UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
ICA File Number: 811-05201
Thornburg Investment Trust
Registrant Name
c/o Thornburg Investment Management, Inc.
2300 North Ridgetop Road, Santa Fe, N.M. 87506
Principal Executive Offices
Garrett Thornburg, 2300 North Ridgetop Road, Santa Fe, N.M. 87506
Name and address of agent for service
Registrant’s telephone: 505-984-0200
Date of fiscal year end: September 30, 2017
Reporting Period: July 1, 2016 - June 30, 2017
Item 1. Proxy Voting Record
Thornburg Low Duration Municipal Fund
Thornburg Limited Term Municipal Fund
Thornburg Intermediate Municipal Fund
Thornburg Strategic Municipal Income Fund
Thornburg California Limited Term Municipal Fund
Thornburg New Mexico Intermediate Municipal Fund
Thornburg New York Intermediate Municipal Fund
Thornburg Low Duration Income Fund
Thornburg Limited Term U.S. Government Fund
Thornburg Limited Term Income Fund
Thornburg Strategic Income Fund
Thornburg Value Fund
Thornburg International Value Fund
Thornburg Core Growth Fund
Thornburg International Growth Fund
Thornburg Investment Income Builder Fund
Thornburg Global Opportunities Fund
Thornburg Developing World Fund
Thornburg Better World International Fund
Thornburg Capital Management Fund
Thornburg Long/Short Equity Fund
FORM N-PX
ICA File Number: 811-05201
Registrant Name: Thornburg Investment Trust
Reporting Period: 07/01/2016 - 06/30/2017
Thornburg Low Duration Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Limited Term Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Intermediate Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Strategic Municipal Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg California Limited Term Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg New Mexico Intermediate Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg New York Intermediate Municipal Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Limited Term U.S. Government Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Limited Term Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Low Duration Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Strategic Income Fund
| MIDLAND COGENERATION VENTURE LP Meeting Date: JAN 05, 2017 Record Date: DEC 08, 2016 Meeting Type: WRITTEN CONSENT | ||||
| Ticker: Security ID: 59748TAA7 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approval of Amendments to Certain Provisions of the Indenture | Management | None | For |
| ROMGAZ SA Meeting Date: AUG 11, 2016 Record Date: AUG 02, 2016 Meeting Type: SPECIAL | ||||
| Ticker: SNG Security ID: 83367U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Procurement of Legal Consulting, Assistance, and Representation Services | Management | For | For |
| 2 | Empower Board to Complete Purchase of Legal Services Above | Management | For | For |
| 3 | Receive Information Re: Status of Projects for Increasing Efficiency of Cte Iernut Power Plant Activity | Management | For | For |
| 4 | Receive Information Re: Method of Recovering Debts from Private and Legal Persons | Management | For | For |
| 5 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
| 6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 7 | Revoke Item 1 of Resolution 5 of the General Meeting on June 16, 2016, Re: Calculation Method of Performance Indicators in Management Remuneration Policy | Shareholder | None | Against |
| 8 | Revoke Item 2 of Resolution 5 of the General Meeting on June 16, 2016, Re: Amendment to Contracts of Mandate | Shareholder | None | Against |
| 9 | Revoke Item 3 of Resolution 5 of the General Meeting on June 16, 2016, Re: Empowering Shareholder Representative to Sign Amended Contracts | Shareholder | None | Against |
| ROMGAZ SA Meeting Date: SEP 16, 2016 Record Date: SEP 07, 2016 Meeting Type: SPECIAL | ||||
| Ticker: SNG Security ID: 83367U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Activity Report for S1 2016 | Management | For | For |
| 2 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
| 3 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ROMGAZ SA Meeting Date: OCT 28, 2016 Record Date: OCT 19, 2016 Meeting Type: SPECIAL | ||||
| Ticker: SNG Security ID: 83367U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Withdrawal from Patria Bank SA and Submission of Withdrawal Declaration | Management | For | For |
| 2 | Amend Article 5 of Bylaws Re: Company's List of Secondary Activities | Management | For | For |
| 3 | Empower Board Chairman to Sign Amended Bylaws, Pursuant to Item Above | Management | For | For |
| 4 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
| 5 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ROMGAZ SA Meeting Date: NOV 15, 2016 Record Date: NOV 04, 2016 Meeting Type: SPECIAL | ||||
| Ticker: SNG Security ID: 83367U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amendments to Performance Indicators and Calculation Method for Remuneration of Directors | Management | For | Against |
| 2 | Approve Amendment to Contracts of Mandate Pursuant to Item Above | Management | For | Against |
| 3 | Empower Shareholder Representative to Sign Amended Contracts with Directors | Management | For | Against |
| 4 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
| 5 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 6 | Approve Rules Applicable to Electing/Reconfirming Directors and to Allocating Directors' Mandates in Case of Appointment of New Directors by Cumulative Voting | Shareholder | None | Against |
| 7 | Elect/Reconfirm the Members of the Board of Directors by Cumulative Voting | Shareholder | None | Against |
| ROMGAZ SA Meeting Date: DEC 08, 2016 Record Date: NOV 22, 2016 Meeting Type: SPECIAL | ||||
| Ticker: SNG Security ID: 83367U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Documentation Prepared to Obtain Ownership Certificate for Real Estate | Management | For | For |
| 2 | Approve Conclusion of Legal Consultancy Contract | Management | For | For |
| 3 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
| 4 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 1 | Approve Reduction in Capital of AGRI LNG Project Company SRL | Management | For | For |
| 2 | Amend Article 7 of AGRI LNG Project Company SRL's Bylaws | Management | For | For |
| 3 | Amend Amended Set of Bylaws of AGRI LNG Project Company SRL | Management | For | For |
| 4 | Empower Individual to Sign Amended Bylaws of AGRI LNG Project Company SRL and Complete any Necessary Formalities | Management | For | For |
| 5 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
| 6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ROMGAZ SA Meeting Date: DEC 30, 2016 Record Date: DEC 19, 2016 Meeting Type: SPECIAL | ||||
| Ticker: SNG Security ID: 83367U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Establish Fixed Monthly Remuneration for Directors Elected on Nov. 15, 2016 | Shareholder | None | For |
| 2 | Approve Contract of Mandate for Directors Elected on Nov. 15, 2016 | Shareholder | None | Against |
| 3 | Empower Representative to Sign Contracts with Directors Elected on Nov. 15, 2016 | Shareholder | None | Against |
| 4 | Approve Activity Report for Q1-Q3 2016 | Management | For | For |
| 5 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
| 6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ROMGAZ SA Meeting Date: APR 25, 2017 Record Date: APR 14, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SNG Security ID: 83367U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports for Fiscal Year 2016 | Management | For | For |
| 2.1 | Approve Allocation of Income | Management | For | For |
| 2.2 | Approve Level of Employee Participation from Distributable Profit | Management | For | For |
| 3 | Approve Dividends' Distribution | Management | For | For |
| 4 | Approve Report on Directors' and Executives' Remuneration for Fiscal Year 2016 | Management | For | Against |
| 5 | Approve Discharge of Directors | Management | For | For |
| 6 | Amend Objectives and Performance Criteria in Contracts of Mandate | Management | For | Against |
| 7 | Approve Provisionary Budget for Fiscal Year 2017 | Management | For | For |
| 8.1 | Reelect Aurora Negrut as Director | Management | For | For |
| 8.2 | Reelect Dumitru Chisalita as Director | Management | For | For |
| 8.3 | Reelect Aristotel Marius Jude as Director | Management | For | For |
| 8.4 | Reelect Razvan Florin Stoicescu as Director | Management | For | For |
| 9 | Approve Remuneration of Reelected Directors | Management | For | For |
| 10 | Approve Contract of Mandate for Reelected Directors | Management | For | For |
| 11 | Empower Representatives to Sign Contracts with Directors | Management | For | For |
| 12 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
| 13 | Approve Meeting's Ex-Date | Management | For | For |
| 14 | Approve Dividends' Payment Date | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ROMGAZ SA Meeting Date: JUN 15, 2017 Record Date: JUN 02, 2017 Meeting Type: SPECIAL | ||||
| Ticker: SNG Security ID: 83367U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Addendum to Association Agreement with Schlumberger | Management | For | For |
| 2 | Approve Transaction Agreement Related to Amendments to Association Agreement with Schlumberger | Management | For | For |
| 3 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
| 4 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 1 | Approve Activity Report for Q1 2017 | Management | For | For |
| 2 | Approve Procurement of Legal Consulting, Assistance, and Representation Services | Management | For | For |
| 3 | Empower Board to Coordinate Procurement of Legal Consulting, Assistance, and Representation Services | Management | For | For |
| 4 | Approve Record Date for Effectiveness of This Meeting's Resolutions | Management | For | For |
| 5 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 6 | Approve Distribution of Special Dividends from Other Reserves and Retained Earnings | Shareholder | None | Against |
| 7 | Approve Total Gross Dividend per Share, and Payment Method and Term | Shareholder | None | Against |
| 8 | Approve Record Date | Shareholder | None | Against |
| 9 | Approve Meeting's Ex-Date | Shareholder | None | Against |
| 10 | Approve Dividends' Payment Date | Shareholder | None | Against |
| 11 | Empower State Representative to Sign Contract of Mandate with New Directors | Shareholder | None | For |
Thornburg Value Fund
| ACTIVISION BLIZZARD, INC. Meeting Date: JUN 01, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ATVI Security ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Corti | Management | For | For |
| 1.2 | Elect Director Hendrik Hartong, III | Management | For | For |
| 1.3 | Elect Director Brian G. Kelly | Management | For | For |
| 1.4 | Elect Director Robert A. Kotick | Management | For | For |
| 1.5 | Elect Director Barry Meyer | Management | For | For |
| 1.6 | Elect Director Robert Morgado | Management | For | For |
| 1.7 | Elect Director Peter Nolan | Management | For | For |
| 1.8 | Elect Director Casey Wasserman | Management | For | For |
| 1.9 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ACUSHNET HOLDINGS CORP. Meeting Date: JUN 12, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: GOLF Security ID: 005098108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Yoon Soo (Gene) Yoon | Management | For | For |
| 1.2 | Elect Director David Valcourt | Management | For | For |
| 1.3 | Elect Director Norman Wesley | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AKORN, INC. Meeting Date: APR 27, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AKRX Security ID: 009728106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Kapoor | Management | For | For |
| 1.2 | Elect Director Kenneth Abramowitz | Management | For | For |
| 1.3 | Elect Director Adrienne Graves | Management | For | For |
| 1.4 | Elect Director Ronald Johnson | Management | For | For |
| 1.5 | Elect Director Steven Meyer | Management | For | For |
| 1.6 | Elect Director Terry Allison Rappuhn | Management | For | For |
| 1.7 | Elect Director Brian Tambi | Management | For | Withhold |
| 1.8 | Elect Director Alan Weinstein | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ALLISON TRANSMISSION HOLDINGS, INC. Meeting Date: MAY 11, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ALSN Security ID: 01973R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stan A. Askren | Management | For | For |
| 1b | Elect Director Lawrence E. Dewey | Management | For | For |
| 1c | Elect Director David C. Everitt | Management | For | For |
| 1d | Elect Director Alvaro Garcia-Tunon | Management | For | For |
| 1e | Elect Director William R. Harker | Management | For | For |
| 1f | Elect Director Richard P. Lavin | Management | For | For |
| 1g | Elect Director Thomas W. Rabaut | Management | For | For |
| 1h | Elect Director Francis Raborn | Management | For | For |
| 1i | Elect Director Richard V. Reynolds | Management | For | For |
| 1j | Elect Director James A. Star | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| APPLE INC. Meeting Date: FEB 28, 2017 Record Date: DEC 30, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Bell | Management | For | For |
| 1.2 | Elect Director Tim Cook | Management | For | For |
| 1.3 | Elect Director Al Gore | Management | For | For |
| 1.4 | Elect Director Bob Iger | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Art Levinson | Management | For | For |
| 1.7 | Elect Director Ron Sugar | Management | For | For |
| 1.8 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Disclose Charitable Contributions | Shareholder | Against | Abstain |
| 6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Abstain |
| 7 | Proxy Access Amendments | Shareholder | Against | For |
| 8 | Engage Outside Independent Experts for Compensation Reforms | Shareholder | Against | Against |
| 9 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | For |
| ARAMARK Meeting Date: FEB 01, 2017 Record Date: DEC 13, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ARMK Security ID: 03852U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric J. Foss | Management | For | For |
| 1.2 | Elect Director Pierre-Olivier Beckers-Vieujant | Management | For | For |
| 1.3 | Elect Director Lisa G. Bisaccia | Management | For | For |
| 1.4 | Elect Director Richard Dreiling | Management | For | For |
| 1.5 | Elect Director Irene M. Esteves | Management | For | For |
| 1.6 | Elect Director Daniel J. Heinrich | Management | For | For |
| 1.7 | Elect Director Sanjeev K. Mehra | Management | For | For |
| 1.8 | Elect Director Patricia Morrison | Management | For | For |
| 1.9 | Elect Director John A. Quelch | Management | For | For |
| 1.10 | Elect Director Stephen I. Sadove | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | Against |
| ARRIS INTERNATIONAL PLC Meeting Date: MAY 10, 2017 Record Date: MAR 30, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ARRS Security ID: G0551A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew M. Barron | Management | For | For |
| 1.2 | Elect Director Alex B. Best | Management | For | For |
| 1.3 | Elect Director J. Timothy Bryan | Management | For | For |
| 1.4 | Elect Director James A. Chiddix | Management | For | For |
| 1.5 | Elect Director Andrew T. Heller | Management | For | For |
| 1.6 | Elect Director Jeong H. Kim | Management | For | For |
| 1.7 | Elect Director Bruce McClelland | Management | For | For |
| 1.8 | Elect Director Robert J. Stanzione | Management | For | For |
| 1.9 | Elect Director Doreen A. Toben | Management | For | For |
| 1.10 | Elect Director Debora J. Wilson | Management | For | For |
| 1.11 | Elect Director David A. Woodle | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reappoint Ernst & Young LLP as U.K. Statutory Auditors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of U.K. Statutory Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Approve Director's Remuneration Policy | Management | For | For |
| 9 | Approve Director's Remuneration Report | Management | For | For |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ASSURED GUARANTY LTD. Meeting Date: MAY 03, 2017 Record Date: MAR 08, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AGO Security ID: G0585R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Francisco L. Borges | Management | For | For |
| 1b | Elect Director G. Lawrence Buhl | Management | For | For |
| 1c | Elect Director Dominic J. Frederico | Management | For | For |
| 1d | Elect Director Bonnie L. Howard | Management | For | For |
| 1e | Elect Director Thomas W. Jones | Management | For | For |
| 1f | Elect Director Patrick W. Kenny | Management | For | For |
| 1g | Elect Director Alan J. Kreczko | Management | For | For |
| 1h | Elect Director Simon W. Leathes | Management | For | For |
| 1i | Elect Director Michael T. O'Kane | Management | For | For |
| 1j | Elect Director Yukiko Omura | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5aa | Elect Howard W. Albert as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ab | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ac | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ad | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ae | Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5af | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ag | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ah | Elect Walter A. Scott as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5B | Ratify PricewaterhouseCoopers LLP as AG Re's as Auditors | Management | For | For |
| AUTOZONE, INC. Meeting Date: DEC 14, 2016 Record Date: OCT 17, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AZO Security ID: 053332102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.3 | Elect Director Sue E. Gove | Management | For | For |
| 1.4 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.5 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.6 | Elect Director J. R. Hyde, III | Management | For | For |
| 1.7 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.8 | Elect Director W. Andrew McKenna | Management | For | For |
| 1.9 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.10 | Elect Director Luis P. Nieto | Management | For | For |
| 1.11 | Elect Director William C. Rhodes, III | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CALLAWAY GOLF COMPANY Meeting Date: MAY 02, 2017 Record Date: MAR 06, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ELY Security ID: 131193104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Oliver G. (Chip) Brewer, III | Management | For | For |
| 1.2 | Elect Director Ronald S. Beard | Management | For | For |
| 1.3 | Elect Director Samuel H. Armacost | Management | For | For |
| 1.4 | Elect Director John C. Cushman, III | Management | For | For |
| 1.5 | Elect Director John F. Lundgren | Management | For | For |
| 1.6 | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1.7 | Elect Director Linda B. Segre | Management | For | For |
| 1.8 | Elect Director Anthony S. Thornley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CBRE GROUP, INC. Meeting Date: MAY 19, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CBG Security ID: 12504L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brandon B. Boze | Management | For | Against |
| 1b | Elect Director Beth F. Cobert | Management | For | For |
| 1c | Elect Director Curtis F. Feeny | Management | For | Against |
| 1d | Elect Director Bradford M. Freeman | Management | For | Against |
| 1e | Elect Director Christopher T. Jenny | Management | For | Against |
| 1f | Elect Director Gerardo I. Lopez | Management | For | Against |
| 1g | Elect Director Frederic V. Malek | Management | For | For |
| 1h | Elect Director Paula R. Reynolds | Management | For | For |
| 1i | Elect Director Robert E. Sulentic | Management | For | For |
| 1j | Elect Director Laura D. Tyson | Management | For | For |
| 1k | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| CHINA MOBILE LIMITED Meeting Date: MAY 25, 2017 Record Date: MAY 18, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 941 Security ID: Y14965100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Dong Xin as Director | Management | For | For |
| 4.1 | Elect Frank Wong Kwong Shing as Director | Management | For | For |
| 4.2 | Elect Moses Cheng Mo Chi as Director | Management | For | Against |
| 4.3 | Elect Paul Chow Man Yiu as Director | Management | For | For |
| 4.4 | Elect Stephen Yiu Kin Wah as Director | Management | For | For |
| 5 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| CITIGROUP INC. Meeting Date: APR 25, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: C Security ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director Duncan P. Hennes | Management | For | For |
| 1d | Elect Director Peter B. Henry | Management | For | For |
| 1e | Elect Director Franz B. Humer | Management | For | For |
| 1f | Elect Director Renee J. James | Management | For | For |
| 1g | Elect Director Eugene M. McQuade | Management | For | For |
| 1h | Elect Director Michael E. O'Neill | Management | For | For |
| 1i | Elect Director Gary M. Reiner | Management | For | For |
| 1j | Elect Director Anthony M. Santomero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Deborah C. Wright | Management | For | For |
| 1o | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Demonstrate No Gender Pay Gap | Shareholder | Against | Abstain |
| 6 | Appoint a Stockholder Value Committee | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| 9 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | For |
| CITIZENS FINANCIAL GROUP, INC. Meeting Date: APR 27, 2017 Record Date: MAR 03, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CFG Security ID: 174610105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce Van Saun | Management | For | For |
| 1.2 | Elect Director Mark Casady | Management | For | For |
| 1.3 | Elect Director Christine M. Cumming | Management | For | For |
| 1.4 | Elect Director Anthony Di Iorio | Management | For | For |
| 1.5 | Elect Director William P. Hankowsky | Management | For | For |
| 1.6 | Elect Director Howard W. Hanna, III | Management | For | For |
| 1.7 | Elect Director Leo I. "Lee" Higdon | Management | For | For |
| 1.8 | Elect Director Charles J. "Bud" Koch | Management | For | For |
| 1.9 | Elect Director Arthur F. Ryan | Management | For | For |
| 1.10 | Elect Director Shivan S. Subramaniam | Management | For | For |
| 1.11 | Elect Director Wendy A. Watson | Management | For | For |
| 1.12 | Elect Director Marita Zuraitis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Meeting Date: JUN 06, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CTSH Security ID: 192446102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Betsy S. Atkins | Management | For | For |
| 1c | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1d | Elect Director Jonathan Chadwick | Management | For | For |
| 1e | Elect Director John M. Dineen | Management | For | For |
| 1f | Elect Director Francisco D'Souza | Management | For | For |
| 1g | Elect Director John N. Fox, Jr. | Management | For | For |
| 1h | Elect Director John E. Klein | Management | For | For |
| 1i | Elect Director Leo S. Mackay, Jr. | Management | For | For |
| 1j | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1k | Elect Director Robert E. Weissman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Shareholder | For | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| COVANTA HOLDING CORPORATION Meeting Date: MAY 04, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CVA Security ID: 22282E102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David M. Barse | Management | For | For |
| 1.2 | Elect Director Ronald J. Broglio | Management | For | For |
| 1.3 | Elect Director Peter C.B. Bynoe | Management | For | For |
| 1.4 | Elect Director Linda J. Fisher | Management | For | For |
| 1.5 | Elect Director Joseph M. Holsten | Management | For | For |
| 1.6 | Elect Director Stephen J. Jones | Management | For | For |
| 1.7 | Elect Director Danielle Pletka | Management | For | For |
| 1.8 | Elect Director Michael W. Ranger | Management | For | For |
| 1.9 | Elect Director Robert S. Silberman | Management | For | For |
| 1.10 | Elect Director Jean Smith | Management | For | For |
| 1.11 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DEVON ENERGY CORPORATION Meeting Date: JUN 07, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: DVN Security ID: 25179M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.2 | Elect Director John E. Bethancourt | Management | For | For |
| 1.3 | Elect Director David A. Hager | Management | For | For |
| 1.4 | Elect Director Robert H. Henry | Management | For | For |
| 1.5 | Elect Director Michael M. Kanovsky | Management | For | For |
| 1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.7 | Elect Director Duane C. Radtke | Management | For | For |
| 1.8 | Elect Director Mary P. Ricciardello | Management | For | For |
| 1.9 | Elect Director John Richels | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Review Public Policy Advocacy on Climate Change | Shareholder | Against | Abstain |
| 8 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Abstain |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 10 | Report on Using Oil and Gas Reserve Metrics for Named Executive's Compensation | Shareholder | Against | Abstain |
| ENVISION HEALTHCARE CORPORATION Meeting Date: MAY 25, 2017 Record Date: MAR 29, 2017 Meeting Type: ANNUAL | ||||
| Ticker: EVHC Security ID: 29414D100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carol J. Burt | Management | For | Did Not Vote |
| 1.2 | Elect Director Christopher A. Holden | Management | For | Did Not Vote |
| 1.3 | Elect Director Cynthia S. Miller | Management | For | Did Not Vote |
| 1.4 | Elect Director Ronald A. Williams | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Did Not Vote |
| ENVISION HEALTHCARE HOLDINGS, INC. Meeting Date: NOV 28, 2016 Record Date: OCT 07, 2016 Meeting Type: SPECIAL | ||||
| Ticker: EVHC Security ID: 29413U103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| EXPEDIA, INC. Meeting Date: SEP 14, 2016 Record Date: AUG 09, 2016 Meeting Type: ANNUAL | ||||
| Ticker: EXPE Security ID: 30212P303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan C. Athey | Management | For | For |
| 1b | Elect Director A. George 'Skip' Battle | Management | For | For |
| 1c | Elect Director Pamela L. Coe | Management | For | Withhold |
| 1d | Elect Director Barry Diller | Management | For | Withhold |
| 1e | Elect Director Jonathan L. Dolgen | Management | For | Withhold |
| 1f | Elect Director Craig A. Jacobson | Management | For | Withhold |
| 1g | Elect Director Victor A. Kaufman | Management | For | Withhold |
| 1h | Elect Director Peter M. Kern | Management | For | Withhold |
| 1i | Elect Director Dara Khosrowshahi | Management | For | Withhold |
| 1j | Elect Director John C. Malone | Management | For | Withhold |
| 1k | Elect Director Scott Rudin | Management | For | For |
| 1l | Elect Director Christopher W. Shean | Management | For | Withhold |
| 1m | Elect Director Alexander Von Furstenberg | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EXPEDIA, INC. Meeting Date: JUN 13, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: EXPE Security ID: 30212P303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan C. Athey | Management | For | For |
| 1b | Elect Director A. George "Skip" Battle | Management | For | For |
| 1c | Elect Director Chelsea Clinton | Management | For | For |
| 1d | Elect Director Pamela L. Coe | Management | For | Withhold |
| 1e | Elect Director Barry Diller | Management | For | Withhold |
| 1f | Elect Director Jonathan L. Dolgen | Management | For | For |
| 1g | Elect Director Craig A. Jacobson | Management | For | For |
| 1h | Elect Director Victor A. Kaufman | Management | For | Withhold |
| 1i | Elect Director Peter M. Kern | Management | For | For |
| 1j | Elect Director Dara Khosrowshahi | Management | For | Withhold |
| 1k | Elect Director John C. Malone | Management | For | Withhold |
| 1l | Elect Director Scott Rudin | Management | For | For |
| 1m | Elect Director Christopher W. Shean | Management | For | Withhold |
| 1n | Elect Director Alexander von Furstenberg | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Report on Political Contributions and Expenditures | Shareholder | Against | Abstain |
| FACEBOOK, INC. Meeting Date: JUN 01, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FB Security ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Reed Hastings | Management | For | For |
| 1.5 | Elect Director Jan Koum | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Report on Public Policy Issues Associated with Fake News | Shareholder | Against | Abstain |
| 6 | Gender Pay Gap | Shareholder | Against | Abstain |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| FORTIS INC. Meeting Date: MAY 04, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: FTS Security ID: 349553107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tracey C. Ball | Management | For | For |
| 1.2 | Elect Director Pierre J. Blouin | Management | For | For |
| 1.3 | Elect Director Lawrence T. Borgard | Management | For | For |
| 1.4 | Elect Director Maura J. Clark | Management | For | For |
| 1.5 | Elect Director Margarita K. Dilley | Management | For | For |
| 1.6 | Elect Director Ida J. Goodreau | Management | For | For |
| 1.7 | Elect Director Douglas J. Haughey | Management | For | For |
| 1.8 | Elect Director R. Harry McWatters | Management | For | For |
| 1.9 | Elect Director Ronald D. Munkley | Management | For | For |
| 1.10 | Elect Director Barry V. Perry | Management | For | For |
| 1.11 | Elect Director Joseph L. Welch | Management | For | For |
| 1.12 | Elect Director Jo Mark Zurel | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Amend Employee Stock Purchase Plan | Management | For | For |
| GILEAD SCIENCES, INC. Meeting Date: MAY 10, 2017 Record Date: MAR 16, 2017 Meeting Type: ANNUAL | ||||
| Ticker: GILD Security ID: 375558103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Kelly A. Kramer | Management | For | For |
| 1c | Elect Director Kevin E. Lofton | Management | For | For |
| 1d | Elect Director John C. Martin | Management | For | For |
| 1e | Elect Director John F. Milligan | Management | For | For |
| 1f | Elect Director Nicholas G. Moore | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Gayle E. Wilson | Management | For | For |
| 1i | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| GRAND CANYON EDUCATION, INC. Meeting Date: JUN 14, 2017 Record Date: APR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: LOPE Security ID: 38526M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian E. Mueller | Management | For | For |
| 1.2 | Elect Director Sara R. Dial | Management | For | For |
| 1.3 | Elect Director Jack A. Henry | Management | For | For |
| 1.4 | Elect Director Kevin F. Warren | Management | For | For |
| 1.5 | Elect Director David J. Johnson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| HP INC. Meeting Date: APR 17, 2017 Record Date: FEB 16, 2017 Meeting Type: ANNUAL | ||||
| Ticker: HPQ Security ID: 40434L105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Aida M. Alvarez | Management | For | For |
| 1b | Elect Director Shumeet Banerji | Management | For | For |
| 1c | Elect Director Carl Bass | Management | For | For |
| 1d | Elect Director Robert R. Bennett | Management | For | For |
| 1e | Elect Director Charles V. Bergh | Management | For | For |
| 1f | Elect Director Stacy Brown-Philpot | Management | For | For |
| 1g | Elect Director Stephanie A. Burns | Management | For | For |
| 1h | Elect Director Mary Anne Citrino | Management | For | For |
| 1i | Elect Director Stacey Mobley | Management | For | For |
| 1j | Elect Director Subra Suresh | Management | For | For |
| 1k | Elect Director Dion J. Weisler | Management | For | For |
| 1l | Elect Director Margaret C. Whitman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| INTERNATIONAL FLAVORS & FRAGRANCES INC. Meeting Date: MAY 03, 2017 Record Date: MAR 08, 2017 Meeting Type: ANNUAL | ||||
| Ticker: IFF Security ID: 459506101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marcello V. Bottoli | Management | For | For |
| 1b | Elect Director Linda Buck | Management | For | For |
| 1c | Elect Director Michael L. Ducker | Management | For | For |
| 1d | Elect Director David R. Epstein | Management | For | For |
| 1e | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1f | Elect Director John F. Ferraro | Management | For | For |
| 1g | Elect Director Andreas Fibig | Management | For | For |
| 1h | Elect Director Christina Gold | Management | For | For |
| 1i | Elect Director Henry W. Howell, Jr. | Management | For | For |
| 1j | Elect Director Katherine M. Hudson | Management | For | For |
| 1k | Elect Director Dale F. Morrison | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| JPMORGAN CHASE & CO. Meeting Date: MAY 16, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: JPM Security ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director Todd A. Combs | Management | For | For |
| 1f | Elect Director James S. Crown | Management | For | For |
| 1g | Elect Director James Dimon | Management | For | For |
| 1h | Elect Director Timothy P. Flynn | Management | For | For |
| 1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1j | Elect Director Michael A. Neal | Management | For | For |
| 1k | Elect Director Lee R. Raymond | Management | For | For |
| 1l | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
| 7 | Clawback Amendment | Shareholder | Against | Against |
| 8 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| 9 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 10 | Reduce Ownership Threshold for Shareholders to Call a Special Meeting | Shareholder | Against | Against |
| KWEICHOW MOUTAI CO., LTD. Meeting Date: SEP 20, 2016 Record Date: SEP 08, 2016 Meeting Type: SPECIAL | ||||
| Ticker: 600519 Security ID: Y5070V116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2015 Daily Related Party Transactions and 2016 Daily Related Party Transactions | Management | For | Against |
| 2.01 | Elect Xu Dingbo as Independent Director | Management | For | For |
| 2.02 | Elect Zhang Jingzhong as Independent Director | Management | For | For |
| LEVEL 3 COMMUNICATIONS, INC. Meeting Date: MAR 16, 2017 Record Date: JAN 25, 2017 Meeting Type: SPECIAL | ||||
| Ticker: LVLT Security ID: 52729N308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| LEVEL 3 COMMUNICATIONS, INC. Meeting Date: MAY 25, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: LVLT Security ID: 52729N308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1b | Elect Director Jeff K. Storey | Management | For | For |
| 1c | Elect Director Kevin P. Chilton | Management | For | For |
| 1d | Elect Director Steven T. Clontz | Management | For | For |
| 1e | Elect Director Irene M. Esteves | Management | For | For |
| 1f | Elect Director T. Michael Glenn | Management | For | For |
| 1g | Elect Director Spencer B. Hays | Management | For | For |
| 1h | Elect Director Michael J. Mahoney | Management | For | For |
| 1i | Elect Director Kevin W. Mooney | Management | For | For |
| 1j | Elect Director Peter Seah Lim Huat | Management | For | For |
| 1k | Elect Director Peter Van Oppen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| MEAD JOHNSON NUTRITION COMPANY Meeting Date: MAY 31, 2017 Record Date: APR 13, 2017 Meeting Type: SPECIAL | ||||
| Ticker: MJN Security ID: 582839106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| MEDTRONIC PLC Meeting Date: DEC 09, 2016 Record Date: OCT 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MDT Security ID: G5960L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Craig Arnold | Management | For | For |
| 1c | Elect Director Scott C. Donnelly | Management | For | For |
| 1d | Elect Director Randall J. Hogan, III | Management | For | For |
| 1e | Elect Director Omar Ishrak | Management | For | For |
| 1f | Elect Director Shirley Ann Jackson | Management | For | For |
| 1g | Elect Director Michael O. Leavitt | Management | For | For |
| 1h | Elect Director James T. Lenehan | Management | For | For |
| 1i | Elect Director Elizabeth G. Nabel | Management | For | For |
| 1j | Elect Director Denise M. O'Leary | Management | For | For |
| 1k | Elect Director Kendall J. Powell | Management | For | For |
| 1l | Elect Director Robert C. Pozen | Management | For | For |
| 1m | Elect Director Preetha Reddy | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | For |
| 5a | Amend Articles of Association | Management | For | For |
| 5b | Amend Memorandum of Association | Management | For | For |
| 6 | Amend Articles to Clarify the Board's Sole Authority to Determine its Size Within the Fixed Limits | Management | For | For |
| MONDELEZ INTERNATIONAL, INC. Meeting Date: MAY 17, 2017 Record Date: MAR 08, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MDLZ Security ID: 609207105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lewis W.K. Booth | Management | For | For |
| 1b | Elect Director Charles E. Bunch | Management | For | For |
| 1c | Elect Director Lois D. Juliber | Management | For | For |
| 1d | Elect Director Mark D. Ketchum | Management | For | For |
| 1e | Elect Director Jorge S. Mesquita | Management | For | For |
| 1f | Elect Director Joseph Neubauer | Management | For | For |
| 1g | Elect Director Nelson Peltz | Management | For | For |
| 1h | Elect Director Fredric G. Reynolds | Management | For | For |
| 1i | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1j | Elect Director Christiana S. Shi | Management | For | For |
| 1k | Elect Director Patrick T. Siewert | Management | For | For |
| 1l | Elect Director Ruth J. Simmons | Management | For | For |
| 1m | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| 6 | Create a Committee to Prepare a Report Regarding the Impact of Plant Closures on Communities and Alternatives | Shareholder | Against | Abstain |
| NETFLIX, INC. Meeting Date: JUN 06, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NFLX Security ID: 64110L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reed Hastings | Management | For | For |
| 1.2 | Elect Director Jay C. Hoag | Management | For | For |
| 1.3 | Elect Director A. George (Skip) Battle | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Report on Sustainability | Shareholder | Against | Abstain |
| 7 | Report on Feasibility of Net-Zero GHG Emissions | Shareholder | Against | Abstain |
| 8 | Declassify the Board of Directors | Shareholder | Against | Against |
| 9 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 10 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| NOKIA CORP. Meeting Date: MAY 23, 2017 Record Date: MAY 11, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NOKIA Security ID: X61873133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 0.17 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration of Directors in the Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | For |
| 11 | Fix Number of Directors at Ten | Management | For | For |
| 12 | Reelect Bruce Brown, Louis Hughes, Jean Monty, Elizabeth Nelson, Olivier Piou, Risto Siilasmaa, Carla Smits-Nusteling and Kari Stadigh as Directors, Elect Jeanette Horan and Edward Kozel as New Directors | Management | For | For |
| 13 | Approve Remuneration of Auditors | Management | For | For |
| 14 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 15 | Authorize Share Repurchase Program | Management | For | For |
| 16 | Approve Issuance of up to 560 Million Shares without Preemptive Rights | Management | For | For |
| 17 | Close Meeting | Management | None | None |
| NOMAD FOODS LIMITED Meeting Date: JUN 19, 2017 Record Date: MAY 05, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NOMD Security ID: G6564A105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Martin E. Franklin | Management | For | For |
| 1b | Elect Director Noam Gottesman | Management | For | For |
| 1c | Elect Director Ian G.H. Ashken | Management | For | For |
| 1d | Elect Director Stefan Descheemaeker | Management | For | For |
| 1e | Elect Director Jeremy Isaacs | Management | For | For |
| 1f | Elect Director Paul Kenyon | Management | For | For |
| 1g | Elect Director James E. Lillie | Management | For | For |
| 1h | Elect Director Lord Myners of Truro | Management | For | For |
| 1i | Elect Director Victoria Parry | Management | For | For |
| 1j | Elect Director Brian Welch | Management | For | For |
| 1k | Elect Director Simon White | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| OFFICE DEPOT, INC. Meeting Date: JUL 13, 2016 Record Date: JUN 09, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ODP Security ID: 676220106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Roland C. Smith | Management | For | For |
| 1b | Elect Director Warren F. Bryant | Management | For | For |
| 1c | Elect Director Rakesh Gangwal | Management | For | For |
| 1d | Elect Director Cynthia T. Jamison | Management | For | For |
| 1e | Elect Director V. James Marino | Management | For | For |
| 1f | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
| 1g | Elect Director Michael J. Massey | Management | For | For |
| 1h | Elect Director David M. Szymanski | Management | For | For |
| 1i | Elect Director Nigel Travis | Management | For | For |
| 1j | Elect Director Joseph S. Vassalluzzo | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PENNYMAC MORTGAGE INVESTMENT TRUST Meeting Date: MAY 25, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PMT Security ID: 70931T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Preston DuFauchard | Management | For | For |
| 1.2 | Elect Director Nancy McAllister | Management | For | Withhold |
| 1.3 | Elect Director Stacey D. Stewart | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PHIBRO ANIMAL HEALTH CORPORATION Meeting Date: NOV 07, 2016 Record Date: SEP 08, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PAHC Security ID: 71742Q106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jack C. Bendheim | Management | For | For |
| 1.2 | Elect Director E. Thomas Corcoran | Management | For | For |
| 1.3 | Elect Director George Gunn | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SEATTLE GENETICS, INC. Meeting Date: MAY 19, 2017 Record Date: MAR 23, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SGEN Security ID: 812578102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David W. Gryska | Management | For | For |
| 1.2 | Elect Director John A. Orwin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SOLAREDGE TECHNOLOGIES, INC. Meeting Date: MAY 10, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SEDG Security ID: 83417M104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tal Payne | Management | For | Against |
| 1b | Elect Director Marcel Gani | Management | For | Against |
| 2 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| STAPLES, INC. Meeting Date: JUN 12, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SPLS Security ID: 855030102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Drew G. Faust | Management | For | For |
| 1b | Elect Director Curtis Feeny | Management | For | For |
| 1c | Elect Director Paul-Henri Ferrand | Management | For | For |
| 1d | Elect Director Shira Goodman | Management | For | For |
| 1e | Elect Director Deborah A. Henretta | Management | For | For |
| 1f | Elect Director Kunal S. Kamlani | Management | For | For |
| 1g | Elect Director John F. Lundgren | Management | For | For |
| 1h | Elect Director Robert E. Sulentic | Management | For | For |
| 1i | Elect Director Vijay Vishwanath | Management | For | For |
| 1j | Elect Director Paul F. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 17, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: TMO Security ID: 883556102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director William G. Parrett | Management | For | For |
| 1i | Elect Director Lars R. Sorensen | Management | For | For |
| 1j | Elect Director Scott M. Sperling | Management | For | For |
| 1k | Elect Director Elaine S. Ullian | Management | For | For |
| 1l | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TRI POINTE GROUP, INC. Meeting Date: MAY 26, 2017 Record Date: MAR 28, 2017 Meeting Type: ANNUAL | ||||
| Ticker: TPH Security ID: 87265H109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas F. Bauer | Management | For | For |
| 1.2 | Elect Director Lawrence B. Burrows | Management | For | For |
| 1.3 | Elect Director Daniel S. Fulton | Management | For | For |
| 1.4 | Elect Director Steven J. Gilbert | Management | For | For |
| 1.5 | Elect Director Constance B. Moore | Management | For | For |
| 1.6 | Elect Director Thomas B. Rogers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| UNITED PARCEL SERVICE, INC. Meeting Date: MAY 04, 2017 Record Date: MAR 06, 2017 Meeting Type: ANNUAL | ||||
| Ticker: UPS Security ID: 911312106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Abney | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Michael J. Burns | Management | For | For |
| 1d | Elect Director William R. Johnson | Management | For | For |
| 1e | Elect Director Candace Kendle | Management | For | For |
| 1f | Elect Director Ann M. Livermore | Management | For | For |
| 1g | Elect Director Rudy H.P. Markham | Management | For | For |
| 1h | Elect Director Franck J. Moison | Management | For | For |
| 1i | Elect Director Clark "Sandy" T. Randt, Jr. | Management | For | For |
| 1j | Elect Director John T. Stankey | Management | For | For |
| 1k | Elect Director Carol B. Tome | Management | For | For |
| 1l | Elect Director Kevin M. Warsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 7 | Adopt Holy Land Principles | Shareholder | Against | Abstain |
| WAL-MART STORES, INC. Meeting Date: JUN 02, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WMT Security ID: 931142103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James I. Cash, Jr. | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Carla A. Harris | Management | For | For |
| 1d | Elect Director Thomas W. Horton | Management | For | For |
| 1e | Elect Director Marissa A. Mayer | Management | For | For |
| 1f | Elect Director C. Douglas McMillon | Management | For | For |
| 1g | Elect Director Gregory B. Penner | Management | For | For |
| 1h | Elect Director Steven S Reinemund | Management | For | For |
| 1i | Elect Director Kevin Y. Systrom | Management | For | For |
| 1j | Elect Director S. Robson Walton | Management | For | For |
| 1k | Elect Director Steuart L. Walton | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Proxy Access Right | Shareholder | Against | Against |
| 7 | Require Independent Director Nominee with Environmental Experience | Shareholder | Against | Abstain |
| ZAYO GROUP HOLDINGS, INC. Meeting Date: NOV 08, 2016 Record Date: SEP 14, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ZAYO Security ID: 98919V105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rick Connor | Management | For | Withhold |
| 1.2 | Elect Director Cathy Morris | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
Thornburg International Value Fund
| ANHUI CONCH CEMENT COMPANY LTD Meeting Date: MAY 31, 2017 Record Date: APR 28, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 914 Security ID: Y01373110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2016 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2016 Report of the Supervisory Committee | Management | For | For |
| 3 | Approve 2016 Audited Financial Reports Prepared Under the PRC Accounting Standards and International Financial Reporting Standards Respectively | Management | For | For |
| 4 | Approve KPMG Huazhen LLP as PRC and Internal Control Auditor, KPMG as International Financial Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve 2016 Profit Appropriation Proposal and Declaration of Final Dividend | Management | For | For |
| 6 | Approve Provision of Guarantee to Subsidiaries and Joint Venture Entities | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| AXA Meeting Date: APR 26, 2017 Record Date: APR 21, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CS Security ID: F06106102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.16 per Share | Management | For | For |
| 4 | Non-Binding Vote on Compensation of Henri de Castries, Chairman and CEO until August 31, 2016 | Management | For | For |
| 5 | Non-Binding Vote on Compensation of Denis Duverne, Vice CEO until August 31, 2016 | Management | For | For |
| 6 | Non-Binding Vote on Compensation of Denis Duverne, Chairman of the Board of Directors since September 1, 2016 | Management | For | For |
| 7 | Non-Binding Vote on Compensation of Thoma Buberl, CEO since September 1, 2016 | Management | For | For |
| 8 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 9 | Approve Remuneration Policy of CEO | Management | For | For |
| 10 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 11 | Approve Additional Social Benefits Agreement with Thomas Buberl, CEO | Management | For | For |
| 12 | Approve Severance Agreement with Thomas Buberl | Management | For | For |
| 13 | Reelect Deanna Oppenheimer as Director | Management | For | For |
| 14 | Reelect Ramon de Oliveira as Director | Management | For | For |
| 15 | Ratify Appointment of Thomas Buberl as Director | Management | For | For |
| 16 | Ratify Appointment of Andre Francois-Poncet as Director | Management | For | For |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions | Management | For | For |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million | Management | For | For |
| 21 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million | Management | For | For |
| 22 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 23 | Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers | Management | For | For |
| 24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 25 | Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million | Management | For | For |
| 26 | Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion | Management | For | For |
| 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 29 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 30 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 31 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BHP BILLITON PLC Meeting Date: OCT 20, 2016 Record Date: OCT 18, 2016 Meeting Type: ANNUAL | ||||
| Ticker: BLT Security ID: G10877101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 3 | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 4 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 6 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 7 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
| 8 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
| 9 | Approve Grant of Awards under the Group's Long Term Incentive Plan to Andrew Mackenzie | Management | For | For |
| 10 | Elect Ken MacKenzie as Director | Management | For | For |
| 11 | Re-elect Malcolm Brinded as Director | Management | For | For |
| 12 | Re-elect Malcolm Broomhead as Director | Management | For | For |
| 13 | Re-elect Pat Davies as Director | Management | For | For |
| 14 | Re-elect Anita Frew as Director | Management | For | For |
| 15 | Re-elect Carolyn Hewson as Director | Management | For | For |
| 16 | Re-elect Andrew Mackenzie as Director | Management | For | For |
| 17 | Re-elect Lindsay Maxsted as Director | Management | For | For |
| 18 | Re-elect Wayne Murdy as Director | Management | For | For |
| 19 | Re-elect Shriti Vadera as Director | Management | For | For |
| 20 | Re-elect Jac Nasser as Director | Management | For | For |
| BNP PARIBAS SA Meeting Date: MAY 23, 2017 Record Date: MAY 18, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BNP Security ID: F1058Q238 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.70 per Share | Management | For | For |
| 4 | Acknowledge Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Jean Lemierre as Director | Management | For | For |
| 7 | Reelect Monique Cohen as Director | Management | For | For |
| 8 | Reelect Daniela Schwarzer as Director | Management | For | For |
| 9 | Reelect Fields Wicker-Miurin as Director | Management | For | For |
| 10 | Elect Jacques Aschenbroich as Director | Management | For | For |
| 11 | Approve Remuneration Policy for Chairman of the Board | Management | For | For |
| 12 | Approve Remuneration Policy for CEO and Vice-CEO | Management | For | For |
| 13 | Non-Binding Vote on Compensation of Jean Lemierre, Chairman of the Board | Management | For | For |
| 14 | Non-Binding Vote on Compensation of Jean-Laurent Bonnafe, CEO | Management | For | For |
| 15 | Non-Binding Vote on Compensation of Philippe Bordenave, Vice-CEO | Management | For | For |
| 16 | Non-Binding Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Management | For | For |
| 17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BRF SA Meeting Date: APR 26, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BRFS3 Security ID: P1905C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016 | Management | For | For |
| 2 | Ratify Interest-on-Capital-Stock Payment | Management | For | For |
| 3 | Fix Number of Directors | Management | For | For |
| 4 | Elect Directors | Management | For | For |
| 5 | Elect Board Chairman and Vice-Chairman | Management | For | For |
| 6 | Approve Remuneration of Company's Management | Management | For | Against |
| 7 | Elect Fiscal Council Members | Management | For | For |
| 8 | Approve Remuneration of Fiscal Council Members | Management | For | For |
| BRF SA Meeting Date: APR 26, 2017 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: BRFS3 Security ID: P1905C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Restricted Stock Plan | Management | For | Against |
| BT GROUP PLC Meeting Date: JUL 13, 2016 Record Date: JUL 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: BT.A Security ID: G16612106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Sir Michael Rake as Director | Management | For | For |
| 5 | Re-elect Gavin Patterson as Director | Management | For | For |
| 6 | Re-elect Tony Ball as Director | Management | For | For |
| 7 | Re-elect Iain Conn as Director | Management | For | For |
| 8 | Re-elect Isabel Hudson as Director | Management | For | For |
| 9 | Re-elect Karen Richardson as Director | Management | For | For |
| 10 | Re-elect Nick Rose as Director | Management | For | For |
| 11 | Re-elect Jasmine Whitbread as Director | Management | For | For |
| 12 | Elect Mike Inglis as Director | Management | For | For |
| 13 | Elect Tim Hottges as Director | Management | For | For |
| 14 | Elect Simon Lowth as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 21 | Approve Political Donations | Management | For | For |
| CANADIAN PACIFIC RAILWAY LIMITED Meeting Date: MAY 10, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CP Security ID: 13645T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 3.1 | Elect Director John Baird | Management | For | For |
| 3.2 | Elect Director Isabelle Courville | Management | For | For |
| 3.3 | Elect Director Keith E. Creel | Management | For | For |
| 3.4 | Elect Director Gillian (Jill) H. Denham | Management | For | For |
| 3.5 | Elect Director William R. Fatt | Management | For | For |
| 3.6 | Elect Director Rebecca MacDonald | Management | For | For |
| 3.7 | Elect Director Matthew H. Paull | Management | For | For |
| 3.8 | Elect Director Jane L. Peverett | Management | For | For |
| 3.9 | Elect Director Andrew F. Reardon | Management | For | For |
| 3.10 | Elect Director Gordon T. Trafton II | Management | For | For |
| CHINA PETROLEUM & CHEMICAL CORP. Meeting Date: JUN 28, 2017 Record Date: MAY 26, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 386 Security ID: Y15010104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2016 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2016 Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2016 Financial Reports | Management | For | For |
| 4 | Approve 2016 Profit Distribution Plan | Management | For | For |
| 5 | Approve PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Board to Determine the 2017 Interim Profit Distribution | Management | For | For |
| 7 | Authorize Board to Determine the Proposed Plan for the Issuance of Debt Financing Instruments | Management | For | Against |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 9 | Elect Li Yunpeng as Director | Management | For | For |
| 10 | Elect Zhao Dong as Supervisor | Shareholder | For | For |
| 11 | Amend Articles of Association and Rules of Procedures of Board Meetings | Management | For | For |
| 12 | Approve Overseas Listing Plan of Sinopec Marketing Co., Ltd. | Management | For | For |
| 13 | Approve Compliance of Overseas Listing of Sinopec Marketing Co., Ltd. with the Circular on Issues in Relation to Regulating Overseas Listing of Subsidiaries of Domestic-Listed Companies | Management | For | For |
| 14 | Approve Undertaking of the Company to Maintain its Independent Listing Status | Management | For | For |
| 15 | Approve Description of the Sustainable Profitability and Prospects of the Company | Management | For | For |
| 16 | Authorize Board to Deal with Overseas Listing Matters of Sinopec Marketing Co., Ltd. | Management | For | For |
| 17 | Approve Provision of Assured Entitlement to H-Share Shareholders of the Company Only for Overseas Listing of Sinopec Marketing Co., Ltd. | Management | For | For |
| CHINA PETROLEUM & CHEMICAL CORP. Meeting Date: JUN 28, 2017 Record Date: MAY 26, 2017 Meeting Type: SPECIAL | ||||
| Ticker: 386 Security ID: Y15010104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Provision of Assured Entitlement to H-Share Shareholders of the Company Only for Overseas Listing of Sinopec Marketing Co., Ltd. | Management | For | For |
| COMMERZBANK AG Meeting Date: MAY 03, 2017 Record Date: APR 11, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CBK Security ID: D172W1279 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2017 | Management | For | For |
| 6 | Ratify Ernst & Young GmbH as Auditors for the First Quarter of Fiscal 2018 | Management | For | For |
| 7 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2018 | Management | For | For |
| 8.1 | Elect Tobias Guldimann to the Supervisory Board | Management | For | For |
| 8.2 | Elect Roger Mueller as Alternate Supervisory Board Member | Management | For | For |
| 9 | Amend Articles Re: German Act on Reorganization of the Responsibilities of the Federal Agency for Stabilization of the Financial Markets | Management | For | Against |
| COMPAGNIE FINANCIERE RICHEMONT SA Meeting Date: SEP 14, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: CFR Security ID: H25662182 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 1.70 per Registered A Share and CHF 0.17 per Registered B Share | Management | For | For |
| 3 | Approve Discharge of Board of Directors | Management | For | For |
| 4.1 | Reelect Johann Rupert as Director and Board Chairman | Management | For | Against |
| 4.2 | Reelect Yves-Andre Istel as Director | Management | For | Against |
| 4.3 | Reelect Josua Malherbe as Director | Management | For | Against |
| 4.4 | Reelect Jean-Blaise Eckert as Director | Management | For | Against |
| 4.5 | Reelect Bernard Fornas as Director | Management | For | Against |
| 4.6 | Reelect Richard Lepeu as Director | Management | For | For |
| 4.7 | Reelect Ruggero Magnoni as Director | Management | For | Against |
| 4.8 | Reelect Simon Murray as Director | Management | For | Against |
| 4.9 | Reelect Guillaume Pictet as Director | Management | For | For |
| 4.10 | Reelect Norbert Platt as Director | Management | For | Against |
| 4.11 | Reelect Alan Quasha as Director | Management | For | Against |
| 4.12 | Reelect Maria Ramos as Director | Management | For | For |
| 4.13 | Reelect Lord Renwick of Clifton as Director | Management | For | Against |
| 4.14 | Reelect Jan Rupert as Director | Management | For | Against |
| 4.15 | Reelect Gary Saage as Director | Management | For | Against |
| 4.16 | Reelect Jurgen Schrempp as Director | Management | For | Against |
| 4.17 | Reelect The Duke of Wellington as Director | Management | For | Against |
| 4.18 | Elect Jeff Moss as Director | Management | For | For |
| 4.19 | Elect Cyrille Vigneron as Director | Management | For | Against |
