharf | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| WHOLE FOODS MARKET, INC. Meeting Date: SEP 15, 2015 Record Date: JUL 20, 2015 Meeting Type: ANNUAL | ||||
| Ticker: WFM Security ID: 966837106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Elstrott | Management | For | For |
| 1.2 | Elect Director Shahid 'Hass' Hassan | Management | For | For |
| 1.3 | Elect Director Stephanie Kugelman | Management | For | For |
| 1.4 | Elect Director John Mackey | Management | For | For |
| 1.5 | Elect Director Walter Robb | Management | For | For |
| 1.6 | Elect Director Jonathan Seiffer | Management | For | For |
| 1.7 | Elect Director Morris 'Mo' Siegel | Management | For | For |
| 1.8 | Elect Director Jonathan Sokoloff | Management | For | For |
| 1.9 | Elect Director Ralph Sorenson | Management | For | For |
| 1.10 | Elect Director Gabrielle Sulzberger | Management | For | For |
| 1.11 | Elect Director William 'Kip' Tindell, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young as Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Limit Accelerated Vesting of Awards | Shareholder | Against | For |
| WISDOMTREE INVESTMENTS, INC. Meeting Date: JUN 20, 2016 Record Date: APR 27, 2016 Meeting Type: ANNUAL | ||||
| Ticker: WETF Security ID: 97717P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven Begleiter | Management | For | For |
| 1.2 | Elect Director Win Neuger | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| WORKDAY, INC. Meeting Date: JUN 01, 2016 Record Date: APR 04, 2016 Meeting Type: ANNUAL | ||||
| Ticker: WDAY Security ID: 98138H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. George (Skip) Battle | Management | For | For |
| 1.2 | Elect Director Michael M. McNamara | Management | For | For |
| 1.3 | Elect Director Jerry Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
Thornburg International Growth Fund
| ALIBABA GROUP HOLDING LTD. Meeting Date: OCT 08, 2015 Record Date: AUG 13, 2015 Meeting Type: ANNUAL | ||||
| Ticker: BABA Security ID: 01609W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Joseph C. Tsai as Director | Management | For | Against |
| 1.2 | Elect Jonathan Zhaoxi Lu as Director | Management | For | Against |
| 1.3 | Elect J. Michael Evans as Director | Management | For | Against |
| 1.4 | Elect Borje E. Ekholm as Director | Management | For | For |
| 1.5 | Elect Wan Ling Martello as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Independent Auditors | Management | For | For |
| ALLERGAN PLC Meeting Date: MAY 05, 2016 Record Date: MAR 07, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AGN Security ID: G0177J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nesli Basgoz | Management | For | For |
| 1.2 | Elect Director Paul M. Bisaro | Management | For | For |
| 1.3 | Elect Director James H. Bloem | Management | For | For |
| 1.4 | Elect Director Christopher W. Bodine | Management | For | For |
| 1.5 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.6 | Elect Director Michael R. Gallagher | Management | For | For |
| 1.7 | Elect Director Catherine M. Klema | Management | For | For |
| 1.8 | Elect Director Peter J. McDonnell | Management | For | For |
| 1.9 | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1.10 | Elect Director Brenton L. Saunders | Management | For | For |
| 1.11 | Elect Director Ronald R. Taylor | Management | For | Withhold |
| 1.12 | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4A | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
| 4B | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
| 5A | Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election | Management | For | For |
| 5B | Establish Range for Size of Board | Management | For | For |
| 6 | Approve Reduction in Share Capital | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chairman | Shareholder | Against | For |
| ARCAM AB Meeting Date: MAR 22, 2016 Record Date: MAR 16, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ARCM Security ID: W05243238 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 6 | Approve Agenda of Meeting | Management | For | For |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8.2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 8.3 | Approve Discharge of Board and President | Management | For | For |
| 9 | Determine Number of Members and Deputy Members of Board | Management | For | For |
| 10 | Approve Remuneration of Directors; Approve Remuneration of Auditors | Management | For | For |
| 11 | Elect Directors | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Approve Guidelines for Nominating Committee | Management | For | For |
| 14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 15 | Approve Share Matching Plans; Approve Associated Formalities | Management | For | For |
| 16 | Approve Creation of a Pool of Capital without Preemptive Rights | Management | For | For |
| 17 | Close Meeting | Management | None | None |
| ARM HOLDINGS PLC Meeting Date: APR 28, 2016 Record Date: APR 26, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ARM Security ID: G0483X122 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Chris Kennedy as Director | Management | For | For |
| 5 | Elect Lawton Fitt as Director | Management | For | For |
| 6 | Elect Stephen Pusey as Director | Management | For | For |
| 7 | Re-elect Stuart Chambers as Director | Management | For | For |
| 8 | Re-elect Simon Segars as Director | Management | For | For |
| 9 | Re-elect Andy Green as Director | Management | For | For |
| 10 | Re-elect Larry Hirst as Director | Management | For | For |
| 11 | Re-elect Mike Muller as Director | Management | For | For |
| 12 | Re-elect Janice Roberts as Director | Management | For | For |
| 13 | Re-elect John Liu as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Approve Employee Equity Plan | Management | For | For |
| 18 | Authorise Directors to Establish Schedules to or Further Plans Based on the Employee Equity Plan | Management | For | For |
| 19 | Approve Employee Stock Purchase Plan | Management | For | For |
| 20 | Authorise Directors to Establish Schedules to or Further Plans Based on the Employee Stock Purchase Plan | Management | For | For |
| 21 | Approve Sharematch Plan | Management | For | For |
| 22 | Authorise Directors to Establish Schedules to or Further Plans Based on the Sharematch Plan | Management | For | For |
| 23 | Approve the French Schedule to The ARM 2013 Long-term Incentive Plan | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ASOS PLC Meeting Date: DEC 03, 2015 Record Date: DEC 01, 2015 Meeting Type: ANNUAL | ||||
| Ticker: ASC Security ID: G0536Q108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Helen Ashton as Director | Management | For | For |
| 4 | Re-elect Brian McBride as Director | Management | For | For |
| 5 | Re-elect Nick Robertson as Director | Management | For | For |
| 6 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 11 | Approve Increase in the Maximum Aggregate Fees Payable to Non-executive Directors | Management | For | For |
| BROADCOM LIMITED Meeting Date: APR 06, 2016 Record Date: FEB 12, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AVGO Security ID: Y09827109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Hock E. Tan | Management | For | For |
| 1b | Elect Director James V. Diller | Management | For | For |
| 1c | Elect Director Lewis C. Eggebrecht | Management | For | For |
| 1d | Elect Director Kenneth Y. Hao | Management | For | For |
| 1e | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1f | Elect Director Justine F. Lien | Management | For | For |
| 1g | Elect Director Donald Macleod | Management | For | For |
| 1h | Elect Director Peter J. Marks | Management | For | For |
| 1i | Elect Director Henry S. Samueli | Management | For | For |
| 1j | Elect Director Lucien Y. K. Wong | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Shares with or without Preemptive Rights | Management | For | For |
| 4 | Approve Cash Compensation to Directors | Management | For | For |
| CARSALES.COM LTD. Meeting Date: OCT 23, 2015 Record Date: OCT 21, 2015 Meeting Type: ANNUAL | ||||
| Ticker: CAR Security ID: Q21411121 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve the Remuneration Report | Management | For | Against |
| 3 | Elect Patrick O'Sullivan as Director | Management | For | For |
| 4 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| 5a | Approve the Grant of Up to 13,896 Performance Rights to Greg Roebuck, Managing Director of the Company | Management | For | For |
| 5b | Approve the Grant of Options and Performance Rights to Greg Roebuck, Managing Director of the Company | Management | For | For |
| COCA COLA ICECEK A.S. Meeting Date: APR 13, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: CCOLA Security ID: M2R39A121 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | For |
| 2 | Accept Board Report | Management | For | For |
| 3 | Accept Audit Report | Management | For | For |
| 4 | Accept Financial Statements | Management | For | For |
| 5 | Approve Discharge of Board | Management | For | For |
| 6 | Approve Allocation of Income | Management | For | For |
| 7 | Ratify Director Appointment | Management | For | For |
| 8 | Elect Directors and Approve Their Remuneration | Management | For | For |
| 9 | Ratify External Auditors | Management | For | For |
| 10 | Receive Information on Charitable Donations for 2015 | Management | None | None |
| 11 | Receive Information on Guarantees, Pledges and Mortgages Provided by the Company to Third Parties | Management | None | None |
| 12 | Amend Articles Re: Board Related | Management | For | For |
| 13 | Receive Information in Accordance to Article 1.3.6 of Capital Markets Board Corporate Governance Principles | Management | None | None |
| 14 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | For |
| 15 | Close Meeting | Management | None | None |
| CONCORDIA HEALTHCARE CORP. Meeting Date: APR 29, 2016 Record Date: MAR 24, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CXR Security ID: 206519100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Edward Borkowski | Management | For | Withhold |
| 1b | Elect Director Douglas Deeth | Management | For | Withhold |
| 1c | Elect Director Rochelle Fuhrmann | Management | For | For |
| 1d | Elect Director Jordan Kupinsky | Management | For | For |
| 1e | Elect Director Mark Thompson | Management | For | For |
| 1f | Elect Director Patrick Vink | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Change Company Name to Concordia International Corp. | Management | For | For |
| 4 | Approve Advance Notice Requirement | Management | For | For |
| 5 | Authorize New Class of Preferred Stock | Management | For | For |
| CONSTELLATION SOFTWARE INC. Meeting Date: APR 28, 2016 Record Date: MAR 24, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CSU Security ID: 21037X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeff Bender | Management | For | For |
| 1.2 | Elect Director Meredith (Sam) Hall Hayes | Management | For | For |
| 1.3 | Elect Director Robert Kittel | Management | For | For |
| 1.4 | Elect Director Mark Leonard | Management | For | For |
| 1.5 | Elect Director Paul McFeeters | Management | For | For |
| 1.6 | Elect Director Ian McKinnon | Management | For | For |
| 1.7 | Elect Director Mark Miller | Management | For | For |
| 1.8 | Elect Director Stephen R. Scotchmer | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Articles | Management | For | For |
| CTRIP.COM INTERNATIONAL LTD. Meeting Date: DEC 21, 2015 Record Date: NOV 16, 2015 Meeting Type: ANNUAL | ||||
| Ticker: CTRP Security ID: 22943F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amendments to Articles of Association | Management | For | For |
| ECLAT TEXTILE CO., LTD. Meeting Date: JUN 21, 2016 Record Date: APR 22, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 1476 Security ID: Y2237Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | For |
| 2 | Amend Trading Procedures Governing Derivatives Products | Management | For | For |
| 3 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 4 | Approve Plan on Profit Distribution | Management | For | For |
| EDENRED Meeting Date: MAY 04, 2016 Record Date: APR 29, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: EDEN Security ID: F3192L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.84 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
| 5 | Ratify Appointment of Bertrand Dumazy as Director | Management | For | For |
| 6 | Ratify Appointment of Sylvia Coutinho as Director | Management | For | For |
| 7 | Reelect Jean-Paul Bailly as Director | Management | For | For |
| 8 | Reelect Bertrand Meheut as Director | Management | For | For |
| 9 | Reelect Nadra Moussalem as Director | Management | For | For |
| 10 | Advisory Vote on Compensation of Jacques Stern, Chairman and CEO until July 31, 2015 | Management | For | Against |
| 11 | Advisory Vote on Compensation of Nadra Moussalem, Chairman and CEO from Aug. 1, 2015 to Oct. 25, 2015 | Management | For | For |
| 12 | Advisory Vote on Compensation of Bertrand Dumazy, Chairman and CEO from Oct. 26, 2015 | Management | For | Against |
| 13 | Subject to Approval of Item 5, Approve Severance Payment Agreement with Bertrand Dumazy | Management | For | Against |
| 14 | Subject to Approval of Item 5, Approve Unemployment Insurance Agreement with Bertrand Dumazy | Management | For | For |
| 15 | Subject to Approval of Item 5, Approve Health Insurance Coverage Agreement with Bertrand Dumazy | Management | For | For |
| 16 | Subject to Approval of Item 5, Approve Additional Pension Scheme Agreement with Bertrand Dumazy | Management | For | For |
| 17 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 18 | Appoint Ernst and Young Audit as Auditor | Management | For | For |
| 19 | Renew Appointment of Auditex as Alternate Auditor | Management | For | For |
| 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 152,339,000 | Management | For | For |
| 23 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 230,810,000 | Management | For | For |
| 24 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 230,810,000 | Management | For | For |
| 25 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 26 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 27 | Authorize Capitalization of Reserves of Up to EUR 152,339,000 for Bonus Issue or Increase in Par Value | Management | For | For |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 29 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| EUROFINS SCIENTIFIC SE Meeting Date: APR 19, 2016 Record Date: APR 05, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ERF Security ID: F3322K104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board's Reports | Management | None | None |
| 2 | Receive Auditor's Reports | Management | None | None |
| 3 | Acknowledge Special Reports Re: Related Party Transaction | Management | For | For |
| 4 | Approve Consolidated Financial Statements | Management | For | For |
| 5 | Approve Financial Statements | Management | For | For |
| 6 | Approve Allocation of Income | Management | For | For |
| 7 | Approve Discharge of Directors | Management | For | For |
| 8 | Approve Discharge of Auditors | Management | For | For |
| 9 | Reelect Gilles Gerard Jean Henri Martin as Director | Management | For | For |
| 10 | Reelect Yves-Loic Jean-Michel Martin as Director | Management | For | Against |
| 11 | Reelect Stuart Anthony Anderson as Director | Management | For | For |
| 12 | Reelect Valerie Anne-Marie Hanote as Director | Management | For | Against |
| 13 | Renew Appointment of PwC as Auditor | Management | For | For |
| 14 | Approve Remuneration of Directors | Management | For | For |
| 15 | Acknowledge Information on Repurchase Program | Management | For | For |
| 16 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 18 | Amend Article 12 to Clarify Legal Framework of Beneficiary Units Re: Double Voting Rights for Long-Term Registered Shareholders | Management | For | Against |
| 19 | Authorize New Class of Preferred Stock (Class B Beneficiary Units) to Adopt Double Voting Rights for Long-Term Registered Shareholders | Management | For | Against |
| 20 | Approve Restricted Stock Plan | Management | For | Against |
| 21 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
| EXPERIAN PLC Meeting Date: JUL 22, 2015 Record Date: JUL 20, 2015 Meeting Type: ANNUAL | ||||
| Ticker: EXPN Security ID: G32655105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Abstain |
| 3 | Elect Lloyd Pitchford as Director | Management | For | For |
| 4 | Elect Kerry Williams as Director | Management | For | For |
| 5 | Re-elect Fabiola Arredondo as Director | Management | For | For |
| 6 | Re-elect Jan Babiak as Director | Management | For | For |
| 7 | Re-elect Brian Cassin as Director | Management | For | For |
| 8 | Re-elect Roger Davis as Director | Management | For | For |
| 9 | Re-elect Deirdre Mahlan as Director | Management | For | For |
| 10 | Re-elect Don Robert as Director | Management | For | For |
| 11 | Re-elect George Rose as Director | Management | For | For |
| 12 | Re-elect Judith Sprieser as Director | Management | For | For |
| 13 | Re-elect Paul Walker as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Approve Performance Share Plan | Management | For | For |
| 18 | Approve Co-Investment Plan | Management | For | For |
| 19 | Approve Share Option Plan | Management | For | For |
| 20 | Approve UK Tax-Qualified Sharesave Plan | Management | For | For |
| 21 | Approve UK Tax-Qualified All-Employee Plan | Management | For | For |
| 22 | Approve Free Share Plan | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| FIRST CASH FINANCIAL SERVICES, INC. Meeting Date: JUN 07, 2016 Record Date: APR 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: FCFS Security ID: 31942D107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jorge Montano | Management | For | For |
| 2 | Ratify Hein & Associates LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA Meeting Date: MAR 08, 2016 Record Date: FEB 12, 2016 Meeting Type: ANNUAL | ||||
| Ticker: FEMSA UBD Security ID: 344419106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Report on Adherence to Fiscal Obligations | Management | For | For |
| 3 | Approve Allocation of Income and Cash Dividends | Management | For | For |
| 4 | Set Maximum Amount of Share Repurchase Program | Management | For | For |
| 5 | Elect Directors and Secretaries, Verify Director's Independence Classification as Per Mexican Securities Law, and Approve their Remuneration | Management | For | For |
| 6 | Elect Members and Chairmen of Finance and Planning, Audit, and Corporate Practices Committees; Approve Their Remuneration | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 8 | Approve Minutes of Meeting | Management | For | For |
| FOXTONS GROUP PLC Meeting Date: MAY 18, 2016 Record Date: MAY 16, 2016 Meeting Type: ANNUAL | ||||
| Ticker: FOXT Security ID: G3654P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Special Dividend | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Re-elect Andrew Adcock as Director | Management | For | For |
| 6 | Re-elect Ian Barlow as Director | Management | For | For |
| 7 | Re-elect Michael Brown as Director | Management | For | For |
| 8 | Re-elect Nicholas Budden as Director | Management | For | For |
| 9 | Re-elect Annette Court as Director | Management | For | For |
| 10 | Re-elect Gerard Nieslony as Director | Management | For | For |
| 11 | Re-elect Garry Watts as Director | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 19 | Approve Cancellation of the Share Premium Account | Management | For | For |
| GALAXY ENTERTAINMENT GROUP LTD. Meeting Date: MAY 10, 2016 Record Date: MAY 05, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 27 Security ID: Y2679D118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Joseph Chee Ying Keung as Director | Management | For | For |
| 2.2 | Elect James Ross Ancell as Director | Management | For | For |
| 2.3 | Elect Charles Cheung Wai Bun as Director | Management | For | For |
| 2.4 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4.1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 4.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 4.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| GILDAN ACTIVEWEAR INC. Meeting Date: MAY 05, 2016 Record Date: MAR 09, 2016 Meeting Type: ANNUAL | ||||
| Ticker: GIL Security ID: 375916103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William D. Anderson | Management | For | For |
| 1.2 | Elect Director Donald C. Berg | Management | For | For |
| 1.3 | Elect Director Glenn J. Chamandy | Management | For | For |
| 1.4 | Elect Director Russell Goodman | Management | For | For |
| 1.5 | Elect Director George Heller | Management | For | For |
| 1.6 | Elect Director Anne Martin-Vachon | Management | For | For |
| 1.7 | Elect Director Sheila O'Brien | Management | For | For |
| 1.8 | Elect Director Gonzalo F. Valdes-Fauli | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| GRIFOLS SA Meeting Date: MAY 26, 2016 Record Date: MAY 20, 2016 Meeting Type: ANNUAL | ||||
| Ticker: GRF Security ID: E5706X215 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements, Allocation of Income, and Dividend Payment | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of KPMG as Auditor of Standalone Financial Statements | Management | For | For |
| 5 | Renew Appointment of KPMG as Auditor of Consolidated Financial Statements | Management | For | For |
| 6.1 | Elect Victor Grifols Deu as Director | Management | For | For |
| 6.2 | Reelect Luis Isasi Fernandez de Bobadilla as Director | Management | For | For |
| 6.3 | Reelect Steven F. Mayer as Director | Management | For | For |
| 6.4 | Reelect Thomas Glanzmann as Director | Management | For | For |
| 6.5 | Fix Number of Directors at 13 | Management | For | For |
| 7 | Advisory Vote on Remuneration Report | Management | For | Against |
| 8 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| HARGREAVES LANSDOWN PLC Meeting Date: OCT 23, 2015 Record Date: OCT 21, 2015 Meeting Type: ANNUAL | ||||
| Ticker: HL. Security ID: G43940108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect Mike Evans as Director | Management | For | For |
| 6 | Re-elect Ian Gorham as Director | Management | For | For |
| 7 | Re-elect Chris Barling as Director | Management | For | For |
| 8 | Re-elect Stephen Robertson as Director | Management | For | For |
| 9 | Re-elect Shirley Garrood as Director | Management | For | For |
| 10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ING GROEP NV Meeting Date: APR 25, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL | ||||
| Ticker: INGA Security ID: N4578E413 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Announcements on Sustainability | Management | None | None |
| 2.c | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2.d | Discuss Remuneration Report | Management | None | None |
| 2.e | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.a | Receive Explanation on Profit Retention and Distribution Policy | Management | None | None |
| 3.b | Approve Dividends of EUR 0.65 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5.a | Amend Articles to Change the Governance of the Company Re: Abolish Depositary Receipt Structure and Introduction of Other Governance Related Changes | Management | For | For |
| 5.b | Amend Articles Re: European Bank Recovery and Resolution Directive | Management | For | For |
| 5.c | Discussion of Executive Board Profile | Management | None | None |
| 5.d | Discussion of Supervisory Board Profile | Management | None | None |
| 6 | Approve Remuneration Policy for Members of the Supervisory Board | Management | For | For |
| 7 | Elect Wilfred Nagel to Management Board | Management | For | For |
| 8 | Elect Ann Sherry AO to Supervisory Board | Management | For | For |
| 9.a | Authorize Issuance of Shares with Preemptive Rights up to 40 Percent of the Issued Share Capital | Management | For | For |
| 9.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| INGENICO GROUP Meeting Date: APR 29, 2016 Record Date: APR 26, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ING Security ID: F5276G104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
| 5 | Acknowledge Auditors' Special Report on Related-Party Transactions, Mentioning the Absence of New Transactions | Management | For | For |
| 6 | Approve Agreement with Philippe Lazare, Chairman and CEO | Management | For | For |
| 7 | Renew Appointment of Mazars as Auditor | Management | For | For |
| 8 | Renew Appointment of Jean-Louis Simon as Alternate Auditor | Management | For | For |
| 9 | Appoint KPMG SA as Auditor | Management | For | For |
| 10 | Appoint Salustro Reydel SA as Alternate Auditor | Management | For | For |
| 11 | Ratify the Appointment of Colette Lewiner as Director | Management | For | For |
| 12 | Elect Bernard Bourigeaud as Director | Management | For | For |
| 13 | Decision not to Renew the Mandate of Jean-Pierre Cojan | Management | For | For |
| 14 | Reelect Diaa Elyaacoubi as Director | Management | For | For |
| 15 | Reelect Florence Parly as Director | Management | For | For |
| 16 | Reelect Thibault Poutrel as Director | Management | For | For |
| 17 | Reelect Philippe Lazare as Director | Management | For | For |
| 18 | Advisory Vote on Compensation of Philipe Lazare, CEO and Chairman | Management | For | For |
| 19 | Approve Remuneration of Directors in the Aggregate Amount of EUR 550,000 | Management | For | For |
| 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
| 23 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 6,099,060 | Management | For | For |
| 24 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 6,099,060 | Management | For | For |
| 25 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 26 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 27 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 23-26 at 10 Percent of Issued Share Capital | Management | For | For |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
| 30 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 31 | Amend Article 12 of Bylaws Re: Directors' Length of Term | Management | For | For |
| 32 | Amend Article 17 of Bylaws Re: Censors' Length of Term | Management | For | Against |
| 33 | Approve Spin-Off Agreement with Ingenico France | Management | For | For |
| 34 | Approve Spin-Off Agreement with Ingenico Terminals | Management | For | For |
| 35 | Approve Spin-Off Agreement with Ingenico Business Support | Management | For | For |
| 36 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ITC LTD. Meeting Date: JUL 31, 2015 Record Date: JUL 24, 2015 Meeting Type: ANNUAL | ||||
| Ticker: 500875 Security ID: Y4211T171 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend Payment | Management | For | For |
| 3 | Elect K.N. Grant as Director | Management | For | For |
| 4 | Elect K. Vaidyanath as Director | Management | For | For |
| 5 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Remuneration of Cost Auditors | Management | For | For |
| ITC LTD. Meeting Date: JUN 27, 2016 Record Date: MAY 20, 2016 Meeting Type: SPECIAL | ||||
| Ticker: ITC Security ID: Y4211T171 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Share Capital | Management | For | For |
| 2 | Amend Articles of Association to Reflect Changes in Capital | Management | For | For |
| 3 | Approve Bonus Issue | Management | For | For |
| JAPAN EXCHANGE GROUP INC. Meeting Date: JUN 21, 2016 Record Date: MAR 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 8697 Security ID: J2740B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Clarify Director Authority on Shareholder Meetings - Indemnify Directors | Management | For | For |
| 2.1 | Elect Director Tsuda, Hiroki | Management | For | For |
| 2.2 | Elect Director Kiyota, Akira | Management | For | For |
| 2.3 | Elect Director Miyahara, Koichiro | Management | For | For |
| 2.4 | Elect Director Yamaji, Hiromi | Management | For | For |
| 2.5 | Elect Director Christina L. Ahmadjian | Management | For | For |
| 2.6 | Elect Director Ogita, Hitoshi | Management | For | For |
| 2.7 | Elect Director Kubori, Hideaki | Management | For | For |
| 2.8 | Elect Director Koda, Main | Management | For | For |
| 2.9 | Elect Director Kobayashi, Eizo | Management | For | For |
| 2.10 | Elect Director Hirose, Masayuki | Management | For | For |
| 2.11 | Elect Director Honda, Katsuhiko | Management | For | For |
| 2.12 | Elect Director Mori, Kimitaka | Management | For | For |
| 2.13 | Elect Director Yoneda, Tsuyoshi | Management | For | For |
| MASTERCARD INCORPORATED Meeting Date: JUN 28, 2016 Record Date: APR 29, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MA Security ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Oki Matsumoto | Management | For | Against |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson Tai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MERCADOLIBRE, INC. Meeting Date: JUN 10, 2016 Record Date: APR 18, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MELI Security ID: 58733R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Emiliano Calemzuk | Management | For | For |
| 1.2 | Elect Director Marcos Galperin | Management | For | For |
| 1.3 | Elect Director Roberto Balls Sallouti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Co. S.A. as Auditors | Management | For | For |
| MOBILEYE N.V. Meeting Date: JUN 29, 2016 Record Date: JUN 01, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MBLY Security ID: N51488117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Discuss Disclosure Concerning Compensation of Present and Former Directors | Management | None | None |
| 2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Current and Previous Board Members | Management | For | For |
| 4.a | Elect Eyal Desheh as Non-Executive Director | Management | For | For |
| 4.b | Elect Peter Seth Neustadter as Non-Executive Director | Management | For | For |
| 5 | Grant Board Authority to Issue Shares | Management | For | Against |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approval of Appendix B-United States to Company's 2014 Equity Incentive Plan | Management | For | Against |
| 9 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| NOVOZYMES A/S Meeting Date: FEB 24, 2016 Record Date: FEB 17, 2016 Meeting Type: ANNUAL | ||||
| Ticker: NZYM B Security ID: K7317J133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of DKK 3.50 Per Share | Management | For | For |
| 4 | Approve Remuneration of Directors in the Amount of DKK 1.5 Million for Chairman, DKK 1.0 Million for Vice Chairman and DKK 500,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 5 | Reelect Henrik Gurtler (Chairman) as Director | Management | For | For |
| 6 | Reelect Jorgen Rasmussen (Vice Chairman) as Director | Management | For | For |
| 7a | Reelect Heinz-Jurgen Bertram as Director | Management | For | For |
| 7b | Reelect Lars Green as Director | Management | For | For |
| 7c | Reelect Agnete Raaschou-Nielsen as Director | Management | For | For |
| 7d | Reelect Mathias Uhlen as Director | Management | For | For |
| 7e | Elect Eivind Kolding as New Director | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 9a | Approve DKK 6 Million Reduction in Share Capital via Share Cancellation | Management | For | For |
| 9b | Amend Articles Re: Change from Bearer Shares to Registered Shares | Management | For | For |
| 9c | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| 10 | Other Business | Management | None | None |
| OPTIMAL PAYMENTS PLC Meeting Date: SEP 28, 2015 Record Date: SEP 26, 2015 Meeting Type: SPECIAL | ||||
| Ticker: OPAY Security ID: G6770D109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Change Company Name to Paysafe Group plc | Management | For | For |
| 2 | Adopt New Memorandum and Articles of Association | Management | For | For |
| PARTNERS GROUP HOLDING Meeting Date: MAY 11, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: PGHN Security ID: H6120A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 10.50 per Share | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | Against |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5 | Amend Articles Re: Composition of Board Committees | Management | For | Against |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 16 Million | Management | For | Against |
| 6.2 | Approve Remuneration of Executive Committee in the Amount of CHF 56.9 Million | Management | For | Against |
| 7.1a | Elect Peter Wuffli as Director and Board Chairman | Management | For | For |
| 7.1b | Elect Charles Dallara as Director | Management | For | For |
| 7.1c | Elect Marcel Erni as Director | Management | For | For |
| 7.1d | Elect Michelle Felman as Director | Management | For | For |
| 7.1e | Elect Alfred Gantner as Director | Management | For | For |
| 7.1f | Elect Steffen Meister as Director | Management | For | For |
| 7.1g | Elect Grace del Rosario-Castano as Director | Management | For | For |
| 7.1h | Elect Eric Strutz as Director | Management | For | For |
| 7.1i | Elect Patrick Ward as Director | Management | For | For |
| 7.1j | Elect Urs Wietlisbach as Director | Management | For | For |
| 7.2.1 | Appoint Grace del Rosario-Castano as Member of the Nomination & Compensation Committee | Management | For | For |
| 7.2.2 | Appoint Steffen Meister as Member of the Nomination & Compensation Committee | Management | For | Against |
| 7.2.3 | Appoint Peter Wuffli as Member of the Nomination & Compensation Committee | Management | For | For |
| 7.3 | Designate Hotz & Goldmann as Independent Proxy | Management | For | For |
| 7.4 | Ratify KPMG AG as Auditors | Management | For | For |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| PAYSAFE GROUP PLC Meeting Date: MAY 25, 2016 Record Date: MAY 23, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PAYS Security ID: G6963K100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Abstain |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Long Term Incentive Plan | Management | For | For |
| 5 | Approve Sharesave Plan | Management | For | For |
| 6 | Re-elect Dennis Jones as Director | Management | For | For |
| 7 | Re-elect Joel Leonoff as Director | Management | For | For |
| 8 | Re-elect Brian McArthur-Muscroft as Director | Management | For | For |
| 9 | Re-elect Andrew Dark as Director | Management | For | For |
| 10 | Re-elect Ian Francis as Director | Management | For | For |
| 11 | Re-elect Brahm Gelfand as a Director | Management | For | For |
| 12 | Re-elect Ian Jenks as Director | Management | For | For |
| 13 | Reappoint KPMG Audit LLC as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| PERNOD RICARD Meeting Date: NOV 06, 2015 Record Date: NOV 03, 2015 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: RI Security ID: F72027109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.80 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Agreements with Alexandre Ricard, Chairman and CEO | Management | For | For |
| 6 | Ratify Appointment of Veronica Vargas as Director | Management | For | For |
| 7 | Reelect Nicole Bouton as Director | Management | For | For |
| 8 | Elect Kory Sorenson as Director | Management | For | For |
| 9 | Appoint CBA as Alternate Auditor | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 950,000 | Management | For | For |
| 11 | Advisory Vote on Compensation of Alexandre Ricard, Chairman and CEO Since Feb. 11, 2015 and Vice-CEO Previously | Management | For | Against |
| 12 | Advisory Vote on Compensation of Pierre Pringuet, CEO Until Feb. 11, 2015 | Management | For | Against |
| 13 | Advisory Vote on Compensation of Daniele Ricard, Chairman Until Feb. 11, 2015 | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers | Management | For | For |
| 21 | Authorize Capitalization of Reserves of Up to EUR 135 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 22 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 23 | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 25 | Amend Article 33 of Bylaws Re: Record Date | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| PERRIGO COMPANY PLC Meeting Date: APR 26, 2016 Record Date: FEB 26, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PRGO Security ID: G97822103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurie Brlas | Management | For | For |
| 1.2 | Elect Director Gary M. Cohen | Management | For | For |
| 1.3 | Elect Director Marc Coucke | Management | For | For |
| 1.4 | Elect Director Ellen R. Hoffing | Management | For | For |
| 1.5 | Elect Director Michael J. Jandernoa | Management | For | For |
| 1.6 | Elect Director Gerald K. Kunkle, Jr. | Management | For | For |
| 1.7 | Elect Director Herman Morris, Jr. | Management | For | For |
| 1.8 | Elect Director Donal O'Connor | Management | For | For |
| 1.9 | Elect Director Joseph C. Papa | Management | For | For |
| 1.10 | Elect Director Shlomo Yanai | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| PRICESMART, INC. Meeting Date: FEB 03, 2016 Record Date: DEC 11, 2015 Meeting Type: ANNUAL | ||||
| Ticker: PSMT Security ID: 741511109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sherry S. Bahrambeygui | Management | For | For |
| 1.2 | Elect Director Gonzalo Barrutieta | Management | For | For |
| 1.3 | Elect Director Gordon H. Hanson | Management | For | For |
| 1.4 | Elect Director Katherine L. Hensley | Management | For | For |
| 1.5 | Elect Director Leon C. Janks | Management | For | For |
| 1.6 | Elect Director Jose Luis Laparte | Management | For | For |
| 1.7 | Elect Director Mitchell G. Lynn | Management | For | For |
| 1.8 | Elect Director Pierre Mignault | Management | For | For |
| 1.9 | Elect Director Robert E. Price | Management | For | Withhold |
| 1.10 | Elect Director Edgar Zurcher | Management | For | For |
| QIWI PLC Meeting Date: JUL 28, 2015 Record Date: JUN 08, 2015 Meeting Type: SPECIAL | ||||
