UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-5346 | ||||||||
Name of Registrant: | Putnam Variable Trust | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Variable Trust | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | John W. Gerstmayr, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
Prudential Tower | |||||||||
800 Boylston Street | |||||||||
Boston, Massachusetts 02199-3600 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | 12/31/2011 | ||||||||
Date of reporting period: | 07/01/2011 - 06/30/2012 |
Registrant : | Putnam Variable Trust | |||||||||
Fund Name : | Putnam VT Absolute Return 500 Fund | |||||||||
Date of fiscal year end: | 12/31/2011 | |||||||||
Abbott Laboratories | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABT | CUSIP 002824100 | 04/27/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||||
1.3 | Elect Sally Blount | Mgmt | For | For | For | |||||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | |||||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | |||||
1.7 | Elect Phebe Novakovic | Mgmt | For | For | For | |||||
1.8 | Elect William Osborn | Mgmt | For | For | For | |||||
1.9 | Elect Samuel Scott III | Mgmt | For | For | For | |||||
1.10 | Elect Glenn Tilton | Mgmt | For | For | For | |||||
1.11 | Elect Miles White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Tax Gross-Up Payments | ShrHldr | Against | For | Against | |||||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Excluding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Compensation in the Event of a Change of Control | ShrHldr | Against | Against | For | |||||
Accenture PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACN | CUSIP G1151C101 | 02/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||||
3 | Elect William Green | Mgmt | For | For | For | |||||
4 | Elect Nobuyuki Idei | Mgmt | For | For | For | |||||
5 | Elect Marjorie Magner | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||||
9 | Authorization to Hold the 2013 Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||||
Ace Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACE | CUSIP H0023R105 | 01/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of an Amendment to Increase Dividends from Legal Reserves | Mgmt | For | For | For | |||||
Ace Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACE | CUSIP H0023R105 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Atieh | Mgmt | For | For | For | |||||
2 | Elect Mary Cirillo | Mgmt | For | For | For | |||||
3 | Elect Thomas Neff | Mgmt | For | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Approval of Statutory Financial Statements | Mgmt | For | For | For | |||||
6 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||||
7 | Allocation of Disposable Profits | Mgmt | For | For | For | |||||
8 | Discharge of the Board of Directors | Mgmt | For | For | For | |||||
9 | Increase in Authorized Capital | Mgmt | For | For | For | |||||
10 | Appointment of Statutory Auditor (Zurich) | Mgmt | For | For | For | |||||
11 | Appointment of Independent Auditor (US) | Mgmt | For | For | For | |||||
12 | Appointment of Special Auditor (Zurich) | Mgmt | For | For | For | |||||
13 | Distribution Through Par Value Reduction | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Advance Auto Parts, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AAP | CUSIP 00751Y106 | 05/15/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Bergstrom | Mgmt | For | For | For | |||||
1.2 | Elect John Brouillard | Mgmt | For | For | For | |||||
1.3 | Elect Fiona Dias | Mgmt | For | For | For | |||||
1.4 | Elect Frances Frei | Mgmt | For | For | For | |||||
1.5 | Elect Darren Jackson | Mgmt | For | For | For | |||||
1.6 | Elect William Oglesby | Mgmt | For | For | For | |||||
1.7 | Elect J. Paul Raines | Mgmt | For | For | For | |||||
1.8 | Elect Gilbert Ray | Mgmt | For | For | For | |||||
1.9 | Elect Carlos Saladrigas | Mgmt | For | For | For | |||||
1.10 | Elect Jimmie Wade | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Re-approval of Performance Objectives of the 2007 Executive Compensation Plan | Mgmt | For | For | For | |||||
4 | Re-approval of Performance Objectives Contained in the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||||
Aetna Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AET | CUSIP 00817Y108 | 05/18/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||||
2 | Elect Mark Bertolini | Mgmt | For | For | For | |||||
3 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||||
4 | Elect Betsy Cohen | Mgmt | For | For | For | |||||
5 | Elect Molly Coye | Mgmt | For | For | For | |||||
6 | Elect Roger Farah | Mgmt | For | For | For | |||||
7 | Elect Barbara Franklin | Mgmt | For | For | For | |||||
8 | Elect Jeffrey Garten | Mgmt | For | For | For | |||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
AGL Resources Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GAS | CUSIP 001204106 | 05/01/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Sandra Bane | Mgmt | For | For | For | |||||
1.2 | Elect Thomas Bell, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Norman Bobins | Mgmt | For | For | For | |||||
1.4 | Elect Charles Crisp | Mgmt | For | For | For | |||||
1.5 | Elect Brenda Gaines | Mgmt | For | For | For | |||||
1.6 | Elect Arthur Johnson | Mgmt | For | For | For | |||||
1.7 | Elect Wyck Knox, Jr. | Mgmt | For | For | For | |||||
1.8 | Elect Dennis Love | Mgmt | For | For | For | |||||
1.9 | Elect Charles McTier | Mgmt | For | For | For | |||||
1.10 | Elect Dean O'Hare | Mgmt | For | For | For | |||||
1.11 | Elect Armando Olivera | Mgmt | For | For | For | |||||
1.12 | Elect John Rau | Mgmt | For | For | For | |||||
1.13 | Elect James Rubright | Mgmt | For | For | For | |||||
1.14 | Elect John Somerhalder II | Mgmt | For | For | For | |||||
1.15 | Elect Bettina Whyte | Mgmt | For | For | For | |||||
1.16 | Elect Henry Wolf | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Allied Nevada Gold Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANV | CUSIP 019344100 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Buchan | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Scott Caldwell | Mgmt | For | Withhold | Against | |||||
1.3 | Elect John Ivany | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Cameron Mingay | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Terry Palmer | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Carl Pescio | Mgmt | For | Withhold | Against | |||||
1.7 | Elect D. Bruce Sinclair | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Robert Wardell | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Allied World Assurance Company Holdings, AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AWH | CUSIP H01531104 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Scott Carmilani | Mgmt | For | For | For | |||||
2 | Elect James Duffy | Mgmt | For | For | For | |||||
3 | Elect Bart Friedman | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | 2012 Omnibus Incentive Compensation Plan | Mgmt | For | Against | Against | |||||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
7 | Reclassification of Free Reserves | Mgmt | For | For | For | |||||
8 | Accounts and Reports | Mgmt | For | For | For | |||||
9 | Allocation of Profits | Mgmt | For | For | For | |||||
10 | Cancellation of Shares | Mgmt | For | For | For | |||||
11 | Amendment to the Articles of Association to Eliminate Conditional Share Capital | Mgmt | For | For | For | |||||
12 | Authority to Increase Authorized Capital | Mgmt | For | For | For | |||||
13 | Dividend Distribution in the Form of Par Value Reduction | Mgmt | For | For | For | |||||
14 | Appointment of Auditor and Statutory Auditor | Mgmt | For | For | For | |||||
15 | Appointment of Special Auditor | Mgmt | For | For | For | |||||
16 | Indemnification of Directors and Officers | Mgmt | For | For | For | |||||
Altera Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALTR | CUSIP 021441100 | 05/08/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Daane | Mgmt | For | For | For | |||||
2 | Elect T. Michael Nevens | Mgmt | For | For | For | |||||
3 | Elect Elisha Finney | Mgmt | For | For | For | |||||
4 | Elect Kevin McGarity | Mgmt | For | For | For | |||||
5 | Elect Krish Prabhu | Mgmt | For | For | For | |||||
6 | Elect John Shoemaker | Mgmt | For | For | For | |||||
7 | Elect Thomas Waechter | Mgmt | For | For | For | |||||
8 | Elect Susan Wang | Mgmt | For | For | For | |||||
9 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
10 | Second Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
11 | Amendment to the 1987 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
12 | Amendments to Certificate of Incorporation & Bylaws to Allow for Shareholder Action by Written Consent | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
Altria Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MO | CUSIP 02209S103 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Elizabeth Bailey | Mgmt | For | For | For | |||||
2 | Elect Gerald Baliles | Mgmt | For | For | For | |||||
3 | Elect Martin Barrington | Mgmt | For | For | For | |||||
4 | Elect John Casteen III | Mgmt | For | For | For | |||||
5 | Elect Dinyar Devitre | Mgmt | For | For | For | |||||
6 | Elect Thomas Farrell II | Mgmt | For | For | For | |||||
7 | Elect Thomas Jones | Mgmt | For | For | For | |||||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||||
9 | Elect Kathryn McQuade | Mgmt | For | For | For | |||||
10 | Elect George Munoz | Mgmt | For | For | For | |||||
11 | Elect Nabil Sakkab | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
Amazon.com, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMZN | CUSIP 023135106 | 05/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Bezos | Mgmt | For | For | For | |||||
2 | Elect Tom Alberg | Mgmt | For | For | For | |||||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||||
4 | Elect William Gordon | Mgmt | For | For | For | |||||
5 | Elect Jamie Gorelick | Mgmt | For | For | For | |||||
6 | Elect Blake Krikorian | Mgmt | For | For | For | |||||
7 | Elect Alain Monie | Mgmt | For | For | For | |||||
8 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||||
9 | Elect Thomas Ryder | Mgmt | For | For | For | |||||
10 | Elect Patricia Stonesifer | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
Amdocs Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DOX | CUSIP G02602103 | 02/02/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Minicucci | Mgmt | For | For | For | |||||
1.2 | Elect Bruce Anderson | Mgmt | For | For | For | |||||
1.3 | Elect Adrian Gardner | Mgmt | For | For | For | |||||
1.4 | Elect John McLennan | Mgmt | For | For | For | |||||
1.5 | Elect Simon Olswang | Mgmt | For | For | For | |||||
1.6 | Elect Zohar Zisapel | Mgmt | For | For | For | |||||
1.7 | Elect Julian Brodsky | Mgmt | For | For | For | |||||
1.8 | Elect Eli Gelman | Mgmt | For | For | For | |||||
1.9 | Elect James Kahan | Mgmt | For | For | For | |||||
1.10 | Elect Richard LeFave | Mgmt | For | For | For | |||||
1.11 | Elect Nehemia Lemelbaum | Mgmt | For | For | For | |||||
1.12 | Elect Giora Yaron | Mgmt | For | For | For | |||||
2 | Amendment to the 1998 Stock Option and Incentive Plan | Mgmt | For | For | For | |||||
3 | Approval of Financial Statements | Mgmt | For | For | For | |||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
American Express Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AXP | CUSIP 025816109 | 04/30/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||||
1.2 | Elect Ursula Burns | Mgmt | For | For | For | |||||
1.3 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
1.4 | Elect Peter Chernin | Mgmt | For | For | For | |||||
1.5 | Elect Theodore Leonsis | Mgmt | For | For | For | |||||
1.6 | Elect Jan Leschly | Mgmt | For | For | For | |||||
1.7 | Elect Richard Levin | Mgmt | For | For | For | |||||
1.8 | Elect Richard McGinn | Mgmt | For | For | For | |||||
1.9 | Elect Edward Miller | Mgmt | For | For | For | |||||
1.10 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
1.11 | Elect Robert Walter | Mgmt | For | For | For | |||||
1.12 | Elect Ronald Williams | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Amendment to the 2007 Incentive Compensation Plan | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
American Tower Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMT | CUSIP 03027X100 | 06/19/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Raymond Dolan | Mgmt | For | For | For | |||||
2 | Elect Ronald Dykes | Mgmt | For | For | For | |||||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||||
5 | Elect JoAnn Reed | Mgmt | For | For | For | |||||
6 | Elect Pamela Reeve | Mgmt | For | For | For | |||||
7 | Elect David Sharbutt | Mgmt | For | For | For | |||||
8 | Elect James Taiclet, Jr. | Mgmt | For | For | For | |||||
9 | Elect Samme Thompson | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
American Tower Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMT | CUSIP 029912201 | 11/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Reorganization | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
AmerisourceBergen Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABC | CUSIP 03073E105 | 03/01/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven Collis | Mgmt | For | For | For | |||||
2 | Elect Richard Gozon | Mgmt | For | For | For | |||||
3 | Elect Kathleen Hyle | Mgmt | For | For | For | |||||
4 | Elect Michael Long | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
AMETEK, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AME | CUSIP 031100100 | 05/01/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Malone | Mgmt | For | For | For | |||||
1.2 | Elect Elizabeth Varet | Mgmt | For | For | For | |||||
1.3 | Elect Dennis Williams | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
AMGEN Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMGN | CUSIP 031162100 | 05/23/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Baltimore | Mgmt | For | For | For | |||||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||||
3 | Elect Robert Bradway | Mgmt | For | For | For | |||||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||||
5 | Elect Vance Coffman | Mgmt | For | For | For | |||||
6 | Elect Rebecca Henderson | Mgmt | For | For | For | |||||
7 | Elect Frank Herringer | Mgmt | For | For | For | |||||
8 | Elect Tyler Jacks | Mgmt | For | For | For | |||||
9 | Elect Gilbert Omenn | Mgmt | For | For | For | |||||
10 | Elect Judith Pelham | Mgmt | For | For | For | |||||
11 | Elect J. Paul Reason | Mgmt | For | For | For | |||||
12 | Elect Leonard Schaeffer | Mgmt | For | For | For | |||||
13 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
14 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
17 | Authorize Shareholder Action by Written Consent | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
19 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding CEO to Serve on a Maximum of One Other Board | ShrHldr | Against | Against | For | |||||
Analog Devices, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADI | CUSIP 032654105 | 03/13/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ray Stata | Mgmt | For | For | For | |||||
2 | Elect Jerald Fishman | Mgmt | For | For | For | |||||
3 | Elect James Champy | Mgmt | For | For | For | |||||
4 | Elect John Hodgson | Mgmt | For | For | For | |||||
5 | Elect Yves-Andre Istel | Mgmt | For | For | For | |||||
6 | Elect Neil Novich | Mgmt | For | For | For | |||||
7 | Elect F. Grant Saviers | Mgmt | For | For | For | |||||
8 | Elect Paul Severino | Mgmt | For | For | For | |||||
9 | Elect Kenton Sicchitano | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
Apple Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AAPL | CUSIP 037833100 | 02/23/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Campbell | Mgmt | For | For | For | |||||
1.2 | Elect Timothy Cook | Mgmt | For | For | For | |||||
1.3 | Elect Millard Drexler | Mgmt | For | For | For | |||||
1.4 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Robert Iger | Mgmt | For | For | For | |||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||||
1.7 | Elect Arthur Levinson | Mgmt | For | For | For | |||||
1.8 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHldr | Against | Against | For | |||||
5 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Arch Capital Group Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACGL | CUSIP G0450A105 | 05/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Eric Doppstadt | Mgmt | For | For | For | |||||
2 | Elect Constantine Iordanou | Mgmt | For | For | For | |||||
3 | Elect James Meenaghan | Mgmt | For | For | For | |||||
4 | Elect John Pasquesi | Mgmt | For | Abstain | Against | |||||
5 | Elect Anthony Asquith | Mgmt | For | For | For | |||||
6 | Elect Edgardo Balois | Mgmt | For | For | For | |||||
7 | Elect William E. Beveridge | Mgmt | For | For | For | |||||
8 | Elect Dennis R. Brand | Mgmt | For | For | For | |||||
9 | Elect Peter Calleo | Mgmt | For | For | For | |||||
10 | Elect Knud Christensen | Mgmt | For | For | For | |||||
11 | Elect Paul Cole | Mgmt | For | For | For | |||||
12 | Elect Graham B. R. Collis | Mgmt | For | For | For | |||||
13 | Elect William J. Cooney | Mgmt | For | For | For | |||||
14 | Elect Michael Feetham | Mgmt | For | For | For | |||||
15 | Elect Stephan Fogarty | Mgmt | For | For | For | |||||
16 | Elect Elizabeth Fullerton-Rome | Mgmt | For | For | For | |||||
17 | Elect Marc Grandisson | Mgmt | For | For | For | |||||
18 | Elect Michael A. Greene | Mgmt | For | For | For | |||||
19 | Elect John C. R. Hele | Mgmt | For | For | For | |||||
20 | Elect David W. Hipkin | Mgmt | For | For | For | |||||
21 | Elect W. Preston Hutchings | Mgmt | For | For | For | |||||
22 | Elect Constantine Iordanou | Mgmt | For | For | For | |||||
23 | Elect Wolbert H. Kamphuijs | Mgmt | For | For | For | |||||
24 | Elect Michael H. Kier | Mgmt | For | For | For | |||||
25 | Elect Lin Li-Williams | Mgmt | For | For | For | |||||
26 | Elect Mark D. Lyons | Mgmt | For | For | For | |||||
27 | Elect Adam Matteson | Mgmt | For | For | For | |||||
28 | Elect David McElroy | Mgmt | For | For | For | |||||
29 | Elect Rommel Mercado | Mgmt | For | For | For | |||||
30 | Elect Martin Nilsen | Mgmt | For | For | For | |||||
31 | Elect Mark Nolan | Mgmt | For | For | For | |||||
32 | Elect Nicolas Papadopoulo | Mgmt | For | For | For | |||||
33 | Elect Elisabeth Quinn | Mgmt | For | For | For | |||||
34 | Elect Maamoun Rajeh | Mgmt | For | For | For | |||||
35 | Elect John F. Rathgeber | Mgmt | For | For | For | |||||
36 | Elect Andrew Rippert | Mgmt | For | For | For | |||||
37 | Elect Paul S. Robotham | Mgmt | For | For | For | |||||
38 | Elect Carla Santamaria-Sena | Mgmt | For | For | For | |||||
39 | Elect Scott Schenker | Mgmt | For | For | For | |||||
40 | Elect Soren Scheuer | Mgmt | For | For | For | |||||
41 | Elect Budhi Singh | Mgmt | For | For | For | |||||
42 | Elect Helmut Sohler | Mgmt | For | For | For | |||||
43 | Elect Iwan van Munster | Mgmt | For | For | For | |||||
44 | Elect Angus Watson | Mgmt | For | For | For | |||||
45 | Elect James R. Weatherstone | Mgmt | For | For | For | |||||
46 | 2012 Long Term Incentive and Share Award Plan | Mgmt | For | For | For | |||||
47 | Ratification of Auditor | Mgmt | For | For | For | |||||
48 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
AutoZone, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AZO | CUSIP 053332102 | 12/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William Crowley | Mgmt | For | For | For | |||||
2 | Elect Sue Gove | Mgmt | For | For | For | |||||
3 | Elect Earl Graves, Jr. | Mgmt | For | For | For | |||||
4 | Elect Robert Grusky | Mgmt | For | For | For | |||||
5 | Elect J.R. Hyde III | Mgmt | For | For | For | |||||
6 | Elect W. Andrew McKenna | Mgmt | For | For | For | |||||
7 | Elect George Mrkonic | Mgmt | For | For | For | |||||
8 | Elect Luis Nieto | Mgmt | For | For | For | |||||
9 | Elect William Rhodes III | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Avago Technologies Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AVGO | CUSIP Y0486S104 | 04/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Hock Tan | Mgmt | For | For | For | |||||
2 | Elect Adam Clammer | Mgmt | For | For | For | |||||
3 | Elect John Dickson | Mgmt | For | For | For | |||||
4 | Elect James Diller | Mgmt | For | For | For | |||||
5 | Elect Kenneth Hao | Mgmt | For | For | For | |||||
6 | Elect John Hsuan | Mgmt | For | For | For | |||||
7 | Elect Justine Lien | Mgmt | For | For | For | |||||
8 | Elect Donald Macleod | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Directors' Fees | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares Without Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
AvalonBay Communities, Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AVB | CUSIP 053484101 | 05/23/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Bryce Blair | Mgmt | For | For | For | |||||
1.2 | Elect Alan Buckelew | Mgmt | For | For | For | |||||
1.3 | Elect Bruce Choate | Mgmt | For | For | For | |||||
1.4 | Elect John Healy, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Timothy Naughton | Mgmt | For | For | For | |||||
1.6 | Elect Lance Primis | Mgmt | For | For | For | |||||
1.7 | Elect Peter Rummell | Mgmt | For | For | For | |||||
1.8 | Elect H. Jay Sarles | Mgmt | For | For | For | |||||
1.9 | Elect W. Edward Walter | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||||
Ball Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BLL | CUSIP 058498106 | 04/25/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Alspaugh | Mgmt | For | For | For | |||||
1.2 | Elect R. David Hoover | Mgmt | For | For | For | |||||
1.3 | Elect Jan Nicholson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Bank of Hawaii Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BOH | CUSIP 062540109 | 04/27/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect S. Haunani Apoliona | Mgmt | For | For | For | |||||
1.2 | Elect Mary Bitterman | Mgmt | For | For | For | |||||
1.3 | Elect Mark Burak | Mgmt | For | For | For | |||||
1.4 | Elect Michael Chun | Mgmt | For | For | For | |||||
1.5 | Elect Clinton Churchill | Mgmt | For | For | For | |||||
1.6 | Elect David Heenan | Mgmt | For | For | For | |||||
1.7 | Elect Peter Ho | Mgmt | For | For | For | |||||
1.8 | Elect Robert Huret | Mgmt | For | For | For | |||||
1.9 | Elect Kent Lucien | Mgmt | For | For | For | |||||
1.10 | Elect Martin Stein | Mgmt | For | For | For | |||||
1.11 | Elect Donald Takaki | Mgmt | For | For | For | |||||
1.12 | Elect Barbara Tanabe | Mgmt | For | For | For | |||||
1.13 | Elect Robert Wo | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Bed Bath & Beyond Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBBY | CUSIP 075896100 | 06/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||||
3 | Elect Steven Temares | Mgmt | For | For | For | |||||
4 | Elect Dean Adler | Mgmt | For | For | For | |||||
5 | Elect Stanley Barshay | Mgmt | For | For | For | |||||
6 | Elect Klaus Eppler | Mgmt | For | For | For | |||||
7 | Elect Patrick Gaston | Mgmt | For | For | For | |||||
8 | Elect Jordan Heller | Mgmt | For | For | For | |||||
9 | Elect Victoria Morrison | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||||
Bemis Company, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMS | CUSIP 081437105 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Bolton | Mgmt | For | For | For | |||||
1.2 | Elect Barbara Johnson | Mgmt | For | For | For | |||||
1.3 | Elect Paul Peercy | Mgmt | For | For | For | |||||
1.4 | Elect Ronald Floto | Mgmt | For | For | For | |||||
1.5 | Elect William Mansfield | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Berkshire Hathaway Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BRK.A | CUSIP 084670108 | 05/05/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Warren Buffett | Mgmt | For | For | For | |||||
1.2 | Elect Charles Munger | Mgmt | For | For | For | |||||
1.3 | Elect Howard Buffett | Mgmt | For | For | For | |||||
1.4 | Elect Stephen Burke | Mgmt | For | For | For | |||||
1.5 | Elect Susan Decker | Mgmt | For | For | For | |||||
1.6 | Elect William Gates III | Mgmt | For | For | For | |||||
1.7 | Elect David Gottesman | Mgmt | For | For | For | |||||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||||
1.9 | Elect Donald Keough | Mgmt | For | For | For | |||||
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | |||||
1.11 | Elect Ronald Olson | Mgmt | For | For | For | |||||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||||
2 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | |||||
Big Lots, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BIG | CUSIP 089302103 | 05/23/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Berger | Mgmt | For | For | For | |||||
1.2 | Elect James Chambers | Mgmt | For | For | For | |||||
1.3 | Elect Steven Fishman | Mgmt | For | For | For | |||||
1.4 | Elect Peter Hayes | Mgmt | For | For | For | |||||
1.5 | Elect Brenda Lauderback | Mgmt | For | For | For | |||||
1.6 | Elect Philip Mallott | Mgmt | For | For | For | |||||
1.7 | Elect Russell Solt | Mgmt | For | For | For | |||||
1.8 | Elect James Tener | Mgmt | For | For | For | |||||
1.9 | Elect Dennis Tishkoff | Mgmt | For | For | For | |||||
2 | 2012 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Biogen Idec Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BIIB | CUSIP 09062X103 | 06/08/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Caroline Dorsa | Mgmt | For | For | For | |||||
2 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||||
3 | Elect George Scangos | Mgmt | For | For | For | |||||
4 | Elect Lynn Schenk | Mgmt | For | For | For | |||||
5 | Elect Alexander Denner | Mgmt | For | For | For | |||||
6 | Elect Nancy Leaming | Mgmt | For | For | For | |||||
7 | Elect Richard Mulligan | Mgmt | For | For | For | |||||
8 | Elect Robert Pangia | Mgmt | For | For | For | |||||
9 | Elect Brian Posner | Mgmt | For | For | For | |||||
10 | Elect Eric Rowinsky | Mgmt | For | For | For | |||||
11 | Elect Stephen Sherwin | Mgmt | For | For | For | |||||
12 | Elect William Young | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | |||||
16 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
BMC Software, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMC | CUSIP 055921100 | 07/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||||
2 | Elect Jon Barfield | Mgmt | For | For | For | |||||
3 | Elect Gary Bloom | Mgmt | For | For | For | |||||
4 | Elect Meldon Gafner | Mgmt | For | For | For | |||||
5 | Elect Mark Hawkins | Mgmt | For | For | For | |||||
6 | Elect Stephan James | Mgmt | For | For | For | |||||
7 | Elect P. Thomas Jenkins | Mgmt | For | For | For | |||||
8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | |||||
9 | Elect Kathleen O'Neil | Mgmt | For | For | For | |||||
10 | Elect Tom Tinsley | Mgmt | For | For | For | |||||
11 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Brinker International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EAT | CUSIP 109641100 | 11/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Douglas Brooks | Mgmt | For | For | For | |||||
1.2 | Elect David Deno | Mgmt | For | For | For | |||||
1.3 | Elect Joseph DePinto | Mgmt | For | For | For | |||||
1.4 | Elect Michael Dixon | Mgmt | For | For | For | |||||
1.5 | Elect Harriet Edelman | Mgmt | For | For | For | |||||
1.6 | Elect Jon Luther | Mgmt | For | For | For | |||||
1.7 | Elect John Mims | Mgmt | For | For | For | |||||
1.8 | Elect George Mrkonic | Mgmt | For | For | For | |||||
1.9 | Elect Rosendo Parra | Mgmt | For | For | For | |||||
1.10 | Elect Cece Smith | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Bristol-Myers Squibb Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMY | CUSIP 110122108 | 05/01/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||||
2 | Elect Lewis Campbell | Mgmt | For | For | For | |||||
3 | Elect James Cornelius | Mgmt | For | For | For | |||||
4 | Elect Louis Freeh | Mgmt | For | For | For | |||||
5 | Elect Laurie Glimcher | Mgmt | For | For | For | |||||
6 | Elect Michael Grobstein | Mgmt | For | For | For | |||||
7 | Elect Alan Lacy | Mgmt | For | For | For | |||||
8 | Elect Vicki Sato | Mgmt | For | For | For | |||||
9 | Elect Elliott Sigal | Mgmt | For | For | For | |||||
10 | Elect Gerald Storch | Mgmt | For | For | For | |||||
11 | Elect Togo West, Jr. | Mgmt | For | For | For | |||||
12 | Elect R. Sanders Williams | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | 2012 Stock Award and Incentive Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
C.R. Bard, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BCR | CUSIP 067383109 | 04/18/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Breslawsky | Mgmt | For | For | For | |||||
2 | Elect Herbert Henkel | Mgmt | For | For | For | |||||
3 | Elect Tommy Thompson | Mgmt | For | For | For | |||||
4 | Elect Timothy Ring | Mgmt | For | For | For | |||||
5 | Elect G. Mason Morfit | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | 2012 Long Term Incentive Plan | Mgmt | For | For | For | |||||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Repeal of Classified Board | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||||
CA, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CA | CUSIP 12673P105 | 08/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Raymond Bromark | Mgmt | For | For | For | |||||
2 | Elect Gary Fernandes | Mgmt | For | For | For | |||||
3 | Elect Rohit Kapoor | Mgmt | For | For | For | |||||
4 | Elect Kay Koplovitz | Mgmt | For | For | For | |||||
5 | Elect Christopher Lofgren | Mgmt | For | For | For | |||||
6 | Elect William McCracken | Mgmt | For | For | For | |||||
7 | Elect Richard Sulpizio | Mgmt | For | For | For | |||||
8 | Elect Laura Unger | Mgmt | For | For | For | |||||
9 | Elect Arthur Weinbach | Mgmt | For | For | For | |||||
10 | Elect Ron Zambonini | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
15 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Cardinal Health, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CAH | CUSIP 14149Y108 | 11/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Colleen Arnold | Mgmt | For | For | For | |||||
2 | Elect George Barrett | Mgmt | For | For | For | |||||
3 | Elect Glenn Britt | Mgmt | For | For | For | |||||
4 | Elect Carrie Cox | Mgmt | For | For | For | |||||
5 | Elect Calvin Darden | Mgmt | For | For | For | |||||
6 | Elect Bruce Downey | Mgmt | For | For | For | |||||
7 | Elect John Finn | Mgmt | For | For | For | |||||
8 | Elect Gregory Kenny | Mgmt | For | For | For | |||||
9 | Elect David King | Mgmt | For | For | For | |||||
10 | Elect Richard Notebaert | Mgmt | For | For | For | |||||
11 | Elect David Raisbeck | Mgmt | For | For | For | |||||
12 | Elect Jean Spaulding | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Chevron Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVX | CUSIP 166764100 | 05/30/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Linnet Deily | Mgmt | For | Against | Against | |||||
2 | Elect Robert Denham | Mgmt | For | Against | Against | |||||
3 | Elect Chuck Hagel | Mgmt | For | Against | Against | |||||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | |||||
5 | Elect George Kirkland | Mgmt | For | Against | Against | |||||
6 | Elect Charles Moorman, IV | Mgmt | For | Against | Against | |||||
7 | Elect Kevin Sharer | Mgmt | For | Against | Against | |||||
8 | Elect John Stumpf | Mgmt | For | Against | Against | |||||
9 | Elect Ronald Sugar | Mgmt | For | Against | Against | |||||
10 | Elect Carl Ware | Mgmt | For | Against | Against | |||||
11 | Elect John Watson | Mgmt | For | Against | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Exclusive Forum Provisions | ShrHldr | Against | For | Against | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
Church & Dwight Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CHD | CUSIP 171340102 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect T. Rosie Albright | Mgmt | For | For | For | |||||
2 | Elect Ravichandra Saligram | Mgmt | For | For | For | |||||
3 | Elect Robert Shearer | Mgmt | For | For | For | |||||
4 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cintas Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CTAS | CUSIP 172908105 | 10/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gerald Adolph | Mgmt | For | Against | Against | |||||
2 | Elect Melanie Barstad | Mgmt | For | Against | Against | |||||
3 | Elect Richard Farmer | Mgmt | For | Against | Against | |||||
4 | Elect Scott Farmer | Mgmt | For | Against | Against | |||||
5 | Elect James Johnson | Mgmt | For | Against | Against | |||||
6 | Elect Robert Kohlhepp | Mgmt | For | Against | Against | |||||
7 | Elect David Phillips | Mgmt | For | Against | Against | |||||
8 | Elect Joseph Scaminace | Mgmt | For | Against | Against | |||||
9 | Elect Ronald Tysoe | Mgmt | For | Against | Against | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
CMS Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMS | CUSIP 125896100 | 05/18/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Merribel Ayres | Mgmt | For | For | For | |||||
2 | Elect Jon Barfield | Mgmt | For | For | For | |||||
3 | Elect Stephen Ewing | Mgmt | For | For | For | |||||
4 | Elect Richard Gabrys | Mgmt | For | For | For | |||||
5 | Elect David Joos | Mgmt | For | For | For | |||||
6 | Elect Philip Lochner, Jr. | Mgmt | For | For | For | |||||
7 | Elect Michael Monahan | Mgmt | For | For | For | |||||
8 | Elect John Russell | Mgmt | For | For | For | |||||
9 | Elect Kenneth Way | Mgmt | For | For | For | |||||
10 | Elect John Yasinsky | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Conagra Foods, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CAG | CUSIP 205887102 | 09/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mogens Bay | Mgmt | For | For | For | |||||
1.2 | Elect Stephen Butler | Mgmt | For | For | For | |||||
1.3 | Elect Steven Goldstone | Mgmt | For | For | For | |||||
1.4 | Elect Joie Gregor | Mgmt | For | For | For | |||||
1.5 | Elect Rajive Johri | Mgmt | For | For | For | |||||
1.6 | Elect William Jurgensen | Mgmt | For | For | For | |||||
1.7 | Elect Richard Lenny | Mgmt | For | For | For | |||||
1.8 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||||
1.9 | Elect Gary Rodkin | Mgmt | For | For | For | |||||
1.10 | Elect Andrew Schindler | Mgmt | For | For | For | |||||
1.11 | Elect Kenneth Stinson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
ConocoPhillips | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COP | CUSIP 20825C104 | 05/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Armitage | Mgmt | For | For | For | |||||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||||
3 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||||
5 | Elect Ruth Harkin | Mgmt | For | For | For | |||||
6 | Elect Ryan Lance | Mgmt | For | For | For | |||||
7 | Elect Mohd Hassan Marican | Mgmt | For | For | For | |||||
8 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
9 | Elect James Mulva | Mgmt | For | For | For | |||||
10 | Elect Robert Niblock | Mgmt | For | For | For | |||||
11 | Elect Harald Norvik | Mgmt | For | For | For | |||||
12 | Elect William Reilly | Mgmt | For | For | For | |||||
13 | Elect Victoria Tschinkel | Mgmt | For | For | For | |||||
14 | Elect Kathryn Turner | Mgmt | For | For | For | |||||
15 | Elect William Wade, Jr. | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
Covanta Holding Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVA | CUSIP 22282E102 | 05/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Barse | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Ronald Broglio | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Peter Bynoe | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Linda Fisher | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Joseph Holsten | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Anthony Orlando | Mgmt | For | Withhold | Against | |||||
1.7 | Elect William Pate | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Robert Silberman | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Jean Smith | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Samuel Zell | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Shareholder Proposal Regarding Pay for Superior Performance | ShrHldr | Against | Against | For | |||||
Danaher Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DHR | CUSIP 235851102 | 05/08/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mortimer Caplin | Mgmt | For | For | For | |||||
2 | Elect Donald Ehrlich | Mgmt | For | For | For | |||||
3 | Elect Linda Hefner | Mgmt | For | For | For | |||||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||||
5 | Elect Walter Lohr, Jr. | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
8 | Re-approve the Material Terms of the Performance Goals Under the 2007 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Darden Restaurants, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DRI | CUSIP 237194105 | 09/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Leonard Berry | Mgmt | For | For | For | |||||
1.2 | Elect Odie Donald | Mgmt | For | For | For | |||||
1.3 | Elect Christopher Fraleigh | Mgmt | For | For | For | |||||
1.4 | Elect Victoria Harker | Mgmt | For | For | For | |||||
1.5 | Elect David Hughes | Mgmt | For | For | For | |||||
1.6 | Elect Charles Ledsinger, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect William Lewis, Jr. | Mgmt | For | For | For | |||||
1.8 | Elect Connie Mack III | Mgmt | For | For | For | |||||
1.9 | Elect Andrew Madsen | Mgmt | For | For | For | |||||
1.10 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||||
1.11 | Elect Michael Rose | Mgmt | For | For | For | |||||
1.12 | Elect Maria Sastre | Mgmt | For | For | For | |||||
2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Digital Realty Trust, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DLR | CUSIP 253868103 | 04/23/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Election of Directors | Mgmt | For | For | For | |||||
2 | Elect Laurence Chapman | Mgmt | For | For | For | |||||
3 | Elect Kathleen Earley | Mgmt | For | For | For | |||||
4 | Elect Ruann Ernst | Mgmt | For | For | For | |||||
5 | Elect Dennis Singleton | Mgmt | For | For | For | |||||
6 | Elect Robert Zerbst | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Discovery Communications, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DISCA | CUSIP 25470F104 | 05/15/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Beck | Mgmt | For | For | For | |||||
1.2 | Elect J. David Wargo | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Dollar General Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DG | CUSIP 256677105 | 06/01/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Raj Agrawal | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Warren Bryant | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Michael Calbert | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Richard Dreiling | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Adrian Jones | Mgmt | For | Withhold | Against | |||||
1.6 | Elect William Rhodes III | Mgmt | For | Withhold | Against | |||||
1.7 | Elect David Rickard | Mgmt | For | Withhold | Against | |||||
2 | Reapproval of the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||||
3 | Reapproval of the Annual Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Dollar Tree, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DLTR | CUSIP 256746108 | 06/14/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Arnold Barron | Mgmt | For | For | For | |||||
1.2 | Elect Macon Brock, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Mary Citrino | Mgmt | For | For | For | |||||
1.4 | Elect J. Douglas Perry | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Saunders III | Mgmt | For | For | For | |||||
1.6 | Elect Thomas Whiddon | Mgmt | For | For | For | |||||
1.7 | Elect Carl Zeithaml | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
DPL Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DPL | CUSIP 233293109 | 09/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Paul Barbas | Mgmt | For | For | For | |||||
1.2 | Elect Barbara Graham | Mgmt | For | For | For | |||||
1.3 | Elect Glenn Harder | Mgmt | For | For | For | |||||
2 | Merger | Mgmt | For | For | For | |||||
3 | Elimination of Supermajority Requirement to Amend the Company's Regulations | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||
7 | Amendment to the 2006 Equity Performance and Incentive Plan | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
9 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Dr Pepper Snapple Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DPS | CUSIP 26138E109 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Alexander | Mgmt | For | For | For | |||||
2 | Elect Pamela Patsley | Mgmt | For | For | For | |||||
3 | Elect M. Anne Szostak | Mgmt | For | For | For | |||||
4 | Elect Michael Weinstein | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHldr | Against | Against | For | |||||
DTE Energy Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DTE | CUSIP 233331107 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gerard Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Charles McClure, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Eugene Miller | Mgmt | For | For | For | |||||
1.4 | Elect Charles Pryor, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Ruth Shaw | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||||
Dun & Bradstreet Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DNB | CUSIP 26483E100 | 05/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Austin Adams | Mgmt | For | For | For | |||||
2 | Elect John Alden | Mgmt | For | For | For | |||||
3 | Elect Christopher Coughlin | Mgmt | For | For | For | |||||
4 | Elect James Fernandez | Mgmt | For | For | For | |||||
5 | Elect Raul Garcia | Mgmt | For | For | For | |||||
6 | Elect Douglas Kehring | Mgmt | For | For | For | |||||
7 | Elect Sara Mathew | Mgmt | For | For | For | |||||
8 | Elect Sandra Peterson | Mgmt | For | For | For | |||||
9 | Elect Michael Winkler | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
Ecolab Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ECL | CUSIP 278865100 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Leslie Biller | Mgmt | For | For | For | |||||
2 | Elect Jerry Grundhofer | Mgmt | For | For | For | |||||
3 | Elect Michael Larson | Mgmt | For | For | For | |||||
4 | Elect Victoria Reich | Mgmt | For | For | For | |||||
5 | Elect John Zillmer | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Poison Pill | ShrHldr | Against | For | Against | |||||
Ecolab Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ECL | CUSIP 278865100 | 11/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger/Acquisition | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Eli Lilly and Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LLY | CUSIP 532457108 | 04/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Katherine Baicker | Mgmt | For | For | For | |||||
2 | Elect J. Erik Fyrwald | Mgmt | For | For | For | |||||
3 | Elect Ellen Marram | Mgmt | For | For | For | |||||
4 | Elect Douglas Oberhelman | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||||
8 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||||
9 | Shareholder Proposal Regarding Proponent Engagement Process | ShrHldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||||
Entergy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ETR | CUSIP 29364G103 | 05/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Maureen Bateman | Mgmt | For | For | For | |||||
2 | Elect Gary Edwards | Mgmt | For | For | For | |||||
3 | Elect Alexis Herman | Mgmt | For | For | For | |||||
4 | Elect Donald Hintz | Mgmt | For | For | For | |||||
5 | Elect J. Wayne Leonard | Mgmt | For | For | For | |||||
6 | Elect Stuart Levenick | Mgmt | For | For | For | |||||
7 | Elect Blanche Lincoln | Mgmt | For | For | For | |||||
8 | Elect Stewart Myers | Mgmt | For | For | For | |||||
9 | Elect William Percy, II | Mgmt | For | For | For | |||||
10 | Elect W.J. Tauzin | Mgmt | For | For | For | |||||
11 | Elect Steven Wilkinson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Equifax Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EFX | CUSIP 294429105 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||||
2 | Elect Robert Daleo | Mgmt | For | For | For | |||||
3 | Elect Walter Driver, Jr. | Mgmt | For | For | For | |||||
4 | Elect Mark Feidler | Mgmt | For | For | For | |||||
5 | Elect L. Phillip Humann | Mgmt | For | For | For | |||||
6 | Elect Siri Marshall | Mgmt | For | For | For | |||||
7 | Elect John McKinley | Mgmt | For | For | For | |||||
8 | Elect Richard Smith | Mgmt | For | For | For | |||||
9 | Elect Mark Templeton | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Equity Residential | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EQR | CUSIP 29476L107 | 06/21/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Alexander | Mgmt | For | For | For | |||||
1.2 | Elect Charles Atwood | Mgmt | For | For | For | |||||
1.3 | Elect Linda Bynoe | Mgmt | For | For | For | |||||
1.4 | Elect Mary Haben | Mgmt | For | For | For | |||||
1.5 | Elect Bradley Keywell | Mgmt | For | For | For | |||||
1.6 | Elect John Neal | Mgmt | For | For | For | |||||
1.7 | Elect David Neithercut | Mgmt | For | For | For | |||||
1.8 | Elect Mark Shapiro | Mgmt | For | For | For | |||||
1.9 | Elect Gerald Spector | Mgmt | For | For | For | |||||
1.10 | Elect B. Joseph White | Mgmt | For | For | For | |||||
1.11 | Elect Samuel Zell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||||
Essex Property Trust, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ESS | CUSIP 297178105 | 05/15/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect George Marcus | Mgmt | For | For | For | |||||
1.2 | Elect Gary Martin | Mgmt | For | For | For | |||||
1.3 | Elect Michael Schall | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Everest Re Group, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RE | CUSIP G3223R108 | 05/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Dunne | Mgmt | For | For | For | |||||
1.2 | Elect John Weber | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Expedia, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EXPE | CUSIP 30212P303 | 06/05/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect A. George Battle | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Barry Diller | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Jonathan Dolgen | Mgmt | For | Withhold | Against | |||||
1.4 | Elect William Fitzgerald | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Craig Jacobson | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Victor Kaufman | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Peter Kern | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Dara Khosrowshahi | Mgmt | For | Withhold | Against | |||||
1.9 | Elect John Malone | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Jose Antonio Tazon Garcia | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Expedia, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EXPE | CUSIP 30212P105 | 12/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Spin-off | Mgmt | For | For | For | |||||
2 | Reverse Stock Split | Mgmt | For | For | For | |||||
3 | Merger/Acquisition | Mgmt | For | For | For | |||||
4 | Misc. Article Amendments | Mgmt | For | For | For | |||||
5.1 | Elect A. George Battle | Mgmt | For | Withhold | Against | |||||
5.2 | Elect Barry Diller | Mgmt | For | Withhold | Against | |||||
5.3 | Elect Jonathan Dolgen | Mgmt | For | Withhold | Against | |||||
5.4 | Elect William Fitzgerald | Mgmt | For | Withhold | Against | |||||
5.5 | Elect Craig Jacobson | Mgmt | For | Withhold | Against | |||||
5.6 | Elect Victor Kaufman | Mgmt | For | Withhold | Against | |||||
5.7 | Elect Peter Kern | Mgmt | For | Withhold | Against | |||||
5.8 | Elect Dara Khosrowshahi | Mgmt | For | Withhold | Against | |||||
5.9 | Elect John Malone | Mgmt | For | Withhold | Against | |||||
5.10 | Elect Jose Antonio Tazon Garcia | Mgmt | For | Withhold | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Exxon Mobil Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XOM | CUSIP 30231G102 | 05/30/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Boskin | Mgmt | For | For | For | |||||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||||
1.3 | Elect Larry Faulkner | Mgmt | For | For | For | |||||
1.4 | Elect Jay Fishman | Mgmt | For | For | For | |||||
1.5 | Elect Henrietta Fore | Mgmt | For | For | For | |||||
1.6 | Elect Kenneth Frazier | Mgmt | For | For | For | |||||
1.7 | Elect William George | Mgmt | For | For | For | |||||
1.8 | Elect Samuel Palmisano | Mgmt | For | For | For | |||||
1.9 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
1.10 | Elect Rex Tillerson | Mgmt | For | For | For | |||||
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||||
Federal Realty Investment Trust | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FRT | CUSIP 313747206 | 05/02/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jon Bortz | Mgmt | For | For | For | |||||
1.2 | Elect David Faeder | Mgmt | For | For | For | |||||
1.3 | Elect Kristin Gamble | Mgmt | For | For | For | |||||
1.4 | Elect Gail Steinel | Mgmt | For | For | For | |||||
1.5 | Elect Warren Thompson | Mgmt | For | For | For | |||||
1.6 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||||
1.7 | Elect Donald Wood | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
FMC Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FTI | CUSIP 30249U101 | 05/02/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mike Bowlin | Mgmt | For | For | For | |||||
2 | Elect Philip Burguieres | Mgmt | For | For | For | |||||
3 | Elect Edward Mooney | Mgmt | For | For | For | |||||
4 | Elect James Ringler | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||||
Forest Laboratories, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FRX | CUSIP 345838106 | 08/18/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Proxy Contest | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Howard Solomon | Mgmt | For | TNA | N/A | |||||
1.2 | Elect Nesli Basgoz | Mgmt | For | TNA | N/A | |||||
1.3 | Elect Christopher Coughlin | Mgmt | For | TNA | N/A | |||||
1.4 | Elect Dan Goldwasser | Mgmt | For | TNA | N/A | |||||
1.5 | Elect Kenneth Goodman | Mgmt | For | TNA | N/A | |||||
1.6 | Elect Gerald Lieberman | Mgmt | For | TNA | N/A | |||||
1.7 | Elect Lawrence Olanoff | Mgmt | For | TNA | N/A | |||||
1.8 | Elect Lester Salans | Mgmt | For | TNA | N/A | |||||
1.9 | Elect Brenton Saunders | Mgmt | For | TNA | N/A | |||||
1.10 | Elect Peter Zimetbaum | Mgmt | For | TNA | N/A | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | N/A | |||||
4 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||||
Forest Laboratories, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FRX | CUSIP 345838106 | 08/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Proxy Contest | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dissident Nominee Alexander Denner | Mgmt | N/A | Withhold | N/A | |||||
1.2 | Elect Dissident Nominee Richard Mulligan | Mgmt | N/A | For | N/A | |||||
1.3 | Elect Dissident Nominee Lucian Bebchuk | Mgmt | N/A | Withhold | N/A | |||||
1.4 | Elect Dissident Nominee Eric Ende | Mgmt | N/A | Withhold | N/A | |||||
1.5 | Elect Management Nominee Nesli Basgoz | Mgmt | N/A | For | N/A | |||||
1.6 | Elect Management Nominee Christopher Coughlin | Mgmt | N/A | For | N/A | |||||
1.7 | Elect Management Nominee Gerald Lieberman | Mgmt | N/A | For | N/A | |||||
1.8 | Elect Management Nominee Lawrence Olanoff | Mgmt | N/A | For | N/A | |||||
1.9 | Elect Management Nominee Brenton Saunders | Mgmt | N/A | For | N/A | |||||
1.10 | Elect Management Nominee Peter Zimetbaum | Mgmt | N/A | For | N/A | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | N/A | Against | N/A | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
4 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||||
General Dynamics Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GD | CUSIP 369550108 | 05/02/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary Barra | Mgmt | For | For | For | |||||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||||
3 | Elect James Crown | Mgmt | For | For | For | |||||
4 | Elect William Fricks | Mgmt | For | For | For | |||||
5 | Elect Jay Johnson | Mgmt | For | For | For | |||||
6 | Elect James Jones | Mgmt | For | For | For | |||||
7 | Elect Paul Kaminski | Mgmt | For | For | For | |||||
8 | Elect John Keane | Mgmt | For | For | For | |||||
9 | Elect Lester Lyles | Mgmt | For | For | For | |||||
10 | Elect Phebe Novakovic | Mgmt | For | For | For | |||||
11 | Elect William Osborn | Mgmt | For | For | For | |||||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | 2012 Equity Compensation Plan | Mgmt | For | Against | Against | |||||
16 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
Gilead Sciences, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GILD | CUSIP 375558103 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Cogan | Mgmt | For | For | For | |||||
1.2 | Elect Etienne Davignon | Mgmt | For | For | For | |||||
1.3 | Elect James Denny | Mgmt | For | For | For | |||||
1.4 | Elect Carla Hills | Mgmt | For | For | For | |||||
1.5 | Elect Kevin Lofton | Mgmt | For | For | For | |||||
1.6 | Elect John Madigan | Mgmt | For | For | For | |||||
1.7 | Elect John Martin | Mgmt | For | For | For | |||||
1.8 | Elect Gordon Moore | Mgmt | For | For | For | |||||
1.9 | Elect Nicholas Moore | Mgmt | For | For | For | |||||
1.10 | Elect Richard Whitley | Mgmt | For | For | For | |||||
1.11 | Elect Gayle Wilson | Mgmt | For | For | For | |||||
1.12 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
5 | Shareholder Proposal Regarding Poison Pill | ShrHldr | Against | For | Against | |||||
Google Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GOOG | CUSIP 38259P508 | 06/21/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||||
1.3 | Elect Eric Schmidt | Mgmt | For | For | For | |||||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||||
1.5 | Elect Diane Greene | Mgmt | For | For | For | |||||
1.6 | Elect John Hennessy | Mgmt | For | For | For | |||||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Paul Otellini | Mgmt | For | For | For | |||||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||||
1.10 | Elect Shirley Tilghman | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Establish Class C Capital Stock | Mgmt | For | Against | Against | |||||
4 | Increase in Authorized Shares of Class A Common Stock | Mgmt | For | Against | Against | |||||
5 | Adopt Article Amendments to Ensure the Fair Treatment of Class A Common Stock | Mgmt | For | Against | Against | |||||
6 | 2012 Stock Plan | Mgmt | For | Against | Against | |||||
7 | 2012 Incentive Compensation Plan | Mgmt | For | Against | Against | |||||
8 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Arbitration | ShrHldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||||
Harris Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HRS | CUSIP 413875105 | 10/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Howard Lance | Mgmt | For | For | For | |||||
2 | Elect Thomas Dattilo | Mgmt | For | For | For | |||||
3 | Elect Terry Growcock | Mgmt | For | For | For | |||||
4 | Elect Lewis Hay III | Mgmt | For | For | For | |||||
5 | Elect Karen Katen | Mgmt | For | For | For | |||||
6 | Elect Stephen Kaufman | Mgmt | For | For | For | |||||
7 | Elect Leslie Kenne | Mgmt | For | For | For | |||||
8 | Elect David Rickard | Mgmt | For | For | For | |||||
9 | Elect James Stoffel | Mgmt | For | For | For | |||||
10 | Elect Gregory Swienton | Mgmt | For | For | For | |||||
11 | Elect Hansel Tookes II | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Herbalife Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HLF | CUSIP G4412G101 | 04/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Pedro Cardoso | Mgmt | For | For | For | |||||
1.2 | Elect Colombe Nicholas | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hewlett-Packard Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HPQ | CUSIP 428236103 | 03/21/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||||
3 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
4 | Elect John Hammergren | Mgmt | For | For | For | |||||
5 | Elect Raymond Lane | Mgmt | For | For | For | |||||
6 | Elect Ann Livermore | Mgmt | For | For | For | |||||
7 | Elect Gary Reiner | Mgmt | For | For | For | |||||
8 | Elect Patricia Russo | Mgmt | For | For | For | |||||
9 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||||
10 | Elect Margaret Whitman | Mgmt | For | For | For | |||||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
HollyFrontier Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HFC | CUSIP 436106108 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Donald Bech | Mgmt | For | For | For | |||||
2 | Elect Buford Berry | Mgmt | For | For | For | |||||
3 | Elect Matthew Clifton | Mgmt | For | For | For | |||||
4 | Elect Leldon Echols | Mgmt | For | For | For | |||||
5 | Elect R. Kevin Hardage | Mgmt | For | For | For | |||||
6 | Elect Michael Jennings | Mgmt | For | For | For | |||||
7 | Elect Robert Kostelnik | Mgmt | For | For | For | |||||
8 | Elect James Lee | Mgmt | For | For | For | |||||
9 | Elect Robert McKenzie | Mgmt | For | For | For | |||||
10 | Elect Franklin Myers | Mgmt | For | For | For | |||||
11 | Elect Michael Rose | Mgmt | For | For | For | |||||
12 | Elect Tommy Valenta | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
Home Depot, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HD | CUSIP 437076102 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
2 | Elect Francis Blake | Mgmt | For | For | For | |||||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||||
4 | Elect Gregory Brenneman | Mgmt | For | For | For | |||||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||||
6 | Elect Albert Carey | Mgmt | For | For | For | |||||
7 | Elect Armando Codina | Mgmt | For | For | For | |||||
8 | Elect Bonnie Hill | Mgmt | For | For | For | |||||
9 | Elect Karen Katen | Mgmt | For | For | For | |||||
10 | Elect Ronald Sargent | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Charitable Contributions | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Stormwater Management Policy | ShrHldr | Against | Against | For | |||||
Hormel Foods Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HRL | CUSIP 440452100 | 01/31/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Terrell Crews | Mgmt | For | For | For | |||||
1.2 | Elect Jeffrey Ettinger | Mgmt | For | For | For | |||||
1.3 | Elect Jody Feragen | Mgmt | For | For | For | |||||
1.4 | Elect Glenn Forbes | Mgmt | For | For | For | |||||
1.5 | Elect Stephen Lacy | Mgmt | For | For | For | |||||
1.6 | Elect Susan Marvin | Mgmt | For | For | For | |||||
1.7 | Elect Michael Mendes | Mgmt | For | For | For | |||||
1.8 | Elect John Morrison | Mgmt | For | For | For | |||||
1.9 | Elect Elsa Murano | Mgmt | For | For | For | |||||
1.10 | Elect Robert Nakasone | Mgmt | For | For | For | |||||
1.11 | Elect Susan Nestegard | Mgmt | For | For | For | |||||
1.12 | Elect Dakota Pippins | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
IAC/InterActiveCorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IACI | CUSIP 44919P508 | 06/20/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gregory Blatt | Mgmt | For | For | For | |||||
1.2 | Elect Edgar Bronfman, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Chelsea Clinton | Mgmt | For | For | For | |||||
1.4 | Elect Sonali De Rycker | Mgmt | For | For | For | |||||
1.5 | Elect Barry Diller | Mgmt | For | For | For | |||||
1.6 | Elect Michael Eisner | Mgmt | For | For | For | |||||
1.7 | Elect Victor Kaufman | Mgmt | For | For | For | |||||
1.8 | Elect Donald Keough | Mgmt | For | For | For | |||||
1.9 | Elect Bryan Lourd | Mgmt | For | For | For | |||||
1.10 | Elect Arthur Martinez | Mgmt | For | For | For | |||||
1.11 | Elect David Rosenblatt | Mgmt | For | For | For | |||||
1.12 | Elect Alan Spoon | Mgmt | For | For | For | |||||
1.13 | Elect Alexander von Furstenberg | Mgmt | For | For | For | |||||
1.14 | Elect Richard Zannino | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Intel Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INTC | CUSIP 458140100 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||||
2 | Elect Andy Bryant | Mgmt | For | For | For | |||||
3 | Elect Susan Decker | Mgmt | For | For | For | |||||
4 | Elect John Donahoe | Mgmt | For | For | For | |||||
5 | Elect Reed Hundt | Mgmt | For | For | For | |||||
6 | Elect Paul Otellini | Mgmt | For | For | For | |||||
7 | Elect James Plummer | Mgmt | For | For | For | |||||
8 | Elect David Pottruck | Mgmt | For | For | For | |||||
9 | Elect Frank Yeary | Mgmt | For | For | For | |||||
10 | Elect David Yoffie | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | |||||
International Business Machines Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IBM | CUSIP 459200101 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alain Belda | Mgmt | For | For | For | |||||
2 | Elect William Brody | Mgmt | For | For | For | |||||
3 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||||
5 | Elect David Farr | Mgmt | For | For | For | |||||
6 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
7 | Elect Andrew Liveris | Mgmt | For | For | For | |||||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||||
9 | Elect James Owens | Mgmt | For | For | For | |||||
10 | Elect Samuel Palmisano | Mgmt | For | For | For | |||||
11 | Elect Virginia Rometty | Mgmt | For | For | For | |||||
12 | Elect Joan Spero | Mgmt | For | For | For | |||||
13 | Elect Sidney Taurel | Mgmt | For | For | For | |||||
14 | Elect Lorenzo Hector Zambrano Trevino | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
International Flavors & Fragrances Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IFF | CUSIP 459506101 | 05/01/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marcello Bottoli | Mgmt | For | For | For | |||||
2 | Elect Linda Buck | Mgmt | For | For | For | |||||
3 | Elect J. Michael Cook | Mgmt | For | For | For | |||||
4 | Elect Roger Ferguson, Jr. | Mgmt | For | For | For | |||||
5 | Elect Andreas Fibig | Mgmt | For | For | For | |||||
6 | Elect Alexandra Herzan | Mgmt | For | For | For | |||||
7 | Elect Henry Howell, Jr. | Mgmt | For | For | For | |||||
8 | Elect Katherine Hudson | Mgmt | For | For | For | |||||
9 | Elect Arthur Martinez | Mgmt | For | Against | Against | |||||
10 | Elect Dale Morrison | Mgmt | For | For | For | |||||
11 | Elect Douglas Tough | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Intuit Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INTU | CUSIP 461202103 | 01/19/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Christopher Brody | Mgmt | For | For | For | |||||
2 | Elect William Campbell | Mgmt | For | For | For | |||||
3 | Elect Scott Cook | Mgmt | For | For | For | |||||
4 | Elect Diane Greene | Mgmt | For | For | For | |||||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
7 | Elect Dennis Powell | Mgmt | For | For | For | |||||
8 | Elect Brad Smith | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
ITC Holdings Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ITC | CUSIP 465685105 | 05/23/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Christopher Franklin | Mgmt | For | For | For | |||||
1.2 | Elect Edward Jepsen | Mgmt | For | For | For | |||||
1.3 | Elect Richard McLellan | Mgmt | For | For | For | |||||
1.4 | Elect William Museler | Mgmt | For | For | For | |||||
1.5 | Elect Hazel O'Leary | Mgmt | For | For | For | |||||
1.6 | Elect M. Michael Rounds | Mgmt | For | For | For | |||||
1.7 | Elect Gordon Bennett Stewart, III | Mgmt | For | For | For | |||||
1.8 | Elect Lee Stewart | Mgmt | For | For | For | |||||
1.9 | Elect J.C. Watts | Mgmt | For | For | For | |||||
1.10 | Elect Joseph Welch | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
J.B. Hunt Transport Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JBHT | CUSIP 445658107 | 04/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Douglas Duncan | Mgmt | For | For | For | |||||
2 | Elect Francesca Edwardson | Mgmt | For | For | For | |||||
3 | Elect Wayne Garrison | Mgmt | For | For | For | |||||
4 | Elect Sharilyn Gasaway | Mgmt | For | For | For | |||||
5 | Elect Gary George | Mgmt | For | For | For | |||||
6 | Elect Bryan Hunt | Mgmt | For | For | For | |||||
7 | Elect Coleman Peterson | Mgmt | For | For | For | |||||
8 | Elect John Roberts III | Mgmt | For | For | For | |||||
9 | Elect James Robo | Mgmt | For | For | For | |||||
10 | Elect William Shea Jr. | Mgmt | For | For | For | |||||
11 | Elect Kirk Thompson | Mgmt | For | For | For | |||||
12 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
JPMorgan Chase & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JPM | CUSIP 46625H100 | 05/15/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Bell | Mgmt | For | For | For | |||||
2 | Elect Crandall Bowles | Mgmt | For | For | For | |||||
3 | Elect Stephen Burke | Mgmt | For | For | For | |||||
4 | Elect David Cote | Mgmt | For | For | For | |||||
5 | Elect James Crown | Mgmt | For | For | For | |||||
6 | Elect James Dimon | Mgmt | For | For | For | |||||
7 | Elect Timothy Flynn | Mgmt | For | For | For | |||||
8 | Elect Ellen Futter | Mgmt | For | For | For | |||||
9 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||||
11 | Elect William Weldon | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Kimberly-Clark Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KMB | CUSIP 494368103 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Alm | Mgmt | For | For | For | |||||
2 | Elect John Bergstrom | Mgmt | For | For | For | |||||
3 | Elect Abelardo Bru | Mgmt | For | For | For | |||||
4 | Elect Robert Decherd | Mgmt | For | For | For | |||||
5 | Elect Thomas Falk | Mgmt | For | For | For | |||||
6 | Elect Fabian Garcia | Mgmt | For | For | For | |||||
7 | Elect Mae Jemison | Mgmt | For | For | For | |||||
8 | Elect James Jenness | Mgmt | For | For | For | |||||
9 | Elect Nancy Karch | Mgmt | For | For | For | |||||
10 | Elect Ian Read | Mgmt | For | For | For | |||||
11 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||||
12 | Elect Marc Shapiro | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Kinder Morgan, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KMI | CUSIP 49456B101 | 05/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Kinder | Mgmt | For | For | For | |||||
1.2 | Elect C.Park Sharper | Mgmt | For | For | For | |||||
1.3 | Elect Steven Kean | Mgmt | For | For | For | |||||
1.4 | Elect Henry Cornell | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Deborah Macdonald | Mgmt | For | For | For | |||||
1.6 | Elect Michael Miller | Mgmt | For | For | For | |||||
1.7 | Elect Michael Morgan | Mgmt | For | For | For | |||||
1.8 | Elect Kenneth Pontarelli | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Fayez Sarofim | Mgmt | For | For | For | |||||
1.10 | Elect Joel Staff | Mgmt | For | For | For | |||||
1.11 | Elect John Stokes | Mgmt | For | For | For | |||||
1.12 | Elect R.Baran Tekkora | Mgmt | For | For | For | |||||
1.13 | Elect Glenn Youngkin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
KLA-Tencor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KLAC | CUSIP 482480100 | 11/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Calderoni | Mgmt | For | For | For | |||||
1.2 | Elect John Dickson | Mgmt | For | For | For | |||||
1.3 | Elect Kevin Kennedy | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Kohl's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KSS | CUSIP 500255104 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter Boneparth | Mgmt | For | For | For | |||||
2 | Elect Steven Burd | Mgmt | For | For | For | |||||
3 | Elect John Herma | Mgmt | For | For | For | |||||
4 | Elect Dale Jones | Mgmt | For | For | For | |||||
5 | Elect William Kellogg | Mgmt | For | For | For | |||||
6 | Elect Kevin Mansell | Mgmt | For | For | For | |||||
7 | Elect John Schlifske | Mgmt | For | For | For | |||||
8 | Elect Frank Sica | Mgmt | For | For | For | |||||
9 | Elect Peter Sommerhauser | Mgmt | For | For | For | |||||
10 | Elect Stephanie Streeter | Mgmt | For | For | For | |||||
11 | Elect Nina Vaca | Mgmt | For | For | For | |||||
12 | Elect Stephen Watson | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Fur Policy | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
L-3 Communications Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LLL | CUSIP 502424104 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lewis Kramer | Mgmt | For | For | For | |||||
2 | Elect Robert Millard | Mgmt | For | For | For | |||||
3 | Elect Arthur Simon | Mgmt | For | For | For | |||||
4 | 2012 Cash Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Lam Research Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LRCX | CUSIP 512807108 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Acquisition | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Lam Research Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LRCX | CUSIP 512807108 | 11/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Bagley | Mgmt | For | For | For | |||||
1.2 | Elect Robert Berdahl | Mgmt | For | For | For | |||||
1.3 | Elect Eric Brandt | Mgmt | For | For | For | |||||
1.4 | Elect Michael Cannon | Mgmt | For | For | For | |||||
1.5 | Elect Christine Heckart | Mgmt | For | For | For | |||||
1.6 | Elect Grant Inman | Mgmt | For | For | For | |||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | |||||
1.8 | Elect Stephen Newberry | Mgmt | For | For | For | |||||
1.9 | Elect Kim Perdikou | Mgmt | For | For | For | |||||
1.10 | Elect Abhijit Talwalkar | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Lockheed Martin Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LMT | CUSIP 539830109 | 04/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Nolan Archibald | Mgmt | For | For | For | |||||
2 | Elect Rosalind Brewer | Mgmt | For | For | For | |||||
3 | Elect David Burritt | Mgmt | For | For | For | |||||
4 | Elect James Ellis, Jr. | Mgmt | For | For | For | |||||
5 | Elect Thomas Falk | Mgmt | For | For | For | |||||
6 | Elect Gwendolyn King | Mgmt | For | For | For | |||||
7 | Elect James Loy | Mgmt | For | Against | Against | |||||
8 | Elect Douglas McCorkindale | Mgmt | For | For | For | |||||
9 | Elect Joseph Ralston | Mgmt | For | Against | Against | |||||
10 | Elect Anne Stevens | Mgmt | For | For | For | |||||
11 | Elect Robert Stevens | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
Lorillard, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LO | CUSIP 544147101 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Almon | Mgmt | For | For | For | |||||
2 | Elect Kit Dietz | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
M&T Bank Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTB | CUSIP 55261F104 | 04/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Brent Baird | Mgmt | For | For | For | |||||
1.2 | Elect C. Angela Bontempo | Mgmt | For | For | For | |||||
1.3 | Elect Robert Brady | Mgmt | For | For | For | |||||
1.4 | Elect T. Jefferson Cunningham, III | Mgmt | For | For | For | |||||
1.5 | Elect Mark Czarnecki | Mgmt | For | For | For | |||||
1.6 | Elect Gary Geisel | Mgmt | For | For | For | |||||
1.7 | Elect Patrick Hodgson | Mgmt | For | For | For | |||||
1.8 | Elect Richard King | Mgmt | For | For | For | |||||
1.9 | Elect Jorge Pereira | Mgmt | For | For | For | |||||
1.10 | Elect Michael Pinto | Mgmt | For | For | For | |||||
1.11 | Elect Melinda Rich | Mgmt | For | For | For | |||||
1.12 | Elect Robert Sadler, Jr. | Mgmt | For | For | For | |||||
1.13 | Elect Herbert Washington | Mgmt | For | For | For | |||||
1.14 | Elect Robert Wilmers | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
McDonald's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCD | CUSIP 580135101 | 05/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Eckert | Mgmt | For | For | For | |||||
2 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
3 | Elect Jeanne Jackson | Mgmt | For | For | For | |||||
4 | Elect Andrew McKenna | Mgmt | For | For | For | |||||
5 | Elect Donald Thompson | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | 2012 Omnibus Stock Ownership Plan | Mgmt | For | For | For | |||||
8 | Declassification of the Board of Directors | Mgmt | For | For | For | |||||
9 | Right to Call Special Meetings | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | |||||
McGraw-Hill Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MHP | CUSIP 580645109 | 04/25/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Pedro Aspe | Mgmt | For | For | For | |||||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | |||||
3 | Elect William Green | Mgmt | For | For | For | |||||
4 | Elect Linda Lorimer | Mgmt | For | For | For | |||||
5 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
6 | Elect Robert McGraw | Mgmt | For | For | For | |||||
7 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||||
8 | Elect Sir Michael Rake | Mgmt | For | For | For | |||||
9 | Elect Edward Rust, Jr. | Mgmt | For | For | For | |||||
10 | Elect Kurt Schmoke | Mgmt | For | For | For | |||||
11 | Elect Sidney Taurel | Mgmt | For | For | For | |||||
12 | Elect Richard Thornburgh | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
McKesson Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCK | CUSIP 58155Q103 | 07/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andy Bryant | Mgmt | For | For | For | |||||
2 | Elect Wayne Budd | Mgmt | For | For | For | |||||
3 | Elect John Hammergren | Mgmt | For | For | For | |||||
4 | Elect Alton Irby III | Mgmt | For | For | For | |||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||||
6 | Elect Marie Knowles | Mgmt | For | For | For | |||||
7 | Elect David Lawrence | Mgmt | For | For | For | |||||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||||
9 | Elect Jane Shaw | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Reduction of Supermajority Requirement for Amendments to Series A Junior Participating Preferred Stock | Mgmt | For | For | For | |||||
14 | Reduction of Supermajority Requirement to Alter By-Laws | Mgmt | For | For | For | |||||
15 | Elimination of Supermajority Requirement and Fair Price Provision for Certain Business Combinations | Mgmt | For | For | For | |||||
16 | Amendment to the Certificate of Incorporation to Remove Transitional Provision | Mgmt | For | For | For | |||||
17 | Amendment to the Certificate of Incorporation Concerning Interested Transactions | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Merck & Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRK | CUSIP 58933Y105 | 05/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Leslie Brun | Mgmt | For | For | For | |||||
2 | Elect Thomas Cech | Mgmt | For | For | For | |||||
3 | Elect Kenneth Frazier | Mgmt | For | For | For | |||||
4 | Elect Thomas Glocer | Mgmt | For | For | For | |||||
5 | Elect William Harrison, Jr. | Mgmt | For | For | For | |||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||||
7 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||||
8 | Elect Carlos Represas | Mgmt | For | For | For | |||||
9 | Elect Patricia Russo | Mgmt | For | For | For | |||||
10 | Elect Craig Thompson | Mgmt | For | For | For | |||||
11 | Elect Wendell Weeks | Mgmt | For | For | For | |||||
12 | Elect Peter Wendell | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Reviewing Political Spending or Lobbying | ShrHldr | Against | Against | For | |||||
Micros Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCRS | CUSIP 594901100 | 11/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Louis Brown, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect B. Gary Dando | Mgmt | For | For | For | |||||
1.3 | Elect A.L. Giannopoulos | Mgmt | For | For | For | |||||
1.4 | Elect F.Suzanne Jenniches | Mgmt | For | For | For | |||||
1.5 | Elect John Puente | Mgmt | For | For | For | |||||
1.6 | Elect Dwight Taylor | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 1991 Stock Option Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Microsoft Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSFT | CUSIP 594918104 | 11/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||||
3 | Elect William Gates III | Mgmt | For | For | For | |||||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||||
7 | Elect David Marquardt | Mgmt | For | For | For | |||||
8 | Elect Charles Noski | Mgmt | For | For | For | |||||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
Moody's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCO | CUSIP 615369105 | 04/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ewald Kist | Mgmt | For | For | For | |||||
2 | Elect Henry McKinnell, Jr. | Mgmt | For | For | For | |||||
3 | Elect John Wulff | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
MSC Industrial Direct Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSM | CUSIP 553530106 | 01/12/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mitchell Jacobson | Mgmt | For | For | For | |||||
1.2 | Elect David Sandler | Mgmt | For | For | For | |||||
1.3 | Elect Jonathan Byrnes | Mgmt | For | For | For | |||||
1.4 | Elect Roger Fradin | Mgmt | For | For | For | |||||
1.5 | Elect Erik Gershwind | Mgmt | For | For | For | |||||
1.6 | Elect Louise Goeser | Mgmt | For | For | For | |||||
1.7 | Elect Denis Kelly | Mgmt | For | For | For | |||||
1.8 | Elect Philip Peller | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Murphy Oil Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MUR | CUSIP 626717102 | 05/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Frank Blue | Mgmt | For | For | For | |||||
2 | Elect Steven Cosse | Mgmt | For | For | For | |||||
3 | Elect Claiborne Deming | Mgmt | For | For | For | |||||
4 | Elect Robert Hermes | Mgmt | For | For | For | |||||
5 | Elect James Kelley | Mgmt | For | For | For | |||||
6 | Elect Walentin Mirosh | Mgmt | For | For | For | |||||
7 | Elect R. Madison Murphy | Mgmt | For | For | For | |||||
8 | Elect Neal Schmale | Mgmt | For | For | For | |||||
9 | Elect David Smith | Mgmt | For | For | For | |||||
10 | Elect Caroline Theus | Mgmt | For | For | For | |||||
11 | Elect David Wood | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
14 | 2012 Annual Incentive Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
NetApp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NTAP | CUSIP 64110D104 | 08/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Daniel Warmenhoven | Mgmt | For | For | For | |||||
1.2 | Elect Nicholas Moore | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Georgens | Mgmt | For | For | For | |||||
1.4 | Elect Jeffry Allen | Mgmt | For | For | For | |||||
1.5 | Elect Alan Earhart | Mgmt | For | For | For | |||||
1.6 | Elect Gerald Held | Mgmt | For | For | For | |||||
1.7 | Elect T. Michael Nevens | Mgmt | For | For | For | |||||
1.8 | Elect George Shaheen | Mgmt | For | For | For | |||||
1.9 | Elect Robert Wall | Mgmt | For | For | For | |||||
1.10 | Elect Richard Wallace | Mgmt | For | For | For | |||||
2 | Amendment to the 1999 Stock Option Plan | Mgmt | For | For | For | |||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Newmont Mining Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEM | CUSIP 651639106 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Bruce Brook | Mgmt | For | For | For | |||||
2 | Elect Vincent Calarco | Mgmt | For | For | For | |||||
3 | Elect Joseph Carrabba | Mgmt | For | For | For | |||||
4 | Elect Noreen Doyle | Mgmt | For | For | For | |||||
5 | Elect Veronica Hagen | Mgmt | For | For | For | |||||
6 | Elect Michael Hamson | Mgmt | For | For | For | |||||
7 | Elect Jane Nelson | Mgmt | For | For | For | |||||
8 | Elect Richard O'Brien | Mgmt | For | For | For | |||||
9 | Elect John Prescott | Mgmt | For | For | For | |||||
10 | Elect Donald Roth | Mgmt | For | For | For | |||||
11 | Elect Simon Thompson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Northrop Grumman Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOC | CUSIP 666807102 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wesley Bush | Mgmt | For | For | For | |||||
2 | Elect Lewis Coleman | Mgmt | For | For | For | |||||
3 | Elect Victor Fazio | Mgmt | For | For | For | |||||
4 | Elect Donald Felsinger | Mgmt | For | For | For | |||||
5 | Elect Stephen Frank | Mgmt | For | For | For | |||||
6 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | |||||
8 | Elect Karl Krapek | Mgmt | For | For | For | |||||
9 | Elect Richard Myers | Mgmt | For | For | For | |||||
10 | Elect Aulana Peters | Mgmt | For | For | For | |||||
11 | Elect Gary Roughead | Mgmt | For | For | For | |||||
12 | Elect Thomas Schoewe | Mgmt | For | For | For | |||||
13 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Amendment to Remove Requirement of Shareholder Approval for Significant Actions | Mgmt | For | For | For | |||||
17 | Additional Rights of Action by Written Consent | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Omnicom Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OMC | CUSIP 681919106 | 05/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Wren | Mgmt | For | For | For | |||||
2 | Elect Bruce Crawford | Mgmt | For | For | For | |||||
3 | Elect Alan Batkin | Mgmt | For | For | For | |||||
4 | Elect Mary Choksi | Mgmt | For | For | For | |||||
5 | Elect Robert Clark | Mgmt | For | For | For | |||||
6 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||||
7 | Elect Errol Cook | Mgmt | For | For | For | |||||
8 | Elect Susan Denison | Mgmt | For | For | For | |||||
9 | Elect Michael Henning | Mgmt | For | For | For | |||||
10 | Elect John Murphy | Mgmt | For | For | For | |||||
11 | Elect John Purcell | Mgmt | For | For | For | |||||
12 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||||
13 | Elect Gary Roubos | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||||
Panera Bread Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PNRA | CUSIP 69840W108 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Domenic Colasacco | Mgmt | For | For | For | |||||
1.2 | Elect Thomas Lynch | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
People's United Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PBCT | CUSIP 712704105 | 04/19/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect George Carter | Mgmt | For | For | For | |||||
1.2 | Elect Jerry Franklin | Mgmt | For | For | For | |||||
1.3 | Elect Kirk Walters | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Short-Term Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | |||||
Perrigo Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRGO | CUSIP 714290103 | 10/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gary Kunkle, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Herman Morris, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Ben-Zion Zilberfarb | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Petsmart, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETM | CUSIP 716768106 | 06/13/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Angel Cabrera | Mgmt | For | For | For | |||||
2 | Elect Rita Foley | Mgmt | For | For | For | |||||
3 | Elect Philip Francis | Mgmt | For | For | For | |||||
4 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||||
5 | Elect Joseph Hardin, Jr. | Mgmt | For | For | For | |||||
6 | Elect Gregory Josefowicz | Mgmt | For | For | For | |||||
7 | Elect Amin Khalifa | Mgmt | For | For | For | |||||
8 | Elect Richard Lochridge | Mgmt | For | For | For | |||||
9 | Elect Robert Moran | Mgmt | For | For | For | |||||
10 | Elect Barbara Munder | Mgmt | For | For | For | |||||
11 | Elect Thomas Stemberg | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
PG&E Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCG | CUSIP 69331C108 | 05/14/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Andrews | Mgmt | For | For | For | |||||
2 | Elect Lewis Chew | Mgmt | For | For | For | |||||
3 | Elect C. Lee Cox | Mgmt | For | For | For | |||||
4 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||||
5 | Elect Fred Fowler | Mgmt | For | For | For | |||||
6 | Elect Maryellen Herringer | Mgmt | For | For | For | |||||
7 | Elect Roger Kimmel | Mgmt | For | For | For | |||||
8 | Elect Richard Meserve | Mgmt | For | For | For | |||||
9 | Elect Forrest Miller | Mgmt | For | For | For | |||||
10 | Elect Rosendo Parra | Mgmt | For | For | For | |||||
11 | Elect Barbara Rambo | Mgmt | For | For | For | |||||
12 | Elect Barry Williams | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Shareholder Proposal Regarding Removing Sexual Orientation from Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
Pharmaceutical Product Development, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PPDI | CUSIP 717124101 | 11/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Acquisition | Mgmt | For | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Philip Morris International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PM | CUSIP 718172109 | 05/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Harold Brown | Mgmt | For | For | For | |||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||||
9 | Elect Lucio Noto | Mgmt | For | For | For | |||||
10 | Elect Robert Polet | Mgmt | For | For | For | |||||
11 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||||
12 | Elect Stephen Wolf | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | 2012 Performance Incentive Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Formation of Ethics Committee | ShrHldr | Against | Against | For | |||||
Pinnacle West Capital Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PNW | CUSIP 723484101 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Basha, Jr. | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Donald Brandt | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Susan Clark-Johnson | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Denis Cortese | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Michael Gallagher | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Roy Herberger, Jr. | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Dale Klein | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Humberto Lopez | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Kathryn Munro | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Bruce Nordstrom | Mgmt | For | Withhold | Against | |||||
2 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
PPG Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PPG | CUSIP 693506107 | 04/19/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Bunch | Mgmt | For | For | For | |||||
1.2 | Elect Robert Ripp | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Usher | Mgmt | For | For | For | |||||
1.4 | Elect David Whitwam | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
priceline.com Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCLN | CUSIP 741503403 | 06/07/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For | |||||
1.2 | Elect Ralph Bahna | Mgmt | For | For | For | |||||
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Jan Docter | Mgmt | For | For | For | |||||
1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For | |||||
1.6 | Elect James Guyette | Mgmt | For | For | For | |||||
1.7 | Elect Nancy Peretsman | Mgmt | For | For | For | |||||
1.8 | Elect Craig Rydin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Public Service Enterprise Group Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PEG | CUSIP 744573106 | 04/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Albert Gamper, Jr. | Mgmt | For | For | For | |||||
2 | Elect Conrad Harper | Mgmt | For | For | For | |||||
3 | Elect William Hickey | Mgmt | For | For | For | |||||
4 | Elect Ralph Izzo | Mgmt | For | For | For | |||||
5 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
6 | Elect David Lilley | Mgmt | For | For | For | |||||
7 | Elect Thomas Renyi | Mgmt | For | For | For | |||||
8 | Elect Hak Cheol Shin | Mgmt | For | For | For | |||||
9 | Elect Richard Swift | Mgmt | For | For | For | |||||
10 | Elect Susan Tomasky | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Public Storage | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PSA | CUSIP 74460D109 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald Havner, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||||
1.3 | Elect Uri Harkham | Mgmt | For | For | For | |||||
1.4 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Avedick Poladian | Mgmt | For | For | For | |||||
1.6 | Elect Gary Pruitt | Mgmt | For | For | For | |||||
1.7 | Elect Ronald Spogli | Mgmt | For | For | For | |||||
1.8 | Elect Daniel Staton | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Approval of Performance Goals Under the 2007 Equity and Performance-Based Compensation Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
QLogic Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QLGC | CUSIP 747277101 | 08/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Simon Biddiscombe | Mgmt | For | For | For | |||||
2 | Elect H.K. Desai | Mgmt | For | For | For | |||||
3 | Elect James Fiebiger | Mgmt | For | For | For | |||||
4 | Elect Balakrishnan Iyer | Mgmt | For | For | For | |||||
5 | Elect Kathryn Lewis | Mgmt | For | For | For | |||||
6 | Elect D. Scott Mercer | Mgmt | For | For | For | |||||
7 | Elect George Wells | Mgmt | For | For | For | |||||
8 | Elect William Zeitler | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
11 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
Rayonier Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RYN | CUSIP 754907103 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Kincaid | Mgmt | For | For | For | |||||
2 | Elect V. Larkin Martin | Mgmt | For | For | For | |||||
3 | Elect James Miller | Mgmt | For | For | For | |||||
4 | Elect Thomas Morgan | Mgmt | For | For | For | |||||
5 | Elect Ronald Townsend | Mgmt | For | For | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
8 | Amendment to the Incentive Stock Plan | Mgmt | For | For | For | |||||
9 | Reapprove the Material Terms of Performance-Based Awards Under the Incentive Stock Plan | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Raytheon Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RTN | CUSIP 755111507 | 05/31/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Cartwright | Mgmt | For | For | For | |||||
2 | Elect Vernon Clark | Mgmt | For | For | For | |||||
3 | Elect John Deutch | Mgmt | For | For | For | |||||
4 | Elect Stephen Hadley | Mgmt | For | For | For | |||||
5 | Elect Frederic Poses | Mgmt | For | For | For | |||||
6 | Elect Michael Ruettgers | Mgmt | For | For | For | |||||
7 | Elect Ronald Skates | Mgmt | For | For | For | |||||
8 | Elect William Spivey | Mgmt | For | For | For | |||||
9 | Elect Linda Stuntz | Mgmt | For | For | For | |||||
10 | Elect William Swanson | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Realty Income Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
O | CUSIP 756109104 | 05/08/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kathleen Allen | Mgmt | For | For | For | |||||
2 | Elect A.Larry Chapman | Mgmt | For | For | For | |||||
3 | Elect Priya Huskins | Mgmt | For | For | For | |||||
4 | Elect Thomas Lewis | Mgmt | For | For | For | |||||
5 | Elect Michael McKee | Mgmt | For | For | For | |||||
6 | Elect Gregory McLaughlin | Mgmt | For | For | For | |||||
7 | Elect Ronald Merriman | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Increase of Authorized Shares of Capital Stock | Mgmt | For | Against | Against | |||||
11 | Amendment to the Charter to Permit a Majority of the Board to Change the Number of Authorized Shares of Capital Stock Without Shareholder Approval | Mgmt | For | Against | Against | |||||
12 | 2012 Incentive Award Plan | Mgmt | For | For | For | |||||
Realty Income Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
O | CUSIP 756109104 | 06/21/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Increase of Authorized Shares of Capital Stock | Mgmt | For | Against | Against | |||||
RenaissanceRe Holdings Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RNR | CUSIP G7496G103 | 05/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Cooper | Mgmt | For | For | For | |||||
1.2 | Elect Neill Currie | Mgmt | For | For | For | |||||
1.3 | Elect W. James MacGinnitie | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Republic Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RSG | CUSIP 760759100 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Crownover | Mgmt | For | For | For | |||||
2 | Elect William Flynn | Mgmt | For | For | For | |||||
3 | Elect Michael Larson | Mgmt | For | Against | Against | |||||
4 | Elect Nolan Lehmann | Mgmt | For | For | For | |||||
5 | Elect W. Lee Nutter | Mgmt | For | For | For | |||||
6 | Elect Ramon Rodriguez | Mgmt | For | For | For | |||||
7 | Elect Donald Slager | Mgmt | For | For | For | |||||
8 | Elect Allan Sorensen | Mgmt | For | For | For | |||||
9 | Elect John Trani | Mgmt | For | For | For | |||||
10 | Elect Michael Wickham | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHldr | Against | For | Against | |||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
Reynolds American Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RAI | CUSIP 761713106 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Daly | Mgmt | For | For | For | |||||
1.2 | Elect Holly Koeppel | Mgmt | For | For | For | |||||
1.3 | Elect Hugo Powell | Mgmt | For | For | For | |||||
1.4 | Elect Richard Thornburgh | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Wajnert | Mgmt | For | For | For | |||||
1.6 | Elect H. Kahler | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Adoption of Majority Vote for Uncontested Election of Directors | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Formation of Ethics Committee | ShrHldr | Against | Against | For | |||||
Rockwell Collins, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COL | CUSIP 774341101 | 02/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Anthony Carbone | Mgmt | For | For | For | |||||
1.2 | Elect Clayton Jones | Mgmt | For | For | For | |||||
1.3 | Elect Cheryl Shavers | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Roper Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ROP | CUSIP 776696106 | 06/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Johnson | Mgmt | For | For | For | |||||
1.2 | Elect Robert Knowling, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Wilbur Prezzano | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Amendment to the 2006 Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ross Stores, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ROST | CUSIP 778296103 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Balmuth | Mgmt | For | For | For | |||||
1.2 | Elect K. Gunnar Bjorklund | Mgmt | For | For | For | |||||
1.3 | Elect Sharon Garrett | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Scotts Miracle-Gro Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SMG | CUSIP 810186106 | 01/19/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Alan Barry | Mgmt | For | For | For | |||||
1.2 | Elect Thomas Kelly, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Carl Kohrt | Mgmt | For | For | For | |||||
1.4 | Elect John Shiely | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Scripps Networks Interactive Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNI | CUSIP 811065101 | 05/15/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Galloway | Mgmt | For | For | For | |||||
1.2 | Elect Nicholas Paumgarten | Mgmt | For | For | For | |||||
1.3 | Elect Jeffrey Sagansky | Mgmt | For | For | For | |||||
1.4 | Elect Ronald Tysoe | Mgmt | For | For | For | |||||
Sherwin-Williams Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SHW | CUSIP 824348106 | 04/18/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Arthur Anton | Mgmt | For | For | For | |||||
1.2 | Elect Christopher Connor | Mgmt | For | For | For | |||||
1.3 | Elect David Hodnik | Mgmt | For | For | For | |||||
1.4 | Elect Thomas Kadien | Mgmt | For | For | For | |||||
1.5 | Elect Richard Kramer | Mgmt | For | For | For | |||||
1.6 | Elect Susan Kropf | Mgmt | For | For | For | |||||
1.7 | Elect A. Malachi Mixon, III | Mgmt | For | For | For | |||||
1.8 | Elect Richard Smucker | Mgmt | For | For | For | |||||
1.9 | Elect John Stropki, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Amendment to the 2007 Executive Performance Bonus Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Sigma-Aldrich Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SIAL | CUSIP 826552101 | 05/01/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Rebecca Bergman | Mgmt | For | For | For | |||||
2 | Elect George Church | Mgmt | For | For | For | |||||
3 | Elect W. Lee McCollum | Mgmt | For | For | For | |||||
4 | Elect Avi Nash | Mgmt | For | For | For | |||||
5 | Elect Steven Paul | Mgmt | For | For | For | |||||
6 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||||
7 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||||
8 | Elect D. Dean Spatz | Mgmt | For | For | For | |||||
9 | Elect Barrett Toan | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Simon Property Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPG | CUSIP 828806109 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Melvyn Bergstein | Mgmt | For | For | For | |||||
2 | Elect Larry Glasscock | Mgmt | For | For | For | |||||
3 | Elect Karen Horn | Mgmt | For | For | For | |||||
4 | Elect Allan Hubbard | Mgmt | For | For | For | |||||
5 | Elect Reuben Leibowitz | Mgmt | For | For | For | |||||
6 | Elect Daniel Smith | Mgmt | For | For | For | |||||
7 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Amendment to the 1998 Stock Incentive Plan | Mgmt | For | For | For | |||||
Solera Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLH | CUSIP 83421A104 | 11/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Tony Aquila | Mgmt | For | For | For | |||||
1.2 | Elect Arthur Kingsbury | Mgmt | For | For | For | |||||
1.3 | Elect Kenneth Viellieu | Mgmt | For | For | For | |||||
1.4 | Elect Thomas Wajnert | Mgmt | For | For | For | |||||
1.5 | Elect Stuart Yarbrough | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Southwest Airlines Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LUV | CUSIP 844741108 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Biegler | Mgmt | For | For | For | |||||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||||
3 | Elect Douglas Brooks | Mgmt | For | For | For | |||||
4 | Elect William Cunningham | Mgmt | For | For | For | |||||
5 | Elect John Denison | Mgmt | For | For | For | |||||
6 | Elect Gary Kelly | Mgmt | For | For | For | |||||
7 | Elect Nancy Loeffler | Mgmt | For | For | For | |||||
8 | Elect John Montford | Mgmt | For | For | For | |||||
9 | Elect Thomas Nealon | Mgmt | For | For | For | |||||
10 | Elect Daniel Villanueva | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Spectra Energy Corp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SE | CUSIP 847560109 | 05/01/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Esrey | Mgmt | For | For | For | |||||
1.2 | Elect Gregory Ebel | Mgmt | For | For | For | |||||
1.3 | Elect Austin Adams | Mgmt | For | For | For | |||||
1.4 | Elect Joseph Alvarado | Mgmt | For | For | For | |||||
1.5 | Elect Pamela Carter | Mgmt | For | For | For | |||||
1.6 | Elect F. Anthony Comper | Mgmt | For | For | For | |||||
1.7 | Elect Peter Hamilton | Mgmt | For | For | For | |||||
1.8 | Elect Dennis Hendrix | Mgmt | For | For | For | |||||
1.9 | Elect Michael McShane | Mgmt | For | For | For | |||||
1.10 | Elect Joseph Netherland | Mgmt | For | For | For | |||||
1.11 | Elect Michael Phelps | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Starbucks Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SBUX | CUSIP 855244109 | 03/21/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||||
2 | Elect William Bradley | Mgmt | For | For | For | |||||
3 | Elect Mellody Hobson | Mgmt | For | For | For | |||||
4 | Elect Kevin Johnson | Mgmt | For | For | For | |||||
5 | Elect Olden Lee | Mgmt | For | For | For | |||||
6 | Elect Joshua Ramo | Mgmt | For | For | For | |||||
7 | Elect James Shennan, Jr. | Mgmt | For | For | For | |||||
8 | Elect Clara Shih | Mgmt | For | For | For | |||||
9 | Elect Javier Teruel | Mgmt | For | For | For | |||||
10 | Elect Myron Ullman III | Mgmt | For | For | For | |||||
11 | Elect Craig Weatherup | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Amendment to the Executive Management Bonus Plan | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||||
Stericycle, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SRCL | CUSIP 858912108 | 05/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark Miller | Mgmt | For | For | For | |||||
2 | Elect Jack Schuler | Mgmt | For | For | For | |||||
3 | Elect Thomas Brown | Mgmt | For | For | For | |||||
4 | Elect Rod Dammeyer | Mgmt | For | For | For | |||||
5 | Elect William Hall | Mgmt | For | For | For | |||||
6 | Elect Jonathan Lord | Mgmt | For | For | For | |||||
7 | Elect John Patience | Mgmt | For | For | For | |||||
8 | Elect James Reid-Anderson | Mgmt | For | For | For | |||||
9 | Elect Ronald Spaeth | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||||
Sunoco Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SUN | CUSIP 86764P109 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Irene Britt | Mgmt | For | For | For | |||||
1.2 | Elect Chris Casciato | Mgmt | For | For | For | |||||
1.3 | Elect William Easter III | Mgmt | For | For | For | |||||
1.4 | Elect Gary Edwards | Mgmt | For | For | For | |||||
1.5 | Elect Ursula Fairbairn | Mgmt | For | For | For | |||||
1.6 | Elect John Jones, III | Mgmt | For | For | For | |||||
1.7 | Elect James Kaiser | Mgmt | For | For | For | |||||
1.8 | Elect Brian MacDonald | Mgmt | For | For | For | |||||
1.9 | Elect John Wulff | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||||
Target Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TGT | CUSIP 87612E106 | 06/13/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roxanne Austin | Mgmt | For | Against | Against | |||||
2 | Elect Calvin Darden | Mgmt | For | Against | Against | |||||
3 | Elect Mary Dillon | Mgmt | For | Against | Against | |||||
4 | Elect James Johnson | Mgmt | For | Against | Against | |||||
5 | Elect Mary Minnick | Mgmt | For | Against | Against | |||||
6 | Elect Anne Mulcahy | Mgmt | For | Against | Against | |||||
7 | Elect Derica Rice | Mgmt | For | Against | Against | |||||
8 | Elect Stephen Sanger | Mgmt | For | Against | Against | |||||
9 | Elect Gregg Steinhafel | Mgmt | For | Against | Against | |||||
10 | Elect John Stumpf | Mgmt | For | Against | Against | |||||
11 | Elect Solomon Trujillo | Mgmt | For | Against | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Approval of the Short Term Incentive Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | |||||
The Chubb Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CB | CUSIP 171232101 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | |||||
2 | Elect Sheila Burke | Mgmt | For | For | For | |||||
3 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
4 | Elect John Finnegan | Mgmt | For | For | For | |||||
5 | Elect Lawrence Kellner | Mgmt | For | For | For | |||||
6 | Elect Martin McGuinn | Mgmt | For | For | For | |||||
7 | Elect Lawrence Small | Mgmt | For | For | For | |||||
8 | Elect Jess Soderberg | Mgmt | For | For | For | |||||
9 | Elect Daniel Somers | Mgmt | For | For | For | |||||
10 | Elect James Zimmerman | Mgmt | For | For | For | |||||
11 | Elect Alfred Zollar | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | |||||
The Kroger Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KR | CUSIP 501044101 | 06/21/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Reuben Anderson | Mgmt | For | For | For | |||||
2 | Elect Robert Beyer | Mgmt | For | For | For | |||||
3 | Elect David Dillon | Mgmt | For | For | For | |||||
4 | Elect Susan Kropf | Mgmt | For | For | For | |||||
5 | Elect John LaMacchia | Mgmt | For | For | For | |||||
6 | Elect David Lewis | Mgmt | For | For | For | |||||
7 | Elect W. Rodney McMullen | Mgmt | For | For | For | |||||
8 | Elect Jorge Montoya | Mgmt | For | For | For | |||||
9 | Elect Clyde Moore | Mgmt | For | For | For | |||||
10 | Elect Susan Phillips | Mgmt | For | For | For | |||||
11 | Elect Steven Rogel | Mgmt | For | For | For | |||||
12 | Elect James Runde | Mgmt | For | For | For | |||||
13 | Elect Ronald Sargent | Mgmt | For | For | For | |||||
14 | Elect Bobby Shackouls | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding ILO Conventions | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | |||||
The NASDAQ OMX Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NDAQ | CUSIP 631103108 | 05/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven Black | Mgmt | For | For | For | |||||
2 | Elect Borje Ekholm | Mgmt | For | For | For | |||||
3 | Elect Robert Greifeld | Mgmt | For | For | For | |||||
4 | Elect Glenn Hutchins | Mgmt | For | For | For | |||||
5 | Elect Essa Kazim | Mgmt | For | For | For | |||||
6 | Elect John Markese | Mgmt | For | For | For | |||||
7 | Elect Ellyn McColgan | Mgmt | For | For | For | |||||
8 | Elect Thomas O'Neill | Mgmt | For | For | For | |||||
9 | Elect James Riepe | Mgmt | For | For | For | |||||
10 | Elect Michael Splinter | Mgmt | For | For | For | |||||
11 | Elect Lars Wedenborn | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Transatlantic Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TRH | CUSIP 893521104 | 02/06/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||||
Transatlantic Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TRH | CUSIP 893521104 | 09/20/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Proxy Contest | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger/Acquisition | Mgmt | N/A | TNA | N/A | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | N/A | TNA | N/A | |||||
3 | Right to Adjourn Meeting | Mgmt | N/A | TNA | N/A | |||||
Transatlantic Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TRH | CUSIP 893521104 | 09/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Proxy Contest | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger/Acquisition | Mgmt | For | Against | Against | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | Against | Against | |||||
Tupperware Brands Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TUP | CUSIP 899896104 | 05/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Catherine Bertini | Mgmt | For | For | For | |||||
2 | Elect Susan Cameron | Mgmt | For | For | For | |||||
3 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||||
4 | Elect E. V. Goings | Mgmt | For | For | For | |||||
5 | Elect Joe Lee | Mgmt | For | For | For | |||||
6 | Elect Angel Martinez | Mgmt | For | For | For | |||||
7 | Elect Antonio Monteiro de Castro | Mgmt | For | For | For | |||||
8 | Elect Robert Murray | Mgmt | For | For | For | |||||
9 | Elect David Parker | Mgmt | For | For | For | |||||
10 | Elect Joyce Roche | Mgmt | For | For | For | |||||
11 | Elect M. Anne Szostak | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
United Parcel Service, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UPS | CUSIP 911312106 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
2 | Elect Michael Burns | Mgmt | For | For | For | |||||
3 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||||
5 | Elect Michael Eskew | Mgmt | For | For | For | |||||
6 | Elect William Johnson | Mgmt | For | For | For | |||||
7 | Elect Candace Kendle | Mgmt | For | For | For | |||||
8 | Elect Ann Livermore | Mgmt | For | For | For | |||||
9 | Elect Rudy Markham | Mgmt | For | For | For | |||||
10 | Elect Clark Randt, Jr. | Mgmt | For | For | For | |||||
11 | Elect John Thompson | Mgmt | For | For | For | |||||
12 | Elect Carol Tome | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||||
15 | Amendment to the Discounted Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
UnitedHealth Group Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UNH | CUSIP 91324P102 | 06/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William Ballard, Jr. | Mgmt | For | For | For | |||||
2 | Elect Richard Burke | Mgmt | For | For | For | |||||
3 | Elect Robert Darretta | Mgmt | For | For | For | |||||
4 | Elect Stephen Hemsley | Mgmt | For | For | For | |||||
5 | Elect Michele Hooper | Mgmt | For | For | For | |||||
6 | Elect Rodger Lawson | Mgmt | For | For | For | |||||
7 | Elect Douglas Leatherdale | Mgmt | For | For | For | |||||
8 | Elect Glenn Renwick | Mgmt | For | For | For | |||||
9 | Elect Kenneth Shine | Mgmt | For | For | For | |||||
10 | Elect Gail Wilensky | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
Validus Holdings, Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VR | CUSIP G9319H102 | 05/02/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Carpenter | Mgmt | For | For | For | |||||
1.2 | Elect Alok Singh | Mgmt | For | For | For | |||||
1.3 | Elect Christopher Watson | Mgmt | For | For | For | |||||
1.4 | Election of Edward J. Noonan | Mgmt | For | For | For | |||||
1.5 | Election of C.N. Rupert Atkin | Mgmt | For | For | For | |||||
1.6 | Election of Patrick G. Barry | Mgmt | For | For | For | |||||
1.7 | Election of Peter A. Bilsby | Mgmt | For | For | For | |||||
1.8 | Election of Alan Bossin | Mgmt | For | For | For | |||||
1.9 | Election of Julian P. Bosworth | Mgmt | For | For | For | |||||
1.10 | Election of Janita A. Burke | Mgmt | For | For | For | |||||
1.11 | Election of Michael E.A. Carpenter | Mgmt | For | For | For | |||||
1.12 | Election of Rodrigo Castro | Mgmt | For | For | For | |||||
1.13 | Election of Jane S. Clouting | Mgmt | For | For | For | |||||
1.14 | Election of Joseph E. Consolino | Mgmt | For | For | For | |||||
1.15 | Election of C. Jerome Dill | Mgmt | For | For | For | |||||
1.16 | Election of Andrew Downey | Mgmt | For | For | For | |||||
1.17 | Election of Kerry A. Emanuel | Mgmt | For | For | For | |||||
1.18 | Election of Jonathan D. Ewington | Mgmt | For | For | For | |||||
1.19 | Election of Andrew M. Gibbs | Mgmt | For | For | For | |||||
1.20 | Election of Michael Greene | Mgmt | For | For | For | |||||
1.21 | Election of Barnabas Hurst-Bannister | Mgmt | For | For | For | |||||
1.22 | Election of Anthony J. Keys | Mgmt | For | For | For | |||||
1.23 | Election of Robert F. Kuzloski | Mgmt | For | For | For | |||||
1.24 | Election of Stuart W. Mercer | Mgmt | For | For | For | |||||
1.25 | Election of Jean-Marie Nessi | Mgmt | For | For | For | |||||
1.26 | Election of Andre Perez | Mgmt | For | For | For | |||||
1.27 | Election of Julian G. Ross | Mgmt | For | For | For | |||||
1.28 | Election of Rafael Saer | Mgmt | For | For | For | |||||
1.29 | Election of Matthew Scales | Mgmt | For | For | For | |||||
1.30 | Election of James E. Skinner | Mgmt | For | For | For | |||||
1.31 | Election of Verner G. Southey | Mgmt | For | For | For | |||||
1.32 | Election of Nigel D. Wachman | Mgmt | For | For | For | |||||
1.33 | Election of Lixin Zeng | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Valspar Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VAL | CUSIP 920355104 | 02/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jack Allen | Mgmt | For | For | For | |||||
1.2 | Elect John Bode | Mgmt | For | For | For | |||||
1.3 | Elect Jeffrey Curler | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ventas, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VTR | CUSIP 92276F100 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Debra Cafaro | Mgmt | For | For | For | |||||
2 | Elect Douglas Crocker, II | Mgmt | For | For | For | |||||
3 | Elect Ronald Geary | Mgmt | For | For | For | |||||
4 | Elect Jay Gellert | Mgmt | For | For | For | |||||
5 | Elect Richard Gilchrist | Mgmt | For | For | For | |||||
6 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||||
7 | Elect Douglas Pasquale | Mgmt | For | For | For | |||||
8 | Elect Robert Reed | Mgmt | For | For | For | |||||
9 | Elect Sheli Rosenberg | Mgmt | For | For | For | |||||
10 | Elect Glenn Rufrano | Mgmt | For | For | For | |||||
11 | Elect James Shelton | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | 2012 Incentive Plan | Mgmt | For | For | For | |||||
Verisk Analytics, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VRSK | CUSIP 92345Y106 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J. Hyatt Brown | Mgmt | For | For | For | |||||
1.2 | Elect Glen Dell | Mgmt | For | For | For | |||||
1.3 | Elect Samuel Liss | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Verizon Communications Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VZ | CUSIP 92343V104 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Carrion | Mgmt | For | For | For | |||||
2 | Elect Melanie Healey | Mgmt | For | For | For | |||||
3 | Elect M. Frances Keeth | Mgmt | For | For | For | |||||
4 | Elect Robert Lane | Mgmt | For | For | For | |||||
5 | Elect Lowell McAdam | Mgmt | For | For | For | |||||
6 | Elect Sandra Moose | Mgmt | For | For | For | |||||
7 | Elect Joseph Neubauer | Mgmt | For | For | For | |||||
8 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||||
10 | Elect Hugh Price | Mgmt | For | For | For | |||||
11 | Elect Rodney Slater | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||||
W.R. Berkley Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WRB | CUSIP 084423102 | 05/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William Berkley | Mgmt | For | For | For | |||||
2 | Elect Christopher Augostini | Mgmt | For | For | For | |||||
3 | Elect George Daly | Mgmt | For | For | For | |||||
4 | 2012 Stock Incentive Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
W.W. Grainger, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GWW | CUSIP 384802104 | 04/25/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Brian Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Wilbur Gantz | Mgmt | For | For | For | |||||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||||
1.4 | Elect William Hall | Mgmt | For | For | For | |||||
1.5 | Elect Stuart Levenick | Mgmt | For | For | For | |||||
1.6 | Elect John McCarter, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Neil Novich | Mgmt | For | For | For | |||||
1.8 | Elect Michael Roberts | Mgmt | For | For | For | |||||
1.9 | Elect Gary Rogers | Mgmt | For | For | For | |||||
1.10 | Elect James Ryan | Mgmt | For | For | For | |||||
1.11 | Elect E. Scott Santi | Mgmt | For | For | For | |||||
1.12 | Elect James Slavik | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Walgreen Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WAG | CUSIP 931422109 | 01/11/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David J. Brailer | Mgmt | For | For | For | |||||
2 | Elect Steven Davis | Mgmt | For | For | For | |||||
3 | Elect William Foote | Mgmt | For | For | For | |||||
4 | Elect Mark Frissora | Mgmt | For | For | For | |||||
5 | Elect Ginger Graham | Mgmt | For | For | For | |||||
6 | Elect Alan McNally | Mgmt | For | For | For | |||||
7 | Elect Nancy Schlichting | Mgmt | For | For | For | |||||
8 | Elect David Schwartz | Mgmt | For | For | For | |||||
9 | Elect Alejandro Silva | Mgmt | For | For | For | |||||
10 | Elect James Skinner | Mgmt | For | For | For | |||||
11 | Elect Gregory Wasson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Cash-Based Incentive Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Waste Connections, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WCN | CUSIP 941053100 | 05/18/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Harlan | Mgmt | For | For | For | |||||
2 | Elect William Razzouk | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Westar Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WR | CUSIP 95709T100 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Chandler, IV | Mgmt | For | For | For | |||||
1.2 | Elect R. A. Edwards | Mgmt | For | For | For | |||||
1.3 | Elect Sandra Lawrence | Mgmt | For | For | For | |||||
1.4 | Elect Michael Morrissey | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Windstream Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WIN | CUSIP 97381W104 | 05/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carol Armitage | Mgmt | For | For | For | |||||
2 | Elect Samuel Beall, III | Mgmt | For | For | For | |||||
3 | Elect Dennis Foster | Mgmt | For | For | For | |||||
4 | Elect Francis Frantz | Mgmt | For | For | For | |||||
5 | Elect Jeffery Gardner | Mgmt | For | For | For | |||||
6 | Elect Jeffrey Hinson | Mgmt | For | For | For | |||||
7 | Elect Judy Jones | Mgmt | For | For | For | |||||
8 | Elect William Montgomery | Mgmt | For | For | For | |||||
9 | Elect Alan Wells | Mgmt | For | For | For | |||||
10 | Performance Incentive Compensation Plan | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
Yum Brands, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
YUM | CUSIP 988498101 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Dorman | Mgmt | For | For | For | |||||
2 | Elect Massimo Ferragamo | Mgmt | For | For | For | |||||
3 | Elect Mirian Graddick-Weir | Mgmt | For | For | For | |||||
4 | Elect J. David Grissom | Mgmt | For | For | For | |||||
5 | Elect Bonnie Hill | Mgmt | For | For | For | |||||
6 | Elect Jonathan Linen | Mgmt | For | For | For | |||||
7 | Elect Thomas Nelson | Mgmt | For | For | For | |||||
8 | Elect David Novak | Mgmt | For | For | For | |||||
9 | Elect Thomas Ryan | Mgmt | For | For | For | |||||
10 | Elect Jing-Shyh Su | Mgmt | For | For | For | |||||
11 | Elect Robert Walter | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
15 | Shareholder Proposal Regarding Adopting Sustainable Palm Oil Policy | ShrHldr | Against | Against | For | |||||