| 5.1 | Appoint Lord Renwick of Clifton as Member of the Compensation Committee | Management | For | Against |
| 5.2 | Appoint Yves Andre Istel as Member of the Compensation Committee | Management | For | Against |
| 5.3 | Appoint The Duke of Wellington as Member of the Compensation Committee | Management | For | Against |
| 6 | Ratify PricewaterhouseCoopers as Auditor | Management | For | For |
| 7 | Designate Francoise Demierre Morand Independent Proxy | Management | For | For |
| 8.1 | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 7.4 Million | Management | For | For |
| 8.2 | Approve Maximum Fixed Remuneration of Senior Executive Committee in the Amount of CHF 9.9 Million | Management | For | For |
| 8.3 | Approve Maximum Variable Remuneration of Senior Executive Committee in the Amount of CHF 16.4 Million | Management | For | For |
| 9 | Transact Other Business (Voting) | Management | For | Against |
| CONVATEC GROUP PLC Meeting Date: MAY 11, 2017 Record Date: MAY 09, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CTEC Security ID: G23969101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect Sir Christopher Gent as Director | Management | For | For |
| 5 | Elect Paul Moraviec as Director | Management | For | For |
| 6 | Elect Nigel Clerkin as Director | Management | For | For |
| 7 | Elect Steve Holliday as Director | Management | For | For |
| 8 | Elect Jesper Ovesen as Director | Management | For | For |
| 9 | Elect Rick Anderson as Director | Management | For | For |
| 10 | Elect Raj Shah as Director | Management | For | For |
| 11 | Elect Kasim Kutay as Director | Management | For | For |
| 12 | Appoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Approve Scrip Dividend Alternative | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Approve Save As You Earn Scheme | Management | For | For |
| 20 | Approve US Employee Share Purchase Plan | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| CREDIT SUISSE GROUP AG Meeting Date: MAY 18, 2017 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: CSGN Security ID: H3698D419 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve CHF 16.2 Million Share Capital Increase with Preemptive Rights | Management | For | For |
| 2 | Transact Other Business: Proposals by Shareholders (Voting) | Management | None | Against |
| 3 | Transact Other Business: Proposals by the Board of Directors (Voting) | Management | None | Against |
| DAIKIN INDUSTRIES LTD. Meeting Date: JUN 29, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 6367 Security ID: J10038115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Management | For | For |
| 2.1 | Appoint Statutory Auditor Yano, Ryu | Management | For | For |
| 2.2 | Appoint Statutory Auditor Fukunaga, Kenji | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Ono, Ichiro | Management | For | For |
| DAIMLER AG Meeting Date: MAR 29, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: DAI Security ID: D1668R123 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.25 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5.1 | Ratify KPMG AG as Auditors for Fiscal 2017 | Management | For | For |
| 5.2 | Ratify KPMG AG as Auditors for the 2018 Interim Financial Statements Until the 2018 AGM | Management | For | For |
| 6.1 | Elect Clemens Boersig to the Supervisory Board | Management | For | For |
| 6.2 | Elect Bader Mohammad Al Saad to the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Amend Articles Re: Participation and Voting at Shareholder Meetings | Management | For | For |
| DANONE Meeting Date: APR 27, 2017 Record Date: APR 24, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BN Security ID: F12033134 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.70 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Reelect Gaelle Olivier as Director | Management | For | For |
| 6 | Reelect Isabelle Seillier as Director | Management | For | For |
| 7 | Reelect Jean-Michel Severino as Director | Management | For | For |
| 8 | Reelect Lionel Zinsou-Derlin as Director | Management | For | Against |
| 9 | Elect Gregg L. Engles as Director | Management | For | For |
| 10 | Approve Transaction with J.P. Morgan | Management | For | Against |
| 11 | Non-Binding Vote on Compensation of Franck Riboud, Chairman | Management | For | For |
| 12 | Non-Binding Vote on Compensation of Emmanuel Faber, CEO | Management | For | For |
| 13 | Approve Remuneration Policy of Chairman | Management | For | For |
| 14 | Approve Remuneration Policy of Executive Officers | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 57 Million | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights with Binding Priority Right up to Aggregate Nominal Amount of EUR 16 Million | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 19 | Authorize Capital Increase of Up to EUR 16 Million for Future Exchange Offers | Management | For | For |
| 20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 21 | Authorize Capitalization of Reserves of Up to EUR 41 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 23 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 24 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| DEUTSCHE BANK AG Meeting Date: MAY 18, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: DBK Security ID: D18190898 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.19 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5 | Ratify KPMG as Auditors for Fiscal 2017 | Management | For | For |
| 6 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | For |
| 7 | Authorize Share Repurchase Program with possible Exclusion of Preemptive Rights | Management | For | For |
| 8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 9 | Approve Remuneration System for Management Board Members | Management | For | For |
| 10.1 | Elect Gerd Alexander Schuetz to the Supervisory Board | Management | For | For |
| 10.2 | Elect Paul Achleitner to the Supervisory Board | Management | For | For |
| 10.3 | Elect Stefan Simon to the Supervisory Board | Management | For | For |
| 10.4 | Elect Gerhard Eschelbeck to the Supervisory Board | Management | For | For |
| 11 | Approve Issuance of Convertible and Warrant-Linked Bonds, Participation Certificates, and Other Hybrid Notes without Preemptive Rights up to Nominal Amount of EUR 12 Billion; Approve EUR 512 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 12 | Approve Creation of EUR 512 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 13 | Approve Creation of EUR 2 Billion Pool of Capital with Preemptive Rights | Management | For | For |
| 14 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 51.2 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
| 15 | Amend Articles Re: Convening of General Meetings for Recovery Measures | Management | For | Against |
| 16.1 | Amend Articles Re: Supervisory Board Terms | Management | For | For |
| 16.2 | Amend Articles Re: Constitutive Board Meetings | Management | For | For |
| 16.3 | Amend Articles Re: Convening of Board Meetings | Management | For | For |
| 16.4 | Amend Articles Re: Limits for Transactions Subject to Board Approval | Management | For | For |
| 16.5 | Amend Articles Re: Due Date for Board Remuneration | Management | For | For |
| 17 | Approve Special Audit Re: Conduct of Management and Supervisory Boards in Connection with Misleading of the FCA; Appoint Thomas Tuemmler as Special Auditor | Shareholder | None | For |
| 18 | Approve Special Audit Re: Conduct of Management and Supervisory Boards in Connection with Manipulation of Reference Interest Rates; Appoint Gero Huebenthal as Special Auditor | Shareholder | None | For |
| 19 | Approve Special Audit Re: Conduct of Management and Supervisory Boards in Connection with Money Laundering in Russia; Appoint Dieter Bruckhaus as Special Auditor | Shareholder | None | For |
| 20 | Approve Appropriation of Distributable Profit for Fiscal 2015 | Shareholder | Against | Against |
| DEUTSCHE TELEKOM AG Meeting Date: MAY 31, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: DTE Security ID: D2035M136 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2017 | Management | For | For |
| 6 | Approve Creation of EUR 3.6 Billion Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Elect Dagmar Kollmann to the Supervisory Board | Management | For | For |
| DONG-E-E-JIAO CO., LTD. Meeting Date: MAY 23, 2017 Record Date: MAY 18, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 000423 Security ID: Y7689C109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report and Summary | Management | For | For |
| 2 | Approve Report of the Board of Directors | Management | For | For |
| 3 | Approve Report of the Board of Supervisors | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve Report of the Independent Directors | Management | For | For |
| 7 | Approve 2017 Daily Related-party Transactions | Management | For | For |
| 8 | Approve Appointment of Auditor and Fix the Remuneration | Management | For | For |
| 9 | Approve Investment in Financial Products | Management | For | Against |
| 10 | Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members | Management | For | For |
| ELECTRICITE DE FRANCE Meeting Date: JUL 26, 2016 Record Date: JUL 21, 2016 Meeting Type: SPECIAL | ||||
| Ticker: EDF Security ID: F2940H113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Transfer to Legal Reserve Account | Management | For | For |
| 2 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 480 Million | Management | For | Against |
| 3 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 4 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 5 | Approve Employee Indirect Stock Purchase Plan for Employees | Management | For | For |
| 6 | Amend Terms of Authorizations Granted by the May 12, 2016, AGM under Items 1 to 9 and 11 to 19 | Management | For | For |
| 7 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ELECTRICITE DE FRANCE Meeting Date: MAY 18, 2017 Record Date: MAY 15, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: EDF Security ID: F2940H113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Management | For | For |
| A | Approve Allocation of Income and Absence of Dividends | Shareholder | Against | Against |
| 4 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
| 5 | Approve Transaction with BNP Paribas Re: Mandate of Global Coordinator Associate | Management | For | For |
| 6 | Approve Transaction with Societe Generale Re: Mandate of Global Coordinator Associate | Management | For | For |
| 7 | Approve Transaction with Areva NP Re: Share Transfer and Shareholders' Agreement | Management | For | Against |
| 8 | Approve Transaction with Caisse des Depots et Consignations and CNP Assurances Re: Investment Terms and Shareholders' agreement | Management | For | Against |
| 9 | Approve Transaction with the State, Caisse des Depots et Consignations, CNP Assurances and the Joint-Venture Re: Partial Disposal of RTE's capital | Management | For | Against |
| 10 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 11 | Non-Binding Vote on Compensation of Jean-Bernard Levy, Chairman and CEO | Management | For | For |
| 12 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Ratify Appointment of Michele Rousseau as Director | Management | For | Against |
| 15 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
| 16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 17 | Amend Article 19 of Bylaws Re: Auditors | Management | For | For |
| 18 | Renew Appointment of Deloitte et Associes as Auditor | Management | For | For |
| 19 | Renew Appointment of KPMG SA as Auditor | Management | For | For |
| 20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| FERROVIAL SA Meeting Date: APR 04, 2017 Record Date: MAR 30, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FER Security ID: E49512119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Appoint Deloitte as Auditor | Management | For | For |
| 5.1 | Ratify Appointment of and Elect Philip Bowman as Director | Management | For | For |
| 5.2 | Elect Hanne Birgitte Breinbjerb Sorensen as Director | Management | For | For |
| 6 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 7 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 8 | Approve Reduction in Share Capital via Amortization of Treasury Shares | Management | For | For |
| 9.1 | Amend Article 46 Re: Attendance of Board Meetings | Management | For | For |
| 9.2 | Remove Chapter VII Transitory Provision Re: Audit and Control Committee | Management | For | For |
| 10 | Authorize Share Repurchase Program | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 12 | Advisory Vote on Remuneration Report | Management | For | For |
| 13 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| FRESENIUS SE & CO KGAA Meeting Date: MAY 12, 2017 Record Date: APR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FRE Security ID: D27348263 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | Against |
| 3 | Approve Discharge of Personally Liable Partner for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2017 | Management | For | For |
| 6 | Amend Stock Option Plan | Management | For | For |
| 7 | Amend Remuneration of Supervisory Board | Management | For | Against |
| HEINEKEN NV Meeting Date: APR 20, 2017 Record Date: MAR 23, 2017 Meeting Type: ANNUAL | ||||
| Ticker: HEIA Security ID: N39427211 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 1.b | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 1.c | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 1.d | Receive Explanation on Dividend Policy | Management | None | None |
| 1.e | Approve Dividends of EUR1.34 Per Share | Management | For | For |
| 1.f | Approve Discharge of Management Board | Management | For | For |
| 1.g | Approve Discharge of Supervisory Board | Management | For | For |
| 2.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 2.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 2.c | Authorize Board to Exclude Preemptive Rights from Issuance under Item 2b | Management | For | For |
| 3 | Amend Performance Criteria of Long-Term Incentive Plan | Management | For | For |
| 4 | Ratify Deloitte as Auditors | Management | For | For |
| 5 | Reelect J.F.M.L. van Boxmeer to Management Board | Management | For | For |
| 6.a | Reelect M. Das to Supervisory Board | Management | For | For |
| 6.b | Reelect V.C.O.B.J. Navarre to Supervisory Board | Management | For | For |
| IBERDROLA S.A. Meeting Date: MAR 31, 2017 Record Date: MAR 26, 2017 Meeting Type: ANNUAL | ||||
| Ticker: IBE Security ID: E6165F166 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated and Standalone Management Reports | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Appoint KPMG Auditores as Auditor | Management | For | For |
| 5 | Amend Preamble of Bylaws | Management | For | For |
| 6 | Amend Articles 7 and 8 Re: Company's Commitment, Mission, Vision and Values | Management | For | For |
| 7 | Amend Article 14 of General Meeting Regulations Re: Right to Information and Technical Improvements | Management | For | For |
| 8 | Amend Articles 19 and 39 of General Meeting Regulations Re: Channels for Participation | Management | For | For |
| 9 | Elect Juan Manuel Gonzalez Serna as Director | Management | For | For |
| 10 | Elect Francisco Martinez Corcoles as Director | Management | For | For |
| 11 | Approve Allocation of Income and Dividends | Management | For | For |
| 12 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 13 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 14 | Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares | Management | For | For |
| 15 | Approve Restricted Stock Plan | Management | For | For |
| 16 | Advisory Vote on Remuneration Report | Management | For | For |
| 17 | Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 20 Billion and Issuance of Notes up to EUR 6 Billion | Management | For | For |
| 18 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| INFINEON TECHNOLOGIES AG Meeting Date: FEB 16, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: IFX Security ID: D35415104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.22 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2017 | Management | For | For |
| 6 | Elect Geraldine Picaud to the Supervisory Board | Management | For | For |
| 7 | Approve Affiliation Agreement with Subsidiary Infineon Technologies Mantel 28 GmbH | Management | For | For |
| 8 | Approve Affiliation Agreement with Subsidiary Infineon Technologies Mantel 29 GmbH | Management | For | For |
| INTESA SANPAOLO SPA Meeting Date: APR 27, 2017 Record Date: APR 18, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ISP Security ID: T55067101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.b | Approve Allocation of Income | Management | For | For |
| 2.a | 2017 Remuneration Policies for Employees and Non-Employed Staff | Management | For | For |
| 2.b | Extend Maximum Variable Compensation Ratio to All Risk Takers Who Are Not Part of Corporate Control Functions | Management | For | For |
| 2.c | Approve Severance Payments Policy | Management | For | For |
| 2.d | Approve Incentive Bonus Plan | Management | For | For |
| 2.e | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Incentive Bonus Plan | Management | For | For |
| KOMATSU LTD. Meeting Date: JUN 20, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 6301 Security ID: J35759125 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 29 | Management | For | For |
| 2.1 | Elect Director Noji, Kunio | Management | For | For |
| 2.2 | Elect Director Ohashi, Tetsuji | Management | For | For |
| 2.3 | Elect Director Fujitsuka, Mikio | Management | For | For |
| 2.4 | Elect Director Kuromoto, Kazunori | Management | For | For |
| 2.5 | Elect Director Mori, Masanao | Management | For | For |
| 2.6 | Elect Director Oku, Masayuki | Management | For | For |
| 2.7 | Elect Director Yabunaka, Mitoji | Management | For | For |
| 2.8 | Elect Director Kigawa, Makoto | Management | For | For |
| 3.1 | Appoint Statutory Auditor Matsuo, Hironobu | Management | For | For |
| 3.2 | Appoint Statutory Auditor Ono, Kotaro | Management | For | For |
| 4 | Approve Annual Bonus | Management | For | For |
| 5 | Approve Deep Discount Stock Option Plan | Management | For | For |
| KWEICHOW MOUTAI CO., LTD. Meeting Date: SEP 20, 2016 Record Date: SEP 08, 2016 Meeting Type: SPECIAL | ||||
| Ticker: 600519 Security ID: Y5070V116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2015 Daily Related Party Transactions and 2016 Daily Related Party Transactions | Management | For | Against |
| 2.01 | Elect Xu Dingbo as Independent Director | Management | For | For |
| 2.02 | Elect Zhang Jingzhong as Independent Director | Management | For | For |
| LAFARGEHOLCIM LTD. Meeting Date: MAY 03, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: LHN Security ID: H4768E105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Against |
| 3.1 | Approve Allocation of Income | Management | For | For |
| 3.2 | Approve Dividends of CHF 2.00 per Share | Management | For | For |
| 4.1a | Reelect Beat Hess as Director and Board Chairman | Management | For | For |
| 4.1b | Reelect Bertrand Colomb as Director | Management | For | For |
| 4.1c | Reelect Paul Desmarais as Director | Management | For | For |
| 4.1d | Reelect Oscar Fanjul as Director | Management | For | For |
| 4.1e | Reelect Gerard Lamarche as Director | Management | For | For |
| 4.1f | Reelect Adrian Loader as Director | Management | For | For |
| 4.1g | Reelect Juerg Oleas as Director | Management | For | For |
| 4.1h | Reelect Nassef Sawiris as Director | Management | For | For |
| 4.1i | Reelect Thomas Schmidheiny as Director | Management | For | For |
| 4.1j | Reelect Hanne Sorensen as Director | Management | For | For |
| 4.1k | Reelect Dieter Spaelti as Director | Management | For | For |
| 4.2 | Elect Patrick Kron as Director | Management | For | For |
| 4.3.1 | Reappoint Paul Desmarais as Member of the Compensation Committee | Management | For | For |
| 4.3.2 | Reappoint Oscar Fanjul as Member of the Compensation Committee | Management | For | For |
| 4.3.3 | Reappoint Adrian Loader as Member of the Compensation Committee | Management | For | For |
| 4.3.4 | Reappoint Nassef Sawiris as Member of the Compensation Committee | Management | For | For |
| 4.3.5 | Reappoint Hanne Sorensen as Member of the Compensation Committee | Management | For | For |
| 4.4.1 | Ratify Deloitte AG as Auditors | Management | For | For |
| 4.4.2 | Designate Thomas Ris as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 5.4 Million | Management | For | For |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 40.5 Million | Management | For | For |
| 6 | Transact Other Business (Voting) | Management | For | Against |
| LINE CORPORATION Meeting Date: MAR 30, 2017 Record Date: DEC 29, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 3938 Security ID: 53567X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Change Location of Head Office - Clarify Provisions on Alternate Statutory Auditors | Management | For | For |
| 2.1 | Elect Director Idezawa, Takeshi | Management | For | For |
| 2.2 | Elect Director Masuda, Jun | Management | For | For |
| 2.3 | Elect Director Joongho Shin | Management | For | For |
| 2.4 | Elect Director In Joon Hwang | Management | For | For |
| 2.5 | Elect Director Hae Jin Lee | Management | For | For |
| 2.6 | Elect Director Kunihiro, Tadashi | Management | For | For |
| 2.7 | Elect Director Kotaka, Koji | Management | For | For |
| 2.8 | Elect Director Hatoyama, Rehito | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Watanabe, Naoki | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | For |
| MARUTI SUZUKI INDIA LTD Meeting Date: SEP 08, 2016 Record Date: SEP 01, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 532500 Security ID: Y7565Y100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect R. C. Bhargava as Director | Management | For | For |
| 4 | Reelect Kazuhiko Ayabe as Director | Management | For | For |
| 5 | Approve Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Reappointment and Remuneration of Kenichi Ayukawa as Managing Director and CEO | Management | For | For |
| 7 | Approve Reappointment and Remuneration of Toshiaki Hasuike as Joint Managing Director | Management | For | For |
| 8 | Approve Remuneration of Cost Auditors | Management | For | For |
| MITSUBISHI UFJ FINANCIAL GROUP Meeting Date: JUN 29, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 8306 Security ID: J44497105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 9 | Management | For | For |
| 2.1 | Elect Director Kawakami, Hiroshi | Management | For | For |
| 2.2 | Elect Director Kawamoto, Yuko | Management | For | For |
| 2.3 | Elect Director Matsuyama, Haruka | Management | For | For |
| 2.4 | Elect Director Toby S. Myerson | Management | For | For |
| 2.5 | Elect Director Okuda, Tsutomu | Management | For | For |
| 2.6 | Elect Director Sato, Yukihiro | Management | For | For |
| 2.7 | Elect Director Tarisa Watanagase | Management | For | For |
| 2.8 | Elect Director Yamate, Akira | Management | For | For |
| 2.9 | Elect Director Shimamoto, Takehiko | Management | For | For |
| 2.10 | Elect Director Okamoto, Junichi | Management | For | For |
| 2.11 | Elect Director Sono, Kiyoshi | Management | For | For |
| 2.12 | Elect Director Nagaoka, Takashi | Management | For | For |
| 2.13 | Elect Director Ikegaya, Mikio | Management | For | For |
| 2.14 | Elect Director Mike, Kanetsugu | Management | For | For |
| 2.15 | Elect Director Hirano, Nobuyuki | Management | For | For |
| 2.16 | Elect Director Kuroda, Tadashi | Management | For | For |
| 2.17 | Elect Director Tokunari, Muneaki | Management | For | For |
| 2.18 | Elect Director Yasuda, Masamichi | Management | For | For |
| 3 | Amend Articles to Require Individual Compensation Disclosure for Directors | Shareholder | Against | Against |
| 4 | Amend Articles to Separate Chairman of the Board and CEO | Shareholder | Against | Against |
| 5 | Amend Articles to Create System that Enables Employees to be Reinstated after Running for Office in National Elections, Local Assembly Elections, and Elections for the Heads of Local Governments | Shareholder | Against | Against |
| 6 | Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately | Shareholder | Against | Against |
| 7 | Amend Articles to Disclose Director Training Policy | Shareholder | Against | Against |
| 8 | Amend Articles to Add Provisions on Communications and Responses between Shareholders and Directors | Shareholder | Against | Against |
| 9 | Amend Articles to Add Provisions Allowing Shareholders to Nominate Director Candidates to Nomination Committee and Its Equal Treatment | Shareholder | Against | Against |
| 10 | Amend Articles to Allow Inclusion of Shareholder Proposals in Convocation Notice with the Upper Limit of 100 at Minimum | Shareholder | Against | Against |
| 11 | Amend Articles to Establish Liaison for Reporting Concerns to Audit Committee | Shareholder | Against | Against |
| 12 | Amend Articles to Mandate Holding of Meetings Consisting Solely of Outside Directors | Shareholder | Against | Against |
| 13 | Amend Articles to Add Provisions on Recruitment and Offer of Senior Positions to Women Who Interrupted Their Careers for Childbirth | Shareholder | Against | Against |
| 14 | Amend Articles to Prohibit Discriminatory Treatment of Activist Investors | Shareholder | Against | Against |
| 15 | Amend Articles to Establish Special Committee on Expressing the Company's Opinion on Recent Actions by Justice Minister Katsutoshi Kaneda | Shareholder | Against | Against |
| 16 | Amend Articles to Establish Special Investigation Committee on Loans to K.K. Kenko | Shareholder | Against | Against |
| 17 | Remove Director Haruka Matsuyama from Office | Shareholder | Against | Against |
| 18 | Appoint Shareholder Director Nominee Lucian Bebchuk in place of Haruka Matsuyama | Shareholder | Against | Against |
| 19 | Amend Articles to Hand over Petition Calling for Refraining of Strongly Pursuing Negative Interest Rate Policy to Governor of the Bank of Japan | Shareholder | Against | Against |
| NATIONAL GRID PLC Meeting Date: JUL 25, 2016 Record Date: JUL 23, 2016 Meeting Type: ANNUAL | ||||
| Ticker: NG. Security ID: G6375K151 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Sir Peter Gershon as Director | Management | For | For |
| 4 | Re-elect John Pettigrew as Director | Management | For | For |
| 5 | Re-elect Andrew Bonfield as Director | Management | For | For |
| 6 | Re-elect Dean Seavers as Director | Management | For | For |
| 7 | Elect Nicola Shaw as Director | Management | For | For |
| 8 | Re-elect Nora Mead Brownell as Director | Management | For | For |
| 9 | Re-elect Jonathan Dawson as Director | Management | For | For |
| 10 | Re-elect Therese Esperdy as Director | Management | For | For |
| 11 | Re-elect Paul Golby as Director | Management | For | For |
| 12 | Re-elect Ruth Kelly as Director | Management | For | For |
| 13 | Re-elect Mark Williamson as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with 14 Working Days' Notice | Management | For | For |
| NATIONAL GRID PLC Meeting Date: MAY 19, 2017 Record Date: MAY 17, 2017 Meeting Type: SPECIAL | ||||
| Ticker: NG. Security ID: G6375K151 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Consolidation | Management | For | For |
| 2 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 3 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 4 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 5 | Authorise Market Purchase of New Ordinary Shares | Management | For | For |
| NESTLE SA Meeting Date: APR 06, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: NESN Security ID: H57312649 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 2.30 per Share | Management | For | Did Not Vote |
| 4.1a | Reelect Paul Bulcke as Director | Management | For | Did Not Vote |
| 4.1b | Reelect Andreas Koopmann as Director | Management | For | Did Not Vote |
| 4.1c | Reelect Henri de Castries as Director | Management | For | Did Not Vote |
| 4.1d | Reelect Beat W. Hess as Director | Management | For | Did Not Vote |
| 4.1e | Reelect Renato Fassbind as Director | Management | For | Did Not Vote |
| 4.1f | Reelect Steven G. Hoch as Director | Management | For | Did Not Vote |
| 4.1g | Reelect Naina Lal Kidwai as Director | Management | For | Did Not Vote |
| 4.1h | Reelect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
| 4.1i | Reelect Ann M. Veneman as Director | Management | For | Did Not Vote |
| 4.1j | Reelect Eva Cheng as Director | Management | For | Did Not Vote |
| 4.1k | Reelect Ruth K. Oniang'o as Director | Management | For | Did Not Vote |
| 4.1l | Reelect Patrick Aebischer as Director | Management | For | Did Not Vote |
| 4.2a | Elect Ulf Mark Schneider as Director | Management | For | Did Not Vote |
| 4.2b | Elect Ursula M. Burns as Director | Management | For | Did Not Vote |
| 4.3 | Elect Paul Bulcke as Board Chairman | Management | For | Did Not Vote |
| 4.4a | Appoint Beat W. Hess as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.4b | Appoint Andreas Koopmann as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.4c | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.4d | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | Did Not Vote |
| 4.5 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 4.6 | Designate Hartmann Dreyer as Independent Proxy | Management | For | Did Not Vote |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | Did Not Vote |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 60 Million | Management | For | Did Not Vote |
| 6 | Transact Other Business (Voting) | Management | Against | Did Not Vote |
| NN GROUP NV Meeting Date: JUN 01, 2017 Record Date: MAY 04, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NN Security ID: N64038107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Annual Report 2016 | Management | None | None |
| 3 | Discuss Remuneration Policy 2016 | Management | None | None |
| 4a | Adopt Financial Statements 2016 | Management | For | For |
| 4b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4c | Approve Dividends of EUR 1.55 Per Share | Management | For | For |
| 5a | Approve Discharge of Executive Board | Management | For | For |
| 5b | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Announce Intention to Reappoint Lard Friese to Executive Board | Management | None | None |
| 7 | Discussion of Supervisory Board Profile | Management | None | None |
| 8a | Elect Robert Ruijter to Supervisory Board | Management | For | For |
| 8b | Elect Clara Streit to Supervisory Board | Management | For | For |
| 9a | Approve Remuneration of Supervisory Board | Management | For | For |
| 9b | Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration | Management | For | For |
| 10 | Amend Articles of Association | Management | For | For |
| 11a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 11b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Approve Cancellation of Repurchased Shares Up to 20 Percent of Issued Share Capital | Management | For | For |
| 14 | Other Business (Non-Voting) | Management | None | None |
| NOVARTIS AG Meeting Date: FEB 28, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: NOVN Security ID: H5820Q150 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.75 per Share | Management | For | For |
| 4 | Approve CHF 5.14 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 5.1 | Approve Maximum Remuneration of Directors in the Amount of CHF 8.5 Million | Management | For | For |
| 5.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 99 Million | Management | For | For |
| 5.3 | Approve Remuneration Report (Non-Binding) | Management | For | Against |
| 6.1 | Reelect Joerg Reinhardt as Director and Chairman | Management | For | For |
| 6.2 | Reelect Nancy C. Andrews as Director | Management | For | For |
| 6.3 | Reelect Dimitri Azar as Director | Management | For | For |
| 6.4 | Reelect Ton Buechner as Director | Management | For | For |
| 6.5 | Reelect Srikant Datar as Director | Management | For | For |
| 6.6 | Reelect Elizabeth Doherty as Director | Management | For | For |
| 6.7 | Reelect Ann Fudge as Director | Management | For | For |
| 6.8 | Reelect Pierre Landolt as Director | Management | For | For |
| 6.9 | Reelect Andreas von Planta as Director | Management | For | For |
| 6.10 | Reelect Charles L. Sawyers as Director | Management | For | For |
| 6.11 | Reelect Enrico Vanni as Director | Management | For | For |
| 6.12 | Reelect William T. Winters as Director | Management | For | For |
| 6.13 | Elect Frans van Houten as Director | Management | For | For |
| 7.1 | Appoint Srikant Datar as Member of the Compensation Committee | Management | For | For |
| 7.2 | Appoint Ann Fudge as Member of the Compensation Committee | Management | For | For |
| 7.3 | Appoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
| 7.4 | Appoint William T. Winters as Member of the Compensation Committee | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 9 | Designate Peter Andreas Zahn as Independent Proxy | Management | For | For |
| 10 | Transact Other Business (Voting) | Management | For | Against |
| NXP SEMICONDUCTORS NV Meeting Date: JAN 27, 2017 Record Date: DEC 30, 2016 Meeting Type: SPECIAL | ||||
| Ticker: NXPI Security ID: N6596X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss Offer by Qualcomm | Management | None | None |
| 3a | Elect Steve Mollenkopf as Executive Director | Management | For | For |
| 3b | Elect Derek K Aberle as Non-Executive Director | Management | For | For |
| 3c | Elect George S Davis as Non-Executive Director | Management | For | For |
| 3d | Elect Donald J Rosenberg as Non-Executive Director | Management | For | For |
| 3e | Elect Brian Modoff as Non-Executive Director | Management | For | For |
| 4 | Approve Discharge of Board of Directors | Management | For | For |
| 5a | Approve Asset Sale Re: Offer by Qualcomm | Management | For | For |
| 5b | Approve Dissolution of NXP | Management | For | For |
| 6a | Amend Article Post-Acceptance Re: Offer by Qualcomm | Management | For | For |
| 6b | Amend Articles Post-Delisting Re: Offer by Qualcomm | Management | For | For |
| OLYMPUS CORP. Meeting Date: JUN 28, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 7733 Security ID: J61240107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 28 | Management | For | For |
| 2.1 | Elect Director Sasa, Hiroyuki | Management | For | For |
| 2.2 | Elect Director Takeuchi, Yasuo | Management | For | For |
| 2.3 | Elect Director Taguchi, Akihiro | Management | For | For |
| 2.4 | Elect Director Ogawa, Haruo | Management | For | For |
| 2.5 | Elect Director Hirata, Kiichi | Management | For | For |
| 2.6 | Elect Director Hiruta, Shiro | Management | For | For |
| 2.7 | Elect Director Fujita, Sumitaka | Management | For | For |
| 2.8 | Elect Director Katayama, Takayuki | Management | For | For |
| 2.9 | Elect Director Kaminaga, Susumu | Management | For | For |
| 2.10 | Elect Director Kikawa, Michijiro | Management | For | For |
| 2.11 | Elect Director Iwamura, Tetsuo | Management | For | For |
| 3 | Appoint Statutory Auditor Koga, Nobuyuki | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Teshima, Atsushi | Management | For | For |
| 5 | Approve Equity Compensation Plan | Management | For | For |
| OMRON CORP. Meeting Date: JUN 22, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 6645 Security ID: J61374120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 34 | Management | For | For |
| 2 | Amend Articles to Clarify Director Authority on Shareholder Meetings - Amend Provisions on Director Titles | Management | For | For |
| 3.1 | Elect Director Tateishi, Fumio | Management | For | For |
| 3.2 | Elect Director Yamada, Yoshihito | Management | For | For |
| 3.3 | Elect Director Miyata, Kiichiro | Management | For | For |
| 3.4 | Elect Director Nitto, Koji | Management | For | For |
| 3.5 | Elect Director Ando, Satoshi | Management | For | For |
| 3.6 | Elect Director Kobayashi, Eizo | Management | For | For |
| 3.7 | Elect Director Nishikawa, Kuniko | Management | For | For |
| 3.8 | Elect Director Kamigama, Takehiro | Management | For | For |
| 4 | Appoint Statutory Auditor Kunihiro, Tadashi | Management | For | For |
| 5 | Appoint Alternate Statutory Auditor Watanabe, Toru | Management | For | For |
| 6 | Approve Annual Bonus | Management | For | For |
| 7 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| POTASH CORPORATION OF SASKATCHEWAN INC. Meeting Date: NOV 03, 2016 Record Date: SEP 22, 2016 Meeting Type: SPECIAL | ||||
| Ticker: POT Security ID: 73755L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement with Agrium Inc. | Management | For | For |
| POTASH CORPORATION OF SASKATCHEWAN INC. Meeting Date: MAY 09, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: POT Security ID: 73755L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher M. Burley | Management | For | For |
| 1.2 | Elect Director Donald G. Chynoweth | Management | For | For |
| 1.3 | Elect Director John W. Estey | Management | For | For |
| 1.4 | Elect Director Gerald W. Grandey | Management | For | For |
| 1.5 | Elect Director C. Steven Hoffman | Management | For | For |
| 1.6 | Elect Director Alice D. Laberge | Management | For | For |
| 1.7 | Elect Director Consuelo E. Madere | Management | For | For |
| 1.8 | Elect Director Keith G. Martell | Management | For | For |
| 1.9 | Elect Director Aaron W. Regent | Management | For | For |
| 1.10 | Elect Director Jochen E. Tilk | Management | For | For |
| 1.11 | Elect Director Zoe A. Yujnovich | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| RECKITT BENCKISER GROUP PLC Meeting Date: MAY 04, 2017 Record Date: MAY 02, 2017 Meeting Type: ANNUAL | ||||
| Ticker: RB. Security ID: G74079107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Adrian Bellamy as Director | Management | For | Abstain |
| 5 | Re-elect Nicandro Durante as Director | Management | For | For |
| 6 | Re-elect Mary Harris as Director | Management | For | For |
| 7 | Re-elect Adrian Hennah as Director | Management | For | For |
| 8 | Re-elect Kenneth Hydon as Director | Management | For | Against |
| 9 | Re-elect Rakesh Kapoor as Director | Management | For | For |
| 10 | Re-elect Pamela Kirby as Director | Management | For | For |
| 11 | Re-elect Andre Lacroix as Director | Management | For | For |
| 12 | Re-elect Chris Sinclair as Director | Management | For | For |
| 13 | Re-elect Judith Sprieser as Director | Management | For | For |
| 14 | Re-elect Warren Tucker as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| RECKITT BENCKISER GROUP PLC Meeting Date: MAY 31, 2017 Record Date: MAY 26, 2017 Meeting Type: SPECIAL | ||||
| Ticker: RB. Security ID: G74079107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of Mead Johnson Nutrition Company | Management | For | For |
| SHIN-ETSU CHEMICAL CO. LTD. Meeting Date: JUN 29, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 4063 Security ID: J72810120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
| 2 | Amend Articles to Indemnify Directors - Indemnify Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Saito, Yasuhiko | Management | For | For |
| 3.2 | Elect Director Ishihara, Toshinobu | Management | For | For |
| 3.3 | Elect Director Ueno, Susumu | Management | For | For |
| 3.4 | Elect Director Matsui, Yukihiro | Management | For | For |
| 3.5 | Elect Director Miyajima, Masaki | Management | For | For |
| 3.6 | Elect Director Frank Peter Popoff | Management | For | For |
| 3.7 | Elect Director Miyazaki, Tsuyoshi | Management | For | For |
| 3.8 | Elect Director Fukui, Toshihiko | Management | For | For |
| 3.9 | Elect Director Kasahara, Toshiyuki | Management | For | For |
| 3.10 | Elect Director Onezawa, Hidenori | Management | For | For |
| 3.11 | Elect Director Maruyama, Kazumasa | Management | For | For |
| 4 | Appoint Statutory Auditor Fukui, Taku | Management | For | Against |
| 5 | Approve Stock Option Plan | Management | For | For |
| SHIRE PLC Meeting Date: APR 25, 2017 Record Date: APR 23, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SHP Security ID: G8124V108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Dominic Blakemore as Director | Management | For | For |
| 4 | Re-elect Olivier Bohuon as Director | Management | For | For |
| 5 | Re-elect William Burns as Director | Management | For | For |
| 6 | Elect Ian Clark as Director | Management | For | For |
| 7 | Elect Gail Fosler as Director | Management | For | For |
| 8 | Re-elect Steven Gillis as Director | Management | For | For |
| 9 | Re-elect David Ginsburg as Director | Management | For | For |
| 10 | Re-elect Susan Kilsby as Director | Management | For | For |
| 11 | Re-elect Sara Mathew as Director | Management | For | For |
| 12 | Re-elect Anne Minto as Director | Management | For | For |
| 13 | Re-elect Flemming Ornskov as Director | Management | For | For |
| 14 | Re-elect Jeffrey Poulton as Director | Management | For | For |
| 15 | Elect Albert Stroucken as Director | Management | For | For |
| 16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Adopt New Articles of Association | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| SINOTRANS AIR TRANSPORTATION DEVELOPMENT CO., LTD. Meeting Date: JUL 15, 2016 Record Date: JUL 07, 2016 Meeting Type: SPECIAL | ||||
| Ticker: 600270 Security ID: Y4241M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Provision of Loan Guarantee to Wholly-owned Subsidiary | Management | For | For |
| UBS GROUP AG Meeting Date: MAY 04, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: UBSG Security ID: H892U1882 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 0.60 per Share from Capital Contribution Reserves | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 71.9 Million | Management | For | For |
| 5 | Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 31.5 Million | Management | For | For |
| 6.1a | Reelect Axel Weber as Director and Board Chairman | Management | For | For |
| 6.1b | Reelect Michel Demare as Director | Management | For | For |
| 6.1c | Reelect David Sidwell as Director | Management | For | For |
| 6.1d | Reelect Reto Francioni as Director | Management | For | For |
| 6.1e | Reelect Ann Godbehere as Director | Management | For | For |
| 6.1f | Reelect William Parrett as Director | Management | For | For |
| 6.1g | Reelect Isabelle Romy as Director | Management | For | For |
| 6.1h | Reelect Robert Scully as Director | Management | For | For |
| 6.1i | Reelect Beatrice Weder di Mauro as Director | Management | For | For |
| 6.1j | Reelect Dieter Wemmer as Director | Management | For | For |
| 6.2 | Elect Julie Richardson as Director | Management | For | For |
| 6.3.1 | Appoint Ann Godbehere as Member of the Compensation Committee | Management | For | For |
| 6.3.2 | Appoint Michel Demare as Member of the Compensation Committee | Management | For | For |
| 6.3.3 | Appoint Reto Francioni as Member of the Compensation Committee | Management | For | For |
| 6.3.4 | Appoint William Parrett as Member of the Compensation Committee | Management | For | For |
| 7 | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 14 Million | Management | For | For |
| 8.1 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | For |
| 8.2 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 9 | Transact Other Business (Voting) | Management | For | Against |
| UNICREDIT SPA Meeting Date: JAN 12, 2017 Record Date: JAN 03, 2017 Meeting Type: SPECIAL | ||||
| Ticker: UCG Security ID: T960AS101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Capital Increase with Preemptive Rights | Management | For | For |
| 2 | Approve Share Consolidation | Management | For | For |
| 1.1 | Elect Jean Pierre Mustier as Director | Management | For | For |
| 1.2 | Elect Sergio Balbinot as Director | Management | For | For |
| 1.3 | Elect Martha Dagmar Bockenfeld as Director | Management | For | For |
| UNICREDIT SPA Meeting Date: APR 20, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: UCG Security ID: T9T23L584 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve 2017 Group Incentive System | Management | For | For |
| 4 | Approve Long-Term Incentive Plan 2017-2019 | Management | For | For |
| 5 | Approve Severance Payments Policy | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 1 | Authorize Board to Increase Capital to Service 2016 Incentive Plan | Management | For | For |
| 2 | Authorize Board to Increase Capital to Service 2017 Incentive Plan and LTI Plan 2017-2019 | Management | For | For |
| VEOLIA ENVIRONNEMENT Meeting Date: APR 20, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: VIE Security ID: F9686M107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Non-Deductible Expenses | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 6 | Reelect Caisse des Depots et Consignations as Director | Management | For | For |
| 7 | Reelect Marion Guillou as Director | Management | For | For |
| 8 | Reelect Paolo Scaroni as Director | Management | For | For |
| 9 | Renew Appointment of Ernst & Young et Autres as Auditor | Management | For | For |
| 10 | Approve Remuneration Policy for Chairman and CEO | Management | For | Against |
| 11 | Non-Binding Vote on Compensation of Antoine Frerot, Chairman and CEO | Management | For | Against |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Change Location of Registered Office to 21 rue de La Boetie, 75008 Paris and Amend Article 4 of Bylaws Accordingly | Management | For | For |
| 14 | Amend Article 12 of Bylaws Re: Age Limit For Chairman | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| VINCI Meeting Date: APR 20, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: DG Security ID: F5879X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | For |
| 4 | Reelect Yannick Assouad as Director | Management | For | For |
| 5 | Reelect Graziella Gavezotti as Director | Management | For | For |
| 6 | Reelect Michael Pragnell as Director | Management | For | For |
| 7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.4 Million | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Approve Remuneration Policy for Chairman and CEO | Management | For | For |
| 10 | Non-Binding Vote on Compensation of Xavier Huillard, Chairman and CEO | Management | For | For |
| 11 | Non-Binding Vote on Compensation of Pierre Coppey, Vice CEO, from Jan. 1st until June 20, 2016 | Management | For | For |
| 12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 13 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | Management | For | For |
| 15 | Authorize Issuance of Convertible Bonds without Preemptive Rights, up to an Aggregate Nominal Amount EUR 150 Million | Management | For | For |
| 16 | Approve Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million | Management | For | For |
| 17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| WIRECARD AG Meeting Date: JUN 20, 2017 Record Date: MAY 29, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WDI Security ID: D22359133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.16 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2017 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| YANDEX NV Meeting Date: MAY 25, 2017 Record Date: APR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: YNDX Security ID: N97284108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Directors | Management | For | For |
| 4 | Elect Herman Gref as Non-Executive Director | Management | For | For |
| 5 | Elect Arkady Volozh as Non-Executive Director | Management | For | For |
| 6 | Approve Cancellation of Outstanding Class C Shares | Management | For | For |
| 7 | Ratify KPMG as Auditors | Management | For | For |
| 8 | Grant Board Authority to Issue Ordinary and Preference Shares | Management | For | Against |
| 9 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 8 | Management | For | Against |
| 10 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | Against |
| YUM CHINA HOLDINGS, INC. Meeting Date: APR 28, 2017 Record Date: FEB 28, 2017 Meeting Type: ANNUAL | ||||
| Ticker: YUMC Security ID: 98850P109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter A. Bassi | Management | For | For |
| 1b | Elect Director Ed Yiu-Cheong Chan | Management | For | For |
| 1c | Elect Director Edouard Ettedgui | Management | For | For |
| 2 | Ratify KPMG Huazhen LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| YUNNAN BAIYAO GROUP CO., LTD. Meeting Date: MAY 26, 2017 Record Date: MAY 19, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 000538 Security ID: Y9879F108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2016 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2016 Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2016 Financial Statements | Management | For | For |
| 4 | Approve 2016 Annual Report and Summary | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve 2016 Financial Budget Report | Management | For | For |
| 7 | Approve Appointment of Financial Auditor and Internal Control Auditor | Management | For | For |
| 8.01 | Elect Wang Jianhua as Non-Independent Director | Shareholder | None | For |
| 8.02 | Elect Qiu Xiaohua as Non-Independent Director | Shareholder | None | For |
| 8.03 | Elect Song Chengli as Non-Independent Director | Shareholder | None | For |
| 9.01 | Elect Zhong Jie as Supervisor | Shareholder | None | For |
| 9.02 | Elect You Guanghui as Supervisor | Shareholder | None | For |
Thornburg Core Growth Fund
| ACUITY BRANDS, INC. Meeting Date: JAN 06, 2017 Record Date: NOV 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AYI Security ID: 00508Y102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Patrick Battle | Management | For | For |
| 1.2 | Elect Director Gordon D. Harnett | Management | For | For |
| 1.3 | Elect Director Robert F. McCullough | Management | For | For |
| 1.4 | Elect Director Dominic J. Pileggi | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Approve Dividend Increase | Shareholder | Against | Against |
| AFFILIATED MANAGERS GROUP, INC. Meeting Date: JUN 13, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AMG Security ID: 008252108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Samuel T. Byrne | Management | For | For |
| 1b | Elect Director Dwight D. Churchill | Management | For | For |
| 1c | Elect Director Glenn Earle | Management | For | For |
| 1d | Elect Director Niall Ferguson | Management | For | For |
| 1e | Elect Director Sean M. Healey | Management | For | For |
| 1f | Elect Director Tracy P. Palandjian | Management | For | For |
| 1g | Elect Director Patrick T. Ryan | Management | For | For |
| 1h | Elect Director Jide J. Zeitlin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ALEXION PHARMACEUTICALS, INC. Meeting Date: MAY 10, 2017 Record Date: MAR 14, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ALXN Security ID: 015351109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Felix J. Baker | Management | For | For |
| 1.2 | Elect Director David R. Brennan | Management | For | For |
| 1.3 | Elect Director M. Michele Burns | Management | For | For |
| 1.4 | Elect Director Christopher J. Coughlin | Management | For | For |
| 1.5 | Elect Director Ludwig N. Hantson | Management | For | For |
| 1.6 | Elect Director John T. Mollen | Management | For | For |
| 1.7 | Elect Director R. Douglas Norby | Management | For | For |
| 1.8 | Elect Director Alvin S. Parven | Management | For | For |
| 1.9 | Elect Director Andreas Rummelt | Management | For | For |
| 1.10 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Provide For Confidential Running Vote Tallies On Executive Pay Matters | Shareholder | Against | Against |
| AMAZON.COM, INC. Meeting Date: MAY 23, 2017 Record Date: MAR 29, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AMZN Security ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director John Seely Brown | Management | For | For |
| 1d | Elect Director Jamie S. Gorelick | Management | For | For |
| 1e | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1f | Elect Director Judith A. McGrath | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Report on Use of Criminal Background Checks in Hiring | Shareholder | Against | Abstain |
| 7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Abstain |
| 8 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| APPLE INC. Meeting Date: FEB 28, 2017 Record Date: DEC 30, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Bell | Management | For | For |
| 1.2 | Elect Director Tim Cook | Management | For | For |
| 1.3 | Elect Director Al Gore | Management | For | For |
| 1.4 | Elect Director Bob Iger | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Art Levinson | Management | For | For |
| 1.7 | Elect Director Ron Sugar | Management | For | For |
| 1.8 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Disclose Charitable Contributions | Shareholder | Against | Abstain |
| 6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Abstain |
| 7 | Proxy Access Amendments | Shareholder | Against | For |
| 8 | Engage Outside Independent Experts for Compensation Reforms | Shareholder | Against | Against |
| 9 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | For |
| CAVIUM, INC. Meeting Date: JUN 20, 2017 Record Date: APR 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CAVM Security ID: 14964U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Edward H. Frank | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CHIPOTLE MEXICAN GRILL, INC. Meeting Date: MAY 25, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CMG Security ID: 169656105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Albert S. Baldocchi | Management | For | For |
| 1.2 | Elect Director Paul T. Cappuccio | Management | For | For |
| 1.3 | Elect Director Steve Ells | Management | For | For |
| 1.4 | Elect Director Neil W. Flanzraich | Management | For | For |
| 1.5 | Elect Director Robin Hickenlooper | Management | For | For |
| 1.6 | Elect Director Kimbal Musk | Management | For | For |
| 1.7 | Elect Director Ali Namvar | Management | For | For |
| 1.8 | Elect Director Matthew H. Paull | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| COMCAST CORPORATION Meeting Date: JUN 08, 2017 Record Date: MAR 16, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CMCSA Security ID: 20030N101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Madeline S. Bell | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.7 | Elect Director Asuka Nakahara | Management | For | For |
| 1.8 | Elect Director David C. Novak | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| CONCHO RESOURCES INC. Meeting Date: MAY 17, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CXO Security ID: 20605P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy A. Leach | Management | For | For |
| 1.2 | Elect Director William H. Easter, III | Management | For | For |
| 1.3 | Elect Director John P. Surma | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| COSTAR GROUP, INC. Meeting Date: JUN 06, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CSGP Security ID: 22160N109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael R. Klein | Management | For | For |
| 1b | Elect Director Andrew C. Florance | Management | For | For |
| 1c | Elect Director Laura Cox Kaplan | Management | For | For |
| 1d | Elect Director Michael J. Glosserman | Management | For | For |
| 1e | Elect Director Warren H. Haber | Management | For | For |
| 1f | Elect Director John W. Hill | Management | For | For |
| 1g | Elect Director Christopher J. Nassetta | Management | For | For |
| 1h | Elect Director David J. Steinberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CRITEO S.A. Meeting Date: JUN 28, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CRTO Security ID: 226718104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Hubert de Pesquidoux as Director | Management | For | For |
| 2 | Ratify Provisional Appointment of Edmond Mesrobian as Director | Management | For | For |
| 3 | Elect Nathalie Balla as Director | Management | For | For |
| 4 | Elect Rachel Picard as Director | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 2.50 Million | Management | For | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 9 | Approve Discharge of Directors and Auditors | Management | For | For |
| 10 | Approve Allocation of Income | Management | For | For |
| 11 | Approve Transaction with a Related Party | Management | For | For |
| 12 | Approve Transaction with a Related Party | Management | For | For |
| 13 | Renew Appointment of Deloitte & Associes as Auditor | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Capital Issuance for Use in Stock Options Plans | Management | For | For |
| 16 | Authorize Capital Issuance for Use in Restricted Stock Plans (Time-based) in Favor of Employees | Management | For | For |
| 17 | Authorize Capital Issuance for Use in Restricted Stock Plans (Performance based) in Favor of Executives and Employees | Management | For | For |
| 18 | Approve Issuance of Warrants for the Benefit of a Category of Persons | Management | For | For |
| 19 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 15-18 | Management | For | For |
| 20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries | Management | For | Against |
| 22 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 23 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 25 | Amend of Bylaws Re: Record Date | Management | For | For |
| 26 | Amend of Bylaws Re: Registered Office and Statutory Auditor | Management | For | For |
| DAVITA INC. Meeting Date: JUN 16, 2017 Record Date: APR 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: DVA Security ID: 23918K108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Pamela M. Arway | Management | For | For |
| 1b | Elect Director Charles G. Berg | Management | For | For |
| 1c | Elect Director Carol Anthony ("John") Davidson | Management | For | For |
| 1d | Elect Director Barbara J. Desoer | Management | For | For |
| 1e | Elect Director Pascal Desroches | Management | For | For |
| 1f | Elect Director Paul J. Diaz | Management | For | For |
| 1g | Elect Director Peter T. Grauer | Management | For | For |
| 1h | Elect Director John M. Nehra | Management | For | For |
| 1i | Elect Director William L. Roper | Management | For | For |
| 1j | Elect Director Kent J. Thiry | Management | For | For |
| 1k | Elect Director Phyllis R. Yale | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DEXCOM, INC. Meeting Date: MAY 31, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: DXCM Security ID: 252131107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard Collins | Management | For | For |
| 1b | Elect Director Mark Foletta | Management | For | For |
| 1c | Elect Director Eric J. Topol | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| DOLLAR TREE, INC. Meeting Date: JUN 15, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: DLTR Security ID: 256746108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arnold S. Barron | Management | For | For |
| 1.2 | Elect Director Gregory M. Bridgeford | Management | For | For |
| 1.3 | Elect Director Macon F. Brock, Jr. | Management | For | For |
| 1.4 | Elect Director Mary Anne Citrino | Management | For | For |
| 1.5 | Elect Director H. Ray Compton | Management | For | For |
| 1.6 | Elect Director Conrad M. Hall | Management | For | For |
| 1.7 | Elect Director Lemuel E. Lewis | Management | For | For |
| 1.8 | Elect Director Bob Sasser | Management | For | For |
| 1.9 | Elect Director Thomas A. Saunders, III | Management | For | For |
| 1.10 | Elect Director Thomas E. Whiddon | Management | For | For |
| 1.11 | Elect Director Carl P. Zeithaml | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| EXPEDIA, INC. Meeting Date: SEP 14, 2016 Record Date: AUG 09, 2016 Meeting Type: ANNUAL | ||||
| Ticker: EXPE Security ID: 30212P303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan C. Athey | Management | For | For |
| 1b | Elect Director A. George 'Skip' Battle | Management | For | For |
| 1c | Elect Director Pamela L. Coe | Management | For | Withhold |
| 1d | Elect Director Barry Diller | Management | For | Withhold |
| 1e | Elect Director Jonathan L. Dolgen | Management | For | Withhold |
| 1f | Elect Director Craig A. Jacobson | Management | For | Withhold |
| 1g | Elect Director Victor A. Kaufman | Management | For | Withhold |
| 1h | Elect Director Peter M. Kern | Management | For | Withhold |