| Ticker: QIWI Security ID: 74735M108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reserve Shares for Issuance Under the 2015 Employee Restricted Stock Plan | Management | For | Against |
| 2 | Approve the 2015 Employee Restricted Stock Plan | Management | For | Against |
| RAKUTEN INC. Meeting Date: MAR 30, 2016 Record Date: DEC 31, 2015 Meeting Type: ANNUAL | ||||
| Ticker: 4755 Security ID: J64264104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Amend Business Lines | Management | For | For |
| 2.1 | Elect Director Mikitani, Hiroshi | Management | For | For |
| 2.2 | Elect Director Hosaka, Masayuki | Management | For | For |
| 2.3 | Elect Director Charles B. Baxter | Management | For | For |
| 2.4 | Elect Director Kutaragi, Ken | Management | For | For |
| 2.5 | Elect Director Murai, Jun | Management | For | For |
| 2.6 | Elect Director Youngme Moon | Management | For | For |
| 2.7 | Elect Director Joshua G. James | Management | For | For |
| 2.8 | Elect Director Mitachi, Takashi | Management | For | For |
| 3.1 | Appoint Statutory Auditor Yamaguchi, Katsuyuki | Management | For | For |
| 3.2 | Appoint Statutory Auditor Uchida, Takahide | Management | For | Against |
| 4 | Approve Deep Discount Stock Option Plan for Inside Directors, Executive Officers and Employees | Management | For | For |
| 5 | Approve Deep Discount Stock Option Plan for Outside Directors | Management | For | For |
| 6 | Approve Deep Discount Stock Option Plan for Statutory Auditors | Management | For | For |
| 7 | Apply Special Clause to Stock Options for Residents of the State of California, U.S.A | Management | For | For |
| REA GROUP LIMITED Meeting Date: NOV 12, 2015 Record Date: NOV 10, 2015 Meeting Type: ANNUAL | ||||
| Ticker: REA Security ID: Q8051B108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve the Remuneration Report | Management | For | For |
| 3a | Elect Kathleen Conlon as Director | Management | For | For |
| 3b | Elect Hamish McLennan as Director | Management | For | For |
| RIGHTMOVE PLC Meeting Date: MAY 05, 2016 Record Date: MAY 03, 2016 Meeting Type: ANNUAL | ||||
| Ticker: RMV Security ID: G75657109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Re-elect Scott Forbes as Director | Management | For | For |
| 7 | Re-elect Nick McKittrick as Director | Management | For | For |
| 8 | Re-elect Peter Brooks-Johnson as Director | Management | For | For |
| 9 | Re-elect Robyn Perriss as Director | Management | For | For |
| 10 | Re-elect Peter Williams as Director | Management | For | For |
| 11 | Re-elect Colin Kemp as Director | Management | For | For |
| 12 | Re-elect Ashley Martin as Director | Management | For | For |
| 13 | Re-elect Rakhi Goss-Custard as Director | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ROCKET INTERNET SE Meeting Date: JUN 09, 2016 Record Date: MAY 18, 2016 Meeting Type: ANNUAL | ||||
| Ticker: RKET Security ID: D6S914104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2015 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2015 | Management | For | For |
| 4 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2016 | Management | For | For |
| 5.1 | Elect Stefan Krause to the Supervisory Board | Management | For | For |
| 5.2 | Elect Pierre Louette to the Supervisory Board | Management | For | For |
| 6 | Amend Articles Re: Chairman of General Meeting | Management | For | For |
| 7 | Approve Creation of EUR 67.6 Million Pool of Capital without Preemptive Rights | Management | For | Against |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 72 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Against |
| SANDS CHINA LTD. Meeting Date: MAY 27, 2016 Record Date: MAY 16, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 1928 Security ID: G7800X107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Wong Ying Wai as Director | Management | For | For |
| 3b | Elect Robert Glen Goldstein as Director | Management | For | For |
| 3c | Elect Charles Daniel Forman as Director | Management | For | For |
| 3d | Elect Steven Zygmunt Strasser as Director | Management | For | For |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| SCHRODERS PLC Meeting Date: APR 28, 2016 Record Date: APR 26, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SDR Security ID: G78602136 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Rhian Davies as Director | Management | For | For |
| 5 | Re-elect Michael Dobson as Director | Management | For | Against |
| 6 | Re-elect Peter Harrison as Director | Management | For | For |
| 7 | Re-elect Richard Keers as Director | Management | For | For |
| 8 | Re-elect Philip Mallinckrodt as Director | Management | For | For |
| 9 | Re-elect Massimo Tosato as Director | Management | For | For |
| 10 | Re-elect Robin Buchanan as Director | Management | For | For |
| 11 | Re-elect Lord Howard of Penrith as Director | Management | For | For |
| 12 | Re-elect Nichola Pease as Director | Management | For | For |
| 13 | Re-elect Bruno Schroder as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Non-Voting Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| SGS SA Meeting Date: MAR 14, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SGSN Security ID: H7484G106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | Against |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 68 per Share | Management | For | For |
| 4.1.a | Reelect Paul Desmarais as Director | Management | For | Against |
| 4.1.b | Reelect August Von Finck as Director | Management | For | Against |
| 4.1.c | Reelect August Francois Von Finck as Director | Management | For | Against |
| 4.1.d | Reelect Ian Gallienne as Director | Management | For | Against |
| 4.1.e | Reelect Cornelius Grupp as Director | Management | For | For |
| 4.1.f | Reelect Peter Kalantzis as Director | Management | For | For |
| 4.1.g | Reelect Christopher Kirk as Director | Management | For | Against |
| 4.1.h | Reelect Gerard Lamarche as Director | Management | For | Against |
| 4.1.i | Reelect Sergio Marchionne as Director | Management | For | Against |
| 4.1.j | Reelect Shelby Du Pasquier as Director | Management | For | For |
| 4.2 | Reelect Sergio Marchionne as Board Chairman | Management | For | Against |
| 4.3.a | Appoint August Von Finck as Member of the Compensation Committee | Management | For | Against |
| 4.3.b | Appoint Ian Gallienne as Member of the Compensation Committee | Management | For | Against |
| 4.3.c | Appoint Shelby Du Pasquier as Member of the Compensation Committee | Management | For | For |
| 4.4 | Ratify Deloitte SA as Auditors | Management | For | For |
| 4.5 | Designate Jeandin & Defacqz as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 2,1 Million | Management | For | For |
| 5.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 9.2 Million for Fiscal 2017 | Management | For | For |
| 5.3 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 5.6 Million for Fiscal 2015 | Management | For | For |
| 6 | Transact Other Business (Voting) | Management | For | Against |
| ST. JAMES'S PLACE PLC Meeting Date: MAY 04, 2016 Record Date: MAY 02, 2016 Meeting Type: ANNUAL | ||||
| Ticker: STJ Security ID: G5005D124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Sarah Bates as Director | Management | For | For |
| 4 | Re-elect David Bellamy as Director | Management | For | For |
| 5 | Re-elect Iain Cornish as Director | Management | For | For |
| 6 | Re-elect Andrew Croft as Director | Management | For | For |
| 7 | Re-elect Ian Gascoigne as Director | Management | For | For |
| 8 | Re-elect Simon Jeffreys as Director | Management | For | For |
| 9 | Re-elect David Lamb as Director | Management | For | For |
| 10 | Re-elect Patience Wheatcroft as Director | Management | For | For |
| 11 | Re-elect Roger Yates as Director | Management | For | For |
| 12 | Approve Remuneration Report | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 20 | Adopt New Articles of Association | Management | For | For |
| TENCENT HOLDINGS LTD. Meeting Date: MAY 18, 2016 Record Date: MAY 13, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Jacobus Petrus (Koos) Bekker as Director | Management | For | For |
| 3b | Elect Ian Charles Stone as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| THE PRICELINE GROUP INC. Meeting Date: JUN 02, 2016 Record Date: APR 07, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PCLN Security ID: 741503403 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Jan L. Docter | Management | For | For |
| 1.4 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.5 | Elect Director James M. Guyette | Management | For | For |
| 1.6 | Elect Director Charles H. Noski | Management | For | For |
| 1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.8 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.9 | Elect Director Craig W. Rydin | Management | For | For |
| 1.10 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TOTAL SA Meeting Date: MAY 24, 2016 Record Date: MAY 19, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: FP Security ID: F92124100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.44 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Gerard Lamarche as Director | Management | For | For |
| 7 | Elect Maria Van der Hoeven as Director | Management | For | For |
| 8 | Elect Jean Lemierre as Director | Management | For | For |
| 9 | Elect Renata Perycz as Representative of Employee Shareholders to the Board | Management | For | For |
| A | Elect Charles Keller as Representative of Employee Shareholders to the Board | Management | Against | Against |
| B | Elect Werner Guyot as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 10 | Renew Appointment of Ernst and Young Audit as Auditor | Management | For | For |
| 11 | Renew Appointment of KPMG SA as Auditor | Management | For | For |
| 12 | Renew Appointment of Auditex as Alternate Auditor | Management | For | For |
| 13 | Appoint Salustro Reydel SA as Alternate Auditor | Management | For | For |
| 14 | Approve Auditors' Special Report on Related-Party Transactions Including a New Transaction with Thierry Desmarest | Management | For | For |
| 15 | Approve Agreements with Patrick Pouyanne | Management | For | For |
| 16 | Advisory Vote on Compensation of Thierry Desmarest, Chairman until Dec. 18, 2015 | Management | For | For |
| 17 | Advisory Vote on Compensation of Patrick Pouyanne, CEO until Dec. 18, 2015, CEO and Chairman since Dec. 19, 2015 | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value up to Aggregate Nominal Amount of EUR 2.5 Billion | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million | Management | For | For |
| 20 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 600 Million | Management | For | For |
| 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 19 and 20 | Management | For | For |
| 22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 24 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 25 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| UBS GROUP AG Meeting Date: MAY 10, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: UBSG Security ID: H892U1882 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2.1 | Approve Allocation of Income and Dividends of 0.60 per Share from Capital Contribution Reserves | Management | For | For |
| 2.2 | Approve Supplementary Dividends of CHF 0.25 per Share from Capital Contribution Reserves | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 71.25 Million | Management | For | For |
| 5 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 28.5 Million | Management | For | For |
| 6.1.1 | Reelect Axel Weber as Director and Board Chairman | Management | For | For |
| 6.1.2 | Reelect Michel Demare as Director | Management | For | For |
| 6.1.3 | Reelect David Sidwell as Director | Management | For | For |
| 6.1.4 | Reelect Reto Francioni as Director | Management | For | For |
| 6.1.5 | Reelect Ann Godbehere as Director | Management | For | For |
| 6.1.6 | Reelect William Parrett as Director | Management | For | For |
| 6.1.7 | Reelect Isabelle Romy as Director | Management | For | For |
| 6.1.8 | Reelect Beatrice Weder di Mauro as Director | Management | For | For |
| 6.1.9 | Reelect Joseph Yam as Director | Management | For | For |
| 6.2.1 | Elect Robert Scully as Director | Management | For | For |
| 6.2.2 | Elect Dieter Wemmer as Director | Management | For | For |
| 6.3.1 | Appoint Ann Godbehere as Member of the Compensation Committee | Management | For | For |
| 6.3.2 | Appoint Michel Demare as Member of the Compensation Committee | Management | For | For |
| 6.3.3 | Appoint Reto Francioni as Member of the Compensation Committee | Management | For | For |
| 6.3.4 | Appoint William Parrett as Member of the Compensation Committee | Management | For | For |
| 7 | Approve Maximum Remuneration of Directors in the Amount of CHF 14 Million | Management | For | For |
| 8.1 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | For |
| 8.2 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 9 | Transact Other Business (Voting) | Management | For | Against |
| WIRECARD AG Meeting Date: JUN 16, 2016 Record Date: MAY 25, 2016 Meeting Type: ANNUAL | ||||
| Ticker: WDI Security ID: D22359133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.14 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2015 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2015 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2016 | Management | For | For |
| 6 | Elect Wulf Matthias to the Supervisory Board | Management | For | For |
| 7 | Approve Increase in Size of Supervisory Board to Five Members | Management | For | For |
| 8.1 | Elect Tina Kleingarn to the Supervisory Board | Management | For | For |
| 8.2 | Elect Vuyiswa M'Cwabeni to the Supervisory Board | Management | For | For |
| 9 | Approve Remuneration of Supervisory Board | Management | For | For |
| 10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million; Approve Creation of EUR 12.4 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| WISDOMTREE INVESTMENTS, INC. Meeting Date: JUN 20, 2016 Record Date: APR 27, 2016 Meeting Type: ANNUAL | ||||
| Ticker: WETF Security ID: 97717P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven Begleiter | Management | For | For |
| 1.2 | Elect Director Win Neuger | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| WORLDPAY GROUP PLC Meeting Date: MAY 10, 2016 Record Date: MAY 06, 2016 Meeting Type: ANNUAL | ||||
| Ticker: WPG Security ID: G97744109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Appoint KPMG LLP as Auditors | Management | For | For |
| 5 | Authorise Board on the Advice of the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Elect John Allan as Director | Management | For | For |
| 7 | Elect James Brocklebank as Director | Management | For | For |
| 8 | Elect Philip Jansen as Director | Management | For | For |
| 9 | Elect Ron Kalifa as Director | Management | For | For |
| 10 | Elect Robin Marshall as Director | Management | For | For |
| 11 | Elect Rick Medlock as Director | Management | For | For |
| 12 | Elect Deanna Oppenheimer as Director | Management | For | For |
| 13 | Elect Sir Michael Rake as Director | Management | For | For |
| 14 | Elect Martin Scicluna as Director | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| YOOX NET-A-PORTER GROUP SPA Meeting Date: DEC 16, 2015 Record Date: DEC 07, 2015 Meeting Type: SPECIAL | ||||
| Ticker: YNAP Security ID: T9846S106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Number of Directors on the Board; Elect Two Directors | Management | For | For |
| 1 | Approve Stock Option Plan 2015-2025; Cancel Stock Option Plan Approved on April 17, 2014 | Management | For | Against |
| 2 | Approve Capital Increase to Service Stock Option Plan | Management | For | Against |
| YOOX NET-A-PORTER GROUP SPA Meeting Date: APR 27, 2016 Record Date: APR 18, 2016 Meeting Type: ANNUAL | ||||
| Ticker: YNAP Security ID: T9846S106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| ZALANDO SE Meeting Date: MAY 31, 2016 Record Date: MAY 09, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ZAL Security ID: D98423102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2015 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2015 | Management | For | For |
| 4.1 | Ratify Ernst & Young as Auditors for Fiscal 2016 | Management | For | For |
| 4.2 | Ratify Ernst & Young as Auditors Until the 2017 AGM | Management | For | For |
| 5 | Approve Omnibus Stock Plan for Key Employees; Approve Creation of EUR 5.1 Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
| 6.1 | Approve Affiliation Agreement with Subsidiary Metrigo GmbH | Management | For | For |
| 6.2 | Approve Affiliation Agreement with Subsidiary Zalando Media Solutions GmbH | Management | For | For |
| 7 | Elect Jorgen Madsen Lindemann to the Supervisory Board | Management | For | For |
Thornburg Investment Income Builder Fund
| 1511419 ONTARIO INC. Meeting Date: NOV 10, 2015 Record Date: OCT 19, 2015 Meeting Type: SPECIAL | ||||
| Ticker: CSFSF Security ID: 14756FAB9 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Bondholder Resolution: Approval of the Plan | Management | For | Did Not Vote |
| ABERDEEN ASSET MANAGEMENT PLC Meeting Date: JUL 06, 2015 Record Date: JUL 02, 2015 Meeting Type: SPECIAL | ||||
| Ticker: ADN Security ID: G00434111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issue of 2015 Non-Voting Preference Shares | Management | For | For |
| 2 | Authorise Board to Consolidate and Sub-divide Share Capital and/or Sub-divide Shares in Connection with Any Conversion of 2015 Non-Voting Preference Shares into Ordinary Shares | Management | For | For |
| ABERDEEN ASSET MANAGEMENT PLC Meeting Date: JAN 27, 2016 Record Date: JAN 25, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ADN Security ID: G00434111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect Julie Chakraverty as Director | Management | For | For |
| 6 | Re-elect Roger Cornick as Director | Management | For | For |
| 7 | Re-elect Martin Gilbert as Director | Management | For | For |
| 8 | Re-elect Andrew Laing as Director | Management | For | For |
| 9 | Re-elect Rod MacRae as Director | Management | For | For |
| 10 | Re-elect Richard Mully as Director | Management | For | For |
| 11 | Re-elect Jim Pettigrew as Director | Management | For | For |
| 12 | Re-elect Bill Rattray as Director | Management | For | For |
| 13 | Re-elect Anne Richards as Director | Management | For | For |
| 14 | Re-elect Jutta af Rosenborg as Director | Management | For | For |
| 15 | Re-elect Akira Suzuki as Director | Management | For | For |
| 16 | Re-elect Simon Troughton as Director | Management | For | For |
| 17 | Re-elect Hugh Young as Director | Management | For | For |
| 18 | Elect Val Rahmani as Director | Management | For | For |
| 19 | Approve Remuneration Report | Management | For | Against |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise EU Political Donations and Expenditure | Management | For | For |
| ADVANCED SEMICONDUCTOR ENGINEERING INC. Meeting Date: JUN 28, 2016 Record Date: APR 29, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 2311 Security ID: Y00153109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amendments to Articles of Association | Management | For | For |
| 2 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 3 | Approve Plan on Profit Distribution | Management | For | For |
| 4 | Approve Issuance of Ordinary Shares and/or Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt and/or Domestic Cash Increase by Issuance of Common Shares and/or Issuance of Convertible Bonds via Private Placement | Management | For | For |
| 5 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For |
| ALLIANZ SE Meeting Date: MAY 04, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ALV Security ID: D03080112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 7.30 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2015 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2015 | Management | For | Did Not Vote |
| 5 | Elect Friedrich Eichiner to the Supervisory Board | Management | For | Did Not Vote |
| APOLLO INVESTMENT CORPORATION Meeting Date: AUG 05, 2015 Record Date: JUN 11, 2015 Meeting Type: ANNUAL | ||||
| Ticker: AINV Security ID: 03761U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a.1 | Elect Director John J. Hannan | Management | For | For |
| 1a.2 | Elect Director R. Rudolph Reinfrank | Management | For | For |
| 1b.3 | Elect Director James C. Zelter | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| APOLLO INVESTMENT CORPORATION Meeting Date: AUG 05, 2015 Record Date: JUN 11, 2015 Meeting Type: SPECIAL | ||||
| Ticker: AINV Security ID: 03761U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | Against |
| APPLE INC. Meeting Date: FEB 26, 2016 Record Date: DEC 28, 2015 Meeting Type: ANNUAL | ||||
| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Bell | Management | For | For |
| 1.2 | Elect Director Tim Cook | Management | For | For |
| 1.3 | Elect Director Al Gore | Management | For | For |
| 1.4 | Elect Director Bob Iger | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Art Levinson | Management | For | For |
| 1.7 | Elect Director Ron Sugar | Management | For | For |
| 1.8 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers | Shareholder | Against | Abstain |
| 6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Abstain |
| 7 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
| 8 | Adopt Proxy Access Right | Shareholder | Against | For |
| ARES CAPITAL CORPORATION Meeting Date: MAY 12, 2016 Record Date: MAR 04, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ARCC Security ID: 04010L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Kipp deVeer | Management | For | For |
| 1.2 | Elect Director Daniel G. Kelly, Jr. | Management | For | For |
| 1.3 | Elect Director Eric B. Siegel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ARES CAPITAL CORPORATION Meeting Date: MAY 12, 2016 Record Date: MAR 04, 2016 Meeting Type: SPECIAL | ||||
| Ticker: ARCC Security ID: 04010L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
| AT&T INC. Meeting Date: APR 29, 2016 Record Date: MAR 01, 2016 Meeting Type: ANNUAL | ||||
| Ticker: T Security ID: 00206R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Richard W. Fisher | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.6 | Elect Director William E. Kennard | Management | For | For |
| 1.7 | Elect Director Michael B. McCallister | Management | For | For |
| 1.8 | Elect Director Beth E. Mooney | Management | For | For |
| 1.9 | Elect Director Joyce M. Roche | Management | For | For |
| 1.10 | Elect Director Matthew K. Rose | Management | For | For |
| 1.11 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.12 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Indirect Political Contributions | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| ATLANTIA SPA Meeting Date: APR 21, 2016 Record Date: APR 12, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ATL Security ID: T05404107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 3.a | Fix Number of Directors | Management | For | For |
| 3.b.1 | Slate 1 Submitted by Sintonia SpA | Shareholder | None | Did Not Vote |
| 3.b.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 3.c | Elect Board Chair | Management | None | For |
| 3.d | Approve Remuneration of Directors | Management | For | Against |
| 4 | Approve Remuneration Report | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| AXA Meeting Date: APR 27, 2016 Record Date: APR 22, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CS Security ID: F06106102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | Management | For | For |
| 4 | Advisory Vote on Compensation of Henri de Castries, Chairman and CEO | Management | For | For |
| 5 | Advisory Vote on Compensation of Denis Duverne, Vice CEO | Management | For | For |
| 6 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 7 | Reelect Stefan Lippe as Director | Management | For | For |
| 8 | Reelect Francois Martineau as Director | Management | For | For |
| 9 | Elect Irene Dorner as Director | Management | For | For |
| 10 | Elect Angelien Kemna as Director | Management | For | For |
| 11 | Reelect Doina Palici Chehab as Representative of Employee Shareholders to the Board | Management | For | For |
| 12 | Elect Alain Raynaud as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 13 | Elect Martin Woll as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 14 | Renew Appointment of Mazars as Auditor | Management | For | For |
| 15 | Renew Appointment of Emmanuel Charnavel as Alternate Auditor | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 19 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 20 | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Pension Contribution | Management | For | For |
| 21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BAE SYSTEMS PLC Meeting Date: MAY 04, 2016 Record Date: MAY 02, 2016 Meeting Type: ANNUAL | ||||
| Ticker: BA. Security ID: G06940103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Sir Roger Carr as Director | Management | For | For |
| 5 | Re-elect Jerry DeMuro as Director | Management | For | For |
| 6 | Re-elect Harriet Green as Director | Management | For | For |
| 7 | Re-elect Christopher Grigg as Director | Management | For | For |
| 8 | Re-elect Ian King as Director | Management | For | For |
| 9 | Re-elect Peter Lynas as Director | Management | For | For |
| 10 | Re-elect Paula Rosput Reynolds as Director | Management | For | For |
| 11 | Re-elect Nicholas Rose as Director | Management | For | For |
| 12 | Re-elect Ian Tyler as Director | Management | For | For |
| 13 | Elect Elizabeth Corley as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BANK OF CHINA LIMITED Meeting Date: DEC 04, 2015 Record Date: NOV 03, 2015 Meeting Type: SPECIAL | ||||
| Ticker: 03988 Security ID: Y0698A107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Zhu Hexin as Director | Management | For | For |
| 2 | Elect Zhang Jinliang as Director | Management | For | For |
| 3 | Approve Remuneration Distribution Plan for the Chairman, Executive Directors, Chairman of Board of Supervisors and Shareholder Representative Supervisors in 2014 | Management | For | For |
| 4 | Approve Overseas Listing of BOC Aviation Pte. Ltd. | Management | For | For |
| 5 | Authorized Board to Deal with All Matters in Relation to the Overseas Listing of BOC Aviation Pte. Ltd. | Management | For | For |
| 6 | Approve the Description of the Sustainable Profitability and Prospects of the Bank | Management | For | For |
| 7 | Approve the Undertaking of the Bank to Maintain its Independent Listing Status | Management | For | For |
| 8 | Approve the Compliance of the Overseas Listing of BOC Aviation Pte. Ltd. with the Circular on Issues in Relation to Regulating Overseas Listing of Subsidiaries of Domestic Listed Companies | Management | For | For |
| 9 | Approve Provision of Assured Entitlement to H-share Shareholders Only for the Spin-off of BOC Aviation Pte. Ltd. | Management | For | For |
| BANK OF CHINA LIMITED Meeting Date: DEC 04, 2015 Record Date: NOV 03, 2015 Meeting Type: SPECIAL | ||||
| Ticker: 03988 Security ID: Y0698A107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Provision of Assured Entitlement to H-share Shareholders Only for the Spin-off of BOC Aviation Pte. Ltd. | Management | For | For |
| BG GROUP PLC Meeting Date: JAN 28, 2016 Record Date: JAN 26, 2016 Meeting Type: SPECIAL | ||||
| Ticker: BG. Security ID: G1245Z108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Matters Relating to the Cash and Share Offer for BG Group plc by Royal Dutch Shell plc | Management | For | For |
| BG GROUP PLC Meeting Date: JAN 28, 2016 Record Date: JAN 26, 2016 Meeting Type: COURT | ||||
| Ticker: BG. Security ID: G1245Z108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| BNP PARIBAS SA Meeting Date: MAY 26, 2016 Record Date: MAY 23, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BNP Security ID: F1058Q238 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.31 per Share | Management | For | For |
| 4 | Approve Non-Compete Agreement with Jean-Laurent Bonnafe, CEO | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Jean-Laurent Bonnafe as Director | Management | For | For |
| 7 | Reelect Marion Guillou as Director | Management | For | For |
| 8 | Reelect Michel Tilmant as Director | Management | For | For |
| 9 | Elect Wouter De Ploey as Director | Management | For | For |
| 10 | Advisory Vote on Compensation of Jean Lemierre, Chairman | Management | For | For |
| 11 | Advisory Vote on Compensation of Jean-Laurent Bonnafe, CEO | Management | For | For |
| 12 | Advisory Vote on Compensation of Philippe Bordenave, Vice-CEO | Management | For | For |
| 13 | Advisory Vote on Compensation of Francois Villeroy de Galhau, Vice-CEO until April 30, 2015 | Management | For | For |
| 14 | Advisory Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Management | For | For |
| 15 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Billion | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million | Management | For | For |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 19 | Set Total Limit for Capital Increase without Preemptive Rights to Result from Issuance Requests Under Items 17 and 18 at EUR 240 Million | Management | For | For |
| 20 | Authorize Capitalization of Reserves of Up to EUR 1.2 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 21 | Set Total Limit for Capital Increase with or without Preemptive Rights to Result from Issuance Requests Under Items 16 to 18 at EUR 1.2 Billion | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 23 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BOUYGUES Meeting Date: APR 21, 2016 Record Date: APR 18, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: EN Security ID: F11487125 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 5 | Approve Additional Pension Scheme Agreement with Olivier Bouygues | Management | For | For |
| 6 | Advisory Vote on Compensation of Martin Bouygues, CEO and Chairman | Management | For | For |
| 7 | Advisory Vote on Compensation of Olivier Bouygues, Vice-CEO | Management | For | For |
| 8 | Reelect Patrick Kron as Director | Management | For | Against |
| 9 | Reelect Colette Lewiner as Director | Management | For | For |
| 10 | Reelect Rose-Marie van Lerberghe as Director | Management | For | For |
| 11 | Reelect SCDM as Director | Management | For | Against |
| 12 | Reelect Sandra Nombret as Representative of Employee Shareholders to the Board | Management | For | Against |
| 13 | Reelect Michele Vilain as Representative of Employee Shareholders to the Board | Management | For | Against |
| 14 | Elect Olivier Bouygues as Director | Management | For | Against |
| 15 | Elect SCDM Participation as Director | Management | For | Against |
| 16 | Elect Clara Gaymard as Director | Management | For | For |
| 17 | Renew Appointment of Mazars as Auditor | Management | For | For |
| 18 | Renew Appointment Philippe Castagnac as Alternate Auditor | Management | For | For |
| 19 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| 20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Against |
| 23 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | For | Against |
| 24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BT GROUP PLC Meeting Date: JUL 15, 2015 Record Date: JUL 13, 2015 Meeting Type: ANNUAL | ||||
| Ticker: BT.A Security ID: G16612106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Sir Michael Rake as Director | Management | For | For |
| 5 | Re-elect Gavin Patterson as Director | Management | For | For |
| 6 | Re-elect Tony Chanmugam as Director | Management | For | For |
| 7 | Re-elect Tony Ball as Director | Management | For | For |
| 8 | Re-elect Iain Conn as Director | Management | For | For |
| 9 | Re-elect Phil Hodkinson as Director | Management | For | For |
| 10 | Re-elect Karen Richardson as Director | Management | For | For |
| 11 | Re-elect Nick Rose as Director | Management | For | For |
| 12 | Re-elect Jasmine Whitbread as Director | Management | For | For |
| 13 | Elect Isabel Hudson as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Adopt New Articles of Association | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| CAPSTEAD MORTGAGE CORPORATION Meeting Date: MAY 25, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL | ||||
| Ticker: CMO Security ID: 14067E506 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John L. 'Jack' Bernard | Management | For | For |
| 1.2 | Elect Director Jack Biegler | Management | For | For |
| 1.3 | Elect Director Michelle P. Goolsby | Management | For | For |
| 1.4 | Elect Director Andrew F. Jacobs | Management | For | For |
| 1.5 | Elect Director Gary Keiser | Management | For | For |
| 1.6 | Elect Director Christopher W. Mahowald | Management | For | For |
| 1.7 | Elect Director Michael G. O'Neil | Management | For | For |
| 1.8 | Elect Director Mark S. Whiting | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CHIMERA INVESTMENT CORPORATION Meeting Date: DEC 10, 2015 Record Date: OCT 21, 2015 Meeting Type: ANNUAL | ||||
| Ticker: CIM Security ID: 16934Q208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Dennis M. Mahoney | Management | For | For |
| 1b | Elect Director Paul A. Keenan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CHIMERA INVESTMENT CORPORATION Meeting Date: JUN 07, 2016 Record Date: APR 08, 2016 Meeting Type: ANNUAL | ||||
| Ticker: CIM Security ID: 16934Q208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John P. Reilly | Management | For | For |
| 1b | Elect Director Matthew Lambiase | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO. LTD. Meeting Date: JUN 03, 2016 Record Date: MAY 27, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 144 Security ID: Y1489Q103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3Aa | Elect Hu Jianhua as Director | Management | For | For |
| 3Ab | Elect Fu Gangfeng as Director | Management | For | For |
| 3Ac | Elect Deng Renjie as Director | Management | For | For |
| 3Ad | Elect Bai Jingtao as Director | Management | For | For |
| 3Ae | Elect Wang Zhixian as Director | Management | For | For |
| 3Af | Elect Kut Ying Hay as Director | Management | For | For |
| 3Ag | Elect Lee Yip Wah Peter as Director | Management | For | For |
| 3Ah | Elect Li Kwok Heem John as Director | Management | For | For |
| 3Ai | Elect Li Ka Fai David as Director | Management | For | Against |
| 3B | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5A | Approve Grant of Options Under the Share Option Scheme | Management | For | Against |
| 5B | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5C | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5D | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 6 | Change Company Name | Management | For | For |
| CHINA MOBILE LIMITED Meeting Date: MAY 26, 2016 Record Date: MAY 19, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 941 Security ID: Y14965100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Shang Bing as Director | Management | For | For |
| 3.2 | Elect Li Yue as Director | Management | For | For |
| 3.3 | Elect Sha Yuejia as Director | Management | For | Against |
| 3.4 | Elect Liu Aili as Director | Management | For | For |
| 4 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| CME GROUP INC. Meeting Date: MAY 18, 2016 Record Date: MAR 22, 2016 Meeting Type: ANNUAL | ||||
| Ticker: CME Security ID: 12572Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Phupinder S. Gill | Management | For | For |
| 1c | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1d | Elect Director Charles P. Carey | Management | For | For |
| 1e | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1f | Elect Director Ana Dutra | Management | For | For |
| 1g | Elect Director Martin J. Gepsman | Management | For | For |
| 1h | Elect Director Larry G. Gerdes | Management | For | For |
| 1i | Elect Director Daniel R. Glickman | Management | For | For |
| 1j | Elect Director Leo Melamed | Management | For | For |
| 1k | Elect Director William P. Miller, II | Management | For | For |
| 1l | Elect Director James E. Oliff | Management | For | For |
| 1m | Elect Director Alex J. Pollock | Management | For | For |
| 1n | Elect Director John F. Sandner | Management | For | For |
| 1o | Elect Director Terry L. Savage | Management | For | For |
| 1p | Elect Director William R. Shepard | Management | For | For |
| 1q | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN Meeting Date: MAY 13, 2016 Record Date: MAY 10, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ML Security ID: F61824144 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 2.85 per Share | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Advisory Vote on Compensation of Jean-Dominique Senard, General Manager | Management | For | For |
| 7 | Reelect Anne-Sophie de La Bigne as Supervisory Board Member | Management | For | For |
| 8 | Reelect Jean-Pierre Duprieu as Supervisory Board Member | Management | For | For |
| 9 | Ratify Appointment of Monique Leroux as Supervisory Board Member | Management | For | For |
| 10 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 555,000 | Management | For | For |
| 11 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | For |
| 12 | Appoint Jean-Baptiste Deschryver as Alternate Auditor | Management | For | For |
| 13 | Renew Appointment of Deloitte and Associes as Auditor | Management | For | For |
| 14 | Renew Appointment of B.E.A.S as Alternate Auditor | Management | For | For |
| 15 | Approve Issuance of Securities Convertible into Debt, up to an Aggregate Amount of EUR 2.5 Billion | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 127 Million | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 36 Million | Management | For | For |
| 18 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 36 Million | Management | For | For |
