| | | | |
Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
| | | | |
| | | | |
Company Name | Meeting Date | CUSIP | | Ticker |
Dell, Inc. | 7/17/2009 | 24702R101 | | dell |
| | | | |
| | | | |
Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
| | 1. Directors recommend: A vote for election of the following nominees: |
For | For | 01 - James W. Breyer | | Issuer |
For | For | 02 - Donald J. Carty | | Issuer |
For | For | 03 - Michael S. Dell | | Issuer |
For | For | 04 - William H. Greay, III | | Issuer |
For | For | 05 - Sallie L. Krawcheck | | Issuer |
For | For | 06 - Judy C. Lewent | | Issuer |
For | For | 07 - Thomas W. Luce, III | | Issuer |
For | For | 08 - Klaus S. Luft | | Issuer |
For | For | 09 - Alex J. Mandl | | Issuer |
For | For | 10 - Sam Nunn | | Issuer |
| | | | |
For | For | 2. Ratification of Independent Auditor | | Issuer |
| | | | |
Against | Against | SH1 - Reimbursement of Proxy Expenses | | Security Holder |
| | | | |
Against | Against | SH2 - Adopt simple majority vote | | Security Holder |
| | | | |
| | | | |
Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
| | | | |
| | | | |
Company Name | Meeting Date | CUSIP | | Ticker |
CAE, Inc. | 8/12/2009 | 124765108 | | cae |
| | | | |
| | | | |
Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
| | 1. Directors recommend: A vote for election of the following nominees: |
For | For | 01 - Lynton R. Wilson | | Issuer |
For | For | 02 - Robert E. Brown | | Issuer |
For | For | 03 - Marc Parent | | Issuer |
For | For | 04 - Brian E. Barents | | Issuer |
For | For | 05 - John A. (Ian) Craig | | Issuer |
For | For | 06 - H. Garfield Emerson | | Issuer |
For | For | 07 - Anthony S.Fell | | Issuer |
For | For | 08 - Paul Gagne | | Issuer |
For | For | 09 - James F. Hankinson | | Issuer |
For | For | 10 - E. R. (Randy) Jayne II | | Issuer |
For | For | 11 - Robert Lacroix | | Issuer |
For | For | 12 - John Manley | | Issuer |
For | For | 13 - Peter J. Schoomaker | | Issuer |
For | For | 14 - Katharine B. Stevenson | | Issuer |
For | For | 15 - Lawrence N. Stevenson | | Issuer |
| | | | |
For | For | 2. Appointment of Pricewaterhousecoopers, LLP as auditors and authorization of the Directors to fix their remuneration. | | Issuer |
| | | | |
For | For | 3. Resolution to renew the Shareholder Protection Rights Plan Agreement. | | Issuer |
| | | | |
For | For | 4. Resolution to approve the Amended and Restated General By-Law of the Corporation enacted by the Board of Directors on May 14, 2009. | | Issuer |
| | | | |
| | | | |
| | | | |
| | | | |
| | | | |
Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
| | | | |
| | | | |
Company Name | Meeting Date | CUSIP | | Ticker |
General Mills, Inc. | 9/21/2009 | 370334104 | | gis |
| | | | |
| | | | |
Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
| | 1. The Board of Directors recommends that you vote FOR the following: |
For | For | 1a. Bradbury H. Anderson | | Issuer |
For | For | 1b. R. Kerry Clark | | Issuer |
For | For | 1c. Paul Danos | | Issuer |
For | For | 1d. William T. Esrey | | Issuer |
For | For | 1e. Raymond V. Gilmartin | | Issuer |
For | For | 1f. Judith Richards Hope | | Issuer |
For | For | 1g. Heidi G. Miller | | Issuer |
For | For | 1h. Hilda Ochoa-Brillembourg | | Issuer |
For | For | 1i. Steve Odland | | Issuer |
For | For | 1j. Kendall J. Powell | | Issuer |
For | For | 1k. Lois E. Quam | | Issuer |
For | For | 1l. Michael D. Rose | | Issuer |
For | For | 1m. Robert L. Ryan | | Issuer |
For | For | 1n. Dorothy a. Terrell | | Issuer |
| | | | |
| | The Board of Directors recommends you vote FOR the following proposals: |
For | For | 2. Adopt the 2009 Stock Compensation Plan. | | Issuer |
| | | | |
For | For | 3. Ratify the appointment of KPMG LLP as General Mills' independent registered public accounting firm. | | Issuer |
| | | | |
For | | The Board of Directors recommends you vote AGAINST the following proposal: |
Against | Against | 4. Stockholder Proposal on Advisory Vote on Executive Compensation. | | Security Holder |
| | | | |
| | | | |
| | | | |
Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
| | | | |
| | | | |
Company Name | Meeting Date | CUSIP | | Ticker |
Oracle Corporation | 10/7/2009 | 68389X105 | | orcl |
| | | | |
| | | | |
Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
| | 1. Directors Recommend: A Vote for Election of the Following Nominees: |
For | For | 01 - Jeffrey S. Berg | | Issuer |
For | For | 02 - H. Raymond Bingham | | Issuer |
For | For | 03 - Michael J. Boskin | | Issuer |
For | For | 04 - Safra A. Catz | | Issuer |
For | For | 05 - Bruce R. Chizen | | Issuer |
For | For | 06 - George H. Conrades | | Issuer |
For | For | 07 - Lawrence J. Ellison | | Issuer |
For | For | 08 - Hector Garcia-Molina | | Issuer |