| 1i | Elect Director Dara Khosrowshahi | Management | For | Withhold |
| 1j | Elect Director John C. Malone | Management | For | Withhold |
| 1k | Elect Director Scott Rudin | Management | For | For |
| 1l | Elect Director Christopher W. Shean | Management | For | Withhold |
| 1m | Elect Director Alexander Von Furstenberg | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| EXPEDIA, INC. Meeting Date: JUN 13, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: EXPE Security ID: 30212P303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan C. Athey | Management | For | For |
| 1b | Elect Director A. George "Skip" Battle | Management | For | For |
| 1c | Elect Director Chelsea Clinton | Management | For | For |
| 1d | Elect Director Pamela L. Coe | Management | For | Withhold |
| 1e | Elect Director Barry Diller | Management | For | Withhold |
| 1f | Elect Director Jonathan L. Dolgen | Management | For | For |
| 1g | Elect Director Craig A. Jacobson | Management | For | For |
| 1h | Elect Director Victor A. Kaufman | Management | For | Withhold |
| 1i | Elect Director Peter M. Kern | Management | For | For |
| 1j | Elect Director Dara Khosrowshahi | Management | For | Withhold |
| 1k | Elect Director John C. Malone | Management | For | Withhold |
| 1l | Elect Director Scott Rudin | Management | For | For |
| 1m | Elect Director Christopher W. Shean | Management | For | Withhold |
| 1n | Elect Director Alexander von Furstenberg | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Report on Political Contributions and Expenditures | Shareholder | Against | Abstain |
| FACEBOOK, INC. Meeting Date: JUN 01, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FB Security ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Reed Hastings | Management | For | For |
| 1.5 | Elect Director Jan Koum | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Report on Public Policy Issues Associated with Fake News | Shareholder | Against | Abstain |
| 6 | Gender Pay Gap | Shareholder | Against | Abstain |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| FLEETCOR TECHNOLOGIES, INC. Meeting Date: JUN 21, 2017 Record Date: APR 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FLT Security ID: 339041105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Buckman | Management | For | For |
| 1.2 | Elect Director Thomas M. Hagerty | Management | For | For |
| 1.3 | Elect Director Steven T. Stull | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| FLEETMATICS GROUP PUBLIC LIMITED COMPANY Meeting Date: AUG 01, 2016 Record Date: JUN 10, 2016 Meeting Type: ANNUAL | ||||
| Ticker: FLTX Security ID: G35569105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Vincent R. De Palma | Management | For | For |
| 1b | Elect Director Andrew G. Flett | Management | For | For |
| 1c | Elect Director Jack Noonan | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GILEAD SCIENCES, INC. Meeting Date: MAY 10, 2017 Record Date: MAR 16, 2017 Meeting Type: ANNUAL | ||||
| Ticker: GILD Security ID: 375558103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Kelly A. Kramer | Management | For | For |
| 1c | Elect Director Kevin E. Lofton | Management | For | For |
| 1d | Elect Director John C. Martin | Management | For | For |
| 1e | Elect Director John F. Milligan | Management | For | For |
| 1f | Elect Director Nicholas G. Moore | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Gayle E. Wilson | Management | For | For |
| 1i | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| GLOBANT S.A. Meeting Date: MAY 08, 2017 Record Date: APR 24, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: GLOB Security ID: L44385109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Acknowledgement of the Postponement of the AGM | Management | None | None |
| 2 | Receive Board's and Auditor's Reports | Management | None | None |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Allocation of Results | Management | For | For |
| 6 | Approve Discharge of Directors | Management | For | For |
| 7 | Approve Stock Option Plan Grants | Management | For | Against |
| 8 | Approve Remuneration of Directors | Management | For | For |
| 9 | Renew Appointment of Deloitte as Auditor for Annual Accounts | Management | For | For |
| 10 | Appoint Deloitte & Co S.A. as Auditor for Consolidated Accounts | Management | For | For |
| 11 | Elect Linda Rottenberg as Director | Management | For | For |
| 12 | Elect Martin Gonzalo Umaran as Director | Management | For | For |
| 13 | Elect Guibert Andres Englebienne as Director | Management | For | For |
| 1 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 9.04 Million | Management | For | Against |
| 2 | Amend Article10.3: Re Convening Notice of General Meeting | Management | For | For |
| ILLUMINA, INC. Meeting Date: MAY 30, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ILMN Security ID: 452327109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Caroline D. Dorsa | Management | For | For |
| 1b | Elect Director Robert S. Epstein | Management | For | For |
| 1c | Elect Director Philip W. Schiller | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| INOGEN, INC. Meeting Date: MAY 11, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: INGN Security ID: 45780L104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Heath Lukatch | Management | For | Withhold |
| 1.2 | Elect Director Raymond Huggenberger | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| LAS VEGAS SANDS CORP. Meeting Date: JUN 08, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: LVS Security ID: 517834107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles D. Forman | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director George Jamieson | Management | For | For |
| 1.4 | Elect Director Lewis Kramer | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MONSTER BEVERAGE CORPORATION Meeting Date: OCT 11, 2016 Record Date: AUG 26, 2016 Meeting Type: SPECIAL | ||||
| Ticker: MNST Security ID: 61174X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | Against |
| MONSTER BEVERAGE CORPORATION Meeting Date: JUN 19, 2017 Record Date: APR 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MNST Security ID: 61174X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Gary P. Fayard | Management | For | For |
| 1.6 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.7 | Elect Director Sydney Selati | Management | For | For |
| 1.8 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.9 | Elect Director Kathy N. Waller | Management | For | For |
| 1.10 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Adopt Proxy Access Right | Shareholder | Against | For |
| 7 | Report on Sustainability, Including Water Risks | Shareholder | Against | Abstain |
| NETFLIX, INC. Meeting Date: JUN 06, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NFLX Security ID: 64110L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reed Hastings | Management | For | For |
| 1.2 | Elect Director Jay C. Hoag | Management | For | For |
| 1.3 | Elect Director A. George (Skip) Battle | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Report on Sustainability | Shareholder | Against | Abstain |
| 7 | Report on Feasibility of Net-Zero GHG Emissions | Shareholder | Against | Abstain |
| 8 | Declassify the Board of Directors | Shareholder | Against | Against |
| 9 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 10 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| NEWELL BRANDS INC. Meeting Date: MAY 09, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NWL Security ID: 651229106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ian G.H. Ashken | Management | For | For |
| 1b | Elect Director Thomas E. Clarke | Management | For | For |
| 1c | Elect Director Kevin C. Conroy | Management | For | For |
| 1d | Elect Director Scott S. Cowen | Management | For | For |
| 1e | Elect Director Michael T. Cowhig | Management | For | For |
| 1f | Elect Director Domenico De Sole | Management | For | For |
| 1g | Elect Director Martin E. Franklin | Management | For | For |
| 1h | Elect Director Ros L'Esperance | Management | For | For |
| 1i | Elect Director Michael B. Polk | Management | For | For |
| 1j | Elect Director Steven J. Strobel | Management | For | For |
| 1k | Elect Director Michael A. Todman | Management | For | For |
| 1l | Elect Director Raymond G. Viault | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PALO ALTO NETWORKS, INC. Meeting Date: DEC 08, 2016 Record Date: OCT 14, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PANW Security ID: 697435105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Mark D. McLaughlin | Management | For | For |
| 1b | Elect Director Asheem Chandna | Management | For | For |
| 1c | Elect Director James J. Goetz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| PATTERSON COMPANIES, INC. Meeting Date: SEP 12, 2016 Record Date: JUL 15, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PDCO Security ID: 703395103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott P. Anderson | Management | For | For |
| 1.2 | Elect Director John D. Buck | Management | For | For |
| 1.3 | Elect Director Jody H. Feragen | Management | For | For |
| 1.4 | Elect Director Sarena S. Lin | Management | For | For |
| 1.5 | Elect Director Ellen A. Rudnick | Management | For | For |
| 1.6 | Elect Director Neil A. Schrimsher | Management | For | For |
| 1.7 | Elect Director Les C. Vinney | Management | For | For |
| 1.8 | Elect Director James W. Wiltz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| PAYPAL HOLDINGS, INC. Meeting Date: MAY 24, 2017 Record Date: APR 05, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PYPL Security ID: 70450Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wences Casares | Management | For | For |
| 1b | Elect Director Jonathan Christodoro | Management | For | For |
| 1c | Elect Director John J. Donahoe | Management | For | For |
| 1d | Elect Director David W. Dorman | Management | For | For |
| 1e | Elect Director Belinda J. Johnson | Management | For | For |
| 1f | Elect Director Gail J. McGovern | Management | For | For |
| 1g | Elect Director David M. Moffett | Management | For | For |
| 1h | Elect Director Daniel H. Schulman | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Certificate of Incorporation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Report on Sustainability | Shareholder | Against | Abstain |
| 7 | Report on Feasibility of Net-Zero GHG Emissions | Shareholder | Against | Abstain |
| PROOFPOINT, INC. Meeting Date: JUN 01, 2017 Record Date: APR 05, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PFPT Security ID: 743424103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan Feiber | Management | For | For |
| 1.2 | Elect Director Eric Hahn | Management | For | Withhold |
| 1.3 | Elect Director Kevin Harvey | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| RAPID7, INC. Meeting Date: JUN 12, 2017 Record Date: APR 18, 2017 Meeting Type: ANNUAL | ||||
| Ticker: RPD Security ID: 753422104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Judy Bruner | Management | For | Withhold |
| 1.2 | Elect Director Benjamin Holzman | Management | For | Withhold |
| 1.3 | Elect Director Tom Schodorf | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | Against |
| SBA COMMUNICATIONS CORPORATION Meeting Date: JAN 12, 2017 Record Date: DEC 02, 2016 Meeting Type: SPECIAL | ||||
| Ticker: SBAC Security ID: 78388J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reorganization to Facilitate Transition to REIT Status | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| SERVICENOW, INC. Meeting Date: JUN 13, 2017 Record Date: APR 18, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NOW Security ID: 81762P102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John J. Donahoe | Management | For | For |
| 1b | Elect Director Charles H. Giancarlo | Management | For | For |
| 1c | Elect Director Anita M. Sands | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SPLUNK INC. Meeting Date: JUN 08, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SPLK Security ID: 848637104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John Connors | Management | For | For |
| 1b | Elect Director Patricia Morrison | Management | For | For |
| 1c | Elect Director Stephen Newberry | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SPROUTS FARMERS MARKET, INC. Meeting Date: MAY 02, 2017 Record Date: MAR 06, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SFM Security ID: 85208M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terri Funk Graham | Management | For | For |
| 1.2 | Elect Director Steven H. Townsend | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SVB FINANCIAL GROUP Meeting Date: APR 27, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SIVB Security ID: 78486Q101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Greg W. Becker | Management | For | For |
| 1.2 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.3 | Elect Director David M. Clapper | Management | For | For |
| 1.4 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.5 | Elect Director Joel P. Friedman | Management | For | For |
| 1.6 | Elect Director Lata Krishnan | Management | For | For |
| 1.7 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
| 1.8 | Elect Director Mary J. Miller | Management | For | For |
| 1.9 | Elect Director Kate D. Mitchell | Management | For | For |
| 1.10 | Elect Director John F. Robinson | Management | For | For |
| 1.11 | Elect Director Garen K. Staglin | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| THE COOPER COMPANIES, INC. Meeting Date: MAR 13, 2017 Record Date: JAN 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: COO Security ID: 216648402 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. Thomas Bender | Management | For | For |
| 1.2 | Elect Director Colleen E. Jay | Management | For | For |
| 1.3 | Elect Director Michael H. Kalkstein | Management | For | For |
| 1.4 | Elect Director William A. Kozy | Management | For | For |
| 1.5 | Elect Director Jody S. Lindell | Management | For | For |
| 1.6 | Elect Director Gary S. Petersmeyer | Management | For | For |
| 1.7 | Elect Director Allan E. Rubenstein | Management | For | For |
| 1.8 | Elect Director Robert S. Weiss | Management | For | For |
| 1.9 | Elect Director Stanley Zinberg | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| THE PRICELINE GROUP INC. Meeting Date: JUN 08, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PCLN Security ID: 741503403 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Jan L. Docter | Management | For | For |
| 1.4 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.5 | Elect Director Glenn D. Fogel | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.8 | Elect Director Charles H. Noski | Management | For | For |
| 1.9 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.10 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.11 | Elect Director Craig W. Rydin | Management | For | For |
| 1.12 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| THE TJX COMPANIES, INC. Meeting Date: JUN 06, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: TJX Security ID: 872540109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Alan M. Bennett | Management | For | For |
| 1.4 | Elect Director David T. Ching | Management | For | For |
| 1.5 | Elect Director Ernie Herrman | Management | For | For |
| 1.6 | Elect Director Michael F. Hines | Management | For | For |
| 1.7 | Elect Director Amy B. Lane | Management | For | For |
| 1.8 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.9 | Elect Director Jackwyn L. Nemerov | Management | For | For |
| 1.10 | Elect Director John F. O'Brien | Management | For | For |
| 1.11 | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Include Diversity as a Performance Metric | Shareholder | Against | Abstain |
| 8 | Report on Pay Disparity | Shareholder | Against | Abstain |
| 9 | Report on Gender, Race, or Ethnicity Pay Gap | Shareholder | Against | Abstain |
| 10 | Report on Net-Zero Greenhouse Gas Emissions | Shareholder | Against | Abstain |
| VERISK ANALYTICS, INC. Meeting Date: MAY 17, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: VRSK Security ID: 92345Y106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank J. Coyne | Management | For | For |
| 1.2 | Elect Director Christopher M. Foskett | Management | For | For |
| 1.3 | Elect Director David B. Wright | Management | For | For |
| 1.4 | Elect Director Annell R. Bay | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte And Touche LLP as Auditors | Management | For | For |
| VISA INC. Meeting Date: JAN 31, 2017 Record Date: DEC 02, 2016 Meeting Type: ANNUAL | ||||
| Ticker: V Security ID: 92826C839 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lloyd A. Carney | Management | For | For |
| 1b | Elect Director Mary B. Cranston | Management | For | For |
| 1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1d | Elect Director Gary A. Hoffman | Management | For | For |
| 1e | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1f | Elect Director Robert W. Matschullat | Management | For | For |
| 1g | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1h | Elect Director John A.C. Swainson | Management | For | For |
| 1i | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| WAL-MART STORES, INC. Meeting Date: JUN 02, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WMT Security ID: 931142103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James I. Cash, Jr. | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Carla A. Harris | Management | For | For |
| 1d | Elect Director Thomas W. Horton | Management | For | For |
| 1e | Elect Director Marissa A. Mayer | Management | For | For |
| 1f | Elect Director C. Douglas McMillon | Management | For | For |
| 1g | Elect Director Gregory B. Penner | Management | For | For |
| 1h | Elect Director Steven S Reinemund | Management | For | For |
| 1i | Elect Director Kevin Y. Systrom | Management | For | For |
| 1j | Elect Director S. Robson Walton | Management | For | For |
| 1k | Elect Director Steuart L. Walton | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Proxy Access Right | Shareholder | Against | Against |
| 7 | Require Independent Director Nominee with Environmental Experience | Shareholder | Against | Abstain |
| WORKDAY, INC. Meeting Date: JUN 20, 2017 Record Date: APR 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WDAY Security ID: 98138H101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christa Davies | Management | For | For |
| 1.2 | Elect Director Michael A. Stankey | Management | For | For |
| 1.3 | Elect Director George J. Still, Jr. | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Thornburg International Growth Fund
| ALSEA S.A.B. DE C.V. Meeting Date: APR 27, 2017 Record Date: APR 19, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ALSEA * Security ID: P0212A104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Annual Report on Operations Carried by Key Board Committees | Management | For | For |
| 3 | Elect or Ratify Directors, Key Management and Members of Board Committees | Management | For | For |
| 4 | Approve Remuneration of Directors, Key Management and Members of Board Committees | Management | For | For |
| 5 | Set Maximum Amount of Share Repurchase Reserve; Present Report on Share Repurchase | Management | For | For |
| 6 | Approve Dividends | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ARM HOLDINGS PLC Meeting Date: AUG 30, 2016 Record Date: AUG 25, 2016 Meeting Type: SPECIAL | ||||
| Ticker: ARM Security ID: G0483X122 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Cash Acquisition of ARM Holdings plc by SoftBank Group Corp | Management | For | For |
| ARM HOLDINGS PLC Meeting Date: AUG 30, 2016 Record Date: AUG 25, 2016 Meeting Type: COURT | ||||
| Ticker: ARM Security ID: G0483X122 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| AUTO TRADER GROUP PLC Meeting Date: SEP 22, 2016 Record Date: SEP 20, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AUTO Security ID: G06708104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Ed Williams as Director | Management | For | For |
| 4 | Re-elect Trevor Mather as Director | Management | For | For |
| 5 | Re-elect Sean Glithero as Director | Management | For | For |
| 6 | Re-elect David Keens as Director | Management | For | For |
| 7 | Re-elect Jill Easterbrook as Director | Management | For | For |
| 8 | Elect Jeni Mundy as Director | Management | For | For |
| 9 | Appoint KPMG LLP as Auditors | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 15 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| AUTO TRADER GROUP PLC Meeting Date: SEP 29, 2016 Record Date: SEP 27, 2016 Meeting Type: SPECIAL | ||||
| Ticker: AUTO Security ID: G06708104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Final Dividend | Management | For | For |
| B&M EUROPEAN VALUE RETAIL SA Meeting Date: JUL 29, 2016 Record Date: JUL 15, 2016 Meeting Type: ANNUAL | ||||
| Ticker: BME Security ID: L1175H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Board Reports on the Consolidated and Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 2 | Receive Consolidated and Unconsolidated Financial Statements and Annual Accounts, and Auditors' Reports Thereon | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Annual Accounts | Management | For | For |
| 4 | Approve Unconsolidated Financial Statements and Annual Accounts | Management | For | For |
| 5 | Approve Allocation of Income | Management | For | For |
| 6 | Approve Dividends | Management | For | For |
| 7 | Approve Transfer to the Legal Reserve of the Company out of the Share Premium Account | Management | For | For |
| 8 | Approve Remuneration Report | Management | For | For |
| 9 | Approve Discharge of Directors | Management | For | For |
| 10 | Re-elect Sir Terry Leahy as Director | Management | For | For |
| 11 | Re-elect Simon Arora as Director | Management | For | For |
| 12 | Re-elect David Novak as Director | Management | For | For |
| 13 | Re-elect Paul McDonald as Director | Management | For | For |
| 14 | Re-elect Thomas Hubner as Director | Management | For | For |
| 15 | Re-elect Kathleen Guion as Director | Management | For | For |
| 16 | Re-elect Ron McMillan as Director | Management | For | For |
| 17 | Re-elect Harry Brouwer as Director | Management | For | For |
| 18 | Re-elect Thomas Hubner as Director by Independent Shareholders | Management | For | For |
| 19 | Re-elect Kathleen Guion as Director by Independent Shareholders | Management | For | For |
| 20 | Re-elect Ron McMillan as Director by Independent Shareholders | Management | For | For |
| 21 | Re-elect Harry Brouwer as Director by Independent Shareholders | Management | For | For |
| 22 | Approve Discharge of Auditors | Management | For | For |
| 23 | Appoint KPMG Luxembourg Societe Cooperative as Auditors | Management | For | For |
| 24 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| B&M EUROPEAN VALUE RETAIL SA Meeting Date: JUL 29, 2016 Record Date: JUL 15, 2016 Meeting Type: SPECIAL | ||||
| Ticker: BME Security ID: L1175H106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association | Management | For | For |
| 2 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| BAYER AG Meeting Date: APR 28, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BAYN Security ID: D0712D163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.70 per Share for Fiscal 2016 | Management | For | For |
| 2 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 4.1 | Elect Werner Wenning to the Supervisory Board | Management | For | For |
| 4.2 | Elect Paul Achleitner to the Supervisory Board | Management | For | For |
| 4.3 | Elect Norbert W. Bischofberger to the Supervisory Board | Management | For | For |
| 4.4 | Elect Thomas Ebeling to the Supervisory Board | Management | For | For |
| 4.5 | Elect Colleen A. Goggins to the Supervisory Board | Management | For | For |
| 4.6 | Elect Klaus Sturany to the Supervisory Board | Management | For | For |
| 5 | Approve Remuneration of Supervisory Board | Management | For | For |
| 6 | Approve Affiliation Agreements with Subsidiaries Bayer CropScience Aktiengesellschaft | Management | For | For |
| 7 | Ratify Deloitte GmbH as Auditors for Fiscal 2017 | Management | For | For |
| BUREAU VERITAS Meeting Date: OCT 18, 2016 Record Date: OCT 13, 2016 Meeting Type: SPECIAL | ||||
| Ticker: BVI Security ID: F96888114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Spin-Off Agreement with Bureau Veritas Marine et Offshore - Registre International de Classification de Navires et de Plateformes Offshores SAS | Management | For | For |
| 2 | Approve Spin-Off Agreement with Bureau Veritas GSIT SAS | Management | For | For |
| 3 | Approve Spin-Off Agreement with Bureau Veritas Exploitation SAS | Management | For | For |
| 4 | Approve Spin-Off Agreement with Bureau Veritas Construction SAS | Management | For | For |
| 5 | Approve Spin-Off Agreement with Bureau Veritas Services France SAS | Management | For | For |
| 6 | Approve Spin-Off Agreement with Bureau Veritas Services SAS | Management | For | For |
| 7 | Elect Stephanie Besnier as Director | Management | For | Against |
| 8 | Elect Claude Ehlinger as Director | Management | For | Against |
| 9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 700,000 | Management | For | For |
| 10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BUREAU VERITAS Meeting Date: MAY 16, 2017 Record Date: MAY 11, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BVI Security ID: F96888114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.55 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Approve Severance Agreement with Didier Michaud-Daniel, CEO | Management | For | For |
| 6 | Reelect Frederic Lemoine as Director | Management | For | Against |
| 7 | Reelect Stephane Bacquaert as Director | Management | For | Against |
| 8 | Reelect Ieda Gomes Yell as Director | Management | For | For |
| 9 | Reelect Jean-Michel Ropert as Director | Management | For | Against |
| 10 | Reelect Lucia Sinapi-Thomas as Director | Management | For | Against |
| 11 | Elect Ana Giros Calpe as Director | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1 Million | Management | For | For |
| 13 | Non-Binding Vote on Compensation of Didier Michaud-Daniel, CEO | Management | For | Against |
| 14 | Approve Remuneration Policy of Frederic Lemoine, Chairman of the Board until Mar. 8, 2017 | Management | For | For |
| 15 | Approve Remuneration Policy of the Chairman of the Board from Mar. 8, 2017 | Management | For | For |
| 16 | Approve Remuneration Policy of CEO | Management | For | Against |
| 17 | Change Location of Registered Office to Immeuble Newtime, 40/52, Boulevard du Parc, 92200 Neuilly-sur-Seine, and Amend Article 4 of Bylaws Accordingly | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million | Management | For | For |
| 20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 19 | Management | For | For |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 22 | Authorize Capitalization of Reserves of Up to EUR 6 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 24 | Authorize Capital Increase of Up to EUR 4 Million for Future Exchange Offers | Management | For | Against |
| 25 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 26 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 14 Million | Management | For | For |
| 27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| CIELO SA Meeting Date: APR 12, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: CIEL3 Security ID: P2859E100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016 | Management | For | For |
| 2 | Approve Capital Budget, Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Company's Management and Fiscal Council Members | Management | For | Against |
| CIELO SA Meeting Date: APR 12, 2017 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: CIEL3 Security ID: P2859E100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Marcelo Augusto Dutra Labuto as Director | Management | For | For |
| 1.2 | Elect Romulo de Mello Dias as Director | Management | For | For |
| 1.3 | Elect Alberto Monteiro de Queiroz Netto as Director | Management | For | For |
| 2.1 | Elect Edmar Jose Casalatina as Fiscal Council Member | Management | For | Abstain |
| 2.2 | Elect Flavio Saba Santos Estrela as Alternate Fiscal Council Member | Management | For | Abstain |
| 2.3 | Elect Joel Antonio de Araujo as Fiscal Council Member | Management | For | Abstain |
| 2.4 | Elect Sigmar Milton Mayer Filho as Alternate Fiscal Council Member | Management | For | Abstain |
| 2.5 | Elect Herculano Anibal Alves as Fiscal Council Member | Management | For | Abstain |
| 2.6 | Elect Kleber do Espirito Santo as Alternate Fiscal Council Member | Management | For | Abstain |
| 2.7 | Elect Marcelo Santos Dall'occo as Fiscal Council Member | Management | For | Abstain |
| 2.8 | Elect Carlos Roberto Mendonca da Silva as Alternate Fiscal Council Member | Management | For | Abstain |
| 2.9 | Elect Haroldo Reginaldo Levy Neto as Fiscal Council Member | Management | For | Abstain |
| 2.10 | Elect Milton Luiz Milioni as Alternate Fiscal Council Member | Management | For | Abstain |
| 2.11 | Elect Mario Daud Filho as Fiscal Council Member and Charles Rene Lebarbenchon as Alternate Appointed by Minority Shareholder | Shareholder | None | For |
| 3 | Authorize Capitalization of Reserves for Bonus Issue | Management | For | For |
| 4 | Amend Article 7 to Reflect Changes in Capital and Consolidate Bylaws Accordingly | Management | For | For |
| COLOPLAST A/S Meeting Date: DEC 05, 2016 Record Date: NOV 28, 2016 Meeting Type: ANNUAL | ||||
| Ticker: COLO B Security ID: K16018192 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4.1 | Approve Creation of DKK 15 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 4.2 | Approve Remuneration of Directors | Management | For | For |
| 4.3 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
| 4.4 | Authorize Share Repurchase Program | Management | For | For |
| 5.1 | Reelect Michael Rasmussen (Chairman) as Director | Management | For | For |
| 5.2 | Reelect Niels Louis-Hansen (Vice Chairman) as Director | Management | For | For |
| 5.3 | Reelect Per Magid as Director | Management | For | For |
| 5.4 | Reelect Birgitte Nielsen as Director | Management | For | For |
| 5.5 | Reelect Jette Nygaard-Andersen as Director | Management | For | For |
| 5.6 | Reelect Brian Petersen as Director | Management | For | For |
| 5.7 | Reelect Jorgen Tang-Jensen as Director | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 7 | Other Business | Management | None | None |
| CONVATEC GROUP PLC Meeting Date: MAY 11, 2017 Record Date: MAY 09, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CTEC Security ID: G23969101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect Sir Christopher Gent as Director | Management | For | For |
| 5 | Elect Paul Moraviec as Director | Management | For | For |
| 6 | Elect Nigel Clerkin as Director | Management | For | For |
| 7 | Elect Steve Holliday as Director | Management | For | For |
| 8 | Elect Jesper Ovesen as Director | Management | For | For |
| 9 | Elect Rick Anderson as Director | Management | For | For |
| 10 | Elect Raj Shah as Director | Management | For | For |
| 11 | Elect Kasim Kutay as Director | Management | For | For |
| 12 | Appoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Approve Scrip Dividend Alternative | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Approve Save As You Earn Scheme | Management | For | For |
| 20 | Approve US Employee Share Purchase Plan | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| CRITEO S.A. Meeting Date: JUN 28, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CRTO Security ID: 226718104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Hubert de Pesquidoux as Director | Management | For | For |
| 2 | Ratify Provisional Appointment of Edmond Mesrobian as Director | Management | For | For |
| 3 | Elect Nathalie Balla as Director | Management | For | For |
| 4 | Elect Rachel Picard as Director | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 2.50 Million | Management | For | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 9 | Approve Discharge of Directors and Auditors | Management | For | For |
| 10 | Approve Allocation of Income | Management | For | For |
| 11 | Approve Transaction with a Related Party | Management | For | For |
| 12 | Approve Transaction with a Related Party | Management | For | For |
| 13 | Renew Appointment of Deloitte & Associes as Auditor | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Capital Issuance for Use in Stock Options Plans | Management | For | For |
| 16 | Authorize Capital Issuance for Use in Restricted Stock Plans (Time-based) in Favor of Employees | Management | For | For |
| 17 | Authorize Capital Issuance for Use in Restricted Stock Plans (Performance based) in Favor of Executives and Employees | Management | For | For |
| 18 | Approve Issuance of Warrants for the Benefit of a Category of Persons | Management | For | For |
| 19 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 15-18 | Management | For | For |
| 20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries | Management | For | Against |
| 22 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 23 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 25 | Amend of Bylaws Re: Record Date | Management | For | For |
| 26 | Amend of Bylaws Re: Registered Office and Statutory Auditor | Management | For | For |
| DANONE Meeting Date: APR 27, 2017 Record Date: APR 24, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BN Security ID: F12033134 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.70 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Reelect Gaelle Olivier as Director | Management | For | For |
| 6 | Reelect Isabelle Seillier as Director | Management | For | For |
| 7 | Reelect Jean-Michel Severino as Director | Management | For | For |
| 8 | Reelect Lionel Zinsou-Derlin as Director | Management | For | Against |
| 9 | Elect Gregg L. Engles as Director | Management | For | For |
| 10 | Approve Transaction with J.P. Morgan | Management | For | Against |
| 11 | Non-Binding Vote on Compensation of Franck Riboud, Chairman | Management | For | For |
| 12 | Non-Binding Vote on Compensation of Emmanuel Faber, CEO | Management | For | For |
| 13 | Approve Remuneration Policy of Chairman | Management | For | For |
| 14 | Approve Remuneration Policy of Executive Officers | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 57 Million | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights with Binding Priority Right up to Aggregate Nominal Amount of EUR 16 Million | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 19 | Authorize Capital Increase of Up to EUR 16 Million for Future Exchange Offers | Management | For | For |
| 20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 21 | Authorize Capitalization of Reserves of Up to EUR 41 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 23 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 24 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| DOMINO'S PIZZA GROUP PLC Meeting Date: APR 20, 2017 Record Date: APR 18, 2017 Meeting Type: ANNUAL | ||||
| Ticker: DOM Security ID: G28113101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Stephen Hemsley as Director | Management | For | For |
| 6 | Re-elect Colin Halpern as Director | Management | For | For |
| 7 | Re-elect David Wild as Director | Management | For | For |
| 8 | Re-elect Kevin Higgins as Director | Management | For | For |
| 9 | Re-elect Ebbe Jacobsen as Director | Management | For | For |
| 10 | Re-elect Helen Keays as Director | Management | For | For |
| 11 | Re-elect Steve Barber as Director | Management | For | For |
| 12 | Elect Rachel Osborne as Director | Management | For | For |
| 13 | Approve Remuneration Report | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| EDENRED Meeting Date: MAY 04, 2017 Record Date: APR 28, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: EDEN Security ID: F3192L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (New Shares) | Management | For | For |
| 5 | Non-Binding Vote on Compensation of Bertrand Dumazy, Chairman and CEO | Management | For | For |
| 6 | Approve Remuneration Policy for Chairman and CEO | Management | For | For |
| 7 | Reelect Anne Bouverot as Director | Management | For | For |
| 8 | Reelect Sylvia Coutinho as Director | Management | For | For |
| 9 | Reelect Francoise Gri as Director | Management | For | For |
| 10 | Approve Transaction with Bertrand Dumazy, Chairman and CEO RE: Unemployment Insurance | Management | For | For |
| 11 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 590,000 | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ESSILOR INTERNATIONAL Meeting Date: MAY 11, 2017 Record Date: MAY 08, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: EI Security ID: F31668100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 5 | Ratify Appointment of Jeanette Wong as Director | Management | For | For |
| 6 | Reelect Philippe Alfroid as Director | Management | For | For |
| 7 | Reelect Juliette Favre as Representative of Employee Shareholders to the Board | Management | For | For |
| 8 | Reelect Yi He as Representative of Employee Shareholders to the Board | Management | For | For |
| 9 | Reelect Hubert Sagnieres as Director | Management | For | For |
| 10 | Elect Laurent Vacherot as Director | Management | For | For |
| 11 | Approve Severance Agreement with Hubert Sagnieres, Chairman and CEO | Management | For | Against |
| 12 | Approve Severance Agreement with Laurent Vacherot, Vice-CEO | Management | For | Against |
| 13 | Non-Binding Vote on Compensation of Hubert Sagnieres, Chairman and CEO | Management | For | For |
| 14 | Non-Binding Vote on Compensation of Laurent Vacherot, Vice-CEO | Management | For | For |
| 15 | Approve Remuneration Policy of Executive Officers | Management | For | For |
| 16 | Approve Remuneration of Directors in the Aggregate Amount of EUR 880,000 | Management | For | For |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries | Management | For | For |
| 20 | Amend Article 12 and 14 of Bylaws Re: Employee Representative and Directors | Management | For | For |
| 21 | Pursuant to Acquisition of Luxottica, Adopt New Bylaws | Management | For | For |
| 22 | Approve Contribution in Kind of Luxottica Shares by Delfin and its Valuation | Management | For | For |
| 23 | Authorize Capital Increase of Up to EUR 20 Million for Future Exchange Offers | Management | For | For |
| 24 | Approve Sale of Company Assets to Delamare Sovra | Management | For | For |
| 25 | Amend Article 2 of Bylaws Re: Corporate Purpose | Management | For | For |
| 26 | Subject to Approval of Items 20-24, 27-39, Elect Leonardo Del Vecchio as Director | Management | For | For |
| 27 | Subject to Approval of Items 20-24, 26, 28-39, Elect Romolo Bardin as Director | Management | For | For |
| 28 | Subject to Approval of Items 20-24, 26-27, 29-39, Elect Giovanni Giallombardo as Director | Management | For | For |
| 29 | Subject to Approval of Items 20-24, 26-28, 30-39, Elect Rafaella Mazzoli as Director | Management | For | For |
| 30 | Subject to Approval of Items 20-24, 26-29, 31-39, Elect Francesco Milleri as Director | Management | For | For |
| 31 | Subject to Approval of Items 20-24, 26-30, 32-39, Elect Gianni Mion as Director | Management | For | For |
| 32 | Subject to Approval of Items 20-24, 26-31, 33-39, Elect Lucia Morselli as Director | Management | For | For |
| 33 | Subject to Approval of Items 20-24, 26-32, 34-39, Elect Cristina Scocchia as Director | Management | For | For |
| 34 | Subject to Approval of Items 20-24, 26-33, 35-39, Elect Hubert Sagnieres as Director | Management | For | For |
| 35 | Subject to Approval of Items 20-24, 26-34, 36-39, Elect Juliette Favre as Representative of Employee Shareholders to the Board | Management | For | For |
| 36 | Subject to Approval of Items 20-24, 26-35, 37-39, Elect Henrietta Fore as Director | Management | For | For |
| 37 | Subject to Approval of Items 20-24, 26-36, 38, 39, Elect Bernard Hours as Director | Management | For | For |
| 38 | Subject to Approval of Items 20-24, 26-37, 39, Elect Annette Messemer as Director | Management | For | For |
| 39 | Subject to Approval of Items 20-24, 26-38, Elect Olivier Pecoux as Director | Management | For | For |
| 40 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| EVOLUTION GAMING GROUP AB Meeting Date: JAN 24, 2017 Record Date: JAN 18, 2017 Meeting Type: SPECIAL | ||||
| Ticker: EVO Security ID: W3287P107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7a | Determine Number of Members (6) and Deputy Members (0) of Board | Management | For | For |
| 7b | Elect Cecilia Lager as New Director | Management | For | For |
| 7c | Elect Jens von Bahr as Board Chairman | Management | For | Against |
| 7d | Approve Remuneration of Directors in the Amount of EUR 10,000 per Director; Approve Remuneration for Committee Work | Management | For | For |
| 7e | Approve Remuneration of Jens von Bahr as Executive Chairman in the Amount of SEK 4.2 Million; Approve Remuneration of Fredrik Osterberg as Director and Chief Strategy Officer in the Amount of SEK 3.6 Million | Management | For | For |
| 8 | Close Meeting | Management | None | None |
| EVOLUTION GAMING GROUP AB Meeting Date: APR 21, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: EVO Security ID: W3287P107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 7b | Approve Allocation of Income and Dividends of EUR 0.45 Per Share | Management | For | For |
| 7c | Approve Discharge of Board and President | Management | For | For |
| 8 | Determine Number of Members (6) and Deputy Members (0) of Board | Management | For | For |
| 9 | Approve Remuneration of Directors in the Amount of EUR 10,000 per Directors, and EUR 20,000 for Chairman of the Audit Committee; Approve Remuneration of Auditors | Management | For | For |
| 10 | Reelect Jens von Bahr (Chairman), Joel Citron, Jonas Engwall, Cecilia Lager, Ian Livingstone, and Fredrik Osterberg Directors; Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 11 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 12 | Authorize One Independent Member of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| 13 | Close Meeting | Management | None | None |
| FIRST CASH FINANCIAL SERVICES, INC. Meeting Date: AUG 31, 2016 Record Date: JUL 29, 2016 Meeting Type: SPECIAL | ||||
| Ticker: FCFS Security ID: 31942D107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| FLEETMATICS GROUP PUBLIC LIMITED COMPANY Meeting Date: AUG 01, 2016 Record Date: JUN 10, 2016 Meeting Type: ANNUAL | ||||
| Ticker: FLTX Security ID: G35569105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Vincent R. De Palma | Management | For | For |
| 1b | Elect Director Andrew G. Flett | Management | For | For |
| 1c | Elect Director Jack Noonan | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA Meeting Date: MAR 16, 2017 Record Date: FEB 22, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FEMSA UBD Security ID: 344419106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Report on Adherence to Fiscal Obligations | Management | For | For |
| 3 | Approve Allocation of Income and Cash Dividends | Management | For | For |
| 4 | Set Maximum Amount of Share Repurchase Program | Management | For | For |
| 5 | Elect Directors and Secretaries, Verify Director's Independence Classification as Per Mexican Securities Law, and Approve their Remuneration | Management | For | For |
| 6 | Elect Members and Chairmen of Finance and Planning, Audit, and Corporate Practices Committees; Approve Their Remuneration | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 8 | Approve Minutes of Meeting | Management | For | For |
| FOXTONS GROUP PLC Meeting Date: MAY 17, 2017 Record Date: MAY 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FOXT Security ID: G3654P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | Against |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Elect Mark Berry as Director | Management | For | For |
| 6 | Re-elect Andrew Adcock as Director | Management | For | Against |
| 7 | Re-elect Ian Barlow as Director | Management | For | For |
| 8 | Re-elect Michael Brown as Director | Management | For | For |
| 9 | Re-elect Nicholas Budden as Director | Management | For | For |
| 10 | Re-elect Garry Watts as Director | Management | For | For |
| 11 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 14 | Approve Share Option Plan | Management | For | Against |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| FRESENIUS MEDICAL CARE AG & CO. KGAA Meeting Date: MAY 11, 2017 Record Date: APR 19, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FME Security ID: D2734Z107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.96 per Share | Management | For | Against |
| 3 | Approve Discharge of Personally Liable Partner for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2017 | Management | For | For |
| GALAXY ENTERTAINMENT GROUP LTD. Meeting Date: MAY 04, 2017 Record Date: APR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 27 Security ID: Y2679D118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Paddy Tang Lui Wai Yu as Director | Management | For | For |
| 2.2 | Elect William Yip Shue Lam as Director | Management | For | For |
| 2.3 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4.1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 4.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 4.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| GRIFOLS SA Meeting Date: MAY 25, 2017 Record Date: MAY 19, 2017 Meeting Type: ANNUAL | ||||
| Ticker: GRF Security ID: E5706X215 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements, Allocation of Income, and Dividend Payment | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of KPMG Auditores as Auditor of Standalone Financial Statements and Appoint Grant Thornton as Co-Auditor | Management | For | For |
| 5 | Renew Appointment of KPMG Auditores as Auditor of Consolidated Financial Statements | Management | For | For |
| 6.1 | Reelect Victor Grifols Roura as Director | Management | For | For |
| 6.2 | Reelect Ramon Riera Roca as Director | Management | For | For |
| 7 | Advisory Vote on Remuneration Report | Management | For | Against |
| 8 | Approve Remuneration Policy | Management | For | Against |
| 9 | Amend Article 7 of General Meeting Regulations Re: Issuance of Bonds and Other Debt Securities | Management | For | Against |
| 10 | Amend Article24.ter Re: Audit Committee | Management | For | For |
| 11 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| 12 | Approve Listing of Class A Shares on NASDAQ; Void Previous Authorization | Management | For | For |
| 13 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| HARGREAVES LANSDOWN PLC Meeting Date: OCT 21, 2016 Record Date: OCT 19, 2016 Meeting Type: ANNUAL | ||||
| Ticker: HL. Security ID: G43940108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect Mike Evans as Director | Management | For | For |
| 6 | Re-elect Ian Gorham as Director | Management | For | For |
| 7 | Elect Christopher Hill as Director | Management | For | For |
| 8 | Re-elect Chris Barling as Director | Management | For | For |
| 9 | Re-elect Stephen Robertson as Director | Management | For | For |
| 10 | Re-elect Shirley Garrood as Director | Management | For | For |
| 11 | Elect Jayne Styles as Director | Management | For | For |
| 12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| HARGREAVES LANSDOWN PLC Meeting Date: MAR 07, 2017 Record Date: MAR 03, 2017 Meeting Type: SPECIAL | ||||
| Ticker: HL. Security ID: G43940108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Matters Relating to the Ratification of Each of the Relevant Distributions and the Confirmation of the Appropriation of the Distributable Profits of the Company | Management | None | For |
| HOUSING DEVELOPMENT FINANCE CORP. LTD. Meeting Date: JUL 27, 2016 Record Date: JUL 20, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 500010 Security ID: Y37246207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.b | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Interim Dividend and Declare Final Dividend | Management | For | For |
| 3 | Reelect D. M. Sukthankar as Director | Management | For | For |
| 4 | Approve Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve PKF as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Issuance of Redeemable Non- Convertible Debentures and/or Other Hybrid Instruments | Management | For | For |
| 7 | Approve Related Party Transactions with HDFC Bank Ltd. | Management | For | For |
| 8 | Approve Increase in Borrowing Powers | Management | For | For |
| 9 | Approve Reappointment and Remuneration of Keki M. Mistry as Managing Director | Management | For | For |
| HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED Meeting Date: MAR 10, 2017 Record Date: JAN 31, 2017 Meeting Type: SPECIAL | ||||
| Ticker: 500010 Security ID: Y37246207 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Share Capital and Amend Memorandum of Association | Management | For | For |
| 2 | Approve Employee Stock Option Scheme 2017 | Management | For | For |
| ING GROEP NV Meeting Date: MAY 08, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: INGA Security ID: N4578E595 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2b | Receive Announcements on Sustainability | Management | None | None |
| 2c | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2d | Discuss Remuneration Report | Management | None | None |
| 2e | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3a | Receive Explanation on Profit Retention and Distribution Policy | Management | None | None |
| 3b | Approve Dividends of EUR 0.66 Per Share | Management | For | For |
| 4a | Approve Discharge of Management Board | Management | For | For |
| 4b | Approve Discharge of Supervisory Board | Management | For | For |
| 5a | Receive Information on Deferral Period in the Remuneration Policy for Members of the Executive Board | Management | None | None |
| 5b | Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration | Management | For | For |
| 6a | Reelect Ralph Hamers to Management Board | Management | For | For |
| 6b | Elect Steven van Rijswijk to Management Board | Management | For | For |
| 6c | Elect Koos Timmermans to Management Board | Management | For | For |
| 7a | Reelect Hermann-Josef Lamberti to Supervisory Board | Management | For | For |
| 7b | Reelect Robert Reibestein to Supervisory Board | Management | For | For |
| 7c | Reelect Jeroen van der Veer to Supervisory Board | Management | For | For |
| 7d | Elect Jan Peter Balkenende to Supervisory Board | Management | For | For |
| 7e | Elect Margarete Haase to Supervisory Board | Management | For | For |
| 7f | Elect Hans Wijers to Supervisory Board | Management | For | For |
| 8a | Authorize Issuance of Shares with Preemptive Rights up to 40 Percent of the Issued Share Capital | Management | For | For |
| 8b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Other Business (Non-Voting) | Management | None | None |
| ITC LTD. Meeting Date: JUL 22, 2016 Record Date: JUL 15, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ITC Security ID: Y4211T171 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Nakul Anand as Director | Management | For | For |
| 4 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect Sanjiv Puri as Director and Approve His Appointment and Remuneration as Executive Director | Management | For | For |
| 6 | Elect Rajiv Tandon as Director and Approve His Appointment and Remuneration as Executive Director | Management | For | For |
| 7 | Elect Nirupama Rao as Independent Director | Management | For | For |
| 8 | Reelect Yogesh Chander Deveshwar as Non-Executive Director and Approve His Appointment and Remuneration as Chairman | Management | For | For |
| 9 | Approve Variation in the Terms of Remuneration to Executive Directors | Management | For | For |
| 10 | Approve Commission Remuneration for Non-executive Directors | Management | For | For |
| 11 | Approve Remuneration of Cost Auditors | Management | For | For |
| 12 | Approve Remuneration of Cost Auditors | Management | For | For |
| ITC LTD. Meeting Date: MAR 16, 2017 Record Date: FEB 03, 2017 Meeting Type: SPECIAL | ||||
| Ticker: ITC Security ID: Y4211T171 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Objects Clause of Memorandum of Association | Management | For | For |
| JAPAN EXCHANGE GROUP INC. Meeting Date: JUN 16, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 8697 Security ID: J2740B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tsuda, Hiroki | Management | For | For |
| 1.2 | Elect Director Kiyota, Akira | Management | For | For |
| 1.3 | Elect Director Miyahara, Koichiro | Management | For | For |
| 1.4 | Elect Director Yamaji, Hiromi | Management | For | For |
| 1.5 | Elect Director Miyama, Hironaga | Management | For | For |
| 1.6 | Elect Director Christina L. Ahmadjian | Management | For | For |
| 1.7 | Elect Director Ogita, Hitoshi | Management | For | For |
| 1.8 | Elect Director Kubori, Hideaki | Management | For | For |
| 1.9 | Elect Director Koda, Main | Management | For | For |
| 1.10 | Elect Director Kobayashi, Eizo | Management | For | For |
| 1.11 | Elect Director Minoguchi, Makoto | Management | For | For |
| 1.12 | Elect Director Mori, Kimitaka | Management | For | For |
| 1.13 | Elect Director Yoneda, Tsuyoshi | Management | For | For |
| JUST EAT PLC Meeting Date: APR 27, 2017 Record Date: APR 25, 2017 Meeting Type: ANNUAL | ||||
| Ticker: JE. Security ID: G5215U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect John Hughes as Director | Management | For | For |
| 4 | Re-elect David Buttress as Director | Management | For | For |
| 5 | Re-elect Gwyn Burr as Director | Management | For | For |
| 6 | Re-elect Frederic Coorevits as Director | Management | For | For |
| 7 | Re-elect Andrew Griffith as Director | Management | For | For |
| 8 | Re-elect Diego Oliva as Director | Management | For | For |
| 9 | Elect Paul Harrison as Director | Management | For | For |
| 10 | Elect Roisin Donnelly as Director | Management | For | For |
| 11 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| KOSE CORP. Meeting Date: JUN 29, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 4922 Security ID: J3622S100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 63 | Management | For | For |
| 2.1 | Elect Director Hanagata, Kazumasa | Management | For | For |
| 2.2 | Elect Director Naito, Noboru | Management | For | For |
| 2.3 | Elect Director Nagahama, Kiyoto | Management | For | For |
| 2.4 | Elect Director Kumada, Atsuo | Management | For | For |
| 2.5 | Elect Director Shibusawa, Koichi | Management | For | For |
| 2.6 | Elect Director Kobayashi, Masanori | Management | For | For |
| 2.7 | Elect Director Yanai, Michihito | Management | For | For |
| 3 | Appoint Statutory Auditor Arakane, Kumi | Management | For | For |
| 4 | Approve Director Retirement Bonus | Management | For | Against |
| 5 | Approve Statutory Auditor Retirement Bonus | Management | For | Against |
| LINE CORPORATION Meeting Date: MAR 30, 2017 Record Date: DEC 29, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 3938 Security ID: 53567X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Change Location of Head Office - Clarify Provisions on Alternate Statutory Auditors | Management | For | For |
| 2.1 | Elect Director Idezawa, Takeshi | Management | For | For |
| 2.2 | Elect Director Masuda, Jun | Management | For | For |
| 2.3 | Elect Director Joongho Shin | Management | For | For |
| 2.4 | Elect Director In Joon Hwang | Management | For | For |
| 2.5 | Elect Director Hae Jin Lee | Management | For | For |
| 2.6 | Elect Director Kunihiro, Tadashi | Management | For | For |
| 2.7 | Elect Director Kotaka, Koji | Management | For | For |
| 2.8 | Elect Director Hatoyama, Rehito | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Watanabe, Naoki | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | For |
| MASTERCARD INCORPORATED Meeting Date: JUN 27, 2017 Record Date: APR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MA Security ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Oki Matsumoto | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson Tai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Against |
| MERLIN ENTERTAINMENTS PLC Meeting Date: JUN 13, 2017 Record Date: JUN 09, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MERL Security ID: G6019W108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Re-elect Sir John Sunderland as Director | Management | For | For |
| 6 | Re-elect Nick Varney as Director | Management | For | For |
| 7 | Elect Anne-Francoise Nesmes as Director | Management | For | For |
| 8 | Re-elect Charles Gurassa as Director | Management | For | For |
| 9 | Re-elect Ken Hydon as Director | Management | For | For |
| 10 | Re-elect Fru Hazlitt as Director | Management | For | For |
| 11 | Re-elect Soren Thorup Sorensen as Director | Management | For | For |
| 12 | Re-elect Trudy Rautio as Director | Management | For | For |
| 13 | Re-elect Rachel Chiang as Director | Management | For | For |
| 14 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| NETENT AB Meeting Date: APR 21, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NET B Security ID: ADPV35625 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 10 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 11 | Approve Discharge of Board and President | Management | For | For |
| 12 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | For |
| 13 | Approve Remuneration of Directors in the Amount of SEK 700,000 for Chairman and SEK 300,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
| 14 | Reelect Vigo Carlund (Chairman), Fredrik Erbing, Peter Hamberg, Pontus Lindwall, Michael Knutsson, Maria Redin and Jenny Rosberg as Directors; Elect Maria Hedengren as New Director | Management | For | For |
| 15 | Ratify Deloitte as Auditors | Management | For | For |
| 16 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| 17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 18 | Approve 1:2 Share Split; Approve Reduction in Share Capital; Approve Bonus Issue | Management | For | For |
| 19 | Approve Warrants Plan for Key Employees | Management | For | For |
| 20a | Authorize Share Repurchase Program | Management | For | For |
| 20b | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 21 | Close Meeting | Management | None | None |
| NOVOZYMES A/S Meeting Date: FEB 22, 2017 Record Date: FEB 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NZYM B Security ID: K7317J133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of DKK 4 Per Share | Management | For | For |
| 4 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
| 5 | Approve Remuneration of Directors in the Amount of DKK 1.5 Million for Chairman, DKK 1.0 Million for Vice Chairman and DKK 500,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 6a | Approve DKK 10 Million Reduction in Share Capital via Share Cancellation | Management | For | For |
| 6b | Authorize Share Repurchase Program | Management | For | For |
| 7 | Elect Jorgen Buhl Rasmussen (Chairman) as Director | Management | For | For |
| 8 | Elect Agnete Raaschou-Nielsen (Vice Chairman) as Director | Management | For | For |
| 9a | Reelect Heinz-Jurgen Bertram as Director | Management | For | For |
| 9b | Reelect Lars Green as Director | Management | For | For |
| 9c | Reelect Mathias Uhlen as Director | Management | For | For |
| 9d | Elect Kim Stratton as New Director | Management | For | For |
| 9e | Elect Kasim Kutay as New Director | Management | For | For |
| 10 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 11 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| 12 | Other Business | Management | None | None |
| PADDY POWER BETFAIR PLC Meeting Date: MAY 17, 2017 Record Date: MAY 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PPB Security ID: G68673113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4(a) | Re-elect Zillah Byng-Thorne as Director | Management | For | For |
| 4(b) | Re-elect Michael Cawley as Director | Management | For | For |
| 4(c) | Re-elect Breon Corcoran as Director | Management | For | For |