| 19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 20 | Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 21 | Authorize Capital Increase of Up to 10 Percent of Issued Capital for Future Exchange Offers and Future Acquisitions | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 23 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 127 Million | Management | For | For |
| 24 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 25 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| CROWN CASTLE INTERNATIONAL CORP. Meeting Date: MAY 19, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL | ||||
| Ticker: CCI Security ID: 22822V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director P. Robert Bartolo | Management | For | For |
| 1b | Elect Director Jay A. Brown | Management | For | For |
| 1c | Elect Director Cindy Christy | Management | For | For |
| 1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
| 1e | Elect Director Robert E. Garrison II | Management | For | For |
| 1f | Elect Director Dale N. Hatfield | Management | For | For |
| 1g | Elect Director Lee W. Hogan | Management | For | For |
| 1h | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
| 1i | Elect Director J. Landis Martin | Management | For | For |
| 1j | Elect Director Robert F. McKenzie | Management | For | For |
| 1k | Elect Director Anthony J. Melone | Management | For | For |
| 1l | Elect Director W. Benjamin Moreland | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DAIMLER AG Meeting Date: APR 06, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: DAI Security ID: D1668R123 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.25 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2015 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2015 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2016 | Management | For | For |
| 6.1 | Elect Manfred Bischoff to the Supervisory Board | Management | For | For |
| 6.2 | Elect Petraea Heynike to the Supervisory Board | Management | For | For |
| DAQIN RAILWAY CO., LTD. Meeting Date: SEP 15, 2015 Record Date: SEP 08, 2015 Meeting Type: SPECIAL | ||||
| Ticker: 601006 Security ID: Y1997H108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Change in Business Scope and Amend Articles of Association to Reflect the Change | Management | For | For |
| 2.01 | Elect Zhao Chunlei as Non-Independent Director | Shareholder | None | For |
| DBS GROUP HOLDINGS LTD. Meeting Date: APR 28, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: D05 Security ID: Y20246107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect Euleen Goh as Director | Management | For | For |
| 6 | Elect Danny Teoh as Director | Management | For | For |
| 7 | Elect Piyush Gupta as Director | Management | For | For |
| 8 | Elect Nihal Vijaya Devadas Kaviratne as Director | Management | For | For |
| 9 | Approve Grant of Awards and Issuance of Shares Pursuant to the DBSH Share Plan | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 11 | Approve Issuance of Shares Under the DBSH Scrip Dividend Scheme for the Final Dividends for the Year Ended Dec. 31, 2015 | Management | For | For |
| 12 | Approve Issuance of Shares Under the DBSH Scrip Dividend Scheme for the Dividends which may be Declared for the Year Ending Dec. 31, 2016 | Management | For | For |
| 13 | Authorize Share Repurchase Program | Management | For | For |
| 14 | Adopt New Constitution | Management | For | For |
| DIGITAL REALTY TRUST, INC. Meeting Date: MAY 10, 2016 Record Date: MAR 17, 2016 Meeting Type: ANNUAL | ||||
| Ticker: DLR Security ID: 253868103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Dennis E. Singleton | Management | For | For |
| 1B | Elect Director Laurence A. Chapman | Management | For | For |
| 1C | Elect Director Kathleen Earley | Management | For | For |
| 1D | Elect Director Kevin J. Kennedy | Management | For | For |
| 1E | Elect Director William G. LaPerch | Management | For | For |
| 1F | Elect Director A. William Stein | Management | For | For |
| 1G | Elect Director Robert H. Zerbst | Management | For | For |
| 2 | Ratify KMPG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DOMINION RESOURCES, INC. Meeting Date: MAY 11, 2016 Record Date: MAR 04, 2016 Meeting Type: ANNUAL | ||||
| Ticker: D Security ID: 25746U109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William P. Barr | Management | For | For |
| 1.2 | Elect Director Helen E. Dragas | Management | For | For |
| 1.3 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.4 | Elect Director Thomas F. Farrell, II | Management | For | For |
| 1.5 | Elect Director John W. Harris | Management | For | Against |
| 1.6 | Elect Director Mark J. Kington | Management | For | For |
| 1.7 | Elect Director Pamela J. Royal | Management | For | For |
| 1.8 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
| 1.9 | Elect Director Michael E. Szymanczyk | Management | For | For |
| 1.10 | Elect Director David A. Wollard | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Report on Potential Impact of Denial of a Certificate for North Anna 3 | Shareholder | Against | Abstain |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Require Director Nominee with Environmental Experience | Shareholder | Against | Abstain |
| 8 | Report on Financial and Physical Risks of Climate Change | Shareholder | Against | Abstain |
| 9 | Report on Plans to Adapt to Distributed Energy Generation and Energy Efficiency Changes in Sector | Shareholder | Against | Abstain |
| DUKE ENERGY CORPORATION Meeting Date: MAY 05, 2016 Record Date: MAR 07, 2016 Meeting Type: ANNUAL | ||||
| Ticker: DUK Security ID: 26441C204 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Angelakis | Management | For | For |
| 1.2 | Elect Director Michael G. Browning | Management | For | For |
| 1.3 | Elect Director Daniel R. DiMicco | Management | For | For |
| 1.4 | Elect Director John H. Forsgren | Management | For | For |
| 1.5 | Elect Director Lynn J. Good | Management | For | For |
| 1.6 | Elect Director Ann Maynard Gray | Management | For | For |
| 1.7 | Elect Director John T. Herron | Management | For | For |
| 1.8 | Elect Director James B. Hyler, Jr. | Management | For | For |
| 1.9 | Elect Director William E. Kennard | Management | For | For |
| 1.10 | Elect Director E. Marie McKee | Management | For | For |
| 1.11 | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1.12 | Elect Director Carlos A. Saladrigas | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| DYNEX CAPITAL, INC. Meeting Date: MAY 17, 2016 Record Date: MAR 14, 2016 Meeting Type: ANNUAL | ||||
| Ticker: DX Security ID: 26817Q506 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas B. Akin | Management | For | For |
| 1.2 | Elect Director Byron L. Boston | Management | For | For |
| 1.3 | Elect Director Michael R. Hughes | Management | For | For |
| 1.4 | Elect Director Barry A. Igdaloff | Management | For | For |
| 1.5 | Elect Director Valerie A. Mosley | Management | For | For |
| 1.6 | Elect Director Robert A. Salcetti | Management | For | For |
| 1.7 | Elect Director James C. Wheat, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| ELECTRICITE DE FRANCE Meeting Date: MAY 12, 2016 Record Date: MAY 09, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: EDF Security ID: F2940H113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | Management | For | For |
| A | Approve Allocation of Income and Absence of Dividends | Shareholder | Against | Against |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 6 | Advisory Vote on Compensation of Jean Bernard Levy, Chairman and CEO | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 510,000 | Management | For | For |
| 9 | Elect Claire Pedini as Director | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 95 Million | Management | For | For |
| 12 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 95 Million | Management | For | For |
| 13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 14 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 15 | Authorize Capital Increase of Up to EUR 95 Million for Future Exchange Offers | Management | For | For |
| 16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 18 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| GAM HOLDING LTD. Meeting Date: APR 27, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: GAM Security ID: H2878E106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 0.65 per Share from Capital Contribution Reserves | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve CHF 155,000 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 5 | Approve Creation of CHF 816,973 Pool of Capital without Preemptive Rights | Management | For | For |
| 6.1 | Reelect Johannes de Gier as Director and Board Chairman | Management | For | For |
| 6.2 | Reelect Diego du Monceau as Director | Management | For | For |
| 6.3 | Reelect Hugh Scott-Barrett as Director | Management | For | For |
| 6.4 | Elect Nancy Mistretta as Director | Management | For | For |
| 6.5 | Elect Ezra S. Field as Director | Management | For | For |
| 6.6 | Elect Benjamin Meuli as Director | Management | For | For |
| 7.1 | Appoint Diego du Monceau as Member of the Compensation Committee | Management | For | For |
| 7.2 | Appoint Nancy Mistretta as Member of the Compensation Committee | Management | For | For |
| 7.3 | Appoint Benjamin Meuli as Member of the Compensation Committee | Management | For | For |
| 8.1 | Approve Remuneration of Directors in the Amount of CHF 3 Million | Management | For | For |
| 8.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 8 Million | Management | For | For |
| 8.3 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 15 Million | Management | For | For |
| 9 | Ratify KPMG AG as Auditors | Management | For | For |
| 10 | Designate Tobias Rohner as Independent Proxy | Management | For | For |
| 11 | Transact Other Business (Voting) | Management | For | Against |
| GJENSIDIGE FORSIKRING ASA Meeting Date: APR 07, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: GJF Security ID: R2763X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Registration of Attending Shareholders and Proxies | Management | None | None |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Total Dividends of NOK 8.40 Per Share | Management | For | Did Not Vote |
| 6a | Approve Remuneration Statement | Management | For | Did Not Vote |
| 6b | Approve Remuneration Guidelines For Executive Management | Management | For | Did Not Vote |
| 6c | Approve Guidelines for Allotment of Shares and Subscription Rights | Management | For | Did Not Vote |
| 7a | Authorize the Board to Decide on Distribution of Dividends | Management | For | Did Not Vote |
| 7b | Approve Repurchase of Shares for Equity Plan Financing Purposes | Management | For | Did Not Vote |
| 7c | Authorize Board to Raise Subordinated Loans and Other External Financing | Management | For | Did Not Vote |
| 8 | Amend Articles Re: Election of Deputy Directors | Management | For | Did Not Vote |
| 9a1 | Elect Inge Hansen as Director | Management | For | Did Not Vote |
| 9a2 | Reelect Gisele Marchand as Director | Management | For | Did Not Vote |
| 9a3 | Reelect Per Bjorge as Director | Management | For | Did Not Vote |
| 9a4 | Reelect Mette Rostad as Director | Management | For | Did Not Vote |
| 9a5 | Reelect Tine Wollebekk as Director | Management | For | Did Not Vote |
| 9a6 | Elect Knud Daugaard as New Director | Management | For | Did Not Vote |
| 9a7 | Elect John Giverholt as New Director | Management | For | Did Not Vote |
| 9b1 | Reelect Mai-Lill Ibsen as Membersof Nominating Committee | Management | For | Did Not Vote |
| 9b2 | Reelect John Ottestad as Membersof Nominating Committee | Management | For | Did Not Vote |
| 9b3 | Elect Torun Bakken as New Member of Nominating Committee | Management | For | Did Not Vote |
| 9b4 | Elect Einar Enger as New Member of Nominating Committee | Management | For | Did Not Vote |
| 9b5 | Elect Joakim Gjersoe as New Member of Nominating Committee | Management | For | Did Not Vote |
| 9c | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors in the Amount of NOK 543,000 for Chairman and NOK 271,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| HELMERICH & PAYNE, INC. Meeting Date: MAR 02, 2016 Record Date: JAN 08, 2016 Meeting Type: ANNUAL | ||||
| Ticker: HP Security ID: 423452101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William L. Armstrong | Management | For | For |
| 1b | Elect Director Randy A. Foutch | Management | For | For |
| 1c | Elect Director Hans Helmerich | Management | For | For |
| 1d | Elect Director John W. Lindsay | Management | For | For |
| 1e | Elect Director Paula Marshall | Management | For | For |
| 1f | Elect Director Thomas A. Petrie | Management | For | For |
| 1g | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1h | Elect Director Francis Rooney | Management | For | For |
| 1i | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1j | Elect Director John D. Zeglis | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| HOLLYFRONTIER CORPORATION Meeting Date: MAY 11, 2016 Record Date: MAR 14, 2016 Meeting Type: ANNUAL | ||||
| Ticker: HFC Security ID: 436106108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas Y. Bech | Management | For | For |
| 1b | Elect Director George J. Damiris | Management | For | For |
| 1c | Elect Director Leldon E. Echols | Management | For | For |
| 1d | Elect Director R. Kevin Hardage | Management | For | For |
| 1e | Elect Director Michael C. Jennings | Management | For | For |
| 1f | Elect Director Robert J. Kostelnik | Management | For | For |
| 1g | Elect Director James H. Lee | Management | For | For |
| 1h | Elect Director Franklin Myers | Management | For | For |
| 1i | Elect Director Michael E. Rose | Management | For | For |
| 1j | Elect Director Tommy A. Valenta | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| HOPEWELL HOLDINGS LTD. Meeting Date: OCT 26, 2015 Record Date: OCT 16, 2015 Meeting Type: ANNUAL | ||||
| Ticker: 00054 Security ID: Y37129163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a1 | Elect Eddie Ping Chang Ho as Director | Management | For | For |
| 3a2 | Elect Albert Kam Yin Yeung as Director | Management | For | For |
| 3a3 | Elect Leo Kwok Kee Leung as Director | Management | For | For |
| 3a4 | Elect Gordon Yen as Director | Management | For | For |
| 3a5 | Elect Yuk Keung Ip as Director | Management | For | Against |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 5d | Approve Grant of Options Under the Share Option Scheme | Management | For | Against |
| HUANENG POWER INTERNATIONAL, INC. Meeting Date: JAN 12, 2016 Record Date: DEC 22, 2015 Meeting Type: SPECIAL | ||||
| Ticker: 00902 Security ID: Y3744A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2016 Continuing Connected Transactions Between the Company and Huaneng Group Including the Huaneng Group Framework Agreement and Transaction Caps | Management | For | For |
| 2 | Approve Connected Transactions on Finance Leasing and Leaseback by Huaneng Pingliang Power Generation Limited Company | Management | For | For |
| 3 | Approve Connected Transactions on Finance Leasing and Leaseback by the Company's Controlled Subsidiaries | Management | For | For |
| HUANENG POWER INTERNATIONAL, INC. Meeting Date: JUN 23, 2016 Record Date: JUN 01, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 902 Security ID: Y3744A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2015 Work Report of Board of Directors | Management | For | For |
| 2 | Approve 2015 Work Report of Supervisory Committee | Management | For | For |
| 3 | Approve 2015 Audited Financial Statements | Management | For | For |
| 4 | Approve 2015 Profit Distribution Plan | Management | For | For |
| 5 | Approve KPMG and KPMG Huazhen LLP as the International and PRC Auditors | Management | For | For |
| 6 | Elect Xu Mengzhou as Director | Management | For | For |
| 7 | Amend Articles of Association | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 9 | Approve Issuance of Domestic and Foreign Perpetual Debts Under the General Mandate | Shareholder | None | For |
| HUSKY ENERGY INC. Meeting Date: APR 26, 2016 Record Date: MAR 08, 2016 Meeting Type: ANNUAL | ||||
| Ticker: HSE Security ID: 448055103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Victor T.K. Li | Management | For | For |
| 1.2 | Elect Director Canning K.N. Fok | Management | For | For |
| 1.3 | Elect Director Stephen E. Bradley | Management | For | For |
| 1.4 | Elect Director Asim Ghosh | Management | For | For |
| 1.5 | Elect Director Martin J.G. Glynn | Management | For | For |
| 1.6 | Elect Director Poh Chan Koh | Management | For | For |
| 1.7 | Elect Director Eva L. Kwok | Management | For | For |
| 1.8 | Elect Director Stanley T.L. Kwok | Management | For | For |
| 1.9 | Elect Director Frederick S.H. Ma | Management | For | For |
| 1.10 | Elect Director George C. Magnus | Management | For | For |
| 1.11 | Elect Director Neil D. McGee | Management | For | For |
| 1.12 | Elect Director Colin S. Russel | Management | For | For |
| 1.13 | Elect Director Wayne E. Shaw | Management | For | For |
| 1.14 | Elect Director William Shurniak | Management | For | For |
| 1.15 | Elect Director Frank J. Sixt | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ING GROEP NV Meeting Date: APR 25, 2016 Record Date: ��MAR 28, 2016 Meeting Type: ANNUAL | ||||
| Ticker: INGA Security ID: N4578E413 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Announcements on Sustainability | Management | None | None |
| 2.c | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2.d | Discuss Remuneration Report | Management | None | None |
| 2.e | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.a | Receive Explanation on Profit Retention and Distribution Policy | Management | None | None |
| 3.b | Approve Dividends of EUR 0.65 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5.a | Amend Articles to Change the Governance of the Company Re: Abolish Depositary Receipt Structure and Introduction of Other Governance Related Changes | Management | For | For |
| 5.b | Amend Articles Re: European Bank Recovery and Resolution Directive | Management | For | For |
| 5.c | Discussion of Executive Board Profile | Management | None | None |
| 5.d | Discussion of Supervisory Board Profile | Management | None | None |
| 6 | Approve Remuneration Policy for Members of the Supervisory Board | Management | For | For |
| 7 | Elect Wilfred Nagel to Management Board | Management | For | For |
| 8 | Elect Ann Sherry AO to Supervisory Board | Management | For | For |
| 9.a | Authorize Issuance of Shares with Preemptive Rights up to 40 Percent of the Issued Share Capital | Management | For | For |
| 9.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| INVESCO MORTGAGE CAPITAL INC. Meeting Date: MAY 04, 2016 Record Date: MAR 07, 2016 Meeting Type: ANNUAL | ||||
| Ticker: IVR Security ID: 46131B100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James S. Balloun | Management | For | For |
| 1.2 | Elect Director John S. Day | Management | For | For |
| 1.3 | Elect Director Karen Dunn Kelley | Management | For | For |
| 1.4 | Elect Director Edward J. Hardin | Management | For | For |
| 1.5 | Elect Director James R. Lientz, Jr. | Management | For | For |
| 1.6 | Elect Director Gregory G. McGreevey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP ('PwC') as Auditors | Management | For | For |
| JIANGSU EXPRESSWAY CO. LTD. Meeting Date: FEB 25, 2016 Record Date: JAN 25, 2016 Meeting Type: SPECIAL | ||||
| Ticker: 177 Security ID: Y4443L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.01 | Elect Chang Qing as Director | Management | For | For |
| 1.02 | Elect Shang Hong as Director | Management | For | For |
| 2.01 | Elect Chen Xianghui as Supervisor | Management | For | For |
| 2.02 | Elect Pan Ye as Supervisor | Management | For | For |
| 2.03 | Elect Ren Zhou Hua as Supervisor | Management | For | For |
| JIANGSU EXPRESSWAY CO. LTD. Meeting Date: JUN 02, 2016 Record Date: APR 29, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 177 Security ID: Y4443L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2015 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2015 Report of the Supervisory Committee | Management | For | For |
| 3 | Approve 2015 Audit Report | Management | For | For |
| 4 | Approve 2015 Final Account Report | Management | For | For |
| 5 | Approve 2016 Financial Budget Report | Management | For | For |
| 6 | Approve 2015 Final Profit Distribution Plan and Final Dividend | Management | For | For |
| 7 | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Internal Control Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Issuance of Ultra-short-term Financial Bills | Management | For | For |
| 10 | Elect Lin Hui as Director | Management | For | For |
| JPMORGAN CHASE & CO. Meeting Date: MAY 17, 2016 Record Date: MAR 18, 2016 Meeting Type: ANNUAL | ||||
| Ticker: JPM Security ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| 5 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | For |
| 7 | Appoint Committee to Explore the Feasibly to Divest Non-Core Banking Segments | Shareholder | Against | Against |
| 8 | Clawback Amendment | Shareholder | Against | Against |
| 9 | Adopt Executive Compensation Philosophy with Social Factors | Shareholder | Against | Abstain |
| KONINKLIJKE AHOLD NV Meeting Date: MAR 14, 2016 Record Date: FEB 15, 2016 Meeting Type: SPECIAL | ||||
| Ticker: AH Security ID: N0139V167 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Approve Merger Agreement with SA Groupe Delhaize | Management | For | For |
| 3.a | Elect F. Muller to Management Board | Management | For | For |
| 3.b | Elect P. Bouchut to Management Board | Management | For | For |
| 3.c | Elect K. Holt to Management Board | Management | For | For |
| 3.d | Elect M. Jansson to Supervisory Board | Management | For | For |
| 3.e | Elect J. de Vaucleroy to Supervisory Board | Management | For | For |
| 3.f | Elect P. De Maeseneire to Supervisory Board | Management | For | For |
| 3.g | Elect D. Leroy to Supervisory Board | Management | For | For |
| 3.h | Elect W.G. McEwan to Supervisory Board | Management | For | For |
| 3.i | Elect J.L. Stahl to Supervisory Board | Management | For | For |
| 3.j | Elect J. Thijs to Supervisory Board | Management | For | For |
| 4 | Approve Reduction in Capital with EUR 1 Billion Repayment | Management | For | For |
| 5 | Amend Articles Re: Option Right to Stichting Ahold Continuiteit | Management | For | Against |
| 6.a | Elect Mr. J. Carr to Management Board | Management | For | For |
| 6.b | Elect J.E. McCann to Management Board | Management | For | For |
| 7.a | Elect M.G. McGrath to Supervisory Board | Management | For | For |
| 7.b | Elect M.A. Citrino to Supervisory Board | Management | For | For |
| 8 | Amend the Remuneration Policy of the Management Board | Management | For | Against |
| 9 | Amend the Remuneration Policy of the Supervisory Board | Management | For | For |
| 10 | Close Meeting | Management | None | None |
| KONINKLIJKE AHOLD NV Meeting Date: APR 19, 2016 Record Date: MAR 22, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AH Security ID: N0139V167 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 5 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Dividends of EUR 0.52 Per Share | Management | For | For |
| 7 | Approve Discharge of Management Board | Management | For | For |
| 8 | Approve Discharge of Supervisory Board | Management | For | For |
| 9 | Approve Amendments on the Remuneration Policy for the Management Board Members | Management | For | For |
| 10 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 11 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 12 | Authorize Board to Exclude Preemptive Rights from Share Issuance Under Item 11 | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Approve Reduction in Share Capital by Cancellation of Shares Under Item 13 | Management | For | For |
| 15 | Close Meeting | Management | None | None |
| KRAFT FOODS GROUP, INC. Meeting Date: JUL 01, 2015 Record Date: MAY 13, 2015 Meeting Type: SPECIAL | ||||
| Ticker: KRFT Security ID: 50076Q106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| KT&G CORP. Meeting Date: OCT 07, 2015 Record Date: AUG 18, 2015 Meeting Type: SPECIAL | ||||
| Ticker: 033780 Security ID: Y49904108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Baek Bok-In as CEO | Management | For | For |
| KT&G CORP. Meeting Date: MAR 18, 2016 Record Date: DEC 31, 2015 Meeting Type: ANNUAL | ||||
| Ticker: A033780 Security ID: Y49904108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1 | Elect Ko Sang-gon as Outside Director | Management | For | For |
| 3.2 | Elect Yoon Hae-su as Outside Director | Management | For | For |
| 3.3 | Elect Lee Eun-gyeong as Outside Director | Management | For | For |
| 3.4 | Elect Kim Heung-ryeol as Inside Director | Management | For | For |
| 4.1 | Elect Ko Sang-gon as Member of Audit Committee | Management | For | For |
| 4.2 | Elect Lee Eun-gyeong as Member of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| LAMAR ADVERTISING COMPANY Meeting Date: MAY 26, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL | ||||
| Ticker: LAMR Security ID: 512816109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Maxwell Hamilton | Management | For | For |
| 1.2 | Elect Director John E. Koerner, III | Management | For | For |
| 1.3 | Elect Director Stephen P. Mumblow | Management | For | For |
| 1.4 | Elect Director Thomas V. Reifenheiser | Management | For | For |
| 1.5 | Elect Director Anna Reilly | Management | For | For |
| 1.6 | Elect Director Kevin P. Reilly, Jr. | Management | For | For |
| 1.7 | Elect Director Wendell Reilly | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| LAS VEGAS SANDS CORP. Meeting Date: JUN 03, 2016 Record Date: APR 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: LVS Security ID: 517834107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sheldon G. Adelson | Management | For | For |
| 1.2 | Elect Director Irwin Chafetz | Management | For | For |
| 1.3 | Elect Director Robert G. Goldstein | Management | For | For |
| 1.4 | Elect Director Charles A. Koppelman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| LEGAL & GENERAL GROUP PLC Meeting Date: MAY 26, 2016 Record Date: MAY 24, 2016 Meeting Type: ANNUAL | ||||
| Ticker: LGEN Security ID: G54404127 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Richard Meddings as Director | Management | For | For |
| 4 | Re-elect Carolyn Bradley as Director | Management | For | For |
| 5 | Re-elect Lizabeth Zlatkus as Director | Management | For | For |
| 6 | Re-elect Mark Zinkula as Director | Management | For | For |
| 7 | Re-elect Stuart Popham as Director | Management | For | For |
| 8 | Re-elect Julia Wilson as Director | Management | For | For |
| 9 | Re-elect Mark Gregory as Director | Management | For | For |
| 10 | Re-elect Rudy Markham as Director | Management | For | For |
| 11 | Re-elect John Stewart as Director | Management | For | For |
| 12 | Re-elect Nigel Wilson as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Adopt New Articles of Association | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Approve Scrip Dividend Programme | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| LIECHTENSTEINISCHE LANDESBANK Meeting Date: MAY 04, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: LLB Security ID: H4972B137 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting (Non-Voting) | Management | None | None |
| 2 | Receive Financial Statements and Statutory Reports as well as Auditors' Report (Non-Voting) | Management | None | None |
| 3 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of CHF 1.60 per Share | Management | For | For |
| 5 | Approve Discharge of Directors and Auditor | Management | For | For |
| 6 | Elect Patrizia Holenstein as Director | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 8 | Transact Other Business (Non-Voting) | Management | None | None |
| LYONDELLBASELL INDUSTRIES NV Meeting Date: MAY 11, 2016 Record Date: APR 13, 2016 Meeting Type: ANNUAL | ||||
| Ticker: LYB Security ID: N53745100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Jacques Aigrain to Supervisory Board | Management | For | For |
| 1b | Elect Lincoln Benet to Supervisory Board | Management | For | For |
| 1c | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
| 1d | Elect Bruce A. Smith to Supervisory Board | Management | For | For |
| 2a | Elect Thomas Aebischer to Management Board | Management | For | For |
| 2b | Elect Dan Coombs to Management Board | Management | For | For |
| 2c | Elect James D. Guilfoyle to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 3.12 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| MEGAFON PJSC Meeting Date: DEC 11, 2015 Record Date: NOV 09, 2015 Meeting Type: SPECIAL | ||||
| Ticker: MFON Security ID: 58517T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends of RUB 64.51 per Share for First Nine Months of Fiscal 2015 | Management | For | For |
| 2 | If You Are a Legal Entity Mark FOR; If You Are an Individual Holder Mark AGAINST | Management | None | For |
| MEGAFON PJSC Meeting Date: DEC 11, 2015 Record Date: NOV 09, 2015 Meeting Type: SPECIAL | ||||
| Ticker: MFON Security ID: 58517T209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends of RUB 64.51 per Share for First Nine Months of Fiscal 2015 | Management | For | For |
| 2 | If You Are a Legal Entity Mark FOR; If You Are an Individual Holder Mark AGAINST | Management | None | For |
| MEGAFON PJSC Meeting Date: JUN 30, 2016 Record Date: MAY 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MFON Security ID: 58517T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Interim Dividends of RUB 8.06 per Share for First Quarter of Fiscal 2016 | Management | For | For |
| 5.1 | Elect Robert Andersson as Director | Management | None | Against |
| 5.2 | Elect Gustav Bengtsson as Director | Management | None | Against |
| 5.3 | Elect Nikolay Krylov Director | Management | None | Against |
| 5.4 | Elect Sergey Kulikov as Director | Management | None | For |
| 5.5 | Elect Paul Myners as Director | Management | None | For |
| 5.6 | Elect Carl Luiga as Director | Management | None | Against |
| 5.7 | Elect Per Emil Nilsson as Director | Management | None | Against |
| 5.8 | Elect Jan Rudberg as Director | Management | None | For |
| 5.9 | Elect Sergey Soldatenkov as Director | Management | None | Against |
| 5.10 | Elect Ingrid Stenmark as Director | Management | None | Against |
| 5.11 | Elect Vladimir Streshinsky as Director | Management | None | Against |
| 6 | Elect General Director (CEO) | Management | For | For |
| 7 | Fix Size of Management Board; Elect Members of Management Board | Management | For | For |
| 8 | Ratify Auditor | Management | For | For |
| 9.1 | Elect Yury Zheymo as Member of Audit Commission | Management | For | For |
| 9.2 | Elect Pavel Kaplun as Member of Audit Commission | Management | For | For |
| 9.3 | Elect Sami Haavisto as Member of Audit Commission | Management | For | For |
| MEGAFON PJSC Meeting Date: JUN 30, 2016 Record Date: MAY 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MFON Security ID: 58517T209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Interim Dividends of RUB 8.06 per Share for First Quarter of Fiscal 2016 | Management | For | For |
| 5.1 | Elect Robert Andersson as Director | Management | None | Against |
| 5.2 | Elect Gustav Bengtsson as Director | Management | None | Against |
| 5.3 | Elect Nikolay Krylov Director | Management | None | Against |
| 5.4 | Elect Sergey Kulikov as Director | Management | None | For |
| 5.5 | Elect Paul Myners as Director | Management | None | For |
| 5.6 | Elect Carl Luiga as Director | Management | None | Against |
| 5.7 | Elect Per Emil Nilsson as Director | Management | None | Against |
| 5.8 | Elect Jan Rudberg as Director | Management | None | For |
| 5.9 | Elect Sergey Soldatenkov as Director | Management | None | Against |
| 5.10 | Elect Ingrid Stenmark as Director | Management | None | Against |
| 5.11 | Elect Vladimir Streshinsky as Director | Management | None | Against |
| 6 | Elect General Director (CEO) | Management | For | For |
| 7 | Fix Size of Management Board; Elect Members of Management Board | Management | For | For |
| 8 | Ratify Auditor | Management | For | For |
| 9.1 | Elect Yury Zheymo as Member of Audit Commission | Management | For | For |
| 9.2 | Elect Pavel Kaplun as Member of Audit Commission | Management | For | For |
| 9.3 | Elect Sami Haavisto as Member of Audit Commission | Management | For | For |
| MERCK & CO., INC. Meeting Date: MAY 24, 2016 Record Date: MAR 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MRK Security ID: 58933Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Pamela J. Craig | Management | For | For |
| 1d | Elect Director Kenneth C. Frazier | Management | For | For |
| 1e | Elect Director Thomas H. Glocer | Management | For | For |
| 1f | Elect Director C. Robert Kidder | Management | For | For |
| 1g | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1h | Elect Director Carlos E. Represas | Management | For | For |
| 1i | Elect Director Paul B. Rothman | Management | For | For |
| 1j | Elect Director Patricia F. Russo | Management | For | For |
| 1k | Elect Director Craig B. Thompson | Management | For | For |
| 1l | Elect Director Wendell P. Weeks | Management | For | For |
| 1m | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Report on Policies for Safe Disposal of Prescription Drugs by Users | Shareholder | Against | Abstain |
| MFA FINANCIAL, INC. Meeting Date: MAY 25, 2016 Record Date: MAR 29, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MFA Security ID: 55272X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James A. Brodsky | Management | For | For |
| 1b | Elect Director Richard J. Byrne | Management | For | For |
| 1c | Elect Director Alan L. Gosule | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MIGHTY RIVER POWER LTD. Meeting Date: NOV 05, 2015 Record Date: NOV 03, 2015 Meeting Type: ANNUAL | ||||
| Ticker: MRP Security ID: Q60770106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Keith Smith as Director | Management | For | For |
| 2 | Elect Prue Flacks as Director | Management | For | For |
| 3 | Elect Mike Taitoko as Director | Management | For | For |
| 4 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| MMC NORILSK NICKEL PJSC Meeting Date: SEP 14, 2015 Record Date: AUG 14, 2015 Meeting Type: SPECIAL | ||||
| Ticker: GMKN Security ID: 46626D108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends of RUB 305.07 per Share for First Six Months of Fiscal 2015 | Management | For | For |
| MMC NORILSK NICKEL PJSC Meeting Date: DEC 19, 2015 Record Date: NOV 20, 2015 Meeting Type: SPECIAL | ||||
| Ticker: GMKN Security ID: ADPV30566 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends of RUB 321.95 per Share for First Nine Months of Fiscal 2015 | Management | For | For |
| 2 | Approve Company's Membership in Non-Commercial Partnership Russian Risk Management Society | Management | For | For |
| S1 | If You Are a Legal Entity Mark FOR; If You Are an Individual Holder Mark AGAINST | Management | None | For |
| MMC NORILSK NICKEL PJSC Meeting Date: JUN 10, 2016 Record Date: MAY 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MNOD Security ID: ADPV30566 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Consolidated Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5.1 | Elect Sergey Barbashev as Director | Management | None | Against |
| 5.2 | Elect Aleksey Bashkirov as Director | Management | None | Against |
| 5.3 | Elect Rushan Bogaudinov as Director | Management | None | Against |
| 5.4 | Elect Sergey Bratukhin as Director | Management | For | Against |
| 5.5 | Elect Andrey Bugrov as Director | Management | None | Against |
| 5.6 | Elect Marianna Zakharova as Director | Management | None | Against |
| 5.7 | Elect Andrey Korobov as Director | Management | For | For |
| 5.8 | Elect Stalbek Mishakov as Director | Management | None | Against |
| 5.9 | Elect Gareth Penny as Director | Management | For | For |
| 5.10 | Elect Gerhard Prinsloo as Director | Management | For | For |
| 5.11 | Elect Maksim Sokov as Director | Management | None | Against |
| 5.12 | Elect Vladislav Solovyev as Director | Management | None | Against |
| 5.13 | Elect Robert Edwards as Director | Management | For | For |
| 6.1 | Elect Artur Arustamov as Member of Audit Commission | Management | For | For |
| 6.2 | Elect Anna Masalova as Member of Audit Commission | Management | For | For |
| 6.3 | Elect Georgiy Svanidze as Member of Audit Commission | Management | For | For |
| 6.4 | Elect Vladimir Shilkov as Members of Audit Commission | Management | For | For |
| 6.5 | Elect Elena Yanevich as Members of Audit Commission | Management | For | For |
| 7 | Ratify Auditor of Company's Financial Statements Prepared in Accordance with Russian Accounting Standards (RAS) | Management | For | For |
| 8 | Ratify Auditor of Company's Financial Statements Prepared in Accordance with International Financial Reporting Standards (IFRS) | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | Against |
| 10 | Approve Remuneration of Members of Audit Commission | Management | For | For |
| 11 | Approve Related-Party Transactions Re: Indemnification Agreements with Directors and Executives | Management | For | For |
| 12 | Approve Related-Party Transaction Re: Liability Insurance for Directors and Executives | Management | For | For |
| 13 | Approve Related-Party Transaction Re: Amend Commission Agreement with AO Normetimpeks | Management | For | For |
| MOBILE TELESYSTEMS PJSC Meeting Date: AUG 25, 2015 Record Date: JUL 07, 2015 Meeting Type: SPECIAL | ||||
| Ticker: MTSS Security ID: 607409109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Meeting Procedures | Management | For | For |
| 2.1 | Approve Reorganization via Acquisition of ZAO Comstar-Regions | Management | For | For |