Registrant: | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT American Government Income Fund | ||||||||
Date of Fiscal Year End : | 12/31/2011 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Capital Opportunities Fund | ||||||||
Date of fiscal year end: | 12/31/2011 | ||||||||
Actuant Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ATU | CUSIP 00508X203 | 01/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Arzbaecher | Mgmt | For | For | For | ||||
1.2 | Elect Gurminder Bedi | Mgmt | For | For | For | ||||
1.3 | Elect Gustav Boel | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Fischer | Mgmt | For | For | For | ||||
1.5 | Elect William Hall | Mgmt | For | For | For | ||||
1.6 | Elect R. Alan Hunter, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Robert Peterson | Mgmt | For | For | For | ||||
1.8 | Elect Holly Van Deursen | Mgmt | For | For | For | ||||
1.9 | Elect Dennis Williams | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Acxiom Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACXM | CUSIP 005125109 | 08/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William Dillard II | Mgmt | For | For | For | ||||
2 | Elect R. Halsey Wise | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
ADTRAN, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADTN | CUSIP 00738A106 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Stanton | Mgmt | For | For | For | ||||
1.2 | Elect H. Fenwick Huss | Mgmt | For | For | For | ||||
1.3 | Elect Ross Ireland | Mgmt | For | For | For | ||||
1.4 | Elect William Marks | Mgmt | For | For | For | ||||
1.5 | Elect James Matthews | Mgmt | For | For | For | ||||
1.6 | Elect Balan Nair | Mgmt | For | For | For | ||||
1.7 | Elect Roy Nichols | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Aeropostale, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARO | CUSIP 007865108 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald Beegle | Mgmt | For | For | For | ||||
1.2 | Elect Robert Chavez | Mgmt | For | For | For | ||||
1.3 | Elect Michael Cunningham | Mgmt | For | For | For | ||||
1.4 | Elect Evelyn Dilsaver | Mgmt | For | For | For | ||||
1.5 | Elect Janet Grove | Mgmt | For | For | For | ||||
1.6 | Elect John Haugh | Mgmt | For | For | For | ||||
1.7 | Elect Karin Hirtler-Garvey | Mgmt | For | For | For | ||||
1.8 | Elect John Howard | Mgmt | For | For | For | ||||
1.9 | Elect Thomas Johnson | Mgmt | For | For | For | ||||
1.10 | Elect Arthur Rubinfeld | Mgmt | For | For | For | ||||
1.11 | Elect David Vermylen | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Affiliated Managers Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMG | CUSIP 008252108 | 06/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Samuel Byrne | Mgmt | For | For | For | ||||
2 | Elect Dwight Churchill | Mgmt | For | For | For | ||||
3 | Elect Sean Healey | Mgmt | For | For | For | ||||
4 | Elect Harold Meyerman | Mgmt | For | For | For | ||||
5 | Elect William Nutt | Mgmt | For | For | For | ||||
6 | Elect Tracy Palandjian | Mgmt | For | For | For | ||||
7 | Elect Rita Rodriguez | Mgmt | For | For | For | ||||
8 | Elect Patrick Ryan | Mgmt | For | For | For | ||||
9 | Elect Jide Zeitlin | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
AGCO Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGCO | CUSIP 001084102 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect P. George Benson | Mgmt | For | For | For | ||||
2 | Elect Wolfgang Deml | Mgmt | For | For | For | ||||
3 | Elect Luiz Fernando Furlan | Mgmt | For | For | For | ||||
4 | Elect Gerald Johanneson | Mgmt | For | For | For | ||||
5 | Elect George Minnich | Mgmt | For | For | For | ||||
6 | Elect Martin Richenhagen | Mgmt | For | For | For | ||||
7 | Elect Gerald Shaheen | Mgmt | For | For | For | ||||
8 | Elect Mallika Srinivasan | Mgmt | For | For | For | ||||
9 | Elect Daniel Ustian | Mgmt | For | For | For | ||||
10 | Elect Hendrikus Visser | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Align Technology, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALGN | CUSIP 016255101 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Collins | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Lacob | Mgmt | For | For | For | ||||
1.3 | Elect C. Raymond Larkin, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect George Morrow | Mgmt | For | For | For | ||||
1.5 | Elect David Nagel | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Prescott | Mgmt | For | For | For | ||||
1.7 | Elect Greg Santora | Mgmt | For | For | For | ||||
1.8 | Elect Warren Thaler | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Alliance Data Systems Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADS | CUSIP 018581108 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Edward J. Heffernan | Mgmt | For | For | For | ||||
2 | Elect Robert Minicucci | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Alliant Techsystems Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ATK | CUSIP 018804104 | 08/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Roxanne Decyk | Mgmt | For | For | For | ||||
1.2 | Elect Mark DeYoung | Mgmt | For | For | For | ||||
1.3 | Elect Martin Faga | Mgmt | For | For | For | ||||
1.4 | Elect Ronald Fogleman | Mgmt | For | For | For | ||||
1.5 | Elect April Foley | Mgmt | For | For | For | ||||
1.6 | Elect Tig Krekel | Mgmt | For | For | For | ||||
1.7 | Elect Douglas Maine | Mgmt | For | For | For | ||||
1.8 | Elect Roman Martinez IV | Mgmt | For | For | For | ||||
1.9 | Elect Mark Ronald | Mgmt | For | For | For | ||||
1.10 | Elect William Van Dyke | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Amendment to the Executive Officer Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Alpha Natural Resources, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANR | CUSIP 02076X102 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin Crutchfield | Mgmt | For | For | For | ||||
2 | Elect William Crowley, Jr. | Mgmt | For | For | For | ||||
3 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | ||||
4 | Elect Glenn Eisenberg | Mgmt | For | For | For | ||||
5 | Elect P. Michael Giftos | Mgmt | For | For | For | ||||
6 | Elect Deborah Fretz | Mgmt | For | For | For | ||||
7 | Elect Joel Richards, III | Mgmt | For | For | For | ||||
8 | Elect James Roberts | Mgmt | For | For | For | ||||
9 | Elect Ted Wood | Mgmt | For | For | For | ||||
10 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Amedisys, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMED | CUSIP 023436108 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Borne | Mgmt | For | For | For | ||||
1.2 | Elect Ronald A. LaBorde | Mgmt | For | For | For | ||||
1.3 | Elect Jake Netterville | Mgmt | For | For | For | ||||
1.4 | Elect David Pitts | Mgmt | For | For | For | ||||
1.5 | Elect Peter Ricchuiti | Mgmt | For | For | For | ||||
1.6 | Elect Donald Washburn | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Amendment to the 2008 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
American Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFG | CUSIP 025932104 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Carl Lindner, III | Mgmt | For | For | For | ||||
1.2 | Elect S. Craig Lindner | Mgmt | For | For | For | ||||
1.3 | Elect Kenneth Ambrecht | Mgmt | For | For | For | ||||
1.4 | Elect John Berding | Mgmt | For | For | For | ||||
1.5 | Elect Theodore Emmerich | Mgmt | For | For | For | ||||
1.6 | Elect James Evans | Mgmt | For | For | For | ||||
1.7 | Elect Terry Jacobs | Mgmt | For | For | For | ||||
1.8 | Elect Gregory Joseph | Mgmt | For | For | For | ||||
1.9 | Elect William Verity | Mgmt | For | For | For | ||||
1.10 | Elect John Von Lehman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2011 Equity Bonus Plan | Mgmt | For | For | For | ||||
4 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||||
5 | Amendment to the Non-Employee Directors Compensation Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
American Vanguard Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVD | CUSIP 030371108 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lawrence Clark | Mgmt | For | For | For | ||||
1.2 | Elect Debra Edwards | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Alfred Ingulli | Mgmt | For | For | For | ||||
1.4 | Elect John Killmer | Mgmt | For | For | For | ||||
1.5 | Elect Carl Soderlind | Mgmt | For | For | For | ||||
1.6 | Elect Irving Thau | Mgmt | For | For | For | ||||
1.7 | Elect Eric Wintemute | Mgmt | For | For | For | ||||
1.8 | Elect Esmail Zirakparvar | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
American Woodmark Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMWD | CUSIP 030506109 | 08/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William Brandt, Jr. | Mgmt | For | For | For | ||||
2 | Elect Andrew Cogan | Mgmt | For | For | For | ||||
3 | Elect Martha Dally | Mgmt | For | For | For | ||||
4 | Elect James Davis, Jr. | Mgmt | For | For | For | ||||
5 | Elect Kent Guichard | Mgmt | For | For | For | ||||
6 | Elect Daniel Hendrix | Mgmt | For | For | For | ||||
7 | Elect Kent Hussey | Mgmt | For | For | For | ||||
8 | Elect Carol Moerdyk | Mgmt | For | For | For | ||||
9 | Elect Vance Tang | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | 2011 Non-Employee Directors Equity Ownership Plan | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
AMERISAFE, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMSF | CUSIP 03071H100 | 06/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Philip Garcia | Mgmt | For | For | For | ||||
1.2 | Elect Randy Roach | Mgmt | For | For | For | ||||
1.3 | Elect Millard Morris | Mgmt | For | For | For | ||||
2 | 2012 Equity and Incentive Compensation Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
AMETEK, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AME | CUSIP 031100100 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Malone | Mgmt | For | For | For | ||||
1.2 | Elect Elizabeth Varet | Mgmt | For | For | For | ||||
1.3 | Elect Dennis Williams | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
AMN Healthcare Services Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AHS | CUSIP 001744101 | 04/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect R. Jeffrey Harris | Mgmt | For | For | For | ||||
2 | Elect Michael Johns | Mgmt | For | For | For | ||||
3 | Elect Martha Marsh | Mgmt | For | For | For | ||||
4 | Elect Susan Salka | Mgmt | For | For | For | ||||
5 | Elect Andrew Stern | Mgmt | For | For | For | ||||
6 | Elect Paul Weaver | Mgmt | For | For | For | ||||
7 | Elect Douglas Wheat | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
9 | Amendment to the Senior Management Incentive Bonus Plan | Mgmt | For | For | For | ||||
10 | Amendment to the Equity Plan | Mgmt | For | Against | Against | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ann Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANN | CUSIP 035623107 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Burke, Jr. | Mgmt | For | For | For | ||||
2 | Elect Kay Krill | Mgmt | For | For | For | ||||
3 | Elect Stacey Rauch | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Management Performance Compensation Plan | Mgmt | For | Against | Against | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | ||||
ANSYS, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANSS | CUSIP 03662Q105 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter Smith | Mgmt | For | For | For | ||||
1.2 | Elect Bradford Morley | Mgmt | For | For | For | ||||
1.3 | Elect Patrick Zilvitis | Mgmt | For | For | For | ||||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Applied Industrial Technologies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIT | CUSIP 03820C105 | 10/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Commes | Mgmt | For | For | For | ||||
1.2 | Elect John Meier | Mgmt | For | For | For | ||||
1.3 | Elect Peter Wallace | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | 2011 Long-Term Peformance Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Arkansas Best Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABFS | CUSIP 040790107 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Alden | Mgmt | For | For | For | ||||
1.2 | Elect Fred Allardyce | Mgmt | For | For | For | ||||
1.3 | Elect William Legg | Mgmt | For | For | For | ||||
1.4 | Elect Judy McReynolds | Mgmt | For | For | For | ||||
1.5 | Elect John Morris | Mgmt | For | For | For | ||||
1.6 | Elect Craig Phillip | Mgmt | For | For | For | ||||
1.7 | Elect Steven Spinner | Mgmt | For | For | For | ||||
1.8 | Elect Robert Young, III | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Ashland Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASH | CUSIP 044209104 | 01/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roger Hale | Mgmt | For | For | For | ||||
2 | Elect Vada Manager | Mgmt | For | For | For | ||||
3 | Elect George Schaefer, Jr. | Mgmt | For | For | For | ||||
4 | Elect John Turner | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Aspen Insurance Holdings Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AHL | CUSIP G05384105 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Julian Cusack | Mgmt | For | For | For | ||||
1.2 | Elect Glyn Jones | Mgmt | For | For | For | ||||
1.3 | Elect Ronald Pressman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Atwood Oceanics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ATW | CUSIP 050095108 | 02/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Deborah Beck | Mgmt | For | For | For | ||||
1.2 | Elect George Dotson | Mgmt | For | For | For | ||||
1.3 | Elect Jack Golden | Mgmt | For | For | For | ||||
1.4 | Elect Hans Helmerich | Mgmt | For | For | For | ||||
1.5 | Elect James Montague | Mgmt | For | For | For | ||||
1.6 | Elect Robert Saltiel | Mgmt | For | For | For | ||||
1.7 | Elect Phil D. Wedemeyer | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
4 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Autodesk, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADSK | CUSIP 052769106 | 01/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | 2012 Employee Stock Plan | Mgmt | For | Against | Against | ||||
2 | 2012 Outside Directors' Stock Plan | Mgmt | For | For | For | ||||
Autodesk, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADSK | CUSIP 052769106 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carl Bass | Mgmt | For | For | For | ||||
2 | Elect Crawford Beveridge | Mgmt | For | For | For | ||||
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | ||||
4 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | ||||
5 | Elect Mary McDowell | Mgmt | For | For | For | ||||
6 | Elect Lorrie Norrington | Mgmt | For | For | For | ||||
7 | Elect Charles Robel | Mgmt | For | For | For | ||||
8 | Elect Stacy Smith | Mgmt | For | For | For | ||||
9 | Elect Steven West | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Autoliv, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALV | CUSIP 052800109 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Xiaozhi Liu | Mgmt | For | For | For | ||||
1.2 | Elect George Lorch | Mgmt | For | For | For | ||||
1.3 | Elect Kazuhiko Sakamoto | Mgmt | For | For | For | ||||
1.4 | Elect Wolfgang Ziebart | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Basic Energy Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAS | CUSIP 06985P100 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Sylvester Johnson IV | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Steven Webster | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Berry Petroleum Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRY | CUSIP 085789105 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ralph Busch, III | Mgmt | For | For | For | ||||
1.2 | Elect William Bush, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Stephen Cropper | Mgmt | For | For | For | ||||
1.4 | Elect J. Herbert Gaul, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Stephen Hadden | Mgmt | For | For | For | ||||
1.6 | Elect Robert Heinemann | Mgmt | For | For | For | ||||
1.7 | Elect Thomas Jamieson | Mgmt | For | For | For | ||||
1.8 | Elect J. Frank Keller | Mgmt | For | For | For | ||||
1.9 | Elect Michael Reddin | Mgmt | For | For | For | ||||
1.10 | Elect Martin Young, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Bio-Rad Laboratories, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BIO | CUSIP 090572207 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Louis Drapeau | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Albert Hillman | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Reapproval of the 2007 Incentive Award Plan | Mgmt | For | For | For | ||||
Black Hills Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BKH | CUSIP 092113109 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Madison | Mgmt | For | For | For | ||||
1.2 | Elect Steven Mills | Mgmt | For | For | For | ||||
1.3 | Elect Stephen Newlin | Mgmt | For | For | For | ||||
2 | Authorization of an Increase in Indebtedness | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Blackbaud, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BLKB | CUSIP 09227Q100 | 06/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andrew Leitch | Mgmt | For | For | For | ||||
2 | Elect George Ellis | Mgmt | For | For | For | ||||
3 | Elect David Golden | Mgmt | For | For | For | ||||
4 | Amendment to the 2008 Equity Incentive Plan to Increase Share Reserve | Mgmt | For | Against | Against | ||||
5 | Various Amendments to the 2008 Equity Incentive Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Boise Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BZ | CUSIP 09746Y105 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Carl Albert | Mgmt | For | For | For | ||||
1.2 | Elect Heinrich Lenz | Mgmt | For | For | For | ||||
1.3 | Elect Jason Weiss | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
BorgWarner Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BWA | CUSIP 099724106 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Phyllis Bonanno | Mgmt | For | For | For | ||||
2 | Elect Alexis Michas | Mgmt | For | For | For | ||||
3 | Elect Richard Schaum | Mgmt | For | For | For | ||||
4 | Elect Thomas Stallkamp | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
Broadridge Financial Solutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BR | CUSIP 11133T103 | 11/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leslie Brun | Mgmt | For | For | For | ||||
2 | Elect Richard Daly | Mgmt | For | For | For | ||||
3 | Elect Robert Duelks | Mgmt | For | For | For | ||||
4 | Elect Richard Haviland | Mgmt | For | For | For | ||||
5 | Elect Sandra Jaffee | Mgmt | For | For | For | ||||
6 | Elect Alexandra Lebenthal | Mgmt | For | For | For | ||||
7 | Elect Stuart Levine | Mgmt | For | For | For | ||||
8 | Elect Thomas Perna | Mgmt | For | For | For | ||||
9 | Elect Alan Weber | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Cabela's Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAB | CUSIP 126804301 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Theodore Armstrong | Mgmt | For | For | For | ||||
2 | Elect Richard Cabela | Mgmt | For | Against | Against | ||||
3 | Elect James Cabela | Mgmt | For | For | For | ||||
4 | Elect John Edmondson | Mgmt | For | For | For | ||||
5 | Elect John Gottschalk | Mgmt | For | For | For | ||||
6 | Elect Dennis Highby | Mgmt | For | For | For | ||||
7 | Elect Reuben Mark | Mgmt | For | For | For | ||||
8 | Elect Michael McCarthy | Mgmt | For | For | For | ||||
9 | Elect Thomas Millner | Mgmt | For | For | For | ||||
10 | Elect Beth Pritchard | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Cabot Oil & Gas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COG | CUSIP 127097103 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Rhys Best | Mgmt | For | For | For | ||||
2 | Elect Robert Kelley | Mgmt | For | For | For | ||||
3 | Elect P. Dexter Peacock | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability Criteria | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | ||||
Calamos Asset Management, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLMS | CUSIP 12811R104 | 07/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect G. Bradford Bulkley | Mgmt | For | For | For | ||||
1.2 | Elect Mitchell Feiger | Mgmt | For | For | For | ||||
1.3 | Elect Richard Gilbert | Mgmt | For | For | For | ||||
1.4 | Elect Arthur Knight | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cephalon, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CEPH | CUSIP 156708109 | 07/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approval of the Merger | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
Cheesecake Factory Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAKE | CUSIP 163072101 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Overton | Mgmt | For | For | For | ||||
2 | Elect Alexander L. Cappello | Mgmt | For | For | For | ||||
3 | Elect Thomas Gregory | Mgmt | For | For | For | ||||
4 | Elect Jerome Kransdorf | Mgmt | For | For | For | ||||
5 | Elect Laurence Mindel | Mgmt | For | For | For | ||||
6 | Elect David Pittaway | Mgmt | For | For | For | ||||
7 | Elect Herbert Simon | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Chemed Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CHE | CUSIP 16359R103 | 05/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kevin McNamara | Mgmt | For | For | For | ||||
1.2 | Elect Joel Gemunder | Mgmt | For | For | For | ||||
1.3 | Elect Patrick Grace | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Hutton | Mgmt | For | For | For | ||||
1.5 | Elect Walter Krebs | Mgmt | For | For | For | ||||
1.6 | Elect Andrea Lindell | Mgmt | For | For | For | ||||
1.7 | Elect Thomas Rice | Mgmt | For | For | For | ||||
1.8 | Elect Donald Saunders | Mgmt | For | For | For | ||||
1.9 | Elect George Walsh III | Mgmt | For | For | For | ||||
1.10 | Elect Frank Wood | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Chicago Bridge & Iron Company N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBI | CUSIP 167250109 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Bolch | Mgmt | For | For | For | ||||
2 | Elect Philip Asherman | Mgmt | For | For | For | ||||
3 | Elect L. Richard Flury | Mgmt | For | For | For | ||||
4 | Elect W. Craig Kissel | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
7 | Accounts and Reports | Mgmt | For | For | For | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
9 | Ratification of Management Acts | Mgmt | For | For | For | ||||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
14 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
15 | Supervisory Board Fees | Mgmt | For | For | For | ||||
Church & Dwight Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CHD | CUSIP 171340102 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect T. Rosie Albright | Mgmt | For | For | For | ||||
2 | Elect Ravichandra Saligram | Mgmt | For | For | For | ||||
3 | Elect Robert Shearer | Mgmt | For | For | For | ||||
4 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
City Holding Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CHCO | CUSIP 177835105 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Elliot | Mgmt | For | For | For | ||||
1.2 | Elect David Hambrick | Mgmt | For | For | For | ||||
1.3 | Elect James Rossi | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
City National Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CYN | CUSIP 178566105 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kenneth Coleman | Mgmt | For | For | For | ||||
2 | Elect Bruce Rosenblum | Mgmt | For | For | For | ||||
3 | Elect Peter Thomas | Mgmt | For | For | For | ||||
4 | Elect Christopher Warmuth | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Amendment to the 2008 Omnibus Plan | Mgmt | For | Against | Against | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Cliffs Natural Resources Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLF | CUSIP 18683K101 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph Carrabba | Mgmt | For | For | For | ||||
2 | Elect Susan Cunningham | Mgmt | For | For | For | ||||
3 | Elect Barry Eldridge | Mgmt | For | For | For | ||||
4 | Elect Andres Gluski | Mgmt | For | For | For | ||||
5 | Elect Susan Green | Mgmt | For | For | For | ||||
6 | Elect Janice Henry | Mgmt | For | For | For | ||||
7 | Elect James Kirsch | Mgmt | For | For | For | ||||
8 | Elect Francis McAllister | Mgmt | For | For | For | ||||
9 | Elect Richard Riederer | Mgmt | For | For | For | ||||
10 | Elect Richard Ross | Mgmt | For | For | For | ||||
11 | Amendment to Regulations to allow the Board to Amend the Regulations without Shareholder Approval | Mgmt | For | Against | Against | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | 2012 Incentive Equity Plan | Mgmt | For | For | For | ||||
14 | 2012 Executive Management Performance Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Coca-Cola Bottling Co. Consolidated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COKE | CUSIP 191098102 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect J. Frank Harrison, III | Mgmt | For | Withhold | Against | ||||
1.2 | Elect H.W. McKay Belk | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Alexander Cummings, Jr. | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Sharon Decker | Mgmt | For | Withhold | Against | ||||
1.5 | Elect William Elmore | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Morgan Everett | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Deborah Everhart | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Henry Flint | Mgmt | For | Withhold | Against | ||||
1.9 | Elect William Jones | Mgmt | For | Withhold | Against | ||||
1.10 | Elect James Morgan | Mgmt | For | Withhold | Against | ||||
1.11 | Elect John Murrey III | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Dennis Wicker | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Annual Bonus Plan | Mgmt | For | For | For | ||||
4 | Amendment to the Long-Term Performance Plan | Mgmt | For | For | For | ||||
Coeur d'Alene Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CDE | CUSIP 192108504 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect L. Michael Bogert | Mgmt | For | For | For | ||||
1.2 | Elect James Curran | Mgmt | For | For | For | ||||
1.3 | Elect Sebastian Edwards | Mgmt | For | For | For | ||||
1.4 | Elect Mitchell Krebs | Mgmt | For | For | For | ||||
1.5 | Elect Andrew Lundquist | Mgmt | For | For | For | ||||
1.6 | Elect Robert Mellor | Mgmt | For | For | For | ||||
1.7 | Elect John Robinson | Mgmt | For | For | For | ||||
1.8 | Elect J. Kenneth Thompson | Mgmt | For | For | For | ||||
1.9 | Elect Timothy Winterer | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Commercial Metals Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMC | CUSIP 201723103 | 02/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Harold Adams | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Joseph Alvarado | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Anthony Massaro | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Shareholder Proposals Regarding Redemption of Poison Pill | ShrHldr | Against | For | Against | ||||
6 | Shareholder Proposal Regarding Shareholder Approval of Poison Pills | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Bylaw Repeal Amendments | ShrHldr | Against | For | Against | ||||
Compass Minerals International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMP | CUSIP 20451N101 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David D'Antoni | Mgmt | For | For | For | ||||
1.2 | Elect Perry Premdas | Mgmt | For | For | For | ||||
1.3 | Elect Allan Rothwell | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Con-Way, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNW | CUSIP 205944101 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Anton | Mgmt | For | For | For | ||||
2 | Elect William Corbin | Mgmt | For | For | For | ||||
3 | Elect W. Keith Kennedy, Jr. | Mgmt | For | For | For | ||||
4 | Elect Michael Murray | Mgmt | For | For | For | ||||
5 | Elect Edith Perez | Mgmt | For | For | For | ||||
6 | Elect John Pope | Mgmt | For | For | For | ||||
7 | Elect William Schroeder | Mgmt | For | For | For | ||||
8 | Elect Douglas Stotlar | Mgmt | For | For | For | ||||
9 | Elect Peter Stott | Mgmt | For | For | For | ||||
10 | Elect Roy Templin | Mgmt | For | For | For | ||||
11 | Elect Chelsea White III | Mgmt | For | For | For | ||||
12 | 2012 Equity and Incentive Plan | Mgmt | For | Against | Against | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
Contango Oil & Gas Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCF | CUSIP 21075N204 | 12/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kenneth Peak | Mgmt | For | For | For | ||||
2 | Elect B.A. Berilgen | Mgmt | For | For | For | ||||
3 | Elect Jay Brehmer | Mgmt | For | For | For | ||||
4 | Elect Charles Reimer | Mgmt | For | For | For | ||||
5 | Elect Steven Schoonover | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
Coventry Health Care, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVH | CUSIP 222862104 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel Mendelson | Mgmt | For | Against | Against | ||||
2 | Elect Rodman Moorhead, III | Mgmt | For | Against | Against | ||||
3 | Elect Timothy Weglicki | Mgmt | For | Against | Against | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Amendment to Supermajority Requirement | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | For | Against | ||||
CSG Systems International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSGS | CUSIP 126349109 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter Kalan | Mgmt | For | For | For | ||||
1.2 | Elect Frank Sica | Mgmt | For | For | For | ||||
1.3 | Elect James Unruh | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
CSS Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSS | CUSIP 125906107 | 08/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Scott Beaumont | Mgmt | For | For | For | ||||
1.2 | Elect James Bromley | Mgmt | For | For | For | ||||
1.3 | Elect Jack Farber | Mgmt | For | For | For | ||||
1.4 | Elect John Gavin | Mgmt | For | For | For | ||||
1.5 | Elect James Ksansnak | Mgmt | For | For | For | ||||
1.6 | Elect Rebecca Matthias | Mgmt | For | For | For | ||||
1.7 | Elect Christopher Munyan | Mgmt | For | For | For | ||||
2 | 2011 Stock Option Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Cubist Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBST | CUSIP 229678107 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth Bate | Mgmt | For | For | For | ||||
1.2 | Elect Nancy Hutson | Mgmt | For | For | For | ||||
1.3 | Elect Leon Moulder, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Martin Soeters | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cullen/Frost Bankers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CFR | CUSIP 229899109 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect R. Denny Alexander | Mgmt | For | For | For | ||||
1.2 | Elect Carlos Alvarez | Mgmt | For | For | For | ||||
1.3 | Elect Royce Caldwell | Mgmt | For | For | For | ||||
1.4 | Elect Crawford Edwards | Mgmt | For | For | For | ||||
1.5 | Elect Ruben Escobedo | Mgmt | For | For | For | ||||
1.6 | Elect Richard Evans, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Patrick Frost | Mgmt | For | For | For | ||||
1.8 | Elect David Haemisegger | Mgmt | For | For | For | ||||
1.9 | Elect Karen Jennings | Mgmt | For | For | For | ||||
1.10 | Elect Richard Kleberg III | Mgmt | For | For | For | ||||
1.11 | Elect Charles Matthews | Mgmt | For | For | For | ||||
1.12 | Elect Ida Clement Steen | Mgmt | For | For | For | ||||
1.13 | Elect Horace Wilkins, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Cymer, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CYMI | CUSIP 232572107 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Abbe | Mgmt | For | For | For | ||||
1.2 | Elect Robert Akins | Mgmt | For | For | For | ||||
1.3 | Elect Edward Braun | Mgmt | For | For | For | ||||
1.4 | Elect Michael Gaulke | Mgmt | For | For | For | ||||
1.5 | Elect William Oldham | Mgmt | For | For | For | ||||
1.6 | Elect Eric Ruttenberg | Mgmt | For | For | For | ||||
1.7 | Elect Peter Simone | Mgmt | For | For | For | ||||
1.8 | Elect Young Sohn | Mgmt | For | For | For | ||||
1.9 | Elect Jon Tompkins | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Transaction of Other Business | Mgmt | N/A | Against | N/A | ||||
Cytec Industries Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CYT | CUSIP 232820100 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Barry Johnson | Mgmt | For | For | For | ||||
2 | Elect Carol Lowe | Mgmt | For | For | For | ||||
3 | Elect Thomas Rabaut | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Amendment to the 1993 Stock Award and Incentive Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Dana Holding Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DAN | CUSIP 235825205 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Virginia Kamsky | Mgmt | For | For | For | ||||
1.2 | Elect Terrence Keating | Mgmt | For | For | For | ||||
1.3 | Elect Joseph Muscari | Mgmt | For | For | For | ||||
1.4 | Elect Steven Schwarzwaelder | Mgmt | For | For | For | ||||
1.5 | Elect Richard Wallman | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Keith Wandell | Mgmt | For | For | For | ||||
1.7 | Elect Roger Wood | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Omnibus Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Delphi Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DFG | CUSIP 247131105 | 03/13/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | TNA | N/A | ||||
2 | Approve Higher Consideration for Class B Shareholders | Mgmt | For | TNA | N/A | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | TNA | N/A | ||||
4 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | ||||
Deluxe Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DLX | CUSIP 248019101 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald Baldwin | Mgmt | For | For | For | ||||
1.2 | Elect Charles Haggerty | Mgmt | For | For | For | ||||
1.3 | Elect Don McGrath | Mgmt | For | For | For | ||||
1.4 | Elect Cheryl McKissack | Mgmt | For | For | For | ||||
1.5 | Elect Neil Metviner | Mgmt | For | For | For | ||||
1.6 | Elect Stephen Nachtsheim | Mgmt | For | For | For | ||||
1.7 | Elect Mary O'Dwyer | Mgmt | For | For | For | ||||
1.8 | Elect Martyn Redgrave | Mgmt | For | For | For | ||||
1.9 | Elect Lee Schram | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Annual Incentive Award Plan | Mgmt | For | For | For | ||||
4 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
DiamondRock Hospitality Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DRH | CUSIP 252784301 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William McCarten | Mgmt | For | For | For | ||||
1.2 | Elect Daniel Altobello | Mgmt | For | For | For | ||||
1.3 | Elect W. Robert Grafton | Mgmt | For | For | For | ||||
1.4 | Elect Maureen McAvey | Mgmt | For | For | For | ||||
1.5 | Elect Gilbert Ray | Mgmt | For | For | For | ||||
1.6 | Elect John Williams | Mgmt | For | For | For | ||||
1.7 | Elect Mark Brugger | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dolby Laboratories, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DLB | CUSIP 25659T107 | 02/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kevin Yeaman | Mgmt | For | For | For | ||||
1.2 | Elect Peter Gotcher | Mgmt | For | For | For | ||||
1.3 | Elect David Dolby | Mgmt | For | For | For | ||||
1.4 | Elect Nicholas Donatiello, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Ted Hall | Mgmt | For | For | For | ||||
1.6 | Elect Bill Jasper | Mgmt | For | For | For | ||||
1.7 | Elect Sanford Robertson | Mgmt | For | For | For | ||||
1.8 | Elect Roger Siboni | Mgmt | For | For | For | ||||
1.9 | Elect Avadis Tevanian, Jr. | Mgmt | For | For | For | ||||
2 | Option Exchange | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dollar Tree, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DLTR | CUSIP 256746108 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Arnold Barron | Mgmt | For | For | For | ||||
1.2 | Elect Macon Brock, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Mary Citrino | Mgmt | For | For | For | ||||
1.4 | Elect J. Douglas Perry | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Saunders III | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Whiddon | Mgmt | For | For | For | ||||
1.7 | Elect Carl Zeithaml | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Domtar Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UFS | CUSIP 257559203 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Giannella Alvarez | Mgmt | For | For | For | ||||
2 | Elect Jack Bingleman | Mgmt | For | For | For | ||||
3 | Elect Louis Gignac | Mgmt | For | For | For | ||||
4 | Elect Brian Levitt | Mgmt | For | For | For | ||||
5 | Elect Harold MacKay | Mgmt | For | For | For | ||||
6 | Elect David Maffucci | Mgmt | For | For | For | ||||
7 | Elect Robert Steacy | Mgmt | For | For | For | ||||
8 | Elect Pamela Strobel | Mgmt | For | For | For | ||||
9 | Elect Denis Turcotte | Mgmt | For | For | For | ||||
10 | Elect John Williams | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
13 | Annual Incentive Plan | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
DST Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DST | CUSIP 233326107 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lowell Bryan | Mgmt | For | For | For | ||||
1.2 | Elect Samuel Liss | Mgmt | For | For | For | ||||
1.3 | Elect Travis Reed | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Dun & Bradstreet Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNB | CUSIP 26483E100 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Austin Adams | Mgmt | For | For | For | ||||
2 | Elect John Alden | Mgmt | For | For | For | ||||
3 | Elect Christopher Coughlin | Mgmt | For | For | For | ||||
4 | Elect James Fernandez | Mgmt | For | For | For | ||||
5 | Elect Raul Garcia | Mgmt | For | For | For | ||||
6 | Elect Douglas Kehring | Mgmt | For | For | For | ||||
7 | Elect Sara Mathew | Mgmt | For | For | For | ||||
8 | Elect Sandra Peterson | Mgmt | For | For | For | ||||
9 | Elect Michael Winkler | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
E TRADE Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETFC | CUSIP 269246401 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||||
2 | Elect Rodger Lawson | Mgmt | For | For | For | ||||
3 | Elect Frank Petrilli | Mgmt | For | For | For | ||||
4 | Elect Rebecca Saeger | Mgmt | For | For | For | ||||
5 | Elect Joseph Sclafani | Mgmt | For | For | For | ||||
6 | Elect Stephen Willard | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
East West Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EWBC | CUSIP 27579R104 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Iris Chan | Mgmt | For | For | For | ||||
1.2 | Elect Rudolph Estrada | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Julia Gouw | Mgmt | For | For | For | ||||
1.4 | Elect Paul Irving | Mgmt | For | For | For | ||||
1.5 | Elect Andrew Kane | Mgmt | For | For | For | ||||
1.6 | Elect John Lee | Mgmt | For | For | For | ||||
1.7 | Elect Herman Li | Mgmt | For | For | For | ||||
1.8 | Elect Jack Liu | Mgmt | For | For | For | ||||
1.9 | Elect Dominic Ng | Mgmt | For | For | For | ||||
1.10 | Elect Keith Renken | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Performance-Based Bonus Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Eastman Chemical Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMN | CUSIP 277432100 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Demeritt | Mgmt | For | For | For | ||||
2 | Elect Robert Hernandez | Mgmt | For | For | For | ||||
3 | Elect Julie Holder | Mgmt | For | For | For | ||||
4 | Elect Lewis Kling | Mgmt | For | For | For | ||||
5 | Elect David Raisbeck | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | 2012 Omnibus Stock Compensation Plan | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
10 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Endo Pharmaceuticals Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENDP | CUSIP 29264F205 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roger Kimmel | Mgmt | For | For | For | ||||
2 | Elect John Delucca | Mgmt | For | For | For | ||||
3 | Elect David Holveck | Mgmt | For | For | For | ||||
4 | Elect Nancy Hutson | Mgmt | For | For | For | ||||
5 | Elect Michael Hyatt | Mgmt | For | For | For | ||||
6 | Elect William P. Montague | Mgmt | For | For | For | ||||
7 | Elect David Nash | Mgmt | For | For | For | ||||
8 | Elect Joseph Scodari | Mgmt | For | For | For | ||||
9 | Elect William Spengler | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Company Name Change | Mgmt | For | For | For | ||||
Endurance Specialty Holdings Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENH | CUSIP G30397106 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Steven Carlsen | Mgmt | For | For | For | ||||
1.2 | Elect David Cash | Mgmt | For | For | For | ||||
1.3 | Elect William Jewett | Mgmt | For | For | For | ||||
1.4 | Elect William Raver | Mgmt | For | For | For | ||||
1.5 | Elect David Cash* | Mgmt | For | For | For | ||||
1.6 | Elect John Del Col* | Mgmt | For | For | For | ||||
1.7 | Elect William Jewett* | Mgmt | For | For | For | ||||
1.8 | Elect Alan Barlow** | Mgmt | For | For | For | ||||
1.9 | Elect William Bolinder** | Mgmt | For | For | For | ||||
1.10 | Elect David Cash ** | Mgmt | For | For | For | ||||
1.11 | Elect Simon Minshall** | Mgmt | For | For | For | ||||
1.12 | Elect Brendan O'Neill** | Mgmt | For | For | For | ||||
1.13 | Elect Alan Barlow*** | Mgmt | For | For | For | ||||
1.14 | Elect William Bolinder*** | Mgmt | For | For | For | ||||
1.15 | Elect David Cash*** | Mgmt | For | For | For | ||||
1.16 | Elect Simon Minshall*** | Mgmt | For | For | For | ||||
1.17 | Elect Brendan O'Neill*** | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendments to Amended and Restated Bye-Laws | Mgmt | For | For | For | ||||
Ennis, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EBF | CUSIP 293389102 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Godfrey Long, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Price | Mgmt | For | For | For | ||||
1.3 | Elect Alejandro Quiroz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
EnPro Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NPO | CUSIP 29355X107 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Macadam | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Peter Browning | Mgmt | For | Withhold | Against | ||||
1.3 | Elect B. Bernard Burns, Jr. | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Diane Creel | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Gordon Harnett | Mgmt | For | Withhold | Against | ||||
1.6 | Elect David Hauser | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Wilbur Prezzano, Jr. | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Kees van der Graaf | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2002 Equity Compensation Plan | Mgmt | For | For | For | ||||
4 | Amendment to the Senior Executive Annual Performance Plan | Mgmt | For | For | For | ||||
5 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Entertainment Properties Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EPR | CUSIP 29380T105 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jack Newman, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect James Olson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Amendment to the Annual Performance-Based Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
F5 Networks | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FFIV | CUSIP 315616102 | 03/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jonathan Chadwick | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Factset Research Systems Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FDS | CUSIP 303075105 | 12/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robin Abrams | Mgmt | For | For | For | ||||
1.2 | Elect Michael DiChristina | Mgmt | For | For | For | ||||
1.3 | Elect Walter Siebecker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Fair Isaac Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FICO | CUSIP 303250104 | 02/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect A. George Battle | Mgmt | For | Against | Against | ||||
2 | Elect Nicholas Graziano | Mgmt | For | For | For | ||||
3 | Elect Mark Greene | Mgmt | For | For | For | ||||
4 | Elect James Kirsner | Mgmt | For | For | For | ||||
5 | Elect William Lansing | Mgmt | For | For | For | ||||
6 | Elect Rahul Merchant | Mgmt | For | For | For | ||||
7 | Elect David Rey | Mgmt | For | For | For | ||||
8 | Elect Duane White | Mgmt | For | For | For | ||||
9 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Fairchild Semiconductor International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FCS | CUSIP 303726103 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charles Carinalli | Mgmt | For | For | For | ||||
2 | Elect Randy Carson | Mgmt | For | For | For | ||||
3 | Elect Terry Klebe | Mgmt | For | For | For | ||||
4 | Elect Anthony Lear | Mgmt | For | For | For | ||||
5 | Elect Thomas Magnanti | Mgmt | For | For | For | ||||
6 | Elect Kevin McGarity | Mgmt | For | For | For | ||||
7 | Elect Bryan Roub | Mgmt | For | For | For | ||||
8 | Elect Ronald Shelly | Mgmt | For | For | For | ||||
9 | Elect Mark Thompson | Mgmt | For | For | For | ||||
10 | Amendment to the 2007 Stock Plan | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
13 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Abstain | Against | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
First Citizens BancShares, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FCNCA | CUSIP 31946M103 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Alexander, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Carmen Holding Ames | Mgmt | For | For | For | ||||
1.3 | Elect Victor Bell III | Mgmt | For | For | For | ||||
1.4 | Elect Hope Connell | Mgmt | For | For | For | ||||
1.5 | Elect H. M. Craig III | Mgmt | For | For | For | ||||
1.6 | Elect H. Lee Durham, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Daniel Heavner | Mgmt | For | For | For | ||||
1.8 | Elect Frank Holding | Mgmt | For | For | For | ||||
1.9 | Elect Frank Holding, Jr. | Mgmt | For | For | For | ||||
1.10 | Elect Lucius Jones | Mgmt | For | For | For | ||||
1.11 | Elect Robert Mason IV | Mgmt | For | For | For | ||||
1.12 | Elect Robert Newcomb | Mgmt | For | For | For | ||||
1.13 | Elect James Parker | Mgmt | For | For | For | ||||
1.14 | Elect Ralph Shelton | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
First Horizon National Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FHN | CUSIP 320517105 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Carter | Mgmt | For | For | For | ||||
2 | Elect John Compton | Mgmt | For | For | For | ||||
3 | Elect Mark Emkes | Mgmt | For | For | For | ||||
4 | Elect Vicky Gregg | Mgmt | For | For | For | ||||
5 | Elect James Haslam III | Mgmt | For | For | For | ||||
6 | Elect D. Bryan Jordan | Mgmt | For | For | For | ||||
7 | Elect R. Brad Martin | Mgmt | For | For | For | ||||
8 | Elect Scott Niswonger | Mgmt | For | For | For | ||||
9 | Elect Vicki Palmer | Mgmt | For | For | For | ||||
10 | Elect Colin Reed | Mgmt | For | For | For | ||||
11 | Elect Luke Yancy III | Mgmt | For | For | For | ||||
12 | Amendment to the Equity Compensation Plan | Mgmt | For | For | For | ||||
13 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
Firstenergy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FE | CUSIP 337932107 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Addison | Mgmt | For | For | For | ||||
1.2 | Elect Anthony Alexander | Mgmt | For | For | For | ||||
1.3 | Elect Michael Anderson | Mgmt | For | For | For | ||||
1.4 | Elect Carol Cartwright | Mgmt | For | For | For | ||||
1.5 | Elect William Cottle | Mgmt | For | For | For | ||||
1.6 | Elect Robert Heisler, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Julia Johnson | Mgmt | For | For | For | ||||
1.8 | Elect Ted Kleisner | Mgmt | For | For | For | ||||
1.9 | Elect Donald Misheff | Mgmt | For | For | For | ||||
1.10 | Elect Ernest Novak, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect Christopher Pappas | Mgmt | For | For | For | ||||
1.12 | Elect Catherine Rein | Mgmt | For | For | For | ||||
1.13 | Elect George Smart | Mgmt | For | For | For | ||||
1.14 | Elect Wesley Taylor | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Approval of the Material Terms of Performance Goals under the 2007 Incentive Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Report on Coal Risk | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding the Adoption of Simple Majority Vote | ShrHldr | Against | For | Against | ||||
FMC Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FMC | CUSIP 302491303 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Eduardo Cordeiro | Mgmt | For | For | For | ||||
2 | Elect G. Peter D'Aloia | Mgmt | For | For | For | ||||
3 | Elect C. Scott Greer | Mgmt | For | For | For | ||||
4 | Elect Paul Norris | Mgmt | For | For | For | ||||
5 | Elect William Powell | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
9 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Fresh Del Monte Produce Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FDP | CUSIP G36738105 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mohammad Abu-Ghazaleh | Mgmt | For | For | For | ||||
2 | Elect Hani El-Naffy | Mgmt | For | For | For | ||||
3 | Elect John Dalton | Mgmt | For | For | For | ||||
4 | Approval of Financial Statements | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Allocation of Dividends | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Gannett Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GCI | CUSIP 364730101 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Cody | Mgmt | For | For | For | ||||
1.2 | Elect Howard Elias | Mgmt | For | For | For | ||||
1.3 | Elect Arthur Harper | Mgmt | For | For | For | ||||
1.4 | Elect John Louis | Mgmt | For | For | For | ||||
1.5 | Elect Marjorie Magner | Mgmt | For | For | For | ||||
1.6 | Elect Gracia Martore | Mgmt | For | For | For | ||||
1.7 | Elect Scott McCune | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Duncan McFarland | Mgmt | For | For | For | ||||
1.9 | Elect Susan Ness | Mgmt | For | For | For | ||||
1.10 | Elect Neal Shapiro | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Gardner Denver, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GDI | CUSIP 365558105 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Arnold | Mgmt | For | For | For | ||||
1.2 | Elect Barry Pennypacker | Mgmt | For | For | For | ||||
1.3 | Elect Richard Thompson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
GATX Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GMT | CUSIP 361448103 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Anne Arvia | Mgmt | For | For | For | ||||
2 | Elect Ernst Haberli | Mgmt | For | For | For | ||||
3 | Elect Brian Kenney | Mgmt | For | For | For | ||||
4 | Elect Mark McGrath | Mgmt | For | For | For | ||||
5 | Elect James Ream | Mgmt | For | For | For | ||||
6 | Elect Robert Ritchie | Mgmt | For | For | For | ||||
7 | Elect David Sutherland | Mgmt | For | For | For | ||||
8 | Elect Casey Sylla | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | 2012 Incentive Award Plan | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Global Payments Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GPN | CUSIP 37940X102 | 09/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Garcia | Mgmt | For | For | For | ||||
1.2 | Elect Michael Trapp | Mgmt | For | For | For | ||||
1.3 | Elect Gerald Wilkins | Mgmt | For | For | For | ||||
2 | 2011 Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Harsco Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSC | CUSIP 415864107 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect K. Eddy | Mgmt | For | For | For | ||||
1.2 | Elect D. Everitt | Mgmt | For | For | For | ||||
1.3 | Elect Stuart Graham | Mgmt | For | For | For | ||||
1.4 | Elect Terry Growcock | Mgmt | For | For | For | ||||
1.5 | Elect Henry Knueppel | Mgmt | For | For | For | ||||
1.6 | Elect J. Loree | Mgmt | For | For | For | ||||
1.7 | Elect A. Sordoni, III | Mgmt | For | For | For | ||||
1.8 | Elect Robert Wilburn | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Hasbro, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAS | CUSIP 418056107 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | ||||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | ||||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | ||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | ||||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | ||||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | ||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | ||||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | ||||
1.12 | Elect Edward Philip | Mgmt | For | For | For | ||||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
HCC Insurance Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HCC | CUSIP 404132102 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Emmanuel Ballases | Mgmt | For | For | For | ||||
1.2 | Elect Judy Bozeman | Mgmt | For | For | For | ||||
1.3 | Elect Frank Bramanti | Mgmt | For | For | For | ||||
1.4 | Elect Walter Duer | Mgmt | For | For | For | ||||
1.5 | Elect James Flagg | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Hamilton | Mgmt | For | For | For | ||||
1.7 | Elect Leslie Heisz | Mgmt | For | For | For | ||||
1.8 | Elect John Molbeck, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Robert Rosholt | Mgmt | For | For | For | ||||
1.10 | Elect J. Mikesell Thomas | Mgmt | For | For | For | ||||
1.11 | Elect Christopher J. Williams | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Health Net, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HNT | CUSIP 42222G108 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Citrino | Mgmt | For | For | For | ||||
2 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | ||||
3 | Elect Vicki Escarra | Mgmt | For | For | For | ||||
4 | Elect Gale Fitzgerald | Mgmt | For | For | For | ||||
5 | Elect Patrick Foley | Mgmt | For | For | For | ||||
6 | Elect Jay Gellert | Mgmt | For | For | For | ||||
7 | Elect Roger Greaves | Mgmt | For | For | For | ||||
8 | Elect Bruce Willison | Mgmt | For | For | For | ||||
9 | Elect Frederick Yeager | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Healthways, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HWAY | CUSIP 422245100 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kevin Wills | Mgmt | For | For | For | ||||
1.2 | Elect Jay Bisgard | Mgmt | For | For | For | ||||
1.3 | Elect Mary Jane England | Mgmt | For | For | For | ||||
1.4 | Elect John Wickens | Mgmt | For | For | For | ||||
1.5 | Elect William Novelli | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Heidrick & Struggles International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSII | CUSIP 422819102 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jane Hartley | Mgmt | For | For | For | ||||
1.2 | Elect Gary Knell | Mgmt | For | For | For | ||||
1.3 | Elect Jill Kanin-Lovers | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2012 GlobalShare Program | Mgmt | For | For | For | ||||
4 | Incentive Plan | Mgmt | For | Against | Against | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Helen of Troy Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HELE | CUSIP G4388N106 | 10/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Abromovitz | Mgmt | For | For | For | ||||
2 | Elect John Butterworth | Mgmt | For | For | For | ||||
3 | Elect Timothy Meeker | Mgmt | For | For | For | ||||
4 | Elect Gerald Rubin | Mgmt | For | For | For | ||||
5 | Elect William Susetka | Mgmt | For | For | For | ||||
6 | Elect Adolpho Telles | Mgmt | For | For | For | ||||
7 | Elect Darren Woody | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
10 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | ||||
11 | 2011 Annual Bonus Plan | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Helix Energy Solutions Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HLX | CUSIP 42330P107 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect T. William Porter | Mgmt | For | For | For | ||||
1.2 | Elect James Watt | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2005 Long Term Incentive Plan | Mgmt | For | For | For | ||||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hill-Rom Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HRC | CUSIP 431475102 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Rolf Classon | Mgmt | For | For | For | ||||
1.2 | Elect James Giertz | Mgmt | For | For | For | ||||
1.3 | Elect Charles Golden | Mgmt | For | For | For | ||||
1.4 | Elect W. August Hillenbrand | Mgmt | For | For | For | ||||
1.5 | Elect Katherine Napier | Mgmt | For | For | For | ||||
1.6 | Elect Joanne Smith | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
HollyFrontier Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HFC | CUSIP 436106108 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Donald Bech | Mgmt | For | For | For | ||||
2 | Elect Buford Berry | Mgmt | For | For | For | ||||
3 | Elect Matthew Clifton | Mgmt | For | For | For | ||||
4 | Elect Leldon Echols | Mgmt | For | For | For | ||||
5 | Elect R. Kevin Hardage | Mgmt | For | For | For | ||||
6 | Elect Michael Jennings | Mgmt | For | For | For | ||||
7 | Elect Robert Kostelnik | Mgmt | For | For | For | ||||
8 | Elect James Lee | Mgmt | For | For | For | ||||
9 | Elect Robert McKenzie | Mgmt | For | For | For | ||||
10 | Elect Franklin Myers | Mgmt | For | For | For | ||||
11 | Elect Michael Rose | Mgmt | For | For | For | ||||
12 | Elect Tommy Valenta | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hospitality Properties Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HPT | CUSIP 44106M102 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bruce Gans | Mgmt | For | For | For | ||||
2 | Elect Adam Portnoy | Mgmt | For | For | For | ||||
3 | 2012 Equity Compensation Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Hub Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HUBG | CUSIP 443320106 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Yeager | Mgmt | For | For | For | ||||
1.2 | Elect Mark Yeager | Mgmt | For | For | For | ||||
1.3 | Elect Gary Eppen | Mgmt | For | For | For | ||||
1.4 | Elect Charles Reaves | Mgmt | For | For | For | ||||
1.5 | Elect Martin Slark | Mgmt | For | For | For | ||||
1.6 | Elect Jonathan Ward | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Hubbell Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HUB.A | CUSIP 443510102 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lynn Good | Mgmt | For | For | For | ||||
1.2 | Elect Anthony Guzzi | Mgmt | For | For | For | ||||
1.3 | Elect Neal Keating | Mgmt | For | For | For | ||||
1.4 | Elect John Malloy | Mgmt | For | For | For | ||||
1.5 | Elect Andrew McNally, IV | Mgmt | For | For | For | ||||
1.6 | Elect Timothy Powers | Mgmt | For | For | For | ||||
1.7 | Elect G. Jackson Ratcliffe | Mgmt | For | For | For | ||||
1.8 | Elect Carlos Rodriguez | Mgmt | For | For | For | ||||
1.9 | Elect John Russell | Mgmt | For | For | For | ||||
1.10 | Elect Richard Swift | Mgmt | For | For | For | ||||
1.11 | Elect Daniel Van Riper | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
IAC/InterActiveCorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IACI | CUSIP 44919P508 | 06/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gregory Blatt | Mgmt | For | For | For | ||||
1.2 | Elect Edgar Bronfman, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Chelsea Clinton | Mgmt | For | For | For | ||||
1.4 | Elect Sonali De Rycker | Mgmt | For | For | For | ||||
1.5 | Elect Barry Diller | Mgmt | For | For | For | ||||
1.6 | Elect Michael Eisner | Mgmt | For | For | For | ||||
1.7 | Elect Victor Kaufman | Mgmt | For | For | For | ||||
1.8 | Elect Donald Keough | Mgmt | For | For | For | ||||
1.9 | Elect Bryan Lourd | Mgmt | For | For | For | ||||
1.10 | Elect Arthur Martinez | Mgmt | For | For | For | ||||
1.11 | Elect David Rosenblatt | Mgmt | For | For | For | ||||
1.12 | Elect Alan Spoon | Mgmt | For | For | For | ||||
1.13 | Elect Alexander von Furstenberg | Mgmt | For | For | For | ||||
1.14 | Elect Richard Zannino | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
IBERIABANK Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IBKC | CUSIP 450828108 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ernest Breaux, Jr. | Mgmt | For | Withhold | Against | ||||
1.2 | Elect John Casbon | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Daryl Byrd | Mgmt | For | Withhold | Against | ||||
1.4 | Elect John Koerner III | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
IHS Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IHS | CUSIP 451734107 | 04/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ruann Ernst | Mgmt | For | For | For | ||||
2 | Elect Christoph Grolman | Mgmt | For | For | For | ||||
3 | Elect Richard Roedel | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Impax Laboratories, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPXL | CUSIP 45256B101 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Leslie Benet | Mgmt | For | For | For | ||||
1.2 | Elect Robert Burr | Mgmt | For | For | For | ||||
1.3 | Elect Allen Chao | Mgmt | For | For | For | ||||
1.4 | Elect Nigel Fleming | Mgmt | For | For | For | ||||
1.5 | Elect Larry Hsu | Mgmt | For | For | For | ||||
1.6 | Elect Michael Markbreiter | Mgmt | For | For | For | ||||
1.7 | Elect Peter Terreri | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Innophos Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPHS | CUSIP 45774N108 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gary Cappeline | Mgmt | For | For | For | ||||
1.2 | Elect Amado Cavazos | Mgmt | For | For | For | ||||
1.3 | Elect Randolph Gress | Mgmt | For | For | For | ||||
1.4 | Elect Linda Myrick | Mgmt | For | For | For | ||||
1.5 | Elect Karen Osar | Mgmt | For | For | For | ||||
1.6 | Elect John Steitz | Mgmt | For | For | For | ||||
1.7 | Elect Stephen Zide | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Inter Parfums, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPAR | CUSIP 458334109 | 07/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jean Madar | Mgmt | For | For | For | ||||
1.2 | Elect Philippe Benacin | Mgmt | For | For | For | ||||
1.3 | Elect Russell Greenberg | Mgmt | For | For | For | ||||
1.4 | Elect Philippe Santi | Mgmt | For | For | For | ||||
1.5 | Elect Francois Heilbronn | Mgmt | For | For | For | ||||
1.6 | Elect Jean Levy | Mgmt | For | For | For | ||||
1.7 | Elect Robert Bensoussan-Torres | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Serge Rosinoer | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Patrick Choel | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Amendment to the Certificate of Incorporation Regarding Dividends | Mgmt | For | For | For | ||||
International Bancshares Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IBOC | CUSIP 459044103 | 05/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Irving Greenblum | Mgmt | For | Withhold | Against | ||||
1.2 | Elect R. David Guerra | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Daniel Hastings, Jr. | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Douglas Howland | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Imelda Navarro | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Sioma Neiman | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Peggy Newman | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Dennis Nixon | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Larry Norton | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Leonardo Salinas | Mgmt | For | Withhold | Against | ||||
1.11 | Elect Antonio Sanchez, Jr. | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Stock Option Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | For | For | For | ||||
International Flavors & Fragrances Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IFF | CUSIP 459506101 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marcello Bottoli | Mgmt | For | For | For | ||||
2 | Elect Linda Buck | Mgmt | For | For | For | ||||
3 | Elect J. Michael Cook | Mgmt | For | For | For | ||||
4 | Elect Roger Ferguson, Jr. | Mgmt | For | For | For | ||||
5 | Elect Andreas Fibig | Mgmt | For | For | For | ||||
6 | Elect Alexandra Herzan | Mgmt | For | For | For | ||||
7 | Elect Henry Howell, Jr. | Mgmt | For | For | For | ||||
8 | Elect Katherine Hudson | Mgmt | For | For | For | ||||
9 | Elect Arthur Martinez | Mgmt | For | Against | Against | ||||
10 | Elect Dale Morrison | Mgmt | For | For | For | ||||
11 | Elect Douglas Tough | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
International Rectifier Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IRF | CUSIP 460254105 | 11/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Dahl | Mgmt | For | For | For | ||||
1.2 | Elect Dwight Decker | Mgmt | For | For | For | ||||
1.3 | Elect Rochus Vogt | Mgmt | For | For | For | ||||
2 | 2011 Performance Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Intersil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISIL | CUSIP 46069S109 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Bell | Mgmt | For | For | For | ||||
2 | Elect Robert Conn | Mgmt | For | For | For | ||||
3 | Elect James Diller | Mgmt | For | For | For | ||||
4 | Elect Gary Gist | Mgmt | For | For | For | ||||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | ||||
6 | Elect Gregory Lang | Mgmt | For | For | For | ||||
7 | Elect Jan Peeters | Mgmt | For | For | For | ||||
8 | Elect Robert Pokelwaldt | Mgmt | For | For | For | ||||
9 | Elect James Urry | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
12 | Amendment to the 2008 Equity Compensation Plan | Mgmt | For | Against | Against | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Jack in the Box Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JACK | CUSIP 466367109 | 02/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Goebel | Mgmt | For | For | For | ||||
2 | Elect Madeleine Kleiner | Mgmt | For | For | For | ||||
3 | Elect Linda Lang | Mgmt | For | For | For | ||||
4 | Elect Michael Murphy | Mgmt | For | For | For | ||||
5 | Elect James Myers | Mgmt | For | For | For | ||||
6 | Elect David Tehle | Mgmt | For | For | For | ||||
7 | Elect Winifred Webb | Mgmt | For | For | For | ||||
8 | Elect John Wyatt | Mgmt | For | For | For | ||||
9 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
JAKKS Pacific, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JAKK | CUSIP 47012E106 | 09/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Berman | Mgmt | For | For | For | ||||
1.2 | Elect Dan Almagor | Mgmt | For | For | For | ||||
1.3 | Elect Marvin Ellin | Mgmt | For | For | For | ||||
1.4 | Elect Robert Glick | Mgmt | For | For | For | ||||
1.5 | Elect Michael Miller | Mgmt | For | For | For | ||||
1.6 | Elect Murray Skala | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Jefferies Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JEF | CUSIP 472319102 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Handler | Mgmt | For | For | For | ||||
1.2 | Elect Brian Friedman | Mgmt | For | For | For | ||||
1.3 | Elect W. Patrick Campbell | Mgmt | For | For | For | ||||
1.4 | Elect Ian Cumming | Mgmt | For | For | For | ||||
1.5 | Elect Richard Dooley | Mgmt | For | For | For | ||||
1.6 | Elect Robert Joyal | Mgmt | For | For | For | ||||
1.7 | Elect Michael O'Kane | Mgmt | For | For | For | ||||
1.8 | Elect Joseph Steinberg | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Jones Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNY | CUSIP 48020T101 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Wesley Card | Mgmt | For | For | For | ||||
2 | Elect Sidney Kimmel | Mgmt | For | For | For | ||||
3 | Elect Matthew Kamens | Mgmt | For | For | For | ||||
4 | Elect Gerald Crotty | Mgmt | For | For | For | ||||
5 | Elect Lowell Robinson | Mgmt | For | For | For | ||||
6 | Elect Robert Mettler | Mgmt | For | For | For | ||||
7 | Elect Margaret Georgiadis | Mgmt | For | For | For | ||||
8 | Elect John Demsey | Mgmt | For | For | For | ||||
9 | Elect Jeffrey Nuechterlein | Mgmt | For | For | For | ||||
10 | Elect Ann Marie Wilkins | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Re-approval of the material terms for performance-based awards under the 2007 Executive Annual Cash Incentive Plan | Mgmt | For | Against | Against | ||||
Jones Lang LaSalle Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JLL | CUSIP 48020Q107 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hugo Bague | Mgmt | For | For | For | ||||
2 | Elect Colin Dyer | Mgmt | For | For | For | ||||
3 | Elect Darryl Hartley-Leonard | Mgmt | For | For | For | ||||
4 | Elect DeAnne Julius | Mgmt | For | For | For | ||||
5 | Elect Ming Lu | Mgmt | For | For | For | ||||
6 | Elect Lauralee Martin | Mgmt | For | For | For | ||||
7 | Elect Martin Nesbitt | Mgmt | For | For | For | ||||
8 | Elect Sheila Penrose | Mgmt | For | For | For | ||||
9 | Elect David Rickard | Mgmt | For | For | For | ||||
10 | Elect Roger Staubach | Mgmt | For | For | For | ||||
11 | Elect Thomas Theobald | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Reapproval of the Performance-Based Award Provisions of the Stock Award and Incentive Plan | Mgmt | For | Against | Against | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
Jos. A. Bank Clothiers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JOSB | CUSIP 480838101 | 06/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andrew Giordano | Mgmt | For | For | For | ||||
2 | Elect William Herron | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kaiser Federal Financial Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KFFG | CUSIP 483056107 | 12/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Cochrane | Mgmt | For | For | For | ||||
1.2 | Elect Donald Voss | Mgmt | For | For | For | ||||
2 | 2011 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Kennametal Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KMT | CUSIP 489170100 | 10/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Harvey | Mgmt | For | For | For | ||||
1.2 | Elect Philip Dur | Mgmt | For | For | For | ||||
1.3 | Elect Timothy McLevish | Mgmt | For | For | For | ||||
1.4 | Elect Steven Wunning | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Reapproval of the Management Performance Bonus Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Key Energy Services Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KEG | CUSIP 492914106 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Alario | Mgmt | For | For | For | ||||
2 | Elect Ralph Michael III | Mgmt | For | For | For | ||||
3 | Elect Arlene Yocum | Mgmt | For | For | For | ||||
4 | 2012 Equity and Cash Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kimco Realty Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KIM | CUSIP 49446R109 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Milton Cooper | Mgmt | For | For | For | ||||
1.2 | Elect Philip Coviello | Mgmt | For | For | For | ||||
1.3 | Elect Richard Dooley | Mgmt | For | For | For | ||||
1.4 | Elect Joe Grills | Mgmt | For | For | For | ||||
1.5 | Elect David Henry | Mgmt | For | For | For | ||||
1.6 | Elect F. Patrick Hughes | Mgmt | For | For | For | ||||
1.7 | Elect Frank Lourenso | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Colombe Nicholas | Mgmt | For | For | For | ||||
1.9 | Elect Richard Saltzman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2010 Equity Participation Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Kindred Healthcare, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KND | CUSIP 494580103 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Edward Kuntz | Mgmt | For | For | For | ||||
2 | Elect Joel Ackerman | Mgmt | For | For | For | ||||
3 | Elect Jonathan Blum | Mgmt | For | For | For | ||||
4 | Elect Thomas Cooper | Mgmt | For | For | For | ||||
5 | Elect Paul Diaz | Mgmt | For | For | For | ||||
6 | Elect Christopher Hjelm | Mgmt | For | For | For | ||||
7 | Elect Isaac Kaufman | Mgmt | For | For | For | ||||
8 | Elect Frederick Kleisner | Mgmt | For | For | For | ||||
9 | Elect Eddy Rogers, Jr. | Mgmt | For | For | For | ||||
10 | Elect John Short | Mgmt | For | For | For | ||||
11 | Elect Phyllis Yale | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
13 | 2012 Equity Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
KLA-Tencor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KLAC | CUSIP 482480100 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Calderoni | Mgmt | For | For | For | ||||
1.2 | Elect John Dickson | Mgmt | For | For | For | ||||
1.3 | Elect Kevin Kennedy | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Lam Research Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LRCX | CUSIP 512807108 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Lam Research Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LRCX | CUSIP 512807108 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Bagley | Mgmt | For | For | For | ||||
1.2 | Elect Robert Berdahl | Mgmt | For | For | For | ||||
1.3 | Elect Eric Brandt | Mgmt | For | For | For | ||||
1.4 | Elect Michael Cannon | Mgmt | For | For | For | ||||
1.5 | Elect Christine Heckart | Mgmt | For | For | For | ||||
1.6 | Elect Grant Inman | Mgmt | For | For | For | ||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | ||||
1.8 | Elect Stephen Newberry | Mgmt | For | For | For | ||||
1.9 | Elect Kim Perdikou | Mgmt | For | For | For | ||||
1.10 | Elect Abhijit Talwalkar | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
LaSalle Hotel Properties | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LHO | CUSIP 517942108 | 04/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Foland | Mgmt | For | For | For | ||||
1.2 | Elect Darryl Hartley-Leonard | Mgmt | For | For | For | ||||
1.3 | Elect William McCalmont | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Legg Mason, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LM | CUSIP 524901105 | 07/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Harold Adams | Mgmt | For | For | For | ||||
1.2 | Elect John Cahill | Mgmt | For | For | For | ||||
1.3 | Elect Mark Fetting | Mgmt | For | For | For | ||||
1.4 | Elect Margaret Richardson | Mgmt | For | For | For | ||||
1.5 | Elect Kurt Schmoke | Mgmt | For | For | For | ||||
2 | Amendment to the 1996 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Lexmark International | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LXK | CUSIP 529771107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||||
2 | Elect Michael Maples | Mgmt | For | For | For | ||||
3 | Elect Stephen Hardis | Mgmt | For | For | For | ||||
4 | Elect William Fields | Mgmt | For | For | For | ||||
5 | Elect Robert Holland, Jr. | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Lifepoint Hospitals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LPNT | CUSIP 53219L109 | 06/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Marguerite Kondracke | Mgmt | For | For | For | ||||
1.2 | Elect John Maupin, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Owen Shell, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 1998 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
5 | Amendment to the Outside Directors Stock and Incentive Compensation Plan | Mgmt | For | For | For | ||||
Logitech International SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LOGN | CINS H50430232 | 09/07/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Compensation Policy | Mgmt | For | TNA | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Advisory vote on the frequency of future advisory votes on executive compensation: Please vote FOR on this resolution to approve 1 year | Mgmt | For | TNA | N/A | ||||
8 | Advisory vote on the frequency of future advisory votes on executive compensation: Please vote FOR on this resolution to approve 2 years | Mgmt | For | TNA | N/A | ||||
9 | Advisory vote on the frequency of future advisory votes on executive compensation: Please vote FOR on this resolution to approve 3 years | Mgmt | For | TNA | N/A | ||||
10 | Advisory vote on the frequency of future advisory votes on executive compensation: Please vote FOR on this resolution to ABSTAIN on this resolution | Mgmt | For | TNA | N/A | ||||
11 | Amendment to Employee Share Purchase Plans | Mgmt | For | TNA | N/A | ||||
12 | Authority to Repurchase Shares in Excess of 10% of Issued Share Capital | Mgmt | For | TNA | N/A | ||||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
15 | Elect Matthew Bousquette | Mgmt | For | TNA | N/A | ||||
16 | Elect Richard Laube | Mgmt | For | TNA | N/A | ||||
17 | Elect Gerald Quindlen | Mgmt | Abstain | TNA | N/A | ||||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
Logitech International SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LOGN | CUSIP H50430232 | 09/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Compensation Policy | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Amendment to Employee Share Purchase Plans | Mgmt | For | For | For | ||||
5 | Authority to Repurchase Shares in Excess of 10% of Issued Share Capital | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||||
8 | Elect Matthew Bousquette | Mgmt | For | Against | Against | ||||
9 | Elect Richard Laube | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
LSB Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LXU | CUSIP 502160104 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Brown | Mgmt | For | For | For | ||||
1.2 | Elect Barry Golsen | Mgmt | For | For | For | ||||
1.3 | Elect David Goss | Mgmt | For | For | For | ||||
1.4 | Elect Gail Lapidus | Mgmt | For | For | For | ||||
1.5 | Elect John Shelley | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
LTC Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LTC | CUSIP 502175102 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andre Dimitriadis | Mgmt | For | For | For | ||||
1.2 | Elect Boyd Hendrickson | Mgmt | For | For | For | ||||
1.3 | Elect Edmund King | Mgmt | For | For | For | ||||
1.4 | Elect Devra Shapiro | Mgmt | For | For | For | ||||
1.5 | Elect Wendy Simpson | Mgmt | For | For | For | ||||
1.6 | Elect Timothy Triche | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
Maidenform Brands, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MFB | CUSIP 560305104 | 05/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Norman Axelrod | Mgmt | For | For | For | ||||
1.2 | Elect Harold Compton | Mgmt | For | For | For | ||||
1.3 | Elect Barbara Eisenberg | Mgmt | For | For | For | ||||
1.4 | Elect Nomi Ghez | Mgmt | For | For | For | ||||
1.5 | Elect Maurice Reznik | Mgmt | For | For | For | ||||
1.6 | Elect Karen Rose | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Manhattan Associates, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MANH | CUSIP 562750109 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Deepak Raghavan | Mgmt | For | For | For | ||||
1.2 | Elect Peter Sinisgalli | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
MedCath Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDTH | CUSIP 58404W109 | 07/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert McCoy, Jr. | Mgmt | For | Withhold | Against | ||||
1.2 | Elect James Deal | Mgmt | For | Withhold | Against | ||||
2 | The New Mexico Sale | Mgmt | For | For | For | ||||
3 | The Arkansas Sale | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
MedCath Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDTH | CUSIP 58404W109 | 09/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Liquidation of the Company | Mgmt | For | For | For | ||||
2 | Dissolution of the Company | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Medicis Pharmaceutical Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRX | CUSIP 584690309 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Arthur Altschul, Jr. | Mgmt | For | For | For | ||||
2 | Elect Philip Schein | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Methanex Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MX | CUSIP 59151K108 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bruce Aitken | Mgmt | For | For | For | ||||
1.2 | Elect Howard Balloch | Mgmt | For | For | For | ||||
1.3 | Elect Phillip Cook | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Hamilton | Mgmt | For | For | For | ||||
1.5 | Elect Robert Kostelnik | Mgmt | For | For | For | ||||
1.6 | Elect Douglas Mahaffy | Mgmt | For | For | For | ||||
1.7 | Elect A. Terence Poole | Mgmt | For | For | For | ||||
1.8 | Elect John Reid | Mgmt | For | For | For | ||||
1.9 | Elect Janice Rennie | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Monica Sloan | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
MKS Instruments, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MKSI | CUSIP 55306N104 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Leo Berlinghieri | Mgmt | For | For | For | ||||
1.2 | Elect Elizabeth Mora | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Mohawk Industries Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MHK | CUSIP 608190104 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bruce Bruckmann | Mgmt | For | For | For | ||||
1.2 | Elect Frans De Cock | Mgmt | For | For | For | ||||
1.3 | Elect Joseph Onorato | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Incentive Plan | Mgmt | For | For | For | ||||
Molina Healthcare, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MOH | CUSIP 60855R100 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Garrey Carruthers | Mgmt | For | For | For | ||||
1.2 | Elect Frank Murray | Mgmt | For | For | For | ||||
1.3 | Elect John Szabo, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Multi-Fineline Electronix, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MFLX | CUSIP 62541B101 | 03/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Philippe Lemaitre | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Donald Schwanz | Mgmt | For | Withhold | Against | ||||
1.3 | Elect See Meng Wong | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Nash-Finch Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NAFC | CUSIP 631158102 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Christopher Bodine | Mgmt | For | For | For | ||||
1.2 | Elect Alec Covington | Mgmt | For | For | For | ||||
1.3 | Elect Sam Duncan | Mgmt | For | For | For | ||||
1.4 | Elect Mickey Foret | Mgmt | For | For | For | ||||
1.5 | Elect Douglas Hacker | Mgmt | For | For | For | ||||
1.6 | Elect Hawthorne Proctor | Mgmt | For | For | For | ||||
1.7 | Elect William Voss | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
National Health Investors, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NHI | CUSIP 63633D104 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Webb | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | 2012 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
National Retail Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NNN | CUSIP 637417106 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Don DeFosset | Mgmt | For | For | For | ||||
1.2 | Elect David Fick | Mgmt | For | For | For | ||||
1.3 | Elect Edward Fritsch | Mgmt | For | For | For | ||||
1.4 | Elect Kevin Habicht | Mgmt | For | For | For | ||||
1.5 | Elect Richard Jennings | Mgmt | For | For | For | ||||
1.6 | Elect Ted Lanier | Mgmt | For | For | For | ||||
1.7 | Elect Robert Legler | Mgmt | For | For | For | ||||
1.8 | Elect Craig Macnab | Mgmt | For | For | For | ||||
1.9 | Elect Robert Martinez | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Re-approval of the material terms of the performance objectives under the 2007 Performance Incentive Plan | Mgmt | For | For | For | ||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Nationwide Health Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NHP | CUSIP 638620104 | 07/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
NetGear, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NTGR | CUSIP 64111Q104 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Patrick Lo | Mgmt | For | For | For | ||||
1.2 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | ||||
1.3 | Elect Ralph Faison | Mgmt | For | For | For | ||||
1.4 | Elect A. Timothy Godwin | Mgmt | For | For | For | ||||
1.5 | Elect Jef Graham | Mgmt | For | For | For | ||||
1.6 | Elect Linwood Lacy, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Gregory Rossmann | Mgmt | For | For | For | ||||
1.8 | Elect Barbara Scherer | Mgmt | For | For | For | ||||
1.9 | Elect Julie Shimer | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
NeuStar, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NSR | CUSIP 64126X201 | 06/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ross Ireland | Mgmt | For | For | For | ||||
2 | Elect Paul Lacouture | Mgmt | For | For | For | ||||
3 | Elect Michael Rowny | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
7 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Novellus Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVLS | CUSIP 670008101 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
NVR, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVR | CUSIP 62944T105 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charles Andrews | Mgmt | For | For | For | ||||
2 | Elect Robert Butler | Mgmt | For | For | For | ||||
3 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
4 | Elect Thomas Eckert | Mgmt | For | For | For | ||||
5 | Elect Alfred Festa | Mgmt | For | Against | Against | ||||
6 | Elect Manuel Johnson | Mgmt | For | For | For | ||||
7 | Elect William Moran | Mgmt | For | For | For | ||||
8 | Elect David Preiser | Mgmt | For | For | For | ||||
9 | Elect W. Grady Rosier | Mgmt | For | For | For | ||||
10 | Elect Dwight Schar | Mgmt | For | For | For | ||||
11 | Elect John Toups | Mgmt | For | For | For | ||||
12 | Elect Paul Whetsell | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Oil States International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OIS | CUSIP 678026105 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect S. James Nelson | Mgmt | For | For | For | ||||
1.2 | Elect Gary Rosenthal | Mgmt | For | For | For | ||||
1.3 | Elect William Van Kleef | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Omega Healthcare Investors, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OHI | CUSIP 681936100 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Franke | Mgmt | For | For | For | ||||
1.2 | Elect Bernard Korman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
OmniAmerican Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OABC | CUSIP 68216R107 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Wayne Burchfield, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Patti Callan | Mgmt | For | For | For | ||||
1.3 | Elect John Sammons, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Omnicare, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OCR | CUSIP 681904108 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mark Emmert | Mgmt | For | For | For | ||||
2 | Elect John Figueroa | Mgmt | For | For | For | ||||
3 | Elect Steven Heyer | Mgmt | For | For | For | ||||
4 | Elect Andrea Lindell | Mgmt | For | For | For | ||||
5 | Elect Barry Schochet | Mgmt | For | For | For | ||||
6 | Elect James Shelton | Mgmt | For | For | For | ||||
7 | Elect Amy Wallman | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
OmniVision Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OVTI | CUSIP 682128103 | 09/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Wen-Liang (William) Hsu | Mgmt | For | For | For | ||||
1.2 | Elect Henry Yang | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Open Text Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OTC | CUSIP 683715106 | 12/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect P. Thomas Jenkins | Mgmt | For | For | For | ||||
1.2 | Elect John Shackleton | Mgmt | For | For | For | ||||
1.3 | Elect Randy Fowlie | Mgmt | For | For | For | ||||
1.4 | Elect Gail Hamilton | Mgmt | For | For | For | ||||
1.5 | Elect Brian Jackman | Mgmt | For | For | For | ||||
1.6 | Elect Stephen Sadler | Mgmt | For | For | For | ||||
1.7 | Elect Michael Slaunwhite | Mgmt | For | For | For | ||||
1.8 | Elect Katharine Stevenson | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Deborah Weinstein | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Oshkosh Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OSK | CUSIP 688239201 | 01/27/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Donnelly | Mgmt | For | TNA | N/A | ||||
1.2 | Elect Michael Grebe | Mgmt | For | TNA | N/A | ||||
1.3 | Elect Peter Hamilton | Mgmt | For | TNA | N/A | ||||
1.4 | Elect Kathleen Hempel | Mgmt | For | TNA | N/A | ||||
1.5 | Elect Leslie Kenne | Mgmt | For | TNA | N/A | ||||
1.6 | Elect Harvey Medvin | Mgmt | For | TNA | N/A | ||||
1.7 | Elect J. Peter Mosling, Jr. | Mgmt | For | TNA | N/A | ||||
1.8 | Elect Craig Omtvedt | Mgmt | For | TNA | N/A | ||||
1.9 | Elect Duncan Palmer | Mgmt | For | TNA | N/A | ||||
1.10 | Elect John Shiely | Mgmt | For | TNA | N/A | ||||
1.11 | Elect Richard Sim | Mgmt | For | TNA | N/A | ||||
1.12 | Elect Charles Szews | Mgmt | For | TNA | N/A | ||||
1.13 | Elect William Wallace | Mgmt | For | TNA | N/A | ||||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
4 | Amendment to the Omnibus Stock Plan | Mgmt | For | TNA | N/A | ||||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | TNA | N/A | ||||
Oshkosh Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OSK | CUSIP 688239201 | 01/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dissident Nominee A.B. Krongard | Mgmt | N/A | For | N/A | ||||
1.2 | Elect Dissident Nominee Vincent Intrieri | Mgmt | N/A | For | N/A | ||||
1.3 | Elect Dissident Nominee Samuel Merksamer | Mgmt | N/A | For | N/A | ||||
1.4 | Elect Dissident Nominee Jose Maria Alapont | Mgmt | N/A | For | N/A | ||||
1.5 | Elect Dissident Nominee Daniel Ninivaggi | Mgmt | N/A | For | N/A | ||||
1.6 | Elect Dissident Nominee Marc Gufstafson | Mgmt | N/A | For | N/A | ||||
1.7 | Elect Management Nominee Richard Donnelly | Mgmt | N/A | For | N/A | ||||
1.8 | Elect Management Nominee Peter Hamilton | Mgmt | N/A | For | N/A | ||||
1.9 | Elect Management Nominee Leslie Kenne | Mgmt | N/A | For | N/A | ||||
1.10 | Elect Management Nominee Craig Omtvedt | Mgmt | N/A | For | N/A | ||||
1.11 | Elect Management Nominee Duncan Palmer | Mgmt | N/A | For | N/A | ||||
1.12 | Elect Management Nominee John Shiely | Mgmt | N/A | For | N/A | ||||
1.13 | Elect Management Nominee William Wallace | Mgmt | N/A | For | N/A | ||||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | ||||
4 | Amendment to the Omnibus Stock Plan | Mgmt | N/A | For | N/A | ||||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | N/A | For | N/A | ||||
Par Pharmaceutical Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRX | CUSIP 69888P106 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter Knight | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Rice | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
PAREXEL International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRXL | CUSIP 699462107 | 12/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Patrick Fortune | Mgmt | For | For | For | ||||
1.2 | Elect Ellen Zane | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Parker Drilling Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PKD | CUSIP 701081101 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect R. Rudolph Reinfrank | Mgmt | For | For | For | ||||
1.2 | Elect Robert Goldman | Mgmt | For | For | For | ||||
1.3 | Elect Richard Paterson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Patterson-UTI Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PTEN | CUSIP 703481101 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark Siegel | Mgmt | For | For | For | ||||
1.2 | Elect Kenneth Berns | Mgmt | For | For | For | ||||
1.3 | Elect Charles Buckner | Mgmt | For | For | For | ||||
1.4 | Elect Curtis Huff | Mgmt | For | For | For | ||||
1.5 | Elect Terry Hunt | Mgmt | For | For | For | ||||
1.6 | Elect Kenneth Peak | Mgmt | For | For | For | ||||
1.7 | Elect Cloyce Talbott | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Pepco Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
POM | CUSIP 713291102 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jack Dunn, IV | Mgmt | For | For | For | ||||
1.2 | Elect Terence Golden | Mgmt | For | For | For | ||||
1.3 | Elect Patrick Harker | Mgmt | For | For | For | ||||
1.4 | Elect Frank Heintz | Mgmt | For | For | For | ||||
1.5 | Elect Barbara Krumsiek | Mgmt | For | For | For | ||||
1.6 | Elect George MacCormack | Mgmt | For | For | For | ||||
1.7 | Elect Lawrence Nussdorf | Mgmt | For | For | For | ||||
1.8 | Elect Patricia Oelrich | Mgmt | For | For | For | ||||
1.9 | Elect Joseph Rigby | Mgmt | For | For | For | ||||
1.10 | Elect Frank Ross | Mgmt | For | For | For | ||||
1.11 | Elect Pauline Schneider | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Lester Silverman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
4 | Amendment to the Pepco Holdings, Inc. Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Amendment to the Annual Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Perfect World Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PWRD | CUSIP 71372U104 | 08/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
Perry Ellis International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PERY | CUSIP 288853104 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Oscar Feldenkreis | Mgmt | For | For | For | ||||
1.2 | Elect Joe Arriola | Mgmt | For | For | For | ||||
1.3 | Elect Joseph Lacher | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Petroleum Development Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETD | CUSIP 716578109 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Anthony Crisafio | Mgmt | For | For | For | ||||
1.2 | Elect Kimberly Wakim | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | Company Name Change | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
PMC-Sierra, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PMCS | CUSIP 69344F106 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Belluzzo | Mgmt | For | For | For | ||||
2 | Elect James Diller | Mgmt | For | For | For | ||||
3 | Elect Michael Farese | Mgmt | For | For | For | ||||
4 | Elect Jonathan Judge | Mgmt | For | For | For | ||||
5 | Elect Michael Klayko | Mgmt | For | For | For | ||||
6 | Elect William Kurtz | Mgmt | For | For | For | ||||
7 | Elect Gregory Lang | Mgmt | For | For | For | ||||
8 | Elect Frank Marshall | Mgmt | For | For | For | ||||
9 | Elect Richard Nottenburg | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2008 Equity Plan | Mgmt | For | Against | Against | ||||
PNM Resources Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PNM | CUSIP 69349H107 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Adelmo Archuleta | Mgmt | For | For | For | ||||
1.2 | Elect Patricia Collawn | Mgmt | For | For | For | ||||
1.3 | Elect Julie Dobson | Mgmt | For | For | For | ||||
1.4 | Elect Alan Fohrer | Mgmt | For | For | For | ||||
1.5 | Elect Robert Nordhaus | Mgmt | For | For | For | ||||
1.6 | Elect Manuel Pacheco | Mgmt | For | For | For | ||||
1.7 | Elect Bonnie Reitz | Mgmt | For | For | For | ||||
1.8 | Elect Donald Schwanz | Mgmt | For | For | For | ||||
1.9 | Elect Bruce Wilkinson | Mgmt | For | For | For | ||||
1.10 | Elect Joan Woodard | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Omnibus Performance Equity Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Polaris Industries Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PII | CUSIP 731068102 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Annette Clayton | Mgmt | For | For | For | ||||
1.2 | Elect Gregory Palen | Mgmt | For | For | For | ||||
1.3 | Elect John Wiehoff | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Polycom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLCM | CUSIP 73172K104 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andrew Miller | Mgmt | For | For | For | ||||
2 | Elect Betsy Atkins | Mgmt | For | For | For | ||||
3 | Elect David DeWalt | Mgmt | For | For | For | ||||
4 | Elect John Kelley, Jr. | Mgmt | For | For | For | ||||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | ||||
6 | Elect William Owens | Mgmt | For | For | For | ||||
7 | Elect Kevin Parker | Mgmt | For | For | For | ||||
8 | Amendment to the Performance Bonus Plan | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Popular Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BPOP | CUSIP 733174106 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alejandro Ballester | Mgmt | For | For | For | ||||
2 | Elect Richard Carrion | Mgmt | For | For | For | ||||
3 | Elect Carlos Unanue | Mgmt | For | For | For | ||||
4 | Elect David Goel | Mgmt | For | For | For | ||||
5 | Reverse Stock Split | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Progress Software Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRGS | CUSIP 743312100 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jay Bhatt | Mgmt | For | For | For | ||||
1.2 | Elect Barry Bycoff | Mgmt | For | For | For | ||||
1.3 | Elect John Egan | Mgmt | For | For | For | ||||
1.4 | Elect Ram Gupta | Mgmt | For | For | For | ||||
1.5 | Elect Charles Kane | Mgmt | For | For | For | ||||
1.6 | Elect David Krall | Mgmt | For | For | For | ||||
1.7 | Elect Michael Mark | Mgmt | For | For | For | ||||
1.8 | Elect Philip Pead | Mgmt | For | For | For | ||||
2 | Amendment to the 1991 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Provident New York Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PBNY | CUSIP 744028101 | 02/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Navy Djonovic | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Kahn | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Jauntig, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Carl Rosenstock | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
QLogic Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QLGC | CUSIP 747277101 | 08/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Simon Biddiscombe | Mgmt | For | For | For | ||||
2 | Elect H.K. Desai | Mgmt | For | For | For | ||||
3 | Elect James Fiebiger | Mgmt | For | For | For | ||||
4 | Elect Balakrishnan Iyer | Mgmt | For | For | For | ||||
5 | Elect Kathryn Lewis | Mgmt | For | For | For | ||||
6 | Elect D. Scott Mercer | Mgmt | For | For | For | ||||
7 | Elect George Wells | Mgmt | For | For | For | ||||
8 | Elect William Zeitler | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
11 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
R.R. Donnelley & Sons Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RRD | CUSIP 257867101 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Quinlan, III | Mgmt | For | For | For | ||||
2 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
3 | Elect Susan Cameron | Mgmt | For | For | For | ||||
4 | Elect Lee Chaden | Mgmt | For | For | For | ||||
5 | Elect Richard Crandall | Mgmt | For | For | For | ||||
6 | Elect Judith Hamilton | Mgmt | For | For | For | ||||
7 | Elect Thomas Johnson | Mgmt | For | For | For | ||||
8 | Elect John Pope | Mgmt | For | For | For | ||||
9 | Elect Michael Riordan | Mgmt | For | For | For | ||||
10 | Elect Oliver Sockwell | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | 2012 Performance Incentive Plan | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Sustainable Procurement Report | ShrHldr | Against | Against | For | ||||
Red Robin Gourmet Burgers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RRGB | CUSIP 75689M101 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||||
2 | Elect Robert Aiken | Mgmt | For | For | For | ||||
3 | Elect Richard Howell | Mgmt | For | For | For | ||||
4 | Elect James Rothe | Mgmt | For | For | For | ||||
5 | Elect J. Taylor Simonton | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Regal-Beloit Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RBC | CUSIP 758750103 | 04/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Burt | Mgmt | For | For | For | ||||
2 | Elect Dean Foate | Mgmt | For | For | For | ||||
3 | Elect Henry Knueppel | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Reliance Steel & Aluminum Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RS | CUSIP 759509102 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Hannah | Mgmt | For | For | For | ||||
1.2 | Elect Mark Kaminski | Mgmt | For | For | For | ||||
1.3 | Elect Gregg Mollins | Mgmt | For | For | For | ||||
1.4 | Elect Andrew Sharkey III | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
RenaissanceRe Holdings Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RNR | CUSIP G7496G103 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Cooper | Mgmt | For | For | For | ||||
1.2 | Elect Neill Currie | Mgmt | For | For | For | ||||
1.3 | Elect W. James MacGinnitie | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
RF Micro Devices, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RFMD | CUSIP 749941100 | 08/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Walter Wilkinson, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Robert Bruggeworth | Mgmt | For | For | For | ||||
1.3 | Elect Daniel DiLeo | Mgmt | For | For | For | ||||
1.4 | Elect Jeffery Gardner | Mgmt | For | For | For | ||||
1.5 | Elect John Harding | Mgmt | For | For | For | ||||
1.6 | Elect Masood Jabbar | Mgmt | For | For | For | ||||
1.7 | Elect Casimir Skrzypczak | Mgmt | For | For | For | ||||
1.8 | Elect Erik van der Kaay | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Amendment to the Cash Bonus Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Roper Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ROP | CUSIP 776696106 | 06/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Johnson | Mgmt | For | For | For | ||||
1.2 | Elect Robert Knowling, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Wilbur Prezzano | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2006 Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Safety Insurance Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAFT | CUSIP 78648T100 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter Manning | Mgmt | For | For | For | ||||
1.2 | Elect David McKown | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Saks Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SKS | CUSIP 79377W108 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Carter | Mgmt | For | For | For | ||||
1.2 | Elect Michael Gross | Mgmt | For | For | For | ||||
1.3 | Elect Donald Hess | Mgmt | For | For | For | ||||
1.4 | Elect Marguerite Kondracke | Mgmt | For | For | For | ||||
1.5 | Elect Jerry Levin | Mgmt | For | For | For | ||||
1.6 | Elect Nora McAniff | Mgmt | For | For | For | ||||
1.7 | Elect Stephen Sadove | Mgmt | For | For | For | ||||
1.8 | Elect Jack Stahl | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2012 Senior Executive Bonus Plan | Mgmt | For | Against | Against | ||||
4 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
Sandy Spring Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SASR | CUSIP 800363103 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Susan Goff | Mgmt | For | For | For | ||||
1.2 | Elect Robert Orndorff | Mgmt | For | For | For | ||||
1.3 | Elect Daniel Schrider | Mgmt | For | For | For | ||||
1.4 | Elect Gary Nakamoto | Mgmt | For | For | For | ||||
1.5 | Elect Robert Henel, Jr. | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Schnitzer Steel Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCHN | CUSIP 806882106 | 01/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Anderson | Mgmt | For | For | For | ||||
1.2 | Elect John Carter | Mgmt | For | For | For | ||||
1.3 | Elect Kenneth Novack | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
SeaBright Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBX | CUSIP 811656107 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Pasqualetto | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Edwards | Mgmt | For | For | For | ||||
1.3 | Elect William Feldman | Mgmt | For | For | For | ||||
1.4 | Elect Mural Josephson | Mgmt | For | For | For | ||||
1.5 | Elect George Morvis | Mgmt | For | For | For | ||||
1.6 | Elect Clifford Press | Mgmt | For | For | For | ||||
1.7 | Elect Michael Rice | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Seacoast Banking Corporation of Florida | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBCF | CUSIP 811707306 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect H. Gilbert Culbreth | Mgmt | For | For | For | ||||
1.2 | Elect Christopher Fogal | Mgmt | For | For | For | ||||
1.3 | Elect Robert Goldstein | Mgmt | For | For | For | ||||
1.4 | Elect Dale Hudson | Mgmt | For | For | For | ||||
1.5 | Elect Roger Goldman | Mgmt | For | For | For | ||||
2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Reverse Stock Split | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Sealed Air Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SEE | CUSIP 81211K100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hank Brown | Mgmt | For | For | For | ||||
2 | Elect Michael Chu | Mgmt | For | For | For | ||||
3 | Elect Lawrence Codey | Mgmt | For | For | For | ||||
4 | Elect Patrick Duff | Mgmt | For | For | For | ||||
5 | Elect T. J. Dermot Dunphy | Mgmt | For | For | For | ||||
6 | Elect William Hickey | Mgmt | For | For | For | ||||
7 | Elect Jacqueline Kosecoff | Mgmt | For | For | For | ||||
8 | Elect Kenneth Manning | Mgmt | For | Against | Against | ||||
9 | Elect William Marino | Mgmt | For | For | For | ||||
10 | Elect Richard Wambold | Mgmt | For | For | For | ||||
11 | Elect Jerry Whitaker | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
SEI Investments Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SEIC | CUSIP 784117103 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Lieb | Mgmt | For | Against | Against | ||||
2 | Elect Carmen Romeo | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Selective Insurance Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIGI | CUSIP 816300107 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Paul Bauer | Mgmt | For | For | For | ||||
2 | Elect Annabelle Bexiga | Mgmt | For | For | For | ||||
3 | Elect A. David Brown | Mgmt | For | For | For | ||||
4 | Elect John Burville | Mgmt | For | For | For | ||||
5 | Elect Joan Lamm-Tennant | Mgmt | For | For | For | ||||
6 | Elect Michael Morrissey | Mgmt | For | For | For | ||||
7 | Elect Gregory Murphy | Mgmt | For | For | For | ||||
8 | Elect Cynthia Nicholson | Mgmt | For | For | For | ||||
9 | Elect Ronald O'Kelley | Mgmt | For | For | For | ||||
10 | Elect William Rue | Mgmt | For | For | For | ||||
11 | Elect J. Brian Thebault | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ship Finance International Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFL | CUSIP G81075106 | 09/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hans Petter Aas | Mgmt | For | Against | Against | ||||
2 | Elect Paul Leand | Mgmt | For | Against | Against | ||||
3 | Elect Kate Blankenship | Mgmt | For | Against | Against | ||||
4 | Elect Cecilie Fredriksen | Mgmt | For | Against | Against | ||||
5 | Elect Harald Thorstein | Mgmt | For | Against | Against | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
Signature Bank | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBNY | CUSIP 82669G104 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kathryn Byrne | Mgmt | For | For | For | ||||
1.2 | Elect Alfonse D'Amato | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey Meshel | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Silicon Laboratories Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLAB | CUSIP 826919102 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Harvey Cash | Mgmt | For | For | For | ||||
1.2 | Elect G. Tyson Tuttle | Mgmt | For | For | For | ||||
1.3 | Elect David Welland | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Skyworks Solutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWKS | CUSIP 83088M102 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David McLachlan | Mgmt | For | For | For | ||||
1.2 | Elect David Aldrich | Mgmt | For | For | For | ||||
1.3 | Elect Kevin Beebe | Mgmt | For | For | For | ||||
1.4 | Elect Moiz Beguwala | Mgmt | For | For | For | ||||
1.5 | Elect Timothy Furey | Mgmt | For | For | For | ||||
1.6 | Elect Balakrishnan Iyer | Mgmt | For | For | For | ||||
1.7 | Elect Thomas Leonard | Mgmt | For | For | For | ||||
1.8 | Elect David McGlade | Mgmt | For | For | For | ||||
1.9 | Elect Robert Schriesheim | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
SM Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SM | CUSIP 78454L100 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Barbara Baumann | Mgmt | For | For | For | ||||
2 | Elect Anthony Best | Mgmt | For | For | For | ||||
3 | Elect Larry Bickle | Mgmt | For | For | For | ||||
4 | Elect Stephen Brand | Mgmt | For | For | For | ||||
5 | Elect William Gardiner | Mgmt | For | For | For | ||||
6 | Elect Julio Quintana | Mgmt | For | For | For | ||||
7 | Elect John Seidl | Mgmt | For | For | For | ||||
8 | Elect William Sullivan | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Sonic Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SONC | CUSIP 835451105 | 01/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kate Lavelle | Mgmt | For | For | For | ||||
1.2 | Elect Michael Maples | Mgmt | For | For | For | ||||
1.3 | Elect J. Larry Nichols | Mgmt | For | For | For | ||||
1.4 | Elect Frank Richardson | Mgmt | For | For | For | ||||
2 | Approval of the Senior Executive Cash Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Sonoco Products Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SON | CUSIP 835495102 | 04/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Pamela Davies | Mgmt | For | For | For | ||||
1.2 | Elect Harris DeLoach, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Edgar Lawton, III | Mgmt | For | For | For | ||||
1.4 | Elect John Linville | Mgmt | For | For | For | ||||
1.5 | Elect John Haley | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
Sotheby's | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BID | CUSIP 835898107 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Angelo | Mgmt | For | For | For | ||||
2 | Elect Michael Blakenham | Mgmt | For | For | For | ||||
3 | Elect Steven Dodge | Mgmt | For | For | For | ||||
4 | Elect The Duke of Devonshire | Mgmt | For | For | For | ||||
5 | Elect Daniel Meyer | Mgmt | For | For | For | ||||
6 | Elect Allen Questrom | Mgmt | For | For | For | ||||
7 | Elect William Ruprecht | Mgmt | For | For | For | ||||
8 | Elect Marsha Simms | Mgmt | For | For | For | ||||
9 | Elect Michael Sovern | Mgmt | For | For | For | ||||
10 | Elect Robert Taubman | Mgmt | For | For | For | ||||
11 | Elect Diana Taylor | Mgmt | For | For | For | ||||
12 | Elect Dennis Weibling | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Reapproval of the Executive Bonus Plan's Terms | Mgmt | For | Against | Against | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
StanCorp Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFG | CUSIP 852891100 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Virginia Anderson | Mgmt | For | For | For | ||||
2 | Elect Stanley Fallis | Mgmt | For | For | For | ||||
3 | Elect Eric Parsons | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Amendment to the 1999 Employee Share Purchase Plan | Mgmt | For | For | For | ||||
6 | Re-approval of the Short-Term Incentive Plan | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Steel Dynamics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STLD | CUSIP 858119100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark Millett | Mgmt | For | For | For | ||||
1.2 | Elect Richard Teets, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect John Bates | Mgmt | For | For | For | ||||
1.4 | Elect Keith Busse | Mgmt | For | For | For | ||||
1.5 | Elect Frank Byrne | Mgmt | For | For | For | ||||
1.6 | Elect Paul Edgerley | Mgmt | For | For | For | ||||
1.7 | Elect Richard Freeland | Mgmt | For | For | For | ||||
1.8 | Elect Jurgen Kolb | Mgmt | For | For | For | ||||
1.9 | Elect James Marcuccilli | Mgmt | For | For | For | ||||
1.10 | Elect Gabriel Shaheen | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Steelcase Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCS | CUSIP 858155203 | 07/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter Wege II | Mgmt | For | For | For | ||||
1.2 | Elect Kate Wolters | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Stone Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SGY | CUSIP 861642106 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George Christmas | Mgmt | For | For | For | ||||
1.2 | Elect B.J. Duplantis | Mgmt | For | For | For | ||||
1.3 | Elect Peter Kinnear | Mgmt | For | For | For | ||||
1.4 | Elect John Laborde | Mgmt | For | For | For | ||||
1.5 | Elect Robert Murley | Mgmt | For | For | For | ||||
1.6 | Elect Richard Pattarozzi | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Donald Powell | Mgmt | For | For | For | ||||
1.8 | Elect Kay Priestly | Mgmt | For | For | For | ||||
1.9 | Elect Phyllis Taylor | Mgmt | For | For | For | ||||
1.10 | Elect David Welch | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Superior Energy Services Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPN | CUSIP 868157108 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Harold Bouillion | Mgmt | For | For | For | ||||
1.2 | Elect Enoch Dawkins | Mgmt | For | For | For | ||||
1.3 | Elect David Dunlap | Mgmt | For | For | For | ||||
1.4 | Elect James Funk | Mgmt | For | For | For | ||||
1.5 | Elect Terence Hall | Mgmt | For | For | For | ||||
1.6 | Elect Ernest Howard, III | Mgmt | For | For | For | ||||
1.7 | Elect Peter Kinnear | Mgmt | For | For | For | ||||
1.8 | Elect Michael McShane | Mgmt | For | For | For | ||||
1.9 | Elect W. Matt Ralls | Mgmt | For | For | For | ||||
1.10 | Elect Justin Sullivan | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Superior Energy Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPN | CUSIP 868157108 | 02/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Superior Industries International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SUP | CUSIP 868168105 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Philip Colburn | Mgmt | For | For | For | ||||
1.2 | Elect Margaret Dano | Mgmt | For | For | For | ||||
1.3 | Elect Timothy McQuay | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Surmodics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SRDX | CUSIP 868873100 | 02/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jose Bedoya | Mgmt | For | For | For | ||||
1.2 | Elect David Dantzker | Mgmt | For | For | For | ||||
1.3 | Elect Gary Maharaj | Mgmt | For | For | For | ||||
1.4 | Elect Scott Ward | Mgmt | For | For | For | ||||
2 | Set the Number of Directors at Ten | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
SVB Financial Group | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIVB | CUSIP 78486Q101 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Greg Becker | Mgmt | For | For | For | ||||
1.2 | Elect Eric Benhamou | Mgmt | For | For | For | ||||
1.3 | Elect David Clapper | Mgmt | For | For | For | ||||
1.4 | Elect Roger Dunbar | Mgmt | For | For | For | ||||
1.5 | Elect Joel Friedman | Mgmt | For | For | For | ||||
1.6 | Elect C. Richard Kramlich | Mgmt | For | For | For | ||||
1.7 | Elect Lata Krishnan | Mgmt | For | For | For | ||||
1.8 | Elect Jeffery Maggioncalda | Mgmt | For | For | For | ||||
1.9 | Elect Kate Mitchell | Mgmt | For | For | For | ||||
1.10 | Elect John Robinson | Mgmt | For | For | For | ||||
1.11 | Elect Garen Staglin | Mgmt | For | For | For | ||||
1.12 | Elect Kyung Yoon | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Swift Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFY | CUSIP 870738101 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Clyde Smith, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Terry Swift | Mgmt | For | For | For | ||||
1.3 | Elect Charles Swindells | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Stock Compensation Plan | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Synopsys, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNPS | CUSIP 871607107 | 04/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Aart de Geus | Mgmt | For | For | For | ||||
1.2 | Elect Alfred Castino | Mgmt | For | For | For | ||||
1.3 | Elect Chi-Foon Chan | Mgmt | For | For | For | ||||
1.4 | Elect Bruce Chizen | Mgmt | For | For | For | ||||
1.5 | Elect Deborah Coleman | Mgmt | For | For | For | ||||
1.6 | Elect Chrysostomos Nikias | Mgmt | For | For | For | ||||
1.7 | Elect John Schwarz | Mgmt | For | For | For | ||||
1.8 | Elect Roy Vallee | Mgmt | For | For | For | ||||
1.9 | Elect Steven Walske | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Taubman Centers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TCO | CUSIP 876664103 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Graham Allison | Mgmt | For | For | For | ||||
1.2 | Elect Peter Karmanos, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect William Taubman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Teledyne Technologies Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TDY | CUSIP 879360105 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Simon Lorne | Mgmt | For | For | For | ||||