| 4(d) | Re-elect Ian Dyson as Director | Management | For | For |
| 4(e) | Re-elect Alex Gersh as Director | Management | For | For |
| 4(f) | Re-elect Peter Jackson as Director | Management | For | For |
| 4(g) | Re-elect Gary McGann as Director | Management | For | For |
| 4(h) | Re-elect Padraig O Riordain as Director | Management | For | For |
| 4(i) | Re-elect Peter Rigby as Director | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 10 | Authorise the Company to Determine the Price Range at which Treasury Shares may be Re-issued Off-Market | Management | For | For |
| PAYSAFE GROUP PLC Meeting Date: MAY 09, 2017 Record Date: MAY 05, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PAYS Security ID: G6963K100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Dennis Jones as Director | Management | For | For |
| 4 | Re-elect Joel Leonoff as Director | Management | For | For |
| 5 | Re-elect Brian McArthur-Muscroft as Director | Management | For | For |
| 6 | Re-elect Andrew Dark as Director | Management | For | For |
| 7 | Re-elect Ian Francis as Director | Management | For | For |
| 8 | Re-elect Brahm Gelfand as Director | Management | For | For |
| 9 | Re-elect Ian Jenks as Director | Management | For | For |
| 10 | Elect Jennifer Allerton as Director | Management | For | For |
| 11 | Elect Karen Guerra as Director | Management | For | For |
| 12 | Appoint Deloitte LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| PRICESMART, INC. Meeting Date: FEB 01, 2017 Record Date: DEC 09, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PSMT Security ID: 741511109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sherry S. Bahrambeygui | Management | For | Withhold |
| 1.2 | Elect Director Gonzalo Barrutieta | Management | For | Withhold |
| 1.3 | Elect Director Gordon H. Hanson | Management | For | For |
| 1.4 | Elect Director Leon C. Janks | Management | For | Withhold |
| 1.5 | Elect Director Jose Luis Laparte | Management | For | For |
| 1.6 | Elect Director Mitchell G. Lynn | Management | For | For |
| 1.7 | Elect Director Gary Malino | Management | For | For |
| 1.8 | Elect Director Pierre Mignault | Management | For | Withhold |
| 1.9 | Elect Director Robert E. Price | Management | For | For |
| 1.10 | Elect Director Edgar Zurcher | Management | For | Withhold |
| RAKUTEN INC. Meeting Date: MAR 30, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 4755 Security ID: J64264104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Amend Business Lines | Management | For | For |
| 2.1 | Elect Director Mikitani, Hiroshi | Management | For | For |
| 2.2 | Elect Director Hosaka, Masayuki | Management | For | For |
| 2.3 | Elect Director Charles B. Baxter | Management | For | For |
| 2.4 | Elect Director Kutaragi, Ken | Management | For | For |
| 2.5 | Elect Director Joshua G. James | Management | For | For |
| 2.6 | Elect Director Mitachi, Takashi | Management | For | For |
| 2.7 | Elect Director Murai, Jun | Management | For | For |
| 2.8 | Elect Director Youngme Moon | Management | For | For |
| 3 | Approve Deep Discount Stock Option Plan for Inside Directors, Executive Officers and Employees | Management | For | For |
| 4 | Approve Deep Discount Stock Option Plan for Outside Directors | Management | For | For |
| 5 | Approve Deep Discount Stock Option Plan for Statutory Auditors | Management | For | For |
| REA GROUP LIMITED Meeting Date: NOV 08, 2016 Record Date: NOV 04, 2016 Meeting Type: ANNUAL | ||||
| Ticker: REA Security ID: Q8051B108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve the Remuneration Report | Management | For | For |
| 3a | Elect Michael Miller as Director | Management | For | For |
| 3b | Elect Susan Panuccio as Director | Management | For | For |
| 3c | Elect Richard J Freudenstein as Director | Management | For | For |
| 4 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| REMY COINTREAU Meeting Date: JUL 26, 2016 Record Date: JUL 21, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: RCO Security ID: F7725A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
| 5 | Acknowledge Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 6 | Approve Discharge of Directors | Management | For | For |
| 7 | Reelect Marc Heriard Dubreuil as Director | Management | For | For |
| 8 | Reelect Florence Rollet as Director | Management | For | For |
| 9 | Reelect Yves Guillemot as Director | Management | For | For |
| 10 | Reelect Olivier Jolivet as Director | Management | For | For |
| 11 | Elect Orpar SA as Director | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 480,000 | Management | For | For |
| 13 | Advisory Vote on Compensation of Francois Heriard Dubreuil, Chairman | Management | For | For |
| 14 | Advisory Vote on Compensation of Valerie Chapoulaud-Floquet, CEO | Management | For | Against |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | Against |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | Against |
| 20 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements | Management | For | Against |
| 21 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 22 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 23 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | For |
| 25 | Authorize Board to Transfer Expenses Resulting from Capital Increases to the Legal Reserves Account | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ROCKET INTERNET SE Meeting Date: JUN 02, 2017 Record Date: MAY 11, 2017 Meeting Type: ANNUAL | ||||
| Ticker: RKET Security ID: D6S914104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 4 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2017 | Management | For | For |
| 5 | Approve Decrease in Size of Supervisory Board to Eight Members | Management | For | For |
| 6.1 | Elect Christopher Young to the Supervisory Board | Management | For | For |
| 6.2 | Reelect Marcus Englert to the Supervisory Board | Management | For | For |
| 6.3 | Reelect Roland Berger to the Supervisory Board | Management | For | For |
| 6.4 | Reelect Norbert Lang to the Supervisory Board | Management | For | For |
| 6.5 | Reelect Joachim Schindler to the Supervisory Board | Management | For | For |
| 7 | Amend Corporate Purpose | Management | For | For |
| 8 | Approve Remuneration of Supervisory Board | Management | For | For |
| 9 | Approve Creation of EUR 67.6 Million Pool of Capital without Preemptive Rights | Management | For | Against |
| 10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 72 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Against |
| 11 | Amend 2014 Stock Option Plan Re: Management Board Members | Management | For | For |
| 12 | Amend 2014 Stock Option Plan Re: Key Employees | Management | For | For |
| 13 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 14 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Against |
| ROYAL DUTCH SHELL PLC Meeting Date: MAY 23, 2017 Record Date: MAY 19, 2017 Meeting Type: ANNUAL | ||||
| Ticker: RDSA Security ID: G7690A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Catherine Hughes as Director | Management | For | For |
| 5 | Elect Roberto Setubal as Director | Management | For | For |
| 6 | Re-elect Ben van Beurden as Director | Management | For | For |
| 7 | Re-elect Guy Elliott as Director | Management | For | For |
| 8 | Re-elect Euleen Goh as Director | Management | For | For |
| 9 | Re-elect Charles Holliday as Director | Management | For | For |
| 10 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 11 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 12 | Re-elect Linda Stuntz as Director | Management | For | For |
| 13 | Elect Jessica Uhl as Director | Management | For | For |
| 14 | Re-elect Hans Wijers as Director | Management | For | For |
| 15 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 16 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Request Shell to Set and Publish Targets for Reducing Greenhouse Gas (GHG) Emissions | Shareholder | Against | Abstain |
| SANDS CHINA LTD. Meeting Date: MAY 26, 2017 Record Date: MAY 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 1928 Security ID: G7800X107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Sheldon Gary Adelson as Director | Management | For | For |
| 3b | Elect Chiang Yun as Director | Management | For | For |
| 3c | Elect Victor Patrick Hoog Antink as Director | Management | For | For |
| 3d | Elect Kenneth Patrick Chung as Director | Management | For | For |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| SCHRODERS PLC Meeting Date: APR 27, 2017 Record Date: APR 25, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SDR Security ID: G78602136 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Elect Ian King as Director | Management | For | For |
| 6 | Elect Rakhi Goss-Custard as Director | Management | For | For |
| 7 | Re-elect Michael Dobson as Director | Management | For | For |
| 8 | Re-elect Peter Harrison as Director | Management | For | For |
| 9 | Re-elect Richard Keers as Director | Management | For | For |
| 10 | Re-elect Lord Howard of Penrith as Director | Management | For | For |
| 11 | Re-elect Robin Buchanan as Director | Management | For | For |
| 12 | Re-elect Rhian Davies as Director | Management | For | For |
| 13 | Re-elect Nichola Pease as Director | Management | For | For |
| 14 | Re-elect Philip Mallinckrodt as Director | Management | For | For |
| 15 | Re-elect Bruno Schroder as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Non-Voting Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| SGS SA Meeting Date: MAR 21, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SGSN Security ID: H7484G106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 70 per Share | Management | For | For |
| 4.1a | Reelect Paul Desmarais, jr. as Director | Management | For | Against |
| 4.1b | Reelect August von Finck as Director | Management | For | Against |
| 4.1c | Reelect August Francois von Finck as Director | Management | For | Against |
| 4.1d | Reelect Ian Gallienne as Director | Management | For | Against |
| 4.1e | Reelect Cornelius Grupp as Director | Management | For | For |
| 4.1f | Reelect Peter Kalantzis as Director | Management | For | For |
| 4.1g | Reelect Christopher Kirk as Director | Management | For | Against |
| 4.1h | Reelect Gerard Lamarche as Director | Management | For | Against |
| 4.1i | Reelect Sergio Marchionne as Director | Management | For | Against |
| 4.1j | Reelect Shelby R. du Pasquier as Director | Management | For | For |
| 4.2 | Reelect Sergio Marchionne as Board Chairman | Management | For | Against |
| 4.3a | Reelect August von Finck as Member of the Compensation Committee | Management | For | Against |
| 4.3b | Reelect Ian Gallienne as Member of the Compensation Committee | Management | For | Against |
| 4.3c | Reelect Shelby R. du Pasquier as Member of the Compensation Committee | Management | For | For |
| 4.4 | Ratify Deloitte SA as Auditors | Management | For | For |
| 4.5 | Designate Jeandin and Defacqz as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 2.1 Million | Management | For | For |
| 5.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 9.3 Million | Management | For | Against |
| 5.3 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 3.7 Million | Management | For | For |
| 6 | Approve CHF 188,704 Reduction in Share Capital via the Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Creation of CHF 500,000 Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| ST. JAMES'S PLACE PLC Meeting Date: MAY 04, 2017 Record Date: MAY 02, 2017 Meeting Type: ANNUAL | ||||
| Ticker: STJ Security ID: G5005D124 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Sarah Bates as Director | Management | For | For |
| 4 | Re-elect David Bellamy as Director | Management | For | For |
| 5 | Re-elect Iain Cornish as Director | Management | For | For |
| 6 | Re-elect Andrew Croft as Director | Management | For | For |
| 7 | Re-elect Ian Gascoigne as Director | Management | For | For |
| 8 | Re-elect Simon Jeffreys as Director | Management | For | For |
| 9 | Re-elect David Lamb as Director | Management | For | For |
| 10 | Re-elect Patience Wheatcroft as Director | Management | For | For |
| 11 | Re-elect Roger Yates as Director | Management | For | For |
| 12 | Approve Remuneration Report | Management | For | For |
| 13 | Approve Remuneration Policy | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 20 | Adopt New Articles of Association | Management | For | For |
| TENCENT HOLDINGS LTD. Meeting Date: MAY 17, 2017 Record Date: MAY 12, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Lau Chi Ping Martin as Director | Management | For | For |
| 3b | Elect Charles St Leger Searle as Director | Management | For | For |
| 3c | Elect Yang Siu Shun as Director | Management | For | Against |
| 3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 8 | Adopt 2017 Share Option Scheme | Management | For | Against |
| TENCENT HOLDINGS LTD. Meeting Date: MAY 17, 2017 Record Date: MAY 12, 2017 Meeting Type: SPECIAL | ||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Share Option Plan of Tencent Music Entertainment Group | Management | For | Against |
| THE PRICELINE GROUP INC. Meeting Date: JUN 08, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PCLN Security ID: 741503403 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.3 | Elect Director Jan L. Docter | Management | For | For |
| 1.4 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.5 | Elect Director Glenn D. Fogel | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
| 1.8 | Elect Director Charles H. Noski | Management | For | For |
| 1.9 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.10 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.11 | Elect Director Craig W. Rydin | Management | For | For |
| 1.12 | Elect Director Lynn M. Vojvodich | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| UNIBET GROUP PLC Meeting Date: DEC 06, 2016 Record Date: NOV 25, 2016 Meeting Type: SPECIAL | ||||
| Ticker: UNIB SDB Security ID: X9415A119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Change of Company Name and Amendment in Bylaws | Management | For | For |
| WIRECARD AG Meeting Date: JUN 20, 2017 Record Date: MAY 29, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WDI Security ID: D22359133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.16 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2017 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| WORLDPAY GROUP PLC Meeting Date: MAY 10, 2017 Record Date: MAY 08, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WPG Security ID: G97744109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve US Employee Stock Purchase Plan | Management | For | For |
| 4 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Approve Final Dividend | Management | For | For |
| 7 | Re-elect John Allan as Director | Management | For | For |
| 8 | Re-elect Philip Jansen as Director | Management | For | For |
| 9 | Re-elect Ron Kalifa as Director | Management | For | For |
| 10 | Re-elect Rick Medlock as Director | Management | For | For |
| 11 | Re-elect Deanna Oppenheimer as Director | Management | For | For |
| 12 | Re-elect Sir Michael Rake as Director | Management | For | For |
| 13 | Elect Karen Richardson as Director | Management | For | For |
| 14 | Re-elect Martin Scicluna as Director | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| YANDEX NV Meeting Date: MAY 25, 2017 Record Date: APR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: YNDX Security ID: N97284108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Directors | Management | For | For |
| 4 | Elect Herman Gref as Non-Executive Director | Management | For | For |
| 5 | Elect Arkady Volozh as Non-Executive Director | Management | For | For |
| 6 | Approve Cancellation of Outstanding Class C Shares | Management | For | For |
| 7 | Ratify KPMG as Auditors | Management | For | For |
| 8 | Grant Board Authority to Issue Ordinary and Preference Shares | Management | For | Against |
| 9 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 8 | Management | For | Against |
| 10 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | Against |
| YOOX NET-A-PORTER GROUP SPA Meeting Date: APR 21, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: YNAP Security ID: T9846S106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | Against |
| 3 | Elect Cedric Charles Marcel Bossert as Director | Management | For | For |
| 4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| YUNNAN BAIYAO GROUP CO., LTD. Meeting Date: MAY 26, 2017 Record Date: MAY 19, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 000538 Security ID: Y9879F108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2016 Report of the Board of Directors | Management | For | For |
| 2 | Approve 2016 Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2016 Financial Statements | Management | For | For |
| 4 | Approve 2016 Annual Report and Summary | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve 2016 Financial Budget Report | Management | For | For |
| 7 | Approve Appointment of Financial Auditor and Internal Control Auditor | Management | For | For |
| 8.01 | Elect Wang Jianhua as Non-Independent Director | Shareholder | None | For |
| 8.02 | Elect Qiu Xiaohua as Non-Independent Director | Shareholder | None | For |
| 8.03 | Elect Song Chengli as Non-Independent Director | Shareholder | None | For |
| 9.01 | Elect Zhong Jie as Supervisor | Shareholder | None | For |
| 9.02 | Elect You Guanghui as Supervisor | Shareholder | None | For |
| ZALANDO SE Meeting Date: MAY 31, 2017 Record Date: MAY 09, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ZAL Security ID: D98423102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5.1 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2017 | Management | For | For |
| 5.2 | Ratify Ernst & Young as Auditors Until the 2018 AGM | Management | For | For |
| 6.1 | Elect Dominik Asam to the Supervisory Board | Management | For | For |
| 6.2 | Elect Lothar Lanz to the Supervisory Board | Management | For | For |
| 6.3 | Elect Jorgen Lindemann to the Supervisory Board | Management | For | For |
| 6.4 | Elect Anders Povlsen to the Supervisory Board | Management | For | For |
| 6.5 | Elect Shanna Preve to the Supervisory Board | Management | For | For |
| 6.6 | Elect Alexander Samwer to the Supervisory Board | Management | For | For |
| 7 | Approve Affiliation Agreement with Tradebyte Software GmbH | Management | For | For |
| 8 | Approve Remuneration of Supervisory Board | Management | For | For |
Thornburg Investment Income Builder Fund
| ADVANCED SEMICONDUCTOR ENGINEERING INC. Meeting Date: JUN 28, 2017 Record Date: APR 28, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 2311 Security ID: Y00153109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| APOLLO INVESTMENT CORPORATION Meeting Date: AUG 04, 2016 Record Date: JUN 10, 2016 Meeting Type: SPECIAL | ||||
| Ticker: AINV Security ID: 03761U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | Against |
| APOLLO INVESTMENT CORPORATION Meeting Date: AUG 04, 2016 Record Date: JUN 10, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AINV Security ID: 03761U106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elliot Stein, Jr. | Management | For | For |
| 1.2 | Elect Director Bradley J. Wechsler | Management | For | For |
| 1.3 | Elect Director James C. Zelter | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| APPLE INC. Meeting Date: FEB 28, 2017 Record Date: DEC 30, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Bell | Management | For | For |
| 1.2 | Elect Director Tim Cook | Management | For | For |
| 1.3 | Elect Director Al Gore | Management | For | For |
| 1.4 | Elect Director Bob Iger | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Art Levinson | Management | For | For |
| 1.7 | Elect Director Ron Sugar | Management | For | For |
| 1.8 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Disclose Charitable Contributions | Shareholder | Against | Abstain |
| 6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Abstain |
| 7 | Proxy Access Amendments | Shareholder | Against | For |
| 8 | Engage Outside Independent Experts for Compensation Reforms | Shareholder | Against | Against |
| 9 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | For |
| ARES CAPITAL CORPORATION Meeting Date: DEC 15, 2016 Record Date: OCT 17, 2016 Meeting Type: SPECIAL | ||||
| Ticker: ARCC Security ID: 04010L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Authority to Issue Shares Below Net Asset Value | Management | For | Against |
| 2 | Issue Shares in Connection with Merger | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| ARES CAPITAL CORPORATION Meeting Date: MAY 22, 2017 Record Date: MAR 09, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ARCC Security ID: 04010L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael J. Arougheti | Management | For | For |
| 1b | Elect Director Ann Torre Bates | Management | For | For |
| 1c | Elect Director Steven B. McKeever | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ARES CAPITAL CORPORATION Meeting Date: MAY 22, 2017 Record Date: MAR 09, 2017 Meeting Type: SPECIAL | ||||
| Ticker: ARCC Security ID: 04010L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
| AT&T INC. Meeting Date: APR 28, 2017 Record Date: FEB 28, 2017 Meeting Type: ANNUAL | ||||
| Ticker: T Security ID: 00206R102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Richard W. Fisher | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
| 1.6 | Elect Director William E. Kennard | Management | For | For |
| 1.7 | Elect Director Michael B. McCallister | Management | For | For |
| 1.8 | Elect Director Beth E. Mooney | Management | For | For |
| 1.9 | Elect Director Joyce M. Roche | Management | For | For |
| 1.10 | Elect Director Matthew K. Rose | Management | For | For |
| 1.11 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.12 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 1.13 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Indirect Political Contributions | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Amend Proxy Access Right | Shareholder | Against | For |
| 8 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ATLANTIA SPA Meeting Date: APR 21, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ATL Security ID: T05404107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 3 | Approve Phantom Stock Option Plan (2017) and Phantom Stock Grant Plan (2017) | Management | For | Against |
| 4 | Elect Marco Emilio Angelo Patuano as Director | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| AXA Meeting Date: APR 26, 2017 Record Date: APR 21, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: CS Security ID: F06106102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.16 per Share | Management | For | For |
| 4 | Non-Binding Vote on Compensation of Henri de Castries, Chairman and CEO until August 31, 2016 | Management | For | For |
| 5 | Non-Binding Vote on Compensation of Denis Duverne, Vice CEO until August 31, 2016 | Management | For | For |
| 6 | Non-Binding Vote on Compensation of Denis Duverne, Chairman of the Board of Directors since September 1, 2016 | Management | For | For |
| 7 | Non-Binding Vote on Compensation of Thoma Buberl, CEO since September 1, 2016 | Management | For | For |
| 8 | Approve Remuneration Policy of Chairman of the Board | Management | For | For |
| 9 | Approve Remuneration Policy of CEO | Management | For | For |
| 10 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 11 | Approve Additional Social Benefits Agreement with Thomas Buberl, CEO | Management | For | For |
| 12 | Approve Severance Agreement with Thomas Buberl | Management | For | For |
| 13 | Reelect Deanna Oppenheimer as Director | Management | For | For |
| 14 | Reelect Ramon de Oliveira as Director | Management | For | For |
| 15 | Ratify Appointment of Thomas Buberl as Director | Management | For | For |
| 16 | Ratify Appointment of Andre Francois-Poncet as Director | Management | For | For |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions | Management | For | For |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million | Management | For | For |
| 21 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million | Management | For | For |
| 22 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 23 | Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers | Management | For | For |
| 24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 25 | Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million | Management | For | For |
| 26 | Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion | Management | For | For |
| 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 29 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 30 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 31 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BAE SYSTEMS PLC Meeting Date: MAY 10, 2017 Record Date: MAY 08, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BA. Security ID: G06940103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Sir Roger Carr as Director | Management | For | For |
| 6 | Re-elect Elizabeth Corley as Director | Management | For | For |
| 7 | Re-elect Jerry DeMuro as Director | Management | For | For |
| 8 | Re-elect Harriet Green as Director | Management | For | For |
| 9 | Re-elect Christopher Grigg as Director | Management | For | For |
| 10 | Re-elect Ian King as Director | Management | For | For |
| 11 | Re-elect Peter Lynas as Director | Management | For | For |
| 12 | Re-elect Paula Reynolds as Director | Management | For | For |
| 13 | Re-elect Nicholas Rose as Director | Management | For | For |
| 14 | Re-elect Ian Tyler as Director | Management | For | For |
| 15 | Elect Charles Woodburn as Director | Management | For | For |
| 16 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BARRATT DEVELOPMENTS PLC Meeting Date: NOV 16, 2016 Record Date: NOV 14, 2016 Meeting Type: ANNUAL | ||||
| Ticker: BDEV Security ID: G08288105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Approve Special Dividend | Management | For | For |
| 5 | Elect Neil Cooper as Director | Management | For | For |
| 6 | Elect Jock Lennox as Director | Management | For | For |
| 7 | Re-elect John Allan as Director | Management | For | For |
| 8 | Re-elect David Thomas as Director | Management | For | For |
| 9 | Re-elect Steven Boyes as Director | Management | For | For |
| 10 | Re-elect Richard Akers as Director | Management | For | For |
| 11 | Re-elect Tessa Bamford as Director | Management | For | For |
| 12 | Re-elect Nina Bibby as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve EU Political Donations and Expenditure | Management | For | For |
| 16 | Approve Sale of a Barratt Showhome by BDW Trading Limited to David Thomas | Management | For | For |
| 17 | Approve Sale of a David Wilson Home by BDW Trading Limited to a Connected Person of David Thomas | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BNP PARIBAS SA Meeting Date: MAY 23, 2017 Record Date: MAY 18, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BNP Security ID: F1058Q238 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.70 per Share | Management | For | For |
| 4 | Acknowledge Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Jean Lemierre as Director | Management | For | For |
| 7 | Reelect Monique Cohen as Director | Management | For | For |
| 8 | Reelect Daniela Schwarzer as Director | Management | For | For |
| 9 | Reelect Fields Wicker-Miurin as Director | Management | For | For |
| 10 | Elect Jacques Aschenbroich as Director | Management | For | For |
| 11 | Approve Remuneration Policy for Chairman of the Board | Management | For | For |
| 12 | Approve Remuneration Policy for CEO and Vice-CEO | Management | For | For |
| 13 | Non-Binding Vote on Compensation of Jean Lemierre, Chairman of the Board | Management | For | For |
| 14 | Non-Binding Vote on Compensation of Jean-Laurent Bonnafe, CEO | Management | For | For |
| 15 | Non-Binding Vote on Compensation of Philippe Bordenave, Vice-CEO | Management | For | For |
| 16 | Non-Binding Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Management | For | For |
| 17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BOUYGUES Meeting Date: APR 27, 2017 Record Date: APR 24, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: EN Security ID: F11487125 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 5 | Approve Additional Pension Scheme Agreement with Olivier Bouygues, Vice CEO | Management | For | For |
| 6 | Approve Additional Pension Scheme Agreement with Philippe Marien, Vice CEO | Management | For | Against |
| 7 | Approve Additional Pension Scheme Agreement with Olivier Roussat, Vice CEO | Management | For | Against |
| 8 | Non-Binding Vote on Compensation of Martin Bouygues, CEO and Chairman | Management | For | For |
| 9 | Non-Binding Vote on Compensation of Olivier Bouygues, Vice CEO | Management | For | For |
| 10 | Non-Binding Vote on Compensation of Philippe Marien, Vice CEO | Management | For | For |
| 11 | Non-Binding Vote on Compensation of Olivier Roussat, Vice CEO | Management | For | For |
| 12 | Approve Remuneration Policy of Chairman and CEO and Vice CEOs | Management | For | Against |
| 13 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1 Million | Management | For | For |
| 14 | Reelect Helman le Pas de Secheval as Director | Management | For | For |
| 15 | Elect Alexandre de Rothschild as Director | Management | For | Against |
| 16 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
| 17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | Management | For | Against |
| 19 | Authorize Capitalization of Reserves of Up to EUR 4 Billion for Bonus Issue or Increase in Par Value | Management | For | Against |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 85 Million | Management | For | Against |
| 21 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 70 Million | Management | For | Against |
| 22 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 23 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote | Management | For | Against |
| 24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 25 | Authorize Capital Increase of Up to EUR 85 Million for Future Exchange Offers | Management | For | Against |
| 26 | Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for up to EUR 85 Million | Management | For | Against |
| 27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Against |
| 28 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 29 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | For | Against |
| 30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| BT GROUP PLC Meeting Date: JUL 13, 2016 Record Date: JUL 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: BT.A Security ID: G16612106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Sir Michael Rake as Director | Management | For | For |
| 5 | Re-elect Gavin Patterson as Director | Management | For | For |
| 6 | Re-elect Tony Ball as Director | Management | For | For |
| 7 | Re-elect Iain Conn as Director | Management | For | For |
| 8 | Re-elect Isabel Hudson as Director | Management | For | For |
| 9 | Re-elect Karen Richardson as Director | Management | For | For |
| 10 | Re-elect Nick Rose as Director | Management | For | For |
| 11 | Re-elect Jasmine Whitbread as Director | Management | For | For |
| 12 | Elect Mike Inglis as Director | Management | For | For |
| 13 | Elect Tim Hottges as Director | Management | For | For |
| 14 | Elect Simon Lowth as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 21 | Approve Political Donations | Management | For | For |
| CENTURYLINK, INC. Meeting Date: MAR 16, 2017 Record Date: JAN 25, 2017 Meeting Type: SPECIAL | ||||
| Ticker: CTL Security ID: 156700106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| CENTURYLINK, INC. Meeting Date: MAY 24, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CTL Security ID: 156700106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martha H. Bejar | Management | For | For |
| 1.2 | Elect Director Virginia Boulet | Management | For | For |
| 1.3 | Elect Director Peter C. Brown | Management | For | For |
| 1.4 | Elect Director W. Bruce Hanks | Management | For | For |
| 1.5 | Elect Director Mary L. Landrieu | Management | For | For |
| 1.6 | Elect Director Harvey P. Perry | Management | For | For |
| 1.7 | Elect Director Glen F. Post, III | Management | For | For |
| 1.8 | Elect Director Michael J. Roberts | Management | For | For |
| 1.9 | Elect Director Laurie A. Siegel | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3a | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3b | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4a | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | For |
| 4b | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 4c | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| CHIMERA INVESTMENT CORPORATION Meeting Date: JUN 01, 2017 Record Date: APR 03, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CIM Security ID: 16934Q208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Paul Donlin | Management | For | For |
| 1b | Elect Director Mark Abrams | Management | For | For |
| 1c | Elect Director Gerard Creagh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED Meeting Date: NOV 28, 2016 Record Date: NOV 24, 2016 Meeting Type: SPECIAL | ||||
| Ticker: 144 Security ID: Y1489Q103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Qianhaiwan Equity Transfer Agreement and Related Transactions | Management | For | For |
| 2 | Approve Land Use Rights Confirmation Contract and Related Transactions | Management | For | For |
| CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED Meeting Date: JUN 02, 2017 Record Date: MAY 26, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 144 Security ID: Y1489Q103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3Aa | Elect Li Xiaopeng as Director | Management | For | For |
| 3Ab | Elect Wang Hong as Director | Management | For | For |
| 3Ac | Elect Hua Li as Director | Management | For | For |
| 3Ad | Elect Wang Zhixian as Director | Management | For | For |
| 3Ae | Elect Zheng Shaoping as Director | Management | For | For |
| 3Af | Elect Shi Wei as Director | Management | For | For |
| 3Ag | Elect Bong Shu Ying Francis as Director | Management | For | For |
| 3B | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5A | Approve Grant of Options Under the Share Option Scheme | Management | For | Against |
| 5B | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5C | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5D | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED Meeting Date: JUN 02, 2017 Record Date: MAY 26, 2017 Meeting Type: SPECIAL | ||||
| Ticker: 144 Security ID: Y1489Q103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Purchase Agreement and Related Transactions | Management | For | For |
| CHINA MOBILE LIMITED Meeting Date: MAY 25, 2017 Record Date: MAY 18, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 941 Security ID: Y14965100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Dong Xin as Director | Management | For | For |
| 4.1 | Elect Frank Wong Kwong Shing as Director | Management | For | For |
| 4.2 | Elect Moses Cheng Mo Chi as Director | Management | For | Against |
| 4.3 | Elect Paul Chow Man Yiu as Director | Management | For | For |
| 4.4 | Elect Stephen Yiu Kin Wah as Director | Management | For | For |
| 5 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| CME GROUP INC. Meeting Date: MAY 24, 2017 Record Date: MAR 29, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CME Security ID: 12572Q105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1c | Elect Director Charles P. Carey | Management | For | For |
| 1d | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1e | Elect Director Ana Dutra | Management | For | For |
| 1f | Elect Director Martin J. Gepsman | Management | For | For |
| 1g | Elect Director Larry G. Gerdes | Management | For | For |
| 1h | Elect Director Daniel R. Glickman | Management | For | For |
| 1i | Elect Director Leo Melamed | Management | For | For |
| 1j | Elect Director Alex J. Pollock | Management | For | For |
| 1k | Elect Director John F. Sandner | Management | For | For |
| 1l | Elect Director Terry L. Savage | Management | For | For |
| 1m | Elect Director William R. Shepard | Management | For | For |
| 1n | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| CROWN CASTLE INTERNATIONAL CORP. Meeting Date: MAY 18, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CCI Security ID: 22822V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director P. Robert Bartolo | Management | For | For |
| 1b | Elect Director Jay A. Brown | Management | For | For |
| 1c | Elect Director Cindy Christy | Management | For | For |
| 1d | Elect Director Ari Q. Fitzgerald | Management | For | For |
| 1e | Elect Director Robert E. Garrison, II | Management | For | For |
| 1f | Elect Director Lee W. Hogan | Management | For | For |
| 1g | Elect Director Edward C. Hutcheson, Jr. | Management | For | For |
| 1h | Elect Director J. Landis Martin | Management | For | For |
| 1i | Elect Director Robert F. McKenzie | Management | For | For |
| 1j | Elect Director Anthony J. Melone | Management | For | For |
| 1k | Elect Director W. Benjamin Moreland | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | For |
| CVS HEALTH CORPORATION Meeting Date: MAY 10, 2017 Record Date: MAR 14, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CVS Security ID: 126650100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard M. Bracken | Management | For | For |
| 1b | Elect Director C. David Brown, II | Management | For | For |
| 1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
| 1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1e | Elect Director David W. Dorman | Management | For | For |
| 1f | Elect Director Anne M. Finucane | Management | For | Against |
| 1g | Elect Director Larry J. Merlo | Management | For | For |
| 1h | Elect Director Jean-Pierre Millon | Management | For | For |
| 1i | Elect Director Mary L. Schapiro | Management | For | For |
| 1j | Elect Director Richard J. Swift | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 1l | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| 7 | Report on Pay Disparity | Shareholder | Against | Abstain |
| 8 | Adopt Quantitative Renewable Energy Goals | Shareholder | Against | Abstain |
| DAIMLER AG Meeting Date: MAR 29, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: DAI Security ID: D1668R123 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.25 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5.1 | Ratify KPMG AG as Auditors for Fiscal 2017 | Management | For | For |
| 5.2 | Ratify KPMG AG as Auditors for the 2018 Interim Financial Statements Until the 2018 AGM | Management | For | For |
| 6.1 | Elect Clemens Boersig to the Supervisory Board | Management | For | For |
| 6.2 | Elect Bader Mohammad Al Saad to the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration of Supervisory Board | Management | For | For |
| 8 | Amend Articles Re: Participation and Voting at Shareholder Meetings | Management | For | For |
| DBS GROUP HOLDINGS LTD. Meeting Date: APR 27, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: D05 Security ID: Y20246107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect Bart Broadman as Director | Management | For | For |
| 6 | Elect Ho Tian Yee as Director | Management | For | For |
| 7 | Elect Ow Foong Pheng as Director | Management | For | For |
| 8 | Approve Grant of Awards and Issuance of Shares Under the DBSH Share Plan | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 10 | Approve Issuance of Shares Under the DBSH Scrip Dividend Scheme to the Final Dividends for the Year Ended Dec. 31, 2016 | Management | For | For |
| 11 | Approve Issuance of Shares Under the DBSH Scrip Dividend Scheme for the Dividends which may be Declared for the Year Ending Dec. 31, 2017 | Management | For | For |
| 12 | Authorize Share Repurchase Program | Management | For | For |
| DEUTSCHE TELEKOM AG Meeting Date: MAY 31, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: DTE Security ID: D2035M136 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2017 | Management | For | For |
| 6 | Approve Creation of EUR 3.6 Billion Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Elect Dagmar Kollmann to the Supervisory Board | Management | For | For |
| DYNEX CAPITAL, INC. Meeting Date: MAY 16, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: DX Security ID: 26817Q506 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Byron L. Boston | Management | For | For |
| 1.2 | Elect Director Michael R. Hughes | Management | For | For |
| 1.3 | Elect Director Barry A. Igdaloff | Management | For | For |
| 1.4 | Elect Director Valerie A. Mosley | Management | For | For |
| 1.5 | Elect Director Robert A. Salcetti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| ELECTRICITE DE FRANCE Meeting Date: JUL 26, 2016 Record Date: JUL 21, 2016 Meeting Type: SPECIAL | ||||
| Ticker: EDF Security ID: F2940H113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Transfer to Legal Reserve Account | Management | For | For |
| 2 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 480 Million | Management | For | Against |
| 3 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 4 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 5 | Approve Employee Indirect Stock Purchase Plan for Employees | Management | For | For |
| 6 | Amend Terms of Authorizations Granted by the May 12, 2016, AGM under Items 1 to 9 and 11 to 19 | Management | For | For |
| 7 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ELECTRICITE DE FRANCE Meeting Date: MAY 18, 2017 Record Date: MAY 15, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: EDF Security ID: F2940H113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Management | For | For |
| A | Approve Allocation of Income and Absence of Dividends | Shareholder | Against | Against |
| 4 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
| 5 | Approve Transaction with BNP Paribas Re: Mandate of Global Coordinator Associate | Management | For | For |
| 6 | Approve Transaction with Societe Generale Re: Mandate of Global Coordinator Associate | Management | For | For |
| 7 | Approve Transaction with Areva NP Re: Share Transfer and Shareholders' Agreement | Management | For | Against |
| 8 | Approve Transaction with Caisse des Depots et Consignations and CNP Assurances Re: Investment Terms and Shareholders' agreement | Management | For | Against |
| 9 | Approve Transaction with the State, Caisse des Depots et Consignations, CNP Assurances and the Joint-Venture Re: Partial Disposal of RTE's capital | Management | For | Against |
| 10 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 11 | Non-Binding Vote on Compensation of Jean-Bernard Levy, Chairman and CEO | Management | For | For |
| 12 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Ratify Appointment of Michele Rousseau as Director | Management | For | Against |
| 15 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
| 16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 17 | Amend Article 19 of Bylaws Re: Auditors | Management | For | For |
| 18 | Renew Appointment of Deloitte et Associes as Auditor | Management | For | For |
| 19 | Renew Appointment of KPMG SA as Auditor | Management | For | For |
| 20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ENEL SPA Meeting Date: MAY 04, 2017 Record Date: APR 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ENEL Security ID: T3679P115 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4 | Fix Number of Directors | Management | For | For |
| 5 | Fix Board Terms for Directors | Management | For | For |
| 6.1 | Slate Submitted by the Italian Ministry of Economy And Finance | Shareholder | None | Did Not Vote |
| 6.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 7 | Elect Patrizia Grieco as Board Chair | Shareholder | None | For |
| 8 | Approve Remuneration of Directors | Shareholder | None | For |
| 9 | Approve 2017 Monetary Long-Term Incentive Plan | Management | For | For |
| 10 | Approve Remuneration Policy | Management | For | For |
| ENI S.P.A. Meeting Date: APR 13, 2017 Record Date: APR 04, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ENI Security ID: T3643A145 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Fix Number of Directors | Management | For | For |
| 4 | Fix Board Terms for Directors | Management | For | For |
| 5.1 | Slate Submitted by the Ministry of the Economy and Finance | Shareholder | None | Did Not Vote |
| 5.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 6 | Elect Emma Marcegaglia as Board Chair | Shareholder | None | For |
| 7 | Approve Remuneration of Directors | Shareholder | None | For |
| 8.1 | Slate Submitted by the Ministry of the Economy and Finance | Shareholder | None | For |
| 8.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Against |
| 9 | Appoint Chair of the Board of Statutory Auditors | Shareholder | None | For |
| 10 | Approve Internal Auditors' Remuneration | Shareholder | None | For |
| 11 | Approve Restricted Stock Plan; Authorize Reissuance of Treasury Shares to Service Restricted Stock Plan | Management | For | Against |
| 12 | Approve Remuneration Policy | Management | For | For |
| FERROVIAL SA Meeting Date: APR 04, 2017 Record Date: MAR 30, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FER Security ID: E49512119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Appoint Deloitte as Auditor | Management | For | For |
| 5.1 | Ratify Appointment of and Elect Philip Bowman as Director | Management | For | For |
| 5.2 | Elect Hanne Birgitte Breinbjerb Sorensen as Director | Management | For | For |
| 6 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 7 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 8 | Approve Reduction in Share Capital via Amortization of Treasury Shares | Management | For | For |
| 9.1 | Amend Article 46 Re: Attendance of Board Meetings | Management | For | For |
| 9.2 | Remove Chapter VII Transitory Provision Re: Audit and Control Committee | Management | For | For |
| 10 | Authorize Share Repurchase Program | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 12 | Advisory Vote on Remuneration Report | Management | For | For |
| 13 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| GAM HOLDING LTD. Meeting Date: APR 27, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: GAM Security ID: H2878E106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | Against |
| 2 | Approve Allocation of Income and Dividends of CHF 0.65 per Share from Capital Contribution Reserves | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve CHF 30,610 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 5 | Approve Cancellation of Conditional Capital Authorization | Management | For | For |
| 6.1 | Reelect Hugh Scott-Barrett as Director and as Board Chairman | Management | For | For |
| 6.2 | Reelect Diego du Monceau as Director | Management | For | Against |
| 6.3 | Reelect Nancy Mistretta as Director | Management | For | For |
| 6.4 | Reelect Ezra Field as Director | Management | For | For |
| 6.5 | Reelect Benjamin Meuli as Director | Management | For | For |
| 6.6 | Elect David Jacob as Director | Management | For | For |
| 6.7 | Elect Kasia Robinski as Director | Shareholder | Against | For |
| 6.8 | Elect Kasia Robinski as Chairman of the Board | Shareholder | Against | Against |
| 6.9 | Elect William Raynar as Director | Shareholder | Against | Against |
| 6.10 | Elect Rudolf Bohli as Director | Shareholder | Against | For |
| 7.1 | Appoint Diego du Monceau as Member of the Compensation Committee | Management | For | Against |
| 7.2 | Appoint Nancy Mistretta as Member of the Compensation Committee | Management | For | For |
| 7.3 | Appoint Benjamin Meuli as Member of the Compensation Committee | Management | For | For |
| 7.4 | Appoint Kasia Robinski as Member of the Compensation Committee | Shareholder | Against | For |
| 7.5 | Appoint William Raynar as Member of the Compensation Committee | Shareholder | Against | Against |
| 8.1 | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 2.3 Million | Management | For | For |
| 8.2 | Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 8 Million | Management | For | For |
| 8.3 | Approve Maximum Variable Remuneration of Executive Committee in the Amount of CHF 16 Million | Management | For | Against |
| 9 | Ratify KPMG AG as Auditors | Management | For | For |
| 10 | Designate Tobias Rohner as Independent Proxy | Management | For | For |
| 11 | Transact Other Business (Voting) | Management | For | Against |
| GJENSIDIGE FORSIKRING ASA Meeting Date: APR 06, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: GJF Security ID: R2763X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Registration of Attending Shareholders and Proxies | Management | None | None |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 5 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.80 Per Share | Management | For | Did Not Vote |
| 6a | Approve Remuneration Statement | Management | For | Did Not Vote |
| 6b | Approve Remuneration Guidelines For Executive Management | Management | For | Did Not Vote |
| 6c | Approve Binding Guidelines for Allotment of Shares and Subscription Rights | Management | For | Did Not Vote |
| 7a | Authorize the Board to Decide on Distribution of Dividends | Management | For | Did Not Vote |
| 7b | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 7c | Approve Creation of NOK 50 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 7d | Authorize Board to Raise Subordinated Loans and Other External Financing | Management | For | Did Not Vote |
| 8 | Amend Articles Re: General Meeting | Management | For | Did Not Vote |
| 9a1 | Reelect Inge Hansen (Chairman) as Director | Management | For | Did Not Vote |
| 9a2 | Reelect Gisele Marchand as Director | Management | For | Did Not Vote |
| 9a3 | Reelect Per Bjorge as Director | Management | For | Did Not Vote |
| 9a4 | Reelect John Giverholt as Director | Management | For | Did Not Vote |
| 9a5 | Reelect Tine Wollebekk as Director | Management | For | Did Not Vote |
| 9a6 | Elect Hilde Merete Nafstad as Director | Management | For | Did Not Vote |
| 9a7 | Elect Eivind Elnan as Director | Management | For | Did Not Vote |
| 9b1 | Reelect Einar Enger (Chairman) as Member of Nominating Committee | Management | For | Did Not Vote |
| 9b2 | Reelect John Ottestad as Member of Nominating Committee | Management | For | Did Not Vote |
| 9b3 | Reelect Torun Bakken as Member of Nominating Committee | Management | For | Did Not Vote |
| 9b4 | Reelect Joakim Gjersoe as Member of Nominating Committee | Management | For | Did Not Vote |
| 9b5 | Elect Marianne Odegaard Ribe as Member of Nominating Committee | Management | For | Did Not Vote |
| 9c | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors and Auditors | Management | For | Did Not Vote |
| HOPEWELL HOLDINGS LTD. Meeting Date: OCT 26, 2016 Record Date: OCT 18, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 54 Security ID: Y37129163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a1 | Elect Gordon Ying Sheung Wu as Director | Management | For | For |
| 3a2 | Elect Thomas Jefferson Wu as Director | Management | For | For |
| 3a3 | Elect William Wing Lam Wong as Director | Management | For | For |
| 3a4 | Elect Carmelo Ka Sze Lee as Director | Management | For | Against |
| 3a5 | Elect Ahito Nakamura as Director | Management | For | For |
| 3b | Approve Directors' Fees | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 5d | Approve Grant of Options Under the Share Option Scheme | Management | For | Against |
| ING GROEP NV Meeting Date: MAY 08, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: INGA Security ID: N4578E595 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2b | Receive Announcements on Sustainability | Management | None | None |
| 2c | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2d | Discuss Remuneration Report | Management | None | None |
| 2e | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3a | Receive Explanation on Profit Retention and Distribution Policy | Management | None | None |
| 3b | Approve Dividends of EUR 0.66 Per Share | Management | For | For |
| 4a | Approve Discharge of Management Board | Management | For | For |
| 4b | Approve Discharge of Supervisory Board | Management | For | For |
| 5a | Receive Information on Deferral Period in the Remuneration Policy for Members of the Executive Board | Management | None | None |
| 5b | Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration | Management | For | For |
| 6a | Reelect Ralph Hamers to Management Board | Management | For | For |
| 6b | Elect Steven van Rijswijk to Management Board | Management | For | For |
| 6c | Elect Koos Timmermans to Management Board | Management | For | For |
| 7a | Reelect Hermann-Josef Lamberti to Supervisory Board | Management | For | For |
| 7b | Reelect Robert Reibestein to Supervisory Board | Management | For | For |
| 7c | Reelect Jeroen van der Veer to Supervisory Board | Management | For | For |
| 7d | Elect Jan Peter Balkenende to Supervisory Board | Management | For | For |
| 7e | Elect Margarete Haase to Supervisory Board | Management | For | For |
| 7f | Elect Hans Wijers to Supervisory Board | Management | For | For |
| 8a | Authorize Issuance of Shares with Preemptive Rights up to 40 Percent of the Issued Share Capital | Management | For | For |
| 8b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Other Business (Non-Voting) | Management | None | None |
| INNOGY SE Meeting Date: APR 24, 2017 Record Date: APR 02, 2017 Meeting Type: ANNUAL | ||||
| Ticker: IGY Security ID: D6S3RB103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2017 | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers GmbH as Auditors for Half-Year and Quarterly Reports 2017 | Management | For | For |
| 7 | Approve Remuneration System for Management Board Members | Management | For | For |
| 8.1 | Fix Number of Supervisory Board Members | Management | For | For |
| 8.2 | Amend Articles Re: Term for Ordinary Board Members | Management | For | Against |
| 8.3 | Amend Articles Re: Term for Alternate Board Members | Management | For | Against |
| 8.4 | Amend Articles Re: Board Chairmanship | Management | For | For |
| 8.5 | Amend Articles Re: Employee Representation | Management | For | For |
| 8.6 | Amend Articles Re: Majority Requirements at General Meetings | Management | For | For |
| 9.1a | Elect Werner Brandt to the Supervisory Board | Management | For | Against |
| 9.1b | Elect Ulrich Grillo to the Supervisory Board | Management | For | For |
| 9.1c | Elect Maria van der Hoeven to the Supervisory Board | Management | For | For |
| 9.1d | Elect Michael Kleinemeier to the Supervisory Board | Management | For | For |
| 9.1e | Elect Martina Koederitz to the Supervisory Board | Management | For | For |
| 9.1f | Elect Markus Krebber to the Supervisory Board | Management | For | For |
| 9.1g | Elect Rolf Pohlig to the Supervisory Board | Management | For | For |
| 9.1h | Elect Dieter Steinkamp to the Supervisory Board | Management | For | For |
| 9.1i | Elect Marc Tuengler to the Supervisory Board | Management | For | For |
| 9.1j | Elect Deborah Wilkens to the Supervisory Board | Management | For | For |
| 9.2a | Elect Reiner Boehle as Employee Representative to the Supervisory Board | Management | For | For |
| 9.2b | Elect Frank Bsirske as Employee Representative to the Supervisory Board | Management | For | For |
| 9.2c | Elect Arno Hahn as Employee Representative to the Supervisory Board | Management | For | For |
| 9.2d | Elect Hans Peter Lafos as Employee Representative to the Supervisory Board | Management | For | For |
| 9.2e | Elect Robert Leyland as Employee Representative to the Supervisory Board | Management | For | For |
| 9.2f | Elect Meike Neuhaus as Employee Representative to the Supervisory Board | Management | For | For |
| 9.2g | Elect Rene Poehls as Employee Representative to the Supervisory Board | Management | For | For |
| 9.2h | Elect Pascal van Rijsewijk as Employee Representative to the Supervisory Board | Management | For | For |
| 9.2i | Elect Gabriele Sassenberg as Employee Representative to the Supervisory Board | Management | For | For |
| 9.2j | Elect Sarka Vojikova as Employee Representative to the Supervisory Board | Management | For | For |
| INTESA SANPAOLO SPA Meeting Date: APR 27, 2017 Record Date: ��APR 18, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ISP Security ID: T55067101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.b | Approve Allocation of Income | Management | For | For |
| 2.a | 2017 Remuneration Policies for Employees and Non-Employed Staff | Management | For | For |
| 2.b | Extend Maximum Variable Compensation Ratio to All Risk Takers Who Are Not Part of Corporate Control Functions | Management | For | For |
| 2.c | Approve Severance Payments Policy | Management | For | For |
| 2.d | Approve Incentive Bonus Plan | Management | For | For |
| 2.e | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Incentive Bonus Plan | Management | For | For |
| INVESCO MORTGAGE CAPITAL INC. Meeting Date: MAY 03, 2017 Record Date: MAR 06, 2017 Meeting Type: ANNUAL | ||||
| Ticker: IVR Security ID: 46131B100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James S. Balloun | Management | For | For |
| 1.2 | Elect Director John S. Day | Management | For | For |
| 1.3 | Elect Director Karen Dunn Kelley | Management | For | For |
| 1.4 | Elect Director Carolyn B. Handlon | Management | For | For |
| 1.5 | Elect Director Edward J. Hardin | Management | For | For |
| 1.6 | Elect Director James R. Lientz, Jr. | Management | For | For |
| 1.7 | Elect Director Dennis P. Lockhart | Management | For | For |
| 1.8 | Elect Director Gregory G. McGreevey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| JIANGSU EXPRESSWAY CO. LTD. Meeting Date: OCT 27, 2016 Record Date: SEP 26, 2016 Meeting Type: SPECIAL | ||||
| Ticker: 177 Security ID: Y4443L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.01 | Elect Gu Dejun as Director | Management | For | For |
| 1.02 | Elect Wu Xinhua as Director | Management | For | For |
| JPMORGAN CHASE & CO. Meeting Date: MAY 16, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: JPM Security ID: 46625H100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director Todd A. Combs | Management | For | For |
| 1f | Elect Director James S. Crown | Management | For | For |
| 1g | Elect Director James Dimon | Management | For | For |
| 1h | Elect Director Timothy P. Flynn | Management | For | For |
| 1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1j | Elect Director Michael A. Neal | Management | For | For |
| 1k | Elect Director Lee R. Raymond | Management | For | For |
| 1l | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
| 7 | Clawback Amendment | Shareholder | Against | Against |
| 8 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| 9 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 10 | Reduce Ownership Threshold for Shareholders to Call a Special Meeting | Shareholder | Against | Against |
| KONINKLIJKE AHOLD DELHAIZE NV Meeting Date: APR 12, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AD Security ID: N0074E105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 5 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Dividends of EUR 0.57 Per Share | Management | For | For |
| 7 | Approve Discharge of Management Board | Management | For | For |
| 8 | Approve Discharge of Supervisory Board | Management | For | For |
| 9 | Receive Report of Management Board of the Former Board of Directors of Delhaize Group and Receive Report of the Former Statutory Auditor of Delhaize Group | Management | None | None |
| 10 | Adopt Financial Statements and Statutory Reports of Delhaize Group | Management | For | For |
| 11 | Approve End of Mandate and Discharge of Directors of Delhaize Group | Management | For | For |
| 12 | Approve End of Term and Discharge of the Former Statutory Auditor of Delhaize Group | Management | For | For |
| 13 | Reelect Jan Hommen to Supervisory Board | Management | For | For |
| 14 | Reelect Ben Noteboom to Supervisory Board | Management | For | For |