| 2.2 | Approve Reorganization via Acquisition of Penza-GSM AO, SMARTS-Ivanovo AO, and JSC, and SMARTS-Ufa PAO | Management | For | For |
| 3.1 | Amend Charter in Connection with Reorganization Proposed under Item 2.1 | Management | For | For |
| 3.2 | Amend Charter in Connection with Reorganization Proposed under Item 2.2 | Management | For | For |
| MOBILE TELESYSTEMS PJSC Meeting Date: SEP 30, 2015 Record Date: AUG 14, 2015 Meeting Type: SPECIAL | ||||
| Ticker: MTSS Security ID: 607409109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Meeting Procedures | Management | For | For |
| 2 | Approve Interim Dividends of RUB 5.61 per Share for First Six Months of Fiscal 2015 | Management | For | For |
| MTN GROUP LTD Meeting Date: MAY 25, 2016 Record Date: MAY 20, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MTN Security ID: S8039R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Azmi Mikati as Director | Management | For | Against |
| 2 | Re-elect Koosum Kalyan as Director | Management | For | For |
| 3 | Re-elect Alan van Biljon as Director | Management | For | For |
| 4 | Re-elect Jeff van Rooyen as Director | Management | For | For |
| 5 | Elect Shaygan Kheradpir as Director | Management | For | For |
| 6 | Re-elect Christine Ramon as Chairperson of the Audit Committee | Management | For | For |
| 7 | Re-elect Peter Mageza as Member of the Audit Committee | Management | For | For |
| 8 | Elect Azmi Mikati as Member of the Audit Committee | Management | For | Against |
| 9 | Re-elect Jeff van Rooyen as Member of the Audit Committee | Management | For | For |
| 10 | Reappoint PricewaterhouseCoopers Inc and SizweNtsalubaGobodo Inc as Joint Auditors of the Company | Management | For | For |
| 11 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 12 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 13 | Approve Remuneration Philosophy | Management | For | For |
| 14 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 15 | Approve Financial Assistance to Subsidiaries and Other Related and Inter-related Entities | Management | For | For |
| 16 | Approve Financial Assistance to Directors, Prescribed Officers and Employee Share Scheme Beneficiaries | Management | For | For |
| MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG Meeting Date: APR 27, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: MUV2 Security ID: D55535104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Receive Report of the Supervisory Board, Corporate Governance Report and Remuneration Report for Fiscal 2015 (Non-Voting) | Management | None | None |
| 1.2 | Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 8.25 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2015 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2015 | Management | For | Did Not Vote |
| 5 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
| 8 | Elect Clement Booth to the Supervisory Board | Management | For | Did Not Vote |
| 9 | Amend Articles Re: Employer Contributions for Foreign Board Members | Management | For | Did Not Vote |
| NATIONAL GRID PLC Meeting Date: JUL 21, 2015 Record Date: JUL 18, 2015 Meeting Type: ANNUAL | ||||
| Ticker: NG. Security ID: G6375K151 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Sir Peter Gershon as Director | Management | For | For |
| 4 | Re-elect Steve Holliday as Director | Management | For | For |
| 5 | Re-elect Andrew Bonfield as Director | Management | For | For |
| 6 | Re-elect John Pettigrew as Director | Management | For | For |
| 7 | Elect Dean Seavers as Director | Management | For | For |
| 8 | Re-elect Nora Mead Brownell as Director | Management | For | For |
| 9 | Re-elect Jonathan Dawson as Director | Management | For | For |
| 10 | Re-elect Therese Esperdy as Director | Management | For | For |
| 11 | Re-elect Paul Golby as Director | Management | For | For |
| 12 | Re-elect Ruth Kelly as Director | Management | For | For |
| 13 | Re-elect Mark Williamson as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with 14 Working Days' Notice | Management | For | For |
| NESTLE SA Meeting Date: APR 07, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: NESN Security ID: H57312649 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-binding) | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.25 per Share | Management | For | For |
| 4.1a | Reelect Peter Brabeck-Letmathe as Director | Management | For | For |
| 4.1b | Reelect Paul Bulcke as Director | Management | For | For |
| 4.1c | Reelect Andreas Koopmann as Director | Management | For | For |
| 4.1d | Reelect Beat Hess as Director | Management | For | For |
| 4.1e | Reelect Renato Fassbind as Director | Management | For | For |
| 4.1f | Reelect Steven G. Hoch as Director | Management | For | For |
| 4.1g | Reelect Naina Lal Kidwai as Director | Management | For | For |
| 4.1h | Reelect Jean-Pierre Roth as Director | Management | For | For |
| 4.1i | Reelect Ann Veneman as Director | Management | For | For |
| 4.1j | Reelect Henri de Castries as Director | Management | For | For |
| 4.1k | Reelect Eva Cheng as Director | Management | For | For |
| 4.1l | Reelect Ruth K. Oniang'o as Director | Management | For | For |
| 4.1m | Reelect Patrick Aebischer as Director | Management | For | For |
| 4.2 | Reelect Peter Brabeck-Letmathe as Board Chairman | Management | For | For |
| 4.3.1 | Appoint Beat Hess as Member of the Compensation Committee | Management | For | For |
| 4.3.2 | Appoint Andreas Koopmann as Member of the Compensation Committee | Management | For | For |
| 4.3.3 | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Management | For | For |
| 4.3.4 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | For |
| 4.4 | Ratify KPMG AG as Auditors | Management | For | For |
| 4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Board of Directors in the Amount of CHF 10.5 Million | Management | For | For |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 60 Million | Management | For | For |
| 6 | Approve CHF 7.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | Against | Against |
| NN GROUP NV Meeting Date: OCT 06, 2015 Record Date: SEP 08, 2015 Meeting Type: SPECIAL | ||||
| Ticker: NN Security ID: N64038107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2a | Elect Helene Vletter-van Dort to Supervisory Board | Management | For | For |
| 2b | Elect Robert Jenkins to Supervisory Board | Management | For | For |
| 2c | Elect Dick Harryvan to Supervisory Board | Management | For | For |
| 3 | Close Meeting | Management | None | None |
| NN GROUP NV Meeting Date: JUN 02, 2016 Record Date: MAY 05, 2016 Meeting Type: ANNUAL | ||||
| Ticker: NN Security ID: N64038107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Annual Report 2015 | Management | None | None |
| 3 | Discuss Remuneration Policy 2015 | Management | None | None |
| 4a | Adopt Financial Statements 2015 | Management | For | For |
| 4b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4c | Approve Dividends of EUR 1.51 Per Share | Management | For | For |
| 4d | Proposal to Make a Distribution from Company's Distributable Reserves | Management | For | For |
| 5a | Approve Discharge of Executive Board | Management | For | For |
| 5b | Approve Discharge of Supervisory Board | Management | For | For |
| 6a | Reelect Jan Holsboer to Supervisory Board | Management | For | For |
| 6b | Reelect Yvonne van Rooij to Supervisory Board | Management | For | For |
| 7a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 7b | Authorize Executive Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 8 | Authorize Shares Repurchase | Management | For | For |
| 9 | Approve Cancellation of Repurchased Shares Up to 20 Percent of Issued Share Capital | Management | For | For |
| 10 | Other Business (Non-Voting) | Management | None | None |
| NOVARTIS AG Meeting Date: FEB 23, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: NOVN Security ID: H5820Q150 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.70 per Share | Management | For | For |
| 4 | Approve CHF 24.9 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | Management | For | For |
| 6.1 | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 8.16 Million | Management | For | For |
| 6.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million | Management | For | For |
| 6.3 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 7.1 | Reelect Joerg Reinhardt as Director and Chairman | Management | For | For |
| 7.2 | Reelect Nancy Andrews as Director | Management | For | For |
| 7.3 | Reelect Dimitri Azar as Director | Management | For | For |
| 7.4 | Reelect Srikant Datar as Director | Management | For | For |
| 7.5 | Reelect Ann Fudge as Director | Management | For | For |
| 7.6 | Reelect Pierre Landolt as Director | Management | For | For |
| 7.7 | Reelect Andreas von Planta as Director | Management | For | For |
| 7.8 | Reelect Charles Sawyers as Director | Management | For | For |
| 7.9 | Reelect Enrico Vanni as Director | Management | For | For |
| 7.10 | Reelect William Winters as Director | Management | For | For |
| 7.11 | Elect Tom Buechner as Director | Management | For | For |
| 7.12 | Elect Elizabeth Doherty as Director | Management | For | For |
| 8.1 | Appoint Srikant Datar as Member of the Compensation Committee | Management | For | For |
| 8.2 | Appoint Ann Fudge as Member of the Compensation Committee | Management | For | For |
| 8.3 | Appoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
| 8.4 | Appoint William Winters as Member of the Compensation Committee | Management | For | For |
| 9 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 10 | Designate Peter Andreas Zahn as Independent Proxy | Management | For | For |
| 11 | Transact Other Business (Voting) | Management | For | Against |
| NUMERICABLE SFR Meeting Date: DEC 15, 2015 Record Date: DEC 10, 2015 Meeting Type: SPECIAL | ||||
| Ticker: NUM Security ID: F6627W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Transfer from Issuance Premium Account to Shareholders for an Amount of EUR 5.70 per Share | Management | For | For |
| 2 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| NWS HOLDINGS LIMITED Meeting Date: NOV 17, 2015 Record Date: NOV 12, 2015 Meeting Type: ANNUAL | ||||
| Ticker: 00659 Security ID: G66897110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1a | Elect Hui Hon Chung as Director | Management | For | Against |
| 3.1b | Elect Cheung Chin Cheung as Director | Management | For | Against |
| 3.1c | Elect William Junior Guilherme Doo as Director | Management | For | Against |
| 3.1d | Elect Lee Yiu Kwong, Alan as Director | Management | For | For |
| 3.2 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5.2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC Meeting Date: MAY 10, 2016 Record Date: MAR 15, 2016 Meeting Type: ANNUAL | ||||
| Ticker: OZM Security ID: 67551U105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel S. Och | Management | For | For |
| 1.2 | Elect Director Jerome P. Kenney | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ONEOK, INC. Meeting Date: MAY 25, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL | ||||
| Ticker: OKE Security ID: 682680103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian L. Derksen | Management | For | For |
| 1.2 | Elect Director Julie H. Edwards | Management | For | For |
| 1.3 | Elect Director John W. Gibson | Management | For | For |
| 1.4 | Elect Director Randall J. Larson | Management | For | For |
| 1.5 | Elect Director Steven J. Malcolm | Management | For | For |
| 1.6 | Elect Director Kevin S. McCarthy | Management | For | For |
| 1.7 | Elect Director Jim W. Mogg | Management | For | For |
| 1.8 | Elect Director Pattye L. Moore | Management | For | For |
| 1.9 | Elect Director Gary D. Parker | Management | For | For |
| 1.10 | Elect Director Eduardo A. Rodriguez | Management | For | For |
| 1.11 | Elect Director Terry K. Spencer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ORANGE Meeting Date: JUN 07, 2016 Record Date: JUN 02, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ORA Security ID: F6866T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
| 4 | Acknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Reelect Jose-Luis Duran as Director | Management | For | For |
| 6 | Reelect Charles-Henri Filippi as Director | Management | For | For |
| 7 | Elect Bernard Ramanantsoa as Director | Management | For | For |
| 8 | Advisory Vote on Compensation of Stephane Richard, Chairman and CEO | Management | For | For |
| 9 | Advisory Vote on Compensation of Gervais Pellissier, Vice-CEO | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Amend Article 13 of Bylaws Re: Shareholding Requirements for Directors | Management | For | For |
| 12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| A | Amend Item 3 as Follows: Approve Allocation of Income and Dividends of EUR 0.50 per Share | Shareholder | Against | Against |
| B | Approve Stock Dividend Program (Cash or Shares) | Shareholder | Against | Against |
| C | Amend Article 13 of Bylaws Re: Set Maximum Outside Mandates for Directors | Shareholder | Against | Against |
| OUTFRONT MEDIA INC. Meeting Date: JUN 07, 2016 Record Date: APR 15, 2016 Meeting Type: ANNUAL | ||||
| Ticker: OUT Security ID: 69007J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Nicolas Brien | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PFIZER INC. Meeting Date: APR 28, 2016 Record Date: MAR 01, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PFE Security ID: 717081103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director W. Don Cornwell | Management | For | For |
| 1.3 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.4 | Elect Director Frances D. Fergusson | Management | For | For |
| 1.5 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.6 | Elect Director James M. Kilts | Management | For | For |
| 1.7 | Elect Director Shantanu Narayen | Management | For | For |
| 1.8 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.9 | Elect Director Ian C. Read | Management | For | For |
| 1.10 | Elect Director Stephen W. Sanger | Management | For | For |
| 1.11 | Elect Director James C. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Give Shareholders Final Say on Election of Directors | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Prohibit Tax Gross-ups on Inversions | Shareholder | Against | Against |
| QUALCOMM INCORPORATED Meeting Date: MAR 08, 2016 Record Date: JAN 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: QCOM Security ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Raymond V. Dittamore | Management | For | For |
| 1c | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1d | Elect Director Thomas W. Horton | Management | For | For |
| 1e | Elect Director Paul E. Jacobs | Management | For | For |
| 1f | Elect Director Harish Manwani | Management | For | For |
| 1g | Elect Director Mark D. McLaughlin | Management | For | For |
| 1h | Elect Director Steve Mollenkopf | Management | For | For |
| 1i | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1j | Elect Director Francisco Ros | Management | For | For |
| 1k | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1l | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | For |
| RECKITT BENCKISER GROUP PLC Meeting Date: MAY 05, 2016 Record Date: MAY 03, 2016 Meeting Type: ANNUAL | ||||
| Ticker: RB. Security ID: G74079107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Adrian Bellamy as Director | Management | For | For |
| 6 | Re-elect Nicandro Durante as Director | Management | For | For |
| 7 | Re-elect Mary Harris as Director | Management | For | For |
| 8 | Re-elect Adrian Hennah as Director | Management | For | For |
| 9 | Re-elect Pam Kirby as Director | Management | For | For |
| 10 | Re-elect Kenneth Hydon as Director | Management | For | For |
| 11 | Re-elect Rakesh Kapoor as Director | Management | For | For |
| 12 | Re-elect Andre Lacroix as Director | Management | For | For |
| 13 | Re-elect Chris Sinclair as Director | Management | For | For |
| 14 | Re-elect Judith Sprieser as Director | Management | For | For |
| 15 | Re-elect Warren Tucker as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ROYAL DUTCH SHELL PLC Meeting Date: JAN 27, 2016 Record Date: JAN 04, 2016 Meeting Type: SPECIAL | ||||
| Ticker: RDSA Security ID: 780259206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Cash and Share Offer for BG Group plc | Management | For | For |
| ROYAL DUTCH SHELL PLC Meeting Date: MAY 24, 2016 Record Date: MAY 20, 2016 Meeting Type: ANNUAL | ||||
| Ticker: RDSA Security ID: G7690A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Ben van Beurden as Director | Management | For | For |
| 4 | Re-elect Guy Elliott as Director | Management | For | For |
| 5 | Re-elect Euleen Goh as Director | Management | For | For |
| 6 | Re-elect Simon Henry as Director | Management | For | For |
| 7 | Re-elect Charles Holliday as Director | Management | For | For |
| 8 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 9 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 10 | Re-elect Linda Stuntz as Director | Management | For | For |
| 11 | Re-elect Hans Wijers as Director | Management | For | For |
| 12 | Re-elect Patricia Woertz as Director | Management | For | For |
| 13 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 14 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Approve that Shell will become a Renewable Energy Company by Investing the Profits from Fossil Fuels in Renewable Energy | Shareholder | Against | Abstain |
| ROYAL DUTCH SHELL PLC Meeting Date: MAY 24, 2016 Record Date: APR 14, 2016 Meeting Type: ANNUAL | ||||
| Ticker: RDSA Security ID: 780259206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Ben van Beurden as Director | Management | For | For |
| 4 | Re-elect Guy Elliott as Director | Management | For | For |
| 5 | Re-elect Euleen Goh as Director | Management | For | For |
| 6 | Re-elect Simon Henry as Director | Management | For | For |
| 7 | Re-elect Charles Holliday as Director | Management | For | For |
| 8 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 9 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 10 | Re-elect Linda Stuntz as Director | Management | For | For |
| 11 | Re-elect Hans Wijers as Director | Management | For | For |
| 12 | Re-elect Patricia Woertz as Director | Management | For | For |
| 13 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 14 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Approve that Shell will become a Renewable Energy Company by Investing the Profits from Fossil Fuels in Renewable Energy | Shareholder | Against | Withhold |
| SANOFI Meeting Date: MAY 04, 2016 Record Date: APR 29, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: SAN Security ID: F5548N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.93 per Share | Management | For | For |
| 4 | Reelect Laurent Attal as Director | Management | For | For |
| 5 | Reelect Claudie Haignere as Director | Management | For | For |
| 6 | Reelect Carole Piwnica as Director | Management | For | For |
| 7 | Elect Thomas Sudhof as Director | Management | For | For |
| 8 | Elect Diane Souza as Director | Management | For | For |
| 9 | Advisory Vote on Compensation of Serge Weinberg, Chairman | Management | For | For |
| 10 | Advisory Vote on Compensation of Olivier Brandicourt, CEO | Management | For | Against |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 13 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SENIOR HOUSING PROPERTIES TRUST Meeting Date: MAY 18, 2016 Record Date: FEB 10, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SNH Security ID: 81721M109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John L. Harrington | Management | For | Withhold |
| 1.2 | Elect Director Adam D. Portnoy | Management | For | Withhold |
| 1.3 | Elect Director Barry M. Portnoy | Management | For | Withhold |
| 1.4 | Elect Director Jeffrey P. Somers | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| SINGAPORE TELECOMMUNICATIONS LIMITED Meeting Date: JUL 21, 2015 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: Z74 Security ID: Y79985209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Bobby Chin Yoke Choong as Director | Management | For | For |
| 4 | Elect Chua Sock Koong as Director | Management | For | For |
| 5 | Elect Venkataraman Vishnampet Ganesan as Director | Management | For | For |
| 6 | Elect Teo Swee Lian as Director | Management | For | For |
| 7 | Approve Directors' Fees | Management | For | For |
| 8 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 10 | Approve Grant of Awards and Issuance of Shares Pursuant to the Singtel Performance Share Plan 2012 | Management | For | For |
| 11 | Authorize Share Repurchase Program | Management | For | For |
| SOLAR CAPITAL LTD. Meeting Date: JUN 07, 2016 Record Date: APR 12, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SLRC Security ID: 83413U100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David S. Wachter | Management | For | For |
| 2 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | Against |
| STAPLES, INC. Meeting Date: JUN 14, 2016 Record Date: APR 18, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SPLS Security ID: 855030102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Drew G. Faust | Management | For | For |
| 1b | Elect Director Curtis Feeny | Management | For | For |
| 1c | Elect Director Paul-Henri Ferrand | Management | For | For |
| 1d | Elect Director Deborah A. Henretta | Management | For | For |
| 1e | Elect Director Kunal S. Kamlani | Management | For | For |
| 1f | Elect Director John F. Lundgren | Management | For | For |
| 1g | Elect Director Carol Meyrowitz | Management | For | For |
| 1h | Elect Director Ronald L. Sargent | Management | For | For |
| 1i | Elect Director Robert E. Sulentic | Management | For | For |
| 1j | Elect Director Vijay Vishwanath | Management | For | For |
| 1k | Elect Director Paul F. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| SUNCOR ENERGY INC. Meeting Date: APR 28, 2016 Record Date: MAR 02, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SU Security ID: 867224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Director Mel E. Benson | Management | For | For |
| 1.3 | Elect Director Jacynthe Cote | Management | For | For |
| 1.4 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.5 | Elect Director John D. Gass | Management | For | For |
| 1.6 | Elect Director John R. Huff | Management | For | For |
| 1.7 | Elect Director Maureen McCaw | Management | For | For |
| 1.8 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.9 | Elect Director James W. Simpson | Management | For | For |
| 1.10 | Elect Director Eira M. Thomas | Management | For | For |
| 1.11 | Elect Director Steven W. Williams | Management | For | For |
| 1.12 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | SP 1: Report on Climate Change | Shareholder | For | For |
| 5 | SP 2: Approve Annual Disclosure of Lobbying-Related Matters | Shareholder | Against | For |
| SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS) Meeting Date: APR 22, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SREN Security ID: H8431B109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Remuneration Report | Management | For | For |
| 1.2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 4.60 per Share | Management | For | For |
| 3 | Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 20.3 Million | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5.1a | Reelect Walter Kielholz as Director and Board Chairman | Management | For | For |
| 5.1b | Reelect Raymond Ch'ien as Director | Management | For | For |
| 5.1c | Reelect Renato Fassbind as Director | Management | For | For |
| 5.1d | Reelect Mary Francis as Director | Management | For | For |
| 5.1e | Reelect Rajna Gibson Brandon as Director | Management | For | For |
| 5.1f | Reelect Robert Henrikson as Director | Management | For | For |
| 5.1g | Reelect Trevor Manuel as Director | Management | For | For |
| 5.1h | Reelect Carlos Represas as Director | Management | For | For |
| 5.1i | Reelect Philip Ryan as Director | Management | For | For |
| 5.1j | Reelect Susan Wagner as Director | Management | For | For |
| 5.1k | Elect Paul Tucker as Director | Management | For | For |
| 5.2a | Appoint Renato Fassbind as Member of the Compensation Committee | Management | For | For |
| 5.2b | Appoint Robert Henrikson as Member of the Compensation Committee | Management | For | For |
| 5.2c | Appoint Carlos Represas as Member of the Compensation Committee | Management | For | For |
| 5.2d | Appoint Raymond Ch'ien as Member of the Compensation Committee | Management | For | For |
| 5.3 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | For |
| 5.4 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 6.1 | Approve Maximum Remuneration of Directors in the Amount of CHF 10.1 Million | Management | For | For |
| 6.2 | Approve Maximum Fixed and Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 34 Million | Management | For | For |
| 7 | Approve CHF 1.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Authorize Repurchase of up to CHF 1 Billion of Issued Share Capital | Management | For | For |
| 9 | Amend Articles Re: Financial Markets Infrastructure Act | Management | For | For |
| 10 | Transact Other Business (Voting) | Management | For | Against |
| SWISSCOM AG Meeting Date: APR 06, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SCMN Security ID: H8398N104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 22 per Share | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1 | Reelect Frank Esser as Director | Management | For | For |
| 4.2 | Reelect Barbara Frei as Director | Management | For | For |
| 4.3 | Reelect Catherine Muehlemann as Director | Management | For | For |
| 4.4 | Reelect Theofil Schlatter as Director | Management | For | For |
| 4.5 | Elect Roland Abt as Director | Management | For | For |
| 4.6 | Elect Valerie Berset Bircher as Director | Management | For | For |
| 4.7 | Elect Alain Carrupt as Director | Management | For | For |
| 4.8 | Elect Hansueli Loosli as Director | Management | For | For |
| 4.9 | Elect Hansueli Loosli as Board Chairman | Management | For | For |
| 5.1 | Appoint Frank Esser as Member of the Compensation Committee | Management | For | For |
| 5.2 | Reelect Barbara Frei as Member of the Compensation Committee | Management | For | For |
| 5.3 | Reelect Hansueli Loosli as Member of the Compensation Committee | Management | For | For |
| 5.4 | Reelect Theofil Schlatter as Member of the Compensation Committee | Management | For | For |
| 5.5 | Reelect Hans Werder as Member of the Compensation Committee | Management | For | For |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 2.5 Million | Management | For | For |
| 6.2 | Approve Remuneration of Executive Committee in the Amount of CHF 9.7 Million | Management | For | For |
| 7 | Designate Reber Rechtsanwaelte as Independent Proxy | Management | For | For |
| 8 | Ratify KPMG AG as Auditors | Management | For | For |
| 9 | Transact Other Business (Voting) | Management | For | Against |
| SYDNEY AIRPORT Meeting Date: MAY 20, 2016 Record Date: MAY 18, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: SYD Security ID: Q8808P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect Michael Lee as Director | Management | For | For |
| 3 | Elect John Roberts as Director | Management | For | For |
| 4 | Elect Grant Fenn as Director | Management | For | For |
| 5 | Approve the Grant of Rights to Kerrie Mather | Management | For | For |
| 1 | Elect Gillian Larkins as Director | Management | For | For |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 07, 2016 Record Date: APR 08, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 2330 Security ID: Y84629107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | For |
| 2 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 3 | Approve Profit Distribution | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| TARGET CORPORATION Meeting Date: JUN 08, 2016 Record Date: APR 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: TGT Security ID: 87612E106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Roxanne S. Austin | Management | For | For |
| 1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1c | Elect Director Brian C. Cornell | Management | For | For |
| 1d | Elect Director Calvin Darden | Management | For | For |
| 1e | Elect Director Henrique De Castro | Management | For | For |
| 1f | Elect Director Robert L. Edwards | Management | For | For |
| 1g | Elect Director Melanie L. Healey | Management | For | For |
| 1h | Elect Director Donald R. Knauss | Management | For | For |
| 1i | Elect Director Monica C. Lozano | Management | For | For |
| 1j | Elect Director Mary E. Minnick | Management | For | For |
| 1k | Elect Director Anne M. Mulcahy | Management | For | For |
| 1l | Elect Director Derica W. Rice | Management | For | For |
| 1m | Elect Director Kenneth L. Salazar | Management | For | For |
| 1n | Elect Director John G. Stumpf | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
| TDC A/S Meeting Date: MAR 10, 2016 Record Date: MAR 03, 2016 Meeting Type: ANNUAL | ||||
| Ticker: TDC Security ID: K94545116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Discharge of Management and Board | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | Against |
| 5a | Reelect Vagn Sorensen as Director | Management | For | For |
| 5b | Reelect Pierre Danon as Director | Management | For | For |
| 5c | Reelect Stine Bosse as Director | Management | For | For |
| 5d | Reelect Angus Porter as Director | Management | For | For |
| 5e | Reelect Pieter Knook as Director | Management | For | For |
| 5f | Reelect Benoit Scheen as Director | Management | For | For |
| 5g | Elect Marianne Bock as New Director | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 7a | Authorize Share Repurchase Program | Management | For | For |
| 7b | Approve Remuneration of Directors | Management | For | Against |
| 8 | Other Business | Management | None | None |
| TELENOR ASA Meeting Date: MAY 11, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: TEL Security ID: R21882106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 2 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 3 | Accept Financial Statements and Statutory Reports; Approve Dividends of NOK 4.00 Per Share | Management | For | Did Not Vote |
| 4 | Approve Distribution of Dividends | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 6 | Discuss Company's Corporate Governance Statement | Management | None | None |
| 7a | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory Vote) | Management | For | Did Not Vote |
| 7b | Approve Share Related Incentive Arrangements For Executive Management | Management | For | Did Not Vote |
| 8 | Elect Anne Kvam as Member of Corporate Assembly; Elect Maalfrid Brath as Deputy Member of Corporate Assembly (Shareholder May Also Vote On Each Candidate, Individually, Under Items 8a and 8b) | Management | For | Did Not Vote |
| 8a | Elect Anne Kvam as Member of Corporate Assembly | Management | For | Did Not Vote |
| 8b | Elect Maalfrid Brath as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 9 | Approve Remuneration of the Nomination Committee | Management | For | Did Not Vote |
| TERNA SPA Meeting Date: MAY 30, 2016 Record Date: MAY 19, 2016 Meeting Type: ANNUAL | ||||
| Ticker: TRN Security ID: T9471R100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Long-Term Monetary Incentive Plan 2016-2018 | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| THE HOME DEPOT, INC. Meeting Date: MAY 19, 2016 Record Date: MAR 21, 2016 Meeting Type: ANNUAL | ||||
| Ticker: HD Security ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Gregory D. Brenneman | Management | For | For |
| 1d | Elect Director J. Frank Brown | Management | For | For |
| 1e | Elect Director Albert P. Carey | Management | For | For |
| 1f | Elect Director Armando Codina | Management | For | For |
| 1g | Elect Director Helena B. Foulkes | Management | For | For |
| 1h | Elect Director Linda R. Gooden | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Karen L. Katen | Management | For | For |
| 1k | Elect Director Craig A. Menear | Management | For | For |
| 1l | Elect Director Mark Vadon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Abstain |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| THE RMR GROUP INC. Meeting Date: MAR 09, 2016 Record Date: JAN 21, 2016 Meeting Type: ANNUAL | ||||
| Ticker: RMR Security ID: 74967R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ann Logan | Management | For | For |
| 1.2 | Elect Director Adam D. Portnoy | Management | For | Withhold |
| 1.3 | Elect Director Barry M. Portnoy | Management | For | Withhold |
| 1.4 | Elect Director Walter C. Watkins, Jr. | Management | For | For |
| 1.5 | Elect Director Frederick N. Zeytoonjian | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THE WILLIAMS COMPANIES, INC. Meeting Date: JUN 27, 2016 Record Date: MAY 19, 2016 Meeting Type: SPECIAL | ||||
| Ticker: WMB Security ID: 969457100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| TWO HARBORS INVESTMENT CORP. Meeting Date: MAY 19, 2016 Record Date: MAR 24, 2016 Meeting Type: ANNUAL | ||||
| Ticker: TWO Security ID: 90187B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director E. Spencer Abraham | Management | For | For |
| 1.2 | Elect Director James J. Bender | Management | For | For |
| 1.3 | Elect Director Stephen G. Kasnet | Management | For | For |
| 1.4 | Elect Director Lisa A. Pollina | Management | For | For |
| 1.5 | Elect Director William Roth | Management | For | For |
| 1.6 | Elect Director W. Reid Sanders | Management | For | For |
| 1.7 | Elect Director Thomas E. Siering | Management | For | For |
| 1.8 | Elect Director Brian C. Taylor | Management | For | For |
| 1.9 | Elect Director Hope B. Woodhouse | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| UBS GROUP AG Meeting Date: MAY 10, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: UBSG Security ID: H892U1882 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2.1 | Approve Allocation of Income and Dividends of 0.60 per Share from Capital Contribution Reserves | Management | For | For |
| 2.2 | Approve Supplementary Dividends of CHF 0.25 per Share from Capital Contribution Reserves | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 71.25 Million | Management | For | For |
| 5 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 28.5 Million | Management | For | For |
| 6.1.1 | Reelect Axel Weber as Director and Board Chairman | Management | For | For |
| 6.1.2 | Reelect Michel Demare as Director | Management | For | For |
| 6.1.3 | Reelect David Sidwell as Director | Management | For | For |
| 6.1.4 | Reelect Reto Francioni as Director | Management | For | For |
| 6.1.5 | Reelect Ann Godbehere as Director | Management | For | For |
| 6.1.6 | Reelect William Parrett as Director | Management | For | For |
| 6.1.7 | Reelect Isabelle Romy as Director | Management | For | For |
| 6.1.8 | Reelect Beatrice Weder di Mauro as Director | Management | For | For |
| 6.1.9 | Reelect Joseph Yam as Director | Management | For | For |
| 6.2.1 | Elect Robert Scully as Director | Management | For | For |
| 6.2.2 | Elect Dieter Wemmer as Director | Management | For | For |
| 6.3.1 | Appoint Ann Godbehere as Member of the Compensation Committee | Management | For | For |
| 6.3.2 | Appoint Michel Demare as Member of the Compensation Committee | Management | For | For |
| 6.3.3 | Appoint Reto Francioni as Member of the Compensation Committee | Management | For | For |
| 6.3.4 | Appoint William Parrett as Member of the Compensation Committee | Management | For | For |
| 7 | Approve Maximum Remuneration of Directors in the Amount of CHF 14 Million | Management | For | For |
| 8.1 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | For |
| 8.2 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 9 | Transact Other Business (Voting) | Management | For | Against |
| VINCI Meeting Date: APR 19, 2016 Record Date: APR 14, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: DG Security ID: F5879X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.84 per Share | Management | For | For |
| 4 | Reelect Jean-Pierre Lamoure as Director | Management | For | For |
| 5 | Ratify Appointment of Qatar Holding LLC as Director | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Advisory Vote on Compensation of Xavier Huillard, Chairman and CEO | Management | For | For |
| 8 | Advisory Vote on Compensation of Pierre Coppey, Vice-CEO | Management | For | For |
| 9 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 10 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 11 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 12 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| VIVENDI Meeting Date: APR 21, 2016 Record Date: APR 18, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: VIV Security ID: F97982106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | Management | For | For |
| 5 | Advisory Vote on Compensation of Arnaud de Puyfontaine, Management Board Chairman | Management | For | For |
| 6 | Advisory Vote on Compensation of Herve Philippe, Management Board Member | Management | For | For |
| 7 | Advisory Vote on Compensation of Stephane Roussel, Management Board Member | Management | For | For |
| 8 | Advisory Vote on Compensation of Frederic Crepin, Management Board Member | Management | For | For |
| 9 | Advisory Vote on Compensation of Simon Gillham, Management Board Member | Management | For | For |
| 10 | Approve Additional Pension Scheme Agreement with Frederic Crepin | Management | For | For |
| 11 | Approve Additional Pension Scheme Agreement with Simon Gillham | Management | For | For |
| 12 | Ratify Appointment of Cathia Lawson Hall as Supervisory Board Member | Management | For | For |
| 13 | Reelect Philippe Donnet as Supervisory Board Member | Management | For | For |