1.2 | Elect Paul Miller | Mgmt | For | For | For | ||||
1.3 | Elect Wesley von Schack | Mgmt | For | For | For | ||||
2 | Amendment to the 2008 Incentive Award Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Teradyne, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TER | CUSIP 880770102 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Bagley | Mgmt | For | For | For | ||||
2 | Elect Michael Bradley | Mgmt | For | For | For | ||||
3 | Elect Albert Carnesale | Mgmt | For | For | For | ||||
4 | Elect Daniel Christman | Mgmt | For | For | For | ||||
5 | Elect Edwin Gillis | Mgmt | For | For | For | ||||
6 | Elect Timothy Guertin | Mgmt | For | For | For | ||||
7 | Elect Paul Tufano | Mgmt | For | For | For | ||||
8 | Elect Roy Vallee | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Terex Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEX | CUSIP 880779103 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald DeFeo | Mgmt | For | For | For | ||||
1.2 | Elect G. Chris Andersen | Mgmt | For | For | For | ||||
1.3 | Elect Paula Cholmondeley | Mgmt | For | For | For | ||||
1.4 | Elect Don DeFosset | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Hansen | Mgmt | For | For | For | ||||
1.6 | Elect David Sachs | Mgmt | For | For | For | ||||
1.7 | Elect Oren Shaffer | Mgmt | For | For | For | ||||
1.8 | Elect David Wang | Mgmt | For | For | For | ||||
1.9 | Elect Scott Wine | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Tetra Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TTI | CUSIP 88162F105 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Bates, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Stuart Brightman | Mgmt | For | For | For | ||||
1.3 | Elect Paul Coombs | Mgmt | For | For | For | ||||
1.4 | Elect Ralph Cunningham | Mgmt | For | For | For | ||||
1.5 | Elect Tom Delimitros | Mgmt | For | For | For | ||||
1.6 | Elect Geoffrey Hertel | Mgmt | For | For | For | ||||
1.7 | Elect Kenneth Mitchell | Mgmt | For | For | For | ||||
1.8 | Elect William Sullivan | Mgmt | For | For | For | ||||
1.9 | Elect Kenneth White, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TBBK | CUSIP 05969A105 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Betsy Cohen | Mgmt | For | For | For | ||||
2 | Elect Daniel Cohen | Mgmt | For | For | For | ||||
3 | Elect Walter Beach | Mgmt | For | For | For | ||||
4 | Elect Michael Bradley | Mgmt | For | For | For | ||||
5 | Elect Matthew Cohn | Mgmt | For | For | For | ||||
6 | Elect William Lamb | Mgmt | For | For | For | ||||
7 | Elect Frank Mastrangelo | Mgmt | For | For | For | ||||
8 | Elect James McEntee, III | Mgmt | For | For | For | ||||
9 | Elect Linda Schaeffer | Mgmt | For | For | For | ||||
10 | Elect Joan Specter | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Brink's Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BCO | CUSIP 109696104 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Reginald Hedgebeth | Mgmt | For | For | For | ||||
1.2 | Elect Betty Alewine | Mgmt | For | For | For | ||||
1.3 | Elect Michael Herling | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Schievelbein | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Buckle, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BKE | CUSIP 118440106 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel Hirschfeld | Mgmt | For | For | For | ||||
1.2 | Elect Dennis Nelson | Mgmt | For | For | For | ||||
1.3 | Elect Karen Rhoads | Mgmt | For | For | For | ||||
1.4 | Elect James Shada | Mgmt | For | For | For | ||||
1.5 | Elect Robert Campbell | Mgmt | For | For | For | ||||
1.6 | Elect Bill Fairfield | Mgmt | For | For | For | ||||
1.7 | Elect Bruce Hoberman | Mgmt | For | For | For | ||||
1.8 | Elect John Peetz | Mgmt | For | For | For | ||||
1.9 | Elect Michael Huss | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2012 Management Incentive Plan | Mgmt | For | For | For | ||||
4 | Amendment to the 2005 Restricted Stock Plan | Mgmt | For | For | For | ||||
5 | Approval of Performance-Based Awards Granted | Mgmt | For | For | For | ||||
The CATO Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CATO | CUSIP 149205106 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Cato | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Meckley | Mgmt | For | For | For | ||||
1.3 | Elect Bailey Patrick | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
The Hanover Insurance Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
THG | CUSIP 410867105 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Frederick Eppinger | Mgmt | For | For | For | ||||
2 | Elect Joseph Ramrath | Mgmt | For | For | For | ||||
3 | Elect Harriett Taggart | Mgmt | For | For | For | ||||
4 | Approval of Material terms of Performance Criteria Under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Macerich Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MAC | CUSIP 554382101 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Douglas Abbey | Mgmt | For | For | For | ||||
2 | Elect Dana Anderson | Mgmt | For | For | For | ||||
3 | Elect Arthur Coppola | Mgmt | For | For | For | ||||
4 | Elect Edward Coppola | Mgmt | For | For | For | ||||
5 | Elect Fred Hubbell | Mgmt | For | For | For | ||||
6 | Elect Diana Laing | Mgmt | For | For | For | ||||
7 | Elect Stanley Moore | Mgmt | For | For | For | ||||
8 | Elect Mason Ross | Mgmt | For | For | For | ||||
9 | Elect William Sexton | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Manitowoc Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTW | CUSIP 563571108 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Roy Armes | Mgmt | For | For | For | ||||
1.2 | Elect Cynthia Egnotovich | Mgmt | For | For | For | ||||
1.3 | Elect James Packard | Mgmt | For | For | For | ||||
2 | Short-Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Amendment to the 2003 Incentive Stock and Awards Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
TIBCO Software Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TIBX | CUSIP 88632Q103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Vivek Ranadive | Mgmt | For | For | For | ||||
1.2 | Elect Nanci Caldwell | Mgmt | For | For | For | ||||
1.3 | Elect Eric Dunn | Mgmt | For | For | For | ||||
1.4 | Elect Narendra Gupta | Mgmt | For | For | For | ||||
1.5 | Elect Peter Job | Mgmt | For | For | For | ||||
1.6 | Elect Philip Wood | Mgmt | For | For | For | ||||
2 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Tidewater Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TDW | CUSIP 886423102 | 07/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect M. Jay Allison | Mgmt | For | For | For | ||||
1.2 | Elect James Day | Mgmt | For | For | For | ||||
1.3 | Elect Richard du Moulin | Mgmt | For | For | For | ||||
1.4 | Elect Morris Foster | Mgmt | For | For | For | ||||
1.5 | Elect J. Wayne Leonard | Mgmt | For | For | For | ||||
1.6 | Elect Jon Madonna | Mgmt | For | For | For | ||||
1.7 | Elect Joseph Netherland | Mgmt | For | For | For | ||||
1.8 | Elect Richard Pattarozzi | Mgmt | For | For | For | ||||
1.9 | Elect Nicholas Sutton | Mgmt | For | For | For | ||||
1.10 | Elect Cindy Taylor | Mgmt | For | For | For | ||||
1.11 | Elect Dean Taylor | Mgmt | For | For | For | ||||
1.12 | Elect Jack Thompson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
TrueBlue, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TBI | CUSIP 89785X101 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Cooper | Mgmt | For | For | For | ||||
2 | Elect Thomas McChesney | Mgmt | For | For | For | ||||
3 | Elect Gates McKibbin | Mgmt | For | For | For | ||||
4 | Elect Jeffrey Sakaguchi | Mgmt | For | For | For | ||||
5 | Elect Joseph Sambataro, Jr. | Mgmt | For | For | For | ||||
6 | Elect Bonnie Soodik | Mgmt | For | For | For | ||||
7 | Elect William Steele | Mgmt | For | For | For | ||||
8 | Elect Craig Tall | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Tutor Perini Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TPC | CUSIP 901109108 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Band | Mgmt | For | For | For | ||||
1.2 | Elect Michael Klein | Mgmt | For | For | For | ||||
1.3 | Elect Robert Miller | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Union First Market Bankshares Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UBSH | CUSIP 90662P104 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Douglas Caton | Mgmt | For | For | For | ||||
1.2 | Elect David Fairchild | Mgmt | For | For | For | ||||
1.3 | Elect R. Hunter Morin | Mgmt | For | For | For | ||||
1.4 | Elect Ronald Tillett | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Unit Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNT | CUSIP 909218109 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Nikkel | Mgmt | For | For | For | ||||
1.2 | Elect Robert Sullivan, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Gary Christopher | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Re-approval of Performance Goals Under the Stock and Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Amendment to the Stock and Incentive Compensation Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Universal American Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UAM | CUSIP 91338E101 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Barasch | Mgmt | For | For | For | ||||
2 | Elect Barry Averill | Mgmt | For | For | For | ||||
3 | Elect Sally Crawford | Mgmt | For | For | For | ||||
4 | Elect Matthew Etheridge | Mgmt | For | For | For | ||||
5 | Elect Mark Gormley | Mgmt | For | For | For | ||||
6 | Elect Mark Harmeling | Mgmt | For | Against | Against | ||||
7 | Elect David Katz | Mgmt | For | For | For | ||||
8 | Elect Linda Lamel | Mgmt | For | For | For | ||||
9 | Elect Patrick McLaughlin | Mgmt | For | For | For | ||||
10 | Elect Richard Perry | Mgmt | For | Against | Against | ||||
11 | Elect Thomas Scully | Mgmt | For | For | For | ||||
12 | Elect Robert Spass | Mgmt | For | For | For | ||||
13 | Elect Sean Traynor | Mgmt | For | Against | Against | ||||
14 | Elect Christopher Wolfe | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
18 | Amendment to the 2011 Omnibus Equity Award Plan | Mgmt | For | For | For | ||||
Universal Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UVV | CUSIP 913456109 | 08/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George Freeman | Mgmt | For | For | For | ||||
1.2 | Elect Eddie Moore, Jr. | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Change in Board Size | Mgmt | For | For | For | ||||
5 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||||
Validus Holdings, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VR | CUSIP G9319H102 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Carpenter | Mgmt | For | For | For | ||||
1.2 | Elect Alok Singh | Mgmt | For | For | For | ||||
1.3 | Elect Christopher Watson | Mgmt | For | For | For | ||||
1.4 | Election of Edward J. Noonan | Mgmt | For | For | For | ||||
1.5 | Election of C.N. Rupert Atkin | Mgmt | For | For | For | ||||
1.6 | Election of Patrick G. Barry | Mgmt | For | For | For | ||||
1.7 | Election of Peter A. Bilsby | Mgmt | For | For | For | ||||
1.8 | Election of Alan Bossin | Mgmt | For | For | For | ||||
1.9 | Election of Julian P. Bosworth | Mgmt | For | For | For | ||||
1.10 | Election of Janita A. Burke | Mgmt | For | For | For | ||||
1.11 | Election of Michael E.A. Carpenter | Mgmt | For | For | For | ||||
1.12 | Election of Rodrigo Castro | Mgmt | For | For | For | ||||
1.13 | Election of Jane S. Clouting | Mgmt | For | For | For | ||||
1.14 | Election of Joseph E. Consolino | Mgmt | For | For | For | ||||
1.15 | Election of C. Jerome Dill | Mgmt | For | For | For | ||||
1.16 | Election of Andrew Downey | Mgmt | For | For | For | ||||
1.17 | Election of Kerry A. Emanuel | Mgmt | For | For | For | ||||
1.18 | Election of Jonathan D. Ewington | Mgmt | For | For | For | ||||
1.19 | Election of Andrew M. Gibbs | Mgmt | For | For | For | ||||
1.20 | Election of Michael Greene | Mgmt | For | For | For | ||||
1.21 | Election of Barnabas Hurst-Bannister | Mgmt | For | For | For | ||||
1.22 | Election of Anthony J. Keys | Mgmt | For | For | For | ||||
1.23 | Election of Robert F. Kuzloski | Mgmt | For | For | For | ||||
1.24 | Election of Stuart W. Mercer | Mgmt | For | For | For | ||||
1.25 | Election of Jean-Marie Nessi | Mgmt | For | For | For | ||||
1.26 | Election of Andre Perez | Mgmt | For | For | For | ||||
1.27 | Election of Julian G. Ross | Mgmt | For | For | For | ||||
1.28 | Election of Rafael Saer | Mgmt | For | For | For | ||||
1.29 | Election of Matthew Scales | Mgmt | For | For | For | ||||
1.30 | Election of James E. Skinner | Mgmt | For | For | For | ||||
1.31 | Election of Verner G. Southey | Mgmt | For | For | For | ||||
1.32 | Election of Nigel D. Wachman | Mgmt | For | For | For | ||||
1.33 | Election of Lixin Zeng | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Valley National Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VLY | CUSIP 919794107 | 04/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andrew Abramson | Mgmt | For | For | For | ||||
1.2 | Elect Peter Baum | Mgmt | For | For | For | ||||
1.3 | Elect Pamela Bronander | Mgmt | For | For | For | ||||
1.4 | Elect Peter Crocitto | Mgmt | For | For | For | ||||
1.5 | Elect Eric Edelstein | Mgmt | For | For | For | ||||
1.6 | Elect Alan Eskow | Mgmt | For | For | For | ||||
1.7 | Elect Mary Guilfoile | Mgmt | For | For | For | ||||
1.8 | Elect Graham Jones | Mgmt | For | For | For | ||||
1.9 | Elect Walter Jones III | Mgmt | For | For | For | ||||
1.10 | Elect Gerald Korde | Mgmt | For | For | For | ||||
1.11 | Elect Michael LaRusso | Mgmt | For | For | For | ||||
1.12 | Elect Marc Lenner | Mgmt | For | For | For | ||||
1.13 | Elect Gerald Lipkin | Mgmt | For | For | For | ||||
1.14 | Elect Barnett Rukin | Mgmt | For | For | For | ||||
1.15 | Elect Suresh Sani | Mgmt | For | For | For | ||||
1.16 | Elect Robert Soldoveri | Mgmt | For | For | For | ||||
1.17 | Elect Jeffrey Wilks | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Valspar Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VAL | CUSIP 920355104 | 02/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jack Allen | Mgmt | For | For | For | ||||
1.2 | Elect John Bode | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey Curler | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
ValueClick, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VCLK | CUSIP 92046N102 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Rayport | Mgmt | For | For | For | ||||
1.2 | Elect David Buzby | Mgmt | For | For | For | ||||
1.3 | Elect John Giuliani | Mgmt | For | For | For | ||||
1.4 | Elect James Peters | Mgmt | For | For | For | ||||
1.5 | Elect Martin Hart | Mgmt | For | For | For | ||||
1.6 | Elect James Crouthamel | Mgmt | For | For | For | ||||
1.7 | Elect James Zarley | Mgmt | For | For | For | ||||
2 | 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Ventas, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VTR | CUSIP 92276F100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Debra Cafaro | Mgmt | For | For | For | ||||
2 | Elect Douglas Crocker, II | Mgmt | For | For | For | ||||
3 | Elect Ronald Geary | Mgmt | For | For | For | ||||
4 | Elect Jay Gellert | Mgmt | For | For | For | ||||
5 | Elect Richard Gilchrist | Mgmt | For | For | For | ||||
6 | Elect Matthew J. Lustig | Mgmt | For | For | For | ||||
7 | Elect Douglas Pasquale | Mgmt | For | For | For | ||||
8 | Elect Robert Reed | Mgmt | For | For | For | ||||
9 | Elect Sheli Rosenberg | Mgmt | For | For | For | ||||
10 | Elect Glenn Rufrano | Mgmt | For | For | For | ||||
11 | Elect James Shelton | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | 2012 Incentive Plan | Mgmt | For | For | For | ||||
W&T Offshore, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WTI | CUSIP 92922P106 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Virginia Boulet | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Samir Gibara | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Robert Israel | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Stuart Katz | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Tracy Krohn | Mgmt | For | Withhold | Against | ||||
1.6 | Elect S. James Nelson, Jr. | Mgmt | For | Withhold | Against | ||||
1.7 | Elect B. Frank Stanley | Mgmt | For | Withhold | Against | ||||
2 | Increase of Preferred Stock | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
W.R. Berkley Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WRB | CUSIP 084423102 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William Berkley | Mgmt | For | For | For | ||||
2 | Elect Christopher Augostini | Mgmt | For | For | For | ||||
3 | Elect George Daly | Mgmt | For | For | For | ||||
4 | 2012 Stock Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
WABCO Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WBC | CUSIP 92927K102 | 05/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Smith | Mgmt | For | For | For | ||||
1.2 | Elect John Fiedler | Mgmt | For | For | For | ||||
1.3 | Elect Jean-Paul Montupet | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Waddell & Reed Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WDR | CUSIP 930059100 | 04/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Godlasky | Mgmt | For | For | For | ||||
1.2 | Elect Dennis Logue | Mgmt | For | For | For | ||||
1.3 | Elect Michael Morrissey | Mgmt | For | For | For | ||||
1.4 | Elect Ronald Reimer | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2003 Executive Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Walter Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WLT | CUSIP 93317Q105 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Beatty | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Howard Clark, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Jerry Kolb | Mgmt | For | For | For | ||||
1.4 | Elect Patrick Kriegshauser | Mgmt | For | For | For | ||||
1.5 | Elect Joseph Leonard | Mgmt | For | For | For | ||||
1.6 | Elect Graham Mascall | Mgmt | For | For | For | ||||
1.7 | Elect Bernard Rethore | Mgmt | For | For | For | ||||
1.8 | Elect Walter Scheller, III | Mgmt | For | For | For | ||||
1.9 | Elect Michael Tokarz | Mgmt | For | Withhold | Against | ||||
1.10 | Elect A.J. Wagner | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Websense, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WBSN | CUSIP 947684106 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Carrington | Mgmt | For | For | For | ||||
1.2 | Elect Bruce Coleman | Mgmt | For | For | For | ||||
1.3 | Elect Gene Hodges | Mgmt | For | For | For | ||||
1.4 | Elect John Schaefer | Mgmt | For | For | For | ||||
1.5 | Elect Mark St.Clare | Mgmt | For | For | For | ||||
1.6 | Elect Gary Sutton | Mgmt | For | For | For | ||||
1.7 | Elect Peter Waller | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Webster Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WBS | CUSIP 947890109 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Finkenzeller | Mgmt | For | For | For | ||||
1.2 | Elect Laurence Morse | Mgmt | For | For | For | ||||
1.3 | Elect Mark Pettie | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Weight Watchers International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WTW | CUSIP 948626106 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Marsha Evans | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Sacha Lainovic | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Christopher Sobecki | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Whirlpool Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WHR | CUSIP 963320106 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Samuel Allen | Mgmt | For | For | For | ||||
2 | Elect Gary DiCamillo | Mgmt | For | For | For | ||||
3 | Elect Jeff Fettig | Mgmt | For | For | For | ||||
4 | Elect Kathleen Hempel | Mgmt | For | For | For | ||||
5 | Elect Michael Johnston | Mgmt | For | For | For | ||||
6 | Elect William Kerr | Mgmt | For | For | For | ||||
7 | Elect John Liu | Mgmt | For | For | For | ||||
8 | Elect Harish Manwani | Mgmt | For | For | For | ||||
9 | Elect Miles Marsh | Mgmt | For | For | For | ||||
10 | Elect William Perez | Mgmt | For | For | For | ||||
11 | Elect Michael Todman | Mgmt | For | For | For | ||||
12 | Elect Michael White | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Approval of Death Benefits (Golden Coffins) | ShrHldr | Against | For | Against | ||||
Whiting Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WLL | CUSIP 966387102 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Volker | Mgmt | For | For | For | ||||
1.2 | Elect William Hahne | Mgmt | For | For | For | ||||
1.3 | Elect Allan Larson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Wolverine World Wide, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WWW | CUSIP 978097103 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alberto Grimoldi | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Gromek | Mgmt | For | For | For | ||||
1.3 | Elect Brenda Lauderback | Mgmt | For | For | For | ||||
1.4 | Elect Shirley Peterson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the Executive Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Amendment to the Short-Term Incentive Plan | Mgmt | For | For | For | ||||
Woodward, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WWD | CUSIP 980745103 | 01/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Donovan | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Gendron | Mgmt | For | For | For | ||||
1.3 | Elect John Halbrook | Mgmt | For | For | For | ||||
1.4 | Elect Ronald Sega | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2006 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Diversified Income Fund | ||||||||
Date of fiscal year end: | 12/31/2011 | ||||||||
Compton Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMT | CUSIP 204940308 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Board Size | Mgmt | For | For | For | ||||
2.1 | Elect Adrian Loader | Mgmt | For | For | For | ||||
2.2 | Elect Edward Bogle | Mgmt | For | For | For | ||||
2.3 | Elect Randall Findlay | Mgmt | For | Withhold | Against | ||||
2.4 | Elect George Hickox, Jr. | Mgmt | For | For | For | ||||
2.5 | Elect Michael Leffell | Mgmt | For | For | For | ||||
2.6 | Elect Glen Roane | Mgmt | For | Withhold | Against | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
4 | Approval of the Restricted Share Unit Plan | Mgmt | For | Against | Against | ||||
5 | Approval of Termination of Shareholder Rights' Plan | Mgmt | For | For | For | ||||
Compton Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMT | CUSIP 204755AD4 | 07/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Share Consolidation | Mgmt | For | For | For | ||||
Magellan Health Services Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MGLN | CUSIP 559079207 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Rene Lerer | Mgmt | For | For | For | ||||
1.2 | Elect Mary Sammons | Mgmt | For | For | For | ||||
1.3 | Elect Eran Broshy | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Opti Canada Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OPCDF | CUSIP 68383KAB5 | 09/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | APPROVAL OF THE PLAN. | Mgmt | For | For | For | ||||
The Royal Bank of Scotland Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RBS | CUSIP 780097AU5 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Alison Davis | Mgmt | For | For | For | ||||
4 | Elect Tony Di lorio | Mgmt | For | For | For | ||||
5 | Elect Baroness Sheila Noakes | Mgmt | For | For | For | ||||
6 | Elect Sir Sandy Crombie | Mgmt | For | For | For | ||||
7 | Elect Sir Philip Hampton | Mgmt | For | For | For | ||||
8 | Elect Stephen Hester | Mgmt | For | For | For | ||||
9 | Elect Penny Hughes | Mgmt | For | For | For | ||||
10 | Elect Joseph MacHale | Mgmt | For | For | For | ||||
11 | Elect Brendan Nelson | Mgmt | For | For | For | ||||
12 | Elect Arthur Ryan | Mgmt | For | For | For | ||||
13 | Elect Bruce Van Saun | Mgmt | For | For | For | ||||
14 | Elect Philip Scott | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Share Subdivision and Consolidation | Mgmt | For | For | For | ||||
20 | Amendments to Articles Regarding Deferred Shares | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights to Convert B Shares | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights to Convert B Shares | Mgmt | For | For | For | ||||
23 | Amendment to the Sharesave Plan and Irish Sharesave Plan | Mgmt | For | For | For | ||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
25 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
Trump Entertainment Resorts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRMPQ | CUSIP 89816T103 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Griffin | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Eugene Davis | Mgmt | For | Withhold | Against | ||||
2 | 2011 Equity Incentive Plan | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Equity Income Fund | ||||||||
Date of fiscal year end: | 12/31/2011 | ||||||||
Advanced Micro Devices, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMD | CUSIP 007903107 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bruce Claflin | Mgmt | For | For | For | ||||
2 | Elect W. Michael Barnes | Mgmt | For | For | For | ||||
3 | Elect John Caldwell | Mgmt | For | For | For | ||||
4 | Elect Henry Chow | Mgmt | For | For | For | ||||
5 | Elect Craig Conway | Mgmt | For | For | For | ||||
6 | Elect Nicholas Donofrio | Mgmt | For | For | For | ||||
7 | Elect Paulett Eberhart | Mgmt | For | For | For | ||||
8 | Elect Waleed Al Mokarrab Al Muhairi | Mgmt | For | For | For | ||||
9 | Elect Robert Palmer | Mgmt | For | For | For | ||||
10 | Elect Rory Read | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AES Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AES | CUSIP 00130H105 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andres Gluski | Mgmt | For | For | For | ||||
1.2 | Elect Guo Bao Zhang | Mgmt | For | For | For | ||||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | ||||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | ||||
1.5 | Elect John Koskinen | Mgmt | For | For | For | ||||
1.6 | Elect Philip Lader | Mgmt | For | For | For | ||||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | ||||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | ||||
1.10 | Elect Charles Rossotti | Mgmt | For | For | For | ||||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Aetna Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AET | CUSIP 00817Y108 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||||
2 | Elect Mark Bertolini | Mgmt | For | For | For | ||||
3 | Elect Frank Clark, Jr. | Mgmt | For | For | For | ||||
4 | Elect Betsy Cohen | Mgmt | For | For | For | ||||
5 | Elect Molly Coye | Mgmt | For | For | For | ||||
6 | Elect Roger Farah | Mgmt | For | For | For | ||||
7 | Elect Barbara Franklin | Mgmt | For | For | For | ||||
8 | Elect Jeffrey Garten | Mgmt | For | For | For | ||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | ||||
10 | Elect Richard Harrington | Mgmt | For | For | For | ||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | ||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Aflac Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFL | CUSIP 001055102 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel Amos | Mgmt | For | For | For | ||||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | ||||
3 | Elect Paul Amos II | Mgmt | For | For | For | ||||
4 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||||
5 | Elect Elizabeth Hudson | Mgmt | For | For | For | ||||
6 | Elect Douglas Johnson | Mgmt | For | For | For | ||||
7 | Elect Robert Johnson | Mgmt | For | For | For | ||||
8 | Elect Charles Knapp | Mgmt | For | For | For | ||||
9 | Elect E. Stephen Purdom | Mgmt | For | For | For | ||||
10 | Elect Barbara Rimer | Mgmt | For | For | For | ||||
11 | Elect Marvin Schuster | Mgmt | For | For | For | ||||
12 | Elect Melvin Stith | Mgmt | For | For | For | ||||
13 | Elect David Thompson | Mgmt | For | For | For | ||||
14 | Elect Takuro Yoshida | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
17 | Amendment to the 2013 Management Incentive Plan. | Mgmt | For | For | For | ||||
18 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ameren Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEE | CUSIP 023608102 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | ||||
1.2 | Elect Cathrine Brune | Mgmt | For | For | For | ||||
1.3 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | ||||
1.4 | Elect Walter Galvin | Mgmt | For | For | For | ||||
1.5 | Elect Gayle Jackson | Mgmt | For | For | For | ||||
1.6 | Elect James Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Steven Lipstein | Mgmt | For | For | For | ||||
1.8 | Elect Patrick Stokes | Mgmt | For | For | For | ||||
1.9 | Elect Thomas Voss | Mgmt | For | For | For | ||||
1.10 | Elect Stephen Wilson | Mgmt | For | For | For | ||||
1.11 | Elect Jack Woodard | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Coal Risk | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Energy Efficiency and Renewable Energy | ShrHldr | Against | Against | For | ||||
American Capital Agency Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGNC | CUSIP 02503X105 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Larry Harvey | Mgmt | For | For | For | ||||
2 | Elect Alvin Puryear | Mgmt | For | For | For | ||||
3 | Elect Malon Wilkus | Mgmt | For | For | For | ||||
4 | Elect Samuel Flax | Mgmt | For | For | For | ||||
5 | Elect Randy Dobbs | Mgmt | For | For | For | ||||
6 | Elect Robert Couch | Mgmt | For | For | For | ||||
7 | Elect Morris Davis | Mgmt | For | For | For | ||||
8 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
9 | Increase of Preferred Stock | Mgmt | For | Against | Against | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Apache Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
APA | CUSIP 037411105 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Scott Josey | Mgmt | For | For | For | ||||
2 | Elect George Lawrence | Mgmt | For | For | For | ||||
3 | Elect Rodman Patton | Mgmt | For | For | For | ||||
4 | Elect Charles Pitman | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Apollo Investment Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AINV | CUSIP 03761U106 | 08/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frank Puleo | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Carl Spielvogel | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Jeanette Loeb | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Approval to Sell Shares of Common Stock Below Net Asset Value | Mgmt | For | Against | Against | ||||
Applied Materials, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMAT | CUSIP 038222105 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Aart de Geus | Mgmt | For | For | For | ||||
2 | Elect Stephen Forrest | Mgmt | For | For | For | ||||
3 | Elect Thomas Iannotti | Mgmt | For | For | For | ||||
4 | Elect Susan James | Mgmt | For | For | For | ||||
5 | Elect Alexander Karsner | Mgmt | For | For | For | ||||
6 | Elect Gerhard Parker | Mgmt | For | For | For | ||||
7 | Elect Dennis Powell | Mgmt | For | For | For | ||||
8 | Elect Willem Roelandts | Mgmt | For | For | For | ||||
9 | Elect James Rogers | Mgmt | For | For | For | ||||
10 | Elect Michael Splinter | Mgmt | For | For | For | ||||
11 | Elect Robert Swan | Mgmt | For | For | For | ||||
12 | Amendment to the Employee Stock Incentive Plan | Mgmt | For | For | For | ||||
13 | Amendment to the Senior Executive Bonus Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ares Capital Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARCC | CUSIP 04010L103 | 06/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gregory Penske | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert Rosen | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Bennett Rosenthal | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For | ||||
Ashland Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASH | CUSIP 044209104 | 01/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roger Hale | Mgmt | For | For | For | ||||
2 | Elect Vada Manager | Mgmt | For | For | For | ||||
3 | Elect George Schaefer, Jr. | Mgmt | For | For | For | ||||
4 | Elect John Turner | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Assured Guaranty Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGO | CUSIP G0585R106 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Francisco Borges | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Cozen | Mgmt | For | For | For | ||||
1.3 | Elect Patrick Kenny | Mgmt | For | For | For | ||||
1.4 | Elect Donald Layton | Mgmt | For | For | For | ||||
1.5 | Elect Robin Monro-Davies | Mgmt | For | For | For | ||||
1.6 | Elect Michael O'Kane | Mgmt | For | For | For | ||||
1.7 | Elect Wilbur Ross, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Walter Scott | Mgmt | For | For | For | ||||
1.9 | Elect Howard W. Albert | Mgmt | For | For | For | ||||
1.10 | Elect Robert A. Bailenson | Mgmt | For | For | For | ||||
1.11 | Elect Russell B. Brewer II | Mgmt | For | For | For | ||||
1.12 | Elect Gary Burnet | Mgmt | For | For | For | ||||
1.13 | Elect Dominic J. Frederico | Mgmt | For | For | For | ||||
1.14 | Elect James M. Michener | Mgmt | For | For | For | ||||
1.15 | Elect Robert B. Mills | Mgmt | For | For | For | ||||
1.16 | Elect Kevin Pearson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | ||||
Autoliv, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALV | CUSIP 052800109 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Xiaozhi Liu | Mgmt | For | For | For | ||||
1.2 | Elect George Lorch | Mgmt | For | For | For | ||||
1.3 | Elect Kazuhiko Sakamoto | Mgmt | For | For | For | ||||
1.4 | Elect Wolfgang Ziebart | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Avery Dennison Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVY | CUSIP 053611109 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Cardis | Mgmt | For | For | For | ||||
2 | Elect David Pyott | Mgmt | For | For | For | ||||
3 | Elect Dean Scarborough | Mgmt | For | For | For | ||||
4 | Elect Julia Stewart | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Amendment to the Stock Option and Incentive Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Avon Products, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVP | CUSIP 054303102 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Douglas Conant | Mgmt | For | For | For | ||||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | ||||
1.4 | Elect Fred Hassan | Mgmt | For | For | For | ||||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.6 | Elect Maria Lagomasino | Mgmt | For | For | For | ||||
1.7 | Elect Ann Moore | Mgmt | For | For | For | ||||
1.8 | Elect Gary Rodkin | Mgmt | For | For | For | ||||
1.9 | Elect Paula Stern | Mgmt | For | For | For | ||||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Baxter International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAX | CUSIP 071813109 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Gavin III | Mgmt | For | For | For | ||||
2 | Elect Peter Hellman | Mgmt | For | For | For | ||||
3 | Elect Kees Storm | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | ||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | For | For | For | ||||
Berkshire Hathaway Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRK.A | CUSIP 084670108 | 05/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Warren Buffett | Mgmt | For | For | For | ||||
1.2 | Elect Charles Munger | Mgmt | For | For | For | ||||
1.3 | Elect Howard Buffett | Mgmt | For | For | For | ||||
1.4 | Elect Stephen Burke | Mgmt | For | For | For | ||||
1.5 | Elect Susan Decker | Mgmt | For | For | For | ||||
1.6 | Elect William Gates III | Mgmt | For | For | For | ||||
1.7 | Elect David Gottesman | Mgmt | For | For | For | ||||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | ||||
1.9 | Elect Donald Keough | Mgmt | For | For | For | ||||
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | ||||
1.11 | Elect Ronald Olson | Mgmt | For | For | For | ||||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | ||||
2 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | ||||
BMC Software, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMC | CUSIP 055921100 | 07/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | ||||
2 | Elect Jon Barfield | Mgmt | For | For | For | ||||
3 | Elect Gary Bloom | Mgmt | For | For | For | ||||
4 | Elect Meldon Gafner | Mgmt | For | For | For | ||||
5 | Elect Mark Hawkins | Mgmt | For | For | For | ||||
6 | Elect Stephan James | Mgmt | For | For | For | ||||
7 | Elect P. Thomas Jenkins | Mgmt | For | For | For | ||||
8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | ||||
9 | Elect Kathleen O'Neil | Mgmt | For | For | For | ||||
10 | Elect Tom Tinsley | Mgmt | For | For | For | ||||
11 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
CA, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CA | CUSIP 12673P105 | 08/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Raymond Bromark | Mgmt | For | For | For | ||||
2 | Elect Gary Fernandes | Mgmt | For | For | For | ||||
3 | Elect Rohit Kapoor | Mgmt | For | For | For | ||||
4 | Elect Kay Koplovitz | Mgmt | For | For | For | ||||
5 | Elect Christopher Lofgren | Mgmt | For | For | For | ||||
6 | Elect William McCracken | Mgmt | For | For | For | ||||
7 | Elect Richard Sulpizio | Mgmt | For | For | For | ||||
8 | Elect Laura Unger | Mgmt | For | For | For | ||||
9 | Elect Arthur Weinbach | Mgmt | For | For | For | ||||
10 | Elect Ron Zambonini | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
14 | 2011 Incentive Plan | Mgmt | For | For | For | ||||
15 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Calpine Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPN | CUSIP 131347304 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | ||||
1.2 | Elect Jack Fusco | Mgmt | For | For | For | ||||
1.3 | Elect Robert Hinckley | Mgmt | For | For | For | ||||
1.4 | Elect David Merritt | Mgmt | For | For | For | ||||
1.5 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||||
1.6 | Elect Robert Mosbacher, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect William E. Oberndorf | Mgmt | For | For | For | ||||
1.8 | Elect Denise O'Leary | Mgmt | For | For | For | ||||
1.9 | Elect J. Stuart Ryan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
CIGNA Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CI | CUSIP 125509109 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Partridge | Mgmt | For | For | For | ||||
2 | Elect James Rogers | Mgmt | For | For | For | ||||
3 | Elect Joseph Sullivan | Mgmt | For | For | For | ||||
4 | Elect Eric Wiseman | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | N/A | For | N/A | ||||
Cisco Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSCO | CUSIP 17275R102 | 12/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carol Bartz | Mgmt | For | For | For | ||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
3 | Elect Michael Capellas | Mgmt | For | For | For | ||||
4 | Elect Larry Carter | Mgmt | For | For | For | ||||
5 | Elect John Chambers | Mgmt | For | For | For | ||||
6 | Elect Brian Halla | Mgmt | For | For | For | ||||
7 | Elect John Hennessy | Mgmt | For | For | For | ||||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | ||||
9 | Elect Roderick McGeary | Mgmt | For | For | For | ||||
10 | Elect Arun Sarin | Mgmt | For | For | For | ||||
11 | Elect Steven West | Mgmt | For | For | For | ||||
12 | Elect Jerry Yang | Mgmt | For | For | For | ||||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding the Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Coca-Cola Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCE | CUSIP 19122T109 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | ||||
1.2 | Elect John Brock | Mgmt | For | For | For | ||||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | ||||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | ||||
1.5 | Elect Orrin Ingram II | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Suzanne Labarge | Mgmt | For | For | For | ||||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | ||||
1.9 | Elect Garry Watts | Mgmt | For | For | For | ||||
1.10 | Elect Curtis Welling | Mgmt | For | For | For | ||||
1.11 | Elect Phoebe Wood | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Coventry Health Care, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVH | CUSIP 222862104 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel Mendelson | Mgmt | For | Against | Against | ||||
2 | Elect Rodman Moorhead, III | Mgmt | For | Against | Against | ||||
3 | Elect Timothy Weglicki | Mgmt | For | Against | Against | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Amendment to Supermajority Requirement | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | For | Against | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose Almeida | Mgmt | For | For | For | ||||
2 | Elect Craig Arnold | Mgmt | For | For | For | ||||
3 | Elect Robert Brust | Mgmt | For | For | For | ||||
4 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
5 | Elect Christopher Coughlin | Mgmt | For | For | For | ||||
6 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
15 | Amendments to Articles to Provide for Escheatment | Mgmt | For | For | For | ||||
16 | Amendment to Articles to Allow Non-Cash Dividends | Mgmt | For | For | For | ||||
CVS Caremark Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVS | CUSIP 126650100 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. David Brown II | Mgmt | For | For | For | ||||
2 | Elect David Dorman | Mgmt | For | For | For | ||||
3 | Elect Anne Finucane | Mgmt | For | For | For | ||||
4 | Elect Kristen Gibney Williams | Mgmt | For | For | For | ||||
5 | Elect Marian Heard | Mgmt | For | For | For | ||||
6 | Elect Larry Merlo | Mgmt | For | For | For | ||||
7 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||||
8 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | ||||
9 | Elect Richard Swift | Mgmt | For | For | For | ||||
10 | Elect Tony White | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Authorization of Written Consent by Less Than Unanimous Approval | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Dell Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DELL | CUSIP 24702R101 | 07/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Breyer | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Donald Carty | Mgmt | For | For | For | ||||
1.3 | Elect Michael Dell | Mgmt | For | For | For | ||||
1.4 | Elect William Gray, III | Mgmt | For | For | For | ||||
1.5 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Luce, III | Mgmt | For | For | For | ||||
1.7 | Elect Klaus Luft | Mgmt | For | For | For | ||||
1.8 | Elect Alex Mandl | Mgmt | For | For | For | ||||
1.9 | Elect Shantanu Narayen | Mgmt | For | For | For | ||||
1.10 | Elect H. Ross Perot, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
6 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Declaration of Dividends | ShrHldr | Against | Against | For | ||||
Dendreon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNDN | CUSIP 24823Q107 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Johnson | Mgmt | For | For | For | ||||
2 | Elect Susan Bayh | Mgmt | For | For | For | ||||
3 | Elect Dennis Fenton | Mgmt | For | For | For | ||||
4 | Elect David Urdal | Mgmt | For | For | For | ||||
5 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dun & Bradstreet Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNB | CUSIP 26483E100 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Austin Adams | Mgmt | For | For | For | ||||
2 | Elect John Alden | Mgmt | For | For | For | ||||
3 | Elect Christopher Coughlin | Mgmt | For | For | For | ||||
4 | Elect James Fernandez | Mgmt | For | For | For | ||||
5 | Elect Raul Garcia | Mgmt | For | For | For | ||||
6 | Elect Douglas Kehring | Mgmt | For | For | For | ||||
7 | Elect Sara Mathew | Mgmt | For | For | For | ||||
8 | Elect Sandra Peterson | Mgmt | For | For | For | ||||
9 | Elect Michael Winkler | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
Eaton Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETN | CUSIP 278058102 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alexander Cutler | Mgmt | For | For | For | ||||
2 | Elect Arthur Johnson | Mgmt | For | For | For | ||||
3 | Elect Deborah McCoy | Mgmt | For | For | For | ||||
4 | 2012 Stock Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 01/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | For | For | ||||
2 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Arno Hugo Agustin Filho | Mgmt | For | Against | Against | ||||
2 | Election of Board Chairman | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Election of Supervisory Council Members | Mgmt | For | For | For | ||||
4 | Remuneration Policy | Mgmt | For | Against | Against | ||||
5 | Supervisory Council Fees | Mgmt | For | For | For | ||||
Energizer Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENR | CUSIP 29266R108 | 01/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bill Armstrong | Mgmt | For | For | For | ||||
2 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | ||||
3 | Elect Pamela Nicholson | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Everest Re Group, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RE | CUSIP G3223R108 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Dunne | Mgmt | For | For | For | ||||
1.2 | Elect John Weber | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Exxon Mobil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XOM | CUSIP 30231G102 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Boskin | Mgmt | For | For | For | ||||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | ||||
1.3 | Elect Larry Faulkner | Mgmt | For | For | For | ||||
1.4 | Elect Jay Fishman | Mgmt | For | For | For | ||||
1.5 | Elect Henrietta Fore | Mgmt | For | For | For | ||||
1.6 | Elect Kenneth Frazier | Mgmt | For | For | For | ||||
1.7 | Elect William George | Mgmt | For | For | For | ||||
1.8 | Elect Samuel Palmisano | Mgmt | For | For | For | ||||
1.9 | Elect Steven Reinemund | Mgmt | For | For | For | ||||
1.10 | Elect Rex Tillerson | Mgmt | For | For | For | ||||
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
Ford Motor Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F | CUSIP 345370860 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Butler | Mgmt | For | For | For | ||||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | ||||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | ||||
4 | Elect Edsel Ford II | Mgmt | For | For | For | ||||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | ||||
6 | Elect Richard Gephardt | Mgmt | For | For | For | ||||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | ||||
8 | Elect William Helman IV | Mgmt | For | For | For | ||||
9 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | ||||
10 | Elect Jon Huntsman, Jr. | Mgmt | For | For | For | ||||
11 | Elect Richard Manoogian | Mgmt | For | For | For | ||||
12 | Elect Ellen Marram | Mgmt | For | For | For | ||||
13 | Elect Alan Mulally | Mgmt | For | For | For | ||||
14 | Elect Homer Neal | Mgmt | For | For | For | ||||
15 | Elect Gerald Shaheen | Mgmt | For | For | For | ||||
16 | Elect John Thornton | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
Freeport-McMoran Copper & Gold Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FCX | CUSIP 35671D857 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | ||||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Robert Day | Mgmt | For | For | For | ||||
1.4 | Elect Gerald Ford | Mgmt | For | Withhold | Against | ||||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Charles Krulak | Mgmt | For | For | For | ||||
1.7 | Elect Bobby Lackey | Mgmt | For | For | For | ||||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | ||||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | ||||
1.10 | Elect James Moffett | Mgmt | For | For | For | ||||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | ||||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | ||||
Harris Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HRS | CUSIP 413875105 | 10/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Howard Lance | Mgmt | For | For | For | ||||
2 | Elect Thomas Dattilo | Mgmt | For | For | For | ||||
3 | Elect Terry Growcock | Mgmt | For | For | For | ||||
4 | Elect Lewis Hay III | Mgmt | For | For | For | ||||
5 | Elect Karen Katen | Mgmt | For | For | For | ||||
6 | Elect Stephen Kaufman | Mgmt | For | For | For | ||||
7 | Elect Leslie Kenne | Mgmt | For | For | For | ||||
8 | Elect David Rickard | Mgmt | For | For | For | ||||
9 | Elect James Stoffel | Mgmt | For | For | For | ||||
10 | Elect Gregory Swienton | Mgmt | For | For | For | ||||
11 | Elect Hansel Tookes II | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Hasbro, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAS | CUSIP 418056107 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | ||||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | ||||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | ||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | ||||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | ||||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | ||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | ||||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | ||||
1.12 | Elect Edward Philip | Mgmt | For | For | For | ||||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hatteras Financial Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HTS | CUSIP 41902R103 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Hough | Mgmt | For | For | For | ||||
1.2 | Elect Benjamin Hough | Mgmt | For | For | For | ||||
1.3 | Elect David Berson | Mgmt | For | For | For | ||||
1.4 | Elect Ira Kawaller | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey Miller | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Wren | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Hess Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HES | CUSIP 42809H107 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Hess | Mgmt | For | For | For | ||||
2 | Elect Samuel Bodman, III | Mgmt | For | For | For | ||||
3 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | ||||
4 | Elect Craig Matthews | Mgmt | For | For | For | ||||
5 | Elect Ernst von Metzsch | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
9 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | ||||
Hewlett-Packard Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HPQ | CUSIP 428236103 | 03/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | ||||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | ||||
3 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
4 | Elect John Hammergren | Mgmt | For | For | For | ||||
5 | Elect Raymond Lane | Mgmt | For | For | For | ||||
6 | Elect Ann Livermore | Mgmt | For | For | For | ||||
7 | Elect Gary Reiner | Mgmt | For | For | For | ||||
8 | Elect Patricia Russo | Mgmt | For | For | For | ||||
9 | Elect G. Kennedy Thompson | Mgmt | For | For | For | ||||
10 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Honeywell International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HON | CUSIP 438516106 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gordon Bethune | Mgmt | For | For | For | ||||
2 | Elect Kevin Burke | Mgmt | For | For | For | ||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
4 | Elect David Cote | Mgmt | For | For | For | ||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | ||||
6 | Elect Linnet Deily | Mgmt | For | For | For | ||||
7 | Elect Judd Gregg | Mgmt | For | For | For | ||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | ||||
9 | Elect George Paz | Mgmt | For | For | For | ||||
10 | Elect Bradley Sheares | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
International Paper Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IP | CUSIP 460146103 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Bronczek | Mgmt | For | For | For | ||||
2 | Elect Ahmet Dorduncu | Mgmt | For | For | For | ||||
3 | Elect John Faraci | Mgmt | For | For | For | ||||
4 | Elect Stacey Mobley | Mgmt | For | For | For | ||||
5 | Elect Joan Spero | Mgmt | For | For | For | ||||
6 | Elect John Townsend III | Mgmt | For | For | For | ||||
7 | Elect John Turner | Mgmt | For | For | For | ||||
8 | Elect William Walter | Mgmt | For | For | For | ||||
9 | Elect J. Steven Whisler | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Interpublic Group of Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPG | CUSIP 460690100 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | ||||
2 | Elect Jill Considine | Mgmt | For | For | For | ||||
3 | Elect Richard Goldstein | Mgmt | For | For | For | ||||
4 | Elect Mary Guilfoile | Mgmt | For | For | For | ||||
5 | Elect H. John Greeniaus | Mgmt | For | For | For | ||||
6 | Elect Dawn Hudson | Mgmt | For | For | For | ||||
7 | Elect William Kerr | Mgmt | For | For | For | ||||
8 | Elect Michael Roth | Mgmt | For | For | For | ||||
9 | Elect David Thomas | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Jarden Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JAH | CUSIP 471109108 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martin Franklin | Mgmt | For | For | For | ||||
1.2 | Elect James Lillie | Mgmt | For | For | For | ||||
1.3 | Elect Michael Gross | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Johnson & Johnson | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNJ | CUSIP 478160104 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Coleman | Mgmt | For | For | For | ||||
2 | Elect James Cullen | Mgmt | For | For | For | ||||
3 | Elect Ian Davis | Mgmt | For | For | For | ||||
4 | Elect Alex Gorsky | Mgmt | For | For | For | ||||
5 | Elect Michael Johns | Mgmt | For | For | For | ||||
6 | Elect Susan Lindquist | Mgmt | For | For | For | ||||
7 | Elect Anne Mulcahy | Mgmt | For | For | For | ||||
8 | Elect Leo Mullin | Mgmt | For | For | For | ||||
9 | Elect William Perez | Mgmt | For | For | For | ||||
10 | Elect Charles Prince | Mgmt | For | For | For | ||||
11 | Elect David Satcher | Mgmt | For | For | For | ||||
12 | Elect William Weldon | Mgmt | For | For | For | ||||
13 | Elect Ronald Williams | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Binding Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | ||||
JPMorgan Chase & Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JPM | CUSIP 46625H100 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Bell | Mgmt | For | For | For | ||||
2 | Elect Crandall Bowles | Mgmt | For | For | For | ||||
3 | Elect Stephen Burke | Mgmt | For | For | For | ||||
4 | Elect David Cote | Mgmt | For | For | For | ||||
5 | Elect James Crown | Mgmt | For | For | For | ||||
6 | Elect James Dimon | Mgmt | For | For | For | ||||
7 | Elect Timothy Flynn | Mgmt | For | For | For | ||||
8 | Elect Ellen Futter | Mgmt | For | For | For | ||||
9 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | ||||
10 | Elect Lee Raymond | Mgmt | For | For | For | ||||
11 | Elect William Weldon | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Kimberly-Clark Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KMB | CUSIP 494368103 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Alm | Mgmt | For | For | For | ||||
2 | Elect John Bergstrom | Mgmt | For | For | For | ||||
3 | Elect Abelardo Bru | Mgmt | For | For | For | ||||
4 | Elect Robert Decherd | Mgmt | For | For | For | ||||
5 | Elect Thomas Falk | Mgmt | For | For | For | ||||
6 | Elect Fabian Garcia | Mgmt | For | For | For | ||||
7 | Elect Mae Jemison | Mgmt | For | For | For | ||||
8 | Elect James Jenness | Mgmt | For | For | For | ||||
9 | Elect Nancy Karch | Mgmt | For | For | For | ||||
10 | Elect Ian Read | Mgmt | For | For | For | ||||
11 | Elect Linda Johnson Rice | Mgmt | For | For | For | ||||
12 | Elect Marc Shapiro | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
L-3 Communications Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLL | CUSIP 502424104 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lewis Kramer | Mgmt | For | For | For | ||||
2 | Elect Robert Millard | Mgmt | For | For | For | ||||
3 | Elect Arthur Simon | Mgmt | For | For | For | ||||
4 | 2012 Cash Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Lam Research Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LRCX | CUSIP 512807108 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Lam Research Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LRCX | CUSIP 512807108 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Bagley | Mgmt | For | For | For | ||||
1.2 | Elect Robert Berdahl | Mgmt | For | For | For | ||||
1.3 | Elect Eric Brandt | Mgmt | For | For | For | ||||
1.4 | Elect Michael Cannon | Mgmt | For | For | For | ||||
1.5 | Elect Christine Heckart | Mgmt | For | For | For | ||||
1.6 | Elect Grant Inman | Mgmt | For | For | For | ||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | ||||
1.8 | Elect Stephen Newberry | Mgmt | For | For | For | ||||
1.9 | Elect Kim Perdikou | Mgmt | For | For | For | ||||
1.10 | Elect Abhijit Talwalkar | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Lincare Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LNCR | CUSIP 532791100 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Byrnes | Mgmt | For | For | For | ||||
1.2 | Elect Stuart Altman | Mgmt | For | For | For | ||||
1.3 | Elect Chester Black | Mgmt | For | For | For | ||||
1.4 | Elect Angela Bryant | Mgmt | For | For | For | ||||
1.5 | Elect Frank Byrne | Mgmt | For | For | For | ||||
1.6 | Elect William Miller III | Mgmt | For | For | For | ||||
1.7 | Elect Ellen Zane | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
LyondellBasell Industries NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LYB | CUSIP N53745100 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robin Buchanan | Mgmt | For | For | For | ||||
2 | Elect Stephen Cooper | Mgmt | For | For | For | ||||
3 | Elect Robert G. Gwin | Mgmt | For | For | For | ||||
4 | Elect Marvin Schlanger | Mgmt | For | For | For | ||||
5 | Approval of Annual Accounts | Mgmt | For | For | For | ||||
6 | Officer Liability/Indemnification | Mgmt | For | For | For | ||||
7 | Director Liability/Indemnification | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | ||||
11 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
14 | 2012 Global Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Marathon Oil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRO | CUSIP 565849106 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gregory Boyce | Mgmt | For | Against | Against | ||||
2 | Elect Pierre Brondeau | Mgmt | For | Against | Against | ||||
3 | Elect Clarence Cazalot, Jr. | Mgmt | For | Against | Against | ||||
4 | Elect Linda Cook | Mgmt | For | Against | Against | ||||
5 | Elect Shirley Jackson | Mgmt | For | Against | Against | ||||
6 | Elect Philip Lader | Mgmt | For | Against | Against | ||||
7 | Elect Michael Phelps | Mgmt | For | Against | Against | ||||
8 | Elect Dennis Reilley | Mgmt | For | Against | Against | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
11 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | ||||
Marathon Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MPC | CUSIP 56585A102 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Daberko | Mgmt | For | For | For | ||||
1.2 | Elect Donna James | Mgmt | For | For | For | ||||
1.3 | Elect Charles Lee | Mgmt | For | For | For | ||||
1.4 | Elect Seth Schofield | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Mattel, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MAT | CUSIP 577081102 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Dolan | Mgmt | For | For | For | ||||
2 | Elect Robert Eckert | Mgmt | For | For | For | ||||
3 | Elect Trevor Edwards | Mgmt | For | For | For | ||||
4 | Elect Frances Fergusson | Mgmt | For | For | For | ||||
5 | Elect Dominic Ng | Mgmt | For | For | For | ||||
6 | Elect Vasant Prabhu | Mgmt | For | For | For | ||||
7 | Elect Andrea Rich | Mgmt | For | For | For | ||||
8 | Elect Dean Scarborough | Mgmt | For | For | For | ||||
9 | Elect Christopher Sinclair | Mgmt | For | For | For | ||||
10 | Elect Bryan Stockton | Mgmt | For | For | For | ||||
11 | Elect Dirk Van de Put | Mgmt | For | For | For | ||||
12 | Elect Kathy White | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
McGraw-Hill Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MHP | CUSIP 580645109 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Pedro Aspe | Mgmt | For | For | For | ||||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||||
3 | Elect Willaim Green | Mgmt | For | For | For | ||||
4 | Elect Linda Lorimer | Mgmt | For | For | For | ||||
5 | Elect Harold McGraw III | Mgmt | For | For | For | ||||
6 | Elect Robert McGraw | Mgmt | For | For | For | ||||
7 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | ||||
8 | Elect Sir Michael Rake | Mgmt | For | For | For | ||||
9 | Elect Edward Rust, Jr. | Mgmt | For | For | For | ||||
10 | Elect Kurt Schmoke | Mgmt | For | For | For | ||||
11 | Elect Sidney Taurel | Mgmt | For | For | For | ||||
12 | Elect Richard Thornburgh | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Medtronic, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDT | CUSIP 585055106 | 08/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | ||||
1.2 | Elect David Calhoun | Mgmt | For | For | For | ||||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | ||||
1.4 | Elect Omar Ishrak | Mgmt | For | For | For | ||||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | ||||
1.6 | Elect James Lenehan | Mgmt | For | For | For | ||||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | ||||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | ||||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | ||||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | ||||
1.11 | Elect Jack Schuler | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Merck & Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRK | CUSIP 58933Y105 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leslie Brun | Mgmt | For | For | For | ||||
2 | Elect Thomas Cech | Mgmt | For | For | For | ||||
3 | Elect Kenneth Frazier | Mgmt | For | For | For | ||||
4 | Elect Thomas Glocer | Mgmt | For | For | For | ||||
5 | Elect William Harrison, Jr. | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Rochelle Lazarus | Mgmt | For | For | For | ||||
8 | Elect Carlos Represas | Mgmt | For | For | For | ||||
9 | Elect Patricia Russo | Mgmt | For | For | For | ||||
10 | Elect Craig Thompson | Mgmt | For | For | For | ||||
11 | Elect Wendell Weeks | Mgmt | For | For | For | ||||
12 | Elect Peter Wendell | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Reviewing Political Spending or Lobbying | ShrHldr | Against | Against | For | ||||
MetLife, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MET | CUSIP 59156R108 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Keane | Mgmt | For | For | For | ||||
1.2 | Elect Catherine Kinney | Mgmt | For | For | For | ||||
1.3 | Elect Hugh Price | Mgmt | For | For | For | ||||
1.4 | Elect Kenton Sicchitano | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
MFA Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MFA | CUSIP 55272X102 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Dahir | Mgmt | For | For | For | ||||
1.2 | Elect Robin Josephs | Mgmt | For | For | For | ||||
1.3 | Elect George Krauss | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Northrop Grumman Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOC | CUSIP 666807102 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Wesley Bush | Mgmt | For | For | For | ||||
2 | Elect Lewis Coleman | Mgmt | For | For | For | ||||
3 | Elect Victor Fazio | Mgmt | For | For | For | ||||
4 | Elect Donald Felsinger | Mgmt | For | For | For | ||||
5 | Elect Stephen Frank | Mgmt | For | For | For | ||||
6 | Elect Bruce Gordon | Mgmt | For | For | For | ||||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | ||||
8 | Elect Karl Krapek | Mgmt | For | For | For | ||||
9 | Elect Richard Myers | Mgmt | For | For | For | ||||
10 | Elect Aulana Peters | Mgmt | For | For | For | ||||
11 | Elect Gary Roughead | Mgmt | For | For | For | ||||
12 | Elect Thomas Schoewe | Mgmt | For | For | For | ||||
13 | Elect Kevin Sharer | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Amendment to Remove Requirement of Shareholder Approval for Significant Actions | Mgmt | For | For | For | ||||
17 | Additional Rights of Action by Written Consent | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Nucor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NUE | CUSIP 670346105 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Clayton Daley, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect John Ferriola | Mgmt | For | For | For | ||||
1.3 | Elect Harvey Gantt | Mgmt | For | For | For | ||||
1.4 | Elect Bernard Kasriel | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
NV Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVE | CUSIP 67073Y106 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | ||||
2 | Elect Glenn Christenson | Mgmt | For | For | For | ||||
3 | Elect Susan Clark | Mgmt | For | For | For | ||||
4 | Elect Stephen Frank | Mgmt | For | For | For | ||||
5 | Elect Brian Kennedy | Mgmt | For | For | For | ||||
6 | Elect Maureen Mullarkey | Mgmt | For | For | For | ||||
7 | Elect John O'Reilly | Mgmt | For | For | For | ||||
8 | Elect Philip Satre | Mgmt | For | For | For | ||||
9 | Elect Donald Snyder | Mgmt | For | For | For | ||||
10 | Elect Michael Yackira | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2003 Non-Employee Director Stock Plan | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Parker-Hannifin Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PH | CUSIP 701094104 | 10/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | ||||
1.2 | Elect Linda Harty | Mgmt | For | For | For | ||||
1.3 | Elect William Kassling | Mgmt | For | For | For | ||||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | ||||
1.5 | Elect Klaus-Peter Muller | Mgmt | For | For | For | ||||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | ||||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | ||||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | ||||
1.9 | Elect Ake Svensson | Mgmt | For | For | For | ||||
1.10 | Elect James Wainscott | Mgmt | For | For | For | ||||
1.11 | Elect Donald Washkewicz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | For | Against | ||||
Partnerre Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRE | CUSIP G6852T105 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jan Holsboer | Mgmt | For | For | For | ||||
1.2 | Elect Roberto Mendoza | Mgmt | For | For | For | ||||
1.3 | Elect Kevin Twomey | Mgmt | For | For | For | ||||
1.4 | Elect David Zwiener | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2003 Non-Employee Directors Share Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Pepco Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
POM | CUSIP 713291102 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jack Dunn, IV | Mgmt | For | For | For | ||||
1.2 | Elect Terence Golden | Mgmt | For | For | For | ||||
1.3 | Elect Patrick Harker | Mgmt | For | For | For | ||||
1.4 | Elect Frank Heintz | Mgmt | For | For | For | ||||
1.5 | Elect Barbara Krumsiek | Mgmt | For | For | For | ||||
1.6 | Elect George MacCormack | Mgmt | For | For | For | ||||
1.7 | Elect Lawrence Nussdorf | Mgmt | For | For | For | ||||
1.8 | Elect Patricia Oelrich | Mgmt | For | For | For | ||||
1.9 | Elect Joseph Rigby | Mgmt | For | For | For | ||||
1.10 | Elect Frank Ross | Mgmt | For | For | For | ||||
1.11 | Elect Pauline Schneider | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Lester Silverman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
4 | Amendment to the Pepco Holdings, Inc. Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Amendment to the Annual Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Pfizer Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFE | CUSIP 717081103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | ||||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | ||||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
4 | Elect Frances Fergusson | Mgmt | For | For | For | ||||
5 | Elect William Gray, III | Mgmt | For | For | For | ||||
6 | Elect Helen Hobbs | Mgmt | For | For | For | ||||
7 | Elect Constance Horner | Mgmt | For | For | For | ||||
8 | Elect James Kilts | Mgmt | For | For | For | ||||
9 | Elect George Lorch | Mgmt | For | For | For | ||||
10 | Elect John Mascotte | Mgmt | For | For | For | ||||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
12 | Elect Ian Read | Mgmt | For | For | For | ||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | ||||
14 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | ||||
Philip Morris International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PM | CUSIP 718172109 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Harold Brown | Mgmt | For | For | For | ||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||||
3 | Elect Louis Camilleri | Mgmt | For | For | For | ||||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||||
5 | Elect Jennifer Li | Mgmt | For | For | For | ||||
6 | Elect Graham Mackay | Mgmt | For | For | For | ||||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | ||||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | ||||
9 | Elect Lucio Noto | Mgmt | For | For | For | ||||
10 | Elect Robert Polet | Mgmt | For | For | For | ||||
11 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||||
12 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2012 Performance Incentive Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Formation of Ethics Committee | ShrHldr | Against | Against | For | ||||
Popular Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BPOP | CUSIP 733174106 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alejandro Ballester | Mgmt | For | For | For | ||||
2 | Elect Richard Carrion | Mgmt | For | For | For | ||||
3 | Elect Carlos Unanue | Mgmt | For | For | For | ||||
4 | Elect David Goel | Mgmt | For | For | For | ||||
5 | Reverse Stock Split | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Prudential Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRU | CUSIP 744320102 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Baltimore Jr. | Mgmt | For | For | For | ||||
2 | Elect Gordon Bethune | Mgmt | For | For | For | ||||
3 | Elect Gaston Caperton | Mgmt | For | For | For | ||||
4 | Elect Gilbert Casellas | Mgmt | For | For | For | ||||
5 | Elect James Cullen | Mgmt | For | For | For | ||||
6 | Elect William Gray, III | Mgmt | For | For | For | ||||
7 | Elect Mark Grier | Mgmt | For | For | For | ||||
8 | Elect Constance Horner | Mgmt | For | For | For | ||||
9 | Elect Martina Hund-Mejean | Mgmt | For | For | For | ||||
10 | Elect Karl Krapek | Mgmt | For | For | For | ||||
11 | Elect Christine Poon | Mgmt | For | For | For | ||||
12 | Elect John Strangfeld | Mgmt | For | For | For | ||||
13 | Elect James Unruh | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
Royal Dutch Shell plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RDSB | CUSIP 780259206 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||||
4 | Elect Josef Ackermann | Mgmt | For | For | For | ||||
5 | Elect Guy Elliott | Mgmt | For | For | For | ||||
6 | Elect Simon Henry | Mgmt | For | For | For | ||||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
9 | Elect Christine Morin-Postel | Mgmt | For | For | For | ||||
10 | Elect Jorma Ollila | Mgmt | For | For | For | ||||
11 | Elect Linda Stuntz | Mgmt | For | For | For | ||||
12 | Elect Jeroen van der Veer | Mgmt | For | For | For | ||||
13 | Elect Peter Voser | Mgmt | For | For | For | ||||
14 | Elect Hans Wijers | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
SanDisk Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNDK | CUSIP 80004C101 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Marks | Mgmt | For | For | For | ||||
2 | Elect Kevin DeNuccio | Mgmt | For | For | For | ||||
3 | Elect Irwin Federman | Mgmt | For | For | For | ||||
4 | Elect Steven Gomo | Mgmt | For | For | For | ||||
5 | Elect Eddy Hartenstein | Mgmt | For | For | For | ||||
6 | Elect Chenming Hu | Mgmt | For | For | For | ||||
7 | Elect Catherine Lego | Mgmt | For | For | For | ||||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
State Street Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STT | CUSIP 857477103 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kennett Burnes | Mgmt | For | For | For | ||||
2 | Elect Peter Coym | Mgmt | For | For | For | ||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | ||||
5 | Elect David Gruber | Mgmt | For | For | For | ||||
6 | Elect Linda Hill | Mgmt | For | For | For | ||||
7 | Elect Joseph Hooley | Mgmt | For | For | For | ||||
8 | Elect Robert Kaplan | Mgmt | For | For | For | ||||
9 | Elect Richard Sergel | Mgmt | For | For | For | ||||
10 | Elect Ronald Skates | Mgmt | For | For | For | ||||
11 | Elect Gregory Summe | Mgmt | For | For | For | ||||
12 | Elect Robert Weissman | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Telephone And Data Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TDS | CUSIP 879433100 | 11/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendment to Eliminate Special Common Shares | Mgmt | For | For | For | ||||
2 | Ratification of the Elimination of Special Common Shares | Mgmt | For | For | For | ||||
3 | Amendment to the Voting Power of Common Shares | Mgmt | For | For | For | ||||
4 | Ratification of Amendment to the Voting Power of Common Shares | Mgmt | For | For | For | ||||
5 | Approval of Amendment to Eliminate Tracking Stock | Mgmt | For | For | For | ||||
6 | 2011 LONG-TERM INCENTIVE PLAN | Mgmt | For | For | For | ||||
7 | Amendment to the Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
8 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
The Charles Schwab Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCHW | CUSIP 808513105 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nancy Bechtle | Mgmt | For | For | For | ||||
2 | Elect Walter Bettinger II | Mgmt | For | For | For | ||||
3 | Elect C. Preston Butcher | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
The Hartford Financial Services Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HIG | CUSIP 416515104 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Allardice III | Mgmt | For | For | For | ||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | ||||
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | ||||
4 | Elect Liam McGee | Mgmt | For | For | For | ||||
5 | Elect Kathryn Mikells | Mgmt | For | For | For | ||||
6 | Elect Michael Morris | Mgmt | For | For | For | ||||
7 | Elect Thomas Renyi | Mgmt | For | For | For | ||||
8 | Elect Charles Strauss | Mgmt | For | For | For | ||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Timken Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TKR | CUSIP 887389104 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Ralston | Mgmt | For | For | For | ||||
1.2 | Elect John Reilly | Mgmt | For | For | For | ||||
1.3 | Elect John Timken, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Jacqueline Woods | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Western Union Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WU | CUSIP 959802109 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Goodman | Mgmt | For | For | For | ||||
2 | Elect Roberto Mendoza | Mgmt | For | For | For | ||||
3 | Elect Michael Miles, Jr. | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | ||||
Thermo Fisher Scientific Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TMO | CUSIP 883556102 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Martin Harris | Mgmt | For | For | For | ||||
2 | Elect Judy Lewent | Mgmt | For | For | For | ||||
3 | Elect Jim Manzi | Mgmt | For | For | For | ||||
4 | Elect Lars Sorenson | Mgmt | For | For | For | ||||
5 | Elect Elaine Ullian | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Time Warner Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TWX | CUSIP 887317303 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barksdale | Mgmt | For | For | For | ||||
2 | Elect William Barr | Mgmt | For | For | For | ||||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | ||||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | ||||
5 | Elect Robert Clark | Mgmt | For | For | For | ||||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||||
7 | Elect Jessica Einhorn | Mgmt | For | For | For | ||||
8 | Elect Fred Hassan | Mgmt | For | For | For | ||||
9 | Elect Kenneth Novack | Mgmt | For | For | For | ||||
10 | Elect Paul Wachter | Mgmt | For | For | For | ||||
11 | Elect Deborah Wright | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Total SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FP | CUSIP 89151E109 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
5 | Elect Christophe de Margerie | Mgmt | For | Against | Against | ||||
6 | Elect Patrick Artus | Mgmt | For | Against | Against | ||||
7 | Elect Bertrand Collomb | Mgmt | For | Against | Against | ||||
8 | Elect Anne Lauvergeon | Mgmt | For | Against | Against | ||||
9 | Elect Michel Pebereau | Mgmt | For | Against | Against | ||||
10 | Ratification of the Co-option of Gerard Lamarche | Mgmt | For | Against | Against | ||||
11 | Elect Anne-Marie Idrac | Mgmt | For | Against | Against | ||||
12 | Supplementary Retirement, Pension and Severance Agreements for Christophe de Margerie | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Through Capitalizations | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
16 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
18 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
20 | Shareholder Proposal Regarding Comparison of Executive Compensation (Resolution A) | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Loyalty Dividend (Resolution B) | ShrHldr | Against | Against | For | ||||
Total SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FP | CINS F92124100 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Elect Christophe de Margerie | Mgmt | For | Against | Against | ||||
10 | Elect Patrick Artus | Mgmt | For | Against | Against | ||||
11 | Elect Bertrand Collomb | Mgmt | For | Against | Against | ||||
12 | Elect Anne Lauvergeon | Mgmt | For | Against | Against | ||||
13 | Elect Michel Pebereau | Mgmt | For | Against | Against | ||||
14 | Ratification of the Co-option of Gerard Lamarche | Mgmt | For | Against | Against | ||||
15 | Elect Anne-Marie Idrac | Mgmt | For | Against | Against | ||||
16 | Supplementary Retirement, Pension and Severance Agreements for Christophe de Margerie | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; through Capitalizations | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
22 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
24 | Shareholder Proposal Regarding Comparison of Executive Compensation (Resolution A) | ShrHldr | Against | Against | For | ||||
25 | Shareholder Proposal Regarding Loyalty Dividend (Resolution B) | ShrHldr | Against | Against | For | ||||
Transatlantic Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRH | CUSIP 893521104 | 02/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | ||||
Transatlantic Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRH | CUSIP 893521104 | 09/20/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | N/A | TNA | N/A | ||||
2 | Advisory Vote on Golden Parachutes | Mgmt | N/A | TNA | N/A | ||||
3 | Right to Adjourn Meeting | Mgmt | N/A | TNA | N/A | ||||
Transatlantic Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRH | CUSIP 893521104 | 09/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | Against | Against | ||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
3 | Right to Adjourn Meeting | Mgmt | For | Against | Against | ||||
TRW Automotive Holdings Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRW | CUSIP 87264S106 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Albaugh | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert Friedman | Mgmt | For | For | For | ||||
1.3 | Elect J. Michael Losh | Mgmt | For | Withhold | Against | ||||
1.4 | Elect David. Taylor | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Stock Incentive Plan | Mgmt | For | For | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 03/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | ||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | ||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | ||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
3.7 | Elect John Krol | Mgmt | For | For | For | ||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | ||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | ||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | ||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Consolidation of Reserves | Mgmt | For | For | For | ||||
9 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendments to Articles of Association | Mgmt | For | For | For | ||||
Valero Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VLO | CUSIP 91913Y100 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ronald Calgaard | Mgmt | For | For | For | ||||
2 | Elect Jerry Choate | Mgmt | For | For | For | ||||
3 | Elect Ruben Escobedo | Mgmt | For | For | For | ||||
4 | Elect William Klesse | Mgmt | For | For | For | ||||
5 | Elect Bob Marbut | Mgmt | For | For | For | ||||
6 | Elect Donald Nickles | Mgmt | For | For | For | ||||
7 | Elect Phillip Pfeiffer | Mgmt | For | For | For | ||||
8 | Elect Robert Profusek | Mgmt | For | For | For | ||||
9 | Elect Susan Purcell | Mgmt | For | For | For | ||||
10 | Elect Stephen Waters | Mgmt | For | For | For | ||||
11 | Elect Randall Weisenburger | Mgmt | For | For | For | ||||
12 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | ||||
Validus Holdings, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VR | CUSIP G9319H102 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Carpenter | Mgmt | For | For | For | ||||
1.2 | Elect Alok Singh | Mgmt | For | For | For | ||||
1.3 | Elect Christopher Watson | Mgmt | For | For | For | ||||
1.4 | Election of Edward J. Noonan | Mgmt | For | For | For | ||||
1.5 | Election of C.N. Rupert Atkin | Mgmt | For | For | For | ||||
1.6 | Election of Patrick G. Barry | Mgmt | For | For | For | ||||
1.7 | Election of Peter A. Bilsby | Mgmt | For | For | For | ||||
1.8 | Election of Alan Bossin | Mgmt | For | For | For | ||||
1.9 | Election of Julian P. Bosworth | Mgmt | For | For | For | ||||
1.10 | Election of Janita A. Burke | Mgmt | For | For | For | ||||
1.11 | Election of Michael E.A. Carpenter | Mgmt | For | For | For | ||||
1.12 | Election of Rodrigo Castro | Mgmt | For | For | For | ||||
1.13 | Election of Jane S. Clouting | Mgmt | For | For | For | ||||
1.14 | Election of Joseph E. Consolino | Mgmt | For | For | For | ||||
1.15 | Election of C. Jerome Dill | Mgmt | For | For | For | ||||
1.16 | Election of Andrew Downey | Mgmt | For | For | For | ||||
1.17 | Election of Kerry A. Emanuel | Mgmt | For | For | For | ||||
1.18 | Election of Jonathan D. Ewington | Mgmt | For | For | For | ||||
1.19 | Election of Andrew M. Gibbs | Mgmt | For | For | For | ||||
1.20 | Election of Michael Greene | Mgmt | For | For | For | ||||
1.21 | Election of Barnabas Hurst-Bannister | Mgmt | For | For | For | ||||
1.22 | Election of Anthony J. Keys | Mgmt | For | For | For | ||||
1.23 | Election of Robert F. Kuzloski | Mgmt | For | For | For | ||||
1.24 | Election of Stuart W. Mercer | Mgmt | For | For | For | ||||
1.25 | Election of Jean-Marie Nessi | Mgmt | For | For | For | ||||
1.26 | Election of Andre Perez | Mgmt | For | For | For | ||||
1.27 | Election of Julian G. Ross | Mgmt | For | For | For | ||||
1.28 | Election of Rafael Saer | Mgmt | For | For | For | ||||
1.29 | Election of Matthew Scales | Mgmt | For | For | For | ||||
1.30 | Election of James E. Skinner | Mgmt | For | For | For | ||||
1.31 | Election of Verner G. Southey | Mgmt | For | For | For | ||||
1.32 | Election of Nigel D. Wachman | Mgmt | For | For | For | ||||
1.33 | Election of Lixin Zeng | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Verizon Communications Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VZ | CUSIP 92343V104 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Carrion | Mgmt | For | For | For | ||||
2 | Elect Melanie Healey | Mgmt | For | For | For | ||||
3 | Elect M. Frances Keeth | Mgmt | For | For | For | ||||
4 | Elect Robert Lane | Mgmt | For | For | For | ||||
5 | Elect Lowell McAdam | Mgmt | For | For | For | ||||
6 | Elect Sandra Moose | Mgmt | For | For | For | ||||
7 | Elect Joseph Neubauer | Mgmt | For | For | For | ||||
8 | Elect Donald Nicolaisen | Mgmt | For | For | For | ||||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||||
10 | Elect Hugh Price | Mgmt | For | For | For | ||||
11 | Elect Rodney Slater | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | ||||
Wells Fargo & Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFC | CUSIP 949746101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Baker II | Mgmt | For | For | For | ||||
2 | Elect Elaine Chao | Mgmt | For | For | For | ||||
3 | Elect John Chen | Mgmt | For | For | For | ||||
4 | Elect Lloyd Dean | Mgmt | For | For | For | ||||
5 | Elect Susan Engel | Mgmt | For | For | For | ||||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
7 | Elect Donald James | Mgmt | For | For | For | ||||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | ||||
9 | Elect Nicholas Moore | Mgmt | For | For | For | ||||
10 | Elect Federico Pena | Mgmt | For | For | For | ||||
11 | Elect Philip Quigley | Mgmt | For | For | For | ||||
12 | Elect Judith Runstad | Mgmt | For | For | For | ||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | ||||
14 | Elect John Stumpf | Mgmt | For | For | For | ||||
15 | Elect Susan Swenson | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Cumulative Voting in Contested Elections | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | ||||
Xerox Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XRX | CUSIP 984121103 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Glenn Britt | Mgmt | For | For | For | ||||
2 | Elect Ursula Burns | Mgmt | For | For | For | ||||
3 | Elect Richard Harrington | Mgmt | For | For | For | ||||
4 | Elect William Hunter | Mgmt | For | For | For | ||||
5 | Elect Robert Keegan | Mgmt | For | For | For | ||||
6 | Elect Robert McDonald | Mgmt | For | For | For | ||||
7 | Elect Charles Prince | Mgmt | For | For | For | ||||
8 | Elect Ann Reese | Mgmt | For | For | For | ||||
9 | Elect Sara Tucker | Mgmt | For | For | For | ||||
10 | Elect Mary Wilderotter | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 2004 Performance Incentive Plan | Mgmt | For | For | For | ||||
XL Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XL | CUSIP G98290102 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ramani Ayer | Mgmt | For | For | For | ||||
2 | Elect Dale Comey | Mgmt | For | For | For | ||||
3 | Elect Robert Glauber | Mgmt | For | For | For | ||||
4 | Elect Suzanne Labarge | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | |||||||||
Fund Name : | Putnam VT George Putnam Balanced Fund | |||||||||
Date of fiscal year end: | 12/31/2011 | |||||||||
3M Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MMM | CUSIP 88579Y101 | 05/08/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Linda Alvarado | Mgmt | For | For | For | |||||
2 | Elect Vance Coffman | Mgmt | For | For | For | |||||
3 | Elect Michael Eskew | Mgmt | For | For | For | |||||
4 | Elect W. James Farrell | Mgmt | For | For | For | |||||
5 | Elect Herbert Henkel | Mgmt | For | For | For | |||||
6 | Elect Edward Liddy | Mgmt | For | For | For | |||||
7 | Elect Robert Morrison | Mgmt | For | For | For | |||||
8 | Elect Aulana Peters | Mgmt | For | For | For | |||||
9 | Elect Inge Thulin | Mgmt | For | For | For | |||||
10 | Elect Robert Ulrich | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Amendment to the General Employees Stock Purchase Plan | Mgmt | For | For | For | |||||
14 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
Abbott Laboratories | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABT | CUSIP 002824100 | 04/27/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||||
1.3 | Elect Sally Blount | Mgmt | For | For | For | |||||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | |||||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | |||||
1.7 | Elect Phebe Novakovic | Mgmt | For | For | For | |||||
1.8 | Elect William Osborn | Mgmt | For | For | For | |||||
1.9 | Elect Samuel Scott III | Mgmt | For | For | For | |||||
1.10 | Elect Glenn Tilton | Mgmt | For | For | For | |||||
1.11 | Elect Miles White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Tax Gross-Up Payments | ShrHldr | Against | For | Against | |||||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Excluding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Compensation in the Event of a Change of Control | ShrHldr | Against | Against | For | |||||
Adobe Systems Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADBE | CUSIP 00724F101 | 04/12/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Edward Barnholt | Mgmt | For | For | For | |||||
2 | Elect Michael Cannon | Mgmt | For | For | For | |||||
3 | Elect James Daley | Mgmt | For | For | For | |||||
4 | Elect Charles Geschke | Mgmt | For | For | For | |||||
5 | Elect Shantanu Narayen | Mgmt | For | For | For | |||||
6 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Aetna Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AET | CUSIP 00817Y108 | 05/18/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||||
2 | Elect Mark Bertolini | Mgmt | For | For | For | |||||
3 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||||
4 | Elect Betsy Cohen | Mgmt | For | For | For | |||||
5 | Elect Molly Coye | Mgmt | For | For | For | |||||
6 | Elect Roger Farah | Mgmt | For | For | For | |||||
7 | Elect Barbara Franklin | Mgmt | For | For | For | |||||
8 | Elect Jeffrey Garten | Mgmt | For | For | For | |||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
Aflac Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AFL | CUSIP 001055102 | 05/07/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Daniel Amos | Mgmt | For | For | For | |||||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | |||||
3 | Elect Paul Amos II | Mgmt | For | For | For | |||||
4 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||||
5 | Elect Elizabeth Hudson | Mgmt | For | For | For | |||||
6 | Elect Douglas Johnson | Mgmt | For | For | For | |||||
7 | Elect Robert Johnson | Mgmt | For | For | For | |||||
8 | Elect Charles Knapp | Mgmt | For | For | For | |||||
9 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||||
10 | Elect Barbara Rimer | Mgmt | For | For | For | |||||
11 | Elect Marvin Schuster | Mgmt | For | For | For | |||||
12 | Elect Melvin Stith | Mgmt | For | For | For | |||||
13 | Elect David Thompson | Mgmt | For | For | For | |||||
14 | Elect Takuro Yoshida | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
17 | Amendment to the 2013 Management Incentive Plan. | Mgmt | For | For | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | For | |||||
Alcoa Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AA | CUSIP 013817101 | 05/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kathryn Fuller | Mgmt | For | For | For | |||||
2 | Elect Judith Gueron | Mgmt | For | For | For | |||||
3 | Elect Patricia Russo | Mgmt | For | For | For | |||||
4 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Elimination of Supermajority Requirement Relating to Fair Price Protection | Mgmt | For | For | For | |||||
8 | Elimination of Supermajority Requirement Relating to Director Elections | Mgmt | For | For | For | |||||
9 | Elimination of Supermajority Requirement Relating to Removal of Directors | Mgmt | For | For | For | |||||
10 | Repeal of Classified Board | Mgmt | For | For | For | |||||
11 | Permit Written Consent | Mgmt | For | For | For | |||||
Ameren Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AEE | CUSIP 023608102 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | |||||
1.2 | Elect Cathrine Brune | Mgmt | For | For | For | |||||
1.3 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | |||||
1.4 | Elect Walter Galvin | Mgmt | For | For | For | |||||
1.5 | Elect Gayle Jackson | Mgmt | For | For | For | |||||
1.6 | Elect James Johnson | Mgmt | For | For | For | |||||
1.7 | Elect Steven Lipstein | Mgmt | For | For | For | |||||
1.8 | Elect Patrick Stokes | Mgmt | For | For | For | |||||
1.9 | Elect Thomas Voss | Mgmt | For | For | For | |||||
1.10 | Elect Stephen Wilson | Mgmt | For | For | For | |||||
1.11 | Elect Jack Woodard | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHldr | Against | Against | For | |||||
5 | Shareholder Proposal Regarding Coal Risk | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Energy Efficiency and Renewable Energy | ShrHldr | Against | Against | For | |||||
American Electric Power Company, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AEP | CUSIP 025537101 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Nicholas Atkins | Mgmt | For | For | For | |||||
2 | Elect David Anderson | Mgmt | For | For | For | |||||
3 | Elect James Cordes | Mgmt | For | For | For | |||||
4 | Elect Ralph Crosby, Jr. | Mgmt | For | For | For | |||||
5 | Elect Linda Goodspeed | Mgmt | For | For | For | |||||
6 | Elect Thomas Hoaglin | Mgmt | For | For | For | |||||
7 | Elect Michael Morris | Mgmt | For | For | For | |||||
8 | Elect Richard Notebaert | Mgmt | For | For | For | |||||
9 | Elect Lionel Nowell III | Mgmt | For | For | For | |||||
10 | Elect Richard Sandor | Mgmt | For | For | For | |||||
11 | Elect Sara Tucker | Mgmt | For | For | For | |||||
12 | Elect John Turner | Mgmt | For | For | For | |||||
13 | Senior Officer Incentive Plan | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
American Express Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AXP | CUSIP 025816109 | 04/30/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||||
1.2 | Elect Ursula Burns | Mgmt | For | For | For | |||||
1.3 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
1.4 | Elect Peter Chernin | Mgmt | For | For | For | |||||
1.5 | Elect Theodore Leonsis | Mgmt | For | For | For | |||||
1.6 | Elect Jan Leschly | Mgmt | For | For | For | |||||
1.7 | Elect Richard Levin | Mgmt | For | For | For | |||||
1.8 | Elect Richard McGinn | Mgmt | For | For | For | |||||
1.9 | Elect Edward Miller | Mgmt | For | For | For | |||||
1.10 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
1.11 | Elect Robert Walter | Mgmt | For | For | For | |||||
1.12 | Elect Ronald Williams | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Amendment to the 2007 Incentive Compensation Plan | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
Anadarko Petroleum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APC | CUSIP 032511107 | 05/15/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kevin Chilton | Mgmt | For | For | For | |||||
2 | Elect Luke Corbett | Mgmt | For | For | For | |||||
3 | Elect Paulett Eberhart | Mgmt | For | For | For | |||||
4 | Elect Peter Fluor | Mgmt | For | For | For | |||||
5 | Elect Richard George | Mgmt | For | For | For | |||||
6 | Elect Preston Geren, III | Mgmt | For | For | For | |||||
7 | Elect Charles Goodyear | Mgmt | For | For | For | |||||
8 | Elect John Gordon | Mgmt | For | For | For | |||||
9 | Elect James Hackett | Mgmt | For | For | For | |||||
10 | Elect Eric Mullins | Mgmt | For | For | For | |||||
11 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||||
12 | Elect R. Walker | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
Aon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AON | CUSIP G0408V102 | 05/18/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lester Knight | Mgmt | For | For | For | |||||
2 | Elect Gregory Case | Mgmt | For | For | For | |||||
3 | Elect Fulvio Conti | Mgmt | For | For | For | |||||
4 | Elect Cheryl Francis | Mgmt | For | For | For | |||||
5 | Elect Edgar Jannotta | Mgmt | For | For | For | |||||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||||
7 | Elect Robert Morrison | Mgmt | For | For | For | |||||
8 | Elect Richard Myers | Mgmt | For | For | For | |||||
9 | Elect Richard Notebaert | Mgmt | For | For | For | |||||
10 | Elect Gloria Santona | Mgmt | For | For | For | |||||
11 | Elect Carolyn Woo | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Apple Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AAPL | CUSIP 037833100 | 02/23/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Campbell | Mgmt | For | For | For | |||||
1.2 | Elect Timothy Cook | Mgmt | For | For | For | |||||
1.3 | Elect Millard Drexler | Mgmt | For | For | For | |||||
1.4 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Robert Iger | Mgmt | For | For | For | |||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||||
1.7 | Elect Arthur Levinson | Mgmt | For | For | For | |||||
1.8 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHldr | Against | Against | For | |||||
5 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
AT&T Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
T | CUSIP 00206R102 | 04/27/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Randall Stephenson | Mgmt | For | For | For | |||||
2 | Elect Gilbert Amelio | Mgmt | For | For | For | |||||
3 | Elect Reuben Anderson | Mgmt | For | For | For | |||||
4 | Elect James Blanchard | Mgmt | For | For | For | |||||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
6 | Elect James Kelly | Mgmt | For | For | For | |||||
7 | Elect Jon Madonna | Mgmt | For | For | For | |||||
8 | Elect John McCoy | Mgmt | For | For | For | |||||
9 | Elect Joyce Roche | Mgmt | For | For | For | |||||
10 | Elect Matthew Rose | Mgmt | For | For | For | |||||
11 | Elect Laura Tyson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Restoration of Written Consent | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO | ShrHldr | Against | For | Against | |||||
Avon Products, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AVP | CUSIP 054303102 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Douglas Conant | Mgmt | For | For | For | |||||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||||
1.4 | Elect Fred Hassan | Mgmt | For | For | For | |||||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||||
1.6 | Elect Maria Lagomasino | Mgmt | For | For | For | |||||
1.7 | Elect Ann Moore | Mgmt | For | For | For | |||||
1.8 | Elect Gary Rodkin | Mgmt | For | For | For | |||||
1.9 | Elect Paula Stern | Mgmt | For | For | For | |||||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Bank of New York Mellon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BK | CUSIP 064058100 | 04/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ruth Bruch | Mgmt | For | For | For | |||||
2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||||
3 | Elect Gerald Hassell | Mgmt | For | For | For | |||||
4 | Elect Edmund Kelly | Mgmt | For | For | For | |||||
5 | Elect Richard Kogan | Mgmt | For | For | For | |||||
6 | Elect Michael Kowalski | Mgmt | For | For | For | |||||
7 | Elect John Luke, Jr. | Mgmt | For | For | For | |||||
8 | Elect Mark Nordenberg | Mgmt | For | For | For | |||||
9 | Elect Catherine Rein | Mgmt | For | For | For | |||||
10 | Elect William Richardson | Mgmt | For | For | For | |||||
11 | Elect Samuel Scott III | Mgmt | For | For | For | |||||
12 | Elect Wesley von Schack | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
Baxter International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAX | CUSIP 071813109 | 05/08/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Gavin III | Mgmt | For | For | For | |||||
2 | Elect Peter Hellman | Mgmt | For | For | For | |||||
3 | Elect Kees Storm | Mgmt | For | Against | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | |||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | For | For | For | |||||
BB&T Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBT | CUSIP 054937107 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Allison IV | Mgmt | For | For | For | |||||
1.2 | Elect Jennifer Banner | Mgmt | For | For | For | |||||
1.3 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Anna Cablik | Mgmt | For | For | For | |||||
1.5 | Elect Ronald Deal | Mgmt | For | For | For | |||||
1.6 | Elect J. Littleton Glover, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Jane Helm | Mgmt | For | For | For | |||||
1.8 | Elect John Howe III | Mgmt | For | For | For | |||||
1.9 | Elect Kelly King | Mgmt | For | For | For | |||||
1.10 | Elect Valeria Lynch Lee | Mgmt | For | For | For | |||||
1.11 | Elect Nido Qubein | Mgmt | For | For | For | |||||
1.12 | Elect Thomas Skains | Mgmt | For | For | For | |||||
1.13 | Elect Thomas Thompson | Mgmt | For | For | For | |||||
1.14 | Elect Edwin Welch Ph.D. | Mgmt | For | For | For | |||||
1.15 | Elect Stephen Williams | Mgmt | For | For | For | |||||
2 | 2012 Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Bed Bath & Beyond Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBBY | CUSIP 075896100 | 06/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||||
3 | Elect Steven Temares | Mgmt | For | For | For | |||||
4 | Elect Dean Adler | Mgmt | For | For | For | |||||
5 | Elect Stanley Barshay | Mgmt | For | For | For | |||||
6 | Elect Klaus Eppler | Mgmt | For | For | For | |||||
7 | Elect Patrick Gaston | Mgmt | For | For | For | |||||
8 | Elect Jordan Heller | Mgmt | For | For | For | |||||
9 | Elect Victoria Morrison | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||||
BMC Software, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMC | CUSIP 055921100 | 07/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||||
2 | Elect Jon Barfield | Mgmt | For | For | For | |||||
3 | Elect Gary Bloom | Mgmt | For | For | For | |||||
4 | Elect Meldon Gafner | Mgmt | For | For | For | |||||
5 | Elect Mark Hawkins | Mgmt | For | For | For | |||||
6 | Elect Stephan James | Mgmt | For | For | For | |||||
7 | Elect P. Thomas Jenkins | Mgmt | For | For | For | |||||
8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | |||||
9 | Elect Kathleen O'Neil | Mgmt | For | For | For | |||||
10 | Elect Tom Tinsley | Mgmt | For | For | For | |||||
11 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Bristol-Myers Squibb Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMY | CUSIP 110122108 | 05/01/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||||
2 | Elect Lewis Campbell | Mgmt | For | For | For | |||||
3 | Elect James Cornelius | Mgmt | For | For | For | |||||
4 | Elect Louis Freeh | Mgmt | For | For | For | |||||
5 | Elect Laurie Glimcher | Mgmt | For | For | For | |||||
6 | Elect Michael Grobstein | Mgmt | For | For | For | |||||
7 | Elect Alan Lacy | Mgmt | For | For | For | |||||
8 | Elect Vicki Sato | Mgmt | For | For | For | |||||
9 | Elect Elliott Sigal | Mgmt | For | For | For | |||||
10 | Elect Gerald Storch | Mgmt | For | For | For | |||||
11 | Elect Togo West, Jr. | Mgmt | For | For | For | |||||
12 | Elect R. Sanders Williams | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | 2012 Stock Award and Incentive Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Carnival plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCL | CUSIP 143658300 | 04/11/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Micky Arison | Mgmt | For | For | For | |||||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | |||||
3 | Elect Robert Dickinson | Mgmt | For | For | For | |||||
4 | Elect Arnold Donald | Mgmt | For | For | For | |||||
5 | Elect Pier Foschi | Mgmt | For | For | For | |||||
6 | Elect Howard Frank | Mgmt | For | For | For | |||||
7 | Elect Richard Glasier | Mgmt | For | For | For | |||||
8 | Elect Debra Kelly-Ennis | Mgmt | For | For | For | |||||
9 | Elect Modesto Maidique | Mgmt | For | For | For | |||||
10 | Elect John Parker | Mgmt | For | For | For | |||||
11 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||||
12 | Elect Stuart Subotnick | Mgmt | For | For | For | |||||
13 | Elect Laura Weil | Mgmt | For | For | For | |||||
14 | Elect Randall Weisenburger | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Accounts and Reports | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Director's Remuneration Report | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
23 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
Chevron Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVX | CUSIP 166764100 | 05/30/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Linnet Deily | Mgmt | For | Against | Against | |||||
2 | Elect Robert Denham | Mgmt | For | Against | Against | |||||
3 | Elect Chuck Hagel | Mgmt | For | Against | Against | |||||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | |||||
5 | Elect George Kirkland | Mgmt | For | Against | Against | |||||
6 | Elect Charles Moorman, IV | Mgmt | For | Against | Against | |||||
7 | Elect Kevin Sharer | Mgmt | For | Against | Against | |||||
8 | Elect John Stumpf | Mgmt | For | Against | Against | |||||
9 | Elect Ronald Sugar | Mgmt | For | Against | Against | |||||
10 | Elect Carl Ware | Mgmt | For | Against | Against | |||||
11 | Elect John Watson | Mgmt | For | Against | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Exclusive Forum Provisions | ShrHldr | Against | For | Against | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
CIGNA Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CI | CUSIP 125509109 | 04/25/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Partridge | Mgmt | For | For | For | |||||
2 | Elect James Rogers | Mgmt | For | For | For | |||||
3 | Elect Joseph Sullivan | Mgmt | For | For | For | |||||
4 | Elect Eric Wiseman | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | |||||
8 | Repeal of Classified Board | Mgmt | N/A | For | N/A | |||||
Cisco Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSCO | CUSIP 17275R102 | 12/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||||
4 | Elect Larry Carter | Mgmt | For | For | For | |||||
5 | Elect John Chambers | Mgmt | For | For | For | |||||
6 | Elect Brian Halla | Mgmt | For | For | For | |||||
7 | Elect John Hennessy | Mgmt | For | For | For | |||||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||||
11 | Elect Steven West | Mgmt | For | For | For | |||||
12 | Elect Jerry Yang | Mgmt | For | For | For | |||||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding the Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Citigroup Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
C | CUSIP 172967424 | 04/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Franz Humer | Mgmt | For | For | For | |||||
2 | Elect Robert Joss | Mgmt | For | For | For | |||||
3 | Elect Michael O'Neill | Mgmt | For | For | For | |||||
4 | Elect Vikram Pandit | Mgmt | For | For | For | |||||
5 | Elect Lawrence Ricciardi | Mgmt | For | For | For | |||||
6 | Elect Judith Rodin | Mgmt | For | For | For | |||||
7 | Elect Robert Ryan | Mgmt | For | For | For | |||||
8 | Elect Anthony Santomero | Mgmt | For | For | For | |||||
9 | Elect Joan Spero | Mgmt | For | For | For | |||||
10 | Elect Diana Taylor | Mgmt | For | For | For | |||||
11 | Elect William Thompson, Jr. | Mgmt | For | For | For | |||||
12 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
Coca-Cola Enterprises, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCE | CUSIP 19122T109 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | |||||
1.2 | Elect John Brock | Mgmt | For | For | For | |||||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | |||||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||||
1.5 | Elect Orrin Ingram II | Mgmt | For | For | For | |||||
1.6 | Elect Thomas Johnson | Mgmt | For | For | For | |||||
1.7 | Elect Suzanne Labarge | Mgmt | For | For | For | |||||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | |||||
1.9 | Elect Garry Watts | Mgmt | For | For | For | |||||
1.10 | Elect Curtis Welling | Mgmt | For | For | For | |||||
1.11 | Elect Phoebe Wood | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Colgate-Palmolive Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CL | CUSIP 194162103 | 05/11/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Nikesh Arora | Mgmt | For | For | For | |||||
2 | Elect John Cahill | Mgmt | For | For | For | |||||
3 | Elect Ian Cook | Mgmt | For | For | For | |||||
4 | Elect Helene Gayle | Mgmt | For | For | For | |||||
5 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | |||||
7 | Elect Richard Kogan | Mgmt | For | For | For | |||||
8 | Elect Delano Lewis | Mgmt | For | For | For | |||||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||||
10 | Elect Stephen Sadove | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | Against | For | |||||
Comcast Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMCSA | CUSIP 20030N101 | 05/31/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth Bacon | Mgmt | For | For | For | |||||
1.2 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |||||
1.3 | Elect Joseph Collins | Mgmt | For | For | For | |||||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | |||||
1.5 | Elect Gerald Hassell | Mgmt | For | For | For | |||||
1.6 | Elect Jeffrey Honickman | Mgmt | For | For | For | |||||
1.7 | Elect Eduardo Mestre | Mgmt | For | For | For | |||||
1.8 | Elect Brian Roberts | Mgmt | For | For | For | |||||
1.9 | Elect Ralph Roberts | Mgmt | For | For | For | |||||
1.10 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Poison Pills | ShrHldr | Against | For | Against | |||||
Comerica Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMA | CUSIP 200340107 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Lindner | Mgmt | For | For | For | |||||
2 | Elect Robert Taubman | Mgmt | For | For | For | |||||
3 | Elect Reginald Turner | Mgmt | For | For | For | |||||
4 | Elect Roger Cregg | Mgmt | For | For | For | |||||
5 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||||
6 | Elect Alfred Piergallini | Mgmt | For | For | For | |||||
7 | Elect Nina Vaca | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
ConocoPhillips | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COP | CUSIP 20825C104 | 05/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Armitage | Mgmt | For | For | For | |||||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||||
3 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||||
5 | Elect Ruth Harkin | Mgmt | For | For | For | |||||
6 | Elect Ryan Lance | Mgmt | For | For | For | |||||
7 | Elect Mohd Hassan Marican | Mgmt | For | For | For | |||||
8 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
9 | Elect James Mulva | Mgmt | For | For | For | |||||
10 | Elect Robert Niblock | Mgmt | For | For | For | |||||
11 | Elect Harald Norvik | Mgmt | For | For | For | |||||
12 | Elect William Reilly | Mgmt | For | For | For | |||||
13 | Elect Victoria Tschinkel | Mgmt | For | For | For | |||||
14 | Elect Kathryn Turner | Mgmt | For | For | For | |||||
15 | Elect William Wade, Jr. | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
Covidien Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COV | CUSIP G2554F113 | 03/13/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jose Almeida | Mgmt | For | For | For | |||||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||||
3 | Elect Robert Brust | Mgmt | For | For | For | |||||
4 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
5 | Elect Christopher Coughlin | Mgmt | For | For | For | |||||
6 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||||
8 | Elect Martin Madaus | Mgmt | For | For | For | |||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||||
10 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||||
15 | Amendments to Articles to Provide for Escheatment | Mgmt | For | For | For | |||||
16 | Amendment to Articles to Allow Non-Cash Dividends | Mgmt | For | For | For | |||||
CreXus Investment Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CXS | CUSIP 226553105 | 05/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald Kazel | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
CVS Caremark Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVS | CUSIP 126650100 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect C. David Brown II | Mgmt | For | For | For | |||||
2 | Elect David Dorman | Mgmt | For | For | For | |||||
3 | Elect Anne Finucane | Mgmt | For | For | For | |||||
4 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |||||
5 | Elect Marian Heard | Mgmt | For | For | For | |||||
6 | Elect Larry Merlo | Mgmt | For | For | For | |||||
7 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||||
8 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |||||
9 | Elect Richard Swift | Mgmt | For | For | For | |||||
10 | Elect Tony White | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Authorization of Written Consent by Less Than Unanimous Approval | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
Devon Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DVN | CUSIP 25179M103 | 06/06/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Henry | Mgmt | For | For | For | |||||
1.2 | Elect John Hill | Mgmt | For | For | For | |||||
1.3 | Elect Michael Kanovsky | Mgmt | For | For | For | |||||
1.4 | Elect Robert Mosbacher, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect J. Larry Nichols | Mgmt | For | For | For | |||||
1.6 | Elect Duane Radtke | Mgmt | For | For | For | |||||
1.7 | Elect Mary Ricciardello | Mgmt | For | For | For | |||||
1.8 | Elect John Richels | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
5 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||||
6 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
DIRECTV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DTV | CUSIP 25490A101 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ralph Boyd, Jr. | Mgmt | For | For | For | |||||
2 | Elect David Dillon | Mgmt | For | For | For | |||||
3 | Elect Samuel DiPiazza, Jr. | Mgmt | For | For | For | |||||
4 | Elect Dixon Doll | Mgmt | For | For | For | |||||
5 | Elect Peter Lund | Mgmt | For | For | For | |||||
6 | Elect Nancy Newcomb | Mgmt | For | For | For | |||||
7 | Elect Lorrie Norrington | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Elimination of Dual Class Stock | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||||
Dominion Resources Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
D | CUSIP 25746U109 | 05/08/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William Barr | Mgmt | For | For | For | |||||
2 | Elect Peter Brown | Mgmt | For | For | For | |||||
3 | Elect Helen Dragas | Mgmt | For | For | For | |||||
4 | Elect Thomas Farrell II | Mgmt | For | For | For | |||||
5 | Elect John Harris | Mgmt | For | For | For | |||||
6 | Elect Robert Jepson, Jr. | Mgmt | For | For | For | |||||
7 | Elect Mark Kington | Mgmt | For | For | For | |||||
8 | Elect Frank Royal | Mgmt | For | For | For | |||||
9 | Elect Robert Spilman, Jr. | Mgmt | For | For | For | |||||
10 | Elect David Wollard | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Establishment of 15% Renewable Energy Goal | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Renewable Energy Policy Options | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Report on Impact of Plant Closures | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Mountaintop Removal Coal Mining | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Natural Gas | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Board Review of Nuclear Safety Policies | ShrHldr | Against | Against | For | |||||
Dow Chemical Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DOW | CUSIP 260543103 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Arnold Allemang | Mgmt | For | For | For | |||||
2 | Elect Jacqueline Barton | Mgmt | For | For | For | |||||
3 | Elect James Bell | Mgmt | For | For | For | |||||
4 | Elect Jeff Fettig | Mgmt | For | For | For | |||||
5 | Elect John Hess | Mgmt | For | For | For | |||||
6 | Elect Andrew Liveris | Mgmt | For | For | For | |||||
7 | Elect Paul Polman | Mgmt | For | For | For | |||||
8 | Elect Dennis Reilley | Mgmt | For | For | For | |||||
9 | Elect James Ringler | Mgmt | For | Against | Against | |||||
10 | Elect Ruth Shaw | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | 2012 Stock Incentive Plan | Mgmt | For | For | For | |||||
14 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
Duke Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DUK | CUSIP 26441C105 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Barnet III | Mgmt | For | For | For | |||||
1.2 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For | |||||
1.3 | Elect Michael Browning | Mgmt | For | For | For | |||||
1.4 | Elect Daniel DiMicco | Mgmt | For | For | For | |||||
1.5 | Elect John Forsgren | Mgmt | For | For | For | |||||
1.6 | Elect Ann Maynard Gray | Mgmt | For | For | For | |||||
1.7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||||
1.8 | Elect E. James Reinsch | Mgmt | For | For | For | |||||
1.9 | Elect James Rhodes | Mgmt | For | For | For | |||||
1.10 | Elect James Rogers | Mgmt | For | For | For | |||||
1.11 | Elect Philip Sharp | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Amendment to the Certificate of Incorporation to Reduce the Supermajority Requirement | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Coal Risk | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Duke Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DUK | CUSIP 26441C105 | 08/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Reverse Stock Split | Mgmt | For | For | For | |||||
2 | Merger | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