| 15 | Approve Application of Different Peer Group for US COO | Management | For | For |
| 16 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 17 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 18 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 17 | Management | For | For |
| 19 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 20 | Approve Reduction in Share Capital by Cancellation of Shares Under Item 19 | Management | For | For |
| 21 | Close Meeting | Management | None | None |
| KONINKLIJKE KPN NV Meeting Date: APR 12, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: KPN Security ID: N4297B146 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Receive Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Approve Dividends of EUR 0.125 Per Share | Management | For | For |
| 7 | Approve Discharge of Management Board | Management | For | For |
| 8 | Approve Discharge of Supervisory Board | Management | For | For |
| 9 | Ratify Ernst & Young as Auditors | Management | For | For |
| 10 | Announce Intention to Reappoint Farwerck to the Management Board | Management | None | None |
| 11 | Opportunity to Make Recommendations | Management | None | None |
| 12 | Elect D.J. Haank to Supervisory Board | Management | For | For |
| 13 | Elect C.J. Garcia Moreno Elizondo to Supervisory Board | Management | For | For |
| 14 | Announce Vacancies on the Board | Management | None | None |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 17 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 18 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 19 | Close Meeting | Management | None | None |
| KT&G CORP. Meeting Date: MAR 17, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: A033780 Security ID: Y49904108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Song Eop-gyo as Outside Director | Management | For | For |
| 2.2 | Elect Lee Joon-gyu as Outside Director | Management | For | For |
| 2.3 | Elect Noh Joon-hwa as Outside Director | Management | For | For |
| 3.1 | Elect Lee Joon-gyu as a Member of Audit Committee | Management | For | For |
| 3.2 | Elect Noh Joon-hwa as a Member of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 5 | Approve Terms of Retirement Pay | Management | For | For |
| LAMAR ADVERTISING COMPANY Meeting Date: MAY 25, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: LAMR Security ID: 512816109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Maxwell Hamilton | Management | For | For |
| 1.2 | Elect Director John E. Koerner, III | Management | For | For |
| 1.3 | Elect Director Stephen P. Mumblow | Management | For | For |
| 1.4 | Elect Director Thomas V. Reifenheiser | Management | For | For |
| 1.5 | Elect Director Anna Reilly | Management | For | For |
| 1.6 | Elect Director Kevin P. Reilly, Jr. | Management | For | For |
| 1.7 | Elect Director Wendell Reilly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| LAS VEGAS SANDS CORP. Meeting Date: JUN 08, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: LVS Security ID: 517834107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles D. Forman | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director George Jamieson | Management | For | For |
| 1.4 | Elect Director Lewis Kramer | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| LEGAL & GENERAL GROUP PLC Meeting Date: MAY 25, 2017 Record Date: MAY 23, 2017 Meeting Type: ANNUAL | ||||
| Ticker: LGEN Security ID: G54404127 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Sir John Kingman as Director | Management | For | For |
| 4 | Elect Philip Broadley as Director | Management | For | For |
| 5 | Elect Jeff Davies as Director | Management | For | For |
| 6 | Elect Lesley Knox as Director | Management | For | For |
| 7 | Elect Kerrigan Procter as Director | Management | For | For |
| 8 | Elect Toby Strauss as Director | Management | For | For |
| 9 | Re-elect Carolyn Bradley as Director | Management | For | For |
| 10 | Re-elect Julia Wilson as Director | Management | For | For |
| 11 | Re-elect Nigel Wilson as Director | Management | For | For |
| 12 | Re-elect Mark Zinkula as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Remuneration Policy | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| LG CHEM LTD. Meeting Date: MAR 17, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: A051910 Security ID: Y52758102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Elect One Inside Director and Two Outside Directors | Management | For | For |
| 3 | Elect Two Members of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| LIECHTENSTEINISCHE LANDESBANK Meeting Date: MAY 12, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: LLB Security ID: H4972B137 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting (Non-Voting) | Management | None | None |
| 2 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 3 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of CHF 1.70 per Share | Management | For | Did Not Vote |
| 5 | Approve Discharge of Directors and Auditor | Management | For | Did Not Vote |
| 6.1 | Elect Georg Wohlwend as Director and Board Chairman | Management | For | Did Not Vote |
| 6.2 | Elect Gabriela Nagel-Jungo as Director | Management | For | Did Not Vote |
| 6.3 | Elect Urs Leinhaeuser as Director | Management | For | Did Not Vote |
| 7 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 8 | Approve Conversion of Bearer Shares into Registered Shares | Management | For | Did Not Vote |
| 9 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 10 | Transact Other Business (Non-Voting) | Management | None | None |
| LYONDELLBASELL INDUSTRIES N.V. Meeting Date: MAY 24, 2017 Record Date: APR 26, 2017 Meeting Type: ANNUAL | ||||
| Ticker: LYB Security ID: N53745100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert G. Gwin | Management | For | For |
| 1b | Elect Director Jacques Aigrain | Management | For | For |
| 1c | Elect Director Lincoln Benet | Management | For | For |
| 1d | Elect Director Jagjeet S. Bindra | Management | For | For |
| 1e | Elect Director Robin Buchanan | Management | For | For |
| 1f | Elect Director Stephen F. Cooper | Management | For | For |
| 1g | Elect Director Nance K. Dicciani | Management | For | For |
| 1h | Elect Director Claire S. Farley | Management | For | For |
| 1i | Elect Director Isabella D. Goren | Management | For | For |
| 1j | Elect Director Bruce A. Smith | Management | For | For |
| 1k | Elect Director Rudy van der Meer | Management | For | For |
| 2 | Adoption of Dutch Statutory Annual Accounts | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Approve Dividends of EUR 0.85 Per Share | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| MEGAFON PJSC Meeting Date: AUG 19, 2016 Record Date: JUN 03, 2016 Meeting Type: SPECIAL | ||||
| Ticker: MFON Security ID: 58517T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Early Termination of Powers of Board of Directors | Management | For | For |
| 2.1 | Elect Robert Andersson as Director | Management | None | Against |
| 2.2 | Elect Gustav Bengtsson as Director | Management | None | Against |
| 2.3 | Elect Aleksandr Esikov as Director | Management | None | Against |
| 2.4 | Elect Nikolay Krylov as Director | Management | None | Against |
| 2.5 | Elect Paul Myners as Director | Management | None | For |
| 2.6 | Elect Carl Luiga as Director | Management | None | Against |
| 2.7 | Elect Per Emil Nilsson as Director | Management | None | Against |
| 2.8 | Elect Jan Rudberg as Director | Management | None | For |
| 2.9 | Elect Ingrid Stenmark as Director | Management | None | Against |
| 2.10 | Elect Vladimir Streshynsky as Director | Management | None | Against |
| 2.11 | Elect Ivan Tavrin as Director | Management | None | Against |
| MEGAFON PJSC Meeting Date: AUG 19, 2016 Record Date: JUN 03, 2016 Meeting Type: SPECIAL | ||||
| Ticker: MFON Security ID: 58517T209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Early Termination of Powers of Board of Directors | Management | For | For |
| 2.1 | Elect Robert Andersson as Director | Management | None | Against |
| 2.2 | Elect Gustav Bengtsson as Director | Management | None | Against |
| 2.3 | Elect Aleksandr Esikov as Director | Management | None | Against |
| 2.4 | Elect Nikolay Krylov as Director | Management | None | Against |
| 2.5 | Elect Paul Myners as Director | Management | None | For |
| 2.6 | Elect Carl Luiga as Director | Management | None | Against |
| 2.7 | Elect Per Emil Nilsson as Director | Management | None | Against |
| 2.8 | Elect Jan Rudberg as Director | Management | None | For |
| 2.9 | Elect Ingrid Stenmark as Director | Management | None | Against |
| 2.10 | Elect Vladimir Streshynsky as Director | Management | None | Against |
| 2.11 | Elect Ivan Tavrin as Director | Management | None | Against |
| MEGAFON PJSC Meeting Date: SEP 16, 2016 Record Date: AUG 15, 2016 Meeting Type: SPECIAL | ||||
| Ticker: MFON Security ID: 58517T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reorganization of PAO Megafon via Spin-Off of AO PBK | Management | For | For |
| 2 | Approve Reorganization of PAO Megafon via Acquisition of AO Mobikom Volga and AO Yaroslavl-GSM | Management | For | For |
| 3 | Approve Related-Party Transactions: Agreement on Lease and/or Use of Telecom Facilities with AO PBK | Management | For | For |
| MEGAFON PJSC Meeting Date: SEP 16, 2016 Record Date: AUG 15, 2016 Meeting Type: SPECIAL | ||||
| Ticker: MFON Security ID: 58517T209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reorganization of PAO Megafon via Spin-Off of AO PBK | Management | For | For |
| 2 | Approve Reorganization of PAO Megafon via Acquisition of AO Mobikom Volga and AO Yaroslavl-GSM | Management | For | For |
| 3 | Approve Related-Party Transactions: Agreement on Lease and/or Use of Telecom Facilities with AO PBK | Management | For | For |
| MEGAFON PJSC Meeting Date: NOV 25, 2016 Record Date: OCT 03, 2016 Meeting Type: SPECIAL | ||||
| Ticker: MFON Security ID: 58517T209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Early Termination of Powers of Board of Directors | Management | For | Against |
| 2.1 | Elect Robert Andersson as Director | Management | None | Against |
| 2.2 | Elect Henriette Wendt as Director | Management | None | Against |
| 2.3 | Elect Aleksandr Esikov as Director | Management | None | Against |
| 2.4 | Elect Nikolay Krylov as Director | Management | None | Against |
| 2.5 | Elect Paul Myners as Director | Management | None | For |
| 2.6 | Elect Emil Nilsson as Director | Management | None | Against |
| 2.7 | Elect Jan Rudberg as Director | Management | None | For |
| 2.8 | Elect Ingrid Stenmark as Director | Management | None | Against |
| 2.9 | Elect Vladimir Streshinsky as Director | Management | None | Against |
| 2.10 | Elect Ivan Tavrin as Director | Management | None | Against |
| MERCK & CO., INC. Meeting Date: MAY 23, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MRK Security ID: 58933Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Pamela J. Craig | Management | For | For |
| 1d | Elect Director Kenneth C. Frazier | Management | For | For |
| 1e | Elect Director Thomas H. Glocer | Management | For | For |
| 1f | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1g | Elect Director John H. Noseworthy | Management | For | For |
| 1h | Elect Director Carlos E. Represas | Management | For | For |
| 1i | Elect Director Paul B. Rothman | Management | For | For |
| 1j | Elect Director Patricia F. Russo | Management | For | For |
| 1k | Elect Director Craig B. Thompson | Management | For | For |
| 1l | Elect Director Wendell P. Weeks | Management | For | For |
| 1m | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Adopt Holy Land Principles | Shareholder | Against | Abstain |
| 7 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Abstain |
| 8 | Report on Board Oversight of Product Safety and Quality | Shareholder | Against | Abstain |
| MFA FINANCIAL, INC. Meeting Date: MAY 24, 2017 Record Date: MAR 29, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MFA Security ID: 55272X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stephen R. Blank | Management | For | For |
| 1b | Elect Director Laurie Goodman | Management | For | For |
| 1c | Elect Director William S. Gorin | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MMC NORILSK NICKEL PJSC Meeting Date: DEC 16, 2016 Record Date: NOV 21, 2016 Meeting Type: SPECIAL | ||||
| Ticker: MNOD Security ID: ADPV30566 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends for First Nine Months of Fiscal 2016 | Management | For | For |
| MMC NORILSK NICKEL PJSC Meeting Date: JUN 09, 2017 Record Date: MAY 16, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MNOD Security ID: 55315J102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Consolidated Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5.1 | Elect Sergey Barbashev as Director | Management | None | For |
| 5.2 | Elect Aleksey Bashkirov as Director | Management | None | For |
| 5.3 | Elect Rushan Bogaudinov as Director | Management | None | For |
| 5.4 | Elect Sergey Bratukhin as Director | Management | None | For |
| 5.5 | Elect Andrey Bugrov as Director | Management | None | For |
| 5.6 | Elect Marianna Zakharova as Director | Management | None | For |
| 5.7 | Elect Stalbek Mishakov as Director | Management | None | For |
| 5.8 | Elect Gareth Penny as Director | Management | None | For |
| 5.9 | Elect Gerhardus Prinsloo as Director | Management | None | For |
| 5.10 | Elect Maksim Sokov as Director | Management | None | For |
| 5.11 | Elect Vladislav Solovyev as Director | Management | None | For |
| 5.12 | Elect Sergey Skvortsov as Director | Management | None | For |
| 5.13 | Elect Robert Edwards as Director | Management | None | For |
| 6.1 | Elect Artur Arustamov as Member of Audit Commission | Management | For | For |
| 6.2 | Elect Anna Masalova as Member of Audit Commission | Management | For | For |
| 6.3 | Elect Georgy Svanidze as Member of Audit Commission | Management | For | For |
| 6.4 | Elect Vladimir Shilkov as Members of Audit Commission | Management | For | For |
| 6.5 | Elect Elena Yanevich as Member of Audit Commission | Management | For | For |
| 7 | Ratify KPMG as RAS Auditor | Management | For | For |
| 8 | Ratify KPMG as IFRS Auditor | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| 10 | Approve Remuneration of Members of Audit Commission | Management | For | For |
| 11 | Approve Related-Party Transactions Re: Indemnification Agreements with Directors and Executives | Management | For | For |
| 12 | Approve Related-Party Transaction Re: Liability Insurance for Directors and Executives | Management | For | For |
| 13 | Approve New Edition of Charter | Management | For | For |
| 14 | Approve Company's Membership in UN Global Compact Network | Management | For | For |
| 15 | Approve Company's Membership in Transport Safety Association | Management | For | For |
| MOOD MEDIA CORPORATION Meeting Date: JUN 15, 2017 Record Date: MAY 09, 2017 Meeting Type: SPECIAL | ||||
| Ticker: MM Security ID: 61534JAG0 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Bondholder Resolution: Approve Arrangement Noteholder Resolution | Management | For | For |
| MTN GROUP LTD Meeting Date: OCT 07, 2016 Record Date: SEP 30, 2016 Meeting Type: SPECIAL | ||||
| Ticker: MTN Security ID: S8039R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the 2016 ESOP | Management | For | For |
| 1 | Approve Various Transactions in Relation to the 2016 MTN BEE Transaction | Management | For | For |
| 2 | Authorise Specific Repurchase of MTN Zakhele and MTN Zakhele NVF to Facilitate the MTN Zakhele Unwind and Amend the Existing MTN Tranche 1 Subscription and Call Option Agreement | Management | For | For |
| 3 | Authorise Future Specific Repurchases in Terms of the 2016 MTN BEE Transaction | Management | For | For |
| 4 | Approve Financial Assistance in Connection with the MTN Zakhele Unwinding Scheme, the 2016 MTN BEE Transaction and the MTN Transaction Agreements | Management | For | For |
| 5 | Authorise the Initial Specific Issue of Shares to MTN Zakhele Futhi for Cash | Management | For | For |
| 6 | Authorise the Additional Specific Issue of Shares to MTN Zakhele Futhi for Cash | Management | For | For |
| 7 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 8 | Approve Financial Assistance in Connection with the 2016 ESOP | Management | For | For |
| MTN GROUP LTD Meeting Date: MAY 25, 2017 Record Date: MAY 19, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MTN Security ID: S8039R108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Paul Hanratty as Director | Management | For | For |
| 1.2 | Elect Stan Miller as Director | Management | For | For |
| 1.3 | Elect Ralph Mupita as Director | Management | For | For |
| 1.4 | Elect Rob Shuter as Director | Management | For | For |
| 1.5 | Elect Nkululeko Sowazi as Director | Management | For | For |
| 1.6 | Re-elect Alan van Biljon as Director | Management | For | For |
| 1.7 | Re-elect Koosum Kalyan as Director | Management | For | For |
| 1.8 | Re-elect Azmi Mikati as Director | Management | For | For |
| 1.9 | Re-elect Jeff van Rooyen as Director | Management | For | For |
| 2.1 | Re-elect Christine Ramon as Member of the Audit Committee | Management | For | For |
| 2.2 | Elect Paul Hanratty as Member of the Audit Committee | Management | For | For |
| 2.3 | Re-elect Peter Mageza as Member of the Audit Committee | Management | For | For |
| 2.4 | Re-elect Jeff van Rooyen as Member of the Audit Committee | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers Inc and SizweNtsalubaGobodo Inc as Joint Auditors of the Company | Management | For | For |
| 4 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 5 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 1 | Approve Remuneration Policy | Management | For | Against |
| 6 | Authorise Ratification of Approved Resolutions | Management | For | For |
| 1 | Approve Remuneration of Non-executive Directors | Management | For | For |
| 2 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 3 | Approve Financial Assistance to Subsidiaries and Other Related and Inter-related Entities | Management | For | For |
| 4 | Approve Financial Assistance to Directors, Prescribed Officers and Employee Share Scheme Beneficiaries | Management | For | For |
| 5 | Amend Memorandum of Incorporation | Management | For | For |
| MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG Meeting Date: APR 26, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: MUV2 Security ID: D55535104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Receive Report of the Supervisory Board, Corporate Governance Report and Remuneration Report for Fiscal 2016 (Non-Voting) | Management | None | None |
| 1.2 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 8.60 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 8 | Elect Renata Jungo Bruengger to the Supervisory Board | Management | For | For |
| 9 | Approve Creation of EUR 280 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 10 | Approve Affiliation Agreement with Subsidiary MR Infrastructure Investment GmbH | Management | For | For |
| 11.1 | Approve Affiliation Agreements with Subsidiary MR Beteiligungen 2. GmbH | Management | For | For |
| 11.2 | Approve Affiliation Agreement with Subsidiary MR Beteiligungen 3. GmbH | Management | For | For |
| NATIONAL GRID PLC Meeting Date: JUL 25, 2016 Record Date: JUL 23, 2016 Meeting Type: ANNUAL | ||||
| Ticker: NG. Security ID: G6375K151 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Sir Peter Gershon as Director | Management | For | For |
| 4 | Re-elect John Pettigrew as Director | Management | For | For |
| 5 | Re-elect Andrew Bonfield as Director | Management | For | For |
| 6 | Re-elect Dean Seavers as Director | Management | For | For |
| 7 | Elect Nicola Shaw as Director | Management | For | For |
| 8 | Re-elect Nora Mead Brownell as Director | Management | For | For |
| 9 | Re-elect Jonathan Dawson as Director | Management | For | For |
| 10 | Re-elect Therese Esperdy as Director | Management | For | For |
| 11 | Re-elect Paul Golby as Director | Management | For | For |
| 12 | Re-elect Ruth Kelly as Director | Management | For | For |
| 13 | Re-elect Mark Williamson as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with 14 Working Days' Notice | Management | For | For |
| NATIONAL GRID PLC Meeting Date: MAY 19, 2017 Record Date: MAY 17, 2017 Meeting Type: SPECIAL | ||||
| Ticker: NG. Security ID: G6375K151 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Consolidation | Management | For | For |
| 2 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 3 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 4 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 5 | Authorise Market Purchase of New Ordinary Shares | Management | For | For |
| NESTLE SA Meeting Date: APR 06, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: NESN Security ID: H57312649 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.30 per Share | Management | For | For |
| 4.1a | Reelect Paul Bulcke as Director | Management | For | For |
| 4.1b | Reelect Andreas Koopmann as Director | Management | For | For |
| 4.1c | Reelect Henri de Castries as Director | Management | For | For |
| 4.1d | Reelect Beat W. Hess as Director | Management | For | For |
| 4.1e | Reelect Renato Fassbind as Director | Management | For | For |
| 4.1f | Reelect Steven G. Hoch as Director | Management | For | For |
| 4.1g | Reelect Naina Lal Kidwai as Director | Management | For | For |
| 4.1h | Reelect Jean-Pierre Roth as Director | Management | For | For |
| 4.1i | Reelect Ann M. Veneman as Director | Management | For | For |
| 4.1j | Reelect Eva Cheng as Director | Management | For | For |
| 4.1k | Reelect Ruth K. Oniang'o as Director | Management | For | For |
| 4.1l | Reelect Patrick Aebischer as Director | Management | For | For |
| 4.2a | Elect Ulf Mark Schneider as Director | Management | For | For |
| 4.2b | Elect Ursula M. Burns as Director | Management | For | For |
| 4.3 | Elect Paul Bulcke as Board Chairman | Management | For | For |
| 4.4a | Appoint Beat W. Hess as Member of the Compensation Committee | Management | For | For |
| 4.4b | Appoint Andreas Koopmann as Member of the Compensation Committee | Management | For | For |
| 4.4c | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Management | For | For |
| 4.4d | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | For |
| 4.5 | Ratify KPMG AG as Auditors | Management | For | For |
| 4.6 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
| 5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | For |
| 5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 60 Million | Management | For | For |
| 6 | Transact Other Business (Voting) | Management | Against | Against |
| NN GROUP NV Meeting Date: JUN 01, 2017 Record Date: MAY 04, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NN Security ID: N64038107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Annual Report 2016 | Management | None | None |
| 3 | Discuss Remuneration Policy 2016 | Management | None | None |
| 4a | Adopt Financial Statements 2016 | Management | For | For |
| 4b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4c | Approve Dividends of EUR 1.55 Per Share | Management | For | For |
| 5a | Approve Discharge of Executive Board | Management | For | For |
| 5b | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Announce Intention to Reappoint Lard Friese to Executive Board | Management | None | None |
| 7 | Discussion of Supervisory Board Profile | Management | None | None |
| 8a | Elect Robert Ruijter to Supervisory Board | Management | For | For |
| 8b | Elect Clara Streit to Supervisory Board | Management | For | For |
| 9a | Approve Remuneration of Supervisory Board | Management | For | For |
| 9b | Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration | Management | For | For |
| 10 | Amend Articles of Association | Management | For | For |
| 11a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 11b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Approve Cancellation of Repurchased Shares Up to 20 Percent of Issued Share Capital | Management | For | For |
| 14 | Other Business (Non-Voting) | Management | None | None |
| NOVARTIS AG Meeting Date: FEB 28, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: NOVN Security ID: H5820Q150 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.75 per Share | Management | For | For |
| 4 | Approve CHF 5.14 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 5.1 | Approve Maximum Remuneration of Directors in the Amount of CHF 8.5 Million | Management | For | For |
| 5.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 99 Million | Management | For | For |
| 5.3 | Approve Remuneration Report (Non-Binding) | Management | For | Against |
| 6.1 | Reelect Joerg Reinhardt as Director and Chairman | Management | For | For |
| 6.2 | Reelect Nancy C. Andrews as Director | Management | For | For |
| 6.3 | Reelect Dimitri Azar as Director | Management | For | For |
| 6.4 | Reelect Ton Buechner as Director | Management | For | For |
| 6.5 | Reelect Srikant Datar as Director | Management | For | For |
| 6.6 | Reelect Elizabeth Doherty as Director | Management | For | For |
| 6.7 | Reelect Ann Fudge as Director | Management | For | For |
| 6.8 | Reelect Pierre Landolt as Director | Management | For | For |
| 6.9 | Reelect Andreas von Planta as Director | Management | For | For |
| 6.10 | Reelect Charles L. Sawyers as Director | Management | For | For |
| 6.11 | Reelect Enrico Vanni as Director | Management | For | For |
| 6.12 | Reelect William T. Winters as Director | Management | For | For |
| 6.13 | Elect Frans van Houten as Director | Management | For | For |
| 7.1 | Appoint Srikant Datar as Member of the Compensation Committee | Management | For | For |
| 7.2 | Appoint Ann Fudge as Member of the Compensation Committee | Management | For | For |
| 7.3 | Appoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
| 7.4 | Appoint William T. Winters as Member of the Compensation Committee | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 9 | Designate Peter Andreas Zahn as Independent Proxy | Management | For | For |
| 10 | Transact Other Business (Voting) | Management | For | Against |
| NWS HOLDINGS LIMITED Meeting Date: NOV 21, 2016 Record Date: NOV 16, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 659 Security ID: G66897110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Oei Fung Wai Chi, Grace as Director | Management | For | For |
| 3b | Elect Tsang Yam Pui as Director | Management | For | For |
| 3c | Elect To Hin Tsun, Gerald as Director | Management | For | For |
| 3d | Elect Dominic Lai as Director | Management | For | For |
| 3e | Elect Kwong Che Keung, Gordon as Director | Management | For | Against |
| 3f | Elect Shek Lai Him, Abraham as Director | Management | For | Against |
| 3g | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5.2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| NWS HOLDINGS LIMITED Meeting Date: DEC 29, 2016 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: 659 Security ID: G66897110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Sale and Purchase Agreement and Related Transactions | Management | For | For |
| NWS HOLDINGS LIMITED Meeting Date: MAY 25, 2017 Record Date: MAY 19, 2017 Meeting Type: SPECIAL | ||||
| Ticker: 659 Security ID: G66897110 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Mak Bing Leung, Rufin as Director | Management | For | For |
| 2 | Approve the New NWD Master Services Agreement, Proposed Annual Caps and Related Transactions | Management | For | For |
| 3 | Approve the New DOO Master Services Agreement, Proposed Annual Caps and Related Transactions | Management | For | For |
| ONEOK, INC. Meeting Date: MAY 24, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: OKE Security ID: 682680103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian L. Derksen | Management | For | For |
| 1.2 | Elect Director Julie H. Edwards | Management | For | For |
| 1.3 | Elect Director John W. Gibson | Management | For | For |
| 1.4 | Elect Director Randall J. Larson | Management | For | For |
| 1.5 | Elect Director Steven J. Malcolm | Management | For | For |
| 1.6 | Elect Director Kevin S. McCarthy - WITHDRAWN RESOLUTION | Management | None | None |
| 1.7 | Elect Director Jim W. Mogg | Management | For | For |
| 1.8 | Elect Director Pattye L. Moore | Management | For | For |
| 1.9 | Elect Director Gary D. Parker | Management | For | For |
| 1.10 | Elect Director Eduardo A. Rodriguez | Management | For | For |
| 1.11 | Elect Director Terry K. Spencer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ONEOK, INC. Meeting Date: JUN 30, 2017 Record Date: MAY 19, 2017 Meeting Type: SPECIAL | ||||
| Ticker: OKE Security ID: 682680103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with the Merger | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| ORANGE Meeting Date: JUN 01, 2017 Record Date: MAY 29, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ORA Security ID: F6866T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
| 4 | Acknowledge Auditors' Special Report on Related-Party Transactions Regarding the Absence of New Transactions | Management | For | For |
| 5 | Reelect Bpifrance Participations as Director | Management | For | For |
| 6 | Ratify Appointment of Alexandre Bompard as Director | Management | For | For |
| 7 | Non-Binding Vote on Compensation of Stephane Richard, CEO and Chairman | Management | For | Against |
| 8 | Non-Binding Vote on Compensation of Ramon Fernandez, Vice-CEO | Management | For | Against |
| 9 | Non-Binding Vote on Compensation of Pierre Louette, Vice-CEO | Management | For | Against |
| 10 | Non-Binding Vote on Compensation of Gervais Pellissier, Vice-CEO | Management | For | Against |
| 11 | Approve Remuneration Policy of Stephane Richard, CEO and Chairman | Management | For | Against |
| 12 | Approve Remuneration Policy of Ramon Fernandez, Vice-CEO | Management | For | Against |
| 13 | Approve Remuneration Policy of Pierre Louette, Vice-CEO | Management | For | Against |
| 14 | Approve Remuneration Policy of Gervais Pellissier, Vice-CEO | Management | For | Against |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | Management | For | For |
| 17 | Allow Board to Use Delegations under Item 16 Above in the Event of a Public Tender Offer | Management | For | Against |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 19 | Allow Board to Use Delegations under Item 18 Above in the Event of a Public Tender Offer | Management | For | Against |
| 20 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 21 | Allow Board to Use Delegations under Item 20 Above in the Event of a Public Tender Offer | Management | For | Against |
| 22 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-21 | Management | For | Against |
| 23 | Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers | Management | For | For |
| 24 | Allow Board to Use Delegations under Item 23 Above in the Event of a Public Tender Offer | Management | For | Against |
| 25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 26 | Allow Board to Use Delegations under Item 25 Above in the Event of a Public Tender Offer | Management | For | Against |
| 27 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3 Billion Million | Management | For | For |
| 28 | Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value | Management | For | Against |
| 29 | Authorize up to 0.06 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Some Employees and Executive Officers | Management | For | Against |
| 30 | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees | Management | For | For |
| 31 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 32 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 33 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| A | Amend Article 13 of Bylaws Re: Board Diversity | Shareholder | Against | Abstain |
| PFIZER INC. Meeting Date: APR 27, 2017 Record Date: FEB 28, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PFE Security ID: 717081103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
| 1.3 | Elect Director W. Don Cornwell | Management | For | For |
| 1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
| 1.5 | Elect Director Frances D. Fergusson | Management | For | For |
| 1.6 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.7 | Elect Director James M. Kilts | Management | For | For |
| 1.8 | Elect Director Shantanu Narayen | Management | For | For |
| 1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.10 | Elect Director Ian C. Read | Management | For | For |
| 1.11 | Elect Director Stephen W. Sanger | Management | For | For |
| 1.12 | Elect Director James C. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adopt Holy Land Principles | Shareholder | Against | Abstain |
| 6 | Amend Bylaws - Call Special Meetings | Shareholder | Against | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| PROSIEBENSAT.1 MEDIA SE Meeting Date: MAY 12, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: PSM Security ID: D6216S143 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.90 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | Against |
| 6 | Ratify KPMG AG as Auditors for Fiscal 2017 | Management | For | For |
| 7.1 | Approve Affiliation Agreement with ProSiebenSat.1 Zwanzigste Verwaltungsgesellschaft mbH | Management | For | For |
| 7.2 | Approve Affiliation Agreement with ProSiebenSat.1 Einundzwanzigste Verwaltungsgesellschaft mbH | Management | For | For |
| 7.3 | Approve Affiliation Agreement with ProSiebenSat.1 Sports GmbH | Management | For | For |
| QUALCOMM INCORPORATED Meeting Date: MAR 07, 2017 Record Date: JAN 09, 2017 Meeting Type: ANNUAL | ||||
| Ticker: QCOM Security ID: 747525103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Jeffrey W. Henderson | Management | For | For |
| 1c | Elect Director Thomas W. Horton | Management | For | For |
| 1d | Elect Director Paul E. Jacobs | Management | For | For |
| 1e | Elect Director Ann M. Livermore | Management | For | For |
| 1f | Elect Director Harish Manwani | Management | For | For |
| 1g | Elect Director Mark D. McLaughlin | Management | For | For |
| 1h | Elect Director Steve Mollenkopf | Management | For | For |
| 1i | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1j | Elect Director Francisco Ros | Management | For | For |
| 1k | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Proxy Access Amendments | Shareholder | Against | For |
| RECKITT BENCKISER GROUP PLC Meeting Date: MAY 04, 2017 Record Date: MAY 02, 2017 Meeting Type: ANNUAL | ||||
| Ticker: RB. Security ID: G74079107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Adrian Bellamy as Director | Management | For | Abstain |
| 5 | Re-elect Nicandro Durante as Director | Management | For | For |
| 6 | Re-elect Mary Harris as Director | Management | For | For |
| 7 | Re-elect Adrian Hennah as Director | Management | For | For |
| 8 | Re-elect Kenneth Hydon as Director | Management | For | Against |
| 9 | Re-elect Rakesh Kapoor as Director | Management | For | For |
| 10 | Re-elect Pamela Kirby as Director | Management | For | For |
| 11 | Re-elect Andre Lacroix as Director | Management | For | For |
| 12 | Re-elect Chris Sinclair as Director | Management | For | For |
| 13 | Re-elect Judith Sprieser as Director | Management | For | For |
| 14 | Re-elect Warren Tucker as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ROYAL DUTCH SHELL PLC Meeting Date: MAY 23, 2017 Record Date: MAY 19, 2017 Meeting Type: ANNUAL | ||||
| Ticker: RDSA Security ID: G7690A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Catherine Hughes as Director | Management | For | For |
| 5 | Elect Roberto Setubal as Director | Management | For | For |
| 6 | Re-elect Ben van Beurden as Director | Management | For | For |
| 7 | Re-elect Guy Elliott as Director | Management | For | For |
| 8 | Re-elect Euleen Goh as Director | Management | For | For |
| 9 | Re-elect Charles Holliday as Director | Management | For | For |
| 10 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 11 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 12 | Re-elect Linda Stuntz as Director | Management | For | For |
| 13 | Elect Jessica Uhl as Director | Management | For | For |
| 14 | Re-elect Hans Wijers as Director | Management | For | For |
| 15 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 16 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Request Shell to Set and Publish Targets for Reducing Greenhouse Gas (GHG) Emissions | Shareholder | Against | Abstain |
| ROYAL DUTCH SHELL PLC Meeting Date: MAY 23, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: RDSA Security ID: 780259206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Catherine Hughes as Director | Management | For | For |
| 5 | Elect Roberto Setubal as Director | Management | For | For |
| 6 | Re-elect Ben van Beurden as Director | Management | For | For |
| 7 | Re-elect Guy Elliott as Director | Management | For | For |
| 8 | Re-elect Euleen Goh as Director | Management | For | For |
| 9 | Re-elect Charles Holliday as Director | Management | For | For |
| 10 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 11 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 12 | Re-elect Linda Stuntz as Director | Management | For | For |
| 13 | Elect Jessica Uhl as Director | Management | For | For |
| 14 | Re-elect Hans Wijers as Director | Management | For | For |
| 15 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 16 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Request Shell to Set and Publish Targets for Reducing Greenhouse Gas (GHG) Emissions | Shareholder | Against | Withhold |
| SINGAPORE TELECOMMUNICATIONS LIMITED Meeting Date: JUL 29, 2016 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: Z74 Security ID: Y79985209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Christina Hon Kwee Fong (Christina Ong) as Director | Management | For | For |
| 4 | Elect Simon Claude Israel as Director | Management | For | For |
| 5 | Elect Peter Edward Mason as Director | Management | For | For |
| 6 | Approve Directors' Fees | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 9 | Approve Grant of Awards and Issuance of Shares Pursuant to the Singtel Performance Share Plan 2012 | Management | For | For |
| 10 | Authorize Share Repurchase Program | Management | For | For |
| 11 | Adopt New Constitution | Management | For | For |
| SINGAPORE TELECOMMUNICATIONS LIMITED Meeting Date: OCT 14, 2016 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: Z74 Security ID: Y79985209 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Proposed Acquisition of Shares in Intouch Holdings Public Company Limited, the Proposed Acquisition of Shares in Bharti Telecom Limited, and the Proposed Placement of Shares in Singapore Telecommunications Limited | Management | For | For |
| SOLAR CAPITAL LTD. Meeting Date: MAY 17, 2017 Record Date: MAR 22, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SLRC Security ID: 83413U100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce Spohler | Management | For | For |
| 1.2 | Elect Director Steven Hochberg | Management | For | For |
| 2 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | Against |
| SUNCOR ENERGY INC. Meeting Date: APR 27, 2017 Record Date: MAR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SU Security ID: 867224107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patricia M. Bedient | Management | For | For |
| 1.2 | Elect Director Mel E. Benson | Management | For | For |
| 1.3 | Elect Director Jacynthe Cote | Management | For | For |
| 1.4 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.5 | Elect Director John D. Gass | Management | For | For |
| 1.6 | Elect Director John R. Huff | Management | For | For |
| 1.7 | Elect Director Maureen McCaw | Management | For | For |
| 1.8 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.9 | Elect Director Eira M. Thomas | Management | For | For |
| 1.10 | Elect Director Steven W. Williams | Management | For | For |
| 1.11 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS) Meeting Date: APR 21, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SREN Security ID: H8431B109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Remuneration Report | Management | For | For |
| 1.2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 4.85 per Share | Management | For | For |
| 3 | Approve Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 18.3 Million | Management | For | For |
| 4 | Approve Discharge of Board of Directors | Management | For | For |
| 5.1a | Reelect Walter Kielholz as Director and Board Chairman | Management | For | For |
| 5.1b | Reelect Raymond Ch'ien as Director | Management | For | For |
| 5.1c | Reelect Renato Fassbind as Director | Management | For | For |
| 5.1d | Reelect Mary Francis as Director | Management | For | For |
| 5.1e | Reelect Rajna Brandon as Director | Management | For | For |
| 5.1f | Reelect Robert Henrikson as Director | Management | For | For |
| 5.1g | Reelect Trevor Manuel as Director | Management | For | For |
| 5.1h | Reelect Philip Ryan as Director | Management | For | For |
| 5.1i | Reelect Paul Tucker as Director | Management | For | For |
| 5.1j | Reelect Susan Wagner as Director | Management | For | For |
| 5.1k | Elect Jay Ralph as Director | Management | For | For |
| 5.1l | Elect Joerg Reinhardt as Director | Management | For | For |
| 5.1m | Elect Jacques de Vaucleroy as Director | Management | For | For |
| 5.2a | Appoint Raymond Ch'ien as Member of the Compensation Committee | Management | For | For |
| 5.2b | Appoint Renato Fassbind as Member of the Compensation Committee | Management | For | For |
| 5.2c | Appoint Robert Henrikson as Member of the Compensation Committee | Management | For | For |
| 5.2d | Appoint Joerg Reinhardt as Member of the Compensation Committee | Management | For | For |
| 5.3 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | For |
| 5.4 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 6.1 | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 9.9 Million | Management | For | For |
| 6.2 | Approve Maximum Fixed and Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 34 Million | Management | For | For |
| 7 | Approve CHF 1.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Authorize Repurchase of up to CHF 1 Billion of Issued Share Capital | Management | For | For |
| 9.1 | Approve Renewal of CHF 8.5 Million Pool of Authorized Share Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 9.2 | Amend Articles Re: Exclusion of Preemptive Rights | Management | For | For |
| 10 | Transact Other Business (Voting) | Management | For | Against |
| SWISSCOM AG Meeting Date: APR 03, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SCMN Security ID: H8398N104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 22 per Share | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1 | Reelect Roland Abt as Director | Management | For | For |
| 4.2 | Reelect Valerie Berset Bircher as Director | Management | For | For |
| 4.3 | Reelect Alain Carrupt as Director | Management | For | For |
| 4.4 | Reelect Frank Esser as Director | Management | For | For |
| 4.5 | Reelect Barbara Frei as Director | Management | For | For |
| 4.6 | Reelect Catherine Muehlemann as Director | Management | For | For |
| 4.7 | Reelect Theophil Schlatter as Director | Management | For | For |
| 4.8 | Reelect Hansueli Loosli as Director | Management | For | For |
| 4.9 | Reelect Hansueli Loosli as Board Chairman | Management | For | For |
| 5.1 | Appoint Frank Esser as Member of the Compensation Committee | Management | For | For |
| 5.2 | Appoint Barbara Frei as Member of the Compensation Committee | Management | For | For |
| 5.3 | Appoint Hansueli Loosli as Member of the Compensation Committee | Management | For | For |
| 5.4 | Appoint Theophil Schlatter as Member of the Compensation Committee | Management | For | For |
| 5.5 | Appoint Renzo Simoni as Member of the Compensation Committee | Management | For | For |
| 6.1 | Approve Remuneration of Directors in the Amount of CHF 2.5 Million | Management | For | For |
| 6.2 | Approve Remuneration of Executive Committee in the Amount of CHF 9.7 Million | Management | For | For |
| 7 | Designate Reber Rechtsanwaelte as Independent Proxy | Management | For | For |
| 8 | Ratify KPMG AG as Auditors | Management | For | For |
| 9 | Transact Other Business (Voting) | Management | For | Against |
| SYDNEY AIRPORT Meeting Date: MAY 30, 2017 Record Date: MAY 28, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SYD Security ID: Q8808P103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration Report | Management | For | For |
| 2 | Elect Stephen Ward as Director | Management | For | For |
| 3 | Elect Ann Sherry as Director | Management | For | For |
| 4 | Approve Termination of Benefits to Kerrie Mather | Management | For | For |
| 5 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | None | For |
| 1 | Elect Patrick Gourley as Director | Management | For | For |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 08, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 2330 Security ID: Y84629107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 1.2 | Approve Profit Distribution | Management | For | For |
| 1.3 | Amend Articles of Association | Management | For | For |
| 1.4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 2.1 | Elect Mark Liu with Shareholder No. 10758 as Non-Independent Director | Management | For | For |
| 2.2 | Elect C.C. Wei with Shareholder No. 370885 as Non-Independent Director | Management | For | For |
| 3 | Other Business | Management | None | Against |
| TARGET CORPORATION Meeting Date: JUN 14, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: TGT Security ID: 87612E106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Roxanne S. Austin | Management | For | For |
| 1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1c | Elect Director Brian C. Cornell | Management | For | For |
| 1d | Elect Director Calvin Darden | Management | For | For |
| 1e | Elect Director Henrique De Castro | Management | For | For |
| 1f | Elect Director Robert L. Edwards | Management | For | For |
| 1g | Elect Director Melanie L. Healey | Management | For | For |
| 1h | Elect Director Donald R. Knauss | Management | For | For |
| 1i | Elect Director Monica C. Lozano | Management | For | For |
| 1j | Elect Director Mary E. Minnick | Management | For | For |
| 1k | Elect Director Derica W. Rice | Management | For | For |
| 1l | Elect Director Kenneth L. Salazar | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| TELENOR ASA Meeting Date: MAY 10, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: TEL Security ID: R21882106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 2 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 3 | Receive President's Report | Management | None | None |
| 4 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.80 Per Share | Management | For | Did Not Vote |
| 5 | Receive Corporate Governance Report | Management | None | None |
| 6 | Approve Remuneration of Auditors in the Amount of NOK 5 million | Management | For | Did Not Vote |
| 7a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 7b | Approve Guidelines for Share Related Incentive Arrangements | Management | For | Did Not Vote |
| 8 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 9 | Bundled Election of Members and Deputy Members For Corporate Assembly (Shareholder May Also Vote On Each Candidate Individually Under Items 9a to 9m) | Management | For | Did Not Vote |
| 9a | Elect Anders Skjaevestad as Member of Corporate Assembly | Management | For | Did Not Vote |
| 9b | Elect Olaug Svarva as Member of Corporate Assembly | Management | For | Did Not Vote |
| 9c | Elect John Bernander as Member of Corporate Assembly | Management | For | Did Not Vote |
| 9d | Elect Anne Kvam as Member of Corporate Assembly | Management | For | Did Not Vote |
| 9e | Elect Didrik Munch as Member of Corporate Assembly | Management | For | Did Not Vote |
| 9f | Elect Elin Myrmel-Johansen as Member of Corporate Assembly | Management | For | Did Not Vote |
| 9g | Elect Widar Salbuvik as Member of Corporate Assembly | Management | For | Did Not Vote |
| 9h | Elect Tore Sandvik as Member of Corporate Assembly | Management | For | Did Not Vote |
| 9i | Elect Silvija Seres as Member of Corporate Assembly | Management | For | Did Not Vote |
| 9j | Elect Siri Strandenes as Member of Corporate Assembly | Management | For | Did Not Vote |
| 9k | Elect Maalfrid Brath as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 9l | Elect Jostein Dalland as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 9m | Elect Ingvild Holth as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
| 10 | Bundled Election of Members of Nominating Committee (Shareholder May Also Vote On Each Candidate Individually Under Items 10a and 10b) | Management | For | Did Not Vote |
| 10a | Elect Mette Wikborg as Member of Nominating Committee | Management | For | Did Not Vote |
| 10b | Elect Christian Berg as Member of Nominating Committee | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Members of Corporate Assembly and Nomination Committee | Management | For | Did Not Vote |
| TERNA SPA Meeting Date: MAR 23, 2017 Record Date: MAR 14, 2017 Meeting Type: SPECIAL | ||||
| Ticker: TRN Security ID: T9471R100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles 14.3 and 26.2 Re: Board of Directors and Board of Internal Auditors | Management | For | For |
| TERNA SPA Meeting Date: APR 27, 2017 Record Date: APR 18, 2017 Meeting Type: ANNUAL | ||||
| Ticker: TRN Security ID: T9471R100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Number of Director and Length of Their Mandate | Shareholder | None | For |
| 4.1 | Slate Submitted by CDP RETI SpA | Shareholder | None | Did Not Vote |
| 4.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 5 | Elect Catia Bastioli as Board Chair | Shareholder | None | For |
| 6 | Approve Remuneration of Directors | Shareholder | None | For |
| 7.1 | Slate Submitted by CDP RETI SpA | Shareholder | None | Against |
| 7.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
| 8 | Approve Internal Auditors' Remuneration | Shareholder | None | For |
| 9 | Approve Remuneration Policy | Management | For | For |
| A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
| THE HOME DEPOT, INC. Meeting Date: MAY 18, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: HD Security ID: 437076102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gerard J. Arpey | Management | For | For |
| 1b | Elect Director Ari Bousbib | Management | For | For |
| 1c | Elect Director Jeffery H. Boyd | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Armando Codina | Management | For | For |
| 1h | Elect Director Helena B. Foulkes | Management | For | For |
| 1i | Elect Director Linda R. Gooden | Management | For | For |
| 1j | Elect Director Wayne M. Hewett | Management | For | For |
| 1k | Elect Director Karen L. Katen | Management | For | For |
| 1l | Elect Director Craig A. Menear | Management | For | For |
| 1m | Elect Director Mark Vadon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Abstain |
| 6 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Abstain |
| 7 | Amend Articles/Bylaws/Charter - Call Special Meetings | Shareholder | Against | For |
| THE WILLIAMS COMPANIES, INC. Meeting Date: NOV 23, 2016 Record Date: OCT 07, 2016 Meeting Type: ANNUAL | ||||
| Ticker: WMB Security ID: 969457100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
| 1.3 | Elect Director Stephen I. Chazen | Management | For | For |
| 1.4 | Elect Director Kathleen B. Cooper | Management | For | For |
| 1.5 | Elect Director Peter A. Ragauss | Management | For | For |
| 1.6 | Elect Director Scott D. Sheffield | Management | For | For |
| 1.7 | Elect Director Murray D. Smith | Management | For | For |
| 1.8 | Elect Director William H. Spence | Management | For | For |
| 1.9 | Elect Director Janice D. Stoney | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| THE WILLIAMS COMPANIES, INC. Meeting Date: MAY 18, 2017 Record Date: MAR 28, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WMB Security ID: 969457100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
| 1.3 | Elect Director Stephen I. Chazen | Management | For | For |
| 1.4 | Elect Director Charles I. Cogut | Management | For | For |
| 1.5 | Elect Director Kathleen B. Cooper | Management | For | For |
| 1.6 | Elect Director Michael A. Creel | Management | For | For |
| 1.7 | Elect Director Peter A. Ragauss | Management | For | For |
| 1.8 | Elect Director Scott D. Sheffield | Management | For | For |
| 1.9 | Elect Director Murray D. Smith | Management | For | For |
| 1.10 | Elect Director William H. Spence | Management | For | For |
| 1.11 | Elect Director Janice D. Stoney | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TOTAL SA Meeting Date: MAY 26, 2017 Record Date: MAY 23, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: FP Security ID: F92124100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.45 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Reelect Patricia Barbizet as Director | Management | For | For |
| 7 | Reelect Marie-Christine Coisne-Roquette as Director | Management | For | For |
| 8 | Elect Mark Cutifani as Director | Management | For | For |
| 9 | Elect Carlos Tavares as Director | Management | For | For |
| 10 | Receive Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 11 | Non-Binding Vote on Compensation of Patrick Pouyanne, CEO and Chairman | Management | For | For |
| 12 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
| 13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| TUI AG Meeting Date: FEB 14, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: TUI1 Security ID: D8484K166 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2015/16 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.63 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Friedrich Joussen for Fiscal 2015/16 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Horst Baier for Fiscal 2015/16 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member David Burling for Fiscal 2015/16 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Sebastian Ebel for Fiscal 2015/16 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Elke Eller for Fiscal 2015/16 | Management | For | For |
| 3.6 | Approve Discharge of Management Board Member Peter Long for Fiscal 2015/16 | Management | For | For |
| 3.7 | Approve Discharge of Management Board Member William Waggott for Fiscal 2015/16 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2015/16 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Frank Jakobi for Fiscal 2015/16 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Michael Hodgkinson for Fiscal 2015/16 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Andreas Barczewski for Fiscal 2015/16 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Peter Bremme for Fiscal 2015/16 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Edgar Ernst for Fiscal 2015/16 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Wolfgang Flintermann for Fiscal 2015/16 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Angelika Gifford for Fiscal 2015/16 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Valerie Frances Gooding for Fiscal 2015/16 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Dierk Hirschel for Fiscal 2015/16 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Janis Carol Kong for Fiscal 2015/16 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Peter Long for Fiscal 2015/16 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Coline Lucille McConville for Fiscal 2015/16 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Alexey Mordashov for Fiscal 2015/16 | Management | For | For |
| 4.15 | Approve Discharge of Supervisory Board Member Michael Poenipp for Fiscal 2015/16 | Management | For | For |
| 4.16 | Approve Discharge of Supervisory Board Member Timothy Martin Powell for Fiscal 2015/16 | Management | For | For |
| 4.17 | Approve Discharge of Supervisory Board Member Wilfried Rau for Fiscal 2015/16 | Management | For | For |
| 4.18 | Approve Discharge of Supervisory Board Member Carmen Riu Gueell for Fiscal 2015/16 | Management | For | For |
| 4.19 | Approve Discharge of Supervisory Board Member Carola Schwirn for Fiscal 2015/16 | Management | For | For |
| 4.20 | Approve Discharge of Supervisory Board Member Maxim G. Shemetov for Fiscal 2015/16 | Management | For | For |
| 4.21 | Approve Discharge of Supervisory Board Member Anette Strempel for Fiscal 2015/16 | Management | For | For |
| 4.22 | Approve Discharge of Supervisory Board Member Christian Strenger for Fiscal 2015/16 | Management | For | For |
| 4.23 | Approve Discharge of Supervisory Board Member Ortwin Strubelt for Fiscal 2015/16 | Management | For | For |
| 4.24 | Approve Discharge of Supervisory Board Member Stefan Weinhofer for Fiscal 2015/16 | Management | For | For |
| 4.25 | Approve Discharge of Supervisory Board Member Marcell Witt for Fiscal 2015/16 | Management | For | For |
| 5 | Ratify Deloitte GmbH as Auditors for Fiscal 2016/17 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| TWO HARBORS INVESTMENT CORP. Meeting Date: MAY 17, 2017 Record Date: MAR 23, 2017 Meeting Type: ANNUAL | ||||
| Ticker: TWO Security ID: 90187B101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director E. Spencer Abraham | Management | For | For |
| 1B | Elect Director James J. Bender | Management | For | For |
| 1C | Elect Director Stephen G. Kasnet | Management | For | For |
| 1D | Elect Director Lisa A. Pollina | Management | For | For |
| 1E | Elect Director William Roth | Management | For | For |
| 1F | Elect Director W. Reid Sanders | Management | For | For |
| 1G | Elect Director Thomas E. Siering | Management | For | For |
| 1H | Elect Director Brian C. Taylor | Management | For | For |
| 1I | Elect Director Hope B. Woodhouse | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| UBS GROUP AG Meeting Date: MAY 04, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: UBSG Security ID: H892U1882 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 0.60 per Share from Capital Contribution Reserves | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 71.9 Million | Management | For | For |
| 5 | Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 31.5 Million | Management | For | For |
| 6.1a | Reelect Axel Weber as Director and Board Chairman | Management | For | For |
| 6.1b | Reelect Michel Demare as Director | Management | For | For |
| 6.1c | Reelect David Sidwell as Director | Management | For | For |
| 6.1d | Reelect Reto Francioni as Director | Management | For | For |
| 6.1e | Reelect Ann Godbehere as Director | Management | For | For |
| 6.1f | Reelect William Parrett as Director | Management | For | For |
| 6.1g | Reelect Isabelle Romy as Director | Management | For | For |
| 6.1h | Reelect Robert Scully as Director | Management | For | For |
| 6.1i | Reelect Beatrice Weder di Mauro as Director | Management | For | For |
| 6.1j | Reelect Dieter Wemmer as Director | Management | For | For |
| 6.2 | Elect Julie Richardson as Director | Management | For | For |
| 6.3.1 | Appoint Ann Godbehere as Member of the Compensation Committee | Management | For | For |
| 6.3.2 | Appoint Michel Demare as Member of the Compensation Committee | Management | For | For |
| 6.3.3 | Appoint Reto Francioni as Member of the Compensation Committee | Management | For | For |
| 6.3.4 | Appoint William Parrett as Member of the Compensation Committee | Management | For | For |
| 7 | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 14 Million | Management | For | For |
| 8.1 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | For |
| 8.2 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 9 | Transact Other Business (Voting) | Management | For | Against |
| VINCI Meeting Date: APR 20, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: DG Security ID: F5879X108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | For |
| 4 | Reelect Yannick Assouad as Director | Management | For | For |
| 5 | Reelect Graziella Gavezotti as Director | Management | For | For |
| 6 | Reelect Michael Pragnell as Director | Management | For | For |
