UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
ICA File Number: 811-05201
Thornburg Investment Trust
Registrant Name
c/o Thornburg Investment Management, Inc.
2300 North Ridgetop Road, Santa Fe, N.M. 87506
Principal Executive Offices
Garrett Thornburg, 2300 North Ridgetop Road, Santa Fe, N.M. 87506
Name and address of agent for service
Registrant’s telephone: 505-984-0200
Date of fiscal year end: September 30, 2014
Reporting Period: July 1, 2013 - June 30, 2014
Item 1. Proxy Voting Record
Thornburg Low Duration Municipal Fund
Thornburg Limited Term Municipal Fund
Thornburg Intermediate Municipal Fund
Thornburg Strategic Municipal Income Fund
Thornburg California Limited Term Municipal Fund
Thornburg New Mexico Intermediate Municipal Fund
Thornburg New York Intermediate Municipal Fund
Thornburg Low Duration Income Fund
Thornburg Limited Term U.S. Government Fund
Thornburg Limited Term Income Funds
Thornburg Strategic Income Fund
Thornburg Value Fund
Thornburg International Value Fund
Thornburg Core Growth Fund
Thornburg International Growth Fund
Thornburg Investment Income Builder Fund
Thornburg Global Opportunities Fund
Thornburg Developing World Fund
FORM N-PX
ICA File Number: 811-05201
Registrant Name: Thornburg Investment Trust
Reporting Period: 07/01/2013 - 06/30/2014
Thornburg Low Duration Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Limited Term Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Intermediate Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Strategic Municipal Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg California Limited Term Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg New Mexico Intermediate Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg New York Intermediate Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Low Duration Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Limited Term U.S. Government Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Limited Term Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Strategic Income Fund
ANNALY CAPITAL MANAGEMENT, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: NLY Security ID: 035710409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jonathan D. Green | Management | For | For |
1b | Elect Director John H. Schaefer | Management | For | For |
1c | Elect Director Francine J. Bovich | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CAPSTEAD MORTGAGE CORPORATION Meeting Date: MAY 28, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: CMO Security ID: 14067E506 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Bernard | Management | For | For |
1.2 | Elect Director Jack Biegler | Management | For | For |
1.3 | Elect Director Michelle P. Goolsby | Management | For | For |
1.4 | Elect Director Andrew F. Jacobs | Management | For | For |
1.5 | Elect Director Gary Keiser | Management | For | For |
1.6 | Elect Director Christopher W. Mahowald | Management | For | For |
1.7 | Elect Director Michael G. O'Neil | Management | For | For |
1.8 | Elect Director Mark S. Whiting | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ENI S.P.A. Meeting Date: MAY 08, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: ENI Security ID: T3643A145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Authorize Share Repurchase Program | Management | For | For |
4 | Amend Articles Re: Director Honorability Requirements | Shareholder | None | Against |
5 | Amend Company Bylaws Re: Shareholder Meetings | Management | For | For |
6 | Fix Number of Directors | Management | For | For |
7 | Fix Board Terms for Directors | Management | For | For |
8.1 | Slate Submitted by the Italian Treasury | Shareholder | None | Did Not Vote |
8.2 | Slate Submitted by Institutional Investors | Shareholder | None | For |
9 | Elect Board Chair | Management | None | For |
10 | Approve Remuneration of Directors | Management | For | Against |
11 | Approve Remuneration of Executive Directors | Management | None | For |
12.1 | Slate Submitted by the Italian Treasury | Shareholder | None | Against |
12.2 | Slate Submitted by Institutional Investors | Shareholder | None | For |
13 | Appoint Chair of the Board of Statutory Auditors | Shareholder | None | For |
14 | Approve Internal Auditors' Remuneration | Management | For | For |
15 | Approve Compensation of the Judicial Officer of Corte dei Conti Responsible for Eni's Financial Control | Management | For | For |
16 | Approve Long-Term Monetary Incentive Plan 2014-2016 | Management | For | For |
17 | Approve Remuneration Report | Management | For | For |
FLOATEL INTERNATIONAL LTD. Meeting Date: JUN 25, 2014 Record Date: Meeting Type: BONDHOLDER | ||||
Ticker: FLOAT Security ID: G3597XAC7 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval of the Summons | Management | For | For |
2 | Approval of the Agenda | Management | For | For |
3 | Election of Two Persons to Co-Sign the Minutes Together with the Chairman | Management | For | For |
4 | Request for Amendments of the Bond Agreement | Management | For | For |
HALCON RESOURCES CORPORATION Meeting Date: MAY 22, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: HK Security ID: 40537Q209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Christmas | Management | For | For |
1.2 | Elect Director Thomas R. Fuller | Management | For | For |
1.3 | Elect Director David B. Miller | Management | For | For |
1.4 | Elect Director Michael A. Vlasic | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
JAGUAR MINING INC. Meeting Date: JUN 25, 2014 Record Date: MAY 26, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: JAG Security ID: 47009M400 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George Bee | Management | For | For |
1.2 | Elect Director Richard D. Falconer | Management | For | For |
1.3 | Elect Director Edward V. Reeser | Management | For | For |
1.4 | Elect Director Luis Ricardo Miraglia | Management | For | For |
1.5 | Elect Director Stephen Hope | Management | For | For |
1.6 | Elect Director Jared Hardner | Management | For | For |
1.7 | Elect Director Robert J. Chadwick | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
4 | Approve Deferred Share Unit Plan | Management | For | For |
5 | Approve Stock Option and Deferred Share Unit Plan Grants | Management | For | For |
KINDER MORGAN, INC. Meeting Date: MAY 19, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: KMI Security ID: 49456B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Kinder | Management | For | For |
1.2 | Elect Director Steven J. Kean | Management | For | For |
1.3 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
1.4 | Elect Director Deborah A. Macdonald | Management | For | For |
1.5 | Elect Director Michael J. Miller | Management | For | For |
1.6 | Elect Director Michael C. Morgan | Management | For | For |
1.7 | Elect Director Fayez Sarofim | Management | For | For |
1.8 | Elect Director C. Park Shaper | Management | For | For |
1.9 | Elect Director Joel V. Staff | Management | For | For |
1.10 | Elect Director John M. Stokes | Management | For | For |
1.11 | Elect Director Robert F. Vagt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
4 | Report on Methane Emissions Management, Pipeline Maintenance and Reduction Targets | Shareholder | Against | Abstain |
5 | Report on Sustainability | Shareholder | Against | Abstain |
LINNCO, LLC Meeting Date: DEC 16, 2013 Record Date: NOV 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: LNCO Security ID: 535782106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Approve Amendments to the LLC Agreement | Management | For | For |
3 | Approve Amendments to the LLC Agreement that Continue to be in Effect After Closing of Transactions | Management | For | For |
4.1 | Elect Director George A. Alcorn | Management | For | For |
4.2 | Elect Director David D. Dunlap | Management | For | For |
4.3 | Elect Director Mark E. Ellis | Management | For | For |
4.4 | Elect Director Michael C. Linn | Management | For | For |
4.5 | Elect Director Joseph P. McCoy | Management | For | For |
4.6 | Elect Director Jeffrey C. Swoveland | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Issue Shares in Connection with Acquisition | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Adjourn Meeting | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Adjourn Meeting | Management | For | For |
LINNCO, LLC Meeting Date: APR 22, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: LNCO Security ID: 535782106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark E. Ellis | Management | For | For |
1.2 | Elect Director David D. Dunlap | Management | For | For |
1.3 | Elect Director Stephen J. Hadden | Management | For | For |
1.4 | Elect Director Michael C. Linn | Management | For | For |
1.5 | Elect Director Joseph P. McCoy | Management | For | For |
1.6 | Elect Director Jeffrey C. Swoveland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
REPUBLIC SERVICES, INC. Meeting Date: MAY 08, 2014 Record Date: MAR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: RSG Security ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James W. Crownover | Management | For | For |
1b | Elect Director Tomago Collins | Management | For | For |
1c | Elect Director Ann E. Dunwoody | Management | For | For |
1d | Elect Director William J. Flynn | Management | For | For |
1e | Elect Director Michael Larson | Management | For | For |
1f | Elect Director W. Lee Nutter | Management | For | For |
1g | Elect Director Ramon A. Rodriguez | Management | For | For |
1h | Elect Director Donald W. Slager | Management | For | For |
1i | Elect Director Allan C. Sorensen | Management | For | For |
1j | Elect Director John M. Trani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Adopt a Policy in Which the Company Will Not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
ROMGAZ SA Meeting Date: DEC 30, 2013 Record Date: DEC 10, 2013 Meeting Type: SPECIAL | ||||
Ticker: SNG Security ID: 83367U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amended Budget for Fiscal Year 2013 | Management | For | Did Not Vote |
2.1 | Elect Aurora Negrutas Director | Management | None | Did Not Vote |
2.2 | Elect Adrian-Constantin Volintiru as Director | Management | None | Did Not Vote |
2.3 | Elect Eugen Dragos Doros as Director | Management | None | Did Not Vote |
2.4 | Elect Virgil Marius Metea as Director | Management | None | Did Not Vote |
2.5 | Elect Eufemia Musat as Director | Management | None | Did Not Vote |
2.6 | Elect Ecaterina Popescu as Director | Shareholder | None | Did Not Vote |
2.7 | Elect Peter Jansen as Director | Shareholder | None | Did Not Vote |
2.8 | Elect David Klingensmith as Director | Shareholder | None | Did Not Vote |
3 | Delegate Powers to Shareholder Representative to Sign Mandate Contract with Directors | Shareholder | None | Did Not Vote |
4 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | Did Not Vote |
5 | Authorize Filing of Required Documents/Other Formalities | Management | For | Did Not Vote |
ROMGAZ SA Meeting Date: JAN 30, 2014 Record Date: JAN 14, 2014 Meeting Type: SPECIAL | ||||
Ticker: SNG Security ID: 83367U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Facilities Agreement for Letters of Credit and Bank Guarantees of up to USD 14 Million | Management | For | For |
2 | Delegation of Powers to Executives to Complete Formalities for Facilities Agreement Above | Management | For | For |
3 | Approve Opening of New Worksite "7 Caragele Well Cluster" | Management | For | For |
4 | Approve Opening of New Worksite "4 Faurei Well Cluster" | Management | For | For |
5 | Approve Closing and Opening of Worksites and their Registration or Deregistration | Management | For | For |
6 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
7 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ROMGAZ SA Meeting Date: MAR 17, 2014 Record Date: MAR 05, 2014 Meeting Type: SPECIAL | ||||
Ticker: SNG Security ID: 83367U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Participation in Capital Increase of Hidro Tarnita SA | Management | For | Did Not Vote |
2 | Include Funding for Operation under Item 1 Above in Provisionary Budget for 2014 | Management | For | Did Not Vote |
3 | Approve in Principle Agreement Related to Project "Submarine Interconnection Cable of 400 Kv High Voltage Direct Current Cable Romania - Turkey" | Management | For | Did Not Vote |
4 | Approve Participation in Creation of New Company for Project under Item 3 Above via Capital Subscription | Management | For | Did Not Vote |
5 | Include Funding for Operation under Item 4 Above in Provisionary Budget for 2014 | Management | For | Did Not Vote |
6 | Amend Article V of Resolution no.1 of General Meeting Held on Jan. 30, 2014 | Shareholder | None | Did Not Vote |
7 | Amend Annex 2 of Resolution no.1 of General Meeting Held on Jan. 30, 2014 | Shareholder | None | Did Not Vote |
8 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | Did Not Vote |
9 | Authorize Filing of Required Documents/Other Formalities | Management | For | Did Not Vote |
ROMGAZ SA Meeting Date: APR 28, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: SNG Security ID: 83367U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article V of Decision no.1 of General Meeting Held on Jan. 30, 2014 | Management | For | For |
2 | Amend Appendix 2 of Decision no.1 of General Meeting Held on Jan. 30, 2014 | Management | For | For |
3 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
4 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
1 | Approve Financial Statements for Fiscal Year 2013 | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Dividends' Distribution | Management | For | For |
4 | Approve Accounting Transfers Pursuant to First Time Adoption of IAS 29 | Management | For | For |
5 | Approve Reported Income, Pursuant to Item Above | Management | For | For |
6 | Approve Discharge of Directors | Management | For | For |
7 | Receive Report on Director and Executive Remuneration for Fiscal Year 2013 | Management | For | Against |
8 | Receive Report on Level of Completion of Performance Criteria and Objectives Set in the CEO Contract | Management | For | For |
9 | Approve Corporate Govenance Code | Management | For | For |
10 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
11 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ROMGAZ SA Meeting Date: JUN 12, 2014 Record Date: JUN 02, 2014 Meeting Type: SPECIAL | ||||
Ticker: SNG Security ID: 83367U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect One Director | Management | For | Against |
2 | Empower Majority Shareholder Representative to Sign Contract with New Director | Management | For | Against |
3 | Approve Documents Prepared to Obtain Ownership Certificate for Land Plot | Management | For | For |
4 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
5 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ROYAL DUTCH SHELL PLC Meeting Date: MAY 20, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: RDSA Security ID: 780259206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Euleen Goh as Director | Management | For | For |
5 | Elect Patricia Woertz as Director | Management | For | For |
6 | Elect Ben van Beurden as Director | Management | For | For |
7 | Re-elect Guy Elliott as Director | Management | For | For |
8 | Re-elect Simon Henry as Director | Management | For | For |
9 | Re-elect Charles Holliday as Director | Management | For | For |
10 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Jorma Ollila as Director | Management | For | For |
12 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
13 | Re-elect Linda Stuntz as Director | Management | For | For |
14 | Re-elect Hans Wijers as Director | Management | For | For |
15 | Re-elect Gerrit Zalm as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Approve Long Term Incentive Plan | Management | For | For |
22 | Approve Deferred Bonus Plan | Management | For | For |
23 | Approve Restricted Share Plan | Management | For | For |
24 | Approve EU Political Donations and Expenditure | Management | For | For |
TELE2 AB Meeting Date: MAY 12, 2014 Record Date: MAY 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: TEL2 B Security ID: W95878166 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Prepare and Approve List of Shareholders | Management | For | For |
4 | Approve Agenda of Meeting | Management | For | For |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
6 | Acknowledge Proper Convening of Meeting | Management | For | For |
7 | Receive Chairman's Report | Management | None | None |
8 | Receive President's Report | Management | None | None |
9 | Receive Financial Statements and Statutory Reports | Management | None | None |
10 | Accept Financial Statements and Statutory Reports | Management | For | For |
11 | Approve Allocation of Income and Dividends of SEK 4.40 Per Share | Management | For | For |
12 | Approve Discharge of Board and President | Management | For | For |
13 | Determine Number of Members (8) and Deputy Members of Board (0) | Management | For | For |
14 | Approve Remuneration of Directors in the Amount of SEK 1.4 Million for the Chairman and SEK 525,000 for Other Members; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
15 | Reelect Lars Berg, Mia Livfors, Erik Mitteregger, Mike Parton (Chairman), Carla Smits-Nusteling, and Mario Zanotti as Directors; Elect Lorenzo Grabau and Irina Hemmers as New Directors | Management | For | For |
16 | Authorize Cristina Stenbeck and Representatives of at Least Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
18 | Approve Restricted Stock Plan; Approve Associated Formalities | Management | For | For |
19 | Authorize Share Repurchase Program | Management | For | For |
20 | Close Meeting | Management | None | None |
Thornburg Value Fund
ACTIVISION BLIZZARD, INC. Meeting Date: JUN 05, 2014 Record Date: APR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: ATVI Security ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Corti | Management | For | For |
1.2 | Elect Director Brian G. Kelly | Management | For | For |
1.3 | Elect Director Robert A. Kotick | Management | For | For |
1.4 | Elect Director Barry Meyer | Management | For | For |
1.5 | Elect Director Robert J. Morgado | Management | For | For |
1.6 | Elect Director Peter Nolan | Management | For | For |
1.7 | Elect Director Richard Sarnoff | Management | For | For |
1.8 | Elect Director Elaine Wynn | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3A | Amend Provisions Relating to the Relationship with Vivendi | Management | For | For |
3B | Amend Provisions Relating to Supermajority and Special Voting Requirements | Management | For | For |
3C | Amend Provisions Relating to the Ability to Amend Bylaws | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
AMAZON.COM, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: AMZN Security ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Alain Monie | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
AMERICAN AIRLINES GROUP INC. Meeting Date: JUN 04, 2014 Record Date: APR 16, 2014 Meeting Type: ANNUAL | ||||
Ticker: AAL Security ID: 02376R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James F. Albaugh | Management | For | For |
1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
1c | Elect Director John T. Cahill | Management | For | For |
1d | Elect Director Michael J. Embler | Management | For | For |
1e | Elect Director Matthew J. Hart | Management | For | For |
1f | Elect Director Alberto Ibarguen | Management | For | For |
1g | Elect Director Richard C. Kraemer | Management | For | For |
1h | Elect Director Denise M. O'Leary | Management | For | For |
1i | Elect Director W. Douglas Parker | Management | For | For |
1j | Elect Director Ray M. Robinson | Management | For | For |
1k | Elect Director Richard P. Schifter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ANTERO RESOURCES CORPORATION Meeting Date: MAY 21, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL | ||||
Ticker: AR Security ID: 03674X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul M. Rady | Management | For | For |
1.2 | Elect Director Glen C. Warren, Jr. | Management | For | For |
1.3 | Elect Director James R. Levy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
APPLE INC. Meeting Date: FEB 28, 2014 Record Date: DEC 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
4 | Establish a Par Value for Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Against |
11 | Proxy Access | Shareholder | Against | Against |
AUTOZONE, INC. Meeting Date: DEC 18, 2013 Record Date: OCT 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: AZO Security ID: 053332102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
1.3 | Elect Director Sue E. Gove | Management | For | For |
1.4 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.5 | Elect Director Enderson Guimaraes | Management | For | For |
1.6 | Elect Director J. R. Hyde, III | Management | For | For |
1.7 | Elect Director D. Bryan Jordan | Management | For | For |
1.8 | Elect Director W. Andrew McKenna | Management | For | For |
1.9 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.10 | Elect Director Luis P. Nieto | Management | For | For |
1.11 | Elect Director William C. Rhodes, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BANKERS PETROLEUM LTD. Meeting Date: MAY 21, 2014 Record Date: APR 09, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: BNK Security ID: 066286303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2a | Elect Director David French | Management | For | For |
2b | Elect Director Abdel F. (Abby) Badwi | Management | For | For |
2c | Elect Director Eric Brown | Management | For | For |
2d | Elect Director Wesley Clark | Management | For | For |
2e | Elect Director Robert Cross | Management | For | For |
2f | Elect Director Jonathan Harris | Management | For | For |
2g | Elect Director Phillip Knoll | Management | For | For |
2h | Elect Director Ian B. McMurtrie | Management | For | For |
2i | Elect Director John B. Zaozirny | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | For |
5 | Approve Restricted Share Unit Plan | Management | For | For |
6 | Adopt By-Law No. 1 | Management | For | Against |
BRIGHT HORIZONS FAMILY SOLUTIONS INC. Meeting Date: MAY 12, 2014 Record Date: APR 09, 2014 Meeting Type: ANNUAL | ||||
Ticker: BFAM Security ID: 109194100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Humphrey | Management | For | Withhold |
1.2 | Elect Director Sara Lawrence-Lightfoot | Management | For | For |
1.3 | Elect Director David Lissy | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
CDW CORPORATION Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: CDW Security ID: 12514G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven W. Alesio | Management | For | Withhold |
1.2 | Elect Director Barry K. Allen | Management | For | Withhold |
1.3 | Elect Director David W. Nelms | Management | For | For |
1.4 | Elect Director Donna F. Zarcone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CHINA MOBILE LIMITED Meeting Date: MAY 22, 2014 Record Date: MAY 16, 2014 Meeting Type: ANNUAL | ||||
Ticker: 00941 Security ID: Y14965100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Xi Guohua as Director | Management | For | For |
3b | Elect Sha Yuejia as Director | Management | For | For |
3c | Elect Liu Aili as Director | Management | For | For |
4a | Elect Lo Ka Shui as Director | Management | For | For |
4b | Elect Paul Chow Man Yiu as Director | Management | For | For |
5 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
9 | Amend Articles of Association | Management | For | For |
COVANTA HOLDING CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: CVA Security ID: 22282E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Barse | Management | For | For |
1.2 | Elect Director Ronald J. Broglio | Management | For | For |
1.3 | Elect Director Peter C.B. Bynoe | Management | For | Withhold |
1.4 | Elect Director Linda J. Fisher | Management | For | For |
1.5 | Elect Director Joseph M. Holsten | Management | For | For |
1.6 | Elect Director Anthony J. Orlando | Management | For | For |
1.7 | Elect Director William C. Pate | Management | For | For |
1.8 | Elect Director Robert S. Silberman | Management | For | For |
1.9 | Elect Director Jean Smith | Management | For | For |
1.10 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DELPHI AUTOMOTIVE PLC Meeting Date: APR 03, 2014 Record Date: FEB 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: DLPH Security ID: G27823106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gary L. Cowger as a Director | Management | For | For |
1.2 | Elect Nicholas M. Donofrio as a Director | Management | For | For |
1.3 | Elect Mark P. Frissora as a Director | Management | For | For |
1.4 | Elect Rajiv L. Gupta as a Director | Management | For | For |
1.5 | Elect John A. Krol as a Director | Management | For | For |
1.6 | Elect J. Randall MacDonald as a Director | Management | For | For |
1.7 | Elect Sean O. Mahoney as a Director | Management | For | For |
1.8 | Elect Rodney O'Neal as a Director | Management | For | For |
1.9 | Elect Thomas W. Sidlik as a Director | Management | For | For |
1.10 | Elect Bernd Wiedemann as a Director | Management | For | For |
1.11 | Elect Lawrence A. Zimmerman as a Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DRESSER-RAND GROUP INC. Meeting Date: MAY 06, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: DRC Security ID: 261608103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Macaulay | Management | For | For |
1.2 | Elect Director Vincent R. Volpe, Jr. | Management | For | For |
1.3 | Elect Director Rita V. Foley | Management | For | For |
1.4 | Elect Director Louis A. Raspino | Management | For | For |
1.5 | Elect Director Philip R. Roth | Management | For | For |
1.6 | Elect Director Stephen A. Snider | Management | For | For |
1.7 | Elect Director Michael L. Underwood | Management | For | For |
1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ENDO HEALTH SOLUTIONS INC. Meeting Date: FEB 26, 2014 Record Date: JAN 22, 2014 Meeting Type: SPECIAL | ||||
Ticker: ENDP Security ID: 29264F205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adopt Dividend Reinvestment Plan | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
EXPRESS SCRIPTS HOLDING COMPANY Meeting Date: MAY 07, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: ESRX Security ID: 30219G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary G. Benanav | Management | For | For |
1b | Elect Director Maura C. Breen | Management | For | For |
1c | Elect Director William J. DeLaney | Management | For | For |
1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
1f | Elect Director Frank Mergenthaler | Management | For | For |
1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
1h | Elect Director John O. Parker, Jr. | Management | For | For |
1i | Elect Director George Paz | Management | For | For |
1j | Elect Director William L. Roper | Management | For | For |
1k | Elect Director Seymour Sternberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FACEBOOK, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: FB Security ID: 30303M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Donald E. Graham | Management | For | For |
1.5 | Elect Director Reed Hastings | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Mark Zuckerberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Against |
7 | Report on Sustainability | Shareholder | Against | Against |
FIRST REPUBLIC BANK Meeting Date: MAY 13, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: FRC Security ID: 33616C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Herbert, II | Management | For | For |
1.2 | Elect Director Katherine August-deWilde | Management | For | For |
1.3 | Elect Director Thomas J. Barrack, Jr. | Management | For | For |
1.4 | Elect Director Frank J. Fahrenkopf, Jr | Management | For | For |
1.5 | Elect Director William E. Ford | Management | For | For |
1.6 | Elect Director L. Martin Gibbs | Management | For | For |
1.7 | Elect Director Sandra R. Hernandez | Management | For | For |
1.8 | Elect Director Pamela J. Joyner | Management | For | For |
1.9 | Elect Director Reynold Levy | Management | For | For |
1.10 | Elect Director Jody S. Lindell | Management | For | For |
1.11 | Elect Director George G.C. Parker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FLY LEASING LIMITED Meeting Date: JUN 25, 2014 Record Date: MAY 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: FLY Security ID: 34407D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Erik G. Braathen as Director | Management | For | For |
2 | Elect Joseph M. Donovan as Director | Management | For | For |
3 | Elect Pat O'Brien as Director | Management | For | For |
4 | Elect Susan M. Walton as Director | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
FRANK'S INTERNATIONAL N.V. Meeting Date: NOV 06, 2013 Record Date: OCT 15, 2013 Meeting Type: SPECIAL | ||||
Ticker: FI Security ID: N33462107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gary P. Luquette as Director | Management | For | For |
1.2 | Elect Michael C. Kearney as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
FRANK'S INTERNATIONAL N.V. Meeting Date: MAY 14, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: FI Security ID: N33462107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald Keith Mosing | Management | For | Withhold |
1.2 | Elect Director Kirkland D. Mosing | Management | For | Withhold |
1.3 | Elect Director Steven B. Mosing | Management | For | Withhold |
1.4 | Elect Director Sheldon R. Erikson | Management | For | For |
1.5 | Elect Director Michael C. Kearney | Management | For | For |
1.6 | Elect Director Gary P. Luquette | Management | For | For |
2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify PricewaterhouseCoopers Accountants N.V as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | For |
8 | Approve Remuneration of Supervisory Board | Management | For | For |
9 | Approve Dividends Authorized capital | Management | For | For |
10A | Amend Articles Re: Authorized capital | Management | For | For |
10B | Amend Articles Re: Profits | Management | For | For |
10C | Amend Articles Re: Convocation Agenda | Management | For | For |
10D | Amend Articles Re: Rights Exercisable During a Meeting and Decision Making | Management | For | For |
10E | Amend Articles Re: Liquidation | Management | For | For |
GILEAD SCIENCES, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: GILD Security ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Etienne F. Davignon | Management | For | For |
1c | Elect Director Carla A. Hills | Management | For | For |
1d | Elect Director Kevin E. Lofton | Management | For | For |
1e | Elect Director John W. Madigan | Management | For | For |
1f | Elect Director John C. Martin | Management | For | For |
1g | Elect Director Nicholas G. Moore | Management | For | For |
1h | Elect Director Richard J. Whitley | Management | For | For |
1i | Elect Director Gayle E. Wilson | Management | For | For |
1j | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Abstain |
GOOGLE INC. Meeting Date: MAY 14, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: GOOG Security ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
HOLLYFRONTIER CORPORATION Meeting Date: MAY 14, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: HFC Security ID: 436106108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas Y. Bech | Management | For | For |
1b | Elect Director Leldon E. Echols | Management | For | For |
1c | Elect Director R. Kevin Hardage | Management | For | For |
1d | Elect Director Michael C. Jennings | Management | For | For |
1e | Elect Director Robert J. Kostelnik | Management | For | For |
1f | Elect Director James H. Lee | Management | For | For |
1g | Elect Director Franklin Myers | Management | For | For |
1h | Elect Director Michael E. Rose | Management | For | For |
1i | Elect Director Tommy A. Valenta | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
HORSEHEAD HOLDING CORP. Meeting Date: MAY 06, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: ZINC Security ID: 440694305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Shilling | Management | For | For |
1.2 | Elect Director John C. van Roden, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INPEX CORPORATION Meeting Date: JUN 25, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: 1605 Security ID: J2467E101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 9 | Management | For | For |
2.1 | Elect Director Kuroda, Naoki | Management | For | For |
2.2 | Elect Director Sugioka, Masatoshi | Management | For | For |
2.3 | Elect Director Kitamura, Toshiaki | Management | For | For |
2.4 | Elect Director Yui, Seiji | Management | For | For |
2.5 | Elect Director Sano, Masaharu | Management | For | For |
2.6 | Elect Director Sugaya, Shunichiro | Management | For | For |
2.7 | Elect Director Murayama, Masahiro | Management | For | For |
2.8 | Elect Director Ito, Seiya | Management | For | For |
2.9 | Elect Director Tanaka, Wataru | Management | For | For |
2.10 | Elect Director Ikeda, Takahiko | Management | For | For |
2.11 | Elect Director Kurasawa, Yoshikazu | Management | For | For |
2.12 | Elect Director Wakasugi, Kazuo | Management | For | For |
2.13 | Elect Director Kagawa, Yoshiyuki | Management | For | For |
2.14 | Elect Director Kato, Seiji | Management | For | For |
2.15 | Elect Director Tonoike, Rentaro | Management | For | For |
2.16 | Elect Director Okada, Yasuhiko | Management | For | For |
3 | Approve Annual Bonus Payment to Directors | Management | For | For |
INVESCO MORTGAGE CAPITAL INC. Meeting Date: MAY 01, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: IVR Security ID: 46131B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Mark Armour | Management | For | For |
1.2 | Elect Director James S. Balloun | Management | For | For |
1.3 | Elect Director John S. Day | Management | For | For |
1.4 | Elect Director Karen Dunn Kelley | Management | For | For |
1.5 | Elect Director Edward J. Hardin | Management | For | For |
1.6 | Elect Director James R. Lientz, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ITC HOLDINGS CORP. Meeting Date: MAY 21, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: ITC Security ID: 465685105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher H. Franklin | Management | For | Withhold |
1.2 | Elect Director Edward G. Jepsen | Management | For | Withhold |
1.3 | Elect Director William J. Museler | Management | For | Withhold |
1.4 | Elect Director Hazel R. O'Leary | Management | For | Withhold |
1.5 | Elect Director Thomas G. Stephens | Management | For | Withhold |
1.6 | Elect Director G. Bennett Stewart, III | Management | For | Withhold |
1.7 | Elect Director Lee C. Stewart | Management | For | Withhold |
1.8 | Elect Director Joseph L. Welch | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
JPMORGAN CHASE & CO. Meeting Date: MAY 20, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Crandall C. Bowles | Management | For | For |
1d | Elect Director Stephen B. Burke | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1i | Elect Director Michael A. Neal | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Provide for Cumulative Voting | Shareholder | Against | For |
KONINKLIJKE AHOLD NV Meeting Date: JAN 21, 2014 Record Date: DEC 24, 2013 Meeting Type: SPECIAL | ||||
Ticker: AH Security ID: N0139V142 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Approve Capital Reduction with Shareholder Distribution of EUR 1 Billion | Management | For | For |
3 | Close Meeting | Management | None | None |
KONINKLIJKE AHOLD NV Meeting Date: APR 16, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: AH Security ID: N0139V142 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
5 | Adopt Financial Statements | Management | For | For |
6 | Approve Dividends of EUR 0.47 Per Share | Management | For | For |
7 | Approve Discharge of Management Board | Management | For | For |
8 | Approve Discharge of Supervisory Board | Management | For | For |
9 | Elect L.J. Hijmans van den Bergh to Executive Board | Management | For | For |
10 | Elect J.A. Sprieser to Supervisory Board | Management | For | For |
11 | Elect D.R. Hooft Graafland to Supervisory Board | Management | For | For |
12 | Approve Remuneration of Supervisory Board | Management | For | For |
13 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
14 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
15 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14 | Management | For | For |
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Approve Reduction in Share Capital by Cancellation of Shares | Management | For | For |
18 | Close Meeting | Management | None | None |
LEVEL 3 COMMUNICATIONS, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: LVLT Security ID: 52729N308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeff K. Storey | Management | For | For |
1.2 | Elect Director Kevin P. Chilton | Management | For | For |
1.3 | Elect Director Archie R. Clemins | Management | For | For |
1.4 | Elect Director Steven T. Clontz | Management | For | For |
1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.6 | Elect Director T. Michael Glenn | Management | For | For |
1.7 | Elect Director Richard R. Jaros | Management | For | For |
1.8 | Elect Director Michael J. Mahoney | Management | For | For |
1.9 | Elect Director Peter Seah Lim Huat | Management | For | For |
1.10 | Elect Director Peter van Oppen | Management | For | For |
1.11 | Elect Director Albert C. Yates | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LIFE TIME FITNESS, INC. Meeting Date: APR 24, 2014 Record Date: FEB 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: LTM Security ID: 53217R207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bahram Akradi | Management | For | For |
1b | Elect Director Giles H. Bateman | Management | For | For |
1c | Elect Director Jack W. Eugster | Management | For | For |
1d | Elect Director Guy C. Jackson | Management | For | For |
1e | Elect Director John K. Lloyd | Management | For | For |
1f | Elect Director Martha 'Marti' A. Morfitt | Management | For | For |
1g | Elect Director John B. Richards | Management | For | For |
1h | Elect Director Joseph S. Vassalluzzo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LYONDELLBASELL INDUSTRIES NV Meeting Date: APR 16, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: LYB Security ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
2b | Elect Craig B. Glidden to Management Board | Management | For | For |
2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
MARIN SOFTWARE INCORPORATED Meeting Date: MAY 14, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: MRIN Security ID: 56804T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul R. Auvil, III | Management | For | For |
1.2 | Elect Director L. Gordon Crovitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
MEAD JOHNSON NUTRITION COMPANY Meeting Date: MAY 01, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: MJN Security ID: 582839106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven M. Altschuler | Management | For | For |
1b | Elect Director Howard B. Bernick | Management | For | For |
1c | Elect Director Kimberly A. Casiano | Management | For | For |
1d | Elect Director Anna C. Catalano | Management | For | For |
1e | Elect Director Celeste A. Clark | Management | For | For |
1f | Elect Director James M. Cornelius | Management | For | For |
1g | Elect Director Stephen W. Golsby | Management | For | For |
1h | Elect Director Michael Grobstein | Management | For | For |
1i | Elect Director Peter Kasper Jakobsen | Management | For | For |
1j | Elect Director Peter G. Ratcliffe | Management | For | For |
1k | Elect Director Elliott Sigal | Management | For | For |
1l | Elect Director Robert S. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
METLIFE, INC. Meeting Date: APR 22, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: MET Security ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl W. Grise | Management | For | For |
1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
1.4 | Elect Director Steven A. Kandarian | Management | For | For |
1.5 | Elect Director John M. Keane | Management | For | For |
1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.7 | Elect Director William E. Kennard | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director Catherine R. Kinney | Management | For | For |
1.10 | Elect Director Denise M. Morrison | Management | For | For |
1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
1.12 | Elect Director Lulu C. Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
MGM RESORTS INTERNATIONAL Meeting Date: JUN 05, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: MGM Security ID: 552953101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Baldwin | Management | For | For |
1.2 | Elect Director William A. Bible | Management | For | For |
1.3 | Elect Director Burton M. Cohen | Management | For | For |
1.4 | Elect Director Mary Chris Gay | Management | For | For |
1.5 | Elect Director William W. Grounds | Management | For | For |
1.6 | Elect Director Alexis M. Herman | Management | For | For |
1.7 | Elect Director Roland Hernandez | Management | For | For |
1.8 | Elect Director Anthony Mandekic | Management | For | For |
1.9 | Elect Director Rose McKinney-James | Management | For | For |
1.10 | Elect Director James J. Murren | Management | For | For |
1.11 | Elect Director Gregory M. Spierkel | Management | For | For |
1.12 | Elect Director Daniel J. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MONDELEZ INTERNATIONAL, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: MDLZ Security ID: 609207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Lewis W.K. Booth | Management | For | For |
1c | Elect Director Lois D. Juliber | Management | For | For |
1d | Elect Director Mark D. Ketchum | Management | For | For |
1e | Elect Director Jorge S. Mesquita | Management | For | For |
1f | Elect Director Nelson Peltz | Management | For | For |
1g | Elect Director Fredric G. Reynolds | Management | For | For |
1h | Elect Director Irene B. Rosenfeld | Management | For | For |
1i | Elect Director Patrick T. Siewert | Management | For | For |
1j | Elect Director Ruth J. Simmons | Management | For | For |
1k | Elect Director Ratan N. Tata | Management | For | For |
1l | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
NIELSEN HOLDINGS N.V. Meeting Date: MAY 06, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL | ||||
Ticker: NLSN Security ID: N63218106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board of Directors | Management | For | For |
3a | Elect Director James A. Attwood, Jr. | Management | For | For |
3b | Elect Director David L. Calhoun | Management | For | For |
3c | Elect Director Karen M. Hoguet | Management | For | For |
3d | Elect Director James M. Kilts | Management | For | For |
3e | Elect Director Alexander Navab | Management | For | Against |
3f | Elect Director Robert Pozen | Management | For | For |
3g | Elect Director Vivek Ranadive | Management | For | For |
3h | Elect Director Ganesh Rao | Management | For | Against |
3i | Elect Director Javier G. Teruel | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts | Management | For | For |
6 | Approve Executive Incentive Bonus Plan | Management | For | Against |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Change Company Name | Management | For | For |
9 | Advisory Vote to Approve Remuneration of Executives | Management | For | Against |
NMI HOLDINGS, INC. Meeting Date: MAY 08, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: NMIH Security ID: 629209305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradley M. Shuster | Management | For | For |
1.2 | Elect Director Michael Embler | Management | For | For |
1.3 | Elect Director James G. Jones | Management | For | For |
1.4 | Elect Director Michael Montgomery | Management | For | For |
1.5 | Elect Director John Brandon Osmon | Management | For | For |
1.6 | Elect Director James H. Ozanne | Management | For | For |
1.7 | Elect Director Steven L. Scheid | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PACIFIC RUBIALES ENERGY CORP. Meeting Date: MAY 29, 2014 Record Date: APR 29, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: PRE Security ID: 69480U206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Twelve | Management | For | For |
2a | Elect Director Jose Francisco Arata | Management | For | For |
2b | Elect Director Miguel de la Campa | Management | For | For |
2c | Elect Director German Efromovich | Management | For | For |
2d | Elect Director Serafino Iacono | Management | For | For |
2e | Elect Director Augusto Lopez | Management | For | For |
2f | Elect Director Hernan Martinez | Management | For | For |
2g | Elect Director Dennis Mills | Management | For | For |
2h | Elect Director Ronald Pantin | Management | For | For |
2i | Elect Director Victor Rivera | Management | For | For |
2j | Elect Director Miguel Rodriguez | Management | For | For |
2k | Elect Director Francisco Sole | Management | For | For |
2l | Elect Director Neil Woodyer | Management | For | For |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | For |
SOFTBANK CORP. Meeting Date: JUN 20, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: 9984 Security ID: J75963108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
2.1 | Elect Director Goto, Yoshimitsu | Management | For | For |
2.2 | Elect Director Fujihara, Kazuhiko | Management | For | For |
2.3 | Elect Director Nagamori, Shigenobu | Management | For | For |
STARBUCKS CORPORATION Meeting Date: MAR 19, 2014 Record Date: JAN 09, 2014 Meeting Type: ANNUAL | ||||
Ticker: SBUX Security ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Election Of Director Howard Schultz | Management | For | For |
1b | Election Of Director William W. Bradley | Management | For | For |
1c | Election Of Director Robert M. Gates | Management | For | For |
1d | Election Of Director Mellody Hobson | Management | For | For |
1e | Election Of Director Kevin R. Johnson | Management | For | For |
1f | Election Of Director Olden Lee | Management | For | For |
1g | Election Of Director Joshua Cooper Ramo | Management | For | For |
1h | Election Of Director James G. Shennan, Jr. | Management | For | For |
1i | Election Of Director Clara Shih | Management | For | For |
1j | Election Of Director Javier G. Teruel | Management | For | For |
1k | Election Of Director Myron E. Ullman, III | Management | For | For |
1l | Election Of Director Craig E. Weatherup | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Prohibit Political Spending | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | For |
STERLING FINANCIAL CORPORATION Meeting Date: FEB 25, 2014 Record Date: JAN 15, 2014 Meeting Type: SPECIAL | ||||
Ticker: STSA Security ID: 859319303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
TARGET CORPORATION Meeting Date: JUN 11, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: TGT Security ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roxanne S. Austin | Management | For | Against |
1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1c | Elect Director Calvin Darden | Management | For | Against |
1d | Elect Director Henrique De Castro | Management | For | Against |
1e | Elect Director James A. Johnson | Management | For | Against |
1f | Elect Director Mary E. Minnick | Management | For | Against |
1g | Elect Director Anne M. Mulcahy | Management | For | Against |
1h | Elect Director Derica W. Rice | Management | For | Against |
1i | Elect Director Kenneth L. Salazar | Management | For | For |
1j | Elect Director John G. Stumpf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Perquisites | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations | Shareholder | Against | Abstain |
THE ADT CORPORATION Meeting Date: MAR 13, 2014 Record Date: JAN 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: ADT Security ID: 00101J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas Colligan | Management | For | For |
1b | Elect Director Richard Daly | Management | For | For |
1c | Elect Director Timothy Donahue | Management | For | For |
1d | Elect Director Robert Dutkowsky | Management | For | For |
1e | Elect Director Bruce Gordon | Management | For | For |
1f | Elect Director Naren Gursahaney | Management | For | For |
1g | Elect Director Bridgette Heller | Management | For | For |
1h | Elect Director Kathleen Hyle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 20, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: TMO Security ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc N. Casper | Management | For | For |
1b | Elect Director Nelson J. Chai | Management | For | For |
1c | Elect Director C. Martin Harris | Management | For | For |
1d | Elect Director Tyler Jacks | Management | For | For |
1e | Elect Director Judy C. Lewent | Management | For | For |
1f | Elect Director Thomas J. Lynch | Management | For | For |
1g | Elect Director Jim P. Manzi | Management | For | For |
1h | Elect Director William G. Parrett | Management | For | For |
1i | Elect Director Lars R. Sorensen | Management | For | For |
1j | Elect Director Scott M. Sperling | Management | For | For |
1k | Elect Director Elaine S. Ullian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TOTAL SA Meeting Date: MAY 16, 2014 Record Date: MAY 12, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: FP Security ID: F92124100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.38 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Reelect Patricia Barbizet as Director | Management | For | For |
6 | Reelect Marie-Christine Coisne-Roquette as Director | Management | For | For |
7 | Reelect Paul Desmarais Jr as Director | Management | For | For |
8 | Reelect Barbara Kux as Director | Management | For | For |
9 | Advisory Vote on Compensation of Christophe de Margerie | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 | Management | For | For |
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
16 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
17 | Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives | Management | For | For |
18 | Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board | Management | For | For |
19 | Amend Article 15 of Bylaws Re: Age Limit for CEO | Management | For | For |
20 | Amend Article 17 of Bylaws Re: Proxy Voting | Management | For | For |
A | Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives | Shareholder | Against | Against |
B | Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator | Shareholder | Against | Against |
C | Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws | Shareholder | Against | Against |
D | Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws | Shareholder | Against | Against |
E | Amend Article 12.7 of Bylaws: Remuneration of Directors | Shareholder | Against | Against |
TUPPERWARE BRANDS CORPORATION Meeting Date: MAY 09, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: TUP Security ID: 899896104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine A. Bertini | Management | For | For |
1.2 | Elect Director Susan M. Cameron | Management | For | For |
1.3 | Elect Director Kriss Cloninger, III | Management | For | For |
1.4 | Elect Director E. V. Goings | Management | For | For |
1.5 | Elect Director Joe R. Lee | Management | For | For |
1.6 | Elect Director Angel R. Martinez | Management | For | For |
1.7 | Elect Director Antonio Monteiro de Castro | Management | For | For |
1.8 | Elect Director Robert J. Murray | Management | For | For |
1.9 | Elect Director David R. Parker | Management | For | For |
1.10 | Elect Director Joyce M. Roche | Management | For | For |
1.11 | Elect Director M. Anne Szostak | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TWO HARBORS INVESTMENT CORP. Meeting Date: MAY 20, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: TWO Security ID: 90187B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. Spencer Abraham | Management | For | For |
1.2 | Elect Director James J. Bender | Management | For | For |
1.3 | Elect Director Mark D. Ein | Management | For | For |
1.4 | Elect Director Stephen G. Kasnet | Management | For | For |
1.5 | Elect Director Jacques R. Rolfo | Management | For | For |
1.6 | Elect Director W. Reid Sanders | Management | For | For |
1.7 | Elect Director Thomas E. Siering | Management | For | For |
1.8 | Elect Director Brian C. Taylor | Management | For | For |
1.9 | Elect Director Hope B. Woodhouse | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. Meeting Date: MAY 20, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL | ||||
Ticker: VRX Security ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald H. Farmer | Management | For | For |
1b | Elect Director Colleen A. Goggins | Management | For | For |
1c | Elect Director Robert A. Ingram | Management | For | For |
1d | Elect Director Anders Lonner | Management | For | For |
1e | Elect Director Theo Melas-Kyriazi | Management | For | For |
1f | Elect Director J. Michael Pearson | Management | For | For |
1g | Elect Director Robert N. Power | Management | For | For |
1h | Elect Director Norma A. Provencio | Management | For | For |
1i | Elect Director Howard B. Schiller | Management | For | For |
1j | Elect Director Katharine B. Stevenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
VERISIGN, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: VRSN Security ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Roger H. Moore | Management | For | For |
1.5 | Elect Director John D. Roach | Management | For | For |
1.6 | Elect Director Louis A. Simpson | Management | For | For |
1.7 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Provide Right to Call Special Meeting | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WALGREEN CO. Meeting Date: JAN 08, 2014 Record Date: NOV 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: WAG Security ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janice M. Babiak | Management | For | For |
1b | Elect Director David J. Brailer | Management | For | For |
1c | Elect Director Steven A. Davis | Management | For | For |
1d | Elect Director William C. Foote | Management | For | For |
1e | Elect Director Mark P. Frissora | Management | For | For |
1f | Elect Director Ginger L. Graham | Management | For | For |
1g | Elect Director Alan G. McNally | Management | For | For |
1h | Elect Director Dominic P. Murphy | Management | For | For |
1i | Elect Director Stefano Pessina | Management | For | For |
1j | Elect Director Nancy M. Schlichting | Management | For | For |
1k | Elect Director Alejandro Silva | Management | For | For |
1l | Elect Director James A. Skinner | Management | For | For |