E.I. du Pont de Nemours and Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DD | CUSIP 263534109 | 04/25/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||||
2 | Elect Richard Brown | Mgmt | For | For | For | |||||
3 | Elect Robert Brown | Mgmt | For | For | For | |||||
4 | Elect Bertrand Collomb | Mgmt | For | For | For | |||||
5 | Elect Curtis Crawford | Mgmt | For | For | For | |||||
6 | Elect Alexander Cutler | Mgmt | For | For | For | |||||
7 | Elect Eleuthere Du Pont | Mgmt | For | For | For | |||||
8 | Elect Marillyn Hewson | Mgmt | For | For | For | |||||
9 | Elect Lois Juliber | Mgmt | For | For | For | |||||
10 | Elect Ellen Kullman | Mgmt | For | For | For | |||||
11 | Elect Lee Thomas | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
15 | Shareholder Proposal Regarding Report on Executive Compensation | ShrHldr | Against | Against | For | |||||
Eaton Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ETN | CUSIP 278058102 | 04/25/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alexander Cutler | Mgmt | For | For | For | |||||
2 | Elect Arthur Johnson | Mgmt | For | For | For | |||||
3 | Elect Deborah McCoy | Mgmt | For | For | For | |||||
4 | 2012 Stock Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Edison International | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EIX | CUSIP 281020107 | 04/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jagjeet Bindra | Mgmt | For | For | For | |||||
2 | Elect Vanessa Chang | Mgmt | For | For | For | |||||
3 | Elect France Cordova | Mgmt | For | For | For | |||||
4 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | |||||
5 | Elect Charles Curtis | Mgmt | For | For | For | |||||
6 | Elect Bradford Freeman | Mgmt | For | For | For | |||||
7 | Elect Luis Nogales | Mgmt | For | For | For | |||||
8 | Elect Ronald Olson | Mgmt | For | For | For | |||||
9 | Elect Richard Schlosberg, III | Mgmt | For | For | For | |||||
10 | Elect Thomas Sutton | Mgmt | For | For | For | |||||
11 | Elect Peter Taylor | Mgmt | For | For | For | |||||
12 | Elect Brett White | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
EMC Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMC | CUSIP 268648102 | 05/01/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Brown | Mgmt | For | For | For | |||||
2 | Elect Randolph Cowen | Mgmt | For | For | For | |||||
3 | Elect Gail Deegan | Mgmt | For | For | For | |||||
4 | Elect James DiStasio | Mgmt | For | For | For | |||||
5 | Elect John Egan | Mgmt | For | For | For | |||||
6 | Elect Edmund Kelly | Mgmt | For | For | For | |||||
7 | Elect Windle Priem | Mgmt | For | For | For | |||||
8 | Elect Paul Sagan | Mgmt | For | For | For | |||||
9 | Elect David Strohm | Mgmt | For | For | For | |||||
10 | Elect Joseph Tucci | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Emerson Electric Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMR | CUSIP 291011104 | 02/07/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Carlos Fernandez Gonzalez | Mgmt | For | For | For | |||||
1.2 | Elect Arthur Golden | Mgmt | For | For | For | |||||
1.3 | Elect William Johnson | Mgmt | For | For | For | |||||
1.4 | Elect John Menzer | Mgmt | For | For | For | |||||
1.5 | Elect August Busch III | Mgmt | For | For | For | |||||
1.6 | Elect Rozanne Ridgway | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Entergy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ETR | CUSIP 29364G103 | 05/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Maureen Bateman | Mgmt | For | For | For | |||||
2 | Elect Gary Edwards | Mgmt | For | For | For | |||||
3 | Elect Alexis Herman | Mgmt | For | For | For | |||||
4 | Elect Donald Hintz | Mgmt | For | For | For | |||||
5 | Elect J. Wayne Leonard | Mgmt | For | For | For | |||||
6 | Elect Stuart Levenick | Mgmt | For | For | For | |||||
7 | Elect Blanche Lincoln | Mgmt | For | For | For | |||||
8 | Elect Stewart Myers | Mgmt | For | For | For | |||||
9 | Elect William Percy, II | Mgmt | For | For | For | |||||
10 | Elect W.J. Tauzin | Mgmt | For | For | For | |||||
11 | Elect Steven Wilkinson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Equity Residential | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EQR | CUSIP 29476L107 | 06/21/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Alexander | Mgmt | For | For | For | |||||
1.2 | Elect Charles Atwood | Mgmt | For | For | For | |||||
1.3 | Elect Linda Bynoe | Mgmt | For | For | For | |||||
1.4 | Elect Mary Haben | Mgmt | For | For | For | |||||
1.5 | Elect Bradley Keywell | Mgmt | For | For | For | |||||
1.6 | Elect John Neal | Mgmt | For | For | For | |||||
1.7 | Elect David Neithercut | Mgmt | For | For | For | |||||
1.8 | Elect Mark Shapiro | Mgmt | For | For | For | |||||
1.9 | Elect Gerald Spector | Mgmt | For | For | For | |||||
1.10 | Elect B. Joseph White | Mgmt | For | For | For | |||||
1.11 | Elect Samuel Zell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||||
Exelon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EXC | CUSIP 30161N101 | 04/02/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Canning Jr. | Mgmt | For | Against | Against | |||||
2 | Elect Christopher Crane | Mgmt | For | Against | Against | |||||
3 | Elect M. Walter D'Alessio | Mgmt | For | Against | Against | |||||
4 | Elect Nicholas DeBenedictis | Mgmt | For | Against | Against | |||||
5 | Elect Nelson Diaz | Mgmt | For | Against | Against | |||||
6 | Elect Sue Ling Gin | Mgmt | For | Against | Against | |||||
7 | Elect Rosemarie Greco | Mgmt | For | Against | Against | |||||
8 | Elect Paul Joskow | Mgmt | For | Against | Against | |||||
9 | Elect Richard Mies | Mgmt | For | Against | Against | |||||
10 | Elect John Palms | Mgmt | For | Against | Against | |||||
11 | Elect William Richardson | Mgmt | For | Against | Against | |||||
12 | Elect Thomas Ridge | Mgmt | For | Against | Against | |||||
13 | Elect John Rogers, Jr. | Mgmt | For | Against | Against | |||||
14 | Elect John Rowe | Mgmt | For | Against | Against | |||||
15 | Elect Stephen Steinour | Mgmt | For | Against | Against | |||||
16 | Elect Donald Thompson | Mgmt | For | Against | Against | |||||
17 | Elect Ann Berzin | Mgmt | For | Against | Against | |||||
18 | Elect Yves de Balmann | Mgmt | For | Against | Against | |||||
19 | Elect Robert Lawless | Mgmt | For | Against | Against | |||||
20 | Elect Mayo Shattuck III | Mgmt | For | Against | Against | |||||
21 | Ratification of Auditor | Mgmt | For | For | For | |||||
22 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Exelon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EXC | CUSIP 30161N101 | 11/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger/Acquisition | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Exxon Mobil Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XOM | CUSIP 30231G102 | 05/30/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Boskin | Mgmt | For | For | For | |||||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||||
1.3 | Elect Larry Faulkner | Mgmt | For | For | For | |||||
1.4 | Elect Jay Fishman | Mgmt | For | For | For | |||||
1.5 | Elect Henrietta Fore | Mgmt | For | For | For | |||||
1.6 | Elect Kenneth Frazier | Mgmt | For | For | For | |||||
1.7 | Elect William George | Mgmt | For | For | For | |||||
1.8 | Elect Samuel Palmisano | Mgmt | For | For | For | |||||
1.9 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
1.10 | Elect Rex Tillerson | Mgmt | For | For | For | |||||
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||||
FedEx Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FDX | CUSIP 31428X106 | 09/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Barksdale | Mgmt | For | For | For | |||||
2 | Elect John Edwardson | Mgmt | For | For | For | |||||
3 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
4 | Elect Steven Loranger | Mgmt | For | For | For | |||||
5 | Elect Gary Loveman | Mgmt | For | For | For | |||||
6 | Elect R. Brad Martin | Mgmt | For | For | For | |||||
7 | Elect Joshua Ramo | Mgmt | For | For | For | |||||
8 | Elect Susan Schwab | Mgmt | For | For | For | |||||
9 | Elect Frederick Smith | Mgmt | For | For | For | |||||
10 | Elect Joshua Smith | Mgmt | For | For | For | |||||
11 | Elect David Steiner | Mgmt | For | For | For | |||||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||||
13 | Amendment to the Certificate of Incorporation Regarding the Right to Call a Special Meeting | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Fifth Third Bancorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FITB | CUSIP 316773100 | 04/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Darryl Allen | Mgmt | For | For | For | |||||
1.2 | Elect B. Evan Bayh III | Mgmt | For | For | For | |||||
1.3 | Elect Ulysses Bridgeman, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Emerson Brumback | Mgmt | For | For | For | |||||
1.5 | Elect James Hackett | Mgmt | For | For | For | |||||
1.6 | Elect Gary Heminger | Mgmt | For | For | For | |||||
1.7 | Elect Jewell Hoover | Mgmt | For | For | For | |||||
1.8 | Elect William Isaac | Mgmt | For | For | For | |||||
1.9 | Elect Kevin Kabat | Mgmt | For | For | For | |||||
1.10 | Elect Mitchel Livingston | Mgmt | For | For | For | |||||
1.11 | Elect Michael McCallister | Mgmt | For | For | For | |||||
1.12 | Elect Hendrick Meijer | Mgmt | For | For | For | |||||
1.13 | Elect John Schiff, Jr. | Mgmt | For | For | For | |||||
1.14 | Elect Marsha Williams | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Ford Motor Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
F | CUSIP 345370860 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Butler | Mgmt | For | For | For | |||||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | |||||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||||
4 | Elect Edsel Ford II | Mgmt | For | For | For | |||||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | |||||
6 | Elect Richard Gephardt | Mgmt | For | For | For | |||||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||||
8 | Elect William Helman IV | Mgmt | For | For | For | |||||
9 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | |||||
10 | Elect Jon Huntsman, Jr. | Mgmt | For | For | For | |||||
11 | Elect Richard Manoogian | Mgmt | For | For | For | |||||
12 | Elect Ellen Marram | Mgmt | For | For | For | |||||
13 | Elect Alan Mulally | Mgmt | For | For | For | |||||
14 | Elect Homer Neal | Mgmt | For | For | For | |||||
15 | Elect Gerald Shaheen | Mgmt | For | For | For | |||||
16 | Elect John Thornton | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Freeport-McMoran Copper & Gold Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FCX | CUSIP 35671D857 | 06/14/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | |||||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Robert Day | Mgmt | For | For | For | |||||
1.4 | Elect Gerald Ford | Mgmt | For | Withhold | Against | |||||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Charles Krulak | Mgmt | For | For | For | |||||
1.7 | Elect Bobby Lackey | Mgmt | For | For | For | |||||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | |||||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | |||||
1.10 | Elect James Moffett | Mgmt | For | For | For | |||||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
General Electric Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GE | CUSIP 369604103 | 04/25/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
3 | Elect Ann Fudge | Mgmt | For | For | For | |||||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||||
5 | Elect Jeffrey Immelt | Mgmt | For | For | For | |||||
6 | Elect Andrea Jung | Mgmt | For | For | For | |||||
7 | Elect Alan Lafley | Mgmt | For | For | For | |||||
8 | Elect Robert Lane | Mgmt | For | For | For | |||||
9 | Elect Ralph Larsen | Mgmt | For | For | For | |||||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||||
11 | Elect James Mulva | Mgmt | For | For | For | |||||
12 | Elect Sam Nunn | Mgmt | For | For | For | |||||
13 | Elect Roger Penske | Mgmt | For | For | For | |||||
14 | Elect Robert Swieringa | Mgmt | For | For | For | |||||
15 | Elect James Tisch | Mgmt | For | For | For | |||||
16 | Elect Douglas Warner III | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
20 | Approval of Material Terms of Senior Officer Performance Goals | Mgmt | For | For | For | |||||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Nuclear Activities | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
24 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
General Mills, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GIS | CUSIP 370334104 | 09/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Bradbury Anderson | Mgmt | For | For | For | |||||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||||
3 | Elect Paul Danos | Mgmt | For | For | For | |||||
4 | Elect William Esrey | Mgmt | For | For | For | |||||
5 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||||
6 | Elect Judith Richards Hope | Mgmt | For | For | For | |||||
7 | Elect Heidi Miller | Mgmt | For | For | For | |||||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||||
9 | Elect Steve Odland | Mgmt | For | For | For | |||||
10 | Elect Kendall Powell | Mgmt | For | For | For | |||||
11 | Elect Michael Rose | Mgmt | For | For | For | |||||
12 | Elect Robert Ryan | Mgmt | For | For | For | |||||
13 | Elect Dorothy Terrell | Mgmt | For | For | For | |||||
14 | 2011 Stock Compensation Plan | Mgmt | For | For | For | |||||
15 | 2011 Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hasbro, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HAS | CUSIP 418056107 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | |||||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | |||||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | |||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | |||||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | |||||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | |||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | |||||
1.12 | Elect Edward Philip | Mgmt | For | For | For | |||||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hertz Global Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HTZ | CUSIP 42805T105 | 05/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carl Berquist | Mgmt | For | For | For | |||||
2 | Elect Michael Koehler | Mgmt | For | For | For | |||||
3 | Elect Linda Fayne Levinson | Mgmt | For | For | For | |||||
4 | Elect Angel Morales | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hess Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HES | CUSIP 42809H107 | 05/02/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Hess | Mgmt | For | For | For | |||||
2 | Elect Samuel Bodman, III | Mgmt | For | For | For | |||||
3 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||||
4 | Elect Craig Matthews | Mgmt | For | For | For | |||||
5 | Elect Ernst von Metzsch | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
9 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||||
Hewlett-Packard Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HPQ | CUSIP 428236103 | 03/21/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||||
3 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
4 | Elect John Hammergren | Mgmt | For | For | For | |||||
5 | Elect Raymond Lane | Mgmt | For | For | For | |||||
6 | Elect Ann Livermore | Mgmt | For | For | For | |||||
7 | Elect Gary Reiner | Mgmt | For | For | For | |||||
8 | Elect Patricia Russo | Mgmt | For | For | For | |||||
9 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||||
10 | Elect Margaret Whitman | Mgmt | For | For | For | |||||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Home Depot, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HD | CUSIP 437076102 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
2 | Elect Francis Blake | Mgmt | For | For | For | |||||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||||
4 | Elect Gregory Brenneman | Mgmt | For | For | For | |||||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||||
6 | Elect Albert Carey | Mgmt | For | For | For | |||||
7 | Elect Armando Codina | Mgmt | For | For | For | |||||
8 | Elect Bonnie Hill | Mgmt | For | For | For | |||||
9 | Elect Karen Katen | Mgmt | For | For | For | |||||
10 | Elect Ronald Sargent | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Charitable Contributions | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Stormwater Management Policy | ShrHldr | Against | Against | For | |||||
Honeywell International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HON | CUSIP 438516106 | 04/23/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gordon Bethune | Mgmt | For | For | For | |||||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
4 | Elect David Cote | Mgmt | For | For | For | |||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
6 | Elect Linnet Deily | Mgmt | For | For | For | |||||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||||
9 | Elect George Paz | Mgmt | For | For | For | |||||
10 | Elect Bradley Sheares | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
Illinois Tool Works Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ITW | CUSIP 452308109 | 05/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Daniel Brutto | Mgmt | For | For | For | |||||
2 | Elect Susan Crown | Mgmt | For | For | For | |||||
3 | Elect Don Davis, Jr. | Mgmt | For | For | For | |||||
4 | Elect James Griffith | Mgmt | For | For | For | |||||
5 | Elect Robert McCormack | Mgmt | For | For | For | |||||
6 | Elect Robert Morrison | Mgmt | For | For | For | |||||
7 | Elect James Skinner | Mgmt | For | For | For | |||||
8 | Elect David Smith, Jr. | Mgmt | For | For | For | |||||
9 | Elect David Speer | Mgmt | For | For | For | |||||
10 | Elect Pamela Strobel | Mgmt | For | For | For | |||||
11 | Elect Kevin Warren | Mgmt | For | For | For | |||||
12 | Elect Anre Williams | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Ingersoll-Rand Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IR | CUSIP G47791101 | 06/07/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ann Berzin | Mgmt | For | For | For | |||||
2 | Elect John Bruton | Mgmt | For | For | For | |||||
3 | Elect Jared Cohon | Mgmt | For | For | For | |||||
4 | Elect Gary Forsee | Mgmt | For | For | For | |||||
5 | Elect Peter Godsoe | Mgmt | For | For | For | |||||
6 | Elect Edward Hagenlocker | Mgmt | For | For | For | |||||
7 | Elect Constance Horner | Mgmt | For | For | For | |||||
8 | Elect Michael Lamach | Mgmt | For | For | For | |||||
9 | Elect Theodore Martin | Mgmt | For | For | For | |||||
10 | Elect Richard Swift | Mgmt | For | For | For | |||||
11 | Elect Tony White | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
Intel Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INTC | CUSIP 458140100 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||||
2 | Elect Andy Bryant | Mgmt | For | For | For | |||||
3 | Elect Susan Decker | Mgmt | For | For | For | |||||
4 | Elect John Donahoe | Mgmt | For | For | For | |||||
5 | Elect Reed Hundt | Mgmt | For | For | For | |||||
6 | Elect Paul Otellini | Mgmt | For | For | For | |||||
7 | Elect James Plummer | Mgmt | For | For | For | |||||
8 | Elect David Pottruck | Mgmt | For | For | For | |||||
9 | Elect Frank Yeary | Mgmt | For | For | For | |||||
10 | Elect David Yoffie | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | |||||
International Business Machines Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IBM | CUSIP 459200101 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alain Belda | Mgmt | For | For | For | |||||
2 | Elect William Brody | Mgmt | For | For | For | |||||
3 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||||
5 | Elect David Farr | Mgmt | For | For | For | |||||
6 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
7 | Elect Andrew Liveris | Mgmt | For | For | For | |||||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||||
9 | Elect James Owens | Mgmt | For | For | For | |||||
10 | Elect Samuel Palmisano | Mgmt | For | For | For | |||||
11 | Elect Virginia Rometty | Mgmt | For | For | For | |||||
12 | Elect Joan Spero | Mgmt | For | For | For | |||||
13 | Elect Sidney Taurel | Mgmt | For | For | For | |||||
14 | Elect Lorenzo Hector Zambrano Trevino | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
Johnson & Johnson | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JNJ | CUSIP 478160104 | 04/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary Coleman | Mgmt | For | For | For | |||||
2 | Elect James Cullen | Mgmt | For | For | For | |||||
3 | Elect Ian Davis | Mgmt | For | For | For | |||||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||||
5 | Elect Michael Johns | Mgmt | For | For | For | |||||
6 | Elect Susan Lindquist | Mgmt | For | For | For | |||||
7 | Elect Anne Mulcahy | Mgmt | For | For | For | |||||
8 | Elect Leo Mullin | Mgmt | For | For | For | |||||
9 | Elect William Perez | Mgmt | For | For | For | |||||
10 | Elect Charles Prince | Mgmt | For | For | For | |||||
11 | Elect David Satcher | Mgmt | For | For | For | |||||
12 | Elect William Weldon | Mgmt | For | For | For | |||||
13 | Elect Ronald Williams | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
18 | Shareholder Proposal Regarding Binding Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||||
JPMorgan Chase & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JPM | CUSIP 46625H100 | 05/15/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Bell | Mgmt | For | For | For | |||||
2 | Elect Crandall Bowles | Mgmt | For | For | For | |||||
3 | Elect Stephen Burke | Mgmt | For | For | For | |||||
4 | Elect David Cote | Mgmt | For | For | For | |||||
5 | Elect James Crown | Mgmt | For | For | For | |||||
6 | Elect James Dimon | Mgmt | For | For | For | |||||
7 | Elect Timothy Flynn | Mgmt | For | For | For | |||||
8 | Elect Ellen Futter | Mgmt | For | For | For | |||||
9 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||||
11 | Elect William Weldon | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Juniper Networks, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JNPR | CUSIP 48203R104 | 05/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mercedes Johnson | Mgmt | For | For | For | |||||
1.2 | Elect Scott Kriens | Mgmt | For | For | For | |||||
1.3 | Elect William Stensrud | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Kellogg Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
K | CUSIP 487836108 | 04/20/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Benjamin Carson, Sr. | Mgmt | For | For | For | |||||
1.2 | Elect John Dillon | Mgmt | For | For | For | |||||
1.3 | Elect James Jenness | Mgmt | For | For | For | |||||
1.4 | Elect Donald Knauss | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||||
Kimberly-Clark Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KMB | CUSIP 494368103 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Alm | Mgmt | For | For | For | |||||
2 | Elect John Bergstrom | Mgmt | For | For | For | |||||
3 | Elect Abelardo Bru | Mgmt | For | For | For | |||||
4 | Elect Robert Decherd | Mgmt | For | For | For | |||||
5 | Elect Thomas Falk | Mgmt | For | For | For | |||||
6 | Elect Fabian Garcia | Mgmt | For | For | For | |||||
7 | Elect Mae Jemison | Mgmt | For | For | For | |||||
8 | Elect James Jenness | Mgmt | For | For | For | |||||
9 | Elect Nancy Karch | Mgmt | For | For | For | |||||
10 | Elect Ian Read | Mgmt | For | For | For | |||||
11 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||||
12 | Elect Marc Shapiro | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
KLA-Tencor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KLAC | CUSIP 482480100 | 11/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Calderoni | Mgmt | For | For | For | |||||
1.2 | Elect John Dickson | Mgmt | For | For | For | |||||
1.3 | Elect Kevin Kennedy | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Kraft Foods Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KFT | CUSIP 50075N104 | 05/23/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Myra Hart | Mgmt | For | For | For | |||||
2 | Elect Peter Henry | Mgmt | For | For | For | |||||
3 | Elect Lois Juliber | Mgmt | For | For | For | |||||
4 | Elect Mark Ketchum | Mgmt | For | For | For | |||||
5 | Elect Terry Lundgren | Mgmt | For | For | For | |||||
6 | Elect Mackey McDonald | Mgmt | For | For | For | |||||
7 | Elect Jorge Mesquita | Mgmt | For | For | For | |||||
8 | Elect John Pope | Mgmt | For | For | For | |||||
9 | Elect Fedric Reynolds | Mgmt | For | For | For | |||||
10 | Elect Irene Rosenfeld | Mgmt | For | For | For | |||||
11 | Elect Jean-Francois van Boxmeer | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Company Name Change | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Sustainable Forestry Report | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHldr | Against | Against | For | |||||
Lockheed Martin Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LMT | CUSIP 539830109 | 04/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Nolan Archibald | Mgmt | For | For | For | |||||
2 | Elect Rosalind Brewer | Mgmt | For | For | For | |||||
3 | Elect David Burritt | Mgmt | For | For | For | |||||
4 | Elect James Ellis, Jr. | Mgmt | For | For | For | |||||
5 | Elect Thomas Falk | Mgmt | For | For | For | |||||
6 | Elect Gwendolyn King | Mgmt | For | For | For | |||||
7 | Elect James Loy | Mgmt | For | Against | Against | |||||
8 | Elect Douglas McCorkindale | Mgmt | For | For | For | |||||
9 | Elect Joseph Ralston | Mgmt | For | Against | Against | |||||
10 | Elect Anne Stevens | Mgmt | For | For | For | |||||
11 | Elect Robert Stevens | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
Lorillard, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LO | CUSIP 544147101 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Almon | Mgmt | For | For | For | |||||
2 | Elect Kit Dietz | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
Marriott International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MAR | CUSIP 571903202 | 05/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | |||||
2 | Elect John Marriott III | Mgmt | For | For | For | |||||
3 | Elect Mary Bush | Mgmt | For | For | For | |||||
4 | Elect Lawrence Kellner | Mgmt | For | For | For | |||||
5 | Elect Debra Lee | Mgmt | For | For | For | |||||
6 | Elect George Munoz | Mgmt | For | For | For | |||||
7 | Elect Harry Pearce | Mgmt | For | For | For | |||||
8 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
9 | Elect Lawrence Small | Mgmt | For | For | For | |||||
10 | Elect Arne Sorenson | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Marsh & McLennan Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MMC | CUSIP 571748102 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Zachary Carter | Mgmt | For | For | For | |||||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
3 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | |||||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | |||||
5 | Elect Lord Ian Lang | Mgmt | For | For | For | |||||
6 | Elect Elaine La Roche | Mgmt | For | For | For | |||||
7 | Elect Steven Mills | Mgmt | For | For | For | |||||
8 | Elect Bruce Nolop | Mgmt | For | For | For | |||||
9 | Elect Marc Oken | Mgmt | For | For | For | |||||
10 | Elect Morton Schapiro | Mgmt | For | For | For | |||||
11 | Elect Adele Simmons | Mgmt | For | For | For | |||||
12 | Elect Lloyd Yates | Mgmt | For | For | For | |||||
13 | Elect R. David Yost | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
McKesson Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCK | CUSIP 58155Q103 | 07/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andy Bryant | Mgmt | For | For | For | |||||
2 | Elect Wayne Budd | Mgmt | For | For | For | |||||
3 | Elect John Hammergren | Mgmt | For | For | For | |||||
4 | Elect Alton Irby III | Mgmt | For | For | For | |||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||||
6 | Elect Marie Knowles | Mgmt | For | For | For | |||||
7 | Elect David Lawrence | Mgmt | For | For | For | |||||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||||
9 | Elect Jane Shaw | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Reduction of Supermajority Requirement for Amendments to Series A Junior Participating Preferred Stock | Mgmt | For | For | For | |||||
14 | Reduction of Supermajority Requirement to Alter By-Laws | Mgmt | For | For | For | |||||
15 | Elimination of Supermajority Requirement and Fair Price Provision for Certain Business Combinations | Mgmt | For | For | For | |||||
16 | Amendment to the Certificate of Incorporation to Remove Transitional Provision | Mgmt | For | For | For | |||||
17 | Amendment to the Certificate of Incorporation Concerning Interested Transactions | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Medtronic, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MDT | CUSIP 585055106 | 08/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||||
1.2 | Elect David Calhoun | Mgmt | For | For | For | |||||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | |||||
1.4 | Elect Omar Ishrak | Mgmt | For | For | For | |||||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
1.6 | Elect James Lenehan | Mgmt | For | For | For | |||||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | |||||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | |||||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | |||||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||||
1.11 | Elect Jack Schuler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Merck & Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRK | CUSIP 58933Y105 | 05/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Leslie Brun | Mgmt | For | For | For | |||||
2 | Elect Thomas Cech | Mgmt | For | For | For | |||||
3 | Elect Kenneth Frazier | Mgmt | For | For | For | |||||
4 | Elect Thomas Glocer | Mgmt | For | For | For | |||||
5 | Elect William Harrison, Jr. | Mgmt | For | For | For | |||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||||
7 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||||
8 | Elect Carlos Represas | Mgmt | For | For | For | |||||
9 | Elect Patricia Russo | Mgmt | For | For | For | |||||
10 | Elect Craig Thompson | Mgmt | For | For | For | |||||
11 | Elect Wendell Weeks | Mgmt | For | For | For | |||||
12 | Elect Peter Wendell | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Reviewing Political Spending or Lobbying | ShrHldr | Against | Against | For | |||||
MetLife, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MET | CUSIP 59156R108 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Keane | Mgmt | For | For | For | |||||
1.2 | Elect Catherine Kinney | Mgmt | For | For | For | |||||
1.3 | Elect Hugh Price | Mgmt | For | For | For | |||||
1.4 | Elect Kenton Sicchitano | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Microsoft Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSFT | CUSIP 594918104 | 11/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||||
3 | Elect William Gates III | Mgmt | For | For | For | |||||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||||
7 | Elect David Marquardt | Mgmt | For | For | For | |||||
8 | Elect Charles Noski | Mgmt | For | For | For | |||||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
Morgan Stanley | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MS | CUSIP 617446448 | 05/15/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roy Bostock | Mgmt | For | For | For | |||||
2 | Elect Erskine Bowles | Mgmt | For | For | For | |||||
3 | Elect Howard Davies | Mgmt | For | For | For | |||||
4 | Elect James Gorman | Mgmt | For | For | For | |||||
5 | Elect C. Robert Kidder | Mgmt | For | For | For | |||||
6 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||||
7 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||||
8 | Elect Hutham Olayan | Mgmt | For | For | For | |||||
9 | Elect James Owens | Mgmt | For | For | For | |||||
10 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||||
11 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||||
12 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||||
13 | Elect Laura Tyson | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | For | For | |||||
16 | Amendment to the Directors' Equity Capital Accumulation Plan | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
National Oilwell Varco, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOV | CUSIP 637071101 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Merrill Miller, Jr. | Mgmt | For | For | For | |||||
2 | Elect Greg Armstrong | Mgmt | For | For | For | |||||
3 | Elect David Harrison | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Newell Rubbermaid Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NWL | CUSIP 651229106 | 05/08/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Clarke | Mgmt | For | For | For | |||||
2 | Elect Elizabeth Cuthbert-Millett | Mgmt | For | For | For | |||||
3 | Elect Domenico De Sole | Mgmt | For | For | For | |||||
4 | Elect Steven Strobel | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Amendment to Articles of Incorporation to Declassify Board | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Newfield Exploration Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NFX | CUSIP 651290108 | 05/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lee Boothby | Mgmt | For | For | For | |||||
2 | Elect Philip Burguieres | Mgmt | For | For | For | |||||
3 | Elect Pamela Gardner | Mgmt | For | For | For | |||||
4 | Elect John Kemp III | Mgmt | For | For | For | |||||
5 | Elect J. Michael Lacey | Mgmt | For | For | For | |||||
6 | Elect Joseph Netherland | Mgmt | For | For | For | |||||
7 | Elect Howard Newman | Mgmt | For | For | For | |||||
8 | Elect Thomas Ricks | Mgmt | For | For | For | |||||
9 | Elect Juanita Romans | Mgmt | For | For | For | |||||
10 | Elect Charles Shultz | Mgmt | For | For | For | |||||
11 | Elect J. Terry Strange | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
NextEra Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEE | CUSIP 65339F101 | 05/25/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Sherry Barrat | Mgmt | For | For | For | |||||
2 | Elect Robert Beall II | Mgmt | For | For | For | |||||
3 | Elect James Camaren | Mgmt | For | For | For | |||||
4 | Elect Kenneth Dunn | Mgmt | For | For | For | |||||
5 | Elect J. Brian Ferguson | Mgmt | For | For | For | |||||
6 | Elect Lewis Hay, III | Mgmt | For | For | For | |||||
7 | Elect Toni Jennings | Mgmt | For | For | For | |||||
8 | Elect Oliver Kingsley, Jr. | Mgmt | For | For | For | |||||
9 | Elect Rudy Schupp | Mgmt | For | For | For | |||||
10 | Elect William Swanson | Mgmt | For | For | For | |||||
11 | Elect Michael Thaman | Mgmt | For | For | For | |||||
12 | Elect Hansel Tookes II | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Noble Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NE | CUSIP H5833N103 | 04/27/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Board Size | Mgmt | For | For | For | |||||
2.1 | Elect Julie Edwards | Mgmt | For | For | For | |||||
2.2 | Elect David Williams | Mgmt | For | For | For | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | Against | Against | |||||
6 | Discharge of Directors & Officers for Fiscal Year 2011 | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | 1991 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | |||||
Northrop Grumman Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOC | CUSIP 666807102 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wesley Bush | Mgmt | For | For | For | |||||
2 | Elect Lewis Coleman | Mgmt | For | For | For | |||||
3 | Elect Victor Fazio | Mgmt | For | For | For | |||||
4 | Elect Donald Felsinger | Mgmt | For | For | For | |||||
5 | Elect Stephen Frank | Mgmt | For | For | For | |||||
6 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | |||||
8 | Elect Karl Krapek | Mgmt | For | For | For | |||||
9 | Elect Richard Myers | Mgmt | For | For | For | |||||
10 | Elect Aulana Peters | Mgmt | For | For | For | |||||
11 | Elect Gary Roughead | Mgmt | For | For | For | |||||
12 | Elect Thomas Schoewe | Mgmt | For | For | For | |||||
13 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Amendment to Remove Requirement of Shareholder Approval for Significant Actions | Mgmt | For | For | For | |||||
17 | Additional Rights of Action by Written Consent | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Novartis AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOVN | CUSIP 66987V109 | 02/23/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | For | |||||
5 | Elect William Brody | Mgmt | For | For | For | |||||
6 | Elect Srikant Datar | Mgmt | For | For | For | |||||
7 | Elect Andreas von Planta | Mgmt | For | For | For | |||||
8 | Elect Wendelin Wiedeking | Mgmt | For | For | For | |||||
9 | Elect Rolf Zinkernagel | Mgmt | For | For | For | |||||
10 | Elect Dimitri Azar | Mgmt | For | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||
12 | Miscellaneous Shareholder Proposals or Countermotions | Mgmt | For | For | For | |||||
Nucor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NUE | CUSIP 670346105 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Clayton Daley, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect John Ferriola | Mgmt | For | For | For | |||||
1.3 | Elect Harvey Gantt | Mgmt | For | For | For | |||||
1.4 | Elect Bernard Kasriel | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Occidental Petroleum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OXY | CUSIP 674599105 | 05/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||||
2 | Elect Howard Atkins | Mgmt | For | For | For | |||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||||
4 | Elect Edward Djerejian | Mgmt | For | For | For | |||||
5 | Elect John Feick | Mgmt | For | For | For | |||||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||||
8 | Elect Ray Irani | Mgmt | For | For | For | |||||
9 | Elect Avedick Poladian | Mgmt | For | For | For | |||||
10 | Elect Aziz Syriani | Mgmt | For | For | For | |||||
11 | Elect Rosemary Tomich | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
Omnicom Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OMC | CUSIP 681919106 | 05/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Wren | Mgmt | For | For | For | |||||
2 | Elect Bruce Crawford | Mgmt | For | For | For | |||||
3 | Elect Alan Batkin | Mgmt | For | For | For | |||||
4 | Elect Mary Choksi | Mgmt | For | For | For | |||||
5 | Elect Robert Clark | Mgmt | For | For | For | |||||
6 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||||
7 | Elect Errol Cook | Mgmt | For | For | For | |||||
8 | Elect Susan Denison | Mgmt | For | For | For | |||||
9 | Elect Michael Henning | Mgmt | For | For | For | |||||
10 | Elect John Murphy | Mgmt | For | For | For | |||||
11 | Elect John Purcell | Mgmt | For | For | For | |||||
12 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||||
13 | Elect Gary Roubos | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||||
Oracle Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORCL | CUSIP 68389X105 | 10/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Parker-Hannifin Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PH | CUSIP 701094104 | 10/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | |||||
1.2 | Elect Linda Harty | Mgmt | For | For | For | |||||
1.3 | Elect William Kassling | Mgmt | For | For | For | |||||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | |||||
1.5 | Elect Klaus-Peter Muller | Mgmt | For | For | For | |||||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | |||||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | |||||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | |||||
1.9 | Elect Ake Svensson | Mgmt | For | For | For | |||||
1.10 | Elect James Wainscott | Mgmt | For | For | For | |||||
1.11 | Elect Donald Washkewicz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | For | Against | |||||
PepsiCo, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PEP | CUSIP 713448108 | 05/02/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Shona Brown | Mgmt | For | For | For | |||||
2 | Elect Ian Cook | Mgmt | For | For | For | |||||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||||
7 | Elect Indra Nooyi | Mgmt | For | For | For | |||||
8 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||||
9 | Elect James Schiro | Mgmt | For | For | For | |||||
10 | Elect Lloyd Trotter | Mgmt | For | For | For | |||||
11 | Elect Daniel Vasella | Mgmt | For | For | For | |||||
12 | Elect Alberto Weisser | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Reapproval of the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Risk Oversight Committee | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
Pfizer Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PFE | CUSIP 717081103 | 04/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | |||||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||||
4 | Elect Frances Fergusson | Mgmt | For | For | For | |||||
5 | Elect William Gray, III | Mgmt | For | For | For | |||||
6 | Elect Helen Hobbs | Mgmt | For | For | For | |||||
7 | Elect Constance Horner | Mgmt | For | For | For | |||||
8 | Elect James Kilts | Mgmt | For | For | For | |||||
9 | Elect George Lorch | Mgmt | For | For | For | |||||
10 | Elect John Mascotte | Mgmt | For | For | For | |||||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
12 | Elect Ian Read | Mgmt | For | For | For | |||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
14 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||||
PG&E Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCG | CUSIP 69331C108 | 05/14/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Andrews | Mgmt | For | For | For | |||||
2 | Elect Lewis Chew | Mgmt | For | For | For | |||||
3 | Elect C. Lee Cox | Mgmt | For | For | For | |||||
4 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||||
5 | Elect Fred Fowler | Mgmt | For | For | For | |||||
6 | Elect Maryellen Herringer | Mgmt | For | For | For | |||||
7 | Elect Roger Kimmel | Mgmt | For | For | For | |||||
8 | Elect Richard Meserve | Mgmt | For | For | For | |||||
9 | Elect Forrest Miller | Mgmt | For | For | For | |||||
10 | Elect Rosendo Parra | Mgmt | For | For | For | |||||
11 | Elect Barbara Rambo | Mgmt | For | For | For | |||||
12 | Elect Barry Williams | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Shareholder Proposal Regarding Removing Sexual Orientation from Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
Philip Morris International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PM | CUSIP 718172109 | 05/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Harold Brown | Mgmt | For | For | For | |||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||||
9 | Elect Lucio Noto | Mgmt | For | For | For | |||||
10 | Elect Robert Polet | Mgmt | For | For | For | |||||
11 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||||
12 | Elect Stephen Wolf | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | 2012 Performance Incentive Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Formation of Ethics Committee | ShrHldr | Against | Against | For | |||||
PNC Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PNC | CUSIP 693475105 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Berndt | Mgmt | For | For | For | |||||
2 | Elect Charles Bunch | Mgmt | For | For | For | |||||
3 | Elect Paul Chellgren | Mgmt | For | For | For | |||||
4 | Elect Kay James | Mgmt | For | For | For | |||||
5 | Elect Richard Kelson | Mgmt | For | For | For | |||||
6 | Elect Bruce Lindsay | Mgmt | For | For | For | |||||
7 | Elect Anthony Massaro | Mgmt | For | For | For | |||||
8 | Elect Jane Pepper | Mgmt | For | For | For | |||||
9 | Elect James Rohr | Mgmt | For | For | For | |||||
10 | Elect Donald Shepard | Mgmt | For | For | For | |||||
11 | Elect Lorene Steffes | Mgmt | For | For | For | |||||
12 | Elect Dennis Strigl | Mgmt | For | For | For | |||||
13 | Elect Thomas Usher | Mgmt | For | For | For | |||||
14 | Elect George Walls, Jr. | Mgmt | For | For | For | |||||
15 | Elect Helge Wehmeier | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
PPG Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PPG | CUSIP 693506107 | 04/19/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Bunch | Mgmt | For | For | For | |||||
1.2 | Elect Robert Ripp | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Usher | Mgmt | For | For | For | |||||
1.4 | Elect David Whitwam | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Prologis, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLD | CUSIP 74340W103 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Hamid Moghadam | Mgmt | For | For | For | |||||
2 | Elect Walter Rakowich | Mgmt | For | For | For | |||||
3 | Elect George Fotiades | Mgmt | For | For | For | |||||
4 | Elect Christine Garvey | Mgmt | For | For | For | |||||
5 | Elect Lydia Kennard | Mgmt | For | For | For | |||||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||||
7 | Elect Irving Lyons III | Mgmt | For | For | For | |||||
8 | Elect Jeffrey Skelton | Mgmt | For | For | For | |||||
9 | Elect D. Michael Steuert | Mgmt | For | For | For | |||||
10 | Elect Carl Webb | Mgmt | For | For | For | |||||
11 | Elect William Zollars | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
15 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
Prudential Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRU | CUSIP 744320102 | 05/08/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Baltimore Jr. | Mgmt | For | For | For | |||||
2 | Elect Gordon Bethune | Mgmt | For | For | For | |||||
3 | Elect Gaston Caperton | Mgmt | For | For | For | |||||
4 | Elect Gilbert Casellas | Mgmt | For | For | For | |||||
5 | Elect James Cullen | Mgmt | For | For | For | |||||
6 | Elect William Gray, III | Mgmt | For | For | For | |||||
7 | Elect Mark Grier | Mgmt | For | For | For | |||||
8 | Elect Constance Horner | Mgmt | For | For | For | |||||
9 | Elect Martina Hund-Mejean | Mgmt | For | For | For | |||||
10 | Elect Karl Krapek | Mgmt | For | For | For | |||||
11 | Elect Christine Poon | Mgmt | For | For | For | |||||
12 | Elect John Strangfeld | Mgmt | For | For | For | |||||
13 | Elect James Unruh | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
QUALCOMM Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QCOM | CUSIP 747525103 | 03/06/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||||
1.6 | Elect Paul Jacobs | Mgmt | For | For | For | |||||
1.7 | Elect Robert Kahn | Mgmt | For | For | For | |||||
1.8 | Elect Sherry Lansing | Mgmt | For | For | For | |||||
1.9 | Elect Duane Nelles | Mgmt | For | For | For | |||||
1.10 | Elect Francisco Ros | Mgmt | For | For | For | |||||
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | |||||
1.12 | Elect Marc Stern | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Elimination of Plurality Voting Standard for Election of Directors | Mgmt | For | For | For | |||||
Quest Diagnostics Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DGX | CUSIP 74834L100 | 05/11/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jenne Britell | Mgmt | For | For | For | |||||
2 | Elect Gail Wilensky | Mgmt | For | For | For | |||||
3 | Elect John Ziegler | Mgmt | For | For | For | |||||
4 | Amendment to the Employee Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||||
Raytheon Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RTN | CUSIP 755111507 | 05/31/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Cartwright | Mgmt | For | For | For | |||||
2 | Elect Vernon Clark | Mgmt | For | For | For | |||||
3 | Elect John Deutch | Mgmt | For | For | For | |||||
4 | Elect Stephen Hadley | Mgmt | For | For | For | |||||
5 | Elect Frederic Poses | Mgmt | For | For | For | |||||
6 | Elect Michael Ruettgers | Mgmt | For | For | For | |||||
7 | Elect Ronald Skates | Mgmt | For | For | For | |||||
8 | Elect William Spivey | Mgmt | For | For | For | |||||
9 | Elect Linda Stuntz | Mgmt | For | For | For | |||||
10 | Elect William Swanson | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
RenaissanceRe Holdings Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RNR | CUSIP G7496G103 | 05/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Cooper | Mgmt | For | For | For | |||||
1.2 | Elect Neill Currie | Mgmt | For | For | For | |||||
1.3 | Elect W. James MacGinnitie | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Rio Tinto plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RIO | CUSIP 767204100 | 04/19/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Chris Lynch | Mgmt | For | For | For | |||||
4 | Elect John Varley | Mgmt | For | For | For | |||||
5 | Elect Tom Albanese | Mgmt | For | For | For | |||||
6 | Elect Robert Brown | Mgmt | For | For | For | |||||
7 | Elect Vivienne Cox | Mgmt | For | For | For | |||||
8 | Elect Jan du Plessis | Mgmt | For | For | For | |||||
9 | Elect Guy Elliott | Mgmt | For | For | For | |||||
10 | Elect Michael Fitzpatrick | Mgmt | For | For | For | |||||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||||
12 | Elect Richard Goodmanson | Mgmt | For | For | For | |||||
13 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | |||||
14 | Elect Paul Tellier | Mgmt | For | For | For | |||||
15 | Elect Samuel Walsh | Mgmt | For | For | For | |||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
17 | Global Employee Share Plan | Mgmt | For | For | For | |||||
18 | Share Savings Plan Renewal | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Royal Dutch Shell plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RDSB | CUSIP 780259206 | 05/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||||
4 | Elect Josef Ackermann | Mgmt | For | For | For | |||||
5 | Elect Guy Elliott | Mgmt | For | For | For | |||||
6 | Elect Simon Henry | Mgmt | For | For | For | |||||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||||
9 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||||
10 | Elect Jorma Ollila | Mgmt | For | For | For | |||||
11 | Elect Linda Stuntz | Mgmt | For | For | For | |||||
12 | Elect Jeroen van der Veer | Mgmt | For | For | For | |||||
13 | Elect Peter Voser | Mgmt | For | For | For | |||||
14 | Elect Hans Wijers | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
SanDisk Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNDK | CUSIP 80004C101 | 06/12/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Marks | Mgmt | For | For | For | |||||
2 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||||
3 | Elect Irwin Federman | Mgmt | For | For | For | |||||
4 | Elect Steven Gomo | Mgmt | For | For | For | |||||
5 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||||
6 | Elect Chenming Hu | Mgmt | For | For | For | |||||
7 | Elect Catherine Lego | Mgmt | For | For | For | |||||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Schlumberger N.V. (Schlumberger Limited) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLB | CUSIP 806857108 | 04/11/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter Currie | Mgmt | For | For | For | |||||
2 | Elect Anthony Isaac | Mgmt | For | For | For | |||||
3 | Elect K.V. Kamath | Mgmt | For | For | For | |||||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||||
6 | Elect Adrian Lajous | Mgmt | For | For | For | |||||
7 | Elect Michael Marks | Mgmt | For | For | For | |||||
8 | Elect Elizabeth Moler | Mgmt | For | For | For | |||||
9 | Elect Lubna Olayan | Mgmt | For | For | For | |||||
10 | Elect Leo Reif | Mgmt | For | For | For | |||||
11 | Elect Tore Sandvold | Mgmt | For | For | For | |||||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors | Mgmt | For | For | For | |||||
Simon Property Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPG | CUSIP 828806109 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Melvyn Bergstein | Mgmt | For | For | For | |||||
2 | Elect Larry Glasscock | Mgmt | For | For | For | |||||
3 | Elect Karen Horn | Mgmt | For | For | For | |||||
4 | Elect Allan Hubbard | Mgmt | For | For | For | |||||
5 | Elect Reuben Leibowitz | Mgmt | For | For | For | |||||
6 | Elect Daniel Smith | Mgmt | For | For | For | |||||
7 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Amendment to the 1998 Stock Incentive Plan | Mgmt | For | For | For | |||||
St. Jude Medical, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STJ | CUSIP 790849103 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Brown | Mgmt | For | For | For | |||||
2 | Elect Daniel Starks | Mgmt | For | For | For | |||||
3 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Stanley Black & Decker, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SWK | CUSIP 854502101 | 04/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Patrick Campbell | Mgmt | For | For | For | |||||
1.2 | Elect Benjamin Griswold, IV | Mgmt | For | For | For | |||||
1.3 | Elect Eileen Kraus | Mgmt | For | For | For | |||||
1.4 | Elect Robert Ryan | Mgmt | For | For | For | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | 2012 Management Incentive Compensation Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Staples, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPLS | CUSIP 855030102 | 06/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Basil Anderson | Mgmt | For | For | For | |||||
2 | Elect Arthur Blank | Mgmt | For | For | For | |||||
3 | Elect David Faust | Mgmt | For | For | For | |||||
4 | Elect Justin King | Mgmt | For | For | For | |||||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||||
6 | Elect Rowland Moriarty | Mgmt | For | For | For | |||||
7 | Elect Robert Nakasone | Mgmt | For | For | For | |||||
8 | Elect Ronald Sargent | Mgmt | For | For | For | |||||
9 | Elect Elizabeth Smith | Mgmt | For | For | For | |||||
10 | Elect Robert Sulentic | Mgmt | For | For | For | |||||
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | |||||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||||
13 | Action by Written Consent | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Amendment to the 2010 Long Term Cash Incentive Plan | Mgmt | For | For | For | |||||
16 | Amendment to the Executive Officer Incentive Plan | Mgmt | For | For | For | |||||
17 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | For | |||||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||||
State Street Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STT | CUSIP 857477103 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||||
2 | Elect Peter Coym | Mgmt | For | For | For | |||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||||
5 | Elect David Gruber | Mgmt | For | For | For | |||||
6 | Elect Linda Hill | Mgmt | For | For | For | |||||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||||
9 | Elect Richard Sergel | Mgmt | For | For | For | |||||
10 | Elect Ronald Skates | Mgmt | For | For | For | |||||
11 | Elect Gregory Summe | Mgmt | For | For | For | |||||
12 | Elect Robert Weissman | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Stryker Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SYK | CUSIP 863667101 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | |||||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | |||||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | |||||
1.5 | Elect Allan Golston | Mgmt | For | For | For | |||||
1.6 | Elect Howard Lance | Mgmt | For | For | For | |||||
1.7 | Elect William Parfet | Mgmt | For | For | For | |||||
1.8 | Elect Ronda Stryker | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
4 | Re-approval of the Executive Bonus Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Sun Life Financial Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLF | CUSIP 866796105 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Richard Booth | Mgmt | For | For | For | |||||
1.3 | Elect John Clappison | Mgmt | For | For | For | |||||
1.4 | Elect Dean Connor | Mgmt | For | For | For | |||||
1.5 | Elect David Ganong | Mgmt | For | For | For | |||||
1.6 | Elect Martin Glynn | Mgmt | For | For | For | |||||
1.7 | Elect Krystyna Hoeg | Mgmt | For | For | For | |||||
1.8 | Elect David Kerr | Mgmt | For | For | For | |||||
1.9 | Elect Idalene Kesner | Mgmt | For | For | For | |||||
1.10 | Elect Mitchell Merin | Mgmt | For | For | For | |||||
1.11 | Elect Hugh Segal | Mgmt | For | For | For | |||||
1.12 | Elect Barbara Stymiest | Mgmt | For | For | For | |||||
1.13 | Elect James Sutcliffe | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Amendments to By-laws | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Sysco Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SYY | CUSIP 871829107 | 11/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Judith Craven | Mgmt | For | For | For | |||||
2 | Elect William DeLaney | Mgmt | For | For | For | |||||
3 | Elect Larry Glasscock | Mgmt | For | For | For | |||||
4 | Elect Richard Tilghman | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Target Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TGT | CUSIP 87612E106 | 06/13/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roxanne Austin | Mgmt | For | Against | Against | |||||
2 | Elect Calvin Darden | Mgmt | For | Against | Against | |||||
3 | Elect Mary Dillon | Mgmt | For | Against | Against | |||||
4 | Elect James Johnson | Mgmt | For | Against | Against | |||||
5 | Elect Mary Minnick | Mgmt | For | Against | Against | |||||
6 | Elect Anne Mulcahy | Mgmt | For | Against | Against | |||||
7 | Elect Derica Rice | Mgmt | For | Against | Against | |||||
8 | Elect Stephen Sanger | Mgmt | For | Against | Against | |||||
9 | Elect Gregg Steinhafel | Mgmt | For | Against | Against | |||||
10 | Elect John Stumpf | Mgmt | For | Against | Against | |||||
11 | Elect Solomon Trujillo | Mgmt | For | Against | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Approval of the Short Term Incentive Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | |||||
Teva Pharmaceutical Industries Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TEVA | CUSIP 881624209 | 09/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect Chaim Hurvitz | Mgmt | For | For | For | |||||
3 | Elect Ory Slonim | Mgmt | For | For | For | |||||
4 | Elect Dan Suesskind | Mgmt | For | For | For | |||||
5 | Elect Joseph Nitzani | Mgmt | For | For | For | |||||
6 | Elect Dafna Schwartz | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | |||||
9 | Remuneration of Moshe Many | Mgmt | For | For | For | |||||
10 | Reimbursement of Phillip Frost's Travel Expenses | Mgmt | For | For | For | |||||
Texas Instruments Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TXN | CUSIP 882508104 | 04/19/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||||
2 | Elect Daniel Carp | Mgmt | For | For | For | |||||
3 | Elect Carrie Cox | Mgmt | For | For | For | |||||
4 | Elect Pamela Patsley | Mgmt | For | For | For | |||||
5 | Elect Robert Sanchez | Mgmt | For | For | For | |||||
6 | Elect Wayne Sanders | Mgmt | For | For | For | |||||
7 | Elect Ruth Simmons | Mgmt | For | For | For | |||||
8 | Elect Richard Templeton | Mgmt | For | For | For | |||||
9 | Elect Christine Whitman | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Allstate Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALL | CUSIP 020002101 | 05/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
2 | Elect Robert Beyer | Mgmt | For | For | For | |||||
3 | Elect W. James Farrell | Mgmt | For | For | For | |||||
4 | Elect Jack Greenberg | Mgmt | For | For | For | |||||
5 | Elect Ronald LeMay | Mgmt | For | For | For | |||||
6 | Elect Andrea Redmond | Mgmt | For | For | For | |||||
7 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||||
8 | Elect John Rowe | Mgmt | For | For | For | |||||
9 | Elect Joshua Smith | Mgmt | For | For | For | |||||
10 | Elect Judith Sprieser | Mgmt | For | For | For | |||||
11 | Elect Mary Taylor | Mgmt | For | For | For | |||||
12 | Elect Thomas Wilson | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | |||||
15 | Approve the Right to Call a Special Meeting | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
The Charles Schwab Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SCHW | CUSIP 808513105 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Nancy Bechtle | Mgmt | For | For | For | |||||
2 | Elect Walter Bettinger II | Mgmt | For | For | For | |||||
3 | Elect C. Preston Butcher | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||||
The Chubb Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CB | CUSIP 171232101 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | |||||
2 | Elect Sheila Burke | Mgmt | For | For | For | |||||
3 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
4 | Elect John Finnegan | Mgmt | For | For | For | |||||
5 | Elect Lawrence Kellner | Mgmt | For | For | For | |||||
6 | Elect Martin McGuinn | Mgmt | For | For | For | |||||
7 | Elect Lawrence Small | Mgmt | For | For | For | |||||
8 | Elect Jess Soderberg | Mgmt | For | For | For | |||||
9 | Elect Daniel Somers | Mgmt | For | For | For | |||||
10 | Elect James Zimmerman | Mgmt | For | For | For | |||||
11 | Elect Alfred Zollar | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | |||||
The Clorox Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CLX | CUSIP 189054109 | 11/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Daniel Boggan, Jr. | Mgmt | For | For | For | |||||
2 | Elect Richard Carmona | Mgmt | For | For | For | |||||
3 | Elect Tully Friedman | Mgmt | For | For | For | |||||
4 | Elect George Harad | Mgmt | For | For | For | |||||
5 | Elect Donald Knauss | Mgmt | For | For | For | |||||
6 | Elect Robert Matschullat | Mgmt | For | For | For | |||||
7 | Elect Gary Michael | Mgmt | For | For | For | |||||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||||
9 | Elect Pamela Thomas-Graham | Mgmt | For | For | For | |||||
10 | Elect Carolyn Ticknor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
The Coca-Cola Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KO | CUSIP 191216100 | 04/25/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Herbert Allen | Mgmt | For | For | For | |||||
2 | Elect Ronald Allen | Mgmt | For | For | For | |||||
3 | Elect Howard Buffett | Mgmt | For | For | For | |||||
4 | Elect Richard Daley | Mgmt | For | For | For | |||||
5 | Elect Barry Diller | Mgmt | For | For | For | |||||
6 | Elect Evan Greenberg | Mgmt | For | For | For | |||||
7 | Elect Alexis Herman | Mgmt | For | For | For | |||||
8 | Elect Muhtar Kent | Mgmt | For | For | For | |||||
9 | Elect Donald Keough | Mgmt | For | For | For | |||||
10 | Elect Robert Kotick | Mgmt | For | For | For | |||||
11 | Elect Maria Lagomasino | Mgmt | For | For | For | |||||
12 | Elect Donald McHenry | Mgmt | For | For | For | |||||
13 | Elect Sam Nunn | Mgmt | For | For | For | |||||
14 | Elect James Robinson III | Mgmt | For | For | For | |||||
15 | Elect Peter Ueberroth | Mgmt | For | For | For | |||||
16 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | |||||
17 | Elect James Williams | Mgmt | For | For | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | For | |||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
The Goldman Sachs Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GS | CUSIP 38141G104 | 05/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | |||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||||
3 | Elect Gary Cohn | Mgmt | For | For | For | |||||
4 | Elect Claes Dahlback | Mgmt | For | For | For | |||||
5 | Elect Stephen Friedman | Mgmt | For | For | For | |||||
6 | Elect William George | Mgmt | For | For | For | |||||
7 | Elect James Johnson | Mgmt | For | For | For | |||||
8 | Elect Lakshmi Mittal | Mgmt | For | For | For | |||||
9 | Elect James Schiro | Mgmt | For | For | For | |||||
10 | Elect Debra Spar | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
The Procter & Gamble Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PG | CUSIP 742718109 | 10/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Angela Braly | Mgmt | For | For | For | |||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
3 | Elect Scott Cook | Mgmt | For | For | For | |||||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | |||||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||||
8 | Elect Margaret Whitman | Mgmt | For | For | For | |||||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | |||||
10 | Elect Patricia Woertz | Mgmt | For | For | For | |||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Technical Amendments Regarding Preferred Stock | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHldr | Against | Against | For | |||||
The Progressive Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PGR | CUSIP 743315103 | 04/20/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roger Farah | Mgmt | For | For | For | |||||
2 | Elect Stephen Hardis | Mgmt | For | For | For | |||||
3 | Elect Heidi Miller | Mgmt | For | For | For | |||||
4 | Elect Bradley Sheares | Mgmt | For | For | For | |||||
5 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
7 | Change in Board Size | Mgmt | For | For | For | |||||
8 | Authorization of Board to Set Board Size | Mgmt | For | For | For | |||||
9 | Amendment to Code of Regulations | Mgmt | For | Against | Against | |||||
10 | Set Date of Annual Meeting | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Re-approve Performance Criteria Set Forth in 2007 Executive Bonus Plan | Mgmt | For | For | For | |||||
13 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | |||||
14 | Amendment to the 2003 Directors Equity Incentive Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
The TJX Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TJX | CUSIP 872540109 | 06/13/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||||
2 | Elect Jose Alvarez | Mgmt | For | For | For | |||||
3 | Elect Alan Bennett | Mgmt | For | For | For | |||||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | |||||
5 | Elect David Ching | Mgmt | For | For | For | |||||
6 | Elect Michael Hines | Mgmt | For | For | For | |||||
7 | Elect Amy Lane | Mgmt | For | For | For | |||||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||||
9 | Elect John O'Brien | Mgmt | For | For | For | |||||
10 | Elect Willow Shire | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Approval of Material Terms of Executive Officer Performance Goals Under Cash Incentive Plans | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
The Travelers Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TRV | CUSIP 89417E109 | 05/23/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alan Beller | Mgmt | For | For | For | |||||
2 | Elect John Dasburg | Mgmt | For | For | For | |||||
3 | Elect Janet Dolan | Mgmt | For | For | For | |||||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||||
5 | Elect Jay Fishman | Mgmt | For | For | For | |||||
6 | Elect Lawrence Graev | Mgmt | For | For | For | |||||
7 | Elect Patricia Higgins | Mgmt | For | For | For | |||||
8 | Elect Thomas Hodgson | Mgmt | For | For | For | |||||
9 | Elect William Kane | Mgmt | For | For | For | |||||
10 | Elect Cleve Killingsworth, Jr. | Mgmt | For | For | For | |||||
11 | Elect Donald Shepard | Mgmt | For | For | For | |||||
12 | Elect Laurie Thomsen | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
The Walt Disney Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DIS | CUSIP 254687106 | 03/13/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||||
2 | Elect John Chen | Mgmt | For | For | For | |||||
3 | Elect Judith Estrin | Mgmt | For | For | For | |||||
4 | Elect Robert Iger | Mgmt | For | For | For | |||||
5 | Elect Fred Langhammer | Mgmt | For | For | For | |||||
6 | Elect Aylwin Lewis | Mgmt | For | For | For | |||||
7 | Elect Monica Lozano | Mgmt | For | For | For | |||||
8 | Elect Robert Matschullat | Mgmt | For | For | For | |||||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||||
10 | Elect Orin Smith | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Thermo Fisher Scientific Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TMO | CUSIP 883556102 | 05/23/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect C. Martin Harris | Mgmt | For | For | For | |||||
2 | Elect Judy Lewent | Mgmt | For | For | For | |||||
3 | Elect Jim Manzi | Mgmt | For | For | For | |||||
4 | Elect Lars Sorenson | Mgmt | For | For | For | |||||
5 | Elect Elaine Ullian | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Time Warner Cable Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TWC | CUSIP 88732J207 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carole Black | Mgmt | For | For | For | |||||
2 | Elect Glenn Britt | Mgmt | For | For | For | |||||
3 | Elect Thomas Castro | Mgmt | For | For | For | |||||
4 | Elect David Chang | Mgmt | For | For | For | |||||
5 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||||
6 | Elect Peter Haje | Mgmt | For | For | For | |||||
7 | Elect Donna James | Mgmt | For | For | For | |||||
8 | Elect Don Logan | Mgmt | For | For | For | |||||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||||
10 | Elect Wayne Pace | Mgmt | For | For | For | |||||
11 | Elect Edward Shirley | Mgmt | For | For | For | |||||
12 | Elect John Sununu | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | 2012 Annual Bonus Plan | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Time Warner Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TWX | CUSIP 887317303 | 05/15/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Barksdale | Mgmt | For | For | For | |||||
2 | Elect William Barr | Mgmt | For | For | For | |||||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | |||||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||||
5 | Elect Robert Clark | Mgmt | For | For | For | |||||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||||
7 | Elect Jessica Einhorn | Mgmt | For | For | For | |||||
8 | Elect Fred Hassan | Mgmt | For | For | For | |||||
9 | Elect Kenneth Novack | Mgmt | For | For | For | |||||
10 | Elect Paul Wachter | Mgmt | For | For | For | |||||
11 | Elect Deborah Wright | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Total SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FP | CUSIP 89151E109 | 05/11/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
5 | Elect Christophe de Margerie | Mgmt | For | Against | Against | |||||
6 | Elect Patrick Artus | Mgmt | For | Against | Against | |||||
7 | Elect Bertrand Collomb | Mgmt | For | Against | Against | |||||
8 | Elect Anne Lauvergeon | Mgmt | For | Against | Against | |||||
9 | Elect Michel Pebereau | Mgmt | For | Against | Against | |||||
10 | Ratification of the Co-option of Gerard Lamarche | Mgmt | For | Against | Against | |||||
11 | Elect Anne-Marie Idrac | Mgmt | For | Against | Against | |||||
12 | Supplementary Retirement, Pension and Severance Agreements for Christophe de Margerie | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Through Capitalizations | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | |||||
16 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
18 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
20 | Shareholder Proposal Regarding Comparison of Executive Compensation (Resolution A) | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Loyalty Dividend (Resolution B) | ShrHldr | Against | Against | For | |||||
Tyco International Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TYC | CUSIP H89128104 | 03/07/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | |||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
3.7 | Elect John Krol | Mgmt | For | For | For | |||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | |||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Consolidation of Reserves | Mgmt | For | For | For | |||||
9 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Amendments to Articles of Association | Mgmt | For | For | For | |||||
U.S. Bancorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
USB | CUSIP 902973304 | 04/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | |||||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||||
4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||||
5 | Elect Richard Davis | Mgmt | For | For | For | |||||
6 | Elect Roland Hernandez | Mgmt | For | For | For | |||||
7 | Elect Joel Johnson | Mgmt | For | For | For | |||||
8 | Elect Olivia Kirtley | Mgmt | For | For | For | |||||
9 | Elect Jerry Levin | Mgmt | For | For | For | |||||
10 | Elect David O'Maley | Mgmt | For | For | For | |||||
11 | Elect O'Dell Owens | Mgmt | For | For | For | |||||
12 | Elect Craig Schnuck | Mgmt | For | For | For | |||||
13 | Elect Patrick Stokes | Mgmt | For | For | For | |||||
14 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
United Parcel Service, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UPS | CUSIP 911312106 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
2 | Elect Michael Burns | Mgmt | For | For | For | |||||
3 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||||
5 | Elect Michael Eskew | Mgmt | For | For | For | |||||
6 | Elect William Johnson | Mgmt | For | For | For | |||||
7 | Elect Candace Kendle | Mgmt | For | For | For | |||||
8 | Elect Ann Livermore | Mgmt | For | For | For | |||||
9 | Elect Rudy Markham | Mgmt | For | For | For | |||||
10 | Elect Clark Randt, Jr. | Mgmt | For | For | For | |||||
11 | Elect John Thompson | Mgmt | For | For | For | |||||
12 | Elect Carol Tome | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||||
15 | Amendment to the Discounted Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
United Technologies Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UTX | CUSIP 913017109 | 04/11/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||||
2 | Elect John Faraci | Mgmt | For | For | For | |||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||||
6 | Elect Ellen Kullman | Mgmt | For | For | For | |||||
7 | Elect Richard McCormick | Mgmt | For | For | For | |||||
8 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
9 | Elect Richard Myers | Mgmt | For | For | For | |||||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||||
12 | Elect Christine Whitman | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Valero Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VLO | CUSIP 91913Y100 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ronald Calgaard | Mgmt | For | For | For | |||||
2 | Elect Jerry Choate | Mgmt | For | For | For | |||||
3 | Elect Ruben Escobedo | Mgmt | For | For | For | |||||
4 | Elect William Klesse | Mgmt | For | For | For | |||||
5 | Elect Bob Marbut | Mgmt | For | For | For | |||||
6 | Elect Donald Nickles | Mgmt | For | For | For | |||||
7 | Elect Phillip Pfeiffer | Mgmt | For | For | For | |||||
8 | Elect Robert Profusek | Mgmt | For | For | For | |||||
9 | Elect Susan Purcell | Mgmt | For | For | For | |||||
10 | Elect Stephen Waters | Mgmt | For | For | For | |||||
11 | Elect Randall Weisenburger | Mgmt | For | For | For | |||||
12 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | |||||
Verizon Communications Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VZ | CUSIP 92343V104 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Carrion | Mgmt | For | For | For | |||||
2 | Elect Melanie Healey | Mgmt | For | For | For | |||||
3 | Elect M. Frances Keeth | Mgmt | For | For | For | |||||
4 | Elect Robert Lane | Mgmt | For | For | For | |||||
5 | Elect Lowell McAdam | Mgmt | For | For | For | |||||
6 | Elect Sandra Moose | Mgmt | For | For | For | |||||
7 | Elect Joseph Neubauer | Mgmt | For | For | For | |||||
8 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||||
10 | Elect Hugh Price | Mgmt | For | For | For | |||||
11 | Elect Rodney Slater | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||||
Vodafone Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VOD | CUSIP 92857W209 | 07/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||||
3 | Elect John Buchanan | Mgmt | For | For | For | |||||
4 | Elect Vittorio Colao | Mgmt | For | For | For | |||||
5 | Elect Michel Combes | Mgmt | For | For | For | |||||
6 | Elect Andy Halford | Mgmt | For | For | For | |||||
7 | Elect Steve Pusey | Mgmt | For | For | For | |||||
8 | Elect Renee James | Mgmt | For | For | For | |||||
9 | Elect Alan Jebson | Mgmt | For | For | For | |||||
10 | Elect Samuel Jonah | Mgmt | For | For | For | |||||
11 | Elect Nick Land | Mgmt | For | For | For | |||||
12 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||||
13 | Elect Luc Vandevelde | Mgmt | For | For | For | |||||
14 | Elect Anthony Watson | Mgmt | For | For | For | |||||
15 | Elect Philip Yea | Mgmt | For | For | For | |||||
16 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
17 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
18 | Appointment of Auditor | Mgmt | For | For | For | |||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Wal-Mart Stores, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WMT | CUSIP 931142103 | 06/01/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Aida Alvarez | Mgmt | For | For | For | |||||
2 | Elect James Breyer | Mgmt | For | For | For | |||||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||||
4 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
5 | Elect Roger Corbett | Mgmt | For | For | For | |||||
6 | Elect Douglas Daft | Mgmt | For | For | For | |||||
7 | Elect Michael Duke | Mgmt | For | For | For | |||||
8 | Elect Marissa Mayer | Mgmt | For | For | For | |||||
9 | Elect Gregory Penner | Mgmt | For | For | For | |||||
10 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
11 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||||
12 | Elect Arne Sorenson | Mgmt | For | For | For | |||||
13 | Elect Jim Walton | Mgmt | For | For | For | |||||
14 | Elect S. Robson Walton | Mgmt | For | For | For | |||||
15 | Elect Christopher Williams | Mgmt | For | For | For | |||||
16 | Elect Linda Wolf | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Director Qualifications | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding an Incentive Compensation Report | ShrHldr | Against | Against | For | |||||
Wells Fargo & Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WFC | CUSIP 949746101 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Baker II | Mgmt | For | For | For | |||||
2 | Elect Elaine Chao | Mgmt | For | For | For | |||||
3 | Elect John Chen | Mgmt | For | For | For | |||||
4 | Elect Lloyd Dean | Mgmt | For | For | For | |||||
5 | Elect Susan Engel | Mgmt | For | For | For | |||||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
7 | Elect Donald James | Mgmt | For | For | For | |||||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | |||||
9 | Elect Nicholas Moore | Mgmt | For | For | For | |||||
10 | Elect Federico Pena | Mgmt | For | For | For | |||||
11 | Elect Philip Quigley | Mgmt | For | For | For | |||||
12 | Elect Judith Runstad | Mgmt | For | For | For | |||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
14 | Elect John Stumpf | Mgmt | For | For | For | |||||
15 | Elect Susan Swenson | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
19 | Shareholder Proposal Regarding Cumulative Voting in Contested Elections | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
Weyerhaeuser Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WY | CUSIP 962166104 | 04/12/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Debra Cafaro | Mgmt | For | For | For | |||||
2 | Elect Mark Emmert | Mgmt | For | Against | Against | |||||
3 | Elect Daniel Fulton | Mgmt | For | For | For | |||||
4 | Elect John Kieckhefer | Mgmt | For | For | For | |||||
5 | Elect Wayne Murdy | Mgmt | For | For | For | |||||
6 | Elect Nicole Piasecki | Mgmt | For | For | For | |||||
7 | Elect Charles Williamson | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Global Asset Allocation Fund | ||||||||
Date of fiscal year end: | 12/31/2011 | ||||||||
3i Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
III | CINS G88473148 | 06/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Jonathan Asquith | Mgmt | For | For | For | ||||
5 | Elect Simon Borrows | Mgmt | For | For | For | ||||
6 | Elect Alistair Cox | Mgmt | For | For | For | ||||
7 | Elect Richard Meddings | Mgmt | For | For | For | ||||
8 | Elect Willem Mesdag | Mgmt | For | For | For | ||||
9 | Elect Sir Adrian Montague | Mgmt | For | For | For | ||||
10 | Elect Martine Verluyten | Mgmt | For | For | For | ||||
11 | Elect Julia Wilson | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Amendments to Articles Regarding Capital Distributions | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | ||||
19 | Authority to Repurchase B Shares | Mgmt | For | For | For | ||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
21 | Shareholder Proposal Regarding Investment Policies | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Investment Policies (2) | ShrHldr | Against | Against | For | ||||
3i Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
III | CINS G88473148 | 07/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Jonathan Asquith | Mgmt | For | Against | Against | ||||
5 | Elect Alistair Cox | Mgmt | For | Against | Against | ||||
6 | Elect Richard Meddings | Mgmt | For | Against | Against | ||||
7 | Elect Willem Mesdag | Mgmt | For | Against | Against | ||||
8 | Elect Sir Adrian Montague | Mgmt | For | Against | Against | ||||
9 | Elect Michael Queen | Mgmt | For | Against | Against | ||||
10 | Elect Julia Wilson | Mgmt | For | Against | Against | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
13 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Discretionary Share Plan Renewal | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Authority to Repurchase B Shares | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
ABB Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABBN | CINS H0010V101 | 04/26/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
6 | Remuneration Report | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
9 | Elect Roger Agnelli | Mgmt | For | TNA | N/A | ||||
10 | Elect Louis Hughes | Mgmt | For | TNA | N/A | ||||
11 | Elect Hans Marki | Mgmt | For | TNA | N/A | ||||
12 | Elect Michel de Rosen | Mgmt | For | TNA | N/A | ||||
13 | Elect Michael Treschow | Mgmt | For | TNA | N/A | ||||
14 | Elect Jacob Wallenberg | Mgmt | For | TNA | N/A | ||||
15 | Elect Ying Yeh | Mgmt | For | TNA | N/A | ||||
16 | Elect Hubertus von Grunberg | Mgmt | For | TNA | N/A | ||||
17 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
18 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Abbott Laboratories | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABT | CUSIP 002824100 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | ||||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | ||||
1.3 | Elect Sally Blount | Mgmt | For | For | For | ||||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | ||||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | ||||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | ||||
1.7 | Elect Phebe Novakovic | Mgmt | For | For | For | ||||
1.8 | Elect William Osborn | Mgmt | For | For | For | ||||
1.9 | Elect Samuel Scott III | Mgmt | For | For | For | ||||
1.10 | Elect Glenn Tilton | Mgmt | For | For | For | ||||
1.11 | Elect Miles White | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Tax Gross-Up Payments | ShrHldr | Against | For | Against | ||||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Excluding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Compensation in the Event of a Change of Control | ShrHldr | Against | Against | For | ||||
Acacia Research Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACTG | CUSIP 003881307 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Ryan | Mgmt | For | For | For | ||||
1.2 | Elect G. Louis Graziadio III | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
Accenture PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACN | CUSIP G1151C101 | 02/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||||
3 | Elect William Green | Mgmt | For | For | For | ||||
4 | Elect Nobuyuki Idei | Mgmt | For | For | For | ||||
5 | Elect Marjorie Magner | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||||
9 | Authorization to Hold the 2013 Annual Meeting Outside of Ireland | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | ||||
Ace Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACE | CUSIP H0023R105 | 01/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approval of an Amendment to Increase Dividends from Legal Reserves | Mgmt | For | For | For | ||||
Ace Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACE | CUSIP H0023R105 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Atieh | Mgmt | For | For | For | ||||
2 | Elect Mary Cirillo | Mgmt | For | For | For | ||||
3 | Elect Thomas Neff | Mgmt | For | For | For | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Approval of Statutory Financial Statements | Mgmt | For | For | For | ||||
6 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | ||||
7 | Allocation of Disposable Profits | Mgmt | For | For | For | ||||
8 | Discharge of the Board of Directors | Mgmt | For | For | For | ||||
9 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
10 | Appointment of Statutory Auditor (Zurich) | Mgmt | For | For | For | ||||
11 | Appointment of Independent Auditor (US) | Mgmt | For | For | For | ||||
12 | Appointment of Special Auditor (Zurich) | Mgmt | For | For | For | ||||
13 | Distribution Through Par Value Reduction | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Actuate Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BIRT | CUSIP 00508B102 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter Cittadini | Mgmt | For | For | For | ||||
1.2 | Elect Kenneth Marshall | Mgmt | For | For | For | ||||
1.3 | Elect Nicholas Nierenberg | Mgmt | For | For | For | ||||
1.4 | Elect Arthur Patterson | Mgmt | For | For | For | ||||
1.5 | Elect Steven Whiteman | Mgmt | For | For | For | ||||
1.6 | Elect Raymond Ocampo, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Timothy Yeaton | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
ADTRAN, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADTN | CUSIP 00738A106 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Stanton | Mgmt | For | For | For | ||||
1.2 | Elect H. Fenwick Huss | Mgmt | For | For | For | ||||
1.3 | Elect Ross Ireland | Mgmt | For | For | For | ||||
1.4 | Elect William Marks | Mgmt | For | For | For | ||||
1.5 | Elect James Matthews | Mgmt | For | For | For | ||||
1.6 | Elect Balan Nair | Mgmt | For | For | For | ||||
1.7 | Elect Roy Nichols | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Advance Auto Parts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAP | CUSIP 00751Y106 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Bergstrom | Mgmt | For | For | For | ||||
1.2 | Elect John Brouillard | Mgmt | For | For | For | ||||
1.3 | Elect Fiona Dias | Mgmt | For | For | For | ||||
1.4 | Elect Frances Frei | Mgmt | For | For | For | ||||
1.5 | Elect Darren Jackson | Mgmt | For | For | For | ||||
1.6 | Elect William Oglesby | Mgmt | For | For | For | ||||
1.7 | Elect J. Paul Raines | Mgmt | For | For | For | ||||
1.8 | Elect Gilbert Ray | Mgmt | For | For | For | ||||
1.9 | Elect Carlos Saladrigas | Mgmt | For | For | For | ||||
1.10 | Elect Jimmie Wade | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Re-approval of Performance Objectives of the 2007 Executive Compensation Plan | Mgmt | For | For | For | ||||
4 | Re-approval of Performance Objectives Contained in the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
Advanced Micro Devices, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMD | CUSIP 007903107 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bruce Claflin | Mgmt | For | For | For | ||||
2 | Elect W. Michael Barnes | Mgmt | For | For | For | ||||
3 | Elect John Caldwell | Mgmt | For | For | For | ||||
4 | Elect Henry Chow | Mgmt | For | For | For | ||||
5 | Elect Craig Conway | Mgmt | For | For | For | ||||
6 | Elect Nicholas Donofrio | Mgmt | For | For | For | ||||
7 | Elect Paulett Eberhart | Mgmt | For | For | For | ||||
8 | Elect Waleed Al Mokarrab Al Muhairi | Mgmt | For | For | For | ||||
9 | Elect Robert Palmer | Mgmt | For | For | For | ||||
10 | Elect Rory Read | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Aeon Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8267 | CINS J00288100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect Naoki Hayashi | Mgmt | For | For | For | ||||
4 | Elect Motoya Okada | Mgmt | For | For | For | ||||
5 | Elect Yoshiki Mori | Mgmt | For | For | For | ||||
6 | Elect Masaaki Toyoshima | Mgmt | For | For | For | ||||
7 | Elect Hideki Kurashige | Mgmt | For | For | For | ||||
8 | Elect Masaharu Ikuta | Mgmt | For | For | For | ||||
9 | Elect Takejiroh Sueyoshi | Mgmt | For | For | For | ||||
10 | Elect Keiichi Tadaki | Mgmt | For | For | For | ||||
11 | Elect Ken Satoh | Mgmt | For | For | For | ||||
12 | Takeover Defense Plan | Mgmt | For | Against | Against | ||||
AES Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AES | CUSIP 00130H105 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andres Gluski | Mgmt | For | For | For | ||||
1.2 | Elect Guo Bao Zhang | Mgmt | For | For | For | ||||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | ||||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | ||||
1.5 | Elect John Koskinen | Mgmt | For | For | For | ||||
1.6 | Elect Philip Lader | Mgmt | For | For | For | ||||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | ||||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | ||||
1.10 | Elect Charles Rossotti | Mgmt | For | For | For | ||||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Aetna Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AET | CUSIP 00817Y108 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||||
2 | Elect Mark Bertolini | Mgmt | For | For | For | ||||
3 | Elect Frank Clark, Jr. | Mgmt | For | For | For | ||||
4 | Elect Betsy Cohen | Mgmt | For | For | For | ||||
5 | Elect Molly Coye | Mgmt | For | For | For | ||||
6 | Elect Roger Farah | Mgmt | For | For | For | ||||
7 | Elect Barbara Franklin | Mgmt | For | For | For | ||||
8 | Elect Jeffrey Garten | Mgmt | For | For | For | ||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | ||||
10 | Elect Richard Harrington | Mgmt | For | For | For | ||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | ||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
AFC Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFCE | CUSIP 00104Q107 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Krishnan Anand | Mgmt | For | For | For | ||||
1.2 | Elect Victor Arias, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Cheryl Bachelder | Mgmt | For | For | For | ||||
1.4 | Elect Carolyn Hogan Byrd | Mgmt | For | For | For | ||||
1.5 | Elect John Cranor, III | Mgmt | For | For | For | ||||
1.6 | Elect John Hoffner | Mgmt | For | For | For | ||||
1.7 | Elect R. William Ide, III | Mgmt | For | For | For | ||||
1.8 | Elect Kelvin Pennington | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Affymax, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFFY | CUSIP 00826A109 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ted Love | Mgmt | For | For | For | ||||
1.2 | Elect John Orwin | Mgmt | For | For | For | ||||
1.3 | Elect Daniel Spiegelman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Approval of the Section 162(m) Performance Criteria and Award Limits of the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
Affymetrix Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFFX | CUSIP 00826T108 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Fodor | Mgmt | For | For | For | ||||
2 | Elect Frank Witney | Mgmt | For | For | For | ||||
3 | Elect Nelson Chan | Mgmt | For | For | For | ||||
4 | Elect John Diekman | Mgmt | For | For | For | ||||
5 | Elect Gary Guthart | Mgmt | For | For | For | ||||
6 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | ||||
7 | Elect Robert Trice | Mgmt | For | For | For | ||||
8 | Elect Robert Wayman | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Aflac Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFL | CUSIP 001055102 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel Amos | Mgmt | For | For | For | ||||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | ||||
3 | Elect Paul Amos II | Mgmt | For | For | For | ||||
4 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||||
5 | Elect Elizabeth Hudson | Mgmt | For | For | For | ||||
6 | Elect Douglas Johnson | Mgmt | For | For | For | ||||
7 | Elect Robert Johnson | Mgmt | For | For | For | ||||
8 | Elect Charles Knapp | Mgmt | For | For | For | ||||
9 | Elect E. Stephen Purdom | Mgmt | For | For | For | ||||
10 | Elect Barbara Rimer | Mgmt | For | For | For | ||||
11 | Elect Marvin Schuster | Mgmt | For | For | For | ||||
12 | Elect Melvin Stith | Mgmt | For | For | For | ||||
13 | Elect David Thompson | Mgmt | For | For | For | ||||
14 | Elect Takuro Yoshida | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
17 | Amendment to the 2013 Management Incentive Plan. | Mgmt | For | For | For | ||||
18 | Ratification of Auditor | Mgmt | For | For | For | ||||
AGCO Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGCO | CUSIP 001084102 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect P. George Benson | Mgmt | For | For | For | ||||
2 | Elect Wolfgang Deml | Mgmt | For | For | For | ||||
3 | Elect Luiz Fernando Furlan | Mgmt | For | For | For | ||||
4 | Elect Gerald Johanneson | Mgmt | For | For | For | ||||
5 | Elect George Minnich | Mgmt | For | For | For | ||||
6 | Elect Martin Richenhagen | Mgmt | For | For | For | ||||
7 | Elect Gerald Shaheen | Mgmt | For | For | For | ||||
8 | Elect Mallika Srinivasan | Mgmt | For | For | For | ||||
9 | Elect Daniel Ustian | Mgmt | For | For | For | ||||
10 | Elect Hendrikus Visser | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Agree Realty Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADC | CUSIP 008492100 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Agree | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Michael Rotchford | Mgmt | For | Withhold | Against | ||||
1.3 | Elect John Rakolta, Jr. | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Agrium Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGU | CUSIP 008916108 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ralph Cunningham | Mgmt | For | For | For | ||||
1.2 | Elect Russel Girling | Mgmt | For | For | For | ||||
1.3 | Elect Susan Henry | Mgmt | For | For | For | ||||
1.4 | Elect Russell Horner | Mgmt | For | For | For | ||||
1.5 | Elect David Lesar | Mgmt | For | For | For | ||||
1.6 | Elect John Lowe | Mgmt | For | For | For | ||||
1.7 | Elect A. Anne McLellan | Mgmt | For | For | For | ||||
1.8 | Elect Derek Pannell | Mgmt | For | For | For | ||||
1.9 | Elect Frank Proto | Mgmt | For | For | For | ||||
1.10 | Elect Michael Wilson | Mgmt | For | For | For | ||||
1.11 | Elect Victor Zaleschuk | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AIA Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1299 | CINS Y002A1105 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Jack SO Chak Kwong | Mgmt | For | Against | Against | ||||
6 | Elect CHOW Chung Kong | Mgmt | For | Against | Against | ||||
7 | Elect John Harrison | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares under the Restricted Share Unit Scheme | Mgmt | For | For | For | ||||
13 | Amendments to Articles | Mgmt | For | For | For | ||||
Aisin Seiki Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7259 | CINS J00714105 | 06/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Kanshiroh Toyoda | Mgmt | For | For | For | ||||
5 | Elect Fumio Fujimori | Mgmt | For | For | For | ||||
6 | Elect Shunichi Nakamura | Mgmt | For | For | For | ||||
7 | Elect Shinzoh Kobuki | Mgmt | For | For | For | ||||
8 | Elect Toshikazu Nagura | Mgmt | For | For | For | ||||
9 | Elect Naofumi Fujie | Mgmt | For | For | For | ||||
10 | Elect Takashi Morita | Mgmt | For | For | For | ||||
11 | Elect Makoto Mitsuya | Mgmt | For | For | For | ||||
12 | Elect Toshiyuki Ishikawa | Mgmt | For | For | For | ||||
13 | Elect Takeshi Kawata | Mgmt | For | For | For | ||||
14 | Elect Mutsumi Kawamoto | Mgmt | For | For | For | ||||
15 | Elect Shohichiroh Toyoda | Mgmt | For | Against | Against | ||||
16 | Elect Masayoshi Hotta | Mgmt | For | Against | Against | ||||
17 | Bonus | Mgmt | For | For | For | ||||
18 | Directors' Fees | Mgmt | For | For | For | ||||
Ajinomoto Company Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2802 | CINS J00882126 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Yasuo Saitoh | Mgmt | For | For | For | ||||
4 | Elect Yasushi Akasaka | Mgmt | For | Against | Against | ||||
5 | Elect Shizuo Tanaka | Mgmt | For | Against | Against | ||||
6 | Elect Rieko Satoh | Mgmt | For | For | For | ||||
7 | Elect Masato Tsukahara | Mgmt | For | Against | Against | ||||
8 | Elect Kiyoshi Fujimura | Mgmt | For | For | For | ||||
Albemarle Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALB | CUSIP 012653101 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jim Nokes | Mgmt | For | For | For | ||||
1.2 | Elect William Hernandez | Mgmt | For | For | For | ||||
1.3 | Elect R. William Ide III | Mgmt | For | For | For | ||||
1.4 | Elect Luther Kissam, IV | Mgmt | For | For | For | ||||
1.5 | Elect Joseph Mahady | Mgmt | For | For | For | ||||
1.6 | Elect Barry Perry | Mgmt | For | For | For | ||||
1.7 | Elect John Sherman, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Harriett Taggart | Mgmt | For | For | For | ||||
1.9 | Elect Anne Whittemore | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Alfresa Holdings Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2784 | CINS J0109X107 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Kunio Fukujin | Mgmt | For | For | For | ||||
3 | Elect Arata Watanabe | Mgmt | For | For | For | ||||
4 | Elect Denroku Ishiguro | Mgmt | For | For | For | ||||
5 | Elect Hidetomi Takahashi | Mgmt | For | For | For | ||||
6 | Elect Yasuo Takita | Mgmt | For | For | For | ||||
7 | Elect Hiroyuki Kanome | Mgmt | For | For | For | ||||
8 | Elect Shohzoh Hasebe | Mgmt | For | For | For | ||||
9 | Elect Mitsuru Nishikawa | Mgmt | For | For | For | ||||
10 | Elect Shunichi Miyake | Mgmt | For | For | For | ||||
11 | Elect Tsuneo Shinohara | Mgmt | For | For | For | ||||
12 | Elect Taizoh Kubo | Mgmt | For | For | For | ||||
13 | Elect Haruo Shimada | Mgmt | For | For | For | ||||
14 | Elect Nobuyoshi Yamada | Mgmt | For | For | For | ||||
Alliance Data Systems Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADS | CUSIP 018581108 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Edward J. Heffernan | Mgmt | For | For | For | ||||
2 | Elect Robert Minicucci | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Allianz SE | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALV | CINS D03080112 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
9 | Elect Wulf Bernotat | Mgmt | For | For | For | ||||
10 | Elect Gerhard Cromme | Mgmt | For | For | For | ||||
11 | Elect Renate Kocher | Mgmt | For | For | For | ||||
12 | Elect Igor Landau | Mgmt | For | For | For | ||||
13 | Elect Helmut Perlet | Mgmt | For | For | For | ||||
14 | Elect Peter Sutherland | Mgmt | For | For | For | ||||
15 | Elect Dante Barban | Mgmt | For | For | For | ||||
16 | Elect Gabriele Burkhardt-Berg | Mgmt | For | For | For | ||||
17 | Elect Jean-Jacques Cette | Mgmt | For | For | For | ||||
18 | Elect Ira Gloe-Semler | Mgmt | For | For | For | ||||
19 | Elect Franz Heib | Mgmt | For | For | For | ||||
20 | Elect Rolf Zimmerman | Mgmt | For | For | For | ||||
21 | Elect Giovanni Casiroli as an Alternate Employee Representative | Mgmt | For | For | For | ||||
22 | Elect Josef Hochburger as an Alternate Employee Representative | Mgmt | For | For | For | ||||
23 | Elect Jean-Claude Le Goaer as an Alternate Employee Representative | Mgmt | For | For | For | ||||
24 | Elect Jorg Reinbrecht as an Alternate Employee Representative | Mgmt | For | For | For | ||||
25 | Elect Jurgen Lawrenz as an Alternate Employee Representative | Mgmt | For | For | For | ||||
26 | Elect Frank Kirsch as an Alternate Employee Representative | Mgmt | For | For | For | ||||
27 | Amendments to Articles Regarding Supervisory Board Members' Term Lengths | Mgmt | For | For | For | ||||
28 | Amendment to Authorized Capital 2010/I | Mgmt | For | For | For | ||||
Allied World Assurance Company Holdings, AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AWH | CUSIP H01531104 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Scott Carmilani | Mgmt | For | For | For | ||||
2 | Elect James Duffy | Mgmt | For | For | For | ||||
3 | Elect Bart Friedman | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | 2012 Omnibus Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
7 | Reclassification of Free Reserves | Mgmt | For | For | For | ||||
8 | Accounts and Reports | Mgmt | For | For | For | ||||
9 | Allocation of Profits | Mgmt | For | For | For | ||||
10 | Cancellation of Shares | Mgmt | For | For | For | ||||
11 | Amendment to the Articles of Association to Eliminate Conditional Share Capital | Mgmt | For | For | For | ||||
12 | Authority to Increase Authorized Capital | Mgmt | For | For | For | ||||
13 | Dividend Distribution in the Form of Par Value Reduction | Mgmt | For | For | For | ||||
14 | Appointment of Auditor and Statutory Auditor | Mgmt | For | For | For | ||||
15 | Appointment of Special Auditor | Mgmt | For | For | For | ||||
16 | Indemnification of Directors and Officers | Mgmt | For | For | For | ||||
Allot Communications Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALLT | CUSIP M0854Q105 | 11/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Itzhak Danziger | Mgmt | For | Against | Against | ||||
2 | Approve the Terms of Mr. Danziger's Service | Mgmt | For | For | For | ||||
3 | Approve Amended Compensation Plan for Rami Hadar | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
Amadeus IT Holding SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMS | CINS E04908112 | 06/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Approval of Corporate Website | Mgmt | For | For | For | ||||
7 | Amend Article 1 | Mgmt | For | For | For | ||||
8 | Amend Articles 7 and 8 | Mgmt | For | For | For | ||||
9 | Amend Article 11 | Mgmt | For | For | For | ||||
10 | Amend Articles 16-18, 22-24, 29 and 30 | Mgmt | For | For | For | ||||
11 | Amend Articles 32, 34, 36 and 38 | Mgmt | For | For | For | ||||
12 | Amend Article 41 | Mgmt | For | For | For | ||||
13 | Amend Articles 48 and 50 | Mgmt | For | For | For | ||||
14 | Amend Article 52 | Mgmt | For | For | For | ||||
15 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
16 | Remuneration Report | Mgmt | For | For | For | ||||
17 | Directors' Fees | Mgmt | For | For | For | ||||
18 | Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
19 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Amedisys, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMED | CUSIP 023436108 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Borne | Mgmt | For | For | For | ||||
1.2 | Elect Ronald A. LaBorde | Mgmt | For | For | For | ||||
1.3 | Elect Jake Netterville | Mgmt | For | For | For | ||||
1.4 | Elect David Pitts | Mgmt | For | For | For | ||||
1.5 | Elect Peter Ricchuiti | Mgmt | For | For | For | ||||
1.6 | Elect Donald Washburn | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Amendment to the 2008 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Amerco | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UHAL | CUSIP 023586100 | 08/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Brogan | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Daniel Mullen | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Ratification of Board and Management Acts | ShrHldr | For | For | For | ||||
Ameren Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEE | CUSIP 023608102 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | ||||
1.2 | Elect Cathrine Brune | Mgmt | For | For | For | ||||
1.3 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | ||||
1.4 | Elect Walter Galvin | Mgmt | For | For | For | ||||
1.5 | Elect Gayle Jackson | Mgmt | For | For | For | ||||
1.6 | Elect James Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Steven Lipstein | Mgmt | For | For | For | ||||
1.8 | Elect Patrick Stokes | Mgmt | For | For | For | ||||
1.9 | Elect Thomas Voss | Mgmt | For | For | For | ||||
1.10 | Elect Stephen Wilson | Mgmt | For | For | For | ||||
1.11 | Elect Jack Woodard | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Coal Risk | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Energy Efficiency and Renewable Energy | ShrHldr | Against | Against | For | ||||
American Axle & Manufacturing Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXL | CUSIP 024061103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Dauch | Mgmt | For | For | For | ||||
1.2 | Elect Forest Farmer | Mgmt | For | For | For | ||||
1.3 | Elect Richard Lappin | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Walker | Mgmt | For | For | For | ||||
2 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Capital Agency Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGNC | CUSIP 02503X105 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Larry Harvey | Mgmt | For | For | For | ||||
2 | Elect Alvin Puryear | Mgmt | For | For | For | ||||
3 | Elect Malon Wilkus | Mgmt | For | For | For | ||||
4 | Elect Samuel Flax | Mgmt | For | For | For | ||||
5 | Elect Randy Dobbs | Mgmt | For | For | For | ||||
6 | Elect Robert Couch | Mgmt | For | For | For | ||||
7 | Elect Morris Davis | Mgmt | For | For | For | ||||
8 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
9 | Increase of Preferred Stock | Mgmt | For | Against | Against | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Electric Power Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEP | CUSIP 025537101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nicholas Atkins | Mgmt | For | For | For | ||||
2 | Elect David Anderson | Mgmt | For | For | For | ||||
3 | Elect James Cordes | Mgmt | For | For | For | ||||
4 | Elect Ralph Crosby, Jr. | Mgmt | For | For | For | ||||
5 | Elect Linda Goodspeed | Mgmt | For | For | For | ||||
6 | Elect Thomas Hoaglin | Mgmt | For | For | For | ||||
7 | Elect Michael Morris | Mgmt | For | For | For | ||||
8 | Elect Richard Notebaert | Mgmt | For | For | For | ||||
9 | Elect Lionel Nowell III | Mgmt | For | For | For | ||||
10 | Elect Richard Sandor | Mgmt | For | For | For | ||||
11 | Elect Sara Tucker | Mgmt | For | For | For | ||||
12 | Elect John Turner | Mgmt | For | For | For | ||||
13 | Senior Officer Incentive Plan | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
American Equity Investment Life Holding Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEL | CUSIP 025676206 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Mulcahy | Mgmt | For | For | For | ||||
1.2 | Elect David Noble | Mgmt | For | For | For | ||||
1.3 | Elect A.J. Strickland III | Mgmt | For | For | For | ||||
1.4 | Elect Wendy Waugaman | Mgmt | For | For | For | ||||
1.5 | Elect Harley Whitfield, Sr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
American Express Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXP | CUSIP 025816109 | 04/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||||
1.2 | Elect Ursula Burns | Mgmt | For | For | For | ||||
1.3 | Elect Kenneth Chenault | Mgmt | For | For | For | ||||
1.4 | Elect Peter Chernin | Mgmt | For | For | For | ||||
1.5 | Elect Theodore Leonsis | Mgmt | For | For | For | ||||
1.6 | Elect Jan Leschly | Mgmt | For | For | For | ||||
1.7 | Elect Richard Levin | Mgmt | For | For | For | ||||
1.8 | Elect Richard McGinn | Mgmt | For | For | For | ||||
1.9 | Elect Edward Miller | Mgmt | For | For | For | ||||
1.10 | Elect Steven Reinemund | Mgmt | For | For | For | ||||
1.11 | Elect Robert Walter | Mgmt | For | For | For | ||||
1.12 | Elect Ronald Williams | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2007 Incentive Compensation Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
American Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFG | CUSIP 025932104 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Carl Lindner, III | Mgmt | For | For | For | ||||
1.2 | Elect S. Craig Lindner | Mgmt | For | For | For | ||||
1.3 | Elect Kenneth Ambrecht | Mgmt | For | For | For | ||||
1.4 | Elect John Berding | Mgmt | For | For | For | ||||
1.5 | Elect Theodore Emmerich | Mgmt | For | For | For | ||||
1.6 | Elect James Evans | Mgmt | For | For | For | ||||
1.7 | Elect Terry Jacobs | Mgmt | For | For | For | ||||
1.8 | Elect Gregory Joseph | Mgmt | For | For | For | ||||
1.9 | Elect William Verity | Mgmt | For | For | For | ||||
1.10 | Elect John Von Lehman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2011 Equity Bonus Plan | Mgmt | For | For | For | ||||
4 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||||
5 | Amendment to the Non-Employee Directors Compensation Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
American Safety Insurance Holdings Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASI | CUSIP G02995101 | 07/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Brueggen | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Crim | Mgmt | For | For | For | ||||
1.3 | Elect Lawrence Geneen | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Tower Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMT | CUSIP 029912201 | 11/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Reorganization | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
American Vanguard Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVD | CUSIP 030371108 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lawrence Clark | Mgmt | For | For | For | ||||
1.2 | Elect Debra Edwards | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Alfred Ingulli | Mgmt | For | For | For | ||||
1.4 | Elect John Killmer | Mgmt | For | For | For | ||||
1.5 | Elect Carl Soderlind | Mgmt | For | For | For | ||||
1.6 | Elect Irving Thau | Mgmt | For | For | For | ||||
1.7 | Elect Eric Wintemute | Mgmt | For | For | For | ||||
1.8 | Elect Esmail Zirakparvar | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AmerisourceBergen Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABC | CUSIP 03073E105 | 03/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Collis | Mgmt | For | For | For | ||||
2 | Elect Richard Gozon | Mgmt | For | For | For | ||||
3 | Elect Kathleen Hyle | Mgmt | For | For | For | ||||
4 | Elect Michael Long | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Ameristar Casinos, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASCA | CUSIP 03070Q101 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Steinbauer | Mgmt | For | For | For | ||||
1.2 | Elect Leslie Nathanson Juris | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Re-Approval of Performance-Based Annual Bonus Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AMETEK, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AME | CUSIP 031100100 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Malone | Mgmt | For | For | For | ||||
1.2 | Elect Elizabeth Varet | Mgmt | For | For | For | ||||
1.3 | Elect Dennis Williams | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Amsurg Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMSG | CUSIP 03232P405 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Cigarran | Mgmt | For | For | For | ||||
1.2 | Elect John Popp, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Cynthia Miller | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
AmTrust Financial Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFSI | CUSIP 032359309 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Donald DeCarlo | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Susan Fisch | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Abraham Gulkowitz | Mgmt | For | Withhold | Against | ||||
1.4 | Elect George Karfunkel | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Michael Karfunkel | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Jay Miller | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Barry Zyskind | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2010 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
Anheuser-Busch Inbev SA/NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABI | CINS B6399C107 | 04/25/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Disapplication of Preemptive Rights for Stock Option Grants | Mgmt | For | TNA | N/A | ||||
6 | Authority to Grant Stock Options | Mgmt | For | TNA | N/A | ||||
7 | Authority to Increase Capital for Stock Options | Mgmt | For | TNA | N/A | ||||
8 | Authority to Grant Stock Options to Non-Executive Directors | Mgmt | For | TNA | N/A | ||||
9 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
14 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
15 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
17 | Remuneration Report | Mgmt | For | TNA | N/A | ||||
18 | Confirmation of Equity Incentive Grants to Executives | Mgmt | For | TNA | N/A | ||||
19 | Change in Control Clause | Mgmt | For | TNA | N/A | ||||
20 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | ||||
Anixter International Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXE | CUSIP 035290105 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Blyth | Mgmt | For | For | For | ||||
2 | Elect Frederic Brace | Mgmt | For | For | For | ||||
3 | Elect Linda Bynoe | Mgmt | For | For | For | ||||
4 | Elect Robert Eck | Mgmt | For | For | For | ||||
5 | Elect Robert Grubbs, Jr. | Mgmt | For | For | For | ||||
6 | Elect F. Philip Handy | Mgmt | For | For | For | ||||
7 | Elect Melvyn Klein | Mgmt | For | For | For | ||||
8 | Elect George Munoz | Mgmt | For | For | For | ||||
9 | Elect Stuart Sloan | Mgmt | For | For | For | ||||
10 | Elect Matthew Zell | Mgmt | For | For | For | ||||
11 | Elect Samuel Zell | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
AOL Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AOL | CUSIP 00184X105 | 06/14/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Tim Armstrong | Mgmt | For | TNA | N/A | ||||
1.2 | Elect Richard Dalzell | Mgmt | For | TNA | N/A | ||||
1.3 | Elect Karen Dykstra | Mgmt | For | TNA | N/A | ||||
1.4 | Elect Alberto Ibarguen | Mgmt | For | TNA | N/A | ||||
1.5 | Elect Susan Lyne | Mgmt | For | TNA | N/A | ||||
1.6 | Elect Patricia Mitchell | Mgmt | For | TNA | N/A | ||||
1.7 | Elect Fredric Reynolds | Mgmt | For | TNA | N/A | ||||
1.8 | Elect James Stengel | Mgmt | For | TNA | N/A | ||||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
4 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | TNA | N/A | ||||
5 | 2012 Employee Stock Purchase Plan | Mgmt | For | TNA | N/A | ||||
AOL Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AOL | CUSIP 00184X105 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dissident Nominee Dennis Miller | Mgmt | N/A | Withhold | N/A | ||||
1.2 | Elect Dissident Nominee Jeffrey Smith | Mgmt | N/A | For | N/A | ||||
1.3 | Elect Dissident Nominee James Warner | Mgmt | N/A | Withhold | N/A | ||||
1.4 | Elect Management Nominee Tim Armstrong | Mgmt | N/A | For | N/A | ||||
1.5 | Elect Management Nominee Richard Dalzell | Mgmt | N/A | For | N/A | ||||
1.6 | Elect Management Nominee Karen Dykstra | Mgmt | N/A | For | N/A | ||||
1.7 | Elect Management Nominee Susan Lyne | Mgmt | N/A | For | N/A | ||||
1.8 | Elect Management Nominee Frederic Reynolds | Mgmt | N/A | For | N/A | ||||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | ||||
4 | Amendment to the 2010 Stock Incentive Plan | Mgmt | N/A | For | N/A | ||||
5 | 2012 Employee Stock Purchase Plan | Mgmt | N/A | For | N/A | ||||
Aon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AON | CUSIP G0408V102 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lester Knight | Mgmt | For | For | For | ||||
2 | Elect Gregory Case | Mgmt | For | For | For | ||||
3 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
4 | Elect Cheryl Francis | Mgmt | For | For | For | ||||
5 | Elect Edgar Jannotta | Mgmt | For | For | For | ||||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | ||||
7 | Elect Robert Morrison | Mgmt | For | For | For | ||||
8 | Elect Richard Myers | Mgmt | For | For | For | ||||
9 | Elect Richard Notebaert | Mgmt | For | For | For | ||||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||||
11 | Elect Carolyn Woo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Apollo Commercial Real Estate Finance, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARI | CUSIP 03762U105 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Douglas Abbey | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Azrack | Mgmt | For | For | For | ||||
1.3 | Elect Mark Biderman | Mgmt | For | For | For | ||||
1.4 | Elect Alice Connell | Mgmt | For | For | For | ||||
1.5 | Elect Eric Press | Mgmt | For | For | For | ||||
1.6 | Elect Michael Salvati | Mgmt | For | For | For | ||||
1.7 | Elect Stuart Rothstein | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Apollo Tyres Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
APOLLOTYRE | CINS Y0188S147 | 04/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Other | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Amendment to Borrowing Powers | Mgmt | For | For | For | ||||
3 | Authority to Mortgage Assets | Mgmt | For | For | For | ||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAPL | CUSIP 037833100 | 02/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Timothy Cook | Mgmt | For | For | For | ||||
1.3 | Elect Millard Drexler | Mgmt | For | For | For | ||||
1.4 | Elect Albert Gore, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Robert Iger | Mgmt | For | For | For | ||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.7 | Elect Arthur Levinson | Mgmt | For | For | For | ||||
1.8 | Elect Ronald Sugar | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Applied Industrial Technologies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIT | CUSIP 03820C105 | 10/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Commes | Mgmt | For | For | For | ||||