For | For | 09 - Jeffrey O. Henley | | Issuer |
For | For | 10 - Donald L. Lucas | | Issuer |
For | For | 11 - Charles E. Phillips, Jr. | | Issuer |
For | For | 12 - Naomi O. Seligman | | Issuer |
| | | | |
For | For | 2. Proposal for the Approval of the Adoption of the Fiscal Year 2010 Executive Bonus Plan. | | Issuer |
| | | | |
For | For | 3. Proposal to Ratify the Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm of the Company for the Fiscal Year Ending May 21, 2010. | | Issuer |
| | | | |
Against | Against | 4. Stockholder Proposal Regarding Special Stockholder Meetings. | | Security Holder |
| | | | |
Against | Against | 5. Stockholder Proposal Regarding Advisory Vote on Executive Compensation. | | Security Holder |
| | | | |
Against | Against | 6. Stockholder Proposal Regarding Equity Retention Policy. | | Security Holder |
| | | | |
| | | | |
Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
| | | | |
| | | | |
Company Name | Meeting Date | CUSIP | | Ticker |
Microsoft Corporation | 11/19/2009 | 594918104 | | msft |
| | | | |
| | | | |
Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
For | For | 1. Election of Director: William H. Gates, III | | Issuer |
For | For | 2. Election of Director: Steven A. BallmerI | | Issuer |
For | For | 3. Election of Director: Dina Doblon | | Issuer |
For | For | 4. Election of Director: Raymond V. Gilmartin | | Issuer |
For | For | 5. Election of Director: Reed Hastings | | Issuer |
For | For | 6. Election of Director: Maria Klawe | | Issuer |
For | For | 7. Election of Director: David F. Marquardt | | Issuer |
For | For | 8. Election of Director: Charles H. Noski | | Issuer |
For | For | 9. Election of Director: Helmut Panke | | Issuer |
| | | | |
For | For | 10. Ratification of the Selection of Deloitte & Touche LLP as the Company's Independent Auditor. | | Issuer |
| | | | |
For | For | 11. To Approve Amendments to Amended and Restated Articles of Incorporation. | | Issuer |
| | | | |
For | For | 12. Advisory Vote on Executive Compensation. | | Issuer |
| | | | |
Against | Against | 13. Shareholder Proposal - Adoption of Healthcare Reform Principles. | | Security Holder |
| | | | |
Against | Against | 14. Shareholder Proposal - Disclosure of Charitable Contributions. | | Security Holder |
| | | | |
| | | | |
| | | | |
Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
| | | | |
| | | | |
Company Name | Meeting Date | CUSIP | | Ticker |
Deere & Company | 2/24/2010 | 244199105 | | de |
| | | | |
| | | | |
Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
For | For | 1A. Election of Director: Samuel R. Allen | | Issuer |
For | For | 1B. Election of Director: Aulana L. Peters | | Issuer |
For | For | 1C. Election of Director: David B. Speer | | Issuer |
| | | | |
For | For | 2. Company Proposal #1 - Amend Restated Certificate of Incorporation to Provide for Annual Election of All Directors. | | Issuer |
| | | | |
For | For | 3. Company Proposal #2 - Amend the John Deere Omnibus Equity and Incentive Plan. | | Issuer |
| | | | |
For | For | 4. Company Proposal #3 - Re-Approve the John Deere Shore-Term Incentive Bonus Plan. | | Issuer |
| | | | |
For | For | 5. Ratification of the Appointment of Deloitte & Touche LLP as the Independent Registered Public Accounting Firm for Fiscal 2010. | | Issuer |
| | | | |
Against | Against | 6. Stockholder Proposal #1 - CEO Pay Disparity. | | Security Holder |
| | | | |
Against | Against | 7. Stockholder Proposal #2 - Advisory Vote on Executive Compensation. | | Security Holder |
| | | | |
Against | Against | 8. Stockholder Proposal #3 - Separation of CEO and Chairman Responsibilities. | | Security Holder |
| | | | |
| | | | |
Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
| | | | |
| | | | |
Company Name | Meeting Date | CUSIP | | Ticker |
Agilent Technologies, Inc. | 3/2/2010 | 00846U101 | | a |
| | | | |
| | | | |
Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
For | For | 1A. Election of Director: Paul N. Clark | | Issuer |
For | For | 1B. Election of Director: James G. Cullen | | Issuer |
| | | | |
For | For | 2. The Ratification of the Audit and Finance Committee's Appointment of Pricewaterhousecoopers LLP as Agilent's Independent Registered Public Accounting Firm. | | Issuer |
| | | | |
For | For | 3. The Approval of Agilent Technologies, Inc. Performance-Based Compensation Plan for Covered Employees. | | Issuer |
| | | | |
| | | | |
| | | | |
Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
| | | | |
| | | | |
Company Name | Meeting Date | CUSIP | | Ticker |
The Walt Disney Company | 3/10/2010 | 254687106 | | dis |
| | | | |
| | | | |
Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
| | 1. Election of Directors: | | |
For | For | 1a. Susan F. Arnold | | Issuer |
For | For | 1b. John E. Bryon | | Issuer |