1m | Elect Director Gregory D. Wasson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | For |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
WEATHERFORD INTERNATIONAL LTD. Meeting Date: JUN 16, 2014 Record Date: MAY 19, 2014 Meeting Type: SPECIAL | ||||
Ticker: WFT Security ID: H27013103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation [from Switzerland to Ireland] | Management | For | For |
2 | Approve Creation of Distributable Profits | Management | For | For |
3 | Additional and/or Counter-proposals Presented at the Meeting | Management | For | Against |
YAHOO! INC. Meeting Date: JUN 25, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: YHOO Security ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Filo | Management | For | For |
1.2 | Elect Director Susan M. James | Management | For | For |
1.3 | Elect Director Max R. Levchin | Management | For | For |
1.4 | Elect Director Marissa A. Mayer | Management | For | For |
1.5 | Elect Director Thomas J. McInerney | Management | For | For |
1.6 | Elect Director Charles R. Schwab | Management | For | For |
1.7 | Elect Director H. Lee Scott, Jr. | Management | For | For |
1.8 | Elect Director Jane E. Shaw | Management | For | For |
1.9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
ZOETIS INC. Meeting Date: MAY 13, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: ZTS Security ID: 98978V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory Norden | Management | For | For |
1.2 | Elect Director Louise M. Parent | Management | For | For |
1.3 | Elect Director Robert W. Scully | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
Thornburg International Value Fund
ACCENTURE PLC Meeting Date: JAN 30, 2014 Record Date: DEC 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: ACN Security ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Director Jaime Ardila | Management | For | For |
2b | Elect Director Charles H. Giancarlo | Management | For | For |
2c | Elect Director William L. Kimsey | Management | For | For |
2d | Elect Director Blythe J. McGarvie | Management | For | For |
2e | Elect Director Mark Moody-Stuart | Management | For | For |
2f | Elect Director Pierre Nanterme | Management | For | For |
2g | Elect Director Gilles C. Pelisson | Management | For | For |
2h | Elect Director Wulf von Schimmelmann | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Approve Reduction in Share Capital and Creation of Distributable Reserves | Management | For | For |
8 | Authorize the Holding of the 2015 AGM at a Location Outside Ireland | Management | For | For |
9 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
10 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
ACTAVIS PLC Meeting Date: MAY 09, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: ACT Security ID: G0083B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul M. Bisaro | Management | For | For |
1b | Elect Director James H. Bloem | Management | For | For |
1c | Elect Director Christopher W. Bodine | Management | For | For |
1d | Elect Director Tamar D. Howson | Management | For | For |
1e | Elect Director John A. King | Management | For | For |
1f | Elect Director Catherine M. Klema | Management | For | For |
1g | Elect Director Jiri Michal | Management | For | For |
1h | Elect Director Sigurdur Olafsson | Management | For | For |
1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
1j | Elect Director Ronald R. Taylor | Management | For | For |
1k | Elect Director Andrew L. Turner | Management | For | For |
1l | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | Abstain |
ACTAVIS PLC Meeting Date: JUN 17, 2014 Record Date: MAY 02, 2014 Meeting Type: SPECIAL | ||||
Ticker: ACT Security ID: G0083B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ADIDAS AG Meeting Date: MAY 08, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: ADS Security ID: D0066B185 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
5.1 | Reelect Stefan Jentzsch to the Supervisory Board | Management | For | Did Not Vote |
5.2 | Reelect Herbert Kauffmann to the Supervisory Board | Management | For | Did Not Vote |
5.3 | Reelect Igor Landau to the Supervisory Board | Management | For | Did Not Vote |
5.4 | Reelect Willi Schwerdtle to the Supervisory Board | Management | For | Did Not Vote |
5.5 | Elect Katja Kraus to the Supervisory Board | Management | For | Did Not Vote |
5.6 | Elect Kathrin Menges to the Supervisory Board | Management | For | Did Not Vote |
6 | Ammend Articles Re: Compensation of Supervisory Board Members | Management | For | Did Not Vote |
7 | Approve Issuance of Warrants/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 12.5 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
9 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
10a | Ratify KMPG as Auditors for Fiscal 2014 | Management | For | Did Not Vote |
10b | Ratify KMPG as Auditors for the 2014 Half Year Report | Management | For | Did Not Vote |
AIA GROUP LTD. Meeting Date: MAY 09, 2014 Record Date: MAY 02, 2014 Meeting Type: ANNUAL | ||||
Ticker: 01299 Security ID: Y002A1105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Elect Mohamed Azman Yahya as Director | Management | For | For |
4 | Elect Edmund Sze-Wing Tse as Director | Management | For | For |
5 | Elect Jack Chak-Kwong So as Director | Management | For | For |
6 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7c | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
8 | Adopt New Articles of Association | Management | For | For |
AMADEUS IT HOLDINGS SA Meeting Date: JUN 25, 2014 Record Date: JUN 20, 2014 Meeting Type: ANNUAL | ||||
Ticker: AMS Security ID: E04908112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Discharge of Board | Management | For | For |
4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
5 | Amend Article 35 Re: Director Term | Management | For | For |
6.1 | Reelect Jose Antonio Tazon Garcia as Director | Management | For | For |
6.2 | Reelect David Gordon Comyn Webster as Director | Management | For | For |
6.3 | Reelect Francesco Loredan as Director | Management | For | For |
6.4 | Reelect Stuart Anderson McAlpine as Director | Management | For | For |
6.5 | Reelect Enrique Dupuy de Lome Chavarri as Director | Management | For | For |
6.6 | Reelect Pierre-Henri Gourgeon as Director | Management | For | For |
6.7 | Elect Marc Verspyck as Director | Management | For | For |
6.8 | Ratify Appointment of and Elect Roland Busch as Director | Management | For | For |
6.9 | Elect Luis Maroto Camino as Director | Management | For | For |
7 | Advisory Vote on Remuneration Policy Report | Management | For | For |
8.1 | Approve Remuneration of Directors | Management | For | For |
8.2 | Approve Remuneration of Executive Directors | Management | For | For |
9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
ANHEUSER-BUSCH INBEV SA Meeting Date: APR 30, 2014 Record Date: APR 16, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: ABI Security ID: B6399C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options | Management | For | For |
A2a | Receive Special Board Report Re: Authorized Capital | Management | None | None |
A2b | Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital | Management | For | For |
B1a | Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital | Management | For | Against |
B1b | Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a | Management | For | Against |
C1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
C2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
C3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
C4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share | Management | For | For |
C5 | Approve Discharge of Directors | Management | For | For |
C6 | Approve Discharge of Auditors | Management | For | For |
C7a | Reelect Kees Storm as Independent Director | Management | For | Against |
C7b | Reelect Mark Winkelman as Independent Director | Management | For | For |
C7c | Reelect Alexandre Van Damme as Director | Management | For | Against |
C7d | Reelect Gregoire de Spoelberch as Director | Management | For | Against |
C7e | Reelect Carlos Alberto de Veiga Sicupera as Director | Management | For | Against |
C7f | Reelect Marcel Herrmann Telles as Director | Management | For | Against |
C7g | Elect Paulo Lemann as Director | Management | For | Against |
C7h | Elect Alexandre Behring as Director | Management | For | Against |
C7i | Elect Elio Leoni Sceti as Independent Director | Management | For | For |
C7j | Elect Maria Asuncion Aramburuzabala Larregui as Director | Management | For | Against |
C7k | Elect Valentin Diez Morodo as Director | Management | For | Against |
C8a | Approve Remuneration Report | Management | For | Against |
C8b | Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors | Management | For | Against |
D1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
ARM HOLDINGS PLC Meeting Date: MAY 01, 2014 Record Date: APR 29, 2014 Meeting Type: ANNUAL | ||||
Ticker: ARM Security ID: G0483X122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Remuneration Policy | Management | For | For |
5 | Elect Stuart Chambers as Director | Management | For | For |
6 | Re-elect Simon Segars as Director | Management | For | For |
7 | Re-elect Andy Green as Director | Management | For | For |
8 | Re-elect Larry Hirst as Director | Management | For | For |
9 | Re-elect Mike Muller as Director | Management | For | For |
10 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
11 | Re-elect Janice Roberts as Director | Management | For | For |
12 | Re-elect Tim Score as Director | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Approve Increase in the Limit on Directors' Remuneration | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ASML HOLDING NV Meeting Date: APR 23, 2014 Record Date: MAR 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: ASML Security ID: N07059202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
3 | Discuss the Remuneration Policy 2010 for Management Board Members | Management | None | None |
4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Discharge of Management Board | Management | For | For |
6 | Approve Discharge of Supervisory Board | Management | For | For |
7 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
8 | Approve Dividends of EUR 0.61 Per Ordinary Share | Management | For | For |
9 | Amend Remuneration Policy for Management Board Members | Management | For | For |
10 | Approve Performance Share Arrangement According to Remuneration Policy | Management | For | For |
11 | Approve Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
12 | Announce Intention to Reappoint P.T.F.M. Wennink, M.A.van den Brink, F.J.M. Schneider-Maunoury, and W.U. Nickl to management Board | Management | None | None |
13a | Reelect F.W. Frohlich to Supervisory Board | Management | For | For |
13b | Elect J.M.C. Stork to Supervisory Board | Management | For | For |
14 | Announcement of Retirement of Supervisory Board Members H.C.J. van den Burg and F.W. Frohlich by Rotation in 2015 | Management | None | None |
15 | Approve Remuneration of Supervisory Board | Management | For | For |
16 | Ratify Deloitte as Auditors | Management | For | For |
17a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
17b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 17a | Management | For | For |
17c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
17d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 17c | Management | For | For |
18a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
18b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
19 | Authorize Cancellation of Repurchased Shares | Management | For | For |
20 | Other Business (Non-Voting) | Management | None | None |
21 | Close Meeting | Management | None | None |
AVIVA PLC Meeting Date: APR 30, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: AV. Security ID: G0683Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Elect Patricia Cross as Director | Management | For | For |
6 | Elect Michael Mire as Director | Management | For | For |
7 | Elect Thomas Stoddard as Director | Management | For | For |
8 | Re-elect Glyn Barker as Director | Management | For | For |
9 | Re-elect Michael Hawker as Director | Management | For | For |
10 | Re-elect Gay Huey Evans as Director | Management | For | For |
11 | Re-elect John McFarlane as Director | Management | For | For |
12 | Re-elect Sir Adrian Montague as Director | Management | For | For |
13 | Re-elect Bob Stein as Director | Management | For | For |
14 | Re-elect Scott Wheway as Director | Management | For | For |
15 | Re-elect Mark Wilson as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Approve EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise Market Purchase of Preference Shares | Management | For | For |
23 | Authorise Market Purchase of Preference Shares | Management | For | For |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. Meeting Date: MAR 13, 2014 Record Date: MAR 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: BBVA Security ID: E11805103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For |
2.1 | Reelect Tomas Alfaro Drake as Director | Management | For | For |
2.2 | Reelect Carlos Loring Martinez de Irujo as Director | Management | For | For |
2.3 | Reelect Jose Luis Palao Garcia-Suelto as Director | Management | For | For |
2.4 | Reelect Susana Rodriguez Vidarte as Director | Management | For | For |
2.5 | Ratify Appointment of and Elect Jose Manuel Gonzalez-Paramo Martinez-Murillo as Director | Management | For | For |
2.6 | Appoint Lourdes Maiz Carro as Director | Management | For | For |
3 | Authorize Share Repurchase Program | Management | For | For |
4.1 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
4.2 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
4.3 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
4.4 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
5 | Approve Deferred Share Bonus Plan for FY 2014 | Management | For | For |
6 | Fix Maximum Variable Compensation Ratio | Management | For | For |
7 | Renew Appointment of Deloitte as Auditor | Management | For | For |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
9 | Advisory Vote on Remuneration Policy Report | Management | For | For |
BRIDGESTONE CORP. Meeting Date: MAR 25, 2014 Record Date: DEC 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 5108 Security ID: J04578126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2.1 | Elect Director Tsuya, Masaaki | Management | For | For |
2.2 | Elect Director Nishigai, Kazuhisa | Management | For | For |
2.3 | Elect Director Morimoto, Yoshiyuki | Management | For | For |
2.4 | Elect Director Zaitsu, Narumi | Management | For | For |
2.5 | Elect Director Tachibana Fukushima, Sakie | Management | For | For |
2.6 | Elect Director Murofushi, Kimiko | Management | For | For |
2.7 | Elect Director Scott Trevor Davis | Management | For | For |
2.8 | Elect Director Okina, Yuri | Management | For | For |
3 | Appoint Statutory Auditor Tsuji, Masahito | Management | For | For |
4 | Approve Deep Discount Stock Option Plan | Management | For | For |
BURBERRY GROUP PLC Meeting Date: JUL 12, 2013 Record Date: JUL 10, 2013 Meeting Type: ANNUAL | ||||
Ticker: BRBY Security ID: G1699R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Sir John Peace as Director | Management | For | For |
5 | Re-elect Angela Ahrendts as Director | Management | For | For |
6 | Re-elect Philip Bowman as Director | Management | For | For |
7 | Re-elect Ian Carter as Director | Management | For | For |
8 | Re-elect Stephanie George as Director | Management | For | For |
9 | Re-elect John Smith as Director | Management | For | For |
10 | Re-elect David Tyler as Director | Management | For | For |
11 | Elect Carol Fairweather as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise EU Political Donations and Expenditure | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CANADIAN NATIONAL RAILWAY COMPANY Meeting Date: APR 23, 2014 Record Date: MAR 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: CNR Security ID: 136375102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Charles Baillie | Management | For | For |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director Gordon D. Giffin | Management | For | For |
1.4 | Elect Director Edith E. Holiday | Management | For | For |
1.5 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1.6 | Elect Director Denis Losier | Management | For | For |
1.7 | Elect Director Edward C. Lumley | Management | For | For |
1.8 | Elect Director Kevin G. Lynch | Management | For | For |
1.9 | Elect Director Claude Mongeau | Management | For | For |
1.10 | Elect Director James E. O'Connor | Management | For | For |
1.11 | Elect Director Robert Pace | Management | For | For |
1.12 | Elect Director Robert L. Phillips | Management | For | For |
1.13 | Elect Director Laura Stein | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CARNIVAL PLC Meeting Date: APR 17, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: CCL Security ID: G19081101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Micky Arison as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
2 | Re-elect Sir Jonathon Band as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
3 | Re-elect Arnold Donald as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
4 | Re-elect Richard Glasier as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
5 | Re-elect Debra Kelly-Ennis as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
6 | Re-elect Sir John Parker as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
7 | Re-elect Stuart Subotnick as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
8 | Re-elect Laura Weil as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
9 | Re-elect Randall Weisenburger as Director of Carnival Corporation and as a Director of Carnival plc | Management | For | For |
10 | Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation | Management | For | For |
11 | Authorise the Audit Committee of Carnival plc to Fix Remuneration of Auditors | Management | For | For |
12 | Accept Financial Statements and Statutory Reports | Management | For | For |
13 | Advisory Vote to Approve Compensation of the Named Executive Officers | Management | For | Against |
14 | Approve Remuneration Report | Management | For | Against |
15 | Approve Remuneration Policy | Management | For | Against |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Approve Employee Share Plan | Management | For | For |
CHINA MOBILE LIMITED Meeting Date: MAY 22, 2014 Record Date: MAY 16, 2014 Meeting Type: ANNUAL | ||||
Ticker: 00941 Security ID: Y14965100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Xi Guohua as Director | Management | For | For |
3b | Elect Sha Yuejia as Director | Management | For | For |
3c | Elect Liu Aili as Director | Management | For | For |
4a | Elect Lo Ka Shui as Director | Management | For | For |
4b | Elect Paul Chow Man Yiu as Director | Management | For | For |
5 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
9 | Amend Articles of Association | Management | For | For |
CNOOC LTD. Meeting Date: NOV 27, 2013 Record Date: NOV 21, 2013 Meeting Type: SPECIAL | ||||
Ticker: 00883 Security ID: Y1662W117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Non-exempt Continuing Connected Transactions | Management | For | For |
2 | Approve Proposed Caps for Each Category of the Non-exempt Continuing Connected Transactions | Management | For | For |
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN Meeting Date: MAY 16, 2014 Record Date: MAY 12, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: ML Security ID: F61824144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 2.50 per Share | Management | For | For |
3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Advisory Vote on Compensation of Jean-Dominique Senard, General Manager | Management | For | For |
7 | Reelect Laurence Parisot as Supervisory Board Member | Management | For | For |
8 | Reelect Pat Cox as Supervisory Board Member | Management | For | For |
9 | Elect Cyrille Poughon as Supervisory Board Member | Management | For | For |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 420,000 | Management | For | For |
11 | Approve Issuance of Securities Convertible into Debt, up to an Aggregate Amount of EUR 1 Billion | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 130 Million | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 37.15 Million | Management | For | For |
14 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 37.15 Million | Management | For | For |
15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
16 | Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers and Future Acquisitions | Management | For | For |
18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
19 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 130 Million | Management | For | For |
20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
DEUTSCHE BANK AG Meeting Date: MAY 22, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: DBK Security ID: D18190898 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | Did Not Vote |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
8 | Fix Maximum Variable Compensation Ratio for Management Board Members to 200 Percent of Fixed Remuneration | Management | For | Did Not Vote |
9 | Fix Maximum Variable Compensation Ratio for Key Employees to 200 Percent of Fixed Remuneration | Management | For | Did Not Vote |
10 | Approve Remuneration of Supervisory Board Committees | Management | For | Did Not Vote |
11 | Approve Creation of EUR 256 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
12 | Approve Issuance of Convertible and Warrant-Linked Bonds, Participation Certificates, and Other Hybrid Notes without Preemptive Rights up to Nominal Amount of EUR 12 Billion; Approve EUR 256 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
13 | Authorize Issuance of Participation Certificates and Other Hybrid Notes up to Aggregate Nominal Value of EUR 12 Billion | Management | For | Did Not Vote |
14 | Approve Affiliation Agreements with Subsidiary Deutsche Immobilien Leasing GmbH | Management | For | Did Not Vote |
15 | Approve Affiliation Agreements with Subsidiary Deutsche Bank (Europe) GmbH | Management | For | Did Not Vote |
EMBRAER SA Meeting Date: APR 16, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: EMBR3 Security ID: 29082A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Fiscal Council Members | Management | For | For |
4 | Approve Remuneration of Company's Management | Management | For | For |
5 | Approve Remuneration of Fiscal Council | Management | For | For |
FANUC CORP. Meeting Date: JUN 27, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: 6954 Security ID: J13440102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 93.26 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3.1 | Elect Director Inaba, Yoshiharu | Management | For | For |
3.2 | Elect Director Yamaguchi, Kenji | Management | For | For |
3.3 | Elect Director Uchida, Hiroyuki | Management | For | For |
3.4 | Elect Director Gonda, Yoshihiro | Management | For | For |
3.5 | Elect Director Inaba, Kiyonori | Management | For | For |
3.6 | Elect Director Matsubara, Shunsuke | Management | For | For |
3.7 | Elect Director Noda, Hiroshi | Management | For | For |
3.8 | Elect Director Kohari, Katsuo | Management | For | For |
3.9 | Elect Director Okada, Toshiya | Management | For | For |
3.10 | Elect Director Richard E. Schneider | Management | For | For |
3.11 | Elect Director Olaf C. Gehrels | Management | For | For |
3.12 | Elect Director Ono, Masato | Management | For | For |
4 | Appoint Statutory Auditor Sumikawa, Masaharu | Management | For | For |
5 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
FRESENIUS MEDICAL CARE AG & CO. KGAA Meeting Date: MAY 15, 2014 Record Date: APR 23, 2014 Meeting Type: ANNUAL | ||||
Ticker: FME Security ID: D2734Z107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.77 per Share | Management | For | For |
3 | Approve Discharge of Personally Liable Partner for Fiscal 2013 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | For |
6 | Amend Affiliation Agreements with Subsidiary Fresenius Medical Care Beteiligungsgesellschaft mbH | Management | For | For |
GILEAD SCIENCES, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: GILD Security ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Etienne F. Davignon | Management | For | For |
1c | Elect Director Carla A. Hills | Management | For | For |
1d | Elect Director Kevin E. Lofton | Management | For | For |
1e | Elect Director John W. Madigan | Management | For | For |
1f | Elect Director John C. Martin | Management | For | For |
1g | Elect Director Nicholas G. Moore | Management | For | For |
1h | Elect Director Richard J. Whitley | Management | For | For |
1i | Elect Director Gayle E. Wilson | Management | For | For |
1j | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Abstain |
H & M HENNES & MAURITZ Meeting Date: APR 29, 2014 Record Date: APR 23, 2014 Meeting Type: ANNUAL | ||||
Ticker: HM B Security ID: W41422101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Receive President's Report; Allow Questions | Management | None | None |
4 | Prepare and Approve List of Shareholders | Management | For | For |
5 | Approve Agenda of Meeting | Management | For | For |
6 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
7 | Acknowledge Proper Convening of Meeting | Management | For | For |
8a | Receive Financial Statements and Statutory Reports | Management | None | None |
8b | Receive Auditor Report | Management | None | None |
8c | Receive Chairman Report | Management | None | None |
8d | Receive Nominating Committee Report | Management | None | None |
9a | Accept Financial Statements and Statutory Reports | Management | For | For |
9b | Approve Allocation of Income and Dividends of SEK 9.50 Per Share | Management | For | For |
9c | Approve Discharge of Board and President | Management | For | For |
10 | Determine Number of Members (8) and Deputy Members of Board (0) | Management | For | For |
11 | Approve Remuneration of Directors in the Amount of SEK 1.500,000 for Chairman, SEK 525,000 for the Other Directors; Approve Remuneration of Auditors | Management | For | For |
12 | Reelect Anders Dahlvig, Lottie Knutson, Sussi Kvart, Stefan Persson, Melker Schorling, and Christian Sievert; Elect Lena Patriksson Keller, and Niklas Zennstrom as New Directors | Management | For | For |
13 | Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson to the Nominating Committee; Approve Nominating Committee Guidelines | Management | For | For |
14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
15 | Close Meeting | Management | None | None |
HONG KONG EXCHANGES AND CLEARING LTD Meeting Date: APR 16, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: 00388 Security ID: Y3506N139 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Kwok Chi Piu, Bill as Director | Management | For | For |
3b | Elect Lee Kwan Ho, Vincent Marshall as Director | Management | For | For |
4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7a | Approve Remuneration Payable to the Chairman and Other Non-executive Directors | Management | For | For |
7b | Approve Remuneration Payable to the Chairman and Members of the Audit Committee, and Remuneration Payable to the Chairman and Members of Executive Committee, Investment Advisory Committee, and Remuneration Committee | Management | For | For |
8 | Adopt New Articles of Association | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Meeting Date: SEP 10, 2013 Record Date: AUG 09, 2013 Meeting Type: SPECIAL | ||||
Ticker: 01398 Security ID: Y3990B112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Payment of Remuneration to Directors and Supervisors | Management | For | For |
2 | Elect Yi Xiqun as Director | Management | For | For |
3 | Elect Fu Zhongjun as Director | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Meeting Date: APR 15, 2014 Record Date: MAR 14, 2014 Meeting Type: SPECIAL | ||||
Ticker: 01398 Security ID: Y3990B112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Zhang Hongli as Director | Management | For | For |
2 | Approve 2014 Fixed Assets Investment Budget | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Meeting Date: JUN 06, 2014 Record Date: MAY 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: 01398 Security ID: Y3990B112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Work Report of the Board of Directors | Management | For | For |
2 | Accept Work Report of the Board of Supervisors | Management | For | For |
3 | Elect Zhao Lin as Shareholder Supervisor | Management | For | For |
4 | Accept 2013 Audited Accounts | Management | For | For |
5 | Approve 2013 Profit Distribution Plans | Management | For | For |
6 | Approve Proposal on Launching the Engagement of Accounting Firm for 2014 | Management | For | For |
ING GROEP NV Meeting Date: MAY 12, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: INGA Security ID: N4578E413 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Announcements | Management | None | None |
2a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
2c | Discuss Remuneration Report | Management | None | None |
2d | Approve Amendments to Remuneration Policy for Management Board Members | Management | For | For |
2e | Adopt Financial Statements | Management | For | For |
3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4a | Discussion on Company's Corporate Governance Structure | Management | None | None |
4b | Increase Share Capital by EUR 13 Billion by Reduction in Share Premium Reserve and Increase Nominal per Share | Management | For | For |
4c | Decrease Share Capital by EUR 13 Billion by Reduction in Nominal Value per Share and With Repayment of Capital in Kind to Shareholders | Management | For | For |
4d | Amend Articles Re: Representation of the Board | Management | For | For |
5 | Receive Announcements on Sustainability | Management | None | None |
6a | Approve Discharge of Management Board | Management | For | For |
6b | Approve Discharge of Supervisory Board | Management | For | For |
7 | Elect Eric Boyer de la Giroday to Supervisory Board | Management | For | For |
8a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
8b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
9a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring | Management | For | For |
10 | Other Business (Non-Voting) and Closing | Management | None | None |
INTESA SANPAOLO SPA Meeting Date: MAY 08, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: ISP Security ID: T55067101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income through Partial Distribution of Reserves | Management | For | For |
2a | Approve Remuneration Report | Management | For | For |
2b | Approve Leveraged Employee Co-Investment Plan 2014 | Management | For | For |
2c | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
1 | Amend Company Bylaws Re: Article 5 (Equity-Plan Related) | Management | For | For |
2 | Approve Equity Plan Financing | Management | For | For |
JAPAN EXCHANGE GROUP INC. Meeting Date: JUN 17, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: 8697 Security ID: J2740B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hayashi, Masakazu | Management | For | For |
1.2 | Elect Director Saito, Atsushi | Management | For | For |
1.3 | Elect Director Yoneda, Michio | Management | For | For |
1.4 | Elect Director Kiyota, Akira | Management | For | For |
1.5 | Elect Director Yamaji, Hiromi | Management | For | For |
1.6 | Elect Director Christina L. Ahmadjian | Management | For | For |
1.7 | Elect Director Okuda, Tsutomu | Management | For | For |
1.8 | Elect Director Kubori, Hideaki | Management | For | For |
1.9 | Elect Director Tomonaga, Michiko | Management | For | For |
1.10 | Elect Director Hirose, Masayuki | Management | For | For |
1.11 | Elect Director Honda, Katsuhiko | Management | For | For |
1.12 | Elect Director Matsuo, Kunihiro | Management | For | For |
1.13 | Elect Director Morimoto, Shigeru | Management | For | For |
1.14 | Elect Director Charle Ditmars Lake II | Management | For | For |
JAPAN TOBACCO INC Meeting Date: JUN 24, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: 2914 Security ID: J27869106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
2 | Amend Articles To Change Fiscal Year End | Management | For | For |
3.1 | Elect Director Tango, Yasutake | Management | For | For |
3.2 | Elect Director Koizumi, Mitsuomi | Management | For | For |
3.3 | Elect Director Shingai, Yasushi | Management | For | For |
3.4 | Elect Director Okubo, Noriaki | Management | For | For |
3.5 | Elect Director Saeki, Akira | Management | For | For |
3.6 | Elect Director Miyazaki, Hideki | Management | For | For |
3.7 | Elect Director Oka, Motoyuki | Management | For | For |
3.8 | Elect Director Koda, Main | Management | For | For |
4 | Appoint Alternate Statutory Auditor Masaki, Michio | Management | For | For |
5 | Approve Alternate Income Allocation, with a Final Dividend of JPY 150 | Shareholder | Against | Against |
6 | Authorize Share Repurchase of Up To 200 Million Shares in the Coming Year | Shareholder | Against | For |
7 | Amend Articles to Allow Binding Shareholder Meeting Resolutions on Cancellation of Treasury Shares | Shareholder | Against | For |
8 | Cancel the Company's Treasury Shares | Shareholder | Against | For |
9 | Amend Articles to Allow Shareholder Meetings to Resolve on Share Warrants | Shareholder | Against | Against |
JULIUS BAER GRUPPE AG Meeting Date: APR 09, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: BAER Security ID: H4414N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
1.2 | Approve Remuneration Report | Management | For | For |
2 | Approve Allocation of Income and Dividends of CHF 0.60 per Share | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1.1 | Reelect Daniel Sauter as Director | Management | For | For |
4.1.2 | Reelect Gilbert Achermann as Director | Management | For | For |
4.1.3 | Reelect Andreas Amschwand as Director | Management | For | For |
4.1.4 | Reelect Heinrich Baumann as Director | Management | For | For |
4.1.5 | Reelect Claire Giraut as Director | Management | For | For |
4.1.6 | Reelect Gareth Penny as Director | Management | For | For |
4.1.7 | Reelect Charles Stonehill as Director | Management | For | For |
4.2 | Elect Daniel Sauter as Board Chairman | Management | For | For |
4.3.1 | Appoint Gilbert Achermann as Member of the Compensation Committee | Management | For | For |
4.3.2 | Appoint Heinrich Baumann as Member of the Compensation Committee | Management | For | For |
4.3.3 | Appoint Gareth Penny as Member of the Compensation Committee | Management | For | For |
5 | Ratify KPMG AG as Auditors | Management | For | For |
6 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
7 | Designate Marc Nater as Independent Proxy | Management | For | For |
KINGFISHER PLC Meeting Date: JUN 12, 2014 Record Date: JUN 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: KGF Security ID: G5256E441 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Daniel Bernard as Director | Management | For | For |
6 | Re-elect Andrew Bonfield as Director | Management | For | For |
7 | Re-elect Pascal Cagni as Director | Management | For | For |
8 | Re-elect Clare Chapman as Director | Management | For | For |
9 | Re-elect Sir Ian Cheshire as Director | Management | For | For |
10 | Re-elect Anders Dahlvig as Director | Management | For | For |
11 | Re-elect Janis Kong as Director | Management | For | For |
12 | Re-elect Kevin O'Byrne as Director | Management | For | For |
13 | Re-elect Mark Seligman as Director | Management | For | For |
14 | Re-elect Philippe Tible as Director | Management | For | For |
15 | Re-elect Karen Witts as Director | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
23 | Adopt New Articles of Association | Management | For | For |
24 | Approve Incentive Share Plan | Management | For | For |
KONE CORPORATION Meeting Date: DEC 02, 2013 Record Date: NOV 20, 2013 Meeting Type: SPECIAL | ||||
Ticker: KNEBV Security ID: X4551T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
4 | Acknowledge Proper Convening of Meeting | Management | For | For |
5 | Prepare and Approve List of Shareholders | Management | For | For |
6 | Approve Special Dividends | Management | For | For |
7 | Approve 2:1 Stock Split | Management | For | For |
8 | Close Meeting | Management | None | None |
KONE CORPORATION Meeting Date: FEB 24, 2014 Record Date: FEB 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: KNEBV Security ID: X4551T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
4 | Acknowledge Proper Convening of Meeting | Management | For | For |
5 | Prepare and Approve List of Shareholders | Management | For | For |
6 | Receive Financial Statements and Statutory Reports; Receive Board's and Auditor's Reports; Receive CEO's Review | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | For |
8 | Approve Allocation of Income and Dividends of EUR 0.9975 per Class A Share and EUR 1.00 per Class B Share | Management | For | For |
9 | Approve Discharge of Board and President | Management | For | For |
10 | Approve Remuneration of Directors in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, EUR 33,000 for Other Directors, and EUR 16,500 for Deputy Members; Approve Attendance Fees for Board and Committee Work | Management | For | For |
11 | Fix Number of Directors at Nine; Fix Number of Deputy Members at One | Management | For | For |
12 | Reelect Shinichiro Akiba, Matti Alahuhta, Anne Brunila, Antti Herlin, Jussi Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, and Sirpa Pietikainenas Directors, and Elect Ravi Kant as New Director; Elect Iiris Herlin as New Deputy Member | Management | For | Against |
13 | Approve Remuneration of Auditors | Management | For | For |
14 | Fix Number of Auditors at Two | Management | For | For |
15 | Ratify PricewaterhouseCoopers Oy and Heikki Lassila as Auditors | Management | For | For |
16 | Authorize Share Repurchase Program | Management | For | For |
17 | Close Meeting | Management | None | None |
KUBOTA CORP. Meeting Date: JUN 20, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: 6326 Security ID: J36662138 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Masumoto, Yasuo | Management | For | For |
1.2 | Elect Director Kimata, Masatoshi | Management | For | For |
1.3 | Elect Director Kubo, Toshihiro | Management | For | For |
1.4 | Elect Director Kimura, Shigeru | Management | For | For |
1.5 | Elect Director Ogawa, Kenshiro | Management | For | For |
1.6 | Elect Director Kitao, Yuuichi | Management | For | For |
1.7 | Elect Director Funo, Yukitoshi | Management | For | For |
1.8 | Elect Director Matsuda, Yuzuru | Management | For | For |
2.1 | Appoint Statutory Auditor Sakamoto, Satoru | Management | For | For |
2.2 | Appoint Statutory Auditor Fukuyama, Toshikazu | Management | For | For |
3 | Approve Annual Bonus Payment to Directors | Management | For | For |
L AIR LIQUIDE Meeting Date: MAY 07, 2014 Record Date: APR 30, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: AI Security ID: F01764103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.55 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Reelect Benoit Potier as Director | Management | For | For |
6 | Reelect Paul Skinner as Director | Management | For | For |
7 | Reelect Jean-Paul Agon as Director | Management | For | For |
8 | Elect Sin Leng Low as Director | Management | For | For |
9 | Elect Annette Winkler as Director | Management | For | For |
10 | Approve Agreement with Benoit Potier | Management | For | For |
11 | Approve Agreement with Pierre Dufour | Management | For | For |
12 | Advisory Vote on Compensation of Benoit Potier | Management | For | For |
13 | Advisory Vote on Compensation of Pierre Dufour | Management | For | For |
14 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1 Million | Management | For | For |
15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
16 | Authorize Capitalization of Reserves of Up to EUR 250 Million for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Amend Article 11 of Bylaws Re: Employee Shareholder Representatives | Management | For | For |
18 | Amend Article 13 of Bylaws Re: Lead Director | Management | For | For |
19 | Amend Article 21 of Bylaws Re: Allocation of Income | Management | For | For |
20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
LIBERTY GLOBAL PLC Meeting Date: JAN 30, 2014 Record Date: DEC 13, 2013 Meeting Type: SPECIAL | ||||
Ticker: LBTYA Security ID: G5480U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | Against |
2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
LIBERTY GLOBAL PLC Meeting Date: JUN 26, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: LBTYK Security ID: G5480U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Miranda Curtis | Management | For | Against |
2 | Elect Director John W. Dick | Management | For | For |
3 | Elect Director J.C. Sparkman | Management | For | For |
4 | Elect Director J. David Wargo | Management | For | For |
5 | Approve Remuneration Policy | Management | For | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Approve Remuneration Report | Management | For | Against |
9 | Ratify KPMG LLP as Independent Auditors | Management | For | For |
10 | Ratify KPMG LLP as Statutory Auditor | Management | For | For |
11 | Authorize Audit Committee to Fix Remuneration of Statutory Auditors | Management | For | For |
LULULEMON ATHLETICA INC. Meeting Date: JUN 11, 2014 Record Date: APR 23, 2014 Meeting Type: ANNUAL | ||||
Ticker: LULU Security ID: 550021109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Casey | Management | For | For |
1.2 | Elect Director RoAnn Costin | Management | For | For |
1.3 | Elect Director Laurent Potdevin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
LVMH MOET HENNESSY LOUIS VUITTON Meeting Date: APR 10, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: MC Security ID: F58485115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
4 | Approve Allocation of Income and Dividends of EUR 3.10 per Share | Management | For | For |
5 | Reelect Delphine Arnault as Director | Management | For | Against |
6 | Reelect Nicolas Bazire as Director | Management | For | Against |
7 | Reelect Antonio Belloni as Director | Management | For | Against |
8 | Reelect Diego Della Valle as Director | Management | For | For |
9 | Reelect Pierre Gode as Director | Management | For | Against |
10 | Reelect Marie-Josee Kravis as Director | Management | For | For |
11 | Renew Appointment Paolo Bulgari as Censor | Management | For | Against |
12 | Renew Appointment Patrick Houel as Censor | Management | For | Against |
13 | Renew Appointment Felix G. Rohatyn as Censor | Management | For | Against |
14 | Elect Marie-Laure Sauty de Chalon as Director | Management | For | For |
15 | Advisory Vote on Compensation of Bernard Arnault | Management | For | Against |
16 | Advisory Vote on Compensation of Antonio Belloni | Management | For | Against |
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
18 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
19 | Approve Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
20 | Pursuant to Item Above, Adopt New Bylaws | Management | For | For |
MASTERCARD INCORPORATED Meeting Date: JUN 03, 2014 Record Date: APR 09, 2014 Meeting Type: ANNUAL | ||||
Ticker: MA Security ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Nancy J. Karch | Management | For | For |
1i | Elect Director Marc Olivie | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Jackson P. Tai | Management | For | For |
1m | Elect Director Edward Suning Tian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MITSUBISHI ESTATE CO LTD Meeting Date: JUN 27, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: 8802 Security ID: J43916113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
2.1 | Elect Director Kimura, Keiji | Management | For | For |
2.2 | Elect Director Sugiyama, Hirotaka | Management | For | For |
2.3 | Elect Director Yanagisawa, Yutaka | Management | For | For |
2.4 | Elect Director Kazama, Toshihiko | Management | For | For |
2.5 | Elect Director Kato, Jo | Management | For | For |
2.6 | Elect Director Aiba, Naoto | Management | For | For |
2.7 | Elect Director Ono, Masamichi | Management | For | For |
2.8 | Elect Director Okusa, Toru | Management | For | For |
2.9 | Elect Director Tanisawa, Junichi | Management | For | For |
2.10 | Elect Director Matsuhashi, Isao | Management | For | For |
2.11 | Elect Director Tokiwa, Fumikatsu | Management | For | For |
2.12 | Elect Director Gomi, Yasumasa | Management | For | For |
2.13 | Elect Director Tomioka, Shuu | Management | For | For |
3 | Appoint Statutory Auditor Matsuo, Kenji | Management | For | Against |
MITSUBISHI UFJ FINANCIAL GROUP Meeting Date: JUN 27, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: 8306 Security ID: J44497105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 9 | Management | For | For |
2.1 | Elect Director Sono, Kiyoshi | Management | For | For |
2.2 | Elect Director Wakabayashi, Tatsuo | Management | For | For |
2.3 | Elect Director Hirano, Nobuyuki | Management | For | For |
2.4 | Elect Director Tanaka, Masaaki | Management | For | For |
2.5 | Elect Director Yuuki, Taihei | Management | For | For |
2.6 | Elect Director Kagawa, Akihiko | Management | For | For |
2.7 | Elect Director Kuroda, Tadashi | Management | For | For |
2.8 | Elect Director Nagaoka, Takashi | Management | For | For |
2.9 | Elect Director Okamoto, Junichi | Management | For | For |
2.10 | Elect Director Noguchi, Hiroyuki | Management | For | For |
2.11 | Elect Director Okuda, Tsutomu | Management | For | For |
2.12 | Elect Director Araki, Ryuuji | Management | For | For |
2.13 | Elect Director Okamoto, Kunie | Management | For | For |
2.14 | Elect Director Kawamoto, Yuuko | Management | For | For |
2.15 | Elect Director Matsuyama, Haruka | Management | For | For |
3 | Appoint Statutory Auditor Sato, Yukihiro | Management | For | Against |
4 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
NESTLE SA Meeting Date: APR 10, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: NESN Security ID: H57312649 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Approve Allocation of Income and Dividends of CHF 2.15 per Share | Management | For | For |
4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
5.1a | Reelect Peter Brabeck-Letmathe as Director | Management | For | For |
5.1b | Reelect Paul Bulcke as Director | Management | For | For |
5.1c | Reelect Andreas Koopmann as Director | Management | For | For |
5.1d | Reelect Rolf Haenggi as Director | Management | For | For |
5.1e | Reelect Beat Hess as Director | Management | For | For |
5.1f | Reelect Daniel Borel as Director | Management | For | For |
5.1g | Reelect Steven Hoch as Director | Management | For | For |
5.1h | Reelect Naina Lal Kidwai as Director | Management | For | For |
5.1i | Reelect Titia de Lange as Director | Management | For | For |
5.1j | Reelect Jean-Pierre Roth as Director | Management | For | For |
5.1k | Reelect Ann Veneman as Director | Management | For | For |
5.1l | Reelect Henri de Castries as Director | Management | For | For |
5.1m | Reelect Eva Cheng as Director | Management | For | For |
5.2 | Elect Peter Brabeck-Letmathe as Board Chairman | Management | For | For |
5.3.1 | Appoint Beat Hess as Member of the Compensation Committee | Management | For | For |
5.3.2 | Appoint Daniel Borel as Member of the Compensation Committee | Management | For | For |
5.3.3 | Appoint Andreas Koopmann as Member of the Compensation Committee | Management | For | For |
5.3.4 | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Management | For | For |
5.4 | Ratify KMPG SA as Auditors | Management | For | For |
5.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
NOVARTIS AG Meeting Date: FEB 25, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: NOVN Security ID: H5820Q150 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Approve Allocation of Income and Dividends of CHF 2.45 per Share | Management | For | For |
4.1 | Approve Remuneration of Directors in the Amount of CHF 8.0 Million (Non-Binding) | Management | For | For |
4.2 | Approve Remuneration of Executive Committee in the Amount of CHF 67.7 Million for Performance Cycle 2013 (Non-Binding) | Management | For | For |
5.1 | Reelect Joerg Reinhardt as Director and Chairman of the Board of Directors | Management | For | For |
5.2 | Reelect Dimitri Azar as Director | Management | For | For |
5.3 | Reelect Verena Briner as Director | Management | For | For |
5.4 | Reelect Srikant Datar as Director | Management | For | For |
5.5 | Reelect Ann Fudge as Director | Management | For | For |
5.6 | Reelect Pierre Landolt as Director | Management | For | For |
5.7 | Reelect Ulrich Lehner as Director | Management | For | For |
5.8 | Reelect Andreas von Planta as Director | Management | For | For |
5.9 | Reelect Charles Sawyers as Director | Management | For | For |
5.10 | Reelect Enrico Vanni as Director | Management | For | For |
5.11 | Reelect William Winters as Director | Management | For | For |
6.1 | Elect Srikant Datar as Member of the Compensation Committee | Management | For | For |
6.2 | Elect Ann Fudge as Member of the Compensation Committee | Management | For | For |
6.3 | Elect Ulrich Lehner as Member of the Compensation Committee | Management | For | For |
6.4 | Elect Enrico Vanni as Member of the Compensation Committee | Management | For | For |
7 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
8 | Designate Peter Andreas Zahn as Independent Proxy | Management | For | For |
NOVO NORDISK A/S Meeting Date: MAR 20, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: NOVO B Security ID: K72807132 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3.1 | Approve Remuneration of Directors for 2013 in the Aggregate Amount of DKK 9.2 Million | Management | For | For |
3.2 | Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work | Management | For | For |
4 | Approve Allocation of Income and Dividends of DKK 4.5 Per Share | Management | For | For |
5.1 | Elect Goran Ando (Chairman) as Director | Management | For | For |
5.2 | Elect Jeppe Christiansen (Vice Chairman) as New Director | Management | For | For |
5.3a | Elect Bruno Angelici as Director | Management | For | For |
5.3b | Elect Liz Hewitt as Director | Management | For | For |
5.3c | Elect Thomas Koestler as Director | Management | For | For |
5.3d | Elect Helge Lund as Director | Management | For | For |
5.3e | Elect Hannu Ryopponen as Director | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7.1 | Approve DKK 20 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | For |
7.2 | Authorize Share Repurchase Program | Management | For | For |
7.3 | Approve Donation to the World Diabetes Foundation (WDF) of up to DKK 654 Million for the Years 2005-2024 | Management | For | For |
7.4.1 | Approve Publication of Annual Report in English | Management | For | For |
7.4.2 | Change Language of Annual Meeting to English | Management | For | For |
7.5 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
8.1 | Provide Financial Information in Notice to Convene AGM | Shareholder | Against | Against |
8.2 | Publish Annual Reports and Other Documents in Danish and Keep Them Public for at Least Five Years | Shareholder | Against | Against |
8.3 | Simplify Access to Documents Available on Company's Website | Shareholder | Against | Against |
8.4 | Require Refreshments to be Available During Annual General Meeting | Shareholder | Against | Against |
9 | Other Business | Management | None | None |
NXP SEMICONDUCTORS NV Meeting Date: MAY 20, 2014 Record Date: APR 22, 2014 Meeting Type: ANNUAL | ||||
Ticker: NXPI Security ID: N6596X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Discuss Remuneration Report | Management | None | None |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Adopt Financial Statements | Management | For | For |
2d | Approve Discharge of Board of Directors | Management | For | For |
3a | Reelect R.L. Clemmer as Executive Director | Management | For | For |
3b | Reelect P. Bonfield as Non-Executive Director | Management | For | For |
3c | Reelect J.P. Huth as as Non-Executive Director | Management | For | Against |
3d | Reelect K.A. Goldman as as Non-Executive Director | Management | For | For |
3e | Reelect M. Helmes as as Non-Executive Director | Management | For | For |
3f | Reelect J. Kaeser as as Non-Executive Director | Management | For | For |
3g | Reelect I. Loring as as Non-Executive Director | Management | For | For |
3h | Reelect E. Meurice as as Non-Executive Director | Management | For | For |
3i | Reelect J. Southern as as Non-Executive Director | Management | For | For |
3j | Elect R. Tsai as as Non-Executive Director | Management | For | For |
4 | Authorize Repurchase of Shares | Management | For | For |
5 | Approve Cancellation of Repurchased Shares | Management | For | For |
6 | Other Business (Non-Voting) | Management | None | None |
PENTAIR LTD. Meeting Date: MAY 20, 2014 Record Date: APR 30, 2014 Meeting Type: ANNUAL | ||||
Ticker: PNR Security ID: H6169Q108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Glynis A. Bryan | Management | For | For |
1b | Elect Director Jerry W. Burris | Management | For | For |
1c | Elect Director Carol Anthony (John) Davidson | Management | For | For |
1d | Elect Director T. Michael Glenn | Management | For | For |
1e | Elect Director David H.Y. Ho | Management | For | For |
1f | Elect Director Randall J. Hogan | Management | For | For |
1g | Elect Director David A. Jones | Management | For | For |
1h | Elect Director Ronald L. Merriman | Management | For | For |
1i | Elect Director William T. Monahan | Management | For | For |
1j | Elect Director Billie Ida Williamson | Management | For | For |
2 | Elect Randall J. Hogan as Board Chairman | Management | For | Against |
3a | Appoint David A. Jones as Member of the Compensation Committee | Management | For | For |
3b | Appoint Glynis A. Bryan as Member of the Compensation Committee | Management | For | For |
3c | Appoint T. Michael Glenn as Member of the Compensation Committee | Management | For | For |
3d | Appoint William T. Monahan as Member of the Compensation Committee | Management | For | For |
4 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | For |
5 | Accept Financial Statements and Statutory Reports | Management | For | For |
6 | Approve Discharge of Board and Senior Management | Management | For | For |
7a | Ratify Deloitte AG as Statutory Auditors | Management | For | For |
7b | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
7c | Ratify PricewaterhouseCoopers as Special Auditors | Management | For | For |