| 14 | Delegation of Powers to the Board to Use Shares Repurchased Under Share Repurchase Program | Management | For | Against |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million | Management | For | Against |
| 18 | Authorize Capital Increase of up to 5 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 19 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| VODAFONE GROUP PLC Meeting Date: JUL 28, 2015 Record Date: JUL 24, 2015 Meeting Type: ANNUAL | ||||
| Ticker: VOD Security ID: G93882192 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 3 | Re-elect Vittorio Colao as Director | Management | For | For |
| 4 | Re-elect Nick Read as Director | Management | For | For |
| 5 | Re-elect Sir Crispin Davis as Director | Management | For | For |
| 6 | Elect Dr Mathias Dopfner as Director | Management | For | For |
| 7 | Re-elect Dame Clara Furse as Director | Management | For | For |
| 8 | Re-elect Valerie Gooding as Director | Management | For | For |
| 9 | Re-elect Renee James as Director | Management | For | For |
| 10 | Re-elect Samuel Jonah as Director | Management | For | For |
| 11 | Re-elect Nick Land as Director | Management | For | For |
| 12 | Re-elect Philip Yea as Director | Management | For | For |
| 13 | Approve Final Dividend | Management | For | For |
| 14 | Approve Remuneration Report | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| WALGREENS BOOTS ALLIANCE, INC. Meeting Date: JAN 27, 2016 Record Date: NOV 30, 2015 Meeting Type: ANNUAL | ||||
| Ticker: WBA Security ID: 931427108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janice M. Babiak | Management | For | For |
| 1b | Elect Director David J. Brailer | Management | For | For |
| 1c | Elect Director William C. Foote | Management | For | For |
| 1d | Elect Director Ginger L. Graham | Management | For | For |
| 1e | Elect Director John A. Lederer | Management | For | For |
| 1f | Elect Director Dominic P. Murphy | Management | For | For |
| 1g | Elect Director Stefano Pessina | Management | For | For |
| 1h | Elect Director Barry Rosenstein | Management | For | For |
| 1i | Elect Director Leonard D. Schaeffer | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director James A. Skinner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WASHINGTON REAL ESTATE INVESTMENT TRUST Meeting Date: MAY 12, 2016 Record Date: MAR 15, 2016 Meeting Type: ANNUAL | ||||
| Ticker: WRE Security ID: 939653101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William G. Byrnes | Management | For | For |
| 1.2 | Elect Director Paul T. McDermott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WOLTERS KLUWER NV Meeting Date: APR 21, 2016 Record Date: MAR 24, 2016 Meeting Type: ANNUAL | ||||
| Ticker: WKL Security ID: ADPV09931 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2c | Discuss Remuneration Report | Management | None | None |
| 3a | Adopt Financial Statements | Management | For | For |
| 3b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3c | Approve Dividends of EUR 0.75 Per Share | Management | For | For |
| 4a | Approve Discharge of Management Board | Management | For | For |
| 4b | Approve Discharge of Supervisory Board | Management | For | For |
| 5a | Reelect Rene Hooft Graafland to Supervisory Board | Management | For | For |
| 5b | Elect Jeannette Horan to Supervisory Board | Management | For | For |
| 5c | Elect Fidelma Russo to Supervisory Board | Management | For | For |
| 6 | Approve Remuneration of Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Legislative Updates | Management | For | For |
| 8a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 8b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Other Business (Non-Voting) | Management | None | None |
| 11 | Close Meeting | Management | None | None |
| ZURICH INSURANCE GROUP AG Meeting Date: MAR 30, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ZURN Security ID: H9870Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2.1 | Approve Allocation of Income | Management | For | For |
| 2.2 | Approve Dividends of CHF 17.00 per Share from Capital Contribution Reserves | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1a | Reelect Tom de Swaan as Director and Board Chairman | Management | For | For |
| 4.1b | Reelect Joan Amble as Director | Management | For | For |
| 4.1c | Reelect Susan Bies as Director | Management | For | For |
| 4.1d | Reelect Alison Carnwath as Director | Management | For | For |
| 4.1e | Reelect Christoph Franz as Director | Management | For | For |
| 4.1f | Reelect Fred Kindle as Director | Management | For | For |
| 4.1g | Reelect Monica Maechler as Director | Management | For | For |
| 4.1h | Reelect Kishore Mahbubani as Director | Management | For | For |
| 4.1i | Elect Jeffrey Hayman as Director | Management | For | For |
| 4.1j | Elect David Nish as Director | Management | For | For |
| 4.2.1 | Appoint Tom de Swaan as Member of the Compensation Committee | Management | For | For |
| 4.2.2 | Appoint Christoph Franz as Member of the Compensation Committee | Management | For | For |
| 4.2.3 | Appoint Fred Kindle as Member of the Compensation Committee | Management | For | For |
| 4.2.4 | Appoint Kishore Mahbubani as Member of the Compensation Committee | Management | For | For |
| 4.3 | Designate Andreas Keller as Independent Proxy | Management | For | For |
| 4.4 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 5.1 | Approve Remuneration of Board of Directors Until 2017 AGM in the Amount of CHF 4.7 Million | Management | For | For |
| 5.2 | Approve Remuneration of Executive Committee for 2017 Fiscal Year in the Amount of CHF 74.3 Million | Management | For | For |
| 6 | Extend Duration of Existing CHF 1 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | None | Against |
Thornburg Global Opportunities Fund
| AENA S.A. Meeting Date: JUN 28, 2016 Record Date: JUN 23, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AENA Security ID: E526K0106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5 | Appoint KPMG Auditores as Auditor for FY 2017, 2018 and 2019 | Management | For | For |
| 6.1 | Amend Article 3 Re: Nationality and Registered Office | Management | For | For |
| 6.2 | Amend Article 15 Re: Convening of General Meetings | Management | For | For |
| 6.3 | Amend Article 43 Re: Audit Committee | Management | For | For |
| 7 | Amend Article 10 of General Meeting Regulations Re: Convening of General Meetings | Management | For | For |
| 8 | Advisory Vote on Remuneration Report | Management | For | For |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ALIBABA GROUP HOLDING LTD. Meeting Date: OCT 08, 2015 Record Date: AUG 13, 2015 Meeting Type: ANNUAL | ||||
| Ticker: BABA Security ID: 01609W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Joseph C. Tsai as Director | Management | For | Against |
| 1.2 | Elect Jonathan Zhaoxi Lu as Director | Management | For | Against |
| 1.3 | Elect J. Michael Evans as Director | Management | For | Against |
| 1.4 | Elect Borje E. Ekholm as Director | Management | For | For |
| 1.5 | Elect Wan Ling Martello as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Independent Auditors | Management | For | For |
| ALLERGAN PLC Meeting Date: MAY 05, 2016 Record Date: MAR 07, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AGN Security ID: G0177J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nesli Basgoz | Management | For | For |
| 1.2 | Elect Director Paul M. Bisaro | Management | For | For |
| 1.3 | Elect Director James H. Bloem | Management | For | For |
| 1.4 | Elect Director Christopher W. Bodine | Management | For | For |
| 1.5 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.6 | Elect Director Michael R. Gallagher | Management | For | For |
| 1.7 | Elect Director Catherine M. Klema | Management | For | For |
| 1.8 | Elect Director Peter J. McDonnell | Management | For | For |
| 1.9 | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1.10 | Elect Director Brenton L. Saunders | Management | For | For |
| 1.11 | Elect Director Ronald R. Taylor | Management | For | Withhold |
| 1.12 | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4A | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
| 4B | Amend Articles of Association to Make Certain Administrative Amendments | Management | For | For |
| 5A | Amend Articles of Association to Provide for a Plurality Voting Standard in the Event of a Contested Election | Management | For | For |
| 5B | Establish Range for Size of Board | Management | For | For |
| 6 | Approve Reduction in Share Capital | Management | For | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chairman | Shareholder | Against | For |
| ALPHABET INC. Meeting Date: JUN 08, 2016 Record Date: APR 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: GOOGL Security ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Alan R. Mulally | Management | For | For |
| 1.9 | Elect Director Paul S. Otellini | Management | For | For |
| 1.10 | Elect Director K. Ram Shriram | Management | For | For |
| 1.11 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amended and Restated Certificate of Incorporation of Google Inc. | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| 10 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| ALTICE NV Meeting Date: JUN 28, 2016 Record Date: MAY 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ATC Security ID: N0R25F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Discuss Remuneration Policy for Management Board Members | Management | None | None |
| 3 | Adopt Annual Accounts for Financial Year 2015 | Management | For | For |
| 4 | Approve Discharge of Executive Board Members | Management | For | For |
| 5 | Approve Discharge of Non-Executive Board Members | Management | For | For |
| 6 | Elect Michel Combes as Executive Director | Management | For | For |
| 7.a | Approve Executive Annual Cash Bonus Plan | Management | For | For |
| 7.b | Amend Stock Option Plan | Management | For | For |
| 7.c | Adopt New Long Term Incentive Plan | Management | For | For |
| 7.d | Amend Remuneration Policy | Management | For | For |
| 7.e | Amend Remuneration of Patrick Drahi | Management | For | For |
| 7.f | Amend Remuneration of Dexter Goei | Management | For | For |
| 7.g | Amend Remuneration of Dennis Okhuijsen | Management | For | For |
| 7.h | Adopt the Remuneration of Michel Combes | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Approve Cancellation of any common shares A and common shares B | Management | For | For |
| 10 | Amend Article 32.2 Re: Cancellation of Common Shares | Management | For | For |
| 11 | Close Meeting | Management | None | None |
| AMERICAN AIRLINES GROUP INC. Meeting Date: JUN 08, 2016 Record Date: APR 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AAL Security ID: 02376R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Michael J. Embler | Management | For | For |
| 1e | Elect Director Matthew J. Hart | Management | For | For |
| 1f | Elect Director Alberto Ibarguen | Management | For | For |
| 1g | Elect Director Richard C. Kraemer | Management | For | For |
| 1h | Elect Director Susan D. Kronick | Management | For | For |
| 1i | Elect Director Martin H. Nesbitt | Management | For | For |
| 1j | Elect Director Denise M. O'Leary | Management | For | For |
| 1k | Elect Director W. Douglas Parker | Management | For | For |
| 1l | Elect Director Ray M. Robinson | Management | For | For |
| 1m | Elect Director Richard P. Schifter | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy - Withdrawn Resolution | Shareholder | None | None |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| APPLE INC. Meeting Date: FEB 26, 2016 Record Date: DEC 28, 2015 Meeting Type: ANNUAL | ||||
| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Bell | Management | For | For |
| 1.2 | Elect Director Tim Cook | Management | For | For |
| 1.3 | Elect Director Al Gore | Management | For | For |
| 1.4 | Elect Director Bob Iger | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Art Levinson | Management | For | For |
| 1.7 | Elect Director Ron Sugar | Management | For | For |
| 1.8 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Create Feasibility Plan for Net-Zero GHG Emissions, Including for Major Suppliers | Shareholder | Against | Abstain |
| 6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Abstain |
| 7 | Report on Guidelines for Country Selection | Shareholder | Against | Abstain |
| 8 | Adopt Proxy Access Right | Shareholder | Against | For |
| BARRATT DEVELOPMENTS PLC Meeting Date: NOV 11, 2015 Record Date: NOV 09, 2015 Meeting Type: ANNUAL | ||||
| Ticker: BDEV Security ID: G08288105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Approve Special Cash Payment | Management | For | For |
| 5 | Re-elect John Allan as Director | Management | For | For |
| 6 | Re-elect David Thomas as Director | Management | For | For |
| 7 | Re-elect Steven Boyes as Director | Management | For | For |
| 8 | Re-elect Mark Rolfe as Director | Management | For | For |
| 9 | Re-elect Richard Akers as Director | Management | For | For |
| 10 | Re-elect Tessa Bamford as Director | Management | For | For |
| 11 | Re-elect Nina Bibby as Director | Management | For | For |
| 12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Approve EU Political Donations and Expenditure | Management | For | For |
| 15 | Approve Deferred Bonus Plan | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| BRF SA Meeting Date: APR 07, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BRFS3 Security ID: P1905C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015 | Management | For | For |
| 2 | Ratify Distribution of Dividends and Interest-on-Capital-Stock Payments | Management | For | For |
| 3 | Elect Directors and Vice-Chairman of the Board | Management | For | For |
| 4 | Elect Fiscal Council Members | Management | For | For |
| BRF SA Meeting Date: APR 07, 2016 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: BRFS3 Security ID: P1905C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| 2 | Amend Articles and Consolidate Bylaws | Management | For | Against |
| 3 | Approve Remuneration of Company's Management and Fiscal Council Members for Fiscal Year 2016 and Re-Ratify Remuneration for Fiscal Year 2015 | Management | For | For |
| 4 | Designate Newspapers to Publish Company Announcements | Management | For | For |
| CAPITAL ONE FINANCIAL CORPORATION Meeting Date: MAY 05, 2016 Record Date: MAR 10, 2016 Meeting Type: ANNUAL | ||||
| Ticker: COF Security ID: 14040H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Patrick W. Gross | Management | For | For |
| 1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1d | Elect Director Lewis Hay, III | Management | For | For |
| 1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
| 1f | Elect Director Peter Thomas Killalea | Management | For | For |
| 1g | Elect Director Pierre E. Leroy | Management | For | For |
| 1h | Elect Director Peter E. Raskind | Management | For | For |
| 1i | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1j | Elect Director Bradford H. Warner | Management | For | For |
| 1k | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| CITIGROUP INC. Meeting Date: APR 26, 2016 Record Date: FEB 29, 2016 Meeting Type: ANNUAL | ||||
| Ticker: C Security ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director Duncan P. Hennes | Management | For | For |
| 1d | Elect Director Peter B. Henry | Management | For | For |
| 1e | Elect Director Franz B. Humer | Management | For | For |
| 1f | Elect Director Renee J. James | Management | For | For |
| 1g | Elect Director Eugene M. McQuade | Management | For | For |
| 1h | Elect Director Michael E. O'Neill | Management | For | For |
| 1i | Elect Director Gary M. Reiner | Management | For | For |
| 1j | Elect Director Judith Rodin | Management | For | For |
| 1k | Elect Director Anthony M. Santomero | Management | For | For |
| 1l | Elect Director Joan E. Spero | Management | For | For |
| 1m | Elect Director Diana L. Taylor | Management | For | For |
| 1n | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1o | Elect Director James S. Turley | Management | For | For |
| 1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Demonstrate No Gender Pay Gap | Shareholder | Against | Abstain |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Appoint a Stockholder Value Committee | Shareholder | Against | Against |
| 9 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| 10 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | For |
| CONCORDIA HEALTHCARE CORP. Meeting Date: APR 29, 2016 Record Date: MAR 24, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CXR Security ID: 206519100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Edward Borkowski | Management | For | Withhold |
| 1b | Elect Director Douglas Deeth | Management | For | Withhold |
| 1c | Elect Director Rochelle Fuhrmann | Management | For | For |
| 1d | Elect Director Jordan Kupinsky | Management | For | For |
| 1e | Elect Director Mark Thompson | Management | For | For |
| 1f | Elect Director Patrick Vink | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Change Company Name to Concordia International Corp. | Management | For | For |
| 4 | Approve Advance Notice Requirement | Management | For | For |
| 5 | Authorize New Class of Preferred Stock | Management | For | For |
| DELPHI AUTOMOTIVE PLC Meeting Date: APR 28, 2016 Record Date: FEB 26, 2016 Meeting Type: ANNUAL | ||||
| Ticker: DLPH Security ID: G27823106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Joseph S. Cantie as Director | Management | For | For |
| 2 | Re-elect Kevin P. Clark as Director | Management | For | For |
| 3 | Re-elect Gary L. Cowger as Director | Management | For | For |
| 4 | Re-elect Nicholas M. Donofrio as Director | Management | For | For |
| 5 | Re-elect Mark P. Frissora as Director | Management | For | For |
| 6 | Re-elect Rajiv L. Gupta as Director | Management | For | For |
| 7 | Re-elect J. Randall MacDonald as Director | Management | For | For |
| 8 | Re-elect Sean O. Mahoney as Director | Management | For | For |
| 9 | Re-elect Timothy M. Manganello as Director | Management | For | For |
| 10 | Re-elect Bethany J. Mayer as Director | Management | For | For |
| 11 | Re-elect Thomas W. Sidlik as Director | Management | For | For |
| 12 | Re-elect Bernd Wiedemann as Director | Management | For | For |
| 13 | Re-elect Lawrence A. Zimmerman as Director | Management | For | For |
| 14 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ECHOSTAR CORPORATION Meeting Date: MAY 04, 2016 Record Date: MAR 07, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SATS Security ID: 278768106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Stanton Dodge | Management | For | For |
| 1.2 | Elect Director Michael T. Dugan | Management | For | For |
| 1.3 | Elect Director Charles W. Ergen | Management | For | For |
| 1.4 | Elect Director Anthony M. Federico | Management | For | For |
| 1.5 | Elect Director Pradman P. Kaul | Management | For | For |
| 1.6 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.7 | Elect Director C. Michael Schroeder | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| EXPRESS SCRIPTS HOLDING COMPANY Meeting Date: MAY 04, 2016 Record Date: MAR 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ESRX Security ID: 30219G108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Maura C. Breen | Management | For | For |
| 1b | Elect Director William J. DeLaney | Management | For | For |
| 1c | Elect Director Elder Granger | Management | For | For |
| 1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1f | Elect Director Frank Mergenthaler | Management | For | For |
| 1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 1h | Elect Director Roderick A. Palmore | Management | For | For |
| 1i | Elect Director George Paz | Management | For | For |
| 1j | Elect Director William L. Roper | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 1l | Elect Director Timothy Wentworth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| GALAXY ENTERTAINMENT GROUP LTD. Meeting Date: MAY 10, 2016 Record Date: MAY 05, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 27 Security ID: Y2679D118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Joseph Chee Ying Keung as Director | Management | For | For |
| 2.2 | Elect James Ross Ancell as Director | Management | For | For |
| 2.3 | Elect Charles Cheung Wai Bun as Director | Management | For | For |
| 2.4 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4.1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 4.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 4.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| HELMERICH & PAYNE, INC. Meeting Date: MAR 02, 2016 Record Date: JAN 08, 2016 Meeting Type: ANNUAL | ||||
| Ticker: HP Security ID: 423452101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William L. Armstrong | Management | For | For |
| 1b | Elect Director Randy A. Foutch | Management | For | For |
| 1c | Elect Director Hans Helmerich | Management | For | For |
| 1d | Elect Director John W. Lindsay | Management | For | For |
| 1e | Elect Director Paula Marshall | Management | For | For |
| 1f | Elect Director Thomas A. Petrie | Management | For | For |
| 1g | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1h | Elect Director Francis Rooney | Management | For | For |
| 1i | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1j | Elect Director John D. Zeglis | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| ING GROEP NV Meeting Date: APR 25, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL | ||||
| Ticker: INGA Security ID: N4578E413 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Announcements on Sustainability | Management | None | None |
| 2.c | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2.d | Discuss Remuneration Report | Management | None | None |
| 2.e | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.a | Receive Explanation on Profit Retention and Distribution Policy | Management | None | None |
| 3.b | Approve Dividends of EUR 0.65 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5.a | Amend Articles to Change the Governance of the Company Re: Abolish Depositary Receipt Structure and Introduction of Other Governance Related Changes | Management | For | For |
| 5.b | Amend Articles Re: European Bank Recovery and Resolution Directive | Management | For | For |
| 5.c | Discussion of Executive Board Profile | Management | None | None |
| 5.d | Discussion of Supervisory Board Profile | Management | None | None |
| 6 | Approve Remuneration Policy for Members of the Supervisory Board | Management | For | For |
| 7 | Elect Wilfred Nagel to Management Board | Management | For | For |
| 8 | Elect Ann Sherry AO to Supervisory Board | Management | For | For |
| 9.a | Authorize Issuance of Shares with Preemptive Rights up to 40 Percent of the Issued Share Capital | Management | For | For |
| 9.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| INTERXION HOLDING NV Meeting Date: JUN 24, 2016 Record Date: MAY 27, 2016 Meeting Type: ANNUAL | ||||
| Ticker: INXN Security ID: N47279109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board of Directors | Management | For | For |
| 3.a | Elect Jean Mandeville as Non-Executive Director | Management | For | For |
| 3.b | Elect David C. Ruberg as Executive Director | Management | For | For |
| 4.a | Approve Grant of Shares under Restricted Stock Plan up to EUR 40,000 per Non-Executive Director | Management | For | For |
| 4.b | Increase Annual Cash Compensation for the Chairman of our Board | Management | For | For |
| 5 | Approve 38,286 Performance Shares related to 2015 and the Award Of 70,863 Performance Shares related to 2014 to Executive Director | Management | For | For |
| 6.a | Grant Board Authority to Issue Shares Re: Employee Incentive Schemes | Management | For | For |
| 6.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 7 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| 8 | Other Business (Non-Voting) | Management | None | None |
| KRAFT FOODS GROUP, INC. Meeting Date: JUL 01, 2015 Record Date: MAY 13, 2015 Meeting Type: SPECIAL | ||||
| Ticker: KRFT Security ID: 50076Q106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| LEVEL 3 COMMUNICATIONS, INC. Meeting Date: MAY 19, 2016 Record Date: MAR 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: LVLT Security ID: 52729N308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1b | Elect Director Jeff K. Storey | Management | For | For |
| 1c | Elect Director Kevin P. Chilton | Management | For | For |
| 1d | Elect Director Steven T. Clontz | Management | For | For |
| 1e | Elect Director Irene M. Esteves | Management | For | For |
| 1f | Elect Director T. Michael Glenn | Management | For | For |
| 1g | Elect Director Spencer B. Hays | Management | For | For |
| 1h | Elect Director Michael J. Mahoney | Management | For | For |
| 1i | Elect Director Kevin W. Mooney | Management | For | For |
| 1j | Elect Director Peter Seah Lim Huat | Management | For | For |
| 1k | Elect Director Peter van Oppen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| MINERAL RESOURCES LTD. Meeting Date: NOV 19, 2015 Record Date: NOV 17, 2015 Meeting Type: ANNUAL | ||||
| Ticker: MIN Security ID: Q60976109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | Against |
| 2.1 | Elect Joe Ricciardo as Director | Management | For | Against |
| 2.2 | Elect James McClements as Director | Management | For | For |
| MONDELEZ INTERNATIONAL, INC. Meeting Date: MAY 18, 2016 Record Date: MAR 09, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MDLZ Security ID: 609207105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1b | Elect Director Lewis W.K. Booth | Management | For | For |
| 1c | Elect Director Lois D. Juliber | Management | For | For |
| 1d | Elect Director Mark D. Ketchum | Management | For | For |
| 1e | Elect Director Jorge S. Mesquita | Management | For | For |
| 1f | Elect Director Joseph Neubauer | Management | For | For |
| 1g | Elect Director Nelson Peltz | Management | For | For |
| 1h | Elect Director Fredric G. Reynolds | Management | For | For |
| 1i | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1j | Elect Director Christiana S. Shi | Management | For | For |
| 1k | Elect Director Patrick T. Siewert | Management | For | For |
| 1l | Elect Director Ruth J. Simmons | Management | For | For |
| 1m | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| 6 | Participate in OECD Mediation for Human Rights Violations | Shareholder | Against | Abstain |
| NN GROUP NV Meeting Date: OCT 06, 2015 Record Date: SEP 08, 2015 Meeting Type: SPECIAL | ||||
| Ticker: NN Security ID: N64038107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2a | Elect Helene Vletter-van Dort to Supervisory Board | Management | For | For |
| 2b | Elect Robert Jenkins to Supervisory Board | Management | For | For |
| 2c | Elect Dick Harryvan to Supervisory Board | Management | For | For |
| 3 | Close Meeting | Management | None | None |
| NN GROUP NV Meeting Date: JUN 02, 2016 Record Date: MAY 05, 2016 Meeting Type: ANNUAL | ||||
| Ticker: NN Security ID: N64038107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Annual Report 2015 | Management | None | None |
| 3 | Discuss Remuneration Policy 2015 | Management | None | None |
| 4a | Adopt Financial Statements 2015 | Management | For | For |
| 4b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4c | Approve Dividends of EUR 1.51 Per Share | Management | For | For |
| 4d | Proposal to Make a Distribution from Company's Distributable Reserves | Management | For | For |
| 5a | Approve Discharge of Executive Board | Management | For | For |
| 5b | Approve Discharge of Supervisory Board | Management | For | For |
| 6a | Reelect Jan Holsboer to Supervisory Board | Management | For | For |
| 6b | Reelect Yvonne van Rooij to Supervisory Board | Management | For | For |
| 7a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 7b | Authorize Executive Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 8 | Authorize Shares Repurchase | Management | For | For |
| 9 | Approve Cancellation of Repurchased Shares Up to 20 Percent of Issued Share Capital | Management | For | For |
| 10 | Other Business (Non-Voting) | Management | None | None |
| NUMERICABLE SFR Meeting Date: DEC 15, 2015 Record Date: DEC 10, 2015 Meeting Type: SPECIAL | ||||
| Ticker: NUM Security ID: F6627W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Transfer from Issuance Premium Account to Shareholders for an Amount of EUR 5.70 per Share | Management | For | For |
| 2 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| NUMERICABLE SFR Meeting Date: JUN 21, 2016 Record Date: JUN 16, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: NUM Security ID: F6627W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 5.70 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 5 | Advisory Vote on Compensation of Eric Denoyer, CEO | Management | For | Against |
| 6 | Advisory Vote on Compensation of Michel Combes, Chairman | Management | For | For |
| 7 | Reelect Jeremie Bonnin as Director | Management | For | Against |
| 8 | Reelect Jean Michel Hegesippe as Director | Management | For | Against |
| 9 | Reelect Luce Gendry as Director | Management | For | Against |
| 10 | Ratify Appointment of Michel Combes as Director | Management | For | Against |
| 11 | Ratify Appointment of Eric Denoyer as Director | Management | For | Against |
| 12 | Ratify Appointment of Alain Weill as Director | Management | For | Against |
| 13 | Elect Alexandre Marque as Director | Management | For | Against |
| 14 | Elect Manon Brouillette as Director | Management | For | Against |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 16 | Change Company Name to SFR Group and Amend Article 3 of Bylaws Accordingly | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million | Management | For | Against |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 110 Million | Management | For | Against |
| 19 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 110 Million | Management | For | Against |
| 20 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 23 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | Against |
| 24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Against |
| 25 | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 26 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| PARADISE CO. Meeting Date: MAR 25, 2016 Record Date: DEC 31, 2015 Meeting Type: ANNUAL | ||||
| Ticker: A034230 Security ID: Y6727J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Jeong Yeon-su as Inside Director | Management | For | For |
| 2.2 | Elect Choi Young-il as Outside Director | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
| PRECISION CASTPARTS CORP. Meeting Date: AUG 17, 2015 Record Date: JUN 09, 2015 Meeting Type: ANNUAL | ||||
| Ticker: PCP Security ID: 740189105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter B. Delaney (Withdrawn) | Management | None | None |
| 1b | Elect Director Mark Donegan | Management | For | For |
| 1c | Elect Director Don R. Graber | Management | For | For |
| 1d | Elect Director Lester L. Lyles | Management | For | For |
| 1e | Elect Director Vernon E. Oechsle | Management | For | For |
| 1f | Elect Director James F. Palmer (Withdrawn) | Management | None | None |
| 1g | Elect Director Ulrich Schmidt | Management | For | For |
| 1h | Elect Director Richard L. Wambold | Management | For | For |
| 1i | Elect Director Timothy A. Wicks | Management | For | For |
| 1j | Elect Director Janet C. Wolfenbarger (Withdrawn) | Management | None | None |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Proxy Access | Shareholder | Against | For |
| RYMAN HOSPITALITY PROPERTIES, INC. Meeting Date: MAY 05, 2016 Record Date: MAR 17, 2016 Meeting Type: ANNUAL | ||||
| Ticker: RHP Security ID: 78377T107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael J. Bender | Management | For | For |
| 1b | Elect Director Rachna Bhasin | Management | For | For |
| 1c | Elect Director William F. Hagerty, IV | Management | For | For |
| 1d | Elect Director Ellen Levine | Management | For | For |
| 1e | Elect Director Patrick Q. Moore | Management | For | For |
| 1f | Elect Director Robert S. Prather, Jr. | Management | For | For |
| 1g | Elect Director Colin V. Reed | Management | For | For |
| 1h | Elect Director Michael D. Rose | Management | For | For |
| 1i | Elect Director Michael I. Roth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| T-MOBILE US, INC. Meeting Date: JUN 16, 2016 Record Date: APR 19, 2016 Meeting Type: ANNUAL | ||||
| Ticker: TMUS Security ID: 872590104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Michael Barnes | Management | For | For |
| 1.2 | Elect Director Thomas Dannenfeldt | Management | For | For |
| 1.3 | Elect Director Srikant M. Datar | Management | For | For |
| 1.4 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.5 | Elect Director Timotheus Hottges | Management | For | For |
| 1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
| 1.7 | Elect Director Raphael Kubler | Management | For | For |
| 1.8 | Elect Director Thorsten Langheim | Management | For | For |
| 1.9 | Elect Director John J. Legere | Management | For | For |
| 1.10 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Proxy Access | Shareholder | Against | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 5 | Amend Clawback Policy | Shareholder | Against | Against |
| TELECITY GROUP PLC Meeting Date: JAN 11, 2016 Record Date: JAN 07, 2016 Meeting Type: COURT | ||||
| Ticker: TCY Security ID: G87403112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| TELECITY GROUP PLC Meeting Date: JAN 11, 2016 Record Date: JAN 07, 2016 Meeting Type: SPECIAL | ||||
| Ticker: TCY Security ID: G87403112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Cash and Share Offer for Telecity Group plc by Equinix (UK) Acquisition Enterprises Limited | Management | For | For |
| THE KRAFT HEINZ COMPANY Meeting Date: APR 21, 2016 Record Date: FEB 22, 2016 Meeting Type: ANNUAL | ||||
| Ticker: KHC Security ID: 500754106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory E. Abel | Management | For | For |
| 1b | Elect Director Alexandre Behring | Management | For | For |
| 1c | Elect Director Warren E. Buffett | Management | For | For |
| 1d | Elect Director John T. Cahill | Management | For | For |
| 1e | Elect Director Tracy Britt Cool | Management | For | For |
| 1f | Elect Director Jeanne P. Jackson | Management | For | For |
| 1g | Elect Director Jorge Paulo Lemann | Management | For | For |
| 1h | Elect Director Mackey J. McDonald | Management | For | For |
| 1i | Elect Director John C. Pope | Management | For | For |
| 1j | Elect Director Marcel Herrmann Telles | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| UBIQUITI NETWORKS, INC. Meeting Date: DEC 16, 2015 Record Date: OCT 16, 2015 Meeting Type: ANNUAL | ||||
| Ticker: UBNT Security ID: 90347A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Rafael Torres | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| UBS GROUP AG Meeting Date: MAY 10, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: UBSG Security ID: H892U1882 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2.1 | Approve Allocation of Income and Dividends of 0.60 per Share from Capital Contribution Reserves | Management | For | For |
| 2.2 | Approve Supplementary Dividends of CHF 0.25 per Share from Capital Contribution Reserves | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 71.25 Million | Management | For | For |
| 5 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 28.5 Million | Management | For | For |
| 6.1.1 | Reelect Axel Weber as Director and Board Chairman | Management | For | For |
| 6.1.2 | Reelect Michel Demare as Director | Management | For | For |
| 6.1.3 | Reelect David Sidwell as Director | Management | For | For |
| 6.1.4 | Reelect Reto Francioni as Director | Management | For | For |
| 6.1.5 | Reelect Ann Godbehere as Director | Management | For | For |
| 6.1.6 | Reelect William Parrett as Director | Management | For | For |
| 6.1.7 | Reelect Isabelle Romy as Director | Management | For | For |
| 6.1.8 | Reelect Beatrice Weder di Mauro as Director | Management | For | For |
| 6.1.9 | Reelect Joseph Yam as Director | Management | For | For |
| 6.2.1 | Elect Robert Scully as Director | Management | For | For |
| 6.2.2 | Elect Dieter Wemmer as Director | Management | For | For |
| 6.3.1 | Appoint Ann Godbehere as Member of the Compensation Committee | Management | For | For |
| 6.3.2 | Appoint Michel Demare as Member of the Compensation Committee | Management | For | For |
| 6.3.3 | Appoint Reto Francioni as Member of the Compensation Committee | Management | For | For |
| 6.3.4 | Appoint William Parrett as Member of the Compensation Committee | Management | For | For |
| 7 | Approve Maximum Remuneration of Directors in the Amount of CHF 14 Million | Management | For | For |
| 8.1 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | For |
| 8.2 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 9 | Transact Other Business (Voting) | Management | For | Against |
| VEREIT, INC. Meeting Date: SEP 29, 2015 Record Date: AUG 06, 2015 Meeting Type: ANNUAL | ||||
| Ticker: VER Security ID: 92339V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glenn J. Rufrano | Management | For | For |
| 1b | Elect Director Hugh R. Frater | Management | For | For |
| 1c | Elect Director Bruce D. Frank | Management | For | For |
| 1d | Elect Director David B. Henry | Management | For | For |
| 1e | Elect Director Mark S. Ordan | Management | For | For |
| 1f | Elect Director Eugene A. Pinover | Management | For | For |
| 1g | Elect Director Julie G. Richardson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VEREIT, INC. Meeting Date: MAY 04, 2016 Record Date: MAR 09, 2016 Meeting Type: ANNUAL | ||||
| Ticker: VER Security ID: 92339V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Glenn J. Rufrano | Management | For | For |