For | For | 1c. John S. Chen | | Issuer |
For | For | 1d. Judith L. Estrin | | Issuer |
For | For | 1e. Robert A. Iger | | Issuer |
For | For | 1f. Steven P. Jobs | | Issuer |
For | For | 1g. Fred H. Langhammer | | Issuer |
For | For | 1h. Aylwin B. Lewis | | Issuer |
For | For | 1i. Monica C. Lozano | | Issuer |
For | For | 1j. Robert W. Matschullat | | Issuer |
For | For | 1k. John E. Pepper, JR. | | Issuer |
For | For | 1l. Sheryl Sandberg | | Issuer |
For | For | 1m. Orin C. Smith | | Issuer |
| | | | |
For | For | 2. To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for 2010. | | Issuer |
| | | | |
For | For | 3. To approve the Amendment to the Amended and Restated 2005 Stock Incentive Plan. | | Issuer |
| | | | |
For | For | 4. To approve the amendment to the Company's Restated Certificate of Incorporation relating to Interested Person transactions. | | Issuer |
| | | | |
For | For | 5. To approve the amendment to the Company's Restated Certificates of Incorporation relating to Bylaw amendments. | | Issuer |
| | | | |
For | For | 6. To approve the amendment to the Company's Restated Certificate of Incorporation relating to tracking stock provisions. | | Issuer |
| | | | |
For | For | 7. To approve the amendment to the Company's Restated Certificate of Incorporation relating to classified board transition provisions. | | Issuer |
| | | | |
Against | Against | 8. To approve the shareholder proposal relating to shareholder advisory vote on executive compensation. | | Security Holder |
| | | | |
Against | Against | 0. To approve the shareholder proposal relating to ex-gay non discrimination policy. | | Security Holder |
| | | | |
| | | | |
| | | | |
Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
| | | | |
| | | | |
Company Name | Meeting Date | CUSIP | | Ticker |
Iberdrola, S.A. | 3/26/2010 | 450737101 | | ibdry |
| | | | |
| | | | |
Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
For | For | 1. Approval of the individual annual financial statements of IBERDROLA, S.A. (balance sheet, profit and loss statement, statement of changes in shareholders' equity, statement of cash flows, and notes) and of the consolidated financial statements of IBERDROLA, S.A. and its subsidiaries (balance sheet, profit and loss statement, statement of changes in shareholders' equity, statement of cash flows, and notes) for the fiscal year ended on December 31, 2009. | | Issuer |
| | | | |
For | For | 2. Approval of the individual management report of IBERDROLA, S.A. and of the consolidated management report of IBERDROLA, S.A. and its subsidiaries for the fiscal year ended on December 31, 2009. | | Issuer |
| | | | |
For | For | 3. Approval of the management and actions of the Board of Directors during the fiscal year ended on December 31, 2009. | | Issuer |
| | | | |
For | For | 4. Re-election of the auditor of the Company and of its Consolidated Group for fiscal year 2010. | | Issuer |
| | | | |
For | For | 5. Approval of the proposal for the allocation of profits/losses and the distribution of dividends for the fiscal year 2010. | | Issuer |
| | | | |
For | For | 6. Approval, for the free-of-charge allocation of the ordinary shares issued to the shareholders of the Company, of an increase in share capital by means of a scrip issue at a maximum reference market value of one thousand eight hundred sixty- six (1,866) million euros. The shareholders will be offered the acquisition of their free-of-charge allocation rights at a guaranteed price. Express provision for the possibility of an incomplete allocation, all as more fully described in the proxy statement. | | Issuer |
| | | | |
| | 7. Renewal of the Board of Directors. | | |
| | 7a. Filing of vacancies: | | |
For | For | 7aa. Appointment of Ms. Maria Helena Antolin Rabaud as Director, with the status of external independent Director. | | Issuer |
For | For | 7ab. Appointment of Mr. Santiago Martinez Lage as Director, with the status of external independent Director. | | Issuer |
For | For | 7b. Re-election of Directors: | | Issuer |
For | For | 7ba. Re-election of Mr. Victor de Umutia Valiejo as Director, with the status of external independent Director. | | Issuer |
For | For | 7bb. Re-election of Mr. Ricardo Alvarez Isasi as Director, with the status of external independent Director. | | Issuer |
For | For | 7bc. Re-election of Mr. Jose Ignacio Berroeta Echevarria as Director, with the status of external independent Director. | | Issuer |
For | For | 7bd. Re-election of Mr. Juan Luis Arregui Ciarsolo as Director, with the status of external independent Director. | | Issuer |
For | For | 7be. Re-election of Mr. Jose Ignacio Sanchez Galan as Director, with the status of external independent Director. | | Issuer |