8a | Approve the Appropriation of results for the year ended December 31, 2013 | Management | For | For |
8b | Approve Dividends | Management | For | For |
9 | Advisory Vote to Ratify Names Executive Officers' Compensation | Management | For | For |
10 | Approve Renewal of the Authorized Share Capital of Pentair Ltd | Management | For | Against |
PENTAIR LTD. Meeting Date: MAY 20, 2014 Record Date: APR 30, 2014 Meeting Type: SPECIAL | ||||
Ticker: PNR Security ID: H6169Q111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation [from Switzerland to Ireland] | Management | For | For |
2 | Approve Proposal to Eliminate the 20% Voting Cap in Pentair-Ireland's Articles of Association | Management | For | For |
3 | Approval to Create Distributable Reserves of Pentair-Ireland | Management | For | For |
POTASH CORPORATION OF SASKATCHEWAN INC. Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: POT Security ID: 73755L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher M. Burley | Management | For | For |
1.2 | Elect Director Donald G. Chynoweth | Management | For | For |
1.3 | Elect Director William J. Doyle | Management | For | For |
1.4 | Elect Director John W. Estey | Management | For | For |
1.5 | Elect Director Gerald W. Grandey | Management | For | For |
1.6 | Elect Director C. Steven Hoffman | Management | For | For |
1.7 | Elect Director Dallas J. Howe | Management | For | For |
1.8 | Elect Director Alice D. Laberge | Management | For | For |
1.9 | Elect Director Consuelo E. Madere | Management | For | For |
1.10 | Elect Director Keith G. Martell | Management | For | For |
1.11 | Elect Director Jeffrey J. McCaig | Management | For | For |
1.12 | Elect Director Mary Mogford | Management | For | For |
1.13 | Elect Director Elena Viyella de Paliza | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
3 | Approve 2014 Performance Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
PUBLICIS GROUPE SA Meeting Date: MAY 28, 2014 Record Date: MAY 22, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: PUB Security ID: F7607Z165 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | Management | For | For |
4 | Approve Stock Dividend Program | Management | For | For |
5 | Approve Transaction with BNP Paribas Re: Loan Agreement | Management | For | For |
6 | Approve Transaction with Societe Generale Re: Loan Agreement | Management | For | For |
7 | Reelect Claudine Bienaime as Supervisory Board Member | Management | For | For |
8 | Reelect Michel Halperin as Supervisory Board Member | Management | For | For |
9 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 1.20 Million | Management | For | For |
10 | Advisory Vote on Compensation of Maurice Levy, Chairman of the Management Board | Management | For | For |
11 | Advisory Vote on Compensation of Jean-Michel Etienne, Jean-Yves Naouri, and Kevin Roberts, Members of the Management Board | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million | Management | For | For |
15 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 9 Million | Management | For | For |
16 | Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Authorize Capital Increase of Up to EUR 9 Million for Future Exchange Offers | Management | For | For |
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
19 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for International Employees | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
RECKITT BENCKISER GROUP PLC Meeting Date: MAY 07, 2014 Record Date: MAY 02, 2014 Meeting Type: ANNUAL | ||||
Ticker: RB. Security ID: G74079107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | Abstain |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Adrian Bellamy as Director | Management | For | For |
6 | Re-elect Peter Harf as Director | Management | For | For |
7 | Re-elect Adrian Hennah as Director | Management | For | For |
8 | Re-elect Kenneth Hydon as Director | Management | For | For |
9 | Re-elect Rakesh Kapoor as Director | Management | For | For |
10 | Re-elect Andre Lacroix as Director | Management | For | For |
11 | Re-elect Judith Sprieser as Director | Management | For | For |
12 | Re-elect Warren Tucker as Director | Management | For | For |
13 | Elect Nicandro Durante as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
RIO TINTO PLC Meeting Date: APR 15, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: RIO Security ID: G75754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
4 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
5 | Approve Potential Termination Benefits | Management | For | For |
6 | Elect Anne Lauvergeon as Director | Management | For | For |
7 | Elect Simon Thompson as Director | Management | For | For |
8 | Re-elect Robert Brown as Director | Management | For | For |
9 | Re-elect Jan du Plessis as Director | Management | For | For |
10 | Re-elect Michael Fitzpatrick as Director | Management | For | For |
11 | Re-elect Ann Godbehere as Director | Management | For | For |
12 | Re-elect Richard Goodmanson as Director | Management | For | For |
13 | Re-elect Lord Kerr as Director | Management | For | For |
14 | Re-elect Chris Lynch as Director | Management | For | For |
15 | Re-elect Paul Tellier as Director | Management | For | For |
16 | Re-elect John Varley as Director | Management | For | For |
17 | Re-elect Sam Walsh as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
24 | Approve Scrip Dividend | Management | For | For |
ROLLS-ROYCE HOLDINGS PLC Meeting Date: MAY 01, 2014 Record Date: APR 29, 2014 Meeting Type: ANNUAL | ||||
Ticker: RR. Security ID: G76225104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Lee Hsien Yang as Director | Management | For | For |
5 | Elect Warren East as Director | Management | For | For |
6 | Re-elect Ian Davis as Director | Management | For | For |
7 | Re-elect John Rishton as Director | Management | For | For |
8 | Re-elect Dame Helen Alexander as Director | Management | For | For |
9 | Re-elect Lewis Booth as Director | Management | For | For |
10 | Re-elect Sir Frank Chapman as Director | Management | For | For |
11 | Re-elect James Guyette as Director | Management | For | For |
12 | Re-elect John McAdam as Director | Management | For | For |
13 | Re-elect Mark Morris as Director | Management | For | For |
14 | Re-elect John Neill as Director | Management | For | For |
15 | Re-elect Colin Smith as Director | Management | For | For |
16 | Re-elect Jasmin Staiblin as Director | Management | For | For |
17 | Appoint KPMG LLP as Auditors | Management | For | For |
18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
19 | Approve Payment to Shareholders | Management | For | For |
20 | Approve EU Political Donations and Expenditure | Management | For | For |
21 | Approve Performance Share Plan | Management | For | For |
22 | Approve Deferred Share Bonus Plan | Management | For | For |
23 | Approve Increase in Aggregate Compensation Ceiling for Non-executive Directors | Management | For | For |
24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
25 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
26 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
SABMILLER PLC Meeting Date: JUL 25, 2013 Record Date: JUL 23, 2013 Meeting Type: ANNUAL | ||||
Ticker: SAB Security ID: G77395104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Guy Elliott as Director | Management | For | For |
4 | Re-elect Mark Armour as Director | Management | For | For |
5 | Re-elect Geoffrey Bible as Director | Management | For | For |
6 | Re-elect Alan Clark as Director | Management | For | For |
7 | Re-elect Dinyar Devitre as Director | Management | For | For |
8 | Re-elect Lesley Knox as Director | Management | For | For |
9 | Re-elect Graham Mackay as Director | Management | For | For |
10 | Re-elect John Manser as Director | Management | For | For |
11 | Re-elect John Manzoni as Director | Management | For | For |
12 | Re-elect Miles Morland as Director | Management | For | For |
13 | Re-elect Dr Dambisa Moyo as Director | Management | For | For |
14 | Re-elect Carlos Perez Davila as Director | Management | For | For |
15 | Re-elect Alejandro Santo Domingo Davila as Director | Management | For | For |
16 | Re-elect Helen Weir as Director | Management | For | For |
17 | Re-elect Howard Willard as Director | Management | For | For |
18 | Re-elect Jamie Wilson as Director | Management | For | For |
19 | Approve Final Dividend | Management | For | For |
20 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
21 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SAMSUNG ELECTRONICS CO. LTD. Meeting Date: MAR 14, 2014 Record Date: DEC 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 005930 Security ID: Y74718100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 13,800 per Share | Management | For | For |
2 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SANDS CHINA LTD. Meeting Date: MAY 30, 2014 Record Date: MAY 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: 01928 Security ID: G7800X107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Chiang Yun as Director | Management | For | For |
3b | Elect Iain Ferguson Bruce as Director | Management | For | For |
3c | Elect Charles Daniel Forman as Director | Management | For | For |
3d | Elect Robert Glen Goldstein as Director | Management | For | For |
3e | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
SAP AG Meeting Date: MAY 21, 2014 Record Date: APR 29, 2014 Meeting Type: ANNUAL | ||||
Ticker: SAP Security ID: D66992104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | For |
6a | Amend Affiliation Agreements with Subsidiary SAP Erste Beteiligungs- und Vermoegensverwaltungs GmbH | Management | For | For |
6b | Amend Affiliation Agreements with Subsidiary SAP Zweite Beteiligungs- und Vermoegensverwaltungs GmbH | Management | For | For |
7 | Approve Affiliation Agreements with Subsidiary SAP Ventures Investment GmbH | Management | For | For |
8a | Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
8b.1 | Elect Hasso Plattner to the Supervisory Board | Management | For | Against |
8b.2 | Elect Pekka Ala-Pietilae to the Supervisory Board | Management | For | Against |
8b.3 | Elect Anja Feldmann to the Supervisory Board | Management | For | For |
8b.4 | Elect Wilhelm Haarmann to the Supervisory Board | Management | For | Against |
8b 5 | Elect Bernard Liautaud to the Supervisory Board | Management | For | For |
8b.6 | Elect Hartmut Mehdorn to the Supervisory Board | Management | For | Against |
8b.7 | Elect Erhard Schipporeit to the Supervisory Board | Management | For | Against |
8b.8 | Elect Hagemann Snabe to the Supervisory Board | Management | For | Against |
8b.9 | Elect Klaus Wucherer to the Supervisory Board | Management | For | For |
SCHLUMBERGER LIMITED Meeting Date: APR 09, 2014 Record Date: FEB 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: SLB Security ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Maureen Kempston Darkes | Management | For | For |
1e | Elect Director Paal Kibsgaard | Management | For | For |
1f | Elect Director Nikolay Kudryavtsev | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director Leo Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SINA CORPORATION Meeting Date: NOV 18, 2013 Record Date: SEP 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: SINA Security ID: G81477104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve to Reelect Mr. Ter Fung Tsao as Director | Management | For | For |
2 | Approve to Reelect Mr. Yichen Zhang as Director | Management | For | For |
3 | Approve Appointment of Pricewaterhousecoopers Zhong Tian LLP as Auditors of the Company | Management | For | For |
SINOPHARM GROUP CO., LTD. Meeting Date: OCT 18, 2013 Record Date: SEP 17, 2013 Meeting Type: SPECIAL | ||||
Ticker: 01099 Security ID: Y8008N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Wang Fucheng as Director and Approve Director's Remuneration | Management | For | For |
2 | Elect Li Dongjiu as Director and Approve Director's Remuneration | Management | For | For |
SINOPHARM GROUP CO., LTD. Meeting Date: JAN 06, 2014 Record Date: DEC 06, 2013 Meeting Type: SPECIAL | ||||
Ticker: 01099 Security ID: Y8008N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Li Zhiming as Director and Authorize Board to Fix His Remuneration | Management | For | For |
2 | Amend Articles of Association of the Company | Management | For | For |
SINOPHARM GROUP CO., LTD. Meeting Date: APR 04, 2014 Record Date: MAR 04, 2014 Meeting Type: SPECIAL | ||||
Ticker: 01099 Security ID: Y8008N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Super Commercial Papers | Management | For | For |
SINOPHARM GROUP CO., LTD. Meeting Date: JUN 19, 2014 Record Date: MAY 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: 01099 Security ID: Y8008N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors | Management | For | For |
2 | Accept Report of the Supervisory Committee | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Profit Distribution Plan and Payment of Final Dividend | Management | For | For |
5 | Reappoint PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
6 | Reappoint PricewaterhouseCoopers Certified Public Accountants, Hong Kong as International Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
7 | Approve Remuneration of Directors for the Year Ended Dec. 31, 2013 and Authorize Board to Fix Directors' Remuneration for the Year Ending Dec. 31, 2014 | Management | For | For |
8 | Authorize Board to Approve Guarantees in Favor of Third Parties | Management | For | Against |
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
SOFTBANK CORP. Meeting Date: JUN 20, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: 9984 Security ID: J75963108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
2.1 | Elect Director Goto, Yoshimitsu | Management | For | For |
2.2 | Elect Director Fujihara, Kazuhiko | Management | For | For |
2.3 | Elect Director Nagamori, Shigenobu | Management | For | For |
SONY CORPORATION Meeting Date: JUN 19, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: 6758 Security ID: J76379106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hirai, Kazuo | Management | For | For |
1.2 | Elect Director Yoshida, Kenichiro | Management | For | For |
1.3 | Elect Director Anraku, Kanemitsu | Management | For | For |
1.4 | Elect Director Nagayama, Osamu | Management | For | For |
1.5 | Elect Director Nimura, Takaaki | Management | For | For |
1.6 | Elect Director Harada, Eiko | Management | For | For |
1.7 | Elect Director Ito, Joichi | Management | For | For |
1.8 | Elect Director Tim Schaaff | Management | For | For |
1.9 | Elect Director Matsunaga, Kazuo | Management | For | For |
1.10 | Elect Director Miyata, Koichi | Management | For | For |
1.11 | Elect Director John V.Roos | Management | For | For |
1.12 | Elect Director Sakurai, Eriko | Management | For | For |
2 | Approve Stock Option Plan | Management | For | For |
STANDARD CHARTERED PLC Meeting Date: MAY 08, 2014 Record Date: MAY 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: STAN Security ID: G84228157 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Policy | Management | For | Against |
4 | Approve Remuneration Report | Management | For | For |
5 | Elect Dr Kurt Campbell as Director | Management | For | For |
6 | Elect Christine Hodgson as Director | Management | For | For |
7 | Elect Naguib Kheraj as Director | Management | For | For |
8 | Re-elect Om Bhatt as Director | Management | For | For |
9 | Re-elect Jaspal Bindra as Director | Management | For | For |
10 | Re-elect Dr Louis Chi-Yan Cheung as Director | Management | For | For |
11 | Re-elect Dr Han Seung-soo as Director | Management | For | For |
12 | Re-elect Simon Lowth as Director | Management | For | For |
13 | Re-elect Ruth Markland as Director | Management | For | For |
14 | Re-elect John Paynter as Director | Management | For | For |
15 | Re-elect Sir John Peace as Director | Management | For | For |
16 | Re-elect Alun Rees as Director | Management | For | For |
17 | Re-elect Peter Sands as Director | Management | For | For |
18 | Re-elect Viswanathan Shankar as Director | Management | For | For |
19 | Re-elect Paul Skinner as Director | Management | For | For |
20 | Re-elect Dr Lars Thunell as Director | Management | For | For |
21 | Approve Disapplication of the Shareholding Qualification in Relation to Dr Kurt Campbell | Management | For | For |
22 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
23 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
24 | Approve EU Political Donations and Expenditure | Management | For | For |
25 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
26 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
27 | Authorise Issue of Equity with Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
28 | Approve Scrip Dividend Program | Management | For | For |
29 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
30 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
31 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
32 | Authorise Market Purchase of Preference Shares | Management | For | For |
33 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
34 | Fix Maximum Variable Compensation Ratio | Management | For | For |
SUMITOMO MITSUI TRUST HOLDINGS, INC. Meeting Date: JUN 27, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: 8309 Security ID: J0752J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
2.1 | Elect Director Tsunekage, Hitoshi | Management | For | For |
2.2 | Elect Director Kitamura, Kunitaro | Management | For | For |
2.3 | Elect Director Otsuka, Akio | Management | For | For |
2.4 | Elect Director Iwasaki, Nobuo | Management | For | For |
2.5 | Elect Director Okubo, Tetsuo | Management | For | For |
2.6 | Elect Director Hashimoto, Masaru | Management | For | For |
2.7 | Elect Director Okuno, Jun | Management | For | For |
2.8 | Elect Director Mukohara, Kiyoshi | Management | For | For |
2.9 | Elect Director Hoshino, Toshio | Management | For | For |
2.10 | Elect Director Shinohara, Soichi | Management | For | For |
3 | Appoint Statutory Auditor Sugita, Teruhiko | Management | For | For |
4 | Approve Deep Discount Stock Option Plan | Management | For | For |
SYNGENTA AG Meeting Date: APR 29, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: SYNN Security ID: H84140112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
1.2 | Approve Remuneration Report | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Approve CHF18,050 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
4 | Approve Allocation of Income and Dividends of CHF 10.00 per Share | Management | For | For |
5 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
6.1 | Reelect Vinita Bali as Director | Management | For | For |
6.2 | Reelect Stefan Borgas as Director | Management | For | For |
6.3 | Reelect Gunnar Brock as Director | Management | For | For |
6.4 | Reelect Michel Demare as Director | Management | For | For |
6.5 | Reelect Eleni Gabre-Madhin as Director | Management | For | For |
6.6 | Reelect David Lawrence as Director | Management | For | For |
6.7 | Reelect Michael Mack as Director | Management | For | For |
6.8 | Reelect Eveline Saupper as Director | Management | For | For |
6.9 | Reelect Jacques Vincent as Director | Management | For | For |
6.10 | Reelect Juerg Witmer as Director | Management | For | For |
7 | Elect Michel Demare as Board Chairman | Management | For | For |
8.1 | Appoint Eveline Saupper as Member of the Compensation Committee | Management | For | For |
8.2 | Appoint Jacques Vincent as Member of the Compensation Committee | Management | For | For |
8.3 | Appoint Juerg Witmer as Member of the Compensation Committee | Management | For | For |
9 | Designate Lukas Handschin as Independent Proxy | Management | For | For |
10 | Ratify KPMG AG as Auditors | Management | For | For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 24, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: 2330 Security ID: 874039100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2013 Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets and Trading Procedures Governing Derivatives Products | Management | For | For |
TENCENT HOLDINGS LTD. Meeting Date: MAY 14, 2014 Record Date: MAY 09, 2014 Meeting Type: ANNUAL | ||||
Ticker: 00700 Security ID: G87572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Elect Lau Chi Ping Martin as Director | Management | For | For |
3a2 | Elect Charles St Leger Searle as Director | Management | For | For |
3b | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
8 | Approve Share Subdivision | Management | For | For |
9 | Adopt the Option Scheme of Riot Games, Inc. | Management | For | Against |
10 | Amend Existing Memorandum and Articles of Association and Adopt Amended and Restated Memorandum and Articles of Association of the Company | Management | For | For |
TOTAL SA Meeting Date: MAY 16, 2014 Record Date: MAY 12, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: FP Security ID: F92124100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.38 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Reelect Patricia Barbizet as Director | Management | For | For |
6 | Reelect Marie-Christine Coisne-Roquette as Director | Management | For | For |
7 | Reelect Paul Desmarais Jr as Director | Management | For | For |
8 | Reelect Barbara Kux as Director | Management | For | For |
9 | Advisory Vote on Compensation of Christophe de Margerie | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 | Management | For | For |
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
16 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
17 | Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives | Management | For | For |
18 | Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board | Management | For | For |
19 | Amend Article 15 of Bylaws Re: Age Limit for CEO | Management | For | For |
20 | Amend Article 17 of Bylaws Re: Proxy Voting | Management | For | For |
A | Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives | Shareholder | Against | Against |
B | Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator | Shareholder | Against | Against |
C | Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws | Shareholder | Against | Against |
D | Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws | Shareholder | Against | Against |
E | Amend Article 12.7 of Bylaws: Remuneration of Directors | Shareholder | Against | Against |
TOYOTA MOTOR CORP. Meeting Date: JUN 17, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: 7203 Security ID: J92676113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
2.1 | Elect Director Uchiyamada, Takeshi | Management | For | For |
2.2 | Elect Director Toyoda, Akio | Management | For | For |
2.3 | Elect Director Ozawa, Satoshi | Management | For | For |
2.4 | Elect Director Kodaira, Nobuyori | Management | For | For |
2.5 | Elect Director Kato, Mitsuhisa | Management | For | For |
2.6 | Elect Director Maekawa, Masamoto | Management | For | For |
2.7 | Elect Director Ihara, Yasumori | Management | For | For |
2.8 | Elect Director Sudo, Seiichi | Management | For | For |
2.9 | Elect Director Saga, Koei | Management | For | For |
2.10 | Elect Director Fukuichi, Tokuo | Management | For | For |
2.11 | Elect Director Terashi, Shigeki | Management | For | For |
2.12 | Elect Director Ishii, Yoshimasa | Management | For | For |
2.13 | Elect Director Uno, Ikuo | Management | For | For |
2.14 | Elect Director Kato, Haruhiko | Management | For | For |
2.15 | Elect Director Mark T. Hogan | Management | For | For |
3.1 | Appoint Statutory Auditor Nakatsugawa, Masaki | Management | For | For |
3.2 | Appoint Statutory Auditor Kitayama, Teisuke | Management | For | For |
4 | Appoint Alternate Statutory Auditor Sakai, Ryuuji | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
6 | Approve Disposal of Treasury Shares for a Private Placement | Management | For | For |
UBS AG Meeting Date: MAY 07, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: UBSN Security ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
2 | Approve Allocation of Income and Dividends of CHF 0.25 per Share from Capital Contribution Reserve | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
5 | Advisory Vote on the EU Capital Requirements Directive of 2013 (CRD IV) | Management | For | For |
6.1a | Reelect Axel Weber as Director and Board Chairman | Management | For | For |
6.1b | Reelect Michel Demare as Director | Management | For | For |
6.1c | Reelect David Sidwell as Director | Management | For | For |
6.1d | Reelect Reto Francioni as Director | Management | For | For |
6.1e | Reelect Ann Godbehere as Director | Management | For | For |
6.1f | Reelect Axel Lehmann as Director | Management | For | For |
6.1g | Reelect Helmut Panke as Director | Management | For | For |
6.1h | Reelect William Parrett as Director | Management | For | For |
6.1i | Reelect Isabelle Romy as Director | Management | For | For |
6.1j | Reelect Beatrice Weder di Mauro as Director | Management | For | For |
6.1k | Reelect Joseph Yam as Director | Management | For | For |
6.2.1 | Appoint Ann Godbehere as Member of the Human Resources and Compensation Committee | Management | For | For |
6.2.2 | Appoint Michel Demare as Member of the Human Resources and Compensation Committee | Management | For | For |
6.2.3 | Appoint Helmut Panke as Member of the Human Resources and Compensation Committee | Management | For | For |
6.2.4 | Appoint Reto Francioni as Member of the Human Resources and Compensation Committee | Management | For | For |
6.3 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | For |
6.4 | Ratify Ernst & Young AG as Auditors | Management | For | For |
7 | Transact Other Business (Voting) | Management | For | For |
YUM! BRANDS, INC. Meeting Date: MAY 01, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: YUM Security ID: 988498101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael J. Cavanagh | Management | For | For |
1b | Elect Director David W. Dorman | Management | For | For |
1c | Elect Director Massimo Ferragamo | Management | For | For |
1d | Elect Director Mirian M. Graddick-Weir | Management | For | For |
1e | Elect Director Bonnie G. Hill | Management | For | For |
1f | Elect Director Jonathan S. Linen | Management | For | For |
1g | Elect Director Thomas C. Nelson | Management | For | For |
1h | Elect Director David C. Novak | Management | For | For |
1i | Elect Director Thomas M. Ryan | Management | For | For |
1j | Elect Director Jing-Shyh S. Su | Management | For | For |
1k | Elect Director Robert D. Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
Thornburg Core Growth Fund
ACTAVIS PLC Meeting Date: MAY 09, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: ACT Security ID: G0083B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul M. Bisaro | Management | For | For |
1b | Elect Director James H. Bloem | Management | For | For |
1c | Elect Director Christopher W. Bodine | Management | For | For |
1d | Elect Director Tamar D. Howson | Management | For | For |
1e | Elect Director John A. King | Management | For | For |
1f | Elect Director Catherine M. Klema | Management | For | For |
1g | Elect Director Jiri Michal | Management | For | For |
1h | Elect Director Sigurdur Olafsson | Management | For | For |
1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
1j | Elect Director Ronald R. Taylor | Management | For | For |
1k | Elect Director Andrew L. Turner | Management | For | For |
1l | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | Abstain |
ACTAVIS PLC Meeting Date: JUN 17, 2014 Record Date: MAY 02, 2014 Meeting Type: SPECIAL | ||||
Ticker: ACT Security ID: G0083B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
AFFILIATED MANAGERS GROUP, INC. Meeting Date: JUN 16, 2014 Record Date: APR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: AMG Security ID: 008252108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel T. Byrne | Management | For | For |
1b | Elect Director Dwight D. Churchill | Management | For | For |
1c | Elect Director Niall Ferguson | Management | For | For |
1d | Elect Director Sean M. Healey | Management | For | For |
1e | Elect Director Harold J. Meyerman | Management | For | For |
1f | Elect Director William J. Nutt | Management | For | For |
1g | Elect Director Tracy P. Palandjian | Management | For | For |
1h | Elect Director Rita M. Rodriguez | Management | For | For |
1i | Elect Director Patrick T. Ryan | Management | For | For |
1j | Elect Director Jide J. Zeitlin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALEXION PHARMACEUTICALS, INC. Meeting Date: MAY 05, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: ALXN Security ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director John T. Mollen | Management | For | For |
1.5 | Elect Director R. Douglas Norby | Management | For | For |
1.6 | Elect Director Alvin S. Parven | Management | For | For |
1.7 | Elect Director Andreas Rummelt | Management | For | For |
1.8 | Elect Director Ann M. Veneman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
AMAZON.COM, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: AMZN Security ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Alain Monie | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
APPLE INC. Meeting Date: FEB 28, 2014 Record Date: DEC 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
4 | Establish a Par Value for Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Against |
11 | Proxy Access | Shareholder | Against | Against |
CAPITAL ONE FINANCIAL CORPORATION Meeting Date: MAY 01, 2014 Record Date: MAR 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: COF Security ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard D. Fairbank | Management | For | For |
1b | Elect Director Patrick W. Gross | Management | For | For |
1c | Elect Director Ann Fritz Hackett | Management | For | For |
1d | Elect Director Lewis Hay, III | Management | For | For |
1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
1f | Elect Director Pierre E. Leroy | Management | For | For |
1g | Elect Director Peter E. Raskind | Management | For | For |
1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
1i | Elect Director Bradford H. Warner | Management | For | For |
1j | Elect Director Catherine G. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5a | Reduce Supermajority Vote Requirement | Management | For | For |
5b | Reduce Supermajority Vote Requirement | Management | For | For |
5c | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
CATAMARAN CORPORATION Meeting Date: MAY 13, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: CTRX Security ID: 148887102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Thierer | Management | For | For |
1.2 | Elect Director Peter J. Bensen | Management | For | For |
1.3 | Elect Director Steven D. Cosler | Management | For | For |
1.4 | Elect Director William J. Davis | Management | For | For |
1.5 | Elect Director Steven B. Epstein | Management | For | For |
1.6 | Elect Director Betsy D. Holden | Management | For | For |
1.7 | Elect Director Karen L. Katen | Management | For | For |
1.8 | Elect Director Harry M. Kraemer | Management | For | For |
1.9 | Elect Director Anthony Masso | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
COMMVAULT SYSTEMS, INC. Meeting Date: AUG 21, 2013 Record Date: JUL 01, 2013 Meeting Type: ANNUAL | ||||
Ticker: CVLT Security ID: 204166102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Armando Geday | Management | For | For |
1.2 | Elect Director F. Robert Kurimsky | Management | For | For |
1.3 | Elect Director David F. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DELPHI AUTOMOTIVE PLC Meeting Date: APR 03, 2014 Record Date: FEB 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: DLPH Security ID: G27823106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gary L. Cowger as a Director | Management | For | For |
1.2 | Elect Nicholas M. Donofrio as a Director | Management | For | For |
1.3 | Elect Mark P. Frissora as a Director | Management | For | For |
1.4 | Elect Rajiv L. Gupta as a Director | Management | For | For |
1.5 | Elect John A. Krol as a Director | Management | For | For |
1.6 | Elect J. Randall MacDonald as a Director | Management | For | For |
1.7 | Elect Sean O. Mahoney as a Director | Management | For | For |
1.8 | Elect Rodney O'Neal as a Director | Management | For | For |
1.9 | Elect Thomas W. Sidlik as a Director | Management | For | For |
1.10 | Elect Bernd Wiedemann as a Director | Management | For | For |
1.11 | Elect Lawrence A. Zimmerman as a Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DOLLAR TREE, INC. Meeting Date: JUN 19, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: DLTR Security ID: 256746108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arnold S. Barron | Management | For | For |
1.2 | Elect Director Macon F. Brock, Jr. | Management | For | For |
1.3 | Elect Director Mary Anne Citrino | Management | For | For |
1.4 | Elect Director H. Ray Compton | Management | For | For |
1.5 | Elect Director Conrad M. Hall | Management | For | For |
1.6 | Elect Director Lemuel E. Lewis | Management | For | For |
1.7 | Elect Director J. Douglas Perry | Management | For | For |
1.8 | Elect Director Bob Sasser | Management | For | For |
1.9 | Elect Director Thomas A. Saunders III | Management | For | For |
1.10 | Elect Director Thomas E. Whiddon | Management | For | For |
1.11 | Elect Director Carl P. Zeithaml | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
EBAY INC. Meeting Date: MAY 13, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: EBAY Security ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred D. Anderson | Management | For | For |
1.2 | Elect Director Edward W. Barnholt | Management | For | For |
1.3 | Elect Director Scott D. Cook | Management | For | For |
1.4 | Elect Director John J. Donahoe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Vote on Company's Spin Off (Withdrawn) | Shareholder | None | None |
EQUINIX, INC. Meeting Date: JUN 04, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: EQIX Security ID: 29444U502 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Bartlett | Management | For | For |
1.2 | Elect Director Gary Hromadko | Management | For | For |
1.3 | Elect Director Scott Kriens | Management | For | For |
1.4 | Elect Director William Luby | Management | For | For |
1.5 | Elect Director Irving Lyons, III | Management | For | For |
1.6 | Elect Director Christopher Paisley | Management | For | For |
1.7 | Elect Director Stephen Smith | Management | For | For |
1.8 | Elect Director Peter Van Camp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Securities Transfer Restrictions | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
EXPEDIA, INC. Meeting Date: JUN 17, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: EXPE Security ID: 30212P303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. George 'Skip' Battle | Management | For | For |
1.2 | Elect Director Pamela L. Coe | Management | For | Withhold |
1.3 | Elect Director Barry Diller | Management | For | Withhold |
1.4 | Elect Director Jonathan L. Dolgen | Management | For | For |
1.5 | Elect Director Craig A. Jacobson | Management | For | For |
1.6 | Elect Director Victor A. Kaufman | Management | For | Withhold |
1.7 | Elect Director Peter M. Kern | Management | For | For |
1.8 | Elect Director Dara Khosrowshahi | Management | For | Withhold |
1.9 | Elect Director John C. Malone | Management | For | Withhold |
1.10 | Elect Director Jose A. Tazon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
EXPRESS SCRIPTS HOLDING COMPANY Meeting Date: MAY 07, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: ESRX Security ID: 30219G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary G. Benanav | Management | For | For |
1b | Elect Director Maura C. Breen | Management | For | For |
1c | Elect Director William J. DeLaney | Management | For | For |
1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
1f | Elect Director Frank Mergenthaler | Management | For | For |
1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
1h | Elect Director John O. Parker, Jr. | Management | For | For |
1i | Elect Director George Paz | Management | For | For |
1j | Elect Director William L. Roper | Management | For | For |
1k | Elect Director Seymour Sternberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
F5 NETWORKS, INC. Meeting Date: MAR 13, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: FFIV Security ID: 315616102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director A. Gary Ames | Management | For | For |
1b | Elect Director Stephen Smith | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FINANCIAL ENGINES, INC. Meeting Date: MAY 20, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: FNGN Security ID: 317485100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Blake R. Grossman | Management | For | For |
1.2 | Elect Director Robert A. Huret | Management | For | For |
1.3 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FRANCESCA'S HOLDING CORPORATION Meeting Date: JUN 05, 2014 Record Date: APR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: FRAN Security ID: 351793104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg Brenneman | Management | For | For |
1.2 | Elect Director Neill Davis | Management | For | For |
1.3 | Elect Director Laurie Ann Goldman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GIGAMON INC. Meeting Date: JUN 12, 2014 Record Date: APR 22, 2014 Meeting Type: ANNUAL | ||||
Ticker: GIMO Security ID: 37518B102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael C. Ruettgers | Management | For | For |
1.2 | Elect Director Paul J. Milbury | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GILEAD SCIENCES, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: GILD Security ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Etienne F. Davignon | Management | For | For |
1c | Elect Director Carla A. Hills | Management | For | For |
1d | Elect Director Kevin E. Lofton | Management | For | For |
1e | Elect Director John W. Madigan | Management | For | For |
1f | Elect Director John C. Martin | Management | For | For |
1g | Elect Director Nicholas G. Moore | Management | For | For |
1h | Elect Director Richard J. Whitley | Management | For | For |
1i | Elect Director Gayle E. Wilson | Management | For | For |
1j | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Abstain |
GOOGLE INC. Meeting Date: MAY 14, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: GOOG Security ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
GUIDEWIRE SOFTWARE, INC. Meeting Date: DEC 05, 2013 Record Date: OCT 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: GWRE Security ID: 40171V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Cavoores | Management | For | For |
1.2 | Elect Director Guy Dubois | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HMS HOLDINGS CORP. Meeting Date: JUL 10, 2013 Record Date: MAY 21, 2013 Meeting Type: ANNUAL | ||||
Ticker: HMSY Security ID: 40425J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation from New York to Delaware | Management | For | For |
2a | Elect Director Daniel N. Mendelson | Management | For | For |
2b | Elect Director William F. Miller, III | Management | For | For |
2c | Elect Director Ellen A. Rudnick | Management | For | For |
2d | Elect Director Richard H. Stowe | Management | For | For |
2e | Elect Director Cora M. Tellez | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HMS HOLDINGS CORP. Meeting Date: JUN 19, 2014 Record Date: APR 22, 2014 Meeting Type: ANNUAL | ||||
Ticker: HMSY Security ID: 40425J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Craig R. Callen | Management | For | For |
1b | Elect Director Robert M. Holster | Management | For | For |
1c | Elect Director William C. Lucia | Management | For | For |
1d | Elect Director Bart M. Schwartz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
IMPERVA, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: IMPV Security ID: 45321L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shlomo Kramer | Management | For | For |
1.2 | Elect Director Albert A. Pimentel | Management | For | For |
1.3 | Elect Director James R. Tolonen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JGWPT HOLDINGS INC. Meeting Date: JUN 10, 2014 Record Date: APR 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: JGW Security ID: 46617M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexander R. Castaldi | Management | For | Withhold |
1.2 | Elect Director Robert C. Griffin | Management | For | Withhold |
1.3 | Elect Director Robert N. Pomroy | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
LAS VEGAS SANDS CORP. Meeting Date: JUN 04, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: LVS Security ID: 517834107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Forman | Management | For | For |
1.2 | Elect Director George Jamieson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LINKEDIN CORPORATION Meeting Date: JUN 10, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: LNKD Security ID: 53578A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reid Hoffman | Management | For | For |
1.2 | Elect Director Stanley J. Meresman | Management | For | Withhold |
1.3 | Elect Director David Sze | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
LKQ CORPORATION Meeting Date: MAY 05, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: LKQ Security ID: 501889208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Clinton Allen | Management | For | For |
1.2 | Elect Director Ronald G. Foster | Management | For | For |
1.3 | Elect Director Joseph M. Holsten | Management | For | For |
1.4 | Elect Director Blythe J. McGarvie | Management | For | For |
1.5 | Elect Director Paul M. Meister | Management | For | For |
1.6 | Elect Director John F. O'Brien | Management | For | For |
1.7 | Elect Director Guhan Subramanian | Management | For | For |
1.8 | Elect Director Robert L. Wagman | Management | For | For |
1.9 | Elect Director William M. Webster, IV | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MEAD JOHNSON NUTRITION COMPANY Meeting Date: MAY 01, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: MJN Security ID: 582839106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven M. Altschuler | Management | For | For |
1b | Elect Director Howard B. Bernick | Management | For | For |
1c | Elect Director Kimberly A. Casiano | Management | For | For |
1d | Elect Director Anna C. Catalano | Management | For | For |
1e | Elect Director Celeste A. Clark | Management | For | For |
1f | Elect Director James M. Cornelius | Management | For | For |
1g | Elect Director Stephen W. Golsby | Management | For | For |
1h | Elect Director Michael Grobstein | Management | For | For |
1i | Elect Director Peter Kasper Jakobsen | Management | For | For |
1j | Elect Director Peter G. Ratcliffe | Management | For | For |
1k | Elect Director Elliott Sigal | Management | For | For |
1l | Elect Director Robert S. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MGM RESORTS INTERNATIONAL Meeting Date: JUN 05, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: MGM Security ID: 552953101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Baldwin | Management | For | For |
1.2 | Elect Director William A. Bible | Management | For | For |
1.3 | Elect Director Burton M. Cohen | Management | For | For |
1.4 | Elect Director Mary Chris Gay | Management | For | For |
1.5 | Elect Director William W. Grounds | Management | For | For |
1.6 | Elect Director Alexis M. Herman | Management | For | For |
1.7 | Elect Director Roland Hernandez | Management | For | For |
1.8 | Elect Director Anthony Mandekic | Management | For | For |
1.9 | Elect Director Rose McKinney-James | Management | For | For |
1.10 | Elect Director James J. Murren | Management | For | For |
1.11 | Elect Director Gregory M. Spierkel | Management | For | For |
1.12 | Elect Director Daniel J. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MONSTER BEVERAGE CORPORATION Meeting Date: JUN 02, 2014 Record Date: APR 09, 2014 Meeting Type: ANNUAL | ||||
Ticker: MNST Security ID: 611740101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director Norman C. Epstein | Management | For | For |
1.5 | Elect Director Benjamin M. Polk | Management | For | For |
1.6 | Elect Director Sydney Selati | Management | For | For |
1.7 | Elect Director Harold C. Taber, Jr. | Management | For | For |
1.8 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Abstain |
NEUSTAR, INC. Meeting Date: MAY 28, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: NSR Security ID: 64126X201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James G. Cullen | Management | For | For |
1b | Elect Director Joel P. Friedman | Management | For | For |
1c | Elect Director Mark N. Greene | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
NORWEGIAN CRUISE LINE HOLDINGS LTD. Meeting Date: APR 24, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: NCLH Security ID: G66721104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tan Sri Lim Kok Thay | Management | For | Against |
1b | Elect Director David M. Abrams | Management | For | Against |
1c | Elect Director John Chidsey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
NOVADAQ TECHNOLOGIES INC. Meeting Date: MAY 21, 2014 Record Date: APR 17, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: NDQ Security ID: 66987G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arun Menawat | Management | For | For |
1.2 | Elect Director Aaron Davidson | Management | For | For |
1.3 | Elect Director Anthony Griffiths | Management | For | For |
1.4 | Elect Director Harold O. Koch, Jr. | Management | For | For |
1.5 | Elect Director William A. MacKinnon | Management | For | For |
1.6 | Elect Director Thomas Wellner | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | Against |
OASIS PETROLEUM INC. Meeting Date: MAY 01, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: OAS Security ID: 674215108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ted Collins, Jr. | Management | For | For |
1.2 | Elect Director Douglas E. Swanson, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
PORTFOLIO RECOVERY ASSOCIATES, INC. Meeting Date: MAY 29, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: PRAA Security ID: 73640Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott M. Tabakin | Management | For | For |
1.2 | Elect Director James M. Voss | Management | For | For |
1.3 | Elect Director Marjorie M. Connelly | Management | For | For |
1.4 | Elect Director James A. Nussle | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUALCOMM INCORPORATED Meeting Date: MAR 04, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: QCOM Security ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Steven M. Mollenkopf | Management | For | For |
1i | Elect Director Duane A. Nelles | Management | For | For |
1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
1k | Elect Director Francisco Ros | Management | For | For |
1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
1m | Elect Director Brent Scowcroft | Management | For | For |
1n | Elect Director Marc I. Stern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SIRIUS XM HOLDINGS INC. Meeting Date: MAY 19, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: SIRI Security ID: 82968B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joan L. Amble | Management | For | For |
1.2 | Elect Director Anthony J. Bates | Management | For | For |
1.3 | Elect Director George W. Bodenheimer | Management | For | For |
1.4 | Elect Director David J.A. Flowers | Management | For | Withhold |
1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.6 | Elect Director James P. Holden | Management | For | For |
1.7 | Elect Director Gregory B. Maffei | Management | For | Withhold |
1.8 | Elect Director Evan D. Malone | Management | For | For |
1.9 | Elect Director James E. Meyer | Management | For | For |
1.10 | Elect Director James F. Mooney | Management | For | For |
1.11 | Elect Director Carl E. Vogel | Management | For | For |
1.12 | Elect Director Vanessa A. Wittman | Management | For | For |
1.13 | Elect Director David M. Zaslav | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SOLERA HOLDINGS, INC. Meeting Date: NOV 08, 2013 Record Date: SEP 23, 2013 Meeting Type: ANNUAL | ||||
Ticker: SLH Security ID: 83421A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony Aquila | Management | For | For |
1.2 | Elect Director Thomas A. Dattilo | Management | For | For |
1.3 | Elect Director Arthur F. Kingsbury | Management | For | For |
1.4 | Elect Director Kurt J. Lauk | Management | For | For |
1.5 | Elect Director Kenneth A. Viellieu | Management | For | For |
1.6 | Elect Director Thomas C. Wajnert | Management | For | For |
1.7 | Elect Director Stuart J. Yarbrough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
STERICYCLE, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: SRCL Security ID: 858912108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark C. Miller | Management | For | For |
1b | Elect Director Jack W. Schuler | Management | For | For |
1c | Elect Director Charles A. Alutto | Management | For | For |
1d | Elect Director Thomas D. Brown | Management | For | For |
1e | Elect Director Thomas F. Chen | Management | For | For |
1f | Elect Director Rod F. Dammeyer | Management | For | For |
1g | Elect Director William K. Hall | Management | For | For |
1h | Elect Director John Patience | Management | For | For |
1i | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Provide Right to Call Special Meeting | Management | For | For |
STRATASYS LTD. Meeting Date: SEP 12, 2013 Record Date: AUG 13, 2013 Meeting Type: SPECIAL | ||||
Ticker: SSYS Security ID: M85548101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
SVB FINANCIAL GROUP Meeting Date: APR 24, 2014 Record Date: FEB 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: SIVB Security ID: 78486Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg W. Becker | Management | For | For |
1.2 | Elect Director Eric A. Benhamou | Management | For | For |
1.3 | Elect Director David M. Clapper | Management | For | For |
1.4 | Elect Director Roger F. Dunbar | Management | For | For |
1.5 | Elect Director Joel P. Friedman | Management | For | For |
1.6 | Elect Director C. Richard Kramlich | Management | For | For |
1.7 | Elect Director Lata Krishnan | Management | For | For |
1.8 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
1.9 | Elect Director Kate D. Mitchell | Management | For | For |
1.10 | Elect Director John F. Robinson | Management | For | For |
1.11 | Elect Director Garen K. Staglin | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Other Business | Management | For | Against |
THE CHARLES SCHWAB CORPORATION Meeting Date: MAY 15, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: SCHW Security ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Frank C. Herringer | Management | For | For |
1b | Elect Director Stephen T. McLin | Management | For | For |
1c | Elect Director Roger O. Walther | Management | For | For |
1d | Elect Director Robert N. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
THE PRICELINE GROUP INC. Meeting Date: JUN 05, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: PCLN Security ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Darren R. Huston | Management | For | For |
1.8 | Elect Director Nancy B. Peretsman | Management | For | For |
1.9 | Elect Director Thomas E. Rothman | Management | For | For |
1.10 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
TRULIA, INC. Meeting Date: JUN 03, 2014 Record Date: APR 09, 2014 Meeting Type: ANNUAL | ||||
Ticker: TRLA Security ID: 897888103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Theresia Gouw | Management | For | Abstain |
1b | Elect Director Sami Inkinen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
ULTA SALON, COSMETICS & FRAGRANCE, INC. Meeting Date: JUN 05, 2014 Record Date: APR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: ULTA Security ID: 90384S303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary N. Dillon | Management | For | For |
1.2 | Elect Director Dennis K. Eck | Management | For | For |
1.3 | Elect Director Charles J. Philippin | Management | For | For |
1.4 | Elect Director Vanessa A. Wittman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. Meeting Date: MAY 20, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL | ||||
Ticker: VRX Security ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald H. Farmer | Management | For | For |
1b | Elect Director Colleen A. Goggins | Management | For | For |
1c | Elect Director Robert A. Ingram | Management | For | For |
1d | Elect Director Anders Lonner | Management | For | For |
1e | Elect Director Theo Melas-Kyriazi | Management | For | For |
1f | Elect Director J. Michael Pearson | Management | For | For |
1g | Elect Director Robert N. Power | Management | For | For |
1h | Elect Director Norma A. Provencio | Management | For | For |
1i | Elect Director Howard B. Schiller | Management | For | For |
1j | Elect Director Katharine B. Stevenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
VERISIGN, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: VRSN Security ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Roger H. Moore | Management | For | For |
1.5 | Elect Director John D. Roach | Management | For | For |
1.6 | Elect Director Louis A. Simpson | Management | For | For |
1.7 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Provide Right to Call Special Meeting | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VERISK ANALYTICS, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: VRSK Security ID: 92345Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank J. Coyne | Management | For | For |
1.2 | Elect Director Christopher M. Foskett | Management | For | For |
1.3 | Elect Director David B. Wright | Management | For | For |
1.4 | Elect Director Thomas F. Motamed | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VIRTUS INVESTMENT PARTNERS, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: VRTS Security ID: 92828Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George R. Aylward | Management | For | For |
1.2 | Elect Director Edward M. Swan, Jr. | Management | For | For |
1.3 | Elect Director Mark C. Treanor | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VISA INC. Meeting Date: JAN 29, 2014 Record Date: DEC 03, 2013 Meeting Type: ANNUAL | ||||
Ticker: V Security ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary B. Cranston | Management | For | For |
1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Charles W. Scharf | Management | For | For |
1i | Elect Director William S. Shanahan | Management | For | For |
1j | Elect Director John A. C. Swainson | Management | For | For |