| 1b | Elect Director Hugh R. Frater | Management | For | For |
| 1c | Elect Director Bruce D. Frank | Management | For | For |
| 1d | Elect Director David B. Henry | Management | For | For |
| 1e | Elect Director Mark S. Ordan | Management | For | For |
| 1f | Elect Director Eugene A. Pinover | Management | For | For |
| 1g | Elect Director Julie G. Richardson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WALGREENS BOOTS ALLIANCE, INC. Meeting Date: JAN 27, 2016 Record Date: NOV 30, 2015 Meeting Type: ANNUAL | ||||
| Ticker: WBA Security ID: 931427108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janice M. Babiak | Management | For | For |
| 1b | Elect Director David J. Brailer | Management | For | For |
| 1c | Elect Director William C. Foote | Management | For | For |
| 1d | Elect Director Ginger L. Graham | Management | For | For |
| 1e | Elect Director John A. Lederer | Management | For | For |
| 1f | Elect Director Dominic P. Murphy | Management | For | For |
| 1g | Elect Director Stefano Pessina | Management | For | For |
| 1h | Elect Director Barry Rosenstein | Management | For | For |
| 1i | Elect Director Leonard D. Schaeffer | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director James A. Skinner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
Thornburg Developing World Fund
| AIA GROUP LTD. Meeting Date: MAY 06, 2016 Record Date: MAY 03, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 1299 Security ID: Y002A1105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Swee-Lian Teo as Director | Management | For | For |
| 4 | Elect Narongchai Akrasanee as Director | Management | For | For |
| 5 | Elect George Yong-Boon Yeo as Director | Management | For | For |
| 6 | Elect Mark Edward Tucker as Director | Management | For | For |
| 7 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 8B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 8C | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
| AIRPORTS OF THAILAND PUBLIC CO., LTD. Meeting Date: JAN 22, 2016 Record Date: DEC 17, 2015 Meeting Type: ANNUAL | ||||
| Ticker: AOT Security ID: Y0028Q111 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Matters to be Informed | Management | For | For |
| 2 | Acknowledge Operating Results of 2015 | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income and Payment of Dividends | Management | For | For |
| 5.1 | Elect Johm Rungswang as Director | Management | For | Against |
| 5.2 | Elect Kampanat Ruddit as Director | Management | For | Against |
| 5.3 | Elect Voradej Harnprasert as Director | Management | For | For |
| 5.4 | Elect Wara Tongprasin as Director | Management | For | For |
| 5.5 | Elect Rawewan Netrakavesna as Director | Management | For | Against |
| 6 | Approve Remuneration of Directors and Sub-committees | Management | For | For |
| 7 | Approve Office of the Auditor General of Thailand as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Other Business | Management | For | Against |
| ALIBABA GROUP HOLDING LTD. Meeting Date: OCT 08, 2015 Record Date: AUG 13, 2015 Meeting Type: ANNUAL | ||||
| Ticker: BABA Security ID: 01609W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Joseph C. Tsai as Director | Management | For | Against |
| 1.2 | Elect Jonathan Zhaoxi Lu as Director | Management | For | Against |
| 1.3 | Elect J. Michael Evans as Director | Management | For | Against |
| 1.4 | Elect Borje E. Ekholm as Director | Management | For | For |
| 1.5 | Elect Wan Ling Martello as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Independent Auditors | Management | For | For |
| ALLIANCE GLOBAL GROUP, INC. Meeting Date: SEP 15, 2015 Record Date: AUG 10, 2015 Meeting Type: ANNUAL | ||||
| Ticker: AGI Security ID: Y00334105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 3 | Approve the Minutes of the Annual Stockholders Meeting Held on Sept. 16, 2014 | Management | For | For |
| 5 | Appoint Independent Auditors | Management | For | For |
| 6 | Ratify Acts of the Board of Directors, Board Committees, and Officers | Management | For | For |
| 7.1 | Elect Andrew L. Tan as Director | Management | For | For |
| 7.2 | Elect Kingson U. Sian as Director | Management | For | For |
| 7.3 | Elect Katherine L. Tan as Director | Management | For | Against |
| 7.4 | Elect Winston S. Co as Director | Management | For | For |
| 7.5 | Elect Kevin Andrew L. Tan as Director | Management | For | For |
| 7.6 | Elect Sergio Ortiz-Luis, Jr. as Director | Management | For | For |
| 7.7 | Elect Alejo L. Villanueva, Jr. as Director | Management | For | For |
| AMOREPACIFIC CORP. Meeting Date: MAR 18, 2016 Record Date: DEC 31, 2015 Meeting Type: ANNUAL | ||||
| Ticker: A090430 Security ID: Y01258105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Elect One Inside Director and One Outside Director (Bundled) | Management | For | For |
| 4 | Elect Eom Young-ho as Member of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| ANHUI CONCH CEMENT COMPANY LTD Meeting Date: NOV 16, 2015 Record Date: OCT 15, 2015 Meeting Type: SPECIAL | ||||
| Ticker: 600585 Security ID: Y01373102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Provision of Guarantee for the Company's Subsidiaries and Invested Company | Management | For | Against |
| BB SEGURIDADE PARTICIPACOES S.A. Meeting Date: APR 20, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BBSE3 Security ID: P1R1WJ103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Fiscal Council Members | Management | For | For |
| 3.1 | Elect Fiscal Council Member Appointed by Minority Shareholder | Shareholder | None | Abstain |
| 4 | Approve Remuneration of Fiscal Council Members | Management | For | For |
| 5 | Elect Director | Management | For | Against |
| 6 | Approve Remuneration of Company's Management | Management | For | For |
| BHARTI INFRATEL LTD. Meeting Date: AUG 11, 2015 Record Date: AUG 04, 2015 Meeting Type: ANNUAL | ||||
| Ticker: 534816 Security ID: Y0R86J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividend and Approve Final Dividend | Management | For | For |
| 3 | Elect R. B. Mittal as Director | Management | For | For |
| 4 | Approve S. R. Batliboi & Associates LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect R. P. Singh as Independent Director | Management | For | For |
| 6 | Adopt New Articles of Association | Management | For | For |
| 7 | Approve Related Party Transactions with Bharti Airtel Limited | Management | For | For |
| BHARTI INFRATEL LTD. Meeting Date: MAR 21, 2016 Record Date: FEB 05, 2016 Meeting Type: SPECIAL | ||||
| Ticker: INFRATEL Security ID: Y0R86J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Variations of Terms in the Utilization of Proceeds Received from the Initial Public Offering of Shares of the Company | Management | For | For |
| BHARTI INFRATEL LTD. Meeting Date: JUN 10, 2016 Record Date: MAY 06, 2016 Meeting Type: SPECIAL | ||||
| Ticker: INFRATEL Security ID: Y0R86J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Repurchase Program | Management | For | For |
| CHINA MENGNIU DAIRY CO., LTD. Meeting Date: JUN 03, 2016 Record Date: MAY 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 2319 Security ID: G21096105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3A | Elect Niu Gensheng as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3B | Elect Liu Ding as Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
| 3C | Elect Wu Kwok Keung Andrew as Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 3D | Elect Ma Jianping as Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 3E | Elect Tim Orting Jorgensen as Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 3F | Elect Filip Kegels as Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 4 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Adopt New Share Option Scheme | Management | For | For |
| CHINA MOBILE LIMITED Meeting Date: MAY 26, 2016 Record Date: MAY 19, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 941 Security ID: Y14965100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Shang Bing as Director | Management | For | For |
| 3.2 | Elect Li Yue as Director | Management | For | For |
| 3.3 | Elect Sha Yuejia as Director | Management | For | Against |
| 3.4 | Elect Liu Aili as Director | Management | For | For |
| 4 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| COWAY CO. LTD. Meeting Date: JAN 22, 2016 Record Date: DEC 25, 2015 Meeting Type: SPECIAL | ||||
| Ticker: 021240 Security ID: Y1786S109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Spin-Off Agreement | Management | For | For |
| COWAY CO. LTD. Meeting Date: MAR 29, 2016 Record Date: DEC 31, 2015 Meeting Type: ANNUAL | ||||
| Ticker: A021240 Security ID: Y1786S109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Approve Stock Option Grants | Management | For | For |
| 3.1 | Elect Choi Yeon-seok as Non-independent Non-executive Director | Management | For | For |
| 3.2 | Elect Lee Jung-sik as Outside Director | Management | For | For |
| 3.3 | Elect Lee Jun-ho as Outside Director | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Internal Auditor(s) | Management | For | For |
| CREDICORP LTD. Meeting Date: MAR 31, 2016 Record Date: FEB 10, 2016 Meeting Type: ANNUAL | ||||
| Ticker: BAP Security ID: G2519Y108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Present 2015 Annual Report | Management | None | None |
| 2 | Approve Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2015, Including External Auditors' Report | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| CT ENVIRONMENTAL GROUP LIMITED Meeting Date: MAY 27, 2016 Record Date: MAY 24, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 01363 Security ID: G25885115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend and Special Dividend | Management | For | For |
| 3a | Elect Gu Yaokun as Director | Management | For | For |
| 3b | Elect Tsui Cham To as Director | Management | For | For |
| 3c | Elect Lu Yili as Director | Management | For | For |
| 3d | Elect Xu Shubiao as Director | Management | For | For |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| DELPHI AUTOMOTIVE PLC Meeting Date: APR 28, 2016 Record Date: FEB 26, 2016 Meeting Type: ANNUAL | ||||
| Ticker: DLPH Security ID: G27823106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Joseph S. Cantie as Director | Management | For | For |
| 2 | Re-elect Kevin P. Clark as Director | Management | For | For |
| 3 | Re-elect Gary L. Cowger as Director | Management | For | For |
| 4 | Re-elect Nicholas M. Donofrio as Director | Management | For | For |
| 5 | Re-elect Mark P. Frissora as Director | Management | For | For |
| 6 | Re-elect Rajiv L. Gupta as Director | Management | For | For |
| 7 | Re-elect J. Randall MacDonald as Director | Management | For | For |
| 8 | Re-elect Sean O. Mahoney as Director | Management | For | For |
| 9 | Re-elect Timothy M. Manganello as Director | Management | For | For |
| 10 | Re-elect Bethany J. Mayer as Director | Management | For | For |
| 11 | Re-elect Thomas W. Sidlik as Director | Management | For | For |
| 12 | Re-elect Bernd Wiedemann as Director | Management | For | For |
| 13 | Re-elect Lawrence A. Zimmerman as Director | Management | For | For |
| 14 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ECLAT TEXTILE CO., LTD. Meeting Date: JUN 21, 2016 Record Date: APR 22, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 1476 Security ID: Y2237Y109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | For |
| 2 | Amend Trading Procedures Governing Derivatives Products | Management | For | For |
| 3 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 4 | Approve Plan on Profit Distribution | Management | For | For |
| EMAAR PROPERTIES PJSC Meeting Date: APR 18, 2016 Record Date: APR 17, 2016 Meeting Type: ANNUAL | ||||
| Ticker: EMAAR Security ID: M4025S107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Board Report on Company Operations for FY 2015 | Management | For | For |
| 2 | Approve Auditors' Report on Company Financial Statements for FY 2015 | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports for FY 2015 | Management | For | For |
| 4 | Approve Dividends of AED 0.15 per Share for FY 2015 | Management | For | For |
| 5 | Approve Remuneration of Directors of up to an Aggregate Amount of AED 3.5 Million for FY 2015 | Management | For | Against |
| 6 | Approve Discharge of Directors for FY 2015 | Management | For | For |
| 7 | Approve Discharge of Auditors for FY 2015 | Management | For | For |
| 8 | Ratify Auditors and Fix Their Remuneration for FY 2016 | Management | For | For |
| 9 | Allow Directors to Engage in Commercial Transactions with Competitors | Management | For | For |
| 10 | Amend Bylaws to Comply with Federal Law No.2 of 2015 | Management | For | For |
| EQUATORIAL ENERGIA S.A. Meeting Date: APR 15, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: EQTL3 Security ID: P3773H104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015 | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Dividends | Management | For | For |
| 4 | Approve Remuneration of Company's Management | Management | For | Against |
| 5 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
| 5.1 | Elect Fiscal Council Member Appointed by Minority Shareholder | Shareholder | None | Did Not Vote |
| FACEBOOK, INC. Meeting Date: JUN 20, 2016 Record Date: APR 29, 2016 Meeting Type: ANNUAL | ||||
| Ticker: FB Security ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | Withhold |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | Withhold |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | Withhold |
| 1.4 | Elect Director Reed Hastings | Management | For | For |
| 1.5 | Elect Director Jan Koum | Management | For | Withhold |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | Against |
| 5 | Ratify the Grant of Restricted Stock Units to Non-Employee Directors | Management | For | Against |
| 6 | Approve Annual Compensation Program for Non-employee Directors | Management | For | Against |
| 7A | Amend Certificate of Incorporation to Establish the Class C Capital Stock and to Make Certain Clarifying Changes | Management | For | Against |
| 7B | Increase Authorized Common Stock | Management | For | Against |
| 7C | Amend Certificate of Incorporation to Provide Equal Treatment of Shares of Class A Common Stock, Class B Common Stock, and Class C Capital Stock | Management | For | For |
| 7D | Amend Certificate of Incorporation to Provide for Additional Events | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 10 | Report on Sustainability | Shareholder | Against | Abstain |
| 11 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 12 | Establish International Policy Board Committee | Shareholder | Against | Against |
| 13 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| FIBRA UNO ADMINISTRACION DE MEXICO S.A. DE C.V. Meeting Date: APR 28, 2016 Record Date: APR 20, 2016 Meeting Type: ANNUAL | ||||
| Ticker: FUNO 11 Security ID: P3515D163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.i | Accept Reports of Audit, Corporate Practices, Nominating and Remuneration Committees | Management | For | For |
| 1.ii | Accept Technical Committee Report on Compliance in Accordance to Article 172 of General Mercantile Companies Law | Management | For | For |
| 1.iii | Accept Report of Trust Manager (F1 Management SC) in Accordance to Article 44-XI of Securities Market Law | Management | For | For |
| 1.iv | Accept Technical Committee Report on Operations and Activities Undertaken | Management | For | For |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Elect or Ratify Members of Technical Committee; Verify Independence Classification | Management | For | Against |
| 4 | Approve Remuneration of Technical Committee Members | Management | For | For |
| 5 | Appoint Legal Representatives | Management | For | For |
| 6 | Approve Minutes of Meeting | Management | For | For |
| GRAPE KING BIO LTD. Meeting Date: JUN 16, 2016 Record Date: APR 15, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 1707 Security ID: Y2850Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amendments to Articles of Association | Management | For | For |
| 2 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 3 | Approve Plan on Profit Distribution | Management | For | For |
| 4 | Approve Release of Restrictions of Competitive Activities of Director Ting Fu Incorporated Co., Ltd. with Tseng Sheng Bin as Representative | Management | For | For |
| GRUPO FINANCIERO BANORTE S.A.B. DE C.V. Meeting Date: NOV 19, 2015 Record Date: NOV 05, 2015 Meeting Type: SPECIAL | ||||
| Ticker: GFNORTEO Security ID: P49501201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Dividend Policy | Management | For | For |
| 2 | Approve Cash Dividends | Management | For | For |
| 3 | Approve Auditor's Report on Fiscal Situation of Company | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GRUPO FINANCIERO BANORTE S.A.B. DE C.V. Meeting Date: NOV 19, 2015 Record Date: NOV 05, 2015 Meeting Type: SPECIAL | ||||
| Ticker: GFNORTEO Security ID: P49501201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Bylaws | Management | For | For |
| 2 | Approve Modifications of Sole Responsibility Agreement | Management | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GRUPO FINANCIERO BANORTE S.A.B. DE C.V. Meeting Date: FEB 19, 2016 Record Date: FEB 08, 2016 Meeting Type: SPECIAL | ||||
| Ticker: GFNORTE O Security ID: P49501201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Cash Dividends | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GRUPO FINANCIERO BANORTE S.A.B. DE C.V. Meeting Date: APR 22, 2016 Record Date: APR 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: GFNORTE O Security ID: P49501201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3.a1 | Elect Carlos Hank Gonzalez as Board Chairman | Management | For | Against |
| 3.a2 | Elect Juan Antonio Gonzalez Moreno as Director | Management | For | For |
| 3.a3 | Elect David Juan Villarreal Montemayor as Director | Management | For | For |
| 3.a4 | Elect Jose Marcos Ramirez Miguel as Director | Management | For | For |
| 3.a5 | Elect Everardo Elizondo Almaguer as Director | Management | For | For |
| 3.a6 | Elect Carmen Patricia Armendariz Guerra as Director | Management | For | For |
| 3.a7 | Elect Hector Federico Reyes-Retana y Dahl as Director | Management | For | For |
| 3.a8 | Elect Eduardo Livas Cantu as Director | Management | For | For |
| 3.a9 | Elect Thomas Stanley Heather Rodriguez as Director | Management | For | For |
| 3.a10 | Elect Alfredo Elias Ayub as Director | Management | For | For |
| 3.a11 | Elect Adrian Sada Cueva as Director | Management | For | For |
| 3.a12 | Elect Olga Maria del Carmen Sanchez Cordero Davila as Director | Management | For | For |
| 3.a13 | Elect Alejandro Burillo Azcarraga as Director | Management | For | For |
| 3.a14 | Elect Jose Antonio Chedraui Eguia as Director | Management | For | For |
| 3.a15 | Elect Alfonso de Angoitia Noriega as Director | Management | For | For |
| 3.a16 | Elect Graciela Gonzalez Moreno as Alternate Director | Management | For | For |
| 3.a17 | Elect Juan Antonio Gonzalez Marcos as Alternate Director | Management | For | For |
| 3.a18 | Elect Carlos de la Isla Corry as Alternate Director | Management | For | For |
| 3.a19 | Elect Juan Carlos Braniff Hierro as Alternate Director | Management | For | For |
| 3.a20 | Elect Alberto Halabe Hamui as Alternate Director | Management | For | For |
| 3.a21 | Elect Roberto Kelleher Vales as Alternate Director | Management | For | For |
| 3.a22 | Elect Manuel Aznar Nicolin as Alternate Director | Management | For | For |
| 3.a23 | Elect Robert William Chandler Edwards as Alternate Director | Management | For | For |
| 3.a24 | Elect Ricardo Maldonado Yanez as Alternate Director | Management | For | For |
| 3.a25 | Elect Isaac Becker Kabacnik as Alternate Director | Management | For | For |
| 3.a26 | Elect Jose Maria Garza Trevino as Alternate Director | Management | For | For |
| 3.a27 | Elect Eduardo Alejandro Francisco Garcia Villegas as Alternate Director | Management | For | For |
| 3.a28 | Elect Javier Braun Burillo as Alternate Director | Management | For | For |
| 3.a29 | Elect Rafael Contreras Grosskelwing as Alternate Director | Management | For | For |
| 3.a30 | Elect Guadalupe Phillips Margain as Alternate Director | Management | For | For |
| 3.b | Elect Hector Avila Flores as Board Secretary Who Will Not Be Part of Board | Management | For | For |
| 3.c | Approve Directors Liability and Indemnification | Management | For | For |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5 | Elect Hector Federico Reyes-Retana y Dahl as Chairman of Audit and Corporate Practices Committee | Management | For | For |
| 6 | Approve Report on Share Repurchase; Set Aggregate Nominal Amount of Share Repurchase Reserve | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GRUPO FINANCIERO BANORTE S.A.B. DE C.V. Meeting Date: JUN 28, 2016 Record Date: JUN 15, 2016 Meeting Type: SPECIAL | ||||
| Ticker: GFNORTE O Security ID: P49501201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Cash Dividends | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GRUPO LALA S.A.B. DE C.V. Meeting Date: JUL 15, 2015 Record Date: JUL 02, 2015 Meeting Type: SPECIAL | ||||
| Ticker: LALAB Security ID: P49543104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
| 3 | Approve Minutes of Meeting | Management | For | For |
| GRUPO LALA S.A.B. DE C.V. Meeting Date: APR 29, 2016 Record Date: APR 18, 2016 Meeting Type: ANNUAL | ||||
| Ticker: LALA B Security ID: P49543104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Board of Directors' Report on Principal Accounting Policies and Criteria, and Disclosure Policy | Management | For | For |
| 1.2 | Approve Report on Activities and Operations Undertaken by Board | Management | For | For |
| 1.3 | Approve CEO's Report, Including Auditor's Report and Board's Opinion on CEO's Report | Management | For | For |
| 1.4 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 1.5 | Approve Audit and Corporate Practices Committees' Reports | Management | For | For |
| 1.6 | Approve Report on Acquisition and Placing of Own Shares | Management | For | For |
| 1.7 | Approve Report on Adherence to Fiscal Obligations | Management | For | For |
| 2 | Approve Discharge Board of Directors and CEO | Management | For | For |
| 3 | Elect and or Ratify Directors, Secretary and Members of Audit and Corporate Practices Committee; Approve Their Remuneration | Management | For | Against |
| 4 | Set Maximum Amount of Share Repurchase Reserve | Management | For | For |
| 5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 6 | Approve Minutes of Meeting | Management | For | For |
| GRUPO TELEVISA S.A.B. Meeting Date: APR 28, 2016 Record Date: APR 18, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: TLEVISA CPO Security ID: 40049J206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect or Ratify Directors Representing Series L Shareholders | Management | For | Against |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
| 1 | Elect or Ratify Directors Representing Series D Shareholders | Management | For | Against |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
| 1 | Approve Financial Statements and Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements; Approve Discharge of Directors, CEO and Board Committees | Management | For | For |
| 2 | Present Report on Compliance with Fiscal Obligations | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Set Aggregate Nominal Amount of Share Repurchase Reserve and Receive Report on Policies and Board's Decisions on Share Repurchase and Sale of Treasury Shares | Management | For | For |
| 5 | Elect or Ratify Members of Board, Secretary and Other Officers | Management | For | Against |
| 6 | Elect or Ratify Members of Executive Committee | Management | For | Against |
| 7 | Elect or Ratify Chairman of Audit Committee and Corporate Practices Committee | Management | For | Against |
| 8 | Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, and Secretary | Management | For | For |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GT CAPITAL HOLDINGS, INC. Meeting Date: MAY 11, 2016 Record Date: APR 01, 2016 Meeting Type: ANNUAL | ||||
| Ticker: GTCAP Security ID: Y29045104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Minutes of Previous Annual Stockholders' Meeting | Management | For | For |
| 2 | Approve Annual Report for the Year 2015 | Management | For | For |
| 3 | Ratify All Acts and Resolutions of the Board of Directors and Executive Officers | Management | For | For |
| 4.1 | Elect George S.K. Ty as Director | Management | For | For |
| 4.2 | Elect Francisco C. Sebastian as Director | Management | For | For |
| 4.3 | Elect Arthur Vy Ty as Director | Management | For | For |
| 4.4 | Elect Alfred Vy Ty as Director | Management | For | For |
| 4.5 | Elect Carmelo Maria Luza Bautista as Director | Management | For | For |
| 4.6 | Elect Roderico V. Puno as Director | Management | For | For |
| 4.7 | Elect David T. Go as Director | Management | For | For |
| 4.8 | Elect Jaime Miguel G. Belmonte as Director | Management | For | For |
| 4.9 | Elect Christopher P. Beshouri as Director | Management | For | For |
| 4.10 | Elect Wilfredo A. Paras as Director | Management | For | For |
| 4.11 | Elect Peter B. Favila as Director | Management | For | Withhold |
| 5 | Appoint External Auditor | Management | For | For |
| 6 | Amend Article Two, Section One of the By-laws | Management | For | For |
| HAIER ELECTRONICS GROUP CO LTD Meeting Date: AUG 25, 2015 Record Date: AUG 21, 2015 Meeting Type: SPECIAL | ||||
| Ticker: 01169 Security ID: G42313125 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Logistics Services Agreement, Logistics Services Cap and Related Transactions | Management | For | For |
| 2 | Approve Products Procurement Agreement, Products Procurement Cap and Related Transactions | Management | For | For |
| 3 | Approve Materials Procurement Agreement, Materials Procurement Cap and Related Transactions | Management | For | For |
| 4 | Approve Export Agreement, Export Cap and Related Transactions | Management | For | For |
| 5 | Authorize Any Director to Do All Such Acts Necessary to Implement or Give Effect to the Agreements and All Related Transactions | Management | For | For |
| HAIER ELECTRONICS GROUP CO LTD Meeting Date: JUN 21, 2016 Record Date: JUN 17, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 1169 Security ID: G42313125 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2A1 | Elect Zhou Yun Jie as Director | Management | For | For |
| 2A2 | Elect Liang Hai Shan as Director | Management | For | Against |
| 2A3 | Elect Wang Han Hua as Director | Management | For | For |
| 2A4 | Elect Li Hua Gang as Alternate Director to Liang Hai Shan | Management | For | Against |
| 2B | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 8 | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Award Scheme | Management | For | Against |
| HERMES MICROVISION INC Meeting Date: JUN 08, 2016 Record Date: APR 08, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 3658 Security ID: Y3R79M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | For |
| 2 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 3 | Approve Plan on Profit Distribution | Management | For | For |
| 4 | Amend Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| HONG KONG EXCHANGES AND CLEARING LTD Meeting Date: APR 28, 2016 Record Date: APR 25, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 388 Security ID: Y3506N139 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Apurv Bagri as Director | Management | For | For |
| 3b | Elect Chin Chi Kin, Edward as Director | Shareholder | Against | Against |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| IHH HEALTHCARE BERHAD Meeting Date: MAY 27, 2016 Record Date: MAY 20, 2016 Meeting Type: ANNUAL | ||||
| Ticker: IHH Security ID: Y374AH103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve First and Final Dividend | Management | For | For |
| 2 | Elect Mohammed Azlan bin Hashim as Director | Management | For | For |
| 3 | Elect Satoshi Tanaka as Director | Management | For | For |
| 4 | Elect Azmil Zahruddin bin Raja Abdul Aziz as Director | Management | For | For |
| 5 | Elect Abu Bakar bin Suleiman as Director | Management | For | For |
| 6 | Approve Remuneration of Non-Executive Directors With Effect from May 28, 2016 Until May 31, 2017 | Management | For | For |
| 7 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9 | Approve Allocation of Units to Abu Bakar bin Suleiman Under the Long Term Incentive Plan (LTIP) | Management | For | For |
| 10 | Approve Allocation of Units to Tan See Leng Under the LTIP | Management | For | For |
| 11 | Approve Allocation of Units to Mehmet Ali Aydinlar Under the LTIP | Management | For | For |
| 12 | Authorize Share Repurchase Program | Management | For | For |
| 1 | Amend Articles of Association | Management | For | For |
| IMAX CHINA HOLDING, INC. Meeting Date: JUN 13, 2016 Record Date: JUN 03, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 1970 Security ID: G47634103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Richard Gelfond as Director | Management | For | For |
| 2b | Elect Greg Foster as Director | Management | For | For |
| 2c | Elect Ruigang Li as Director | Management | For | For |
| 2d | Elect John Davison as Director | Management | For | For |
| 2e | Elect Dawn Taubin as Director | Management | For | For |
| 2f | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 7 | Approve Grant of Mandate to Issue New Shares Under the Restricted Share Unit Scheme | Management | For | For |
| ITC LTD. Meeting Date: JUL 31, 2015 Record Date: JUL 24, 2015 Meeting Type: ANNUAL | ||||
| Ticker: 500875 Security ID: Y4211T171 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend Payment | Management | For | For |
| 3 | Elect K.N. Grant as Director | Management | For | For |
| 4 | Elect K. Vaidyanath as Director | Management | For | For |
| 5 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Remuneration of Cost Auditors | Management | For | For |
| ITC LTD. Meeting Date: JUN 27, 2016 Record Date: MAY 20, 2016 Meeting Type: SPECIAL | ||||
| Ticker: ITC Security ID: Y4211T171 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Share Capital | Management | For | For |
| 2 | Amend Articles of Association to Reflect Changes in Capital | Management | For | For |
| 3 | Approve Bonus Issue | Management | For | For |
| JUST DIAL LIMITED Meeting Date: SEP 30, 2015 Record Date: SEP 23, 2015 Meeting Type: ANNUAL | ||||
| Ticker: 535648 Security ID: Y4S789102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend Payment | Management | For | For |
| 3 | Reelect V. Krishnan as Director | Management | For | Against |
| 4 | Approve S. R. Batliboi & Associates LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Adopt New Articles of Association | Management | For | For |
| 6 | Approve Increase in Investment Limits | Management | For | Against |
| JUST DIAL LIMITED Meeting Date: NOV 14, 2015 Record Date: OCT 09, 2015 Meeting Type: SPECIAL | ||||
| Ticker: 535648 Security ID: Y4S789102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Repurchase Program | Management | For | For |
| KANSAS CITY SOUTHERN Meeting Date: MAY 05, 2016 Record Date: MAR 07, 2016 Meeting Type: ANNUAL | ||||
| Ticker: KSU Security ID: 485170302 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lu M. Cordova | Management | For | For |
| 1.2 | Elect Director Terrence P. Dunn | Management | For | For |
| 1.3 | Elect Director Antonio O. Garza, Jr. | Management | For | For |
| 1.4 | Elect Director David Garza-Santos | Management | For | For |
| 1.5 | Elect Director Thomas A. McDonnell | Management | For | For |
| 1.6 | Elect Director David L. Starling | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Proxy Access | Shareholder | Against | For |
| KOREA ELECTRIC POWER CORP. Meeting Date: AUG 27, 2015 Record Date: AUG 03, 2015 Meeting Type: SPECIAL | ||||
| Ticker: 015760 Security ID: Y48406105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Kim Si-Ho as Inside Director | Management | For | For |
| 2 | Elect Park Sung-Chul as Inside Director | Management | For | For |
| 3 | Elect Hyun Sang-Gwon as Inside Director | Management | For | For |
| KOREA ELECTRIC POWER CORP. Meeting Date: DEC 10, 2015 Record Date: NOV 02, 2015 Meeting Type: SPECIAL | ||||
| Ticker: 015760 Security ID: Y48406105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Ryu Hyang-Ryeol as Inside Director | Management | For | For |
| KOREA ELECTRIC POWER CORP. Meeting Date: FEB 22, 2016 Record Date: FEB 01, 2016 Meeting Type: SPECIAL | ||||
| Ticker: A015760 Security ID: Y48406105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Cho Hwan-ik as Inside Director | Management | For | For |
| KOREA ELECTRIC POWER CORP. Meeting Date: MAR 22, 2016 Record Date: DEC 31, 2015 Meeting Type: ANNUAL | ||||
| Ticker: A015760 Security ID: Y48406105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Against |
| KWEICHOW MOUTAI CO., LTD. Meeting Date: SEP 16, 2015 Record Date: SEP 08, 2015 Meeting Type: SPECIAL | ||||
| Ticker: 600519 Security ID: Y5070V116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amendments to Articles of Association | Management | For | For |
| 2 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| 3 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Management | For | For |
| 4 | Elect Li Baofang as Non-Independent Director | Management | For | For |
| 5 | Approve Provision of Financial Services by Company's Subsidiary to Company's Controlling Shareholder and Its Subsidiaries | Management | For | Against |
| KWEICHOW MOUTAI CO., LTD. Meeting Date: MAY 18, 2016 Record Date: MAY 09, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 600519 Security ID: Y5070V116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Annual Report and Summary | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve 2016 Financial Budget Report | Management | For | For |
| 6 | Approve Profit Distribution | Management | For | For |
| 7 | Approve Appointment of 2016 Financial Auditor and Internal Control Auditor | Management | For | For |
| 8 | Approve Report of the Independent Directors | Management | For | For |
| 9 | Approve Signing Trademark Licensing Contract Between Company, Subsidiary and Related Party | Management | For | For |
| 10 | Approve 2016-2018 Providing Financial Servicing from Related Party | Management | For | Against |
| 11 | Approve Adjustment on Business Scope and Amend Articles of Association | Management | For | For |
| 12 | Approve Adjustment on Maotai Circular Economy Technology Demonstration Garden Area 1st Plant Construction Project | Management | For | Against |
| 13 | Elect Lu Jinhai as Independent Director | Management | For | For |
| LARGAN PRECISION CO., LTD. Meeting Date: JUN 08, 2016 Record Date: APR 08, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 3008 Security ID: Y52144105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amendments to Articles of Association | Management | For | For |
| 2 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 3 | Approve Plan on Profit Distribution | Management | For | For |
| 4.1 | Elect Yen Shan-Chieh as Independent Director | Management | For | For |
| 4.2 | Elect Peng Ming-Hua as Independent Director | Management | For | For |
| 4.3 | Elect Non-Independent Director No.1 | Shareholder | None | For |
| 4.4 | Elect Non-Independent Director No.2 | Shareholder | None | For |
| 4.5 | Elect Non-Independent Director No.3 | Shareholder | None | For |
| 4.6 | Elect Non-Independent Director No.4 | Shareholder | None | For |
| 4.7 | Elect Non-Independent Director No.5 | Shareholder | None | For |
| 4.8 | Elect Non-Independent Director No.6 | Shareholder | None | For |
| 4.9 | Elect Non-Independent Director No.7 | Shareholder | None | For |
| 4.10 | Elect Supervisor No.1 | Shareholder | None | For |
| 4.11 | Elect Supervisor No.2 | Shareholder | None | For |
| 4.12 | Elect Supervisor No.3 | Shareholder | None | For |
| 5 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives | Management | For | Against |
| LIFE HEALTHCARE GROUP HOLDINGS LTD. Meeting Date: JAN 27, 2016 Record Date: JAN 22, 2016 Meeting Type: ANNUAL | ||||
| Ticker: LHC Security ID: S4682C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Re-elect Malefetsane Ngatane as Director | Management | For | For |
| 1.2 | Re-elect Louisa Mojela as Director | Management | For | For |
| 1.3 | Re-elect Peter Golesworthy as Director | Management | For | For |
| 1.4 | Re-elect Pieter van der Westhuizen as Director | Management | For | For |
| 1.5 | Elect Mpho Nkeli as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and Appoint M Naidoo as the Designated Audit Partner | Management | For | For |
| 3.1 | Re-elect Peter Golesworthy as Chairman of the Audit Committee | Management | For | For |
| 3.2 | Re-elect Louisa Mojela as Member of the Audit Committee | Management | For | For |
| 3.3 | Re-elect Royden Vice as Member of the Audit Committee | Management | For | For |
| 3.4 | Elect Garth Solomon as Member of the Audit Committee | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 6 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 7 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 8 | Approve Financial Assistance to Related and Inter-related Companies | Management | For | For |
| LINX SA Meeting Date: APR 27, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: LINX3 Security ID: P6S933101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015 | Management | For | For |
| 2 | Approve Capital Budget and Allocation of Income | Management | For | For |
| 3 | Elect Directors | Management | For | For |
| 3.1 | Elect Director Appointed by Minority Shareholder | Shareholder | None | Did Not Vote |
| 4 | Approve Remuneration of Company's Management | Management | For | Against |