1.2 | Elect John Meier | Mgmt | For | For | For | ||||
1.3 | Elect Peter Wallace | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | 2011 Long-Term Peformance Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Applied Materials, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMAT | CUSIP 038222105 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Aart de Geus | Mgmt | For | For | For | ||||
2 | Elect Stephen Forrest | Mgmt | For | For | For | ||||
3 | Elect Thomas Iannotti | Mgmt | For | For | For | ||||
4 | Elect Susan James | Mgmt | For | For | For | ||||
5 | Elect Alexander Karsner | Mgmt | For | For | For | ||||
6 | Elect Gerhard Parker | Mgmt | For | For | For | ||||
7 | Elect Dennis Powell | Mgmt | For | For | For | ||||
8 | Elect Willem Roelandts | Mgmt | For | For | For | ||||
9 | Elect James Rogers | Mgmt | For | For | For | ||||
10 | Elect Michael Splinter | Mgmt | For | For | For | ||||
11 | Elect Robert Swan | Mgmt | For | For | For | ||||
12 | Amendment to the Employee Stock Incentive Plan | Mgmt | For | For | For | ||||
13 | Amendment to the Senior Executive Bonus Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
ArcelorMittal S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MT | CINS L0302D129 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Luxembourg | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Directors' Fees | Mgmt | For | For | For | ||||
6 | Ratification of Board Acts | Mgmt | For | For | For | ||||
7 | Elect Naranayan Vaghul | Mgmt | For | For | For | ||||
8 | Elect Wilbur Ross, Jr. | Mgmt | For | Against | Against | ||||
9 | Elect Tye Burt | Mgmt | For | For | For | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Restricted Share Unit Plan | Mgmt | For | For | For | ||||
12 | Performance Share Unit Plan | Mgmt | For | For | For | ||||
13 | Increase in Authorized Share Capital | Mgmt | For | For | For | ||||
14 | Amendments to Articles | Mgmt | For | For | For | ||||
15 | Amendments to Articles | Mgmt | For | For | For | ||||
Arch Capital Group Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACGL | CUSIP G0450A105 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Eric Doppstadt | Mgmt | For | For | For | ||||
2 | Elect Constantine Iordanou | Mgmt | For | For | For | ||||
3 | Elect James Meenaghan | Mgmt | For | For | For | ||||
4 | Elect John Pasquesi | Mgmt | For | Abstain | Against | ||||
5 | Elect Anthony Asquith | Mgmt | For | For | For | ||||
6 | Elect Edgardo Balois | Mgmt | For | For | For | ||||
7 | Elect William E. Beveridge | Mgmt | For | For | For | ||||
8 | Elect Dennis R. Brand | Mgmt | For | For | For | ||||
9 | Elect Peter Calleo | Mgmt | For | For | For | ||||
10 | Elect Knud Christensen | Mgmt | For | For | For | ||||
11 | Elect Paul Cole | Mgmt | For | For | For | ||||
12 | Elect Graham B. R. Collis | Mgmt | For | For | For | ||||
13 | Elect William J. Cooney | Mgmt | For | For | For | ||||
14 | Elect Michael Feetham | Mgmt | For | For | For | ||||
15 | Elect Stephan Fogarty | Mgmt | For | For | For | ||||
16 | Elect Elizabeth Fullerton-Rome | Mgmt | For | For | For | ||||
17 | Elect Marc Grandisson | Mgmt | For | For | For | ||||
18 | Elect Michael A. Greene | Mgmt | For | For | For | ||||
19 | Elect John C. R. Hele | Mgmt | For | For | For | ||||
20 | Elect David W. Hipkin | Mgmt | For | For | For | ||||
21 | Elect W. Preston Hutchings | Mgmt | For | For | For | ||||
22 | Elect Constantine Iordanou | Mgmt | For | For | For | ||||
23 | Elect Wolbert H. Kamphuijs | Mgmt | For | For | For | ||||
24 | Elect Michael H. Kier | Mgmt | For | For | For | ||||
25 | Elect Lin Li-Williams | Mgmt | For | For | For | ||||
26 | Elect Mark D. Lyons | Mgmt | For | For | For | ||||
27 | Elect Adam Matteson | Mgmt | For | For | For | ||||
28 | Elect David McElroy | Mgmt | For | For | For | ||||
29 | Elect Rommel Mercado | Mgmt | For | For | For | ||||
30 | Elect Martin Nilsen | Mgmt | For | For | For | ||||
31 | Elect Mark Nolan | Mgmt | For | For | For | ||||
32 | Elect Nicolas Papadopoulo | Mgmt | For | For | For | ||||
33 | Elect Elisabeth Quinn | Mgmt | For | For | For | ||||
34 | Elect Maamoun Rajeh | Mgmt | For | For | For | ||||
35 | Elect John F. Rathgeber | Mgmt | For | For | For | ||||
36 | Elect Andrew Rippert | Mgmt | For | For | For | ||||
37 | Elect Paul S. Robotham | Mgmt | For | For | For | ||||
38 | Elect Carla Santamaria-Sena | Mgmt | For | For | For | ||||
39 | Elect Scott Schenker | Mgmt | For | For | For | ||||
40 | Elect Soren Scheuer | Mgmt | For | For | For | ||||
41 | Elect Budhi Singh | Mgmt | For | For | For | ||||
42 | Elect Helmut Sohler | Mgmt | For | For | For | ||||
43 | Elect Iwan van Munster | Mgmt | For | For | For | ||||
44 | Elect Angus Watson | Mgmt | For | For | For | ||||
45 | Elect James R. Weatherstone | Mgmt | For | For | For | ||||
46 | 2012 Long Term Incentive and Share Award Plan | Mgmt | For | For | For | ||||
47 | Ratification of Auditor | Mgmt | For | For | For | ||||
48 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Archer-Daniels-Midland Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADM | CUSIP 039483102 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect George Buckley | Mgmt | For | For | For | ||||
2 | Elect Mollie Carter | Mgmt | For | For | For | ||||
3 | Elect Terrell Crews | Mgmt | For | For | For | ||||
4 | Elect Pierre Dufour | Mgmt | For | For | For | ||||
5 | Elect Donald Felsinger | Mgmt | For | For | For | ||||
6 | Elect Antonio Maciel | Mgmt | For | For | For | ||||
7 | Elect Patrick Moore | Mgmt | For | For | For | ||||
8 | Elect Thomas O'Neill | Mgmt | For | For | For | ||||
9 | Elect Kelvin Westbrook | Mgmt | For | For | For | ||||
10 | Elect Patricia Woertz | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
14 | Shareholder Proposal Regarding Prohibition of Political Contributions | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Sustainable Palm Oil | ShrHldr | Against | Against | For | ||||
Arcos Dorados Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARCO | CUSIP G0457F107 | 04/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||||
3 | Elect Woods Staton | Mgmt | For | Against | Against | ||||
4 | Elect German Lemonnier | Mgmt | For | Against | Against | ||||
5 | Election of Third Director Nominee | Mgmt | For | Against | Against | ||||
Arkema S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AKE | CINS F0392W125 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Losses | Mgmt | For | For | For | ||||
7 | Dividend | Mgmt | For | For | For | ||||
8 | Related Party Transactions | Mgmt | For | For | For | ||||
9 | Severance Agreement (Thierry Le Henaff) | Mgmt | For | For | For | ||||
10 | Elect Thierry Le Henaff | Mgmt | For | For | For | ||||
11 | Elect Jean-Pierre Seeuws | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
18 | Global Ceiling for Capital Increases | Mgmt | For | For | For | ||||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
20 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
21 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
22 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Arlington Asset Investment Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AI | CUSIP 041356106 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Eric Billings | Mgmt | For | For | For | ||||
1.2 | Elect Daniel Altobello | Mgmt | For | For | For | ||||
1.3 | Elect Daniel Berce | Mgmt | For | For | For | ||||
1.4 | Elect Peter Gallagher | Mgmt | For | For | For | ||||
1.5 | Elect Ralph Michael III | Mgmt | For | For | For | ||||
1.6 | Elect Wallace Timmeny | Mgmt | For | For | For | ||||
1.7 | Elect J. Rock Tonkel, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Aruba Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARUN | CUSIP 043176106 | 12/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dominic Orr | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Keerti Melkote | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Bernard Guidon | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Emmanuel Hernandez | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Michael Kourey | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Douglas Leone | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Willem Roelandts | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Juergen Rottler | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Daniel Warmenhoven | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Ascena Retail Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASNA | CUSIP 04351G101 | 12/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Jaffe | Mgmt | For | For | For | ||||
1.2 | Elect Klaus Eppler | Mgmt | For | For | For | ||||
1.3 | Elect Kate Buggeln | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ashford Hospitality Trust Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AHT | CUSIP 044103109 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Archie Bennett, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Monty Bennett | Mgmt | For | For | For | ||||
1.3 | Elect Benjamin Ansell | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Callahan | Mgmt | For | For | For | ||||
1.5 | Elect Martin Edelman | Mgmt | For | For | For | ||||
1.6 | Elect W. Michael Murphy | Mgmt | For | For | For | ||||
1.7 | Elect Philip Payne | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
ASML Holding N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASML | CINS N07059178 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
9 | Performance Share Plan Grant | Mgmt | For | For | For | ||||
10 | Stock Option Grants to Employees | Mgmt | For | For | For | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Elect O.B. Bilous | Mgmt | For | For | For | ||||
13 | Elect Fritz Frohlich | Mgmt | For | For | For | ||||
14 | Elect Arthur van der Poel | Mgmt | For | For | For | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares in Case of Merger/Acquisition | Mgmt | For | For | For | ||||
20 | Authority to Suppress Preemptive Rights in Case of Merger/Acquisition | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Authority to Cancel Shares | Mgmt | For | For | For | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Assa Abloy AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASSA-B | CINS W0817X105 | 04/25/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
16 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
17 | Board Size | Mgmt | For | TNA | N/A | ||||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | ||||
19 | Election of Directors | Mgmt | For | TNA | N/A | ||||
20 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
21 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
22 | Authority to Repurchase and Issue Shares | Mgmt | For | TNA | N/A | ||||
23 | 2012 Long-Term Incentive Plan | Mgmt | For | TNA | N/A | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Associated British Foods plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABF | CINS G05600138 | 12/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Charles Sinclair | Mgmt | For | For | For | ||||
5 | Elect George Weston | Mgmt | For | For | For | ||||
6 | Elect John Bason | Mgmt | For | For | For | ||||
7 | Elect Timothy Clarke | Mgmt | For | For | For | ||||
8 | Elect Lord Michael Jay | Mgmt | For | For | For | ||||
9 | Elect Javier Ferran | Mgmt | For | For | For | ||||
10 | Elect Peter Smith | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Assurant, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIZ | CUSIP 04621X108 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Elaine Rosen | Mgmt | For | For | For | ||||
2 | Elect Howard Carver | Mgmt | For | For | For | ||||
3 | Elect Juan Cento | Mgmt | For | For | For | ||||
4 | Elect Elyse Douglas | Mgmt | For | For | For | ||||
5 | Elect Lawrence Jackson | Mgmt | For | For | For | ||||
6 | Elect David Kelso | Mgmt | For | For | For | ||||
7 | Elect Charles Koch | Mgmt | For | For | For | ||||
8 | Elect H. Carroll Mackin | Mgmt | For | For | For | ||||
9 | Elect Robert Pollock | Mgmt | For | For | For | ||||
10 | Elect Paul Reilly | Mgmt | For | For | For | ||||
11 | Elect Robert Stein | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Assured Guaranty Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGO | CUSIP G0585R106 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Francisco Borges | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Cozen | Mgmt | For | For | For | ||||
1.3 | Elect Patrick Kenny | Mgmt | For | For | For | ||||
1.4 | Elect Donald Layton | Mgmt | For | For | For | ||||
1.5 | Elect Robin Monro-Davies | Mgmt | For | For | For | ||||
1.6 | Elect Michael O'Kane | Mgmt | For | For | For | ||||
1.7 | Elect Wilbur Ross, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Walter Scott | Mgmt | For | For | For | ||||
1.9 | Elect Howard W. Albert | Mgmt | For | For | For | ||||
1.10 | Elect Robert A. Bailenson | Mgmt | For | For | For | ||||
1.11 | Elect Russell B. Brewer II | Mgmt | For | For | For | ||||
1.12 | Elect Gary Burnet | Mgmt | For | For | For | ||||
1.13 | Elect Dominic J. Frederico | Mgmt | For | For | For | ||||
1.14 | Elect James M. Michener | Mgmt | For | For | For | ||||
1.15 | Elect Robert B. Mills | Mgmt | For | For | For | ||||
1.16 | Elect Kevin Pearson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | ||||
Astellas Pharma Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4503 | CINS J03393105 | 06/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | ||||
4 | Elect Yasuo Ishii | Mgmt | For | For | For | ||||
5 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | ||||
6 | Elect Shiroh Yasutake | Mgmt | For | For | For | ||||
7 | Elect Yasuyuki Takai | Mgmt | For | For | For | ||||
8 | Elect Kanoko Ohishi | Mgmt | For | For | For | ||||
9 | Elect Naoki Aikawa | Mgmt | For | For | For | ||||
10 | Elect Shigeru Nishiyama | Mgmt | For | For | For | ||||
11 | Bonus | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
Astra Agro Lestari Tbk | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AALI | CINS Y7116Q119 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Annual Report | Mgmt | For | For | For | ||||
2 | Utilization of Profits | Mgmt | For | For | For | ||||
3 | Directors' and Commissioners' Fees | Mgmt | For | Against | Against | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
Astrazeneca plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AZN | CINS G0593M107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Appointment of Auditor | Mgmt | For | For | For | ||||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
5 | Elect Louis Schweitzer | Mgmt | For | For | For | ||||
6 | Elect David Brennan | Mgmt | For | For | For | ||||
7 | Elect Simon Lowth | Mgmt | For | For | For | ||||
8 | Elect Genevieve Berger | Mgmt | For | For | For | ||||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | ||||
10 | Elect Graham Chipchase | Mgmt | For | For | For | ||||
11 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | ||||
12 | Elect Leif Johansson | Mgmt | For | For | For | ||||
13 | Elect Rudy Markham | Mgmt | For | For | For | ||||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | ||||
15 | Elect Shriti Vadera | Mgmt | For | For | For | ||||
16 | Elect John Varley | Mgmt | For | For | For | ||||
17 | Elect Marcus Wallenberg | Mgmt | For | For | For | ||||
18 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Savings-Related Share Option Scheme | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
ASUSTeK Computer Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2357 | CINS Y04327105 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | ||||
7 | Election of Directors: Samson HU | Mgmt | For | Against | Against | ||||
8 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | ||||
9 | Extraordinary Motions | Mgmt | For | Against | Against | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
AT&T Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
T | CUSIP 00206R102 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Randall Stephenson | Mgmt | For | For | For | ||||
2 | Elect Gilbert Amelio | Mgmt | For | For | For | ||||
3 | Elect Reuben Anderson | Mgmt | For | For | For | ||||
4 | Elect James Blanchard | Mgmt | For | For | For | ||||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
6 | Elect James Kelly | Mgmt | For | For | For | ||||
7 | Elect Jon Madonna | Mgmt | For | For | For | ||||
8 | Elect John McCoy | Mgmt | For | For | For | ||||
9 | Elect Joyce Roche | Mgmt | For | For | For | ||||
10 | Elect Matthew Rose | Mgmt | For | For | For | ||||
11 | Elect Laura Tyson | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Restoration of Written Consent | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO | ShrHldr | Against | For | Against | ||||
Athenahealth, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ATHN | CUSIP 04685W103 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Mann | Mgmt | For | For | For | ||||
1.2 | Elect David Robinson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Stock Option and Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Australia and New Zealand Banking Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANZ | CINS Q09504137 | 12/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Equity Grant (CEO Michael Smith) | Mgmt | For | For | For | ||||
4 | Approve UK Stapled Securities Buy-Back | Mgmt | For | For | For | ||||
5 | Ratify Placement of Securities | Mgmt | For | For | For | ||||
6 | Elect Robert Reeves | Mgmt | Against | Against | For | ||||
7 | Re-elect Peter Hay | Mgmt | For | For | For | ||||
8 | Re-elect Alison Watkins | Mgmt | For | For | For | ||||
AvalonBay Communities, Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVB | CUSIP 053484101 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bryce Blair | Mgmt | For | For | For | ||||
1.2 | Elect Alan Buckelew | Mgmt | For | For | For | ||||
1.3 | Elect Bruce Choate | Mgmt | For | For | For | ||||
1.4 | Elect John Healy, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Timothy Naughton | Mgmt | For | For | For | ||||
1.6 | Elect Lance Primis | Mgmt | For | For | For | ||||
1.7 | Elect Peter Rummell | Mgmt | For | For | For | ||||
1.8 | Elect H. Jay Sarles | Mgmt | For | For | For | ||||
1.9 | Elect W. Edward Walter | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | ||||
AVEO Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVEO | CUSIP 053588109 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth Bate | Mgmt | For | For | For | ||||
1.2 | Elect Ronald DePinho | Mgmt | For | For | For | ||||
1.3 | Elect Anthony Evnin | Mgmt | For | For | For | ||||
1.4 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For | ||||
1.5 | Elect Raju Kucherlapati | Mgmt | For | For | For | ||||
1.6 | Elect Henri Termeer | Mgmt | For | For | For | ||||
1.7 | Elect Kenneth Weg | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Robert Young | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Avis Budget Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAR | CUSIP 053774105 | 06/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ronald Nelson | Mgmt | For | For | For | ||||
2 | Elect Alun Cathcart | Mgmt | For | For | For | ||||
3 | Elect Mary Choksi | Mgmt | For | For | For | ||||
4 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | ||||
5 | Elect Martin Edelman | Mgmt | For | For | For | ||||
6 | Elect John Hardy, Jr. | Mgmt | For | For | For | ||||
7 | Elect Lynn Krominga | Mgmt | For | For | For | ||||
8 | Elect Eduardo Mestre | Mgmt | For | For | For | ||||
9 | Elect F. Robert Salerno | Mgmt | For | For | For | ||||
10 | Elect Stender Sweeney | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 2007 Equity and Incentive Plan | Mgmt | For | For | For | ||||
14 | Re-Approval of Performance Goals Under 2007 Equity and Incentive Plan | Mgmt | For | For | For | ||||
AXA S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXA | CINS F06106102 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Elect Francois Martineau | Mgmt | For | Against | Against | ||||
9 | Elect Stefan Lippe | Mgmt | For | Against | Against | ||||
10 | Elect Doina Palici-Chehab | Mgmt | For | Against | Against | ||||
11 | Elect Fewzia Allaouat | Mgmt | Against | Against | For | ||||
12 | Elect Olivier Dot | Mgmt | Against | Against | For | ||||
13 | Elect Herbert Fuchs | Mgmt | Against | Against | For | ||||
14 | Elect Denis Gouyou-Beauchamps | Mgmt | Against | Against | For | ||||
15 | Elect Thierry Jousset | Mgmt | Against | Against | For | ||||
16 | Elect Rodney Koch | Mgmt | Against | Against | For | ||||
17 | Elect Emmanuel Rame | Mgmt | Against | Against | For | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
22 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
24 | Amendment Regarding Related Party Transactions | Mgmt | For | For | For | ||||
25 | Amendment Regarding Electronic Signature of Ballots | Mgmt | For | For | For | ||||
26 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
AZZ Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AZZ | CUSIP 002474104 | 07/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martin Bowen | Mgmt | For | For | For | ||||
1.2 | Elect Sam Rosen | Mgmt | For | For | For | ||||
1.3 | Elect Kevern Joyce | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Banco Bilbao Vizcaya Argentaria S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBVA | CINS E11805103 | 03/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | ||||
3 | Elect Jose Antonio Fernandez Rivero | Mgmt | For | Against | Against | ||||
4 | Elect Jose Maldonado Ramos | Mgmt | For | Against | Against | ||||
5 | Elect Enrique Medina Fernandez | Mgmt | For | Against | Against | ||||
6 | Elect Juan Pi Llorens | Mgmt | For | Against | Against | ||||
7 | Elect Belen Garifo Lopez | Mgmt | For | Against | Against | ||||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
9 | Scrip Dividend | Mgmt | For | For | For | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Scrip Dividend | Mgmt | For | For | For | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Amendment to Multi-Annual Incentive Plan | Mgmt | For | For | For | ||||
15 | Amendment to Annual Variable Incentive Plan | Mgmt | For | For | For | ||||
16 | Amendments to Articles Regarding Corporate Enterprises Act | Mgmt | For | For | For | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Amendments to Articles Regarding Directors' Remuneration | Mgmt | For | For | For | ||||
19 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
22 | Appointment of Auditor | Mgmt | For | For | For | ||||
23 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
24 | Remuneration Report | Mgmt | For | For | For | ||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Banco Latinoamericano de Comercio Exterior S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BLX | CUSIP P16994132 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3.1 | Elect Guillermo Guemez Garcia | Mgmt | For | For | For | ||||
3.2 | Elect Gonzalo Menendez Duque | Mgmt | For | For | For | ||||
3.3 | Elect Jaime Rivera | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Bank of America Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAC | CUSIP 060505104 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mukesh Ambani | Mgmt | For | For | For | ||||
2 | Elect Susan Bies | Mgmt | For | For | For | ||||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | ||||
4 | Elect Virgis Colbert | Mgmt | For | For | For | ||||
5 | Elect Charles Gifford | Mgmt | For | For | For | ||||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
7 | Elect Monica Lozano | Mgmt | For | For | For | ||||
8 | Elect Thomas May | Mgmt | For | For | For | ||||
9 | Elect Brian Moynihan | Mgmt | For | For | For | ||||
10 | Elect Donald Powell | Mgmt | For | For | For | ||||
11 | Elect Charles Rossotti | Mgmt | For | For | For | ||||
12 | Elect Robert Scully | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | ||||
Bank Of The Ozarks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OZRK | CUSIP 063904106 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George Gleason | Mgmt | For | For | For | ||||
1.2 | Elect Mark Ross | Mgmt | For | For | For | ||||
1.3 | Elect Jean Arehart | Mgmt | For | For | For | ||||
1.4 | Elect Nicholas Brown | Mgmt | For | For | For | ||||
1.5 | Elect Richard Cisne | Mgmt | For | For | For | ||||
1.6 | Elect Robert East | Mgmt | For | For | For | ||||
1.7 | Elect Linda Gleason | Mgmt | For | For | For | ||||
1.8 | Elect Henry Mariani | Mgmt | For | For | For | ||||
1.9 | Elect Robert Proost | Mgmt | For | For | For | ||||
1.10 | Elect R. L. Qualls | Mgmt | For | For | For | ||||
1.11 | Elect John Reynolds | Mgmt | For | For | For | ||||
1.12 | Elect Kennith Smith | Mgmt | For | For | For | ||||
1.13 | Elect Sherece West | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Barclays plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BARC | CINS G08036124 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Marcus Agius | Mgmt | For | For | For | ||||
4 | Elect David Booth | Mgmt | For | For | For | ||||
5 | Elect Alison Carnwath | Mgmt | For | For | For | ||||
6 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
7 | Elect Robert Diamond, Jr. | Mgmt | For | For | For | ||||
8 | Elect Simon Fraser | Mgmt | For | Against | Against | ||||
9 | Elect Reuben Jeffery III | Mgmt | For | For | For | ||||
10 | Elect Sir Andrew Likierman | Mgmt | For | For | For | ||||
11 | Elect Christopher Lucas | Mgmt | For | For | For | ||||
12 | Elect Dambisa Moyo | Mgmt | For | For | For | ||||
13 | Elect Sir Michael Rake | Mgmt | For | For | For | ||||
14 | Elect Sir John Sunderland | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Basf SE | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAS | CINS D06216317 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Amendments to Articles | Mgmt | For | For | For | ||||
Basic Energy Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAS | CUSIP 06985P100 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Sylvester Johnson IV | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Steven Webster | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Bayer AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAY | CINS D0712D163 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Elect Manfred Schneider | Mgmt | For | For | For | ||||
8 | Elect Werner Wenning | Mgmt | For | For | For | ||||
9 | Elect Paul Achleitner | Mgmt | For | For | For | ||||
10 | Elect Clemens Borsig | Mgmt | For | For | For | ||||
11 | Elect Thomas Ebeling | Mgmt | For | For | For | ||||
12 | Elect Klaus Kleinfeld | Mgmt | For | For | For | ||||
13 | Elect Helmut Panke | Mgmt | For | For | For | ||||
14 | Elect Sue Rataj | Mgmt | For | For | For | ||||
15 | Elect Ekkehard Schulz | Mgmt | For | For | For | ||||
16 | Elect Klaus Sturany | Mgmt | For | For | For | ||||
17 | Elect Ernst-Ludwig Winnacker | Mgmt | For | For | For | ||||
18 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||||
19 | Appointment of Auditor | Mgmt | For | For | For | ||||
Bayerische Motoren Werke AG (BMW) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMW | CINS D12096109 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Compensation Policy | Mgmt | For | For | For | ||||
BBMG Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2009 | CINS Y076A3105 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Directors' Report | Mgmt | For | For | For | ||||
4 | Supervisors' Report | Mgmt | For | For | For | ||||
5 | Financial Statements | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
8 | Amendments to Procedural Rules | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
BCE Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BCE | CUSIP 05534B760 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barry Allen | Mgmt | For | For | For | ||||
1.2 | Elect Andre Berard | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Ronald Brenneman | Mgmt | For | For | For | ||||
1.4 | Elect Sophie Brochu | Mgmt | For | For | For | ||||
1.5 | Elect Robert Brown | Mgmt | For | For | For | ||||
1.6 | Elect George Cope | Mgmt | For | For | For | ||||
1.7 | Elect Anthony Fell | Mgmt | For | For | For | ||||
1.8 | Elect Edward Lumley | Mgmt | For | For | For | ||||
1.9 | Elect Thomas O'Neill | Mgmt | For | Withhold | Against | ||||
1.10 | Elect James Prentice | Mgmt | For | For | For | ||||
1.11 | Elect Robert Simmonds | Mgmt | For | For | For | ||||
1.12 | Elect Carole Taylor | Mgmt | For | For | For | ||||
1.13 | Elect Paul Weiss | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Performance Objectives and Vesting Period of Options | Mgmt | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Comparison of Compensation and Financial Performance | Mgmt | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Compensation Consultants | Mgmt | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Formation of a Separate Risk Management Committee | Mgmt | Against | Against | For | ||||
Beacon Roofing Supply, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BECN | CUSIP 073685109 | 02/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Buck | Mgmt | For | For | For | ||||
1.2 | Elect Paul Isabella | Mgmt | For | For | For | ||||
1.3 | Elect H. Arthur Bellows, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect James Gaffney | Mgmt | For | For | For | ||||
1.5 | Elect Peter Gotsch | Mgmt | For | For | For | ||||
1.6 | Elect Stuart Randle | Mgmt | For | For | For | ||||
1.7 | Elect Wilson Sexton | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Bed Bath & Beyond Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBBY | CUSIP 075896100 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | ||||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | ||||
3 | Elect Steven Temares | Mgmt | For | For | For | ||||
4 | Elect Dean Adler | Mgmt | For | For | For | ||||
5 | Elect Stanley Barshay | Mgmt | For | For | For | ||||
6 | Elect Klaus Eppler | Mgmt | For | For | For | ||||
7 | Elect Patrick Gaston | Mgmt | For | For | For | ||||
8 | Elect Jordan Heller | Mgmt | For | For | For | ||||
9 | Elect Victoria Morrison | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | ||||
Belo Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BLC | CUSIP 080555105 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter Altabel | Mgmt | For | For | For | ||||
1.2 | Elect Henry Becton, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect James Moroney III | Mgmt | For | For | For | ||||
1.4 | Elect Lloyd Ward | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Technical Amendments to Certificate of Incorporation | Mgmt | For | For | For | ||||
Bemis Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMS | CUSIP 081437105 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Bolton | Mgmt | For | For | For | ||||
1.2 | Elect Barbara Johnson | Mgmt | For | For | For | ||||
1.3 | Elect Paul Peercy | Mgmt | For | For | For | ||||
1.4 | Elect Ronald Floto | Mgmt | For | For | For | ||||
1.5 | Elect William Mansfield | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Berkshire Hathaway Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRK.A | CUSIP 084670108 | 05/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Warren Buffett | Mgmt | For | For | For | ||||
1.2 | Elect Charles Munger | Mgmt | For | For | For | ||||
1.3 | Elect Howard Buffett | Mgmt | For | For | For | ||||
1.4 | Elect Stephen Burke | Mgmt | For | For | For | ||||
1.5 | Elect Susan Decker | Mgmt | For | For | For | ||||
1.6 | Elect William Gates III | Mgmt | For | For | For | ||||
1.7 | Elect David Gottesman | Mgmt | For | For | For | ||||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | ||||
1.9 | Elect Donald Keough | Mgmt | For | For | For | ||||
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | ||||
1.11 | Elect Ronald Olson | Mgmt | For | For | For | ||||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | ||||
2 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | ||||
BG Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BG | CINS G1245Z108 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Vivienne Cox | Mgmt | For | Against | Against | ||||
5 | Elect Chris Finlayson | Mgmt | For | Against | Against | ||||
6 | Elect Andrew Gould | Mgmt | For | Against | Against | ||||
7 | Elect Peter Backhouse | Mgmt | For | Against | Against | ||||
8 | Elect Fabio de Oliveira Barbosa | Mgmt | For | Against | Against | ||||
9 | Elect Sir Frank Chapman | Mgmt | For | Against | Against | ||||
10 | Elect Baroness Hogg | Mgmt | For | Against | Against | ||||
11 | Elect John Hood | Mgmt | For | Against | Against | ||||
12 | Elect Martin Houston | Mgmt | For | Against | Against | ||||
13 | Elect Caio Koch-Weser | Mgmt | For | Against | Against | ||||
14 | Elect Sir David Manning | Mgmt | For | Against | Against | ||||
15 | Elect Mark Seligman | Mgmt | For | Against | Against | ||||
16 | Elect Patrick Thomas | Mgmt | For | Against | Against | ||||
17 | Elect Philippe Varin | Mgmt | For | Against | Against | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
BHP Billiton Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BHP | CINS Q1498M100 | 11/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
2 | Elect Lindsay Maxsted (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
3 | Elect Shriti Vadera (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
4 | Re-elect Malcolm Broomhead (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
5 | Re-elect John Buchanan (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
6 | Re-elect Carlos Cordeiro (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
7 | Re-elect David Crawford (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
8 | Re-elect Carolyn Hewson (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
9 | Re-elect Marius Kloppers (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
10 | Re-elect Wayne Murdy (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
11 | Re-elect Keith Rumble (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
12 | Re-elect John Schubert (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
13 | Re-elect Jacques Nasser (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
14 | Appoint Auditor and Authorise Board to Set Fees (BHP Billiton plc) | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares (BHP Billiton plc) | Mgmt | For | For | For | ||||
18 | Remuneration Report | Mgmt | For | For | For | ||||
19 | Approve Termination Payments (GMC) | Mgmt | For | For | For | ||||
20 | Equity Grant (CEO Marius Kloppers) | Mgmt | For | For | For | ||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
BIC (Societe Bic) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BB | CINS F10080103 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Elect John Glen | Mgmt | For | Against | Against | ||||
10 | Elect Marie-Henriette Poinsot | Mgmt | For | Against | Against | ||||
11 | Elect Pierre Vareille | Mgmt | For | Against | Against | ||||
12 | Elect Edouard Bich (Societe M.B.D.) | Mgmt | For | Against | Against | ||||
13 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
16 | Authority to Increase Capital through Capitalizations | Mgmt | For | For | For | ||||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
18 | Disapplication of Preemptive Rights Pursuant to Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Big Lots, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BIG | CUSIP 089302103 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Berger | Mgmt | For | For | For | ||||
1.2 | Elect James Chambers | Mgmt | For | For | For | ||||
1.3 | Elect Steven Fishman | Mgmt | For | For | For | ||||
1.4 | Elect Peter Hayes | Mgmt | For | For | For | ||||
1.5 | Elect Brenda Lauderback | Mgmt | For | For | For | ||||
1.6 | Elect Philip Mallott | Mgmt | For | For | For | ||||
1.7 | Elect Russell Solt | Mgmt | For | For | For | ||||
1.8 | Elect James Tener | Mgmt | For | For | For | ||||
1.9 | Elect Dennis Tishkoff | Mgmt | For | For | For | ||||
2 | 2012 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Biglari Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BH | CUSIP 08986R101 | 09/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authorization of Dual Class Stock | Mgmt | For | Against | Against | ||||
Black Box Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBOX | CUSIP 091826107 | 08/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Andrews | Mgmt | For | For | For | ||||
1.2 | Elect R. Terry Blakemore | Mgmt | For | For | For | ||||
1.3 | Elect Richard Crouch | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Golonski | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Greig | Mgmt | For | For | For | ||||
1.6 | Elect William Hernandez | Mgmt | For | For | For | ||||
1.7 | Elect Edward Nicholson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Black Earth Farming Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BEF | CINS G1311M114 | 05/25/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
12 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
13 | Board Size; Number of Auditors | Mgmt | For | TNA | N/A | ||||
14 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | ||||
15 | Election of Directors; Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
16 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
17 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
18 | Long-Term Incentive Plan | Mgmt | For | TNA | N/A | ||||
19 | Amendment to the Warrant Plan | Mgmt | For | TNA | N/A | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Blue Coat Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BCSI | CUSIP 09534T508 | 10/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brian NeSmith | Mgmt | For | For | For | ||||
1.2 | Elect David Hanna | Mgmt | For | For | For | ||||
1.3 | Elect James Barth | Mgmt | For | For | For | ||||
1.4 | Elect Keith Geeslin | Mgmt | For | For | For | ||||
1.5 | Elect James Tolonen | Mgmt | For | For | For | ||||
1.6 | Elect Carol Mills | Mgmt | For | For | For | ||||
1.7 | Elect Gregory Clark | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Bluegreen Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BXG | CUSIP 096231105 | 06/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
BM&F BOVESPA SA Bolsa de Valores, Mercadorias e Futuros | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BVMF3 | CINS P73232103 | 03/27/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Remuneration Policy | Mgmt | For | TNA | N/A | ||||
BM&F BOVESPA SA Bolsa de Valores, Mercadorias e Futuros | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BVMF3 | CINS P73232103 | 03/27/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Amendment to Articles Regarding Reconciliation of Share Capital | Mgmt | For | TNA | N/A | ||||
5 | Amendments to Articles Regarding Audit Committee | Mgmt | For | TNA | N/A | ||||
6 | Amendments to Articles Regarding Audit Committee | Mgmt | For | TNA | N/A | ||||
7 | Amendments to Articles Regarding Audit Committee | Mgmt | For | TNA | N/A | ||||
8 | Amendments to Articles Regarding Tender Offer | Mgmt | For | TNA | N/A | ||||
9 | Amendment to Articles Regarding Tender Offers | Mgmt | For | TNA | N/A | ||||
10 | Amendments to Articles Regarding Novo Mercado Regulations | Mgmt | For | TNA | N/A | ||||
BNP Paribas | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BNP | CINS F1058Q238 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Alternate Auditor | Mgmt | For | For | For | ||||
10 | Appointment of Auditor and Alternate Auditor | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Alternate Auditor | Mgmt | For | For | For | ||||
12 | Elect Denis Kessler | Mgmt | For | For | For | ||||
13 | Elect Laurence Parisot | Mgmt | For | For | For | ||||
14 | Elect Michel Pebereau | Mgmt | For | Against | Against | ||||
15 | Elect Pierre-Andre de Chalendar | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | ||||
19 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
20 | Global Ceiling on Capital Increases and Debt Issuances w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
22 | Global Ceiling on Capital Increases and Debt Issuances w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
24 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
BP plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BP | CINS G12793108 | 04/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Robert Dudley | Mgmt | For | For | For | ||||
4 | Elect Iain Conn | Mgmt | For | For | For | ||||
5 | Elect Brian Gilvary | Mgmt | For | For | For | ||||
6 | Elect Byron Grote | Mgmt | For | For | For | ||||
7 | Elect Paul Anderson | Mgmt | For | For | For | ||||
8 | Elect Frank Bowman | Mgmt | For | For | For | ||||
9 | Elect Antony Burgmans | Mgmt | For | For | For | ||||
10 | Elect Cynthia Carroll | Mgmt | For | For | For | ||||
11 | Elect George David | Mgmt | For | For | For | ||||
12 | Elect Ian Davis | Mgmt | For | For | For | ||||
13 | Elect Dame Ann Dowling | Mgmt | For | For | For | ||||
14 | Elect Brendan Nelson | Mgmt | For | For | For | ||||
15 | Elect Phuthuma Nhleko | Mgmt | For | For | For | ||||
16 | Elect Andrew Shilston | Mgmt | For | For | For | ||||
17 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | ||||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
BRF Brasil Foods SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRFS3 | CUSIP 10552T107 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Election of Supervisory Council | Mgmt | For | For | For | ||||
4 | Election of Alternate Board Member | Mgmt | For | For | For | ||||
5 | Remuneration Report | Mgmt | For | For | For | ||||
6 | Amendments to Articles | Mgmt | For | For | For | ||||
7 | Amendment to Stock Option Plan | Mgmt | For | For | For | ||||
Brinker International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EAT | CUSIP 109641100 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Douglas Brooks | Mgmt | For | For | For | ||||
1.2 | Elect David Deno | Mgmt | For | For | For | ||||
1.3 | Elect Joseph DePinto | Mgmt | For | For | For | ||||
1.4 | Elect Michael Dixon | Mgmt | For | For | For | ||||
1.5 | Elect Harriet Edelman | Mgmt | For | For | For | ||||
1.6 | Elect Jon Luther | Mgmt | For | For | For | ||||
1.7 | Elect John Mims | Mgmt | For | For | For | ||||
1.8 | Elect George Mrkonic | Mgmt | For | For | For | ||||
1.9 | Elect Rosendo Parra | Mgmt | For | For | For | ||||
1.10 | Elect Cece Smith | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
British American Tobacco plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BATS | CINS G1510J102 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
6 | Elect Richard Burrows | Mgmt | For | For | For | ||||
7 | Elect John Daly | Mgmt | For | For | For | ||||
8 | Elect Karen de Segundo | Mgmt | For | For | For | ||||
9 | Elect Nicandro Durante | Mgmt | For | For | For | ||||
10 | Elect Robert Lerwill | Mgmt | For | For | For | ||||
11 | Elect Christine Morin-Postel | Mgmt | For | For | For | ||||
12 | Elect Gerard Murphy | Mgmt | For | For | For | ||||
13 | Elect Kieran Poynter | Mgmt | For | For | For | ||||
14 | Elect Anthony Ruys | Mgmt | For | For | For | ||||
15 | Elect Sir Nicholas Scheele | Mgmt | For | For | For | ||||
16 | Elect Ben Stevens | Mgmt | For | For | For | ||||
17 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
British Sky Broadcasting Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BSY | CINS G15632105 | 11/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Jeremy Darroch | Mgmt | For | Against | Against | ||||
4 | Elect David DeVoe | Mgmt | For | Against | Against | ||||
5 | Elect Andrew Griffith | Mgmt | For | Against | Against | ||||
6 | Elect Nicholas Ferguson | Mgmt | For | Against | Against | ||||
7 | Elect Andrew Higginson | Mgmt | For | Against | Against | ||||
8 | Elect Thomas Mockridge | Mgmt | For | Against | Against | ||||
9 | Elect James Murdoch | Mgmt | For | Against | Against | ||||
10 | Elect Jacques Nasser | Mgmt | For | Against | Against | ||||
11 | Elect Dame Gail Rebuck | Mgmt | For | Against | Against | ||||
12 | Elect Daniel Rimer | Mgmt | For | Against | Against | ||||
13 | Elect Arthur Siskind | Mgmt | For | Against | Against | ||||
14 | Elect Lord Wilson of Dinton | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
16 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Off-Market Repurchase of Shares | Mgmt | For | For | For | ||||
Broadcom Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRCM | CUSIP 111320107 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Finocchio, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Nancy Handel | Mgmt | For | For | For | ||||
1.3 | Elect Eddy Hartenstein | Mgmt | For | For | For | ||||
1.4 | Elect Maria Klawe | Mgmt | For | For | For | ||||
1.5 | Elect John Major | Mgmt | For | For | For | ||||
1.6 | Elect Scott McGregor | Mgmt | For | For | For | ||||
1.7 | Elect William Morrow | Mgmt | For | For | For | ||||
1.8 | Elect Henry Samueli | Mgmt | For | For | For | ||||
1.9 | Elect Robert Switz | Mgmt | For | For | For | ||||
2 | Amendment to the 1998 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
3 | 2012 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Broadridge Financial Solutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BR | CUSIP 11133T103 | 11/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leslie Brun | Mgmt | For | For | For | ||||
2 | Elect Richard Daly | Mgmt | For | For | For | ||||
3 | Elect Robert Duelks | Mgmt | For | For | For | ||||
4 | Elect Richard Haviland | Mgmt | For | For | For | ||||
5 | Elect Sandra Jaffee | Mgmt | For | For | For | ||||
6 | Elect Alexandra Lebenthal | Mgmt | For | For | For | ||||
7 | Elect Stuart Levine | Mgmt | For | For | For | ||||
8 | Elect Thomas Perna | Mgmt | For | For | For | ||||
9 | Elect Alan Weber | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
BroadSoft Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BSFT | CUSIP 11133B409 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Goodman | Mgmt | For | For | For | ||||
1.2 | Elect Douglas Maine | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Brunswick Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BC | CUSIP 117043109 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Anne Belec | Mgmt | For | For | For | ||||
2 | Elect Manuel Fernandez | Mgmt | For | For | For | ||||
3 | Elect J. Steven Whisler | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
BT Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BT.A | CINS G16612106 | 07/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Sir Michael Rake | Mgmt | For | For | For | ||||
5 | Elect Ian Livingston | Mgmt | For | For | For | ||||
6 | Elect Tony Chanmugam | Mgmt | For | For | For | ||||
7 | Elect Gavin Patterson | Mgmt | For | For | For | ||||
8 | Elect Tony Ball | Mgmt | For | For | For | ||||
9 | Elect J. Eric Daniels | Mgmt | For | For | For | ||||
10 | Elect Patricia Hewitt | Mgmt | For | For | For | ||||
11 | Elect Phil Hodkinson | Mgmt | For | For | For | ||||
12 | Elect Carl Symon | Mgmt | For | For | For | ||||
13 | Elect Nicholas Rose | Mgmt | For | For | For | ||||
14 | Elect Jasmine Whitbread | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
22 | Employee Sharesave Scheme Renewal | Mgmt | For | For | For | ||||
23 | International Employee Sharesave Scheme Renewal | Mgmt | For | For | For | ||||
24 | Employee Share Investment Plan Renewal | Mgmt | For | For | For | ||||
25 | Employee Stock Purchase Plan Renewal | Mgmt | For | For | For | ||||
26 | Executive Portfolio Renewal | Mgmt | For | For | For | ||||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Bunge Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BG | CUSIP G16962105 | 05/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Francis Coppinger | Mgmt | For | For | For | ||||
2 | Elect Alberto Weisser | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Bunzl plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BNZL | CINS G16968110 | 04/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Philip Rogerson | Mgmt | For | For | For | ||||
4 | Elect Michael Roney | Mgmt | For | For | For | ||||
5 | Elect Pat Larmon | Mgmt | For | For | For | ||||
6 | Elect Brian May | Mgmt | For | For | For | ||||
7 | Elect Ulrich Wolters | Mgmt | For | For | For | ||||
8 | Elect Peter Johnson | Mgmt | For | For | For | ||||
9 | Elect David Sleath | Mgmt | For | For | For | ||||
10 | Elect Eugenia Ulasewicz | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
13 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Burberry Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRBY | CINS G1699R107 | 07/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect John Peace | Mgmt | For | For | For | ||||
5 | Elect Angela Ahrendts | Mgmt | For | For | For | ||||
6 | Elect Philip Bowman | Mgmt | For | For | For | ||||
7 | Elect Ian Carter | Mgmt | For | For | For | ||||
8 | Elect Stacey Cartwright | Mgmt | For | For | For | ||||
9 | Elect Stephanie George | Mgmt | For | For | For | ||||
10 | Elect David Tyler | Mgmt | For | For | For | ||||
11 | Elect John Smith | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Sharesave Plan 2011 | Mgmt | For | For | For | ||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
CA, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CA | CUSIP 12673P105 | 08/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Raymond Bromark | Mgmt | For | For | For | ||||
2 | Elect Gary Fernandes | Mgmt | For | For | For | ||||
3 | Elect Rohit Kapoor | Mgmt | For | For | For | ||||
4 | Elect Kay Koplovitz | Mgmt | For | For | For | ||||
5 | Elect Christopher Lofgren | Mgmt | For | For | For | ||||
6 | Elect William McCracken | Mgmt | For | For | For | ||||
7 | Elect Richard Sulpizio | Mgmt | For | For | For | ||||
8 | Elect Laura Unger | Mgmt | For | For | For | ||||
9 | Elect Arthur Weinbach | Mgmt | For | For | For | ||||
10 | Elect Ron Zambonini | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
14 | 2011 Incentive Plan | Mgmt | For | For | For | ||||
15 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Cabela's Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAB | CUSIP 126804301 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Theodore Armstrong | Mgmt | For | For | For | ||||
2 | Elect Richard Cabela | Mgmt | For | Against | Against | ||||
3 | Elect James Cabela | Mgmt | For | For | For | ||||
4 | Elect John Edmondson | Mgmt | For | For | For | ||||
5 | Elect John Gottschalk | Mgmt | For | For | For | ||||
6 | Elect Dennis Highby | Mgmt | For | For | For | ||||
7 | Elect Reuben Mark | Mgmt | For | For | For | ||||
8 | Elect Michael McCarthy | Mgmt | For | For | For | ||||
9 | Elect Thomas Millner | Mgmt | For | For | For | ||||
10 | Elect Beth Pritchard | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Caci International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CACI | CUSIP 127190304 | 11/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Cofoni | Mgmt | For | For | For | ||||
1.2 | Elect James Gilmore III | Mgmt | For | For | For | ||||
1.3 | Elect Gregory Johnson | Mgmt | For | For | For | ||||
1.4 | Elect Richard Leatherwood | Mgmt | For | For | For | ||||
1.5 | Elect J.P. London | Mgmt | For | For | For | ||||
1.6 | Elect James Pavitt | Mgmt | For | For | For | ||||
1.7 | Elect Warren Phillips | Mgmt | For | For | For | ||||
1.8 | Elect Charles Revoile | Mgmt | For | For | For | ||||
1.9 | Elect William Wallace | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | ||||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cadence Design Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CDNS | CUSIP 127387108 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Susan Bostrom | Mgmt | For | For | For | ||||
2 | Elect Donald Lucas | Mgmt | For | For | For | ||||
3 | Elect James Plummer | Mgmt | For | For | For | ||||
4 | Elect Alberto Sangiovanni-Vincentelli | Mgmt | For | For | For | ||||
5 | Elect George Scalise | Mgmt | For | For | For | ||||
6 | Elect John Shoven | Mgmt | For | For | For | ||||
7 | Elect Roger Siboni | Mgmt | For | For | For | ||||
8 | Elect Lip-Bu Tan | Mgmt | For | For | For | ||||
9 | Amendment to the 1995 Directors Stock Option Plan to Expand Award Types | Mgmt | For | For | For | ||||
10 | Amendment to the 1995 Directors Stock Option Plan | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Calamos Asset Management, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLMS | CUSIP 12811R104 | 07/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect G. Bradford Bulkley | Mgmt | For | For | For | ||||
1.2 | Elect Mitchell Feiger | Mgmt | For | For | For | ||||
1.3 | Elect Richard Gilbert | Mgmt | For | For | For | ||||
1.4 | Elect Arthur Knight | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cambrex Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBM | CUSIP 132011107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Rosina Dixon | Mgmt | For | For | For | ||||
2 | Elect Kathryn Harrigan | Mgmt | For | For | For | ||||
3 | Elect Leon Hendrix, Jr. | Mgmt | For | For | For | ||||
4 | Elect Ilan Kaufthal | Mgmt | For | For | For | ||||
5 | Elect Steven Klosk | Mgmt | For | For | For | ||||
6 | Elect William Korb | Mgmt | For | For | For | ||||
7 | Elect John Miller | Mgmt | For | For | For | ||||
8 | Elect Peter Tombros | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Authorization to Set Board Size | Mgmt | For | For | For | ||||
11 | Amendments Relating to Indemnifications of Directors and Officers | Mgmt | For | For | For | ||||
12 | Executive Cash Incentive Plan | Mgmt | For | For | For | ||||
13 | 2012 Equity Incentive Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
Canadian Natural Resources Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNQ | CUSIP 136385101 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Catherine Best | Mgmt | For | For | For | ||||
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | ||||
1.3 | Elect Timothy Faithfull | Mgmt | For | For | For | ||||
1.4 | Elect Gary Filmon | Mgmt | For | For | For | ||||
1.5 | Elect Christopher Fong | Mgmt | For | For | For | ||||
1.6 | Elect Gordon Giffin | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Wilfred Gobert | Mgmt | For | For | For | ||||
1.8 | Elect Steve Laut | Mgmt | For | For | For | ||||
1.9 | Elect Keith MacPhail | Mgmt | For | For | For | ||||
1.10 | Elect Allan Markin | Mgmt | For | For | For | ||||
1.11 | Elect Frank McKenna | Mgmt | For | For | For | ||||
1.12 | Elect James Palmer | Mgmt | For | For | For | ||||
1.13 | Elect Eldon Smith | Mgmt | For | For | For | ||||
1.14 | Elect David Tuer | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Amendments to Preferred Shares | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Canon Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7751 | CINS J05124144 | 03/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Fujio Mitarai | Mgmt | For | For | For | ||||
5 | Elect Toshizoh Tanaka | Mgmt | For | For | For | ||||
6 | Elect Toshiaki Ikoma | Mgmt | For | For | For | ||||
7 | Elect Kunio Watanabe | Mgmt | For | For | For | ||||
8 | Elect Yohroku Adachi | Mgmt | For | For | For | ||||
9 | Elect Yasuo Mitsuhashi | Mgmt | For | For | For | ||||
10 | Elect Shigeyuki Matsumoto | Mgmt | For | For | For | ||||
11 | Elect Toshio Homma | Mgmt | For | For | For | ||||
12 | Elect Masaki Nakaoka | Mgmt | For | For | For | ||||
13 | Elect Haruhisa Honda | Mgmt | For | For | For | ||||
14 | Elect Hideki Ozawa | Mgmt | For | For | For | ||||
15 | Elect Masaya Maeda | Mgmt | For | For | For | ||||
16 | Elect Yasuhiro Tani | Mgmt | For | For | For | ||||
17 | Elect Makoto Araki | Mgmt | For | For | For | ||||
18 | Elect Hiroyuki Suematsu | Mgmt | For | For | For | ||||
19 | Elect Shigeyuki Uzawa | Mgmt | For | For | For | ||||
20 | Elect Kenichi Nagasawa | Mgmt | For | For | For | ||||
21 | Elect Naoji Ohtsuka | Mgmt | For | For | For | ||||
22 | Elect Kengo Uramoto | Mgmt | For | Against | Against | ||||
23 | Retirement Allowances for Director(s) | Mgmt | For | For | For | ||||
24 | Bonus | Mgmt | For | For | For | ||||
Cardinal Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CFNL | CUSIP 14149F109 | 04/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Steven Wiltse | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Bernard Clineburg | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Garcia | Mgmt | For | Withhold | Against | ||||
1.4 | Elect J. Hamilton Lambert | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cardinal Health, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAH | CUSIP 14149Y108 | 11/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Colleen Arnold | Mgmt | For | For | For | ||||
2 | Elect George Barrett | Mgmt | For | For | For | ||||
3 | Elect Glenn Britt | Mgmt | For | For | For | ||||
4 | Elect Carrie Cox | Mgmt | For | For | For | ||||
5 | Elect Calvin Darden | Mgmt | For | For | For | ||||
6 | Elect Bruce Downey | Mgmt | For | For | For | ||||
7 | Elect John Finn | Mgmt | For | For | For | ||||
8 | Elect Gregory Kenny | Mgmt | For | For | For | ||||
9 | Elect David King | Mgmt | For | For | For | ||||
10 | Elect Richard Notebaert | Mgmt | For | For | For | ||||
11 | Elect David Raisbeck | Mgmt | For | For | For | ||||
12 | Elect Jean Spaulding | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Cardtronics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CATM | CUSIP 14161H108 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect J. Tim Arnoult | Mgmt | For | For | For | ||||
1.2 | Elect Dennis Lynch | Mgmt | For | For | For | ||||
1.3 | Elect Juli Spottiswood | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Career Education Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CECO | CUSIP 141665109 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis Chookaszian | Mgmt | For | For | For | ||||
2 | Elect David Devonshire | Mgmt | For | For | For | ||||
3 | Elect Patrick Gross | Mgmt | For | Against | Against | ||||
4 | Elect Gregory Jackson | Mgmt | For | For | For | ||||
5 | Elect Thomas Lally | Mgmt | For | For | For | ||||
6 | Elect Steven Lesnik | Mgmt | For | For | For | ||||
7 | Elect Leslie Thornton | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Amendment to the Certificate of Incorporation to Change Board Size | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Carillion plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLLN | CINS G1900N101 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Philip Green | Mgmt | For | For | For | ||||
4 | Elect Andrew Dougal | Mgmt | For | For | For | ||||
5 | Elect Richard Adam | Mgmt | For | For | For | ||||
6 | Elect Richard Howson | Mgmt | For | For | For | ||||
7 | Elect Steven Mogford | Mgmt | For | For | For | ||||
8 | Elect Vanda Murray | Mgmt | For | For | For | ||||
9 | Elect Philip Rogerson | Mgmt | For | For | For | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
12 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
15 | Approval of New Sharesave Scheme | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Cascade Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CASC | CUSIP 147195101 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Duane McDougall | Mgmt | For | For | For | ||||
1.2 | Elect James Osterman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the Stock Appreciation Rights and Restricted Stock Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Casino, Guichard-Perrachon | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CO | CINS F14133106 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Scrip Dividend | Mgmt | For | For | For | ||||
8 | Related Party Transactions | Mgmt | For | For | For | ||||
9 | Elect Henri Giscard d'Estaing | Mgmt | For | Against | Against | ||||
10 | Elect Marc Ladreit de Lacharriere | Mgmt | For | Against | Against | ||||
11 | Elect Catherine Lucet | Mgmt | For | Against | Against | ||||
12 | Elect Jean-Charles Naouri | Mgmt | For | Against | Against | ||||
13 | Elect Gilles Pinoncely | Mgmt | For | Against | Against | ||||
14 | Elect Gerald de Roquemaurel | Mgmt | For | Against | Against | ||||
15 | Elect Baron David Rene de Rothschild | Mgmt | For | Against | Against | ||||
16 | Elect Frederic Saint-Geours | Mgmt | For | Against | Against | ||||
17 | Elect Rose-Marie Van Lerberghe | Mgmt | For | Against | Against | ||||
18 | Elect Didier Carlier (Euris) | Mgmt | For | Against | Against | ||||
19 | Elect Michel Savart (Finatis) | Mgmt | For | Against | Against | ||||
20 | Elect Didier Leveque (Fonciere Euris) | Mgmt | For | Against | Against | ||||
21 | Elect Jean-Marie Grisard (Matignon-Diderot) | Mgmt | For | Against | Against | ||||
22 | Elect Sylvia Jay | Mgmt | For | Against | Against | ||||
23 | Resignation of Philippe Houze | Mgmt | For | Abstain | Against | ||||
24 | Authority to Repurchase Shares | Mgmt | For | Against | Against | ||||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Cavium Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAVM | CUSIP 14964U108 | 06/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
CBL & Associates Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBL | CUSIP 124830100 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Foy | Mgmt | For | For | For | ||||
1.2 | Elect Thomas DeRosa | Mgmt | For | For | For | ||||
1.3 | Elect Matthew Dominski | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Stock Option Plan | Mgmt | For | For | For | ||||
CBOE Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBOE | CUSIP 12503M108 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Brodsky | Mgmt | For | For | For | ||||
1.2 | Elect James Boris | Mgmt | For | For | For | ||||
1.3 | Elect Mark Duffy | Mgmt | For | For | For | ||||
1.4 | Elect Frank English Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Janet Froetscher | Mgmt | For | For | For | ||||
1.6 | Elect Jill Goodman | Mgmt | For | For | For | ||||
1.7 | Elect Paul Kepes | Mgmt | For | For | For | ||||
1.8 | Elect Duane Kullberg | Mgmt | For | For | For | ||||
1.9 | Elect Benjamin Londergan | Mgmt | For | For | For | ||||
1.10 | Elect R. Eden Martin | Mgmt | For | For | For | ||||
1.11 | Elect Roderick Palmore | Mgmt | For | For | For | ||||
1.12 | Elect Susan Phillips | Mgmt | For | For | For | ||||
1.13 | Elect Samuel Skinner | Mgmt | For | For | For | ||||
1.14 | Elect Carole Stone | Mgmt | For | For | For | ||||
1.15 | Elect Eugene Sunshine | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Centene Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNC | CUSIP 15135B101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Ditmore | Mgmt | For | For | For | ||||
1.2 | Elect Frederick Eppinger | Mgmt | For | For | For | ||||
1.3 | Elect David Steward | Mgmt | For | For | For | ||||
1.4 | Elect Orlando Ayala | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Stock Incentive Plan | Mgmt | For | For | For | ||||
Central Japan Railway Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9022 | CINS J05523105 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Yoshiyuki Kasai | Mgmt | For | For | For | ||||
5 | Elect Yoshiomi Yamada | Mgmt | For | For | For | ||||
6 | Elect Kohei Tsuge | Mgmt | For | For | For | ||||
7 | Elect Tsutomu Morimura | Mgmt | For | For | For | ||||
8 | Elect Shin Kaneko | Mgmt | For | For | For | ||||
9 | Elect Naotoshi Yoshikawa | Mgmt | For | For | For | ||||
10 | Elect Masaki Seki | Mgmt | For | For | For | ||||
11 | Elect Katsumi Miyazawa | Mgmt | For | For | For | ||||
12 | Elect Yutaka Osada | Mgmt | For | For | For | ||||
13 | Elect Sumio Kudoh | Mgmt | For | For | For | ||||
14 | Elect Kimiaki Tanaka | Mgmt | For | For | For | ||||
15 | Elect Fujio Choh | Mgmt | For | For | For | ||||
16 | Elect Kenji Koroyasu | Mgmt | For | For | For | ||||
17 | Elect Takashi Saeki | Mgmt | For | For | For | ||||
18 | Directors' Fees | Mgmt | For | For | For | ||||
Centrica plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNA | CINS G2018Z143 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Roger Carr | Mgmt | For | For | For | ||||
5 | Elect Sam Laidlaw | Mgmt | For | For | For | ||||
6 | Elect Phil Bentley | Mgmt | For | For | For | ||||
7 | Elect Margherita Della Valle | Mgmt | For | For | For | ||||
8 | Elect Mary Francis | Mgmt | For | For | For | ||||
9 | Elect Mark Hanafin | Mgmt | For | For | For | ||||
10 | Elect Lesley Knox | Mgmt | For | For | For | ||||
11 | Elect Nick Luff | Mgmt | For | For | For | ||||
12 | Elect Andrew Mackenzie | Mgmt | For | For | For | ||||
13 | Elect Ian Meakins | Mgmt | For | Against | Against | ||||
14 | Elect Paul Rayner | Mgmt | For | For | For | ||||
15 | Elect Chris Weston | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Share Incentive Plan Renewal | Mgmt | For | For | For | ||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
CF Industries Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CF | CUSIP 125269100 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Furbacher | Mgmt | For | For | For | ||||
1.2 | Elect John Johnson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
CGG Veritas (fka Compagnie Generale de Geophysique-Veritas) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GA | CINS F2349S108 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Elect Robert Brunck | Mgmt | For | Against | Against | ||||
8 | Elect Olivier Appert | Mgmt | For | Against | Against | ||||
9 | Elect Daniel Valot | Mgmt | For | Against | Against | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Related Party Transactions | Mgmt | For | For | For | ||||
13 | Compensation Agreements (Stephane-Paul Frydman and Pascal Rouiller) | Mgmt | For | For | For | ||||
14 | Severance Agreement (Stephane-Paul Frydman) | Mgmt | For | For | For | ||||
15 | Severance Agreement (Pascal Rouiller) | Mgmt | For | For | For | ||||
16 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Changsha Zoomlion Heavy Industry Science and Technology Development Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1157 | CINS Y1293Y110 | 10/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Issuance of U.S. Dollar Denominated Bonds | Mgmt | For | For | For | ||||
3 | Termination of Investment Project from Private Placement | Mgmt | For | For | For | ||||
4 | Change of Use of Proceeds from Private Placement | Mgmt | For | For | For | ||||
5 | Provision of Guarantee | Mgmt | For | For | For | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Chaoda Modern Agriculture (Holdings) Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0682 | CINS G2046Q107 | 12/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | Against | Against | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||||
5 | Elect KUANG Qiao | Mgmt | For | For | For | ||||
6 | Elect CHEN Jun Hua | Mgmt | For | For | For | ||||
7 | Elect Andy CHAN Chi Po | Mgmt | For | For | For | ||||
8 | Elect LIN Shun Quan | Mgmt | For | For | For | ||||
9 | Directors' Fees | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
Charles River Laboratories International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CRL | CUSIP 159864107 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Foster | Mgmt | For | For | For | ||||
1.2 | Elect Robert Bertolini | Mgmt | For | For | For | ||||
1.3 | Elect Stephen Chubb | Mgmt | For | For | For | ||||
1.4 | Elect Deborah Kochevar | Mgmt | For | For | For | ||||
1.5 | Elect George Massaro | Mgmt | For | For | For | ||||
1.6 | Elect George Milne, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect C. Richard Reese | Mgmt | For | For | For | ||||
1.8 | Elect Samuel Thier | Mgmt | For | For | For | ||||
1.9 | Elect Richard Wallman | Mgmt | For | Withhold | Against | ||||
1.10 | Elect William Waltrip | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | ||||
Chart Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GTLS | CUSIP 16115Q308 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Samuel Thomas | Mgmt | For | For | For | ||||
1.2 | Elect W. Douglas Brown | Mgmt | For | For | For | ||||
1.3 | Elect Richard Goodrich | Mgmt | For | For | For | ||||
1.4 | Elect Steven Krablin | Mgmt | For | For | For | ||||
1.5 | Elect Michael Press | Mgmt | For | For | For | ||||
1.6 | Elect James Tidwell | Mgmt | For | For | For | ||||
1.7 | Elect Thomas Williams | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2009 Omnibus Equity Plan | Mgmt | For | For | For | ||||
Chevron Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVX | CUSIP 166764100 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Linnet Deily | Mgmt | For | Against | Against | ||||
2 | Elect Robert Denham | Mgmt | For | Against | Against | ||||
3 | Elect Chuck Hagel | Mgmt | For | Against | Against | ||||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect George Kirkland | Mgmt | For | Against | Against | ||||
6 | Elect Charles Moorman, IV | Mgmt | For | Against | Against | ||||
7 | Elect Kevin Sharer | Mgmt | For | Against | Against | ||||
8 | Elect John Stumpf | Mgmt | For | Against | Against | ||||
9 | Elect Ronald Sugar | Mgmt | For | Against | Against | ||||
10 | Elect Carl Ware | Mgmt | For | Against | Against | ||||
11 | Elect John Watson | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Exclusive Forum Provisions | ShrHldr | Against | For | Against | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | ||||
Chicago Bridge & Iron Company N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBI | CUSIP 167250109 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Bolch | Mgmt | For | For | For | ||||
2 | Elect Philip Asherman | Mgmt | For | For | For | ||||
3 | Elect L. Richard Flury | Mgmt | For | For | For | ||||
4 | Elect W. Craig Kissel | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
7 | Accounts and Reports | Mgmt | For | For | For | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
9 | Ratification of Management Acts | Mgmt | For | For | For | ||||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
14 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
15 | Supervisory Board Fees | Mgmt | For | For | For | ||||
China BlueChemical Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
3983 | CINS Y14251105 | 07/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Elect LI Hui | Mgmt | For | Against | Against | ||||
China Construction Bank Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0939 | CINS Y1397N101 | 01/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect WANG Hongzhang | Mgmt | For | Against | Against | ||||
China Construction Bank Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0939 | CINS Y1397N101 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Directors' Report | Mgmt | For | For | For | ||||
3 | Supervisors' Report | Mgmt | For | For | For | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Directors' and Supervisors' Fees | Mgmt | For | For | For | ||||
7 | Budget of 2012 fixed assets investment | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Elect CHEN Zuofu | Mgmt | For | Against | Against | ||||
10 | Elect Elaine La Roche | Mgmt | For | Against | Against | ||||
11 | Amendments to Articles | Mgmt | For | For | For | ||||
12 | Amendments to Procedural Rules for the Shareholders' General Meeting | Mgmt | For | For | For | ||||
13 | Amendments to Procedural Rules for the Board of Directors | Mgmt | For | For | For | ||||
14 | Amendments to Procedural Rules for the Board of Supervisors | Mgmt | For | For | For | ||||
China Construction Bank Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0939 | CINS Y1397N101 | 08/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Issuance of RMB-denominated Subordinated Bonds | Mgmt | For | For | For | ||||
3 | Elect ZHANG Huajian as Shareholder Representative Supervisor | Mgmt | For | For | For | ||||
China Mobile Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0941 | CINS Y14965100 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect XI Guohua | Mgmt | For | Against | Against | ||||
6 | Elect SHA Yuejia | Mgmt | For | Against | Against | ||||
7 | Elect LIU Aili | Mgmt | For | Against | Against | ||||
8 | Elect Frank WONG Kwong Shing | Mgmt | For | Against | Against | ||||
9 | Elect Moses CHENG Mo Chi | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
China Pacific Insurance Group | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2601 | CINS Y1505R101 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Directors' Report | Mgmt | For | For | For | ||||
3 | Supervisors' Report | Mgmt | For | For | For | ||||
4 | Annual Report of A Shares | Mgmt | For | For | For | ||||
5 | Annual Report of H Shares | Mgmt | For | For | For | ||||
6 | Financial Statements | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Elect WU Junhao | Mgmt | For | Against | Against | ||||
10 | Due Diligence Report | Mgmt | For | For | For | ||||
11 | Report on Performance | Mgmt | For | For | For | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
14 | Amendments to Articles | Mgmt | For | For | For | ||||
15 | Amendments to Procedural Rules | Mgmt | For | For | For | ||||
China Shanshui Cement Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0691 | CINS G2116M101 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect YU Yuchuan | Mgmt | For | Against | Against | ||||
6 | Elect JIAO Shuge | Mgmt | For | Against | Against | ||||
7 | Elect SUN Jianguo | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
12 | Amendments to Memorandum | Mgmt | For | For | For | ||||
13 | Amendments to Articles | Mgmt | For | For | For | ||||
14 | Adoption of New Memorandum and Articles | Mgmt | For | For | For | ||||
China Valves Technology, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVVT | CUSIP 169476207 | 07/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Siping Fang | Mgmt | For | For | For | ||||
1.2 | Elect Zengbiao Yu | Mgmt | For | For | For | ||||
1.3 | Elect Peter Li | Mgmt | For | For | For | ||||
1.4 | Elect William Haus | Mgmt | For | For | For | ||||
1.5 | Elect Binjie Fang | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
China Windpower Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
182 | CINS G2115L112 | 11/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Cancellation in Share Premium Account | Mgmt | For | For | For | ||||
ChinaCache International Holdings Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCIH | CUSIP 16950M107 | 07/12/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | 2011 Share Incentive Plan | Mgmt | For | TNA | N/A | ||||
Chiquita Brands International | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CQB | CUSIP 170032809 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||||
1.2 | Elect Kerrii Anderson | Mgmt | For | For | For | ||||
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect William Camp | Mgmt | For | For | For | ||||
1.5 | Elect Clare Hasler-Lewis | Mgmt | For | For | For | ||||
1.6 | Elect Jaime Serra | Mgmt | For | For | For | ||||
1.7 | Elect Jeffrey Simmons | Mgmt | For | For | For | ||||
1.8 | Elect Steven Stanbrook | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Chiyoda Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6366 | CINS J06237101 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Takashi Kubota | Mgmt | For | For | For | ||||
5 | Elect Yohichi Kanno | Mgmt | For | For | For | ||||
6 | Elect Masahito Kawashima | Mgmt | For | For | For | ||||
7 | Elect Hiroshi Ogawa | Mgmt | For | For | For | ||||
8 | Elect Kazuo Obokata | Mgmt | For | For | For | ||||
9 | Elect Shohgo Shibuya | Mgmt | For | For | For | ||||
10 | Elect Kazushi Ohkawa | Mgmt | For | For | For | ||||
11 | Elect Ryousuke Shimizu | Mgmt | For | For | For | ||||
12 | Elect Atsuo Nagasaka | Mgmt | For | For | For | ||||
13 | Elect Munehiko Nakano | Mgmt | For | Against | Against | ||||
14 | Elect Tomoh Kugisawa as Alternate Statutory Auditor | Mgmt | For | Against | Against | ||||
Chongqing Machinery & Electric Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2722 | CINS Y1593M105 | 12/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Provision of Guarantee | Mgmt | For | For | For | ||||
4 | Establishment of Finance Company | Mgmt | For | For | For | ||||
5 | Elect ZHANG Xinzhi as Supervisor | Mgmt | For | For | For | ||||
6 | Amendments to Articles | Mgmt | For | For | For | ||||
Christian Dior SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CDI | CINS F26334106 | 04/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Related Party Transactions | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Elect Denis Dalibot | Mgmt | For | For | For | ||||
9 | Elect Jaime Marichalar y Saenz de Tejada | Mgmt | For | For | For | ||||
10 | Elect Delphine Arnault | Mgmt | For | For | For | ||||
11 | Elect Helene Desmarais | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
14 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||||
15 | Amendments to Articles | Mgmt | For | For | For | ||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Chubu Electric Power Company Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9502 | CINS J06510101 | 06/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Atsushi Ishida | Mgmt | For | For | For | ||||
4 | Elect Tomohiko Ohno | Mgmt | For | For | For | ||||
5 | Elect Yuji Kakimi | Mgmt | For | For | For | ||||
6 | Elect Satoru Katsuno | Mgmt | For | For | For | ||||
7 | Elect Hideko Katsumata | Mgmt | For | For | For | ||||
8 | Elect Yuji Kume | Mgmt | For | For | For | ||||
9 | Elect Masatoshi Sakaguchi | Mgmt | For | For | For | ||||
10 | Elect Yoshinori Masuda | Mgmt | For | For | For | ||||
11 | Elect Shun Matsushita | Mgmt | For | For | For | ||||
12 | Elect Kazuhiro Matsubara | Mgmt | For | For | For | ||||
13 | Elect Akira Matsuyama | Mgmt | For | For | For | ||||
14 | Elect Ryohsuke Mizutani | Mgmt | For | For | For | ||||
15 | Elect Akihisa Mizuno | Mgmt | For | For | For | ||||
16 | Elect Toshio Mita | Mgmt | For | For | For | ||||
17 | Elect Yoshihito Miyaike | Mgmt | For | For | For | ||||
18 | Elect Hiromi Yamazaki | Mgmt | For | For | For | ||||
19 | Elect Yutaka Watanabe | Mgmt | For | For | For | ||||
20 | Elect Tokuichi Okaya | Mgmt | For | Against | Against | ||||
21 | Elect Shigehisa Sao | Mgmt | For | For | For | ||||
22 | Elect Hidetaka Tomita | Mgmt | For | Against | Against | ||||
23 | Shareholder Proposal Regarding Denuclearization | ShrHldr | Against | Against | For | ||||
24 | Shareholder Proposal Regarding Stable Supply of Electricity | ShrHldr | Against | Against | For | ||||
25 | Shareholder Proposal Regarding Resident Approval for Hamaoka Nuclear Power Plant | ShrHldr | Against | Against | For | ||||
26 | Shareholder Proposal Regarding Nuclear Spent Fuel | ShrHldr | Against | Against | For | ||||
27 | Shareholder Proposal Regarding Usage of Hamaoka Nuclear Power Plant Site | ShrHldr | Against | Against | For | ||||
28 | Shareholder Proposal Regarding Information Disclosure | ShrHldr | Against | Against | For | ||||
29 | Shareholder Proposal Regarding Nuclear Phase-Out | ShrHldr | Against | Against | For | ||||
Cincinnati Bell Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBB | CUSIP 171871106 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Philip Cox | Mgmt | For | For | For | ||||
2 | Elect Bruce Byrnes | Mgmt | For | For | For | ||||
3 | Elect John Cassidy | Mgmt | For | For | For | ||||
4 | Elect Jakki Haussler | Mgmt | For | For | For | ||||
5 | Elect Craig Maier | Mgmt | For | For | For | ||||
6 | Elect Alan Schriber | Mgmt | For | For | For | ||||
7 | Elect Alex Shumate | Mgmt | For | For | For | ||||
8 | Elect Lynn Wentworth | Mgmt | For | For | For | ||||
9 | Elect Gary Wojtaszek | Mgmt | For | For | For | ||||
10 | Elect John Zrno | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
12 | Amendment to the 2007 Long Term Incentive Plan | Mgmt | For | For | For | ||||
13 | Amendment to the 2007 Stock Option Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cirrus Logic, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CRUS | CUSIP 172755100 | 07/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Hackworth | Mgmt | For | For | For | ||||
1.2 | Elect John Carter | Mgmt | For | For | For | ||||
1.3 | Elect Timothy Dehne | Mgmt | For | For | For | ||||
1.4 | Elect Jason Rhode | Mgmt | For | For | For | ||||
1.5 | Elect Alan Schuele | Mgmt | For | For | For | ||||
1.6 | Elect William Sherman | Mgmt | For | For | For | ||||
1.7 | Elect Robert Smith | Mgmt | For | For | For | ||||
1.8 | Elect Susan Wang | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Cisco Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSCO | CUSIP 17275R102 | 12/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carol Bartz | Mgmt | For | For | For | ||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
3 | Elect Michael Capellas | Mgmt | For | For | For | ||||
4 | Elect Larry Carter | Mgmt | For | For | For | ||||
5 | Elect John Chambers | Mgmt | For | For | For | ||||
6 | Elect Brian Halla | Mgmt | For | For | For | ||||
7 | Elect John Hennessy | Mgmt | For | For | For | ||||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | ||||
9 | Elect Roderick McGeary | Mgmt | For | For | For | ||||
10 | Elect Arun Sarin | Mgmt | For | For | For | ||||
11 | Elect Steven West | Mgmt | For | For | For | ||||
12 | Elect Jerry Yang | Mgmt | For | For | For | ||||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding the Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
CIT Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CIT | CUSIP 125581801 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Thain | Mgmt | For | For | For | ||||
2 | Elect Michael J. Embler | Mgmt | For | For | For | ||||
3 | Elect William Freeman | Mgmt | For | For | For | ||||
4 | Elect David Moffett | Mgmt | For | For | For | ||||
5 | Elect R. Brad Oates | Mgmt | For | For | For | ||||
6 | Elect Marianne Parrs | Mgmt | For | For | For | ||||
7 | Elect Gerald Rosenfeld | Mgmt | For | For | For | ||||
8 | Elect John Ryan | Mgmt | For | For | For | ||||
9 | Elect Seymour Sternberg | Mgmt | For | For | For | ||||
10 | Elect Peter Tobin | Mgmt | For | For | For | ||||
11 | Elect Laura Unger | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Citigroup Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
C | CUSIP 172967424 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Franz Humer | Mgmt | For | For | For | ||||
2 | Elect Robert Joss | Mgmt | For | For | For | ||||
3 | Elect Michael O'Neill | Mgmt | For | For | For | ||||
4 | Elect Vikram Pandit | Mgmt | For | For | For | ||||
5 | Elect Lawrence Ricciardi | Mgmt | For | For | For | ||||
6 | Elect Judith Rodin | Mgmt | For | For | For | ||||
7 | Elect Robert Ryan | Mgmt | For | For | For | ||||
8 | Elect Anthony Santomero | Mgmt | For | For | For | ||||
9 | Elect Joan Spero | Mgmt | For | For | For | ||||
10 | Elect Diana Taylor | Mgmt | For | For | For | ||||
11 | Elect William Thompson, Jr. | Mgmt | For | For | For | ||||
12 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | ||||
Citizens & Northern Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CZNC | CUSIP 172922106 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raymond Mattie | Mgmt | For | For | For | ||||
1.2 | Elect Edward Owlett III | Mgmt | For | For | For | ||||
1.3 | Elect James Towner | Mgmt | For | For | For | ||||
1.4 | Elect Charles Updegraff, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
City National Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CYN | CUSIP 178566105 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kenneth Coleman | Mgmt | For | For | For | ||||
2 | Elect Bruce Rosenblum | Mgmt | For | For | For | ||||
3 | Elect Peter Thomas | Mgmt | For | For | For | ||||
4 | Elect Christopher Warmuth | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Amendment to the 2008 Omnibus Plan | Mgmt | For | Against | Against | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Clayton Williams Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CWEI | CUSIP 969490101 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mel Riggs | Mgmt | For | For | For | ||||
1.2 | Elect Ted Gray, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cliffs Natural Resources Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLF | CUSIP 18683K101 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph Carrabba | Mgmt | For | For | For | ||||
2 | Elect Susan Cunningham | Mgmt | For | For | For | ||||
3 | Elect Barry Eldridge | Mgmt | For | For | For | ||||
4 | Elect Andres Gluski | Mgmt | For | For | For | ||||
5 | Elect Susan Green | Mgmt | For | For | For | ||||
6 | Elect Janice Henry | Mgmt | For | For | For | ||||
7 | Elect James Kirsch | Mgmt | For | For | For | ||||
8 | Elect Francis McAllister | Mgmt | For | For | For | ||||
9 | Elect Richard Riederer | Mgmt | For | For | For | ||||
10 | Elect Richard Ross | Mgmt | For | For | For | ||||
11 | Amendment to Regulations to allow the Board to Amend the Regulations without Shareholder Approval | Mgmt | For | Against | Against | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | 2012 Incentive Equity Plan | Mgmt | For | For | For | ||||
14 | 2012 Executive Management Performance Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
CMS Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMS | CUSIP 125896100 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Merribel Ayres | Mgmt | For | For | For | ||||
2 | Elect Jon Barfield | Mgmt | For | For | For | ||||
3 | Elect Stephen Ewing | Mgmt | For | For | For | ||||
4 | Elect Richard Gabrys | Mgmt | For | For | For | ||||
5 | Elect David Joos | Mgmt | For | For | For | ||||
6 | Elect Philip Lochner, Jr. | Mgmt | For | For | For | ||||
7 | Elect Michael Monahan | Mgmt | For | For | For | ||||
8 | Elect John Russell | Mgmt | For | For | For | ||||
9 | Elect Kenneth Way | Mgmt | For | For | For | ||||
10 | Elect John Yasinsky | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
CNO Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNO | CUSIP 12621E103 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Edward Bonach | Mgmt | For | For | For | ||||
2 | Elect Ellyn Brown | Mgmt | For | For | For | ||||
3 | Elect Robert Greving | Mgmt | For | For | For | ||||
4 | Elect R. Keith Long | Mgmt | For | For | For | ||||
5 | Elect Charles Murphy | Mgmt | For | For | For | ||||
6 | Elect Neal Schneider | Mgmt | For | For | For | ||||
7 | Elect Frederick Sievert | Mgmt | For | For | For | ||||
8 | Elect Michael Tokarz | Mgmt | For | For | For | ||||
9 | Elect John Turner | Mgmt | For | For | For | ||||
10 | Amended and Restated Section 382 of Shareholders Rights Plan | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Coach, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COH | CUSIP 189754104 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | ||||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | ||||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | ||||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | ||||
1.5 | Elect Irene Miller | Mgmt | For | For | For | ||||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | ||||
1.7 | Elect Jide Zeitlin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Coca-Cola Amatil Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCL | CINS Q2594P146 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Re-elect David Gonski | Mgmt | For | Against | Against | ||||
4 | Re-elect Geoffrey Kelly | Mgmt | For | Against | Against | ||||
5 | Re-elect Martin Jansen | Mgmt | For | Against | Against | ||||
6 | Equity Grant (LTISRP - MD Davis) | Mgmt | For | For | For | ||||
7 | Equity Grant (STIP - MD Davis) | Mgmt | For | For | For | ||||
Coherent, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COHR | CUSIP 192479103 | 02/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Ambroseo | Mgmt | For | For | For | ||||
1.2 | Elect Jay Flatley | Mgmt | For | For | For | ||||
1.3 | Elect Susan James | Mgmt | For | For | For | ||||
1.4 | Elect L. William Krause | Mgmt | For | For | For | ||||
1.5 | Elect Garry Rogerson | Mgmt | For | For | For | ||||
1.6 | Elect Lawrence Tomlinson | Mgmt | For | For | For | ||||
1.7 | Elect Sandeep Vij | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Coloplast A/S | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COLO-B | CINS K16018184 | 12/07/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Denmark | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||||
9 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
11 | Elect Michael Pram Rasmussen | Mgmt | For | TNA | N/A | ||||
12 | Elect Niels Peter Louis-Hansen | Mgmt | For | TNA | N/A | ||||
13 | Elect Sven Hakan Bjorklund | Mgmt | For | TNA | N/A | ||||
14 | Elect Per Magid | Mgmt | For | TNA | N/A | ||||
15 | Elect Brian Petersen | Mgmt | For | TNA | N/A | ||||
16 | Elect Jorgen Tang-Jensen | Mgmt | For | TNA | N/A | ||||
17 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Comcast Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMCSA | CUSIP 20030N101 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth Bacon | Mgmt | For | For | For | ||||
1.2 | Elect Sheldon Bonovitz | Mgmt | For | For | For | ||||
1.3 | Elect Joseph Collins | Mgmt | For | For | For | ||||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | ||||
1.5 | Elect Gerald Hassell | Mgmt | For | For | For | ||||
1.6 | Elect Jeffrey Honickman | Mgmt | For | For | For | ||||
1.7 | Elect Eduardo Mestre | Mgmt | For | For | For | ||||
1.8 | Elect Brian Roberts | Mgmt | For | For | For | ||||
1.9 | Elect Ralph Roberts | Mgmt | For | For | For | ||||
1.10 | Elect Johnathan Rodgers | Mgmt | For | For | For | ||||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Amendment to the 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Poison Pills | ShrHldr | Against | For | Against | ||||
Comfortdelgro Corporation Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
C52 | CINS Y1690R106 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Fees | Mgmt | For | For | For | ||||
4 | Elect KUA Hong Pak | Mgmt | For | Against | Against | ||||
5 | Elect OO Soon Hee | Mgmt | For | Against | Against | ||||
6 | Elect Adeline SUM Wai Fun | Mgmt | For | Against | Against | ||||
7 | Elect LIM Jit Poh | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Grant Awards and Issue Shares under the ComfortDelGro Employees' Share Option Scheme | Mgmt | For | For | For | ||||
CommonWealth REIT | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CWH | CUSIP 203233101 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William Lamkin | Mgmt | For | For | For | ||||
2 | Elect Adam Portnoy | Mgmt | For | For | For | ||||
3 | 2012 Equity Compensation Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Companhia Hering SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HGTX3 | CINS P50753105 | 04/26/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Capital Expenditure Budget | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Remuneration Policy | Mgmt | For | TNA | N/A | ||||
Companhia Hering SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HGTX3 | CINS P50753105 | 04/26/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Consolidation of Articles | Mgmt | For | TNA | N/A | ||||
Compass Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPG | CINS G23296182 | 02/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Sir Roy Gardner | Mgmt | For | For | For | ||||
5 | Elect Richard Cousins | Mgmt | For | For | For | ||||
6 | Elect Gary Green | Mgmt | For | For | For | ||||
7 | Elect Andrew Martin | Mgmt | For | For | For | ||||
8 | Elect John Bason | Mgmt | For | For | For | ||||
9 | Elect Sir James Crosby | Mgmt | For | For | For | ||||
10 | Elect Susan Murray | Mgmt | For | For | For | ||||
11 | Elect Don Robert | Mgmt | For | For | For | ||||
12 | Elect Sir Ian Robinson | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Compton Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMT | CUSIP 204940308 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Board Size | Mgmt | For | For | For | ||||
2.1 | Elect Adrian Loader | Mgmt | For | For | For | ||||
2.2 | Elect Edward Bogle | Mgmt | For | For | For | ||||
2.3 | Elect Randall Findlay | Mgmt | For | Withhold | Against | ||||
2.4 | Elect George Hickox, Jr. | Mgmt | For | For | For | ||||
2.5 | Elect Michael Leffell | Mgmt | For | For | For | ||||
2.6 | Elect Glen Roane | Mgmt | For | Withhold | Against | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
4 | Approval of the Restricted Share Unit Plan | Mgmt | For | Against | Against | ||||
5 | Approval of Termination of Shareholder Rights' Plan | Mgmt | For | For | For | ||||
Compton Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMT | CUSIP 204755AD4 | 07/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Share Consolidation | Mgmt | For | For | For | ||||
Computer Programs and Systems Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPSI | CUSIP 205306103 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Seifert, II | Mgmt | For | Withhold | Against | ||||
1.2 | Elect W. Austin Mulherin, III | Mgmt | For | Withhold | Against | ||||
1.3 | Elect John Johnson | Mgmt | For | Withhold | Against | ||||
2 | 2012 Restricted Stock Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Computershare Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPU | CINS Q2721E105 | 11/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Re-elect Simon Jones | Mgmt | For | Against | Against | ||||
4 | Re-elect Nerolie Withnall | Mgmt | For | Against | Against | ||||
5 | Elect Markus Kerber | Mgmt | For | Against | Against | ||||
6 | Remuneration Report | Mgmt | For | For | For | ||||
Concur Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNQR | CUSIP 206708109 | 03/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect S. Steven Singh | Mgmt | For | For | For | ||||
1.2 | Elect Jeffrey Seely | Mgmt | For | For | For | ||||
1.3 | Elect Randall Talbot | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
CONMED Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNMD | CUSIP 207410101 | 05/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Eugene Corasanti | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Corasanti | Mgmt | For | For | For | ||||
1.3 | Elect Bruce Daniels | Mgmt | For | For | For | ||||
1.4 | Elect Jo Ann Golden | Mgmt | For | For | For | ||||
1.5 | Elect Stephen Mandia | Mgmt | For | For | For | ||||
1.6 | Elect Stuart Schwartz | Mgmt | For | For | For | ||||
1.7 | Elect Mark Tryniski | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Executive Bonus Plan | Mgmt | For | For | For | ||||
5 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
Conn's, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CONN | CUSIP 208242107 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Marvin Brailsford | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Jon Jacoby | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Bob Martin | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Douglas Martin | Mgmt | For | Withhold | Against | ||||
1.5 | Elect David Schofman | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Scott Thompson | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Theodore Wright | Mgmt | For | Withhold | Against | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Approval of an Incentive Compensation Award Agreement with Theodore M. Wright, Chief Executive Officer | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
ConocoPhillips | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COP | CUSIP 20825C104 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Armitage | Mgmt | For | For | For | ||||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | ||||
3 | Elect James Copeland, Jr. | Mgmt | For | For | For | ||||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | ||||
5 | Elect Ruth Harkin | Mgmt | For | For | For | ||||
6 | Elect Ryan Lance | Mgmt | For | For | For | ||||
7 | Elect Mohd Hassan Marican | Mgmt | For | For | For | ||||
8 | Elect Harold McGraw III | Mgmt | For | For | For | ||||
9 | Elect James Mulva | Mgmt | For | For | For | ||||
10 | Elect Robert Niblock | Mgmt | For | For | For | ||||
11 | Elect Harald Norvik | Mgmt | For | For | For | ||||
12 | Elect William Reilly | Mgmt | For | For | For | ||||
13 | Elect Victoria Tschinkel | Mgmt | For | For | For | ||||
14 | Elect Kathryn Turner | Mgmt | For | For | For | ||||
15 | Elect William Wade, Jr. | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
Constant Contact, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CTCT | CUSIP 210313102 | 06/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Daniel Nye | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Contango Oil & Gas Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCF | CUSIP 21075N204 | 12/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kenneth Peak | Mgmt | For | For | For | ||||
2 | Elect B.A. Berilgen | Mgmt | For | For | For | ||||
3 | Elect Jay Brehmer | Mgmt | For | For | For | ||||
4 | Elect Charles Reimer | Mgmt | For | For | For | ||||
5 | Elect Steven Schoonover | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
Corn Products International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPO | CUSIP 219023108 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Almeida | Mgmt | For | For | For | ||||
1.2 | Elect Luis Aranguren-Trellez | Mgmt | For | For | For | ||||
1.3 | Elect Paul Hanrahan | Mgmt | For | For | For | ||||
1.4 | Elect Wayne Hewett | Mgmt | For | For | For | ||||
1.5 | Elect Gregory Kenny | Mgmt | For | For | For | ||||
1.6 | Elect James Ringler | Mgmt | For | Withhold | Against | ||||
2 | Company Name Change | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Corrections Corporation Of America | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CXW | CUSIP 22025Y407 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Ferguson | Mgmt | For | For | For | ||||
1.2 | Elect Damon Hininger | Mgmt | For | For | For | ||||
1.3 | Elect Donna Alvarado | Mgmt | For | For | For | ||||
1.4 | Elect William Andrews | Mgmt | For | For | For | ||||
1.5 | Elect John Correnti | Mgmt | For | For | For | ||||
1.6 | Elect Dennis DeConcini | Mgmt | For | For | For | ||||
1.7 | Elect John Horne | Mgmt | For | For | For | ||||
1.8 | Elect C. Michael Jacobi | Mgmt | For | For | For | ||||
1.9 | Elect Anne Mariucci | Mgmt | For | For | For | ||||
1.10 | Elect Thurgood Marshall, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect Charles Overby | Mgmt | For | For | For | ||||
1.12 | Elect John Prann, Jr. | Mgmt | For | For | For | ||||
1.13 | Elect Joseph Russell | Mgmt | For | For | For | ||||
1.14 | Elect Henri Wedell | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Report on Rape and Sexual Abuse | ShrHldr | Against | Against | For | ||||
Costco Wholesale Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COST | CUSIP 22160K105 | 01/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Sinegal | Mgmt | For | For | For | ||||
1.2 | Elect Jeffrey Brotman | Mgmt | For | For | For | ||||
1.3 | Elect Richard Galanti | Mgmt | For | For | For | ||||
1.4 | Elect Daniel Evans | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey Raikes | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose Almeida | Mgmt | For | For | For | ||||
2 | Elect Craig Arnold | Mgmt | For | For | For | ||||
3 | Elect Robert Brust | Mgmt | For | For | For | ||||
4 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
5 | Elect Christopher Coughlin | Mgmt | For | For | For | ||||
6 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
15 | Amendments to Articles to Provide for Escheatment | Mgmt | For | For | For | ||||
16 | Amendment to Articles to Allow Non-Cash Dividends | Mgmt | For | For | For | ||||
Cresud S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CRES | CUSIP 226406106 | 10/31/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Ratification of Board Acts | Mgmt | For | For | For | ||||
4 | Ratification of Supervisory Council Acts | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Directors' Fees | Mgmt | For | For | For | ||||
7 | Supervisory Council Fees | Mgmt | For | Against | Against | ||||
8 | Election of Directors | Mgmt | For | Against | Against | ||||
9 | Election of Supervisory Council | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor | Mgmt | For | Against | Against | ||||
11 | Shared Services Agreement | Mgmt | For | For | For | ||||
12 | Treatment of Treasury Shares | Mgmt | For | For | For | ||||
13 | Treatment of Tax on Personal Assets | Mgmt | For | For | For | ||||
14 | Authority to Issue Bonds | Mgmt | For | For | For | ||||
15 | Merger with Agrology SA | Mgmt | For | For | For | ||||
16 | Authority to Issue Commercial Paper | Mgmt | For | For | For | ||||
Cubist Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBST | CUSIP 229678107 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth Bate | Mgmt | For | For | For | ||||
1.2 | Elect Nancy Hutson | Mgmt | For | For | For | ||||
1.3 | Elect Leon Moulder, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Martin Soeters | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cummins Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMI | CUSIP 231021106 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||||
2 | Elect William Miller | Mgmt | For | For | For | ||||
3 | Elect Alexis Herman | Mgmt | For | For | For | ||||
4 | Elect Georgia Nelson | Mgmt | For | For | For | ||||
5 | Elect Carl Ware | Mgmt | For | For | For | ||||
6 | Elect Robert Herdman | Mgmt | For | For | For | ||||
7 | Elect Robert Bernhard | Mgmt | For | For | For | ||||
8 | Elect Franklin Chang-Diaz | Mgmt | For | For | For | ||||
9 | Elect Stephen Dobbs | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
14 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
CVS Caremark Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVS | CUSIP 126650100 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. David Brown II | Mgmt | For | For | For | ||||
2 | Elect David Dorman | Mgmt | For | For | For | ||||
3 | Elect Anne Finucane | Mgmt | For | For | For | ||||
4 | Elect Kristen Gibney Williams | Mgmt | For | For | For | ||||
5 | Elect Marian Heard | Mgmt | For | For | For | ||||
6 | Elect Larry Merlo | Mgmt | For | For | For | ||||
7 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||||
8 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | ||||
9 | Elect Richard Swift | Mgmt | For | For | For | ||||
10 | Elect Tony White | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Authorization of Written Consent by Less Than Unanimous Approval | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Cytec Industries Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CYT | CUSIP 232820100 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Barry Johnson | Mgmt | For | For | For | ||||
2 | Elect Carol Lowe | Mgmt | For | For | For | ||||
3 | Elect Thomas Rabaut | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Amendment to the 1993 Stock Award and Incentive Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Daimler AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DAI | CINS D1668R123 | 04/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Elect Clemens Borsig | Mgmt | For | Against | Against | ||||
Danaher Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DHR | CUSIP 235851102 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mortimer Caplin | Mgmt | For | For | For | ||||
2 | Elect Donald Ehrlich | Mgmt | For | For | For | ||||
3 | Elect Linda Hefner | Mgmt | For | For | For | ||||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | ||||
5 | Elect Walter Lohr, Jr. | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
8 | Re-approve the Material Terms of the Performance Goals Under the 2007 Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Deere & Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DE | CUSIP 244199105 | 02/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Crandall Bowles | Mgmt | For | For | For | ||||
2 | Elect Vance Coffman | Mgmt | For | For | For | ||||
3 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
4 | Elect Dipak Jain | Mgmt | For | For | For | ||||
5 | Elect Clayton Jones | Mgmt | For | For | For | ||||
6 | Elect Joachim Milberg | Mgmt | For | Against | Against | ||||
7 | Elect Richard Myers | Mgmt | For | For | For | ||||
8 | Elect Thomas Patrick | Mgmt | For | For | For | ||||
9 | Elect Sherry Smith | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Non-Employee Director Stock Ownership Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dell Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DELL | CUSIP 24702R101 | 07/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Breyer | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Donald Carty | Mgmt | For | For | For | ||||
1.3 | Elect Michael Dell | Mgmt | For | For | For | ||||
1.4 | Elect William Gray, III | Mgmt | For | For | For | ||||
1.5 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Luce, III | Mgmt | For | For | For | ||||
1.7 | Elect Klaus Luft | Mgmt | For | For | For | ||||
1.8 | Elect Alex Mandl | Mgmt | For | For | For | ||||
1.9 | Elect Shantanu Narayen | Mgmt | For | For | For | ||||
1.10 | Elect H. Ross Perot, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
6 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Declaration of Dividends | ShrHldr | Against | Against | For | ||||
Delta Air Lines, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DAL | CUSIP 247361702 | 06/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Anderson | Mgmt | For | For | For | ||||
2 | Elect Edward Bastian | Mgmt | For | For | For | ||||
3 | Elect Roy Bostock | Mgmt | For | For | For | ||||
4 | Elect John Brinzo | Mgmt | For | For | For | ||||
5 | Elect Daniel Carp | Mgmt | For | For | For | ||||
6 | Elect David DeWalt | Mgmt | For | For | For | ||||
7 | Elect Mickey Foret | Mgmt | For | For | For | ||||
8 | Elect Shirley Franklin | Mgmt | For | For | For | ||||
9 | Elect David Goode | Mgmt | For | For | For | ||||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||||
11 | Elect Kenneth Rogers | Mgmt | For | For | For | ||||
12 | Elect Kenneth Woodrow | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Re-Approval of the Performance Goals Under the 2007 Performance Compensation Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Deluxe Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DLX | CUSIP 248019101 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald Baldwin | Mgmt | For | For | For | ||||
1.2 | Elect Charles Haggerty | Mgmt | For | For | For | ||||
1.3 | Elect Don McGrath | Mgmt | For | For | For | ||||
1.4 | Elect Cheryl McKissack | Mgmt | For | For | For | ||||
1.5 | Elect Neil Metviner | Mgmt | For | For | For | ||||
1.6 | Elect Stephen Nachtsheim | Mgmt | For | For | For | ||||
1.7 | Elect Mary O'Dwyer | Mgmt | For | For | For | ||||
1.8 | Elect Martyn Redgrave | Mgmt | For | For | For | ||||
1.9 | Elect Lee Schram | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Annual Incentive Award Plan | Mgmt | For | For | For | ||||
4 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Deutsche Bank AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DBK | CINS D18190898 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor | Mgmt | For | Against | Against | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | ||||
11 | Compensation Policy | Mgmt | For | For | For | ||||
12 | Elect Paul Achleitner | Mgmt | For | For | For | ||||
13 | Elect Peter Loscher | Mgmt | For | For | For | ||||
14 | Elect Klaus Trutzschler | Mgmt | For | For | For | ||||
15 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | Against | Against | ||||
Deutsche Post AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DPW | CINS D19225107 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Amendment to the Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Deutsche Telekom AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DTE | CINS D2035M136 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of the Acts of Klaus Zumwinkel for Fiscal Year 2008 | Mgmt | For | For | For | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
9 | Appointment of Auditor; Appointment of Auditor for Interim Statements | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | ||||
12 | Elect Hans Bernhard Beus | Mgmt | For | Against | Against | ||||
13 | Elect Dagmar Kollmann | Mgmt | For | Against | Against | ||||
14 | Elect Lawrence Guffey | Mgmt | For | Against | Against | ||||
15 | Intra-company Control Agreement | Mgmt | For | For | For | ||||
16 | Amendments to Corporate Purpose | Mgmt | For | For | For | ||||
17 | Amendments to Corporate Purpose | Mgmt | For | For | For | ||||
DEXUS PROPERTY GROUP | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DXS | CINS Q3190P100 | 10/31/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Ratify Elizabeth Alexander as a Director | Mgmt | For | For | For | ||||
3 | Ratify Barry Brownjohn as a Director | Mgmt | For | For | For | ||||
4 | Ratify Tonianne Dwyer as a Director | Mgmt | For | For | For | ||||
5 | Remuneration Report | Mgmt | For | For | For | ||||
6 | Amendments to Constitution | Mgmt | For | For | For | ||||
7 | Approve Capital Reallocation | Mgmt | For | For | For | ||||
8 | Amendment to Constitution (Capital Reallocation) | Mgmt | For | For | For | ||||
DFC Global Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DLLR | CUSIP 256664103 | 11/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Weiss | Mgmt | For | For | For | ||||
1.2 | Elect Ronald McLaughlin | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
DG FastChannel, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DGIT | CUSIP 23326R109 | 11/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Cecil Moore, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect John Harris | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey Rich | Mgmt | For | For | For | ||||
2 | 2011 Incentive Award Plan | Mgmt | For | Against | Against | ||||
3 | Company Name Change | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Diamond Offshore Drilling, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DO | CUSIP 25271C102 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Tisch | Mgmt | For | Against | Against | ||||
2 | Elect Lawrence Dickerson | Mgmt | For | Against | Against | ||||
3 | Elect John Bolton | Mgmt | For | Against | Against | ||||
4 | Elect Charles Fabrikant | Mgmt | For | Against | Against | ||||
5 | Elect Paul Gaffney II | Mgmt | For | Against | Against | ||||
6 | Elect Edward Grebow | Mgmt | For | Against | Against | ||||
7 | Elect Herbert Hofmann | Mgmt | For | Against | Against | ||||
8 | Elect Clifford Sobel | Mgmt | For | Against | Against | ||||
9 | Elect Andrew Tisch | Mgmt | For | Against | Against | ||||
10 | Elect Raymond Troubh | Mgmt | For | Against | Against | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the Incentive Compensation Plan for Executive Officers | Mgmt | For | For | For | ||||
Dillard's Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DDS | CUSIP 254067101 | 05/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect R. Brad Martin | Mgmt | For | Against | Against | ||||
2 | Elect Frank Mori | Mgmt | For | Against | Against | ||||
3 | Elect J.C. Watts, Jr. | Mgmt | For | Against | Against | ||||
4 | Elect Nick White | Mgmt | For | Against | Against | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
DineEquity, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DIN | CUSIP 254423106 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Dahl | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Joyce | Mgmt | For | For | For | ||||
1.3 | Elect Patrick Rose | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Senior Executive Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Distribuidora Internacional de Alimentacion SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DIA | CINS E3685C104 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Amend Article 14 | Mgmt | For | For | For | ||||
6 | Amend Articles 16, 18-21 and 25 | Mgmt | For | For | For | ||||
7 | Amend Articles 36, 37, 41 and 44 | Mgmt | For | For | For | ||||
8 | Amend Preamble | Mgmt | For | For | For | ||||
9 | Amend Articles 10-14 | Mgmt | For | For | For | ||||
10 | Amend Articles 18 and 19 | Mgmt | For | For | For | ||||
11 | Amend Article 21 | Mgmt | For | For | For | ||||
12 | Amend Articles 26-28 | Mgmt | For | For | For | ||||
13 | Amend Articles 31 and 36 | Mgmt | For | For | For | ||||
14 | Directors' Fees | Mgmt | For | For | For | ||||
15 | Equity Compensation Plans | Mgmt | For | For | For | ||||
16 | Adoption of Consolidated Tax Regime | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
19 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Approval of Corporate Website | Mgmt | For | For | For | ||||
22 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
DnB Nor ASA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNBNOR | CINS R1812S105 | 04/25/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Opening of Meeting | Mgmt | For | TNA | N/A | ||||
5 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | ||||
6 | Election of Individuals to Check Minutes | Mgmt | For | TNA | N/A | ||||
7 | Fees for Governing Bodies | Mgmt | For | TNA | N/A | ||||
8 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
9 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
10 | Elect Nils Halvard Bastiansen | Mgmt | For | TNA | N/A | ||||
11 | Elect Toril Eidesvik | Mgmt | For | TNA | N/A | ||||
12 | Elect Camilla Grieg | Mgmt | For | TNA | N/A | ||||
13 | Elect Eldbjorg Lower | Mgmt | For | TNA | N/A | ||||
14 | Elect Helge Mogster | Mgmt | For | TNA | N/A | ||||
15 | Elect Ole Robert Reitan | Mgmt | For | TNA | N/A | ||||
16 | Elect Gudrun B. Rollefsen | Mgmt | For | TNA | N/A | ||||
17 | Elect Arthur Sletteberg | Mgmt | For | TNA | N/A | ||||
18 | Elect Randi Eek Thorsen | Mgmt | For | TNA | N/A | ||||
19 | Elect Hanne Rigmor Egenaess Wiig | Mgmt | For | TNA | N/A | ||||
20 | Elect Frode Helgerud | Mgmt | For | TNA | N/A | ||||
21 | Elect Eldbjorg Lower | Mgmt | For | TNA | N/A | ||||
22 | Elect Arthur Sletteberg | Mgmt | For | TNA | N/A | ||||
23 | Elect Reier Ola Soberg | Mgmt | For | TNA | N/A | ||||
24 | Election of Members to the Control Committee | Mgmt | For | TNA | N/A | ||||
25 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
26 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
28 | Shareholder Proposals Regarding Financial Structure, Financial Services Innovation, Roles and Impartiality, Selection of Board Members and Shared Economic Interests | ShrHldr | N/A | TNA | N/A | ||||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Dollar Thrifty Automotive Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DTG | CUSIP 256743105 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Capo | Mgmt | For | For | For | ||||
1.2 | Elect Maryann Keller | Mgmt | For | For | For | ||||
1.3 | Elect Edward Lumley | Mgmt | For | For | For | ||||
1.4 | Elect Richard Neu | Mgmt | For | For | For | ||||
1.5 | Elect John Pope | Mgmt | For | For | For | ||||
1.6 | Elect Scott Thompson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the Long-Term Incentive Plan and Director Equity Plan | Mgmt | For | For | For | ||||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
Domino's Pizza, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DPZ | CUSIP 25754A201 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Brandon | Mgmt | For | For | For | ||||
1.2 | Elect Diana Cantor | Mgmt | For | For | For | ||||
1.3 | Elect Richard Federico | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Gestation Crates | ShrHldr | Against | Against | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Domtar Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UFS | CUSIP 257559203 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Giannella Alvarez | Mgmt | For | For | For | ||||
2 | Elect Jack Bingleman | Mgmt | For | For | For | ||||
3 | Elect Louis Gignac | Mgmt | For | For | For | ||||
4 | Elect Brian Levitt | Mgmt | For | For | For | ||||
5 | Elect Harold MacKay | Mgmt | For | For | For | ||||
6 | Elect David Maffucci | Mgmt | For | For | For | ||||
7 | Elect Robert Steacy | Mgmt | For | For | For | ||||
8 | Elect Pamela Strobel | Mgmt | For | For | For | ||||
9 | Elect Denis Turcotte | Mgmt | For | For | For | ||||
10 | Elect John Williams | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
13 | Annual Incentive Plan | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
Dongfeng Motor Group Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0489 | CINS Y21042109 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Directors' Report | Mgmt | For | For | For | ||||
4 | Supervisors' Report | Mgmt | For | For | For | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Authority to Distribute Interim Dividends | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Directors' Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Dover Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DOV | CUSIP 260003108 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Benson | Mgmt | For | For | For | ||||
2 | Elect Robert Cremin | Mgmt | For | For | For | ||||
3 | Elect Jean-Pierre Ergas | Mgmt | For | For | For | ||||
4 | Elect Peter Francis | Mgmt | For | For | For | ||||
5 | Elect Kristiane Graham | Mgmt | For | For | For | ||||
6 | Elect Robert Livingston | Mgmt | For | For | For | ||||
7 | Elect Richard Lochridge | Mgmt | For | For | For | ||||
8 | Elect Bernard Rethore | Mgmt | For | For | For | ||||
9 | Elect Michael Stubbs | Mgmt | For | For | For | ||||
10 | Elect Stephen Todd | Mgmt | For | For | For | ||||
11 | Elect Stephen Wagner | Mgmt | For | For | For | ||||
12 | Elect Mary Winston | Mgmt | For | For | For | ||||
13 | 2012 Equity and Cash Incentive Plan | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
DPL Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DPL | CUSIP 233293109 | 09/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Barbas | Mgmt | For | For | For | ||||
1.2 | Elect Barbara Graham | Mgmt | For | For | For | ||||
1.3 | Elect Glenn Harder | Mgmt | For | For | For | ||||
2 | Merger | Mgmt | For | For | For | ||||
3 | Elimination of Supermajority Requirement to Amend the Company's Regulations | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
7 | Amendment to the 2006 Equity Performance and Incentive Plan | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