1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VITAMIN SHOPPE, INC. Meeting Date: JUN 04, 2014 Record Date: APR 09, 2014 Meeting Type: ANNUAL | ||||
Ticker: VSI Security ID: 92849E101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B. Michael Becker | Management | For | For |
1.2 | Elect Director Catherine E. Buggeln | Management | For | For |
1.3 | Elect Director Deborah M. Derby | Management | For | Against |
1.4 | Elect Director John H. Edmondson | Management | For | For |
1.5 | Elect Director David H. Edwab | Management | For | For |
1.6 | Elect Director Richard L. Markee | Management | For | For |
1.7 | Elect Director Richard L. Perkal | Management | For | For |
1.8 | Elect Director Beth M. Pritchard | Management | For | For |
1.9 | Elect Director Katherine Savitt | Management | For | For |
1.10 | Elect Director Anthony N. Truesdale | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WAGEWORKS, INC. Meeting Date: MAY 13, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: WAGE Security ID: 930427109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Larson | Management | For | For |
1.2 | Elect Director Mariann Byerwalter | Management | For | For |
1.3 | Elect Director Edward C. Nafus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WISDOMTREE INVESTMENTS, INC. Meeting Date: JUL 24, 2013 Record Date: MAY 29, 2013 Meeting Type: ANNUAL | ||||
Ticker: WETF Security ID: 97717P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Begleiter | Management | For | Against |
1.2 | Elect Director Win Neuger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WISDOMTREE INVESTMENTS, INC. Meeting Date: JUN 27, 2014 Record Date: MAY 02, 2014 Meeting Type: ANNUAL | ||||
Ticker: WETF Security ID: 97717P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director R. Jarrett Lilien | Management | For | For |
1b | Elect Director Frank Salerno | Management | For | For |
1c | Elect Director Jonathan L. Steinberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
WORKDAY, INC. Meeting Date: JUN 03, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: WDAY Security ID: 98138H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christa Davies | Management | For | For |
1.2 | Elect Director George J. Still, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
YAHOO! INC. Meeting Date: JUN 25, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: YHOO Security ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Filo | Management | For | For |
1.2 | Elect Director Susan M. James | Management | For | For |
1.3 | Elect Director Max R. Levchin | Management | For | For |
1.4 | Elect Director Marissa A. Mayer | Management | For | For |
1.5 | Elect Director Thomas J. McInerney | Management | For | For |
1.6 | Elect Director Charles R. Schwab | Management | For | For |
1.7 | Elect Director H. Lee Scott, Jr. | Management | For | For |
1.8 | Elect Director Jane E. Shaw | Management | For | For |
1.9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
YELP INC. Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: YELP Security ID: 985817105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Diane Irvine | Management | For | For |
1.2 | Elect Director Max Levchin | Management | For | For |
1.3 | Elect Director Mariam Naficy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Thornburg International Growth Fund
ABCAM PLC Meeting Date: NOV 08, 2013 Record Date: NOV 06, 2013 Meeting Type: ANNUAL | ||||
Ticker: ABC Security ID: G0060R118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Appoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
5 | Re-elect Jonathan Milner as Director | Management | For | For |
6 | Re-elect Jeff Iliffe as Director | Management | For | For |
7 | Re-elect Tony Martin as Director | Management | For | For |
8 | Approve Long Term Incentive Plan | Management | For | For |
9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
AMBEV SA Meeting Date: JAN 02, 2014 Record Date: DEC 09, 2013 Meeting Type: SPECIAL | ||||
Ticker: ABEV3 Security ID: 02319V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Agreement to Absorb Companhia de Bebidas das Americas - Ambev | Management | For | For |
2 | Appoint Independent Firm to Appraise Proposed Transaction | Management | For | For |
3 | Approve Independent Firm's Appraisal | Management | For | For |
4 | Approve Absorption of Companhia de Bebidas das Americas - Ambev | Management | For | For |
5 | Approve Acquisition Agreement between the Company and Ambev Brasil Bebidas S.A. (Ambev Brasil) | Management | For | For |
6 | Appoint Independent Firm to Appraise Proposed Transaction | Management | For | For |
7 | Approve Independent Firm's Appraisal | Management | For | For |
8 | Approve Acquisition of Ambev Brasil and Issuance of Shares in Connection with Acquisition | Management | For | For |
9 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
10 | Amend Corporate Purpose | Management | For | For |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
12.1 | Elect Victorio Carlos de Marchi as Director | Management | For | For |
12.2 | Elect Carlos Alves de Brito as Director | Management | For | For |
12.3 | Elect Marcel Herrmann Telles as Director | Management | For | For |
12.4 | Elect Jose Heitor Attilio Gracioso as Director | Management | For | For |
12.5 | Elect Vicente Falconi Campos as Director | Management | For | For |
12.6 | Elect Luis Felipe Pedreira Dutra Leite as Director | Management | For | For |
12.7 | Elect Roberto Moses Thompson Motta as Director | Management | For | For |
12.8 | Elect Alvaro Antonio Cardoso de Sousa as Director | Management | For | For |
12.9 | Elect Paulo Alberto Lemman as Director | Management | For | For |
12.10 | Elect Antonio Carlos Augusto Ribeiro Bonchristiano as Director | Management | For | For |
12.11 | Elect Marcos de Barros Lisboa as Director | Management | For | For |
12.12 | Elect Luiz Fernando Ziegler de Saint Edmond as Alternate Director | Management | For | For |
13 | Consolidate Bylaws | Management | For | For |
ARCAM AB Meeting Date: DEC 06, 2013 Record Date: NOV 29, 2013 Meeting Type: SPECIAL | ||||
Ticker: ARCM Security ID: W05243154 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Prepare and Approve List of Shareholders | Management | For | For |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
5 | Acknowledge Proper Convening of Meeting | Management | For | For |
6 | Approve Agenda of Meeting | Management | For | For |
7 | Approve 4:1 Stock Split; Amend Articles of Association | Management | For | For |
8 | Approve Creation of SEK 1.6 Million Pool of Capital without Preemptive Rights | Management | For | For |
9 | Close Meeting | Management | None | None |
ARCAM AB Meeting Date: MAR 27, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: ARCM Security ID: W05243238 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Prepare and Approve List of Shareholders | Management | For | For |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
5 | Acknowledge Proper Convening of Meeting | Management | For | For |
6 | Approve Agenda of Meeting | Management | For | For |
7 | Receive Financial Statements and Statutory Reports | Management | None | None |
8a | Accept Financial Statements and Statutory Reports | Management | For | For |
8b | Approve Allocation of Income and Omission of Dividends | Management | For | For |
8c | Approve Discharge of Board and President | Management | For | For |
9 | Determine Number of Members of Board | Management | For | For |
10 | Approve Remuneration of Directors; Approve Remuneration of Auditors | Management | For | Against |
11 | Elect Directors | Management | For | Against |
12 | Elect Members of Nominating Committee | Management | For | For |
13 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
14 | Approve Stock Option Plan | Management | For | For |
15 | Approve Creation of SEK 1.8 Million Pool of Capital without Preemptive Rights | Management | For | For |
16 | Close Meeting | Management | None | None |
ARM HOLDINGS PLC Meeting Date: MAY 01, 2014 Record Date: APR 29, 2014 Meeting Type: ANNUAL | ||||
Ticker: ARM Security ID: G0483X122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Remuneration Policy | Management | For | For |
5 | Elect Stuart Chambers as Director | Management | For | For |
6 | Re-elect Simon Segars as Director | Management | For | For |
7 | Re-elect Andy Green as Director | Management | For | For |
8 | Re-elect Larry Hirst as Director | Management | For | For |
9 | Re-elect Mike Muller as Director | Management | For | For |
10 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
11 | Re-elect Janice Roberts as Director | Management | For | For |
12 | Re-elect Tim Score as Director | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Approve Increase in the Limit on Directors' Remuneration | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ASOS PLC Meeting Date: DEC 04, 2013 Record Date: DEC 02, 2013 Meeting Type: ANNUAL | ||||
Ticker: ASC Security ID: G0536Q108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Ian Dyson as Director | Management | For | For |
4 | Re-elect Nick Robertson as Director | Management | For | For |
5 | Re-elect Karen Jones as Director | Management | For | For |
6 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
BRF SA Meeting Date: APR 03, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: BRFS3 Security ID: P1905C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Fiscal Council Members | Management | For | For |
BRF SA Meeting Date: APR 03, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: BRFS3 Security ID: P1905C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director | Management | For | For |
2 | Approve Remuneration of Company's Management | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Approve Stock Option Performance Plan | Management | For | Against |
BRF SA Meeting Date: APR 03, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: BRFS3 Security ID: P1905C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles | Management | For | For |
BTG PACTUAL PARTICIPATIONS LTD. Meeting Date: DEC 30, 2013 Record Date: DEC 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: BBTG11 Security ID: G16634126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | For |
2 | Confirm Meeting Agenda | Management | For | For |
3 | Accept Financial Statements and Statutory Reports for Fiscal Years Ended De.c 31, 2012 and 2011 | Management | For | For |
4 | Approve Allocation of Income and Dividends | Management | For | For |
5 | Appoint Auditors | Management | For | For |
6 | Fix Board Size and Elect Directors | Management | For | For |
CATAMARAN CORPORATION Meeting Date: MAY 13, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: CTRX Security ID: 148887102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Thierer | Management | For | For |
1.2 | Elect Director Peter J. Bensen | Management | For | For |
1.3 | Elect Director Steven D. Cosler | Management | For | For |
1.4 | Elect Director William J. Davis | Management | For | For |
1.5 | Elect Director Steven B. Epstein | Management | For | For |
1.6 | Elect Director Betsy D. Holden | Management | For | For |
1.7 | Elect Director Karen L. Katen | Management | For | For |
1.8 | Elect Director Harry M. Kraemer | Management | For | For |
1.9 | Elect Director Anthony Masso | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CHR.HANSEN HOLDINGS A/S Meeting Date: NOV 26, 2013 Record Date: NOV 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: CHR Security ID: K1830B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of DKK 6.26 per Share | Management | For | For |
4 | Approve Remuneration of Directors | Management | For | For |
5a | Amend Articles Re: Increase Maximum Number of Directors | Management | For | For |
5b | Reelect Ole Andersen as Chairman | Management | For | For |
5ca | Reelect Frederic Stevenin as Director | Management | For | For |
5cb | Reelect Henrik Poulsen as Director | Management | For | For |
5cc | Reelect Mark Wilson as Director | Management | For | For |
5cd | Reelect Soren Carlsen as Director | Management | For | For |
5ce | Reelect Dominique Reiniche as Director | Management | For | For |
6 | Ratify ricewaterhouseCoopers as Auditors | Management | For | For |
7 | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | For |
CNOOC LTD. Meeting Date: MAY 23, 2014 Record Date: MAY 16, 2014 Meeting Type: ANNUAL | ||||
Ticker: 00883 Security ID: Y1662W117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Accept Financial Statements and Statutory Reports | Management | For | For |
1b | Declare Final Dividend | Management | For | For |
1c | Elect Li Fanrong as Director | Management | For | For |
1d | Elect Wang Yilin as Director | Management | For | For |
1e | Elect Lv Bo as Director | Management | For | For |
1f | Elect Zhang Jianwei as Director | Management | For | For |
1g | Elect Wang Jiaxiang as Director | Management | For | For |
1h | Elect Lawrence J. Lau as Director | Management | For | For |
1i | Elect Kevin G. Lynch as Director | Management | For | For |
1j | Authorize Board to Fix Directors' Remuneration | Management | For | For |
1k | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
2b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
2c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV Meeting Date: JUL 30, 2013 Record Date: JUL 01, 2013 Meeting Type: SPECIAL | ||||
Ticker: AMBV4 Security ID: 20441W203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Company's Reorganization Plan and Stock Swap Merger | Management | For | For |
2 | Amend Articles to Reflect Changes in Capital | Management | For | For |
3 | Approve Cancellation of Treasury Shares | Management | For | For |
4 | Consolidate Bylaws | Management | For | For |
CONSTELLATION SOFTWARE INC. Meeting Date: OCT 02, 2013 Record Date: AUG 29, 2013 Meeting Type: SPECIAL | ||||
Ticker: CSU Security ID: 21037X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Eliminate Class A Non-Voting Shares | Management | For | For |
2 | Authorize New Class of Preferred Stock | Management | For | For |
CONSTELLATION SOFTWARE INC. Meeting Date: MAY 01, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: CSU Security ID: 21037X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Brian Aune | Management | For | For |
1.2 | Elect Director Jeff Bender | Management | For | For |
1.3 | Elect Director Meredith (Sam) Hall Hayes | Management | For | For |
1.4 | Elect Director Robert Kittel | Management | For | For |
1.5 | Elect Director Mark Leonard | Management | For | For |
1.6 | Elect Director Ian McKinnon | Management | For | For |
1.7 | Elect Director Mark Miller | Management | For | For |
1.8 | Elect Director Stephen R. Scotchmer | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CREDICORP LTD. Meeting Date: MAR 31, 2014 Record Date: FEB 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: BAP Security ID: G2519Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Present 2013 Annual Report | Management | None | None |
2 | Approve Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2013, Including External auditors' Report | Management | For | For |
3.1 | Elect Dionisio Romero Paoletti as Director | Management | For | For |
3.2 | Elect Raimundo Morales Dasso as Director | Management | For | For |
3.3 | Elect Fernando Fort Marie as Director | Management | For | For |
3.4 | Elect Reynaldo A. Llosa Barber as Director | Management | For | For |
3.5 | Elect Juan Carlos Verme Giannoni as Director | Management | For | For |
3.6 | Elect Luis Enrique Yarur Rey as Director | Management | For | For |
3.7 | Elect Benedicto Ciguenas Guevara as Director | Management | For | For |
3.8 | Elect Martin Perez Monteverde as Director | Management | For | For |
4 | Approve Remuneration of Directors | Management | For | For |
5 | Appoint Ernst & Young Global as External Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
DAIWA SECURITIES GROUP INC. Meeting Date: JUN 26, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: 8601 Security ID: J11718111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Add Provisions on Preferred Shares to Comply with Basel III | Management | For | For |
2.1 | Elect Director Suzuki, Shigeharu | Management | For | For |
2.2 | Elect Director Hibino, Takashi | Management | For | For |
2.3 | Elect Director Iwamoto, Nobuyuki | Management | For | For |
2.4 | Elect Director Takahashi, Akio | Management | For | For |
2.5 | Elect Director Kusaki, Yoriyuki | Management | For | For |
2.6 | Elect Director Shirataki, Masaru | Management | For | For |
2.7 | Elect Director Yasuda, Ryuuji | Management | For | For |
2.8 | Elect Director Matsubara, Nobuko | Management | For | For |
2.9 | Elect Director Tadaki, Keiichi | Management | For | For |
2.10 | Elect Director Tsuda, Hiroki | Management | For | For |
2.11 | Elect Director Nakamura, Hiroshi | Management | For | For |
2.12 | Elect Director Tashiro, Keiko | Management | For | For |
2.13 | Elect Director Onodera, Tadashi | Management | For | For |
3 | Approve Stock Option Plan and Deep Discount Stock Option Plan | Management | For | For |
DELPHI AUTOMOTIVE PLC Meeting Date: APR 03, 2014 Record Date: FEB 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: DLPH Security ID: G27823106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gary L. Cowger as a Director | Management | For | For |
1.2 | Elect Nicholas M. Donofrio as a Director | Management | For | For |
1.3 | Elect Mark P. Frissora as a Director | Management | For | For |
1.4 | Elect Rajiv L. Gupta as a Director | Management | For | For |
1.5 | Elect John A. Krol as a Director | Management | For | For |
1.6 | Elect J. Randall MacDonald as a Director | Management | For | For |
1.7 | Elect Sean O. Mahoney as a Director | Management | For | For |
1.8 | Elect Rodney O'Neal as a Director | Management | For | For |
1.9 | Elect Thomas W. Sidlik as a Director | Management | For | For |
1.10 | Elect Bernd Wiedemann as a Director | Management | For | For |
1.11 | Elect Lawrence A. Zimmerman as a Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DOLLARAMA INC. Meeting Date: JUN 12, 2014 Record Date: APR 22, 2014 Meeting Type: ANNUAL | ||||
Ticker: DOL Security ID: 25675T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Bekenstein | Management | For | For |
1.2 | Elect Director Gregory David | Management | For | For |
1.3 | Elect Director Stephen Gunn | Management | For | For |
1.4 | Elect Director Nicholas Nomicos | Management | For | For |
1.5 | Elect Director Larry Rossy | Management | For | For |
1.6 | Elect Director Neil Rossy | Management | For | For |
1.7 | Elect Director Richard G. Roy | Management | For | For |
1.8 | Elect Director John J. Swidler | Management | For | For |
1.9 | Elect Director Huw Thomas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
DOMINO'S PIZZA GROUP PLC Meeting Date: APR 02, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: DOM Security ID: G2811T120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
3 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Stephen Hemsley as Director | Management | For | For |
6 | Re-elect Colin Halpern as Director | Management | For | For |
7 | Re-elect Nigel Wray as Director | Management | For | For |
8 | Re-elect John Hodson as Director | Management | For | For |
9 | Re-elect Michael Shallow as Director | Management | For | For |
10 | Re-elect Syl Saller as Director | Management | For | For |
11 | Re-elect Helen Keays as Director | Management | For | For |
12 | Elect Sean Wilkins as Director | Management | For | For |
13 | Elect David Wild as Director | Management | For | For |
14 | Elect Ebbe Jacobsen as Director | Management | For | For |
15 | Approve Remuneration Report | Management | For | For |
16 | Approve Remuneration Policy | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Amend 2012 Long Term Incentive Plan | Management | For | For |
ECLAT TEXTILE CO., LTD. Meeting Date: JUN 17, 2014 Record Date: APR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: 1476 Security ID: Y2237Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
3 | Approve the Issuance of New Shares by Capitalization of Profit | Management | For | For |
4 | Approve Amendments to Articles of Association | Management | For | For |
5 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Amend Trading Procedures Governing Derivatives Products | Management | For | For |
7 | Amend Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
EUROFINS SCIENTIFIC SE Meeting Date: APR 24, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: ERF Security ID: F3322K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Board's Reports | Management | None | None |
2 | Receive Auditor's Reports | Management | None | None |
3 | Approve Special Reports Re: Related Party Transaction | Management | For | For |
4 | Approve Consolidated Financial Statements | Management | For | For |
5 | Approve Financial Statements | Management | For | For |
6 | Approve Allocation of Income and Dividends | Management | For | For |
7 | Approve Discharge of Directors | Management | For | For |
8 | Approve Discharge of Auditors | Management | For | For |
9 | Elect F. Pouchantchi as Independent Director | Management | For | For |
10 | Renew Appointment of PricewaterhouseCoopers as Auditor | Management | For | For |
11 | Approve Remuneration of Directors | Management | For | For |
12 | Receive and Approve Information on Repurchase Program | Management | For | For |
13 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
1 | Receive Directors' Special Reports | Management | None | None |
2 | Amend Articles 10 and 11 Re: Reference to Bearer Shares | Management | For | For |
3 | Amend Article 20 Re: Certificate of Shares | Management | For | For |
4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
FIRST CASH FINANCIAL SERVICES, INC. Meeting Date: JUN 23, 2014 Record Date: APR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: FCFS Security ID: 31942D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mikel D. Faulkner | Management | For | For |
1.2 | Elect Director Randel G. Owen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA Meeting Date: MAR 14, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: FEMSAUBD Security ID: P4182H115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Report on Adherence to Fiscal Obligations | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Set Aggregate Nominal Share Repurchase Reserve | Management | For | For |
5 | Elect Directors and Secretaries, Verify Independence of Directors, and Approve their Remuneration | Management | For | For |
6 | Elect Members and Chairmen of Finance and Planning, Audit, and Corporate Practices Committees; Approve Their Remuneration | Management | For | For |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
8 | Approve Minutes of Meeting | Management | For | For |
GALAXY ENTERTAINMENT GROUP LTD. Meeting Date: JUN 11, 2014 Record Date: JUN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: 00027 Security ID: Y2679D118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Paddy Tang Lui Wai Yu as Director | Management | For | For |
2b | Elect William Yip Shue Lam as Director | Management | For | For |
2c | Authorize Board to Fix Directors' Remuneration | Management | For | For |
3 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
4b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
4c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
5a | Delete Memorandum of Association | Management | For | For |
5b | Amend Articles of Association | Management | For | For |
5c | Adopt New Articles of Association | Management | For | For |
GILDAN ACTIVEWEAR INC. Meeting Date: FEB 06, 2014 Record Date: DEC 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: GIL Security ID: 375916103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Anderson | Management | For | For |
1.2 | Elect Director Glenn J. Chamandy | Management | For | For |
1.3 | Elect Director Russell Goodman | Management | For | For |
1.4 | Elect Director Russ Hagey | Management | For | For |
1.5 | Elect Director George Heller | Management | For | For |
1.6 | Elect Director Sheila O'Brien | Management | For | For |
1.7 | Elect Director Pierre Robitaille | Management | For | For |
1.8 | Elect Director James R. Scarborough | Management | For | For |
1.9 | Elect Director Gonzalo F. Valdes-Fauli | Management | For | For |
2 | Approve Shareholder Rights Plan | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
GN STORE NORD A/S Meeting Date: MAR 21, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: GN Security ID: K4001S214 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Report; Approve Discharge of Directors | Management | For | For |
3 | Approve Allocation of Income and Dividends of DKK 0.84 Per Share | Management | For | For |
4 | Approve Remuneration of Directors | Management | For | For |
5a | Reelect Per Wold-Olsen as Director | Management | For | For |
5b | Reelect William Hoover as Director | Management | For | For |
5c | Reelect Wolfgang Reim as Director | Management | For | For |
5d | Reelect Rene Svendsen-Tune as Director | Management | For | For |
5e | Reelect Carsten Thomsen as Director | Management | For | For |
5f | Reelect Helene Barnekow as Director | Management | For | For |
6 | Ratify KPMG as Auditors | Management | For | For |
7a | Authorize Share Repurchase Program | Management | For | For |
7b | Approve DKK 21.2 Million Reduction in Share Capital via Share Cancellation; Amend Articles of Association Accordingly | Management | For | For |
7c | Extend Board's Authorizations to Create up to DKK 130 Million Pool of Capital Without Preemptive Rights until April 30, 2015 | Management | For | For |
7d | Amend Articles Re: Change Registar from VP Investor A/S to Computershare A/S | Management | For | For |
7e | Approve Publication of Annual Report in English | Management | For | For |
7f | Amend Articles Re: Proxies | Management | For | For |
7g | Amend Articles Re: Editorial Changes and Updates | Management | For | For |
8a | Amend Articles Re: Requirements for Financial Information in the Notice Convening the General Meeting | Shareholder | Against | Against |
8b | Require Availability of Certain Reports in Danish for Five Years | Shareholder | Against | Against |
8c | Approve Changes to Company's Website | Shareholder | Against | Against |
8d | Require Company to Offer at AGM a Serving Corresponding to Company's Outlook | Shareholder | Against | Against |
9 | Other Business | Management | None | None |
HARGREAVES LANSDOWN PLC Meeting Date: OCT 25, 2013 Record Date: OCT 23, 2013 Meeting Type: ANNUAL | ||||
Ticker: HL. Security ID: G43940108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Appoint PwC LLP as Auditors and Authorise Their Remuneration | Management | For | For |
4 | Re-elect Mike Evans as Director | Management | For | For |
5 | Re-elect Ian Gorham as Director | Management | For | For |
6 | Re-elect Tracey Taylor as Director | Management | For | For |
7 | Re-elect Peter Hargreaves as Director | Management | For | For |
8 | Re-elect Chris Barling as Director | Management | For | For |
9 | Re-elect Stephen Robertson as Director | Management | For | For |
10 | Re-elect Dharmash Mistry as Director | Management | For | For |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
HEXAGON AB Meeting Date: MAY 09, 2014 Record Date: MAY 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: HEXA B Security ID: W40063104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Prepare and Approve List of Shareholders | Management | For | For |
4 | Approve Agenda of Meeting | Management | For | For |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
6 | Acknowledge Proper Convening of Meeting | Management | For | For |
7 | Receive President's Report | Management | None | None |
8a | Receive Financial Statements and Statutory Reports | Management | None | None |
8b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
8c | Receive Presentation of Board Proposal of Dividend | Management | None | None |
9a | Accept Financial Statements and Statutory Reports | Management | For | For |
9b | Approve Allocation of Income and Dividends of EUR 0.31 Per Share | Management | For | For |
9c | Approve Discharge of Board and President | Management | For | For |
10 | Determine Number of Members (6) and Deputy Members (0) of Board | Management | For | For |
11 | Approve Remuneration of Directors in the Amount of SEK 1,000,000 for the Chairman and SEK 475,000 for Other Members; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
12 | Reelect Melker Schorling (Chairman), Ola Rollen, Gun Nilsson, Ulrik Svensson, Ulrika Francke, and Jill Smith as Directors; Ratify Ernst & Young as Auditors | Management | For | For |
13 | Reelect Mikael Ekdahl, Jan Andersson, Anders Oscarsson, and Bengt Belfrage as Members of Nominating Committee | Management | For | For |
14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
15 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
16 | Close Meeting | Management | None | None |
IG GROUP HOLDINGS PLC Meeting Date: OCT 17, 2013 Record Date: OCT 15, 2013 Meeting Type: ANNUAL | ||||
Ticker: IGG Security ID: G4753Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Jonathan Davie as Director | Management | For | For |
5 | Re-elect Peter Hetherington as Director | Management | For | For |
6 | Re-elect Chris Hill as Director | Management | For | For |
7 | Re-elect Stephen Hill as Director | Management | For | For |
8 | Re-elect Tim Howkins as Director | Management | For | For |
9 | Re-elect Martin Jackson as Director | Management | For | For |
10 | Re-elect Roger Yates as Director | Management | For | For |
11 | Elect Jim Newman as Director | Management | For | For |
12 | Elect Sam Tymms as Director | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | Abstain |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Approve Sustained Performance Plan | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
INTERTEK GROUP PLC Meeting Date: MAY 16, 2014 Record Date: MAY 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: ITRK Security ID: G4911B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Sir David Reid as Director | Management | For | For |
6 | Re-elect Edward Astle as Director | Management | For | For |
7 | Re-elect Alan Brown as Director | Management | For | For |
8 | Re-elect Wolfhart Hauser as Director | Management | For | For |
9 | Re-elect Christopher Knight as Director | Management | For | For |
10 | Re-elect Louise Makin as Director | Management | For | For |
11 | Re-elect Lloyd Pitchford as Director | Management | For | For |
12 | Re-elect Michael Wareing as Director | Management | For | For |
13 | Elect Mark Williams as Director | Management | For | For |
14 | Re-elect Lena Wilson as Director | Management | For | For |
15 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Amend 2011 Long Term Incentive Plan | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
INVESTMENT AB KINNEVIK Meeting Date: MAY 12, 2014 Record Date: MAY 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: KINV B Security ID: W4832D110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | For |
3 | Prepare and Approve List of Shareholders | Management | For | For |
4 | Approve Agenda of Meeting | Management | For | For |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
6 | Acknowledge Proper Convening of Meeting | Management | For | For |
7 | Receive Chairman's Report | Management | None | None |
8 | Receive President's Report | Management | None | None |
9 | Receive Financial Statements and Statutory Reports | Management | None | None |
10 | Accept Financial Statements and Statutory Reports | Management | For | For |
11 | Approve Allocation of Income and Dividends of SEK 7.00 Per Share | Management | For | For |
12 | Approve Discharge of Board and President | Management | For | For |
13 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | For |
14 | Approve Remuneration of Directors in the Amount of SEK 2.1 Million for the Chairman, SEK 900,000 for Vice Chairman, and SEK 525,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
15 | Reelect Tom Boardman, Vigo Carlund, Dame Amelia Fawcett, Wilhelm Klingspor, Erik Mitteregger, and Cristina Stenbeck (Chairman) as Directors; Elect John Shakeshaft as New Director | Management | For | For |
16 | Authorize Chairman of Board and Representatives of At Least Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Against |
17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
18a | Approve Stock Option Plan | Management | For | For |
18b | Approve Synthetic Stock Option Plan | Management | For | For |
19 | Authorize Share Repurchase Program | Management | For | For |
20a | Approve Special Examination Regarding the Keeping of the Minutes and the Minutes Checking at the 2013 AGM | Shareholder | None | Against |
20b | Approve Special Examination Regarding How the Board Has Handled Thorwald Arvidsson's Request to Take Part of the Audio Recording from the 2013 AGM | Shareholder | None | Against |
20c | Approve That a Transcript of the Audio Recording of the 2013 AGM Shall Be Duly Prepared and Sent to the Swedish Bar Association | Shareholder | None | Against |
20d | Approve That Individual Shareholders Shall Have an Unconditional Right to Take Part of Audio and/or Visual Recordings from Investment AB Kinnevik's General Meetings | Shareholder | None | Against |
21 | Close Meeting | Management | None | None |
ITC LTD. Meeting Date: JUL 26, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: 500875 Security ID: Y4211T171 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 5.25 Per Share | Management | For | For |
3.1 | Reelect S. Banerjee as Director | Management | For | Against |
3.2 | Reelect A.V.G. Kumar as Director | Management | For | Against |
3.3 | Reelect H.G. Powell as Director | Management | For | Against |
3.4 | Reelect B. Sen as Director | Management | For | For |
3.5 | Reelect B. Vijayaraghavan as Director | Management | For | For |
4 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Elect M. Shankar as Director | Management | For | For |
6 | Elect S.S. Habib-ur-Rehman as Director | Management | For | For |
7 | Reelect D.K. Mehtrotra as Director | Management | For | Against |
8 | Reelect S.B. Mathur as Director | Management | For | For |
9 | Reelect P.B. Ramanujam as Director | Management | For | For |
10 | Reelect K.N. Grant as Director; and Approve Reappointment and Remuneration of K.N. Grant as Executive Director | Management | For | Against |
11 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
ITC LTD. Meeting Date: MAR 19, 2014 Record Date: JAN 31, 2014 Meeting Type: COURT | ||||
Ticker: 500875 Security ID: Y4211T171 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
JERONIMO MARTINS SGPS S.A Meeting Date: DEC 18, 2013 Record Date: DEC 11, 2013 Meeting Type: SPECIAL | ||||
Ticker: JMT Security ID: X40338109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors | Management | For | For |
2 | Elect Board Chairman | Management | For | Against |
JUBILANT FOODWORKS LTD Meeting Date: AUG 08, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: 533155 Security ID: Y4493W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect S.S. Bhartia as Director | Management | For | For |
3 | Reelect P. Vandrevala as Director | Management | For | Against |
4 | Approve S.R. Batliboi & Co LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Amend Employees Stock Option Scheme 2011 | Management | For | For |
JUBILANT FOODWORKS LTD Meeting Date: MAR 24, 2014 Record Date: FEB 07, 2014 Meeting Type: SPECIAL | ||||
Ticker: 533155 Security ID: Y4493W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Limit on Foreign Shareholdings | Management | For | For |
KABEL DEUTSCHLAND HOLDING AG Meeting Date: OCT 10, 2013 Record Date: SEP 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: KD8 Security ID: D6424C112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.50 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2012/2013 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2012/2013 | Management | For | For |
5 | Ratify Ernst & Young as Auditors for Fiscal 2013/2014 | Management | For | For |
6a | Approve Affiliation Agreements with Kabel Deutschland Holding Erste Beteiligungs GmbH | Management | For | For |
6b | Approve Affiliation Agreements with Kabel Deutschland Holding Zweite Beteiligungs GmbH | Management | For | For |
LIBERTY GLOBAL PLC Meeting Date: JAN 30, 2014 Record Date: DEC 13, 2013 Meeting Type: SPECIAL | ||||
Ticker: LBTYA Security ID: G5480U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | Against |
2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
LIBERTY GLOBAL PLC Meeting Date: JUN 26, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: LBTYK Security ID: G5480U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Miranda Curtis | Management | For | Against |
2 | Elect Director John W. Dick | Management | For | For |
3 | Elect Director J.C. Sparkman | Management | For | For |
4 | Elect Director J. David Wargo | Management | For | For |
5 | Approve Remuneration Policy | Management | For | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Approve Remuneration Report | Management | For | Against |
9 | Ratify KPMG LLP as Independent Auditors | Management | For | For |
10 | Ratify KPMG LLP as Statutory Auditor | Management | For | For |
11 | Authorize Audit Committee to Fix Remuneration of Statutory Auditors | Management | For | For |
LOCALIZA RENT A CAR S.A. Meeting Date: APR 29, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: RENT3 Security ID: P6330Z111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Company's Management | Management | For | For |
4 | Designate Newspapers to Publish Company Announcements | Management | For | For |
LOCALIZA RENT A CAR S.A. Meeting Date: APR 29, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: RENT3 Security ID: P6330Z111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Appoint Independent Firm to Appraise Absorption of Localiza Cuiaba Aluguel de Carros Ltda. | Management | For | For |
1.2 | Approve Independent Firm's Appraisal | Management | For | For |
1.3 | Approve Acquisition Agreement between the Company and Localiza Cuiaba Aluguel de Carros Ltda | Management | For | For |
1.4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
2.1 | Approve Agreement to Absorb Localiza Car Rental S.A. | Management | For | For |
2.2 | Appoint Independent Firm to Appraise Proposed Transaction | Management | For | For |
2.3 | Approve Independent Firm's Appraisal | Management | For | For |
2.4 | Approve Absorption of Localiza Car Rental S.A. | Management | For | For |
2.5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
3.1 | Approve Agreement to Absorb Localiza JF Aluguel de Carros Ltda. | Management | For | For |
3.2 | Appoint Independent Firm to Appraise Proposed Transaction | Management | For | For |
3.3 | Approve Independent Firm's Appraisal | Management | For | For |
3.4 | Approve Absorption of Localiza JF Aluguel de Carros Ltda. | Management | For | For |
3.5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
MAGNIT OAO Meeting Date: SEP 26, 2013 Record Date: AUG 09, 2013 Meeting Type: SPECIAL | ||||
Ticker: MGNT Security ID: 55953Q202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Interim Dividends of RUB 46.06 for First Six Months of Fiscal 2013 | Management | For | For |
2 | Approve Related-Party Transaction Re: Loan Agreement with ZAO Tander | Management | For | For |
MAGNIT OAO Meeting Date: MAY 29, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: MGNT Security ID: 55953Q202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report and Financial Statements | Management | For | For |
2 | Approve Allocation of Income and Dividends of RUB 89.15 per Share | Management | For | For |
3.1 | Elect Andrey Aroutuniyan as Director | Management | None | Against |
3.2 | Elect Sergey Galitskiy as Director | Management | None | Against |
3.3 | Elect Alexander Zayonts as Director | Management | None | For |
3.4 | Elect Alexey Makhnev as Director | Management | None | Against |
3.5 | Elect Khachatur Pombukhchan as Director | Management | None | Against |
3.6 | Elect Alexey Pshenichnyy as Director | Management | None | Against |
3.7 | Elect Aslan Shkhachemukov as Director | Management | None | Against |
4.1 | Elect Roman Efimenko as Member of Audit Commission | Management | For | For |
4.2 | Elect Angela Udovichenko as Member of Audit Commission | Management | For | For |
4.3 | Elect Denis Fedotov as Member of Audit Commission | Management | For | For |
5 | Ratify Auditor to Audit Company's Accounts in Accordance with Russian Accounting Standards (RAS) | Management | For | For |
6 | Ratify Auditor to Audit Company's Accounts in Accordance with IFRS | Management | For | For |
7 | Elect Members of Counting Commission | Management | For | For |
8 | Approve New Edition of Charter | Management | For | For |
9 | Approve New Edition of Regulations on General Meetings | Management | For | For |
10.1 | Approve Large-Scale Related-Party Transaction Re: Loan Agreement with ZAO Tander | Management | For | For |
10.2 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement with OAO Sberbank of Russia for Securing Obligations of ZAO Tander | Management | For | For |
10.3 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement with OAO Alfa-Bank for Securing Obligations of ZAO Tander | Management | For | For |
10.4 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement with OAO Bank Moskvy for Securing Obligations of ZAO Tander | Management | For | For |
11.1 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Rosbank for Securing Obligations of ZAO Tander | Management | For | For |
11.2 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Absolut Bank for Securing Obligations of ZAO Tander | Management | For | For |
11.3 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Absolut Bank for Securing Obligations of ZAO Tander | Management | For | For |
11.4 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Rossiysky Selskokhozyaystvennyy Bank for Securing Obligations of ZAO Tander | Management | For | For |
11.5 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Bank VTB for Securing Obligations of ZAO Tander | Management | For | For |
MASTERCARD INCORPORATED Meeting Date: JUN 03, 2014 Record Date: APR 09, 2014 Meeting Type: ANNUAL | ||||
Ticker: MA Security ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Nancy J. Karch | Management | For | For |
1i | Elect Director Marc Olivie | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Jackson P. Tai | Management | For | For |
1m | Elect Director Edward Suning Tian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MEAD JOHNSON NUTRITION COMPANY Meeting Date: MAY 01, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: MJN Security ID: 582839106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven M. Altschuler | Management | For | For |
1b | Elect Director Howard B. Bernick | Management | For | For |
1c | Elect Director Kimberly A. Casiano | Management | For | For |
1d | Elect Director Anna C. Catalano | Management | For | For |
1e | Elect Director Celeste A. Clark | Management | For | For |
1f | Elect Director James M. Cornelius | Management | For | For |
1g | Elect Director Stephen W. Golsby | Management | For | For |
1h | Elect Director Michael Grobstein | Management | For | For |
1i | Elect Director Peter Kasper Jakobsen | Management | For | For |
1j | Elect Director Peter G. Ratcliffe | Management | For | For |
1k | Elect Director Elliott Sigal | Management | For | For |
1l | Elect Director Robert S. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MERCADOLIBRE, INC. Meeting Date: JUN 17, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: MELI Security ID: 58733R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan Segal | Management | For | For |
1.2 | Elect Director Michael Spence | Management | For | Withhold |
1.3 | Elect Director Mario Eduardo Vazquez | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OPTIMAL PAYMENTS PLC Meeting Date: MAY 21, 2014 Record Date: MAY 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: OPAY Security ID: G6770D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Brahm Gelfand as a Director | Management | For | For |
4 | Reelect Jonathan Comerford as a Director | Management | For | For |
5 | Reelect Steve Shaper as a Director | Management | For | For |
6 | Ratify KPMG Audit LLC as Auditors | Management | For | For |
7 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
8 | Approve Share Repurchase Program | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
PARTNERS GROUP HOLDING Meeting Date: MAY 15, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: PGHN Security ID: H6120A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of CHF 7.25 per Share | Management | For | For |
3 | Approve Remuneration Report (Consultative Vote) | Management | For | Against |
4 | Authorize Repurchase of up to Ten Percent of Issued Share Capital | Management | For | For |
5 | Approve Remuneration of Executive Committee in the Amount of CHF 14.2 Million and Approve Remuneration of Directors in the Amount of CHF 5 Million for Fiscal 2014 | Management | For | Against |
6 | Approve Remuneration of Executive Committee in the Amount of CHF 21.3 Million and Approve Remuneration of Directors in the Amount of CHF 7.5 Million for Fiscal 2015 | Management | For | Against |
7 | Approve Discharge of Board and Senior Management | Management | For | For |
8.a | Elect Peter Wuffli as Board Chairman | Management | For | For |
8.b | Elect Alfred Gantner as Director | Management | For | Against |
8.c | Elect Marcel Erni as Director | Management | For | Against |
8.d | Elect Urs Wietlisbach as Director | Management | For | Against |
8.e | Elect Steffen Meister as Director | Management | For | Against |
8.f | Elect Charles Dallara as Director | Management | For | Against |
8.g | Elect Eric Strutz as Director | Management | For | For |
8.h | Elect Patrick Ward as Director | Management | For | For |
8.i | Elect Wolfgang Zurcher as Director | Management | For | Against |
9.a | Appoint Wolfgang Zuercher as Member of the Nomination and Compensation Committee | Management | For | Against |
9.b | Appoint Peter Wuffli as Member of the Nomination and Compensation Committee | Management | For | For |
9.c | Appoint Steffen Meister as Member of the Nomination and Compensation Committee | Management | For | Against |
10 | Designate Alexander Eckenstein as Independent Proxy | Management | For | For |
11 | Ratify KPMG AG as Auditors | Management | For | For |
12 | Transact Other Business (Voting) | Management | For | Against |
PERSIMMON PLC Meeting Date: APR 16, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: PSN Security ID: G70202109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Nicholas Wrigley as Director | Management | For | For |
5 | Re-elect Jeffrey Fairburn as Director | Management | For | For |
6 | Re-elect Michael Killoran as Director | Management | For | For |
7 | Re-elect Nigel Greenaway as Director | Management | For | For |
8 | Elect David Jenkinson as Director | Management | For | For |
9 | Re-elect Richard Pennycook as Director | Management | For | For |
10 | Re-elect Jonathan Davie as Director | Management | For | For |
11 | Re-elect Mark Preston as Director | Management | For | For |
12 | Re-elect Marion Sears as Director | Management | For | For |
13 | Appoint KPMG LLP as Auditors and Authorise Their Remuneration | Management | For | For |
14 | Approve Return of Cash to Shareholders | Management | For | For |
15 | Approve Purchase of Two Properties by Nigel Greenaway | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
RIGHTMOVE PLC Meeting Date: MAY 07, 2014 Record Date: MAY 02, 2014 Meeting Type: ANNUAL | ||||
Ticker: RMV Security ID: G75657109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Appoint KPMG LLP as Auditors | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Re-elect Scott Forbes as Director | Management | For | For |
8 | Re-elect Nick McKittrick as Director | Management | For | For |
9 | Re-elect Peter Brooks-Johnson as Director | Management | For | For |
10 | Re-elect Robyn Perriss as Director | Management | For | For |
11 | Re-elect Jonathan Agnew as Director | Management | For | For |
12 | Re-elect Colin Kemp as Director | Management | For | For |
13 | Re-elect Ashley Martin as Director | Management | For | For |
14 | Re-elect Judy Vezmar as Director | Management | For | For |
15 | Elect Peter Williams as Director | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Approve EU Political Donations and Expenditure | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SANDS CHINA LTD. Meeting Date: JUL 26, 2013 Record Date: JUL 15, 2013 Meeting Type: SPECIAL | ||||
Ticker: 01928 Security ID: G7800X107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SANDS CHINA LTD. Meeting Date: MAY 30, 2014 Record Date: MAY 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: 01928 Security ID: G7800X107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Chiang Yun as Director | Management | For | For |
3b | Elect Iain Ferguson Bruce as Director | Management | For | For |
3c | Elect Charles Daniel Forman as Director | Management | For | For |
3d | Elect Robert Glen Goldstein as Director | Management | For | For |
3e | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
SINA CORPORATION Meeting Date: NOV 18, 2013 Record Date: SEP 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: SINA Security ID: G81477104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve to Reelect Mr. Ter Fung Tsao as Director | Management | For | For |
2 | Approve to Reelect Mr. Yichen Zhang as Director | Management | For | For |
3 | Approve Appointment of Pricewaterhousecoopers Zhong Tian LLP as Auditors of the Company | Management | For | For |
SOLERA HOLDINGS, INC. Meeting Date: NOV 08, 2013 Record Date: SEP 23, 2013 Meeting Type: ANNUAL | ||||
Ticker: SLH Security ID: 83421A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony Aquila | Management | For | For |
1.2 | Elect Director Thomas A. Dattilo | Management | For | For |
1.3 | Elect Director Arthur F. Kingsbury | Management | For | For |
1.4 | Elect Director Kurt J. Lauk | Management | For | For |
1.5 | Elect Director Kenneth A. Viellieu | Management | For | For |
1.6 | Elect Director Thomas C. Wajnert | Management | For | For |
1.7 | Elect Director Stuart J. Yarbrough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
SOUTHERN COPPER CORPORATION Meeting Date: APR 29, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: SCCO Security ID: 84265V105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director German Larrea Mota-Velasco | Management | For | Withhold |
1.2 | Elect Director Oscar Gonzalez Rocha | Management | For | Withhold |
1.3 | Elect Director Emilio Carrillo Gamboa | Management | For | Withhold |
1.4 | Elect Director Alfredo Casar Perez | Management | For | Withhold |
1.5 | Elect Director Luis Castelazo Morales | Management | For | Withhold |
1.6 | Elect Director Enrique Castillo Sanchez Mejorada | Management | For | For |
1.7 | Elect Director Xavier Garcia de Quevedo Topete | Management | For | Withhold |
1.8 | Elect Director Daniel Muniz Quintanilla | Management | For | Withhold |
1.9 | Elect Director Luis Miguel Palomino Bonilla | Management | For | For |
1.10 | Elect Director Gilberto Perezalonso Cifuentes | Management | For | For |
1.11 | Elect Director Juan Rebolledo Gout | Management | For | Withhold |
1.12 | Elect Director Carlos Ruiz Sacristan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STRATASYS LTD. Meeting Date: SEP 12, 2013 Record Date: AUG 13, 2013 Meeting Type: SPECIAL | ||||
Ticker: SSYS Security ID: M85548101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
TELECITY GROUP PLC Meeting Date: APR 08, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: TCY Security ID: G87403112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5 | Re-elect John Hughes as Director | Management | For | For |
6 | Re-elect Michael Tobin as Director | Management | For | For |
7 | Re-elect Claudia Arney as Director | Management | For | For |
8 | Re-elect Simon Batey as Director | Management | For | For |
9 | Re-elect Maurizio Carli as Director | Management | For | For |
10 | Re-elect Nancy Cruickshank as Director | Management | For | For |
11 | Re-elect John O'Reilly as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
THE PRICELINE GROUP INC. Meeting Date: JUN 05, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: PCLN Security ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Darren R. Huston | Management | For | For |
1.8 | Elect Director Nancy B. Peretsman | Management | For | For |
1.9 | Elect Director Thomas E. Rothman | Management | For | For |
1.10 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
TNT EXPRESS NV Meeting Date: APR 09, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: TNTE Security ID: N8726Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Opening and Announcements | Management | None | None |
2 | Presentation by Tex Gunning, CEO | Management | None | None |
3 | Receive Report of Management Board and Supervisory Board (Non-Voting) | Management | None | None |
4 | Discussion on Company's Corporate Governance Structure | Management | None | None |
5 | Discuss Remuneration Report | Management | None | None |
6 | Adopt Financial Statements and Statutory Reports | Management | For | For |
7a | Receive Announcements on Company's Reserves and Dividend Policy | Management | None | None |
7b | Approve Dividends of EUR 0.046 Per Share | Management | For | For |
8 | Approve Discharge of Management Board | Management | For | For |
9 | Approve Discharge of Supervisory Board | Management | For | For |
10 | Approve Remuneration Policy for Executive Board Members | Management | For | For |
11 | Reelect Roger King to Supervisory Board | Management | For | For |
12 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
13 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 12 | Management | For | For |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
15 | Receive Announcements Re: Assessment of External Auditor | Management | None | None |
16 | Allow Questions | Management | None | None |
17 | Close Meeting | Management | None | None |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. Meeting Date: MAY 20, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL | ||||
Ticker: VRX Security ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald H. Farmer | Management | For | For |
1b | Elect Director Colleen A. Goggins | Management | For | For |
1c | Elect Director Robert A. Ingram | Management | For | For |
1d | Elect Director Anders Lonner | Management | For | For |
1e | Elect Director Theo Melas-Kyriazi | Management | For | For |