| 5 | Designate Newspapers to Publish Company Announcements | Management | For | For |
| LINX SA Meeting Date: APR 27, 2016 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: LINX3 Security ID: P6S933101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Long-Term Incentive Program: Stock Option Plan and Deferred Share Plan | Management | For | Against |
| 2 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| 3 | Amend Article 24 | Management | For | For |
| 4 | Amend Article 25 | Management | For | For |
| 5 | Consolidate Bylaws | Management | For | For |
| LINX SA Meeting Date: JUN 14, 2016 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: LINX3 Security ID: P6S933101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Stock Split | Management | For | For |
| 2 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| MAGNIT PJSC Meeting Date: SEP 24, 2015 Record Date: AUG 11, 2015 Meeting Type: SPECIAL | ||||
| Ticker: MGNT Security ID: 55953Q202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends of RUB 88.40 per Share for First Six Months of Fiscal 2015 | Management | For | For |
| 2.1 | Approve Large-Scale Related-Party Transaction with ZAO Tander Re: Loan Agreement | Management | For | For |
| 2.2 | Approve Large-Scale Related-Party Transaction with Sberbank of Russia Re: Guarantee Agreement | Management | For | For |
| MAGNIT PJSC Meeting Date: DEC 22, 2015 Record Date: NOV 10, 2015 Meeting Type: SPECIAL | ||||
| Ticker: MGNT Security ID: 55953Q202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends of RUB 179.77 per Share for First Nine Months of Fiscal 2015 | Management | For | For |
| 2.1 | Approve Large-Scale Related-Party Transaction with ZAO Tander Re: Loan Agreement | Management | For | For |
| 2.2 | Approve Large-Scale Related-Party Transaction with Russian Agricultural Bank Re: Supplement to Guarantee Agreement | Management | For | For |
| 2.3 | Approve Large-Scale Related-Party Transaction with Alfa-Bank Re: Guarantee Agreement | Management | For | For |
| 2.4 | Approve Large-Scale Related-Party Transaction with Sberbank of Russia Re: Guarantee Agreement | Management | For | For |
| 3.1 | Approve Related-Party Transaction with Rosbank Re: Guarantee Agreement | Management | For | For |
| 3.2 | Approve Related-Party Transaction with Sberbank of Russia Re: Guarantee Agreement | Management | For | For |
| MAGNIT PJSC Meeting Date: JUN 02, 2016 Record Date: APR 18, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MGNT Security ID: 55953Q202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4.1 | Elect Aleksandr Aleksandrov as Director | Management | None | For |
| 4.2 | Elect Sergey Galitsky as Director | Management | None | Against |
| 4.3 | Elect Vladimir Gordeychuk as Director | Management | None | Against |
| 4.4 | Elect Aleksandr Zayonts as Director | Management | None | For |
| 4.5 | Elect Khachatur Pombukhchan as Director | Management | None | Against |
| 4.6 | Elect Alexey Pshenichny as Director | Management | None | For |
| 4.7 | Elect Aslan Shkhachemukov as Director | Management | None | Against |
| 5.1 | Elect Roman Efimenko as Member of Audit Commission | Management | For | For |
| 5.2 | Elect Angela Udovichenko as Member of Audit Commission | Management | For | For |
| 5.3 | Elect Denis Fedotov as Member of Audit Commission | Management | For | For |
| 6 | Ratify Auditor to Audit Company's Accounts in Accordance with Russian Accounting | Management | For | For |
| 7 | Ratify Auditor to Audit Company's Accounts in Accordance with IFRS | Management | For | For |
| 8.1 | Approve Large-Scale Transaction with AO Tander Re: Loan Agreement | Management | For | For |
| 8.2 | Approve Large-Scale Transaction with AO Russian Agricultural Bank Re: Guarantee Agreement | Management | For | For |
| 8.3 | Approve Large-Scale Transaction with AO Alfa Bank Re: Guarantee Agreement | Management | For | For |
| 8.4 | Approve Large-Scale Transaction with PAO Rosbank Re: Guarantee Agreement | Management | For | For |
| 8.5 | Approve Large-Scale Transaction with PAO Sberbank Russia Re: Guarantee Agreement | Management | For | For |
| PT BANK CENTRAL ASIA TBK Meeting Date: APR 07, 2016 Record Date: MAR 15, 2016 Meeting Type: ANNUAL | ||||
| Ticker: BBCA Security ID: Y7123P138 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Confirm the Expiry of the Term of Office and Elect Directors and Commissioners | Management | For | For |
| 4 | Approve Remuneration and Tantieme of Directors and Commissioners | Management | For | For |
| 5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Interim Dividend | Management | For | For |
| PT BANK MANDIRI (PERSERO) TBK Meeting Date: DEC 18, 2015 Record Date: NOV 25, 2015 Meeting Type: SPECIAL | ||||
| Ticker: BMRI Security ID: Y7123S108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Directors and Commissioners | Management | For | Against |
| 2 | Approve the Enforcement of the State-owned Minister Regulation No. PER-09/MBU/07/2015 on the Partnership and Community Development Programs of the State-owned Enterprises | Management | For | For |
| PT MATAHARI DEPARTMENT STORE TBK Meeting Date: MAY 26, 2016 Record Date: MAY 03, 2016 Meeting Type: ANNUAL | ||||
| Ticker: LPPF Security ID: Y7139L105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Elect Directors and Commissioners and Approve Their Remuneration | Management | For | For |
| PUREGOLD PRICE CLUB INC. Meeting Date: OCT 26, 2015 Record Date: OCT 16, 2015 Meeting Type: WRITTEN CONSENT | ||||
| Ticker: PGOLD Security ID: Y71617107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend the Second Article of the Articles of Incorporation to Include the Buying and Selling of Pharmaceutical and Medical Goods, Cosmetic, Medicines, Medical Formulations, Food Supplements and the Like | Management | For | For |
| QUALICORP SA Meeting Date: AUG 17, 2015 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: QUAL3 Security ID: P7S21H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reduction in Share Capital without Cancellation of Shares and Amend Article 5 | Management | For | For |
| ROBINSONS RETAIL HOLDINGS INC Meeting Date: JUL 16, 2015 Record Date: JUN 11, 2015 Meeting Type: ANNUAL | ||||
| Ticker: RRHI Security ID: Y7318T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve the Minutes of the Annual Stockholders' Meeting Held on June 25, 2014 | Management | For | For |
| 3 | Approve the Annual Report and Financial Statements for the Preceding Year | Management | For | For |
| 4.1 | Elect John L. Gokongwei, Jr. as a Director | Management | For | For |
| 4.2 | Elect Robina Y. Gokongwei-Pe as a Director | Management | For | For |
| 4.3 | Elect James L. Go as a Director | Management | For | For |
| 4.4 | Elect Lance Y. Gokongwei as a Director | Management | For | For |
| 4.5 | Elect Lisa Y. Gokongwei-Cheng as a Director | Management | For | For |
| 4.6 | Elect Faith Y. Gokongwei-Lim as a Director | Management | For | For |
| 4.7 | Elect Hope Y. Gokongwei-Tang as a Director | Management | For | Against |
| 4.8 | Elect Antonio L. Go as a Director | Management | For | For |
| 4.9 | Elect Roberto R. Romulo as a Director | Management | For | For |
| 5 | Elect External Auditor | Management | For | For |
| 6 | Ratify All Acts of the Board of Directors, Officers, and Management Since the Last Annual Meeting | Management | For | For |
| 7 | Approve Other Matters | Management | For | Against |
| ROBINSONS RETAIL HOLDINGS, INC. Meeting Date: JUN 09, 2016 Record Date: MAY 05, 2016 Meeting Type: ANNUAL | ||||
| Ticker: RRHI Security ID: Y7318T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve Minutes of the Annual Stockholders' Meeting Held on July 16, 2015 | Management | For | For |
| 3 | Approve Annual Report and Financial Statements for the Preceding Year | Management | For | For |
| 4.1 | Elect John L. Gokongwei, Jr. as a Director | Management | For | Against |
| 4.2 | Elect Lance Y. Gokongwei as a Director | Management | For | For |
| 4.3 | Elect Robina Y. Gokongwei-Pe as a Director | Management | For | Against |
| 4.4 | Elect James L. Go as a Director | Management | For | Against |
| 4.5 | Elect Lisa Y. Gokongwei-Cheng as a Director | Management | For | Against |
| 4.6 | Elect Faith Y. Gokongwei-Lim as a Director | Management | For | Against |
| 4.7 | Elect Hope Y. Gokongwei-Tang as a Director | Management | For | Against |
| 4.8 | Elect Antonio L. Go as a Director | Management | For | For |
| 4.9 | Elect Roberto R. Romulo as a Director | Management | For | For |
| 5 | Elect External Auditor | Management | For | For |
| 6 | Ratify All Acts of the Board of Directors and its Committees, Officers, and Management Since the Last Annual Meeting | Management | For | For |
| 7 | Approve Other Matters | Management | For | Against |
| ROMGAZ SA Meeting Date: JUL 30, 2015 Record Date: JUL 21, 2015 Meeting Type: SPECIAL | ||||
| Ticker: SNG Security ID: 83367U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amendments to Bylaws | Management | For | For |
| 2 | Adopt Updated Bylaws, Pursuant to Item 1 | Management | For | For |
| 3 | Delegate Powers to Board Chairman to Sign New Bylaws | Management | For | For |
| 4 | Empower Company Representative to Attend General Meeting of Subsidiary and Vote on Capital Increase with Preemptive Rights | Management | For | For |
| 5 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
| 6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ROMGAZ SA Meeting Date: JUL 30, 2015 Record Date: JUL 21, 2015 Meeting Type: SPECIAL | ||||
| Ticker: SNG Security ID: 83367U205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amendments to Bylaws | Management | For | For |
| 2 | Adopt Updated Bylaws, Pursuant to Item 1 | Management | For | For |
| 3 | Delegate Powers to Board Chairman to Sign New Bylaws | Management | For | For |
| 4 | Empower Company Representative to Attend General Meeting of Subsidiary and Vote on Capital Increase with Preemptive Rights | Management | For | For |
| 5 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
| 6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SANLAM LTD Meeting Date: JUN 08, 2016 Record Date: MAY 27, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SLM Security ID: S7302C137 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2015 | Management | For | For |
| 2 | Reappoint Ernst & Young Incorporated as Auditors of the Company with Johanna de Villiers as the Individual and Designated Auditor | Management | For | For |
| 3.1 | Elect Karabo Nondumo as Director | Management | For | For |
| 3.2 | Re-elect Johan van Zyl as Director | Management | For | For |
| 4.1 | Re-elect Flip Rademeyer as Director | Management | For | For |
| 4.2 | Re-elect Rejoice Simelane as Director | Management | For | For |
| 4.3 | Re-elect Chris Swanepoel as Director | Management | For | For |
| 5.1 | Re-elect Ian Kirk as Director | Management | For | For |
| 6.1 | Re-elect Paul Bradshaw as Member of the Audit Committee | Management | For | For |
| 6.2 | Elect Karabo Nondumo as Member of the Audit Committee | Management | For | For |
| 6.3 | Re-elect Flip Rademeyer as Chairman of the Audit Committee | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | Against |
| 8 | Approve Remuneration of Executive Directors and Non-executive Directors for the Financial Year Ended 31 December 2015 | Management | For | For |
| 9 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 10 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 11 | Authorise Ratification of Approved Resolutions | Management | For | For |
| A | Approve Remuneration of Non-executive Directors for the Period 1 July 2016 until 30 June 2017 | Management | For | For |
| B | Approve Cancellation of the Authorised but Unissued A and B Deferred Shares and Amend the Memorandum of Incorporation | Management | For | For |
| C | Authorise Repurchase of Issued Share Capital | Management | For | For |
| SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Meeting Date: NOV 18, 2015 Record Date: NOV 10, 2015 Meeting Type: SPECIAL | ||||
| Ticker: 600009 Security ID: Y7682X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.01 | Approve Resignation of Cao Wenjian as Supervisor | Management | For | For |
| 1.02 | Approve Resignation of Liu Xiangmin as Supervisor | Management | For | For |
| 1.03 | Approve Resignation of Wang Bin as Supervisor | Management | For | For |
| 2.01 | Elect Yang Yuluo as Independent Director | Shareholder | None | For |
| 3.01 | Elect Shen Shujun as Supervisor | Shareholder | None | For |
| 3.02 | Elect Shen Xiaoling as Supervisor | Shareholder | None | For |
| 3.03 | Elect Liu Shaojie as Supervisor | Shareholder | None | For |
| SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Meeting Date: JUN 29, 2016 Record Date: JUN 21, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 600009 Security ID: Y7682X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Profit Distribution | Management | For | For |
| 5 | Approve Appointment of 2016 Financial Auditor | Management | For | For |
| 6 | Approve Appointment of 2016 Internal Control Auditor | Management | For | For |
| 7.01 | Elect Jia Ruijun as Non-Independent Director | Shareholder | None | For |
| 7.02 | Elect Yuan Shunzhou as Non-Independent Director | Shareholder | None | For |
| 7.03 | Elect Wang Xu as Non-Independent Director | Shareholder | None | For |
| 7.04 | Elect Yu Zhou as Non-Independent Director | Shareholder | None | For |
| 7.05 | Elect Yang Peng as Non-Independent Director | Shareholder | None | For |
| 7.06 | Elect Huang Zhenglin as Non-Independent Director | Shareholder | None | For |
| 8.01 | Elect Chen Derong as Independent Director | Shareholder | None | For |
| 8.02 | Elect Yang Yuluo as Independent Director | Shareholder | None | For |
| 8.03 | Elect He Wanpeng as Independent Director | Shareholder | None | For |
| 9.01 | Elect Xin Shujun as Supervisor | Shareholder | None | For |
| 9.02 | Elect Shen Xiaoling as Supervisor | Shareholder | None | For |
| 9.03 | Elect Liu Shaojie as Supervisor | Shareholder | None | For |
| SIAM COMMERCIAL BANK PCL Meeting Date: NOV 03, 2015 Record Date: OCT 06, 2015 Meeting Type: SPECIAL | ||||
| Ticker: SCB Security ID: Y7905M113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of Entire Charter Capital in VinaSiam Bank | Management | For | For |
| 2 | Authorize Board to Determine Conditions and Other Details in Relation to the Acquisition of Entire Charter Capital in VinaSiam Bank | Management | For | For |
| SIAM COMMERCIAL BANK PCL Meeting Date: APR 05, 2016 Record Date: MAR 09, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SCB Security ID: Y7905M113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Acknowledge Annual Report of the Board | Management | None | None |
| 2 | Accept Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividend Payment | Management | For | For |
| 4 | Approve Directors' Remuneration and Bonus | Management | For | For |
| 5.1 | Elect Anand Panyarachun as Director | Management | For | For |
| 5.2 | Elect Prasan Chuaphanich as Director | Management | For | For |
| 5.3 | Elect Chakkrit Parapuntakul as Director | Management | For | For |
| 5.4 | Elect Kannikar Chalitaporn as Director | Management | For | For |
| 5.5 | Elect Thaweesak Koanantakool as Independent Director | Management | For | For |
| 5.6 | Elect Kan Trakulhoon as Independent Director | Management | For | For |
| 6 | Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Amend Memorandum of Association to Reflect Changes Registered Capital | Management | For | For |
| SK HYNIX INC. Meeting Date: MAR 18, 2016 Record Date: DEC 31, 2015 Meeting Type: ANNUAL | ||||
| Ticker: A000660 Security ID: Y8085F100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Kim Jun-ho as Inside Director | Management | For | For |
| 2.2 | Elect Park Jeong-ho as Inside Director | Management | For | For |
| 3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 4 | Approve Terms of Retirement Pay | Management | For | For |
| STEINHOFF INTERNATIONAL HOLDINGS LTD Meeting Date: SEP 07, 2015 Record Date: AUG 28, 2015 Meeting Type: COURT | ||||
| Ticker: SHF Security ID: S8217G106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve Articles of Association | Management | For | For |
| 3 | Authorise Specific Repurchase of Shares from Brait Mauritius Limited | Management | For | For |
| 1 | Approve the Secondary Listing of Genesis International Holdings N.V. on the Main Board of the Exchange Operated by the JSE | Management | For | For |
| 2 | Authorise Ratification of Approved Resolutions | Management | For | For |
| SUN PHARMACEUTICAL INDUSTRIES LTD. Meeting Date: OCT 31, 2015 Record Date: OCT 24, 2015 Meeting Type: ANNUAL | ||||
| Ticker: 524715 Security ID: Y8523Y158 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend Payment | Management | For | For |
| 3 | Reelect S. Valia as Director | Management | For | For |
| 4 | Approve Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Increase in the Remuneration of Cost Auditors for the Financial Year 2014-15 | Management | For | For |
| 6 | Approve Remuneration of Cost Auditors for the Financial Year 2015-16 | Management | For | For |
| 7 | Amend Articles of Association | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| SUN PHARMACEUTICAL INDUSTRIES LTD. Meeting Date: NOV 04, 2015 Record Date: SEP 18, 2015 Meeting Type: SPECIAL | ||||
| Ticker: 524715 Security ID: Y8523Y158 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Loans, Investments, Guarantees, and/or Securities to Other Body Corporate | Management | For | Against |
| TASLY PHARMACEUTICAL GROUP CO., LTD. Meeting Date: APR 22, 2016 Record Date: APR 15, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 600535 Security ID: Y88318103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2015 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2015 Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2015 Financial Statements | Management | For | For |
| 4 | Approve 2015 Profit Distribution | Management | For | For |
| 5 | Approve 2015 Annual Report and Summary | Management | For | For |
| 6 | Approve Provision of Guarantees to Subsidiaries | Management | For | Against |
| 7 | Approve Appointment of 2016 Auditor | Management | For | For |
| 8 | Approve Application for Comprehensive Credit Lines from Bank | Management | For | For |
| 9 | Approve Change of Company Name | Management | For | For |
| 10 | Amend Articles of Association | Management | For | For |
| 11.00 | Approve Merge by Absorption of 2 Wholly-owned Subsidiaries | Management | For | For |
| 11.01 | Approve Merge by Absorption of Tianjin Tasly Shengte Pharmaceutical Co., Ltd | Management | For | For |
| 11.02 | Approve Merge by Absorption of Tianjin Jinshili New Energy Co., Ltd | Management | For | For |
| TENCENT HOLDINGS LTD. Meeting Date: MAY 18, 2016 Record Date: MAY 13, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Jacobus Petrus (Koos) Bekker as Director | Management | For | For |
| 3b | Elect Ian Charles Stone as Director | Management | For | For |
| 3c | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| ULKER BISKUVI SANAYI A.S. Meeting Date: MAR 24, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ULKER Security ID: M90358108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | For |
| 2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | For |
| 3 | Accept Board Report | Management | For | For |
| 4 | Accept Audit Report | Management | For | For |
| 5 | Accept Financial Statements | Management | For | For |
| 6 | Approve Discharge of Board | Management | For | For |
| 7 | Ratify Director Appointments | Management | For | For |
| 8 | Approve Allocation of Income | Management | For | For |
| 9 | Ratify External Auditors | Management | For | For |
| 10 | Receive Information on Charitable Donations for 2015 and Approve Upper Limit of the Donations for 2016 | Management | For | Against |
| 11 | Receive Information on Guarantees, Pledges and Mortgages Provided by the Company to Third Parties | Management | None | None |
| 12 | Approve Director Remuneration | Management | For | For |
| 13 | Receive Information on Related Party Transactions | Management | None | None |
| 14 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | For |
| UNIVERSAL ROBINA CORPORATION Meeting Date: MAR 09, 2016 Record Date: FEB 03, 2016 Meeting Type: ANNUAL | ||||
| Ticker: URC Security ID: Y9297P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve the Minutes of the Annual Meeting of the Stockholders Held on May 27, 2015 | Management | For | For |
| 3 | Approve Annual Report and Financial Statements For the Preceding Year | Management | For | For |
| 4 | Amend Article Third of the Articles of Incorporation to Change the Corporation's Principal Office Address | Management | For | For |
| 5.1 | Elect John L. Gokongwei, Jr. as Director | Management | For | For |
| 5.2 | Elect James L. Go as Director | Management | For | For |
| 5.3 | Elect Lance Y. Gokongwei as Director | Management | For | For |
| 5.4 | Elect Patrick Henry C. Go as Director | Management | For | Against |
| 5.5 | Elect Frederick D. Go as Director | Management | For | Against |
| 5.6 | Elect Johnson Robert G. Go, Jr. as Director | Management | For | Against |
| 5.7 | Elect Robert G. Coyiuto, Jr. as Director | Management | For | Against |
| 5.8 | Elect Wilfrido E. Sanchez as Director | Management | For | For |
| 5.9 | Elect Pascual S. Guerzon as Director | Management | For | For |
| 6 | Elect External Auditor | Management | For | For |
| 7 | Ratify All Acts of the Board of Directors and its Committees, Officers and Management Since the Last Annual Meeting | Management | For | For |
| 8 | Approve Other Matters | Management | For | Against |
| VALID SOLUCOES E SERV. SEG. MEIOS PAG. IDENT. S.A Meeting Date: APR 29, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: VLID3 Security ID: P9656C112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2015 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Company's Management | Management | For | For |
| 4 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
| 4.1 | Elect Fiscal Council Member Appointed by Minority Shareholder | Shareholder | None | Abstain |
| VALID SOLUCOES E SERV. SEG. MEIOS PAG. IDENT. S.A Meeting Date: JUN 03, 2016 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: VLID3 Security ID: P9656C112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| 2 | Amend Article 29 | Management | For | For |
| 3 | Consolidate Bylaws | Management | For | For |
| VISA INC. Meeting Date: FEB 03, 2016 Record Date: DEC 07, 2015 Meeting Type: ANNUAL | ||||
| Ticker: V Security ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1e | Elect Director Robert W. Matschullat | Management | For | For |
| 1f | Elect Director Cathy E. Minehan | Management | For | For |
| 1g | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1h | Elect Director David J. Pang | Management | For | For |
| 1i | Elect Director Charles W. Scharf | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| ZEE ENTERTAINMENT ENTERPRISES LTD. Meeting Date: JUL 15, 2015 Record Date: JUL 08, 2015 Meeting Type: ANNUAL | ||||
| Ticker: 505537 Security ID: Y98893152 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend on Preference Shares | Management | For | For |
| 3 | Approve Dividend of INR 2.25 per Equity Share | Management | For | For |
| 4 | Elect A. Kurien as Director | Management | For | For |
| 5 | Approve MGB & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Appointment and Remuneration of P. Goenka as Managing Director & CEO | Management | For | For |
| 7 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
| 8 | Elect M. Chokhani as Independent Director | Management | For | For |
| 9 | Approve Consolidation of Equity Shares and Amend Memorandum of Association to Reflect Changes in Capital | Management | For | For |
| ZEE ENTERTAINMENT ENTERPRISES LTD. Meeting Date: FEB 24, 2016 Record Date: JAN 15, 2016 Meeting Type: SPECIAL | ||||
| Ticker: ZEEL Security ID: Y98893152 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Appointment and Remuneration of Amit Goenka as Chief Executive Officer of Asia Today Ltd, Mauritius | Management | For | For |
| 2 | Approve Pledging of Assets for Debt | Management | For | Against |
| ZHUZHOU CRRC TIMES ELECTRIC CO., LTD. Meeting Date: JUN 23, 2016 Record Date: MAY 23, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 3898 Security ID: Y9892N104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2015 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2015 Report of the Supervisory Committee | Management | For | For |
| 3 | Approve 2015 Audited Consolidated Financial Statements | Management | For | For |
| 4 | Approve 2015 Profit Distribution Plan and Final Dividend | Management | For | For |
| 5 | Approve Ernst & Young Hua Ming LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve 2017-19 CRRC Group Mutual Supply Agreement and New CRRC Group Caps | Management | For | For |
| 7 | Elect Liu Ke'an as Director and Approve His Emolument | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 9 | Approve Asset Transfer Agreement | Management | For | For |
| ZHUZHOU CSR TIMES ELECTRIC CO LTD Meeting Date: FEB 29, 2016 Record Date: JAN 29, 2016 Meeting Type: SPECIAL | ||||
| Ticker: 3898 Security ID: Y9892N104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Change English Name and Chinese Name | Management | For | For |
| 2 | Amend Articles of Association | Management | For | For |
Thornburg Better World Fund
| AENA S.A. Meeting Date: JUN 28, 2016 Record Date: JUN 23, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AENA Security ID: E526K0106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5 | Appoint KPMG Auditores as Auditor for FY 2017, 2018 and 2019 | Management | For | For |
| 6.1 | Amend Article 3 Re: Nationality and Registered Office | Management | For | For |
| 6.2 | Amend Article 15 Re: Convening of General Meetings | Management | For | For |
| 6.3 | Amend Article 43 Re: Audit Committee | Management | For | For |
| 7 | Amend Article 10 of General Meeting Regulations Re: Convening of General Meetings | Management | For | For |
| 8 | Advisory Vote on Remuneration Report | Management | For | For |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| AGUAS ANDINAS S.A. Meeting Date: APR 27, 2016 Record Date: APR 21, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AGUAS-A Security ID: P4171M125 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of CLP 14.45 Per Share | Management | For | For |
| 3 | Present Dividend Policy | Management | None | None |
| 4 | Receive Report Regarding Related-Party Transactions | Management | None | None |
| 5 | Appoint Auditors | Management | For | For |
| 6 | Designate Risk Assessment Companies | Management | For | For |
| 7 | Elect Directors | Management | For | Against |
| 8 | Approve Remuneration of Directors | Management | For | For |
| 9 | Present Board's Report on Expenses | Management | None | None |
| 10 | Approve Remuneration and Budget of Directors' Committee | Management | For | For |
| 11 | Present Directors' Committee Report on Activities and Expenses | Management | None | None |
| 12 | Designate Newspaper to Publish Meeting Announcements | Management | For | For |
| 13 | Other Business | Management | For | Against |
| AIA GROUP LTD. Meeting Date: MAY 06, 2016 Record Date: MAY 03, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 1299 Security ID: Y002A1105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Swee-Lian Teo as Director | Management | For | For |
| 4 | Elect Narongchai Akrasanee as Director | Management | For | For |
| 5 | Elect George Yong-Boon Yeo as Director | Management | For | For |
| 6 | Elect Mark Edward Tucker as Director | Management | For | For |
| 7 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 8B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 8C | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
| ARYZTA AG Meeting Date: DEC 08, 2015 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: YZA Security ID: H0336B110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2.1 | Approve Allocation of Income | Management | For | For |
| 2.2 | Approve Dividends of CHF 0.66 per Share | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1.1 | Reelect Denis Lucey as Director and Chairman | Management | For | For |
| 4.1.2 | Reelect Charles Adair as Director | Management | For | For |
| 4.1.3 | Reelect Annette Flynn as Director | Management | For | For |
| 4.1.4 | Reelect Shaun Higgins as Director | Management | For | For |
| 4.1.5 | Reelect Owen Killian as Director | Management | For | For |
| 4.1.6 | Reelect Andrew Morgan as Director | Management | For | For |
| 4.1.7 | Reelect Wolfgang Werle as Director | Management | For | For |
| 4.1.8 | Elect Dan Flinter as Director | Management | For | For |
| 4.2.1 | Appoint Charles Adair as Member of the Compensation Committee | Management | For | For |
| 4.2.2 | Appoint Shaun Higgins as Member of the Compensation Committee | Management | For | For |
| 4.2.3 | Appoint Denis Lucey as Member of the Compensation Committee | Management | For | For |
| 4.3 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 4.4 | Designate Ines Poeschel as Independent Proxy | Management | For | For |
| 5.1 | Approve Maximum Remuneration of Board Directors in the Amount of CHF 1 Million | Management | For | For |
| 5.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 17.75 Million | Management | For | For |
| 6 | Approve Creation of CHF 183,621 Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| BHARTI INFRATEL LTD. Meeting Date: MAR 21, 2016 Record Date: FEB 05, 2016 Meeting Type: SPECIAL | ||||
| Ticker: INFRATEL Security ID: Y0R86J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Variations of Terms in the Utilization of Proceeds Received from the Initial Public Offering of Shares of the Company | Management | For | For |
| BHARTI INFRATEL LTD. Meeting Date: JUN 10, 2016 Record Date: MAY 06, 2016 Meeting Type: SPECIAL | ||||
| Ticker: INFRATEL Security ID: Y0R86J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Repurchase Program | Management | For | For |
| BRENNTAG AG Meeting Date: JUN 14, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BNR Security ID: D12459117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2015 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2015 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2016 | Management | For | For |
| 6 | Approve Remuneration System for Management Board Members | Management | For | For |
| CAIRN HOMES PLC Meeting Date: APR 18, 2016 Record Date: APR 16, 2016 Meeting Type: SPECIAL | ||||
| Ticker: CRN Security ID: G1858L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorise Issue of Shares with Preemptive Rights Pursuant to the Capital Raise | Management | For | For |
| 2 | Authorise Issue of Shares without Preemptive Rights Pursuant to the Capital Raise | Management | For | For |
| CAIRN HOMES PLC Meeting Date: MAY 10, 2016 Record Date: MAY 08, 2016 Meeting Type: ANNUAL | ||||
| Ticker: CRN Security ID: G1858L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports and Review the Affairs of the Company | Management | For | For |
| 2 | Approve Directors' Remuneration Report | Management | For | For |
| 3a | Elect John Reynolds as a Director | Management | For | For |
| 3b | Elect Michael Stanley as a Director | Management | For | For |
| 3c | Elect Alan McIntosh as a Director | Management | For | For |
| 3d | Elect Eamonn O'Kennedy as a Director | Management | For | For |
| 3e | Elect Andrew Bernhardt as a Director | Management | For | For |
| 3f | Elect Gary Britton as a Director | Management | For | For |
| 3g | Elect Giles Davies as a Director | Management | For | For |
| 3h | Elect Aidan O'Hogan as a Director | Management | For | For |
| 4 | Authorise Directors to Fix Remuneration of Auditors | Management | For | For |
| 5 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 6 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 7 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 8 | Authorise Share Repurchase Program | Management | For | For |
| 9 | Authorise Reissuance of Treasury Shares | Management | For | For |
| 10 | Allow Electronic Distribution of Company Communications | Management | For | For |
| CHINA SOUTH PUBLISHING & MEDIA GROUP CO LTD Meeting Date: MAY 17, 2016 Record Date: MAY 10, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 601098 Security ID: Y15174108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Report of the Independent Directors | Management | For | For |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5 | Approve Remuneration of Supervisors | Management | For | For |
| 6 | Approve Annual Report and Its Summary | Management | For | For |
| 7 | Approve Profit Distribution | Management | For | For |
| 8 | Approve Financial Statements | Management | For | For |
| 9 | Approve Appointment of Ruihua CPAs as Financial Auditor and Internal Control Auditor | Management | For | For |
| 10 | Approve Signing of Financial Services Agreement with Controlling Shareholders | Management | For | Against |
| 11 | Approve 2015 Daily Related-party Transactions and 2016 Daily Related-party Transactions | Management | For | For |
| 12 | Approve Expansion of Business Scope and Amend Articles of Association | Management | For | For |
| 13.01 | Elect Peng Bo as Non-Independent Director | Management | For | For |
| 14.01 | Elect He Xiaogang as Independent Director | Management | For | For |
| COMPASS GROUP PLC Meeting Date: FEB 04, 2016 Record Date: FEB 02, 2016 Meeting Type: ANNUAL | ||||
| Ticker: CPG Security ID: G23296190 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Nelson Silva as Director | Management | For | For |
| 5 | Elect Johnny Thomson as Director | Management | For | For |
| 6 | Elect Ireena Vittal as Director | Management | For | For |
| 7 | Re-elect Dominic Blakemore as Director | Management | For | For |
| 8 | Re-elect Richard Cousins as Director | Management | For | For |
| 9 | Re-elect Gary Green as Director | Management | For | For |
| 10 | Re-elect Carol Arrowsmith as Director | Management | For | For |
| 11 | Re-elect John Bason as Director | Management | For | For |
| 12 | Re-elect Susan Murray as Director | Management | For | For |
| 13 | Re-elect Don Robert as Director | Management | For | For |
| 14 | Re-elect Paul Walsh as Director | Management | For | For |
| 15 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with 14 Working Days' Notice | Management | For | For |
| DISH TV INDIA LTD. Meeting Date: MAR 25, 2016 Record Date: FEB 12, 2016 Meeting Type: SPECIAL | ||||
| Ticker: 532839 Security ID: Y2076S114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Corporate Purpose | Management | For | For |
| 2 | Amend Memorandum of Association | Management | For | For |
| EMPIRIC STUDENT PROPERTY PLC Meeting Date: NOV 04, 2015 Record Date: NOV 02, 2015 Meeting Type: ANNUAL | ||||
| Ticker: ESP Security ID: G30381100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Appoint BDO LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Elect Paul Hadaway as Director | Management | For | For |
| 7 | Elect Timothy Attlee as Director | Management | For | For |
| 8 | Elect Michael Enright as Director | Management | For | For |
| 9 | Elect Baroness Dean as Director | Management | For | For |
| 10 | Elect Jim Prower as Director | Management | For | For |
| 11 | Elect Alexandra Mackesy as Director | Management | For | For |
| 12 | Elect Stephen Alston as Director | Management | For | Against |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 16 | Approve Company Share Option Plan | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| EMPIRIC STUDENT PROPERTY PLC Meeting Date: MAR 17, 2016 Record Date: MAR 15, 2016 Meeting Type: SPECIAL | ||||
| Ticker: ESP Security ID: G30381100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorise Issue of Equity in Connection with the Share Issuance Programme | Management | For | For |
| 2 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Share Issuance Programme | Management | For | For |
| EUROPRIS ASA Meeting Date: MAY 13, 2016 Record Date: MAY 06, 2016 Meeting Type: ANNUAL | ||||
| Ticker: EPR Security ID: R2R8A9100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Registration of Attending Shareholders and Proxies | Management | None | None |
| 3 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 5 | Presentation of Business Activities | Management | None | None |
| 6 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 7 | Approve Allocation of Income and Dividends of NOK 1.40 Per Share | Management | For | Did Not Vote |
| 8a | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory) | Management | For | Did Not Vote |
| 8b | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding) | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 11 | Ratify BDO as Auditors | Management | For | Did Not Vote |
| 12 | Elect Pal Billington as New Deputy Director | Management | For | Did Not Vote |
| 13 | Elect Members of Nominating Committee | Management | For | Did Not Vote |
| 14 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 15 | Approve Creation of NOK 17 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 16 | Amend Articles Re: Location of Annual Meeting | Management | For | Did Not Vote |
| FIBRA UNO ADMINISTRACION DE MEXICO S.A. DE C.V. Meeting Date: APR 28, 2016 Record Date: APR 20, 2016 Meeting Type: ANNUAL | ||||
| Ticker: FUNO 11 Security ID: P3515D163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.i | Accept Reports of Audit, Corporate Practices, Nominating and Remuneration Committees | Management | For | For |
| 1.ii | Accept Technical Committee Report on Compliance in Accordance to Article 172 of General Mercantile Companies Law | Management | For | For |
| 1.iii | Accept Report of Trust Manager (F1 Management SC) in Accordance to Article 44-XI of Securities Market Law | Management | For | For |