For | For | 7bf. Re-election of Mr. Julio de Miguel Aynat as Director, with the status of external independent Director. | | Issuer |
For | For | 7bg. Re-election of Mr. Sebastian Battaner Arias as Director, with the status of external independent Director. | | Issuer |
For | For | 7c. Establishment of the number of Directors. | | Issuer |
| | | | |
For | For | 8. Authorization to the Board of Directors, with the express power of delegation, for the derivative acquisition of the Company's own shares by the Company itself and/or by its subsidiaries, upon the terms provided by applicable law, for which purpose the granted by the shareholders at the General Shareholders' Meeting of March 20, 2009 is hereby deprived of effect to the extent of the unused amount. | | Issuer |
| | | | |
For | For | 9. Delegation to the Board of Directors, with the express power of substitution for the term of five (5) years, of the power to issued a) bonds or single debentures and other fixed-income securities of a like nature (other than notes), as well as preferred stock, up to a maximum amount of twenty (20) billion euros, and b) notes up to a maximum amount at any give time, independently of the foregoing , of six (6) billion euros, and authorization for the Company to guarantee, within the limits set forth above, new issuances of securities by subsidiaries. | | Issuer |
| | | | |
For | For | 10. Authorization to the Board of Directors, with the express power of delegation, to apply for the listing on and delisting from Spanish or foreign, official or unofficial, organized or other secondary markes of the shares, debentures, bonds, notes, preferred stock or any other securities issued or to be issued, and to adopt such resolutions as may be necessary to ensure the continued listing of the shares, debentures or other securities of the Company that may then be outstanding, all as more fully described in the proxy statement. | | Issuer |
| | | | |
For | For | 11. Authorization to the Board of Directors, with the express power of delegation, to create and fund associations and foundations, pursuant to applicable legal provisions, for which purpose the authorization granted by the shareholders at the General Shareholders' Meeting of March 20, 2009 is hereby deprived of effect to the extent of the unused amount. | | Issuer |
| | | | |
For | For | 12. Amendment of Articles 11 and 62 of the By- Laws. | | Issuer |
| | | | |
For | For | 13. Delegation of poweres to formalize and execute all resolutions adopted by the shareholder of the General Shareholders' Meeting, for conversion thereof into a public instrument, and for the interpretation, correction and supplementation thereof or further elaboration thereon until the required registrations are made. | | Issuer |
Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
| | | | |
| | | | |
Company Name | Meeting Date | CUSIP | | Ticker |
Hanesbrands, Inc. | 4/27/2010 | 410345102 | | hbi |
| | | | |
| | | | |
Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
| | 1. Directors Recommended: A Vote for Election of the Following Nominees: |
For | For | 01 - Lee A. Chaden | | Issuer |
For | For | 02 - Bobby J. Griffin | | Issuer |
For | For | 03 - James C. Johnson | | Issuer |
For | For | 04 - Jessica T. Mathews | | Issuer |
For | For | 05 - J. Patrick Mulcahy | | Issuer |
For | For | 06 - Ronald L. Nelson | | Issuer |
For | For | 07 - Richard A. Noll | | Issuer |
For | For | 08 - Andrew J. Schindler | | Issuer |
For | For | 09 - Ann E. Ziegler | | Issuer |
| | | | |
For | For | 2. To Ratify the Appointment of Pricewaterhousecoopers LLP as Hanesbrands' Independent Registered Public Accounting Firm for Hanesbrands' 2010 Fiscal Year. | | Issuer |
| | | | |
| | | | |
| | | | |
| | | | |
Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
| | | | |
| | | | |
Company Name | Meeting Date | CUSIP | | Ticker |
Bank of New York Mellon Corp. | 4/13/2010 | 064058100 | | bk |
| | | | |
| | | | |
Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
| | 1. Directors Recommend: A Vote for Election of the Following Nominees: |
For | For | 01 - Ruthe E. Bruch | | Issuer |
For | For | 02 - Nicholas M. Donofrio | | Issuer |
For | For | 03 - Gerald L. Hassell | | Issuer |
For | For | 04 - Edmund F. Kelly | | Issuer |
For | For | 05 - Robert P. Kelly | | Issuer |
For | For | 06 - Richard J. Kogan | | Issuer |
For | For | 07 - Michael J. Kowalski | | Issuer |
For | For | 08 - John A. Luke, Jr. | | Issuer |
For | For | 09 - Robert Mehrabian | | Issuer |
For | For | 10 - Mark A. Nordenberg | | Issuer |
For | For | 11 - Catherine A. Rein | | Issuer |
For | For | 12 - William C. Richardson | | Issuer |
For | For | 13 - Samuel C. Scott, III | | Issuer |
For | For | 14 - John P. Surma | | Issuer |
For | For | 15 - Wesley W. Schack | | Issuer |
| | | | |