1f | Elect Director J. Michael Pearson | Management | For | For |
1g | Elect Director Robert N. Power | Management | For | For |
1h | Elect Director Norma A. Provencio | Management | For | For |
1i | Elect Director Howard B. Schiller | Management | For | For |
1j | Elect Director Katharine B. Stevenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
WIRECARD AG Meeting Date: JUN 18, 2014 Record Date: MAY 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: WDI Security ID: D22359133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.12 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2014 | Management | For | For |
6 | Elect Alfons Henseler to the Supervisory Board | Management | For | For |
YAHOO! INC. Meeting Date: JUN 25, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: YHOO Security ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Filo | Management | For | For |
1.2 | Elect Director Susan M. James | Management | For | For |
1.3 | Elect Director Max R. Levchin | Management | For | For |
1.4 | Elect Director Marissa A. Mayer | Management | For | For |
1.5 | Elect Director Thomas J. McInerney | Management | For | For |
1.6 | Elect Director Charles R. Schwab | Management | For | For |
1.7 | Elect Director H. Lee Scott, Jr. | Management | For | For |
1.8 | Elect Director Jane E. Shaw | Management | For | For |
1.9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
YANDEX NV Meeting Date: MAY 21, 2014 Record Date: APR 23, 2014 Meeting Type: ANNUAL | ||||
Ticker: YNDX Security ID: N97284108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Discharge of Board of Directors | Management | For | For |
4 | Elect Herman Gref as a Non-Executive Director | Management | For | For |
5 | Reelect Arkady Volozh as an Executive Director | Management | For | For |
6 | Reelect Alfred Fenaughty as a Non-Executive Director | Management | For | For |
7 | Reelect Elena Ivashenseva as a Non-Executive Director | Management | For | For |
8 | Reelect Rogier Rijnja as a Non-Executive Director | Management | For | For |
9 | Approve Cancellation of Class C Shares Held in Treasury | Management | For | For |
10 | Decrease Authorized Share Capital | Management | For | For |
11 | Amend Company's Equity Incentive Plan | Management | For | For |
12 | Ratify Zao Deloitte & Touche CIS as Auditors | Management | For | For |
13 | Grant Board Authority to Issue Shares | Management | For | Against |
14 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 13 | Management | For | Against |
15 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
16 | Other Business (Non-Voting) | Management | None | None |
YOOX S.P.A. Meeting Date: APR 17, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: YOOX Security ID: T9846S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Stock Option Plan | Management | For | Against |
4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
1 | Approve Capital Increase to Service Stock Option Plan | Management | For | Against |
Thornburg Investment Income Builder Fund
AMBEV SA Meeting Date: JAN 02, 2014 Record Date: DEC 09, 2013 Meeting Type: SPECIAL | ||||
Ticker: ABEV3 Security ID: 02319V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Agreement to Absorb Companhia de Bebidas das Americas - Ambev | Management | For | For |
2 | Appoint Independent Firm to Appraise Proposed Transaction | Management | For | For |
3 | Approve Independent Firm's Appraisal | Management | For | For |
4 | Approve Absorption of Companhia de Bebidas das Americas - Ambev | Management | For | For |
5 | Approve Acquisition Agreement between the Company and Ambev Brasil Bebidas S.A. (Ambev Brasil) | Management | For | For |
6 | Appoint Independent Firm to Appraise Proposed Transaction | Management | For | For |
7 | Approve Independent Firm's Appraisal | Management | For | For |
8 | Approve Acquisition of Ambev Brasil and Issuance of Shares in Connection with Acquisition | Management | For | For |
9 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
10 | Amend Corporate Purpose | Management | For | For |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
12.1 | Elect Victorio Carlos de Marchi as Director | Management | For | For |
12.2 | Elect Carlos Alves de Brito as Director | Management | For | For |
12.3 | Elect Marcel Herrmann Telles as Director | Management | For | For |
12.4 | Elect Jose Heitor Attilio Gracioso as Director | Management | For | For |
12.5 | Elect Vicente Falconi Campos as Director | Management | For | For |
12.6 | Elect Luis Felipe Pedreira Dutra Leite as Director | Management | For | For |
12.7 | Elect Roberto Moses Thompson Motta as Director | Management | For | For |
12.8 | Elect Alvaro Antonio Cardoso de Sousa as Director | Management | For | For |
12.9 | Elect Paulo Alberto Lemman as Director | Management | For | For |
12.10 | Elect Antonio Carlos Augusto Ribeiro Bonchristiano as Director | Management | For | For |
12.11 | Elect Marcos de Barros Lisboa as Director | Management | For | For |
12.12 | Elect Luiz Fernando Ziegler de Saint Edmond as Alternate Director | Management | For | For |
13 | Consolidate Bylaws | Management | For | For |
APOLLO INVESTMENT CORPORATION Meeting Date: AUG 06, 2013 Record Date: JUN 12, 2013 Meeting Type: ANNUAL | ||||
Ticker: AINV Security ID: 03761U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elliot Stein, Jr. | Management | For | For |
1.2 | Elect Director Bradley J. Wechsler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
APOLLO INVESTMENT CORPORATION Meeting Date: AUG 06, 2013 Record Date: JUN 12, 2013 Meeting Type: SPECIAL | ||||
Ticker: AINV Security ID: 03761U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | Against |
APPLE INC. Meeting Date: FEB 28, 2014 Record Date: DEC 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
4 | Establish a Par Value for Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Against |
11 | Proxy Access | Shareholder | Against | Against |
ARES CAPITAL CORPORATION Meeting Date: JUN 02, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: ARCC Security ID: 04010L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Arougheti | Management | For | For |
1.2 | Elect Director Ann Torre Bates | Management | For | For |
1.3 | Elect Director Steven B. McKeever | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
AT&T INC. Meeting Date: APR 25, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: T Security ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Reuben V. Anderson | Management | For | For |
1.3 | Elect Director Jaime Chico Pardo | Management | For | For |
1.4 | Elect Director Scott T. Ford | Management | For | For |
1.5 | Elect Director James P. Kelly | Management | For | For |
1.6 | Elect Director Jon C. Madonna | Management | For | For |
1.7 | Elect Director Michael B. McCallister | Management | For | For |
1.8 | Elect Director John B. McCoy | Management | For | For |
1.9 | Elect Director Beth E. Mooney | Management | For | For |
1.10 | Elect Director Joyce M. Roche | Management | For | For |
1.11 | Elect Director Matthew K. Rose | Management | For | For |
1.12 | Elect Director Cynthia B. Taylor | Management | For | For |
1.13 | Elect Director Laura D'Andrea Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Severance Agreements/Change-in-Control Agreements | Management | For | For |
5 | Report on Indirect Political Contributions | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | For |
ATLANTIA SPA Meeting Date: APR 15, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: ATL Security ID: T05404107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Against |
3 | Approve Remuneration Report | Management | For | For |
4 | Amend Stock Option Plan 2011 and Stock Grant Plan - MBO | Management | For | Against |
5 | Approve Phantom Option Plan 2014 | Management | For | Against |
BANCO SANTANDER BRASIL SA Meeting Date: NOV 01, 2013 Record Date: OCT 15, 2013 Meeting Type: SPECIAL | ||||
Ticker: SANB11 Security ID: 05967A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reduction of BRL 6 Billion in Share Capital and Amend Article 5 to Reflect the Change | Management | For | For |
2 | Amend Article 17 | Management | For | For |
3 | Elect Board Chairman, Vice-Chairman, and Ratify Board Composition | Management | For | For |
BANCO SANTANDER BRASIL SA Meeting Date: MAR 18, 2014 Record Date: FEB 28, 2014 Meeting Type: SPECIAL | ||||
Ticker: SANB11 Security ID: 05967A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Capitalization of Reserves for Bonus Issue | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Amend Composition of Units Re: Reverse Stock Split | Management | For | For |
4 | Amend Articles 5, 53, 56, and 57 to Reflect Changes in Capital | Management | For | For |
5 | Amend Article 11 | Management | For | For |
6 | Consolidate Bylaws | Management | For | For |
BANQUE CANTONALE VAUDOISE Meeting Date: MAY 01, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: BCVN Security ID: H0482P863 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open meeting (Non-Voting) | Management | None | None |
2 | Receive Management Report (Non-Voting) | Management | None | None |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Board and Senior Management | Management | For | For |
5.1 | Approve Allocation of Income and Dividends of CHF 22 per Share | Management | For | For |
5.2 | Approve Dividends of CHF 10 per Sharefrom Capital contribution Reserves | Management | For | For |
6 | Amend Articles | Management | For | For |
7 | Elect Ingrid Deltenre as Director | Management | For | For |
8 | Designate Christophe Wilhelm as Independent Proxy | Management | For | For |
9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
10 | Transact Other Business (Voting) | Management | For | Against |
BB SEGURIDADE PARTICIPACOES S.A. Meeting Date: NOV 29, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: BBSE3 Security ID: P1R1WJ103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles | Management | For | For |
2 | Elect Fiscal Council Members Representing Minority Shareholders | Management | For | For |
3 | Elect Director Representing Minority Shareholders | Management | For | For |
4 | Elect Director Representing Finance Ministry | Management | For | Against |
5 | Elect Director Representing Banco do Brasil S.A. | Management | For | Against |
6 | Elect Fiscal Council Member Representing Finance Ministry | Management | For | For |
BB SEGURIDADE PARTICIPACOES S.A. Meeting Date: APR 30, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: BBSE3 Security ID: P1R1WJ103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Fiscal Council Members | Management | For | For |
4 | Approve Remuneration of Fiscal Council Members | Management | For | For |
5 | Elect CEO as Director | Management | For | Against |
6 | Approve Remuneration of Company's Management | Management | For | For |
BRITISH AMERICAN TOBACCO PLC Meeting Date: APR 30, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: BATS Security ID: G1510J102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Re-elect Richard Burrows as Director | Management | For | For |
8 | Re-elect Karen de Segundo as Director | Management | For | For |
9 | Re-elect Nicandro Durante as Director | Management | For | For |
10 | Re-elect Ann Godbehere as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Gerry Murphy as Director | Management | For | For |
13 | Re-elect Kieran Poynter as Director | Management | For | For |
14 | Re-elect Ben Stevens as Director | Management | For | For |
15 | Re-elect Richard Tubb as Director | Management | For | For |
16 | Elect Savio Kwan as Director | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Approve EU Political Donations and Expenditure | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CANADIAN OIL SANDS LIMITED Meeting Date: APR 30, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: COS Security ID: 13643E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2.1 | Elect Director Ian A. Bourne | Management | For | For |
2.2 | Elect Director Gerald W. Grandey | Management | For | For |
2.3 | Elect Director Arthur N. Korpach | Management | For | For |
2.4 | Elect Director Ryan M. Kubik | Management | For | For |
2.5 | Elect Director Donald J. Lowry | Management | For | For |
2.6 | Elect Director Sarah E. Raiss | Management | For | For |
2.7 | Elect Director John K. Read | Management | For | For |
2.8 | Elect Director Brant G. Sangster | Management | For | For |
2.9 | Elect Director C.E. (Chuck) Shultz | Management | For | For |
2.10 | Elect Director Wesley R. Twiss | Management | For | For |
2.11 | Elect Director John B. Zaozirny | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION Meeting Date: MAY 01, 2014 Record Date: MAR 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: COF Security ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard D. Fairbank | Management | For | For |
1b | Elect Director Patrick W. Gross | Management | For | For |
1c | Elect Director Ann Fritz Hackett | Management | For | For |
1d | Elect Director Lewis Hay, III | Management | For | For |
1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
1f | Elect Director Pierre E. Leroy | Management | For | For |
1g | Elect Director Peter E. Raskind | Management | For | For |
1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
1i | Elect Director Bradford H. Warner | Management | For | For |
1j | Elect Director Catherine G. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5a | Reduce Supermajority Vote Requirement | Management | For | For |
5b | Reduce Supermajority Vote Requirement | Management | For | For |
5c | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
CAPSTEAD MORTGAGE CORPORATION Meeting Date: MAY 28, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: CMO Security ID: 14067E506 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Bernard | Management | For | For |
1.2 | Elect Director Jack Biegler | Management | For | For |
1.3 | Elect Director Michelle P. Goolsby | Management | For | For |
1.4 | Elect Director Andrew F. Jacobs | Management | For | For |
1.5 | Elect Director Gary Keiser | Management | For | For |
1.6 | Elect Director Christopher W. Mahowald | Management | For | For |
1.7 | Elect Director Michael G. O'Neil | Management | For | For |
1.8 | Elect Director Mark S. Whiting | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO. LTD. Meeting Date: MAY 23, 2014 Record Date: MAY 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: 00144 Security ID: Y1489Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Elect Zheng Shaoping as Director | Management | For | For |
3a2 | Elect Kut Ying Hay as Director | Management | For | For |
3a3 | Elect Lee Yip Wah Peter as Director | Management | For | For |
3a4 | Elect Li Kwok Heem John as Director | Management | For | For |
3a5 | Elect Li Ka Fai David as Director | Management | For | For |
3b | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Grant of Options Pursuant to the Share Option Scheme | Management | For | Against |
5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5c | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5d | Authorize Reissuance of Repurchased Shares | Management | For | Against |
6 | Adopt New Articles of Association | Management | For | For |
CHINA MOBILE LIMITED Meeting Date: MAY 22, 2014 Record Date: MAY 16, 2014 Meeting Type: ANNUAL | ||||
Ticker: 00941 Security ID: Y14965100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Xi Guohua as Director | Management | For | For |
3b | Elect Sha Yuejia as Director | Management | For | For |
3c | Elect Liu Aili as Director | Management | For | For |
4a | Elect Lo Ka Shui as Director | Management | For | For |
4b | Elect Paul Chow Man Yiu as Director | Management | For | For |
5 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
9 | Amend Articles of Association | Management | For | For |
CHINA RESOURCES POWER HOLDINGS CO., LTD. Meeting Date: JUN 10, 2014 Record Date: JUN 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: 00836 Security ID: Y1503A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Zhou Junqing as Director | Management | For | Against |
3b | Elect Zhang Shen Wen as Director | Management | For | For |
3c | Elect Wang Xiao Bin as Director | Management | For | For |
3d | Elect Leung Oi-sie, Elsie as Director | Management | For | Against |
3e | Elect Ch'ien K.F. Raymond as Director | Management | For | Against |
3f | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
COCA-COLA AMATIL LTD. Meeting Date: MAY 13, 2014 Record Date: MAY 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: CCL Security ID: Q2594P146 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report | Management | For | For |
2a | Elect Wallace Macarthur King as Director | Management | For | For |
2b | Elect David Edward Meiklejohn as Director | Management | For | For |
2c | Elect Krishnakumar Thirumalai as Director | Management | For | For |
3 | Approve the Grant of 209,798 Shares to A M Watkins, Executive Director of the Company | Management | For | For |
COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV Meeting Date: JUL 30, 2013 Record Date: JUL 01, 2013 Meeting Type: SPECIAL | ||||
Ticker: AMBV4 Security ID: 20441W203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Company's Reorganization Plan and Stock Swap Merger | Management | For | For |
2 | Amend Articles to Reflect Changes in Capital | Management | For | For |
3 | Approve Cancellation of Treasury Shares | Management | For | For |
4 | Consolidate Bylaws | Management | For | For |
COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV Meeting Date: APR 28, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: ABEV3 Security ID: 02319V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Fiscal Council Members | Management | For | For |
4 | Ratify Remuneration Paid for Fiscal Year 2013 and Approve Remuneration of Company's Management | Management | For | For |
1 | Authorize Capitalization of Fiscal Benefits and Issue New Shares | Management | For | For |
2 | Authorize Capitalization of Fiscal Benefits without Issuing New Shares | Management | For | For |
3 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
DBS GROUP HOLDINGS LTD. Meeting Date: APR 28, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: D05 Security ID: Y20246107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend Per Ordinary Share | Management | For | For |
3 | Declare Final Dividend Per Non-Voting Redeemable Convertible Preference Share | Management | For | For |
4 | Approve Directors' Fees | Management | For | Against |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Elect Piyush Gupta as Director | Management | For | For |
7 | Elect Bart Joseph Broadman as Director | Management | For | For |
8 | Elect Ho Tian Yee as Director | Management | For | For |
9 | Elect Nihal Vijaya Devadas Kaviratne as Director | Management | For | For |
10 | Approve Grant of Awards and Issue of Shares Pursuant to the DBSH Share Option Plan and DBSH Share Plan | Management | For | For |
11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
12 | Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Final Dividends for the Year Ended Dec. 31, 2013 | Management | For | For |
13 | Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Dividends which may be Declared for the Year Ending Dec. 31, 2014 | Management | For | For |
DBS GROUP HOLDINGS LTD. Meeting Date: APR 28, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: D05 Security ID: Y20246107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program | Management | For | For |
DIGITAL REALTY TRUST, INC. Meeting Date: APR 28, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: DLR Security ID: 253868103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Dennis E. Singleton | Management | For | For |
1B | Elect Director Laurence A. Chapman | Management | For | For |
1C | Elect Director Kathleen Earley | Management | For | For |
1D | Elect Director Ruann F. Ernst | Management | For | For |
1E | Elect Director Kevin J. Kennedy | Management | For | For |
1F | Elect Director William G. LaPerch | Management | For | For |
1G | Elect Director Robert H. Zerbst | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DOMINION RESOURCES, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: D Security ID: 25746U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Barr | Management | For | For |
1.2 | Elect Director Peter W. Brown | Management | For | For |
1.3 | Elect Director Helen E. Dragas | Management | For | For |
1.4 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.5 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.6 | Elect Director John W. Harris | Management | For | Against |
1.7 | Elect Director Mark J. Kington | Management | For | For |
1.8 | Elect Director Pamela J. Royal | Management | For | For |
1.9 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
1.10 | Elect Director Michael E. Szymanczyk | Management | For | For |
1.11 | Elect Director David A. Wollard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | For |
6 | Report on Financial and Physical Risks of Climate Change | Shareholder | Against | Abstain |
7 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
9 | Report on Environmental Impacts of Biomass and Assess Risks | Shareholder | Against | Abstain |
10 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
DUKE ENERGY CORPORATION Meeting Date: MAY 01, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: DUK Security ID: 26441C204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
1.2 | Elect Director Michael G. Browning | Management | For | For |
1.3 | Elect Director Harris E. DeLoach, Jr. | Management | For | For |
1.4 | Elect Director Daniel R. DiMicco | Management | For | For |
1.5 | Elect Director John H. Forsgren | Management | For | For |
1.6 | Elect Director Lynn J. Good | Management | For | For |
1.7 | Elect Director Ann Maynard Gray | Management | For | For |
1.8 | Elect Director James H. Hance, Jr. | Management | For | For |
1.9 | Elect Director John T. Herron | Management | For | For |
1.10 | Elect Director James B. Hyler, Jr. | Management | For | For |
1.11 | Elect Director William E. Kennard | Management | For | For |
1.12 | Elect Director E. Marie McKee | Management | For | For |
1.13 | Elect Director E. James Reinsch | Management | For | For |
1.14 | Elect Director James T. Rhodes | Management | For | For |
1.15 | Elect Director Carlos A. Saladrigas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Less than Unanimous Written Consent | Management | For | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
DYNEX CAPITAL, INC. Meeting Date: MAY 20, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: DX Security ID: 26817Q506 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas B. Akin | Management | For | For |
1.2 | Elect Director Byron L. Boston | Management | For | For |
1.3 | Elect Director Michael R. Hughes | Management | For | For |
1.4 | Elect Director Barry A. Igdaloff | Management | For | For |
1.5 | Elect Director Valerie A. Mosley | Management | For | For |
1.6 | Elect Director Robert A. Salcetti | Management | For | For |
1.7 | Elect Director James C. Wheat, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EDP- ENERGIAS DO BRASIL S.A. Meeting Date: FEB 04, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: ENBR3 Security ID: P3769R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Board Size | Management | For | For |
2 | Elect New Director; Appoint Chairman and Vice Chairman | Management | For | For |
EDP- ENERGIAS DO BRASIL S.A. Meeting Date: APR 29, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: ENBR3 Security ID: P3769R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Fix Board Size and Elect Directors | Management | For | For |
4 | Approve Remuneration of Company's Management | Management | For | Against |
EDP- ENERGIAS DO BRASIL S.A. Meeting Date: APR 29, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: ENBR3 Security ID: P3769R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles 24 and 25 Re: Executive Committee | Management | For | For |
ELECTRICITE DE FRANCE Meeting Date: MAY 15, 2014 Record Date: MAY 09, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: EDF Security ID: F2940H113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.25 per Share | Management | For | For |
A | Approve Dividends of EUR 0.80 per Share and Loyalty Dividends of EUR 0.88 per Share | Shareholder | Against | Against |
4 | Approve Stock Dividend Program | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
6 | Advisory Vote on Compensation of Henri Proglio, Chairman And CEO | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | Management | For | For |
10 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 45 Million | Management | For | For |
11 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
12 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
13 | Authorize Capital Increase of Up to EUR 45 Million for Future Exchange Offers | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
17 | Amend Article 10 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | Against |
18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
19 | Ratify Appointment of Colette Lewiner as Director | Management | For | Against |
ENAGAS S.A. Meeting Date: MAR 24, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: ENG Security ID: E41759106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Discharge of Board | Management | For | For |
4 | Renew Appointment of Deloitte SL as Auditor | Management | For | For |
5.1 | Reelect Antonio Llarden Carratala as Director | Management | For | For |
5.2 | Reelect Marcelino Oreja Arburua as Director | Management | For | For |
5.3 | Elect Ana Palacio Vallelersundi as Director | Management | For | For |
5.4 | Elect Isabel Tocino Biscarolasaga as Director | Management | For | For |
5.5 | Elect Antonio Hernandez Mancha as Director | Management | For | For |
5.6 | Elect Gonzalo Solana Gonzalez as Director | Management | For | For |
5.7 | Elect Luis Valero Artola as Director | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Advisory Vote on Remuneration Policy Report | Management | For | For |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
ENSCO PLC Meeting Date: MAY 19, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: ESV Security ID: G3157S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Re-elect J. Roderick Clark as Director | Management | For | For |
1b | Re-elect Roxanne J. Decyk as Director | Management | For | For |
1c | Re-elect Mary E. Francis CBE as Director | Management | For | For |
1d | Re-elect C. Christopher Gaut as Director | Management | For | For |
1e | Re-elect Gerald W. Haddock as Director | Management | For | For |
1f | Re-elect Francis S. Kalman as Director | Management | For | For |
1g | Re-elect Daniel W. Rabun as Director | Management | For | For |
1h | Re-elect Keith O. Rattie as Director | Management | For | For |
1i | Re-elect Paul E. Rowsey, III as Director | Management | For | For |
2 | Issue of Equity or Equity-Linked Securities with Pre-emptive Rights | Management | For | For |
3 | Reappoint KPMG LLP as Auditors of the Company | Management | For | For |
4 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
6 | Approve Remuneration Policy | Management | For | For |
7 | Approve Remuneration Report | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Accept Financial Statements and Statutory Reports | Management | For | For |
10 | Approve Capital Reorganisation Converting Undistributable Reserves to Distributable Reserves | Management | For | For |
11 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Management | For | For |
ENTERGY CORPORATION Meeting Date: MAY 02, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: ETR Security ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Maureen Scannell Bateman | Management | For | For |
1b | Elect Director Leo P. Denault | Management | For | For |
1c | Elect Director Kirkland H. Donald | Management | For | For |
1d | Elect Director Gary W. Edwards | Management | For | For |
1e | Elect Director Alexis M. Herman | Management | For | For |
1f | Elect Director Donald C. Hintz | Management | For | For |
1g | Elect Director Stuart L. Levenick | Management | For | For |
1h | Elect Director Blanche Lambert Lincoln | Management | For | For |
1i | Elect Director Stewart C. Myers | Management | For | For |
1j | Elect Director W.J. 'Billy' Tauzin | Management | For | For |
1k | Elect Director Steven V. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Decommission Indian Point Nuclear Reactors | Shareholder | Against | Against |
5 | Report on Major Nuclear Safety Concerns and NRC Actions | Shareholder | Against | Against |
EUTELSAT COMMUNICATIONS Meeting Date: NOV 07, 2013 Record Date: NOV 01, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: ETL Security ID: F3692M128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1.08 per Share | Management | For | For |
5 | Reelect Bertrand Mabille as Director | Management | For | For |
6 | Ratify Appointment of Ross McInnes as Director | Management | For | For |
7 | Advisory Vote on Compensation of CEO | Management | For | For |
8 | Advisory Vote on Compensation of Vice-CEO | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
11 | Authorize Capitalization of Reserves of Up to EUR 44 Million for Bonus Issue or Increase in Par Value | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 44 Million | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 22 Million | Management | For | For |
14 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 22 Million | Management | For | For |
15 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 12-14 | Management | For | For |
17 | Authorize Capital Increase of Up to EUR 22 Million for Future Exchange Offers | Management | For | For |
18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
19 | Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 22 Million | Management | For | For |
20 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 1.5 Billion | Management | For | For |
21 | Approve Employee Stock Purchase Plan | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
FIFTH THIRD BANCORP Meeting Date: APR 15, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: FITB Security ID: 316773100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas K. Akins | Management | For | For |
1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
1.4 | Elect Director Emerson L. Brumback | Management | For | For |
1.5 | Elect Director James P. Hackett | Management | For | For |
1.6 | Elect Director Gary R. Heminger | Management | For | For |
1.7 | Elect Director Jewell D. Hoover | Management | For | For |
1.8 | Elect Director Kevin T. Kabat | Management | For | For |
1.9 | Elect Director Mitchel D. Livingston, Ph.D. | Management | For | For |
1.10 | Elect Director Michael B. McCallister | Management | For | For |
1.11 | Elect Director Hendrik G. Meijer | Management | For | For |
1.12 | Elect Director Marsha C. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FLOATEL INTERNATIONAL LTD. Meeting Date: JUN 25, 2014 Record Date: Meeting Type: BONDHOLDER | ||||
Ticker: FLOAT Security ID: G3597XAC7 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval of the Summons | Management | For | For |
2 | Approval of the Agenda | Management | For | For |
3 | Election of Two Persons to Co-Sign the Minutes Together with the Chairman | Management | For | For |
4 | Request for Amendments of the Bond Agreement | Management | For | For |
GAM HOLDING LTD. Meeting Date: APR 15, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: GAM Security ID: H2878E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of CHF 0.65 per Share | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4 | Approve CHF 328,396 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
5.1 | Reelect Johannes de Gier as Director and Board Chairman | Management | For | For |
5.2 | Reelect Daniel Daeniker as Director | Management | For | For |
5.3 | Reelect Dieter Enkelmann as Director | Management | For | For |
5.4 | Reelect Diego du Monceau as Director | Management | For | For |
5.5 | Reelect Hugo Scott-Barrett as Director | Management | For | For |
5.6 | Reelect Tanja Weiher as Director | Management | For | For |
6.1 | Appoint Dieter Enkelmann as Member of the Compensation Committee | Management | For | For |
6.2 | Appoint Daniel Daeniker as Member of the Compensation Committee | Management | For | For |
6.3 | Appoint Diego du Monceau as Member of the Compensation Committee | Management | For | For |
7 | Ratify KPMG AG as Auditors | Management | For | For |
8 | Designate Tobias Rohner as Independent Proxy | Management | For | For |
GDF SUEZ Meeting Date: APR 28, 2014 Record Date: APR 22, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: GSZ Security ID: F42768105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Renew Appointment of Ernst and Young et Autres as Auditor | Management | For | For |
7 | Renew Appointment of Deloitte and Associes as Auditor | Management | For | For |
8 | Renew Appointment of Auditex as Alternate Auditor | Management | For | For |
9 | Renew Appointment of BEAS as Alternate Auditor | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million | Management | For | For |
12 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 225 Million | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
17 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 265 Million | Management | For | For |
18 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
20 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
21 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for a few Employees and Corporate Officers | Management | For | For |
22 | Allow Loyalty Dividends to Long-Term Registered Shareholders, and Amend Article 26 Accordingly | Management | For | Against |
23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
24 | Advisory Vote on Compensation of Gerard Mestrallet, Chairman and CEO | Management | For | For |
25 | Advisory Vote on Compensation of Jean-Francois Cirelli, Vice-Chairman and Vice-CEO | Management | For | Against |
A | Approve Dividends of EUR 0.83 per Share | Shareholder | Against | Against |
GJENSIDIGE FORSIKRING ASA Meeting Date: APR 24, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: GJF Security ID: R2763X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Registration of Attending Shareholders and Proxies | Management | None | None |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 12.80 Per Share | Management | For | Did Not Vote |
6a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
6b | Approve Remuneration Guidelines For Executive Management | Management | For | Did Not Vote |
6c | Approve Guidelines for Allotment of Shares and Subscription Rights | Management | For | Did Not Vote |
7 | Approve Equity Plan Financing | Management | For | Did Not Vote |
8 | Authorize Distribution of Dividends | Management | For | Did Not Vote |
9.1 | Elect Benedikte Bettina Bjorn as a Member of the Supervisory Board (Corporate Assembly) | Management | For | Did Not Vote |
9.2 | Elect Knud Peder Daugaard as a Member of the Supervisory Board (Corporate Assembly) | Management | For | Did Not Vote |
9.3 | Elect Randi Dille as a Member of the Supervisory Board (Corporate Assembly) | Management | For | Did Not Vote |
9.4 | Elect Marit Frogner as a Member of the Supervisory Board (Corporate Assembly) | Management | For | Did Not Vote |
9.5 | Elect Hanne Solheim Hansen as a Member of the Supervisory Board (Corporate Assembly) | Management | For | Did Not Vote |
9.6 | Elect Geir Holtet as a Member of the Supervisory Board (Corporate Assembly) | Management | For | Did Not Vote |
9.7 | Elect Bjorn Iversen as a Member of the Supervisory Board (Corporate Assembly) | Management | For | Did Not Vote |
9.8 | Elect Pal Olimb as a Member of the Supervisory Board (Corporate Assembly) | Management | For | Did Not Vote |
9.9 | Elect John Ove Ottestad as a Member of the Supervisory Board (Corporate Assembly) | Management | For | Did Not Vote |
9.10 | Elect Stephen Adler Petersen as a Member of the Supervisory Board (Corporate Assembly) | Management | For | Did Not Vote |
9.11 | Elect Lilly Tonnevold Stakkeland as a Member of the Supervisory Board (Corporate Assembly) | Management | For | Did Not Vote |
9.12 | Elect Christina Stray as a Member of the Supervisory Board (Corporate Assembly) | Management | For | Did Not Vote |
9.13 | Elect Even Softeland as a Member of the Supervisory Board (Corporate Assembly) | Management | For | Did Not Vote |
9.14 | Elect Terje Wold as a Member of the Supervisory Board (Corporate Assembly) | Management | For | Did Not Vote |
9.15 | Elect Ivar Kvinlaug as a Deputy Member of the Supervisory Board (Corporate Assembly) | Management | For | Did Not Vote |
9.16 | Elect Nils-Ragnar Myhra as a Deputy Member of the Supervisory Board (Corporate Assembly) | Management | For | Did Not Vote |
9.17 | Elect Hanne Ronneberg as a Deputy Member of the Supervisory Board (Corporate Assembly) | Management | For | Did Not Vote |
9.18 | Elect Bjornar Kleiven as a Deputy Member of the Supervisory Board (Corporate Assembly) | Management | For | Did Not Vote |
9.19 | Elect Bjorn Iversen as Chairman of the Supervisory Board (Corporate Assembly) | Management | For | Did Not Vote |
9.20 | Elect Christina Stray as Vice-Chairman of the Supervisory Board (Corporate Assembly) | Management | For | Did Not Vote |
9.21 | Elect Sven Iver Steen as Chairman of the Control Committee | Management | For | Did Not Vote |
9.22 | Elect Liselotte Aune Lee as a Member of the Control Committee | Management | For | Did Not Vote |
9.23 | Elect Hallvard Stromme as a Member of the Control Committee | Management | For | Did Not Vote |
9.24 | Elect Vigdis Myhre Naesseth as a Deputy Member of the Control Committee | Management | For | Did Not Vote |
9.25 | Elect Bjorn Iversen as Chairman of the Nominating Committee | Management | For | Did Not Vote |
9.26 | Elect Benedikte Bettina Bjorn as a Member of the Nominating Committee | Management | For | Did Not Vote |
9.27 | Elect Mai-Lill Ibsen as a Member of the Nominating Committee | Management | For | Did Not Vote |
9.28 | Elect Ivar Kvinlaug as a Member of the Nominating Committee | Management | For | Did Not Vote |
9.29 | Elect John Ove Ottestad as a Member of the Nominating Committee | Management | For | Did Not Vote |
10 | Approve Remuneration of the Supervisory Board, Control Committee, and the Nomination Committee | Management | For | Did Not Vote |
HALCON RESOURCES CORPORATION Meeting Date: MAY 22, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: HK Security ID: 40537Q209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Christmas | Management | For | For |
1.2 | Elect Director Thomas R. Fuller | Management | For | For |
1.3 | Elect Director David B. Miller | Management | For | For |
1.4 | Elect Director Michael A. Vlasic | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HENGAN INTERNATIONAL GROUP CO. LTD. Meeting Date: MAY 22, 2014 Record Date: MAY 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: 01044 Security ID: G4402L151 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Elect Sze Man Bok as Director | Management | For | For |
4 | Elect Hui Lin Chit as Director | Management | For | For |
5 | Elect Xu Chun Man as Director | Management | For | For |
6 | Elect Chan Henry as Director | Management | For | For |
7 | Elect Ada Ying Kay Wong as Director | Management | For | For |
8 | Authorize Board to Fix Directors' Remuneration | Management | For | For |
9 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
HOLLYFRONTIER CORPORATION Meeting Date: MAY 14, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: HFC Security ID: 436106108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas Y. Bech | Management | For | For |
1b | Elect Director Leldon E. Echols | Management | For | For |
1c | Elect Director R. Kevin Hardage | Management | For | For |
1d | Elect Director Michael C. Jennings | Management | For | For |
1e | Elect Director Robert J. Kostelnik | Management | For | For |
1f | Elect Director James H. Lee | Management | For | For |
1g | Elect Director Franklin Myers | Management | For | For |
1h | Elect Director Michael E. Rose | Management | For | For |
1i | Elect Director Tommy A. Valenta | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
HOPEWELL HOLDINGS LTD. Meeting Date: OCT 21, 2013 Record Date: OCT 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: 00054 Security ID: Y37129163 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a1 | Elect Gordon Ying Sheung Wu as Director | Management | For | For |
3a2 | Elect Thomas Jefferson Wu as Director | Management | For | For |
3a3 | Elect William Wing Lam Wong as Director | Management | For | For |
3a4 | Elect Carmelo Ka Sze Lee as Director | Management | For | Against |
3a5 | Elect Ahito Nakamura as Director | Management | For | For |
3b | Approve Remuneration of Directors | Management | For | For |
4 | Approve as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
6 | Adopt New Share Option Scheme of the Company and Terminate Existing Share Option Scheme | Management | For | Against |
7 | Adopt New Share Option Scheme of Hopewell Highway Infrastructure Ltd. | Management | For | Against |
HUANENG POWER INTERNATIONAL, INC. Meeting Date: JUN 26, 2014 Record Date: JUN 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: 00902 Security ID: Y3744A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Working Report of the Board of Directors | Management | For | For |
2 | Accept Working Report of the Supervisory Committee | Management | For | For |
3 | Accept Audited Financial Statements | Management | For | For |
4 | Approve Profit Distribution Plan | Management | For | For |
5 | Appoint Auditors for 2014 | Management | For | For |
6 | Approve Connected Transaction with China Huaneng Finance Corporation Limited | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
HUSKY ENERGY INC. Meeting Date: MAY 07, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: HSE Security ID: 448055103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor T.K. Li | Management | For | For |
1.2 | Elect Director Canning K.N. Fok | Management | For | For |
1.3 | Elect Director Stephen E. Bradley | Management | For | For |
1.4 | Elect Director Asim Ghosh | Management | For | For |
1.5 | Elect Director Martin J.G. Glynn | Management | For | For |
1.6 | Elect Director Poh Chan Koh | Management | For | For |
1.7 | Elect Director Eva L. Kwok | Management | For | For |
1.8 | Elect Director Stanley T.L. Kwok | Management | For | For |
1.9 | Elect Director Frederick S.H. Ma | Management | For | For |
1.10 | Elect Director George C. Magnus | Management | For | For |
1.11 | Elect Director Neil D. McGee | Management | For | For |
1.12 | Elect Director Colin S. Russel | Management | For | For |
1.13 | Elect Director Wayne E. Shaw | Management | For | For |
1.14 | Elect Director William Shurniak | Management | For | For |
1.15 | Elect Director Frank J. Sixt | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Meeting Date: SEP 10, 2013 Record Date: AUG 09, 2013 Meeting Type: SPECIAL | ||||
Ticker: 01398 Security ID: Y3990B112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Payment of Remuneration to Directors and Supervisors | Management | For | For |
2 | Elect Yi Xiqun as Director | Management | For | For |
3 | Elect Fu Zhongjun as Director | Management | For | For |
INTEL CORPORATION Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: INTC Security ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Andy D. Bryant | Management | For | For |
1c | Elect Director Susan L. Decker | Management | For | For |
1d | Elect Director John J. Donahoe | Management | For | For |
1e | Elect Director Reed E. Hundt | Management | For | For |
1f | Elect Director Brian M. Krzanich | Management | For | For |
1g | Elect Director James D. Plummer | Management | For | For |
1h | Elect Director David S. Pottruck | Management | For | For |
1i | Elect Director Frank D. Yeary | Management | For | For |
1j | Elect Director David B. Yoffie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INVESCO MORTGAGE CAPITAL INC. Meeting Date: MAY 01, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: IVR Security ID: 46131B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Mark Armour | Management | For | For |
1.2 | Elect Director James S. Balloun | Management | For | For |
1.3 | Elect Director John S. Day | Management | For | For |
1.4 | Elect Director Karen Dunn Kelley | Management | For | For |
1.5 | Elect Director Edward J. Hardin | Management | For | For |
1.6 | Elect Director James R. Lientz, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ISRAEL CHEMICALS LTD. Meeting Date: AUG 26, 2013 Record Date: JUL 25, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: ICL Security ID: M5920A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
2 | Update Bonus and Share-Based Payments Employment Agreement of Stefan Borgas, CEO | Management | For | For |
3 | Approve Bonus to Stefan Borgas, CEO | Management | For | For |
4 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
5 | Reappoint Somekh Chaikin as Auditors and Discuss Compensation of 2012 | Management | For | Against |
6.1 | Reelect Nir Gilad as Director Until the End of the Next Annual General Meeting | Management | For | For |
6.2 | Reelect Avisar Paz as Director Until the End of the Next Annual General Meeting | Management | For | For |
6.3 | Reelect Eran Sarig as Director Until the End of the Next Annual General Meeting | Management | For | For |
6.4 | Reelect Avraham (Baiga) Shochat as Director Until the End of the Next Annual General Meeting | Management | For | For |
6.5 | Reelect Victor Medina as Director Until the End of the Next Annual General Meeting | Management | For | For |
6.6 | Reelect Chaim Erez as Director Until the End of the Next Annual General Meeting | Management | For | Against |
6.7 | Reelect Ovadia Eli as Director Until the End of the Next Annual General Meeting | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
JAGUAR MINING INC. Meeting Date: JUN 25, 2014 Record Date: MAY 26, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: JAG Security ID: 47009M400 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George Bee | Management | For | For |
1.2 | Elect Director Richard D. Falconer | Management | For | For |
1.3 | Elect Director Edward V. Reeser | Management | For | For |
1.4 | Elect Director Luis Ricardo Miraglia | Management | For | For |
1.5 | Elect Director Stephen Hope | Management | For | For |
1.6 | Elect Director Jared Hardner | Management | For | For |
1.7 | Elect Director Robert J. Chadwick | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
4 | Approve Deferred Share Unit Plan | Management | For | For |
5 | Approve Stock Option and Deferred Share Unit Plan Grants | Management | For | For |
JASMINE INTERNATIONAL PCL Meeting Date: NOV 25, 2013 Record Date: NOV 01, 2013 Meeting Type: SPECIAL | ||||
Ticker: JAS Security ID: Y44202268 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Minutes of Previous Meeting | Management | For | For |
2 | Approve Disposal and Sale of Assets Relating to the Broadband Internet to an Infrastructure Fund for Broadband Internet Business (Fund) | Management | For | For |
3 | Approve Granting of Collateral to the Fund | Management | For | For |
4 | Approve Lease of Assets Sold to the Fund | Management | For | For |
5 | Approve Subscription of Investment Units in the Fund | Management | For | For |
6 | Appoint Pete Bodharamik, CEO, to Have Power to Take Any Necessary or Related Actions in Relation to the Proposals | Management | For | For |
7 | Other Business | Management | For | Against |
JIANGSU EXPRESSWAY CO. LTD. Meeting Date: OCT 25, 2013 Record Date: SEP 24, 2013 Meeting Type: SPECIAL | ||||
Ticker: 00177 Security ID: Y4443L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issue of Non-Public Debt Financing Instruments | Management | For | For |
JIANGSU EXPRESSWAY CO. LTD. Meeting Date: DEC 20, 2013 Record Date: NOV 19, 2013 Meeting Type: SPECIAL | ||||
Ticker: 00177 Security ID: Y4443L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issue of Ultra Short-term Financing Bills and Related Transactions | Management | For | For |
JIANGSU EXPRESSWAY CO. LTD. Meeting Date: JUN 06, 2014 Record Date: MAY 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: 00177 Security ID: Y4443L103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of the Board of Directors | Management | For | For |
2 | Accept Report of the Supervisory Committee | Management | For | For |
3 | Approve Annual Budget Report for the Year 2013 | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Profit Distribution Scheme in Respect of the Final Dividend | Management | For | For |
6 | Appoint Deloitte Touche Tohmatsu CPA LLP as Auditors at a Remuneration of RMB 2.1 Million Per Year | Management | For | For |
7 | Appoint Deloitte Touche Tohmatsu CPA LLP as Auditors for Internal Control at a Remuneration of RMB 680,000 Per Year | Management | For | For |
8 | Approve Issuance of Short-Term Commercial Papers | Management | For | For |
9 | Approve Adjustment of Independent Directors' Remuneration | Management | For | For |
JPMORGAN CHASE & CO. Meeting Date: MAY 20, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: JPM Security ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Crandall C. Bowles | Management | For | For |
1d | Elect Director Stephen B. Burke | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1i | Elect Director Michael A. Neal | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Provide for Cumulative Voting | Shareholder | Against | For |
KINDER MORGAN, INC. Meeting Date: MAY 19, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: KMI Security ID: 49456B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Kinder | Management | For | For |
1.2 | Elect Director Steven J. Kean | Management | For | For |
1.3 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
1.4 | Elect Director Deborah A. Macdonald | Management | For | For |
1.5 | Elect Director Michael J. Miller | Management | For | For |
1.6 | Elect Director Michael C. Morgan | Management | For | For |
1.7 | Elect Director Fayez Sarofim | Management | For | For |
1.8 | Elect Director C. Park Shaper | Management | For | For |
1.9 | Elect Director Joel V. Staff | Management | For | For |
1.10 | Elect Director John M. Stokes | Management | For | For |
1.11 | Elect Director Robert F. Vagt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
4 | Report on Methane Emissions Management, Pipeline Maintenance and Reduction Targets | Shareholder | Against | Abstain |
5 | Report on Sustainability | Shareholder | Against | Abstain |
KKR FINANCIAL HOLDINGS LLC Meeting Date: APR 30, 2014 Record Date: FEB 26, 2014 Meeting Type: SPECIAL | ||||
Ticker: KFN.P Security ID: 48248A306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
KONINKLIJKE AHOLD NV Meeting Date: JAN 21, 2014 Record Date: DEC 24, 2013 Meeting Type: SPECIAL | ||||
Ticker: AH Security ID: N0139V142 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Approve Capital Reduction with Shareholder Distribution of EUR 1 Billion | Management | For | For |
3 | Close Meeting | Management | None | None |
KONINKLIJKE AHOLD NV Meeting Date: APR 16, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: AH Security ID: N0139V142 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
5 | Adopt Financial Statements | Management | For | For |
6 | Approve Dividends of EUR 0.47 Per Share | Management | For | For |
7 | Approve Discharge of Management Board | Management | For | For |
8 | Approve Discharge of Supervisory Board | Management | For | For |
9 | Elect L.J. Hijmans van den Bergh to Executive Board | Management | For | For |
10 | Elect J.A. Sprieser to Supervisory Board | Management | For | For |
11 | Elect D.R. Hooft Graafland to Supervisory Board | Management | For | For |
12 | Approve Remuneration of Supervisory Board | Management | For | For |
13 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
14 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
15 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14 | Management | For | For |
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Approve Reduction in Share Capital by Cancellation of Shares | Management | For | For |
18 | Close Meeting | Management | None | None |
KT CORP. Meeting Date: JAN 27, 2014 Record Date: DEC 16, 2013 Meeting Type: SPECIAL | ||||
Ticker: 030200 Security ID: Y49915104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Hwang, Chang-Gyu as President | Management | For | For |
2 | Approve Employment Contract with President | Management | For | For |
KT&G CORP. Meeting Date: MAR 07, 2014 Record Date: DEC 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 033780 Security ID: Y49904108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 3,200 per Share | Management | For | For |
2 | Elect Three Outside Directors | Management | For | For |
3 | Elect Two Members of Audit Committee | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
LIECHTENSTEINISCHE LANDESBANK Meeting Date: MAY 09, 2014 Record Date: APR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: LLB Security ID: H4972B137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting (Non-Voting) | Management | None | None |
2 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
3 | Accept 2013 Annual Report and 2013 Consolidated Annual Report | Management | For | For |
4 | Approve Allocation of Income and Dividends of CHF 1.50 per Share | Management | For | For |
5 | Approve Discharge of Directors and Auditor | Management | For | For |
6.1 | Elect Urs Leinhaeuser as Director | Management | For | For |
6.2 | Elect Gabriela Nagel-Jungo as Director | Management | For | For |
7 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
8 | Transact Other Business (Non-Voting) | Management | None | None |
LINNCO, LLC Meeting Date: DEC 16, 2013 Record Date: NOV 14, 2013 Meeting Type: ANNUAL | ||||
Ticker: LNCO Security ID: 535782106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Approve Amendments to the LLC Agreement | Management | For | For |
3 | Approve Amendments to the LLC Agreement that Continue to be in Effect After Closing of Transactions | Management | For | For |
4.1 | Elect Director George A. Alcorn | Management | For | For |
4.2 | Elect Director David D. Dunlap | Management | For | For |
4.3 | Elect Director Mark E. Ellis | Management | For | For |
4.4 | Elect Director Michael C. Linn | Management | For | For |
4.5 | Elect Director Joseph P. McCoy | Management | For | For |
4.6 | Elect Director Jeffrey C. Swoveland | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Issue Shares in Connection with Acquisition | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Adjourn Meeting | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Adjourn Meeting | Management | For | For |