| 1.iv | Accept Technical Committee Report on Operations and Activities Undertaken | Management | For | For |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Elect or Ratify Members of Technical Committee; Verify Independence Classification | Management | For | Against |
| 4 | Approve Remuneration of Technical Committee Members | Management | For | For |
| 5 | Appoint Legal Representatives | Management | For | For |
| 6 | Approve Minutes of Meeting | Management | For | For |
| GOVERNOR AND COMPANY OF THE BANK OF IRELAND Meeting Date: APR 28, 2016 Record Date: APR 26, 2016 Meeting Type: ANNUAL | ||||
| Ticker: BIR Security ID: G49374146 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Director's Remuneration Report | Management | For | For |
| 3.1 | Elect Fiona Muldoon as a Director | Management | For | For |
| 3.2a | Re-elect Kent Atkinson as a Director | Management | For | For |
| 3.2b | Re-elect Richie Boucher as a Director | Management | For | For |
| 3.2c | Re-elect Pat Butler as a Director | Management | For | For |
| 3.2d | Re-elect Patrick Haren as a Director | Management | For | For |
| 3.2e | Re-elect Archie Kane as a Director | Management | For | For |
| 3.2f | Re-elect Andrew Keating as a Director | Management | For | For |
| 3.2g | Re-elect Patrick Kennedy as a Director | Management | For | For |
| 3.2h | Re-elect Davida Marston as a Director | Management | For | For |
| 3.2i | Re-elect Brad Martin as a Director | Management | For | For |
| 3.2j | Re-elect Patrick Mulvihill as a Director | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Authorize Share Repurchase Program | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity in Relation to Contingent Convertible Securities | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities | Management | For | For |
| 11 | Authorize the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 12 | Adopt Amended Bye-Laws of the Bank | Management | For | For |
| GT CAPITAL HOLDINGS, INC. Meeting Date: MAY 11, 2016 Record Date: APR 01, 2016 Meeting Type: ANNUAL | ||||
| Ticker: GTCAP Security ID: Y29045104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Minutes of Previous Annual Stockholders' Meeting | Management | For | For |
| 2 | Approve Annual Report for the Year 2015 | Management | For | For |
| 3 | Ratify All Acts and Resolutions of the Board of Directors and Executive Officers | Management | For | For |
| 4.1 | Elect George S.K. Ty as Director | Management | For | For |
| 4.2 | Elect Francisco C. Sebastian as Director | Management | For | For |
| 4.3 | Elect Arthur Vy Ty as Director | Management | For | For |
| 4.4 | Elect Alfred Vy Ty as Director | Management | For | For |
| 4.5 | Elect Carmelo Maria Luza Bautista as Director | Management | For | For |
| 4.6 | Elect Roderico V. Puno as Director | Management | For | For |
| 4.7 | Elect David T. Go as Director | Management | For | For |
| 4.8 | Elect Jaime Miguel G. Belmonte as Director | Management | For | For |
| 4.9 | Elect Christopher P. Beshouri as Director | Management | For | For |
| 4.10 | Elect Wilfredo A. Paras as Director | Management | For | For |
| 4.11 | Elect Peter B. Favila as Director | Management | For | Withhold |
| 5 | Appoint External Auditor | Management | For | For |
| 6 | Amend Article Two, Section One of the By-laws | Management | For | For |
| ING GROEP NV Meeting Date: APR 25, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL | ||||
| Ticker: INGA Security ID: N4578E413 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Announcements on Sustainability | Management | None | None |
| 2.c | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2.d | Discuss Remuneration Report | Management | None | None |
| 2.e | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3.a | Receive Explanation on Profit Retention and Distribution Policy | Management | None | None |
| 3.b | Approve Dividends of EUR 0.65 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5.a | Amend Articles to Change the Governance of the Company Re: Abolish Depositary Receipt Structure and Introduction of Other Governance Related Changes | Management | For | For |
| 5.b | Amend Articles Re: European Bank Recovery and Resolution Directive | Management | For | For |
| 5.c | Discussion of Executive Board Profile | Management | None | None |
| 5.d | Discussion of Supervisory Board Profile | Management | None | None |
| 6 | Approve Remuneration Policy for Members of the Supervisory Board | Management | For | For |
| 7 | Elect Wilfred Nagel to Management Board | Management | For | For |
| 8 | Elect Ann Sherry AO to Supervisory Board | Management | For | For |
| 9.a | Authorize Issuance of Shares with Preemptive Rights up to 40 Percent of the Issued Share Capital | Management | For | For |
| 9.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| INTERNATIONAL FLAVORS & FRAGRANCES INC. Meeting Date: MAY 02, 2016 Record Date: MAR 08, 2016 Meeting Type: ANNUAL | ||||
| Ticker: IFF Security ID: 459506101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marcello V. Bottoli | Management | For | For |
| 1b | Elect Director Linda Buck | Management | For | For |
| 1c | Elect Director Michael L. Ducker | Management | For | For |
| 1d | Elect Director David R. Epstein | Management | For | For |
| 1e | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1f | Elect Director John F. Ferraro | Management | For | For |
| 1g | Elect Director Andreas Fibig | Management | For | For |
| 1h | Elect Director Christina Gold | Management | For | For |
| 1i | Elect Director Henry W. Howell, Jr. | Management | For | For |
| 1j | Elect Director Katherine M. Hudson | Management | For | For |
| 1k | Elect Director Dale F. Morrison | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INTERXION HOLDING NV Meeting Date: JUN 24, 2016 Record Date: MAY 27, 2016 Meeting Type: ANNUAL | ||||
| Ticker: INXN Security ID: N47279109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board of Directors | Management | For | For |
| 3.a | Elect Jean Mandeville as Non-Executive Director | Management | For | For |
| 3.b | Elect David C. Ruberg as Executive Director | Management | For | For |
| 4.a | Approve Grant of Shares under Restricted Stock Plan up to EUR 40,000 per Non-Executive Director | Management | For | For |
| 4.b | Increase Annual Cash Compensation for the Chairman of our Board | Management | For | For |
| 5 | Approve 38,286 Performance Shares related to 2015 and the Award Of 70,863 Performance Shares related to 2014 to Executive Director | Management | For | For |
| 6.a | Grant Board Authority to Issue Shares Re: Employee Incentive Schemes | Management | For | For |
| 6.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 7 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
| 8 | Other Business (Non-Voting) | Management | None | None |
| JAPAN EXCHANGE GROUP INC. Meeting Date: JUN 21, 2016 Record Date: MAR 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 8697 Security ID: J2740B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Clarify Director Authority on Shareholder Meetings - Indemnify Directors | Management | For | For |
| 2.1 | Elect Director Tsuda, Hiroki | Management | For | For |
| 2.2 | Elect Director Kiyota, Akira | Management | For | For |
| 2.3 | Elect Director Miyahara, Koichiro | Management | For | For |
| 2.4 | Elect Director Yamaji, Hiromi | Management | For | For |
| 2.5 | Elect Director Christina L. Ahmadjian | Management | For | For |
| 2.6 | Elect Director Ogita, Hitoshi | Management | For | For |
| 2.7 | Elect Director Kubori, Hideaki | Management | For | For |
| 2.8 | Elect Director Koda, Main | Management | For | For |
| 2.9 | Elect Director Kobayashi, Eizo | Management | For | For |
| 2.10 | Elect Director Hirose, Masayuki | Management | For | For |
| 2.11 | Elect Director Honda, Katsuhiko | Management | For | For |
| 2.12 | Elect Director Mori, Kimitaka | Management | For | For |
| 2.13 | Elect Director Yoneda, Tsuyoshi | Management | For | For |
| KEYENCE CORP. Meeting Date: JUN 10, 2016 Record Date: MAR 20, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 6861 Security ID: J32491102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 150 | Management | For | Against |
| 2 | Amend Articles to Set a One-Time Shortened Fiscal Term for Tax Benefit | Management | For | For |
| 3.1 | Elect Director Takizaki, Takemitsu | Management | For | For |
| 3.2 | Elect Director Yamamoto, Akinori | Management | For | For |
| 3.3 | Elect Director Kanzawa, Akira | Management | For | For |
| 3.4 | Elect Director Kimura, Tsuyoshi | Management | For | For |
| 3.5 | Elect Director Konishi, Masayuki | Management | For | For |
| 3.6 | Elect Director Kimura, Keiichi | Management | For | For |
| 3.7 | Elect Director Yamada, Jumpei | Management | For | For |
| 3.8 | Elect Director Ideno, Tomohide | Management | For | For |
| 3.9 | Elect Director Fujimoto, Masato | Management | For | For |
| 3.10 | Elect Director Tanabe, Yoichi | Management | For | For |
| 4.1 | Appoint Statutory Auditor Ogawa, Koichi | Management | For | For |
| 4.2 | Appoint Statutory Auditor Nojima, Nobuo | Management | For | For |
| 5 | Appoint Alternate Statutory Auditor Takeda, Hidehiko | Management | For | For |
| LIFE HEALTHCARE GROUP HOLDINGS LTD. Meeting Date: JAN 27, 2016 Record Date: JAN 22, 2016 Meeting Type: ANNUAL | ||||
| Ticker: LHC Security ID: S4682C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Re-elect Malefetsane Ngatane as Director | Management | For | For |
| 1.2 | Re-elect Louisa Mojela as Director | Management | For | For |
| 1.3 | Re-elect Peter Golesworthy as Director | Management | For | For |
| 1.4 | Re-elect Pieter van der Westhuizen as Director | Management | For | For |
| 1.5 | Elect Mpho Nkeli as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and Appoint M Naidoo as the Designated Audit Partner | Management | For | For |
| 3.1 | Re-elect Peter Golesworthy as Chairman of the Audit Committee | Management | For | For |
| 3.2 | Re-elect Louisa Mojela as Member of the Audit Committee | Management | For | For |
| 3.3 | Re-elect Royden Vice as Member of the Audit Committee | Management | For | For |
| 3.4 | Elect Garth Solomon as Member of the Audit Committee | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 6 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 7 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 8 | Approve Financial Assistance to Related and Inter-related Companies | Management | For | For |
| MARINE HARVEST ASA Meeting Date: JUN 09, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: MHG Security ID: R2326D113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Receive President's Report | Management | None | None |
| 4 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income | Management | For | Did Not Vote |
| 5 | Discuss Company's Corporate Governance Statement | Management | None | None |
| 6 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 7 | Approval of the Guidelines for Allocation of Options | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Directors in the Amount of NOK 1.1 Million for Chairman, NOK 575,000 For Vice Chairman, and NOK 400,000 for Other Directors; Approve Audit Committee Fees | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Nomination Conmmittee | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 11 | Ratify Auditors | Management | For | Did Not Vote |
| 12a | Reelect Cecilie Fredriksen as Director | Management | For | Did Not Vote |
| 12b | Elect Paul Mulligan as New Director | Management | For | Did Not Vote |
| 12c | Elect Jean-Pierre Bienfait as New Director | Management | For | Did Not Vote |
| 12d | Elect Birgitte Vartdal as New Director | Management | For | Did Not Vote |
| 13 | Authorize Board to Declare Quarterly Dividends | Management | For | Did Not Vote |
| 14 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 15 | Approve Creation of NOK 337.6 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 16 | Approve Issuance of Authorize Issuance of Convertible Loans without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.2 billion; Approve Creation of NOK 480 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| MASTERCARD INCORPORATED Meeting Date: JUN 28, 2016 Record Date: APR 29, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MA Security ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Oki Matsumoto | Management | For | Against |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson Tai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MERLIN PROPERTIES SOCIMI, SA Meeting Date: APR 05, 2016 Record Date: MAR 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MRL Security ID: E7390Z100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2.1 | Approve Allocation of Income and Dividends | Management | For | For |
| 2.2 | Approve Dividends Charged to Unrestricted Reserves | Management | For | For |
| 2.3 | Approve Application of Reserves to Offset Losses | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4.1 | Reelect Ismael Clemente Orrego as Director | Management | For | Against |
| 4.2 | Reelect Miguel Ollero Barrera as Director | Management | For | For |
| 4.3 | Ratify Appointment of and Elect Hammad Waqar Sajjad Khan as Director | Management | For | For |
| 4.4 | Ratify Appointment of and Elect John Gomez-Hall as Director | Management | For | For |
| 4.5 | Reelect Fernando Javier Ortiz Vaamonde as Director | Management | For | For |
| 4.6 | Reelect Ana Maria Garcia Fau as Director | Management | For | For |
| 4.7 | Reelect Maria Luisa Jorda Castro as Director | Management | For | For |
| 4.8 | Reelect Alfredo Fernandez Agras as Director | Management | For | For |
| 4.9 | Reelect George Donald Johnston as Director | Management | For | For |
| 4.10 | Fix Number of Directors at 10 | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | Against |
| 6 | Approve Annual Maximum Remuneration | Management | For | For |
| 7 | Approve Restricted Stock Plan | Management | For | Against |
| 8 | Advisory Vote on Remuneration Report | Management | For | Against |
| 9 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
| 10 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 600 Million | Management | For | For |
| 11 | Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 1.5 Billion and Issuance of Notes up to EUR 500 Million | Management | For | For |
| 12 | Authorize Share Repurchase Program | Management | For | For |
| 13.1 | Amend Article 38 Re: Director Remuneration | Management | For | For |
| 13.2 | Amend Articles Re: Registered Office, Convening of General Meetings and Duration | Management | For | For |
| 13.3 | Amend Article 6 Re: Shares | Management | For | For |
| 13.4 | Amend Articles Re: Board Appointments, Board Meetings, Audit and Control Committee, and Appointments and Remuneration Committee | Management | For | For |
| 14 | Authorize Company to Call EGM with 15 Days' Notice | Management | For | For |
| 15 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| NEXTERA ENERGY, INC. Meeting Date: MAY 19, 2016 Record Date: MAR 23, 2016 Meeting Type: ANNUAL | ||||
| Ticker: NEE Security ID: 65339F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director James L. Camaren | Management | For | For |
| 1c | Elect Director Kenneth B. Dunn | Management | For | For |
| 1d | Elect Director Naren K. Gursahaney | Management | For | For |
| 1e | Elect Director Kirk S. Hachigian | Management | For | For |
| 1f | Elect Director Toni Jennings | Management | For | For |
| 1g | Elect Director Amy B. Lane | Management | For | For |
| 1h | Elect Director James L. Robo | Management | For | For |
| 1i | Elect Director Rudy E. Schupp | Management | For | For |
| 1j | Elect Director John L. Skolds | Management | For | For |
| 1k | Elect Director William H. Swanson | Management | For | For |
| 1l | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | For |
| 6 | Adopt Proxy Access Right | Shareholder | Against | For |
| 7 | Report on Risks and Costs of Sea Level Rise | Shareholder | Against | For |
| NIPPON TELEGRAPH & TELEPHONE CORP. Meeting Date: JUN 24, 2016 Record Date: MAR 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 9432 Security ID: J59396101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
| 2.1 | Elect Director Miura, Satoshi | Management | For | For |
| 2.2 | Elect Director Unoura, Hiro | Management | For | For |
| 2.3 | Elect Director Shinohara, Hiromichi | Management | For | For |
| 2.4 | Elect Director Sawada, Jun | Management | For | For |
| 2.5 | Elect Director Kobayashi, Mitsuyoshi | Management | For | For |
| 2.6 | Elect Director Shimada, Akira | Management | For | For |
| 2.7 | Elect Director Okuno, Tsunehisa | Management | For | For |
| 2.8 | Elect Director Kuriyama, Hiroki | Management | For | For |
| 2.9 | Elect Director Hiroi, Takashi | Management | For | For |
| 2.10 | Elect Director Sakamoto, Eiichi | Management | For | For |
| 2.11 | Elect Director Shirai, Katsuhiko | Management | For | For |
| 2.12 | Elect Director Sakakibara, Sadayuki | Management | For | For |
| 3 | Appoint Statutory Auditor Maezawa, Takao | Management | For | For |
| NOKIA CORP. Meeting Date: JUN 16, 2016 Record Date: JUN 06, 2016 Meeting Type: ANNUAL | ||||
| Ticker: NOKIA Security ID: X61873133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Ordinary Dividends of EUR 0.16 Per Share; Approve Additional Dividends of EUR 0.10 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 185,000 for Vice Chairman, and EUR 160,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | For |
| 11 | Fix Number of Directors at Nine | Management | For | For |
| 12 | Reelect Vivek Badrinath, Bruce Brown, Louis R. Hughes, Jean C. Monty, Elizabeth Nelson, Olivier Piou, Risto Siilasmaa and Kari Stadigh as Directors; Elect Carla Smits-Nusteling as New Director | Management | For | For |
| 13 | Approve Remuneration of Auditors | Management | For | For |
| 14 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 15 | Authorize Share Repurchase Program | Management | For | For |
| 16 | Approve Issuance of up to 1.2 Billion Shares without Preemptive Rights | Management | For | For |
| 17 | Close Meeting | Management | None | None |
| NOVARTIS AG Meeting Date: FEB 23, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: NOVN Security ID: H5820Q150 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.70 per Share | Management | For | For |
| 4 | Approve CHF 24.9 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | Management | For | For |
| 6.1 | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 8.16 Million | Management | For | For |
| 6.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million | Management | For | For |
| 6.3 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 7.1 | Reelect Joerg Reinhardt as Director and Chairman | Management | For | For |
| 7.2 | Reelect Nancy Andrews as Director | Management | For | For |
| 7.3 | Reelect Dimitri Azar as Director | Management | For | For |
| 7.4 | Reelect Srikant Datar as Director | Management | For | For |
| 7.5 | Reelect Ann Fudge as Director | Management | For | For |
| 7.6 | Reelect Pierre Landolt as Director | Management | For | For |
| 7.7 | Reelect Andreas von Planta as Director | Management | For | For |
| 7.8 | Reelect Charles Sawyers as Director | Management | For | For |
| 7.9 | Reelect Enrico Vanni as Director | Management | For | For |
| 7.10 | Reelect William Winters as Director | Management | For | For |
| 7.11 | Elect Tom Buechner as Director | Management | For | For |
| 7.12 | Elect Elizabeth Doherty as Director | Management | For | For |
| 8.1 | Appoint Srikant Datar as Member of the Compensation Committee | Management | For | For |
| 8.2 | Appoint Ann Fudge as Member of the Compensation Committee | Management | For | For |
| 8.3 | Appoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
| 8.4 | Appoint William Winters as Member of the Compensation Committee | Management | For | For |
| 9 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 10 | Designate Peter Andreas Zahn as Independent Proxy | Management | For | For |
| 11 | Transact Other Business (Voting) | Management | For | Against |
| OLYMPUS CORP. Meeting Date: JUN 28, 2016 Record Date: MAR 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 7733 Security ID: J61240107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 17 | Management | For | For |
| 2 | Amend Articles to Remove Provisions on Takeover Defense - Indemnify Directors - Indemnify Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Sasa, Hiroyuki | Management | For | For |
| 3.2 | Elect Director Takeuchi, Yasuo | Management | For | For |
| 3.3 | Elect Director Taguchi, Akihiro | Management | For | For |
| 3.4 | Elect Director Ogawa, Haruo | Management | For | For |
| 3.5 | Elect Director Hirata, Kiichi | Management | For | For |
| 3.6 | Elect Director Hiruta, Shiro | Management | For | For |
| 3.7 | Elect Director Fujita, Sumitaka | Management | For | For |
| 3.8 | Elect Director Unotoro, Keiko | Management | For | For |
| 3.9 | Elect Director Katayama, Takayuki | Management | For | For |
| 3.10 | Elect Director Kaminaga, Susumu | Management | For | For |
| 3.11 | Elect Director Kikawa, Michijiro | Management | For | For |
| 4.1 | Appoint Statutory Auditor Saito, Takashi | Management | For | For |
| 4.2 | Appoint Statutory Auditor Shimizu, Masashi | Management | For | For |
| 4.3 | Appoint Statutory Auditor Natori, Katsuya | Management | For | For |
| 4.4 | Appoint Statutory Auditor Iwasaki, Atsushi | Management | For | For |
| 5 | Appoint Alternate Statutory Auditor Teshima, Atsushi | Management | For | For |
| ORKLA ASA Meeting Date: APR 14, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ORK Security ID: R67787102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.50 Per Share | Management | For | Did Not Vote |
| 3.1 | Receive Information on Remuneration Policy and Other Terms of Employment for Executive Management | Management | None | None |
| 3.2 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 3.3 | Approve Guidelines for Incentive-Based Compensation for Executive Management | Management | For | Did Not Vote |
| 4 | Receive Company's Corporate Governance Statement (CHECK if voting) | Management | None | None |
| 5 | Amend Articles Re: Eliminate Post of Observer on the Board Of Directors | Management | For | Did Not Vote |
| 6.1 | Authorize Repurchase of Shares for Use in Employee Incentive Programs | Management | For | Did Not Vote |
| 6.2 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 7.1 | Elect Stein Erik Hagen as Director | Management | For | Did Not Vote |
| 7.2 | Elect Grace Reksten Skaugen as Director | Management | For | Did Not Vote |
| 7.3 | Elect Ingrid Jonasson Blank as Director | Management | For | Did Not Vote |
| 7.4 | Elect Lisbeth Valther as Director | Management | For | Did Not Vote |
| 7.5 | Elect Lars Dahlgren as Director | Management | For | Did Not Vote |
| 7.6 | Elect Nils K. Selte as Director | Management | For | Did Not Vote |
| 7.7 | Elect Caroline Hagen Kjos as Deputy Director | Management | For | Did Not Vote |
| 8.1 | Elect Stein Erik Hagen as Board Chairman | Management | For | Did Not Vote |
| 8.2 | Elect Grace Reksten Skaugen as Vice Chairman | Management | For | Did Not Vote |
| 9.1 | Elect Anders Christian Stray Ryssdal as Member of Nominating Committee | Management | For | Did Not Vote |
| 9.2 | Elect Karin Bing Orgland as Member of Nominating Committee | Management | For | Did Not Vote |
| 9.3 | Elect Leiv Askvig as Member of Nominating Committee | Management | For | Did Not Vote |
| 10 | Elect Anders Chr. Stray Ryssdal as Chairman of the Nomination Committee | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Nomination Committee | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| PAYPAL HOLDINGS, INC. Meeting Date: MAY 25, 2016 Record Date: APR 04, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PYPL Security ID: 70450Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wences Casares | Management | For | For |
| 1b | Elect Director Jonathan Christodoro | Management | For | For |
| 1c | Elect Director John J. Donahoe | Management | For | For |
| 1d | Elect Director David W. Dorman | Management | For | For |
| 1e | Elect Director Gail J. McGovern | Management | For | For |
| 1f | Elect Director David M. Moffett | Management | For | For |
| 1g | Elect Director Pierre M. Omidyar | Management | For | For |
| 1h | Elect Director Daniel H. Schulman | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| PERRIGO COMPANY PLC Meeting Date: APR 26, 2016 Record Date: FEB 26, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PRGO Security ID: G97822103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurie Brlas | Management | For | For |
| 1.2 | Elect Director Gary M. Cohen | Management | For | For |
| 1.3 | Elect Director Marc Coucke | Management | For | For |
| 1.4 | Elect Director Ellen R. Hoffing | Management | For | For |
| 1.5 | Elect Director Michael J. Jandernoa | Management | For | For |
| 1.6 | Elect Director Gerald K. Kunkle, Jr. | Management | For | For |
| 1.7 | Elect Director Herman Morris, Jr. | Management | For | For |
| 1.8 | Elect Director Donal O'Connor | Management | For | For |
| 1.9 | Elect Director Joseph C. Papa | Management | For | For |
| 1.10 | Elect Director Shlomo Yanai | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| PREMIUM BRANDS HOLDINGS CORPORATION Meeting Date: MAY 11, 2016 Record Date: MAR 14, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PBH Security ID: 74061A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Johnny Ciampi | Management | For | For |
| 2.2 | Elect Director Bruce Hodge | Management | For | For |
| 2.3 | Elect Director Kathleen Keller-Hobson | Management | For | For |
| 2.4 | Elect Director Hugh McKinnon | Management | For | For |
| 2.5 | Elect Director George Paleologou | Management | For | For |
| 2.6 | Elect Director John Zaplatynsky | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| PROSIEBENSAT.1 MEDIA SE Meeting Date: JUN 30, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: PSM Security ID: D6216S143 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2015 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.80 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2015 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2015 | Management | For | For |
| 5 | Ratify KPMG as Auditors for Fiscal 2016 | Management | For | For |
| 6 | Elect Ketan Mehtato the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Approve Creation of EUR 87.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 21.9 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| RELX PLC Meeting Date: APR 21, 2016 Record Date: APR 19, 2016 Meeting Type: ANNUAL | ||||
| Ticker: REL Security ID: G74570121 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Elect Marike van Lier Lels as Director | Management | For | For |
| 7 | Elect Carol Mills as Director | Management | For | For |
| 8 | Elect Robert MacLeod as Director | Management | For | For |
| 9 | Re-elect Erik Engstrom as Director | Management | For | For |
| 10 | Re-elect Anthony Habgood as Director | Management | For | For |
| 11 | Re-elect Wolfhart Hauser as Director | Management | For | For |
| 12 | Re-elect Adrian Hennah as Director | Management | For | For |
| 13 | Re-elect Nick Luff as Director | Management | For | For |
| 14 | Re-elect Linda Sanford as Director | Management | For | For |
| 15 | Re-elect Ben van der Veer as Director | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Meeting Date: JUN 29, 2016 Record Date: JUN 21, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 600009 Security ID: Y7682X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Profit Distribution | Management | For | For |
| 5 | Approve Appointment of 2016 Financial Auditor | Management | For | For |
| 6 | Approve Appointment of 2016 Internal Control Auditor | Management | For | For |
| 7.01 | Elect Jia Ruijun as Non-Independent Director | Shareholder | None | For |
| 7.02 | Elect Yuan Shunzhou as Non-Independent Director | Shareholder | None | For |
| 7.03 | Elect Wang Xu as Non-Independent Director | Shareholder | None | For |
| 7.04 | Elect Yu Zhou as Non-Independent Director | Shareholder | None | For |
| 7.05 | Elect Yang Peng as Non-Independent Director | Shareholder | None | For |
| 7.06 | Elect Huang Zhenglin as Non-Independent Director | Shareholder | None | For |
| 8.01 | Elect Chen Derong as Independent Director | Shareholder | None | For |
| 8.02 | Elect Yang Yuluo as Independent Director | Shareholder | None | For |
| 8.03 | Elect He Wanpeng as Independent Director | Shareholder | None | For |
| 9.01 | Elect Xin Shujun as Supervisor | Shareholder | None | For |
| 9.02 | Elect Shen Xiaoling as Supervisor | Shareholder | None | For |
| 9.03 | Elect Liu Shaojie as Supervisor | Shareholder | None | For |
| SHIMANO INC. Meeting Date: MAR 29, 2016 Record Date: DEC 31, 2015 Meeting Type: ANNUAL | ||||
| Ticker: 7309 Security ID: J72262108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 77.5 | Management | For | For |
| 2.1 | Elect Director Shimano, Yozo | Management | For | Against |
| 2.2 | Elect Director Hirata, Yoshihiro | Management | For | For |
| 2.3 | Elect Director Shimano, Taizo | Management | For | For |
| 2.4 | Elect Director Tarutani, Kiyoshi | Management | For | For |
| 2.5 | Elect Director Tsuzaki, Masahiro | Management | For | For |
| 2.6 | Elect Director Toyoshima, Takashi | Management | For | For |
| 2.7 | Elect Director Hitomi, Yasuhiro | Management | For | For |
| 2.8 | Elect Director Matsui, Hiroshi | Management | For | For |
| 3 | Appoint Statutory Auditor Shimazu, Koichi | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Kondo, Yukihiro | Management | For | For |
| SONY CORPORATION Meeting Date: JUN 17, 2016 Record Date: MAR 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 6758 Security ID: J76379106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hirai, Kazuo | Management | For | For |
| 1.2 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 1.3 | Elect Director Nagayama, Osamu | Management | For | For |
| 1.4 | Elect Director Nimura, Takaaki | Management | For | For |
| 1.5 | Elect Director Harada, Eiko | Management | For | For |
| 1.6 | Elect Director Ito, Joichi | Management | For | For |
| 1.7 | Elect Director Tim Schaaff | Management | For | For |
| 1.8 | Elect Director Matsunaga, Kazuo | Management | For | For |
| 1.9 | Elect Director Miyata, Koichi | Management | For | For |
| 1.10 | Elect Director John V.Roos | Management | For | For |
| 1.11 | Elect Director Sakurai, Eriko | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| SUNDRUG CO. LTD. Meeting Date: JUN 25, 2016 Record Date: MAR 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 9989 Security ID: J78089109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 45 | Management | For | For |
| 2 | Authorize Share Repurchase Program from Specific Shareholder | Management | For | For |
| 3.1 | Elect Director Saitsu, Tatsuro | Management | For | For |
| 3.2 | Elect Director Akao, Kimiya | Management | For | For |
| 3.3 | Elect Director Tsuruta, Kazuhiro | Management | For | For |
| 3.4 | Elect Director Sadakata, Hiroshi | Management | For | For |
| 3.5 | Elect Director Sakai, Yoshimitsu | Management | For | For |
| 3.6 | Elect Director Tada, Naoki | Management | For | For |
| 3.7 | Elect Director Sugiura, Nobuhiko | Management | For | For |
| 3.8 | Elect Director Fujiwara, Kenji | Management | For | For |
| 4.1 | Appoint Statutory Auditor Ozawa, Tetsuro | Management | For | For |
| 4.2 | Appoint Statutory Auditor Shinohara, Kazuma | Management | For | For |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 07, 2016 Record Date: APR 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 2330 Security ID: 874039100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | For |
| 2.1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2.2 | Approve Profit Distribution | Management | For | For |
| TELENET GROUP HOLDING NV Meeting Date: APR 27, 2016 Record Date: APR 13, 2016 Meeting Type: ANNUAL | ||||
| Ticker: TNET Security ID: B89957110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 4 | Approve Remuneration Report | Management | For | Against |
| 5 | Announcements and Discussion of Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 6a | Approve Discharge of IDw Consult BVBA Represented by Bert De Graeve | Management | For | For |
| 6b | Approve Discharge of Cytindus NV Represented by Michel Delloye | Management | For | For |
| 6c | Approve Discharge of SDS Invest NV Represented by Stefan Descheemaeker | Management | For | For |
| 6d | Approve Discharge of JoVB BVBA Represented by Jo Van Biesbroeck | Management | For | For |
| 6e | Approve Discharge of Christiane Franck | Management | For | For |
| 6f | Approve Discharge of John Porter | Management | For | For |
| 6g | Approve Discharge of Charles H. Bracken | Management | For | For |
| 6h | Approve Discharge of Diederik Karsten | Management | For | For |
| 6i | Approve Discharge of Balan Nair | Management | For | For |
| 6j | Approve Discharge of Manuel Kohnstamm | Management | For | For |
| 6k | Approve Discharge of Jim Ryan | Management | For | For |
| 6l | Approve Discharge of Angela McMullen | Management | For | For |
| 6m | Approve Discharge of Suzanne Schoettger | Management | For | For |
| 6n | Grant Interim Discharge to Balan Nair for the Fulfillment of His Mandate in FY 2016 Until His Resignation on Feb. 9, 2016 | Management | For | For |
| 7 | Approve Discharge of Auditors | Management | For | For |
| 8a | Elect JoVB BVBA Represented by Jo Van Biesbroeck as Director | Management | For | For |
| 8b | Elect Suzanne Schoettger as Director | Management | For | Against |
| 8c | Elect Dana Strong as Director | Management | For | Against |
| 8d | Reelect Charlie Bracken as Director | Management | For | Against |
| 8e | Approve Remuneration of Directors | Management | For | For |
| 9 | Approve Change-of-Control Clause in Performance Shares Plans | Management | For | For |
| THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 18, 2016 Record Date: MAR 28, 2016 Meeting Type: ANNUAL | ||||
| Ticker: TMO Security ID: 883556102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director William G. Parrett | Management | For | For |
| 1i | Elect Director Scott M. Sperling | Management | For | For |
| 1j | Elect Director Elaine S. Ullian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TRADE ME GROUP LTD. Meeting Date: OCT 14, 2015 Record Date: OCT 12, 2015 Meeting Type: ANNUAL | ||||
| Ticker: TME Security ID: Q9162N106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize the Board to Fix Remuneration of the Auditors | Management | For | For |
| 2 | Elect Gail Hambly as Director | Management | For | For |
| 3 | Elect Paul McCarney as Director | Management | For | For |
| TRITAX BIG BOX REIT PLC Meeting Date: MAY 11, 2016 Record Date: MAY 09, 2016 Meeting Type: ANNUAL | ||||
| Ticker: BBOX Security ID: G9101W101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Jim Prower as Director | Management | For | For |
| 4 | Re-elect Mark Shaw as Director | Management | For | For |
| 5 | Elect Stephen Smith as Director | Management | For | For |
| 6 | Re-elect Richard Jewson as Director | Management | For | For |
| 7 | Reappoint BDO LLP as Auditors | Management | For | For |
| 8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 10 | Adopt the Investment Policy | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| TYCO INTERNATIONAL PLC Meeting Date: MAR 09, 2016 Record Date: JAN 04, 2016 Meeting Type: ANNUAL | ||||
| Ticker: TYC Security ID: G91442106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Edward D. Breen | Management | For | For |
| 1b | Elect Director Herman E. Bulls | Management | For | For |
| 1c | Elect Director Michael E. Daniels | Management | For | For |
| 1d | Elect Director Frank M. Drendel | Management | For | For |
| 1e | Elect Director Brian Duperreault | Management | For | For |
| 1f | Elect Director Rajiv L. Gupta | Management | For | For |
| 1g | Elect Director George R. Oliver | Management | For | For |
| 1h | Elect Director Brendan R. O'Neill | Management | For | For |
| 1i | Elect Director Jurgen Tinggren | Management | For | For |
| 1j | Elect Director Sandra S. Wijnberg | Management | For | For |
| 1k | Elect Director R. David Yost | Management | For | For |
| 2a | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 3 | Authorize Share Repurchase Program | Management | For | For |
| 4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WESSANEN NV Meeting Date: APR 14, 2016 Record Date: MAR 17, 2016 Meeting Type: ANNUAL | ||||
| Ticker: WES Security ID: N50783120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members for 2015 | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5 | Approve Dividends of EUR 0.11 Per Share | Management | For | For |
| 6 | Approve Discharge of Management Board | Management | For | For |
| 7 | Approve Discharge of Supervisory Board | Management | For | For |
| 8 | Reelect Christophe Barnouin to Management Board | Management | For | For |
| 9 | Approve One-Off Share Grant to Christophe Barnouin | Management | For | Against |
| 10.a | Elect Patrick Mispolet to Supervisory Board | Management | For | For |
| 10.b | Reelect Rudy Kluiber to Supervisory Board | Management | For | For |
| 10.c | Reelect Ivonne Rietjens to Supervisory Board | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Grant Board Authority to Issue Shares Up To One Percent of Issued Capital Per Annum | Management | For | For |
| 13 | Authorize Board to Exclude Preemptive Rights from Share Issuance Under Item 12 | Management | For | For |
| 14 | Ratify Deloitte as Auditors | Management | For | For |
| 15 | Close Meeting | Management | None | None |
Thornburg Capital Management Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| By: | /s/ Brian J. McMahon | |
Brian J. McMahon President and principal executive officer | ||
| Date: | August 26, 2016 | |