For | For | 2. Proposal to Approve the Advisory (Non- Binding) Resolution Relating to 2009 Executive Compensation. | | Issuer |
| | | | |
For | For | 3. Ratification of Appointment of KPMG LLP as Independent Registered Public Accountant. | | Issuer |
| | | | |
Against | Against | 4. Stockholder Proposal with Respect to Cumulative Voting. | | Security Holder |
| | | | |
Against | Against | 5. Stockholder Proposal Requesting Adoption of Policy Requiring Five-Year Lock-Up Period for Senior Executives' Equity Incentive Awards. | | Security Holder |
| | | | |
Against | Against | 6. Stockholder Proposal Requesting Stockholder Approval of Certain Future Severance Agreements with Senior Executives. | | Security Holder |
| | | | |
Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
| | | | |
| | | | |
Company Name | Meeting Date | CUSIP | | Ticker |
Diebold, Incorporated | 4/29/2010 | 253651103 | | dbd |
| | | | |
| | | | |
Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
| | 1. Directors Recommend a Vote for Election of the Following Nominees: |
For | For | 01 - Bruce L. Byrnes | | Issuer |
For | For | 02 - Mei-Wei Cheng | | Issuer |
For | For | 03 - Phillip R. Cox | | Issuer |
For | For | 04 - Richard L. Crandall | | Issuer |
For | For | 05 - Gale S. Fitzgerald | | Issuer |
For | For | 06 - Phillip B. Lassiter | | Issuer |
For | For | 07 - John N. Lauer | | Issuer |
For | For | 08 - Thomas W. Swidarski | | Issuer |
For | For | 09 - Henry D. G. Wallace | | Issuer |
For | For | 10 - Alan J. Weber | | Issuer |
| | | | |
For | For | 2. To Ratify the Appointment of KPMG LLP as the Company's Independent Auditors for the Year 2010. | | Issuer |
| | | | |
For | For | 3. To Re-Approve the Company's Annual Cash Bonus Plan. | | Issuer |
| | | | |
| | | | |
Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
| | | | |
| | | | |
Company Name | Meeting Date | CUSIP | | Ticker |
Potash Corporation of | 5/6/2010 | 73755L107 | | pot |
Saskatchewan Inc. | | | | |
| | | | |
Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
| | 1. Directors Recommend a Vote for Election of the Following Nominees: |
For | For | 01 - C. M. Burley | | Issuer |
For | For | 02 - W. J. Doyle | | Issuer |
For | For | 03 - J. W. Estey | | Issuer |
For | For | 04 - C. S. Hoffman | | Issuer |
For | For | 05 - D. J. Howe | | Issuer |
For | For | 06 - A. D. Laberge | | Issuer |
For | For | 07 - K. G. Martell | | Issuer |
For | For | 08 - J. J. McCaig | | Issuer |
For | For | 09 M. Mogford | | Issuer |
For | For | 10 - J. Schoenhals | | Issuer |
For | For | 11 - E. R. Stromberg | | Issuer |
| | | | |
For | For | 2. The appointment of Deloitte & Touche LLP as Auditors of the Corporation. | | Issuer |
| | | | |
For | For | 3. The Resolution (Attached as Appendix B to the Accompanying Management Proxy Circular) Approving the Adoption of a New Performance Option Plan, the Full Text of which is Attached as Appendix C to the Accompanying Management Proxy Circular. | | Issuer |
| | | | |
For | For | 4. The Advisory Resolution (Attached as Appendix D to the Accompanying Management Proxy Circular) Accepting the Corporations Approach to Executive Compensation Disclosed in the Accompanying Management Proxy Circular. | | Issuer |
| | | | |
| | | | |
Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
| | | | |
| | | | |
Company Name | Meeting Date | CUSIP | | Ticker |
EMC Corporation | 4/29/2010 | 268648102 | | emc |
| | | | |
| | | | |
Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
For | For | 1A. Election of Director: Michael W. Brown | | Issuer |
For | For | 1B. Election of Director: Randolph L. Cowen | | Issuer |
For | For | 1C. Election of Director: Michael J. Cronin | | Issuer |
For | For | 1D. Election of Director: Gail Deegan | | Issuer |
For | For | 1E. Election of Director: James S. Distasio | | Issuer |
For | For | 1F. Election of Director: John R. Egan | | Issuer |
For | For | 1G. Election of Director: Edmund F. Kelly | | Issuer |
For | For | 1H. Election of Director: Windle B. Priem | | Issuer |
For | For | 1I. Election of Director: Paul Sagan | | Issuer |
For | For | 1J. Election of Director: David N. Strohm | | Issuer |
For | For | 1K. Election of Director: Joseph M. Tucci | | Issuer |
| | | | |
For | For | 2. To Ratify the Selection by the Audit Committee of Pricewaterhousecoopers LLP as EMC's Independent Auditors. | | Issuer |
| | | | |
Against | Against | 3. To Act upon a Shareholder Proposal Relating to Special Shareholder Meetings. | | Security Holder |
| | | | |
Against | Against | 4. To Act upon a Shareholder Proposal Relating to an Advisory Vote on Executive Compensation. | | Security Holder |
| | | | |
| | | | |
Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
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Company Name | Meeting Date | CUSIP | | Ticker |