9 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Dr Pepper Snapple Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DPS | CUSIP 26138E109 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Alexander | Mgmt | For | For | For | ||||
2 | Elect Pamela Patsley | Mgmt | For | For | For | ||||
3 | Elect M. Anne Szostak | Mgmt | For | For | For | ||||
4 | Elect Michael Weinstein | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHldr | Against | Against | For | ||||
DSM NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DSM | CINS N5017D122 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Elect Ewald Kist | Mgmt | For | For | For | ||||
9 | Elect V.F. Haynes | Mgmt | For | For | For | ||||
10 | Elect E.T. Kennedy | Mgmt | For | For | For | ||||
11 | Supervisory Board Fees | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Cancel Shares | Mgmt | For | For | For | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
DSW Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DSW | CUSIP 23334L102 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jay Schottenstein | Mgmt | For | For | For | ||||
2 | Elect Michael MacDonald | Mgmt | For | For | For | ||||
3 | Elect Philip Miller | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
DTE Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DTE | CUSIP 233331107 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gerard Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Charles McClure, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Eugene Miller | Mgmt | For | For | For | ||||
1.4 | Elect Charles Pryor, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Ruth Shaw | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
Dun & Bradstreet Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNB | CUSIP 26483E100 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Austin Adams | Mgmt | For | For | For | ||||
2 | Elect John Alden | Mgmt | For | For | For | ||||
3 | Elect Christopher Coughlin | Mgmt | For | For | For | ||||
4 | Elect James Fernandez | Mgmt | For | For | For | ||||
5 | Elect Raul Garcia | Mgmt | For | For | For | ||||
6 | Elect Douglas Kehring | Mgmt | For | For | For | ||||
7 | Elect Sara Mathew | Mgmt | For | For | For | ||||
8 | Elect Sandra Peterson | Mgmt | For | For | For | ||||
9 | Elect Michael Winkler | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
DXP Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DXPE | CUSIP 233377407 | 06/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Little | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Cletus Davis | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Timothy Halter | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Kenneth Miller | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2005 Restricted Stock Plan | Mgmt | For | For | For | ||||
Dynex Capital, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DX | CUSIP 26817Q506 | 05/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Akin | Mgmt | For | For | For | ||||
1.2 | Elect Byron Boston | Mgmt | For | For | For | ||||
1.3 | Elect Michael Hughes | Mgmt | For | For | For | ||||
1.4 | Elect Barry Igdaloff | Mgmt | For | For | For | ||||
1.5 | Elect Daniel Osborne | Mgmt | For | For | For | ||||
1.6 | Elect James Wheat III | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
EADS: European Aeronautic Defence and Space Company N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EAD | CINS F17114103 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of Board Acts | Mgmt | For | For | For | ||||
4 | Elect Arnaud Lagardere | Mgmt | For | Against | Against | ||||
5 | Elect Thomas Enders | Mgmt | For | Against | Against | ||||
6 | Elect Dominique D'Hinnin | Mgmt | For | Against | Against | ||||
7 | Elect Hermann-Josef Lamberti | Mgmt | For | Against | Against | ||||
8 | Elect Lakshmi Mittal | Mgmt | For | Against | Against | ||||
9 | Elect Sir John Parker | Mgmt | For | Against | Against | ||||
10 | Elect Michel Pebereau | Mgmt | For | Against | Against | ||||
11 | Elect Josep Pique i Camps | Mgmt | For | Against | Against | ||||
12 | Elect Wilfried Porth | Mgmt | For | Against | Against | ||||
13 | Elect Jean-Claude Trichet | Mgmt | For | Against | Against | ||||
14 | Elect Bodo Uebber | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | ||||
16 | Appointment of Auditor (KPMG) | Mgmt | For | For | For | ||||
17 | Amendments to Articles | Mgmt | For | For | For | ||||
18 | Compensation Policy; Directors' Fees | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Cancellation of Shares | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
East West Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EWBC | CUSIP 27579R104 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Iris Chan | Mgmt | For | For | For | ||||
1.2 | Elect Rudolph Estrada | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Julia Gouw | Mgmt | For | For | For | ||||
1.4 | Elect Paul Irving | Mgmt | For | For | For | ||||
1.5 | Elect Andrew Kane | Mgmt | For | For | For | ||||
1.6 | Elect John Lee | Mgmt | For | For | For | ||||
1.7 | Elect Herman Li | Mgmt | For | For | For | ||||
1.8 | Elect Jack Liu | Mgmt | For | For | For | ||||
1.9 | Elect Dominic Ng | Mgmt | For | For | For | ||||
1.10 | Elect Keith Renken | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Performance-Based Bonus Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
EchoStar Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SATS | CUSIP 278768106 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect R. Stanton Dodge | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Michael Dugan | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Charles Ergen | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Anthony Federico | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Pradman Kaul | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Tom Ortolf | Mgmt | For | Withhold | Against | ||||
1.7 | Elect C. Michael Schroeder | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
EDP-Energias de Portugal SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EDP | CINS X67925119 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Portugal | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Statutory Auditor Acts | Mgmt | For | For | For | ||||
8 | Authority to Trade in Company Stock | Mgmt | For | For | For | ||||
9 | Authority to Trade in Company Bonds | Mgmt | For | For | For | ||||
10 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | ||||
11 | Remuneration Report (Management Board) | Mgmt | For | For | For | ||||
12 | Remuneration Report (Supervisory Board) | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Election of Board of the General Meeting | Mgmt | For | For | For | ||||
15 | Election of Members of Remuneration Committee | Mgmt | For | For | For | ||||
16 | Remuneration Committee Fees | Mgmt | For | For | For | ||||
17 | Election of Environment and Sustainability Board | Mgmt | For | For | For | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Elan Corporation, plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ELN | CUSIP 284131208 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Lars Ekman | Mgmt | For | Against | Against | ||||
3 | Elect Hans Hasler | Mgmt | For | Against | Against | ||||
4 | Elect Robert Ingram | Mgmt | For | Against | Against | ||||
5 | Elect P. Gary Kennedy | Mgmt | For | Against | Against | ||||
6 | Elect Patrick Kennedy | Mgmt | For | Against | Against | ||||
7 | Elect Giles Kerr | Mgmt | For | Against | Against | ||||
8 | Elect G. Kelly Martin | Mgmt | For | Against | Against | ||||
9 | Elect Kieran McGowan | Mgmt | For | Against | Against | ||||
10 | Elect Kyran McLaughlin | Mgmt | For | Against | Against | ||||
11 | Elect Donal O'Connor | Mgmt | For | Against | Against | ||||
12 | Elect Richard Pilnik | Mgmt | For | Against | Against | ||||
13 | Elect Dennis Selkoe | Mgmt | For | Against | Against | ||||
14 | Elect Andrew von Eschenbach | Mgmt | For | Against | Against | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | ||||
16 | Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
17 | Amendment to Employee Equity Purchase Plan | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Reduction in Share Premium Account | Mgmt | For | For | For | ||||
21 | Conversion of Executive Shares | Mgmt | For | For | For | ||||
22 | Amendments to Articles Regarding Conversion of Executive Shares | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | ||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Elders Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ELD | CINS Q3414A103 | 12/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Remuneration Report | Mgmt | For | For | For | ||||
4 | Re-elect James Ranck | Mgmt | For | For | For | ||||
5 | Re-elect Raymond Grigg | Mgmt | For | For | For | ||||
6 | Elect Anna Buduls | Mgmt | For | For | For | ||||
7 | Elect Josephine Rozman | Mgmt | For | For | For | ||||
8 | Renew Partial Takeover Provisions | Mgmt | For | For | For | ||||
Electric Power Development Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9513 | CINS J12915104 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Kiyoshi Sawabe | Mgmt | For | For | For | ||||
4 | Elect Masayoshi Kitamura | Mgmt | For | For | For | ||||
5 | Elect Shinichiroh Ohta | Mgmt | For | For | For | ||||
6 | Elect Yasuo Maeda | Mgmt | For | For | For | ||||
7 | Elect Yoshihiko Sakanashi | Mgmt | For | For | For | ||||
8 | Elect Minoru Hino | Mgmt | For | For | For | ||||
9 | Elect Toshifumi Watanabe | Mgmt | For | For | For | ||||
10 | Elect Seigoh Mizunuma | Mgmt | For | For | For | ||||
11 | Elect Kuniharu Takemata | Mgmt | For | For | For | ||||
12 | Elect Junji Nagashima | Mgmt | For | For | For | ||||
13 | Elect Hitoshi Murayama | Mgmt | For | For | For | ||||
14 | Elect Goh Kajitani | Mgmt | For | For | For | ||||
15 | Elect Takashi Fujiwara | Mgmt | For | For | For | ||||
16 | Elect Hirotada Tanoh | Mgmt | For | For | For | ||||
Eli Lilly and Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLY | CUSIP 532457108 | 04/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Katherine Baicker | Mgmt | For | For | For | ||||
2 | Elect J. Erik Fyrwald | Mgmt | For | For | For | ||||
3 | Elect Ellen Marram | Mgmt | For | For | For | ||||
4 | Elect Douglas Oberhelman | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Elimination of Supermajority Requirements | Mgmt | For | For | For | ||||
9 | Shareholder Proposal Regarding Proponent Engagement Process | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | ||||
Elizabeth Arden, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RDEN | CUSIP 28660G106 | 11/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect E. Scott Beattie | Mgmt | For | Against | Against | ||||
2 | Elect Fred Berens | Mgmt | For | Against | Against | ||||
3 | Elect Maura Clark | Mgmt | For | Against | Against | ||||
4 | Elect Richard Mauran | Mgmt | For | Against | Against | ||||
5 | Elect William Tatham | Mgmt | For | Against | Against | ||||
6 | Elect J. W. Nevil Thomas | Mgmt | For | Against | Against | ||||
7 | Elect A. Salman Amin | Mgmt | For | Against | Against | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
10 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 01/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | For | For | ||||
2 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Arno Hugo Agustin Filho | Mgmt | For | Against | Against | ||||
2 | Election of Board Chairman | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Election of Supervisory Council Members | Mgmt | For | For | For | ||||
4 | Remuneration Policy | Mgmt | For | Against | Against | ||||
5 | Supervisory Council Fees | Mgmt | For | For | For | ||||
Emerson Electric Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMR | CUSIP 291011104 | 02/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Carlos Fernandez Gonzalez | Mgmt | For | For | For | ||||
1.2 | Elect Arthur Golden | Mgmt | For | For | For | ||||
1.3 | Elect William Johnson | Mgmt | For | For | For | ||||
1.4 | Elect John Menzer | Mgmt | For | For | For | ||||
1.5 | Elect August Busch III | Mgmt | For | For | For | ||||
1.6 | Elect Rozanne Ridgway | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Endo Pharmaceuticals Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENDP | CUSIP 29264F205 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roger Kimmel | Mgmt | For | For | For | ||||
2 | Elect John Delucca | Mgmt | For | For | For | ||||
3 | Elect David Holveck | Mgmt | For | For | For | ||||
4 | Elect Nancy Hutson | Mgmt | For | For | For | ||||
5 | Elect Michael Hyatt | Mgmt | For | For | For | ||||
6 | Elect William P. Montague | Mgmt | For | For | For | ||||
7 | Elect David Nash | Mgmt | For | For | For | ||||
8 | Elect Joseph Scodari | Mgmt | For | For | For | ||||
9 | Elect William Spengler | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Company Name Change | Mgmt | For | For | For | ||||
Enel S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENEL | CINS T3679P115 | 04/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Remuneration report | Mgmt | For | For | For | ||||
5 | Amendments to Articles | Mgmt | For | For | For | ||||
Energias de Portugal SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EDP | CINS X67925119 | 02/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Portugal | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Amendment to Article 10 | Mgmt | For | For | For | ||||
3 | Amendment to Article 14 | Mgmt | For | For | For | ||||
4 | Election of Supervisory Board | Mgmt | For | Against | Against | ||||
5 | Election of Management Board | Mgmt | For | Against | Against | ||||
Energias de Portugal SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EDP | CINS X67925119 | 08/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Portugal | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Amend Article 4 | Mgmt | For | For | For | ||||
4 | Amend Article 14 | Mgmt | For | For | For | ||||
5 | Amend Article 20 | Mgmt | For | For | For | ||||
6 | Amend Article 27 | Mgmt | For | For | For | ||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Energizer Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENR | CUSIP 29266R108 | 01/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bill Armstrong | Mgmt | For | For | For | ||||
2 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | ||||
3 | Elect Pamela Nicholson | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Energy Development Corp (fka Pnoc Energy Development Corp.) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EDC | CINS Y2292T102 | 07/13/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Philippines | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Call to order | Mgmt | For | TNA | N/A | ||||
2 | Determination of Quorum | Mgmt | For | TNA | N/A | ||||
3 | Approve Meeting Minutes | Mgmt | For | TNA | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Management Acts | Mgmt | For | TNA | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Elect Oscar Lopez | Mgmt | For | TNA | N/A | ||||
8 | Elect Federico Lopez | Mgmt | For | TNA | N/A | ||||
9 | Elect Peter Garrucho, Jr. | Mgmt | For | TNA | N/A | ||||
10 | Elect Elpidio Ibanez | Mgmt | For | TNA | N/A | ||||
11 | Elect Ernesto Pantangco | Mgmt | For | TNA | N/A | ||||
12 | Elect Francis Giles Puno | Mgmt | For | TNA | N/A | ||||
13 | Elect Jonathan Russell | Mgmt | For | TNA | N/A | ||||
14 | Elect Richard Tantoco | Mgmt | For | TNA | N/A | ||||
15 | Elect Francisco Lim | Mgmt | For | TNA | N/A | ||||
16 | Elect Edgar Chua | Mgmt | For | TNA | N/A | ||||
17 | Elect Arturo Valdez | Mgmt | For | TNA | N/A | ||||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
19 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
20 | Adjournment | Mgmt | For | TNA | N/A | ||||
Energy Partners, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EPL | CUSIP 29270U303 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Buckner | Mgmt | For | For | For | ||||
1.2 | Elect Scott Griffiths | Mgmt | For | For | For | ||||
1.3 | Elect Gary Hanna | Mgmt | For | For | For | ||||
1.4 | Elect Marc McCarthy | Mgmt | For | For | For | ||||
1.5 | Elect Steven Pully | Mgmt | For | For | For | ||||
1.6 | Elect William Wallace | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Enersys | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENS | CUSIP 29275Y102 | 08/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Seifi Ghasemi | Mgmt | For | For | For | ||||
1.2 | Elect John Lehman, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Dennis Marlo | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Eni S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENI | CINS T3643A145 | 04/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Remuneration Report | Mgmt | For | For | For | ||||
6 | Amendments to Articles | Mgmt | For | For | For | ||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Entegris, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENTG | CUSIP 29362U104 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gideon Argov | Mgmt | For | For | For | ||||
1.2 | Elect Michael Bradley | Mgmt | For | For | For | ||||
1.3 | Elect Marvin Burkett | Mgmt | For | For | For | ||||
1.4 | Elect R. Nicholas Burns | Mgmt | For | For | For | ||||
1.5 | Elect Daniel Christman | Mgmt | For | For | For | ||||
1.6 | Elect Roger McDaniel | Mgmt | For | For | For | ||||
1.7 | Elect Paul Olson | Mgmt | For | For | For | ||||
1.8 | Elect Brian Sullivan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Entergy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETR | CUSIP 29364G103 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Maureen Bateman | Mgmt | For | For | For | ||||
2 | Elect Gary Edwards | Mgmt | For | For | For | ||||
3 | Elect Alexis Herman | Mgmt | For | For | For | ||||
4 | Elect Donald Hintz | Mgmt | For | For | For | ||||
5 | Elect J. Wayne Leonard | Mgmt | For | For | For | ||||
6 | Elect Stuart Levenick | Mgmt | For | For | For | ||||
7 | Elect Blanche Lincoln | Mgmt | For | For | For | ||||
8 | Elect Stewart Myers | Mgmt | For | For | For | ||||
9 | Elect William Percy, II | Mgmt | For | For | For | ||||
10 | Elect W.J. Tauzin | Mgmt | For | For | For | ||||
11 | Elect Steven Wilkinson | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Entropic Communications, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENTR | CUSIP 29384R105 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth Merchant | Mgmt | For | For | For | ||||
1.2 | Elect Umesh Padval | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Equity Residential | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EQR | CUSIP 29476L107 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Alexander | Mgmt | For | For | For | ||||
1.2 | Elect Charles Atwood | Mgmt | For | For | For | ||||
1.3 | Elect Linda Bynoe | Mgmt | For | For | For | ||||
1.4 | Elect Mary Haben | Mgmt | For | For | For | ||||
1.5 | Elect Bradley Keywell | Mgmt | For | For | For | ||||
1.6 | Elect John Neal | Mgmt | For | For | For | ||||
1.7 | Elect David Neithercut | Mgmt | For | For | For | ||||
1.8 | Elect Mark Shapiro | Mgmt | For | For | For | ||||
1.9 | Elect Gerald Spector | Mgmt | For | For | For | ||||
1.10 | Elect B. Joseph White | Mgmt | For | For | For | ||||
1.11 | Elect Samuel Zell | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | ||||
Everest Re Group, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RE | CUSIP G3223R108 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Dunne | Mgmt | For | For | For | ||||
1.2 | Elect John Weber | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Exelis Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XLS | CUSIP 30162A108 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph Hake | Mgmt | For | Against | Against | ||||
2 | Elect David Melcher | Mgmt | For | Against | Against | ||||
3 | Elect Herman Bulls | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Exelon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EXC | CUSIP 30161N101 | 04/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Canning Jr. | Mgmt | For | Against | Against | ||||
2 | Elect Christopher Crane | Mgmt | For | Against | Against | ||||
3 | Elect M. Walter D'Alessio | Mgmt | For | Against | Against | ||||
4 | Elect Nicholas DeBenedictis | Mgmt | For | Against | Against | ||||
5 | Elect Nelson Diaz | Mgmt | For | Against | Against | ||||
6 | Elect Sue Ling Gin | Mgmt | For | Against | Against | ||||
7 | Elect Rosemarie Greco | Mgmt | For | Against | Against | ||||
8 | Elect Paul Joskow | Mgmt | For | Against | Against | ||||
9 | Elect Richard Mies | Mgmt | For | Against | Against | ||||
10 | Elect John Palms | Mgmt | For | Against | Against | ||||
11 | Elect William Richardson | Mgmt | For | Against | Against | ||||
12 | Elect Thomas Ridge | Mgmt | For | Against | Against | ||||
13 | Elect John Rogers, Jr. | Mgmt | For | Against | Against | ||||
14 | Elect John Rowe | Mgmt | For | Against | Against | ||||
15 | Elect Stephen Steinour | Mgmt | For | Against | Against | ||||
16 | Elect Donald Thompson | Mgmt | For | Against | Against | ||||
17 | Elect Ann Berzin | Mgmt | For | Against | Against | ||||
18 | Elect Yves de Balmann | Mgmt | For | Against | Against | ||||
19 | Elect Robert Lawless | Mgmt | For | Against | Against | ||||
20 | Elect Mayo Shattuck III | Mgmt | For | Against | Against | ||||
21 | Ratification of Auditor | Mgmt | For | For | For | ||||
22 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Exelon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EXC | CUSIP 30161N101 | 11/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Exide Technologies | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XIDE | CUSIP 302051206 | 09/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Herbert Aspbury | Mgmt | For | For | For | ||||
1.2 | Elect James Bolch | Mgmt | For | For | For | ||||
1.3 | Elect Michael D'Appolonia | Mgmt | For | For | For | ||||
1.4 | Elect David Ferguson | Mgmt | For | For | For | ||||
1.5 | Elect John O'Higgins | Mgmt | For | For | For | ||||
1.6 | Elect Dominic Pileggi | Mgmt | For | For | For | ||||
1.7 | Elect John Reilly | Mgmt | For | For | For | ||||
1.8 | Elect Michael Ressner | Mgmt | For | For | For | ||||
1.9 | Elect Carroll Wetzel, Jr. | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Expedia, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EXPE | CUSIP 30212P303 | 06/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect A. George Battle | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Barry Diller | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Jonathan Dolgen | Mgmt | For | Withhold | Against | ||||
1.4 | Elect William Fitzgerald | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Craig Jacobson | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Victor Kaufman | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Peter Kern | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Dara Khosrowshahi | Mgmt | For | Withhold | Against | ||||
1.9 | Elect John Malone | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Jose Antonio Tazon Garcia | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Expedia, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EXPE | CUSIP 30212P105 | 12/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Spin-off | Mgmt | For | For | For | ||||
2 | Reverse Stock Split | Mgmt | For | For | For | ||||
3 | Merger/Acquisition | Mgmt | For | For | For | ||||
4 | Misc. Article Amendments | Mgmt | For | For | For | ||||
5.1 | Elect A. George Battle | Mgmt | For | Withhold | Against | ||||
5.2 | Elect Barry Diller | Mgmt | For | Withhold | Against | ||||
5.3 | Elect Jonathan Dolgen | Mgmt | For | Withhold | Against | ||||
5.4 | Elect William Fitzgerald | Mgmt | For | Withhold | Against | ||||
5.5 | Elect Craig Jacobson | Mgmt | For | Withhold | Against | ||||
5.6 | Elect Victor Kaufman | Mgmt | For | Withhold | Against | ||||
5.7 | Elect Peter Kern | Mgmt | For | Withhold | Against | ||||
5.8 | Elect Dara Khosrowshahi | Mgmt | For | Withhold | Against | ||||
5.9 | Elect John Malone | Mgmt | For | Withhold | Against | ||||
5.10 | Elect Jose Antonio Tazon Garcia | Mgmt | For | Withhold | Against | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Express, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EXPR | CUSIP 30219E103 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Devine III | Mgmt | For | For | For | ||||
1.2 | Elect Mylle Mangum | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Approval of the Performance Goals and Grant Limitations Under the 2010 Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
Extra Space Storage Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EXR | CUSIP 30225T102 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Spencer Kirk | Mgmt | For | For | For | ||||
1.2 | Elect Anthony Fanticola | Mgmt | For | For | For | ||||
1.3 | Elect Hugh Horne | Mgmt | For | For | For | ||||
1.4 | Elect Joseph Margolis | Mgmt | For | For | For | ||||
1.5 | Elect Roger Porter | Mgmt | For | For | For | ||||
1.6 | Elect K. Fred Skousen | Mgmt | For | For | For | ||||
1.7 | Elect Kenneth Woolley | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Exxon Mobil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XOM | CUSIP 30231G102 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Boskin | Mgmt | For | For | For | ||||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | ||||
1.3 | Elect Larry Faulkner | Mgmt | For | For | For | ||||
1.4 | Elect Jay Fishman | Mgmt | For | For | For | ||||
1.5 | Elect Henrietta Fore | Mgmt | For | For | For | ||||
1.6 | Elect Kenneth Frazier | Mgmt | For | For | For | ||||
1.7 | Elect William George | Mgmt | For | For | For | ||||
1.8 | Elect Samuel Palmisano | Mgmt | For | For | For | ||||
1.9 | Elect Steven Reinemund | Mgmt | For | For | For | ||||
1.10 | Elect Rex Tillerson | Mgmt | For | For | For | ||||
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
Fair Isaac Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FICO | CUSIP 303250104 | 02/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect A. George Battle | Mgmt | For | Against | Against | ||||
2 | Elect Nicholas Graziano | Mgmt | For | For | For | ||||
3 | Elect Mark Greene | Mgmt | For | For | For | ||||
4 | Elect James Kirsner | Mgmt | For | For | For | ||||
5 | Elect William Lansing | Mgmt | For | For | For | ||||
6 | Elect Rahul Merchant | Mgmt | For | For | For | ||||
7 | Elect David Rey | Mgmt | For | For | For | ||||
8 | Elect Duane White | Mgmt | For | For | For | ||||
9 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
FEI Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FEIC | CUSIP 30241L109 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lawrence Bock | Mgmt | For | For | For | ||||
1.2 | Elect Arie Hujiser | Mgmt | For | For | For | ||||
1.3 | Elect Don Kania | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Kelly | Mgmt | For | For | For | ||||
1.5 | Elect Jan Lobbezoo | Mgmt | For | For | For | ||||
1.6 | Elect Gerhard Parker | Mgmt | For | For | For | ||||
1.7 | Elect James Richardson | Mgmt | For | For | For | ||||
1.8 | Elect Richard Wills | Mgmt | For | For | For | ||||
1.9 | Elect Homa Bahrami | Mgmt | For | For | For | ||||
1.10 | Elect Jami Nachtsheim | Mgmt | For | For | For | ||||
2 | Amendment to the 1995 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Share Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Fiat Industrial S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FI | CINS T42136100 | 04/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Board Size; Directors' Fees | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | List Presented by Exor S.p.A. | Mgmt | For | Against | Against | ||||
7 | List Presented by Group of Investors Representing 1.46% of the Company's Share Capital | Mgmt | For | N/A | N/A | ||||
8 | Remuneration Report | Mgmt | For | Against | Against | ||||
9 | Long-Term Incentive Plan | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Conversion of Savings and Preferred Shares into Ordinary Shares | Mgmt | For | For | For | ||||
Fiat S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F | CINS T4210N122 | 04/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Board Size; Board Term Length; Directors' Fees | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | List presented by Exor S.p.A | Mgmt | For | Against | Against | ||||
7 | List presented by Group of Investors Representing 1.07% of the Company's Share Capital | Mgmt | For | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | List presented by Exor S.p.A. | Mgmt | N/A | For | N/A | ||||
10 | List presented by Group of Investors Representing 1.07% of the Company's Share Capital | Mgmt | N/A | Abstain | N/A | ||||
11 | Statutory Auditors' Fees | Mgmt | For | For | For | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
13 | Remuneration Policy | Mgmt | For | Against | Against | ||||
14 | Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||||
16 | Conversion of Savings and Preferred Shares to Ordinary Shares | Mgmt | For | For | For | ||||
Fidelity National Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FNF | CUSIP 31620R105 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frank Willey | Mgmt | For | For | For | ||||
1.2 | Elect Willie Davis | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Fifth Third Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FITB | CUSIP 316773100 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Darryl Allen | Mgmt | For | For | For | ||||
1.2 | Elect B. Evan Bayh III | Mgmt | For | For | For | ||||
1.3 | Elect Ulysses Bridgeman, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Emerson Brumback | Mgmt | For | For | For | ||||
1.5 | Elect James Hackett | Mgmt | For | For | For | ||||
1.6 | Elect Gary Heminger | Mgmt | For | For | For | ||||
1.7 | Elect Jewell Hoover | Mgmt | For | For | For | ||||
1.8 | Elect William Isaac | Mgmt | For | For | For | ||||
1.9 | Elect Kevin Kabat | Mgmt | For | For | For | ||||
1.10 | Elect Mitchel Livingston | Mgmt | For | For | For | ||||
1.11 | Elect Michael McCallister | Mgmt | For | For | For | ||||
1.12 | Elect Hendrick Meijer | Mgmt | For | For | For | ||||
1.13 | Elect John Schiff, Jr. | Mgmt | For | For | For | ||||
1.14 | Elect Marsha Williams | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Financial Institutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FISI | CUSIP 317585404 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Karl Anderson, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Erland Kailbourne | Mgmt | For | For | For | ||||
1.3 | Elect Robert Latella | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
First Financial Bancorp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FFBC | CUSIP 320209109 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Barker | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Cynthia Booth | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Mark Collar | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Claude Davis | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Murph Knapke | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Susan Knust | Mgmt | For | Withhold | Against | ||||
1.7 | Elect William Kramer | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Maribeth Rahe | Mgmt | For | Withhold | Against | ||||
2 | 2012 Stock Plan | Mgmt | For | For | For | ||||
3 | Amendment to the 2009 Non-Employee Director Stock Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
First Industrial Realty Trust, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FR | CUSIP 32054K103 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Rau | Mgmt | For | For | For | ||||
1.2 | Elect W. Ed Tyler | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
First Quantum Minerals Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FM | CUSIP 335934105 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Philip Pascall | Mgmt | For | For | For | ||||
1.2 | Elect G. Clive Newall | Mgmt | For | For | For | ||||
1.3 | Elect Martin Rowley | Mgmt | For | For | For | ||||
1.4 | Elect Peter St. George | Mgmt | For | For | For | ||||
1.5 | Elect Andrew Adams | Mgmt | For | For | For | ||||
1.6 | Elect Michael Martineau | Mgmt | For | For | For | ||||
1.7 | Elect Paul Brunner | Mgmt | For | For | For | ||||
1.8 | Elect Steven McTiernan | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
First Quantum Minerals Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FM | CUSIP 335934105 | 07/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Stock Split | Mgmt | For | For | For | ||||
First Resources Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EB5 | CINS Y2560F107 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect LIM Ming Seong | Mgmt | For | For | For | ||||
4 | Elect Ciliandra Fangiono | Mgmt | For | For | For | ||||
5 | Elect Ng Shin Ein | Mgmt | For | For | For | ||||
6 | Directors' Fees | Mgmt | For | For | For | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Fletcher Building Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FBU | CINS Q3915B105 | 11/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | New Zealand | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Re-elect Jonathan Ling | Mgmt | For | For | For | ||||
4 | Re-elect Ralph Waters | Mgmt | For | For | For | ||||
5 | Elect Cecilia Tarrant | Mgmt | For | For | For | ||||
6 | Approve Employee Share Plan (FBuShare) | Mgmt | For | For | For | ||||
7 | Authorise Board to Set Auditor's Fees | Mgmt | For | For | For | ||||
8 | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | For | ||||
9 | Routine Meeting Item | Mgmt | For | For | For | ||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Fluor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FLR | CUSIP 343412102 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Peter Barker | Mgmt | For | For | For | ||||
2 | Elect Alan Bennett | Mgmt | For | For | For | ||||
3 | Elect Dean O'Hare | Mgmt | For | For | For | ||||
4 | Elect David Seaton | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
6 | Amendment to the Certificate of Incorporation Regarding the Right to Call a Special Meeting | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Flushing Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FFIC | CUSIP 343873105 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Steven D'Iorio | Mgmt | For | For | For | ||||
1.2 | Elect Louis Grassi | Mgmt | For | For | For | ||||
1.3 | Elect Sam Han | Mgmt | For | For | For | ||||
1.4 | Elect John Roe, Sr. | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Foot Locker, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FL | CUSIP 344849104 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alan Feldman | Mgmt | For | For | For | ||||
1.2 | Elect Jarobin Gilbert, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect David Schwartz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Forest Laboratories, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FRX | CUSIP 345838106 | 08/18/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Howard Solomon | Mgmt | For | TNA | N/A | ||||
1.2 | Elect Nesli Basgoz | Mgmt | For | TNA | N/A | ||||
1.3 | Elect Christopher Coughlin | Mgmt | For | TNA | N/A | ||||
1.4 | Elect Dan Goldwasser | Mgmt | For | TNA | N/A | ||||
1.5 | Elect Kenneth Goodman | Mgmt | For | TNA | N/A | ||||
1.6 | Elect Gerald Lieberman | Mgmt | For | TNA | N/A | ||||
1.7 | Elect Lawrence Olanoff | Mgmt | For | TNA | N/A | ||||
1.8 | Elect Lester Salans | Mgmt | For | TNA | N/A | ||||
1.9 | Elect Brenton Saunders | Mgmt | For | TNA | N/A | ||||
1.10 | Elect Peter Zimetbaum | Mgmt | For | TNA | N/A | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | N/A | ||||
4 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||||
Forest Laboratories, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FRX | CUSIP 345838106 | 08/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dissident Nominee Alexander Denner | Mgmt | N/A | Withhold | N/A | ||||
1.2 | Elect Dissident Nominee Richard Mulligan | Mgmt | N/A | For | N/A | ||||
1.3 | Elect Dissident Nominee Lucian Bebchuk | Mgmt | N/A | Withhold | N/A | ||||
1.4 | Elect Dissident Nominee Eric Ende | Mgmt | N/A | Withhold | N/A | ||||
1.5 | Elect Management Nominee Nesli Basgoz | Mgmt | N/A | For | N/A | ||||
1.6 | Elect Management Nominee Christopher Coughlin | Mgmt | N/A | For | N/A | ||||
1.7 | Elect Management Nominee Gerald Lieberman | Mgmt | N/A | For | N/A | ||||
1.8 | Elect Management Nominee Lawrence Olanoff | Mgmt | N/A | For | N/A | ||||
1.9 | Elect Management Nominee Brenton Saunders | Mgmt | N/A | For | N/A | ||||
1.10 | Elect Management Nominee Peter Zimetbaum | Mgmt | N/A | For | N/A | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | N/A | Against | N/A | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | ||||
4 | Ratification of Auditor | Mgmt | N/A | For | N/A | ||||
Fortescue Metals Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FMG | CINS Q39360104 | 11/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Geoff Raby | Mgmt | For | Against | Against | ||||
4 | Elect Herbert E. Scruggs | Mgmt | For | Against | Against | ||||
5 | Re-elect Andrew Forrest | Mgmt | For | Against | Against | ||||
6 | Re-elect Graeme Rowley | Mgmt | For | Against | Against | ||||
7 | Re-elect Owen Hegarty | Mgmt | For | Against | Against | ||||
8 | Adopt New Constitution | Mgmt | For | For | For | ||||
9 | Adopt Partial Takeover Provisions | Mgmt | For | For | For | ||||
France Télécom | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FTE | CINS F4113C103 | 06/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Related Party Transactions | Mgmt | For | For | For | ||||
9 | Elect Claudie Haignere | Mgmt | For | Against | Against | ||||
10 | Elect Jose-Luis Duran | Mgmt | For | Against | Against | ||||
11 | Elect Charles-Henri Filippi | Mgmt | For | Against | Against | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Relocation of Corporate Headquarters | Mgmt | For | For | For | ||||
14 | Amendment Regarding Shareholder Disclosure Rules | Mgmt | For | For | For | ||||
15 | Amendment Regarding Consultative Commissions | Mgmt | For | For | For | ||||
16 | Amendments Regarding Shareholder Meetings | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares within Framework of Liquidity Contract with Holders of Orange SA Shares and Options | Mgmt | For | For | For | ||||
18 | Authority to Issue Options-Based Liquidity Instruments within Framework of Liquidity Contract with Holders of Orange SA Options | Mgmt | For | For | For | ||||
19 | Authority to Grant Restricted Shares | Mgmt | For | For | For | ||||
20 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
21 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
22 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
23 | Shareholder Proposal Regarding Amendment to Proposal 3.00 (Resolution A) | ShrHldr | N/A | Against | N/A | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Franklin Electric Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FELE | CUSIP 353514102 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jerome Brady | Mgmt | For | For | For | ||||
1.2 | Elect David Wathen | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Stock Plan | Mgmt | For | For | For | ||||
Fresenius SE & Co. KGaA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FREG | CINS D27348123 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts until January 28, 2011 | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts until January 28, 2011 | Mgmt | For | For | For | ||||
8 | Ratification of General Partner Acts since January 28, 2011 | Mgmt | For | For | For | ||||
9 | Ratification of Supervisory Board Acts since January 28, 2011 | Mgmt | For | For | For | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Compensation Policy | Mgmt | For | For | For | ||||
12 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Fuji Electric Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6504 | CINS J14112106 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Michihiro Kitazawa | Mgmt | For | For | For | ||||
3 | Elect Yoshio Okuno | Mgmt | For | For | For | ||||
4 | Elect Hisao Shigekane | Mgmt | For | For | For | ||||
5 | Elect Michio Abe | Mgmt | For | For | For | ||||
6 | Elect Takamichi Hamada | Mgmt | For | For | For | ||||
7 | Elect Naoto Yoneyama | Mgmt | For | For | For | ||||
8 | Elect Hiroaki Kurokawa | Mgmt | For | For | For | ||||
9 | Elect Motoyuki Suzuki | Mgmt | For | For | For | ||||
10 | Elect Takashi Okimoto | Mgmt | For | For | For | ||||
11 | Elect Keiichi Hirata | Mgmt | For | Against | Against | ||||
12 | Elect Takahiko Itoh | Mgmt | For | Against | Against | ||||
13 | Elect Yoshiki Satoh | Mgmt | For | For | For | ||||
14 | Elect Akiko Kimura | Mgmt | For | For | For | ||||
Fujitsu Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6702 | CINS J15708159 | 06/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Michiyoshi Mazuka | Mgmt | For | For | For | ||||
3 | Elect Masami Yamamoto | Mgmt | For | For | For | ||||
4 | Elect Masami Fujita | Mgmt | For | For | For | ||||
5 | Elect Kazuhiko Katoh | Mgmt | For | For | For | ||||
6 | Elect Masahiro Koezuka | Mgmt | For | For | For | ||||
7 | Elect Hiroshi Ohura | Mgmt | For | For | For | ||||
8 | Elect Haruo Itoh | Mgmt | For | For | For | ||||
9 | Elect Yohko Ishikura | Mgmt | For | For | For | ||||
10 | Elect Takashi Okimoto | Mgmt | For | For | For | ||||
11 | Elect Hideyuki Sasoh | Mgmt | For | For | For | ||||
12 | Elect Kenji Ikegai | Mgmt | For | For | For | ||||
13 | Elect Shohtaroh Yachi | Mgmt | For | For | For | ||||
14 | Elect Masamichi Ogura | Mgmt | For | For | For | ||||
15 | Elect Megumi Yamamuro | Mgmt | For | For | For | ||||
16 | Elect Hiroshi Mitani | Mgmt | For | For | For | ||||
17 | Elect Akihiko Murakami | Mgmt | For | For | For | ||||
18 | Bonus | Mgmt | For | For | For | ||||
FXCM Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FXCM | CUSIP 302693106 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Ahdout | Mgmt | For | For | For | ||||
1.2 | Elect James Brown | Mgmt | For | For | For | ||||
1.3 | Elect Robin Davis | Mgmt | For | For | For | ||||
1.4 | Elect Perry Fish | Mgmt | For | For | For | ||||
1.5 | Elect Kenneth Grossman | Mgmt | For | For | For | ||||
1.6 | Elect Arthur Gruen | Mgmt | For | For | For | ||||
1.7 | Elect Eric LeGoff | Mgmt | For | For | For | ||||
1.8 | Elect Dror Niv | Mgmt | For | For | For | ||||
1.9 | Elect David Sakhai | Mgmt | For | For | For | ||||
1.10 | Elect Ryan Silverman | Mgmt | For | For | For | ||||
1.11 | Elect Eduard Yusapov | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
G-III Apparel Group, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GIII | CUSIP 36237H101 | 06/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Morris Goldfarb | Mgmt | For | For | For | ||||
1.2 | Elect Sammy Aaron | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Brosig | Mgmt | For | For | For | ||||
1.4 | Elect Alan Feller | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey Goldfarb | Mgmt | For | For | For | ||||
1.6 | Elect Carl Katz | Mgmt | For | For | For | ||||
1.7 | Elect Laura Pomerantz | Mgmt | For | For | For | ||||
1.8 | Elect Willem van Bokhorst | Mgmt | For | For | For | ||||
1.9 | Elect Cheryl Vitali | Mgmt | For | For | For | ||||
1.10 | Elect Richard White | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
GDF Suez | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GSZ | CINS F42768105 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Related Party Transactions | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Elect Gerard Mestrallet | Mgmt | For | Against | Against | ||||
11 | Elect Jean-Francois Cirelli | Mgmt | For | Against | Against | ||||
12 | Elect Jean-Louis Beffa | Mgmt | For | Against | Against | ||||
13 | Elect Paul Desmarais, Jr. | Mgmt | For | Against | Against | ||||
14 | Elect Lord Simon Highbury | Mgmt | For | Against | Against | ||||
15 | Elect Gerard Lamarche as Censor | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares and Convertibles w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares and Convertibles w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares for Private Placement w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital in Case of Contributions in Kind | Mgmt | For | For | For | ||||
21 | Authority to Increase Capital for Employee Savings Plan | Mgmt | For | For | For | ||||
22 | Authority to Increase Capital for Equity Compensation Plan for Overseas Employees | Mgmt | For | For | For | ||||
23 | Global Ceiling on Increases in Capital and Debt Issuances | Mgmt | For | For | For | ||||
24 | Authority to Increase Capital through Capitalizations | Mgmt | For | For | For | ||||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
26 | Authority to Issue Restricted Stock | Mgmt | For | For | For | ||||
27 | Amendment to Articles Regarding Employee Representative Term Lengths | Mgmt | For | For | For | ||||
28 | Amendments to Articles Regarding Director Age Limit | Mgmt | For | For | For | ||||
29 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
30 | Scrip Dividend Option | Mgmt | For | For | For | ||||
31 | Shareholder Proposal Regarding Allocation of Profits | ShrHldr | Against | Against | For | ||||
Gemalto N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GTO | CINS N3465M108 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of CEO Acts | Mgmt | For | For | For | ||||
4 | Ratification of Non-Executive Directors Acts | Mgmt | For | For | For | ||||
5 | Elect Olivier Piou | Mgmt | For | Against | Against | ||||
6 | Elect Johannes Fritz | Mgmt | For | Against | Against | ||||
7 | Elect Arthur van der Poel | Mgmt | For | Against | Against | ||||
8 | Elect Yen Yen Tan | Mgmt | For | Against | Against | ||||
9 | Elect Drina Yue | Mgmt | For | Against | Against | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
Generac Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GNRC | CUSIP 368736104 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barry Goldstein | Mgmt | For | Withhold | Against | ||||
1.2 | Elect David Ramon | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Robert Dixon | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
General Electric Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GE | CUSIP 369604103 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | ||||
3 | Elect Ann Fudge | Mgmt | For | For | For | ||||
4 | Elect Susan Hockfield | Mgmt | For | For | For | ||||
5 | Elect Jeffrey Immelt | Mgmt | For | For | For | ||||
6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
7 | Elect Alan Lafley | Mgmt | For | For | For | ||||
8 | Elect Robert Lane | Mgmt | For | For | For | ||||
9 | Elect Ralph Larsen | Mgmt | For | For | For | ||||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | ||||
11 | Elect James Mulva | Mgmt | For | For | For | ||||
12 | Elect Sam Nunn | Mgmt | For | For | For | ||||
13 | Elect Roger Penske | Mgmt | For | For | For | ||||
14 | Elect Robert Swieringa | Mgmt | For | For | For | ||||
15 | Elect James Tisch | Mgmt | For | For | For | ||||
16 | Elect Douglas Warner III | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
20 | Approval of Material Terms of Senior Officer Performance Goals | Mgmt | For | For | For | ||||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Nuclear Activities | ShrHldr | Against | Against | For | ||||
23 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
24 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
General Motors Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GM | CUSIP 37045V100 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel Akerson | Mgmt | For | For | For | ||||
2 | Elect David Bonderman | Mgmt | For | For | For | ||||
3 | Elect Erroll Davis, Jr. | Mgmt | For | For | For | ||||
4 | Elect Stephen Girsky | Mgmt | For | For | For | ||||
5 | Elect E. Neville Isdell | Mgmt | For | For | For | ||||
6 | Elect Robert Krebs | Mgmt | For | For | For | ||||
7 | Elect Philip Laskawy | Mgmt | For | For | For | ||||
8 | Elect Kathryn Marinello | Mgmt | For | For | For | ||||
9 | Elect James Mulva | Mgmt | For | For | For | ||||
10 | Elect Patricia Russo | Mgmt | For | For | For | ||||
11 | Elect Thomas Schoewe | Mgmt | For | For | For | ||||
12 | Elect Carol Stephenson | Mgmt | For | For | For | ||||
13 | Elect Theodore Solso | Mgmt | For | For | For | ||||
14 | Elect Cynthia Telles | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Genesco Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GCO | CUSIP 371532102 | 06/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Beard | Mgmt | For | For | For | ||||
1.2 | Elect Leonard Berry | Mgmt | For | For | For | ||||
1.3 | Elect William Blaufuss, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect James Bradford | Mgmt | For | For | For | ||||
1.5 | Elect Robert Dennis | Mgmt | For | For | For | ||||
1.6 | Elect Matthew Diamond | Mgmt | For | For | For | ||||
1.7 | Elect Marty Dickens | Mgmt | For | For | For | ||||
1.8 | Elect Thurgood Marshall, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Kathleen Mason | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Gentiva Health Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GTIV | CUSIP 37247A102 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Forman, Jr. | Mgmt | For | For | For | ||||
2 | Elect Victor Ganzi | Mgmt | For | For | For | ||||
3 | Elect Philip Lochner, Jr. | Mgmt | For | For | For | ||||
4 | Elect Stuart Olsten | Mgmt | For | For | For | ||||
5 | Elect Sheldon Retchin | Mgmt | For | For | For | ||||
6 | Elect Tony Strange | Mgmt | For | For | For | ||||
7 | Elect Raymond Troubh | Mgmt | For | For | For | ||||
8 | Elect Rodney Windley | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
11 | Amendment to the Stock and Deferred Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Genuine Parts Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GPC | CUSIP 372460105 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mary Bullock | Mgmt | For | For | For | ||||
1.2 | Elect Paul Donahue | Mgmt | For | For | For | ||||
1.3 | Elect Jean Douville | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Gallagher | Mgmt | For | For | For | ||||
1.5 | Elect George Guynn | Mgmt | For | For | For | ||||
1.6 | Elect John Holder | Mgmt | For | For | For | ||||
1.7 | Elect John Johns | Mgmt | For | For | For | ||||
1.8 | Elect Michael Johns | Mgmt | For | For | For | ||||
1.9 | Elect J. Hicks Lanier | Mgmt | For | For | For | ||||
1.10 | Elect Robert Loudermilk, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect Wendy Needham | Mgmt | For | For | For | ||||
1.12 | Elect Jerry Nix | Mgmt | For | For | For | ||||
1.13 | Elect Gary Rollins | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Gilead Sciences, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GILD | CUSIP 375558103 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Cogan | Mgmt | For | For | For | ||||
1.2 | Elect Etienne Davignon | Mgmt | For | For | For | ||||
1.3 | Elect James Denny | Mgmt | For | For | For | ||||
1.4 | Elect Carla Hills | Mgmt | For | For | For | ||||
1.5 | Elect Kevin Lofton | Mgmt | For | For | For | ||||
1.6 | Elect John Madigan | Mgmt | For | For | For | ||||
1.7 | Elect John Martin | Mgmt | For | For | For | ||||
1.8 | Elect Gordon Moore | Mgmt | For | For | For | ||||
1.9 | Elect Nicholas Moore | Mgmt | For | For | For | ||||
1.10 | Elect Richard Whitley | Mgmt | For | For | For | ||||
1.11 | Elect Gayle Wilson | Mgmt | For | For | For | ||||
1.12 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Poison Pill | ShrHldr | Against | For | Against | ||||
Givaudan S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GIVN | CINS H3238Q102 | 03/22/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Compensation Report | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Elect Jurg Witmer | Mgmt | For | TNA | N/A | ||||
8 | Elect Andre Hoffmann | Mgmt | For | TNA | N/A | ||||
9 | Elect Thomas Rufer | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Glanbia Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GL9 | CINS G39021103 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect John Callaghan | Mgmt | For | Against | Against | ||||
4 | Elect William Carroll | Mgmt | For | Against | Against | ||||
5 | Elect Henry Corbally | Mgmt | For | Against | Against | ||||
6 | Elect David Farrell | Mgmt | For | Against | Against | ||||
7 | Elect James Gannon | Mgmt | For | Against | Against | ||||
8 | Elect Patrick Gleeson | Mgmt | For | Against | Against | ||||
9 | Elect Paul Haran | Mgmt | For | Against | Against | ||||
10 | Elect Brendan Hayes | Mgmt | For | Against | Against | ||||
11 | Elect Liam Herlihy | Mgmt | For | Against | Against | ||||
12 | Elect Martin Keane | Mgmt | For | Against | Against | ||||
13 | Elect Michael Keane | Mgmt | For | Against | Against | ||||
14 | Elect Jerry Liston | Mgmt | For | Against | Against | ||||
15 | Elect Matthew Merrick | Mgmt | For | Against | Against | ||||
16 | Elect John Moloney | Mgmt | For | Against | Against | ||||
17 | Elect John Murphy | Mgmt | For | Against | Against | ||||
18 | Elect Patrick Murphy | Mgmt | For | Against | Against | ||||
19 | Elect William Murphy | Mgmt | For | Against | Against | ||||
20 | Elect Eamon Power | Mgmt | For | Against | Against | ||||
21 | Elect Robert Prendergast | Mgmt | For | Against | Against | ||||
22 | Elect Siobhan Talbot | Mgmt | For | Against | Against | ||||
23 | Elect Kevin Toland | Mgmt | For | Against | Against | ||||
24 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
25 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
26 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
27 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
28 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
29 | Authority to Set Reissue Price of Treasury Shares | Mgmt | For | For | For | ||||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
31 | Amendment to Long Term Incentive Plan | Mgmt | For | For | For | ||||
Glaxosmithkline plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GSK | CINS G3910J112 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Sir Christopher Gent | Mgmt | For | For | For | ||||
4 | Elect Sir Andrew Witty | Mgmt | For | For | For | ||||
5 | Elect Sir Roy Anderson | Mgmt | For | For | For | ||||
6 | Elect Stephanie Burns | Mgmt | For | For | For | ||||
7 | Elect Stacey Cartwright | Mgmt | For | For | For | ||||
8 | Elect H. Lawrence Culp | Mgmt | For | For | For | ||||
9 | Elect Sir Crispin Davis | Mgmt | For | For | For | ||||
10 | Elect Simon Dingemans | Mgmt | For | For | For | ||||
11 | Elect Judy Lewent | Mgmt | For | For | For | ||||
12 | Elect Sir Deryck Maughan | Mgmt | For | For | For | ||||
13 | Elect Daniel Podolsky | Mgmt | For | For | For | ||||
14 | Elect Moncef Slaoui | Mgmt | For | For | For | ||||
15 | Elect Tom de Swaan | Mgmt | For | For | For | ||||
16 | Elect Sir Robert Wilson | Mgmt | For | For | For | ||||
17 | Appointment of Auditor | Mgmt | For | For | For | ||||
18 | Authority to Set Auditor Fees | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Exemption from Statement of Senior Auditor's Name | Mgmt | For | For | For | ||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
25 | Renewal of the ShareSave Plan | Mgmt | For | For | For | ||||
26 | Renewal of the ShareReward Plan | Mgmt | For | For | For | ||||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Glimcher Realty Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GRT | CUSIP 379302102 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Aronowitz | Mgmt | For | For | For | ||||
1.2 | Elect Herbert Glimcher | Mgmt | For | For | For | ||||
1.3 | Elect Howard Gross | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | ||||
5 | Amendments to the Declaration of Trust to Allow the Board to Act on Certain Issues without Shareholder Approval | Mgmt | For | Against | Against | ||||
6 | Bundled Amendments to the Declaration of Trust | Mgmt | For | For | For | ||||
7 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | ||||
Global Cash Access Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GCA | CUSIP 378967103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Scott Betts | Mgmt | For | For | For | ||||
1.2 | Elect E. Miles Kilburn | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Global Payments Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GPN | CUSIP 37940X102 | 09/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Garcia | Mgmt | For | For | For | ||||
1.2 | Elect Michael Trapp | Mgmt | For | For | For | ||||
1.3 | Elect Gerald Wilkins | Mgmt | For | For | For | ||||
2 | 2011 Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
GNC Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GNC | CUSIP 36191G107 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andrew Claerhout | Mgmt | For | Withhold | Against | ||||
1.2 | Elect David Kaplan | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Amy Lane | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Richard Wallace | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Golden Agri Resources Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
G17 | CINS V39076134 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Mauritius | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Fees | Mgmt | For | For | For | ||||
4 | Elect Frankle (Djafar) Widjaja | Mgmt | For | Against | Against | ||||
5 | Elect Simon Lim | Mgmt | For | Against | Against | ||||
6 | Elect Kaneyalall Hawabhay | Mgmt | For | Against | Against | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Related Party Transactions | Mgmt | For | For | For | ||||
GOME Electrical Appliances Holding Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
493 | CINS G3978C124 | 12/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Amendment to Terms of Option | Mgmt | For | For | For | ||||
4 | Amendment to Terms of Share Option Scheme | Mgmt | For | For | For | ||||
Google Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GOOG | CUSIP 38259P508 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||||
1.3 | Elect Eric Schmidt | Mgmt | For | For | For | ||||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | ||||
1.5 | Elect Diane Greene | Mgmt | For | For | For | ||||
1.6 | Elect John Hennessy | Mgmt | For | For | For | ||||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Paul Otellini | Mgmt | For | For | For | ||||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | ||||
1.10 | Elect Shirley Tilghman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Establish Class C Capital Stock | Mgmt | For | Against | Against | ||||
4 | Increase in Authorized Shares of Class A Common Stock | Mgmt | For | Against | Against | ||||
5 | Adopt Article Amendments to Ensure the Fair Treatment of Class A Common Stock | Mgmt | For | Against | Against | ||||
6 | 2012 Stock Plan | Mgmt | For | Against | Against | ||||
7 | 2012 Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
8 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Arbitration | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
Graincorp Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GNC | CINS Q42655102 | 02/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Re-elect Dan Mangelsdorf | Mgmt | For | Against | Against | ||||
4 | Elect Barbara Gibson | Mgmt | For | Against | Against | ||||
5 | Equity Grant (MD/CEO Alison Watkins) | Mgmt | For | For | For | ||||
6 | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | For | ||||
7 | Amendment to Constitution (Board Size) | Mgmt | For | Against | Against | ||||
8 | Amendment to Constitution (Circular Resolutions) | Mgmt | For | For | For | ||||
9 | Amendment to Constitution (Unmarketable parcels) | Mgmt | For | For | For | ||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Great Lakes Dredge & Dock Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GLDD | CUSIP 390607109 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bruce Biemeck | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Bittel | Mgmt | For | For | For | ||||
1.3 | Elect Jason Weiss | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2007 Long Term Incentive Plan | Mgmt | For | For | For | ||||
Great Western Minerals Group Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GWG | CUSIP 39141Y103 | 07/12/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of Directors (Slate) | Mgmt | For | TNA | N/A | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | ||||
3 | Stock Option Plan Renewal | Mgmt | For | TNA | N/A | ||||
4 | Shareholder Rights Plan Renewal | Mgmt | For | TNA | N/A | ||||
Greatbatch, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GB | CUSIP 39153L106 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Pamela Bailey | Mgmt | For | For | For | ||||
1.2 | Elect Anthony Bihl, III | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Hook | Mgmt | For | For | For | ||||
1.4 | Elect Kevin Melia | Mgmt | For | For | For | ||||
1.5 | Elect Joseph Miller, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Bill Sanford | Mgmt | For | For | For | ||||
1.7 | Elect Peter Soderberg | Mgmt | For | For | For | ||||
1.8 | Elect William Summers, Jr. | Mgmt | For | For | For | ||||
2 | Executive Short Term Incentive Compensation Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Groupe Danone | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BN | CINS F12033134 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Elect Richard Goblet d'Alviella | Mgmt | For | Against | Against | ||||
8 | Elect Jean Laurent | Mgmt | For | Against | Against | ||||
9 | Elect Benoit Potier | Mgmt | For | Against | Against | ||||
10 | Elect Jacques-Antoine Granjon | Mgmt | For | Against | Against | ||||
11 | Elect Mouna Sepehri | Mgmt | For | Against | Against | ||||
12 | Elect Virginia Stallings | Mgmt | For | Against | Against | ||||
13 | Related Party Transactions | Mgmt | For | For | For | ||||
14 | Related Party Transactions (Agreements with J.P Morgan) | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Authority to Grant Restricted Shares | Mgmt | For | Abstain | Against | ||||
17 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Gruppa LSR OAO (LSR Group OJSC) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LSRG | CINS 50218G206 | 04/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Annual Report | Mgmt | For | For | For | ||||
3 | Financial Statements | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Board Size | Mgmt | For | Against | Against | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Elect Kirill Androsov | Mgmt | For | For | For | ||||
8 | Elect Ilgiz Valitov | Mgmt | For | Abstain | Against | ||||
9 | Elect Dmitry Goncharov | Mgmt | For | Abstain | Against | ||||
10 | Elect Igor Levit | Mgmt | For | Abstain | Against | ||||
11 | Elect Mikhail Romanov | Mgmt | For | Abstain | Against | ||||
12 | Elect Sergey Skaterschikov | Mgmt | For | Abstain | Against | ||||
13 | Elect Mark Temkin | Mgmt | For | For | For | ||||
14 | Elect Elena Tumanova | Mgmt | For | Abstain | Against | ||||
15 | Elect Olga Sheikina | Mgmt | For | Abstain | Against | ||||
16 | Elect Natalia Klevtsova | Mgmt | For | For | For | ||||
17 | Elect Yury Terentiev | Mgmt | For | For | For | ||||
18 | Elect Ludmila Fradina | Mgmt | For | For | For | ||||
19 | Appointment of Auditor (IFRS) | Mgmt | For | For | For | ||||
20 | Appointment of Auditor (RAS) | Mgmt | For | For | For | ||||
21 | Amendments to Charter | Mgmt | For | For | For | ||||
22 | Amendments to Regulations on the Board of Directors | Mgmt | For | For | For | ||||
23 | Amendments to Regulations on the Executive Committee | Mgmt | For | For | For | ||||
24 | Related Party Transactions | Mgmt | For | For | For | ||||
25 | Related Party Transactions | Mgmt | For | For | For | ||||
GSI Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GSIG | CUSIP 36191C205 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Roush | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Bershad | Mgmt | For | For | For | ||||
1.3 | Elect Harry Bosco | Mgmt | For | For | For | ||||
1.4 | Elect Dennis Fortino | Mgmt | For | For | For | ||||
1.5 | Elect Ira Lamel | Mgmt | For | For | For | ||||
1.6 | Elect Dominic Romeo | Mgmt | For | For | For | ||||
1.7 | Elect Thomas Secor | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
GT Solar International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SOLR | CUSIP 3623E0209 | 08/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Conaway | Mgmt | For | For | For | ||||
1.2 | Elect Ernest Godshalk | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Gutierrez | Mgmt | For | For | For | ||||
1.4 | Elect Matthew Massengill | Mgmt | For | For | For | ||||
1.5 | Elect Mary Petrovich | Mgmt | For | For | For | ||||
1.6 | Elect Robert Switz | Mgmt | For | For | For | ||||
1.7 | Elect Noel Watson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2011 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Hachijuni Bank Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8359 | CINS J17976101 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Yoshiyuki Yamaura | Mgmt | For | For | For | ||||
4 | Elect Hiroshi Nakamura | Mgmt | For | For | For | ||||
5 | Elect Hirotoshi Mizusawa | Mgmt | For | For | For | ||||
6 | Elect Akio Saitoh | Mgmt | For | Against | Against | ||||
Haier Electronics Group | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1169 | CINS G42313125 | 05/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Elect YANG Mian Mian | Mgmt | For | Against | Against | ||||
5 | Elect ZHOU Yun Jie | Mgmt | For | Against | Against | ||||
6 | Elect Janine FENG Junyuan | Mgmt | For | Against | Against | ||||
7 | Elect David YU Hon To | Mgmt | For | Against | Against | ||||
8 | Elect Gui Zhaoyu as an Alternate Director | Mgmt | For | Against | Against | ||||
9 | Directors' Fees | Mgmt | For | For | For | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Abstain | Against | ||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Hang Lung Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0010 | CINS Y30148111 | 04/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect YIN Shang Shing | Mgmt | For | Against | Against | ||||
6 | Elect Philip CHEN Nan Lok | Mgmt | For | Against | Against | ||||
7 | Elect William KO Pak Yau | Mgmt | For | Against | Against | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
13 | Adoption of New Share Option Scheme | Mgmt | For | For | For | ||||
Hang Lung Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0010 | CINS Y30148111 | 10/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Gerald CHAN Lokchung | Mgmt | For | Against | Against | ||||
6 | Elect Laura CHEN Lok Yee | Mgmt | For | Against | Against | ||||
7 | Elect Ronnie CHAN Chichung | Mgmt | For | Against | Against | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
13 | Amendment to Articles | Mgmt | For | For | For | ||||
Harman International Industries, Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAR | CUSIP 413086109 | 12/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brian Carroll | Mgmt | For | For | For | ||||
1.2 | Elect Hellene Runtagh | Mgmt | For | For | For | ||||
2 | 2012 Stock Option and Incentive Plan | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Harris Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HRS | CUSIP 413875105 | 10/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Howard Lance | Mgmt | For | For | For | ||||
2 | Elect Thomas Dattilo | Mgmt | For | For | For | ||||
3 | Elect Terry Growcock | Mgmt | For | For | For | ||||
4 | Elect Lewis Hay III | Mgmt | For | For | For | ||||
5 | Elect Karen Katen | Mgmt | For | For | For | ||||
6 | Elect Stephen Kaufman | Mgmt | For | For | For | ||||
7 | Elect Leslie Kenne | Mgmt | For | For | For | ||||
8 | Elect David Rickard | Mgmt | For | For | For | ||||
9 | Elect James Stoffel | Mgmt | For | For | For | ||||
10 | Elect Gregory Swienton | Mgmt | For | For | For | ||||
11 | Elect Hansel Tookes II | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Hartalega Holdings Berhad | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HARTA | CINS Y31139101 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Malaysia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Bonus Share Issuance | Mgmt | For | For | For | ||||
2 | Issuance of Warrants w/ Preemptive Rights | Mgmt | For | For | For | ||||
3 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
Health Management Associates, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HMA | CUSIP 421933102 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Schoen | Mgmt | For | For | For | ||||
1.2 | Elect Gary Newsome | Mgmt | For | For | For | ||||
1.3 | Elect Kent Dauten | Mgmt | For | For | For | ||||
1.4 | Elect Pascal Goldschmidt | Mgmt | For | For | For | ||||
1.5 | Elect Donald Kiernan | Mgmt | For | For | For | ||||
1.6 | Elect Robert Knox | Mgmt | For | For | For | ||||
1.7 | Elect Vicki O'Meara | Mgmt | For | For | For | ||||
1.8 | Elect William Steere, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Randolph Westerfield | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
HealthSouth Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HLS | CUSIP 421924309 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Chidsey | Mgmt | For | For | For | ||||
1.2 | Elect Donald Correll | Mgmt | For | For | For | ||||
1.3 | Elect Yvonne Curl | Mgmt | For | For | For | ||||
1.4 | Elect Charles Elson | Mgmt | For | For | For | ||||
1.5 | Elect Jay Grinney | Mgmt | For | For | For | ||||
1.6 | Elect Jon Hanson | Mgmt | For | For | For | ||||
1.7 | Elect Leo Higdon, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect John Maupin, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Heartland Financial USA, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HTLF | CUSIP 42234Q102 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Cox, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Lynn Fuller | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | 2012 Long Term Incentive Plan | Mgmt | For | For | For | ||||
6 | Approval of Amended and Restated Rights Agreement | Mgmt | For | Against | Against | ||||
Heineken Holding N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HEIO | CINS N39338194 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
6 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
7 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||||
8 | Amendment to Governance Structure; Amendments to Articles | Mgmt | For | For | For | ||||
9 | Board of Directors' Titles | Mgmt | For | For | For | ||||
10 | Elect Karel Vuursteen | Mgmt | For | Against | Against | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Helen of Troy Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HELE | CUSIP G4388N106 | 10/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Abromovitz | Mgmt | For | For | For | ||||
2 | Elect John Butterworth | Mgmt | For | For | For | ||||
3 | Elect Timothy Meeker | Mgmt | For | For | For | ||||
4 | Elect Timothy Meeker | Mgmt | For | For | For | ||||
5 | Elect William Susetka | Mgmt | For | For | For | ||||
6 | Elect Adolpho Telles | Mgmt | For | For | For | ||||
7 | Elect Darren Woody | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
10 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | ||||
11 | 2011 Annual Bonus Plan | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Helix Energy Solutions Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HLX | CUSIP 42330P107 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect T. William Porter | Mgmt | For | For | For | ||||
1.2 | Elect James Watt | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2005 Long Term Incentive Plan | Mgmt | For | For | For | ||||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Henderson Land Development Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0012 | CINS Y31476107 | 06/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Jackson WOO Ka Biu | Mgmt | For | Against | Against | ||||
6 | Elect LEE Shau Kee | Mgmt | For | Against | Against | ||||
7 | Elect Colin LAM Ko Yin | Mgmt | For | Against | Against | ||||
8 | Elect John YIP Ying Chee | Mgmt | For | Against | Against | ||||
9 | Elect FUNG LEE Woon King | Mgmt | For | Against | Against | ||||
10 | Elect Eddie LAU Yum Chuen | Mgmt | For | Against | Against | ||||
11 | Elect Alexander AU Siu Kee | Mgmt | For | Against | Against | ||||
12 | Elect LEUNG Hay Man | Mgmt | For | Against | Against | ||||
13 | Directors' Fees | Mgmt | For | For | For | ||||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
17 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Hewlett-Packard Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HPQ | CUSIP 428236103 | 03/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | ||||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | ||||
3 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
4 | Elect John Hammergren | Mgmt | For | For | For | ||||
5 | Elect Raymond Lane | Mgmt | For | For | For | ||||
6 | Elect Ann Livermore | Mgmt | For | For | For | ||||
7 | Elect Gary Reiner | Mgmt | For | For | For | ||||
8 | Elect Patricia Russo | Mgmt | For | For | For | ||||
9 | Elect G. Kennedy Thompson | Mgmt | For | For | For | ||||
10 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
HFF, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HF | CUSIP 40418F108 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Susan McGalla | Mgmt | For | For | For | ||||
1.2 | Elect Lenore Sullivan | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hi-Tech Pharmacal Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HITK | CUSIP 42840B101 | 11/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Seltzer | Mgmt | For | For | For | ||||
1.2 | Elect Reuben Seltzer | Mgmt | For | For | For | ||||
1.3 | Elect Martin Goldwyn | Mgmt | For | For | For | ||||
1.4 | Elect Yashar Hirshaut | Mgmt | For | For | For | ||||
1.5 | Elect Jack Van Hulst | Mgmt | For | For | For | ||||
1.6 | Elect Anthony Puglisi | Mgmt | For | For | For | ||||
1.7 | Elect Bruce Simpson | Mgmt | For | For | For | ||||
2 | Amendment to the 2009 Stock Option Plan | Mgmt | For | Against | Against | ||||
3 | Amendment to the 2004 Directors Stock Option Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Hidili Industry International Development Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1393 | CINS G44403106 | 09/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect WANG Rong | Mgmt | For | Against | Against | ||||
6 | Elect CHEN Limin | Mgmt | For | Against | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
Hillenbrand, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HI | CUSIP 431571108 | 02/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward Cloues II | Mgmt | For | For | For | ||||
1.2 | Elect Helen Cornell | Mgmt | For | For | For | ||||
1.3 | Elect Eduardo Menasce | Mgmt | For | For | For | ||||
1.4 | Elect Stuart Taylor II | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hino Motors Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7205 | CINS 433406105 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Kazuo Okamoto | Mgmt | For | For | For | ||||
3 | Elect Masakazu Ichikawa | Mgmt | For | For | For | ||||
4 | Elect Yoshio Shirai | Mgmt | For | For | For | ||||
5 | Elect Yasuhiko Ichihashi | Mgmt | For | For | For | ||||
6 | Elect Toshiki Inoue | Mgmt | For | For | For | ||||
7 | Elect Seiei Okazaki | Mgmt | For | For | For | ||||
8 | Elect Kenji Wagu | Mgmt | For | For | For | ||||
9 | Elect Akimasa Yamamoto | Mgmt | For | For | For | ||||
10 | Elect Kohichi Ojima | Mgmt | For | For | For | ||||
11 | Elect Kenji Suzuki | Mgmt | For | For | For | ||||
12 | Elect Yoshihide Maeda | Mgmt | For | For | For | ||||
13 | Elect Hiroshi Kokaji | Mgmt | For | For | For | ||||
14 | Elect Shin Endoh | Mgmt | For | For | For | ||||
15 | Elect Haruki Watari | Mgmt | For | Against | Against | ||||
16 | Elect Hiroji Kurayama | Mgmt | For | Against | Against | ||||
17 | Elect Akio Tsujii | Mgmt | For | Against | Against | ||||
18 | Elect Yukitoshi Funo | Mgmt | For | Against | Against | ||||
19 | Elect Yoshiaki Kitahara | Mgmt | For | Against | Against | ||||
20 | Bonus | Mgmt | For | For | For | ||||
Hitachi Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6501 | CINS J20454112 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Takashi Kawamura | Mgmt | For | For | For | ||||
3 | Elect Yoshie Ohta | Mgmt | For | For | For | ||||
4 | Elect Mitsuo Ohhashi | Mgmt | For | For | For | ||||
5 | Elect Nobuo Katsumata | Mgmt | For | For | For | ||||
6 | Elect George Buckley | Mgmt | For | For | For | ||||
7 | Elect Harufumi Mochizuki | Mgmt | For | For | For | ||||
8 | Elect Tohru Motobayashi | Mgmt | For | For | For | ||||
9 | Elect Philip Yeo | Mgmt | For | For | For | ||||
10 | Elect Michijiroh Kikawa | Mgmt | For | For | For | ||||
11 | Elect Stephen Gomersall | Mgmt | For | For | For | ||||
12 | Elect Hiroaki Nakanishi | Mgmt | For | For | For | ||||
13 | Elect Takashi Hatchohji | Mgmt | For | For | For | ||||
14 | Elect Takashi Miyoshi | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Group Management | ShrHldr | Against | Against | For | ||||
HollyFrontier Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HFC | CUSIP 436106108 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Donald Bech | Mgmt | For | For | For | ||||
2 | Elect Buford Berry | Mgmt | For | For | For | ||||
3 | Elect Matthew Clifton | Mgmt | For | For | For | ||||
4 | Elect Leldon Echols | Mgmt | For | For | For | ||||
5 | Elect R. Kevin Hardage | Mgmt | For | For | For | ||||
6 | Elect Michael Jennings | Mgmt | For | For | For | ||||
7 | Elect Robert Kostelnik | Mgmt | For | For | For | ||||
8 | Elect James Lee | Mgmt | For | For | For | ||||
9 | Elect Robert McKenzie | Mgmt | For | For | For | ||||
10 | Elect Franklin Myers | Mgmt | For | For | For | ||||
11 | Elect Michael Rose | Mgmt | For | For | For | ||||
12 | Elect Tommy Valenta | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
Home BancShares, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HOMB | CUSIP 436893200 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Allison | Mgmt | For | Withhold | Against | ||||
1.2 | Elect C. Randall Sims | Mgmt | For | For | For | ||||
1.3 | Elect Randy Mayor | Mgmt | For | For | For | ||||
1.4 | Elect Milburn Adams | Mgmt | For | For | For | ||||
1.5 | Elect Robert Adcock, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Richard Ashley | Mgmt | For | For | For | ||||
1.7 | Elect Dale Bruns | Mgmt | For | For | For | ||||
1.8 | Elect Richard Buckheim | Mgmt | For | For | For | ||||
1.9 | Elect Jack Engelkes | Mgmt | For | For | For | ||||
1.10 | Elect James Hinkle | Mgmt | For | For | For | ||||
1.11 | Elect Alex Lieblong | Mgmt | For | For | For | ||||
1.12 | Elect William Thompson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Amendment to the 2006 Stock Option and Performance Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Home Depot, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HD | CUSIP 437076102 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||||
2 | Elect Francis Blake | Mgmt | For | For | For | ||||
3 | Elect Ari Bousbib | Mgmt | For | For | For | ||||
4 | Elect Gregory Brenneman | Mgmt | For | For | For | ||||
5 | Elect J. Frank Brown | Mgmt | For | For | For | ||||
6 | Elect Albert Carey | Mgmt | For | For | For | ||||
7 | Elect Armando Codina | Mgmt | For | For | For | ||||
8 | Elect Bonnie Hill | Mgmt | For | For | For | ||||
9 | Elect Karen Katen | Mgmt | For | For | For | ||||
10 | Elect Ronald Sargent | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Charitable Contributions | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Stormwater Management Policy | ShrHldr | Against | Against | For | ||||
Hon Hai Precision Industry Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2317 | CINS Y36861105 | 06/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Accounts and Reports | Mgmt | For | For | For | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
9 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | ||||
12 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | ||||
13 | Amendments to Procedural Rules: Shareholder Meetings | Mgmt | For | For | For | ||||
14 | Amendments to Articles | Mgmt | For | For | For | ||||
15 | Employee Restricted Stock Plan | Mgmt | For | Against | Against | ||||
16 | Employee Warrants Plan | Mgmt | For | Against | Against | ||||
Honeywell International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HON | CUSIP 438516106 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gordon Bethune | Mgmt | For | For | For | ||||
2 | Elect Kevin Burke | Mgmt | For | For | For | ||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
4 | Elect David Cote | Mgmt | For | For | For | ||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | ||||
6 | Elect Linnet Deily | Mgmt | For | For | For | ||||
7 | Elect Judd Gregg | Mgmt | For | For | For | ||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | ||||
9 | Elect George Paz | Mgmt | For | For | For | ||||
10 | Elect Bradley Sheares | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Horsehead Holding Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZINC | CUSIP 440694305 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect T. Grant John | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | ||||
HSBC Holdings plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSBA | CINS G4634U169 | 05/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Safra Catz | Mgmt | For | For | For | ||||
4 | Elect Laura CHA May Lung | Mgmt | For | For | For | ||||
5 | Elect Marvin CHEUNG Kin Tung | Mgmt | For | For | For | ||||
6 | Elect John Coombe | Mgmt | For | For | For | ||||
7 | Elect Joachim Faber | Mgmt | For | For | For | ||||
8 | Elect Rona Fairhead | Mgmt | For | Against | Against | ||||
9 | Elect Douglas Flint | Mgmt | For | For | For | ||||
10 | Elect Alexander Flockhart | Mgmt | For | For | For | ||||
11 | Elect Stuart Gulliver | Mgmt | For | For | For | ||||
12 | Elect James Hughes-Hallett | Mgmt | For | For | For | ||||
13 | Elect Sam Laidlaw | Mgmt | For | For | For | ||||
14 | Elect John Lipsky | Mgmt | For | For | For | ||||
15 | Elect J. Rachel Lomax | Mgmt | For | For | For | ||||
16 | Elect Iain Mackay | Mgmt | For | For | For | ||||
17 | Elect Narayana Murthy | Mgmt | For | For | For | ||||
18 | Elect Simon Robertson | Mgmt | For | For | For | ||||
19 | Elect John Thornton | Mgmt | For | For | For | ||||
20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Scrip Dividend | Mgmt | For | For | For | ||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
HSN, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSNI | CUSIP 404303109 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Patrick Bousquet-Chavanne | Mgmt | For | For | For | ||||
1.2 | Elect Michael Boyd | Mgmt | For | For | For | ||||
1.3 | Elect William Costello | Mgmt | For | For | For | ||||
1.4 | Elect James Follo | Mgmt | For | For | For | ||||
1.5 | Elect Mindy Grossman | Mgmt | For | For | For | ||||
1.6 | Elect Stephanie Kugelman | Mgmt | For | For | For | ||||
1.7 | Elect Arthur Martinez | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Thomas McInerney | Mgmt | For | For | For | ||||
1.9 | Elect John Morse, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hudson City Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HCBK | CUSIP 443683107 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Denis Salamone | Mgmt | For | For | For | ||||
2 | Elect Michael Azzara | Mgmt | For | For | For | ||||
3 | Elect Victoria Bruni | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
Humana Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HUM | CUSIP 444859102 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Frank D'Amelio | Mgmt | For | For | For | ||||
2 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||||
3 | Elect Kurt Hilzinger | Mgmt | For | For | For | ||||
4 | Elect David Jones Jr. | Mgmt | For | For | For | ||||
5 | Elect Michael McCallister | Mgmt | For | For | For | ||||
6 | Elect William McDonald | Mgmt | For | For | For | ||||
7 | Elect William Mitchell | Mgmt | For | For | For | ||||
8 | Elect David Nash | Mgmt | For | For | For | ||||
9 | Elect James O'Brien | Mgmt | For | For | For | ||||
10 | Elect Marissa Peterson | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Huntington Bancshares Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HBAN | CUSIP 446150104 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Don Casto III | Mgmt | For | For | For | ||||
1.2 | Elect Ann Crane | Mgmt | For | For | For | ||||
1.3 | Elect Steven Elliott | Mgmt | For | For | For | ||||
1.4 | Elect Michael Endres | Mgmt | For | For | For | ||||
1.5 | Elect John Gerlach, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect David Lauer | Mgmt | For | For | For | ||||
1.7 | Elect Jonathan Levy | Mgmt | For | For | For | ||||
1.8 | Elect Richard Neu | Mgmt | For | For | For | ||||
1.9 | Elect David Porteous | Mgmt | For | For | For | ||||
1.10 | Elect Kathleen Ransier | Mgmt | For | For | For | ||||
1.11 | Elect Stephen Steinour | Mgmt | For | For | For | ||||
2 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Hysan Development Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
14 | CINS Y38203124 | 05/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect LAU Siu Chuen | Mgmt | For | Against | Against | ||||
6 | Elect Nicolas Allen | Mgmt | For | Against | Against | ||||
7 | Elect Philip FAN Yan Hok | Mgmt | For | Against | Against | ||||
8 | Elect Anthony LEE Hsien Pin | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Amendments to Articles | Mgmt | For | For | For | ||||
IAC/InterActiveCorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IACI | CUSIP 44919P508 | 06/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gregory Blatt | Mgmt | For | For | For | ||||
1.2 | Elect Edgar Bronfman, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Chelsea Clinton | Mgmt | For | For | For | ||||
1.4 | Elect Sonali De Rycker | Mgmt | For | For | For | ||||
1.5 | Elect Barry Diller | Mgmt | For | For | For | ||||
1.6 | Elect Michael Eisner | Mgmt | For | For | For | ||||
1.7 | Elect Victor Kaufman | Mgmt | For | For | For | ||||
1.8 | Elect Donald Keough | Mgmt | For | For | For | ||||
1.9 | Elect Bryan Lourd | Mgmt | For | For | For | ||||
1.10 | Elect Arthur Martinez | Mgmt | For | For | For | ||||
1.11 | Elect David Rosenblatt | Mgmt | For | For | For | ||||
1.12 | Elect Alan Spoon | Mgmt | For | For | For | ||||
1.13 | Elect Alexander von Furstenberg | Mgmt | For | For | For | ||||
1.14 | Elect Richard Zannino | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Iconix Brand Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ICON | CUSIP 451055107 | 08/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Neil Cole | Mgmt | For | For | For | ||||
1.2 | Elect Barry Emanuel | Mgmt | For | For | For | ||||
1.3 | Elect Drew Cohen | Mgmt | For | For | For | ||||
1.4 | Elect F. Peter Cuneo | Mgmt | For | For | For | ||||
1.5 | Elect Mark Friedman | Mgmt | For | For | For | ||||
1.6 | Elect James Marcum | Mgmt | For | For | For | ||||
1.7 | Elect Laurence Charney | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
IHI Corporation (fka Ishikawajima-Harima Heavy Industries Co) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7013 | CINS J2398N105 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Kazuaki Kama | Mgmt | For | For | For | ||||
4 | Elect Tamotsu Saitoh | Mgmt | For | For | For | ||||
5 | Elect Fusayoshi Nakamura | Mgmt | For | For | For | ||||
6 | Elect Kazuo Tsukahara | Mgmt | For | For | For | ||||
7 | Elect Sadao Degawa | Mgmt | For | For | For | ||||
8 | Elect Makoto Serizawa | Mgmt | For | For | For | ||||
9 | Elect Johji Sakamoto | Mgmt | For | For | For | ||||
10 | Elect Ichiroh Terai | Mgmt | For | For | For | ||||
11 | Elect Tatsumi Kawaratani | Mgmt | For | For | For | ||||
12 | Elect Izumi Imoto | Mgmt | For | For | For | ||||
13 | Elect Toshinori Sekido | Mgmt | For | For | For | ||||
14 | Elect Tomokazu Hamaguchi | Mgmt | For | For | For | ||||
15 | Elect Tadashi Okamura | Mgmt | For | For | For | ||||
16 | Elect Hiroshi Iwamoto | Mgmt | For | For | For | ||||
17 | Elect Hiromitsu Hamamura | Mgmt | For | For | For | ||||
18 | Elect Nobuo Gohhara | Mgmt | For | For | For | ||||
19 | Elect Hideo Ohtaka | Mgmt | For | Against | Against | ||||
Incitec Pivot Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPL | CINS Q4887E101 | 12/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Rebecca McGrath | Mgmt | For | For | For | ||||
3 | Re-elect John Watson | Mgmt | For | For | For | ||||
4 | Re-elect Tony Larkin | Mgmt | For | For | For | ||||
5 | Equity Grant (MD/CEO James Fazzino) | Mgmt | For | For | For | ||||
6 | Appoint Auditor | Mgmt | For | For | For | ||||
7 | Remuneration Report | Mgmt | For | For | For | ||||
Indofood Agri Resources Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5JS | CINS Y3974E108 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Fees | Mgmt | For | For | For | ||||
4 | Elect LIM Hock San | Mgmt | For | Against | Against | ||||
5 | Elect Mark Wakeford | Mgmt | For | Against | Against | ||||
6 | Elect GOH Kian Chee | Mgmt | For | Against | Against | ||||
7 | Elect Hendra Susanto | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Related Party Transactions | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Industria De Diseno Textil SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ITX | CINS E6282J109 | 07/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Information on New Chairman of the Board | Mgmt | For | For | For | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Consolidated Accounts and Reports; Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Elect Irene Miller | Mgmt | For | Against | Against | ||||
7 | Appointment of Auditor | Mgmt | For | For | For | ||||
8 | Amendments to Articles | Mgmt | For | For | For | ||||
9 | Amendments to Articles | Mgmt | For | For | For | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
11 | Restricted Stock Plan for Chairman and CEO | Mgmt | For | Against | Against | ||||
12 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
13 | Presentation of Amendments to Board Regulations | Mgmt | For | For | For | ||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Industrial & Commercial Bank Of China | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1398 | CINS ADPV10686 | 02/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Fixed Assets Investment Budget | Mgmt | For | Abstain | Against | ||||
2 | Elect OR Ching Fai | Mgmt | For | Against | Against | ||||
Industrial & Commercial Bank Of China | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1398 | CINS Y3990B112 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Directors' Report | Mgmt | For | For | For | ||||
4 | Supervisors' Report | Mgmt | For | For | For | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Elect DONG Juan as Supervisor | Mgmt | For | For | For | ||||
9 | Elect MENG Yan as Supervisor | Mgmt | For | For | For | ||||
10 | Elect HONG Yongmiao as Director | Mgmt | For | For | For | ||||
11 | Fees of Directors and Supervisors | Mgmt | For | For | For | ||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Industrial and Commercial Bank of China Limited (ICBC China) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1398 | CINS ADPV10686 | 11/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Issue of Subordinated Bonds | Mgmt | For | For | For | ||||
4 | Elect JIANG Jianqing | Mgmt | For | Against | Against | ||||
5 | Elect YANG Kaisheng | Mgmt | For | Against | Against | ||||
6 | Elect Frank WONG Kwong Shing | Mgmt | For | Against | Against | ||||
7 | Elect TIAN Guoqiang | Mgmt | For | Against | Against | ||||
8 | Elect WANG Chixi as Supervisor | Mgmt | For | Against | Against | ||||
9 | Elect HUAN Huiwu | Mgmt | For | Against | Against | ||||
10 | Elect WANG Xiaoya | Mgmt | For | Against | Against | ||||
11 | Elect GE Rongrong | Mgmt | For | Against | Against | ||||
12 | Elect LI Jun | Mgmt | For | Against | Against | ||||
13 | Elect WANG Xiaolan | Mgmt | For | Against | Against | ||||
14 | Elect YAO Zhongli | Mgmt | For | Against | Against | ||||
Infineon Technologies AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IFX | CINS D35415104 | 03/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
ING Groep N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INGA | CINS N4578E413 | 05/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Amendments to Articles | Mgmt | For | For | For | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Elect Wilfred Nagel to the Management Board | Mgmt | For | For | For | ||||
14 | Elect Aman Mehta | Mgmt | For | Against | Against | ||||
15 | Elect Jan Holsboer | Mgmt | For | Against | Against | ||||
16 | Elect Yvonne van Rooy | Mgmt | For | Against | Against | ||||
17 | Elect Robert Reibestein | Mgmt | For | Against | Against | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights in Connection with a Merger | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares in Connection with a Merger | Mgmt | For | For | For | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Innerworkings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INWK | CUSIP 45773Y105 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Eric Belcher | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Jack Greenberg | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Linda Wolf | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Eric Lefkofsky | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Charles Bobrinskoy | Mgmt | For | Withhold | Against | ||||
1.6 | Elect J. Patrick Gallagher, Jr. | Mgmt | For | Withhold | Against | ||||
1.7 | Elect David Fisher | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
Innophos Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPHS | CUSIP 45774N108 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gary Cappeline | Mgmt | For | For | For | ||||
1.2 | Elect Amado Cavazos | Mgmt | For | For | For | ||||
1.3 | Elect Randolph Gress | Mgmt | For | For | For | ||||
1.4 | Elect Linda Myrick | Mgmt | For | For | For | ||||
1.5 | Elect Karen Osar | Mgmt | For | For | For | ||||
1.6 | Elect John Steitz | Mgmt | For | For | For | ||||
1.7 | Elect Stephen Zide | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Innospec Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IOSP | CUSIP 45768S105 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Milton Blackmore | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert Paller | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
INPEX Corporation (fka INPEX Holdings Inc.) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1605 | CINS J2467E101 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Naoki Kuroda | Mgmt | For | For | For | ||||
5 | Elect Masatoshi Sugioka | Mgmt | For | For | For | ||||
6 | Elect Toshiaki Kitamura | Mgmt | For | For | For | ||||
7 | Elect Seiji Yui | Mgmt | For | For | For | ||||
8 | Elect Masaharu Sano | Mgmt | For | For | For | ||||
9 | Elect Shunichiroh Sugaya | Mgmt | For | For | For | ||||
10 | Elect Masahiro Murayama | Mgmt | For | For | For | ||||
11 | Elect Seiya Itoh | Mgmt | For | For | For | ||||
12 | Elect Wataru Tanaka | Mgmt | For | For | For | ||||
13 | Elect Takahiko Ikeda | Mgmt | For | For | For | ||||
14 | Elect Yoshikazu Kurasawa | Mgmt | For | For | For | ||||
15 | Elect Kazuo Wakasugi | Mgmt | For | For | For | ||||
16 | Elect Yoshiyuki Kagawa | Mgmt | For | For | For | ||||
17 | Elect Seiji Katoh | Mgmt | For | For | For | ||||
18 | Elect Rentaroh Tonoike | Mgmt | For | For | For | ||||
19 | Elect Yasuhiko Okada | Mgmt | For | For | For | ||||
20 | Bonus | Mgmt | For | For | For | ||||
Integrated Silicon Solution, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISSI | CUSIP 45812P107 | 02/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jimmy Lee | Mgmt | For | For | For | ||||
1.2 | Elect Scott Howarth | Mgmt | For | For | For | ||||
1.3 | Elect Kong Yeu Han | Mgmt | For | For | For | ||||
1.4 | Elect Paul Chien | Mgmt | For | For | For | ||||
1.5 | Elect Jonathan Khazam | Mgmt | For | For | For | ||||
1.6 | Elect Keith McDonald | Mgmt | For | For | For | ||||
1.7 | Elect Stephen Pletcher | Mgmt | For | For | For | ||||
1.8 | Elect Bruce Wooley | Mgmt | For | For | For | ||||
1.9 | Elect John Zimmerman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Integrated Silicon Solution, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISSI | CUSIP 45812P107 | 07/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendment to the 2007 Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
Intel Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INTC | CUSIP 458140100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | ||||
2 | Elect Andy Bryant | Mgmt | For | For | For | ||||
3 | Elect Susan Decker | Mgmt | For | For | For | ||||
4 | Elect John Donahoe | Mgmt | For | For | For | ||||
5 | Elect Reed Hundt | Mgmt | For | For | For | ||||
6 | Elect Paul Otellini | Mgmt | For | For | For | ||||
7 | Elect James Plummer | Mgmt | For | For | For | ||||
8 | Elect David Pottruck | Mgmt | For | For | For | ||||
9 | Elect Frank Yeary | Mgmt | For | For | For | ||||
10 | Elect David Yoffie | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | ||||
Interactive Brokers Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IBKR | CUSIP 45841N107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Peterffy | Mgmt | For | Against | Against | ||||
2 | Elect Earl Nemser | Mgmt | For | Against | Against | ||||
3 | Elect Paul Brody | Mgmt | For | Against | Against | ||||
4 | Elect Milan Galik | Mgmt | For | Against | Against | ||||
5 | Elect Lawrence Harris | Mgmt | For | Against | Against | ||||
6 | Elect Hans Stoll | Mgmt | For | Against | Against | ||||
7 | Elect Ivers Riley | Mgmt | For | Against | Against | ||||
8 | Elect Richard Gates | Mgmt | For | Against | Against | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
InterDigital, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IDCC | CUSIP 45867G101 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gilbert Amelio | Mgmt | For | For | For | ||||
2 | Elect Steven Clontz | Mgmt | For | For | For | ||||
3 | Elect Edward Kamins | Mgmt | For | For | For | ||||
4 | Elect John Kritzmacher | Mgmt | For | For | For | ||||
5 | Elect William Merritt | Mgmt | For | For | For | ||||
6 | Elect Jean Rankin | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
Intermune, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ITMN | CUSIP 45884X103 | 06/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lars Ekman | Mgmt | For | For | For | ||||
1.2 | Elect Jonathan Leff | Mgmt | For | For | For | ||||
1.3 | Elect Angus Russell | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
International Airlines Group, S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IAG | CINS E67674106 | 06/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Amendments to Articles Regarding Corporate Enterprises Act and EU Directive | Mgmt | For | For | For | ||||
6 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
9 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | ||||
10 | Disapplication of Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
12 | Approval of Corporate Website | Mgmt | For | For | For | ||||
13 | Remuneration Report | Mgmt | For | For | For | ||||
14 | Authority to Carry out Formalities | Mgmt | For | For | For | ||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
International Business Machines Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IBM | CUSIP 459200101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alain Belda | Mgmt | For | For | For | ||||
2 | Elect William Brody | Mgmt | For | For | For | ||||
3 | Elect Kenneth Chenault | Mgmt | For | For | For | ||||
4 | Elect Michael Eskew | Mgmt | For | For | For | ||||
5 | Elect David Farr | Mgmt | For | For | For | ||||
6 | Elect Shirley Jackson | Mgmt | For | For | For | ||||
7 | Elect Andrew Liveris | Mgmt | For | For | For | ||||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
9 | Elect James Owens | Mgmt | For | For | For | ||||
10 | Elect Samuel Palmisano | Mgmt | For | For | For | ||||
11 | Elect Virginia Rometty | Mgmt | For | For | For | ||||
12 | Elect Joan Spero | Mgmt | For | For | For | ||||
13 | Elect Sidney Taurel | Mgmt | For | For | For | ||||
14 | Elect Lorenzo Hector Zambrano Trevino | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
International Power plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPR | CINS G4890M109 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Dirk Achiel Marc Beeuwsaert | Mgmt | For | Against | Against | ||||
3 | Elect Sir Neville Simms | Mgmt | For | Against | Against | ||||
4 | Elect Bernard Attali | Mgmt | For | Against | Against | ||||
5 | Elect Anthony Isaac | Mgmt | For | Against | Against | ||||
6 | Elect David Weston | Mgmt | For | Against | Against | ||||
7 | Elect Sir Rob Young | Mgmt | For | Against | Against | ||||
8 | Elect Michael Zaoui | Mgmt | For | Against | Against | ||||
9 | Elect Gerard Mestrallet | Mgmt | For | Against | Against | ||||
10 | Elect Jean-Francois Cirelli | Mgmt | For | Against | Against | ||||
11 | Elect Isabelle Kocher | Mgmt | For | Against | Against | ||||
12 | Elect Philip Cox | Mgmt | For | Against | Against | ||||
13 | Elect Guy Richelle | Mgmt | For | Against | Against | ||||
14 | Elect Geert Peeters | Mgmt | For | Against | Against | ||||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
17 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | 2012 Performance Share Plan | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
International Power plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPR | CINS G4890M109 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Court | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Scheme of Arrangement | Mgmt | For | For | For | ||||
International Power plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPR | CINS G4890M109 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Merger | Mgmt | For | For | For | ||||
3 | Authority to Make Off-Market Repurchase of Deferred Shares | Mgmt | For | For | For | ||||
Intrepid Potash, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPI | CUSIP 46121Y102 | 05/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Terry Considine | Mgmt | For | For | For | ||||
2 | Elect Chris Elliott | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Amendment to the Short-Term Incentive Plan | Mgmt | For | For | For | ||||
6 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | ||||
Invensys plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISYS | CINS G49133161 | 07/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Francesco Caio | Mgmt | For | For | For | ||||
4 | Elect Wayne Edmunds | Mgmt | For | For | For | ||||
5 | Elect Bay Green | Mgmt | For | For | For | ||||
6 | Elect Paul Lester | Mgmt | For | For | For | ||||
7 | Elect Deena Mattar | Mgmt | For | For | For | ||||
8 | Elect Michael Parker | Mgmt | For | For | For | ||||
9 | Elect Martin Read | Mgmt | For | For | For | ||||
10 | Elect Sir Nigel Rudd | Mgmt | For | For | For | ||||
11 | Elect Pat Zito | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
Invesco Mortgage Capital Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IVR | CUSIP 46131B100 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect G. Mark Armour | Mgmt | For | For | For | ||||
2 | Elect James Balloun | Mgmt | For | For | For | ||||
3 | Elect John Day | Mgmt | For | For | For | ||||
4 | Elect Karen Kelley | Mgmt | For | For | For | ||||
5 | Elect James Lientz, Jr. | Mgmt | For | For | For | ||||
6 | Elect Neil Williams | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Investment AB Kinnevik | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KINV'B | CINS W4832D110 | 05/07/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
15 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
16 | Board Size | Mgmt | For | TNA | N/A | ||||
17 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | ||||
18 | Election of Directors | Mgmt | For | TNA | N/A | ||||
19 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
20 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
21 | Long-Term Incentive Plan | Mgmt | For | TNA | N/A | ||||
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
23 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
24 | Authority to Issue Shares w/o Preemptive Rights in the Subsidiary Milvik AB | Mgmt | For | TNA | N/A | ||||
25 | Authority to Issue Warrants in the Subsidiary Relevant Traffic Sweden AB | Mgmt | For | TNA | N/A | ||||
26 | Shareholder Proposal Regarding Distribution of a Book | ShrHldr | N/A | TNA | N/A | ||||
27 | Shareholder Proposal Regarding the Founding of a Shareholders Association | ShrHldr | N/A | TNA | N/A | ||||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
IOI Corporation Berhad | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IOICORP | CINS Y41763106 | 10/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Malaysia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect LEE Yeow Seng | Mgmt | For | Against | Against | ||||
3 | Elect Karownakaran @ Karunakaran a/l Ramasamy | Mgmt | For | Against | Against | ||||
4 | Elect LIM Tuang Ooi | Mgmt | For | Against | Against | ||||
5 | Elect LEE Shin Cheng | Mgmt | For | Against | Against | ||||
6 | Elect Mohd Khalil Mohd Noor | Mgmt | For | Against | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Related Party Transactions | Mgmt | For | For | For | ||||
Israel Corporation Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ILCO | CINS M8785N109 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Israel | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Chairman Bonus | Mgmt | For | For | For | ||||
3 | Assignment of Directors' Pay to Employing Subsidiary | Mgmt | For | For | For | ||||
Israel Corporation Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ILCO | CINS M8785N109 | 11/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Israel | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||||
4 | Elect A. Elstein | Mgmt | For | Against | Against | ||||
5 | Elect Idan Ofer | Mgmt | For | Against | Against | ||||
6 | Elect Amnon Lion | Mgmt | For | Against | Against | ||||
7 | Elect Ze'ev Nahari | Mgmt | For | Against | Against | ||||
8 | Elect Eitan Raff | Mgmt | For | Against | Against | ||||
9 | Elect Zehavit Cohen | Mgmt | For | Against | Against | ||||
10 | Elect Yoav Doppelt | Mgmt | For | Against | Against | ||||
11 | Elect Ron Moskovitz | Mgmt | For | Against | Against | ||||
12 | Elect Aviad Kaufman | Mgmt | For | Against | Against | ||||
13 | External Directors Continue in Office by Provision of Israeli Law | Mgmt | For | Against | Against | ||||
14 | Amendments to Articles Regarding Indemnification of Directors/Officers | Mgmt | For | For | For | ||||
15 | Indemnification of Directors/Officers | Mgmt | For | For | For | ||||
ISTA Pharmaceuticals | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISTA | CUSIP 45031X204 | 12/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Vicente Anido, Jr. | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Richard Williams | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Isuzu Motors Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7202 | CINS J24994105 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Susumu Hosoi | Mgmt | For | For | For | ||||
4 | Elect Ryohzoh Tsukioka | Mgmt | For | For | For | ||||
5 | Elect Toshio Sasaki | Mgmt | For | For | For | ||||
6 | Elect Takanobu Furuta | Mgmt | For | For | For | ||||
7 | Elect Tsutomu Yamada | Mgmt | For | For | For | ||||
8 | Elect Kazuhiko Itoh | Mgmt | For | For | For | ||||
9 | Elect Hajime Mita | Mgmt | For | For | For | ||||
10 | Elect Hiroshi Ohyama | Mgmt | For | For | For | ||||
ITT Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ITT | CUSIP 450911201 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Denise Ramos | Mgmt | For | For | For | ||||
2 | Elect Frank MacInnis | Mgmt | For | For | For | ||||
3 | Elect Orlando Ashford | Mgmt | For | For | For | ||||
4 | Elect Peter D'Aloia | Mgmt | For | For | For | ||||
5 | Elect Donald DeFosset, Jr. | Mgmt | For | For | For | ||||
6 | Elect Christina Gold | Mgmt | For | For | For | ||||
7 | Elect Paul Kern | Mgmt | For | For | For | ||||
8 | Elect Linda Sanford | Mgmt | For | For | For | ||||
9 | Elect Donald Stebbins | Mgmt | For | For | For | ||||
10 | Elect Markos Tambakeras | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
13 | Shareholder Proposal Regarding Reincorporation | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
15 | Shareholder Proposal Regarding Review Human Rights Policies | ShrHldr | Against | Against | For | ||||
IXIA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XXIA | CUSIP 45071R109 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Victor Alston | Mgmt | For | For | For | ||||
1.2 | Elect Laurent Asscher | Mgmt | For | For | For | ||||
1.3 | Elect Jonathan Fram | Mgmt | For | For | For | ||||
1.4 | Elect Errol Ginsberg | Mgmt | For | For | For | ||||
1.5 | Elect Gail Hamilton | Mgmt | For | For | For | ||||
1.6 | Elect Jon Rager | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Japan Tobacco Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2914 | CINS J27869106 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Hiroshi Kimura | Mgmt | For | For | For | ||||
5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | ||||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | ||||
7 | Elect Noriaki Ohkubo | Mgmt | For | For | For | ||||
8 | Elect Akira Saeki | Mgmt | For | For | For | ||||
9 | Elect Hideki Miyazaki | Mgmt | For | For | For | ||||
10 | Elect Mutsuo Iwai | Mgmt | For | For | For | ||||
11 | Elect Motoyuki Oka | Mgmt | For | For | For | ||||
12 | Elect Main Kohda | Mgmt | For | For | For | ||||
13 | Elect Futoshi Nakamura | Mgmt | For | Against | Against | ||||
14 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | ||||
Jazz Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JAZZ | CUSIP 472147107 | 12/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
3 | 2011 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Authority to Create Distributable Reserves | Mgmt | For | For | For | ||||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
JB Hi-Fi Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JBH | CINS Q5029L101 | 10/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Richard Uechtritz | Mgmt | For | Against | Against | ||||
4 | Elect Beth Laughton | Mgmt | For | Against | Against | ||||
5 | Re-elect Gary Levin | Mgmt | For | Against | Against | ||||
6 | Equity Grant (CEO Terry Smart) | Mgmt | For | For | For | ||||
7 | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | For | ||||
Jefferies Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JEF | CUSIP 472319102 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Handler | Mgmt | For | For | For | ||||
1.2 | Elect Brian Friedman | Mgmt | For | For | For | ||||
1.3 | Elect W. Patrick Campbell | Mgmt | For | For | For | ||||
1.4 | Elect Ian Cumming | Mgmt | For | For | For | ||||
1.5 | Elect Richard Dooley | Mgmt | For | For | For | ||||
1.6 | Elect Robert Joyal | Mgmt | For | For | For | ||||
1.7 | Elect Michael O'Kane | Mgmt | For | For | For | ||||
1.8 | Elect Joseph Steinberg | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Jeronimo Martins SGPS SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JMT | CINS X40338109 | 03/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Portugal | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Ratification of Board and Supervisory Council Acts; Shareholder Proposal Regarding Ratification of Acts of Board, Chairman and Audit Committee | Mgmt | N/A | For | N/A | ||||
7 | Remuneration Report | Mgmt | For | Against | Against | ||||
8 | Shareholder Proposal Regarding Election of Board Members | Mgmt | N/A | Against | N/A | ||||
Johnson & Johnson | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNJ | CUSIP 478160104 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Coleman | Mgmt | For | For | For | ||||
2 | Elect James Cullen | Mgmt | For | For | For | ||||
3 | Elect Ian Davis | Mgmt | For | For | For | ||||
4 | Elect Alex Gorsky | Mgmt | For | For | For | ||||
5 | Elect Michael Johns | Mgmt | For | For | For | ||||
6 | Elect Susan Lindquist | Mgmt | For | For | For | ||||
7 | Elect Anne Mulcahy | Mgmt | For | For | For | ||||
8 | Elect Leo Mullin | Mgmt | For | For | For | ||||
9 | Elect William Perez | Mgmt | For | For | For | ||||
10 | Elect Charles Prince | Mgmt | For | For | For | ||||
11 | Elect David Satcher | Mgmt | For | For | For | ||||
12 | Elect William Weldon | Mgmt | For | For | For | ||||
13 | Elect Ronald Williams | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Binding Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | ||||
Jones Lang LaSalle Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JLL | CUSIP 48020Q107 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hugo Bague | Mgmt | For | For | For | ||||
2 | Elect Colin Dyer | Mgmt | For | For | For | ||||
3 | Elect Darryl Hartley-Leonard | Mgmt | For | For | For | ||||
4 | Elect DeAnne Julius | Mgmt | For | For | For | ||||
5 | Elect Ming Lu | Mgmt | For | For | For | ||||
6 | Elect Lauralee Martin | Mgmt | For | For | For | ||||
7 | Elect Martin Nesbitt | Mgmt | For | For | For | ||||
8 | Elect Sheila Penrose | Mgmt | For | For | For | ||||
9 | Elect David Rickard | Mgmt | For | For | For | ||||
10 | Elect Roger Staubach | Mgmt | For | For | For | ||||
11 | Elect Thomas Theobald | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Reapproval of the Performance-Based Award Provisions of the Stock Award and Incentive Plan | Mgmt | For | Against | Against | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
JPMorgan Chase & Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JPM | CUSIP 46625H100 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Bell | Mgmt | For | For | For | ||||
2 | Elect Crandall Bowles | Mgmt | For | For | For | ||||
3 | Elect Stephen Burke | Mgmt | For | For | For | ||||
4 | Elect David Cote | Mgmt | For | For | For | ||||
5 | Elect James Crown | Mgmt | For | For | For | ||||
6 | Elect James Dimon | Mgmt | For | For | For | ||||
7 | Elect Timothy Flynn | Mgmt | For | For | For | ||||
8 | Elect Ellen Futter | Mgmt | For | For | For | ||||
9 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | ||||
10 | Elect Lee Raymond | Mgmt | For | For | For | ||||
11 | Elect William Weldon | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
K + S AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SDF | CINS D48164129 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Elect Ralf Bethke | Mgmt | For | For | For | ||||
10 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||||
11 | Amendments to Articles | Mgmt | For | For | For | ||||
Kabel Deutschland Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KD8 | CINS D6424C104 | 10/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Appointment of Auditor | Mgmt | For | For | For | ||||
8 | Authority to Disclose Individual Executive Compensation | Mgmt | For | For | For | ||||
Kadant Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KAI | CUSIP 48282T104 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Francis McKone | Mgmt | For | Withhold | Against | ||||
1.2 | Elect William Tully | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Cash Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Kao Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4452 | CINS J30642169 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Motoki Ozaki | Mgmt | For | For | For | ||||
5 | Elect Michitaka Sawada | Mgmt | For | For | For | ||||
6 | Elect Hiroshi Kanda | Mgmt | For | For | For | ||||
7 | Elect Tatsuo Takahashi | Mgmt | For | For | For | ||||
8 | Elect Toshihide Saitoh | Mgmt | For | For | For | ||||
9 | Elect Ken Hashimoto | Mgmt | For | For | For | ||||
10 | Elect Hisao Mitsui | Mgmt | For | For | For | ||||
11 | Elect Teruhiko Ikeda | Mgmt | For | For | For | ||||
12 | Elect Takuma Ohtoshi | Mgmt | For | For | For | ||||
13 | Elect Sohnosuke Kadonaga | Mgmt | For | For | For | ||||
14 | Elect Teruo Suzuki | Mgmt | For | For | For | ||||
15 | Elect Satoshi Itoh as an Alternate Statutory Auditor | Mgmt | For | For | For | ||||
Kapstone Paper and Packaging Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KS | CUSIP 48562P103 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jonathan Furer | Mgmt | For | For | For | ||||
1.2 | Elect Matthew Paull | Mgmt | For | For | For | ||||
1.3 | Elect Roger Stone | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
KB Financial Group Inc. (fka Kookmin Bank) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
105560 | CINS Y46007103 | 03/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect HWANG Geon Ho | Mgmt | For | For | For | ||||
4 | Elect LEE Kyung Jae | Mgmt | For | For | For | ||||
5 | Elect HAHM Sang Moon | Mgmt | For | For | For | ||||
6 | Elect KOH Seung Hee | Mgmt | For | For | For | ||||
7 | Elect LEE Young Nam | Mgmt | For | For | For | ||||
8 | Elect CHO Jae Mok | Mgmt | For | For | For | ||||
9 | Elect HWANG Geon Ho | Mgmt | For | For | For | ||||
10 | Elect KIM Young Jin | Mgmt | For | For | For | ||||
11 | Elect LEE Young Nam | Mgmt | For | For | For | ||||
12 | Elect BAE Jae Wook | Mgmt | For | For | For | ||||
13 | Elect LEE Jong Cheon | Mgmt | For | For | For | ||||
14 | Directors' Fees | Mgmt | For | For | For | ||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Kemet Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KEM | CUSIP 488360207 | 07/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Frank Brandenberg | Mgmt | For | For | For | ||||
2 | Elect Joseph Borruso | Mgmt | For | For | For | ||||
3 | Elect E. Erwin Maddrey II | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | 2011 Omnibus Equity Incentive Plan | Mgmt | For | For | For | ||||