LINNCO, LLC Meeting Date: APR 22, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: LNCO Security ID: 535782106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark E. Ellis | Management | For | For |
1.2 | Elect Director David D. Dunlap | Management | For | For |
1.3 | Elect Director Stephen J. Hadden | Management | For | For |
1.4 | Elect Director Michael C. Linn | Management | For | For |
1.5 | Elect Director Joseph P. McCoy | Management | For | For |
1.6 | Elect Director Jeffrey C. Swoveland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LORILLARD, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: LO Security ID: 544147101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dianne Neal Blixt | Management | For | For |
1.2 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.3 | Elect Director Virgis W. Colbert | Management | For | For |
1.4 | Elect Director David E.R. Dangoor | Management | For | For |
1.5 | Elect Director Murray S. Kessler | Management | For | For |
1.6 | Elect Director Jerry W. Levin | Management | For | For |
1.7 | Elect Director Richard W. Roedel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Inform Poor and Less Educated on Health Consequences of Tobacco | Shareholder | Against | Abstain |
LYONDELLBASELL INDUSTRIES NV Meeting Date: APR 16, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: LYB Security ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
2b | Elect Craig B. Glidden to Management Board | Management | For | For |
2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
MCDONALD'S CORPORATION Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: MCD Security ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | ElectionElect Director Richard H. Lenny | Management | For | For |
1c | Elect Director Walter E. Massey | Management | For | For |
1d | Elect Director Cary D. McMillan | Management | For | For |
1e | Elect Director Sheila A. Penrose | Management | For | For |
1f | Elect Director John W. Rogers, Jr. | Management | For | For |
1g | Elect Director Roger W. Stone | Management | For | For |
1h | Elect Director Miles D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
MEGAFON OJSC Meeting Date: SEP 12, 2013 Record Date: AUG 07, 2013 Meeting Type: SPECIAL | ||||
Ticker: MFON Security ID: 58517T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Remuneration of Independent Directors | Management | For | For |
2 | Approve Related-Party Transaction Re: Acquisition of 100 percent of Share Capital of Maxiten Co Limited | Management | For | For |
3 | Approve Regulations on General Meetings | Management | For | For |
MEGAFON OJSC Meeting Date: SEP 27, 2013 Record Date: JUL 09, 2013 Meeting Type: SPECIAL | ||||
Ticker: MFON Security ID: 58517T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Early Termination of Powers of Board of Directors | Management | For | For |
2.1 | Elect Per-Arne Blomquist as Director | Management | None | Against |
2.2 | Elect Kenneth Karlberg as Director | Management | None | Against |
2.3 | Elect Johan Dennelind as Director | Management | None | Against |
2.4 | Elect Christian Luiga as Director | Management | None | Against |
2.5 | Elect Jan Rudberg as Director | Management | None | For |
2.6 | Elect Paul Myners as Director | Management | None | For |
2.7 | Elect Jan Erixon as Director | Management | None | Against |
2.8 | Elect Sergey Soldatenkov as Director | Management | None | Against |
2.9 | Elect Vladimir Streshinsky as Director | Management | None | Against |
MEGAFON OJSC Meeting Date: OCT 30, 2013 Record Date: SEP 24, 2013 Meeting Type: SPECIAL | ||||
Ticker: MFON Security ID: 58517T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Related-Party Transaction Re: Liability Insurance for Company, Directors, General Directors and Other Officials | Management | For | For |
2 | Fix Size of Management Board; Elect Members of Management Board | Management | For | For |
MEGAFON OJSC Meeting Date: FEB 07, 2014 Record Date: DEC 31, 2013 Meeting Type: SPECIAL | ||||
Ticker: MFON Security ID: 58517T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Related-Party Transaction Re: Purchase of Property from OOO Skartel | Management | For | For |
MEGAFON OJSC Meeting Date: MAR 17, 2014 Record Date: DEC 23, 2013 Meeting Type: SPECIAL | ||||
Ticker: MFON Security ID: 58517T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Early Termination of Powers of Board of Directors | Management | For | For |
2.1 | Elect Gustav Bengtsson as Director | Management | None | Against |
2.2 | Elect Berndt Karlberg as Director | Management | None | Against |
2.3 | Elect Sergey Kulikov as Director | Management | None | Against |
2.4 | Elect Nikolay Krylov as Director | Management | None | Against |
2.5 | Elect Carl Luiga as Director | Management | None | Against |
2.6 | Elect Paul Myners as Director | Management | None | For |
2.7 | Elect Jan Rudberg as Director | Management | None | For |
2.8 | Elect Sergey Soldatenkov as Director | Management | None | Against |
2.9 | Elect Ingrid Stenmark as Director | Management | None | Against |
2.10 | Elect Vladimir Streshinsky as Director | Management | None | Against |
2.11 | Elect Bjorn Hannervall as Director | Management | None | Against |
2.12 | Elect Erik Hallberg as Director | Management | None | Against |
2.13 | Elect Jan Erixon as Director | Management | None | Against |
MEGAFON OJSC Meeting Date: JUN 05, 2014 Record Date: MAY 05, 2014 Meeting Type: SPECIAL | ||||
Ticker: MFON Security ID: 58517T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Related-Party Transactions | Management | For | For |
MEGAFON OJSC Meeting Date: JUN 05, 2014 Record Date: MAY 05, 2014 Meeting Type: SPECIAL | ||||
Ticker: MFON Security ID: 58517T209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Related-Party Transactions | Management | For | For |
MEGAFON OJSC Meeting Date: JUN 30, 2014 Record Date: MAY 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: MFON Security ID: 58517T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report | Management | For | For |
2 | Approve Financial Statements | Management | For | For |
3 | Approve Allocation of Income and Dividends of RUB 64.51 per Share | Management | For | For |
4.1 | Elect Gustav Bengtsson as Director | Management | None | Against |
4.2 | Elect Berndt Karlberg as Director | Management | None | Against |
4.3 | Elect Sergey Kulikov as Director | Management | None | Against |
4.4 | Elect Nikolay Krylov as Director | Management | None | Against |
4.5 | Elect Carl Luiga as Director | Management | None | Against |
4.6 | Elect Paul Myners as Director | Management | None | For |
4.7 | Elect Jan Rudberg as Director | Management | None | For |
4.8 | Elect Sergey Soldatenkov as Director | Management | None | Against |
4.9 | Elect Ingrid Stenmark as Director | Management | None | Against |
4.10 | Elect Vladimir Streshinsky as Director | Management | None | Against |
4.11 | Elect Bjorn Hannervall as Director | Management | None | Against |
4.12 | Elect Erik Hallberg as Director | Management | None | Against |
4.13 | Elect Jan Erixon as Director | Management | None | Against |
5 | Fix Size of Management Board at 17; Elect Members of Management Board | Management | For | For |
6 | Ratify Ernst & Young as Auditor | Management | For | For |
7.1 | Elect Yuriy Zheymo as Member of Audit Commission | Management | For | For |
7.2 | Elect Pavel Kaplun as Member of Audit Commission | Management | For | For |
7.3 | Elect Sami Haavisto as Member of Audit Commission | Management | For | For |
8 | Approve Remuneration and Reimbursement of Expenses of Directors | Management | For | For |
MEGAFON OJSC Meeting Date: JUN 30, 2014 Record Date: MAY 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: MFON Security ID: 58517T209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report | Management | For | For |
2 | Approve Financial Statements | Management | For | For |
3 | Approve Allocation of Income and Dividends of RUB 64.51 per Share | Management | For | For |
4.1 | Elect Gustav Bengtsson as Director | Management | None | Against |
4.2 | Elect Berndt Karlberg as Director | Management | None | Against |
4.3 | Elect Sergey Kulikov as Director | Management | None | Against |
4.4 | Elect Nikolay Krylov as Director | Management | None | Against |
4.5 | Elect Carl Luiga as Director | Management | None | Against |
4.6 | Elect Paul Myners as Director | Management | None | For |
4.7 | Elect Jan Rudberg as Director | Management | None | For |
4.8 | Elect Sergey Soldatenkov as Director | Management | None | Against |
4.9 | Elect Ingrid Stenmark as Director | Management | None | Against |
4.10 | Elect Vladimir Streshinsky as Director | Management | None | Against |
4.11 | Elect Bjorn Hannervall as Director | Management | None | Against |
4.12 | Elect Erik Hallberg as Director | Management | None | Against |
4.13 | Elect Jan Erixon as Director | Management | None | Against |
5 | Fix Size of Management Board at 17; Elect Members of Management Board | Management | For | For |
6 | Ratify Ernst & Young as Auditor | Management | For | For |
7.1 | Elect Yuriy Zheymo as Member of Audit Commission | Management | For | For |
7.2 | Elect Pavel Kaplun as Member of Audit Commission | Management | For | For |
7.3 | Elect Sami Haavisto as Member of Audit Commission | Management | For | For |
8 | Approve Remuneration and Reimbursement of Expenses of Directors | Management | For | For |
MFA FINANCIAL, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: MFA Security ID: 55272X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen R. Blank | Management | For | For |
1b | Elect Director William S. Gorin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
MICROSOFT CORPORATION Meeting Date: NOV 19, 2013 Record Date: SEP 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Amend Executive Incentive Bonus Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
MIGHTY RIVER POWER LTD. Meeting Date: NOV 07, 2013 Record Date: NOV 05, 2013 Meeting Type: ANNUAL | ||||
Ticker: MRP Security ID: Q60770106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Joan Withers as Director | Management | For | For |
2 | Elect Keith Smith as Director | Management | For | For |
3 | Elect Tania Simpson as Director | Management | For | For |
4 | Approve the Increase in Maximum Aggregate Remuneration of All Directors | Management | For | For |
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG Meeting Date: APR 30, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: MUV2 Security ID: D55535104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 a | Receive Report of the Supervisory Board, Corporate Governance Report and Remuneration Report for 2013 (Non-Voting) | Management | None | None |
1 b | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 7.25 per Bearer Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
5 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
8a | Elect Ann-Kristin Achleitner to the Supervisory Board | Management | For | Did Not Vote |
8b | Elect Benita Ferrero-Waldner to the Supervisory Board | Management | For | Did Not Vote |
8c | Elect Ursula Gather to the Supervisory Board | Management | For | Did Not Vote |
8d | Elect Peter Gruss to the Supervisory Board | Management | For | Did Not Vote |
8e | Elect Gerd Haeusler to the Supervisory Board | Management | For | Did Not Vote |
8f | Elect Henning Kagermann to the Supervisory Board | Management | For | Did Not Vote |
8g | Elect Wolfgang Mayrhuber to the Supervisory Board | Management | For | Did Not Vote |
8h | Elect Bernd Pischetsrieder to the Supervisory Board | Management | For | Did Not Vote |
8i | Elect Anton van Rossum to the Supervisory Board | Management | For | Did Not Vote |
8j | Elect Ron Sommer to the Supervisory Board | Management | For | Did Not Vote |
9a | Approve Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
9b | Approve Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
9c | Approve Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
9d | Approve Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
9e | Approve Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
9f | Approve Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
9g | Approve Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
NESTLE SA Meeting Date: APR 10, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: NESN Security ID: H57312649 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Approve Allocation of Income and Dividends of CHF 2.15 per Share | Management | For | For |
4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
5.1a | Reelect Peter Brabeck-Letmathe as Director | Management | For | For |
5.1b | Reelect Paul Bulcke as Director | Management | For | For |
5.1c | Reelect Andreas Koopmann as Director | Management | For | For |
5.1d | Reelect Rolf Haenggi as Director | Management | For | For |
5.1e | Reelect Beat Hess as Director | Management | For | For |
5.1f | Reelect Daniel Borel as Director | Management | For | For |
5.1g | Reelect Steven Hoch as Director | Management | For | For |
5.1h | Reelect Naina Lal Kidwai as Director | Management | For | For |
5.1i | Reelect Titia de Lange as Director | Management | For | For |
5.1j | Reelect Jean-Pierre Roth as Director | Management | For | For |
5.1k | Reelect Ann Veneman as Director | Management | For | For |
5.1l | Reelect Henri de Castries as Director | Management | For | For |
5.1m | Reelect Eva Cheng as Director | Management | For | For |
5.2 | Elect Peter Brabeck-Letmathe as Board Chairman | Management | For | For |
5.3.1 | Appoint Beat Hess as Member of the Compensation Committee | Management | For | For |
5.3.2 | Appoint Daniel Borel as Member of the Compensation Committee | Management | For | For |
5.3.3 | Appoint Andreas Koopmann as Member of the Compensation Committee | Management | For | For |
5.3.4 | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Management | For | For |
5.4 | Ratify KMPG SA as Auditors | Management | For | For |
5.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
NORDEA BANK AB Meeting Date: MAR 20, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: NDA SEK Security ID: W57996105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | For |
2 | Prepare and Approve List of Shareholders | Management | For | For |
3 | Approve Agenda of Meeting | Management | For | For |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
5 | Acknowledge Proper Convening of Meeting | Management | For | For |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | For |
8 | Approve Allocation of Income and Dividends of EUR 0.43 Per Share | Management | For | For |
9 | Approve Discharge of Board and President | Management | For | For |
10 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | For |
11 | Fix Number of Auditors at One | Management | For | For |
12 | Approve Remuneration of Directors in the Amount of EUR 259,550 for Chairman, EUR 123,250 for Vice Chairman, and EUR 80,250 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
13 | Reelect Bjorn Wahlroos (Chairman), Marie Ehrling, Elisabeth Grieg, Svein Jacobsen, Tom Knutzen, Lars G Nordstrom, Sarah Russell, and Kari Stadigh as Directors; Elect Robin Lawther as New Director | Management | For | For |
14 | Ratify KPMG as Auditors | Management | For | For |
15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
16 | Approve Issuance of Convertible Instruments without Preemptive Rights | Management | For | For |
17a | Authorize Share Repurchase Program | Management | For | For |
17b | Authorize Reissuance of Repurchased Shares | Management | For | For |
18 | Authorize Repurchase of Shares in Connection with Securities Trading | Management | For | For |
19 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
20 | Fix Maximum Variable Compensation Ratio | Management | For | For |
21 | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act | Shareholder | None | Against |
22 | Assign the Board/CEO to Take the Initiative to an Integration Institute in Landskrona - Ven - Copenhagen and to Give a First Contribution in a Suitable Manner | Shareholder | Against | Against |
NOVARTIS AG Meeting Date: FEB 25, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: NOVN Security ID: H5820Q150 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3 | Approve Allocation of Income and Dividends of CHF 2.45 per Share | Management | For | For |
4.1 | Approve Remuneration of Directors in the Amount of CHF 8.0 Million (Non-Binding) | Management | For | For |
4.2 | Approve Remuneration of Executive Committee in the Amount of CHF 67.7 Million for Performance Cycle 2013 (Non-Binding) | Management | For | For |
5.1 | Reelect Joerg Reinhardt as Director and Chairman of the Board of Directors | Management | For | For |
5.2 | Reelect Dimitri Azar as Director | Management | For | For |
5.3 | Reelect Verena Briner as Director | Management | For | For |
5.4 | Reelect Srikant Datar as Director | Management | For | For |
5.5 | Reelect Ann Fudge as Director | Management | For | For |
5.6 | Reelect Pierre Landolt as Director | Management | For | For |
5.7 | Reelect Ulrich Lehner as Director | Management | For | For |
5.8 | Reelect Andreas von Planta as Director | Management | For | For |
5.9 | Reelect Charles Sawyers as Director | Management | For | For |
5.10 | Reelect Enrico Vanni as Director | Management | For | For |
5.11 | Reelect William Winters as Director | Management | For | For |
6.1 | Elect Srikant Datar as Member of the Compensation Committee | Management | For | For |
6.2 | Elect Ann Fudge as Member of the Compensation Committee | Management | For | For |
6.3 | Elect Ulrich Lehner as Member of the Compensation Committee | Management | For | For |
6.4 | Elect Enrico Vanni as Member of the Compensation Committee | Management | For | For |
7 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
8 | Designate Peter Andreas Zahn as Independent Proxy | Management | For | For |
NUCOR CORPORATION Meeting Date: MAY 08, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: NUE Security ID: 670346105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | For |
1.2 | Elect Director John J. Ferriola | Management | For | For |
1.3 | Elect Director Harvey B. Gantt | Management | For | For |
1.4 | Elect Director Gregory J. Hayes | Management | For | For |
1.5 | Elect Director Victoria F. Haynes | Management | For | For |
1.6 | Elect Director Bernard L. Kasriel | Management | For | For |
1.7 | Elect Director Christopher J. Kearney | Management | For | For |
1.8 | Elect Director Raymond J. Milchovich | Management | For | For |
1.9 | Elect Director John H. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
NWS HOLDINGS LIMITED Meeting Date: NOV 18, 2013 Record Date: NOV 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: 00659 Security ID: G66897110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Elect Tsang Yam Pui as Director | Management | For | For |
3a2 | Elect To Hin Tsun, Gerald as Director | Management | For | For |
3a3 | Elect Dominic Lai as Director | Management | For | For |
3a4 | Elect Kwong Che Keung, Gordon as Director | Management | For | Against |
3a5 | Elect Shek Lai Him, Abraham as Director | Management | For | Against |
3b | Authorize Board to Fix the Directors' Remuneration | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
5d | Amend Existing Bye-Laws of the Company | Management | For | For |
5e | Adopt New Bye-Laws of the Company | Management | For | For |
NWS HOLDINGS LIMITED Meeting Date: MAY 22, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: 00659 Security ID: G66897110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Revised Annual Cap Under the NWD Master Services Agreement | Management | For | For |
2 | Approve New CTF Enterprises Master Services Agereement and Proposed Annual Caps | Management | For | For |
3 | Approve New NWD Master Services Agreement and Proposed Annual Caps | Management | For | For |
4 | Approve New DOO Master Services Agreement and Proposed Annual Caps | Management | For | For |
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC Meeting Date: MAY 07, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: OZM Security ID: 67551U105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joel M. Frank | Management | For | For |
1.2 | Elect Director Allan S. Bufferd | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
PFIZER INC. Meeting Date: APR 24, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: PFE Security ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director W. Don Cornwell | Management | For | For |
1.3 | Elect Director Frances D. Fergusson | Management | For | For |
1.4 | Elect Director Helen H. Hobbs | Management | For | For |
1.5 | Elect Director Constance J. Horner | Management | For | For |
1.6 | Elect Director James M. Kilts | Management | For | For |
1.7 | Elect Director George A. Lorch | Management | For | For |
1.8 | Elect Director Shantanu Narayen | Management | For | For |
1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.10 | Elect Director Ian C. Read | Management | For | For |
1.11 | Elect Director Stephen W. Sanger | Management | For | For |
1.12 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Abstain |
6 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Abstain |
7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
PHILIP MORRIS INTERNATIONAL INC. Meeting Date: MAY 07, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: PM Security ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director Jennifer Li | Management | For | For |
1.5 | Elect Director Sergio Marchionne | Management | For | Against |
1.6 | Elect Director Kalpana Morparia | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Robert B. Polet | Management | For | For |
1.9 | Elect Director Carlos Slim Helu | Management | For | For |
1.10 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Adopt Policy to Restrict Non-Required Animal Testing | Shareholder | Against | Abstain |
PHILIPPINE LONG DISTANCE TELEPHONE CO. Meeting Date: JUN 10, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: TEL Security ID: 718252109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Audited Financial Statements for the Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2.1 | Elect Artemio V. Panganiban as a Director | Management | For | For |
2.2 | Elect Pedro E. Roxas as a Director | Management | For | For |
2.3 | Elect Alfred V. Ty as a Director | Management | For | For |
2.4 | Elect Helen Y. Dee as a Director | Management | For | For |
2.5 | Elect Ray C. Espinosa as a Director | Management | For | For |
2.6 | Elect James L. Go as a Director | Management | For | For |
2.7 | Elect Setsuya Kimura as a Director | Management | For | For |
2.8 | Elect Napoleon L. Nazareno as a Director | Management | For | For |
2.9 | Elect Manuel V. Pangilinan as a Director | Management | For | For |
2.10 | Elect Hideaki Ozaki as a Director | Management | For | For |
2.11 | Elect Ma. Lourdes C. Rausa-Chan as a Director | Management | For | For |
2.12 | Elect Juan B. Santos as a Director | Management | For | For |
2.13 | Elect Tony Tan Caktiong as a Director | Management | For | For |
3 | Amend the Third Article of the Articles of Incorporation to Specify the Complete Principal Office Address of the Company | Management | For | For |
QUALCOMM INCORPORATED Meeting Date: MAR 04, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: QCOM Security ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Steven M. Mollenkopf | Management | For | For |
1i | Elect Director Duane A. Nelles | Management | For | For |
1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
1k | Elect Director Francisco Ros | Management | For | For |
1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
1m | Elect Director Brent Scowcroft | Management | For | For |
1n | Elect Director Marc I. Stern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
RECKITT BENCKISER GROUP PLC Meeting Date: MAY 07, 2014 Record Date: MAY 02, 2014 Meeting Type: ANNUAL | ||||
Ticker: RB. Security ID: G74079107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | Abstain |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Adrian Bellamy as Director | Management | For | For |
6 | Re-elect Peter Harf as Director | Management | For | For |
7 | Re-elect Adrian Hennah as Director | Management | For | For |
8 | Re-elect Kenneth Hydon as Director | Management | For | For |
9 | Re-elect Rakesh Kapoor as Director | Management | For | For |
10 | Re-elect Andre Lacroix as Director | Management | For | For |
11 | Re-elect Judith Sprieser as Director | Management | For | For |
12 | Re-elect Warren Tucker as Director | Management | For | For |
13 | Elect Nicandro Durante as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ROYAL DUTCH SHELL PLC Meeting Date: MAY 20, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: RDSA Security ID: 780259206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Euleen Goh as Director | Management | For | For |
5 | Elect Patricia Woertz as Director | Management | For | For |
6 | Elect Ben van Beurden as Director | Management | For | For |
7 | Re-elect Guy Elliott as Director | Management | For | For |
8 | Re-elect Simon Henry as Director | Management | For | For |
9 | Re-elect Charles Holliday as Director | Management | For | For |
10 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Jorma Ollila as Director | Management | For | For |
12 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
13 | Re-elect Linda Stuntz as Director | Management | For | For |
14 | Re-elect Hans Wijers as Director | Management | For | For |
15 | Re-elect Gerrit Zalm as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Approve Long Term Incentive Plan | Management | For | For |
22 | Approve Deferred Bonus Plan | Management | For | For |
23 | Approve Restricted Share Plan | Management | For | For |
24 | Approve EU Political Donations and Expenditure | Management | For | For |
SAMSUNG ELECTRONICS CO. LTD. Meeting Date: MAR 14, 2014 Record Date: DEC 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 005930 Security ID: Y74718100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 13,800 per Share | Management | For | For |
2 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SANDS CHINA LTD. Meeting Date: JUL 26, 2013 Record Date: JUL 15, 2013 Meeting Type: SPECIAL | ||||
Ticker: 01928 Security ID: G7800X107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SANDS CHINA LTD. Meeting Date: MAY 30, 2014 Record Date: MAY 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: 01928 Security ID: G7800X107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Chiang Yun as Director | Management | For | For |
3b | Elect Iain Ferguson Bruce as Director | Management | For | For |
3c | Elect Charles Daniel Forman as Director | Management | For | For |
3d | Elect Robert Glen Goldstein as Director | Management | For | For |
3e | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
SANOFI Meeting Date: MAY 05, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: SAN Security ID: F5548N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.80 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Reelect Christopher Viehbacher as Director | Management | For | For |
6 | Reelect Robert Castaigne as Director | Management | For | For |
7 | Reelect Christian Mulliez as Director | Management | For | For |
8 | Elect Patrick Kron as Director | Management | For | For |
9 | Advisory Vote on Compensation of Serge Weinberg, Chairman | Management | For | For |
10 | Advisory Vote on Compensation of Christopher Viehbacher, CEO | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SANTOS BRASIL PARTICIPACOES S.A. Meeting Date: APR 28, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: STBP11 Security ID: P8338G111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Capital Budget | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Elect Directors | Management | For | For |
5 | Elect Fiscal Council Members | Management | For | For |
6 | Approve Remuneration of Company's Management | Management | For | For |
SANTOS BRASIL PARTICIPACOES S.A. Meeting Date: APR 28, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: STBP11 Security ID: P8338G111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 9 | Management | For | For |
SCOR SE Meeting Date: MAY 06, 2014 Record Date: APR 29, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: SCR Security ID: F15561677 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income Dividends of EUR 1.30 per Share | Management | For | For |
3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | For |
5 | Advisory Vote on Compensation of Denis Kessler, CEO | Management | For | For |
6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1,152,000 | Management | For | For |
7 | Reelect Kevin J. Knoer as Director | Management | For | For |
8 | Renew Appointment of EY Audit as Auditor | Management | For | For |
9 | Renew Appointment of Mazars as Auditor | Management | For | For |
10 | Appoint Pierre Planchon as Alternate Auditor | Management | For | For |
11 | Appoint Lionel Gotlieb as Alternate Auditor | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
14 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 599,999,999.98 | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 151,668,108.39 | Management | For | For |
17 | Approve Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements | Management | For | For |
18 | Authorize Capital Increase of Up to EUR 151,668,108.39 for Future Exchange Offers | Management | For | For |
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
21 | Authorize Issuance of Warrants Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
22 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
23 | Authorize up to 1,000,000 Shares for Use in Stock Option Plans | Management | For | Against |
24 | Authorize up to 4,000,000 Shares for Use in Restricted Stock Plans Reserved for Employees, Corporate Officers and Subsidiaries | Management | For | Against |
25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
26 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 863,015,775.74 | Management | For | For |
27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SEMPRA ENERGY Meeting Date: MAY 09, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: SRE Security ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
1.3 | Elect Director Kathleen L. Brown | Management | For | For |
1.4 | Elect Director Pablo A. Ferrero | Management | For | For |
1.5 | Elect Director William D. Jones | Management | For | For |
1.6 | Elect Director William G. Ouchi | Management | For | For |
1.7 | Elect Director Debra L. Reed | Management | For | For |
1.8 | Elect Director William C. Rusnack | Management | For | For |
1.9 | Elect Director William P. Rutledge | Management | For | For |
1.10 | Elect Director Lynn Schenk | Management | For | For |
1.11 | Elect Director Jack T. Taylor | Management | For | For |
1.12 | Elect Director Luis M. Tellez | Management | For | For |
1.13 | Elect Director James C. Yardley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SENIOR HOUSING PROPERTIES TRUST Meeting Date: JUN 05, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: SNH Security ID: 81721M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frederick N. Zeytoonjian | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SINGAPORE TELECOMMUNICATIONS LTD. Meeting Date: JUL 26, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: Z74 Security ID: Y79985209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program | Management | For | For |
2 | Approve Participation by the Relevant Person in the SingTel Performance Share Plan 2012 | Management | For | For |
SINGAPORE TELECOMMUNICATIONS LTD. Meeting Date: JUL 26, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: Z74 Security ID: Y79985209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Elect Simon Israel as Director | Management | For | For |
4 | Elect Peter Mason AM as Director | Management | For | For |
5 | Elect David Gonski AC as Director | Management | For | For |
6 | Approve Directors' Fees | Management | For | For |
7 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
9 | Approve Issuance of Shares and Grant of Awards Pursuant to the SingTel Performance Share Plan 2012 | Management | For | For |
SJM HOLDINGS LTD. Meeting Date: JUN 05, 2014 Record Date: MAY 30, 2014 Meeting Type: ANNUAL | ||||
Ticker: 00880 Security ID: Y8076V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final and Special Dividend | Management | For | For |
3a | Elect So Shu Fai as Director | Management | For | For |
3b | Elect Rui Jose da Cunha as Director | Management | For | For |
3c | Elect Leong On Kei, Angela as Director | Management | For | For |
3d | Elect Fok Tsun Ting, Timothy as Director | Management | For | For |
4 | Authorize Board to Fix Directors' Remuneration | Management | For | For |
5 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Shares and Grant of Options Pursuant under the Share Option Scheme | Management | For | Against |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Adopt New Articles of Association | Management | For | For |
SNAM SPA Meeting Date: APR 15, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: SRG Security ID: T8578L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
SOLAR CAPITAL LTD. Meeting Date: MAY 06, 2014 Record Date: MAR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: SLRC Security ID: 83413U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce Spohler | Management | For | For |
1.2 | Elect Director Steven Hochberg | Management | For | For |
2 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
SOUTHERN COPPER CORPORATION Meeting Date: APR 29, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: SCCO Security ID: 84265V105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director German Larrea Mota-Velasco | Management | For | Withhold |
1.2 | Elect Director Oscar Gonzalez Rocha | Management | For | Withhold |
1.3 | Elect Director Emilio Carrillo Gamboa | Management | For | Withhold |
1.4 | Elect Director Alfredo Casar Perez | Management | For | Withhold |
1.5 | Elect Director Luis Castelazo Morales | Management | For | Withhold |
1.6 | Elect Director Enrique Castillo Sanchez Mejorada | Management | For | For |
1.7 | Elect Director Xavier Garcia de Quevedo Topete | Management | For | Withhold |
1.8 | Elect Director Daniel Muniz Quintanilla | Management | For | Withhold |
1.9 | Elect Director Luis Miguel Palomino Bonilla | Management | For | For |
1.10 | Elect Director Gilberto Perezalonso Cifuentes | Management | For | For |
1.11 | Elect Director Juan Rebolledo Gout | Management | For | Withhold |
1.12 | Elect Director Carlos Ruiz Sacristan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ST. GALLER KANTONALBANK Meeting Date: APR 30, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: SGKN Security ID: H82646102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Receive Auditor's Report (Non-Voting) | Management | None | None |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Accept Parent Company Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Allocation of Income and Dividends of CHF 15.00 per Share | Management | For | For |
6 | Approve Discharge of Board and Senior Management | Management | For | For |
7.1 | Elect Thomas Gutzwiller as Director, Board Chairman, and Member of the Compensation Committee | Management | For | For |
7.2 | Elect Manuel Ammann as Director | Management | For | For |
7.3 | Elect Hans-Juerg Bernet as Director and Member of the Compensation Committee | Management | For | For |
7.4 | Elect Kurt Rueegg as Director | Management | For | For |
7.5 | Elect Adrian Rueesch as Director and Member of the Compensation Committee | Management | For | For |
7.6 | Elect Claudia Gietz Viehweger as Director | Management | For | For |
7.7 | Elect Hans Wey as Director as of July 1, 2014 | Management | For | For |
7.8 | Designate Christoph Rohner as Independent Proxy | Management | For | For |
7.9 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
STANDARD CHARTERED PLC Meeting Date: MAY 08, 2014 Record Date: MAY 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: STAN Security ID: G84228157 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Policy | Management | For | Against |
4 | Approve Remuneration Report | Management | For | For |
5 | Elect Dr Kurt Campbell as Director | Management | For | For |
6 | Elect Christine Hodgson as Director | Management | For | For |
7 | Elect Naguib Kheraj as Director | Management | For | For |
8 | Re-elect Om Bhatt as Director | Management | For | For |
9 | Re-elect Jaspal Bindra as Director | Management | For | For |
10 | Re-elect Dr Louis Chi-Yan Cheung as Director | Management | For | For |
11 | Re-elect Dr Han Seung-soo as Director | Management | For | For |
12 | Re-elect Simon Lowth as Director | Management | For | For |
13 | Re-elect Ruth Markland as Director | Management | For | For |
14 | Re-elect John Paynter as Director | Management | For | For |
15 | Re-elect Sir John Peace as Director | Management | For | For |
16 | Re-elect Alun Rees as Director | Management | For | For |
17 | Re-elect Peter Sands as Director | Management | For | For |
18 | Re-elect Viswanathan Shankar as Director | Management | For | For |
19 | Re-elect Paul Skinner as Director | Management | For | For |
20 | Re-elect Dr Lars Thunell as Director | Management | For | For |
21 | Approve Disapplication of the Shareholding Qualification in Relation to Dr Kurt Campbell | Management | For | For |
22 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
23 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
24 | Approve EU Political Donations and Expenditure | Management | For | For |
25 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
26 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
27 | Authorise Issue of Equity with Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
28 | Approve Scrip Dividend Program | Management | For | For |
29 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
30 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
31 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
32 | Authorise Market Purchase of Preference Shares | Management | For | For |
33 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
34 | Fix Maximum Variable Compensation Ratio | Management | For | For |
STAPLES, INC. Meeting Date: JUN 02, 2014 Record Date: APR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: SPLS Security ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Basil L. Anderson | Management | For | For |
1b | Elect Director Drew G. Faust | Management | For | For |
1c | Elect Director Justin King | Management | For | For |
1d | Elect Director Carol Meyrowitz | Management | For | For |
1e | Elect Director Rowland T. Moriarty | Management | For | For |
1f | Elect Director Robert C. Nakasone | Management | For | For |
1g | Elect Director Ronald L. Sargent | Management | For | For |
1h | Elect Director Robert E. Sulentic | Management | For | For |
1i | Elect Director Raul Vazquez | Management | For | For |
1j | Elect Director Vijay Vishwanath | Management | For | For |
1k | Elect Director Paul F. Walsh | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
STATOIL ASA Meeting Date: MAY 14, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: STL Security ID: R8413J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Registration of Attending Shareholders and Proxies | Management | None | None |
3 | Elect Chairman of Meeting | Management | For | Did Not Vote |
4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.00 Per Share | Management | For | Did Not Vote |
7 | Withdraw Company from Tar Sands Activities in Canada | Shareholder | Against | Did Not Vote |
8 | Withdraw Company from Ice-Laden Activities in the Arctic | Shareholder | Against | Did Not Vote |
9 | Approve Company's Corporate Governance Statement | Management | For | Did Not Vote |
10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
11 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
12a | Reelect Olaug Svarva as Member of Corporate Assembly | Management | For | Did Not Vote |
12b | Reelect Idar Kreutzer as Member of Corporate Assembly | Management | For | Did Not Vote |
12c | Reelect Karin Aslaksen as Member of Corporate Assembly | Management | For | Did Not Vote |
12d | Reelect Greger Mannsverk as Member of Corporate Assembly | Management | For | Did Not Vote |
12e | Reelect Steinar Olsen as Member of Corporate Assembly | Management | For | Did Not Vote |
12f | Reelect Ingvald Strommen as Member of Corporate Assembly | Management | For | Did Not Vote |
12g | Reelect Rune Bjerke as Member of Corporate Assembly | Management | For | Did Not Vote |
12h | Reelect Siri Kalvig as Member of Corporate Assembly | Management | For | Did Not Vote |
12i | Reelect Barbro Haetta as Member of Corporate Assembly | Management | For | Did Not Vote |
12j | Elect Terje Venold as Member of Corporate Assembly | Management | For | Did Not Vote |
12k | Elect Tone Lunde Bakker as Member of Corporate Assembly | Management | For | Did Not Vote |
12l | Elect Kjersti Kleven as Member of Corporate Assembly | Management | For | Did Not Vote |
12m | Reelect Arthur Sletteberg as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
12n | Reelect Bassim Haj as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
12o | Elect Nina Kivijervi as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
12p | Elect Birgitte Vartdal as Deputy Members of Corporate Assembly | Management | For | Did Not Vote |
13 | Approve Remuneration of Corporate Assembly in the Amount of NOK 116,400 for the Chairman, NOK 61,400 for the Vice Chairman, NOK 43,100 for Other Members, and NOK 6,100 for Deputy Members | Management | For | Did Not Vote |
14.1 | Reelect Olaug Svarva as Member and Chairman of Nominating Committee | Management | For | Did Not Vote |
14.2 | Reelect Tom Rathe as Member of Nominating Committee | Management | For | Did Not Vote |
14.3 | Reelect Elisabeth Berge as Member of Nominating Committee with Johan Alstad as Personal Deputy | Management | For | Did Not Vote |
14.4 | Elect Tone Bakker as New Member of Nominating Committee | Management | For | Did Not Vote |
15 | Approve Remuneration of Nominating Committee in the Amount of NOK 11,600 for the Chairman and NOK 8,600 for Other Members | Management | For | Did Not Vote |
16 | Approve Quaterly Dividend Payment | Management | For | Did Not Vote |
17 | Approve Equity Plan Financing | Management | For | Did Not Vote |
18 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | Did Not Vote |
19 | Terminate Engagement in Angola and Azerbaijan | Shareholder | Against | Did Not Vote |
SWISSCOM AG Meeting Date: APR 07, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: SCMN Security ID: H8398N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
2 | Approve Allocation of Income and Dividends of CHF 22 per Share | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
4.2 | Amend Articles Re: Remuneration (Ordinance Against Excessive Remuneration at Listed Companies) | Management | For | For |
4.3 | Amend Articles Re: Further Amendments Required by Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
5.1 | Reelect Barbara Frei as Director | Management | For | For |
5.2 | Reelect Hugo Berger as Director | Management | For | For |
5.3 | Reelect Michel Gobet as Director | Management | For | For |
5.4 | Reelect Torsten Kreindl as Director | Management | For | For |
5.5 | Reelect Catherine Muehlemann as Director | Management | For | For |
5.6 | Reelect Theophil Schlatter as Director | Management | For | For |
5.7 | Elect Frank Esser as Director | Management | For | For |
5.8 | Reelect Hansueli Loosli as Director | Management | For | For |
5.9 | Elect Hansueli Loosli as Board Chairman | Management | For | For |
6.1 | Appoint Barbara Frei as Member of the Compensation Committee | Management | For | For |
6.2 | Appoint Thorsten Kreindl as Member of the Compensation Committee | Management | For | For |
6.3 | Appoint Hansueli Loosli as Member without voting rights of the Compensation Committee | Management | For | For |
6.4 | Appoint Theophil Schlatter as Member of the Compensation Committee | Management | For | For |
6.5 | Appoint Hans Werder as Member of the Compensation Committee | Management | For | For |
7 | Designate Reber Rechtsanwaelte as Independent Proxy | Management | For | For |
8 | Ratify KPMG AG as Auditors | Management | For | For |
SYDNEY AIRPORT Meeting Date: SEP 19, 2013 Record Date: SEP 17, 2013 Meeting Type: SPECIAL | ||||
Ticker: SYD Security ID: Q8808P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Issuance of Up to 52.42 Million SYD Securities to MTAA Superannuation Fund | Management | For | For |
2 | Approve the Issuance of Up to 14.89 Million SYD Securities to UniSuper Superannuation Fund | Management | For | For |
3 | Ratify the Past Issuance of 123.06 Million SYD Securities to HOCHTIEF AirPort GmbH | Management | For | For |
4 | Ratify the Past Issuance of 57.12 Million SYD Securities to The Future Fund Board of Guardians | Management | For | For |
1 | Approve the Issuance of Up to 52.42 Million SYD Securities to MTAA Superannuation Fund | Management | For | For |
2 | Approve the Issuance of Up to 14.89 Million SYD Securities to UniSuper Superannuation Fund | Management | For | For |
3 | Ratify the Past Issuance of 123.06 Million SYD Securities to HOCHTIEF AirPort GmbH | Management | For | For |
4 | Ratify the Past Issuance of 57.12 Million SYD Securities to The Future Fund Board of Guardians | Management | For | For |
SYDNEY AIRPORT Meeting Date: NOV 22, 2013 Record Date: NOV 20, 2013 Meeting Type: SPECIAL | ||||
Ticker: SYD Security ID: Q8808P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Change of Responsible Entity | Management | For | For |
2 | Approve the Unstapling of SAT 1 Units and SAT 2 Units | Management | For | For |
3 | Approve the Amendments to SAT 1 Constitution | Management | For | For |
1 | Approve the Amendments to SAT 2 Constitution to Effect the Scheme | Management | For | For |
2 | Approve the Acquisition by Sydney Airport Ltd of All of the SAT 2 Units | Management | For | For |
3 | Approve the Unstapling of SAT 1 Units and SAT 2 Units | Management | For | For |
SYDNEY AIRPORT Meeting Date: MAY 15, 2014 Record Date: MAY 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: SYD Security ID: Q8808P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Remuneration Report | Management | For | For |
3 | Elect Stephen Ward as Director | Management | For | For |
4 | Elect Ann Sherry as Director | Management | For | For |
1 | Elect Patrick Gourley as Director | Management | For | For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 24, 2014 Record Date: APR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: 2330 Security ID: Y84629107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2013 Plan on Profit Distribution | Management | For | For |
3 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets and Approve Amendments to Trading Procedures Governing Derivatives Products | Management | For | For |
4 | Transact Other Business (Non-Voting) | Management | None | None |
TDC A/S Meeting Date: MAR 06, 2014 Record Date: FEB 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: TDC Security ID: K94545116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management and Board | Management | For | For |
4 | Approve Allocation of Income | Management | For | For |
5a | Reelect Vagn Sorensen as Director | Management | For | For |
5b | Reelect Pierre Danon as Director | Management | For | For |
5c | Reelect Stine Bosse as Director | Management | For | For |
5d | Reelect Angus Porter as Director | Management | For | For |
5e | Reelect Soren Sorensen as Director | Management | For | For |
5f | Reelect Pieter Knook as Director | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7a | Authorize Share Repurchase Program | Management | For | For |
7b | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
7c | Approve Remuneration of Directors in the Amount of DKK 1.1 Million for Chairman, DKK 700,000 for Vice Chairman, and DKK 400,000 for Other Members; Approve Remuneration for Committee Work | Management | For | For |
7d | Amend Articles of Association | Management | For | For |
7e | Amend Authorisation to Increase Share Capital | Management | For | For |
7f | Approve Publication of Information in English | Management | For | For |
8 | Other Business | Management | None | None |
TELENOR ASA Meeting Date: MAY 14, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: TEL Security ID: R21882106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
2 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
3 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.00 Per Share | Management | For | Did Not Vote |
4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
6 | Approve NOK 91.0 Million Reduction in Share Capital via Cancellation of 7.0 Million Shares and Redemption of 8.2 Million Shares Owned by the Kingdom of Norway; Amend Articles Accordingly | Management | For | Did Not Vote |
7 | Authorize Repurchase of up to 31 Million Issued Shares and Cancellation of Repurchased Shares | Management | For | Did Not Vote |
8 | Approve Remuneration of the Members of the Corporate Assembly and the Nomination Committee | Management | For | Did Not Vote |
TELIASONERA AB Meeting Date: APR 02, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL | ||||
Ticker: TLSN Security ID: W95890104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Eva Hagg Chairman of Meeting | Management | For | For |
2 | Prepare and Approve List of Shareholders | Management | For | For |
3 | Approve Agenda of Meeting | Management | For | For |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
5 | Acknowledge Proper Convening of Meeting | Management | For | For |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | For |
8 | Approve Allocation of Income and Dividends of SEK 3.00 Per Share | Management | For | For |
9 | Approve Discharge of Board and President | Management | For | Against |
10 | Determine Number of Members (8) of Board | Management | For | For |
11 | Approve Remuneration of Directors in the Amount of SEK 1.2 Million for Chairman, SEK 750,000 for Deputy Chairman, and SEK 470,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
12 | Reelect Marie Ehrling, Mats Jansson, Olli-Pekka Kallasvuo, Mikko Kosonen, Nina Linander, Martin Lorentzon, Per-Arne Sandstrom, and Kersti Strandqvist as Directors | Management | For | For |
13 | Reelect Marie Ehrling as Chairman of the Board and Olli-Pekka Kallasvuo as Vice Chairman of the Board | Management | For | For |
14 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
15 | Approve Remuneration of Auditors | Management | For | For |
16 | Ratify Deloitte as Auditors | Management | For | For |
17 | Elect Magnus Skaninge, Kari Jarvinen, Jan Andersson, Per Frennberg, and Marie Ehrling as Members of Nominating Committee; Adoption of Instruction to the Nominating Committee | Management | For | For |
18 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
19 | Authorize Share Repurchase Program | Management | For | For |
20a | Approve 2014/2017 Performance Share Program | Management | For | Against |
20b | Approve Transfer of Shares in Connection with the 2014/2017 Performance Share Program | Management | For | Against |
21 | Proposal for Special Investigation (to be Further Explained at the Meeting) | Shareholder | None | Against |
TELSTRA CORPORATION LIMITED Meeting Date: OCT 15, 2013 Record Date: OCT 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: TLS Security ID: Q8975N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3a | Elect Chin Hu Lim as Director | Management | For | For |
3b | Elect Nora Scheinkestel as Director | Management | For | For |
4 | Approve the Grant of Up to 1.04 Million Performance Rights to David Thodey, Chief Executive Officer of the Company | Management | For | For |
5 | Approve the Remuneration Report | Management | For | For |
TERNA SPA Meeting Date: MAY 27, 2014 Record Date: MAY 16, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: TRN Security ID: T9471R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles Re: Director Honorability Requirements | Shareholder | None | Against |
2 | Amend Company Bylaws | Management | For | For |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Fix Number of Directors | Management | For | For |
4.1 | Slate Submitted by Cassa Depositi e Prestiti SpA | Shareholder | None | Did Not Vote |
4.2 | Slate Submitted by Institutional Shareholders | Shareholder | None | For |
5 | Elect Board Chair | Management | None | For |
6 | Approve Remuneration of Directors | Management | For | For |
7.1 | Slate Submitted by Cassa Depositi e Prestiti SpA | Shareholder | None | Against |
7.2 | Slate Submitted by Institutional Shareholders | Shareholder | None | For |
8 | Approve Internal Auditors' Remuneration | Management | For | For |
9 | Approve Remuneration of Executive Directors | Management | For | For |
10 | Approve Remuneration Report | Management | For | Against |
TESCO PLC Meeting Date: JUN 27, 2014 Record Date: JUN 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: TSCO Security ID: G87621101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Elect Mark Armour as Director | Management | For | For |
6 | Re-elect Sir Richard Broadbent as Director | Management | For | For |
7 | Re-elect Philip Clarke as Director | Management | For | For |
8 | Re-elect Gareth Bullock as Director | Management | For | For |
9 | Re-elect Patrick Cescau as Director | Management | For | For |
10 | Re-elect Stuart Chambers as Director | Management | For | For |
11 | Re-elect Olivia Garfield as Director | Management | For | For |
12 | Re-elect Ken Hanna as Director | Management | For | For |
13 | Re-elect Deanna Oppenheimer as Director | Management | For | For |
14 | Re-elect Jacqueline Tammenoms Bakker as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
THE COCA-COLA COMPANY Meeting Date: APR 23, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: KO Security ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Ana Botin | Management | For | For |
1.4 | Elect Director Howard G. Buffett | Management | For | For |
1.5 | Elect Director Richard M. Daley | Management | For | For |
1.6 | Elect Director Barry Diller | Management | For | For |
1.7 | Elect Director Helene D. Gayle | Management | For | For |
1.8 | Elect Director Evan G. Greenberg | Management | For | For |
1.9 | Elect Director Alexis M. Herman | Management | For | For |
1.10 | Elect Director Muhtar Kent | Management | For | For |
1.11 | Elect Director Robert A. Kotick | Management | For | For |
1.12 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.13 | Elect Director Sam Nunn | Management | For | For |