The Travelers Companies, Inc. | 5/4/2010 | 89417E109 | | trv |
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Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
| | The Board of Directors recommends you vote FOR the following proposals: |
| | 1. Proposal to Elect the Twelve Directors Listed Below: |
For | For | 1a. Alan L. Beller | | Issuer |
For | For | 1b. John H. Dasburg | | Issuer |
For | For | 1c. Janet M. Dolan | | Issuer |
For | For | 1d. Kenneth M. Duberstein | | Issuer |
For | For | 1e. Jay S. Fishman | | Issuer |
For | For | 1f. Lawrence G. Graev | | Issuer |
For | For | 1g. Patricia L. Higgins | | Issuer |
For | For | 1h. Thomas R. Hodgson | | Issuer |
For | For | 1i. Cleve L. Killingsworth, Jr. | | Issuer |
For | For | 1j. Blythe J. McGarvie | | Issuer |
For | For | 1k. Donald J. Shephard | | Issuer |
For | For | 1l. Laurie J. Thomsen | | Issuer |
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For | For | 2. Proposal to ratify the appointment of KPMG LLP as Travelers' Independent Registered Public Accounting Firm for 2010. | | Issuer |
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Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
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Company Name | Meeting Date | CUSIP | | Ticker |
United Parcel Service | 5/6/2010 | 911312106 | | ups |
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Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
| | 1. Directors Recommend: A Vote for Election of the Following Nominees: |
For | For | 01 - Duane Ackerman | | Issuer |
For | For | 02 - Michael J. Burns | | Issuer |
For | For | 03 - Scott Davis | | Issuer |
For | For | 04 - Stuart E. Eizenstat | | Issuer |
For | For | 05 - Michael L. Eskew | | Issuer |
For | For | 06 - William R. Johnson | | Issuer |
For | For | 07 - Ann M. Livermore | | Issuer |
For | For | 09 - Rudy Markham | | Issuer |
For | For | 09 - John W. Thompson | | Issuer |
For | For | 10 - Carol B. Tome | | Issuer |
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For | For | 2. Ratification of the Appointment of Deloitte & Touche LLP as UPS's Independent Registered Public Accountants for the Year Ending December 31, 2010. | | Issuer |
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For | For | 3. Approval of a Proposal Removing the Voting Standard from the UPS Certificate of Incorporation so that the Board May Provide for Majority Voting in Uncontested Director Elections. | | Issuer |
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Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
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Company Name | Meeting Date | CUSIP | | Ticker |
Johnson & Johnson | 4/22/2010 | 478160104 | | jnj |
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Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
| | The Board of Directors Recommends a Vote for all the Nominees Listed: |
| | 1. Election of Directors: | | |
For | For | 1a. Mary Sue Coleman | | Issuer |
For | For | 1b. James G. Cullen | | Issuer |
For | For | 1c. Michael M. E. Johns | | Issuer |
For | For | 1d. Susan L. Lindquist | | Issuer |
For | For | 1e. Anne M. Mulcahy | | Issuer |
For | For | 1f. Leo F. Mullin | | Issuer |
For | For | 1g. William D Perez | | Issuer |
Against | For | 1h. Charles Prince | | Issuer |
For | For | 1i. David Satcher | | Issuer |
For | For | 1j. William C. Weldon | | Issuer |
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For | For | 2. Ratification of Appointment of PricewaterhouseCoopers, LLP as Independent Registered Public Accounting Firm for 2010. | | Issuer |
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Against | Against | 3. Advisory Vote on Executive Compensation. | | Security Holder |
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Against | Against | 4. Special Shareowner Meetings. | | Security Holder |
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Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
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Company Name | Meeting Date | CUSIP | | Ticker |
Exelon Corporation | 4/27/2010 | 30161N101 | | exc |
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Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
| | The Board of Directors recommends you vote for the following proposals: |
For | For | 1. Election of Directors | | Issuer |
For | For | 1a. John A. Canning, Jr. | | Issuer |
For | For | 1b. M. Walter D'Alessio | | Issuer |
For | For | 1c. Nicholas DeBenedictis | | Issuer |
For | For | 1d. Bruce DeMars | | Issuer |
For | For | 1e. Nelson A. Diaz | | Issuer |
For | For | 1f. Sue L. Gin | | Issuer |
For | For | 1g. Rosmarie B. Greco | | Issuer |
For | For | 1h. Paul L. Joskow | | Issuer |
For | For | 1i. Richard W. Miles | | Issuer |
For | For | 1j. John M. Palms | | Issuer |