6 | Decrease of Authorized Common Stock | Mgmt | For | For | For | ||||
7 | Approval of the Company's Second Restated Certificate of Incorporation | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Kensey Nash Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KNSY | CUSIP 490057106 | 12/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Douglas Evans | Mgmt | For | For | For | ||||
1.2 | Elect C. McCollister Evarts | Mgmt | For | For | For | ||||
2 | Amendment to the Employee Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Kerry Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KRZ | CINS G52416107 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Joan Garahy | Mgmt | For | Against | Against | ||||
4 | Elect James Kenny | Mgmt | For | Against | Against | ||||
5 | Elect Michael Teahan | Mgmt | For | Against | Against | ||||
6 | Elect Philip Toomey | Mgmt | For | Against | Against | ||||
7 | Elect Denis Buckley | Mgmt | For | Against | Against | ||||
8 | Elect Gerry Behan | Mgmt | For | Against | Against | ||||
9 | Elect Kieran Breen | Mgmt | For | Against | Against | ||||
10 | Elect Denis Carroll | Mgmt | For | Against | Against | ||||
11 | Elect Michael Dowling | Mgmt | For | Against | Against | ||||
12 | Elect Patrick Flahive | Mgmt | For | Against | Against | ||||
13 | Elect Noel Greene | Mgmt | For | Against | Against | ||||
14 | Elect Flor Healy | Mgmt | For | Against | Against | ||||
15 | Elect Stan McCarthy | Mgmt | For | Against | Against | ||||
16 | Elect Brian Mehigan | Mgmt | For | Against | Against | ||||
17 | Elect Gerard O'Hanlon | Mgmt | For | Against | Against | ||||
18 | Elect Denis Wallis | Mgmt | For | Against | Against | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Key Energy Services Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KEG | CUSIP 492914106 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Alario | Mgmt | For | For | For | ||||
2 | Elect Ralph Michael III | Mgmt | For | For | For | ||||
3 | Elect Arlene Yocum | Mgmt | For | For | For | ||||
4 | 2012 Equity and Cash Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kindred Healthcare, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KND | CUSIP 494580103 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Edward Kuntz | Mgmt | For | For | For | ||||
2 | Elect Joel Ackerman | Mgmt | For | For | For | ||||
3 | Elect Jonathan Blum | Mgmt | For | For | For | ||||
4 | Elect Thomas Cooper | Mgmt | For | For | For | ||||
5 | Elect Paul Diaz | Mgmt | For | For | For | ||||
6 | Elect Christopher Hjelm | Mgmt | For | For | For | ||||
7 | Elect Isaac Kaufman | Mgmt | For | For | For | ||||
8 | Elect Frederick Kleisner | Mgmt | For | For | For | ||||
9 | Elect Eddy Rogers, Jr. | Mgmt | For | For | For | ||||
10 | Elect John Short | Mgmt | For | For | For | ||||
11 | Elect Phyllis Yale | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
13 | 2012 Equity Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Kingfisher plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KGF | CINS G5256E441 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Daniel Bernard | Mgmt | For | For | For | ||||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | ||||
6 | Elect Pascal Cagni | Mgmt | For | For | For | ||||
7 | Elect Clare Chapman | Mgmt | For | For | For | ||||
8 | Elect Ian Cheshire | Mgmt | For | For | For | ||||
9 | Elect Anders Dahlvig | Mgmt | For | For | For | ||||
10 | Elect Janis Kong | Mgmt | For | For | For | ||||
11 | Elect Kevin O'Byrne | Mgmt | For | For | For | ||||
12 | Elect Mark Seligman | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
20 | Sharesave Plan | Mgmt | For | For | For | ||||
Konami Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9766 | CINS J35996107 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Kagemasa Kohzuki | Mgmt | For | For | For | ||||
3 | Elect Takuya Kohzuki | Mgmt | For | For | For | ||||
4 | Elect Kimihiko Higashio | Mgmt | For | For | For | ||||
5 | Elect Noriaki Yamaguchi | Mgmt | For | For | For | ||||
6 | Elect Tomokazu Godai | Mgmt | For | For | For | ||||
7 | Elect Hiroyuki Mizuno | Mgmt | For | For | For | ||||
8 | Elect Akira Genma | Mgmt | For | For | For | ||||
Koninklijke Ahold NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AH | CINS N0139V142 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Elect J.E. McCann to the Management Board | Mgmt | For | For | For | ||||
9 | Elect J. Carr to the Management Board | Mgmt | For | For | For | ||||
10 | Elect Rene Dahan to the Supervisory Board | Mgmt | For | For | For | ||||
11 | Elect Mark McGrath to the Supervisory Board | Mgmt | For | For | For | ||||
12 | Amendment to the Supervisory Board Fees | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Cancellation of Shares | Mgmt | For | For | For | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Koppers Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KOP | CUSIP 50060P106 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Sharon Feng | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Tritch | Mgmt | For | For | For | ||||
1.3 | Elect T. Michael Young | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Kuala Lumpur Kepong Berhad | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KLK | CINS Y47153104 | 02/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Malaysia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect LEE Hau Hian | Mgmt | For | Against | Against | ||||
4 | Elect YEOH Eng Khoon | Mgmt | For | Against | Against | ||||
5 | Elect THONG Yaw Hong | Mgmt | For | Against | Against | ||||
6 | Elect Raja Muhammad Alias bin Raja Muhammad Ali | Mgmt | For | Against | Against | ||||
7 | Elect Abdul Rahman bin Mohd Ramli | Mgmt | For | Against | Against | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Related Party Transactions | Mgmt | For | For | For | ||||
KWS Saat AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KWS | CINS D39062100 | 12/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
L-3 Communications Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLL | CUSIP 502424104 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lewis Kramer | Mgmt | For | For | For | ||||
2 | Elect Robert Millard | Mgmt | For | For | For | ||||
3 | Elect Arthur Simon | Mgmt | For | For | For | ||||
4 | 2012 Cash Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
L.B. Foster Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FSTR | CUSIP 350060109 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Bauer | Mgmt | For | For | For | ||||
1.2 | Elect Lee Foster II | Mgmt | For | For | For | ||||
1.3 | Elect Peter McIlroy II | Mgmt | For | For | For | ||||
1.4 | Elect G. Thomas McKane | Mgmt | For | For | For | ||||
1.5 | Elect Diane Owen | Mgmt | For | For | For | ||||
1.6 | Elect William Rackoff | Mgmt | For | For | For | ||||
1.7 | Elect Suzanne Rowland | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
La-Z-Boy Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LZB | CUSIP 505336107 | 08/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kurt Darrow | Mgmt | For | For | For | ||||
1.2 | Elect H. George Levy | Mgmt | For | For | For | ||||
1.3 | Elect W. Alan McCollough | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Lam Research Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LRCX | CUSIP 512807108 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Lanxess AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LXSG | CINS D5032B102 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
Lawson Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2651 | CINS J3871L103 | 05/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Takeshi Niinami | Mgmt | For | For | For | ||||
5 | Elect Genichi Tamatsuka | Mgmt | For | For | For | ||||
6 | Elect Yoshiyuki Yahagi | Mgmt | For | For | For | ||||
7 | Elect Tohru Moriyama | Mgmt | For | For | For | ||||
8 | Elect Reiko Yonezawa | Mgmt | For | For | For | ||||
9 | Elect Takehiko Kakiuchi | Mgmt | For | For | For | ||||
10 | Elect Emi Ohsono | Mgmt | For | For | For | ||||
11 | Elect Shinichi Hokari | Mgmt | For | For | For | ||||
12 | Retirement Allowances and Special Allowances for Statutory Auditor(s) | Mgmt | For | For | For | ||||
13 | Statutory Auditors' Fees | Mgmt | For | For | For | ||||
LeapFrog Enterprises, Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LF | CUSIP 52186N106 | 06/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Barbour | Mgmt | For | Withhold | Against | ||||
1.2 | Elect William Chiasson | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Thomas Kalinske | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Paul Marinelli | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Stanley Maron | Mgmt | For | Withhold | Against | ||||
1.6 | Elect E. Stanton McKee, Jr. | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Randy Rissman | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Caden Wang | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | ||||
Lear Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LEA | CUSIP 521865204 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Capo | Mgmt | For | For | For | ||||
2 | Elect Jonathan Foster | Mgmt | For | For | For | ||||
3 | Elect Conrad Mallett, Jr. | Mgmt | For | For | For | ||||
4 | Elect Donald Runkle | Mgmt | For | For | For | ||||
5 | Elect Matthew Simoncini | Mgmt | For | For | For | ||||
6 | Elect Gregory Smith | Mgmt | For | For | For | ||||
7 | Elect Henry Wallace | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Lexington Realty Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LXP | CUSIP 529043101 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect E. Robert Roskind | Mgmt | For | For | For | ||||
1.2 | Elect T. Wilson Eglin | Mgmt | For | For | For | ||||
1.3 | Elect Clifford Broser | Mgmt | For | For | For | ||||
1.4 | Elect Harold First | Mgmt | For | For | For | ||||
1.5 | Elect Richard Frary | Mgmt | For | For | For | ||||
1.6 | Elect James Grosfeld | Mgmt | For | For | For | ||||
1.7 | Elect Kevin Lynch | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Lexmark International | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LXK | CUSIP 529771107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||||
2 | Elect Michael Maples | Mgmt | For | For | For | ||||
3 | Elect Stephen Hardis | Mgmt | For | For | For | ||||
4 | Elect William Fields | Mgmt | For | For | For | ||||
5 | Elect Robert Holland, Jr. | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
LG Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
003550 | CINS Y52755108 | 03/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | ||||
3 | Election of Audit Committee Member: LEE Yoon Jae | Mgmt | For | For | For | ||||
4 | Directors' Fees | Mgmt | For | For | For | ||||
Lianhua Supermarket Holdings Co., Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0980 | CINS Y5279F102 | 06/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Directors' Report | Mgmt | For | For | For | ||||
4 | Supervisors' Report | Mgmt | For | For | For | ||||
5 | Auditor's Report | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Elect WANG Zhi Gang | Mgmt | For | Against | Against | ||||
9 | Elect LIN Yi-bin | Mgmt | For | Against | Against | ||||
10 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
11 | Authority to Issue H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
12 | Amendments to Articles | Mgmt | For | For | For | ||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
LIC Housing Finance Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LICHSGFIN | CINS Y5278Z133 | 03/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authority to Issue Preference Shares | Mgmt | For | For | For | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Authority to Issue Shares to Qualified Institutional Buyers | Mgmt | For | For | For | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
LIN TV Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TVL | CUSIP 532774106 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Royal Carson III | Mgmt | For | For | For | ||||
1.2 | Elect Vincent Sadusky | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2002 Stock Plan | Mgmt | For | Against | Against | ||||
4 | Amendment to the 2010 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Lincare Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LNCR | CUSIP 532791100 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Byrnes | Mgmt | For | For | For | ||||
1.2 | Elect Stuart Altman | Mgmt | For | For | For | ||||
1.3 | Elect Chester Black | Mgmt | For | For | For | ||||
1.4 | Elect Angela Bryant | Mgmt | For | For | For | ||||
1.5 | Elect Frank Byrne | Mgmt | For | For | For | ||||
1.6 | Elect William Miller III | Mgmt | For | For | For | ||||
1.7 | Elect Ellen Zane | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Lincoln Educational Services Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LINC | CUSIP 533535100 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alvin Austin | Mgmt | For | For | For | ||||
1.2 | Elect Peter Burgess | Mgmt | For | For | For | ||||
1.3 | Elect James Burke, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Celia Currin | Mgmt | For | For | For | ||||
1.5 | Elect Paul Glaske | Mgmt | For | For | For | ||||
1.6 | Elect Charles Kalmbach | Mgmt | For | For | For | ||||
1.7 | Elect Shaun McAlmont | Mgmt | For | For | For | ||||
1.8 | Elect Alexis Michas | Mgmt | For | For | For | ||||
1.9 | Elect J. Barry Morrow | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Linde AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LIN | CINS D50348107 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Compensation Policy | Mgmt | For | For | For | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
10 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
11 | Increase in Conditional Capital for Long Term Incentive Plan | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Lindsay Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LNN | CUSIP 535555106 | 01/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Parod | Mgmt | For | For | For | ||||
1.2 | Elect Michael Walter | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
LivePerson, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LPSN | CUSIP 538146101 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kevin Lavan | Mgmt | For | For | For | ||||
1.2 | Elect Robert LoCascio | Mgmt | For | For | For | ||||
2 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Lloyds Banking Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLOY | CINS G5533W248 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect George Culmer | Mgmt | For | For | For | ||||
4 | Elect Sara Weller | Mgmt | For | For | For | ||||
5 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||||
6 | Elect Anita Frew | Mgmt | For | For | For | ||||
7 | Elect Antonio Horta-Osorio | Mgmt | For | For | For | ||||
8 | Elect David Roberts | Mgmt | For | For | For | ||||
9 | Elect T. Timothy Ryan, Jr. | Mgmt | For | For | For | ||||
10 | Elect Martin Scicluna | Mgmt | For | For | For | ||||
11 | Elect Anthony Watson | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Share Incentive Plan Renewal | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Localiza Rent A Car SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RENT3 | CINS P6330Z111 | 04/13/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
Localiza Rent A Car SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RENT3 | CINS P6330Z111 | 04/13/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Amendments to Articles Regarding Novo Mercado Regulations, Board Size, Audit Committee and Mandatory Takeover Bid | Mgmt | For | TNA | N/A | ||||
3 | Consolidation of Articles | Mgmt | For | TNA | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Lockheed Martin Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LMT | CUSIP 539830109 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nolan Archibald | Mgmt | For | For | For | ||||
2 | Elect Rosalind Brewer | Mgmt | For | For | For | ||||
3 | Elect David Burritt | Mgmt | For | For | For | ||||
4 | Elect James Ellis, Jr. | Mgmt | For | For | For | ||||
5 | Elect Thomas Falk | Mgmt | For | For | For | ||||
6 | Elect Gwendolyn King | Mgmt | For | For | For | ||||
7 | Elect James Loy | Mgmt | For | Against | Against | ||||
8 | Elect Douglas McCorkindale | Mgmt | For | For | For | ||||
9 | Elect Joseph Ralston | Mgmt | For | Against | Against | ||||
10 | Elect Anne Stevens | Mgmt | For | For | For | ||||
11 | Elect Robert Stevens | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
Loral Space & Communications, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LORL | CUSIP 543881106 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark Rachesky | Mgmt | For | For | For | ||||
1.2 | Elect Hal Goldstein | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Lorillard, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LO | CUSIP 544147101 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Almon | Mgmt | For | For | For | ||||
2 | Elect Kit Dietz | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | ||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
LSB Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LXU | CUSIP 502160104 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Brown | Mgmt | For | For | For | ||||
1.2 | Elect Barry Golsen | Mgmt | For | For | For | ||||
1.3 | Elect David Goss | Mgmt | For | For | For | ||||
1.4 | Elect Gail Lapidus | Mgmt | For | For | For | ||||
1.5 | Elect John Shelley | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
LTC Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LTC | CUSIP 502175102 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andre Dimitriadis | Mgmt | For | For | For | ||||
1.2 | Elect Boyd Hendrickson | Mgmt | For | For | For | ||||
1.3 | Elect Edmund King | Mgmt | For | For | For | ||||
1.4 | Elect Devra Shapiro | Mgmt | For | For | For | ||||
1.5 | Elect Wendy Simpson | Mgmt | For | For | For | ||||
1.6 | Elect Timothy Triche | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
LTX-Credence Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LTXC | CUSIP 502403207 | 12/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Jennings | Mgmt | For | For | For | ||||
1.2 | Elect Bruce Wright | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
LVMH Moet Hennessy Louis Vuitton SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MC | CINS F58485115 | 04/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Related Party Transactions | Mgmt | For | Against | Against | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Elect Francesco Trapani | Mgmt | For | Against | Against | ||||
9 | Elect Felix Rohatyn as Censor | Mgmt | For | For | For | ||||
10 | Elect Antoine Arnault | Mgmt | For | Against | Against | ||||
11 | Elect Albert Frere | Mgmt | For | Against | Against | ||||
12 | Elect Gilles Hennessy | Mgmt | For | Against | Against | ||||
13 | Elect Charles Powell | Mgmt | For | Against | Against | ||||
14 | Elect Yves-Thibault de Silguy | Mgmt | For | Against | Against | ||||
15 | Director's Fees | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
18 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
19 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
20 | Amend Article 23.1 | Mgmt | For | For | For | ||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
LyondellBasell Industries NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LYB | CUSIP N53745100 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robin Buchanan | Mgmt | For | For | For | ||||
2 | Elect Stephen Cooper | Mgmt | For | For | For | ||||
3 | Elect Robert G. Gwin | Mgmt | For | For | For | ||||
4 | Elect Marvin Schlanger | Mgmt | For | For | For | ||||
5 | Approval of Annual Accounts | Mgmt | For | For | For | ||||
6 | Officer Liability/Indemnification | Mgmt | For | For | For | ||||
7 | Director Liability/Indemnification | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | ||||
11 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
14 | 2012 Global Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Macquarie Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MQG | CINS Q57085104 | 07/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Re-elect Peter Kirby | Mgmt | For | For | For | ||||
3 | Re-elect John Niland | Mgmt | For | For | For | ||||
4 | Re-elect Helen Nugent | Mgmt | For | For | For | ||||
5 | Re-elect Kevin McCann | Mgmt | For | For | For | ||||
6 | Elect Diane Grady | Mgmt | For | For | For | ||||
7 | Remuneration Report | Mgmt | For | For | For | ||||
8 | Equity Grant (MD/CEO Nicholas Moore) | Mgmt | For | Against | Against | ||||
Macy's Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
M | CUSIP 55616P104 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Bollenbach | Mgmt | For | For | For | ||||
2 | Elect Deirdre Connelly | Mgmt | For | For | For | ||||
3 | Elect Meyer Feldberg | Mgmt | For | For | For | ||||
4 | Elect Sara Levinson | Mgmt | For | For | For | ||||
5 | Elect Terry Lundgren | Mgmt | For | For | For | ||||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | ||||
7 | Elect Joyce Roche | Mgmt | For | For | For | ||||
8 | Elect Paul Varga | Mgmt | For | For | For | ||||
9 | Elect Craig Weatherup | Mgmt | For | For | For | ||||
10 | Elect Marna Whittington | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Approval of the Senior Executive Compensation Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Fur Policy | ShrHldr | Against | Against | For | ||||
Magellan Health Services Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MGLN | CUSIP 559079207 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Rene Lerer | Mgmt | For | For | For | ||||
1.2 | Elect Mary Sammons | Mgmt | For | For | For | ||||
1.3 | Elect Eran Broshy | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Magma Design Automation, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LAVA | CUSIP 559181102 | 10/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Roy Jewell | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Rohrs | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Maiden Holdings, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MHLD | CUSIP G5753U112 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barry Zyskind | Mgmt | For | For | For | ||||
1.2 | Elect Simcha Lyons | Mgmt | For | For | For | ||||
1.3 | Elect Raymond Neff | Mgmt | For | For | For | ||||
1.4 | Elect Yehuda Neuberger | Mgmt | For | For | For | ||||
1.5 | Elect Steven Nigro | Mgmt | For | For | For | ||||
1.6 | Elect David Lamneck | Mgmt | For | For | For | ||||
1.7 | Elect John Marshalek | Mgmt | For | For | For | ||||
1.8 | Elect Lawrence Metz | Mgmt | For | For | For | ||||
1.9 | Elect Arturo Raschbaum | Mgmt | For | For | For | ||||
1.10 | Elect Patrick Haveron | Mgmt | For | For | For | ||||
1.11 | Elect Ronald Judd | Mgmt | For | For | For | ||||
1.12 | Elect John Marshaleck | Mgmt | For | For | For | ||||
1.13 | Elect Lawrence Metz | Mgmt | For | For | For | ||||
1.14 | Elect Arturo Raschbaum | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
MainSource Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSFG | CUSIP 56062Y102 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kathleen Bardwell | Mgmt | For | For | For | ||||
1.2 | Elect William Barron | Mgmt | For | For | For | ||||
1.3 | Elect Archie Brown, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Brian Crall | Mgmt | For | For | For | ||||
1.5 | Elect Philip Frantz | Mgmt | For | For | For | ||||
1.6 | Elect Rick Hartman | Mgmt | For | For | For | ||||
1.7 | Elect D. Hines | Mgmt | For | For | For | ||||
1.8 | Elect William McGraw III | Mgmt | For | For | For | ||||
1.9 | Elect Thomas O'Brien | Mgmt | For | For | For | ||||
1.10 | Elect Lawrence Rueff | Mgmt | For | For | For | ||||
1.11 | Elect John Seale | Mgmt | For | For | For | ||||
1.12 | Elect Charles Thayer | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Manhattan Associates, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MANH | CUSIP 562750109 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Deepak Raghavan | Mgmt | For | For | For | ||||
1.2 | Elect Peter Sinisgalli | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
MAP Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MAPP | CUSIP 56509R108 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Armer | Mgmt | For | For | For | ||||
1.2 | Elect Bernard Kelley | Mgmt | For | For | For | ||||
1.3 | Elect Scott Ward | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Maple Leaf Foods Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MFI | CUSIP 564905107 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||||
1.2 | Elect Gregory Boland | Mgmt | For | Withhold | Against | ||||
1.3 | Elect John Bragg | Mgmt | For | For | For | ||||
1.4 | Elect David Emerson | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey Gandz | Mgmt | For | For | For | ||||
1.6 | Elect Claude Lamoureux | Mgmt | For | For | For | ||||
1.7 | Elect J. Scott McCain | Mgmt | For | For | For | ||||
1.8 | Elect Michael McCain | Mgmt | For | For | For | ||||
1.9 | Elect Diane McGarry | Mgmt | For | For | For | ||||
1.10 | Elect James Olson | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Maple Leaf Foods Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MFI | CUSIP 564905107 | 12/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Shareholder Rights Plan | Mgmt | For | For | For | ||||
Marathon Oil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRO | CUSIP 565849106 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gregory Boyce | Mgmt | For | Against | Against | ||||
2 | Elect Pierre Brondeau | Mgmt | For | Against | Against | ||||
3 | Elect Clarence Cazalot, Jr. | Mgmt | For | Against | Against | ||||
4 | Elect Linda Cook | Mgmt | For | Against | Against | ||||
5 | Elect Shirley Jackson | Mgmt | For | Against | Against | ||||
6 | Elect Philip Lader | Mgmt | For | Against | Against | ||||
7 | Elect Michael Phelps | Mgmt | For | Against | Against | ||||
8 | Elect Dennis Reilley | Mgmt | For | Against | Against | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
11 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | ||||
Marathon Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MPC | CUSIP 56585A102 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Daberko | Mgmt | For | For | For | ||||
1.2 | Elect Donna James | Mgmt | For | For | For | ||||
1.3 | Elect Charles Lee | Mgmt | For | For | For | ||||
1.4 | Elect Seth Schofield | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
MarketAxess Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MKTX | CUSIP 57060D108 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard McVey | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Steven Begleiter | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Sharon Brown-Hruska | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Roger Burkhardt | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Stephen Casper | Mgmt | For | Withhold | Against | ||||
1.6 | Elect David Gomach | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Carlos Hernandez | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Ronald Hersch | Mgmt | For | Withhold | Against | ||||
1.9 | Elect John Steinhardt | Mgmt | For | Withhold | Against | ||||
1.10 | Elect James Sullivan | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | ||||
5 | Approval of the Performance Criteria Under the 2009 Executive Performance Incentive Plan | Mgmt | For | For | For | ||||
Marriott International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MAR | CUSIP 571903202 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | ||||
2 | Elect John Marriott III | Mgmt | For | For | For | ||||
3 | Elect Mary Bush | Mgmt | For | For | For | ||||
4 | Elect Lawrence Kellner | Mgmt | For | For | For | ||||
5 | Elect Debra Lee | Mgmt | For | For | For | ||||
6 | Elect George Munoz | Mgmt | For | For | For | ||||
7 | Elect Harry Pearce | Mgmt | For | For | For | ||||
8 | Elect Steven Reinemund | Mgmt | For | For | For | ||||
9 | Elect Lawrence Small | Mgmt | For | For | For | ||||
10 | Elect Arne Sorenson | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Marubeni Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8002 | CINS J39788138 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Nobuo Katsumata | Mgmt | For | For | For | ||||
3 | Elect Teruo Asada | Mgmt | For | For | For | ||||
4 | Elect Mamoru Sekiyama | Mgmt | For | For | For | ||||
5 | Elect Michihiko Ohta | Mgmt | For | For | For | ||||
6 | Elect Fumiya Kokubu | Mgmt | For | For | For | ||||
7 | Elect Shigeru Yamazoe | Mgmt | For | For | For | ||||
8 | Elect Mitsuru Akiyoshi | Mgmt | For | For | For | ||||
9 | Elect Yutaka Nomura | Mgmt | For | For | For | ||||
10 | Elect Daisuke Okada | Mgmt | For | For | For | ||||
11 | Elect Keizoh Torii | Mgmt | For | For | For | ||||
12 | Elect Shohji Kuwayama | Mgmt | For | For | For | ||||
13 | Elect Yukihiko Matsumura | Mgmt | For | For | For | ||||
14 | Elect Toshiyuki Ogura | Mgmt | For | For | For | ||||
15 | Elect Shigeaki Ishikawa | Mgmt | For | For | For | ||||
16 | Directors' and Statutory Auditors' Fees | Mgmt | For | For | For | ||||
McDermott International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDR | CUSIP 580037109 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Bookout III | Mgmt | For | For | For | ||||
1.2 | Elect Roger Brown | Mgmt | For | For | For | ||||
1.3 | Elect Stephen Hanks | Mgmt | For | For | For | ||||
1.4 | Elect Stephen Johnson | Mgmt | For | For | For | ||||
1.5 | Elect D. Bradley McWilliams | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Schievelbein | Mgmt | For | For | For | ||||
1.7 | Elect Mary Shafer-Malicki | Mgmt | For | For | For | ||||
1.8 | Elect David Trice | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
McDonald's Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCD | CUSIP 580135101 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Eckert | Mgmt | For | For | For | ||||
2 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
3 | Elect Jeanne Jackson | Mgmt | For | For | For | ||||
4 | Elect Andrew McKenna | Mgmt | For | For | For | ||||
5 | Elect Donald Thompson | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | 2012 Omnibus Stock Ownership Plan | Mgmt | For | For | For | ||||
8 | Declassification of the Board of Directors | Mgmt | For | For | For | ||||
9 | Right to Call Special Meetings | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | ||||
McGraw-Hill Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MHP | CUSIP 580645109 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Pedro Aspe | Mgmt | For | For | For | ||||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | ||||
3 | Elect Willaim Green | Mgmt | For | For | For | ||||
4 | Elect Linda Lorimer | Mgmt | For | For | For | ||||
5 | Elect Harold McGraw III | Mgmt | For | For | For | ||||
6 | Elect Robert McGraw | Mgmt | For | For | For | ||||
7 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | ||||
8 | Elect Sir Michael Rake | Mgmt | For | For | For | ||||
9 | Elect Edward Rust, Jr. | Mgmt | For | For | For | ||||
10 | Elect Kurt Schmoke | Mgmt | For | For | For | ||||
11 | Elect Sidney Taurel | Mgmt | For | For | For | ||||
12 | Elect Richard Thornburgh | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
MeadWestvaco Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MWV | CUSIP 583334107 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Campbell | Mgmt | For | For | For | ||||
2 | Elect Thomas Cole, Jr. | Mgmt | For | For | For | ||||
3 | Elect James Kaiser | Mgmt | For | For | For | ||||
4 | Elect Richard Kelson | Mgmt | For | For | For | ||||
5 | Elect James Kilts | Mgmt | For | For | For | ||||
6 | Elect Susan Kropf | Mgmt | For | For | For | ||||
7 | Elect Douglas Luke | Mgmt | For | For | For | ||||
8 | Elect John Luke, Jr. | Mgmt | For | For | For | ||||
9 | Elect Gracia Martore | Mgmt | For | For | For | ||||
10 | Elect Timothy Powers | Mgmt | For | For | For | ||||
11 | Elect Jane Warner | Mgmt | For | For | For | ||||
12 | Elect Alan Wilson | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
MedAssets, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDAS | CUSIP 584045108 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect C. A. Lance Piccolo | Mgmt | For | For | For | ||||
1.2 | Elect Bruce Wesson | Mgmt | For | For | For | ||||
1.3 | Elect Samuel Skinner | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Medco Health Solutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MHS | CUSIP 58405U102 | 12/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
Media Nusantara Citra Tbk | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MNCN | CINS Y71280104 | 04/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Annual Report | Mgmt | For | For | For | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
5 | Authority to Issue Shares under the Employee and Management Stock Option Program | Mgmt | For | Against | Against | ||||
6 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
Media Nusantara Citra Tbk | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MNCN | CINS Y71280104 | 12/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Medicines Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDCO | CUSIP 584688105 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Armin Kessler | Mgmt | For | For | For | ||||
1.2 | Elect Robert Savage | Mgmt | For | For | For | ||||
1.3 | Elect Glenn Sblendorio | Mgmt | For | For | For | ||||
1.4 | Elect Melvin Spigelman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Medicis Pharmaceutical Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRX | CUSIP 584690309 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Arthur Altschul, Jr. | Mgmt | For | For | For | ||||
2 | Elect Philip Schein | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Medifast, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MED | CUSIP 58470H101 | 09/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Harvey Barnum, Jr. | Mgmt | For | For | For | ||||
2 | Elect Michael MacDonald | Mgmt | For | For | For | ||||
3 | Elect Jerry Reece | Mgmt | For | For | For | ||||
4 | Elect Michael McDevitt | Mgmt | For | For | For | ||||
5 | Elect Margaret MacDonald-Sheetz | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Mela Sciences, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MELA | CUSIP 55277R100 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Gulfo | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert Coradini | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Anne Egger | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Mark Fabiani | Mgmt | For | Withhold | Against | ||||
1.5 | Elect John Goddard | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Mindy Meads | Mgmt | For | Withhold | Against | ||||
1.7 | Elect David Stone | Mgmt | For | Withhold | Against | ||||
1.8 | Elect LuAnn Via | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Merck & Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRK | CUSIP 58933Y105 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leslie Brun | Mgmt | For | For | For | ||||
2 | Elect Thomas Cech | Mgmt | For | For | For | ||||
3 | Elect Kenneth Frazier | Mgmt | For | For | For | ||||
4 | Elect Thomas Glocer | Mgmt | For | For | For | ||||
5 | Elect William Harrison, Jr. | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Rochelle Lazarus | Mgmt | For | For | For | ||||
8 | Elect Carlos Represas | Mgmt | For | For | For | ||||
9 | Elect Patricia Russo | Mgmt | For | For | For | ||||
10 | Elect Craig Thompson | Mgmt | For | For | For | ||||
11 | Elect Wendell Weeks | Mgmt | For | For | For | ||||
12 | Elect Peter Wendell | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Reviewing Political Spending or Lobbying | ShrHldr | Against | Against | For | ||||
Meritor Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTOR | CUSIP 59001K100 | 01/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Devonshire | Mgmt | For | For | For | ||||
1.2 | Elect Victoria Jackson | Mgmt | For | For | For | ||||
1.3 | Elect James Marley | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
MetroPCS Communications, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCS | CUSIP 591708102 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jack Callahan, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect W. Michael Barnes | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Metropolitan Health Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDF | CUSIP 592142103 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Earley | Mgmt | For | For | For | ||||
1.2 | Elect Arthur Kowaloff | Mgmt | For | For | For | ||||
1.3 | Elect Michael Cahr | Mgmt | For | For | For | ||||
1.4 | Elect Casey Gunnell | Mgmt | For | For | For | ||||
1.5 | Elect Richard Franco, Sr. | Mgmt | For | For | For | ||||
1.6 | Elect Mark Stolper | Mgmt | For | For | For | ||||
1.7 | Elect John Watts, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Metso Oyj | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MEO1V | CINS X53579102 | 03/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Finland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Accounts and Reports | Mgmt | For | For | For | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
12 | Board Size | Mgmt | For | Against | Against | ||||
13 | Election of Directors | Mgmt | For | Against | Against | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares and Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Amendments to Articles | Mgmt | For | For | For | ||||
19 | Nomination Committee | Mgmt | For | For | For | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
MFA Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MFA | CUSIP 55272X102 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Dahir | Mgmt | For | For | For | ||||
1.2 | Elect Robin Josephs | Mgmt | For | For | For | ||||
1.3 | Elect George Krauss | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Microsoft Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSFT | CUSIP 594918104 | 11/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | ||||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||||
3 | Elect William Gates III | Mgmt | For | For | For | ||||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | ||||
5 | Elect Reed Hastings | Mgmt | For | For | For | ||||
6 | Elect Maria Klawe | Mgmt | For | For | For | ||||
7 | Elect David Marquardt | Mgmt | For | For | For | ||||
8 | Elect Charles Noski | Mgmt | For | For | For | ||||
9 | Elect Helmut Panke | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | ||||
Minerals Technologies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTX | CUSIP 603158106 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Clark | Mgmt | For | For | For | ||||
1.2 | Elect Michael Pasquale | Mgmt | For | For | For | ||||
1.3 | Elect Marc Robinson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Mitsubishi Electric Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6503 | CINS J43873116 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Setsuhiro Shimomura | Mgmt | For | Against | Against | ||||
3 | Elect Kenichiroh Yamanishi | Mgmt | For | Against | Against | ||||
4 | Elect Masanori Saitoh | Mgmt | For | Against | Against | ||||
5 | Elect Hiroki Yoshimatsu | Mgmt | For | Against | Against | ||||
6 | Elect Noritomo Hashimoto | Mgmt | For | Against | Against | ||||
7 | Elect Ryohsuke Fujimoto | Mgmt | For | Against | Against | ||||
8 | Elect Nobuyuki Ohkuma | Mgmt | For | Against | Against | ||||
9 | Elect Hiroyoshi Murayama | Mgmt | For | Against | Against | ||||
10 | Elect Mikio Sasaki | Mgmt | For | Against | Against | ||||
11 | Elect Shigemitsu Miki | Mgmt | For | Against | Against | ||||
12 | Elect Fujiatsu Makino | Mgmt | For | Against | Against | ||||
13 | Elect Mitoji Yabunaka | Mgmt | For | Against | Against | ||||
Mitsubishi Tanabe Pharma Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4508 | CINS J4448H104 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Michihiro Tsuchiya | Mgmt | For | For | For | ||||
4 | Elect Kuniaki Kaga | Mgmt | For | For | For | ||||
5 | Elect Kenichi Yanagisawa | Mgmt | For | For | For | ||||
6 | Elect Kenkichi Kosakai | Mgmt | For | For | For | ||||
7 | Elect Masayuki Mitsuka | Mgmt | For | For | For | ||||
8 | Elect Takashi Kobayashi | Mgmt | For | For | For | ||||
9 | Elect Shigehiko Hattori | Mgmt | For | For | For | ||||
10 | Elect Seishiroh Yoshioka | Mgmt | For | For | For | ||||
11 | Elect Hidetaka Tomita as an Alternate Statutory Auditor | Mgmt | For | Against | Against | ||||
Mitsubishi UFJ Financial Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8306 | CINS J44497105 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Takamune Okihara | Mgmt | For | For | For | ||||
4 | Elect Kinya Okauchi | Mgmt | For | For | For | ||||
5 | Elect Katsunori Nakayasu | Mgmt | For | For | For | ||||
6 | Elect Masaaki Tanaka | Mgmt | For | For | For | ||||
7 | Elect Taihei Yuki | Mgmt | For | For | For | ||||
8 | Elect Ichiroh Hamakawa | Mgmt | For | For | For | ||||
9 | Elect Akihiko Kagawa | Mgmt | For | For | For | ||||
10 | Elect Toshiroh Toyoizumi | Mgmt | For | For | For | ||||
11 | Elect Nobuyuki Hirano | Mgmt | For | For | For | ||||
12 | Elect Shunsuke Teraoka | Mgmt | For | For | For | ||||
13 | Elect Tatsuo Wakabayashi | Mgmt | For | For | For | ||||
14 | Elect Saburoh Araki | Mgmt | For | For | For | ||||
15 | Elect Hiroyuki Noguchi | Mgmt | For | For | For | ||||
16 | Elect Muneaki Tokunari | Mgmt | For | For | For | ||||
17 | Elect Ryuji Araki | Mgmt | For | For | For | ||||
18 | Elect Kazuhiro Watanabe | Mgmt | For | For | For | ||||
19 | Elect Takuma Ohtoshi | Mgmt | For | For | For | ||||
Mitsui & Co Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8031 | CINS J44690139 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shohei Utsuda | Mgmt | For | For | For | ||||
4 | Elect Masami Iijima | Mgmt | For | For | For | ||||
5 | Elect Seiichi Tanaka | Mgmt | For | For | For | ||||
6 | Elect Fuminobu Kawashima | Mgmt | For | For | For | ||||
7 | Elect Daisuke Saiga | Mgmt | For | For | For | ||||
8 | Elect Johji Okada | Mgmt | For | For | For | ||||
9 | Elect Masayuki Kinoshita | Mgmt | For | For | For | ||||
10 | Elect Shintaroh Ambe | Mgmt | For | For | For | ||||
11 | Elect Kohichi Tanaka | Mgmt | For | For | For | ||||
12 | Elect Nobuko Matsubara | Mgmt | For | For | For | ||||
13 | Elect Ikujiroh Nonaka | Mgmt | For | For | For | ||||
14 | Elect Hiroshi Hirabayashi | Mgmt | For | For | For | ||||
15 | Elect Toshiroh Mutoh | Mgmt | For | For | For | ||||
16 | Elect Kunihiro Matsuo | Mgmt | For | For | For | ||||
Mitsui Fudosan Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8801 | CINS J4509L101 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Kohichi Nishiyama | Mgmt | For | Against | Against | ||||
4 | Elect Toshiaki Hasegawa | Mgmt | For | For | For | ||||
5 | Bonus | Mgmt | For | For | For | ||||
Molina Healthcare, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MOH | CUSIP 60855R100 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Garrey Carruthers | Mgmt | For | For | For | ||||
1.2 | Elect Frank Murray | Mgmt | For | For | For | ||||
1.3 | Elect John Szabo, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Molson Coors Brewing Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TAP | CUSIP 60871R209 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Herington | Mgmt | For | Withhold | Against | ||||
1.2 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | ||||
Monotype Imaging Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYPE | CUSIP 61022P100 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Pamela Lenehan | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Monsanto Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MON | CUSIP 61166W101 | 01/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Janine Fields | Mgmt | For | For | For | ||||
2 | Elect Hugh Grant | Mgmt | For | For | For | ||||
3 | Elect C. Steven McMillan | Mgmt | For | For | For | ||||
4 | Elect Robert Stevens | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
7 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | ||||
Moody's Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCO | CUSIP 615369105 | 04/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ewald Kist | Mgmt | For | For | For | ||||
2 | Elect Henry McKinnell, Jr. | Mgmt | For | For | For | ||||
3 | Elect John Wulff | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Morgan Stanley | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MS | CUSIP 617446448 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roy Bostock | Mgmt | For | For | For | ||||
2 | Elect Erskine Bowles | Mgmt | For | For | For | ||||
3 | Elect Howard Davies | Mgmt | For | For | For | ||||
4 | Elect James Gorman | Mgmt | For | For | For | ||||
5 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
6 | Elect Klaus Kleinfield | Mgmt | For | For | For | ||||
7 | Elect Donald Nicolaisen | Mgmt | For | For | For | ||||
8 | Elect Hutham Olayan | Mgmt | For | For | For | ||||
9 | Elect James Owens | Mgmt | For | For | For | ||||
10 | Elect O. Griffith Sexton | Mgmt | For | For | For | ||||
11 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | ||||
12 | Elect Masaaki Tanaka | Mgmt | For | For | For | ||||
13 | Elect Laura Tyson | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | For | For | ||||
16 | Amendment to the Directors' Equity Capital Accumulation Plan | Mgmt | For | For | For | ||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Mosaic Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MOS | CUSIP 61945C103 | 10/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Nancy Cooper | Mgmt | For | For | For | ||||
1.2 | Elect James Popowich | Mgmt | For | For | For | ||||
1.3 | Elect James Prokopanko | Mgmt | For | For | For | ||||
1.4 | Elect Steven Seibert | Mgmt | For | For | For | ||||
2 | Elimination of Dual Class Stock | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
MTU Aero Engines Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTX | CINS D5565H104 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
Murphy Oil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MUR | CUSIP 626717102 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Frank Blue | Mgmt | For | For | For | ||||
2 | Elect Steven Cosse | Mgmt | For | For | For | ||||
3 | Elect Claiborne Deming | Mgmt | For | For | For | ||||
4 | Elect Robert Hermes | Mgmt | For | For | For | ||||
5 | Elect James Kelley | Mgmt | For | For | For | ||||
6 | Elect Walentin Mirosh | Mgmt | For | For | For | ||||
7 | Elect R. Madison Murphy | Mgmt | For | For | For | ||||
8 | Elect Neal Schmale | Mgmt | For | For | For | ||||
9 | Elect David Smith | Mgmt | For | For | For | ||||
10 | Elect Caroline Theus | Mgmt | For | For | For | ||||
11 | Elect David Wood | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | 2012 Long-Term incentive Plan | Mgmt | For | For | For | ||||
14 | 2012 Annual Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
MWI Veterinary Supply, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MWIV | CUSIP 55402X105 | 02/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Keith Alessi | Mgmt | For | For | For | ||||
1.2 | Elect Bruce Bruckmann | Mgmt | For | For | For | ||||
1.3 | Elect James Cleary, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect John McNamara | Mgmt | For | For | For | ||||
1.5 | Elect A. Craig Olson | Mgmt | For | For | For | ||||
1.6 | Elect Robert Rebholtz, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect William Robison | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Myer Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MYR | CINS Q64865100 | 11/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Chris Froggatt | Mgmt | For | For | For | ||||
3 | Re-elect Howard McDonald | Mgmt | For | For | For | ||||
4 | Re-elect Rupert Myer | Mgmt | For | For | For | ||||
5 | Remuneration Report | Mgmt | For | For | For | ||||
6 | Equity Grant (MD/CEO Bernie Brookes) | Mgmt | For | For | For | ||||
7 | Approve Termination Payments | Mgmt | For | For | For | ||||
8 | Renew Partial Takeover Provisions | Mgmt | For | For | For | ||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Nacco Industries Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NC | CUSIP 629579103 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Jumper | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Dennis LaBarre | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Richard de Osborne | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Alfred Rankin, Jr. | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Michael Shannon | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Britton Taplin | Mgmt | For | Withhold | Against | ||||
1.7 | Elect David Taplin | Mgmt | For | Withhold | Against | ||||
1.8 | Elect John Turben | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Eugene Wong | Mgmt | For | Withhold | Against | ||||
2 | Amendment to the NACCO Industries, Inc. Executive Long-Term Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
3 | Amendment to the NACCO Industries, Inc. Supplemental Executive Long-Term Incentive Bonus Plan | Mgmt | For | For | For | ||||
4 | Amendment to the NACCO Materials Handling Group, Inc. Long-Term Incentive Compensation Plan | Mgmt | For | For | For | ||||
5 | NACCO Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Nanometrics Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NANO | CUSIP 630077105 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Howard Bain III | Mgmt | For | For | For | ||||
1.2 | Elect J. Thomas Bentley | Mgmt | For | For | For | ||||
1.3 | Elect Norman Coates | Mgmt | For | For | For | ||||
1.4 | Elect William Oldham | Mgmt | For | For | For | ||||
1.5 | Elect Stephen Newberry | Mgmt | For | For | For | ||||
1.6 | Elect Stephen Smith | Mgmt | For | For | For | ||||
1.7 | Elect Timothy Stultz | Mgmt | For | For | For | ||||
1.8 | Elect Bruce Rhine | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Executive Performance Bonus Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
National Australia Bank Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NAB | CINS Q65336119 | 12/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Re-elect John Thorn | Mgmt | For | For | For | ||||
3 | Re-elect Geoff Tomlinson | Mgmt | For | For | For | ||||
4 | Elect Kenneth Henry | Mgmt | For | For | For | ||||
5 | Equity Grant (CEO Cameron Clyne) | Mgmt | For | For | For | ||||
6 | Equity Grant (CFO Mark Joiner) | Mgmt | For | For | For | ||||
7 | Remuneration Report | Mgmt | For | For | For | ||||
National Bank Of Canada | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NA | CUSIP 633067103 | 04/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Maryse Bertrand | Mgmt | For | For | For | ||||
1.2 | Elect Lawrence Bloomberg | Mgmt | For | For | For | ||||
1.3 | Elect Andre Caille | Mgmt | For | For | For | ||||
1.4 | Elect Gerard Coulombe | Mgmt | For | For | For | ||||
1.5 | Elect Bernard Cyr | Mgmt | For | For | For | ||||
1.6 | Elect Gillian Denham | Mgmt | For | For | For | ||||
1.7 | Elect Jean Douville | Mgmt | For | For | For | ||||
1.8 | Elect Paul Gobeil | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Jean Houde | Mgmt | For | For | For | ||||
1.10 | Elect Louise Laflamme | Mgmt | For | For | For | ||||
1.11 | Elect Roseann Runte | Mgmt | For | For | For | ||||
1.12 | Elect Lino Saputo, Jr. | Mgmt | For | For | For | ||||
1.13 | Elect Pierre Thabet | Mgmt | For | For | For | ||||
1.14 | Elect Louis Vachon | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Appointment of Auditor | Mgmt | For | For | For | ||||
4 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding the Performance Objectives and Vesting Period of Options | Mgmt | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Comparison of Compensation and Financial Performance | Mgmt | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Compensation Consultants | Mgmt | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Formation of a Separate Risk Management Committee | Mgmt | Against | Against | For | ||||
National Financial Partners Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NFP | CUSIP 63607P208 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephanie Abramson | Mgmt | For | For | For | ||||
2 | Elect Patrick Baird | Mgmt | For | For | For | ||||
3 | Elect Jessica Bibliowicz | Mgmt | For | For | For | ||||
4 | Elect R. Bruce Callahan | Mgmt | For | For | For | ||||
5 | Elect John Elliott | Mgmt | For | For | For | ||||
6 | Elect J. Barry Griswell | Mgmt | For | For | For | ||||
7 | Elect Marshall Heinberg | Mgmt | For | For | For | ||||
8 | Elect Kenneth Mlekush | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
National Health Investors, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NHI | CUSIP 63633D104 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Webb | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | 2012 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
National Oilwell Varco, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOV | CUSIP 637071101 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Merrill Miller, Jr. | Mgmt | For | For | For | ||||
2 | Elect Greg Armstrong | Mgmt | For | For | For | ||||
3 | Elect David Harrison | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | ||||
Navistar International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NAV | CUSIP 63934E108 | 02/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||||
2.1 | Elect David Harrison | Mgmt | For | For | For | ||||
2.2 | Elect Steven Klinger | Mgmt | For | For | For | ||||
2.3 | Elect Michael Hammes | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Nelnet, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NNI | CUSIP 64031N108 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Dunlap | Mgmt | For | For | For | ||||
2 | Elect Stephen Butterfield | Mgmt | For | For | For | ||||
3 | Elect James Abel | Mgmt | For | For | For | ||||
4 | Elect William Cintani | Mgmt | For | For | For | ||||
5 | Elect Kathleen Farrell | Mgmt | For | For | For | ||||
6 | Elect Thomas Henning | Mgmt | For | For | For | ||||
7 | Elect Kimberly Rath | Mgmt | For | For | For | ||||
8 | Elect Michael Reardon | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Nestle S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NESN | CINS H57312649 | 04/19/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Compensation Report | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Elect Daniel Borel | Mgmt | For | TNA | N/A | ||||
9 | Elect Henri de Castries | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Cancellation of Shares and Reduction of Share Capital | Mgmt | For | TNA | N/A | ||||
12 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
NeuStar, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NSR | CUSIP 64126X201 | 06/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ross Ireland | Mgmt | For | For | For | ||||
2 | Elect Paul Lacouture | Mgmt | For | For | For | ||||
3 | Elect Michael Rowny | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
7 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Newcastle Investment Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NCT | CUSIP 65105M108 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alan Tyson | Mgmt | For | For | For | ||||
1.2 | Elect Stuart McFarland | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2012 Nonqualified Stock Option and Incentive Plan | Mgmt | For | For | For | ||||
NewMarket Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NEU | CUSIP 651587107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Phyllis Cothran | Mgmt | For | For | For | ||||
1.2 | Elect Mark Gambill | Mgmt | For | For | For | ||||
1.3 | Elect Bruce Gottwald | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Gottwald | Mgmt | For | For | For | ||||
1.5 | Elect Patrick Hanley | Mgmt | For | For | For | ||||
1.6 | Elect James Rogers | Mgmt | For | For | For | ||||
1.7 | Elect Charles Walker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
Newpark Resources, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NR | CUSIP 651718504 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Jerry Box | Mgmt | For | For | For | ||||
1.3 | Elect George Finley | Mgmt | For | For | For | ||||
1.4 | Elect Paul Howes | Mgmt | For | For | For | ||||
1.5 | Elect James McFarland | Mgmt | For | For | For | ||||
1.6 | Elect Gary Warren | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Newport Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NEWP | CUSIP 651824104 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Christopher Cox | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert Guyett | Mgmt | For | For | For | ||||
1.3 | Elect Oleg Khaykin | Mgmt | For | For | For | ||||
1.4 | Elect Robert Phillippy | Mgmt | For | For | For | ||||
1.5 | Elect Peter Simone | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Nexen Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NXY | CUSIP 65334H102 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Berry | Mgmt | For | For | For | ||||
1.2 | Elect Robert Bertram | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Ebbern | Mgmt | For | For | For | ||||
1.4 | Elect S. Barry Jackson | Mgmt | For | For | For | ||||
1.5 | Elect Kevin Jenkins | Mgmt | For | For | For | ||||
1.6 | Elect A. Anne McLellan | Mgmt | For | For | For | ||||
1.7 | Elect Eric Newell | Mgmt | For | For | For | ||||
1.8 | Elect Thomas O'Neill | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Kevin Reinhart | Mgmt | For | For | For | ||||
1.10 | Elect Francis Saville | Mgmt | For | For | For | ||||
1.11 | Elect Arthur Scace | Mgmt | For | For | For | ||||
1.12 | Elect John Willson | Mgmt | For | For | For | ||||
1.13 | Elect Victor Zaleschuk | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Next plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NXT | CINS G6500M106 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect John Barton | Mgmt | For | Against | Against | ||||
5 | Elect Christos Angelides | Mgmt | For | Against | Against | ||||
6 | Elect Steve Barber | Mgmt | For | Against | Against | ||||
7 | Elect Christine Cross | Mgmt | For | Against | Against | ||||
8 | Elect Jonathan Dawson | Mgmt | For | Against | Against | ||||
9 | Elect David Keens | Mgmt | For | Against | Against | ||||
10 | Elect Francis Salway | Mgmt | For | Against | Against | ||||
11 | Elect Andrew Varley | Mgmt | For | Against | Against | ||||
12 | Elect Simon Wolfson | Mgmt | For | Against | Against | ||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares Off-Market | Mgmt | For | For | For | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
NICE-Systems Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NICE | CUSIP 653656108 | 09/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ron Gutler | Mgmt | For | For | For | ||||
2 | Elect Joseph Atsmon | Mgmt | For | For | For | ||||
3 | Elect Rimon Ben-Shaoul | Mgmt | For | For | For | ||||
4 | Elect Josef Dauber | Mgmt | For | For | For | ||||
5 | Elect John Hughes | Mgmt | For | Against | Against | ||||
6 | Elect David Kostman | Mgmt | For | For | For | ||||
7 | Grant of Options to Directors | Mgmt | For | For | For | ||||
8 | Amendments to Articles - Change in Company Name | Mgmt | For | For | For | ||||
9 | Indemnification of Directors/Officers | Mgmt | For | For | For | ||||
10 | Amendments to Articles Regarding Notice for Urgent Board Meetings | Mgmt | For | For | For | ||||
11 | Amendments to Articles Regarding Audit Committee Quorum Requirements | Mgmt | For | For | For | ||||
12 | Amendments to Articles Regarding Board Composition | Mgmt | For | For | For | ||||
13 | Indemnification of Directors/Officers | Mgmt | For | For | For | ||||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Nintendo Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7974 | CINS J51699106 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Satoru Iwata | Mgmt | For | For | For | ||||
4 | Elect Yoshihiro Mori | Mgmt | For | For | For | ||||
5 | Elect Shinji Hatano | Mgmt | For | For | For | ||||
6 | Elect Genyoh Takeda | Mgmt | For | For | For | ||||
7 | Elect Shigeru Miyamoto | Mgmt | For | For | For | ||||
8 | Elect Masaharu Matsumoto | Mgmt | For | For | For | ||||
9 | Elect Eiichi Suzuki | Mgmt | For | For | For | ||||
10 | Elect Tatsumi Kimishima | Mgmt | For | For | For | ||||
11 | Elect Kaoru Takemura | Mgmt | For | For | For | ||||
12 | Elect Minoru Ueda | Mgmt | For | For | For | ||||
13 | Elect Ken Toyoda | Mgmt | For | For | For | ||||
14 | Elect Yoshimi Mitamura | Mgmt | For | For | For | ||||
15 | Elect Katsuhiro Umeyama | Mgmt | For | For | For | ||||
Nippon Telegraph And Telephone Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9432 | CINS J59396101 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Satoshi Miura | Mgmt | For | For | For | ||||
4 | Elect Hiroo Unoura | Mgmt | For | For | For | ||||
5 | Elect Yasuyoshi Katayama | Mgmt | For | For | For | ||||
6 | Elect Hiroki Watanabe | Mgmt | For | For | For | ||||
7 | Elect Hiromichi Shinohara | Mgmt | For | For | For | ||||
8 | Elect Yoshikiyo Sakai | Mgmt | For | For | For | ||||
9 | Elect Mitsuyoshi Kobayashi | Mgmt | For | For | For | ||||
10 | Elect Akira Shimada | Mgmt | For | For | For | ||||
11 | Elect Hiroshi Tsujigami | Mgmt | For | For | For | ||||
12 | Elect Tsunehisa Okuno | Mgmt | For | For | For | ||||
13 | Elect Katsuhiko Shirai | Mgmt | For | For | For | ||||
14 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | ||||
15 | Elect Kiyoshi Kohsaka | Mgmt | For | For | For | ||||
16 | Elect Seiichi Ochiai | Mgmt | For | For | For | ||||
Nissan Motor Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7201 | CINS J57160129 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Greg Kelly | Mgmt | For | For | For | ||||
4 | Elect Masahiko Aoki | Mgmt | For | Against | Against | ||||
5 | Elect Shigetoshi Andoh | Mgmt | For | Against | Against | ||||
Nitto Denko Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6988 | CINS J58472119 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Bonus | Mgmt | For | For | For | ||||
4 | Elect Yukio Nagira | Mgmt | For | For | For | ||||
5 | Elect Kaoru Aizawa | Mgmt | For | For | For | ||||
6 | Elect Hideo Takasaki | Mgmt | For | For | For | ||||
7 | Elect Kenji Matsumoto | Mgmt | For | For | For | ||||
8 | Elect Yohichiroh Sakuma | Mgmt | For | For | For | ||||
9 | Elect Toshihiko Omote | Mgmt | For | For | For | ||||
10 | Elect Tohru Takeuchi | Mgmt | For | For | For | ||||
11 | Elect Yohichiroh Furuse | Mgmt | For | For | For | ||||
12 | Elect Kohshi Mizukoshi | Mgmt | For | For | For | ||||
13 | Elect Kenji Ueki | Mgmt | For | Against | Against | ||||
14 | Elect Yoshihiro Taniguchi | Mgmt | For | Against | Against | ||||
15 | Elect Masashi Teranishi | Mgmt | For | Against | Against | ||||
16 | Elect Mitsuhide Shiraki | Mgmt | For | For | For | ||||
17 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
NN, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NNBR | CUSIP 629337106 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Roderick Baty | Mgmt | For | For | For | ||||
1.2 | Elect David Pugh | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Nova Measuring Instruments Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVMI | CUSIP M7516K103 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Ratification of Auditor | Mgmt | For | For | For | ||||
2 | Approval of Amendments to the Articles of Association | Mgmt | For | For | For | ||||
3 | Elect Michael Brunstein | Mgmt | For | For | For | ||||
4 | Elect Alon Dumanis | Mgmt | For | For | For | ||||
5 | Elect Avi Cohen | Mgmt | For | For | For | ||||
6 | Elect Naama Zeldis | Mgmt | For | For | For | ||||
7 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | ||||
8 | Approval of Director Remuneration Package | Mgmt | For | For | For | ||||
Novartis AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOVN | CINS H5820Q150 | 02/23/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | ||||
8 | Elect William Brody | Mgmt | For | TNA | N/A | ||||
9 | Elect Srikant Datar | Mgmt | For | TNA | N/A | ||||
10 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | ||||
11 | Elect Wendelin Wiedeking | Mgmt | For | TNA | N/A | ||||
12 | Elect Rolf Zinkernagel | Mgmt | For | TNA | N/A | ||||
13 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | ||||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
15 | Miscellaneous Shareholder Proposals or Countermotions | ShrHldr | For | TNA | N/A | ||||
Novo Nordisk A/S | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOVO-B | CINS K7314N152 | 03/21/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Denmark | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Report of the Auditor | Mgmt | For | TNA | N/A | ||||
5 | Directors' Fees (Fiscal Year 2011) | Mgmt | For | TNA | N/A | ||||
6 | Directors' Fees (Fiscal Year 2012) | Mgmt | For | TNA | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Elect Sten Scheibye as Chairman | Mgmt | For | TNA | N/A | ||||
9 | Elect Goran Ando as Vice chairman | Mgmt | For | TNA | N/A | ||||
10 | Elect Bruno Angelici | Mgmt | For | TNA | N/A | ||||
11 | Elect Thomas Koestler | Mgmt | For | TNA | N/A | ||||
12 | Elect Hannu Ryopponen | Mgmt | For | TNA | N/A | ||||
13 | Elect Henrik Gurtler | Mgmt | For | TNA | N/A | ||||
14 | Elect Liz Hewitt | Mgmt | For | TNA | N/A | ||||
15 | Elect Kurt Anker Nielsen | Mgmt | For | TNA | N/A | ||||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | TNA | N/A | ||||
18 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
19 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
20 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
21 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
NRG Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NRG | CUSIP 629377508 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Chlebowski | Mgmt | For | For | For | ||||
2 | Elect Howard Cosgrove | Mgmt | For | For | For | ||||
3 | Elect William Hantke | Mgmt | For | For | For | ||||
4 | Elect Anne Schaumburg | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
NTT Data Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9613 | CINS J59386102 | 06/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Yoichiroh Takaya | Mgmt | For | For | For | ||||
4 | Elect Yasuhiro Kadowaki | Mgmt | For | Against | Against | ||||
5 | Elect Hiroo Inoue | Mgmt | For | Against | Against | ||||
6 | Elect Yasutaka Hino | Mgmt | For | For | For | ||||
7 | Elect Rieko Satoh | Mgmt | For | For | For | ||||
NTT DoCoMo Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9437 | CINS J59399105 | 06/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Kaoru Katoh | Mgmt | For | For | For | ||||
4 | Elect Kazuto Tsubouchi | Mgmt | For | For | For | ||||
5 | Elect Fumio Iwasaki | Mgmt | For | For | For | ||||
6 | Elect Tsutomu Shindoh | Mgmt | For | For | For | ||||
7 | Elect Takashi Tanaka | Mgmt | For | For | For | ||||
8 | Elect Kazuhiro Yoshizawa | Mgmt | For | For | For | ||||
9 | Elect Seizoh Onoe | Mgmt | For | For | For | ||||
10 | Elect Wataru Kagawa | Mgmt | For | For | For | ||||
11 | Elect Kiyohito Nagata | Mgmt | For | For | For | ||||
12 | Elect Hirotaka Satoh | Mgmt | For | For | For | ||||
13 | Elect Kazuhiro Takagi | Mgmt | For | For | For | ||||
14 | Elect Ryuji Yamada | Mgmt | For | For | For | ||||
15 | Elect Hiroh Kusumoto | Mgmt | For | For | For | ||||
16 | Elect Takanori Utano | Mgmt | For | Against | Against | ||||
Nu Skin Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NUS | CUSIP 67018T105 | 05/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Nevin Andersen | Mgmt | For | For | For | ||||
1.2 | Elect Daniel Campbell | Mgmt | For | For | For | ||||
1.3 | Elect M. Truman Hunt | Mgmt | For | For | For | ||||
1.4 | Elect Andrew Lipman | Mgmt | For | For | For | ||||
1.5 | Elect Steven Lund | Mgmt | For | For | For | ||||
1.6 | Elect Patricia Negron | Mgmt | For | For | For | ||||
1.7 | Elect Neil Offen | Mgmt | For | For | For | ||||
1.8 | Elect Thomas Pisano | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
Nufarm Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NUF | CINS Q7007B105 | 12/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Anne Brennan | Mgmt | For | Against | Against | ||||
4 | Elect Gordon Davis | Mgmt | For | Against | Against | ||||
5 | Elect Peter Margin | Mgmt | For | Against | Against | ||||
6 | Amend the Constitution | Mgmt | For | For | For | ||||
7 | Equity Grant (MD/CEO Doug Rathbone) | Mgmt | For | For | For | ||||
NVIDIA Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVDA | CUSIP 67066G104 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Tench Coxe | Mgmt | For | For | For | ||||
2 | Elect Mark Perry | Mgmt | For | For | For | ||||
3 | Elect Mark Stevens | Mgmt | For | For | For | ||||
4 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
5 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Obagi Medical Products, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OMPI | CUSIP 67423R108 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Albert Hummel | Mgmt | For | For | For | ||||
1.2 | Elect Albert Fitzgibbons III | Mgmt | For | For | For | ||||
1.3 | Elect Ronald Badie | Mgmt | For | For | For | ||||
1.4 | Elect John Bartholdson | Mgmt | For | For | For | ||||
1.5 | Elect John Duerden | Mgmt | For | For | For | ||||
1.6 | Elect Edward Grant | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Ratification of Shareholder Rights Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Occidental Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OXY | CUSIP 674599105 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Spencer Abraham | Mgmt | For | For | For | ||||
2 | Elect Howard Atkins | Mgmt | For | For | For | ||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | ||||
4 | Elect Edward Djerejian | Mgmt | For | For | For | ||||
5 | Elect John Feick | Mgmt | For | For | For | ||||
6 | Elect Margaret Foran | Mgmt | For | For | For | ||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | ||||
8 | Elect Ray Irani | Mgmt | For | For | For | ||||
9 | Elect Avedick Poladian | Mgmt | For | For | For | ||||
10 | Elect Aziz Syriani | Mgmt | For | For | For | ||||
11 | Elect Rosemary Tomich | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | ||||
Oceaneering International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OII | CUSIP 675232102 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jerold DesRoche | Mgmt | For | For | For | ||||
1.2 | Elect John Huff | Mgmt | For | For | For | ||||
1.3 | Elect M. Kevin McEvoy | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ocwen Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OCN | CUSIP 675746309 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Erbey | Mgmt | For | For | For | ||||
1.2 | Elect Ronald Faris | Mgmt | For | For | For | ||||
1.3 | Elect Ronald Korn | Mgmt | For | For | For | ||||
1.4 | Elect William Lacy | Mgmt | For | For | For | ||||
1.5 | Elect Robert Salcetti | Mgmt | For | For | For | ||||
1.6 | Elect Barry Wish | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Olam International Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
O32 | CINS Y6421B106 | 07/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Issuance of Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
Olam International Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
O32 | CINS Y6421B106 | 10/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Narain Girdhar Chanrai | Mgmt | For | Against | Against | ||||
4 | Elect Sunny Verghese | Mgmt | For | Against | Against | ||||
5 | Elect Shekhar Anantharaman | Mgmt | For | Against | Against | ||||
6 | Elect Michael LIM Choo San | Mgmt | For | Against | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against | ||||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares under Olam Employee Share Option Scheme | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares under Olam Scrip Dividend Scheme | Mgmt | For | For | For | ||||
Om Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OMG | CUSIP 670872100 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Blackburn | Mgmt | For | For | For | ||||
1.2 | Elect Steven Demetriou | Mgmt | For | For | For | ||||
1.3 | Elect Gordon Ulsh | Mgmt | For | For | For | ||||
2 | Amendment to the 2007 Incentive Compensation Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Omega Healthcare Investors, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OHI | CUSIP 681936100 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Franke | Mgmt | For | For | For | ||||
1.2 | Elect Bernard Korman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Omnicare, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OCR | CUSIP 681904108 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mark Emmert | Mgmt | For | For | For | ||||
2 | Elect John Figueroa | Mgmt | For | For | For | ||||
3 | Elect Steven Heyer | Mgmt | For | For | For | ||||
4 | Elect Andrea Lindell | Mgmt | For | For | For | ||||
5 | Elect Barry Schochet | Mgmt | For | For | For | ||||
6 | Elect James Shelton | Mgmt | For | For | For | ||||
7 | Elect Amy Wallman | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
OmniVision Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OVTI | CUSIP 682128103 | 09/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Wen-Liang (William) Hsu | Mgmt | For | For | For | ||||
1.2 | Elect Henry Yang | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
One Liberty Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OLP | CUSIP 682406103 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph DeLuca | Mgmt | For | For | For | ||||
1.2 | Elect Fredric Gould | Mgmt | For | For | For | ||||
1.3 | Elect Eugene Zuriff | Mgmt | For | For | For | ||||
2 | 2012 Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Onyx Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ONXX | CUSIP 683399109 | 05/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Goddard | Mgmt | For | For | For | ||||
1.2 | Elect Antonio Grillo-Lopez | Mgmt | For | For | For | ||||
1.3 | Elect Wendell Wierenga | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
OPAP S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OPAP | CINS X3232T104 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Greece | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Board of Directors' and Auditor's Report | Mgmt | For | For | For | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Ratification of Directors' and Auditors' Acts | Mgmt | For | For | For | ||||
6 | 2011 Directors' Fees | Mgmt | For | For | For | ||||
7 | 2012 Directors' Fees | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||||
9 | Board Transactions | Mgmt | For | For | For | ||||
OPAP S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OPAP | CINS X3232T104 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Greece | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Concession Agreement | Mgmt | For | For | For | ||||
3 | License Agreement | Mgmt | For | For | For | ||||
4 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
5 | Elect Athanassios Zygoulis | Mgmt | For | Against | Against | ||||
6 | Election of Audit Committee Member | Mgmt | For | For | For | ||||
Opti Canada Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OPCDF | CUSIP 68383KAB5 | 09/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | APPROVAL OF THE PLAN. | Mgmt | For | For | For | ||||
Oracle Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORCL | CUSIP 68389X105 | 10/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | ||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | ||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | ||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | ||||
1.6 | Elect George Conrades | Mgmt | For | For | For | ||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | ||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | ||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | ||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | ||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
OraSure Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OSUR | CUSIP 68554V108 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Celano | Mgmt | For | For | For | ||||
1.2 | Elect Douglas Michels | Mgmt | For | For | For | ||||
1.3 | Elect Charles Patrick | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Orbitz Worldwide, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OWW | CUSIP 68557K109 | 06/12/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martin Brand | Mgmt | For | TNA | N/A | ||||
1.2 | Elect Kenneth Esterow | Mgmt | For | TNA | N/A | ||||
1.3 | Elect Barney Harford | Mgmt | For | TNA | N/A | ||||
2 | Amendment to the 2007 Equity and Incentive Plan | Mgmt | For | TNA | N/A | ||||
3 | Amendment to the Performance-Based Annual Incentive Plan | Mgmt | For | TNA | N/A | ||||
4 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||||
Oriental Financial Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OFG | CUSIP 68618W100 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Julian S. Inclan | Mgmt | For | For | For | ||||
1.2 | Elect Pedro Morazzani | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Orion Oyj | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORNBV | CINS X6002Y112 | 03/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Finland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Accounts and Reports | Mgmt | For | For | For | ||||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
11 | Special Dividend | Mgmt | For | For | For | ||||
12 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||||
13 | Directors' Fees | Mgmt | For | For | For | ||||
14 | Board Size | Mgmt | For | For | For | ||||
15 | Election of Directors | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Appointment of Auditor | Mgmt | For | For | For | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Orix Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8591 | CINS J61933123 | 06/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Yoshihiko Miyauchi | Mgmt | For | Against | Against | ||||
3 | Elect Makoto Inoue | Mgmt | For | Against | Against | ||||
4 | Elect Haruyuki Urata | Mgmt | For | Against | Against | ||||
5 | Elect Hiroaki Nishina | Mgmt | For | Against | Against | ||||
6 | Elect Kazuo Kojima | Mgmt | For | Against | Against | ||||
7 | Elect Yoshiyuki Yamaya | Mgmt | For | Against | Against | ||||
8 | Elect Tamio Umaki | Mgmt | For | Against | Against | ||||
9 | Elect Hirotaka Takeuchi | Mgmt | For | Against | Against | ||||
10 | Elect Takeshi Sasaki | Mgmt | For | Against | Against | ||||
11 | Elect Eiko Tsujiyama | Mgmt | For | Against | Against | ||||
12 | Elect Robert Feldman | Mgmt | For | Against | Against | ||||
13 | Elect Takeshi Niinami | Mgmt | For | Against | Against | ||||
14 | Elect Nobuaki Usui | Mgmt | For | Against | Against | ||||
Orthovita, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VITA | CUSIP 68750U102 | 07/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect R. Scott Barry | Mgmt | For | For | For | ||||
1.2 | Elect Morris Cheston, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Antony Koblish | Mgmt | For | For | For | ||||
1.4 | Elect Mary Paetzold | Mgmt | For | For | For | ||||
1.5 | Elect Paul Thomas | Mgmt | For | For | For | ||||
1.6 | Elect William Tidmore, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Paul Touhey | Mgmt | For | For | For | ||||
2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Otsuka Holdings Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4578 | CINS J63117105 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Akihiko Ohtsuka | Mgmt | For | For | For | ||||
3 | Elect Kenichiroh Ohtake | Mgmt | For | For | For | ||||
4 | Elect Tatsuo Higuchi | Mgmt | For | For | For | ||||
5 | Elect Ichiroh Ohtsuka | Mgmt | For | For | For | ||||
6 | Elect Atsumasa Makise | Mgmt | For | For | For | ||||
7 | Elect Yoshiroh Matsuo | Mgmt | For | For | For | ||||
8 | Elect Yujiroh Ohtsuka | Mgmt | For | For | For | ||||
9 | Elect Yukio Kobayashi | Mgmt | For | For | For | ||||
Par Pharmaceutical Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRX | CUSIP 69888P106 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter Knight | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Rice | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Parker-Hannifin Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PH | CUSIP 701094104 | 10/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | ||||
1.2 | Elect Linda Harty | Mgmt | For | For | For | ||||
1.3 | Elect William Kassling | Mgmt | For | For | For | ||||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | ||||
1.5 | Elect Klaus-Peter Muller | Mgmt | For | For | For | ||||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | ||||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | ||||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | ||||
1.9 | Elect Ake Svensson | Mgmt | For | For | For | ||||
1.10 | Elect James Wainscott | Mgmt | For | For | For | ||||
1.11 | Elect Donald Washkewicz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | For | Against | ||||
PDL BioPharma, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PDLI | CUSIP 69329Y104 | 06/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jody Lindell | Mgmt | For | For | For | ||||
1.2 | Elect John McLaughlin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Peabody Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BTU | CUSIP 704549104 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gregory Boyce | Mgmt | For | For | For | ||||
1.2 | Elect William Coley | Mgmt | For | For | For | ||||
1.3 | Elect William James | Mgmt | For | For | For | ||||
1.4 | Elect Robert Karn III | Mgmt | For | For | For | ||||
1.5 | Elect M. Frances Keeth | Mgmt | For | For | For | ||||
1.6 | Elect Henry Lentz | Mgmt | For | For | For | ||||
1.7 | Elect Robert Malone | Mgmt | For | For | For | ||||
1.8 | Elect William Rusnack | Mgmt | For | For | For | ||||
1.9 | Elect John Turner | Mgmt | For | For | For | ||||
1.10 | Elect Sandra Van Trease | Mgmt | For | For | For | ||||
1.11 | Elect Alan Washkowitz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Pearson plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSON | CINS G69651100 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Sir David Arculus | Mgmt | For | For | For | ||||
4 | Elect Patrick Cescau | Mgmt | For | For | For | ||||
5 | Elect Will Ethridge | Mgmt | For | For | For | ||||
6 | Elect Rona Fairhead | Mgmt | For | For | For | ||||
7 | Elect Robin Freestone | Mgmt | For | For | For | ||||
8 | Elect Susan Fuhrman | Mgmt | For | For | For | ||||
9 | Elect Kenneth Hydon | Mgmt | For | For | For | ||||
10 | Elect S. Joshua Lewis | Mgmt | For | For | For | ||||
11 | Elect John Makinson | Mgmt | For | For | For | ||||
12 | Elect Glen Moreno | Mgmt | For | For | For | ||||
13 | Elect Marjorie Scardino | Mgmt | For | For | For | ||||
14 | Elect Vivienne Cox | Mgmt | For | For | For | ||||
15 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
22 | Adoption of New Articles | Mgmt | For | For | For | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Peoples Bancorp Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PEBO | CUSIP 709789101 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Carl Baker, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect George Broughton | Mgmt | For | For | For | ||||
1.3 | Elect Richard Ferguson | Mgmt | For | For | For | ||||
1.4 | Elect Charles Sulerzyski | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
PepsiCo, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PEP | CUSIP 713448108 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Shona Brown | Mgmt | For | For | For | ||||
2 | Elect Ian Cook | Mgmt | For | For | For | ||||
3 | Elect Dina Dublon | Mgmt | For | For | For | ||||
4 | Elect Victor Dzau | Mgmt | For | For | For | ||||
5 | Elect Ray Hunt | Mgmt | For | For | For | ||||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | ||||
7 | Elect Indra Nooyi | Mgmt | For | For | For | ||||
8 | Elect Sharon Rockefeller | Mgmt | For | For | For | ||||
9 | Elect James Schiro | Mgmt | For | For | For | ||||
10 | Elect Lloyd Trotter | Mgmt | For | For | For | ||||
11 | Elect Daniel Vasella | Mgmt | For | For | For | ||||
12 | Elect Alberto Weisser | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Reapproval of the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Risk Oversight Committee | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
Pernix Therapeutics Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PTX | CUSIP 71426V108 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Pearce | Mgmt | For | For | For | ||||
1.2 | Elect Cooper Collins | Mgmt | For | For | For | ||||
1.3 | Elect Anthem Blanchard | Mgmt | For | For | For | ||||
1.4 | Elect Steven Elms | Mgmt | For | For | For | ||||
1.5 | Elect James Smith | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Perrigo Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRGO | CUSIP 714290103 | 10/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gary Kunkle, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Herman Morris, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Ben-Zion Zilberfarb | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Perry Ellis International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PERY | CUSIP 288853104 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Oscar Feldenkreis | Mgmt | For | For | For | ||||
1.2 | Elect Joe Arriola | Mgmt | For | For | For | ||||
1.3 | Elect Joseph Lacher | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Petrofac Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFC | CINS G7052T101 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Rene Medori | Mgmt | For | Against | Against | ||||
5 | Elect Marwan Chedid | Mgmt | For | Against | Against | ||||
6 | Elect Tim Weller | Mgmt | For | Against | Against | ||||
7 | Elect Norman Murray | Mgmt | For | Against | Against | ||||
8 | Elect Thomas Thune Andersen | Mgmt | For | Against | Against | ||||
9 | Elect Stefano Cao | Mgmt | For | Against | Against | ||||
10 | Elect Roxanne Decyk | Mgmt | For | Against | Against | ||||
11 | Elect Rijnhard van Tets | Mgmt | For | Against | Against | ||||
12 | Elect Ayman Asfari | Mgmt | For | Against | Against | ||||
13 | Elect Maroun Semaan | Mgmt | For | Against | Against | ||||
14 | Elect Andrew Inglis | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
21 | Value Creation Plan | Mgmt | For | For | For | ||||
Petroleo Brasileiro S.A. - Petrobras | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETR3 | CUSIP 71654V408 | 01/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Ratification of Appointment of Appraiser | Mgmt | For | For | For | ||||
2 | Valuation Report | Mgmt | For | For | For | ||||
3 | Spin-off Agreement | Mgmt | For | For | For | ||||
4 | Spin-Off | Mgmt | For | For | For | ||||
5 | Ratification of Appointment of Appraiser | Mgmt | For | For | For | ||||
6 | Valuation Report | Mgmt | For | For | For | ||||
7 | Merger Agreement | Mgmt | For | For | For | ||||
8 | Merger by Absorption | Mgmt | For | For | For | ||||
Petroleo Brasileiro S.A. - Petrobras | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETR3 | CUSIP 71654V408 | 02/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles Regarding Management Board | Mgmt | For | For | For | ||||
2 | Elect Maria das Gracas Silva Foster | Mgmt | For | Against | Against | ||||
Petroleo Brasileiro S.A. - Petrobras | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETR3 | CUSIP 71654V408 | 03/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Capital Expenditure Budget | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Election of Directors | Mgmt | For | Against | Against | ||||
5 | Election of Board Member(s) Representative of Minority/Preferred Shareholders | Mgmt | For | Against | Against | ||||
6 | Election of Chairman of the Board | Mgmt | For | For | For | ||||
7 | Election of Supervisory Council Members | Mgmt | For | For | For | ||||
8 | Election of Supervisory Council Member(s) Representative of Minority/Preferred Shareholders | Mgmt | For | Against | Against | ||||
9 | Remuneration Policy | Mgmt | For | For | For | ||||
10 | Capitalization of Reserves w/o Share Issue | Mgmt | For | For | For | ||||
Petroleo Brasileiro S.A. - Petrobras | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETR3 | CUSIP 71654V408 | 08/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | ||||
Petroleo Brasileiro S.A. - Petrobras | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETR3 | CUSIP 71654V408 | 12/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Mergers by Absorption | Mgmt | For | For | For | ||||
2 | Elect Josue Christiano Gomes da Silva | Mgmt | For | Against | Against | ||||
Petronas Chemicals Group Berhad | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCHEM | CINS Y6811G103 | 07/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Malaysia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Manharlal a/l Ratilal | Mgmt | For | Against | Against | ||||
4 | Elect Kamarudin bin Zakaria | Mgmt | For | Against | Against | ||||
5 | Elect Md Arif bin Mahmood | Mgmt | For | Against | Against | ||||
6 | Elect Abd Hapiz bin Abdullah | Mgmt | For | Against | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Petsmart, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETM | CUSIP 716768106 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Angel Cabrera | Mgmt | For | For | For | ||||
2 | Elect Rita Foley | Mgmt | For | For | For | ||||
3 | Elect Philip Francis | Mgmt | For | For | For | ||||
4 | Elect Rakesh Gangwal | Mgmt | For | For | For | ||||
5 | Elect Joseph Hardin, Jr. | Mgmt | For | For | For | ||||
6 | Elect Gregory Josefowicz | Mgmt | For | For | For | ||||
7 | Elect Amin Khalifa | Mgmt | For | For | For | ||||
8 | Elect Richard Lochridge | Mgmt | For | For | For | ||||
9 | Elect Robert Moran | Mgmt | For | For | For | ||||
10 | Elect Barbara Munder | Mgmt | For | For | For | ||||
11 | Elect Thomas Stemberg | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Pfizer Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFE | CUSIP 717081103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | ||||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | ||||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
4 | Elect Frances Fergusson | Mgmt | For | For | For | ||||
5 | Elect William Gray, III | Mgmt | For | For | For | ||||
6 | Elect Helen Hobbs | Mgmt | For | For | For | ||||
7 | Elect Constance Horner | Mgmt | For | For | For | ||||
8 | Elect James Kilts | Mgmt | For | For | For | ||||
9 | Elect George Lorch | Mgmt | For | For | For | ||||
10 | Elect John Mascotte | Mgmt | For | For | For | ||||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
12 | Elect Ian Read | Mgmt | For | For | For | ||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | ||||
14 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | ||||
PG&E Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCG | CUSIP 69331C108 | 05/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Andrews | Mgmt | For | For | For | ||||
2 | Elect Lewis Chew | Mgmt | For | For | For | ||||
3 | Elect C. Lee Cox | Mgmt | For | For | For | ||||
4 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | ||||
5 | Elect Fred Fowler | Mgmt | For | For | For | ||||
6 | Elect Maryellen Herringer | Mgmt | For | For | For | ||||
7 | Elect Roger Kimmel | Mgmt | For | For | For | ||||
8 | Elect Richard Meserve | Mgmt | For | For | For | ||||
9 | Elect Forrest Miller | Mgmt | For | For | For | ||||
10 | Elect Rosendo Parra | Mgmt | For | For | For | ||||
11 | Elect Barbara Rambo | Mgmt | For | For | For | ||||
12 | Elect Barry Williams | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
15 | Shareholder Proposal Regarding Removing Sexual Orientation from Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
Philip Morris International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PM | CUSIP 718172109 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Harold Brown | Mgmt | For | For | For | ||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||||
3 | Elect Louis Camilleri | Mgmt | For | For | For | ||||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||||
5 | Elect Jennifer Li | Mgmt | For | For | For | ||||
6 | Elect Graham Mackay | Mgmt | For | For | For | ||||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | ||||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | ||||
9 | Elect Lucio Noto | Mgmt | For | For | For | ||||
10 | Elect Robert Polet | Mgmt | For | For | For | ||||
11 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||||
12 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2012 Performance Incentive Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Formation of Ethics Committee | ShrHldr | Against | Against | For | ||||
Photronics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLAB | CUSIP 719405102 | 03/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Walter Fiederowicz | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Fiorita, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Liang-Choo Hsia | Mgmt | For | For | For | ||||
1.4 | Elect Constantine Macricostas | Mgmt | For | For | For | ||||
1.5 | Elect George Macricostas | Mgmt | For | For | For | ||||
1.6 | Elect Mitchell Tyson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Pier 1 Imports, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PIR | CUSIP 720279108 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Claire Babrowski | Mgmt | For | For | For | ||||
2 | Elect John Burgoyne | Mgmt | For | For | For | ||||
3 | Elect Hamish Dodds | Mgmt | For | For | For | ||||
4 | Elect Michael Ferrari | Mgmt | For | For | For | ||||
5 | Elect Brendan Hoffman | Mgmt | For | For | For | ||||
6 | Elect Terry London | Mgmt | For | For | For | ||||
7 | Elect Alexander Smith | Mgmt | For | For | For | ||||
8 | Elect Cece Smith | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ping An Insurance (Group) Company of China | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2318 | CINS Y69790106 | 02/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
4 | Type of securities | Mgmt | For | For | For | ||||
5 | Issue size | Mgmt | For | For | For | ||||
6 | Par value and issue price | Mgmt | For | For | For | ||||
7 | Term | Mgmt | For | For | For | ||||
8 | Interest rate | Mgmt | For | For | For | ||||
9 | Method and timing of the interest payment | Mgmt | For | For | For | ||||
10 | Conversion period | Mgmt | For | For | For | ||||
11 | CB Conversion Price | Mgmt | For | For | For | ||||
12 | Downward adjustment to CB Conversion Price | Mgmt | For | For | For | ||||
13 | Number of Shares for Conversion | Mgmt | For | For | For | ||||
14 | Terms of redemption | Mgmt | For | For | For | ||||
15 | Terms of sale back | Mgmt | For | For | For | ||||
16 | Entitlement to dividend of the year of conversion | Mgmt | For | For | For | ||||
17 | Method of issuance and target subscribers | Mgmt | For | For | For | ||||
18 | Subscription Arrangement | Mgmt | For | For | For | ||||
19 | Relevant matters of CB Holders’ meetings | Mgmt | For | For | For | ||||
20 | Use of proceeds | Mgmt | For | For | For | ||||
21 | Special provisions in relation to solvency capital | Mgmt | For | For | For | ||||
22 | Guarantee and security | Mgmt | For | For | For | ||||
23 | Validity period | Mgmt | For | For | For | ||||
24 | Ratification of Board Acts | Mgmt | For | For | For | ||||
25 | Feasibility Analysis on Use of Proceeds | Mgmt | For | For | For | ||||
26 | Report on Use of Proceeds from Previous Fund Raising Activities | Mgmt | For | For | For | ||||
27 | Elect FAN Mingchun | Mgmt | For | Against | Against | ||||
Plantronics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLT | CUSIP 727493108 | 08/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Marv Tseu | Mgmt | For | For | For | ||||
1.2 | Elect Ken Kannappan | Mgmt | For | For | For | ||||
1.3 | Elect Brian Dexheimer | Mgmt | For | For | For | ||||
1.4 | Elect Greggory Hammann | Mgmt | For | For | For | ||||
1.5 | Elect John Hart | Mgmt | For | For | For | ||||
1.6 | Elect Marshall Mohr | Mgmt | For | For | For | ||||
1.7 | Elect Roger Wery | Mgmt | For | For | For | ||||
2 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | ||||
3 | 2012 Executive Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
PNC Financial Services Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PNC | CUSIP 693475105 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Berndt | Mgmt | For | For | For | ||||
2 | Elect Charles Bunch | Mgmt | For | For | For | ||||
3 | Elect Paul Chellgren | Mgmt | For | For | For | ||||
4 | Elect Kay James | Mgmt | For | For | For | ||||
5 | Elect Richard Kelson | Mgmt | For | For | For | ||||
6 | Elect Bruce Lindsay | Mgmt | For | For | For | ||||
7 | Elect Anthony Massaro | Mgmt | For | For | For | ||||
8 | Elect Jane Pepper | Mgmt | For | For | For | ||||
9 | Elect James Rohr | Mgmt | For | For | For | ||||
10 | Elect Donald Shepard | Mgmt | For | For | For | ||||
11 | Elect Lorene Steffes | Mgmt | For | For | For | ||||
12 | Elect Dennis Strigl | Mgmt | For | For | For | ||||
13 | Elect Thomas Usher | Mgmt | For | For | For | ||||
14 | Elect George Walls, Jr. | Mgmt | For | For | For | ||||
15 | Elect Helge Wehmeier | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Polycom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLCM | CUSIP 73172K104 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andrew Miller | Mgmt | For | For | For | ||||
2 | Elect Betsy Atkins | Mgmt | For | For | For | ||||
3 | Elect David DeWalt | Mgmt | For | For | For | ||||
4 | Elect John Kelley, Jr. | Mgmt | For | For | For | ||||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | ||||
6 | Elect William Owens | Mgmt | For | For | For | ||||
7 | Elect Kevin Parker | Mgmt | For | For | For | ||||
8 | Amendment to the Performance Bonus Plan | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
PolyOne Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
POL | CUSIP 73179P106 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect J. Douglas Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Carol Cartwright | Mgmt | For | For | For | ||||
1.3 | Elect Richard Fearon | Mgmt | For | For | For | ||||
1.4 | Elect Gregory Goff | Mgmt | For | For | For | ||||
1.5 | Elect Gordon Harnett | Mgmt | For | For | For | ||||
1.6 | Elect Richard Lorraine | Mgmt | For | For | For | ||||
1.7 | Elect Stephen Newlin | Mgmt | For | For | For | ||||
1.8 | Elect William Powell | Mgmt | For | For | For | ||||
1.9 | Elect Farah Walters | Mgmt | For | For | For | ||||
1.10 | Elect William Wulfsohn | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2010 Equity and Performance Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Popular Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BPOP | CUSIP 733174106 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alejandro Ballester | Mgmt | For | For | For | ||||
2 | Elect Richard Carrion | Mgmt | For | For | For | ||||
3 | Elect Carlos Unanue | Mgmt | For | For | For | ||||
4 | Elect David Goel | Mgmt | For | For | For | ||||
5 | Reverse Stock Split | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Portfolio Recovery Associates | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRAA | CUSIP 73640Q105 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Steven Fredrickson | Mgmt | For | For | For | ||||
1.2 | Elect Penelope Kyle | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Potash Corporation of Saskatchewan Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
POT | CUSIP 73755L107 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Christopher Burley | Mgmt | For | For | For | ||||
1.2 | Elect Donald Chynoweth | Mgmt | For | For | For | ||||
1.3 | Elect Daniel Clauw | Mgmt | For | For | For | ||||
1.4 | Elect William Doyle | Mgmt | For | For | For | ||||
1.5 | Elect John Estey | Mgmt | For | For | For | ||||
1.6 | Elect Gerald Grandey | Mgmt | For | For | For | ||||
1.7 | Elect Charles Hoffman | Mgmt | For | For | For | ||||
1.8 | Elect Dallas Howe | Mgmt | For | For | For | ||||
1.9 | Elect Alice Laberge | Mgmt | For | For | For | ||||
1.10 | Elect Keith Martell | Mgmt | For | For | For | ||||
1.11 | Elect Jeffrey McCaig | Mgmt | For | For | For | ||||
1.12 | Elect Mary Mogford | Mgmt | For | For | For | ||||
1.13 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Performance Option Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Powell Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
POWL | CUSIP 739128106 | 02/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Clark | Mgmt | For | For | For | ||||
1.2 | Elect Scott Rozzell | Mgmt | For | For | For | ||||
1.3 | Elect Stephen Seale, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Robert Tranchon | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
PPG Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPG | CUSIP 693506107 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Bunch | Mgmt | For | For | For | ||||
1.2 | Elect Robert Ripp | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Usher | Mgmt | For | For | For | ||||
1.4 | Elect David Whitwam | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
PPR SA (Pinault-Printemps-La Redoute) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PP | CINS F7440G127 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Elect Luca Cordero di Montezemolo | Mgmt | For | Against | Against | ||||
8 | Elect Jean-Pierre Denis | Mgmt | For | Against | Against | ||||
9 | Elect Philippe Lagayette | Mgmt | For | Against | Against | ||||
10 | Elect Jochen Zeitz | Mgmt | For | Against | Against | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Grant Warrants | Mgmt | For | For | For | ||||
13 | Employee Stock Purchase Plan | Mgmt | Against | Against | For | ||||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Premiere Global Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PGI | CUSIP 740585104 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Boland Jones | Mgmt | For | For | For | ||||
1.2 | Elect Wilkie Colyer | Mgmt | For | For | For | ||||
1.3 | Elect K. Robert Draughon | Mgmt | For | For | For | ||||
1.4 | Elect John Harris | Mgmt | For | For | For | ||||
1.5 | Elect W. Steven Jones | Mgmt | For | For | For | ||||
1.6 | Elect Raymond Pirtle, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect J. Walker Smith, Jr. | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Prestige Brands Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PBH | CUSIP 74112D101 | 08/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Matthew Mannelly | Mgmt | For | For | For | ||||
1.2 | Elect John Byom | Mgmt | For | For | For | ||||
1.3 | Elect Gary Costley | Mgmt | For | For | For | ||||
1.4 | Elect Charles Hinkaty | Mgmt | For | For | For | ||||
1.5 | Elect Patrick Lonergan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Protective Life Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PL | CUSIP 743674103 | 05/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Burton | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Hamby | Mgmt | For | For | For | ||||
1.3 | Elect John Johns | Mgmt | For | For | For | ||||
1.4 | Elect Vanessa Leonard | Mgmt | For | For | For | ||||
1.5 | Elect Charles McCrary | Mgmt | For | Withhold | Against | ||||
1.6 | Elect John McMahon, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Hans Hugh Miller | Mgmt | For | For | For | ||||
1.8 | Elect Malcolm Portera | Mgmt | For | For | For | ||||
1.9 | Elect C. Dowd Ritter | Mgmt | For | For | For | ||||
1.10 | Elect Jesse Spikes | Mgmt | For | For | For | ||||
1.11 | Elect William Terry | Mgmt | For | For | For | ||||
1.12 | Elect W. Michael Warren, Jr. | Mgmt | For | For | For | ||||
1.13 | Elect Vanessa Wilson | Mgmt | For | For | For | ||||
1.14 | Elect Elaine Chao | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Annual Incentive Plan | Mgmt | For | For | For | ||||
4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Prudential plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRU | CINS G72899100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Alexander Johnston | Mgmt | For | For | For | ||||
5 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | ||||
6 | Elect Keki Dadiseth | Mgmt | For | Against | Against | ||||
7 | Elect Howard Davies | Mgmt | For | For | For | ||||
8 | Elect Rob Devey | Mgmt | For | For | For | ||||
9 | Elect John Foley | Mgmt | For | For | For | ||||
10 | Elect Michael Garrett | Mgmt | For | For | For | ||||
11 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
12 | Elect Paul Manduca | Mgmt | For | For | For | ||||
13 | Elect Harvey McGrath | Mgmt | For | For | For | ||||
14 | Elect Michael McLintock | Mgmt | For | For | For | ||||
15 | Elect Nic Nicandrou | Mgmt | For | For | For | ||||
16 | Elect Barry Stowe | Mgmt | For | For | For | ||||
17 | Elect Tidjane Thiam | Mgmt | For | For | For | ||||
18 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | ||||
19 | Elect Michael Wells | Mgmt | For | For | For | ||||
20 | Appointment of Auditor | Mgmt | For | For | For | ||||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
22 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
24 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
25 | Savings-Related Share Option Scheme | Mgmt | For | For | For | ||||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
PS Business Parks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSB | CUSIP 69360J107 | 04/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald Havner, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Russell, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Jennifer Dunbar | Mgmt | For | For | For | ||||
1.4 | Elect James Kropp | Mgmt | For | For | For | ||||
1.5 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | ||||
1.6 | Elect Michael McGee | Mgmt | For | For | For | ||||
1.7 | Elect Gary Pruitt | Mgmt | For | For | For | ||||
1.8 | Elect Peter Schultz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2012 Equity and Performance-Based Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
PT PP London Sumatra Indonesia TBK | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LSIP | CINS Y7137X101 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Directors' Report | Mgmt | For | For | For | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Election of Directors | Mgmt | For | Against | Against | ||||
5 | Directors' Fees | Mgmt | For | Against | Against | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
PT PP London Sumatra Indonesia TBK | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LSIP | CINS Y7137X101 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | Against | Against | ||||
Public Power Corp. S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPC | CINS X7023M103 | 10/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Greece | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Spin-off | Mgmt | For | For | For | ||||
3 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
4 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Public Power Corp. S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPC | CINS X7023M103 | 11/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Greece | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Spin-off | Mgmt | For | For | For | ||||
3 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
4 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Public Storage | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSA | CUSIP 74460D109 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald Havner, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | ||||
1.3 | Elect Uri Harkham | Mgmt | For | For | For | ||||
1.4 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Avedick Poladian | Mgmt | For | For | For | ||||
1.6 | Elect Gary Pruitt | Mgmt | For | For | For | ||||
1.7 | Elect Ronald Spogli | Mgmt | For | For | For | ||||
1.8 | Elect Daniel Staton | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Approval of Performance Goals Under the 2007 Equity and Performance-Based Compensation Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
PVH Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PVH | CUSIP 693656100 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Baglivo | Mgmt | For | For | For | ||||
2 | Elect Emanuel Chirico | Mgmt | For | For | For | ||||
3 | Elect Juan Figuereo | Mgmt | For | For | For | ||||
4 | Elect Joseph Fuller | Mgmt | For | For | For | ||||
5 | Elect Fred Gehring | Mgmt | For | For | For | ||||
6 | Elect Margaret Jenkins | Mgmt | For | For | For | ||||
7 | Elect David Landau | Mgmt | For | For | For | ||||
8 | Elect Bruce Maggin | Mgmt | For | For | For | ||||
9 | Elect V. James Marino | Mgmt | For | For | For | ||||
10 | Elect Henry Nasella | Mgmt | For | For | For | ||||
11 | Elect Rita Rodriguez | Mgmt | For | For | For | ||||
12 | Elect Craig Rydin | Mgmt | For | For | For | ||||
13 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
QLogic Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QLGC | CUSIP 747277101 | 08/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Simon Biddiscombe | Mgmt | For | For | For | ||||
2 | Elect H.K. Desai | Mgmt | For | For | For | ||||
3 | Elect James Fiebiger | Mgmt | For | For | For | ||||
4 | Elect Balakrishnan Iyer | Mgmt | For | For | For | ||||
5 | Elect Kathryn Lewis | Mgmt | For | For | For | ||||
6 | Elect D. Scott Mercer | Mgmt | For | For | For | ||||
7 | Elect George Wells | Mgmt | For | For | For | ||||
8 | Elect William Zeitler | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
11 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
Quad/Graphics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QUAD | CUSIP 747301109 | 05/14/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Williams Abraham, Jr. | Mgmt | For | TNA | N/A | ||||
1.2 | Elect Douglas Buth | Mgmt | For | TNA | N/A | ||||
1.3 | Elect Christopher Harned | Mgmt | For | TNA | N/A | ||||
1.4 | Elect Betty Ewens Quadracci | Mgmt | For | TNA | N/A | ||||
1.5 | Elect J. Joel Quadracci | Mgmt | For | TNA | N/A | ||||
1.6 | Elect Thomas Ryder | Mgmt | For | TNA | N/A | ||||
1.7 | Elect John Shiely | Mgmt | For | TNA | N/A | ||||
2 | Amendment to the 2010 Omnibus Incentive Plan | Mgmt | For | TNA | N/A | ||||
QUALCOMM Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QCOM | CUSIP 747525103 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | ||||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | ||||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | ||||
1.6 | Elect Paul Jacobs | Mgmt | For | For | For | ||||
1.7 | Elect Robert Kahn | Mgmt | For | For | For | ||||
1.8 | Elect Sherry Lansing | Mgmt | For | For | For | ||||
1.9 | Elect Duane Nelles | Mgmt | For | For | For | ||||
1.10 | Elect Francisco Ros | Mgmt | For | For | For | ||||
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | ||||
1.12 | Elect Marc Stern | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Elimination of Plurality Voting Standard for Election of Directors | Mgmt | For | For | For | ||||
Questcor Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QCOR | CUSIP 74835Y101 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Don Bailey | Mgmt | For | For | For | ||||
1.2 | Elect Mitchell Blutt | Mgmt | For | For | For | ||||
1.3 | Elect Neal Bradsher | Mgmt | For | For | For | ||||
1.4 | Elect Stephen Farrell | Mgmt | For | For | For | ||||
1.5 | Elect Louis Silverman | Mgmt | For | For | For | ||||
1.6 | Elect Virgil Thompson | Mgmt | For | For | For | ||||
1.7 | Elect Scott Whitcup | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
R.R. Donnelley & Sons Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RRD | CUSIP 257867101 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Quinlan, III | Mgmt | For | For | For | ||||
2 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
3 | Elect Susan Cameron | Mgmt | For | For | For | ||||
4 | Elect Lee Chaden | Mgmt | For | For | For | ||||
5 | Elect Richard Crandall | Mgmt | For | For | For | ||||
6 | Elect Judith Hamilton | Mgmt | For | For | For | ||||
7 | Elect Thomas Johnson | Mgmt | For | For | For | ||||
8 | Elect John Pope | Mgmt | For | For | For | ||||
9 | Elect Michael Riordan | Mgmt | For | For | For | ||||
10 | Elect Oliver Sockwell | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | 2012 Performance Incentive Plan | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Sustainable Procurement Report | ShrHldr | Against | Against | For | ||||
Rakuten Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4755 | CINS J64264104 | 03/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | For | For | ||||
2 | Elect Hiroshi Mikitani | Mgmt | For | For | For | ||||
3 | Elect Atsushi Kunishige | Mgmt | For | For | For | ||||
4 | Elect Masatada Kobayashi | Mgmt | For | For | For | ||||
5 | Elect Tohru Shimada | Mgmt | For | For | For | ||||
6 | Elect Akio Sugihara | Mgmt | For | For | For | ||||
7 | Elect Hisashi Suzuki | Mgmt | For | For | For | ||||
8 | Elect Ken Takayama | Mgmt | For | For | For | ||||
9 | Elect Kazunori Takeda | Mgmt | For | For | For | ||||
10 | Elect Hiroaki Yasutake | Mgmt | For | For | For | ||||
11 | Elect Charles Baxter | Mgmt | For | For | For | ||||
12 | Elect Kohichi Kusano | Mgmt | For | For | For | ||||
13 | Elect Ken Kutaragi | Mgmt | For | For | For | ||||
14 | Elect Joshua James | Mgmt | For | For | For | ||||
15 | Elect Hiroshi Fukino | Mgmt | For | For | For | ||||
16 | Elect Yoshihisa Yamada | Mgmt | For | For | For | ||||
17 | Elect Jun Murai | Mgmt | For | For | For | ||||
18 | Elect Katsuyuki Yamaguchi | Mgmt | For | Against | Against | ||||
19 | Stock Option Plan | Mgmt | For | Against | Against | ||||
Randstad Holding N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RAND | CINS N7291Y137 | 03/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Elect Brian Wilkinson to the Management Board | Mgmt | For | For | For | ||||
9 | Elect Linda Galipeau to the Management Board | Mgmt | For | For | For | ||||
10 | Elect Beverly Hodson to the Supervisory Board | Mgmt | For | For | For | ||||
11 | Elect Henri Giscard d'Estaing to the Supervisory Board | Mgmt | For | For | For | ||||
12 | Elect Wout Dekker to the Supervisory Board | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares Pursuant to Long Term Incentive Plan | Mgmt | For | Against | Against | ||||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | ||||
15 | Elect Sjoerd van Kuelen to the Stichting | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Supervisory Board Fees | Mgmt | For | For | For | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Rayonier Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RYN | CUSIP 754907103 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Kincaid | Mgmt | For | For | For | ||||
2 | Elect V. Larkin Martin | Mgmt | For | For | For | ||||
3 | Elect James Miller | Mgmt | For | For | For | ||||
4 | Elect Thomas Morgan | Mgmt | For | For | For | ||||
5 | Elect Ronald Townsend | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
8 | Amendment to the Incentive Stock Plan | Mgmt | For | For | For | ||||
9 | Reapprove the Material Terms of Performance-Based Awards Under the Incentive Stock Plan | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Raytheon Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RTN | CUSIP 755111507 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Cartwright | Mgmt | For | For | For | ||||
2 | Elect Vernon Clark | Mgmt | For | For | For | ||||
3 | Elect John Deutch | Mgmt | For | For | For | ||||
4 | Elect Stephen Hadley | Mgmt | For | For | For | ||||
5 | Elect Frederic Poses | Mgmt | For | For | For | ||||
6 | Elect Michael Ruettgers | Mgmt | For | For | For | ||||
7 | Elect Ronald Skates | Mgmt | For | For | For | ||||
8 | Elect William Spivey | Mgmt | For | For | For | ||||
9 | Elect Linda Stuntz | Mgmt | For | For | For | ||||
10 | Elect William Swanson | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
RealPage, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RP | CUSIP 75606N109 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey T. Leeds | Mgmt | For | For | For | ||||
1.2 | Elect Scott Ingraham | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Red Electrica Corporación, S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
REE | CINS E42807102 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports (Individual) | Mgmt | For | For | For | ||||
3 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Ratification of Board Acts | Mgmt | For | For | For | ||||
6 | Elect Jose Folgado Blanco | Mgmt | For | Against | Against | ||||
7 | Elect Alfredo Parra Garcia Moliner | Mgmt | For | Against | Against | ||||
8 | Elect Francisco Ruiz Jimenez | Mgmt | For | Against | Against | ||||
9 | Elect Fernando Fernandez Mendez de Andes | Mgmt | For | Against | Against | ||||
10 | Elect Paloma Sendin de Caceres | Mgmt | For | Against | Against | ||||
11 | Elect Carmen Gomez de Barreda Tous de Monsalve | Mgmt | For | Against | Against | ||||
12 | Elect Juan Iranzo Martin | Mgmt | For | Against | Against | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Amendments to Articles Regarding Corporate Enterprises Act | Mgmt | For | For | For | ||||
15 | Amendments to Articles Regarding Arbitration | Mgmt | For | For | For | ||||
16 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Share Purchase Plan | Mgmt | For | For | For | ||||
19 | Revocation of Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Remuneration Report | Mgmt | For | For | For | ||||
21 | Directors' Fee Policy | Mgmt | For | For | For | ||||
22 | Approval of Corporate Website | Mgmt | For | For | For | ||||
23 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Red Robin Gourmet Burgers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RRGB | CUSIP 75689M101 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||||