1.14 | Elect Director James D. Robinson, III | Management | For | For |
1.15 | Elect Director Peter V. Ueberroth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
THE HOME DEPOT, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: HD Security ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Francis S. Blake | Management | For | For |
1c | Elect Director Ari Bousbib | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Armando Codina | Management | For | For |
1h | Elect Director Helena B. Foulkes | Management | For | For |
1i | Elect Director Wayne M. Hewett | Management | For | For |
1j | Elect Director Karen L. Katen | Management | For | For |
1k | Elect Director Mark Vadon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
TOTAL SA Meeting Date: MAY 16, 2014 Record Date: MAY 12, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: FP Security ID: F92124100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.38 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Reelect Patricia Barbizet as Director | Management | For | For |
6 | Reelect Marie-Christine Coisne-Roquette as Director | Management | For | For |
7 | Reelect Paul Desmarais Jr as Director | Management | For | For |
8 | Reelect Barbara Kux as Director | Management | For | For |
9 | Advisory Vote on Compensation of Christophe de Margerie | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 | Management | For | For |
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
16 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
17 | Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives | Management | For | For |
18 | Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board | Management | For | For |
19 | Amend Article 15 of Bylaws Re: Age Limit for CEO | Management | For | For |
20 | Amend Article 17 of Bylaws Re: Proxy Voting | Management | For | For |
A | Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives | Shareholder | Against | Against |
B | Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator | Shareholder | Against | Against |
C | Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws | Shareholder | Against | Against |
D | Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws | Shareholder | Against | Against |
E | Amend Article 12.7 of Bylaws: Remuneration of Directors | Shareholder | Against | Against |
TURKCELL ILETISIM HIZMETLERI AS Meeting Date: MAY 29, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: TCELL Security ID: M8903B102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | For |
2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | For |
3 | Accept Board Report for 2010 | Management | For | For |
4 | Accept Internal Auditor Report for 2010 | Management | For | For |
5 | Accept External Auditor Report for 2010 | Management | For | For |
6 | Accept Financial Statements for 2010 | Management | For | For |
7 | Approve Allocation of Income for 2010 | Management | For | For |
8 | Approve Discharge of Colin J. Williams for 2010 | Management | For | For |
9 | Approve Discharge of Auditors for 2010 | Management | For | For |
10 | Accept Board Report for 2011 | Management | For | For |
11 | Accept Internal Auditor Report for 2011 | Management | For | For |
12 | Accept External Auditor Report for 2011 | Management | For | For |
13 | Accept Financial Statements for 2011 | Management | For | For |
14 | Approve Allocation of Income for 2011 | Management | For | For |
15 | Approve Discharge of Board for 2011 | Management | For | For |
16 | Approve Discharge of Auditors for 2011 | Management | For | For |
17 | Accept Board Report for 2012 | Management | For | For |
18 | Accept Internal Audit Report for 2012 | Management | For | For |
19 | Ratify External Auditors for 2012 | Management | For | For |
20 | Accept External Audit Report for 2012 | Management | For | For |
21 | Accept Financial Statements for 2012 | Management | For | For |
22 | Approve Allocation of Income for 2012 | Management | For | For |
23 | Approve Upper Limit of Donations for 2013 and Receive Information on Charitable Donations for 2011 and 2012 | Management | For | For |
24 | Approve Discharge of Board for 2012 | Management | For | For |
25 | Approve Discharge of Auditors for 2012 | Management | For | For |
26 | Accept Board Report for 2013 | Management | For | For |
27 | Ratify External Auditors for 2013 | Management | For | For |
28 | Accept External Audit Report for 2013 | Management | For | For |
29 | Accept Financial Statements for 2013 | Management | For | For |
30 | Approve Allocation of Income for 2013 | Management | For | For |
31 | Approve Discharge of Board for 2013 | Management | For | For |
32 | Amend Company Articles | Management | For | For |
33 | Ratify Director Appointments | Management | For | For |
34 | Elect Directors and Determine Terms of Office | Management | For | Against |
35 | Approve Director Remuneration | Management | For | For |
36 | Ratify External Auditors for 2014 | Management | For | For |
37 | Approve Working Principles of the General Assembly | Management | For | For |
38 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | For |
39 | Receive Information on Rule 1.3.6. of Corporate Governance Principles | Management | None | None |
40 | Approve Profit Distribution Policy | Management | For | For |
41 | Receive Information on Remuneration Policy | Management | None | None |
42 | Approve Upper Limit of Donations for 2014 and Receive Information on Charitable Donations for 2013 | Management | For | For |
43 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Management | None | None |
44 | Receive Information on Related Party Transactions | Management | None | None |
45 | Close Meeting | Management | None | None |
TWO HARBORS INVESTMENT CORP. Meeting Date: MAY 20, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: TWO Security ID: 90187B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. Spencer Abraham | Management | For | For |
1.2 | Elect Director James J. Bender | Management | For | For |
1.3 | Elect Director Mark D. Ein | Management | For | For |
1.4 | Elect Director Stephen G. Kasnet | Management | For | For |
1.5 | Elect Director Jacques R. Rolfo | Management | For | For |
1.6 | Elect Director W. Reid Sanders | Management | For | For |
1.7 | Elect Director Thomas E. Siering | Management | For | For |
1.8 | Elect Director Brian C. Taylor | Management | For | For |
1.9 | Elect Director Hope B. Woodhouse | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VERIZON COMMUNICATIONS INC. Meeting Date: MAY 01, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: VZ Security ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Richard L. Carrion | Management | For | For |
1.3 | Elect Director Melanie L. Healey | Management | For | For |
1.4 | Elect Director M. Frances Keeth | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Lowell C. McAdam | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Rodney E. Slater | Management | For | For |
1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
1.11 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | For |
5 | Report on Net Neutrality | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
9 | Provide Right to Act by Written Consent | Shareholder | Against | For |
10 | Approve Proxy Voting Authority | Shareholder | Against | Against |
VIMPELCOM LTD. Meeting Date: SEP 25, 2013 Record Date: AUG 19, 2013 Meeting Type: SPECIAL | ||||
Ticker: VIP Security ID: 92719A106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Charter | Management | For | Against |
VINCI Meeting Date: APR 15, 2014 Record Date: APR 09, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: DG Security ID: F5879X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.77 per Share | Management | For | For |
4 | Reelect Xavier Huillard as Director | Management | For | Against |
5 | Reelect Yves-Thibault de Silguy as Director | Management | For | For |
6 | Reelect Henri Saint Olive as Director | Management | For | For |
7 | Reelect Qatari Diar Real Estate Investement Company as Director | Management | For | For |
8 | Elect Marie-Christine Lombard as Director | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Approve Additional Pension Scheme Agreement with Xavier Huillard | Management | For | For |
11 | Approve Severance Payment Agreement with Xavier Huillard | Management | For | Against |
12 | Approve Transaction with YTSeuropaconsultants Re: Services Agreement | Management | For | Against |
13 | Advisory Vote on Compensation of the Chairman and CEO | Management | For | For |
14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Against |
16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | Against |
17 | Amend Article 11 of Bylaws Re: Election of Representative of Employee | Management | For | For |
18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
VIVENDI Meeting Date: JUN 24, 2014 Record Date: JUN 18, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: VIV Security ID: F97982106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
4 | Approve Treatment of Losses and Dividends of EUR 1.00 per Share | Management | For | For |
5 | Advisory Vote on Compensation of Jean-Francois Dubos, Chairman of the Management Board | Management | For | For |
6 | Advisory Vote on Compensation of Philippe Capron, Member of the Management Board up to Dec. 31, 2013 | Management | For | For |
7 | Reelect Aliza Jabes as Supervisory Board Member | Management | For | For |
8 | Reelect Daniel Camus as Supervisory Board Member | Management | For | For |
9 | Elect Katie Jacobs Stanton as Supervisory Board Member | Management | For | For |
10 | Elect Virginie Morgon as Supervisory Board Member | Management | For | For |
11 | Elect Philippe Benacin as Supervisory Board Member | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
14 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
16 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
17 | Amend Article 8 of Bylaws Re: Appointment of Employee Representatives | Management | For | For |
18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
VODAFONE GROUP PLC Meeting Date: JUL 23, 2013 Record Date: JUL 19, 2013 Meeting Type: ANNUAL | ||||
Ticker: VOD Security ID: G93882135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
3 | Re-elect Vittorio Colao as Director | Management | For | For |
4 | Re-elect Andy Halford as Director | Management | For | For |
5 | Re-elect Stephen Pusey as Director | Management | For | For |
6 | Re-elect Renee James as Director | Management | For | For |
7 | Re-elect Alan Jebson as Director | Management | For | For |
8 | Re-elect Samuel Jonah as Director | Management | For | For |
9 | Elect Omid Kordestani as Director | Management | For | For |
10 | Re-elect Nick Land as Director | Management | For | For |
11 | Re-elect Anne Lauvergeon as Director | Management | For | For |
12 | Re-elect Luc Vandevelde as Director | Management | For | For |
13 | Re-elect Anthony Watson as Director | Management | For | For |
14 | Re-elect Philip Yea as Director | Management | For | For |
15 | Approve Final Dividend | Management | For | For |
16 | Approve Remuneration Report | Management | For | For |
17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
18 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise EU Political Donations and Expenditure | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
VODAFONE GROUP PLC Meeting Date: JAN 28, 2014 Record Date: JAN 26, 2014 Meeting Type: SPECIAL | ||||
Ticker: VOD Security ID: G93882135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc | Management | For | For |
2 | Approve Matters Relating to the Return of Value to Shareholders | Management | For | For |
3 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
4 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
VODAFONE GROUP PLC Meeting Date: JAN 28, 2014 Record Date: JAN 26, 2014 Meeting Type: COURT | ||||
Ticker: VOD Security ID: G93882135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
WALGREEN CO. Meeting Date: JAN 08, 2014 Record Date: NOV 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: WAG Security ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janice M. Babiak | Management | For | For |
1b | Elect Director David J. Brailer | Management | For | For |
1c | Elect Director Steven A. Davis | Management | For | For |
1d | Elect Director William C. Foote | Management | For | For |
1e | Elect Director Mark P. Frissora | Management | For | For |
1f | Elect Director Ginger L. Graham | Management | For | For |
1g | Elect Director Alan G. McNally | Management | For | For |
1h | Elect Director Dominic P. Murphy | Management | For | For |
1i | Elect Director Stefano Pessina | Management | For | For |
1j | Elect Director Nancy M. Schlichting | Management | For | For |
1k | Elect Director Alejandro Silva | Management | For | For |
1l | Elect Director James A. Skinner | Management | For | For |
1m | Elect Director Gregory D. Wasson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | For |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
WASHINGTON REAL ESTATE INVESTMENT TRUST Meeting Date: MAY 15, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: WRE Security ID: 939653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward S. Civera | Management | For | For |
1.2 | Elect Director Wendelin A. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WYNN RESORTS, LIMITED Meeting Date: MAY 16, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: WYNN Security ID: 983134107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Miller | Management | For | For |
1.2 | Elect Director D. Boone Wayson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Board Qualifications | Management | For | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
ZURICH INSURANCE GROUP AG Meeting Date: APR 02, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: ZURN Security ID: H9870Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
1.2 | Approve Remuneration Report | Management | For | For |
2.1 | Approve Allocation of Income | Management | For | For |
2.2 | Approve Dividends of CHF 17.00 per Share from Capital Contribution Reserves | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1.1 | Reelect Tom de Swaan as Board Chairman | Management | For | For |
4.1.2 | Reelect Susan Bies as Director | Management | For | For |
4.1.3 | Reelect Alison Carnwath as Director | Management | For | For |
4.1.4 | Reelect Rafael del Pino as Director | Management | For | For |
4.1.5 | Reelect Thomas Escher as Director | Management | For | For |
4.1.6 | Reelect Fred Kindle as Director | Management | For | For |
4.1.7 | Reelect Monica Maechler as Director | Management | For | For |
4.1.8 | Reelect Don Nicolaisen as Director | Management | For | For |
4.1.9 | Elect Christoph Franz as Director | Management | For | For |
4.2.1 | Appoint Alison Carnwath as Member of the Compensation Committee | Management | For | For |
4.2.2 | Appoint Tom de Swaan as Member of the Compensation Committee | Management | For | For |
4.2.3 | Appoint Rafael del Pino as Member of the Compensation Committee | Management | For | For |
4.2.4 | Appoint Thomas Escher as Member of the Compensation Committee | Management | For | For |
4.3 | Designate Andreas Keller as Independent Proxy | Management | For | For |
4.4 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
5 | Approve Creation of CHF 1 Million Pool of Capital without Preemptive Rights | Management | For | For |
6 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
Thornburg Global Opportunities Fund
AMERICAN AIRLINES GROUP INC. Meeting Date: JUN 04, 2014 Record Date: APR 16, 2014 Meeting Type: ANNUAL | ||||
Ticker: AAL Security ID: 02376R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James F. Albaugh | Management | For | For |
1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
1c | Elect Director John T. Cahill | Management | For | For |
1d | Elect Director Michael J. Embler | Management | For | For |
1e | Elect Director Matthew J. Hart | Management | For | For |
1f | Elect Director Alberto Ibarguen | Management | For | For |
1g | Elect Director Richard C. Kraemer | Management | For | For |
1h | Elect Director Denise M. O'Leary | Management | For | For |
1i | Elect Director W. Douglas Parker | Management | For | For |
1j | Elect Director Ray M. Robinson | Management | For | For |
1k | Elect Director Richard P. Schifter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERICAN REALTY CAPITAL PROPERTIES, INC. Meeting Date: JAN 23, 2014 Record Date: DEC 20, 2013 Meeting Type: SPECIAL | ||||
Ticker: ARCP Security ID: 02917T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
APPLE INC. Meeting Date: FEB 28, 2014 Record Date: DEC 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: AAPL Security ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
4 | Establish a Par Value for Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Against |
11 | Proxy Access | Shareholder | Against | Against |
ASIAN PAY TELEVISION TRUST Meeting Date: APR 28, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: S7OU Security ID: Y0362V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Report of the Trustee-Manager, Statement by the Trustee-Manager and Financial Statements and Auditors' Reports | Management | For | For |
2 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Trustee-Manager to Fix Their Remuneration | Management | For | For |
3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
BANKERS PETROLEUM LTD. Meeting Date: MAY 21, 2014 Record Date: APR 09, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: BNK Security ID: 066286303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2a | Elect Director David French | Management | For | For |
2b | Elect Director Abdel F. (Abby) Badwi | Management | For | For |
2c | Elect Director Eric Brown | Management | For | For |
2d | Elect Director Wesley Clark | Management | For | For |
2e | Elect Director Robert Cross | Management | For | For |
2f | Elect Director Jonathan Harris | Management | For | For |
2g | Elect Director Phillip Knoll | Management | For | For |
2h | Elect Director Ian B. McMurtrie | Management | For | For |
2i | Elect Director John B. Zaozirny | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | For |
5 | Approve Restricted Share Unit Plan | Management | For | For |
6 | Adopt By-Law No. 1 | Management | For | Against |
BRF SA Meeting Date: APR 03, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: BRFS3 Security ID: P1905C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Fiscal Council Members | Management | For | For |
BRF SA Meeting Date: APR 03, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: BRFS3 Security ID: P1905C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director | Management | For | For |
2 | Approve Remuneration of Company's Management | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Approve Stock Option Performance Plan | Management | For | Against |
BRF SA Meeting Date: APR 03, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: BRFS3 Security ID: P1905C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION Meeting Date: MAY 01, 2014 Record Date: MAR 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: COF Security ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard D. Fairbank | Management | For | For |
1b | Elect Director Patrick W. Gross | Management | For | For |
1c | Elect Director Ann Fritz Hackett | Management | For | For |
1d | Elect Director Lewis Hay, III | Management | For | For |
1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
1f | Elect Director Pierre E. Leroy | Management | For | For |
1g | Elect Director Peter E. Raskind | Management | For | For |
1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
1i | Elect Director Bradford H. Warner | Management | For | For |
1j | Elect Director Catherine G. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5a | Reduce Supermajority Vote Requirement | Management | For | For |
5b | Reduce Supermajority Vote Requirement | Management | For | For |
5c | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
CITIGROUP INC. Meeting Date: APR 22, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: C Security ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Duncan P. Hennes | Management | For | For |
1c | Elect Director Franz B. Humer | Management | For | For |
1d | Elect Director Eugene M. McQuade | Management | For | For |
1e | Elect Director Michael E. O'Neill | Management | For | For |
1f | Elect Director Gary M. Reiner | Management | For | For |
1g | Elect Director Judith Rodin | Management | For | For |
1h | Elect Director Robert L. Ryan | Management | For | For |
1i | Elect Director Anthony M. Santomero | Management | For | For |
1j | Elect Director Joan E. Spero | Management | For | For |
1k | Elect Director Diana L. Taylor | Management | For | For |
1l | Elect Director William S. Thompson, Jr. | Management | For | For |
1m | Elect Director James S. Turley | Management | For | For |
1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
8 | Adopt Proxy Access Right | Shareholder | Against | Against |
CONSTELLIUM NV Meeting Date: JUN 11, 2014 Record Date: MAY 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: CSTM Security ID: N22035104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Approve Publication of Information in English | Management | For | For |
2b | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Discussion on Company's Corporate Governance Structure | Management | None | None |
4a | Discuss Remuneration Report | Management | None | None |
4b | Amend Management Equity Plan to Accelerate the Vesting of Shares | Management | For | For |
4c | Approve Remuneration of Non-Executive Directors | Management | For | For |
4d | Amend 2013 Equity Incentive Plan to Increase Number of Shares Available | Management | For | Against |
5 | Adopt Financial Statements | Management | For | For |
6 | Announce Allocation of Income | Management | None | None |
7 | Approve Discharge of Executive Directors | Management | For | For |
8 | Approve Discharge of Non-Exeucitve Directors | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10a | Reelect P. Guillemot to Supervisory Board | Management | For | For |
10b | Reelect W. P. Paschke to Supervisory Board | Management | For | For |
10c | Elect M. Brandjes to Supervisory Board | Management | For | For |
10d | Elect L. A. Walker to Supervisory Board | Management | For | For |
10e | Elect P. F. Hartman to Supervisory Board | Management | For | For |
10f | Elect J. Ormerod to Supervisory Board | Management | For | Against |
11 | Ratify PricewaterhouseCoopers as Auditors For Fiscal Year 2014 | Management | For | For |
12 | Approve Cancellation of Preference Shares | Management | For | For |
13a | Amend Articles Re: Delete References to Preference Shares | Management | For | For |
13b | Amend Articles Re: Casting Vote for the Chairman of the Board | Management | For | For |
13c | Authorize Board to Make Distributions From Any Company Reserve | Management | For | For |
14 | Allow Questions | Management | None | None |
15 | Close Meeting | Management | None | None |
DELPHI AUTOMOTIVE PLC Meeting Date: APR 03, 2014 Record Date: FEB 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: DLPH Security ID: G27823106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gary L. Cowger as a Director | Management | For | For |
1.2 | Elect Nicholas M. Donofrio as a Director | Management | For | For |
1.3 | Elect Mark P. Frissora as a Director | Management | For | For |
1.4 | Elect Rajiv L. Gupta as a Director | Management | For | For |
1.5 | Elect John A. Krol as a Director | Management | For | For |
1.6 | Elect J. Randall MacDonald as a Director | Management | For | For |
1.7 | Elect Sean O. Mahoney as a Director | Management | For | For |
1.8 | Elect Rodney O'Neal as a Director | Management | For | For |
1.9 | Elect Thomas W. Sidlik as a Director | Management | For | For |
1.10 | Elect Bernd Wiedemann as a Director | Management | For | For |
1.11 | Elect Lawrence A. Zimmerman as a Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ENDO INTERNATIONAL PLC Meeting Date: JUN 10, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: ENDP Security ID: G30401106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roger H. Kimmel | Management | For | For |
1b | Elect Director Rajiv De Silva | Management | For | For |
1c | Elect Director John J. Delucca | Management | For | For |
1d | Elect Director Arthur J. Higgins | Management | For | For |
1e | Elect Director Nancy J. Hutson | Management | For | For |
1f | Elect Director Michael Hyatt | Management | For | For |
1g | Elect Director William P. Montague | Management | For | For |
1h | Elect Director Jill D. Smith | Management | For | For |
1i | Elect Director William F. Spengler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
EXPRESS SCRIPTS HOLDING COMPANY Meeting Date: MAY 07, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: ESRX Security ID: 30219G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary G. Benanav | Management | For | For |
1b | Elect Director Maura C. Breen | Management | For | For |
1c | Elect Director William J. DeLaney | Management | For | For |
1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
1f | Elect Director Frank Mergenthaler | Management | For | For |
1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
1h | Elect Director John O. Parker, Jr. | Management | For | For |
1i | Elect Director George Paz | Management | For | For |
1j | Elect Director William L. Roper | Management | For | For |
1k | Elect Director Seymour Sternberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FLY LEASING LIMITED Meeting Date: JUN 25, 2014 Record Date: MAY 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: FLY Security ID: 34407D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Erik G. Braathen as Director | Management | For | For |
2 | Elect Joseph M. Donovan as Director | Management | For | For |
3 | Elect Pat O'Brien as Director | Management | For | For |
4 | Elect Susan M. Walton as Director | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
FRANK'S INTERNATIONAL N.V. Meeting Date: NOV 06, 2013 Record Date: OCT 15, 2013 Meeting Type: SPECIAL | ||||
Ticker: FI Security ID: N33462107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gary P. Luquette as Director | Management | For | For |
1.2 | Elect Michael C. Kearney as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
GALAXY ENTERTAINMENT GROUP LTD. Meeting Date: JUN 11, 2014 Record Date: JUN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: 00027 Security ID: Y2679D118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Paddy Tang Lui Wai Yu as Director | Management | For | For |
2b | Elect William Yip Shue Lam as Director | Management | For | For |
2c | Authorize Board to Fix Directors' Remuneration | Management | For | For |
3 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
4b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
4c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
5a | Delete Memorandum of Association | Management | For | For |
5b | Amend Articles of Association | Management | For | For |
5c | Adopt New Articles of Association | Management | For | For |
GAMING AND LEISURE PROPERTIES, INC. Meeting Date: JUN 19, 2014 Record Date: APR 16, 2014 Meeting Type: ANNUAL | ||||
Ticker: GLPI Security ID: 36467J108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph W. Marshall, III | Management | For | Withhold |
1.2 | Elect Director E. Scott Urdang | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
GENERAL MOTORS COMPANY Meeting Date: JUN 10, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: GM Security ID: 37045V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph J. Ashton | Management | For | For |
1b | Elect Director Mary T. Barra | Management | For | For |
1c | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1d | Elect Director Stephen J. Girsky | Management | For | For |
1e | Elect Director E. Neville Isdell | Management | For | For |
1f | Elect Director Kathryn V. Marinello | Management | For | For |
1g | Elect Director Michael G. Mullen | Management | For | For |
1h | Elect Director James J. Mulva | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Thomas M. Schoewe | Management | For | For |
1k | Elect Director Theodore M. Solso | Management | For | For |
1l | Elect Director Carol M. Stephenson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Provide for Cumulative Voting | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
GOOGLE INC. Meeting Date: MAY 14, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: GOOG Security ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
ING GROEP NV Meeting Date: MAY 12, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
Ticker: INGA Security ID: N4578E413 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Announcements | Management | None | None |
2a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
2c | Discuss Remuneration Report | Management | None | None |
2d | Approve Amendments to Remuneration Policy for Management Board Members | Management | For | For |
2e | Adopt Financial Statements | Management | For | For |
3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4a | Discussion on Company's Corporate Governance Structure | Management | None | None |
4b | Increase Share Capital by EUR 13 Billion by Reduction in Share Premium Reserve and Increase Nominal per Share | Management | For | For |
4c | Decrease Share Capital by EUR 13 Billion by Reduction in Nominal Value per Share and With Repayment of Capital in Kind to Shareholders | Management | For | For |
4d | Amend Articles Re: Representation of the Board | Management | For | For |
5 | Receive Announcements on Sustainability | Management | None | None |
6a | Approve Discharge of Management Board | Management | For | For |
6b | Approve Discharge of Supervisory Board | Management | For | For |
7 | Elect Eric Boyer de la Giroday to Supervisory Board | Management | For | For |
8a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
8b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
9a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring | Management | For | For |
10 | Other Business (Non-Voting) and Closing | Management | None | None |
INTERXION HOLDING NV Meeting Date: JUN 30, 2014 Record Date: JUN 02, 2014 Meeting Type: ANNUAL | ||||
Ticker: INXN Security ID: N47279109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board of Directors | Management | For | For |
3a | Elect Frank Esser as Non-Executive Director | Management | For | For |
3b | Elect Mark Heraghty as Non-Executive Director | Management | For | For |
4 | Approve Remuneration of Non-Executive Board Members Re: Share Awards With Value of EUR 40,000 and Increase Audit Committee Membership Compensation | Management | For | For |
5 | Approve Award of 17,995 Performance Shares to Executive Director | Management | For | Against |
6 | Ratify KPMG as Auditors | Management | For | For |
7 | Other Business (Non-Voting) | Management | None | None |
LEVEL 3 COMMUNICATIONS, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
Ticker: LVLT Security ID: 52729N308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeff K. Storey | Management | For | For |
1.2 | Elect Director Kevin P. Chilton | Management | For | For |
1.3 | Elect Director Archie R. Clemins | Management | For | For |
1.4 | Elect Director Steven T. Clontz | Management | For | For |
1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.6 | Elect Director T. Michael Glenn | Management | For | For |
1.7 | Elect Director Richard R. Jaros | Management | For | For |
1.8 | Elect Director Michael J. Mahoney | Management | For | For |
1.9 | Elect Director Peter Seah Lim Huat | Management | For | For |
1.10 | Elect Director Peter van Oppen | Management | For | For |
1.11 | Elect Director Albert C. Yates | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICROSOFT CORPORATION Meeting Date: NOV 19, 2013 Record Date: SEP 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: MSFT Security ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Amend Executive Incentive Bonus Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
MINERAL RESOURCES LTD. Meeting Date: NOV 20, 2013 Record Date: NOV 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: MIN Security ID: Q60976109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report | Management | For | For |
2 | Elect Peter Wade as Director | Management | For | For |
NUMERICABLE GROUP Meeting Date: MAY 20, 2014 Record Date: MAY 14, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: NUM Security ID: F6627W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | Against |
5 | Approve Agreement with Eric Denoyer | Management | For | For |
6 | Advisory Vote on Compensation of Eric Denoyer | Management | For | For |
7 | Ratify Appointment of Jean-Michel Hegesippe as Director | Management | For | Against |
8 | Reelect Jean-Michel Hegesippe as Director | Management | For | For |
9 | Elect Bernard Attali as Director | Management | For | For |
10 | Reelect Max Aaron as Director | Management | For | Against |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4.8 Billion | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
14 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
16 | Authorize Capitalization of Reserves of Up to EUR 15 Million for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
PARADISE CO. Meeting Date: MAR 21, 2014 Record Date: DEC 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 034230 Security ID: Y6727J100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 350 per Share | Management | For | For |
2.1 | Reelect Lee Hyuk-Byung as Inside Director | Management | For | For |
2.2 | Reelect Choi Jong-Hwan as Inside Director | Management | For | For |
2.3 | Reelect Choi Young-Il as Outside Director | Management | For | For |
3 | Reappoint Lee Chang-Min as Internal Auditor | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
5 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
PDG REALTY S.A EMPREENDIMENTOS E PARTICIPACOES Meeting Date: OCT 25, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: PDGR3 Security ID: P7649U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Fiscal Council Member | Management | For | For |
PDG REALTY S.A EMPREENDIMENTOS E PARTICIPACOES Meeting Date: DEC 18, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: PDGR3 Security ID: P7649U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Plan | Management | For | For |
PDG REALTY S.A. EMPREENDIMENTOS E PARTICIPACOES Meeting Date: APR 25, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: PDGR3 Security ID: P7649U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Fix Number of Directors | Management | For | For |
4 | Elect Directors | Management | For | Against |
5 | Install Fiscal Council | Management | For | For |
6 | Fix Number of Fiscal Council Members | Management | For | For |
7 | Elect Fiscal Council Members | Management | For | For |
8 | Approve Remuneration of Company's Management | Management | For | For |
PDG REALTY S.A. EMPREENDIMENTOS E PARTICIPACOES Meeting Date: MAY 21, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: PDGR3 Security ID: P7649U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
2 | Amend Article 17 | Management | For | For |
3 | Consolidate Bylaws | Management | For | For |
RYMAN HOSPITALITY PROPERTIES, INC. Meeting Date: MAY 08, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: RHP Security ID: 78377T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Bender | Management | For | For |
1.2 | Elect Director E. K. Gaylord, II | Management | For | For |
1.3 | Elect Director D. Ralph Horn | Management | For | For |
1.4 | Elect Director Ellen Levine | Management | For | For |
1.5 | Elect Director Robert S. Prather, Jr. | Management | For | For |
1.6 | Elect Director Colin V. Reed | Management | For | For |
1.7 | Elect Director Michael D. Rose | Management | For | For |
1.8 | Elect Director Michael I. Roth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SAMSUNG ELECTRONICS CO. LTD. Meeting Date: MAR 14, 2014 Record Date: DEC 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 005930 Security ID: Y74718100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 13,800 per Share | Management | For | For |
2 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
TELSTRA CORPORATION LIMITED Meeting Date: OCT 15, 2013 Record Date: OCT 13, 2013 Meeting Type: ANNUAL | ||||
Ticker: TLS Security ID: Q8975N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3a | Elect Chin Hu Lim as Director | Management | For | For |
3b | Elect Nora Scheinkestel as Director | Management | For | For |
4 | Approve the Grant of Up to 1.04 Million Performance Rights to David Thodey, Chief Executive Officer of the Company | Management | For | For |
5 | Approve the Remuneration Report | Management | For | For |
TNT EXPRESS NV Meeting Date: APR 09, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: TNTE Security ID: N8726Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Opening and Announcements | Management | None | None |
2 | Presentation by Tex Gunning, CEO | Management | None | None |
3 | Receive Report of Management Board and Supervisory Board (Non-Voting) | Management | None | None |
4 | Discussion on Company's Corporate Governance Structure | Management | None | None |
5 | Discuss Remuneration Report | Management | None | None |
6 | Adopt Financial Statements and Statutory Reports | Management | For | For |
7a | Receive Announcements on Company's Reserves and Dividend Policy | Management | None | None |
7b | Approve Dividends of EUR 0.046 Per Share | Management | For | For |
8 | Approve Discharge of Management Board | Management | For | For |
9 | Approve Discharge of Supervisory Board | Management | For | For |
10 | Approve Remuneration Policy for Executive Board Members | Management | For | For |
11 | Reelect Roger King to Supervisory Board | Management | For | For |
12 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
13 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 12 | Management | For | For |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
15 | Receive Announcements Re: Assessment of External Auditor | Management | None | None |
16 | Allow Questions | Management | None | None |
17 | Close Meeting | Management | None | None |
UBS AG Meeting Date: MAY 07, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: UBSN Security ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
2 | Approve Allocation of Income and Dividends of CHF 0.25 per Share from Capital Contribution Reserve | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
5 | Advisory Vote on the EU Capital Requirements Directive of 2013 (CRD IV) | Management | For | For |
6.1a | Reelect Axel Weber as Director and Board Chairman | Management | For | For |
6.1b | Reelect Michel Demare as Director | Management | For | For |
6.1c | Reelect David Sidwell as Director | Management | For | For |
6.1d | Reelect Reto Francioni as Director | Management | For | For |
6.1e | Reelect Ann Godbehere as Director | Management | For | For |
6.1f | Reelect Axel Lehmann as Director | Management | For | For |
6.1g | Reelect Helmut Panke as Director | Management | For | For |
6.1h | Reelect William Parrett as Director | Management | For | For |
6.1i | Reelect Isabelle Romy as Director | Management | For | For |
6.1j | Reelect Beatrice Weder di Mauro as Director | Management | For | For |
6.1k | Reelect Joseph Yam as Director | Management | For | For |
6.2.1 | Appoint Ann Godbehere as Member of the Human Resources and Compensation Committee | Management | For | For |
6.2.2 | Appoint Michel Demare as Member of the Human Resources and Compensation Committee | Management | For | For |
6.2.3 | Appoint Helmut Panke as Member of the Human Resources and Compensation Committee | Management | For | For |
6.2.4 | Appoint Reto Francioni as Member of the Human Resources and Compensation Committee | Management | For | For |
6.3 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | For |
6.4 | Ratify Ernst & Young AG as Auditors | Management | For | For |
7 | Transact Other Business (Voting) | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. Meeting Date: MAY 20, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL | ||||
Ticker: VRX Security ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald H. Farmer | Management | For | For |
1b | Elect Director Colleen A. Goggins | Management | For | For |
1c | Elect Director Robert A. Ingram | Management | For | For |
1d | Elect Director Anders Lonner | Management | For | For |
1e | Elect Director Theo Melas-Kyriazi | Management | For | For |
1f | Elect Director J. Michael Pearson | Management | For | For |
1g | Elect Director Robert N. Power | Management | For | For |
1h | Elect Director Norma A. Provencio | Management | For | For |
1i | Elect Director Howard B. Schiller | Management | For | For |
1j | Elect Director Katharine B. Stevenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
WALGREEN CO. Meeting Date: JAN 08, 2014 Record Date: NOV 11, 2013 Meeting Type: ANNUAL | ||||
Ticker: WAG Security ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janice M. Babiak | Management | For | For |
1b | Elect Director David J. Brailer | Management | For | For |
1c | Elect Director Steven A. Davis | Management | For | For |
1d | Elect Director William C. Foote | Management | For | For |
1e | Elect Director Mark P. Frissora | Management | For | For |
1f | Elect Director Ginger L. Graham | Management | For | For |
1g | Elect Director Alan G. McNally | Management | For | For |
1h | Elect Director Dominic P. Murphy | Management | For | For |
1i | Elect Director Stefano Pessina | Management | For | For |
1j | Elect Director Nancy M. Schlichting | Management | For | For |
1k | Elect Director Alejandro Silva | Management | For | For |
1l | Elect Director James A. Skinner | Management | For | For |
1m | Elect Director Gregory D. Wasson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | For |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
Thornburg Developing World Fund
AIRPORTS OF THAILAND PUBLIC CO., LTD. Meeting Date: JAN 24, 2014 Record Date: DEC 23, 2013 Meeting Type: ANNUAL | ||||
Ticker: AOT Security ID: Y0028Q111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Matters to be Informed | Management | For | For |
2 | Acknowledge 2013 Operating Results | Management | For | For |
3 | Accept Financial Statements | Management | For | For |
4 | Approve Allocation of Income and Dividend of THB 4.60 Per Share | Management | For | For |
5.1 | Elect Krisna Polananta as Director | Management | For | For |
5.2 | Elect Pharnu Kerdlarpphon as Director | Management | For | For |
5.3 | Elect Wattana Tiengkul as Director | Management | For | For |
5.4 | Elect Rakob Srisupa-at as Director | Management | For | For |
5.5 | Elect Tongthong Chandransu as Director | Management | For | For |
6 | Approve Remuneration of Directors and Sub-Committees | Management | For | For |
7 | Approve Office of the Auditor General of Thailand as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Compensation for the Residents Affected by Noise Pollution from the Operation of the Suvarnabhumi Airport | Management | For | For |
9 | Other Business | Management | For | Against |
AIRPORTS OF THAILAND PUBLIC CO., LTD. Meeting Date: APR 30, 2014 Record Date: APR 03, 2014 Meeting Type: SPECIAL | ||||
Ticker: AOT Security ID: Y0028Q111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Matters to be Informed to the Shareholders | Management | None | None |
2.1 | Elect Krisna Polananta as Director | Management | For | For |
2.2 | Elect Pharnu Kerdlarpphon as Director | Management | For | For |
2.3 | Elect Rakop Srisupa-at as Director | Management | For | For |
2.4 | Elect Tongthong Chandransu as Director | Management | For | For |
2.5 | Elect Nantasak Poolsuk as Director | Management | For | For |
3 | Other Business | Management | None | None |
ALSEA S.A.B. DE C.V. Meeting Date: OCT 25, 2013 Record Date: OCT 17, 2013 Meeting Type: SPECIAL | ||||
Ticker: ALSEA Security ID: P0212A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of VIPS (Restaurant Division of Wal-Mart de Mexico SAB de CV); Approve Financing Plan | Management | For | For |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
ALSEA S.A.B. DE C.V. Meeting Date: MAR 14, 2014 Record Date: MAR 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: ALSEA Security ID: P0212A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Annual Report on Operations Carried by Key Board Committees | Management | For | For |
3 | Elect or Ratify Directors, Key Management and Members of Board Committees | Management | For | Against |
4 | Approve Remuneration of Directors, Key Management and Members of Board Committees | Management | For | For |
5 | Set Aggregate Nominal Share Repurchase Reserve; Present Report on Share Repurchase | Management | For | For |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
ALSEA S.A.B. DE C.V. Meeting Date: MAR 14, 2014 Record Date: MAR 06, 2014 Meeting Type: SPECIAL | ||||
Ticker: ALSEA Security ID: P0212A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
ALSEA S.A.B. DE C.V. Meeting Date: MAY 29, 2014 Record Date: MAY 22, 2014 Meeting Type: SPECIAL | ||||
Ticker: ALSEA Security ID: P0212A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Class I Shares without Preemptive Rights | Management | For | For |
2 | Approve Reduction in Fixed Capital via Cancellation of Treasury Shares | Management | For | For |
3 | Approve Issuance of Class I Shares without Preemptive Rights; Amend Article 6 of Bylaws; Grant Board the Authorities to Determine Terms and Conditions | Management | For | For |
4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
ANTON OILFIELD SERVICES GROUP Meeting Date: MAY 29, 2014 Record Date: MAY 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: 03337 Security ID: G03999102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Luo Lin as Director | Management | For | For |
3b | Elect Zhang Yongyi as Director | Management | For | For |
3c | Elect Zhu Xiaoping as Director | Management | For | For |
3d | Elect Wang Mingcai as Director | Management | For | For |
3e | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
BB SEGURIDADE PARTICIPACOES S.A. Meeting Date: NOV 29, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: BBSE3 Security ID: P1R1WJ103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles | Management | For | For |
2 | Elect Fiscal Council Members Representing Minority Shareholders | Management | For | For |
3 | Elect Director Representing Minority Shareholders | Management | For | For |
4 | Elect Director Representing Finance Ministry | Management | For | Against |
5 | Elect Director Representing Banco do Brasil S.A. | Management | For | Against |
6 | Elect Fiscal Council Member Representing Finance Ministry | Management | For | For |
BB SEGURIDADE PARTICIPACOES S.A. Meeting Date: APR 30, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: BBSE3 Security ID: P1R1WJ103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Fiscal Council Members | Management | For | For |
4 | Approve Remuneration of Fiscal Council Members | Management | For | For |
5 | Elect CEO as Director | Management | For | Against |
6 | Approve Remuneration of Company's Management | Management | For | For |
BIOSTIME INTERNATIONAL HOLDINGS LTD Meeting Date: MAY 08, 2014 Record Date: MAY 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: 01112 Security ID: G11259101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2a | Declare Final Dividend | Management | For | For |
2b | Declare Special Dividend | Management | For | For |
3a1 | Elect Ngai Wai Fung as Director | Management | For | Against |
3a2 | Elect Tan Wee Seng as Director | Management | For | For |
3a3 | Elect Xiao Baichun as Director | Management | For | For |
3b | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
BLOOMBERRY RESORTS CORPORATION Meeting Date: JUN 05, 2014 Record Date: MAY 08, 2014 Meeting Type: ANNUAL | ||||
Ticker: BLOOM Security ID: Y0927M104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
5 | Approve Audited Financial Statements | Management | For | For |
6.1 | Elect Enrique K. Razon, Jr. as a Director | Management | For | For |
6.2 | Elect Jose Eduardo J. Alarilla as a Director | Management | For | For |
6.3 | Elect Christian R. Gonzalez as a Director | Management | For | For |
6.4 | Elect Estela Tuason-Occena as a Director | Management | For | Against |
6.5 | Elect Donato C. Almeda as a Director | Management | For | For |
6.6 | Elect Carlos C. Ejercito as a Director | Management | For | For |
6.7 | Elect Jon Ramon Aboitiz as a Director | Management | For | For |
7 | Appoint External Auditor | Management | For | For |
8 | Amend Third Article of the Articles of Incorporation Changing the Place of the Principal Office of the Corporation | Management | For | For |
CHINA ANIMAL HEALTHCARE LTD Meeting Date: JUN 03, 2014 Record Date: MAY 30, 2014 Meeting Type: ANNUAL | ||||
Ticker: 00940 Security ID: G21115103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Elect Du Ying as Director | Management | For | Against |
4 | Elect Alberto Riva as Director | Management | For | Against |
5 | Authorize Board to Fix Directors' Remuneration | Management | For | For |
6 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Issuance of Equity or Equity Linked Securities without Preemptive Rights | Management | For | Against |
8 | Amend Bye-laws of the Company | Management | For | For |
CHINA MEDICAL SYSTEM HOLDINGS LTD. Meeting Date: APR 30, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: 00867 Security ID: G21108124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Lam Kong as Director | Management | For | For |
3b | Elect Chen Hongbing as Director | Management | For | For |
3c | Elect Wu Chi Keung as Director | Management | For | Against |
3d | Elect Huang Ming as Director | Management | For | For |
3e | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
CIA. HERING Meeting Date: MAY 07, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: HGTX3 Security ID: P50753105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 9 | Management | For | For |
2 | Amend Article 16 | Management | For | For |
3 | Amend Articles 14 | Management | For | For |
4.1 | Authorize Capitalization of Tax Incentive Reserves | Management | For | For |
4.2 | Authorize Capitalization of Retained Income | Management | For | For |
4.3 | Authorize Capitalization of Legal Reserves | Management | For | For |
5 | Consolidate Bylaws | Management | For | For |
CLICKS GROUP LTD Meeting Date: JAN 30, 2014 Record Date: JAN 17, 2014 Meeting Type: ANNUAL | ||||
Ticker: CLS Security ID: S17249111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 August 2013 | Management | For | For |
2 | Reppoint Ernst & Young Inc as Auditors of the Company with Malcolm Rapson as the Individual Registered Auditor | Management | For | For |
3 | Re-elect Nkaki Matlala as Director | Management | For | For |
4 | Re-elect Martin Rosen as Director | Management | For | For |
5.1 | Re-elect John Bester as Member of the Audit and Risk Committee | Management | For | For |
5.2 | Re-elect Fatima Jakoet as Member of the Audit and Risk Committee | Management | For | For |
5.3 | Re-elect Nkaki Matlala as Member of the Audit and Risk Committee | Management | For | For |
6 | Approve Remuneration Policy | Management | For | For |
7 | Authorise Repurchase of Up to Five Percent of Issued Share Capital | Management | For | For |
8 | Authorise Specific Repurchase of Shares from New Clicks South Africa Proprietary Limited | Management | For | For |
9 | Approve Directors' Fees | Management | For | For |
10 | Approve Financial Assistance to Related or Inter-related Company or Corporation | Management | For | For |
COLGATE-PALMOLIVE COMPANY Meeting Date: MAY 09, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: CL Security ID: 194162103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nikesh Arora | Management | For | For |
1b | Elect Director John T. Cahill | Management | For | For |
1c | Elect Director Ian Cook | Management | For | For |
1d | Elect Director Helene D. Gayle | Management | For | For |
1e | Elect Director Ellen M. Hancock | Management | For | For |
1f | Elect Director Joseph Jimenez | Management | For | For |
1g | Elect Director Richard J. Kogan | Management | For | For |
1h | Elect Director Delano E. Lewis | Management | For | For |
1i | Elect Director J. Pedro Reinhard | Management | For | For |
1j | Elect Director Stephen I. Sadove | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention | Shareholder | Against | For |
CREDICORP LTD. Meeting Date: MAR 31, 2014 Record Date: FEB 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: BAP Security ID: G2519Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Present 2013 Annual Report | Management | None | None |
2 | Approve Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2013, Including External auditors' Report | Management | For | For |
3.1 | Elect Dionisio Romero Paoletti as Director | Management | For | For |
3.2 | Elect Raimundo Morales Dasso as Director | Management | For | For |
3.3 | Elect Fernando Fort Marie as Director | Management | For | For |
3.4 | Elect Reynaldo A. Llosa Barber as Director | Management | For | For |
3.5 | Elect Juan Carlos Verme Giannoni as Director | Management | For | For |
3.6 | Elect Luis Enrique Yarur Rey as Director | Management | For | For |
3.7 | Elect Benedicto Ciguenas Guevara as Director | Management | For | For |
3.8 | Elect Martin Perez Monteverde as Director | Management | For | For |
4 | Approve Remuneration of Directors | Management | For | For |
5 | Appoint Ernst & Young Global as External Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
DNO INTERNATIONAL ASA Meeting Date: JUN 05, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: DNO Security ID: R6007G105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | None |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Accept Financial Statements and Statutory Reports; Approve Omission of Dividend | Management | For | Did Not Vote |
5 | Elect Bijan Mossavar-Rahmani, Gunnar Hirsti, and Kare Tjonneland to the Nominating Committee | Management | For | Did Not Vote |
6 | Approve Remuneration of Directors | Management | For | Did Not Vote |
7 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
8 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
9 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
10 | Approve Creation of NOK 38.3 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
11 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
12 | Approve Issuance of Convertible Bonds without Preemptive Rights | Management | For | Did Not Vote |