| 7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.4 Million | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Approve Remuneration Policy for Chairman and CEO | Management | For | For |
| 10 | Non-Binding Vote on Compensation of Xavier Huillard, Chairman and CEO | Management | For | For |
| 11 | Non-Binding Vote on Compensation of Pierre Coppey, Vice CEO, from Jan. 1st until June 20, 2016 | Management | For | For |
| 12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 13 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | Management | For | For |
| 15 | Authorize Issuance of Convertible Bonds without Preemptive Rights, up to an Aggregate Nominal Amount EUR 150 Million | Management | For | For |
| 16 | Approve Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million | Management | For | For |
| 17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| VIVENDI Meeting Date: APR 25, 2017 Record Date: APR 20, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: VIV Security ID: F97982106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Auditors' Special Report on Related-Party Transactions Regarding Ongoing Transactions | Management | For | Against |
| 4 | Approve Allocation of Income and Dividends of EUR 0.40 per Share | Management | For | For |
| 5 | Non-Binding Vote on Compensation of Vincent Bollore, Chairman of the Supervisory Board | Management | For | For |
| 6 | Non-Binding Vote on Compensation of Arnaud de Puyfontaine, Chairman of the Management Board | Management | For | Against |
| 7 | Non-Binding Vote on Compensation of Frederic Crepin, Management Board Member | Management | For | Against |
| 8 | Non-Binding Vote on Compensation of Simon Gillham, Management Board Member | Management | For | Against |
| 9 | Non-Binding Vote on Compensation of Herve Philippe, Management Board Member | Management | For | Against |
| 10 | Non-Binding Vote on Compensation of Stephane Roussel, Management Board Member | Management | For | Against |
| 11 | Approve Remuneration Policy for Supervisory Board Members and Chairman | Management | For | For |
| 12 | Approve Remuneration Policy for Chairman of the Management Board | Management | For | Against |
| 13 | Approve Remuneration Policy for Management Board Members | Management | For | Against |
| 14 | Ratify Appointment of Yannick Bollore as Supervisory Board Member | Management | For | Against |
| 15 | Reelect Vincent Bollore as Supervisory Board Member | Management | For | Against |
| 16 | Elect Veronique Driot-Argentin as Supervisory Board Member | Management | For | Against |
| 17 | Elect Sandrine Le Bihan as Representative of Employee Shareholders to the Supervisory Board | Management | For | Against |
| 18 | Appoint Deloitte et Associes as Auditor | Management | For | For |
| 19 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million | Management | For | Against |
| 22 | Authorize Capitalization of Reserves of Up to EUR 375 Million for Bonus Issue or Increase in Par Value | Management | For | Against |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | For |
| 25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| VODAFONE GROUP PLC Meeting Date: JUL 29, 2016 Record Date: JUL 27, 2016 Meeting Type: ANNUAL | ||||
| Ticker: VOD Security ID: G93882192 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 3 | Re-elect Vittorio Colao as Director | Management | For | For |
| 4 | Re-elect Nick Read as Director | Management | For | For |
| 5 | Re-elect Sir Crispin Davis as Director | Management | For | For |
| 6 | Re-elect Dr Mathias Dopfner as Director | Management | For | For |
| 7 | Re-elect Dame Clara Furse as Director | Management | For | For |
| 8 | Re-elect Valerie Gooding as Director | Management | For | For |
| 9 | Re-elect Renee James as Director | Management | For | For |
| 10 | Re-elect Samuel Jonah as Director | Management | For | For |
| 11 | Re-elect Nick Land as Director | Management | For | For |
| 12 | Elect David Nish as Director | Management | For | For |
| 13 | Re-elect Philip Yea as Director | Management | For | For |
| 14 | Approve Final Dividend | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| WALGREENS BOOTS ALLIANCE, INC. Meeting Date: JAN 26, 2017 Record Date: NOV 28, 2016 Meeting Type: ANNUAL | ||||
| Ticker: WBA Security ID: 931427108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janice M. Babiak | Management | For | For |
| 1b | Elect Director David J. Brailer | Management | For | For |
| 1c | Elect Director William C. Foote | Management | For | For |
| 1d | Elect Director Ginger L. Graham | Management | For | For |
| 1e | Elect Director John A. Lederer | Management | For | For |
| 1f | Elect Director Dominic P. Murphy | Management | For | For |
| 1g | Elect Director Stefano Pessina | Management | For | For |
| 1h | Elect Director Leonard D. Schaeffer | Management | For | For |
| 1i | Elect Director Nancy M. Schlichting | Management | For | For |
| 1j | Elect Director James A. Skinner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Proxy Access | Shareholder | Against | For |
| 6 | Approve Report on Executive Pay & Sustainability Performance | Shareholder | Against | Against |
| WASHINGTON REAL ESTATE INVESTMENT TRUST Meeting Date: JUN 01, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WRE Security ID: 939653101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Amend Bylaws | Management | For | For |
| 3.1 | Elect Director Benjamin S. Butcher | Management | For | For |
| 3.2 | Elect Director Edward S. Civera | Management | For | For |
| 3.3 | Elect Director Ellen M. Goitia | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WOLTERS KLUWER NV Meeting Date: APR 20, 2017 Record Date: MAR 23, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WKL Security ID: ADPV09931 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2.c | Discuss Remuneration Report | Management | None | None |
| 3.a | Adopt Financial Statements | Management | For | For |
| 3.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3.c | Approve Dividends of EUR 0.79 Per Share | Management | For | For |
| 4.a | Approve Discharge of Management Board | Management | For | For |
| 4.b | Approve Discharge of Supervisory Board | Management | For | For |
| 5.a | Elect Frans Cremers to Supervisory Board | Management | For | For |
| 5.b | Elect Ann Ziegler to Supervisory Board | Management | For | For |
| 6 | Reelect Kevin Entricken to Executive Board | Management | For | For |
| 7.a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 7.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 10 | Other Business (Non-Voting) | Management | None | None |
| 11 | Close Meeting | Management | None | None |
| ZURICH INSURANCE GROUP AG Meeting Date: MAR 29, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ZURN Security ID: H9870Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2.1 | Approve Allocation of Income and Dividends of CHF 11.30 per Share from Available Earnings | Management | For | For |
| 2.2 | Approve Dividends of CHF 5.70 per Share from Capital Contribution Reserves | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1a | Reelect Tom de Swaan as Director and Board Chairman | Management | For | For |
| 4.1b | Reelect Joan Amble as Director | Management | For | For |
| 4.1c | Reelect Susan Bies as Director | Management | For | For |
| 4.1d | Reelect Alison Carnwath as Director | Management | For | For |
| 4.1e | Reelect Christoph Franz as Director | Management | For | For |
| 4.1f | Reelect Jeffrey Hayman as Director | Management | For | For |
| 4.1g | Reelect Fred Kindle as Director | Management | For | For |
| 4.1h | Reelect Monica Maechler as Director | Management | For | For |
| 4.1i | Reelect Kishore Mahbubani as Director | Management | For | For |
| 4.1j | Reelect David Nish as Director | Management | For | For |
| 4.1k | Elect Catherine Bessant as Director | Management | For | For |
| 4.2.1 | Appoint Tom de Swaan as Member of the Compensation Committee | Management | For | For |
| 4.2.2 | Appoint Christoph Franz as Member of the Compensation Committee | Management | For | For |
| 4.2.3 | Appoint Fred Kindle as Member of the Compensation Committee | Management | For | For |
| 4.2.4 | Appoint Kishore Mahbubani as Member of the Compensation Committee | Management | For | For |
| 4.3 | Designate Andreas Keller as Independent Proxy | Management | For | For |
| 4.4 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 5.1 | Approve Maximum Remuneration of Board of Directors Until 2018 AGM in the Amount of CHF 5 Million | Management | For | For |
| 5.2 | Approve Maximum Remuneration of Executive Committee for Fiscal 2018 in the Amount of CHF 74.3 Million | Management | For | For |
| 6 | Approve Creation of CHF 4.5 Million Pool of Authorized Share Capital with Partial Exclusion of Preemptive Rights and CHF 3 Million Pool of Contingent Share Capital without Preemptive Rights | Management | For | For |
| 7 | Amend Articles Re: Resolutions and Elections, Duties and Competencies of the Board, Transfer of Competencies, Board Resolutions and Minutes, and Loans to Board Members or Executives | Management | For | For |
| 8 | Transact Other Business (Voting) | Management | For | Against |
Thornburg Global Opportunities Fund
| AENA S.A. Meeting Date: APR 25, 2017 Record Date: APR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AENA Security ID: E526K0106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5.1 | Ratify Appointment of and Elect Francisco Javier Martin Ramiro as Director | Management | For | For |
| 5.2 | Elect Maria Jesus Romero de Avila Torrijos as Director | Management | For | For |
| 5.3 | Elect Alicia Segovia Marco as Director | Management | For | For |
| 6 | Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 5 Billion | Management | For | For |
| 7 | Amend Articles Re: Company Name, Corporate Purpose, Nationality, Registered Office, Fiscal Year, Annual Statements, Reserves and Distribution of Profits | Management | For | For |
| 8 | Change Company Name to Aena SME SA | Management | For | For |
| 9 | Advisory Vote on Remuneration Report | Management | For | For |
| 10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ALLERGAN PLC Meeting Date: MAY 04, 2017 Record Date: MAR 08, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AGN Security ID: G0177J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nesli Basgoz | Management | For | For |
| 1b | Elect Director Paul M. Bisaro | Management | For | For |
| 1c | Elect Director James H. Bloem | Management | For | For |
| 1d | Elect Director Christopher W. Bodine | Management | For | For |
| 1e | Elect Director Adriane M. Brown | Management | For | For |
| 1f | Elect Director Christopher J. Coughlin | Management | For | For |
| 1g | Elect Director Catherine M. Klema | Management | For | For |
| 1h | Elect Director Peter J. McDonnell | Management | For | For |
| 1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1j | Elect Director Brenton L. Saunders | Management | For | For |
| 1k | Elect Director Ronald R. Taylor | Management | For | For |
| 1l | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| ALPHABET INC. Meeting Date: JUN 07, 2017 Record Date: APR 19, 2017 Meeting Type: ANNUAL | ||||
| Ticker: GOOGL Security ID: 02079K305 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | Withhold |
| 1.5 | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
| 1.6 | Elect Director Diane B. Greene | Management | For | For |
| 1.7 | Elect Director John L. Hennessy | Management | For | For |
| 1.8 | Elect Director Ann Mather | Management | For | Withhold |
| 1.9 | Elect Director Alan R. Mulally | Management | For | For |
| 1.10 | Elect Director Paul S. Otellini | Management | For | Withhold |
| 1.11 | Elect Director K. Ram Shriram | Management | For | Withhold |
| 1.12 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| 9 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| 10 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 11 | Adopt Holy Land Principles | Shareholder | Against | Abstain |
| 12 | Report on Fake News | Shareholder | Against | Abstain |
| ALTICE NV Meeting Date: SEP 06, 2016 Record Date: AUG 09, 2016 Meeting Type: SPECIAL | ||||
| Ticker: ATC Security ID: N0R25F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2a | Amend Articles Re: Representation of the Company | Management | For | For |
| 2b | Amend Articles Re: Changes in Rules for Granting Titles to Executive Board Members | Management | For | For |
| 2c | Amend Articles Re: Changes in Rules for Suspension of Vice-President | Management | For | For |
| 2d | Amend Articles Re: Changes in Quorum and Voting Requirements Board Meetings | Management | For | Against |
| 2e | Amend Articles Re: Miscellaneous Changes | Management | For | For |
| 3a | Approve Remuneration of Dexter Goei | Management | For | For |
| 3b | Approve Remuneration of Michel Combes | Management | For | For |
| 4 | Approve Discharge of Patrick Drahi as Resigning CEO | Management | For | For |
| 5 | Close Meeting | Management | None | None |
| ALTICE NV Meeting Date: JUN 28, 2017 Record Date: MAY 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ATC Security ID: N0R25F103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2.a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2.c | Discuss Remuneration Policy for Management Board Members | Management | None | None |
| 3 | Adopt Annual Accounts for Financial Year 2016 | Management | For | For |
| 4 | Approve Discharge of Executive Board Members | Management | For | For |
| 5 | Approve Discharge of Non-Executive Board Members | Management | For | For |
| 6 | Elect M. Scott Matlock as Non-Executive Director | Management | For | For |
| 7 | Elect J. Allavena as Director | Management | For | For |
| 8.a | Approve Executive Annual Cash Bonus Plan | Management | For | For |
| 8.b | Amend Remuneration Policy | Management | For | For |
| 8.c | Approve Stock Option Plan | Management | For | For |
| 8.d | Amend Remuneration of Michel Combes | Management | For | For |
| 8.e | Amend Remuneration of Dexter Goei | Management | For | For |
| 8.f | Amend Remuneration of Dennis Okhuijsen | Management | For | For |
| 8.g | Approve Remuneration of Supervisory Board | Management | For | For |
| 9 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 10 | Proposal to Cancel shares the Company holds in its own capital | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| APPLE INC. Meeting Date: FEB 28, 2017 Record Date: DEC 30, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AAPL Security ID: 037833100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Bell | Management | For | For |
| 1.2 | Elect Director Tim Cook | Management | For | For |
| 1.3 | Elect Director Al Gore | Management | For | For |
| 1.4 | Elect Director Bob Iger | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Art Levinson | Management | For | For |
| 1.7 | Elect Director Ron Sugar | Management | For | For |
| 1.8 | Elect Director Sue Wagner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Disclose Charitable Contributions | Shareholder | Against | Abstain |
| 6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Abstain |
| 7 | Proxy Access Amendments | Shareholder | Against | For |
| 8 | Engage Outside Independent Experts for Compensation Reforms | Shareholder | Against | Against |
| 9 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | For |
| BARRATT DEVELOPMENTS PLC Meeting Date: NOV 16, 2016 Record Date: NOV 14, 2016 Meeting Type: ANNUAL | ||||
| Ticker: BDEV Security ID: G08288105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Approve Special Dividend | Management | For | For |
| 5 | Elect Neil Cooper as Director | Management | For | For |
| 6 | Elect Jock Lennox as Director | Management | For | For |
| 7 | Re-elect John Allan as Director | Management | For | For |
| 8 | Re-elect David Thomas as Director | Management | For | For |
| 9 | Re-elect Steven Boyes as Director | Management | For | For |
| 10 | Re-elect Richard Akers as Director | Management | For | For |
| 11 | Re-elect Tessa Bamford as Director | Management | For | For |
| 12 | Re-elect Nina Bibby as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve EU Political Donations and Expenditure | Management | For | For |
| 16 | Approve Sale of a Barratt Showhome by BDW Trading Limited to David Thomas | Management | For | For |
| 17 | Approve Sale of a David Wilson Home by BDW Trading Limited to a Connected Person of David Thomas | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| BRF SA Meeting Date: APR 26, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BRFS3 Security ID: P1905C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016 | Management | For | For |
| 2 | Ratify Interest-on-Capital-Stock Payment | Management | For | For |
| 3 | Fix Number of Directors | Management | For | For |
| 4 | Elect Directors | Management | For | For |
| 5 | Elect Board Chairman and Vice-Chairman | Management | For | For |
| 6 | Approve Remuneration of Company's Management | Management | For | Against |
| 7 | Elect Fiscal Council Members | Management | For | For |
| 8 | Approve Remuneration of Fiscal Council Members | Management | For | For |
| BRF SA Meeting Date: APR 26, 2017 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: BRFS3 Security ID: P1905C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Restricted Stock Plan | Management | For | Against |
| CAPITAL ONE FINANCIAL CORPORATION Meeting Date: MAY 04, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: COF Security ID: 14040H105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Richard D. Fairbank | Management | For | For |
| 1B | Elect Director Ann Fritz Hackett | Management | For | For |
| 1C | Elect Director Lewis Hay, III | Management | For | For |
| 1D | Elect Director Benjamin P. Jenkins, III | Management | For | For |
| 1E | Elect Director Peter Thomas Killalea | Management | For | For |
| 1F | Elect Director Pierre E. Leroy | Management | For | For |
| 1G | Elect Director Peter E. Raskind | Management | For | For |
| 1H | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1I | Elect Director Bradford H. Warner | Management | For | For |
| 1J | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| CF INDUSTRIES HOLDINGS, INC. Meeting Date: MAY 12, 2017 Record Date: MAR 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CF Security ID: 125269100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1b | Elect Director William Davisson | Management | For | For |
| 1c | Elect Director Stephen A. Furbacher | Management | For | For |
| 1d | Elect Director Stephen J. Hagge | Management | For | For |
| 1e | Elect Director John D. Johnson | Management | For | For |
| 1f | Elect Director Robert G. Kuhbach | Management | For | For |
| 1g | Elect Director Anne P. Noonan | Management | For | For |
| 1h | Elect Director Edward A. Schmitt | Management | For | For |
| 1i | Elect Director Theresa E. Wagler | Management | For | For |
| 1j | Elect Director W. Anthony Will | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| CITIGROUP INC. Meeting Date: APR 25, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: C Security ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director Duncan P. Hennes | Management | For | For |
| 1d | Elect Director Peter B. Henry | Management | For | For |
| 1e | Elect Director Franz B. Humer | Management | For | For |
| 1f | Elect Director Renee J. James | Management | For | For |
| 1g | Elect Director Eugene M. McQuade | Management | For | For |
| 1h | Elect Director Michael E. O'Neill | Management | For | For |
| 1i | Elect Director Gary M. Reiner | Management | For | For |
| 1j | Elect Director Anthony M. Santomero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Deborah C. Wright | Management | For | For |
| 1o | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Demonstrate No Gender Pay Gap | Shareholder | Against | Abstain |
| 6 | Appoint a Stockholder Value Committee | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| 9 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | For |
| COLONY NORTHSTAR, INC. Meeting Date: MAY 04, 2017 Record Date: MAR 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CLNS Security ID: 19625W104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Barrack, Jr. | Management | For | For |
| 1.2 | Elect Director David T. Hamamoto | Management | For | For |
| 1.3 | Elect Director Douglas Crocker, II | Management | For | For |
| 1.4 | Elect Director Nancy A. Curtin | Management | For | For |
| 1.5 | Elect Director Jon A. Fosheim | Management | For | For |
| 1.6 | Elect Director Justin E. Metz | Management | For | For |
| 1.7 | Elect Director George G. C. Parker | Management | For | For |
| 1.8 | Elect Director Charles W. Schoenherr | Management | For | For |
| 1.9 | Elect Director John A. Somers | Management | For | For |
| 1.10 | Elect Director John L. Steffens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DELPHI AUTOMOTIVE PLC Meeting Date: APR 27, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: DLPH Security ID: G27823106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Joseph S. Cantie | Management | For | For |
| 2 | Elect Director Kevin P. Clark | Management | For | For |
| 3 | Elect Director Gary L. Cowger | Management | For | For |
| 4 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 5 | Elect Director Mark P. Frissora | Management | For | For |
| 6 | Elect Director Rajiv L. Gupta | Management | For | For |
| 7 | Elect Director Sean O. Mahoney | Management | For | For |
| 8 | Elect Director Timothy M. Manganello | Management | For | For |
| 9 | Elect Director Ana G. Pinczuk | Management | For | For |
| 10 | Elect Director Thomas W. Sidlik | Management | For | For |
| 11 | Elect Director Bernd Wiedemann | Management | For | For |
| 12 | Elect Director Lawrence A. Zimmerman | Management | For | For |
| 13 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EASYJET PLC Meeting Date: FEB 09, 2017 Record Date: FEB 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: EZJ Security ID: G3030S109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Ordinary Dividend | Management | For | For |
| 4 | Re-elect John Barton as Director | Management | For | For |
| 5 | Re-elect Carolyn McCall as Director | Management | For | For |
| 6 | Re-elect Andrew Findlay as Director | Management | For | For |
| 7 | Re-elect Charles Gurassa as Director | Management | For | For |
| 8 | Re-elect Adele Anderson as Director | Management | For | For |
| 9 | Re-elect Dr Andreas Bierwirth as Director | Management | For | For |
| 10 | Re-elect Keith Hamill as Director | Management | For | For |
| 11 | Re-elect Andy Martin as Director | Management | For | For |
| 12 | Re-elect Francois Rubichon as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ECHOSTAR CORPORATION Meeting Date: MAY 02, 2017 Record Date: MAR 06, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SATS Security ID: 278768106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Stanton Dodge | Management | For | For |
| 1.2 | Elect Director Michael T. Dugan | Management | For | For |
| 1.3 | Elect Director Charles W. Ergen | Management | For | For |
| 1.4 | Elect Director Anthony M. Federico | Management | For | For |
| 1.5 | Elect Director Pradman P. Kaul | Management | For | For |
| 1.6 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.7 | Elect Director C. Michael Schroeder | Management | For | For |
| 1.8 | Elect Director William David Wade | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| 6 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 7 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| EXPRESS SCRIPTS HOLDING COMPANY Meeting Date: MAY 11, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ESRX Security ID: 30219G108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Maura C. Breen | Management | For | For |
| 1b | Elect Director William J. DeLaney | Management | For | For |
| 1c | Elect Director Elder Granger | Management | For | For |
| 1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1f | Elect Director Frank Mergenthaler | Management | For | For |
| 1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 1h | Elect Director Roderick A. Palmore | Management | For | For |
| 1i | Elect Director George Paz | Management | For | For |
| 1j | Elect Director William L. Roper | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 1l | Elect Director Timothy Wentworth | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | Abstain |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Abstain |
| FERROVIAL SA Meeting Date: APR 04, 2017 Record Date: MAR 30, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FER Security ID: E49512119 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Appoint Deloitte as Auditor | Management | For | For |
| 5.1 | Ratify Appointment of and Elect Philip Bowman as Director | Management | For | For |
| 5.2 | Elect Hanne Birgitte Breinbjerb Sorensen as Director | Management | For | For |
| 6 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 7 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 8 | Approve Reduction in Share Capital via Amortization of Treasury Shares | Management | For | For |
| 9.1 | Amend Article 46 Re: Attendance of Board Meetings | Management | For | For |
| 9.2 | Remove Chapter VII Transitory Provision Re: Audit and Control Committee | Management | For | For |
| 10 | Authorize Share Repurchase Program | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 12 | Advisory Vote on Remuneration Report | Management | For | For |
| 13 | Receive Amendments to Board of Directors Regulations | Management | None | None |
| GALAXY ENTERTAINMENT GROUP LTD. Meeting Date: MAY 04, 2017 Record Date: APR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 27 Security ID: Y2679D118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Paddy Tang Lui Wai Yu as Director | Management | For | For |
| 2.2 | Elect William Yip Shue Lam as Director | Management | For | For |
| 2.3 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4.1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 4.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 4.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| HELMERICH & PAYNE, INC. Meeting Date: MAR 01, 2017 Record Date: JAN 06, 2017 Meeting Type: ANNUAL | ||||
| Ticker: HP Security ID: 423452101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Randy A. Foutch | Management | For | For |
| 1b | Elect Director Hans Helmerich | Management | For | For |
| 1c | Elect Director John W. Lindsay | Management | For | For |
| 1d | Elect Director Paula Marshall | Management | For | For |
| 1e | Elect Director Thomas A. Petrie | Management | For | For |
| 1f | Elect Director Donald F. Robillard, Jr. | Management | For | For |
| 1g | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1h | Elect Director John D. Zeglis | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| ING GROEP NV Meeting Date: MAY 08, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: INGA Security ID: N4578E595 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2b | Receive Announcements on Sustainability | Management | None | None |
| 2c | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2d | Discuss Remuneration Report | Management | None | None |
| 2e | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3a | Receive Explanation on Profit Retention and Distribution Policy | Management | None | None |
| 3b | Approve Dividends of EUR 0.66 Per Share | Management | For | For |
| 4a | Approve Discharge of Management Board | Management | For | For |
| 4b | Approve Discharge of Supervisory Board | Management | For | For |
| 5a | Receive Information on Deferral Period in the Remuneration Policy for Members of the Executive Board | Management | None | None |
| 5b | Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration | Management | For | For |
| 6a | Reelect Ralph Hamers to Management Board | Management | For | For |
| 6b | Elect Steven van Rijswijk to Management Board | Management | For | For |
| 6c | Elect Koos Timmermans to Management Board | Management | For | For |
| 7a | Reelect Hermann-Josef Lamberti to Supervisory Board | Management | For | For |
| 7b | Reelect Robert Reibestein to Supervisory Board | Management | For | For |
| 7c | Reelect Jeroen van der Veer to Supervisory Board | Management | For | For |
| 7d | Elect Jan Peter Balkenende to Supervisory Board | Management | For | For |
| 7e | Elect Margarete Haase to Supervisory Board | Management | For | For |
| 7f | Elect Hans Wijers to Supervisory Board | Management | For | For |
| 8a | Authorize Issuance of Shares with Preemptive Rights up to 40 Percent of the Issued Share Capital | Management | For | For |
| 8b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Other Business (Non-Voting) | Management | None | None |
| INTERXION HOLDING NV Meeting Date: JUN 30, 2017 Record Date: JUN 02, 2017 Meeting Type: ANNUAL | ||||
| Ticker: INXN Security ID: N47279109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board of Directors | Management | For | For |
| 3.a | Elect Frank Esser as Director | Management | For | For |
| 3.b | Elect Mark Heraghty as Director | Management | For | For |
| 4 | Approve Grant of Shares to Non-Executive Director | Management | For | For |
| 5.a | Grant Board Authority to Issue Shares Re: Employee Incentive Schemes | Management | For | Abstain |
| 5.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus | Management | For | For |
| 6 | Ratify KPMG as Auditors | Management | For | For |
| 7 | Other Business (Non-Voting) | Management | None | None |
| LEVEL 3 COMMUNICATIONS, INC. Meeting Date: MAR 16, 2017 Record Date: JAN 25, 2017 Meeting Type: SPECIAL | ||||
| Ticker: LVLT Security ID: 52729N308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| LEVEL 3 COMMUNICATIONS, INC. Meeting Date: MAY 25, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: LVLT Security ID: 52729N308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1b | Elect Director Jeff K. Storey | Management | For | For |
| 1c | Elect Director Kevin P. Chilton | Management | For | For |
| 1d | Elect Director Steven T. Clontz | Management | For | For |
| 1e | Elect Director Irene M. Esteves | Management | For | For |
| 1f | Elect Director T. Michael Glenn | Management | For | For |
| 1g | Elect Director Spencer B. Hays | Management | For | For |
| 1h | Elect Director Michael J. Mahoney | Management | For | For |
| 1i | Elect Director Kevin W. Mooney | Management | For | For |
| 1j | Elect Director Peter Seah Lim Huat | Management | For | For |
| 1k | Elect Director Peter Van Oppen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| MINERAL RESOURCES LTD. Meeting Date: NOV 17, 2016 Record Date: NOV 15, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MIN Security ID: Q60976109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report | Management | For | For |
| 2.1 | Elect Peter Wade as Director | Management | For | For |
| MONDELEZ INTERNATIONAL, INC. Meeting Date: MAY 17, 2017 Record Date: MAR 08, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MDLZ Security ID: 609207105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Lewis W.K. Booth | Management | For | For |
| 1b | Elect Director Charles E. Bunch | Management | For | For |
| 1c | Elect Director Lois D. Juliber | Management | For | For |
| 1d | Elect Director Mark D. Ketchum | Management | For | For |
| 1e | Elect Director Jorge S. Mesquita | Management | For | For |
| 1f | Elect Director Joseph Neubauer | Management | For | For |
| 1g | Elect Director Nelson Peltz | Management | For | For |
| 1h | Elect Director Fredric G. Reynolds | Management | For | For |
| 1i | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1j | Elect Director Christiana S. Shi | Management | For | For |
| 1k | Elect Director Patrick T. Siewert | Management | For | For |
| 1l | Elect Director Ruth J. Simmons | Management | For | For |
| 1m | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| 6 | Create a Committee to Prepare a Report Regarding the Impact of Plant Closures on Communities and Alternatives | Shareholder | Against | Abstain |
| NN GROUP NV Meeting Date: JUN 01, 2017 Record Date: MAY 04, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NN Security ID: N64038107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Annual Report 2016 | Management | None | None |
| 3 | Discuss Remuneration Policy 2016 | Management | None | None |
| 4a | Adopt Financial Statements 2016 | Management | For | For |
| 4b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4c | Approve Dividends of EUR 1.55 Per Share | Management | For | For |
| 5a | Approve Discharge of Executive Board | Management | For | For |
| 5b | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Announce Intention to Reappoint Lard Friese to Executive Board | Management | None | None |
| 7 | Discussion of Supervisory Board Profile | Management | None | None |
| 8a | Elect Robert Ruijter to Supervisory Board | Management | For | For |
| 8b | Elect Clara Streit to Supervisory Board | Management | For | For |
| 9a | Approve Remuneration of Supervisory Board | Management | For | For |
| 9b | Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration | Management | For | For |
| 10 | Amend Articles of Association | Management | For | For |
| 11a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 11b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Approve Cancellation of Repurchased Shares Up to 20 Percent of Issued Share Capital | Management | For | For |
| 14 | Other Business (Non-Voting) | Management | None | None |
| SAMSUNG ELECTRONICS CO. LTD. Meeting Date: MAR 24, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: A005930 Security ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| SFR GROUP Meeting Date: MAY 31, 2017 Record Date: MAY 26, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: SFR Security ID: F6627W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses | Management | For | For |
| 4 | Approve Transaction with Altice Media Group SARL | Management | For | For |
| 5 | Non-Binding Vote on Compensation of Mr. Denoyer, CEO | Management | For | For |
| 6 | Non-Binding Vote on Compensation of Mr. Combes, Chairman and CEO | Management | For | For |
| 7 | Non-Binding Vote on Compensation of Mr. Paulin, Vice-CEO | Management | For | For |
| 8 | Non-Binding Vote on Compensation of Mr. Weill, Vice-CEO | Management | For | For |
| 9 | Approve Remuneration Policy of Mr. Combes for Fiscal Year 2017 | Management | For | Against |
| 10 | Approve Remuneration Policy of Mr. Paulin for Fiscal Year 2017 | Management | For | Against |
| 11 | Approve Remuneration Policy of Mr. Weill for Fiscal Year 2017 | Management | For | Against |
| 12 | Reelect Mr. Attali as Director | Management | For | Against |
| 13 | Reelect Mr. Weill as Director | Management | For | Against |
| 14 | Ratify Appointment of Mrs. Laclide as Director | Management | For | Against |
| 15 | Ratify Appointment of Mr. Meheut as Director | Management | For | Against |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million | Management | For | Against |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 110 Million | Management | For | Against |
| 19 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 110 Million | Management | For | Against |
| 20 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
| 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
| 22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 23 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
| 24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 25 | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 26 | Authorize up 0.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| T-MOBILE US, INC. Meeting Date: JUN 13, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: TMUS Security ID: 872590104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Michael Barnes | Management | For | For |
| 1.2 | Elect Director Thomas Dannenfeldt | Management | For | For |
| 1.3 | Elect Director Srikant M. Datar | Management | For | For |
| 1.4 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.5 | Elect Director Timotheus Hottges | Management | For | For |
| 1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
| 1.7 | Elect Director Raphael Kubler | Management | For | For |
| 1.8 | Elect Director Thorsten Langheim | Management | For | For |
| 1.9 | Elect Director John J. Legere | Management | For | For |
| 1.10 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 7 | Clawback of Incentive Payments | Shareholder | Against | Against |
| UBS GROUP AG Meeting Date: MAY 04, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: UBSG Security ID: H892U1882 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 0.60 per Share from Capital Contribution Reserves | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 71.9 Million | Management | For | For |
| 5 | Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 31.5 Million | Management | For | For |
| 6.1a | Reelect Axel Weber as Director and Board Chairman | Management | For | For |
| 6.1b | Reelect Michel Demare as Director | Management | For | For |
| 6.1c | Reelect David Sidwell as Director | Management | For | For |
| 6.1d | Reelect Reto Francioni as Director | Management | For | For |
| 6.1e | Reelect Ann Godbehere as Director | Management | For | For |
| 6.1f | Reelect William Parrett as Director | Management | For | For |
| 6.1g | Reelect Isabelle Romy as Director | Management | For | For |
| 6.1h | Reelect Robert Scully as Director | Management | For | For |
| 6.1i | Reelect Beatrice Weder di Mauro as Director | Management | For | For |
| 6.1j | Reelect Dieter Wemmer as Director | Management | For | For |
| 6.2 | Elect Julie Richardson as Director | Management | For | For |
| 6.3.1 | Appoint Ann Godbehere as Member of the Compensation Committee | Management | For | For |
| 6.3.2 | Appoint Michel Demare as Member of the Compensation Committee | Management | For | For |
| 6.3.3 | Appoint Reto Francioni as Member of the Compensation Committee | Management | For | For |
| 6.3.4 | Appoint William Parrett as Member of the Compensation Committee | Management | For | For |
| 7 | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 14 Million | Management | For | For |
| 8.1 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | For |
| 8.2 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 9 | Transact Other Business (Voting) | Management | For | Against |
| WYNN RESORTS, LIMITED Meeting Date: APR 21, 2017 Record Date: FEB 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WYNN Security ID: 983134107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Miller | Management | For | For |
| 1.2 | Elect Director Clark T. Randt, Jr. | Management | For | For |
| 1.3 | Elect Director D. Boone Wayson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
Thornburg Developing World Fund
| AIA GROUP LTD. Meeting Date: MAY 12, 2017 Record Date: MAY 09, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 1299 Security ID: Y002A1105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Mohamed Azman Yahya as Director | Management | For | For |
| 4 | Elect Edmund Sze-Wing Tse as Director | Management | For | For |
| 5 | Elect Jack Chak-Kwong So as Director | Management | For | For |
| 6 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7C | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
| ALIBABA GROUP HOLDING LIMITED Meeting Date: OCT 13, 2016 Record Date: AUG 19, 2016 Meeting Type: ANNUAL | ||||
| Ticker: BABA Security ID: 01609W102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Daniel Yong Zhang as Director | Management | For | Against |
| 1.2 | Elect Chee Hwa Tung as Director | Management | For | For |
| 1.3 | Elect Jerry Yang as Director | Management | For | For |
| 1.4 | Elect Wan Ling Martello as Director | Management | For | For |
| 1.5 | Elect Eric Xiandong Jing as Director | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| AMOREPACIFIC CORP. Meeting Date: MAR 17, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: A090430 Security ID: Y01258105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Elect Two Outside Directors | Management | For | For |
| 4 | Elect Kim Seong-soo as Members of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Against |
| BHARTI AIRTEL LTD. Meeting Date: AUG 19, 2016 Record Date: AUG 12, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 532454 Security ID: Y0885K108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reelect Chua Sock Koong as Director | Management | For | For |
| 4 | Approve S.R. Batliboi & Associates LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Reelect Rakesh Bharti Mittal as Director | Management | For | For |
| 6 | Adopt New Articles of Association | Management | For | For |
| 7 | Amend Memorandum of Association | Management | For | For |
| 8 | Approve Appointment and Remuneration of Sunil Bharti Mittal as Chairman of the Company | Management | For | For |
| 9 | Approve Revision in the Remuneration of Gopal Vittal, Managing Director and CEO (India and South Asia) | Management | For | For |
| 10 | Approve Remuneration of Cost Auditors | Management | For | For |
| BHARTI INFRATEL LTD. Meeting Date: AUG 10, 2016 Record Date: AUG 03, 2016 Meeting Type: ANNUAL | ||||
| Ticker: INFRATEL Security ID: Y0R86J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Mark Chin Kok Chong as Director | Management | For | For |
| 4 | Approve S.R. Batliboi & Associates LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Reelect Rajan Bharti Mittal as Director | Management | For | For |
| BIM BIRLESIK MAGAZALAR AS Meeting Date: APR 18, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BIMAS Security ID: M2014F102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting, Elect Presiding Council of Meeting and Authorize Presiding Council to Sign Minutes of Meeting | Management | For | For |
| 2 | Accept Board Report | Management | None | None |
| 3 | Accept Audit Report | Management | None | None |
| 4 | Accept Financial Statements | Management | For | For |
| 5 | Approve Discharge of Board | Management | For | For |
| 6 | Approve Allocation of Income | Management | For | For |
| 7 | Elect Directors and Approve Their Remuneration | Management | For | For |
| 8 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | For |
| 9 | Receive Information on Share Repurchase Program | Management | None | None |
| 10 | Receive Information on Donations Made in 2016 | Management | None | None |
| 11 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Management | None | None |
| 12 | Ratify External Auditors | Management | For | For |
| 13 | Wishes | Management | None | None |
| CHINA MENGNIU DAIRY CO., LTD. Meeting Date: FEB 03, 2017 Record Date: JAN 27, 2017 Meeting Type: SPECIAL | ||||
| Ticker: 2319 Security ID: G21096105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Sale and Purchase Agreement and Related Transactions | Management | For | For |
| CHINA MOBILE LIMITED Meeting Date: MAY 25, 2017 Record Date: MAY 18, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 941 Security ID: Y14965100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Dong Xin as Director | Management | For | For |
| 4.1 | Elect Frank Wong Kwong Shing as Director | Management | For | For |
| 4.2 | Elect Moses Cheng Mo Chi as Director | Management | For | Against |
| 4.3 | Elect Paul Chow Man Yiu as Director | Management | For | For |
| 4.4 | Elect Stephen Yiu Kin Wah as Director | Management | For | For |
| 5 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| CHINA RESOURCES LAND LTD. Meeting Date: JUN 02, 2017 Record Date: MAY 26, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 1109 Security ID: G2108Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3.1 | Elect Yu Jian as Director | Management | For | For |
| 3.2 | Elect Zhang Dawei as Director | Management | For | For |
| 3.3 | Elect Li Xin as Director | Management | For | For |
| 3.4 | Elect Xie Ji as Director | Management | For | For |
| 3.5 | Elect Yan Biao as Director | Management | For | Against |
| 3.6 | Elect Chen Rong as Director | Management | For | For |
| 3.7 | Elect Chen Ying as Director | Management | For | Against |
| 3.8 | Elect Wang Yan as Director | Management | For | Against |
| 3.9 | Elect Zhong Wei as Director | Management | For | For |
| 3.10 | Elect Sun Zhe as Director | Management | For | For |
| 3.11 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| CIELO SA Meeting Date: APR 12, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: CIEL3 Security ID: P2859E100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016 | Management | For | For |
| 2 | Approve Capital Budget, Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Company's Management and Fiscal Council Members | Management | For | Against |
| CIELO SA Meeting Date: APR 12, 2017 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: CIEL3 Security ID: P2859E100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Marcelo Augusto Dutra Labuto as Director | Management | For | For |
| 1.2 | Elect Romulo de Mello Dias as Director | Management | For | For |
| 1.3 | Elect Alberto Monteiro de Queiroz Netto as Director | Management | For | For |
| 2.1 | Elect Edmar Jose Casalatina as Fiscal Council Member | Management | For | Abstain |
| 2.2 | Elect Flavio Saba Santos Estrela as Alternate Fiscal Council Member | Management | For | Abstain |
| 2.3 | Elect Joel Antonio de Araujo as Fiscal Council Member | Management | For | Abstain |
| 2.4 | Elect Sigmar Milton Mayer Filho as Alternate Fiscal Council Member | Management | For | Abstain |
| 2.5 | Elect Herculano Anibal Alves as Fiscal Council Member | Management | For | Abstain |
| 2.6 | Elect Kleber do Espirito Santo as Alternate Fiscal Council Member | Management | For | Abstain |
| 2.7 | Elect Marcelo Santos Dall'occo as Fiscal Council Member | Management | For | Abstain |
| 2.8 | Elect Carlos Roberto Mendonca da Silva as Alternate Fiscal Council Member | Management | For | Abstain |
| 2.9 | Elect Haroldo Reginaldo Levy Neto as Fiscal Council Member | Management | For | Abstain |
| 2.10 | Elect Milton Luiz Milioni as Alternate Fiscal Council Member | Management | For | Abstain |
| 2.11 | Elect Mario Daud Filho as Fiscal Council Member and Charles Rene Lebarbenchon as Alternate Appointed by Minority Shareholder | Shareholder | None | For |
| 3 | Authorize Capitalization of Reserves for Bonus Issue | Management | For | For |
| 4 | Amend Article 7 to Reflect Changes in Capital and Consolidate Bylaws Accordingly | Management | For | For |
| CITIGROUP INC. Meeting Date: APR 25, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: C Security ID: 172967424 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Ellen M. Costello | Management | For | For |
| 1c | Elect Director Duncan P. Hennes | Management | For | For |
| 1d | Elect Director Peter B. Henry | Management | For | For |
| 1e | Elect Director Franz B. Humer | Management | For | For |
| 1f | Elect Director Renee J. James | Management | For | For |
| 1g | Elect Director Eugene M. McQuade | Management | For | For |
| 1h | Elect Director Michael E. O'Neill | Management | For | For |
| 1i | Elect Director Gary M. Reiner | Management | For | For |
| 1j | Elect Director Anthony M. Santomero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Deborah C. Wright | Management | For | For |
| 1o | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Demonstrate No Gender Pay Gap | Shareholder | Against | Abstain |
| 6 | Appoint a Stockholder Value Committee | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
| 9 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | For |
| CJ CORP. Meeting Date: MAR 24, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: A001040 Security ID: Y1848L118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | Against |
| 3.1 | Elect Lee Chae-wook as Inside Director | Management | For | Against |
| 3.2 | Elect Song Hyeon-seung as Outside Director | Management | For | For |
| 3.3 | Elect Yoo Cheol-gyu as Outside Director | Management | For | For |
| 3.4 | Elect Park Yoon-joon as Outside Director | Management | For | For |
| 4.1 | Elect Song Hyeon-seung as a Member of Audit Committee | Management | For | For |
| 4.2 | Elect Yoo Cheol-gyu as a Member of Audit Committee | Management | For | For |
| 4.3 | Elect Park Yoon-joon as a Member of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| COMPANHIA DE SANEAMENTO DO PARANA SANEPAR Meeting Date: APR 27, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: SAPR4 Security ID: P3058Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Reginaldo Ferreira Alexandre as Fiscal Council Member and Walter Luiz Bernardes Albertoni as Alternate Appointed by Preferred Shareholder | Shareholder | None | For |
| 2 | Elect Adriano Cives Seabra as Director and Gustavo Rocha Gattass as Alternate Appointed by Preferred Shareholder | Shareholder | None | For |
| COWAY CO. LTD. Meeting Date: SEP 12, 2016 Record Date: AUG 13, 2016 Meeting Type: SPECIAL | ||||
| Ticker: A021240 Security ID: Y1786S109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Yoon Jong-ha as Inside Director | Management | For | For |
| 1.2 | Elect Kim Gwang-il as Non-independent Non-executive Director | Management | For | For |
| COWAY CO. LTD. Meeting Date: OCT 31, 2016 Record Date: OCT 04, 2016 Meeting Type: SPECIAL | ||||
| Ticker: A021240 Security ID: Y1786S109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Lee Hae-seon as Inside Director | Management | For | For |
| 2 | Approve Stock Option Grants | Management | For | For |
| COWAY CO. LTD. Meeting Date: MAR 28, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: A021240 Security ID: Y1786S109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Approve Stock Option Grants | Management | For | For |
| 3 | Amend Articles of Incorporation | Management | For | For |
| 4.1 | Elect Yoon Jong-ha as Inside Director | Management | For | For |
| 4.2 | Elect Bu Jae-hun as Non-independent Non-executive Director | Management | For | For |
| 4.3 | Elect Kim Gwang-il as Non-independent Non-executive Director | Management | For | For |
| 4.4 | Elect Park Tae-hyeon as Non-independent Non-executive Director | Management | For | For |
| 4.5 | Elect Choi Yeon-seok as Non-independent Non-executive Director | Management | For | For |
| 4.6 | Elect Lee Jung-sik as Outside Director | Management | For | For |
| 4.7 | Elect Lee Jun-ho as Outside Director | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Internal Auditors | Management | For | For |
| DONGBU INSURANCE CO. Meeting Date: MAR 17, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: A005830 Security ID: Y2096K109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Elect One Inside Director and Two Outside Directors | Management | For | For |
| 4 | Elect Park Sang-yong as Outside Director to serve as Audit Committee Member | Management | For | For |
| 5 | Elect Two Members of Audit Committee | Management | For | For |
| 6 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| EMAAR PROPERTIES PJSC Meeting Date: APR 17, 2017 Record Date: APR 16, 2017 Meeting Type: ANNUAL | ||||
| Ticker: EMAAR Security ID: M4025S107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Board Report on Company Operations for FY 2016 | Management | For | For |
| 2 | Approve Auditors' Report on Company Financial Statements for FY 2016 | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports for FY 2016 | Management | For | For |
| 4 | Approve Dividends of AED 0.15 per Share for FY 2016 | Management | For | For |
| 5 | Approve Remuneration of Directors of AED 35.33 Million for FY 2016 | Management | For | Against |
| 6 | Approve Discharge of Directors for FY 2016 | Management | For | For |
| 7 | Approve Discharge of Auditors for FY 2016 | Management | For | For |
| 8 | Ratify Auditors and Fix Their Remuneration for FY 2017 | Management | For | For |
| 9 | Elect Ms. Low Ping as Director | Management | For | For |
| 10 | Allow Directors to Engage in Commercial Transactions with Competitors | Management | For | For |
| 1.a | Approve the Company's Employees Incentive Shares Scheme | Management | For | For |
| 1.b | Authorize Board to Ratify and Execute Resolution 1.a Above | Management | For | For |
| FACEBOOK, INC. Meeting Date: JUN 01, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FB Security ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Reed Hastings | Management | For | For |
| 1.5 | Elect Director Jan Koum | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Report on Public Policy Issues Associated with Fake News | Shareholder | Against | Abstain |
| 6 | Gender Pay Gap | Shareholder | Against | Abstain |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| FIBRA UNO ADMINISTRACION DE MEXICO S.A. DE C.V. Meeting Date: APR 27, 2017 Record Date: APR 19, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FUNO 11 Security ID: P3515D163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.i | Accept Reports of Audit, Corporate Practices, Nominating and Remuneration Committees | Management | For | For |
| 1.ii | Accept Technical Committee Report on Compliance in Accordance to Article 172 of General Mercantile Companies Law | Management | For | For |
| 1.iii | Accept Report of Trust Manager (F1 Management SC) in Accordance to Article 44-XI of Securities Market Law | Management | For | For |
| 1.iv | Accept Technical Committee Report on Operations and Activities Undertaken | Management | For | For |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Elect or Ratify Members of Technical Committee and Secretary; Verify Independence Classification | Management | For | Against |
| 4 | Approve Remuneration of Technical Committee Members | Management | For | For |
| 5 | Appoint Legal Representatives | Management | For | For |
| 6 | Approve Minutes of Meeting | Management | For | For |
| GALAXY ENTERTAINMENT GROUP LTD. Meeting Date: MAY 04, 2017 Record Date: APR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 27 Security ID: Y2679D118 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Paddy Tang Lui Wai Yu as Director | Management | For | For |
| 2.2 | Elect William Yip Shue Lam as Director | Management | For | For |
| 2.3 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4.1 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 4.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 4.3 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| GRUPO FINANCIERO BANORTE S.A.B. DE C.V. Meeting Date: AUG 19, 2016 Record Date: AUG 08, 2016 Meeting Type: SPECIAL | ||||
| Ticker: GFNORTE O Security ID: P49501201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Amend Article 5 Re: Location of Corporate Domicile | Management | For | For |
| 1.2 | Amend Article 19 Re: Asset Acquisition Operations | Management | For | For |
| 1.3 | Amend Article 44 Re: Independent Members of Nomination Committee | Management | For | For |
| 1.4 | Resolutions in Item 1.1 Are Subject to Suspense Consistent Condition by Which Authorization Referred to in Article 20 of Law Regulating Financial Groups is Granted, Prior Opinion of National Banking and Securities Commission and Banco de Mexico | Management | None | None |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GRUPO FINANCIERO BANORTE S.A.B. DE C.V. Meeting Date: AUG 19, 2016 Record Date: AUG 08, 2016 Meeting Type: SPECIAL | ||||
| Ticker: GFNORTE O Security ID: P49501201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Cash Dividends of MXN 0.45750654921773 Per Share to Be Paid on Aug. 31, 2016 | Management | For | For |
| 1.2 | Approve Fourth and Last Payment of Dividend of 2014 to Be Paid on Aug. 31, 2016 | Management | For | For |
| 1.3 | Approve Cash Dividends of MXN 1.23355355686851 per Share | Management | For | For |
| 1.4 | Approve First Payment of Dividend of 2015 to Be Paid on Aug. 31, 2016 | Management | For | For |
| 1.5 | Approve Second Payment of Dividend of 2015 to Be Paid in May 2017 | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GRUPO FINANCIERO BANORTE S.A.B. DE C.V. Meeting Date: APR 28, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: GFNORTE O Security ID: P49501201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve CEO's Report on Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Board's Report on Policies and Accounting Information and Criteria Followed in Preparation of Financial Information | Management | For | For |
| 1.3 | Approve Board's Report on Operations and Activities Undertaken by Board | Management | For | For |
| 1.4 | Approve Report on Activities of Audit and Corporate Practices Committee | Management | For | For |
| 1.5 | Approve All Operations Carried out by Company and Ratify Actions Carried out by Board, CEO and Audit and Corporate Practices Committee | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3.a1 | Elect Carlos Hank Gonzalez as Board Chairman | Management | For | For |
| 3.a2 | Elect Juan Antonio Gonzalez Moreno as Director | Management | For | For |
| 3.a3 | Elect David Juan Villarreal Montemayor as Director | Management | For | For |
| 3.a4 | Elect Jose Marcos Ramirez Miguel as Director | Management | For | For |
| 3.a5 | Elect Everardo Elizondo Almaguer as Director | Management | For | For |
| 3.a6 | Elect Carmen Patricia Armendariz Guerra as Director | Management | For | For |
| 3.a7 | Elect Hector Federico Reyes-Retana y Dahl as Director | Management | For | For |
| 3.a8 | Elect Eduardo Livas Cantu as Director | Management | For | For |
| 3.a9 | Elect Alfredo Elias Ayub as Director | Management | For | For |
| 3.a10 | Elect Adrian Sada Cueva as Director | Management | For | For |
| 3.a11 | Elect Alejandro Burillo Azcarraga as Director | Management | For | For |
| 3.a12 | Elect Jose Antonio Chedraui Eguia as Director | Management | For | For |
| 3.a13 | Elect Alfonso de Angoitia Noriega as Director | Management | For | For |
| 3.a14 | Elect Olga Maria del Carmen Sanchez Cordero Davila as Director | Management | For | For |
| 3.a15 | Elect Thomas Stanley Heather Rodriguez as Director | Management | For | For |
| 3.a16 | Elect Graciela Gonzalez Moreno as Alternate Director | Management | For | For |
| 3.a17 | Elect Juan Antonio Gonzalez Marcos as Alternate Director | Management | For | For |
| 3.a18 | Elect Carlos de la Isla Corry as Alternate Director | Management | For | For |
| 3.a19 | Elect Clemente Ismael Reyes Retana Valdes as Alternate Director | Management | For | For |
| 3.a20 | Elect Alberto Halabe Hamui as Alternate Director | Management | For | For |
| 3.a21 | Elect Manuel Aznar Nicolin as Alternate Director | Management | For | For |
| 3.a22 | Elect Roberto Kelleher Vales as Alternate Director | Management | For | For |
| 3.a23 | Elect Robert William Chandler Edwards as Alternate Director | Management | For | For |
| 3.a24 | Elect Isaac Becker Kabacnik as Alternate Director | Management | For | For |
| 3.a25 | Elect Jose Maria Garza Trevino as Alternate Director | Management | For | For |
| 3.a26 | Elect Javier Braun Burillo as Alternate Director | Management | For | For |
| 3.a27 | Elect Rafael Contreras Grosskelwing as Alternate Director | Management | For | For |
| 3.a28 | Elect Guadalupe Phillips Margain as Alternate Director | Management | For | For |
| 3.a29 | Elect Eduardo Alejandro Francisco Garcia Villegas as Alternate Director | Management | For | For |
| 3.a30 | Elect Ricardo Maldonado Yanez as Alternate Director | Management | For | For |
| 3.b | Elect Hector Avila Flores as Board Secretary Who Will Not Be Part of Board | Management | For | For |
| 3.c | Approve Directors Liability and Indemnification | Management | For | For |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5 | Elect Hector Federico Reyes-Retana y Dahl as Chairman of Audit and Corporate Practices Committee | Management | For | For |
| 6 | Approve Report on Share Repurchase; Set Aggregate Nominal Amount of Share Repurchase Reserve | Management | For | For |
| 7 | Consolidate Bylaws | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GRUPO FINANCIERO BANORTE S.A.B. DE C.V. Meeting Date: JUN 20, 2017 Record Date: JUN 07, 2017 Meeting Type: SPECIAL | ||||
| Ticker: GFNORTEO Security ID: P49501201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Cash Dividends of MXN 2.78 Per Share | Management | For | For |
| 1.2 | Approve Extraordinary Dividends of MXN 1.26 Per Share | Management | For | For |