For | For | 1k. William C. Richarson | | Issuer |
For | For | 1l. Thomas J. Ridge | | Issuer |
For | For | 1m. John W. Rogers, Jr. | | Issuer |
For | For | 1n. John W. Rowe | | Issuer |
For | For | 1o. Stephen D. Steinour | | Issuer |
For | For | 1p. Don Thompson | | Issuer |
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For | For | 2. The Approval of Exelon Corporation's 2011 Long-Term Incentive Plan; | | Issuer |
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For | For | 3. The Ratification of PricewaterhouseCoopers, LLP as Exelon's Independent Accountant for the year 2010; | | Issuer |
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Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
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Company Name | Meeting Date | CUSIP | | Ticker |
ConocoPhillips | 5/12/2010 | 20825C104 | | cop |
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Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
| | The Board of Directors Recommends a Vote "For" Items 1 and 2. |
For | For | 1. Election of Directors: | | Issuer |
For | For | 1a. Richard L. Armitage | | Issuer |
For | For | 1b. Richard H. Auchnieck | | Issuer |
For | For | 1c. James E. Copeland, Jr. | | Issuer |
For | For | 1d. Kenneth M. Duberstein | | Issuer |
For | For | 1e. Ruth R. Harkin | | Issuer |
For | For | 1f. Harold W. McGraw III | | Issuer |
For | For | 1g. James J. Mulva | | Issuer |
For | For | 1h. Robert A. Niblock | | Issuer |
For | For | 1i. Harald J. Norvick | | Issuer |
For | For | 1j. William K. Reilly | | Issuer |
For | For | 1k. Bobb S. Shackouls | | Issuer |
For | For | 1l. Victoria J. Tschinkel | | Issuer |
For | For | 1m. Kathryn C. Turner | | Issuer |
For | For | 1n. William E. Wade, Jr. | | Issuer |
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For | For | 2. Proposal to ratify appointment of Ernst & Young, LLP as ConocoPhillips' Independent Registered Public Accounting Firm for 2010. | | Issuer |
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For | | The Board of Directors Recommends a Vote "Against" Items 3 - 10. |
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Against | Against | 3. Board Risk Management Oversight. | | Securiy Holder |
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Against | Against | 4. Greenhouse gas Reduction | | Securiy Holder |
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Against | Against | 5. Oil Sands Drilling | | Securiy Holder |
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Against | Against | 6. Louisiana Wetlands | | Securiy Holder |
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Against | Against | 7. Financial Risks of Climate Change | | Securiy Holder |
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Against | Against | 8. Toxic Pollution Report | | Securiy Holder |
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Against | Against | 9. Gender Expression Non-Discrimination | | Securiy Holder |
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Against | Against | 10. Political Contributions | | Securiy Holder |
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Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
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Company Name | Meeting Date | CUSIP | | Ticker |
Delphi Financial Corporation | 5/4/2010 | 247131105 | | dfg |
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Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
| | 1. Directors Recommend: A Vote for Election of the Following Nominees: |
For | For | 01 - Philip R. O'Connor | | Issuer |
For | For | 02 - Robert Rosenkranz | | Issuer |
For | For | 03 - Donald A. Sherman | | Issuer |
For | For | 04 - Kevin R. Brine | | Issuer |
For | For | 05 - Edward A. Fox | | Issuer |
For | For | 06 - Steven A. Hirsh | | Issuer |
For | For | 07 - Harold F. Ilg | | Issuer |
For | For | 08 - James M. Litvack | | Issuer |
For | For | 09 - James N. Meehan | | Issuer |
For | For | 10 - Robert F. Wright | | Issuer |
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For | For | 2. To Approve the 2010 Outside Directors Stock Plan. | | Issuer |
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For | For | 3. To Approve the 2010 Employee Stock Purchase Plan. | | Issuer |
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For | For | 4. To Ratify the Appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2010. | | Issuer |
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Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
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Company Name | Meeting Date | CUSIP | | Ticker |
Lowe's Companies, Inc. | 5/28/2010 | 548661107 | | low |
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Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