13 | Change Company Name to DNO ASA | Management | For | Did Not Vote |
ECLAT TEXTILE CO., LTD. Meeting Date: JUN 17, 2014 Record Date: APR 18, 2014 Meeting Type: ANNUAL | ||||
Ticker: 1476 Security ID: Y2237Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
3 | Approve the Issuance of New Shares by Capitalization of Profit | Management | For | For |
4 | Approve Amendments to Articles of Association | Management | For | For |
5 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Amend Trading Procedures Governing Derivatives Products | Management | For | For |
7 | Amend Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
FACEBOOK, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
Ticker: FB Security ID: 30303M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Donald E. Graham | Management | For | For |
1.5 | Elect Director Reed Hastings | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Mark Zuckerberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Against |
7 | Report on Sustainability | Shareholder | Against | Against |
FIRST CASH FINANCIAL SERVICES, INC. Meeting Date: JUN 23, 2014 Record Date: APR 25, 2014 Meeting Type: ANNUAL | ||||
Ticker: FCFS Security ID: 31942D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mikel D. Faulkner | Management | For | For |
1.2 | Elect Director Randel G. Owen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA Meeting Date: DEC 06, 2013 Record Date: NOV 25, 2013 Meeting Type: SPECIAL | ||||
Ticker: FEMSAUBD Security ID: 344419106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Dividends of MXN 0.33 per Class B Share, MXN 0.42 per Class D Share, MXN 1.67 per B Unit and MXN 2 per BD Unit | Management | For | For |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA Meeting Date: MAR 14, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: FEMSAUBD Security ID: 344419106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Report on Adherence to Fiscal Obligations | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Set Aggregate Nominal Share Repurchase Reserve | Management | For | For |
5 | Elect Directors and Secretaries, Verify Independence of Directors, and Approve their Remuneration | Management | For | For |
6 | Elect Members and Chairmen of Finance and Planning, Audit, and Corporate Practices Committees; Approve Their Remuneration | Management | For | For |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
8 | Approve Minutes of Meeting | Management | For | For |
FU SHOU YUAN INTERNATIONAL GROUP LIMITED Meeting Date: MAY 15, 2014 Record Date: MAY 12, 2014 Meeting Type: ANNUAL | ||||
Ticker: 01448 Security ID: G37109108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a1 | Elect Bai Xiaojiang as Director | Management | For | For |
2a2 | Elect Tan Leon Li-an as Director | Management | For | For |
2a3 | Elect Wang Jisheng as Director | Management | For | For |
2a4 | Elect Lin Hung Ming as Director | Management | For | For |
2a5 | Elect Lu Hesheng as Director | Management | For | For |
2a6 | Elect Huang James Chih-Cheng as Director | Management | For | For |
2b | Authorize Board to Fix Directors' Remuneration | Management | For | For |
3 | Reappoint Deloitte Touche Tomatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
4b | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
4c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
GALAXY ENTERTAINMENT GROUP LTD. Meeting Date: JUN 11, 2014 Record Date: JUN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: 00027 Security ID: Y2679D118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Paddy Tang Lui Wai Yu as Director | Management | For | For |
2b | Elect William Yip Shue Lam as Director | Management | For | For |
2c | Authorize Board to Fix Directors' Remuneration | Management | For | For |
3 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
4b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
4c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
5a | Delete Memorandum of Association | Management | For | For |
5b | Amend Articles of Association | Management | For | For |
5c | Adopt New Articles of Association | Management | For | For |
GOLDPAC GROUP LIMITED Meeting Date: MAY 28, 2014 Record Date: MAY 23, 2014 Meeting Type: ANNUAL | ||||
Ticker: 03315 Security ID: Y27592107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Lu Run Ting as Director | Management | For | For |
3b | Elect Lu Runyi as Director | Management | For | For |
3c | Elect Christophe Jacques Pagezy as Director | Management | For | For |
4 | Approve Remuneration of Directors | Management | For | For |
5 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
GRAN TIERRA ENERGY INC. Meeting Date: JUN 25, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: GTE Security ID: 38500T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dana Coffield | Management | For | For |
1.2 | Elect Director Jeffrey J. Scott | Management | For | For |
1.3 | Elect Director Verne Johnson | Management | For | For |
1.4 | Elect Director Nicholas G. Kirton | Management | For | For |
1.5 | Elect Director J. Scott Price | Management | For | For |
1.6 | Elect Director Gerald Macey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GRUPO LALA S.A.B. DE C.V. Meeting Date: DEC 11, 2013 Record Date: NOV 28, 2013 Meeting Type: SPECIAL | ||||
Ticker: LALAB Security ID: P49543104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Cash Dividends of MXN 0.38 Per Share | Management | For | For |
2 | Approve to Advance the Payment of Dividends in the Amount of MXN 0.13 Per Share | Management | For | For |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
4 | Approve Minutes of Meeting | Management | For | For |
GRUPO LALA S.A.B. DE C.V. Meeting Date: APR 24, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL | ||||
Ticker: LALAB Security ID: P49543104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Allocation of Income and Statutory Reports | Management | For | For |
2 | Approve Discharge Board of Directors and CEO | Management | For | For |
3 | Elect and or Ratify Directors, Secretary and Members of Audit and Corporate Practices Committees; Approve Their Remuneration | Management | For | Against |
4 | Set Aggregate Nominal Amount of Share Repurchase Reserve | Management | For | For |
5 | Approve Integration of Share Capital | Management | For | For |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
7 | Approve Minutes of Meeting | Management | For | For |
GUARANTY TRUST BANK PLC Meeting Date: APR 14, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: GUARANTY Security ID: V41619103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Elect Osaretin Afusat Demuren as Director | Management | For | For |
4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
5 | Elect Members of Audit Committee | Management | For | Against |
HENGAN INTERNATIONAL GROUP CO. LTD. Meeting Date: MAY 22, 2014 Record Date: MAY 19, 2014 Meeting Type: ANNUAL | ||||
Ticker: 01044 Security ID: G4402L151 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Elect Sze Man Bok as Director | Management | For | For |
4 | Elect Hui Lin Chit as Director | Management | For | For |
5 | Elect Xu Chun Man as Director | Management | For | For |
6 | Elect Chan Henry as Director | Management | For | For |
7 | Elect Ada Ying Kay Wong as Director | Management | For | For |
8 | Authorize Board to Fix Directors' Remuneration | Management | For | For |
9 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
HERMES MICROVISION INC Meeting Date: JUN 06, 2014 Record Date: APR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: 3658 Security ID: Y3R79M105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
3 | Approve Amendments to Articles of Association | Management | For | For |
4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
5.1 | Elect Independent Director Liang Kai-Tai | Management | For | For |
5.2 | Elect Independent Director Hu Han-Liang | Management | For | For |
5.3 | Elect Independent Director Tu Huai-Chi | Management | For | For |
5.4 | Elect Independent Director Kin Lien-Fang | Management | For | For |
5.5 | Elect Non-Independent Director No.1 | Shareholder | None | Against |
5.6 | Elect Non-Independent Director No.2 | Shareholder | None | Against |
5.7 | Elect Non-Independent Director No.3 | Shareholder | None | Against |
5.8 | Elect Non-Independent Director No.4 | Shareholder | None | Against |
5.9 | Elect Non-Independent Director No.5 | Shareholder | None | Against |
6 | Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives | Management | For | Against |
7 | Transact Other Business (Non-Voting) | Management | None | None |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Meeting Date: JUN 06, 2014 Record Date: MAY 05, 2014 Meeting Type: ANNUAL | ||||
Ticker: 01398 Security ID: Y3990B112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Work Report of the Board of Directors | Management | For | For |
2 | Accept Work Report of the Board of Supervisors | Management | For | For |
3 | Elect Zhao Lin as Shareholder Supervisor | Management | For | For |
4 | Accept 2013 Audited Accounts | Management | For | For |
5 | Approve 2013 Profit Distribution Plans | Management | For | For |
6 | Approve Proposal on Launching the Engagement of Accounting Firm for 2014 | Management | For | For |
INTERNATIONAL MEAL COMPANY HOLDINGS SA Meeting Date: APR 25, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: IMCH3 Security ID: P5789M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Company's Management | Management | For | Against |
4 | Accept Director Resignations | Management | For | For |
5 | Elect Directors | Management | For | For |
JERONIMO MARTINS SGPS S.A Meeting Date: DEC 18, 2013 Record Date: DEC 11, 2013 Meeting Type: SPECIAL | ||||
Ticker: JMT Security ID: X40338109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors | Management | For | For |
2 | Elect Board Chairman | Management | For | Against |
JERONIMO MARTINS SGPS S.A Meeting Date: APR 10, 2014 Record Date: APR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: JMT Security ID: X40338109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Individual Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management and Supervisory Boards | Management | For | For |
5 | Approve Remuneration Policy | Management | For | For |
6 | Elect Chairman of General Meeting | Management | For | For |
JUBILANT FOODWORKS LTD Meeting Date: AUG 08, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: 533155 Security ID: Y4493W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect S.S. Bhartia as Director | Management | For | For |
3 | Reelect P. Vandrevala as Director | Management | For | Against |
4 | Approve S.R. Batliboi & Co LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Amend Employees Stock Option Scheme 2011 | Management | For | For |
JUBILANT FOODWORKS LTD Meeting Date: MAR 24, 2014 Record Date: FEB 07, 2014 Meeting Type: SPECIAL | ||||
Ticker: 533155 Security ID: Y4493W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Limit on Foreign Shareholdings | Management | For | For |
KOLAO HOLDINGS CO LTD Meeting Date: MAR 28, 2014 Record Date: DEC 31, 2013 Meeting Type: ANNUAL | ||||
Ticker: 900140 Security ID: G5307W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Appropriation of Income and Dividened of KRW 12 per Share and 0.06 Shares per Share | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
4 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
5 | Approve Stock Option Plan Grants | Management | For | For |
KROTON EDUCACIONAL S.A Meeting Date: NOV 26, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: KROT3 Security ID: P6115V129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve New Stock Option Plan | Management | For | Against |
KROTON EDUCACIONAL S.A. Meeting Date: APR 25, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: KROT3 Security ID: P6115V129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Legal Reserves | Management | For | For |
3 | Approve Dividends | Management | For | For |
4 | Approve Allocation of Investment Reserves | Management | For | For |
KROTON EDUCACIONAL S.A. Meeting Date: APR 25, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: KROT3 Security ID: P6115V129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Remuneration of Company's Management | Management | For | Against |
LINX SA Meeting Date: JUL 26, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: LINX3 Security ID: P6S933101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Stock Option Plan Amendment | Management | For | Against |
2 | Approve Agreement to Absorb Direcao Processamento de Dados Ltda | Management | For | For |
3 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
LINX SA Meeting Date: DEC 11, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: LINX3 Security ID: P6S933101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Amend Articles to Reflect Changes in Capital | Management | For | For |
1.b | Amend Article 16 | Management | For | Against |
1.c | Amend Article 23 | Management | For | Against |
1.d | Amend Article 23 | Management | For | For |
1.e | Amend Article 25 | Management | For | For |
1.f | Amend Article 26 | Management | For | For |
1.g | Amend Article 27 | Management | For | For |
2 | Consolidate Bylaws | Management | For | Against |
3 | Approve Absorption of LZT Solucoes em Informatica by Company Subsidiary Linx Sistemas e Consultoria Ltda. | Management | For | For |
LINX SA Meeting Date: APR 03, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: LINX3 Security ID: P6S933101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Company's Management | Management | For | For |
4 | Elect Directors | Management | For | For |
LINX SA Meeting Date: APR 03, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: LINX3 Security ID: P6S933101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
LPP S.A. Meeting Date: JUN 23, 2014 Record Date: JUN 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: LPP Security ID: X5053G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Elect Meeting Chairman | Management | For | For |
2 | Acknowledge Proper Convening of Meeting; Prepare List of Participating Shareholders | Management | None | None |
3 | Elect Members of Vote Counting Commission | Management | For | For |
4 | Approve Agenda of Meeting | Management | For | For |
5.1 | Receive Supervisory Board Opinion on Resolutions Submitted to Shareholder Vote at This AGM | Management | None | None |
5.2 | Receive Supervisory Board Report on Its Review of Financial Statements and Management Board Report on Company's Operations | Management | None | None |
5.3 | Receive Supervisory Board Report on Its Review of Consolidated Financial Statements and Management Board Report on Group's Operations | Management | None | None |
5.4 | Receive Management Board Proposal on Allocation of Income | Management | None | None |
5.5 | Receive Supervisory Board Opinion on Management Board Proposal on Allocation of Income | Management | None | None |
5.6 | Receive Supervisory Board Assessment of Company's Standing | Management | None | None |
5.7 | Receive Supervisory Board Report on Change of Purpose of Shares Repurchased in Fiscal 2008 | Management | None | None |
6.1 | Approve Management Board Report on Company's Operations in Fiscal 2013 | Management | For | For |
6.2 | Approve Management Board Report on Group's Operations in Fiscal 2013 | Management | For | For |
7 | Approve Supervisory Board Report on Board's Work | Management | For | For |
8 | Approve Financial Statements | Management | For | For |
9 | Approve Consolidated Financial Statements | Management | For | For |
10.1 | Approve Discharge of Marek Piechocki (CEO) | Management | For | For |
10.2 | Approve Discharge of Piotr Dyka (Management Board Member) | Management | For | For |
10.3 | Approve Discharge of Hubert Komorowski (Management Board Member) | Management | For | For |
10.4 | Approve Discharge of Jacek Kujawa (Management Board Member) | Management | For | For |
10.5 | Approve Discharge of Dariusz Pachla (Management Board Member) | Management | For | For |
11.1 | Approve Discharge of Jerzy Lubianiec (Supervisory Board Chairman) | Management | For | For |
11.2 | Approve Discharge of Krzysztof Faferek (Supervisory Board Member) | Management | For | For |
11.3 | Approve Discharge of Maciej Matusiak (Supervisory Board Member) | Management | For | For |
11.4 | Approve Discharge of Wojciech Olejniczak (Supervisory Board Member) | Management | For | For |
11.5 | Approve Discharge of Krzysztof Olszewski (Supervisory Board Member) | Management | For | For |
12 | Amend AGM, June 27, 2011, Resolution Re: Incentive Plan | Management | For | Against |
13 | Approve Allocation of Income | Management | For | For |
14 | Approve Change of Purpose of Share Repurchase Program | Management | For | Against |
15 | Approve Incentive Plan | Management | For | Against |
16 | Close Meeting | Management | None | None |
MAGNIT OAO Meeting Date: SEP 26, 2013 Record Date: AUG 09, 2013 Meeting Type: SPECIAL | ||||
Ticker: MGNT Security ID: 55953Q202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Interim Dividends of RUB 46.06 for First Six Months of Fiscal 2013 | Management | For | For |
2 | Approve Related-Party Transaction Re: Loan Agreement with ZAO Tander | Management | For | For |
MAGNIT OAO Meeting Date: MAY 29, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: MGNT Security ID: 55953Q202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report and Financial Statements | Management | For | For |
2 | Approve Allocation of Income and Dividends of RUB 89.15 per Share | Management | For | For |
3.1 | Elect Andrey Aroutuniyan as Director | Management | None | Against |
3.2 | Elect Sergey Galitskiy as Director | Management | None | Against |
3.3 | Elect Alexander Zayonts as Director | Management | None | For |
3.4 | Elect Alexey Makhnev as Director | Management | None | Against |
3.5 | Elect Khachatur Pombukhchan as Director | Management | None | Against |
3.6 | Elect Alexey Pshenichnyy as Director | Management | None | Against |
3.7 | Elect Aslan Shkhachemukov as Director | Management | None | Against |
4.1 | Elect Roman Efimenko as Member of Audit Commission | Management | For | For |
4.2 | Elect Angela Udovichenko as Member of Audit Commission | Management | For | For |
4.3 | Elect Denis Fedotov as Member of Audit Commission | Management | For | For |
5 | Ratify Auditor to Audit Company's Accounts in Accordance with Russian Accounting Standards (RAS) | Management | For | For |
6 | Ratify Auditor to Audit Company's Accounts in Accordance with IFRS | Management | For | For |
7 | Elect Members of Counting Commission | Management | For | For |
8 | Approve New Edition of Charter | Management | For | For |
9 | Approve New Edition of Regulations on General Meetings | Management | For | For |
10.1 | Approve Large-Scale Related-Party Transaction Re: Loan Agreement with ZAO Tander | Management | For | For |
10.2 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement with OAO Sberbank of Russia for Securing Obligations of ZAO Tander | Management | For | For |
10.3 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement with OAO Alfa-Bank for Securing Obligations of ZAO Tander | Management | For | For |
10.4 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement with OAO Bank Moskvy for Securing Obligations of ZAO Tander | Management | For | For |
11.1 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Rosbank for Securing Obligations of ZAO Tander | Management | For | For |
11.2 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Absolut Bank for Securing Obligations of ZAO Tander | Management | For | For |
11.3 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Absolut Bank for Securing Obligations of ZAO Tander | Management | For | For |
11.4 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Rossiysky Selskokhozyaystvennyy Bank for Securing Obligations of ZAO Tander | Management | For | For |
11.5 | Approve Related-Party Transaction Re: Guarantee Agreement with OAO Bank VTB for Securing Obligations of ZAO Tander | Management | For | For |
MERCADOLIBRE, INC. Meeting Date: JUN 17, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: MELI Security ID: 58733R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan Segal | Management | For | For |
1.2 | Elect Director Michael Spence | Management | For | Withhold |
1.3 | Elect Director Mario Eduardo Vazquez | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NAGACORP LTD. Meeting Date: APR 09, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: 03918 Security ID: G6382M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Philip Lee Wai Tuck as Director | Management | For | For |
3b | Elect Chen Yepern as Director | Management | For | For |
3c | Elect Michael Lai Kai Jin as Director | Management | For | For |
4 | Approve Remuneration of Directors for the Year Ended Dec. 31, 2013 and Authorize Board to Fix Directors' Remuneration for the Year Ending Dec. 31, 2014 | Management | For | For |
5 | Reappoint BDO Limited as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
OLDTOWN BHD Meeting Date: SEP 26, 2013 Record Date: SEP 18, 2013 Meeting Type: ANNUAL | ||||
Ticker: OLDTOWN Security ID: Y6474Z109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Final Dividend of MYR 0.03 Per Share | Management | For | For |
2 | Approve Remuneration of Directors | Management | For | For |
3 | Elect Clarence D'Silva A/L Leon D'Silva as Director | Management | For | For |
4 | Elect Tan Say Yap as Director | Management | For | For |
5 | Elect Tan Chon Ing @ Tan Chong Ling as Director | Management | For | For |
6 | Approve Deloitte KassimChan as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions | Management | For | Against |
9 | Approve Share Repurchase Program | Management | For | For |
PRADA S.P.A. Meeting Date: MAY 22, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: 01913 Security ID: T7733C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Elect Director and Approve Director's Remuneration | Management | For | For |
4 | Amend Remuneration of Directors | Management | For | For |
PRICESMART, INC. Meeting Date: JAN 22, 2014 Record Date: NOV 29, 2013 Meeting Type: ANNUAL | ||||
Ticker: PSMT Security ID: 741511109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sherry S. Bahrambeygui | Management | For | For |
1.2 | Elect Director Gonzalo Barrutieta | Management | For | For |
1.3 | Elect Director Katherine L. Hensley | Management | For | For |
1.4 | Elect Director Leon C. Janks | Management | For | For |
1.5 | Elect Director Jose Luis Laparte | Management | For | For |
1.6 | Elect Director Mitchell G. Lynn | Management | For | For |
1.7 | Elect Director Robert E. Price | Management | For | For |
1.8 | Elect Director Edgar Zurcher | Management | For | For |
PT BANK MANDIRI (PERSERO) TBK Meeting Date: FEB 27, 2014 Record Date: FEB 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: BMRI Security ID: Y7123S108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report and Consolidated Financial Statements of the Company and Commissioners' Report; and Ratify Annual Report on the Partnership and Community Development Program (PCDP) | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Auditors of the Company and the PCDP | Management | For | For |
4 | Approve Remuneration of Directors and Commissioners | Management | For | For |
5 | Approve Acquisition of PT Asuransi Jiwa InHealth Indonesia | Management | For | Against |
6 | Amend Articles of Association | Management | For | For |
PT BANK MANDIRI (PERSERO) TBK Meeting Date: MAY 21, 2014 Record Date: MAY 05, 2014 Meeting Type: SPECIAL | ||||
Ticker: BMRI Security ID: Y7123S108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors and Commissioners | Management | For | Against |
PT MATAHARI DEPARTMENT STORE TBK Meeting Date: APR 11, 2014 Record Date: MAR 26, 2014 Meeting Type: ANNUAL | ||||
Ticker: LPPF Security ID: Y7139L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports and Discharge Directors and Commissioners | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Elect Directors and Commissioners and Approve Their Remuneration | Management | For | Against |
6 | Reaffirm Composition of the Company's Shareholders | Management | For | For |
PT MATAHARI DEPARTMENT STORE TBK Meeting Date: JUN 02, 2014 Record Date: MAY 14, 2014 Meeting Type: SPECIAL | ||||
Ticker: LPPF Security ID: Y7139L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Pledging of Assets for Debt | Management | For | For |
PUREGOLD PRICE CLUB INC. Meeting Date: MAY 13, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: PGOLD Security ID: Y71617107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Call to Order | Management | For | For |
2 | Certify Service of Notice and Existence of Quorum | Management | For | For |
3 | Approve the Minutes of 2013 Annual Stockholders' Meeting and Ratify All Acts and Resolutions of the Board of Directors and Management from the Date of the Previous Stockholders' Meeting | Management | For | For |
4 | Approve Annual Report of the Chairman and President and Audited Financial Statements as of Dec. 31, 2013 | Management | For | For |
5 | Approve Merger of Company E Corporation with Puregold Price Club, Inc. | Management | For | For |
6.1 | Elect Lucio L. Co as a Director | Management | For | For |
6.2 | Elect Susan P. Co as a Director | Management | For | For |
6.3 | Elect Leonardo B. Dayao as a Director | Management | For | For |
6.4 | Elect Ferdinand Vincent P. Co as a Director | Management | For | Against |
6.5 | Elect Pamela Justine P. Co as a Director | Management | For | For |
6.6 | Elect Edgardo G. Lacson as a Director | Management | For | For |
6.7 | Elect Marilyn V. Pardo as a Director | Management | For | For |
7 | Appoint External Auditor | Management | For | For |
8 | Approve Other Matters | Management | For | Against |
9 | Adjournment | Management | For | For |
QIWI PLC Meeting Date: JUN 02, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL | ||||
Ticker: QIWI Security ID: 74735M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A.1 | Accept Financial Statements of 2012 | Management | For | For |
A.2 | Accept Financial Statements of 2013 | Management | For | For |
B.1 | Approve Dividends | Management | For | For |
B.2 | Confirm Dividend Record Date | Management | For | For |
C.1 | Ratify Auditors | Management | For | For |
C.2 | Approve Remuneration of External Auditors | Management | For | For |
D.1.A | Elect Andrey Romanenko as Director | Management | None | For |
D.1.B | Elect Igor Mikhaylov as Director | Management | None | For |
D.1.C | Elect Andrey Muraviev as Director | Management | None | For |
D.1.D | Elect Matthew Hammond as Director | Management | None | For |
D.1.E | Elect Boris Kim as Director | Management | None | For |
D.1.F | Elect Andrey Shemetov as Director | Management | None | Against |
D.1.G | Elect Sergey Solonin as Director | Management | None | For |
D.1.H | Elect Alexey Rasskazov as Director | Management | None | For |
D.1.I | Elect Nilesh Lakhani as Director | Management | None | For |
D.1.J | Elect Denis Yarotskiy as Director | Management | None | Against |
D.1.K | Elect Dickson Chu as Director | Management | None | Against |
D.1.L | Elect Osama Bedier as Director | Management | None | Against |
D.1.M | Elect Ron Khalifa as Director | Management | None | Against |
D.1.N | Elect Sergey Vibornov as Director | Management | None | Against |
D.2.A | ELect Markus Rhodes as Director | Management | None | For |
D.2.B | Elect Dmitry Pleskonos as Director | Management | None | For |
D.2.C | Elect Alexey Savatygin as Director | Management | None | For |
E.1 | Approve Remuneration of Non Executive Directors | Management | For | For |
E.2 | Approve Remuneration of Executive Directors | Management | For | For |
F.1 | Amend Company Bylaws | Management | For | Against |
QUALCOMM INCORPORATED Meeting Date: MAR 04, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
Ticker: QCOM Security ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Steven M. Mollenkopf | Management | For | For |
1i | Elect Director Duane A. Nelles | Management | For | For |
1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
1k | Elect Director Francisco Ros | Management | For | For |
1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
1m | Elect Director Brent Scowcroft | Management | For | For |
1n | Elect Director Marc I. Stern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
QUALICORP SA Meeting Date: AUG 22, 2013 Record Date: Meeting Type: SPECIAL | ||||
Ticker: QUAL3 Security ID: P7S21H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Stock Option Plan | Management | For | For |
QUALICORP SA Meeting Date: APR 30, 2014 Record Date: Meeting Type: ANNUAL | ||||
Ticker: QUAL3 Security ID: P7S21H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Fix Board Size and Elect Directors | Management | For | Against |
3 | Approve Remuneration of Company's Management | Management | For | For |
QUALICORP SA Meeting Date: MAY 15, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: QUAL3 Security ID: P7S21H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Location of Company Headquarters | Management | For | For |
2 | Amend Articles to Reflect Changes in Capital | Management | For | For |
3 | Amend Article 7 | Management | For | For |
4 | Consolidate Bylaws | Management | For | For |
QUALICORP SA Meeting Date: JUN 13, 2014 Record Date: Meeting Type: SPECIAL | ||||
Ticker: QUAL3 Security ID: P7S21H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Stock Option Plan | Management | For | For |
2 | Amend Remuneration Cap of Company's Management | Management | For | Against |
3 | Elect Board Chairman | Management | For | For |
REMY COINTREAU Meeting Date: SEP 24, 2013 Record Date: SEP 18, 2013 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: RCO Security ID: F7725A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.40 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
5 | Approve Discharge of Directors and Auditors | Management | For | For |
6 | Reelect Marc Heriard Dubreuil as Director | Management | For | For |
7 | Elect Florence Rollet as Director | Management | For | For |
8 | Elect Yves Guillemot as Director | Management | For | For |
9 | Elect Olivier Jolivet as Director | Management | For | For |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 420,000 | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
14 | Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value | Management | For | For |
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
16 | Approve Employee Stock Purchase Plan | Management | Against | For |
17 | Allow Board to Use Authorizations and Delegations Granted under this General Meeting and the July 26, 2012 General Meeting in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
18 | Authorize Board to Transfer Funds from Capital Increases to the Legal Reserves Account | Management | For | For |
19 | Amend Article 8.2 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | Against |
20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ROBINSONS RETAIL HOLDINGS INC Meeting Date: JUN 25, 2014 Record Date: MAY 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: RRHI Security ID: Y7318T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve Minutes of the Joint Special Meeting of the Board of Directors and Stockholders Held on Oct. 7, 2013 | Management | For | For |
3 | Approve Annual Report and Financial Statements for the Preceding Year | Management | For | For |
4.1 | Elect John L. Gokongwei, Jr. as a Director | Management | For | For |
4.2 | Elect James L. Go as a Director | Management | For | For |
4.3 | Elect Lance Y. Gokongwei as a Director | Management | For | For |
4.4 | Elect Robina Y. Gokongwei-Pe as a Director | Management | For | For |
4.5 | Elect Lisa Y. Gokongwei-Cheng as a Director | Management | For | For |
4.6 | Elect Faith Y. Gokongwei-Lim as a Director | Management | For | For |
4.7 | Elect Hope Y. Gokongwei-Tang as a Director | Management | For | Against |
4.8 | Elect Antonio L. Go as a Director | Management | For | For |
4.9 | Elect Roberto R. Romulo as a Director | Management | For | For |
5 | Elect External Auditor | Management | For | For |
6 | Ratify All Acts of the Board of Directors and Management Since the Last Annual Meeting | Management | For | For |
7 | Approve Other Matters | Management | For | Against |
ROMGAZ SA Meeting Date: DEC 30, 2013 Record Date: DEC 10, 2013 Meeting Type: SPECIAL | ||||
Ticker: SNG Security ID: 83367U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amended Budget for Fiscal Year 2013 | Management | For | Did Not Vote |
2.1 | Elect Aurora Negrutas Director | Management | None | Did Not Vote |
2.2 | Elect Adrian-Constantin Volintiru as Director | Management | None | Did Not Vote |
2.3 | Elect Eugen Dragos Doros as Director | Management | None | Did Not Vote |
2.4 | Elect Virgil Marius Metea as Director | Management | None | Did Not Vote |
2.5 | Elect Eufemia Musat as Director | Management | None | Did Not Vote |
2.6 | Elect Ecaterina Popescu as Director | Shareholder | None | Did Not Vote |
2.7 | Elect Peter Jansen as Director | Shareholder | None | Did Not Vote |
2.8 | Elect David Klingensmith as Director | Shareholder | None | Did Not Vote |
3 | Delegate Powers to Shareholder Representative to Sign Mandate Contract with Directors | Shareholder | None | Did Not Vote |
4 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | Did Not Vote |
5 | Authorize Filing of Required Documents/Other Formalities | Management | For | Did Not Vote |
ROMGAZ SA Meeting Date: JAN 30, 2014 Record Date: JAN 14, 2014 Meeting Type: SPECIAL | ||||
Ticker: SNG Security ID: 83367U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Facilities Agreement for Letters of Credit and Bank Guarantees of up to USD 14 Million | Management | For | For |
2 | Delegation of Powers to Executives to Complete Formalities for Facilities Agreement Above | Management | For | For |
3 | Approve Opening of New Worksite "7 Caragele Well Cluster" | Management | For | For |
4 | Approve Opening of New Worksite "4 Faurei Well Cluster" | Management | For | For |
5 | Approve Closing and Opening of Worksites and their Registration or Deregistration | Management | For | For |
6 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
7 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ROMGAZ SA Meeting Date: MAR 17, 2014 Record Date: MAR 05, 2014 Meeting Type: SPECIAL | ||||
Ticker: SNG Security ID: 83367U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Participation in Capital Increase of Hidro Tarnita SA | Management | For | Did Not Vote |
2 | Include Funding for Operation under Item 1 Above in Provisionary Budget for 2014 | Management | For | Did Not Vote |
3 | Approve in Principle Agreement Related to Project "Submarine Interconnection Cable of 400 Kv High Voltage Direct Current Cable Romania - Turkey" | Management | For | Did Not Vote |
4 | Approve Participation in Creation of New Company for Project under Item 3 Above via Capital Subscription | Management | For | Did Not Vote |
5 | Include Funding for Operation under Item 4 Above in Provisionary Budget for 2014 | Management | For | Did Not Vote |
6 | Amend Article V of Resolution no.1 of General Meeting Held on Jan. 30, 2014 | Shareholder | None | Did Not Vote |
7 | Amend Annex 2 of Resolution no.1 of General Meeting Held on Jan. 30, 2014 | Shareholder | None | Did Not Vote |
8 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | Did Not Vote |
9 | Authorize Filing of Required Documents/Other Formalities | Management | For | Did Not Vote |
ROMGAZ SA Meeting Date: MAR 17, 2014 Record Date: MAR 05, 2014 Meeting Type: SPECIAL | ||||
Ticker: SNG Security ID: 83367U205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Participation in Capital Increase of Hidro Tarnita SA | Management | For | Did Not Vote |
2 | Include Funding for Operation under Item 1 Above in Provisionary Budget for 2014 | Management | For | Did Not Vote |
3 | Approve in Principle Agreement Related to Project "Submarine Interconnection Cable of 400 Kv High Voltage Direct Current Cable Romania - Turkey" | Management | For | Did Not Vote |
4 | Approve Participation in Creation of New Company for Project under Item 3 Above via Capital Subscription | Management | For | Did Not Vote |
5 | Include Funding for Operation under Item 4 Above in Provisionary Budget for 2014 | Management | For | Did Not Vote |
6 | Amend Article V of Resolution no.1 of General Meeting Held on Jan. 30, 2014 | Shareholder | None | Did Not Vote |
7 | Amend Annex 2 of Resolution no.1 of General Meeting Held on Jan. 30, 2014 | Shareholder | None | Did Not Vote |
8 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | Did Not Vote |
9 | Authorize Filing of Required Documents/Other Formalities | Management | For | Did Not Vote |
ROMGAZ SA Meeting Date: APR 28, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: SNG Security ID: 83367U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article V of Decision no.1 of General Meeting Held on Jan. 30, 2014 | Management | For | For |
2 | Amend Appendix 2 of Decision no.1 of General Meeting Held on Jan. 30, 2014 | Management | For | For |
3 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
4 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
1 | Approve Financial Statements for Fiscal Year 2013 | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Dividends' Distribution | Management | For | For |
4 | Approve Accounting Transfers Pursuant to First Time Adoption of IAS 29 | Management | For | For |
5 | Approve Reported Income, Pursuant to Item Above | Management | For | For |
6 | Approve Discharge of Directors | Management | For | For |
7 | Receive Report on Director and Executive Remuneration for Fiscal Year 2013 | Management | For | Against |
8 | Receive Report on Level of Completion of Performance Criteria and Objectives Set in the CEO Contract | Management | For | For |
9 | Approve Corporate Govenance Code | Management | For | For |
10 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
11 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ROMGAZ SA Meeting Date: APR 28, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL/SPECIAL | ||||
Ticker: SNG Security ID: 83367U205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article V of Decision no.1 of General Meeting Held on Jan. 30, 2014 | Management | For | For |
2 | Amend Appendix 2 of Decision no.1 of General Meeting Held on Jan. 30, 2014 | Management | For | For |
3 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
4 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
1 | Approve Financial Statements for Fiscal Year 2013 | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Dividends' Distribution | Management | For | For |
4 | Approve Accounting Transfers Pursuant to First Time Adoption of IAS 29 | Management | For | For |
5 | Approve Reported Income, Pursuant to Item Above | Management | For | For |
6 | Approve Discharge of Directors | Management | For | For |
7 | Receive Report on Director and Executive Remuneration for Fiscal Year 2013 | Management | For | Against |
8 | Receive Report on Level of Completion of Performance Criteria and Objectives Set in the CEO Contract | Management | For | For |
9 | Approve Corporate Govenance Code | Management | For | For |
10 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
11 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ROMGAZ SA Meeting Date: JUN 12, 2014 Record Date: JUN 02, 2014 Meeting Type: SPECIAL | ||||
Ticker: SNG Security ID: 83367U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect One Director | Management | For | Against |
2 | Empower Majority Shareholder Representative to Sign Contract with New Director | Management | For | Against |
3 | Approve Documents Prepared to Obtain Ownership Certificate for Land Plot | Management | For | For |
4 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
5 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ROMGAZ SA Meeting Date: JUN 12, 2014 Record Date: JUN 02, 2014 Meeting Type: SPECIAL | ||||
Ticker: SNG Security ID: 83367U205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect One Director | Management | For | Did Not Vote |
2 | Empower Majority Shareholder Representative to Sign Contract with New Director | Management | For | Did Not Vote |
3 | Approve Documents Prepared to Obtain Ownership Certificate for Land Plot | Management | For | Did Not Vote |
4 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | Did Not Vote |
5 | Authorize Filing of Required Documents/Other Formalities | Management | For | Did Not Vote |
SECURITY BANK CORPORATION Meeting Date: NOV 26, 2013 Record Date: OCT 23, 2013 Meeting Type: SPECIAL | ||||
Ticker: SECB Security ID: Y7571C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Creation of Preferred Shares and Issuance of Preferred Shares | Management | For | Against |
2 | Approve Increase of Authorized Capital Stock | Management | For | Against |
3 | Approve Amendment of Articles of Incorporation | Management | For | Against |
SECURITY BANK CORPORATION Meeting Date: APR 29, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
Ticker: SECB Security ID: Y7571C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Approve the Minutes of the Annual Stockholders' Meeting Held on May 28, 2013 | Management | For | For |
1B | Approve the Minutes of the Special Stockholders' Meeting Held on Nov. 26, 2013 | Management | For | For |
2 | Approve the Annual Report | Management | For | For |
3 | Ratify the Acts, Resolutions, and Proceedings of the Board of Directors, the Management Committees, Officers, and Agents of the Corporation | Management | For | For |
4.1 | Elect Frederick Y. Dy as a Director | Management | For | For |
4.2 | Elect Paul Y. Ung as a Director | Management | For | For |
4.3 | Elect Alberto S. Villarosa as a Director | Management | For | For |
4.4 | Elect Diana P. Aguilar as a Director | Management | For | For |
4.5 | Elect Anastasia Y. Dy as a Director | Management | For | For |
4.6 | Elect Jose R. Facundo as a Director | Management | For | For |
4.7 | Elect Eduardo I. Plana as a Director | Management | For | For |
4.8 | Elect Rafael F. Simpao, Jr. as a Director | Management | For | For |
4.9 | Elect Philip T. Ang as a Director | Management | For | For |
4.10 | Elect Joseph R. Higdon as a Director | Management | For | For |
4.11 | Elect James J.K. Hung as a Director | Management | For | For |
SIAM COMMERCIAL BANK PCL Meeting Date: APR 03, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
Ticker: SCB Security ID: Y7905M113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Acknowledge Directors' Report | Management | None | None |
2 | Accept Financial Statements | Management | For | For |
3 | Approve Allocation of Income and Dividend of THB 5.25 Per Share | Management | For | For |
4 | Approve Remuneration and Bonus of Directors | Management | For | For |
5.1 | Elect Khunying Jada Wattanasiritham as Director | Management | For | For |
5.2 | Elect Disnadda Diskul as Director | Management | For | For |
5.3 | Elect Chirayu Isarangkun Na Ayuthaya as Director | Management | For | For |
5.4 | Elect Ekamol Kiriwat as Director | Management | For | For |
5.5 | Elect Apisak Tantivorawong as Director | Management | For | For |
6 | Approve KPMG Poomchai Audit Co. Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Sale of All Ordinary Shares in The Siam Commercial Samaggi Insurance Public Co. Ltd. to ACE INA International Holdings Ltd. | Management | For | For |
8 | Authorize Executive Committee, or the Chairman of the Executive Committee, or the President to Execute Any Actions Relating to the Share Sale and Purchase Agreement | Management | For | For |
9 | Amend Memorandum of Association to Reflect Changes in Registered Capital | Management | For | For |
SINA CORPORATION Meeting Date: NOV 18, 2013 Record Date: SEP 20, 2013 Meeting Type: ANNUAL | ||||
Ticker: SINA Security ID: G81477104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve to Reelect Mr. Ter Fung Tsao as Director | Management | For | For |
2 | Approve to Reelect Mr. Yichen Zhang as Director | Management | For | For |
3 | Approve Appointment of Pricewaterhousecoopers Zhong Tian LLP as Auditors of the Company | Management | For | For |
SOUTHERN COPPER CORPORATION Meeting Date: APR 29, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL | ||||
Ticker: SCCO Security ID: 84265V105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director German Larrea Mota-Velasco | Management | For | Withhold |
1.2 | Elect Director Oscar Gonzalez Rocha | Management | For | Withhold |
1.3 | Elect Director Emilio Carrillo Gamboa | Management | For | Withhold |
1.4 | Elect Director Alfredo Casar Perez | Management | For | Withhold |
1.5 | Elect Director Luis Castelazo Morales | Management | For | Withhold |
1.6 | Elect Director Enrique Castillo Sanchez Mejorada | Management | For | For |
1.7 | Elect Director Xavier Garcia de Quevedo Topete | Management | For | Withhold |
1.8 | Elect Director Daniel Muniz Quintanilla | Management | For | Withhold |
1.9 | Elect Director Luis Miguel Palomino Bonilla | Management | For | For |
1.10 | Elect Director Gilberto Perezalonso Cifuentes | Management | For | For |
1.11 | Elect Director Juan Rebolledo Gout | Management | For | Withhold |
1.12 | Elect Director Carlos Ruiz Sacristan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ST. SHINE OPTICAL CO., LTD. Meeting Date: JUN 11, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
Ticker: 1565 Security ID: Y8176Z106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2013 Financial Statements | Management | For | For |
2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
3 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
TENCENT HOLDINGS LTD. Meeting Date: MAY 14, 2014 Record Date: MAY 09, 2014 Meeting Type: ANNUAL | ||||
Ticker: 00700 Security ID: G87572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Elect Lau Chi Ping Martin as Director | Management | For | For |
3a2 | Elect Charles St Leger Searle as Director | Management | For | For |
3b | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
8 | Approve Share Subdivision | Management | For | For |
9 | Adopt the Option Scheme of Riot Games, Inc. | Management | For | Against |
10 | Amend Existing Memorandum and Articles of Association and Adopt Amended and Restated Memorandum and Articles of Association of the Company | Management | For | For |
TTK PRESTIGE LTD Meeting Date: JUL 15, 2013 Record Date: Meeting Type: ANNUAL | ||||
Ticker: 517506 Security ID: Y89993110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 17.50 Per Share | Management | For | For |
3 | Reelect A.I. Thakore as Director | Management | For | Against |
4 | Reelect V. Walvekar as Director | Management | For | Against |
5 | Reelect K. Shankaran as Director | Management | For | For |
6 | Approve S. Viswanathan as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Elect T.T. Jagannathan as Director | Management | For | For |
8 | Approve Reappointment and Remuneration of T.T. Jagannathan as Executive Chairman | Management | For | For |
9 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
TTK PRESTIGE LTD Meeting Date: OCT 21, 2013 Record Date: Meeting Type: COURT | ||||
Ticker: 517506 Security ID: Y89993110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
UNIVERSAL ROBINA CORPORATION Meeting Date: MAY 12, 2014 Record Date: APR 07, 2014 Meeting Type: ANNUAL | ||||
Ticker: URC Security ID: Y9297P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Minutes of the Annual Meeting of the Stockholders Held on April 18, 2013 | Management | For | For |
3 | Approve Annual Report and Financial Statements For the Preceding Year | Management | For | For |
4 | Approve to Amend Article Third of the Articles of Incorporation in Order to Change the Corporation's Principal Office Address | Management | For | For |
5.1 | Elect John L. Gokongwei, Jr. as a Director | Management | For | For |
5.2 | Elect James L. Go as a Director | Management | For | For |
5.3 | Elect Lance Y. Gokongwei as a Director | Management | For | For |
5.4 | Elect Patrick Henry C. Go as a Director | Management | For | Against |
5.5 | Elect Frederick D. Go as a Director | Management | For | For |
5.6 | Elect Johnson Robert G. Go, Jr. as a Director | Management | For | For |
5.7 | Elect Robert G. Coyiuto, Jr. as a Director | Management | For | For |
5.8 | Elect Wilfrido E. Sanchez as a Director | Management | For | For |
5.9 | Elect Pascual S. Guerzon as a Director | Management | For | For |
6 | Elect External Auditor | Management | For | For |
7 | Ratify All Acts of the Board of Directors and Management Since the Last Annual Meeting | Management | For | For |
8 | Approve Other Matters | Management | For | Against |
VGI GLOBAL MEDIA CO LTD. Meeting Date: JUL 04, 2013 Record Date: MAY 30, 2013 Meeting Type: ANNUAL | ||||
Ticker: VGI Security ID: Y9367G113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Message from the Chairman | Management | None | None |
2 | Approve Minutes of Previous Meeting | Management | For | For |
3 | Acknowledge Operating Results | Management | None | None |
4 | Accept Financial Statements | Management | For | For |
5 | Approve Allocation of Income and Dividend | Management | For | For |
6 | Reduce Registered Capital | Management | For | For |
7 | Amend Memorandum of Association to Reflect Reduction in Registered Capital | Management | For | For |
8 | Increase Registered Capital | Management | For | For |
9 | Amend Memorandum of Association to Reflect Increase in Registered Capital | Management | For | For |
10 | Approve Allocation of Shares to Support the Stock Dividend Program | Management | For | For |
11.1 | Elect Kavin Kanjanapas as Director | Management | For | For |
11.2 | Elect Kong Chi Keung as Director | Management | For | For |
11.3 | Elect Chan Kin Tak as Director | Management | For | Against |
12 | Approve Remuneration of Directors | Management | For | For |
13 | Approve Ernst & Young Office Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
14 | Other Business | Management | For | Against |
VGI GLOBAL MEDIA CO LTD. Meeting Date: SEP 19, 2013 Record Date: AUG 15, 2013 Meeting Type: SPECIAL | ||||
Ticker: VGI Security ID: Y9367G113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Message from the Chairman | Management | For | For |
2 | Approve Minutes of Previous Meeting | Management | For | For |
3 | Approve Stock Split | Management | For | For |
4 | Amend Memorandum of Association to Reflect Changes in Registered Capital | Management | For | For |
5 | Other Business | Management | For | Against |
VGI GLOBAL MEDIA CO LTD. Meeting Date: DEC 09, 2013 Record Date: NOV 21, 2013 Meeting Type: SPECIAL | ||||
Ticker: VGI Security ID: Y9367G147 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Message from Chairman | Management | None | None |
2 | Approve Minutes of Previous Meeting | Management | For | For |
3 | Approve Allocation of Income and Interim Dividend of THB 0.184 per Share | Management | For | For |
4 | Reduce Registered Capital | Management | For | For |
5 | Amend Memorandum of Association to Reflect Decrease in Registered Capital | Management | For | For |
6 | Increase Registered Capital | Management | For | For |
7 | Amend Memorandum of Association to Reflect Increase in Registered Capital | Management | For | For |
8 | Approve Allocation of Newly Issued Ordinary Shares of the Company | Management | For | For |
9 | Other Business | Management | For | Against |
YAHOO! INC. Meeting Date: JUN 25, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL | ||||
Ticker: YHOO Security ID: 984332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Filo | Management | For | For |
1.2 | Elect Director Susan M. James | Management | For | For |
1.3 | Elect Director Max R. Levchin | Management | For | For |
1.4 | Elect Director Marissa A. Mayer | Management | For | For |
1.5 | Elect Director Thomas J. McInerney | Management | For | For |
1.6 | Elect Director Charles R. Schwab | Management | For | For |
1.7 | Elect Director H. Lee Scott, Jr. | Management | For | For |
1.8 | Elect Director Jane E. Shaw | Management | For | For |
1.9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
YANDEX NV Meeting Date: MAY 21, 2014 Record Date: APR 23, 2014 Meeting Type: ANNUAL | ||||
Ticker: YNDX Security ID: N97284108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Discharge of Board of Directors | Management | For | For |
4 | Elect Herman Gref as a Non-Executive Director | Management | For | For |
5 | Reelect Arkady Volozh as an Executive Director | Management | For | For |
6 | Reelect Alfred Fenaughty as a Non-Executive Director | Management | For | For |
7 | Reelect Elena Ivashenseva as a Non-Executive Director | Management | For | For |
8 | Reelect Rogier Rijnja as a Non-Executive Director | Management | For | For |
9 | Approve Cancellation of Class C Shares Held in Treasury | Management | For | For |
10 | Decrease Authorized Share Capital | Management | For | For |
11 | Amend Company's Equity Incentive Plan | Management | For | For |
12 | Ratify Zao Deloitte & Touche CIS as Auditors | Management | For | For |
13 | Grant Board Authority to Issue Shares | Management | For | Against |
14 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 13 | Management | For | Against |
15 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
16 | Other Business (Non-Voting) | Management | None | None |
YUM! BRANDS, INC. Meeting Date: MAY 01, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
Ticker: YUM Security ID: 988498101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael J. Cavanagh | Management | For | For |
1b | Elect Director David W. Dorman | Management | For | For |
1c | Elect Director Massimo Ferragamo | Management | For | For |
1d | Elect Director Mirian M. Graddick-Weir | Management | For | For |
1e | Elect Director Bonnie G. Hill | Management | For | For |
1f | Elect Director Jonathan S. Linen | Management | For | For |
1g | Elect Director Thomas C. Nelson | Management | For | For |
1h | Elect Director David C. Novak | Management | For | For |
1i | Elect Director Thomas M. Ryan | Management | For | For |
1j | Elect Director Jing-Shyh S. Su | Management | For | For |
1k | Elect Director Robert D. Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
ZEE ENTERTAINMENT ENTERPRISES LTD. Meeting Date: JUN 04, 2014 Record Date: Meeting Type: COURT | ||||
Ticker: 505537 Security ID: Y98893152 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
ZEE ENTERTAINMENT ENTERPRISES LTD. Meeting Date: JUN 12, 2014 Record Date: MAY 02, 2014 Meeting Type: SPECIAL | ||||
Ticker: 505537 Security ID: Y98893152 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
By: | /s/ Brian J. McMahon | |
Brian J. McMahon | ||
President and principal executive officer | ||
Date: August 22, 2014 |