| 1.3 | Approve June 29, 1017 as Dividend Payment Date | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GRUPO FINANCIERO BANORTE, S.A.B. DE C.V. Meeting Date: FEB 24, 2017 Record Date: FEB 13, 2017 Meeting Type: SPECIAL | ||||
| Ticker: GFNORTE O Security ID: P49501201 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Advancement of Payment for Cash Dividend of MXN 1.23 Approved at the Shareholder Meeting on August 19, 2016 | Management | For | For |
| 1.2 | Approve Pay Date of Cash Dividends for March 7, 2017 | Management | For | For |
| 2 | Accept Auditor's Report on Fiscal Situation of Company | Management | None | None |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GRUPO LALA S.A.B. DE C.V. Meeting Date: APR 28, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: LALA B Security ID: P49543104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Board of Directors' Report on Principal Accounting Policies and Criteria, and Disclosure Policy | Management | For | For |
| 1.2 | Approve Report on Activities and Operations Undertaken by Board | Management | For | For |
| 1.3 | Approve CEO's Report, Including Auditor's Report and Board's Opinion on CEO's Report | Management | For | For |
| 1.4 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 1.5 | Approve Audit and Corporate Practices Committees' Reports | Management | For | For |
| 1.6 | Approve Report on Acquisition and Placing of Own Shares | Management | For | For |
| 1.7 | Approve Report on Adherence to Fiscal Obligations | Management | For | For |
| 2 | Approve Discharge Board of Directors and CEO | Management | For | For |
| 3 | Elect and or Ratify Directors, Secretary and Members of Audit and Corporate Practices Committee; Approve Their Remuneration | Management | For | Against |
| 4 | Set Maximum Amount of Share Repurchase Reserve | Management | For | For |
| 5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 6 | Approve Minutes of Meeting | Management | For | For |
| GT CAPITAL HOLDINGS, INC. Meeting Date: MAY 10, 2017 Record Date: APR 04, 2017 Meeting Type: ANNUAL | ||||
| Ticker: GTCAP Security ID: Y29045104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Minutes of Previous Annual Stockholders' Meeting Held on May 11, 2016 | Management | For | For |
| 2 | Approve Annual Report for the Year 2016 | Management | For | For |
| 3 | Ratify All Acts and Resolutions of the Board of Directors and Executive Committee and Management | Management | For | For |
| 4 | Elect External Auditor | Management | For | For |
| 5.1 | Elect George S.K. Ty as Director | Management | For | For |
| 5.2 | Elect Arthur Vy Ty as Director | Management | For | For |
| 5.3 | Elect Francisco C. Sebastian as Director | Management | For | For |
| 5.4 | Elect Alfred Vy Ty as Director | Management | For | For |
| 5.5 | Elect Carmelo Maria Luza Bautista as Director | Management | For | For |
| 5.6 | Elect David T. Go as Director | Management | For | For |
| 5.7 | Elect Roderico V. Puno as Director | Management | For | For |
| 5.8 | Elect Jaime Miguel G. Belmonte, Jr. as Director | Management | For | For |
| 5.9 | Elect Wilfredo A. Paras as Director | Management | For | For |
| 5.10 | Elect Peter B. Favila as Director | Management | For | For |
| 5.11 | Elect Renato C. Valencia as Director | Management | For | For |
| HANGZHOU HIKVISION DIGITAL TECHNOLOGY CO., LTD. Meeting Date: MAY 04, 2017 Record Date: APR 26, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 002415 Security ID: Y3038Z105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report and Summary | Management | For | For |
| 2 | Approve Report of the Board of Directors | Management | For | For |
| 3 | Approve Report of the Board of Supervisors | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve Profit Distribution | Management | For | For |
| 6 | Approve Internal Control Self-Evaluation Report | Management | For | For |
| 7 | Approve 2017 Appointment of Auditor | Management | For | For |
| 8 | Approve 2017 Daily Related-party Transactions | Management | For | For |
| 9 | Approve Application of Comprehensive Credit Line | Management | For | For |
| 10 | Approve Guarantee Provision Plan | Management | For | Against |
| 11 | Approve Change of Business Scope and Amend Articles of Association | Management | For | For |
| HERMES MICROVISION INC Meeting Date: AUG 03, 2016 Record Date: JUL 04, 2016 Meeting Type: SPECIAL | ||||
| Ticker: 3658 Security ID: Y3R79M105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Swap Agreement | Management | For | For |
| 2 | Approve Delisting of Shares from Stock Exchange | Management | For | For |
| 3 | Other Business | Management | None | Against |
| HONG KONG EXCHANGES AND CLEARING LTD Meeting Date: APR 26, 2017 Record Date: APR 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 388 Security ID: Y3506N139 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Cheah Cheng Hye as Director | Management | For | For |
| 3b | Elect Leung Pak Hon, Hugo as Director | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Approve Remuneration Payable to the Chairman and Members of the Project Oversight Committee | Management | For | For |
| HYPERMARCAS S.A. Meeting Date: APR 19, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: HYPE3 Security ID: P5230A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016 | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Fix Number of Directors | Management | For | For |
| 3.1 | Elect Directors | Management | For | For |
| 3.2 | Elect Director Appointed by Minority Shareholder | Shareholder | None | Did Not Vote |
| 4 | Approve Remuneration of Company's Management | Management | For | Against |
| HYPERMARCAS S.A. Meeting Date: APR 19, 2017 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: HYPE3 Security ID: P5230A101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reduction in Share Capital without Cancellation of Shares | Management | For | For |
| 2 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| 3 | Add Article Re: Existence and Operation of the Company's Statutory Audit Committee | Management | For | For |
| 4 | Amend Article 19: Board Vice Chairman | Management | For | For |
| 5 | Amend Article 19 Paragraph 5 Re: Appoint of Board Chairman | Management | For | For |
| 6 | Amend Article 19 Re: Exclusion of Legal Provision | Management | For | For |
| 7 | Amend Article 24 and Remove Article 31: Chairman of the Medicine Division | Management | For | For |
| 8 | Amend Articles 24 and 32, and Add Article Re: Legal Officer Position | Management | For | For |
| 9 | Amend Articles 24, 28 and 35 Re: Operation Officer | Management | For | For |
| 10 | Amend Articles 30, 32, 33 and 34 Re: Executive Directors | Management | For | For |
| 11 | Approve Renumbering of Articles and Consolidate Bylaws | Management | For | For |
| 12 | Approve Bonus Matching Plan | Management | For | Against |
| 13 | Re-Ratify Remuneration of Company's Management for Fiscal Year 2015 | Management | For | For |
| 14 | Re-Ratify Minutes of the Extraordinary Meeting Held on April 29, 2011 | Management | For | For |
| 15 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| IMAX CHINA HOLDING, INC. Meeting Date: JUN 19, 2017 Record Date: JUN 12, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 1970 Security ID: G47634103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Jiande Chen as Director | Management | For | For |
| 2b | Elect Mei-Hui (Jessie) Chou as Director | Management | For | For |
| 2c | Elect Greg Foster as Director | Management | For | For |
| 2d | Elect Yue-Sai Kan as Director | Management | For | For |
| 2e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 7 | Approve Grant of Mandate to Issue New Shares Under the Restricted Share Unit Scheme | Management | For | Against |
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED Meeting Date: JUN 27, 2017 Record Date: MAY 26, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 1398 Security ID: Y3990B112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2016 Work Report of the Board of Directors | Management | For | For |
| 2 | Approve 2016 Work Report of the Board of Supervisors | Management | For | For |
| 3 | Approve 2016 Audited Accounts | Management | For | For |
| 4 | Approve 2016 Profit Distribution Plan | Management | For | For |
| 5 | Approve 2017 Fixed Asset Investment Budget | Management | For | For |
| 6 | Approve KPMG Huazhen LLP as the Domestic External Auditor and KPMG as the International External Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Elect Ye Donghai as Director | Shareholder | For | For |
| 8 | Elect Mei Yingchun as Director | Shareholder | For | For |
| 9 | Elect Dong Shi as Director | Shareholder | For | For |
| 10 | Amend Articles of Association | Shareholder | For | Against |
| ITC LTD. Meeting Date: JUL 22, 2016 Record Date: JUL 15, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ITC Security ID: Y4211T171 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Nakul Anand as Director | Management | For | For |
| 4 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect Sanjiv Puri as Director and Approve His Appointment and Remuneration as Executive Director | Management | For | For |
| 6 | Elect Rajiv Tandon as Director and Approve His Appointment and Remuneration as Executive Director | Management | For | For |
| 7 | Elect Nirupama Rao as Independent Director | Management | For | For |
| 8 | Reelect Yogesh Chander Deveshwar as Non-Executive Director and Approve His Appointment and Remuneration as Chairman | Management | For | For |
| 9 | Approve Variation in the Terms of Remuneration to Executive Directors | Management | For | For |
| 10 | Approve Commission Remuneration for Non-executive Directors | Management | For | For |
| 11 | Approve Remuneration of Cost Auditors | Management | For | For |
| 12 | Approve Remuneration of Cost Auditors | Management | For | For |
| ITC LTD. Meeting Date: MAR 16, 2017 Record Date: FEB 03, 2017 Meeting Type: SPECIAL | ||||
| Ticker: ITC Security ID: Y4211T171 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Objects Clause of Memorandum of Association | Management | For | For |
| KROTON EDUCACIONAL S.A. Meeting Date: APR 28, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: KROT3 Security ID: P6115V251 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Install Fiscal Council | Management | For | For |
| 4 | Elect Fiscal Council Members | Management | For | For |
| KROTON EDUCACIONAL S.A. Meeting Date: APR 28, 2017 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: KROT3 Security ID: P6115V251 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Remuneration of Company's Management | Management | For | Against |
| 2 | Approve Remuneration of Fiscal Council Members | Management | For | For |
| KWEICHOW MOUTAI CO., LTD. Meeting Date: SEP 20, 2016 Record Date: SEP 08, 2016 Meeting Type: SPECIAL | ||||
| Ticker: 600519 Security ID: Y5070V116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2015 Daily Related Party Transactions and 2016 Daily Related Party Transactions | Management | For | Against |
| 2.01 | Elect Xu Dingbo as Independent Director | Management | For | For |
| 2.02 | Elect Zhang Jingzhong as Independent Director | Management | For | For |
| KWEICHOW MOUTAI CO., LTD. Meeting Date: MAY 22, 2017 Record Date: MAY 11, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 600519 Security ID: Y5070V116 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Annual Report and Summary | Management | For | For |
| 4 | Approve Financial Statements | Management | For | For |
| 5 | Approve 2017 Financial Budget Report | Management | For | For |
| 6 | Approve Profit Distribution | Management | For | For |
| 7 | Approve Appointment of 2017 Financial Auditor and Internal Control Auditor | Management | For | For |
| 8 | Approve Report of the Independent Directors | Management | For | For |
| 9 | Approve Proposal on Increasing Product Sales of Subsidiaries to Related Parties | Management | For | For |
| 10 | Approve Proposal on Sales of Products by Subsidiaries to Related Parties | Management | For | For |
| 11 | Approve Proposal on Renewal of License Agreement with Trademarks with Related Parties | Management | For | For |
| LARGAN PRECISION CO., LTD. Meeting Date: JUN 14, 2017 Record Date: APR 14, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 3008 Security ID: Y52144105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on Profit Distribution | Management | For | For |
| 3 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| LIFE HEALTHCARE GROUP HOLDINGS LTD. Meeting Date: JAN 25, 2017 Record Date: JAN 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: LHC Security ID: S4682C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Re-elect Joel Netshitenzhe as Director | Management | For | For |
| 1.2 | Re-elect Marian Jacobs as Director | Management | For | For |
| 1.3 | Re-elect Royden Vice as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with M Naidoo as the Designated Audit Partner | Management | For | For |
| 3.1 | Re-elect Peter Golesworthy as Chairman of the Audit Committee | Management | For | For |
| 3.2 | Re-elect Louisa Mojela as Member of the Audit Committee | Management | For | For |
| 3.3 | Re-elect Royden Vice as Member of the Audit Committee | Management | For | For |
| 3.4 | Re-elect Garth Solomon as Member of the Audit Committee | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Place Authorised but Unissued Shares under Control of Directors Pursuant to the Rights Offer | Management | For | For |
| 6 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 1 | Authorise Issue of 30% or More of the Company's Ordinary Shares | Management | For | For |
| 2 | Authorise Repurchase of Issued Share Capital | Management | For | For |
| 3 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | For | For |
| 4 | Approve Non-executive Directors' Remuneration | Management | For | For |
| 5.1 | Amend Memorandum of Incorporation | Management | For | For |
| 5.2 | Amend Memorandum of Incorporation | Management | For | For |
| 6 | Approve Issue of Company's Ordinary Shares to a Person Falling within the Ambit of Section 41(1) of the Companies Act for the Purposes of Implementing the Rights Offer | Management | For | For |
| LINX S.A. Meeting Date: APR 07, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: LINX3 Security ID: P6S933101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016 | Management | For | For |
| 2 | Approve Capital Budget and Allocation of Income | Management | For | For |
| 3 | Elect Directors | Management | For | For |
| 3.1 | Elect Director Appointed by Minority Shareholder | Shareholder | None | Did Not Vote |
| 4 | Approve Remuneration of Company's Management | Management | For | Against |
| LINX S.A. Meeting Date: APR 07, 2017 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: LINX3 Security ID: P6S933101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Change Location of Company Headquarters | Management | For | For |
| 2 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| 3 | Amend Article 26 | Management | For | For |
| 4 | Consolidate Bylaws | Management | For | For |
| MAGNIT PJSC Meeting Date: SEP 08, 2016 Record Date: AUG 15, 2016 Meeting Type: SPECIAL | ||||
| Ticker: MGNT Security ID: 55953Q202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends for First Six Months of Fiscal 2016 | Management | For | For |
| 2.1 | Approve Large-Scale Related-Party Transaction with AO Tander Re: Credit Agreement | Management | For | For |
| 2.2 | Approve Large-Scale Related-Party Transaction with PAO Sberbank of Russia Re: Guarantee Agreement | Management | For | For |
| 3 | Amend Charter | Management | For | For |
| MAGNIT PJSC Meeting Date: DEC 08, 2016 Record Date: NOV 14, 2016 Meeting Type: SPECIAL | ||||
| Ticker: MGNT Security ID: 55953Q202 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends for First Nine Months of Fiscal 2016 | Management | For | For |
| 2 | Approve Early Termination of Powers of Audit Commission | Management | For | For |
| 3.1 | Elect Roman Efimenko as Member of Audit Commission | Management | For | For |
| 3.2 | Elect Anzhela Udovichenko as Member of Audit Commission | Management | For | For |
| 3.3 | Elect Lyubov Shaguch as Member of Audit Commission | Management | For | For |
| 4.1 | Approve Large-Scale Related-Party Transaction Re: Loan Agreement | Management | For | For |
| 4.2 | Approve Large-Scale Related-Party Transaction Re: Guarantee Agreement | Management | For | For |
| NOVARTIS AG Meeting Date: FEB 28, 2017 Record Date: JAN 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NOVN Security ID: 66987V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.75 per Share | Management | For | For |
| 4 | Approve CHF 5.14 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 5.1 | Approve Maximum Remuneration of Directors in the Amount of CHF 8.5 Million | Management | For | For |
| 5.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 99 Million | Management | For | For |
| 5.3 | Approve Remuneration Report (Non-Binding) | Management | For | Against |
| 6.1 | Reelect Joerg Reinhardt as Director and Chairman | Management | For | For |
| 6.2 | Reelect Nancy C. Andrews as Director | Management | For | For |
| 6.3 | Reelect Dimitri Azar as Director | Management | For | For |
| 6.4 | Reelect Ton Buechner as Director | Management | For | For |
| 6.5 | Reelect Srikant Datar as Director | Management | For | For |
| 6.6 | Reelect Elizabeth Doherty as Director | Management | For | For |
| 6.7 | Reelect Ann Fudge as Director | Management | For | For |
| 6.8 | Reelect Pierre Landolt as Director | Management | For | For |
| 6.9 | Reelect Andreas von Planta as Director | Management | For | For |
| 6.10 | Reelect Charles L. Sawyers as Director | Management | For | For |
| 6.11 | Reelect Enrico Vanni as Director | Management | For | For |
| 6.12 | Reelect William T. Winters as Director | Management | For | For |
| 6.13 | Elect Frans van Houten as Director | Management | For | For |
| 7.1 | Appoint Srikant Datar as Member of the Compensation Committee | Management | For | For |
| 7.2 | Appoint Ann Fudge as Member of the Compensation Committee | Management | For | For |
| 7.3 | Appoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
| 7.4 | Appoint William T. Winters as Member of the Compensation Committee | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 9 | Designate Peter Andreas Zahn as Independent Proxy | Management | For | For |
| 10 | Transact Other Business (Voting) | Management | For | Against |
| NOVATEK OAO Meeting Date: SEP 30, 2016 Record Date: SEP 06, 2016 Meeting Type: SPECIAL | ||||
| Ticker: NVTK Security ID: 669888109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends for First Six Months of Fiscal 2016 | Management | For | For |
| 2 | Amend Charter | Management | For | Against |
| 3.1 | Amend Regulations on General Meetings | Management | For | Against |
| 3.2 | Amend Regulations on Board of Directors | Management | For | For |
| 3.3 | Amend Regulations on Management | Management | For | For |
| NOVATEK PJSC Meeting Date: APR 21, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NVTK Security ID: 669888109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Annual Report, Financial Statements, and Allocation of Income | Management | For | For |
| 1.2 | Approve Dividends of RUB 7 per Share | Management | For | For |
| 2.1 | Elect Andrey Akimov as Director | Management | None | Against |
| 2.2 | Elect Michael Borrell as Director | Management | None | Against |
| 2.3 | Elect Burckhard Bergmann as Director | Management | None | Against |
| 2.4 | Elect Robert Castaigne as Director | Management | None | For |
| 2.5 | Elect Leonid Mikhelson as Director | Management | None | Against |
| 2.6 | Elect Aleksandr Natalenko as Director | Management | None | Against |
| 2.7 | Elect Viktor Orlov as Director | Management | None | For |
| 2.8 | Elect Gennady Timchenko as Director | Management | None | None |
| 2.9 | Elect Andrey Sharonov as Director | Management | None | For |
| 3.1 | Elect Olga Belyaeva as Member of Audit Commission | Management | For | For |
| 3.2 | Elect Mariya Panasenko as Member of Audit Commission | Management | For | For |
| 3.3 | Elect Igor Ryaskov as Member of Audit Commission | Management | For | For |
| 3.4 | Elect Nikolay Shulikin as Member of Audit Commission | Management | For | For |
| 4 | Elect Leonid Mikhelson as General Director (CEO) for 5 Years Term | Management | For | For |
| 5 | Ratify AO PricewaterhouseCoopers Audit as Auditor | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | None | None |
| 7 | Approve Remuneration of Members of Audit Commission | Management | For | For |
| PT BANK CENTRAL ASIA TBK Meeting Date: APR 06, 2017 Record Date: MAR 14, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BBCA Security ID: Y7123P138 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Tantiem and Remuneration of Directors and Commissioners | Management | For | For |
| 4 | Appoint Auditors | Management | For | For |
| 5 | Approve Payment of Interim Dividend | Management | For | For |
| PT MATAHARI DEPARTMENT STORE TBK Meeting Date: APR 26, 2017 Record Date: APR 03, 2017 Meeting Type: ANNUAL | ||||
| Ticker: LPPF Security ID: Y7139L105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Elect Directors and Commissioners and Approve Their Remuneration | Management | For | For |
| PVR LIMITED Meeting Date: SEP 29, 2016 Record Date: SEP 21, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 532689 Security ID: Y71626108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Sanjeev Kumar as Director | Management | For | For |
| 4 | Approve S.R. Batliboi & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Issuance of Non-Convertible Debentures | Management | For | For |
| RIO TINTO PLC Meeting Date: JUN 27, 2017 Record Date: MAY 30, 2017 Meeting Type: SPECIAL | ||||
| Ticker: RIO Security ID: 767204100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Disposal of Coal & Allied Industries Limited to Yancoal Australia Limited | Management | For | For |
| ROBINSONS RETAIL HOLDINGS, INC. Meeting Date: JUL 22, 2016 Record Date: MAY 31, 2016 Meeting Type: WRITTEN CONSENT | ||||
| Ticker: RRHI Security ID: Y7318T101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article Third of the Amended Articles of Incorporation to Reflect the Change in the Principal Office of the Company | Management | For | For |
| SAMSUNG ELECTRONICS CO. LTD. Meeting Date: MAR 24, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: A005930 Security ID: Y74718100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| SANLAM LTD Meeting Date: JUN 07, 2017 Record Date: MAY 26, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SLM Security ID: S7302C137 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2016 | Management | For | For |
| 2 | Reappoint Ernst & Young Incorporated as Auditors of the Company with Johanna de Villiers as the Individual and Designated Auditor | Management | For | For |
| 3 | Elect Paul Hanratty as Director | Management | For | For |
| 4.1 | Re-elect Manana Bakane-Tuoane as Director | Management | For | For |
| 4.2 | Re-elect Valli Moosa as Director | Management | For | For |
| 4.3 | Re-elect Sipho Nkosi as Director | Management | For | For |
| 4.4 | Re-elect Lazarus Zim as Director | Management | For | For |
| 5.1 | Re-elect Yegs Ramiah as Director | Management | For | For |
| 5.2 | Elect Heinie Werth as Director | Management | For | For |
| 6.1 | Elect Anton Botha as Member of the Audit Committee | Management | For | For |
| 6.2 | Elect Paul Hanratty as Member of the Audit Committee | Management | For | For |
| 6.3 | Re-elect Karabo Nondumo as Member of the Audit Committee | Management | For | For |
| 6.4 | Re-elect Flip Rademeyer as Chairman of the Audit Committee | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Approve Remuneration of Executive Directors and Non-executive Directors for the Financial Year Ended 31 December 2016 | Management | For | For |
| 9 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 10 | Authorise Board to Issue Shares for Cash | Management | For | For |
| 11 | Authorise Ratification of Approved Resolutions | Management | For | For |
| A | Approve Remuneration of Non-executive Directors for the Period 1 July 2017 until 30 June 2018 | Management | For | For |
| B | Approve Financial Assistance in Terms of Section 44 of the Companies Act | Management | For | For |
| C | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Management | For | For |
| D | Authorise Repurchase of Issued Share Capital | Management | For | For |
| SCHLUMBERGER LIMITED Meeting Date: APR 05, 2017 Record Date: FEB 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SLB Security ID: 806857108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Peter L.S. Currie | Management | For | For |
| 1b | Elect Director Miguel M. Galuccio | Management | For | For |
| 1c | Elect Director V. Maureen Kempston Darkes | Management | For | For |
| 1d | Elect Director Paal Kibsgaard | Management | For | For |
| 1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1f | Elect Director Helge Lund | Management | For | For |
| 1g | Elect Director Michael E. Marks | Management | For | For |
| 1h | Elect Director Indra K. Nooyi | Management | For | For |
| 1i | Elect Director Lubna S. Olayan | Management | For | For |
| 1j | Elect Director Leo Rafael Reif | Management | For | For |
| 1k | Elect Director Tore I. Sandvold | Management | For | For |
| 1l | Elect Director Henri Seydoux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Adopt and Approve Financials and Dividends | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Amend Employee Stock Purchase Plan | Management | For | For |
| SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Meeting Date: JUN 30, 2017 Record Date: JUN 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 600009 Security ID: Y7682X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Profit Distribution | Management | For | For |
| 5 | Approve Appointment of Auditor | Management | For | For |
| 6 | Approve Appointment of Internal Control Auditor | Management | For | For |
| 7 | Approve Amendments to Articles of Association | Management | For | For |
| 8 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| SIAM COMMERCIAL BANK PCL Meeting Date: APR 11, 2017 Record Date: MAR 14, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SCB Security ID: Y7905M113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Acknowledge Annual Report of the Board | Management | None | None |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividend Payment | Management | For | For |
| 4 | Approve Directors' Remuneration and Bonus | Management | For | For |
| 5.1 | Elect Khunying Jada Wattanasiritham as Director | Management | For | For |
| 5.2 | Elect Ekamol Kiriwat as Director | Management | For | For |
| 5.3 | Elect Krirk Vanikkul as Director | Management | For | For |
| 5.4 | Elect Chirayu Isarangkun Na Ayuthaya as Director | Management | For | For |
| 5.5 | Elect Mom Rajawongse Disnadda Diskul as Director | Management | For | Against |
| 6 | Approve KPMG Phoomchai Audit Limited as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Amend Memorandum of Association to Reflect Change in Registered Capital | Management | For | For |
| SINOPHARM GROUP CO., LTD. Meeting Date: JUN 30, 2017 Record Date: MAY 29, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 1099 Security ID: Y8008N107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Supervisory Committee | Management | For | For |
| 3 | Approve Audited Financial Statements of the Company and Its Subsidiaries and the Auditors' Report | Management | For | For |
| 4 | Approve Profit Distribution Plan and Payment of Final Dividend | Management | For | For |
| 5 | Approve Ernst & Young Hua Ming LLP as the Domestic Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Ernst & Young as the International Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 8 | Authorize Supervisory Committee to Fix Remuneration of Supervisors | Management | For | For |
| 9 | Authorize Board to Approve Guarantees in Favor of Third Parties | Management | For | Against |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| SUN PHARMACEUTICAL INDUSTRIES LTD. Meeting Date: SEP 17, 2016 Record Date: SEP 10, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SUNPHARMA Security ID: Y8523Y158 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reelect Dilip S. Shanghvi as Director | Management | For | For |
| 4 | Approve Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Against |
| 5 | Approve Remuneration of Cost Auditors | Management | For | For |
| 6 | Reelect S. Mohanchand Dadha as Independent Director | Management | For | For |
| 7 | Reelect Keki Mistry as Independent Director | Management | For | For |
| 8 | Reelect Ashwin Danias Independent Director | Management | For | For |
| 9 | Reelect Hasmukh Shah as Independent Director | Management | For | For |
| 10 | Reelect Rekha Sethi as Independent Director | Management | For | For |
| 11 | Approve Revision in the Remuneration of Dilip S. Shanghvi, Managing Director | Management | For | For |
| 12 | Approve Revision in the Remuneration of Sudhir Valia, Executive Director | Management | For | For |
| 13 | Approve Revision in the Remuneration of Sailesh T. Desai, Executive Director | Management | For | For |
| 14 | Adopt New Articles of Association | Management | For | For |
| 15 | Approve Reclassification of Certain Promoter Group/Entities | Management | For | For |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 08, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 2330 Security ID: Y84629107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 1.2 | Approve Profit Distribution | Management | For | For |
| 1.3 | Amend Articles of Association | Management | For | For |
| 1.4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 2.1 | Elect Mark Liu with Shareholder No. 10758 as Non-Independent Director | Management | For | For |
| 2.2 | Elect C.C. Wei with Shareholder No. 370885 as Non-Independent Director | Management | For | For |
| 3 | Other Business | Management | None | Against |
| TENCENT HOLDINGS LTD. Meeting Date: MAY 17, 2017 Record Date: MAY 12, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Lau Chi Ping Martin as Director | Management | For | For |
| 3b | Elect Charles St Leger Searle as Director | Management | For | For |
| 3c | Elect Yang Siu Shun as Director | Management | For | Against |
| 3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 8 | Adopt 2017 Share Option Scheme | Management | For | Against |
| TENCENT HOLDINGS LTD. Meeting Date: MAY 17, 2017 Record Date: MAY 12, 2017 Meeting Type: SPECIAL | ||||
| Ticker: 700 Security ID: G87572163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Share Option Plan of Tencent Music Entertainment Group | Management | For | Against |
| UNILEVER NV Meeting Date: APR 26, 2017 Record Date: MAR 29, 2017 Meeting Type: ANNUAL | ||||
| Ticker: UNA Security ID: 904784709 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Discussion of the Annual Report and Accounts for the 2016 financial year | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Executive Board Members | Management | For | For |
| 4 | Approve Discharge of Non-Executive Board Members | Management | For | For |
| 5 | Approve Remuneration Policy for Management Board Members | Management | For | For |
| 6 | Approve Unilever Share Plan 2017 | Management | For | For |
| 7 | Elect N.S. Andersen as Non-Executive Board Member | Management | For | For |
| 8 | Elect L.M. Cha as Non-Executive Board Member | Management | For | For |
| 9 | Elect V. Colao as Non-Executive Board Member | Management | For | For |
| 10 | Elect M Dekkers as Non-Executive Board Member | Management | For | For |
| 11 | Elect A.M. Fudge as Non-Executive Board Member | Management | For | For |
| 12 | Elect J. Hartmann as Non-Executive Board Member | Management | For | For |
| 13 | Elect M. Ma as Non-Executive Board Member | Management | For | For |
| 14 | Elect S Masiyiwa as Non-Executive Board Member | Management | For | For |
| 15 | Elect Y.Moon as Non-Executive Board Member | Management | For | For |
| 16 | Elect G. Pitkethly as Executive Board Member | Management | For | For |
| 17 | Elect P.G.J.M. Polman as Executive Board Member | Management | For | For |
| 18 | Elect J. Rishton as Non-Executive Board Member | Management | For | For |
| 19 | Elect F. Sijbesma as Non-Executive Board Member | Management | For | For |
| 20 | Ratify KPMG as Auditors | Management | For | For |
| 21 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 22 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 23 | Approve Cancellation of Repurchased Shares | Management | For | For |
| VALID SOLUCOES E SERV. SEG. MEIOS PAG. IDENT. S.A Meeting Date: DEC 09, 2016 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: VLID3 Security ID: P9656C112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Agreement to Absorb Trust Administracao e Participacoes Ltda. | Management | For | Did Not Vote |
| 2 | Ratify Apsis Consultoria Empresaial Ltda as the Independent Firm to Appraise Proposed Transactions | Management | For | Did Not Vote |
| 3 | Approve Independent Firm's Appraisal | Management | For | Did Not Vote |
| VALID SOLUCOES E SERVICOS DE SEGURANCA EM MEIOS DE PAGAMENTOS E IDENTIFICACAO S. Meeting Date: APR 28, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: VLID3 Security ID: P9656C112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016 | Management | For | For |
| 2 | Approve Allocation of Income, Dividends and Interest-on-Capital-Stock Payments | Management | For | For |
| 3 | Fix Number of Directors | Management | For | For |
| 4.1 | Elect Sidney Levy as Director | Management | For | For |
| 4.2 | Elect Marcilio Marques Moreira as Director | Management | For | For |
| 4.3 | Elect Luiz Mauricio Leuzinger as Director | Management | For | For |
| 4.4 | Elect Guilherme Affonso Ferreira as Director | Management | For | For |
| 4.5 | Elect Claudio Almeida Prado as Director | Management | For | For |
| 4.6 | Elect Regis Lemos de Abreu Filho as Director | Management | For | For |
| 4.7 | Elect Bruno Constantino Alexandre dos Santos as Director | Management | For | For |
| 5 | Approve Remuneration of Company's Management | Management | For | Against |
| 6.1 | Elect Diogo Lisa de Figueiredo as Fiscal Council Member and Helio Ji Iong Kwon as Alternate | Management | For | For |
| 6.2 | Elect Vanderlei da Rosa as Fiscal Council Member and Paulo Roberto Franceschi as Alternate | Management | For | For |
| 6.3 | Elect Murici dos Santos as Fiscal Council Member and Marcello Pacheco as Alternate | Management | For | For |
| 7 | Approve Remuneration of Fiscal Council Members | Management | For | For |
| VALID SOLUCOES E SERVICOS DE SEGURANCA EM MEIOS DE PAGAMENTOS E IDENTIFICACAO S. Meeting Date: APR 28, 2017 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: VLID3 Security ID: P9656C112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Capitalization of Reserves for Bonus Issue and Amend Article 5 Accordingly | Management | For | For |
| 2 | Amend Articles Re: Fiscal Council | Management | For | For |
| 3 | Amend Articles Re: Creation of Remuneration Committee | Management | For | For |
| 4 | Amend Articles Re: Creation of Audit Committee | Management | For | For |
| 5 | Consolidate Bylaws | Management | For | For |
| 6 | Approve Long-Term Incentive Plan and Cancel Previous Incentive Plan | Management | For | Against |
| VALID SOLUCOES E SERVICOS DE SEGURANCA EM MEIOS DE PAGAMENTOS E IDENTIFICACAO S. Meeting Date: MAY 15, 2017 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: VLID3 Security ID: P9656C112 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Capitalization of Reserves for Bonus Issue and Amend Article 5 Accordingly | Management | For | For |
| 2 | Amend Articles Re: Fiscal Council | Management | For | For |
| 3 | Amend Articles Re: Creation of Remuneration Committee | Management | For | For |
| 4 | Amend Articles Re: Creation of Audit Committee | Management | For | For |
| 5 | Consolidate Bylaws | Management | For | For |
| ZEE ENTERTAINMENT ENTERPRISES LTD. Meeting Date: JUL 26, 2016 Record Date: JUL 20, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ZEEL Security ID: Y98893152 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm Dividend on Preference Shares | Management | For | For |
| 3 | Approve Dividend on Equity Shares | Management | For | For |
| 4 | Reelect Subhash Chandra as Director | Management | For | Against |
| 5 | Approve MGB & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Elect Adesh Kumar Gupta as Director | Management | For | For |
| 7 | Reelect Sunil Sharma as Independent Director | Management | For | For |
| 8 | Reelect Neharika Vohra as Independent Director | Management | For | For |
| 9 | Approve Keeping of the Register of Members, Debenture-Holders, and Other Related Documents at the Office of the Registrar and Transfer Agent of the Company | Management | For | For |
| ZEE ENTERTAINMENT ENTERPRISES LTD. Meeting Date: MAY 09, 2017 Record Date: MAR 31, 2017 Meeting Type: COURT | ||||
| Ticker: ZEEL Security ID: Y98893152 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Composite Scheme of Arrangement | Management | For | For |
Thornburg Better World International Fund
| AENA S.A. Meeting Date: APR 25, 2017 Record Date: APR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AENA Security ID: E526K0106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Standalone Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5.1 | Ratify Appointment of and Elect Francisco Javier Martin Ramiro as Director | Management | For | For |
| 5.2 | Elect Maria Jesus Romero de Avila Torrijos as Director | Management | For | For |
| 5.3 | Elect Alicia Segovia Marco as Director | Management | For | For |
| 6 | Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 5 Billion | Management | For | For |
| 7 | Amend Articles Re: Company Name, Corporate Purpose, Nationality, Registered Office, Fiscal Year, Annual Statements, Reserves and Distribution of Profits | Management | For | For |
| 8 | Change Company Name to Aena SME SA | Management | For | For |
| 9 | Advisory Vote on Remuneration Report | Management | For | For |
| 10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| AIA GROUP LTD. Meeting Date: MAY 12, 2017 Record Date: MAY 09, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 1299 Security ID: Y002A1105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Mohamed Azman Yahya as Director | Management | For | For |
| 4 | Elect Edmund Sze-Wing Tse as Director | Management | For | For |
| 5 | Elect Jack Chak-Kwong So as Director | Management | For | For |
| 6 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7B | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 7C | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
| BHARTI INFRATEL LTD. Meeting Date: AUG 10, 2016 Record Date: AUG 03, 2016 Meeting Type: ANNUAL | ||||
| Ticker: INFRATEL Security ID: Y0R86J109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3 | Reelect Mark Chin Kok Chong as Director | Management | For | For |
| 4 | Approve S.R. Batliboi & Associates LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Reelect Rajan Bharti Mittal as Director | Management | For | For |
| BRENNTAG AG Meeting Date: JUN 08, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BNR Security ID: D12459117 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.05 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2017 | Management | For | For |
| 6.1 | Elect Wijnand Donkers to the Supervisory Board | Management | For | For |
| 6.2 | Elect Ulrich Harnacke to the Supervisory Board | Management | For | For |
| 7 | Change Location of Registered Office to Essen, Germany | Management | For | For |
| 8 | Amend Articles Re: Chairman of General Meeting | Management | For | For |
| BRF SA Meeting Date: APR 26, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: BRFS3 Security ID: P1905C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2016 | Management | For | For |
| 2 | Ratify Interest-on-Capital-Stock Payment | Management | For | For |
| 3 | Fix Number of Directors | Management | For | For |
| 4 | Elect Directors | Management | For | For |
| 5 | Elect Board Chairman and Vice-Chairman | Management | For | For |
| 6 | Approve Remuneration of Company's Management | Management | For | Against |
| 7 | Elect Fiscal Council Members | Management | For | For |
| 8 | Approve Remuneration of Fiscal Council Members | Management | For | For |
| BRF SA Meeting Date: APR 26, 2017 Record Date: Meeting Type: SPECIAL | ||||
| Ticker: BRFS3 Security ID: P1905C100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Restricted Stock Plan | Management | For | Against |
| BUREAU VERITAS Meeting Date: MAY 16, 2017 Record Date: MAY 11, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: BVI Security ID: F96888114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.55 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Approve Severance Agreement with Didier Michaud-Daniel, CEO | Management | For | For |
| 6 | Reelect Frederic Lemoine as Director | Management | For | Against |
| 7 | Reelect Stephane Bacquaert as Director | Management | For | Against |
| 8 | Reelect Ieda Gomes Yell as Director | Management | For | For |
| 9 | Reelect Jean-Michel Ropert as Director | Management | For | Against |
| 10 | Reelect Lucia Sinapi-Thomas as Director | Management | For | Against |
| 11 | Elect Ana Giros Calpe as Director | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1 Million | Management | For | For |
| 13 | Non-Binding Vote on Compensation of Didier Michaud-Daniel, CEO | Management | For | Against |
| 14 | Approve Remuneration Policy of Frederic Lemoine, Chairman of the Board until Mar. 8, 2017 | Management | For | For |
| 15 | Approve Remuneration Policy of the Chairman of the Board from Mar. 8, 2017 | Management | For | For |
| 16 | Approve Remuneration Policy of CEO | Management | For | Against |
| 17 | Change Location of Registered Office to Immeuble Newtime, 40/52, Boulevard du Parc, 92200 Neuilly-sur-Seine, and Amend Article 4 of Bylaws Accordingly | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million | Management | For | For |
| 20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 19 | Management | For | For |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 22 | Authorize Capitalization of Reserves of Up to EUR 6 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 24 | Authorize Capital Increase of Up to EUR 4 Million for Future Exchange Offers | Management | For | Against |
| 25 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 26 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 14 Million | Management | For | For |
| 27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| CAIRN HOMES PLC Meeting Date: MAY 17, 2017 Record Date: MAY 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CRN Security ID: G1858L107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports and Review the Affairs of the Company | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3a | Re-elect John Reynolds as Director | Management | For | For |
| 3b | Re-elect Michael Stanley as Director | Management | For | For |
| 3c | Re-elect Alan McIntosh as Director | Management | For | For |
| 3d | Re-elect Eamonn O'Kennedy as Director | Management | For | For |
| 3e | Re-elect Andrew Bernhardt as Director | Management | For | For |
| 3f | Re-elect Gary Britton as Director | Management | For | For |
| 3g | Re-elect Giles Davies as Director | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| 6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 7 | Approve Long Term Incentive Plan | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 11 | Authorise the Company to Determine the Price Range at which Treasury Shares may be Re-issued Off-Market | Management | For | For |
| CEMENTOS PACASMAYO S.A.A. Meeting Date: MAR 24, 2017 Record Date: MAR 14, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CPACASC1 Security ID: P7316X104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports, and Discharge Directors | Management | For | For |
| 2 | Appoint Auditors | Management | For | For |
| 3 | Approve Dividends | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5.a | Elect Roberto Danino Zapata as Director | Management | For | For |
| 5.b | Elect Carlos Heeren Ramos as Director | Management | For | For |
| 5.c | Elect Eduardo Hochschild Beeck as Director | Management | For | For |
| 5.d | Elect Raimundo Morales Dasso as Director | Management | For | For |
| 5.e | Elect Humberto Reynaldo Nadal Del Carpio as Director | Management | For | For |
| 5.f | Elect Hilda Ochoa-Brillembourg as Director | Management | For | For |
| 5.g | Elect Felipe Ortiz de Zevallos as Director | Management | For | For |
| 5.h | Elect Dionisio Romero Paoletti as Director | Management | For | For |
| 5.i | Elect Marco Antonio Zaldivar Garcia as Director | Management | For | For |
| 5.j | Elect Robert Patrick Bredthauer as Alternate Director | Management | For | For |
| 5.k | Elect Manuel Ferreyros Pena as Alternate Director | Management | For | For |
| CERVED INFORMATION SOLUTIONS SPA Meeting Date: APR 13, 2017 Record Date: APR 04, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CERV Security ID: T2R843108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Authorize Extraordinary Dividend | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4.a.1 | Slate 1 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
| 4.a.2 | Slate 2 Submitted by The Antares European Fund Limited and The Antares European Fund L.P. | Shareholder | None | For |
| 4.b | Appoint Chair of the Board of Statutory Auditors | Shareholder | None | For |
| 4.c | Approve Internal Auditors' Remuneration | Management | For | For |
| 5 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| CHINA SOUTH PUBLISHING & MEDIA GROUP CO LTD Meeting Date: MAY 17, 2017 Record Date: MAY 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 601098 Security ID: Y15174108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Report of the Independent Directors | Management | For | For |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5 | Approve Remuneration of Supervisors | Management | For | For |
| 6 | Approve Annual Report and Summary | Management | For | For |
| 7 | Approve Profit Distribution | Management | For | For |
| 8 | Approve Financial Statements | Management | For | For |
| 9 | Approve Appointment of Financial and Internal Control Auditor | Management | For | For |
| 10 | Approve Signing of Financial Service Agreement | Management | For | Against |
| 11 | Approve 2016 Daily Related Party Transactions and 2017 Daily Related Party Transactions | Management | For | Against |
| 12 | Approve Amendments to Articles of Association | Management | For | Against |
| COMPASS GROUP PLC Meeting Date: FEB 02, 2017 Record Date: JAN 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CPG Security ID: G23296190 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Stefan Bomhard as Director | Management | For | For |
| 5 | Re-elect Dominic Blakemore as Director | Management | For | For |
| 6 | Re-elect Richard Cousins as Director | Management | For | For |
| 7 | Re-elect Gary Green as Director | Management | For | For |
| 8 | Re-elect Johnny Thomson as Director | Management | For | For |
| 9 | Re-elect Carol Arrowsmith as Director | Management | For | For |
| 10 | Re-elect John Bason as Director | Management | For | For |
| 11 | Re-elect Don Robert as Director | Management | For | For |
| 12 | Re-elect Nelson Silva as Director | Management | For | For |
| 13 | Re-elect Ireena Vittal as Director | Management | For | For |
| 14 | Re-elect Paul Walsh as Director | Management | For | For |
| 15 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Approve Increase in the Limit on the Aggregate Remuneration of the Non-Executive Directors | Management | For | For |
| 18 | Authorise Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Capital Investment | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call General Meeting with 14 Working Days' Notice | Management | For | For |
| COMPASS GROUP PLC Meeting Date: JUN 07, 2017 Record Date: JUN 05, 2017 Meeting Type: SPECIAL | ||||
| Ticker: CPG Security ID: G23296190 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Shareholder Return by Way of Special Dividend with Share Consolidation | Management | For | For |
| 2 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 3 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 4 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 5 | Authorise Market Purchase of New Ordinary Shares | Management | For | For |
| COWAY CO. LTD. Meeting Date: SEP 12, 2016 Record Date: AUG 13, 2016 Meeting Type: SPECIAL | ||||
| Ticker: A021240 Security ID: Y1786S109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Yoon Jong-ha as Inside Director | Management | For | For |
| 1.2 | Elect Kim Gwang-il as Non-independent Non-executive Director | Management | For | For |
| COWAY CO. LTD. Meeting Date: OCT 31, 2016 Record Date: OCT 04, 2016 Meeting Type: SPECIAL | ||||
| Ticker: A021240 Security ID: Y1786S109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Lee Hae-seon as Inside Director | Management | For | For |
| 2 | Approve Stock Option Grants | Management | For | For |
| CRH PLC Meeting Date: APR 27, 2017 Record Date: APR 25, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CRG Security ID: G25508105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4(a) | Re-elect Ernst Bartschi as Director | Management | For | For |
| 4(b) | Re-elect Maeve Carton as Director | Management | For | For |
| 4(c) | Re-elect Nicky Hartery as Director | Management | For | For |
| 4(d) | Re-elect Patrick Kennedy as Director | Management | For | For |
| 4(e) | Re-elect Donald McGovern Jr. as Director | Management | For | For |
| 4(f) | Re-elect Heather Ann McSharry as Director | Management | For | For |
| 4(g) | Re-elect Albert Manifold as Director | Management | For | For |
| 4(h) | Re-elect Senan Murphy as Director | Management | For | For |
| 4(i) | Elect Gillian Platt as Director | Management | For | For |
| 4(j) | Re-elect Lucinda Riches as Director | Management | For | For |
| 4(k) | Re-elect Henk Rottinghuis as Director | Management | For | For |
| 4(l) | Re-elect William Teuber Jr. as Director | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Reappoint Ernst & Young as Auditors | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 11 | Authorise Reissuance of Treasury Shares | Management | For | For |
| 12 | Approve Scrip Dividend | Management | For | For |
| DHX MEDIA LTD. Meeting Date: DEC 15, 2016 Record Date: NOV 10, 2016 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: DHX.B Security ID: 252406608 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth Beale | Management | For | For |
| 1.2 | Elect Director David C. Colville | Management | For | For |
| 1.3 | Elect Director Michael Patrick Donovan | Management | For | For |
| 1.4 | Elect Director Deborah Drisdell | Management | For | For |
| 1.5 | Elect Director Dana Sean Landry | Management | For | For |
| 1.6 | Elect Director D. Geoffrey Machum | Management | For | For |
| 1.7 | Elect Director Robert G.C. Sobey | Management | For | For |
| 1.8 | Elect Director Catherine Tait | Management | For | For |
| 1.9 | Elect Director Donald Arthur Wright | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | Management | None | Abstain |
| DISH TV INDIA LTD. Meeting Date: SEP 19, 2016 Record Date: AUG 12, 2016 Meeting Type: SPECIAL | ||||
| Ticker: 532839 Security ID: Y2076S114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Utilization of Securities Premium Account | Management | For | For |
| 2 | Approve Shifting of Registered Office of the Company | Management | For | For |
| DISH TV INDIA LTD. Meeting Date: SEP 29, 2016 Record Date: SEP 23, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 532839 Security ID: Y2076S114 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Ashok Mathai Kurien as Director | Management | For | For |
| 3 | Approve Walker Chandiok & Co LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| EMPIRIC STUDENT PROPERTY PLC Meeting Date: OCT 25, 2016 Record Date: OCT 21, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ESP Security ID: G30381100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint BDO LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Approve Dividend Policy | Management | For | For |
| 6 | Elect Stuart Beevor as Director | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 10 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| EMPIRIC STUDENT PROPERTY PLC Meeting Date: DEC 21, 2016 Record Date: DEC 19, 2016 Meeting Type: SPECIAL | ||||
| Ticker: ESP Security ID: G30381100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Change of Company's Investment Policy | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | Against |
| 3 | Approve Value Delivery Plan | Management | For | Against |
| EMPIRIC STUDENT PROPERTY PLC Meeting Date: MAY 25, 2017 Record Date: MAY 23, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ESP Security ID: G30381100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint BDO LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Approve Dividend Policy | Management | For | For |
| 6 | Approve Continuation of Company's Business as Presently Constituted | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 11 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| EUROPRIS ASA Meeting Date: MAY 23, 2017 Record Date: MAY 16, 2017 Meeting Type: ANNUAL | ||||
| Ticker: EPR Security ID: R2R8A9100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Registration of Attending Shareholders and Proxies | Management | None | None |
| 3 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 5 | Presentation of Business Activities | Management | None | None |
| 6 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 7 | Approve Allocation of Income and Dividends of NOK 2 Per Share | Management | For | Did Not Vote |
| 8a | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory) | Management | For | Did Not Vote |
| 8b | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding) | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Directors in the Amount of NOK 500,000 for Chairman and NOK 250,000 for Other Directors; Approve Other Fees | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 11a | Elect Tom Vidar Rygh as Director (Chairman) | Management | For | Did Not Vote |
| 11b | Elect Carl Chr. Westin Jansson as Director | Management | For | Did Not Vote |
| 11c | Elect Hege Bomark as Director | Management | For | Did Not Vote |
| 11d | Elect Bente Sollid Storehaug as Director | Management | For | Did Not Vote |
| 11e | Elect Tone Fintland as Director | Management | For | Did Not Vote |
| 11f | Elect Claus Juel-Jensen as Director | Management | For | Did Not Vote |
| 12 | Elect Members of Nominating Committee; Approve Remuneration of Members of Nominating Committee | Management | For | Did Not Vote |
| 13 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 14 | Approve Creation of NOK 16.7 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| FIBRA UNO ADMINISTRACION DE MEXICO S.A. DE C.V. Meeting Date: APR 27, 2017 Record Date: APR 19, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FUNO 11 Security ID: P3515D163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.i | Accept Reports of Audit, Corporate Practices, Nominating and Remuneration Committees | Management | For | For |
| 1.ii | Accept Technical Committee Report on Compliance in Accordance to Article 172 of General Mercantile Companies Law | Management | For | For |
| 1.iii | Accept Report of Trust Manager (F1 Management SC) in Accordance to Article 44-XI of Securities Market Law | Management | For | For |
| 1.iv | Accept Technical Committee Report on Operations and Activities Undertaken | Management | For | For |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Elect or Ratify Members of Technical Committee and Secretary; Verify Independence Classification | Management | For | Against |
| 4 | Approve Remuneration of Technical Committee Members | Management | For | For |
| 5 | Appoint Legal Representatives | Management | For | For |
| 6 | Approve Minutes of Meeting | Management | For | For |
| GILEAD SCIENCES, INC. Meeting Date: MAY 10, 2017 Record Date: MAR 16, 2017 Meeting Type: ANNUAL | ||||
| Ticker: GILD Security ID: 375558103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Kelly A. Kramer | Management | For | For |
| 1c | Elect Director Kevin E. Lofton | Management | For | For |
| 1d | Elect Director John C. Martin | Management | For | For |
| 1e | Elect Director John F. Milligan | Management | For | For |
| 1f | Elect Director Nicholas G. Moore | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Gayle E. Wilson | Management | For | For |
| 1i | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| GT CAPITAL HOLDINGS, INC. Meeting Date: MAY 10, 2017 Record Date: APR 04, 2017 Meeting Type: ANNUAL | ||||
| Ticker: GTCAP Security ID: Y29045104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Minutes of Previous Annual Stockholders' Meeting Held on May 11, 2016 | Management | For | For |
| 2 | Approve Annual Report for the Year 2016 | Management | For | For |
| 3 | Ratify All Acts and Resolutions of the Board of Directors and Executive Committee and Management | Management | For | For |
| 4 | Elect External Auditor | Management | For | For |
| 5.1 | Elect George S.K. Ty as Director | Management | For | For |
| 5.2 | Elect Arthur Vy Ty as Director | Management | For | For |
| 5.3 | Elect Francisco C. Sebastian as Director | Management | For | For |
| 5.4 | Elect Alfred Vy Ty as Director | Management | For | For |
| 5.5 | Elect Carmelo Maria Luza Bautista as Director | Management | For | For |
| 5.6 | Elect David T. Go as Director | Management | For | For |
| 5.7 | Elect Roderico V. Puno as Director | Management | For | For |
| 5.8 | Elect Jaime Miguel G. Belmonte, Jr. as Director | Management | For | For |
| 5.9 | Elect Wilfredo A. Paras as Director | Management | For | For |
| 5.10 | Elect Peter B. Favila as Director | Management | For | For |
| 5.11 | Elect Renato C. Valencia as Director | Management | For | For |
| ICICI BANK LIMITED Meeting Date: JUN 12, 2017 Record Date: MAY 05, 2017 Meeting Type: SPECIAL | ||||
| Ticker: ICICIBANK Security ID: Y3860Z132 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Share Capital and Amend Memorandum of Association | Management | For | For |
| 2 | Amend Articles of Association to Reflect Changes in Capital | Management | For | For |
| 3 | Approve Issuance of Bonus Shares | Management | For | For |
| 4 | Amend Employee Stock Option Scheme | Management | For | For |
| ICICI BANK LIMITED Meeting Date: JUN 30, 2017 Record Date: JUN 23, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ICICIBANK Security ID: Y3860Z132 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends on Preference Shares | Management | For | For |
| 3 | Approve Dividends on Equity Shares | Management | For | For |
| 4 | Reelect Vishakha Mulye as Director | Management | For | For |
| 5 | Approve B S R & Co. LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Reelect Anup Bagchi as Director | Management | For | For |
| 8 | Approve Appointment and Remuneration of Anup Bagchi as Wholetime Director | Management | For | For |
| 9 | Approve Issuance of Non-Convertible Securities and Non-Convertible Debentures on Private Placement Basis | Management | For | For |
| ING GROEP NV Meeting Date: MAY 08, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: INGA Security ID: N4578E595 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2b | Receive Announcements on Sustainability | Management | None | None |
| 2c | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 2d | Discuss Remuneration Report | Management | None | None |
| 2e | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 3a | Receive Explanation on Profit Retention and Distribution Policy | Management | None | None |
| 3b | Approve Dividends of EUR 0.66 Per Share | Management | For | For |
| 4a | Approve Discharge of Management Board | Management | For | For |
| 4b | Approve Discharge of Supervisory Board | Management | For | For |