| | 1. Directors Recommend: A Vote for the Following Nominees: |
DID NOT VOTE PROXY | For | 01 - David W. Bernauer | | Issuer |
| For | 02 - Leonard L. Berry | | Issuer |
| For | 03 - Dawn E. Hudson | | Issuer |
| For | 04 - Robert A. Niblock | | Issuer |
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| For | 2. To Ratify the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm. | | Issuer |
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| For | 3. To Approve an Amendment to Lowe's Bylaws Decreasing the Percentage of Shares Required to Call a Special Meeting of Shareholders. | | Issuer |
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| Against | The Board of Directors Recommends a Vote "For" Proposals 2 and 3 Above. | | Security Holder |
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| Against | 4. Shareholder Proposal Regarding Report on Political Spending. | | Security Holder |
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| Against | 5. Shareholder Proposal Regarding Separating the Roles of Chairman and CEO. |
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| | The Board of Directors Recommends a Vote "Against" Proposal 4 and 5 Above. |
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Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
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Company Name | Meeting Date | CUSIP | | Ticker |
Fiserv, Inc. | 5/26/2010 | 337738108 | | fisv |
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Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
| | 1. Directors Recommend: A Vote for Election of the Following Nominees: |
For | For | 01 - K. M. Robank | | Issuer |
For | For | 02 - T. C. Wertheimer | | Issuer |
For | For | 03 - D. R. Simmons | | Issuer |
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For | For | 2. To Ratify the Selection of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm for 2010. | | Issuer |
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Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
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Company Name | Meeting Date | CUSIP | | Ticker |
Quest Diagnostics Incorporated | 5/6/2010 | 74834L100 | | dgx |
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Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
For | For | 1A. Election of Director: John C. Baldwin | | Issuer |
For | For | 1B. Election of Director: Suryan N. Mohapatra | | Issuer |
For | For | 1C. Election of Director: Gary M. Pfeiffer | | Issuer |
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For | For | 2. To Ratify the Appointment of Pricewaterhousecoopers LLP as our Independent Registered Public Accounting Firm for 2010. | | Issuer |
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Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
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Company Name | Meeting Date | CUSIP | | Ticker |
Scientific Games Corporation | 6/8/2010 | 80874P109 | | sgms |
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Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
| | 1. Directors Recommend: A Vote for Election of the Following Nominees: |
For | For | 01 - A. Lorne Weil | | Issuer |
For | For | 02 - Michael R. Chambrello | | Issuer |
For | For | 03 - Peter A. Cohen | | Issuer |
For | For | 04 - Gerald J. Ford | | Issuer |
For | For | 05 - David L. Kennedy | | Issuer |
For | For | 06 - J. Robert Kerrey | | Issuer |
For | For | 07 - Ronald O. Perelman | | Issuer |
For | For | 08 - Michael J. Regan | | Issuer |
For | For | 09 - Barry F. Schwartz | | Issuer |
For | For | 10 - Frances F. Townsend | | Issuer |
For | For | 11 - Eric M. Turner | | Issuer |
For | For | 12 - Joseph R. Wright | | Issuer |
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For | For | 2. To Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for the Fiscal Year Ending December 31, 2010. | | Issuer |
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Name of Fund: | Concorde Value Fund | | |
Period: | July 1, 2009 - June 30, 2010 | | |
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Company Name | Meeting Date | CUSIP | | Ticker |
Devon Energy Corporation | 6/9/2010 | 25179M103 | | dvn |
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Vote | MRV | Proposal | | Proposed by Issuer or Security Holder |
| | 1. Directors Recommend a Vote for the Following Nominees: |
For | For | 01 - John Richels | | Issuer |
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For | For | 2. Ratify the Appointment of the Company's Independent Auditors for 2010. | | Issuer |
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Against | Against | 3. Adopt Simple Majority Vote. | | Security Holder |
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