| 5a | Receive Information on Deferral Period in the Remuneration Policy for Members of the Executive Board | Management | None | None |
| 5b | Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration | Management | For | For |
| 6a | Reelect Ralph Hamers to Management Board | Management | For | For |
| 6b | Elect Steven van Rijswijk to Management Board | Management | For | For |
| 6c | Elect Koos Timmermans to Management Board | Management | For | For |
| 7a | Reelect Hermann-Josef Lamberti to Supervisory Board | Management | For | For |
| 7b | Reelect Robert Reibestein to Supervisory Board | Management | For | For |
| 7c | Reelect Jeroen van der Veer to Supervisory Board | Management | For | For |
| 7d | Elect Jan Peter Balkenende to Supervisory Board | Management | For | For |
| 7e | Elect Margarete Haase to Supervisory Board | Management | For | For |
| 7f | Elect Hans Wijers to Supervisory Board | Management | For | For |
| 8a | Authorize Issuance of Shares with Preemptive Rights up to 40 Percent of the Issued Share Capital | Management | For | For |
| 8b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Other Business (Non-Voting) | Management | None | None |
| INTACT FINANCIAL CORPORATION Meeting Date: MAY 03, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: IFC Security ID: 45823T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Brindamour | Management | For | For |
| 1.2 | Elect Director Robert W. Crispin | Management | For | For |
| 1.3 | Elect Director Janet De Silva | Management | For | For |
| 1.4 | Elect Director Claude Dussault | Management | For | For |
| 1.5 | Elect Director Robert G. Leary | Management | For | For |
| 1.6 | Elect Director Eileen Mercier | Management | For | For |
| 1.7 | Elect Director Sylvie Paquette | Management | For | For |
| 1.8 | Elect Director Timothy H. Penner | Management | For | For |
| 1.9 | Elect Director Louise Roy | Management | For | For |
| 1.10 | Elect Director Frederick Singer | Management | For | For |
| 1.11 | Elect Director Stephen G. Snyder | Management | For | For |
| 1.12 | Elect Director Carol Stephenson | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Approve Advance Notice Requirement | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| JAPAN EXCHANGE GROUP INC. Meeting Date: JUN 16, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 8697 Security ID: J2740B106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tsuda, Hiroki | Management | For | For |
| 1.2 | Elect Director Kiyota, Akira | Management | For | For |
| 1.3 | Elect Director Miyahara, Koichiro | Management | For | For |
| 1.4 | Elect Director Yamaji, Hiromi | Management | For | For |
| 1.5 | Elect Director Miyama, Hironaga | Management | For | For |
| 1.6 | Elect Director Christina L. Ahmadjian | Management | For | For |
| 1.7 | Elect Director Ogita, Hitoshi | Management | For | For |
| 1.8 | Elect Director Kubori, Hideaki | Management | For | For |
| 1.9 | Elect Director Koda, Main | Management | For | For |
| 1.10 | Elect Director Kobayashi, Eizo | Management | For | For |
| 1.11 | Elect Director Minoguchi, Makoto | Management | For | For |
| 1.12 | Elect Director Mori, Kimitaka | Management | For | For |
| 1.13 | Elect Director Yoneda, Tsuyoshi | Management | For | For |
| KEYENCE CORP. Meeting Date: SEP 09, 2016 Record Date: JUN 20, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 6861 Security ID: J32491102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 50 | Management | For | Against |
| 2 | Appoint Alternate Statutory Auditor Takeda, Hidehiko | Management | For | For |
| KOREA ZINC CO. LTD. Meeting Date: MAR 24, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: A010130 Security ID: Y4960Y108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 2.1 | Elect Choi Chang-geun as Inside Director | Management | For | For |
| 2.2 | Elect Lee Jae-joong as Inside Director | Management | For | For |
| 2.3 | Elect Lee Chae-pil as Outside Director | Management | For | For |
| 2.4 | Elect Han Cheol-soo as Outside Director | Management | For | For |
| 3.1 | Elect Lee Jin-Gang as Members of Audit Committee | Management | For | For |
| 3.2 | Elect Han Cheol-soo as Members of Audit Committee | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| LENTA LTD Meeting Date: JUN 23, 2017 Record Date: MAY 23, 2017 Meeting Type: ANNUAL | ||||
| Ticker: LNTA Security ID: 52634T200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Stephen Johnson as Director | Management | For | For |
| 2 | Re-elect Anton Artemyev as Director | Management | For | For |
| 3 | Re-elect Michael Lynch-Bell as Director | Management | For | For |
| 4 | Re-elect John Oliver as Director | Management | For | Abstain |
| 5 | Re-elect Dmitry Shvets as Director | Management | For | For |
| 6 | Re-elect Stephen Peel as Director | Management | For | For |
| 7 | Re-elect Martin Elling as Director | Management | For | For |
| 8 | Ratify Ernst & Young LLC as Auditors and Authorise Their Remuneration | Management | For | For |
| LION CORP. Meeting Date: MAR 30, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 4912 Security ID: J38933107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Amend Provisions on Director Titles - Indemnify Directors - Indemnify Statutory Auditors | Management | For | For |
| 2.1 | Elect Director Hama, Itsuo | Management | For | For |
| 2.2 | Elect Director Watari, Yuji | Management | For | For |
| 2.3 | Elect Director Kikukawa, Masazumi | Management | For | For |
| 2.4 | Elect Director Kobayashi, Kenjiro | Management | For | For |
| 2.5 | Elect Director Kakui, Toshio | Management | For | For |
| 2.6 | Elect Director Sakakibara, Takeo | Management | For | For |
| 2.7 | Elect Director Yamada, Hideo | Management | For | For |
| 2.8 | Elect Director Uchida, Kazunari | Management | For | For |
| 2.9 | Elect Director Shiraishi, Takashi | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Yamaguchi, Takao | Management | For | For |
| 4 | Approve Fixed Cash Compensation Ceiling and Performance-Based Cash Compensation Ceiling for Directors | Management | For | For |
| 5 | Approve Trust-Type Equity Compensation Plan | Management | For | For |
| 6 | Approve Compensation Ceiling for Statutory Auditors | Management | For | For |
| MARINE HARVEST ASA Meeting Date: JUN 01, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: MHG Security ID: R2326D113 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Receive President's Report | Management | None | None |
| 4 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income | Management | For | Did Not Vote |
| 5 | Discuss Company's Corporate Governance Statement | Management | None | None |
| 6 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 7 | Approval of the Guidelines for Allocation of Options | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Directors in the Amount of NOK 1.1 Million for Chairman, NOK 575,000 For Vice Chairman, and NOK 400,000 for Other Directors; Approve Audit Committee Fees | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Nomination Committee | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 11a | Elect Ole-Eirik Leroy as Director | Management | For | Did Not Vote |
| 11b | Elect Lisbet Naero as Director | Management | For | Did Not Vote |
| 11c | Elect Orjan Svanevik as Director | Management | For | Did Not Vote |
| 12 | Elect Members of Nominating Committee | Management | For | Did Not Vote |
| 13 | Authorize Board to Declare Quarterly Dividends | Management | For | Did Not Vote |
| 14 | Authorize Board to Distribute Dividends | Management | For | Did Not Vote |
| 15 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 16 | Approve Creation of NOK 367.6 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 17 | Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.20 Billion | Management | For | Did Not Vote |
| MASTERCARD INCORPORATED Meeting Date: JUN 27, 2017 Record Date: APR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MA Security ID: 57636Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Oki Matsumoto | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson Tai | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Report on Gender Pay Gap | Shareholder | Against | Against |
| MERLIN PROPERTIES SOCIMI, SA Meeting Date: SEP 14, 2016 Record Date: SEP 09, 2016 Meeting Type: SPECIAL | ||||
| Ticker: MRL Security ID: E7390Z100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Dividends Charged to Reserves | Management | For | For |
| 2 | Approve Acquisition of Metrovacesa's Commercial Property and Rented Residential Assets | Management | For | For |
| 3.1 | Elect Rodrigo Echenique Gordillo as Director | Management | For | For |
| 3.2 | Elect Francisca Ortega Hernandez-Agero as Director | Management | For | For |
| 3.3 | Elect Javier Garcia-Carranza Benjumea as Director | Management | For | For |
| 3.4 | Elect Agustin Vidal-Aragon de Olives as Director | Management | For | For |
| 3.5 | Elect Pilar Cavero Mestre as Director | Management | For | For |
| 3.6 | Elect Juan Maria Aguirre Gonzalo as Director | Management | For | For |
| 3.7 | Fix Number of Directors at 15 | Management | For | For |
| 4 | Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 2.7 Billion and Issuance of Notes up to EUR 500 Million | Management | For | For |
| 5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| MERLIN PROPERTIES SOCIMI, SA Meeting Date: APR 25, 2017 Record Date: APR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MRL Security ID: E7390Z100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2.1 | Approve Allocation of Income and Dividends | Management | For | For |
| 2.2 | Approve Dividends Charged to Reserves | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 5.1 | Fix Number of Directors at 13 | Management | For | For |
| 5.2 | Ratify Appointment of and Elect Jose Ferris Monera as Director | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7.1 | Approve Remuneration Policy | Management | For | Against |
| 7.2 | Amend Restricted Stock Plan | Management | For | For |
| 8 | Approve Restricted Stock Plan | Management | For | For |
| 9 | Advisory Vote on Remuneration Report | Management | For | Against |
| 10 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
| 11 | Authorize Share Repurchase Program | Management | For | For |
| 12 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 1 Billion | Management | For | For |
| 13 | Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 4 Billion and Issuance of Notes up to EUR 500 Million | Management | For | For |
| 14.1 | Amend Article 38 Re: Director Remuneration | Management | For | For |
| 14.2 | Amend Article 55 Re: Distribution of Dividends | Management | For | For |
| 15 | Amend Article 21 of General Meeting Regulations Re: Proxy Voting | Management | For | For |
| 16 | Authorize Company to Call EGM with 15 Days' Notice | Management | For | For |
| 17 | Approve Charitable Donations | Management | For | For |
| 18 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| NATIONAL GRID PLC Meeting Date: JUL 25, 2016 Record Date: JUL 23, 2016 Meeting Type: ANNUAL | ||||
| Ticker: NG. Security ID: G6375K151 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Sir Peter Gershon as Director | Management | For | For |
| 4 | Re-elect John Pettigrew as Director | Management | For | For |
| 5 | Re-elect Andrew Bonfield as Director | Management | For | For |
| 6 | Re-elect Dean Seavers as Director | Management | For | For |
| 7 | Elect Nicola Shaw as Director | Management | For | For |
| 8 | Re-elect Nora Mead Brownell as Director | Management | For | For |
| 9 | Re-elect Jonathan Dawson as Director | Management | For | For |
| 10 | Re-elect Therese Esperdy as Director | Management | For | For |
| 11 | Re-elect Paul Golby as Director | Management | For | For |
| 12 | Re-elect Ruth Kelly as Director | Management | For | For |
| 13 | Re-elect Mark Williamson as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call General Meeting with 14 Working Days' Notice | Management | For | For |
| NATIONAL GRID PLC Meeting Date: MAY 19, 2017 Record Date: MAY 17, 2017 Meeting Type: SPECIAL | ||||
| Ticker: NG. Security ID: G6375K151 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Share Consolidation | Management | For | For |
| 2 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 3 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 4 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 5 | Authorise Market Purchase of New Ordinary Shares | Management | For | For |
| NEXTERA ENERGY, INC. Meeting Date: MAY 18, 2017 Record Date: MAR 23, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NEE Security ID: 65339F101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director James L. Camaren | Management | For | For |
| 1c | Elect Director Kenneth B. Dunn | Management | For | For |
| 1d | Elect Director Naren K. Gursahaney | Management | For | For |
| 1e | Elect Director Kirk S. Hachigian | Management | For | For |
| 1f | Elect Director Toni Jennings | Management | For | For |
| 1g | Elect Director Amy B. Lane | Management | For | For |
| 1h | Elect Director James L. Robo | Management | For | For |
| 1i | Elect Director Rudy E. Schupp | Management | For | For |
| 1j | Elect Director John L. Skolds | Management | For | For |
| 1k | Elect Director William H. Swanson | Management | For | For |
| 1l | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
| 6 | Report on Political Contributions | Shareholder | Against | For |
| NIELSEN HOLDINGS PLC Meeting Date: MAY 23, 2017 Record Date: MAR 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NLSN Security ID: G6518L108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James A. Attwood, Jr. | Management | For | For |
| 1b | Elect Director Mitch Barns | Management | For | For |
| 1c | Elect Director Karen M. Hoguet | Management | For | For |
| 1d | Elect Director James M. Kilts | Management | For | For |
| 1e | Elect Director Harish Manwani | Management | For | For |
| 1f | Elect Director Robert Pozen | Management | For | For |
| 1g | Elect Director David Rawlinson | Management | For | For |
| 1h | Elect Director Javier G. Teruel | Management | For | For |
| 1i | Elect Director Lauren Zalaznick | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Reappoint Ernst & Young LLP as UK Statutory Auditors | Management | For | For |
| 4 | Authorise the Audit Committee to Fix Remuneration of UK Statutory Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Approve Director's Remuneration Report | Management | For | For |
| NIPPON TELEGRAPH & TELEPHONE CORP. Meeting Date: JUN 27, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 9432 Security ID: J59396101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
| NOVARTIS AG Meeting Date: FEB 28, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: NOVN Security ID: H5820Q150 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.75 per Share | Management | For | For |
| 4 | Approve CHF 5.14 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 5.1 | Approve Maximum Remuneration of Directors in the Amount of CHF 8.5 Million | Management | For | For |
| 5.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 99 Million | Management | For | For |
| 5.3 | Approve Remuneration Report (Non-Binding) | Management | For | Against |
| 6.1 | Reelect Joerg Reinhardt as Director and Chairman | Management | For | For |
| 6.2 | Reelect Nancy C. Andrews as Director | Management | For | For |
| 6.3 | Reelect Dimitri Azar as Director | Management | For | For |
| 6.4 | Reelect Ton Buechner as Director | Management | For | For |
| 6.5 | Reelect Srikant Datar as Director | Management | For | For |
| 6.6 | Reelect Elizabeth Doherty as Director | Management | For | For |
| 6.7 | Reelect Ann Fudge as Director | Management | For | For |
| 6.8 | Reelect Pierre Landolt as Director | Management | For | For |
| 6.9 | Reelect Andreas von Planta as Director | Management | For | For |
| 6.10 | Reelect Charles L. Sawyers as Director | Management | For | For |
| 6.11 | Reelect Enrico Vanni as Director | Management | For | For |
| 6.12 | Reelect William T. Winters as Director | Management | For | For |
| 6.13 | Elect Frans van Houten as Director | Management | For | For |
| 7.1 | Appoint Srikant Datar as Member of the Compensation Committee | Management | For | For |
| 7.2 | Appoint Ann Fudge as Member of the Compensation Committee | Management | For | For |
| 7.3 | Appoint Enrico Vanni as Member of the Compensation Committee | Management | For | For |
| 7.4 | Appoint William T. Winters as Member of the Compensation Committee | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 9 | Designate Peter Andreas Zahn as Independent Proxy | Management | For | For |
| 10 | Transact Other Business (Voting) | Management | For | Against |
| OLYMPUS CORP. Meeting Date: JUN 28, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 7733 Security ID: J61240107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 28 | Management | For | For |
| 2.1 | Elect Director Sasa, Hiroyuki | Management | For | For |
| 2.2 | Elect Director Takeuchi, Yasuo | Management | For | For |
| 2.3 | Elect Director Taguchi, Akihiro | Management | For | For |
| 2.4 | Elect Director Ogawa, Haruo | Management | For | For |
| 2.5 | Elect Director Hirata, Kiichi | Management | For | For |
| 2.6 | Elect Director Hiruta, Shiro | Management | For | For |
| 2.7 | Elect Director Fujita, Sumitaka | Management | For | For |
| 2.8 | Elect Director Katayama, Takayuki | Management | For | For |
| 2.9 | Elect Director Kaminaga, Susumu | Management | For | For |
| 2.10 | Elect Director Kikawa, Michijiro | Management | For | For |
| 2.11 | Elect Director Iwamura, Tetsuo | Management | For | For |
| 3 | Appoint Statutory Auditor Koga, Nobuyuki | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Teshima, Atsushi | Management | For | For |
| 5 | Approve Equity Compensation Plan | Management | For | For |
| ORANGE Meeting Date: JUN 01, 2017 Record Date: MAY 29, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: ORA Security ID: F6866T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
| 4 | Acknowledge Auditors' Special Report on Related-Party Transactions Regarding the Absence of New Transactions | Management | For | For |
| 5 | Reelect Bpifrance Participations as Director | Management | For | For |
| 6 | Ratify Appointment of Alexandre Bompard as Director | Management | For | For |
| 7 | Non-Binding Vote on Compensation of Stephane Richard, CEO and Chairman | Management | For | Against |
| 8 | Non-Binding Vote on Compensation of Ramon Fernandez, Vice-CEO | Management | For | Against |
| 9 | Non-Binding Vote on Compensation of Pierre Louette, Vice-CEO | Management | For | Against |
| 10 | Non-Binding Vote on Compensation of Gervais Pellissier, Vice-CEO | Management | For | Against |
| 11 | Approve Remuneration Policy of Stephane Richard, CEO and Chairman | Management | For | Against |
| 12 | Approve Remuneration Policy of Ramon Fernandez, Vice-CEO | Management | For | Against |
| 13 | Approve Remuneration Policy of Pierre Louette, Vice-CEO | Management | For | Against |
| 14 | Approve Remuneration Policy of Gervais Pellissier, Vice-CEO | Management | For | Against |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | Management | For | For |
| 17 | Allow Board to Use Delegations under Item 16 Above in the Event of a Public Tender Offer | Management | For | Against |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 19 | Allow Board to Use Delegations under Item 18 Above in the Event of a Public Tender Offer | Management | For | Against |
| 20 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
| 21 | Allow Board to Use Delegations under Item 20 Above in the Event of a Public Tender Offer | Management | For | Against |
| 22 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-21 | Management | For | Against |
| 23 | Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers | Management | For | For |
| 24 | Allow Board to Use Delegations under Item 23 Above in the Event of a Public Tender Offer | Management | For | Against |
| 25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 26 | Allow Board to Use Delegations under Item 25 Above in the Event of a Public Tender Offer | Management | For | Against |
| 27 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3 Billion Million | Management | For | For |
| 28 | Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value | Management | For | Against |
| 29 | Authorize up to 0.06 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Some Employees and Executive Officers | Management | For | Against |
| 30 | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees | Management | For | For |
| 31 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 32 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 33 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| A | Amend Article 13 of Bylaws Re: Board Diversity | Shareholder | Against | Against |
| ORKLA ASA Meeting Date: APR 20, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: ORK Security ID: R67787102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.60 Per Share | Management | For | Did Not Vote |
| 3a | Receive Information on Remuneration Policy and Other Terms of Employment for Executive Management | Management | None | None |
| 3b | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory) | Management | For | Did Not Vote |
| 3c | Approve Guidelines for Incentive-Based Compensation for Executive Management (Binding) | Management | For | Did Not Vote |
| 4 | Discuss Company's Corporate Governance Statement | Management | None | None |
| 5a | Authorize Repurchase of Shares for Use in Employee Incentive Programs | Management | For | Did Not Vote |
| 5b | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 6a | Reelect Stein Hagen as Director | Management | For | Did Not Vote |
| 6b | Reelect Grace Skaugen as Director | Management | For | Did Not Vote |
| 6c | Reelect Ingrid Blank as Director | Management | For | Did Not Vote |
| 6d | Reelect Lisbeth Valther as Director | Management | For | Did Not Vote |
| 6e | Reelect Lars Dahlgren as Director | Management | For | Did Not Vote |
| 6f | Reelect Nils Selte as Director | Management | For | Did Not Vote |
| 6g | Reelect Liselott Kilaas as Director | Management | For | Did Not Vote |
| 6h | Reelect Caroline Kjos as Deputy Director | Management | For | Did Not Vote |
| 7a | Elect Stein Erik Hagen as Board Chairman | Management | For | Did Not Vote |
| 7b | Elect Grace Skaugen as Vice Chairman | Management | For | Did Not Vote |
| 8 | Elect Nils-Henrik Pettersson as Member of Nominating Committee | Management | For | Did Not Vote |
| 9a | Amend Instructions for Nominating Committee | Management | For | Did Not Vote |
| 9b | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| PAYPAL HOLDINGS, INC. Meeting Date: MAY 24, 2017 Record Date: APR 05, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PYPL Security ID: 70450Y103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Wences Casares | Management | For | For |
| 1b | Elect Director Jonathan Christodoro | Management | For | For |
| 1c | Elect Director John J. Donahoe | Management | For | For |
| 1d | Elect Director David W. Dorman | Management | For | For |
| 1e | Elect Director Belinda J. Johnson | Management | For | For |
| 1f | Elect Director Gail J. McGovern | Management | For | For |
| 1g | Elect Director David M. Moffett | Management | For | For |
| 1h | Elect Director Daniel H. Schulman | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Certificate of Incorporation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Report on Sustainability | Shareholder | Against | For |
| 7 | Report on Feasibility of Net-Zero GHG Emissions | Shareholder | Against | For |
| PREMIUM BRANDS HOLDINGS CORPORATION Meeting Date: MAY 12, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PBH Security ID: 74061A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2a | Elect Director Johnny Ciampi | Management | For | For |
| 2b | Elect Director Bruce Hodge | Management | For | For |
| 2c | Elect Director Kathleen Keller-Hobson | Management | For | For |
| 2d | Elect Director Hugh McKinnon | Management | For | For |
| 2e | Elect Director George Paleologou | Management | For | For |
| 2f | Elect Director John Zaplatynsky | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| RELX PLC Meeting Date: APR 20, 2017 Record Date: APR 18, 2017 Meeting Type: ANNUAL | ||||
| Ticker: REL Security ID: G74570121 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Amend Long-Term Incentive Plan | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Approve Final Dividend | Management | For | For |
| 6 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 7 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 8 | Re-elect Erik Engstrom as Director | Management | For | For |
| 9 | Re-elect Anthony Habgood as Director | Management | For | For |
| 10 | Re-elect Wolfhart Hauser as Director | Management | For | For |
| 11 | Re-elect Adrian Hennah as Director | Management | For | For |
| 12 | Re-elect Marike van Lier Lels as Director | Management | For | For |
| 13 | Re-elect Nick Luff as Director | Management | For | For |
| 14 | Re-elect Robert MacLeod as Director | Management | For | For |
| 15 | Re-elect Carol Mills as Director | Management | For | For |
| 16 | Re-elect Linda Sanford as Director | Management | For | For |
| 17 | Re-elect Ben van der Veer as Director | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| SCOUT24 AG Meeting Date: JUN 08, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: G24 Security ID: D345XT105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.30 | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2017 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7.1 | Elect Michael Zahn to the Supervisory Board | Management | For | Against |
| 7.2 | Elect Peter Schwarzenbauer to the Supervisory Board | Management | For | For |
| 8 | Amend Articles Re: Supervisory Board Remuneration | Management | For | For |
| SHANGHAI INTERNATIONAL AIRPORT CO., LTD. Meeting Date: JUN 30, 2017 Record Date: JUN 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 600009 Security ID: Y7682X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Board of Supervisors | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Profit Distribution | Management | For | For |
| 5 | Approve Appointment of Auditor | Management | For | For |
| 6 | Approve Appointment of Internal Control Auditor | Management | For | For |
| 7 | Approve Amendments to Articles of Association | Management | For | For |
| 8 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Management | For | For |
| SHIMANO INC. Meeting Date: MAR 28, 2017 Record Date: DEC 31, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 7309 Security ID: J72262108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 77.5 | Management | For | For |
| 2.1 | Elect Director Kakutani, Keiji | Management | For | For |
| 2.2 | Elect Director Wada, Shinji | Management | For | For |
| 2.3 | Elect Director Yuasa, Satoshi | Management | For | For |
| 2.4 | Elect Director Chia Chin Seng | Management | For | For |
| 2.5 | Elect Director Otsu, Tomohiro | Management | For | For |
| 2.6 | Elect Director Ichijo, Kazuo | Management | For | For |
| 2.7 | Elect Director Katsumaru, Mitsuhiro | Management | For | For |
| 3 | Approve Compensation Ceiling for Directors | Management | For | For |
| SONY CORPORATION Meeting Date: JUN 15, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 6758 Security ID: J76379106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hirai, Kazuo | Management | For | For |
| 1.2 | Elect Director Yoshida, Kenichiro | Management | For | For |
| 1.3 | Elect Director Nagayama, Osamu | Management | For | For |
| 1.4 | Elect Director Nimura, Takaaki | Management | For | For |
| 1.5 | Elect Director Harada, Eiko | Management | For | For |
| 1.6 | Elect Director Tim Schaaff | Management | For | For |
| 1.7 | Elect Director Matsunaga, Kazuo | Management | For | For |
| 1.8 | Elect Director Miyata, Koichi | Management | For | For |
| 1.9 | Elect Director John V. Roos | Management | For | For |
| 1.10 | Elect Director Sakurai, Eriko | Management | For | For |
| 1.11 | Elect Director Minakawa, Kunihito | Management | For | For |
| 1.12 | Elect Director Sumi, Shuzo | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| SUNOPTA INC. Meeting Date: MAY 24, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: STKL Security ID: 8676EP108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Margaret Shan Atkins | Management | For | For |
| 1b | Elect Director Albert Bolles | Management | For | For |
| 1c | Elect Director David J. Colo | Management | For | For |
| 1d | Elect Director Michael Detlefsen | Management | For | For |
| 1e | Elect Director Dean Hollis | Management | For | For |
| 1f | Elect Director Katrina Houde | Management | For | For |
| 1g | Elect Director Brendan Springstubb | Management | For | For |
| 1h | Elect Director Gregg Tanner | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 08, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 2330 Security ID: 874039100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Business Operations Report and Financial Statements | Management | For | For |
| 1.2 | Approve Profit Distribution | Management | For | For |
| 1.3 | Amend Articles of Association | Management | For | For |
| 1.4 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 2.1 | Elect Mark Liu with Shareholder No. 10758 as Non-Independent Director | Management | For | For |
| 2.2 | Elect C.C. Wei with Shareholder No. 370885 as Non-Independent Director | Management | For | For |
| THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 17, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: TMO Security ID: 883556102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director William G. Parrett | Management | For | For |
| 1i | Elect Director Lars R. Sorensen | Management | For | For |
| 1j | Elect Director Scott M. Sperling | Management | For | For |
| 1k | Elect Director Elaine S. Ullian | Management | For | For |
| 1l | Elect Director Dion J. Weisler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| TRADE ME GROUP LTD. Meeting Date: NOV 10, 2016 Record Date: NOV 08, 2016 Meeting Type: ANNUAL | ||||
| Ticker: TME Security ID: Q9162N106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize the Board to Fix Remuneration of the Auditors | Management | For | For |
| 2 | Elect Katrina Johnson as Director | Management | For | For |
| 3 | Elect Sam Morgan as Director | Management | For | For |
| TSURUHA HOLDINGS INC. Meeting Date: AUG 10, 2016 Record Date: MAY 15, 2016 Meeting Type: ANNUAL | ||||
| Ticker: 3391 Security ID: J9348C105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tsuruha, Tatsuru | Management | For | For |
| 1.2 | Elect Director Horikawa, Masashi | Management | For | For |
| 1.3 | Elect Director Tsuruha, Jun | Management | For | For |
| 1.4 | Elect Director Goto, Teruaki | Management | For | For |
| 1.5 | Elect Director Ofune, Masahiro | Management | For | For |
| 1.6 | Elect Director Abe, Mitsunobu | Management | For | For |
| 1.7 | Elect Director Kijima, Keisuke | Management | For | For |
| 1.8 | Elect Director Aoki, Keisei | Management | For | For |
| 1.9 | Elect Director Okada, Motoya | Management | For | For |
| 1.10 | Elect Director Mitsuhashi, Shinya | Management | For | For |
| 1.11 | Elect Director Yamada, Eiji | Management | For | For |
| 2 | Appoint External Audit Firm | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| UBS GROUP AG Meeting Date: MAY 04, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: UBSG Security ID: H892U1882 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 0.60 per Share from Capital Contribution Reserves | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 71.9 Million | Management | For | For |
| 5 | Approve Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 31.5 Million | Management | For | For |
| 6.1a | Reelect Axel Weber as Director and Board Chairman | Management | For | For |
| 6.1b | Reelect Michel Demare as Director | Management | For | For |
| 6.1c | Reelect David Sidwell as Director | Management | For | For |
| 6.1d | Reelect Reto Francioni as Director | Management | For | For |
| 6.1e | Reelect Ann Godbehere as Director | Management | For | For |
| 6.1f | Reelect William Parrett as Director | Management | For | For |
| 6.1g | Reelect Isabelle Romy as Director | Management | For | For |
| 6.1h | Reelect Robert Scully as Director | Management | For | For |
| 6.1i | Reelect Beatrice Weder di Mauro as Director | Management | For | For |
| 6.1j | Reelect Dieter Wemmer as Director | Management | For | For |
| 6.2 | Elect Julie Richardson as Director | Management | For | For |
| 6.3.1 | Appoint Ann Godbehere as Member of the Compensation Committee | Management | For | For |
| 6.3.2 | Appoint Michel Demare as Member of the Compensation Committee | Management | For | For |
| 6.3.3 | Appoint Reto Francioni as Member of the Compensation Committee | Management | For | For |
| 6.3.4 | Appoint William Parrett as Member of the Compensation Committee | Management | For | For |
| 7 | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 14 Million | Management | For | For |
| 8.1 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | For |
| 8.2 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 9 | Transact Other Business (Voting) | Management | For | Against |
| UNITED OVERSEAS BANK LIMITED Meeting Date: APR 20, 2017 Record Date: Meeting Type: ANNUAL | ||||
| Ticker: U11 Security ID: Y9T10P105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Approve Fee to the Chairman Emeritus and Adviser of the Bank for the Period from January 2016 to December 2016 | Management | For | For |
| 5 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Elect Wee Ee Cheong as Director | Management | For | For |
| 7 | Elect Willie Cheng Jue Hiang as Director | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 9 | Approve Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme | Management | For | For |
| 10 | Authorize Share Repurchase Program | Management | For | For |
| VIETNAM DAIRY PRODUCTS JSC Meeting Date: APR 15, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: VNM Security ID: Y9365V104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2016 Audited Financial Statements | Management | For | For |
| 2 | Approve Directors' 2016 Reports | Management | For | For |
| 3 | Approve Supervisors' 2016 Reports | Management | For | For |
| 4 | Approve 2016 Dividends and Appropriation to Company's Reserves | Management | For | For |
| 5 | Approve Strategy for Period from 2017 to 2021, 2017 Targets, Allocation of Expected 2017 Income and Dividends | Management | For | For |
| 6 | Approve KMPG Vietnam Ltd. as Auditors for 2017 Fiscal Year | Management | For | For |
| 7 | Approve 2017 Remuneration of Directors and Supervisors | Management | For | For |
| 8 | Approve Change in Corporate Governance Structure | Management | For | For |
| 9 | Approve Increase in Size of Board of Directors | Management | For | For |
| 10 | Amend Articles of Association | Management | For | For |
| 11.1 | Elect Michael Chye Hin Fah as Director | Management | For | For |
| 11.2 | Elect Nguyen Ba Duong as Director | Management | For | For |
| 11.3 | Elect Dang Thi Thu Ha as Director | Management | For | For |
| 11.4 | Elect Nguyen Hong Hien as Director | Management | For | For |
| 11.5 | Elect Do Le Hung as Director | Management | For | For |
| 11.6 | Elect Lee Meng Tat as Director | Management | For | For |
| 11.7 | Elect Le Thanh Liem as Director | Management | For | For |
| 11.8 | Elect Mai Kieu Lien as Director | Management | For | For |
| 11.9 | Elect Le Thi Bang Tam as Director | Management | For | For |
| 12 | Other Business | Management | For | Against |
| WESSANEN NV Meeting Date: APR 12, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WES Security ID: N50783120 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Policy Report for the Management Board of 2016 | Management | None | None |
| 4 | Adopt Financial Statements of 2016 | Management | For | For |
| 5 | Approve Dividends of EUR 0.12 Per Share | Management | For | For |
| 6 | Approve Discharge of Management Board | Management | For | For |
| 7 | Approve Discharge of Supervisory Board | Management | For | For |
| 8 | Elect F.Van Oers to Supervisory Board | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Grant Board Authority to Issue Shares Up To One Percent of Issued Capital | Management | For | For |
| 11 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 10 | Management | For | For |
| 12 | Ratify Deloitte as Auditor | Management | For | For |
| 13 | Close Meeting | Management | None | None |
| WIRECARD AG Meeting Date: JUN 20, 2017 Record Date: MAY 29, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WDI Security ID: D22359133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.16 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2017 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
Thornburg Capital Management Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Thornburg Long/Short Equity Fund
| ACTIVISION BLIZZARD, INC. Meeting Date: JUN 01, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ATVI Security ID: 00507V109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Corti | Management | For | For |
| 1.2 | Elect Director Hendrik Hartong, III | Management | For | For |
| 1.3 | Elect Director Brian G. Kelly | Management | For | For |
| 1.4 | Elect Director Robert A. Kotick | Management | For | For |
| 1.5 | Elect Director Barry Meyer | Management | For | For |
| 1.6 | Elect Director Robert Morgado | Management | For | For |
| 1.7 | Elect Director Peter Nolan | Management | For | For |
| 1.8 | Elect Director Casey Wasserman | Management | For | For |
| 1.9 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ADTRAN, INC. Meeting Date: MAY 10, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ADTN Security ID: 00738A106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas R. Stanton | Management | For | For |
| 1.2 | Elect Director H. Fenwick Huss | Management | For | For |
| 1.3 | Elect Director William L. Marks | Management | For | For |
| 1.4 | Elect Director Anthony J. Melone | Management | For | For |
| 1.5 | Elect Director Balan Nair | Management | For | For |
| 1.6 | Elect Director Jacqueline H. Rice | Management | For | For |
| 1.7 | Elect Director Kathryn A. Walker | Management | For | For |
| 2a | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 2b | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AKORN, INC. Meeting Date: APR 27, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AKRX Security ID: 009728106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Kapoor | Management | For | For |
| 1.2 | Elect Director Kenneth Abramowitz | Management | For | For |
| 1.3 | Elect Director Adrienne Graves | Management | For | For |
| 1.4 | Elect Director Ronald Johnson | Management | For | For |
| 1.5 | Elect Director Steven Meyer | Management | For | For |
| 1.6 | Elect Director Terry Allison Rappuhn | Management | For | For |
| 1.7 | Elect Director Brian Tambi | Management | For | Withhold |
| 1.8 | Elect Director Alan Weinstein | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ALLISON TRANSMISSION HOLDINGS, INC. Meeting Date: MAY 11, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ALSN Security ID: 01973R101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Stan A. Askren | Management | For | For |
| 1b | Elect Director Lawrence E. Dewey | Management | For | For |
| 1c | Elect Director David C. Everitt | Management | For | For |
| 1d | Elect Director Alvaro Garcia-Tunon | Management | For | For |
| 1e | Elect Director William R. Harker | Management | For | For |
| 1f | Elect Director Richard P. Lavin | Management | For | For |
| 1g | Elect Director Thomas W. Rabaut | Management | For | For |
| 1h | Elect Director Francis Raborn | Management | For | For |
| 1i | Elect Director Richard V. Reynolds | Management | For | For |
| 1j | Elect Director James A. Star | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AMAZON.COM, INC. Meeting Date: MAY 23, 2017 Record Date: MAR 29, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AMZN Security ID: 023135106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director John Seely Brown | Management | For | For |
| 1d | Elect Director Jamie S. Gorelick | Management | For | For |
| 1e | Elect Director Daniel P. Huttenlocher | Management | For | For |
| 1f | Elect Director Judith A. McGrath | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 1j | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Report on Use of Criminal Background Checks in Hiring | Shareholder | Against | Abstain |
| 7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Abstain |
| 8 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| ARRIS INTERNATIONAL PLC Meeting Date: MAY 10, 2017 Record Date: MAR 30, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ARRS Security ID: G0551A103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew M. Barron | Management | For | For |
| 1.2 | Elect Director Alex B. Best | Management | For | For |
| 1.3 | Elect Director J. Timothy Bryan | Management | For | For |
| 1.4 | Elect Director James A. Chiddix | Management | For | For |
| 1.5 | Elect Director Andrew T. Heller | Management | For | For |
| 1.6 | Elect Director Jeong H. Kim | Management | For | For |
| 1.7 | Elect Director Bruce McClelland | Management | For | For |
| 1.8 | Elect Director Robert J. Stanzione | Management | For | For |
| 1.9 | Elect Director Doreen A. Toben | Management | For | For |
| 1.10 | Elect Director Debora J. Wilson | Management | For | For |
| 1.11 | Elect Director David A. Woodle | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reappoint Ernst & Young LLP as U.K. Statutory Auditors | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of U.K. Statutory Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Approve Director's Remuneration Policy | Management | For | For |
| 9 | Approve Director's Remuneration Report | Management | For | For |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ASSURED GUARANTY LTD. Meeting Date: MAY 03, 2017 Record Date: MAR 08, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AGO Security ID: G0585R106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Francisco L. Borges | Management | For | For |
| 1b | Elect Director G. Lawrence Buhl | Management | For | For |
| 1c | Elect Director Dominic J. Frederico | Management | For | For |
| 1d | Elect Director Bonnie L. Howard | Management | For | For |
| 1e | Elect Director Thomas W. Jones | Management | For | For |
| 1f | Elect Director Patrick W. Kenny | Management | For | For |
| 1g | Elect Director Alan J. Kreczko | Management | For | For |
| 1h | Elect Director Simon W. Leathes | Management | For | For |
| 1i | Elect Director Michael T. O'Kane | Management | For | For |
| 1j | Elect Director Yukiko Omura | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5aa | Elect Howard W. Albert as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ab | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ac | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ad | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ae | Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5af | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ag | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5ah | Elect Walter A. Scott as Director of Assured Guaranty Re Ltd | Management | For | For |
| 5B | Ratify PricewaterhouseCoopers LLP as AG Re's as Auditors | Management | For | For |
| CALLAWAY GOLF COMPANY Meeting Date: MAY 02, 2017 Record Date: MAR 06, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ELY Security ID: 131193104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Oliver G. (Chip) Brewer, III | Management | For | For |
| 1.2 | Elect Director Ronald S. Beard | Management | For | For |
| 1.3 | Elect Director Samuel H. Armacost | Management | For | For |
| 1.4 | Elect Director John C. Cushman, III | Management | For | For |
| 1.5 | Elect Director John F. Lundgren | Management | For | For |
| 1.6 | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1.7 | Elect Director Linda B. Segre | Management | For | For |
| 1.8 | Elect Director Anthony S. Thornley | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Meeting Date: JUN 06, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CTSH Security ID: 192446102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Zein Abdalla | Management | For | For |
| 1b | Elect Director Betsy S. Atkins | Management | For | For |
| 1c | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 1d | Elect Director Jonathan Chadwick | Management | For | For |
| 1e | Elect Director John M. Dineen | Management | For | For |
| 1f | Elect Director Francisco D'Souza | Management | For | For |
| 1g | Elect Director John N. Fox, Jr. | Management | For | For |
| 1h | Elect Director John E. Klein | Management | For | For |
| 1i | Elect Director Leo S. Mackay, Jr. | Management | For | For |
| 1j | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1k | Elect Director Robert E. Weissman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Shareholder | For | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| COVANTA HOLDING CORPORATION Meeting Date: MAY 04, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CVA Security ID: 22282E102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David M. Barse | Management | For | For |
| 1.2 | Elect Director Ronald J. Broglio | Management | For | For |
| 1.3 | Elect Director Peter C.B. Bynoe | Management | For | For |
| 1.4 | Elect Director Linda J. Fisher | Management | For | For |
| 1.5 | Elect Director Joseph M. Holsten | Management | For | For |
| 1.6 | Elect Director Stephen J. Jones | Management | For | For |
| 1.7 | Elect Director Danielle Pletka | Management | For | For |
| 1.8 | Elect Director Michael W. Ranger | Management | For | For |
| 1.9 | Elect Director Robert S. Silberman | Management | For | For |
| 1.10 | Elect Director Jean Smith | Management | For | For |
| 1.11 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DEVON ENERGY CORPORATION Meeting Date: JUN 07, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: DVN Security ID: 25179M103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.2 | Elect Director John E. Bethancourt | Management | For | For |
| 1.3 | Elect Director David A. Hager | Management | For | For |
| 1.4 | Elect Director Robert H. Henry | Management | For | For |
| 1.5 | Elect Director Michael M. Kanovsky | Management | For | For |
| 1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.7 | Elect Director Duane C. Radtke | Management | For | For |
| 1.8 | Elect Director Mary P. Ricciardello | Management | For | For |
| 1.9 | Elect Director John Richels | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Review Public Policy Advocacy on Climate Change | Shareholder | Against | Abstain |
| 8 | Annually Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | Shareholder | Against | Abstain |
| 9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 10 | Report on Using Oil and Gas Reserve Metrics for Named Executive's Compensation | Shareholder | Against | Abstain |
| ENVISION HEALTHCARE CORPORATION Meeting Date: MAY 25, 2017 Record Date: MAR 29, 2017 Meeting Type: ANNUAL | ||||
| Ticker: EVHC Security ID: 29414D100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carol J. Burt | Management | For | Did Not Vote |
| 1.2 | Elect Director Christopher A. Holden | Management | For | Did Not Vote |
| 1.3 | Elect Director Cynthia S. Miller | Management | For | Did Not Vote |
| 1.4 | Elect Director Ronald A. Williams | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Did Not Vote |
| EXPEDIA, INC. Meeting Date: JUN 13, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: EXPE Security ID: 30212P303 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Susan C. Athey | Management | For | For |
| 1b | Elect Director A. George "Skip" Battle | Management | For | For |
| 1c | Elect Director Chelsea Clinton | Management | For | For |
| 1d | Elect Director Pamela L. Coe | Management | For | Withhold |
| 1e | Elect Director Barry Diller | Management | For | Withhold |
| 1f | Elect Director Jonathan L. Dolgen | Management | For | For |
| 1g | Elect Director Craig A. Jacobson | Management | For | For |
| 1h | Elect Director Victor A. Kaufman | Management | For | Withhold |
| 1i | Elect Director Peter M. Kern | Management | For | For |
| 1j | Elect Director Dara Khosrowshahi | Management | For | Withhold |
| 1k | Elect Director John C. Malone | Management | For | Withhold |
| 1l | Elect Director Scott Rudin | Management | For | For |
| 1m | Elect Director Christopher W. Shean | Management | For | Withhold |
| 1n | Elect Director Alexander von Furstenberg | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Report on Political Contributions and Expenditures | Shareholder | Against | Abstain |
| FACEBOOK, INC. Meeting Date: JUN 01, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FB Security ID: 30303M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Reed Hastings | Management | For | For |
| 1.5 | Elect Director Jan Koum | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Report on Public Policy Issues Associated with Fake News | Shareholder | Against | Abstain |
| 6 | Gender Pay Gap | Shareholder | Against | Abstain |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| FIBRA UNO ADMINISTRACION DE MEXICO S.A. DE C.V. Meeting Date: APR 27, 2017 Record Date: APR 19, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FUNO 11 Security ID: P3515D163 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.i | Accept Reports of Audit, Corporate Practices, Nominating and Remuneration Committees | Management | For | For |
| 1.ii | Accept Technical Committee Report on Compliance in Accordance to Article 172 of General Mercantile Companies Law | Management | For | For |
| 1.iii | Accept Report of Trust Manager (F1 Management SC) in Accordance to Article 44-XI of Securities Market Law | Management | For | For |
| 1.iv | Accept Technical Committee Report on Operations and Activities Undertaken | Management | For | For |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Elect or Ratify Members of Technical Committee and Secretary; Verify Independence Classification | Management | For | Against |
| 4 | Approve Remuneration of Technical Committee Members | Management | For | For |
| 5 | Appoint Legal Representatives | Management | For | For |
| 6 | Approve Minutes of Meeting | Management | For | For |
| GILEAD SCIENCES, INC. Meeting Date: MAY 10, 2017 Record Date: MAR 16, 2017 Meeting Type: ANNUAL | ||||
| Ticker: GILD Security ID: 375558103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Kelly A. Kramer | Management | For | For |
| 1c | Elect Director Kevin E. Lofton | Management | For | For |
| 1d | Elect Director John C. Martin | Management | For | For |
| 1e | Elect Director John F. Milligan | Management | For | For |
| 1f | Elect Director Nicholas G. Moore | Management | For | For |
| 1g | Elect Director Richard J. Whitley | Management | For | For |
| 1h | Elect Director Gayle E. Wilson | Management | For | For |
| 1i | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| GRAND CANYON EDUCATION, INC. Meeting Date: JUN 14, 2017 Record Date: APR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: LOPE Security ID: 38526M106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian E. Mueller | Management | For | For |
| 1.2 | Elect Director Sara R. Dial | Management | For | For |
| 1.3 | Elect Director Jack A. Henry | Management | For | For |
| 1.4 | Elect Director Kevin F. Warren | Management | For | For |
| 1.5 | Elect Director David J. Johnson | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| KOSE CORP. Meeting Date: JUN 29, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: 4922 Security ID: J3622S100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 63 | Management | For | For |
| 2.1 | Elect Director Hanagata, Kazumasa | Management | For | For |
| 2.2 | Elect Director Naito, Noboru | Management | For | For |
| 2.3 | Elect Director Nagahama, Kiyoto | Management | For | For |
| 2.4 | Elect Director Kumada, Atsuo | Management | For | For |
| 2.5 | Elect Director Shibusawa, Koichi | Management | For | For |
| 2.6 | Elect Director Kobayashi, Masanori | Management | For | For |
| 2.7 | Elect Director Yanai, Michihito | Management | For | For |
| 3 | Appoint Statutory Auditor Arakane, Kumi | Management | For | For |
| 4 | Approve Director Retirement Bonus | Management | For | Against |
| 5 | Approve Statutory Auditor Retirement Bonus | Management | For | Against |
| LEVEL 3 COMMUNICATIONS, INC. Meeting Date: MAR 16, 2017 Record Date: JAN 25, 2017 Meeting Type: SPECIAL | ||||
| Ticker: LVLT Security ID: 52729N308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| LEVEL 3 COMMUNICATIONS, INC. Meeting Date: MAY 25, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: LVLT Security ID: 52729N308 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1b | Elect Director Jeff K. Storey | Management | For | For |
| 1c | Elect Director Kevin P. Chilton | Management | For | For |
| 1d | Elect Director Steven T. Clontz | Management | For | For |
| 1e | Elect Director Irene M. Esteves | Management | For | For |
| 1f | Elect Director T. Michael Glenn | Management | For | For |
| 1g | Elect Director Spencer B. Hays | Management | For | For |
| 1h | Elect Director Michael J. Mahoney | Management | For | For |
| 1i | Elect Director Kevin W. Mooney | Management | For | For |
| 1j | Elect Director Peter Seah Lim Huat | Management | For | For |
| 1k | Elect Director Peter Van Oppen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| NETFLIX, INC. Meeting Date: JUN 06, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NFLX Security ID: 64110L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reed Hastings | Management | For | For |
| 1.2 | Elect Director Jay C. Hoag | Management | For | For |
| 1.3 | Elect Director A. George (Skip) Battle | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Report on Sustainability | Shareholder | Against | Abstain |
| 7 | Report on Feasibility of Net-Zero GHG Emissions | Shareholder | Against | Abstain |
| 8 | Declassify the Board of Directors | Shareholder | Against | Against |
| 9 | Adopt Simple Majority Vote | Shareholder | Against | Against |
| 10 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| NOKIA CORP. Meeting Date: MAY 23, 2017 Record Date: MAY 11, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NOKIA Security ID: X61873133 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 0.17 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10 | Approve Remuneration of Directors in the Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | For |
| 11 | Fix Number of Directors at Ten | Management | For | For |
| 12 | Reelect Bruce Brown, Louis Hughes, Jean Monty, Elizabeth Nelson, Olivier Piou, Risto Siilasmaa, Carla Smits-Nusteling and Kari Stadigh as Directors, Elect Jeanette Horan and Edward Kozel as New Directors | Management | For | For |
| 13 | Approve Remuneration of Auditors | Management | For | For |
| 14 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 15 | Authorize Share Repurchase Program | Management | For | For |
| 16 | Approve Issuance of up to 560 Million Shares without Preemptive Rights | Management | For | For |
| 17 | Close Meeting | Management | None | None |
| NORD ANGLIA EDUCATION, INC. Meeting Date: APR 20, 2017 Record Date: MAR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NORD Security ID: G6583A102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan Kelsey | Management | For | For |
| 1.2 | Elect Director Andrew Fitzmaurice | Management | For | For |
| 1.3 | Elect Director Graeme Halder | Management | For | For |
| 1.4 | Elect Director Jack Hennessy | Management | For | For |
| 1.5 | Elect Director Kosmas Kalliarekos | Management | For | For |
| 1.6 | Elect Director Carlos Watson | Management | For | For |
| 1.7 | Elect Director Nicholas Baird | Management | For | For |
| 1.8 | Elect Director Louis T. Hsieh | Management | For | For |
| 2 | Ratify Pricewaterhousecoopers as Auditors | Management | For | For |
| PENNYMAC MORTGAGE INVESTMENT TRUST Meeting Date: MAY 25, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PMT Security ID: 70931T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Preston DuFauchard | Management | For | For |
| 1.2 | Elect Director Nancy McAllister | Management | For | Withhold |
| 1.3 | Elect Director Stacey D. Stewart | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SEATTLE GENETICS, INC. Meeting Date: MAY 19, 2017 Record Date: MAR 23, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SGEN Security ID: 812578102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David W. Gryska | Management | For | For |
| 1.2 | Elect Director John A. Orwin | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SOLAREDGE TECHNOLOGIES, INC. Meeting Date: MAY 10, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SEDG Security ID: 83417M104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Tal Payne | Management | For | Against |
| 1b | Elect Director Marcel Gani | Management | For | Against |
| 2 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| THE KRAFT HEINZ COMPANY Meeting Date: APR 19, 2017 Record Date: FEB 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: KHC Security ID: 500754106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory E. Abel | Management | For | For |
| 1b | Elect Director Alexandre Behring | Management | For | For |
| 1c | Elect Director Warren E. Buffett | Management | For | For |
| 1d | Elect Director John T. Cahill | Management | For | For |
| 1e | Elect Director Tracy Britt Cool | Management | For | For |
| 1f | Elect Director Feroz Dewan | Management | For | For |
| 1g | Elect Director Jeanne P. Jackson | Management | For | For |
| 1h | Elect Director Jorge Paulo Lemann | Management | For | For |
| 1i | Elect Director Mackey J. McDonald | Management | For | For |
| 1j | Elect Director John C. Pope | Management | For | For |
| 1k | Elect Director Marcel Herrmann Telles | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Report on Sustainability | Shareholder | Against | Abstain |
| 5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| 6 | Report on Supply Chain Impact on Deforestation | Shareholder | Against | Abstain |
| TRI POINTE GROUP, INC. Meeting Date: MAY 26, 2017 Record Date: MAR 28, 2017 Meeting Type: ANNUAL | ||||
| Ticker: TPH Security ID: 87265H109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas F. Bauer | Management | For | For |
| 1.2 | Elect Director Lawrence B. Burrows | Management | For | For |
| 1.3 | Elect Director Daniel S. Fulton | Management | For | For |
| 1.4 | Elect Director Steven J. Gilbert | Management | For | For |
| 1.5 | Elect Director Constance B. Moore | Management | For | For |
| 1.6 | Elect Director Thomas B. Rogers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| WAL-MART STORES, INC. Meeting Date: JUN 02, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WMT Security ID: 931142103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James I. Cash, Jr. | Management | For | For |
| 1b | Elect Director Timothy P. Flynn | Management | For | For |
| 1c | Elect Director Carla A. Harris | Management | For | For |
| 1d | Elect Director Thomas W. Horton | Management | For | For |
| 1e | Elect Director Marissa A. Mayer | Management | For | For |
| 1f | Elect Director C. Douglas McMillon | Management | For | For |
| 1g | Elect Director Gregory B. Penner | Management | For | For |
| 1h | Elect Director Steven S Reinemund | Management | For | For |
| 1i | Elect Director Kevin Y. Systrom | Management | For | For |
| 1j | Elect Director S. Robson Walton | Management | For | For |
| 1k | Elect Director Steuart L. Walton | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Proxy Access Right | Shareholder | Against | Against |
| 7 | Require Independent Director Nominee with Environmental Experience | Shareholder | Against | Abstain |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| By: | /s/ Jason Brady | |
| Jason Brady, CFA | ||
| President and CEO | ||
| Date: | August 7, 2017 | |