2 | Elect Robert Aiken | Mgmt | For | For | For | ||||
3 | Elect Richard Howell | Mgmt | For | For | For | ||||
4 | Elect James Rothe | Mgmt | For | For | For | ||||
5 | Elect J. Taylor Simonton | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Reinsurance Group of America, Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RGA | CUSIP 759351604 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Fred Sievert | Mgmt | For | For | For | ||||
1.2 | Elect Stanley Tulin | Mgmt | For | For | For | ||||
1.3 | Elect A. Greig Woodring | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
RenaissanceRe Holdings Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RNR | CUSIP G7496G103 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Cooper | Mgmt | For | For | For | ||||
1.2 | Elect Neill Currie | Mgmt | For | For | For | ||||
1.3 | Elect W. James MacGinnitie | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Rent-A-Center, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RCII | CUSIP 76009N100 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Gade | Mgmt | For | For | For | ||||
2 | Elect J. V. Lentell | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Repsol-YPF SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
REP | CINS E8471S130 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3 | Appointment of Auditor | Mgmt | For | For | For | ||||
4 | Amendments to Articles and Meeting Regulations Regarding Corporate Enterprise Act and EU Directive | Mgmt | For | For | For | ||||
5 | Amendments to Articles Regarding Board of Directors and Corporate Governance | Mgmt | For | For | For | ||||
6 | Amendments to Articles and General Meeting Regulations Regarding Conflict of Interests and Related Party Transactions | Mgmt | For | For | For | ||||
7 | Elect Isidro Faine Casas | Mgmt | For | Against | Against | ||||
8 | Elect Juan Maria Nin Genova | Mgmt | For | Against | Against | ||||
9 | Share Purchase Plan | Mgmt | For | For | For | ||||
10 | Scrip Dividend | Mgmt | For | For | For | ||||
11 | Second Scrip Dividend | Mgmt | For | For | For | ||||
12 | Change of Company Name | Mgmt | For | For | For | ||||
13 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Approval of Corporate Website | Mgmt | For | For | For | ||||
15 | Remuneration Report | Mgmt | For | For | For | ||||
16 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
Republic Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RBCAA | CUSIP 760281204 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Craig Greenberg | Mgmt | For | For | For | ||||
1.2 | Elect Michael Rust | Mgmt | For | For | For | ||||
1.3 | Elect Sandra Snowden | Mgmt | For | For | For | ||||
1.4 | Elect R. Wayne Stratton | Mgmt | For | For | For | ||||
1.5 | Elect Susan Tamme | Mgmt | For | For | For | ||||
1.6 | Elect A. Scott Trager | Mgmt | For | For | For | ||||
1.7 | Elect Steven Trager | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Resona Holdings Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8308 | CINS J6448E106 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Amendments to Articles Regarding New Classes of Shares | Mgmt | For | For | For | ||||
3 | Elect Eiji Hosoya | Mgmt | For | Against | Against | ||||
4 | Elect Seiji Higaki | Mgmt | For | Against | Against | ||||
5 | Elect Kazuhiro Higashi | Mgmt | For | Against | Against | ||||
6 | Elect Kaoru Isono | Mgmt | For | Against | Against | ||||
7 | Elect Tsutomu Okuda | Mgmt | For | Against | Against | ||||
8 | Elect Shuhsai Nagai | Mgmt | For | Against | Against | ||||
9 | Elect Emi Ohsono | Mgmt | For | Against | Against | ||||
10 | Elect Toshio Arima | Mgmt | For | Against | Against | ||||
11 | Elect Yohko Sanuki | Mgmt | For | Against | Against | ||||
12 | Elect Yasuhiro Maehara | Mgmt | For | Against | Against | ||||
Rex American Resources Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
REX | CUSIP 761624105 | 06/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stuart Rose | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Lawrence Tomchin | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Robert Davidoff | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Edward Kress | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Charles Elcan | Mgmt | For | Withhold | Against | ||||
1.6 | Elect David Harris | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Mervyn Alphonso | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Lee Fisher | Mgmt | For | Withhold | Against | ||||
Rheinmetall AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RHM | CINS D65111102 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Elect Andreas Georgi | Mgmt | For | For | For | ||||
9 | Elect Klaus Greinert | Mgmt | For | For | For | ||||
10 | Elect Peter Mitterbauer | Mgmt | For | For | For | ||||
11 | Elect Frank-Jurgen Richter | Mgmt | For | For | For | ||||
12 | Elect Susanne Hannemann | Mgmt | For | For | For | ||||
13 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
Rio Tinto Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RIO | CINS Q81437107 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Chris Lynch | Mgmt | For | For | For | ||||
5 | Elect John Varley | Mgmt | For | For | For | ||||
6 | Re-elect Tom Albanese | Mgmt | For | For | For | ||||
7 | Re-elect Robert Brown | Mgmt | For | For | For | ||||
8 | Re-elect Vivienne Cox | Mgmt | For | For | For | ||||
9 | Re-elect Jan du Plessis | Mgmt | For | For | For | ||||
10 | Re-elect Guy Elliott | Mgmt | For | For | For | ||||
11 | Re-elect Michael Fitzpatrick | Mgmt | For | For | For | ||||
12 | Re-elect Ann Godbehere | Mgmt | For | For | For | ||||
13 | Re-elect Richard Goodmanson | Mgmt | For | For | For | ||||
14 | Re-elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | ||||
15 | Re-elect Paul Tellier | Mgmt | For | For | For | ||||
16 | Re-elect Samuel Walsh | Mgmt | For | For | For | ||||
17 | Appoint Auditor and Authorise Board to Set Fees | Mgmt | For | For | For | ||||
18 | Renew Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Rio Tinto plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RIO | CINS G75754104 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Chris Lynch | Mgmt | For | For | For | ||||
4 | Elect John Varley | Mgmt | For | For | For | ||||
5 | Elect Tom Albanese | Mgmt | For | For | For | ||||
6 | Elect Robert Brown | Mgmt | For | For | For | ||||
7 | Elect Vivienne Cox | Mgmt | For | For | For | ||||
8 | Elect Jan du Plessis | Mgmt | For | For | For | ||||
9 | Elect Guy Elliott | Mgmt | For | For | For | ||||
10 | Elect Michael Fitzpatrick | Mgmt | For | For | For | ||||
11 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
12 | Elect Richard Goodmanson | Mgmt | For | For | For | ||||
13 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | ||||
14 | Elect Paul Tellier | Mgmt | For | For | For | ||||
15 | Elect Samuel Walsh | Mgmt | For | For | For | ||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
17 | Global Employee Share Plan | Mgmt | For | For | For | ||||
18 | Share Savings Plan Renewal | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Robert Half International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RHI | CUSIP 770323103 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andrew Berwick, Jr. | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Harold Messmer, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Barbara Novogradac | Mgmt | For | For | For | ||||
1.4 | Elect Robert Pace | Mgmt | For | For | For | ||||
1.5 | Elect Fredrick Richman | Mgmt | For | Withhold | Against | ||||
1.6 | Elect M. Keith Waddell | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Rosetta Resources Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ROSE | CUSIP 777779307 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Beckler | Mgmt | For | For | For | ||||
1.2 | Elect Matthew Fitzgerald | Mgmt | For | For | For | ||||
1.3 | Elect Philip Frederickson | Mgmt | For | For | For | ||||
1.4 | Elect D. Henry Houston | Mgmt | For | For | For | ||||
1.5 | Elect Randy Limbacher | Mgmt | For | For | For | ||||
1.6 | Elect Josiah Low III | Mgmt | For | For | For | ||||
1.7 | Elect Donald Patteson, Jr. | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Royal Dutch Shell Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RDSB | CINS G7690A118 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||||
4 | Elect Josef Ackermann | Mgmt | For | For | For | ||||
5 | Elect Guy Elliott | Mgmt | For | For | For | ||||
6 | Elect Simon Henry | Mgmt | For | For | For | ||||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
9 | Elect Christine Morin-Postel | Mgmt | For | For | For | ||||
10 | Elect Jorma Ollila | Mgmt | For | For | For | ||||
11 | Elect Linda Stuntz | Mgmt | For | For | For | ||||
12 | Elect Jeroen van der Veer | Mgmt | For | For | For | ||||
13 | Elect Peter Voser | Mgmt | For | For | For | ||||
14 | Elect Hans Wijers | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
Royal Dutch Shell Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RDSB | CINS G7690A100 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||||
4 | Elect Josef Ackermann | Mgmt | For | For | For | ||||
5 | Elect Guy Elliott | Mgmt | For | For | For | ||||
6 | Elect Simon Henry | Mgmt | For | For | For | ||||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
9 | Elect Christine Morin-Postel | Mgmt | For | For | For | ||||
10 | Elect Jorma Ollila | Mgmt | For | For | For | ||||
11 | Elect Linda Stuntz | Mgmt | For | For | For | ||||
12 | Elect Jeroen van der Veer | Mgmt | For | For | For | ||||
13 | Elect Peter Voser | Mgmt | For | For | For | ||||
14 | Elect Hans Wijers | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
RTI Biologics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RTIX | CUSIP 74975N105 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dean Bergy | Mgmt | For | For | For | ||||
1.2 | Elect Philip Chapman | Mgmt | For | For | For | ||||
1.3 | Elect Gregory Rainey | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Rudolph Technologies, Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RTEC | CUSIP 781270103 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leo Berlinghieri | Mgmt | For | For | For | ||||
2 | Elect Paul McLaughlin | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
RWE AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RWE | CINS D6629K109 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | ||||
Safeway Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWY | CUSIP 786514208 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Burd | Mgmt | For | For | For | ||||
2 | Elect Janet Grove | Mgmt | For | For | For | ||||
3 | Elect Mohan Gyani | Mgmt | For | For | For | ||||
4 | Elect Frank Herringer | Mgmt | For | For | For | ||||
5 | Elect Kenneth Oder | Mgmt | For | For | For | ||||
6 | Elect T. Gary Rogers | Mgmt | For | For | For | ||||
7 | Elect Arun Sarin | Mgmt | For | For | For | ||||
8 | Elect Michael Shannon | Mgmt | For | For | For | ||||
9 | Elect William Tauscher | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
11 | Amendment to the Capital Performance Bonus Plan | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | ||||
Salix Pharmaceuticals, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLXP | CUSIP 795435106 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Chappell | Mgmt | For | For | For | ||||
1.2 | Elect Thomas D'Alonzo | Mgmt | For | For | For | ||||
1.3 | Elect William Keane | Mgmt | For | For | For | ||||
1.4 | Elect Carolyn Logan | Mgmt | For | For | For | ||||
1.5 | Elect Mark Sirgo | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2005 Stock Plan | Mgmt | For | For | For | ||||
Sally Beauty Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBH | CUSIP 79546E104 | 01/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth Giuriceo | Mgmt | For | For | For | ||||
1.2 | Elect Robert McMaster | Mgmt | For | For | For | ||||
1.3 | Elect Martha Miller de Lombera | Mgmt | For | For | For | ||||
2 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Samsung Electronics Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
005930 | CINS Y74718100 | 03/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Election of Independent Directors (Slate): (i) YOON Dong Min; (ii) KIM Han Joong; and (iii) LEE Byung Ki | Mgmt | For | Against | Against | ||||
3 | Election of Executive Directors (Slate): (i) CHOI Gee Sung; (ii) KWON Oh Hyun; and (iii) YOON Ju Hwa | Mgmt | For | Against | Against | ||||
4 | Election of Audit Committee Members (Slate): (i) YOON Dong Min; and (ii) KIM Han Joong | Mgmt | For | For | For | ||||
5 | Directors' Fees | Mgmt | For | Abstain | Against | ||||
6 | Spin-off | Mgmt | For | For | For | ||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
SanDisk Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNDK | CUSIP 80004C101 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Marks | Mgmt | For | For | For | ||||
2 | Elect Kevin DeNuccio | Mgmt | For | For | For | ||||
3 | Elect Irwin Federman | Mgmt | For | For | For | ||||
4 | Elect Steven Gomo | Mgmt | For | For | For | ||||
5 | Elect Eddy Hartenstein | Mgmt | For | For | For | ||||
6 | Elect Chenming Hu | Mgmt | For | For | For | ||||
7 | Elect Catherine Lego | Mgmt | For | For | For | ||||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Sanofi | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAN | CINS F5548N101 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Elect Laurent Attal | Mgmt | For | Against | Against | ||||
8 | Elect Uwe Bicker | Mgmt | For | Against | Against | ||||
9 | Elect Jean-Rene Fourtou | Mgmt | For | Against | Against | ||||
10 | Elect Claudie Haignere | Mgmt | For | Against | Against | ||||
11 | Elect Carole Piwnica | Mgmt | For | Against | Against | ||||
12 | Elect Klaus Pohle | Mgmt | For | Against | Against | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
15 | Relocation of Corporate Headquarters | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sap AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAP | CINS D66992104 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Compensation Policy | Mgmt | For | For | For | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
10 | Elect Hasso Plattner | Mgmt | For | Against | Against | ||||
11 | Elect Pekka Ala-Pietila | Mgmt | For | For | For | ||||
12 | Elect Anja Feldmann | Mgmt | For | For | For | ||||
13 | Elect Wilhelm Haarmann | Mgmt | For | For | For | ||||
14 | Elect Bernard Liautaud | Mgmt | For | For | For | ||||
15 | Elect Hartmut Mehdorn | Mgmt | For | For | For | ||||
16 | Elect Erhard Schipporeit | Mgmt | For | For | For | ||||
17 | Elect Klaus Wucherer | Mgmt | For | For | For | ||||
18 | Cancellation of Conditional Capital | Mgmt | For | For | For | ||||
Sberbank | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBER | CUSIP 80585Y308 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Annual Report | Mgmt | For | For | For | ||||
2 | Financial Statements | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Elect German Gref | Mgmt | N/A | Abstain | N/A | ||||
6 | Elect Sergey Guriev | Mgmt | N/A | For | N/A | ||||
7 | Elect Anton Danilov-Danilyan | Mgmt | N/A | For | N/A | ||||
8 | Elect Mikhail E. Dmitriev | Mgmt | N/A | For | N/A | ||||
9 | Elect Bella Zlatkis | Mgmt | N/A | Abstain | N/A | ||||
10 | Elect Nadezhda Ivanova | Mgmt | N/A | Abstain | N/A | ||||
11 | Elect Sergey Ignatyev | Mgmt | N/A | Abstain | N/A | ||||
12 | Elect Georgy Luntovsky | Mgmt | N/A | Abstain | N/A | ||||
13 | Elect Mikhail Matovnikov | Mgmt | N/A | For | N/A | ||||
14 | Elect Vladimir Mau | Mgmt | N/A | Abstain | N/A | ||||
15 | Elect Alessandro Profumo | Mgmt | N/A | Abstain | N/A | ||||
16 | Elect Alexey Savatyugin | Mgmt | N/A | Abstain | N/A | ||||
17 | Elect Rair Simonyan | Mgmt | N/A | For | N/A | ||||
18 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | N/A | Abstain | N/A | ||||
19 | Elect Valery Tkachenko | Mgmt | N/A | Abstain | N/A | ||||
20 | Elect Dmitry Tulin | Mgmt | N/A | For | N/A | ||||
21 | Elect Alexey Ulyukaev | Mgmt | N/A | Abstain | N/A | ||||
22 | Elect Ronald Freeman | Mgmt | N/A | Abstain | N/A | ||||
23 | Elect Sergei Shvetsov | Mgmt | N/A | Abstain | N/A | ||||
24 | Elect Natalia Borodina | Mgmt | For | For | For | ||||
25 | Elect Vladimir Volkov | Mgmt | For | For | For | ||||
26 | Elect Maxim Dolzhnikov | Mgmt | For | For | For | ||||
27 | Elect Yulia Isakhanova | Mgmt | For | For | For | ||||
28 | Elect Irina Kremleva | Mgmt | For | For | For | ||||
29 | Elect Alexei Minenko | Mgmt | For | For | For | ||||
30 | Elect Olga Polyakova | Mgmt | For | For | For | ||||
31 | Directors' and Audit Commission Members' Fees | Mgmt | For | Against | Against | ||||
32 | Amendments to Articles | Mgmt | For | Against | Against | ||||
Schlumberger N.V. (Schlumberger Limited) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLB | CUSIP 806857108 | 04/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Peter Currie | Mgmt | For | For | For | ||||
2 | Elect Anthony Isaac | Mgmt | For | For | For | ||||
3 | Elect K.V. Kamath | Mgmt | For | For | For | ||||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||||
6 | Elect Adrian Lajous | Mgmt | For | For | For | ||||
7 | Elect Michael Marks | Mgmt | For | For | For | ||||
8 | Elect Elizabeth Moler | Mgmt | For | For | For | ||||
9 | Elect Lubna Olayan | Mgmt | For | For | For | ||||
10 | Elect Leo Reif | Mgmt | For | For | For | ||||
11 | Elect Tore Sandvold | Mgmt | For | For | For | ||||
12 | Elect Henri Seydoux | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
Schneider Electric SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SU | CINS F86921107 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Supplementary Retirement Benefits for Management Board Members | Mgmt | For | For | For | ||||
8 | Severance Agreement for Jean-Pascal Tricoire | Mgmt | For | Against | Against | ||||
9 | Elect Leo Apotheker | Mgmt | For | Against | Against | ||||
10 | Ratification of the Co-option of Xavier Fontanet | Mgmt | For | Against | Against | ||||
11 | Elect Antoine Gosset-Grainville | Mgmt | For | Against | Against | ||||
12 | Elect Willy Kissling | Mgmt | For | Against | Against | ||||
13 | Elect Henri Lachmann | Mgmt | For | Against | Against | ||||
14 | Elect Richard Thoman | Mgmt | For | Against | Against | ||||
15 | Elect Manfred Brill | Mgmt | Against | Against | For | ||||
16 | Elect Claude Briquet | Mgmt | Against | Against | For | ||||
17 | Elect Magali Herbaut | Mgmt | For | Against | Against | ||||
18 | Elect Thierry Jacquet | Mgmt | Against | Against | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||||
21 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
SCOR S.E. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCR | CINS F15561677 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Severance Agreement (Denis Kessler) | Mgmt | For | Against | Against | ||||
9 | Relocation of Corporate Headquarters | Mgmt | For | For | For | ||||
10 | Elect Kevin Knoer | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
13 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares and/or Convertible Securities w/out Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | ||||
17 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | ||||
18 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
19 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
22 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
23 | Authority to Increase Capital Under Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
24 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | ||||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Seagate Technology | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STX | CUSIP G7945M107 | 10/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Luczo | Mgmt | For | For | For | ||||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | ||||
3 | Elect Michael Cannon | Mgmt | For | For | For | ||||
4 | Elect Lydia Marshall | Mgmt | For | For | For | ||||
5 | Elect C.S. Park | Mgmt | For | For | For | ||||
6 | Elect Gregorio Reyes | Mgmt | For | For | For | ||||
7 | Elect Edward Zander | Mgmt | For | For | For | ||||
8 | 2011 Equity Incentive Plan | Mgmt | For | For | For | ||||
9 | Issuance of Treasury Shares | Mgmt | For | For | For | ||||
10 | Location of 2012 Annual Meeting | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Sealed Air Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SEE | CUSIP 81211K100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hank Brown | Mgmt | For | For | For | ||||
2 | Elect Michael Chu | Mgmt | For | For | For | ||||
3 | Elect Lawrence Codey | Mgmt | For | For | For | ||||
4 | Elect Patrick Duff | Mgmt | For | For | For | ||||
5 | Elect T. J. Dermot Dunphy | Mgmt | For | For | For | ||||
6 | Elect William Hickey | Mgmt | For | For | For | ||||
7 | Elect Jacqueline Kosecoff | Mgmt | For | For | For | ||||
8 | Elect Kenneth Manning | Mgmt | For | Against | Against | ||||
9 | Elect William Marino | Mgmt | For | For | For | ||||
10 | Elect Richard Wambold | Mgmt | For | For | For | ||||
11 | Elect Jerry Whitaker | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Select Comfort Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCSS | CUSIP 81616X103 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Gulis Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Brenda Lauderback | Mgmt | For | For | For | ||||
1.3 | Elect Ervin Shames | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Siemens AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIE | CINS D69671218 | 01/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Shareholder Proposal Regarding Board Gender Diversity | ShrHldr | Against | Against | For | ||||
Silicon Graphics International Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SGI | CUSIP 82706L108 | 12/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark Barrenechea | Mgmt | For | For | For | ||||
1.2 | Elect Michael Hagee | Mgmt | For | For | For | ||||
1.3 | Elect Charles Boesenberg | Mgmt | For | For | For | ||||
1.4 | Elect Gary Griffiths | Mgmt | For | For | For | ||||
1.5 | Elect Hagi Schwartz | Mgmt | For | For | For | ||||
1.6 | Elect Ronald Verdoorn | Mgmt | For | For | For | ||||
1.7 | Elect Douglas King | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
5 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
6 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Simon Property Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPG | CUSIP 828806109 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Melvyn Bergstein | Mgmt | For | For | For | ||||
2 | Elect Larry Glasscock | Mgmt | For | For | For | ||||
3 | Elect Karen Horn | Mgmt | For | For | For | ||||
4 | Elect Allan Hubbard | Mgmt | For | For | For | ||||
5 | Elect Reuben Leibowitz | Mgmt | For | For | For | ||||
6 | Elect Daniel Smith | Mgmt | For | For | For | ||||
7 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Amendment to the 1998 Stock Incentive Plan | Mgmt | For | For | For | ||||
Sinclair Broadcast Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBGI | CUSIP 829226109 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Smith | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Frederick Smith | Mgmt | For | Withhold | Against | ||||
1.3 | Elect J. Duncan Smith | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Robert Smith | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Basil Thomas | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Lawrence McCanna | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Daniel Keith | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Martin R. Leader | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Singapore Technologies Engineering | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
S63 | CINS Y7996W103 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Peter SEAH Lim Huat | Mgmt | For | Against | Against | ||||
4 | Elect TAN Pheng Hock | Mgmt | For | Against | Against | ||||
5 | Elect KOH Beng Seng | Mgmt | For | Against | Against | ||||
6 | Elect Venkatachalam Krishnakumar | Mgmt | For | Against | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Authority to Grant Awards and Issue Shares under Employee Incentive Plans | Mgmt | For | Against | Against | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Singapore Technologies Engineering | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
S63 | CINS Y7996W103 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Related Party Transactions | Mgmt | For | For | For | ||||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Skyworks Solutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWKS | CUSIP 83088M102 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David McLachlan | Mgmt | For | For | For | ||||
1.2 | Elect David Aldrich | Mgmt | For | For | For | ||||
1.3 | Elect Kevin Beebe | Mgmt | For | For | For | ||||
1.4 | Elect Moiz Beguwala | Mgmt | For | For | For | ||||
1.5 | Elect Timothy Furey | Mgmt | For | For | For | ||||
1.6 | Elect Balakrishnan Iyer | Mgmt | For | For | For | ||||
1.7 | Elect Thomas Leonard | Mgmt | For | For | For | ||||
1.8 | Elect David McGlade | Mgmt | For | For | For | ||||
1.9 | Elect Robert Schriesheim | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
SLC Agrícola S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLCE3 | CINS P8711D107 | 04/30/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
5 | Remuneration Policy | Mgmt | For | TNA | N/A | ||||
SLC Agrícola S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLCE3 | CINS P8711D107 | 04/30/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Amendments to Articles Regarding Novo Mercado Regulations | Mgmt | For | TNA | N/A | ||||
Smithfield Foods, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFD | CUSIP 832248108 | 09/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Margaret Lewis | Mgmt | For | For | For | ||||
2 | Elect David Nelson | Mgmt | For | For | For | ||||
3 | Elect Frank Royal | Mgmt | For | For | For | ||||
4 | Elect Richard Crowder | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Sociedad Quimica y Minera de Chile SA - SQM | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SQM-A | CUSIP 833635105 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Related Party Transactions | Mgmt | For | For | For | ||||
4 | Investment and Finance Policy | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends; Dividend Policy | Mgmt | For | For | For | ||||
6 | Report on Board of Director's Expenses | Mgmt | For | For | For | ||||
7 | Directors' Fees | Mgmt | For | Against | Against | ||||
8 | Report on Directors' Committee Activities and Expenses | Mgmt | For | For | For | ||||
9 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Softbank Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9984 | CINS J75963108 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
Sonic Automotive, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAH | CUSIP 83545G102 | 04/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect O. Bruton Smith | Mgmt | For | For | For | ||||
1.2 | Elect B. Scott Smith | Mgmt | For | For | For | ||||
1.3 | Elect David Smith | Mgmt | For | For | For | ||||
1.4 | Elect William Belk | Mgmt | For | For | For | ||||
1.5 | Elect William Brooks | Mgmt | For | For | For | ||||
1.6 | Elect Victor Doolan | Mgmt | For | For | For | ||||
1.7 | Elect H. Robert Heller | Mgmt | For | For | For | ||||
1.8 | Elect Robert Rewey | Mgmt | For | For | For | ||||
1.9 | Elect David Vorhoff | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Formula Restricted Stock Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
4 | 2012 Stock Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Sony Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6758 | CINS J76379106 | 06/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Kazuo Hirai | Mgmt | For | For | For | ||||
3 | Elect Ryohji Chubachi | Mgmt | For | For | For | ||||
4 | Elect Masaru Katoh | Mgmt | For | For | For | ||||
5 | Elect Howard Stringer | Mgmt | For | For | For | ||||
6 | Elect Peter Bonfield | Mgmt | For | For | For | ||||
7 | Elect Ryuji Yasuda | Mgmt | For | For | For | ||||
8 | Elect Yukako Uchinaga | Mgmt | For | For | For | ||||
9 | Elect Mitsuaki Yahagi | Mgmt | For | For | For | ||||
10 | Elect HSIEH Tsun-yan | Mgmt | For | For | For | ||||
11 | Elect Roland Hernandez | Mgmt | For | For | For | ||||
12 | Elect Kanemitsu Anraku | Mgmt | For | For | For | ||||
13 | Elect Yorihiko Kojima | Mgmt | For | For | For | ||||
14 | Elect Osamu Nagayama | Mgmt | For | For | For | ||||
15 | Elect Takaaki Nimura | Mgmt | For | For | For | ||||
16 | Equity Compensation Plan | Mgmt | For | For | For | ||||
Southside Bancshares, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBSI | CUSIP 84470P109 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Herbert Buie | Mgmt | For | For | For | ||||
1.2 | Elect Robbie Edmonson | Mgmt | For | For | For | ||||
1.3 | Elect John Garrett | Mgmt | For | For | For | ||||
1.4 | Elect Joe Norton | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
Sovran Self Storage, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SSS | CUSIP 84610H108 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Attea | Mgmt | For | For | For | ||||
1.2 | Elect Kenneth Myszka | Mgmt | For | For | For | ||||
1.3 | Elect Anthony Gammie | Mgmt | For | For | For | ||||
1.4 | Elect Charles Lannon | Mgmt | For | For | For | ||||
1.5 | Elect James Boldt | Mgmt | For | For | For | ||||
1.6 | Elect Stephen Rusmisel | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Spartan Stores, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPTN | CUSIP 846822104 | 08/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Wendy Beck | Mgmt | For | For | For | ||||
1.2 | Elect Yvonne Jackson | Mgmt | For | For | For | ||||
1.3 | Elect Elizabeth Nickels | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Spectrum Brands Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPB | CUSIP 84763R101 | 02/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Maura | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Terry Pollistina | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Hugh Rovit | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Spectrum Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPPI | CUSIP 84763A108 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Krishan Arora | Mgmt | For | For | For | ||||
1.2 | Elect Gilles Gagnon | Mgmt | For | For | For | ||||
1.3 | Elect Anton Gueth | Mgmt | For | For | For | ||||
1.4 | Elect Stuart Krassner | Mgmt | For | For | For | ||||
1.5 | Elect Luigi Lenaz | Mgmt | For | For | For | ||||
1.6 | Elect Anthony Maida, III | Mgmt | For | For | For | ||||
1.7 | Elect Rajesh Shrotriya | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
SRA International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SRX | CUSIP 78464R105 | 07/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
STAAR Surgical Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STAA | CUSIP 852312305 | 05/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Don Bailey | Mgmt | For | For | For | ||||
1.2 | Elect Barry Caldwell | Mgmt | For | For | For | ||||
1.3 | Elect Donald Duffy | Mgmt | For | For | For | ||||
1.4 | Elect Mark Logan | Mgmt | For | For | For | ||||
1.5 | Elect Richard Meier | Mgmt | For | For | For | ||||
1.6 | Elect John Moore | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
StanCorp Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFG | CUSIP 852891100 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Virginia Anderson | Mgmt | For | For | For | ||||
2 | Elect Stanley Fallis | Mgmt | For | For | For | ||||
3 | Elect Eric Parsons | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Amendment to the 1999 Employee Share Purchase Plan | Mgmt | For | For | For | ||||
6 | Re-approval of the Short-Term Incentive Plan | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Standard Chartered plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STAN | CINS G84228157 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Viswanathan Shankar | Mgmt | For | For | For | ||||
5 | Elect Steve Bertamini | Mgmt | For | For | For | ||||
6 | Elect Jaspal Bindra | Mgmt | For | For | For | ||||
7 | Elect Richard Delbridge | Mgmt | For | For | For | ||||
8 | Elect Jamie Dundas | Mgmt | For | For | For | ||||
9 | Elect Valerie Gooding | Mgmt | For | For | For | ||||
10 | Elect HAN Seung-Soo | Mgmt | For | For | For | ||||
11 | Elect Simon Lowth | Mgmt | For | For | For | ||||
12 | Elect Rudy Markham | Mgmt | For | For | For | ||||
13 | Elect Ruth Markland | Mgmt | For | For | For | ||||
14 | Elect Richard Meddings | Mgmt | For | For | For | ||||
15 | Elect John Paynter | Mgmt | For | For | For | ||||
16 | Elect John Peace | Mgmt | For | For | For | ||||
17 | Elect A. Michael Rees | Mgmt | For | For | For | ||||
18 | Elect Peter Sands | Mgmt | For | For | For | ||||
19 | Elect Paul Skinner | Mgmt | For | For | For | ||||
20 | Elect Oliver Stocken | Mgmt | For | For | For | ||||
21 | Appointment of Auditor | Mgmt | For | For | For | ||||
22 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
23 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
29 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
30 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
33 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
34 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
35 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | ||||
36 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
37 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Standard Motor Products, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SMP | CUSIP 853666105 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Gerrity | Mgmt | For | For | For | ||||
1.2 | Elect Pamela Forbes Lieberman | Mgmt | For | For | For | ||||
1.3 | Elect Arthur Sills | Mgmt | For | For | For | ||||
1.4 | Elect Lawrence Sills | Mgmt | For | For | For | ||||
1.5 | Elect Peter Sills | Mgmt | For | For | For | ||||
1.6 | Elect Frederick Sturdivant | Mgmt | For | For | For | ||||
1.7 | Elect William Turner | Mgmt | For | For | For | ||||
1.8 | Elect Richard Ward | Mgmt | For | For | For | ||||
1.9 | Elect Roger Widmann | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Staples, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPLS | CUSIP 855030102 | 06/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Basil Anderson | Mgmt | For | For | For | ||||
2 | Elect Arthur Blank | Mgmt | For | For | For | ||||
3 | Elect David Faust | Mgmt | For | For | For | ||||
4 | Elect Justin King | Mgmt | For | For | For | ||||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||||
6 | Elect Rowland Moriarty | Mgmt | For | For | For | ||||
7 | Elect Robert Nakasone | Mgmt | For | For | For | ||||
8 | Elect Ronald Sargent | Mgmt | For | For | For | ||||
9 | Elect Elizabeth Smith | Mgmt | For | For | For | ||||
10 | Elect Robert Sulentic | Mgmt | For | For | For | ||||
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | ||||
12 | Elect Paul Walsh | Mgmt | For | For | For | ||||
13 | Action by Written Consent | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Amendment to the 2010 Long Term Cash Incentive Plan | Mgmt | For | For | For | ||||
16 | Amendment to the Executive Officer Incentive Plan | Mgmt | For | For | For | ||||
17 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
18 | Ratification of Auditor | Mgmt | For | For | For | ||||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Starbucks Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBUX | CUSIP 855244109 | 03/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Howard Schultz | Mgmt | For | For | For | ||||
2 | Elect William Bradley | Mgmt | For | For | For | ||||
3 | Elect Mellody Hobson | Mgmt | For | For | For | ||||
4 | Elect Kevin Johnson | Mgmt | For | For | For | ||||
5 | Elect Olden Lee | Mgmt | For | For | For | ||||
6 | Elect Joshua Ramo | Mgmt | For | For | For | ||||
7 | Elect James Shennan, Jr. | Mgmt | For | For | For | ||||
8 | Elect Clara Shih | Mgmt | For | For | For | ||||
9 | Elect Javier Teruel | Mgmt | For | For | For | ||||
10 | Elect Myron Ullman III | Mgmt | For | For | For | ||||
11 | Elect Craig Weatherup | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the Executive Management Bonus Plan | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | ||||
Starwood Property Trust, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STWD | CUSIP 85571B105 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Bronson | Mgmt | For | For | For | ||||
1.2 | Elect Jeffrey DiModica | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey Dishner | Mgmt | For | For | For | ||||
1.4 | Elect Camille Douglas | Mgmt | For | For | For | ||||
1.5 | Elect Boyd Fellows | Mgmt | For | For | For | ||||
1.6 | Elect Barry Sternlicht | Mgmt | For | For | For | ||||
1.7 | Elect Strauss Zelnick | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Statoil ASA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STL | CINS R8413J103 | 05/15/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | ||||
7 | Notice of Meeting and Agenda | Mgmt | For | TNA | N/A | ||||
8 | Election of Individuals to Check Minutes | Mgmt | For | TNA | N/A | ||||
9 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
10 | Shareholder Proposal Regarding Withdrawal from Canadian Oil Sands | ShrHldr | N/A | TNA | N/A | ||||
11 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
14 | Elect Olaug Svarva | Mgmt | For | TNA | N/A | ||||
15 | Elect Idar Kreutzer | Mgmt | For | TNA | N/A | ||||
16 | Elect Karin Aslaksen | Mgmt | For | TNA | N/A | ||||
17 | Elect Greger Mannsverk | Mgmt | For | TNA | N/A | ||||
18 | Elect Steinar Olsen | Mgmt | For | TNA | N/A | ||||
19 | Elect Ingvald Strommen | Mgmt | For | TNA | N/A | ||||
20 | Elect Rune Bjerke | Mgmt | For | TNA | N/A | ||||
21 | Elect Tore Ulstein | Mgmt | For | TNA | N/A | ||||
22 | Elect Live Haukvik Aker | Mgmt | For | TNA | N/A | ||||
23 | Elect Siri Kalvig | Mgmt | For | TNA | N/A | ||||
24 | Elect Thor Oscar Bolstad | Mgmt | For | TNA | N/A | ||||
25 | Elect Barbro Haetta | Mgmt | For | TNA | N/A | ||||
26 | Elect Arthur Sletteberg (Deputy) | Mgmt | For | TNA | N/A | ||||
27 | Elect Bassim Haj (Deputy) | Mgmt | For | TNA | N/A | ||||
28 | Elect Anne-Margrethe Firing (Deputy) | Mgmt | For | TNA | N/A | ||||
29 | Elect Linda Litlekalsoy Aase (Deputy) | Mgmt | For | TNA | N/A | ||||
30 | Corporate Assembly Fees | Mgmt | For | TNA | N/A | ||||
31 | Elect Olaug Svarva | Mgmt | For | TNA | N/A | ||||
32 | Elect Tom Rathke | Mgmt | For | TNA | N/A | ||||
33 | Elect Live Haukvik Aker | Mgmt | For | TNA | N/A | ||||
34 | Elect Ingrid Dramdal Rasmussen | Mgmt | For | TNA | N/A | ||||
35 | Nominating Committee Fees | Mgmt | For | TNA | N/A | ||||
36 | Authority to Repurchase Shares Pursuant to Share Savings Plan | Mgmt | For | TNA | N/A | ||||
37 | Authority to Repurchase Shares for Cancellation | Mgmt | For | TNA | N/A | ||||
STEC, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STEC | CUSIP 784774101 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Manouch Moshayedi | Mgmt | For | For | For | ||||
1.2 | Elect Mark Moshayedi | Mgmt | For | For | For | ||||
1.3 | Elect F. Michael Ball | Mgmt | For | For | For | ||||
1.4 | Elect Rajat Bahri | Mgmt | For | For | For | ||||
1.5 | Elect Christopher Colpitts | Mgmt | For | For | For | ||||
1.6 | Elect Kevin Daly | Mgmt | For | For | For | ||||
1.7 | Elect Matthew Witte | Mgmt | For | For | For | ||||
2 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Steel Dynamics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STLD | CUSIP 858119100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark Millett | Mgmt | For | For | For | ||||
1.2 | Elect Richard Teets, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect John Bates | Mgmt | For | For | For | ||||
1.4 | Elect Keith Busse | Mgmt | For | For | For | ||||
1.5 | Elect Frank Byrne | Mgmt | For | For | For | ||||
1.6 | Elect Paul Edgerley | Mgmt | For | For | For | ||||
1.7 | Elect Richard Freeland | Mgmt | For | For | For | ||||
1.8 | Elect Jurgen Kolb | Mgmt | For | For | For | ||||
1.9 | Elect James Marcuccilli | Mgmt | For | For | For | ||||
1.10 | Elect Gabriel Shaheen | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Stella International Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1836 | CINS G84698102 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Daniel SHIH Takuen | Mgmt | For | Against | Against | ||||
6 | Elect Eric CHAO Ming Cheng | Mgmt | For | Against | Against | ||||
7 | Elect Johnny CHEN | Mgmt | For | Against | Against | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
STERIS Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STE | CUSIP 859152100 | 07/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Breeden | Mgmt | For | For | For | ||||
1.2 | Elect Cynthia Feldmann | Mgmt | For | For | For | ||||
1.3 | Elect Jacqueline Kosecoff | Mgmt | For | For | For | ||||
1.4 | Elect David Lewis | Mgmt | For | For | For | ||||
1.5 | Elect Kevin McMullen | Mgmt | For | For | For | ||||
1.6 | Elect Walter Rosebrough, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Mohsen Sohi | Mgmt | For | For | For | ||||
1.8 | Elect John Wareham | Mgmt | For | For | For | ||||
1.9 | Elect Loyal Wilson | Mgmt | For | For | For | ||||
1.10 | Elect Michael Wood | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Long-Term Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Stone Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SGY | CUSIP 861642106 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George Christmas | Mgmt | For | For | For | ||||
1.2 | Elect B.J. Duplantis | Mgmt | For | For | For | ||||
1.3 | Elect Peter Kinnear | Mgmt | For | For | For | ||||
1.4 | Elect John Laborde | Mgmt | For | For | For | ||||
1.5 | Elect Robert Murley | Mgmt | For | For | For | ||||
1.6 | Elect Richard Pattarozzi | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Donald Powell | Mgmt | For | For | For | ||||
1.8 | Elect Kay Priestly | Mgmt | For | For | For | ||||
1.9 | Elect Phyllis Taylor | Mgmt | For | For | For | ||||
1.10 | Elect David Welch | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Suedzucker AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SZU | CINS D82781101 | 07/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Elect Ralf Hentzschel | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
10 | Intra-company Control Agreement with Hellma Gastronomie-Service GmbH | Mgmt | For | For | For | ||||
Sun Healthcare Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SUNH | CUSIP 86677E100 | 06/20/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gregory Anderson | Mgmt | For | TNA | N/A | ||||
2 | Elect Tony Astorga | Mgmt | For | TNA | N/A | ||||
3 | Elect Christian Bement | Mgmt | For | TNA | N/A | ||||
4 | Elect Michael Foster | Mgmt | For | TNA | N/A | ||||
5 | Elect Barbara Kennelly | Mgmt | For | TNA | N/A | ||||
6 | Elect William Mathies | Mgmt | For | TNA | N/A | ||||
7 | Elect Milton Walters | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
10 | 2012 Cash Bonus Plan | Mgmt | For | TNA | N/A | ||||
Superior Energy Services Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPN | CUSIP 868157108 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Harold Bouillion | Mgmt | For | For | For | ||||
1.2 | Elect Enoch Dawkins | Mgmt | For | For | For | ||||
1.3 | Elect David Dunlap | Mgmt | For | For | For | ||||
1.4 | Elect James Funk | Mgmt | For | For | For | ||||
1.5 | Elect Terence Hall | Mgmt | For | For | For | ||||
1.6 | Elect Ernest Howard, III | Mgmt | For | For | For | ||||
1.7 | Elect Peter Kinnear | Mgmt | For | For | For | ||||
1.8 | Elect Michael McShane | Mgmt | For | For | For | ||||
1.9 | Elect W. Matt Ralls | Mgmt | For | For | For | ||||
1.10 | Elect Justin Sullivan | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Superior Energy Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPN | CUSIP 868157108 | 02/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Suzuken Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9987 | CINS J78454105 | 06/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Yoshiki Bessho | Mgmt | For | For | For | ||||
3 | Elect Hiroshi Ohta | Mgmt | For | For | For | ||||
4 | Elect Takahito Itoh | Mgmt | For | For | For | ||||
5 | Elect Nobuo Suzuki | Mgmt | For | For | For | ||||
6 | Elect Hiroshi Ohba | Mgmt | For | For | For | ||||
7 | Elect Harutaka Yamashita | Mgmt | For | For | For | ||||
8 | Elect Hiromi Miyata | Mgmt | For | For | For | ||||
9 | Elect Keisuke Ueda | Mgmt | For | For | For | ||||
10 | Elect Masafumi Nakamura as Alternate Statutory Auditor | Mgmt | For | For | For | ||||
Suzuki Motor Corp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7269 | CINS J78529138 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Osamu Suzuki | Mgmt | For | For | For | ||||
4 | Elect Minoru Tamura | Mgmt | For | For | For | ||||
5 | Elect Osamu Honda | Mgmt | For | For | For | ||||
6 | Elect Toshihiro Suzuki | Mgmt | For | For | For | ||||
7 | Elect Yasuhito Harayama | Mgmt | For | For | For | ||||
8 | Elect Shinzoh Nakanishi | Mgmt | For | For | For | ||||
9 | Elect Toyokazu Sugimoto | Mgmt | For | For | For | ||||
10 | Elect Masanori Atsumi | Mgmt | For | For | For | ||||
11 | Elect Naoki Aizawa | Mgmt | For | For | For | ||||
12 | Elect Eiji Mochizuki | Mgmt | For | For | For | ||||
13 | Elect Masakazu Iguchi | Mgmt | For | For | For | ||||
14 | Elect Sakutaroh Tanino | Mgmt | For | For | For | ||||
15 | Elect Tamotsu Kamimura | Mgmt | For | For | For | ||||
16 | Elect Kunio Nakamura | Mgmt | For | For | For | ||||
17 | Elect Shin Ishizuka | Mgmt | For | For | For | ||||
18 | Elect Masataka Ohsuka | Mgmt | For | For | For | ||||
19 | Elect Norio Tanaka | Mgmt | For | For | For | ||||
20 | Bonus | Mgmt | For | For | For | ||||
21 | Stock Option Plan | Mgmt | For | For | For | ||||
Svenska Handelsbanken AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SHB-A | CINS W90937181 | 03/28/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | ||||
17 | Board Size | Mgmt | For | TNA | N/A | ||||
18 | Number of Auditors | Mgmt | For | TNA | N/A | ||||
19 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | ||||
20 | Election of Directors | Mgmt | For | TNA | N/A | ||||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
22 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
23 | Appointment of Auditor to Associated Foundations | Mgmt | For | TNA | N/A | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Swedbank AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWED | CINS W9423X102 | 03/27/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
15 | Board Size | Mgmt | For | TNA | N/A | ||||
16 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | ||||
17 | Election of Directors | Mgmt | For | TNA | N/A | ||||
18 | Nominating Committee | Mgmt | For | TNA | N/A | ||||
19 | Compensation Policy | Mgmt | For | TNA | N/A | ||||
20 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
22 | Reduction in Share Capital | Mgmt | For | TNA | N/A | ||||
23 | Bonus Issue | Mgmt | For | TNA | N/A | ||||
24 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | ||||
25 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
26 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | ||||
27 | Long-Term Incentive Plan 2012 (Eken 2012) | Mgmt | For | TNA | N/A | ||||
28 | Long-Term Incentive Plan 2012 (IP 2012) | Mgmt | For | TNA | N/A | ||||
29 | Transfer of Shares Pursuant to LTIP | Mgmt | For | TNA | N/A | ||||
30 | Shareholder Proposal Regarding Removal of Sign on the Swedbank Arena in Solna | ShrHldr | N/A | TNA | N/A | ||||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Swift Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFY | CUSIP 870738101 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Clyde Smith, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Terry Swift | Mgmt | For | For | For | ||||
1.3 | Elect Charles Swindells | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Stock Compensation Plan | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Swift Transportation Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWFT | CUSIP 87074U101 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Post | Mgmt | For | For | For | ||||
1.2 | Elect Jerry Moyes | Mgmt | For | For | For | ||||
1.3 | Elect Richard H. Dozer | Mgmt | For | For | For | ||||
1.4 | Elect David Vander Ploeg | Mgmt | For | For | For | ||||
1.5 | Elect Glenn Brown | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Swire Pacific Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
00019 | CINS Y83310105 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Elect Christopher Pratt | Mgmt | For | Against | Against | ||||
4 | Elect James Hughes-Hallett | Mgmt | For | Against | Against | ||||
5 | Elect Peter Kilgour | Mgmt | For | Against | Against | ||||
6 | Elect Clement KWOK King Man | Mgmt | For | Against | Against | ||||
7 | Elect Merlin Swire | Mgmt | For | Against | Against | ||||
8 | Elect Marjorie Yang | Mgmt | For | Against | Against | ||||
9 | Elect Geoffrey Cundle | Mgmt | For | Against | Against | ||||
10 | Elect Augustus TANG Kin Wing | Mgmt | For | Against | Against | ||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
Swiss Life Holding | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLHN | CINS H7354Q135 | 04/19/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Compensation Report | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | ||||
6 | Dividend from Reserves | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Elect Henry Peter | Mgmt | For | TNA | N/A | ||||
9 | Elect Frank Schnewlin | Mgmt | For | TNA | N/A | ||||
10 | Elect Wolf Becke | Mgmt | For | TNA | N/A | ||||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
Swiss Re Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SREN | CINS H8431B109 | 04/13/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Compensation Report | Mgmt | For | TNA | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | ||||
6 | Dividend from Reserves | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Elect Jakob Baer | Mgmt | For | TNA | N/A | ||||
9 | Elect John Coomber | Mgmt | For | TNA | N/A | ||||
10 | Elect C. Robert Henrikson | Mgmt | For | TNA | N/A | ||||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sykes Enterprises, Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYKE | CUSIP 871237103 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Sykes | Mgmt | For | For | For | ||||
1.2 | Elect William Meurer | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2004 Non-Employee Director Fee Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Symantec Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYMC | CUSIP 871503108 | 10/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Bennett | Mgmt | For | For | For | ||||
2 | Elect Michael Brown | Mgmt | For | For | For | ||||
3 | Elect Frank Dangeard | Mgmt | For | For | For | ||||
4 | Elect Geraldine Laybourne | Mgmt | For | For | For | ||||
5 | Elect David Mahoney | Mgmt | For | For | For | ||||
6 | Elect Robert Miller | Mgmt | For | For | For | ||||
7 | Elect Enrique Salem | Mgmt | For | For | For | ||||
8 | Elect Daniel Schulman | Mgmt | For | For | For | ||||
9 | Elect V. Paul Unruh | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Amendment to the 2000 Director Equity Incentive Plan | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
Symetra Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYA | CUSIP 87151Q106 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Sander Levy | Mgmt | For | For | For | ||||
1.2 | Elect Lowndes Smith | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Synchronoss Technologies, Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNCR | CUSIP 87157B103 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Waldis | Mgmt | For | For | For | ||||
1.2 | Elect William Cadogan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Syngenta AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYNN | CINS H84140112 | 04/24/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Compensation Report | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
9 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
10 | Elect Stefan Borgas | Mgmt | For | TNA | N/A | ||||
11 | Elect Peggy Bruzelius | Mgmt | For | TNA | N/A | ||||
12 | Elect David Lawrence | Mgmt | For | TNA | N/A | ||||
13 | Elect Jurg Witmer | Mgmt | For | TNA | N/A | ||||
14 | Elect Vinita Bali | Mgmt | For | TNA | N/A | ||||
15 | Elect Gunnar Brock | Mgmt | For | TNA | N/A | ||||
16 | Elect Michel Demare | Mgmt | For | TNA | N/A | ||||
17 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
18 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Synthes Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYST | CINS 87162M409 | 12/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Merger/Acquisition | Mgmt | For | For | For | ||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Taiwan Semiconductor Manufacturing Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2330 | CINS Y84629107 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Amendments to Articles | Mgmt | For | For | For | ||||
8 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | ||||
9 | Elect Morris CHANG | Mgmt | For | For | For | ||||
10 | Elect Fan-Cheng TSENG | Mgmt | For | For | For | ||||
11 | Elect Johnsee LEE | Mgmt | For | For | For | ||||
12 | Elect Rick TSAI | Mgmt | For | For | For | ||||
13 | Elect Peter Bonfield | Mgmt | For | For | For | ||||
14 | Elect Stan SHIH | Mgmt | For | For | For | ||||
15 | Elect Thomas Engibous | Mgmt | For | For | For | ||||
16 | Elect Gregory CHOW | Mgmt | For | For | For | ||||
17 | Elect Kok-Choo CHEN | Mgmt | For | For | For | ||||
18 | Extraordinary motions | Mgmt | For | Against | Against | ||||
Tate & Lyle plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TATE | CINS G86838128 | 07/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Sir Peter Gershon | Mgmt | For | For | For | ||||
5 | Elect Javed Ahmed | Mgmt | For | For | For | ||||
6 | Elect Tim Lodge | Mgmt | For | For | For | ||||
7 | Elect Liz Airey | Mgmt | For | For | For | ||||
8 | Elect William Camp | Mgmt | For | For | For | ||||
9 | Elect Evert Henkes | Mgmt | For | For | For | ||||
10 | Elect Douglas Hurt | Mgmt | For | For | For | ||||
11 | Elect Robert Walker | Mgmt | For | For | For | ||||
12 | Elect Barry Zoumas | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
16 | Sharesave Plan 2011 | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Tech Data Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TECD | CUSIP 878237106 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kathy Misunas | Mgmt | For | For | For | ||||
2 | Elect Thomas Morgan | Mgmt | For | For | For | ||||
3 | Elect Steven Raymund | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Executive Incentive Bonus Plan | Mgmt | For | For | For | ||||
Technip | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEC | CINS F90676101 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Supplementary Retirement Benefits; Non-Compete Agreement (Thierry Pilenko) | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Amendments Regarding Shareholder Disclosure Rules and Shareholder Participation | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares and/or Convertible Securities through Private Placement | Mgmt | For | For | For | ||||
14 | Authority to Issue Restricted Shares to Employees and Employees and Corporate Officers of Subsidiaries | Mgmt | For | For | For | ||||
15 | Authority to Issue Restricted Shares to Corporate Officers | Mgmt | For | For | For | ||||
16 | Authority to Grant Stock Options to Employees and Employees and Corporate Officers of Subsidiaries | Mgmt | For | For | For | ||||
17 | Grant Stock Options to Corporate Officers | Mgmt | For | For | For | ||||
18 | Employee Stock Purchase Plan For Overseas Employees | Mgmt | For | For | For | ||||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
20 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
TECO Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TE | CUSIP 872375100 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect DuBose Ausley | Mgmt | For | For | For | ||||
2 | Elect Evelyn Follit | Mgmt | For | For | For | ||||
3 | Elect Sherrill Hudson | Mgmt | For | For | For | ||||
4 | Elect Joseph Lacher | Mgmt | For | For | For | ||||
5 | Elect Loretta Penn | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||||
9 | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
Tele2 AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEL2-B | CINS W95878117 | 05/07/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
15 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
16 | Board Size | Mgmt | For | TNA | N/A | ||||
17 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | ||||
18 | Election of Directors | Mgmt | For | TNA | N/A | ||||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
20 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
21 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
22 | 2012 Share Saving Plan | Mgmt | For | TNA | N/A | ||||
23 | Authority to Issue C Shares w/o Preemptive Rights Pursuant to the Share Saving Plan | Mgmt | For | TNA | N/A | ||||
24 | Authority to Repurchase C Shares Pursuant to the Share Saving Plan | Mgmt | For | TNA | N/A | ||||
25 | Authority to Transfer Shares Pursuant to the Share Saving Plan | Mgmt | For | TNA | N/A | ||||
26 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
27 | Transfer of Reserves | Mgmt | For | TNA | N/A | ||||
28 | Shareholder Proposal Regarding an Independent Investigation of Customer Policy | ShrHldr | N/A | TNA | N/A | ||||
29 | Shareholder Proposal Regarding an Independent Investigation of Investor Relations Policy | ShrHldr | N/A | TNA | N/A | ||||
30 | Shareholder Proposal Regarding Establishment of a Customer Ombudsman | ShrHldr | N/A | TNA | N/A | ||||
31 | Shareholder Proposal Regarding Annual Evaluation of Work with Gender Equality and Ethnicity | ShrHldr | N/A | TNA | N/A | ||||
32 | Shareholder Proposal Regarding Purchase and Distribution of a Book | ShrHldr | N/A | TNA | N/A | ||||
33 | Shareholder Proposal Regarding Forming a Shareholder Association | ShrHldr | N/A | TNA | N/A | ||||
34 | Shareholder Proposal Regarding Appendix to Annual Meeting Minutes | ShrHldr | N/A | TNA | N/A | ||||
35 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
36 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Telecity Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TCY | CINS G87403112 | 04/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect John Hughes | Mgmt | For | For | For | ||||
4 | Elect Michael Tobin | Mgmt | For | For | For | ||||
5 | Elect Brian McArthur-Muscroft | Mgmt | For | For | For | ||||
6 | Elect Simon Batey | Mgmt | For | For | For | ||||
7 | Elect John O'Reilly | Mgmt | For | For | For | ||||
8 | Elect Maurizio Carli | Mgmt | For | For | For | ||||
9 | Elect Sahar Elhabashi | Mgmt | For | For | For | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Long-term Incentive Plan 2012 | Mgmt | For | For | For | ||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Telecom Corporation of New Zealand | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEL | CINS Q89499109 | 10/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | New Zealand | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Chorus Demerger | Mgmt | For | For | For | ||||
2 | Re-elect Murray Horn | Mgmt | For | Against | Against | ||||
3 | Re-elect Kevin Roberts | Mgmt | For | Against | Against | ||||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
Telefonaktiebolaget LM Ericsson | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ERIC.A | CINS W26049119 | 05/03/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
12 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
14 | Board Size | Mgmt | For | TNA | N/A | ||||
15 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
16 | Election of Directors | Mgmt | For | TNA | N/A | ||||
17 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
18 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
20 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
21 | 2012 Employee Stock Purchase Plan | Mgmt | For | TNA | N/A | ||||
22 | Authority to Issue, Transfer and Repurchase Shares Pursuant 2012 Employee Stock Purchase Plan | Mgmt | For | TNA | N/A | ||||
23 | Equity Swap Agreement Pursuant 2012 Employee Stock Purchase Plan | Mgmt | For | TNA | N/A | ||||
24 | 2012 Key Contributor Retention Plan | Mgmt | For | TNA | N/A | ||||
25 | Authority to Issue, Transfer and Purchase Shares Pursuant 2012 Key Contributor Retention Plan | Mgmt | For | TNA | N/A | ||||
26 | Equity Swap Agreement Pursuant 2012 Key Contributor Retention Plan | Mgmt | For | TNA | N/A | ||||
27 | 2012 Executive Performance Stock Plan | Mgmt | For | TNA | N/A | ||||
28 | Authority to Issue, Transfer and Repurchase Shares Pursuant 2012 Executive Performance Stock Plan | Mgmt | For | TNA | N/A | ||||
29 | Equity Swap Agreement Pursuant 2012 Executive Performance Stock Plan | Mgmt | For | TNA | N/A | ||||
30 | Authority to Issue Treasury Shares Pursuant to Existing LTIPs | Mgmt | For | TNA | N/A | ||||
31 | Shareholder Proposal Regarding Unequal Voting Rights | ShrHldr | N/A | TNA | N/A | ||||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Telefonica SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEF | CINS 879382109 | 05/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | ||||
2 | Elect Cesar Alierta Izuel | Mgmt | For | Against | Against | ||||
3 | Elect Jose Maria Alvarez-Pallete Lopez | Mgmt | For | Against | Against | ||||
4 | Elect Gonzalo Hinojosa Fernandez de Angulo | Mgmt | For | Against | Against | ||||
5 | Elect Pablo Isla Alvarez de Tejera | Mgmt | For | Against | Against | ||||
6 | Elect Ignacio Moreno Martinez | Mgmt | For | Against | Against | ||||
7 | Appointment of Auditor | Mgmt | For | For | For | ||||
8 | Amendments to Articles Regarding Corporate Enterprises Act and EU Directive | Mgmt | For | For | For | ||||
9 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
10 | Special Dividend | Mgmt | For | For | For | ||||
11 | Scrip Dividend | Mgmt | For | For | For | ||||
12 | Authority to Cancel Treasury Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
13 | Approval of Corporate Website | Mgmt | For | For | For | ||||
14 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
15 | Remuneration Report | Mgmt | For | For | For | ||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Telenet Group Holding NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TNET | CINS B89957110 | 04/25/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Remuneration Report | Mgmt | For | TNA | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Ratify Frank Donck | Mgmt | For | TNA | N/A | ||||
9 | Ratify Duco Sickinghe | Mgmt | For | TNA | N/A | ||||
10 | Ratify Alex Brabers | Mgmt | For | TNA | N/A | ||||
11 | Ratify Andre Sarens | Mgmt | For | TNA | N/A | ||||
12 | Ratify Julien de Wilde | Mgmt | For | TNA | N/A | ||||
13 | Ratify Friso van Oranje-Nassau | Mgmt | For | TNA | N/A | ||||
14 | Ratify Michel Delloye | Mgmt | For | TNA | N/A | ||||
15 | Ratify Charles Bracken | Mgmt | For | TNA | N/A | ||||
16 | Ratify Jim Ryan | Mgmt | For | TNA | N/A | ||||
17 | Ratify Bernie Dvorak | Mgmt | For | TNA | N/A | ||||
18 | Ratify Ruth Pirie | Mgmt | For | TNA | N/A | ||||
19 | Ratify Niall Curran | Mgmt | For | TNA | N/A | ||||
20 | Ratify Diederik Karsten | Mgmt | For | TNA | N/A | ||||
21 | Ratify Manuel Kohnstamm | Mgmt | For | TNA | N/A | ||||
22 | Ratify Balan Nair | Mgmt | For | TNA | N/A | ||||
23 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | ||||
24 | Resignation of Niall Curran | Mgmt | For | TNA | N/A | ||||
25 | Elect Charles Bracken | Mgmt | For | TNA | N/A | ||||
26 | Elect Duco Sickinghe | Mgmt | For | TNA | N/A | ||||
27 | Elect Angela McMullen | Mgmt | For | TNA | N/A | ||||
28 | Elect Michel Delloye (Representing Cytindus NV) | Mgmt | For | TNA | N/A | ||||
29 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
31 | Authority to Cancel Shares | Mgmt | For | TNA | N/A | ||||
32 | Capitalization of Reserves | Mgmt | For | TNA | N/A | ||||
33 | Reduction in Par Value; Capital Repayment | Mgmt | For | TNA | N/A | ||||
34 | Amendments to Terms of Employee Warrants | Mgmt | For | TNA | N/A | ||||
35 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
36 | Change in Control Clause for Equity Incentive Plans | Mgmt | For | TNA | N/A | ||||
37 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | ||||
38 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | TNA | N/A | ||||
Tencent Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
700 | CINS G87572148 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect LI Dong Sheng | Mgmt | For | Against | Against | ||||
6 | Elect Iain Bruce | Mgmt | For | Against | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
Teradata Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TDC | CUSIP 88076W103 | 04/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Koehler | Mgmt | For | For | For | ||||
2 | Elect James Ringler | Mgmt | For | Against | Against | ||||
3 | Elect John Schwarz | Mgmt | For | For | For | ||||
4 | 2012 Stock Incentive Plan | Mgmt | For | For | For | ||||
5 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
Teradyne, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TER | CUSIP 880770102 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Bagley | Mgmt | For | For | For | ||||
2 | Elect Michael Bradley | Mgmt | For | For | For | ||||
3 | Elect Albert Carnesale | Mgmt | For | For | For | ||||
4 | Elect Daniel Christman | Mgmt | For | For | For | ||||
5 | Elect Edwin Gillis | Mgmt | For | For | For | ||||
6 | Elect Timothy Guertin | Mgmt | For | For | For | ||||
7 | Elect Paul Tufano | Mgmt | For | For | For | ||||
8 | Elect Roy Vallee | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Tesco plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TSCO | CINS G87621101 | 06/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Sir Richard Broadbent | Mgmt | For | For | For | ||||
5 | Elect Deanna Oppenheimer | Mgmt | For | For | For | ||||
6 | Elect Philip Clarke | Mgmt | For | For | For | ||||
7 | Elect Gareth Bullock | Mgmt | For | For | For | ||||
8 | Elect Patrick Cescau | Mgmt | For | For | For | ||||
9 | Elect Stuart Chambers | Mgmt | For | For | For | ||||
10 | Elect Karen Cook | Mgmt | For | For | For | ||||
11 | Elect Ken Hanna | Mgmt | For | For | For | ||||
12 | Elect Andrew Higginson | Mgmt | For | For | For | ||||
13 | Elect Kenneth Hydon | Mgmt | For | For | For | ||||
14 | Elect Tim Mason | Mgmt | For | For | For | ||||
15 | Elect Laurie McIlwee | Mgmt | For | For | For | ||||
16 | Elect Lucy Neville-Rolfe | Mgmt | For | For | For | ||||
17 | Elect Jacqueline Tammenoms Bakker | Mgmt | For | For | For | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Tesco plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TSCO | CINS G87621101 | 07/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Gareth Bullock | Mgmt | For | Against | Against | ||||
5 | Elect Stuart Chambers | Mgmt | For | Against | Against | ||||
6 | Elect David Reid | Mgmt | For | Against | Against | ||||
7 | Elect Philip Clarke | Mgmt | For | Against | Against | ||||
8 | Elect Richard Brasher | Mgmt | For | Against | Against | ||||
9 | Elect Patrick Cescau | Mgmt | For | Against | Against | ||||
10 | Elect Karen Cook | Mgmt | For | Against | Against | ||||
11 | Elect Ken Hanna | Mgmt | For | Against | Against | ||||
12 | Elect Andrew Higginson | Mgmt | For | Against | Against | ||||
13 | Elect Kenneth Hydon | Mgmt | For | Against | Against | ||||
14 | Elect Tim Mason | Mgmt | For | Against | Against | ||||
15 | Elect Laurie McIlwee | Mgmt | For | Against | Against | ||||
16 | Elect Lucy Neville-Rolfe | Mgmt | For | Against | Against | ||||
17 | Elect David Potts | Mgmt | For | Against | Against | ||||
18 | Elect Jacqueline Tammenoms Bakker | Mgmt | For | Against | Against | ||||
19 | Appointment of Auditor | Mgmt | For | For | For | ||||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
25 | Performance Share Plan Renewal | Mgmt | For | For | For | ||||
26 | Savings-Related Share Option Scheme Renewal | Mgmt | For | For | For | ||||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Tesoro Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TSO | CUSIP 881609101 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Rodney Chase | Mgmt | For | For | For | ||||
2 | Elect Gregory Goff | Mgmt | For | For | For | ||||
3 | Elect Robert Goldman | Mgmt | For | For | For | ||||
4 | Elect Steven Grapstein | Mgmt | For | For | For | ||||
5 | Elect David Lilley | Mgmt | For | For | For | ||||
6 | Elect Jim Nokes | Mgmt | For | For | For | ||||
7 | Elect Susan Tomasky | Mgmt | For | For | For | ||||
8 | Elect Michael Wiley | Mgmt | For | For | For | ||||
9 | Elect Patrick Yang | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Tetra Tech, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TTEK | CUSIP 88162G103 | 02/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dan Batrack | Mgmt | For | For | For | ||||
1.2 | Elect Hugh Grant | Mgmt | For | For | For | ||||
1.3 | Elect Patrick Haden | Mgmt | For | For | For | ||||
1.4 | Elect J. Christopher Lewis | Mgmt | For | For | For | ||||
1.5 | Elect Albert Smith | Mgmt | For | For | For | ||||
1.6 | Elect J. Kenneth Thompson | Mgmt | For | For | For | ||||
1.7 | Elect Richard Truly | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Teva Pharmaceutical Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEVA | CUSIP 881624209 | 09/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Chaim Hurvitz | Mgmt | For | For | For | ||||
3 | Elect Ory Slonim | Mgmt | For | For | For | ||||
4 | Elect Dan Suesskind | Mgmt | For | For | For | ||||
5 | Elect Joseph Nitzani | Mgmt | For | For | For | ||||
6 | Elect Dafna Schwartz | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | ||||
9 | Remuneration of Moshe Many | Mgmt | For | For | For | ||||
10 | Reimbursement of Phillip Frost's Travel Expenses | Mgmt | For | For | For | ||||
The Andersons, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANDE | CUSIP 034164103 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Gerard Anderson | Mgmt | For | For | For | ||||
1.3 | Elect Catherine Kilbane | Mgmt | For | For | For | ||||
1.4 | Elect Robert King, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Ross Manire | Mgmt | For | For | For | ||||
1.6 | Elect Donald Mennel | Mgmt | For | For | For | ||||
1.7 | Elect David Nichols | Mgmt | For | For | For | ||||
1.8 | Elect John Stout, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Jacqueline Woods | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Buckle, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BKE | CUSIP 118440106 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel Hirschfeld | Mgmt | For | For | For | ||||
1.2 | Elect Dennis Nelson | Mgmt | For | For | For | ||||
1.3 | Elect Karen Rhoads | Mgmt | For | For | For | ||||
1.4 | Elect James Shada | Mgmt | For | For | For | ||||
1.5 | Elect Robert Campbell | Mgmt | For | For | For | ||||
1.6 | Elect Bill Fairfield | Mgmt | For | For | For | ||||
1.7 | Elect Bruce Hoberman | Mgmt | For | For | For | ||||
1.8 | Elect John Peetz | Mgmt | For | For | For | ||||
1.9 | Elect Michael Huss | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2012 Management Incentive Plan | Mgmt | For | For | For | ||||
4 | Amendment to the 2005 Restricted Stock Plan | Mgmt | For | For | For | ||||
5 | Approval of Performance-Based Awards Granted | Mgmt | For | For | For | ||||
The CATO Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CATO | CUSIP 149205106 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Cato | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Meckley | Mgmt | For | For | For | ||||
1.3 | Elect Bailey Patrick | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
The Chubb Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CB | CUSIP 171232101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | ||||
2 | Elect Sheila Burke | Mgmt | For | For | For | ||||
3 | Elect James Cash, Jr. | Mgmt | For | For | For | ||||
4 | Elect John Finnegan | Mgmt | For | For | For | ||||
5 | Elect Lawrence Kellner | Mgmt | For | For | For | ||||
6 | Elect Martin McGuinn | Mgmt | For | For | For | ||||
7 | Elect Lawrence Small | Mgmt | For | For | For | ||||
8 | Elect Jess Soderberg | Mgmt | For | For | For | ||||
9 | Elect Daniel Somers | Mgmt | For | For | For | ||||
10 | Elect James Zimmerman | Mgmt | For | For | For | ||||
11 | Elect Alfred Zollar | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | ||||
The Coca-Cola Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KO | CUSIP 191216100 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Herbert Allen | Mgmt | For | For | For | ||||
2 | Elect Ronald Allen | Mgmt | For | For | For | ||||
3 | Elect Howard Buffett | Mgmt | For | For | For | ||||
4 | Elect Richard Daley | Mgmt | For | For | For | ||||
5 | Elect Barry Diller | Mgmt | For | For | For | ||||
6 | Elect Evan Greenberg | Mgmt | For | For | For | ||||
7 | Elect Alexis Herman | Mgmt | For | For | For | ||||
8 | Elect Muhtar Kent | Mgmt | For | For | For | ||||
9 | Elect Donald Keough | Mgmt | For | For | For | ||||
10 | Elect Robert Kotick | Mgmt | For | For | For | ||||
11 | Elect Maria Lagomasino | Mgmt | For | For | For | ||||
12 | Elect Donald McHenry | Mgmt | For | For | For | ||||
13 | Elect Sam Nunn | Mgmt | For | For | For | ||||
14 | Elect James Robinson III | Mgmt | For | For | For | ||||
15 | Elect Peter Ueberroth | Mgmt | For | For | For | ||||
16 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | ||||
17 | Elect James Williams | Mgmt | For | For | For | ||||
18 | Ratification of Auditor | Mgmt | For | For | For | ||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Cooper Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COO | CUSIP 216648402 | 03/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect A.Thomas Bender | Mgmt | For | For | For | ||||
2 | Elect Michael Kalkstein | Mgmt | For | For | For | ||||
3 | Elect Jody Lindell | Mgmt | For | For | For | ||||
4 | Elect Donald Press | Mgmt | For | For | For | ||||
5 | Elect Steven Rosenberg | Mgmt | For | For | For | ||||
6 | Elect Allan Rubenstein | Mgmt | For | For | For | ||||
7 | Elect Robert Weiss | Mgmt | For | For | For | ||||
8 | Elect Stanley Zinberg | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Finish Line, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FINL | CUSIP 317923100 | 07/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Glenn Lyon | Mgmt | For | For | For | ||||
1.2 | Elect Dolores Kunda | Mgmt | For | For | For | ||||
1.3 | Elect Mark Landau | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
The Hartford Financial Services Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HIG | CUSIP 416515104 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Allardice III | Mgmt | For | For | For | ||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | ||||
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | ||||
4 | Elect Liam McGee | Mgmt | For | For | For | ||||
5 | Elect Kathryn Mikells | Mgmt | For | For | For | ||||
6 | Elect Michael Morris | Mgmt | For | For | For | ||||
7 | Elect Thomas Renyi | Mgmt | For | For | For | ||||
8 | Elect Charles Strauss | Mgmt | For | For | For | ||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The KEYW Holding Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KEYW | CUSIP 493723100 | 08/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Pierre Chao | Mgmt | For | For | For | ||||
1.3 | Elect John Hannon | Mgmt | For | For | For | ||||
1.4 | Elect Kenneth Minihan | Mgmt | For | For | For | ||||
1.5 | Elect Arthur Money | Mgmt | For | For | For | ||||
1.6 | Elect Leonard E. Moodispaw | Mgmt | For | For | For | ||||
1.7 | Elect Caroline Pisano | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
The Kroger Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KR | CUSIP 501044101 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Reuben Anderson | Mgmt | For | For | For | ||||
2 | Elect Robert Beyer | Mgmt | For | For | For | ||||
3 | Elect David Dillon | Mgmt | For | For | For | ||||
4 | Elect Susan Kropf | Mgmt | For | For | For | ||||
5 | Elect John LaMacchia | Mgmt | For | For | For | ||||
6 | Elect David Lewis | Mgmt | For | For | For | ||||
7 | Elect W. Rodney McMullen | Mgmt | For | For | For | ||||
8 | Elect Jorge Montoya | Mgmt | For | For | For | ||||
9 | Elect Clyde Moore | Mgmt | For | For | For | ||||
10 | Elect Susan Phillips | Mgmt | For | For | For | ||||
11 | Elect Steven Rogel | Mgmt | For | For | For | ||||
12 | Elect James Runde | Mgmt | For | For | For | ||||
13 | Elect Ronald Sargent | Mgmt | For | For | For | ||||
14 | Elect Bobby Shackouls | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding ILO Conventions | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | ||||
The Men's Wearhouse, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MW | CUSIP 587118100 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George Zimmer | Mgmt | For | For | For | ||||
1.2 | Elect David Edwab | Mgmt | For | For | For | ||||
1.3 | Elect Douglas Ewert | Mgmt | For | For | For | ||||
1.4 | Elect Rinaldo Brutoco | Mgmt | For | For | For | ||||
1.5 | Elect Michael Ray | Mgmt | For | For | For | ||||
1.6 | Elect Sheldon Stein | Mgmt | For | For | For | ||||
1.7 | Elect Deepak Chopra | Mgmt | For | For | For | ||||
1.8 | Elect William Sechrest | Mgmt | For | For | For | ||||
1.9 | Elect Larry Katzen | Mgmt | For | For | For | ||||
1.10 | Elect Grace Nichols | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
The NASDAQ OMX Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NDAQ | CUSIP 631103108 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Black | Mgmt | For | For | For | ||||
2 | Elect Borje Ekholm | Mgmt | For | For | For | ||||
3 | Elect Robert Greifeld | Mgmt | For | For | For | ||||
4 | Elect Glenn Hutchins | Mgmt | For | For | For | ||||
5 | Elect Essa Kazim | Mgmt | For | For | For | ||||
6 | Elect John Markese | Mgmt | For | For | For | ||||
7 | Elect Ellyn McColgan | Mgmt | For | For | For | ||||
8 | Elect Thomas O'Neill | Mgmt | For | For | For | ||||
9 | Elect James Riepe | Mgmt | For | For | For | ||||
10 | Elect Michael Splinter | Mgmt | For | For | For | ||||
11 | Elect Lars Wedenborn | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
The Procter & Gamble Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PG | CUSIP 742718109 | 10/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Angela Braly | Mgmt | For | For | For | ||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | ||||
3 | Elect Scott Cook | Mgmt | For | For | For | ||||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | ||||
5 | Elect Robert McDonald | Mgmt | For | For | For | ||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | ||||
8 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | ||||
10 | Elect Patricia Woertz | Mgmt | For | For | For | ||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
15 | Technical Amendments Regarding Preferred Stock | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHldr | Against | Against | For | ||||
The St. Joe Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JOE | CUSIP 790148100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Cesar Alvarez | Mgmt | For | For | For | ||||
2 | Elect Bruce Berkowitz | Mgmt | For | For | For | ||||
3 | Elect Park Brady | Mgmt | For | For | For | ||||
4 | Elect Charles Crist, Jr. | Mgmt | For | For | For | ||||
5 | Elect Howard Frank | Mgmt | For | For | For | ||||
6 | Elect Jeffrey Keil | Mgmt | For | For | For | ||||
7 | Elect Stanley Martin | Mgmt | For | For | For | ||||
8 | Elect Thomas Murphy, Jr. | Mgmt | For | Against | Against | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
The Ultimate Software Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ULTI | CUSIP 90385D107 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Rick Wilber | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Marc Scherr | Mgmt | For | Withhold | Against | ||||
1.3 | Elect James FitzPatrick, Jr. | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2005 Equity and Incentive Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
The Walt Disney Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DIS | CUSIP 254687106 | 03/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Susan Arnold | Mgmt | For | For | For | ||||
2 | Elect John Chen | Mgmt | For | For | For | ||||
3 | Elect Judith Estrin | Mgmt | For | For | For | ||||
4 | Elect Robert Iger | Mgmt | For | For | For | ||||
5 | Elect Fred Langhammer | Mgmt | For | For | For | ||||
6 | Elect Aylwin Lewis | Mgmt | For | For | For | ||||
7 | Elect Monica Lozano | Mgmt | For | For | For | ||||
8 | Elect Robert Matschullat | Mgmt | For | For | For | ||||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | ||||
10 | Elect Orin Smith | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
TIBCO Software Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TIBX | CUSIP 88632Q103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Vivek Ranadive | Mgmt | For | For | For | ||||
1.2 | Elect Nanci Caldwell | Mgmt | For | For | For | ||||
1.3 | Elect Eric Dunn | Mgmt | For | For | For | ||||
1.4 | Elect Narendra Gupta | Mgmt | For | For | For | ||||
1.5 | Elect Peter Job | Mgmt | For | For | For | ||||
1.6 | Elect Philip Wood | Mgmt | For | For | For | ||||
2 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Tidewater Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TDW | CUSIP 886423102 | 07/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect M. Jay Allison | Mgmt | For | For | For | ||||
1.2 | Elect James Day | Mgmt | For | For | For | ||||
1.3 | Elect Richard du Moulin | Mgmt | For | For | For | ||||
1.4 | Elect Morris Foster | Mgmt | For | For | For | ||||
1.5 | Elect J. Wayne Leonard | Mgmt | For | For | For | ||||
1.6 | Elect Jon Madonna | Mgmt | For | For | For | ||||
1.7 | Elect Joseph Netherland | Mgmt | For | For | For | ||||
1.8 | Elect Richard Pattarozzi | Mgmt | For | For | For | ||||
1.9 | Elect Nicholas Sutton | Mgmt | For | For | For | ||||
1.10 | Elect Cindy Taylor | Mgmt | For | For | For | ||||
1.11 | Elect Dean Taylor | Mgmt | For | For | For | ||||
1.12 | Elect Jack Thompson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
TNS, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TNS | CUSIP 872960109 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Benton | Mgmt | For | For | For | ||||
1.2 | Elect Henry Graham, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Stephen Graham | Mgmt | For | For | For | ||||
1.4 | Elect John Sponyoe | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Wheeler | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Toho Gas | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9533 | CINS J84850106 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect Takashi Saeki | Mgmt | For | For | For | ||||
4 | Elect Kohichi Yasui | Mgmt | For | For | For | ||||
5 | Elect Masaaki Motokawa | Mgmt | For | For | For | ||||
6 | Elect Nobuaki Matsushima | Mgmt | For | For | For | ||||
7 | Elect Yoshiharu Sagoh | Mgmt | For | For | For | ||||
8 | Elect Nobushisa Matsuda | Mgmt | For | For | For | ||||
9 | Elect Osamu Nakamura | Mgmt | For | For | For | ||||
10 | Elect Yoshiroh Tominari | Mgmt | For | For | For | ||||
11 | Elect Katsuaki Watanabe | Mgmt | For | For | For | ||||
12 | Bonus | Mgmt | For | For | For | ||||
Tokyo Gas Co Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9531 | CINS J87000105 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Mitsunori Torihara | Mgmt | For | For | For | ||||
4 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | ||||
5 | Elect Shigeru Muraki | Mgmt | For | For | For | ||||
6 | Elect Michiaki Hirose | Mgmt | For | For | For | ||||
7 | Elect Tsutomu Ohya | Mgmt | For | For | For | ||||
8 | Elect Mikio Itazawa | Mgmt | For | For | For | ||||
9 | Elect Kazuo Yoshino | Mgmt | For | For | For | ||||
10 | Elect Matsuhiko Hataba | Mgmt | For | For | For | ||||
11 | Elect Yukio Satoh | Mgmt | For | For | For | ||||
12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | ||||
13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | ||||
14 | Elect Yukio Masuda | Mgmt | For | Against | Against | ||||
15 | Elect Yoshihiko Morita | Mgmt | For | Against | Against | ||||
Total SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FP | CINS F92124100 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Elect Christophe de Margerie | Mgmt | For | Against | Against | ||||
10 | Elect Patrick Artus | Mgmt | For | Against | Against | ||||
11 | Elect Bertrand Collomb | Mgmt | For | Against | Against | ||||
12 | Elect Anne Lauvergeon | Mgmt | For | Against | Against | ||||
13 | Elect Michel Pebereau | Mgmt | For | Against | Against | ||||
14 | Ratification of the Co-option of Gerard Lamarche | Mgmt | For | Against | Against | ||||
15 | Elect Anne-Marie Idrac | Mgmt | For | Against | Against | ||||
16 | Supplementary Retirement, Pension and Severance Agreements for Christophe de Margerie | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; through Capitalizations | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
22 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
24 | Shareholder Proposal Regarding Comparison of Executive Compensation (Resolution A) | ShrHldr | Against | Against | For | ||||
25 | Shareholder Proposal Regarding Loyalty Dividend (Resolution B) | ShrHldr | Against | Against | For | ||||
Town Sports International Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLUB | CUSIP 89214A102 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Giardina | Mgmt | For | For | For | ||||
1.2 | Elect Paul Arnold | Mgmt | For | For | For | ||||
1.3 | Elect Bruce Bruckmann | Mgmt | For | For | For | ||||
1.4 | Elect J. Rice Edmonds | Mgmt | For | For | For | ||||
1.5 | Elect John Flood III | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Galligan III | Mgmt | For | For | For | ||||
1.7 | Elect Kevin McCall | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Toyota Tsusho Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8015 | CINS J92719111 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Junzoh Shimizu | Mgmt | For | For | For | ||||
4 | Elect Jun Karube | Mgmt | For | For | For | ||||
5 | Elect Mikio Asano | Mgmt | For | For | For | ||||
6 | Elect Yasuhiko Yokoi | Mgmt | For | For | For | ||||
7 | Elect Hiroshi Takano | Mgmt | For | For | For | ||||
8 | Elect Hiroki Sawayama | Mgmt | For | For | For | ||||
9 | Elect Tamio Shinozaki | Mgmt | For | For | For | ||||
10 | Elect Takumi Shirai | Mgmt | For | For | For | ||||
11 | Elect Kuniaki Yamagiwa | Mgmt | For | For | For | ||||
12 | Elect Sohichiroh Matsudaira | Mgmt | For | For | For | ||||
13 | Elect Takashi Hattori | Mgmt | For | For | For | ||||
14 | Elect Yoshiki Miura | Mgmt | For | For | For | ||||
15 | Elect Tetsuroh Toyoda | Mgmt | For | Against | Against | ||||
16 | Elect Kyohji Sasazu | Mgmt | For | Against | Against | ||||
17 | Bonus | Mgmt | For | For | For | ||||
TPC Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TPCG | CUSIP 89236Y104 | 06/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Eugene Allspach | Mgmt | For | For | For | ||||
1.2 | Elect James Cacioppo | Mgmt | For | For | For | ||||
1.3 | Elect Michael Ducey | Mgmt | For | For | For | ||||
1.4 | Elect K'Lynne Johnson | Mgmt | For | For | For | ||||
1.5 | Elect Richard Marchese | Mgmt | For | For | For | ||||
1.6 | Elect Michael McDonnell | Mgmt | For | For | For | ||||
1.7 | Elect Jeffrey Nodland | Mgmt | For | For | For | ||||
1.8 | Elect Jeffrey Strong | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Transatlantic Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRH | CUSIP 893521104 | 02/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | ||||
Trimas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRS | CUSIP 896215209 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel P. Tredwell | Mgmt | For | For | For | ||||
1.2 | Elect Samuel Valenti III | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Triple-S Management Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GTS | CUSIP 896749108 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Luis Clavell-Rodriguez | Mgmt | For | For | For | ||||
2 | Elect Jesus Sanchez-Colon | Mgmt | For | For | For | ||||
3 | Elect Cari Dominguez | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Trump Entertainment Resorts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRMPQ | CUSIP 89816T103 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Griffin | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Eugene Davis | Mgmt | For | Withhold | Against | ||||
2 | 2011 Equity Incentive Plan | Mgmt | For | For | For | ||||
TTM Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TTMI | CUSIP 87305R109 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald Iverson | Mgmt | For | For | For | ||||
1.2 | Elect Robert Klatell | Mgmt | For | For | For | ||||
1.3 | Elect John Mayer | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Tui Travel Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TT | CINS G9127H104 | 02/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Michael Frenzel | Mgmt | For | Against | Against | ||||
5 | Elect Sir Michael Hodgkinson | Mgmt | For | Against | Against | ||||
6 | Elect Peter Long | Mgmt | For | Against | Against | ||||
7 | Elect Johan Lundgren | Mgmt | For | Against | Against | ||||
8 | Elect William Waggott | Mgmt | For | Against | Against | ||||
9 | Elect Volker Bottcher | Mgmt | For | Against | Against | ||||
10 | Elect Horst Baier | Mgmt | For | Against | Against | ||||
11 | Elect Tony Campbell | Mgmt | For | Against | Against | ||||
12 | Elect William Dalton | Mgmt | For | Against | Against | ||||
13 | Elect Rainer Feuerhake | Mgmt | For | Against | Against | ||||
14 | Elect Coline McConville | Mgmt | For | Against | Against | ||||
15 | Elect Minnow Powell | Mgmt | For | Against | Against | ||||
16 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | ||||
17 | Elect Albert Schunk | Mgmt | For | Against | Against | ||||
18 | Elect Harold Sher | Mgmt | For | Against | Against | ||||
19 | Appointment of Auditor | Mgmt | For | For | For | ||||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
29 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
30 | Amendments to Articles Regarding Non-Working Days | Mgmt | For | For | For | ||||
Tullow Oil Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TLW | CINS G91235104 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Simon Thompson | Mgmt | For | Against | Against | ||||
5 | Elect Steve Lucas | Mgmt | For | Against | Against | ||||
6 | Elect Tutu Agyare | Mgmt | For | Against | Against | ||||
7 | Elect David Bamford | Mgmt | For | Against | Against | ||||
8 | Elect Ann Grant | Mgmt | For | Against | Against | ||||
9 | Elect Aidan Heavey | Mgmt | For | Against | Against | ||||
10 | Elect Graham Martin | Mgmt | For | Against | Against | ||||
11 | Elect Angus McCoss | Mgmt | For | Against | Against | ||||
12 | Elect Paul McDade | Mgmt | For | Against | Against | ||||
13 | Elect Steven McTiernan | Mgmt | For | Against | Against | ||||
14 | Elect Ian Springett | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
20 | Directors' Fees | Mgmt | For | For | For | ||||
Turkiye Vakiflar Bankasi AS | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VAKBN | CINS M9037B109 | 03/30/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Turkey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A | ||||
3 | Minutes | Mgmt | For | TNA | N/A | ||||
4 | Reports | Mgmt | For | TNA | N/A | ||||
5 | Accounts | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Statutory Auditors Acts | Mgmt | For | TNA | N/A | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Co-option of Board Member | Mgmt | For | TNA | N/A | ||||
10 | Election of Directors | Mgmt | For | TNA | N/A | ||||
11 | Election of Statutory Auditors | Mgmt | For | TNA | N/A | ||||
12 | Directors and Statutory Auditors' Fees | Mgmt | For | TNA | N/A | ||||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
14 | Charitable Donations | Mgmt | For | TNA | N/A | ||||
15 | Wishes | Mgmt | For | TNA | N/A | ||||
16 | Closing | Mgmt | For | TNA | N/A | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 03/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | ||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | ||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | ||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
3.7 | Elect John Krol | Mgmt | For | For | For | ||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | ||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | ||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | ||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Consolidation of Reserves | Mgmt | For | For | For | ||||
9 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendments to Articles of Association | Mgmt | For | For | For | ||||
Tyler Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYL | CUSIP 902252105 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Donald Brattain | Mgmt | For | For | For | ||||
1.2 | Elect J. Luther King, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect John S. Marr, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect G. Stuart Reeves | Mgmt | For | For | For | ||||
1.5 | Elect Michael D. Richards | Mgmt | For | For | For | ||||
1.6 | Elect Dustin Womble | Mgmt | For | For | For | ||||
1.7 | Elect John Yeaman | Mgmt | For | For | For | ||||
2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Tyson Foods, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TSN | CUSIP 902494103 | 02/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Tyson | Mgmt | For | For | For | ||||
1.2 | Elect Kathleen Bader | Mgmt | For | For | For | ||||
1.3 | Elect Gaurdie Banister, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Jim Kever | Mgmt | For | For | For | ||||
1.5 | Elect Kevin McNamara | Mgmt | For | For | For | ||||
1.6 | Elect Brad Sauer | Mgmt | For | For | For | ||||
1.7 | Elect Robert Thurber | Mgmt | For | For | For | ||||
1.8 | Elect Barbara Tyson | Mgmt | For | For | For | ||||
1.9 | Elect Albert Zapanta | Mgmt | For | For | For | ||||
2 | Amendment to the 2000 Incentive Stock Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
U.S. Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
USB | CUSIP 902973304 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | ||||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | ||||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | ||||
4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | ||||
5 | Elect Richard Davis | Mgmt | For | For | For | ||||
6 | Elect Roland Hernandez | Mgmt | For | For | For | ||||
7 | Elect Joel Johnson | Mgmt | For | For | For | ||||
8 | Elect Olivia Kirtley | Mgmt | For | For | For | ||||
9 | Elect Jerry Levin | Mgmt | For | For | For | ||||
10 | Elect David O'Maley | Mgmt | For | For | For | ||||
11 | Elect O'Dell Owens | Mgmt | For | For | For | ||||
12 | Elect Craig Schnuck | Mgmt | For | For | For | ||||
13 | Elect Patrick Stokes | Mgmt | For | For | For | ||||
14 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Ultratech, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UTEK | CUSIP 904034105 | 07/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Arthur Zafiropoulo | Mgmt | For | For | For | ||||
1.2 | Elect Joel Gemunder | Mgmt | For | For | For | ||||
1.3 | Elect Nicholas Konidaris | Mgmt | For | For | For | ||||
1.4 | Elect Dennis Raney | Mgmt | For | For | For | ||||
1.5 | Elect Henri Richard | Mgmt | For | For | For | ||||
1.6 | Elect Rick Timmins | Mgmt | For | For | For | ||||
1.7 | Elect Bin-ming (Benjamin) Tsai | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 1993 Stock Option/Stock Issuance Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Unicredit S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UCG | CINS T960AS101 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Accounts and Reports of Subsidiary UniCredit Real Estate S.c.p.A. | Mgmt | For | For | For | ||||
6 | Allocation of Surplus of Subsidiary UniCredit Real Estate S.c.p.A. | Mgmt | For | For | For | ||||
7 | Accounts and Reports of Subsidiary Medioinvest S.r.l. | Mgmt | For | For | For | ||||
8 | Allocation of Losses of Subsidiary Medioinvest S.r.l. | Mgmt | For | For | For | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | List Presented by Shareholders Representing 6.331% of Share Capital | Mgmt | For | Against | Against | ||||
11 | List Presented by Shareholders Representing 1.121% | Mgmt | For | N/A | N/A | ||||
12 | Authorization Pursuant to Sect. 2390 of the Italian Civil Code | Mgmt | For | Against | Against | ||||
13 | Directors' Fees | Mgmt | For | For | For | ||||
14 | Insurance Policy | Mgmt | For | For | For | ||||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
16 | Remuneration Report | Mgmt | For | For | For | ||||
17 | Equity Compensation Plan | Mgmt | For | For | For | ||||
18 | Employee Share Ownership Plan | Mgmt | For | For | For | ||||
19 | Amendments to Articles | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
Unilever N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNA | CINS N8981F271 | 09/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | ||||
Unilever plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ULVR | CINS G92087165 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Paul Polman | Mgmt | For | For | For | ||||
4 | Elect Jean-Marc Huet | Mgmt | For | For | For | ||||
5 | Elect Louise Fresco | Mgmt | For | For | For | ||||
6 | Elect Ann Fudge | Mgmt | For | For | For | ||||
7 | Elect Charles Golden | Mgmt | For | For | For | ||||
8 | Elect Byron Grote | Mgmt | For | For | For | ||||
9 | Elect Sunil Bharti Mittal | Mgmt | For | For | For | ||||
10 | Elect Hixonia Nyasulu | Mgmt | For | For | For | ||||
11 | Elect Malcolm Rifkind | Mgmt | For | For | For | ||||
12 | Elect Kees Storm | Mgmt | For | For | For | ||||
13 | Elect Michael Treschow | Mgmt | For | For | For | ||||
14 | Elect Paul Walsh | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
22 | Adoption of New Articles | Mgmt | For | For | For | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Unisys Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UIS | CUSIP 909214306 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect J. Edward Coleman | Mgmt | For | For | For | ||||
2 | Elect Alison Davis | Mgmt | For | For | For | ||||
3 | Elect Nathaniel Davis | Mgmt | For | For | For | ||||
4 | Elect James Duderstadt | Mgmt | For | For | For | ||||
5 | Elect Henry Duques | Mgmt | For | For | For | ||||
6 | Elect Matthew Espe | Mgmt | For | For | For | ||||
7 | Elect Denise Fletcher | Mgmt | For | For | For | ||||
8 | Elect Leslie Kenne | Mgmt | For | For | For | ||||
9 | Elect Lee Roberts | Mgmt | For | For | For | ||||
10 | Elect Paul Weaver | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Unit Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNT | CUSIP 909218109 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Nikkel | Mgmt | For | For | For | ||||
1.2 | Elect Robert Sullivan, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Gary Christopher | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Re-approval of Performance Goals Under the Stock and Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Amendment to the Stock and Incentive Compensation Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
United Continental Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UAL | CUSIP 910047109 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Carolyn Corvi | Mgmt | For | For | For | ||||
1.2 | Elect Jane Garvey | Mgmt | For | For | For | ||||
1.3 | Elect Walter Isaacson | Mgmt | For | For | For | ||||
1.4 | Elect Henry Meyer III | Mgmt | For | For | For | ||||
1.5 | Elect Oscar Munoz | Mgmt | For | For | For | ||||
1.6 | Elect Laurence Simmons | Mgmt | For | For | For | ||||
1.7 | Elect Jeffery Smisek | Mgmt | For | For | For | ||||
1.8 | Elect Glenn Tilton | Mgmt | For | For | For | ||||
1.9 | Elect David Vitale | Mgmt | For | For | For | ||||
1.10 | Elect John Walker | Mgmt | For | For | For | ||||
1.11 | Elect Charles Yamarone | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
United Overseas Bank Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
U11 | CINS V96194127 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Directors' Fees | Mgmt | For | For | For | ||||
5 | Fees To WEE Cho Yaw | Mgmt | For | Against | Against | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Elect WONG Meng Meng | Mgmt | For | Against | Against | ||||
8 | Elect Willie CHENG Jue Hiang | Mgmt | For | Against | Against | ||||
9 | Elect HSIEH Fu Hua | Mgmt | For | Against | Against | ||||
10 | Elect WEE Cho Yaw | Mgmt | For | Against | Against | ||||
11 | Elect CHAM Tao Soon | Mgmt | For | Against | Against | ||||
12 | Elect Reggie Thein | Mgmt | For | Against | Against | ||||
13 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares under UOB Scrip Dividend Scheme | Mgmt | For | For | For | ||||
15 | Authority to Issue Preferred Shares | Mgmt | For | Abstain | Against | ||||
United Overseas Bank Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
U11 | CINS V96194127 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
United Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UTX | CUSIP 913017109 | 04/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Louis Chenevert | Mgmt | For | For | For | ||||
2 | Elect John Faraci | Mgmt | For | For | For | ||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | ||||
5 | Elect Edward Kangas | Mgmt | For | For | For | ||||
6 | Elect Ellen Kullman | Mgmt | For | For | For | ||||
7 | Elect Richard McCormick | Mgmt | For | For | For | ||||
8 | Elect Harold McGraw III | Mgmt | For | For | For | ||||
9 | Elect Richard Myers | Mgmt | For | For | For | ||||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | ||||
12 | Elect Christine Whitman | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
United Therapeutics Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UTHR | CUSIP 91307C102 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martine A. Rothblatt | Mgmt | For | For | For | ||||
1.2 | Elect Louis Sullivan | Mgmt | For | For | For | ||||
1.3 | Elect Raymond Kurzweil | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
UnitedHealth Group Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNH | CUSIP 91324P102 | 06/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William Ballard, Jr. | Mgmt | For | For | For | ||||
2 | Elect Richard Burke | Mgmt | For | For | For | ||||
3 | Elect Robert Darretta | Mgmt | For | For | For | ||||
4 | Elect Stephen Hemsley | Mgmt | For | For | For | ||||
5 | Elect Michele Hooper | Mgmt | For | For | For | ||||
6 | Elect Rodger Lawson | Mgmt | For | For | For | ||||
7 | Elect Douglas Leatherdale | Mgmt | For | For | For | ||||
8 | Elect Glenn Renwick | Mgmt | For | For | For | ||||
9 | Elect Kenneth Shine | Mgmt | For | For | For | ||||
10 | Elect Gail Wilensky | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Universal Health Realty Income Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UHT | CUSIP 91359E105 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Dalton, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Marc Miller | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Uralkaliy OAO (Uralkali JSC) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
URKA | CINS X9519W108 | 04/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Merger by Absorption | Mgmt | For | For | For | ||||
3 | Reduction in Share Capital | Mgmt | For | For | For | ||||
4 | Related Party Transactions (Credit Line) | Mgmt | For | For | For | ||||
5 | Related Party Transactions (Collateral) | Mgmt | For | For | For | ||||
6 | Related Party Transactions (Cross-Currency Interest Rate Swap) | Mgmt | For | For | For | ||||
7 | Amendments to Audit Commission Regulations | Mgmt | For | For | For | ||||
8 | Amendments to Board Fee Regulations | Mgmt | For | For | For | ||||
Uralkaliy OAO (Uralkali JSC) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
URKA | CINS X9519W108 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Meeting Procedure | Mgmt | For | For | For | ||||
3 | Annual Report | Mgmt | For | For | For | ||||
4 | Financial Statements | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Elect Valery Lepehin | Mgmt | For | For | For | ||||
7 | Elect Natalya Prokopova | Mgmt | For | For | For | ||||
8 | Elect Artem Tkachev | Mgmt | For | For | For | ||||
9 | Elect Lidiya Nikonova | Mgmt | For | For | For | ||||
10 | Elect Olga Vyatkina | Mgmt | For | For | For | ||||
11 | Appointment of Auditor (IFRS) | Mgmt | For | For | For | ||||
12 | Appointment of Auditor (Russian Accounting Standards) | Mgmt | For | For | For | ||||
13 | Amendments to Charter | Mgmt | For | For | For | ||||
14 | Amendments to Directors' Fees Regulations | Mgmt | For | For | For | ||||
15 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
16 | Indemnification of Directors/Officers | Mgmt | For | For | For | ||||
17 | Indemnification of Directors/Officers (Deeds of Indemnity) | Mgmt | For | For | For | ||||
18 | Indemnification of Directors/Officers (Price) | Mgmt | For | For | For | ||||
19 | Indemnification of Directors/Officers (Conditions) | Mgmt | For | For | For | ||||
20 | Related Party Transactions | Mgmt | For | For | For | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
22 | Elect Anton Averin | Mgmt | For | Against | Against | ||||
23 | Elect Vladislav Baumgertner | Mgmt | For | Against | Against | ||||
24 | Elect Alexander Voloshin | Mgmt | For | For | For | ||||
25 | Elect Anna Kolonchina | Mgmt | For | Against | Against | ||||
26 | Elect Alexander Malakh | Mgmt | For | Against | Against | ||||
27 | Elect Vladislav Mamulkin | Mgmt | For | Against | Against | ||||
28 | Elect Robert Margetts | Mgmt | For | For | For | ||||
29 | Elect Alexander Mosionzhik | Mgmt | For | Against | Against | ||||
30 | Elect Paul Ostling | Mgmt | For | Against | Against | ||||
31 | Elect Gordon Sage | Mgmt | For | For | For | ||||
Uralkaliy OAO (Uralkali JSC) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
URKA | CINS X9519W108 | 12/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Charter | Mgmt | For | For | For | ||||
3 | Indemnification of Directors/Officers | Mgmt | For | For | For | ||||
4 | Related Party Transactions Pursuant to the Indemnification of Directors/Officers | Mgmt | For | For | For | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
URS Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
URS | CUSIP 903236107 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mickey Foret | Mgmt | For | For | For | ||||
2 | Elect William Frist | Mgmt | For | For | For | ||||
3 | Elect Lydia Kennard | Mgmt | For | For | For | ||||
4 | Elect Donald Knauss | Mgmt | For | For | For | ||||
5 | Elect Martin Koffel | Mgmt | For | For | For | ||||
6 | Elect Joseph Ralston | Mgmt | For | For | For | ||||
7 | Elect John Roach | Mgmt | For | For | For | ||||
8 | Elect Douglas Stotlar | Mgmt | For | For | For | ||||
9 | Elect William Sullivan | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Urstadt Biddle Properties Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UBA | CUSIP 917286205 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Grellier | Mgmt | For | For | For | ||||
1.2 | Elect Robert Douglass | Mgmt | For | For | For | ||||
1.3 | Elect George Lawrence | Mgmt | For | For | For | ||||
1.4 | Elect Charles J. Urstadt | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
USA Mobility, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
USMO | CUSIP 90341G103 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Nicholas Gallopo | Mgmt | For | For | For | ||||
1.2 | Elect Christopher Heim | Mgmt | For | For | For | ||||
1.3 | Elect Vincent Kelly | Mgmt | For | For | For | ||||
1.4 | Elect Brian O'Reilly | Mgmt | For | For | For | ||||
1.5 | Elect Matthew Oristano | Mgmt | For | For | For | ||||
1.6 | Elect Samme Thompson | Mgmt | For | For | For | ||||
1.7 | Elect Royce Yudkoff | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Equity Incentive Award Plan | Mgmt | For | For | For | ||||
USANA Health Sciences, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
USNA | CUSIP 90328M107 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Anciaux | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Gilbert Fuller | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Jerry McClain | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Ronald Poelman | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Myron Wentz | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
VAALCO Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EGY | CUSIP 91851C201 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Gerry III | Mgmt | For | For | For | ||||
1.2 | Elect W. Russell Scheirman | Mgmt | For | For | For | ||||
1.3 | Elect Robert Allen | Mgmt | For | For | For | ||||
1.4 | Elect Frederick Brazelton | Mgmt | For | For | For | ||||
1.5 | Elect Luigi Caflisch | Mgmt | For | For | For | ||||
1.6 | Elect O. Donaldson Chapoton | Mgmt | For | For | For | ||||
1.7 | Elect John Myers, Jr. | Mgmt | For | For | For | ||||
2 | 2012 Long Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Valeo SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FR | CINS F96221126 | 06/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Elect Thierry Moulonguet | Mgmt | For | Against | Against | ||||
7 | Elect Georges Pauget | Mgmt | For | Against | Against | ||||
8 | Elect Ulrike Steinhorst | Mgmt | For | Against | Against | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Related Party Transactions | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
13 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
14 | Authority to Grant Restricted Shares | Mgmt | For | For | For | ||||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Valero Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VLO | CUSIP 91913Y100 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ronald Calgaard | Mgmt | For | For | For | ||||
2 | Elect Jerry Choate | Mgmt | For | For | For | ||||
3 | Elect Ruben Escobedo | Mgmt | For | For | For | ||||
4 | Elect William Klesse | Mgmt | For | For | For | ||||
5 | Elect Bob Marbut | Mgmt | For | For | For | ||||
6 | Elect Donald Nickles | Mgmt | For | For | For | ||||
7 | Elect Phillip Pfeiffer | Mgmt | For | For | For | ||||
8 | Elect Robert Profusek | Mgmt | For | For | For | ||||
9 | Elect Susan Purcell | Mgmt | For | For | For | ||||
10 | Elect Stephen Waters | Mgmt | For | For | For | ||||
11 | Elect Randall Weisenburger | Mgmt | For | For | For | ||||
12 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | ||||
ValueClick, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VCLK | CUSIP 92046N102 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Rayport | Mgmt | For | For | For | ||||
1.2 | Elect David Buzby | Mgmt | For | For | For | ||||
1.3 | Elect John Giuliani | Mgmt | For | For | For | ||||
1.4 | Elect James Peters | Mgmt | For | For | For | ||||
1.5 | Elect Martin Hart | Mgmt | For | For | For | ||||
1.6 | Elect James Crouthamel | Mgmt | For | For | For | ||||
1.7 | Elect James Zarley | Mgmt | For | For | For | ||||
2 | 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
VASCO Data Security International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VDSI | CUSIP 92230Y104 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect T. Kendall Hunt | Mgmt | For | For | For | ||||
1.2 | Elect Michael Cullinane | Mgmt | For | For | For | ||||
1.3 | Elect John Fox, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Jean Holley | Mgmt | For | For | For | ||||
1.5 | Elect John Walter | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Vedanta Resources plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VED | CINS G9328D100 | 07/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Navin Agarwal | Mgmt | For | For | For | ||||
5 | Elect Naresh Chandra | Mgmt | For | Against | Against | ||||
6 | Elect Aman Mehta | Mgmt | For | Against | Against | ||||
7 | Appointment of Auditor | Mgmt | For | For | For | ||||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Verizon Communications Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VZ | CUSIP 92343V104 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Carrion | Mgmt | For | For | For | ||||
2 | Elect Melanie Healey | Mgmt | For | For | For | ||||
3 | Elect M. Frances Keeth | Mgmt | For | For | For | ||||
4 | Elect Robert Lane | Mgmt | For | For | For | ||||
5 | Elect Lowell McAdam | Mgmt | For | For | For | ||||
6 | Elect Sandra Moose | Mgmt | For | For | For | ||||
7 | Elect Joseph Neubauer | Mgmt | For | For | For | ||||
8 | Elect Donald Nicolaisen | Mgmt | For | For | For | ||||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||||
10 | Elect Hugh Price | Mgmt | For | For | For | ||||
11 | Elect Rodney Slater | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | ||||
Vilmorin & Cie SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RIN | CINS F9768K102 | 12/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Related Party Transactions | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Consolidated Accounts and Reports; Ratification of Board Acts | Mgmt | For | For | For | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Elect Joel Arnaud | Mgmt | For | Against | Against | ||||
10 | Elect Philippe Aymard | Mgmt | For | Against | Against | ||||
11 | Elect Daniel Cheron | Mgmt | For | Against | Against | ||||
12 | Elect Francois Heyraud | Mgmt | For | Against | Against | ||||
13 | Elect Gerard Renard | Mgmt | For | Against | Against | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||||
18 | Authority to Use Capital Increase Authorities as an Anti-Takeover Device | Mgmt | For | Against | Against | ||||
19 | Global Ceiling on Increases in Capital | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | ||||
21 | Appointment of Auditor | Mgmt | For | For | For | ||||
22 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
23 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Vinci | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DG | CINS F5879X108 | 04/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Elect Jean-Pierre Lamoure | Mgmt | For | Against | Against | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Related Party Transaction (Sud Europe Atlantique LGV) | Mgmt | For | For | For | ||||
10 | Related Party Transaction (Share contribution to VINCI Autoroutes) | Mgmt | For | For | For | ||||
11 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
12 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | ||||
13 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | Against | Against | ||||
14 | Authority to Issue Restricted Stock | Mgmt | For | For | For | ||||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Virginia Commerce Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VCBI | CUSIP 92778Q109 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Leonard Adler | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Michael Anzilotti | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Thomas Burdette | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Peter Converse | Mgmt | For | Withhold | Against | ||||
1.5 | Elect W. Douglas Fisher | Mgmt | For | Withhold | Against | ||||
1.6 | Elect David Guernsey | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Kenneth Lehman | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Norris Mitchell | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Todd Stottlemyer | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
ViroPharma Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VPHM | CUSIP 928241108 | 05/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Brooke | Mgmt | For | For | For | ||||
1.2 | Elect Michael Dougherty | Mgmt | For | For | For | ||||
1.3 | Elect Robert Glaser | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Vishay Intertechnology, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VSH | CUSIP 928298108 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Marc Zandman | Mgmt | For | For | For | ||||
1.2 | Elect Ziv Shoshani | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Ruta Zandman | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Thomas Wertheimer | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Cash Bonus Plan | Mgmt | For | For | For | ||||
Viterra Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VT | CUSIP 92849T108 | 03/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Birks | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Chambers | Mgmt | For | For | For | ||||
1.3 | Elect Bonnie DuPont | Mgmt | For | For | For | ||||
1.4 | Elect Brian Gibson | Mgmt | For | For | For | ||||
1.5 | Elect Perry Gunner | Mgmt | For | For | For | ||||
1.6 | Elect Tim Hearn | Mgmt | For | For | For | ||||
1.7 | Elect Dallas Howe | Mgmt | For | For | For | ||||
1.8 | Elect Kevin Osborn | Mgmt | For | For | For | ||||
1.9 | Elect Herbert Pinder, Jr. | Mgmt | For | For | For | ||||
1.10 | Elect Larry Ruud | Mgmt | For | For | For | ||||
1.11 | Elect Mayo Schmidt | Mgmt | For | For | For | ||||
1.12 | Elect Max Venning | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Adoption of Amended and Restated By-Laws | Mgmt | For | For | For | ||||
Viterra Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VT | CUSIP 92849T108 | 05/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
Vodafone Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VOD | CINS G93882135 | 07/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
3 | Elect John Buchanan | Mgmt | For | For | For | ||||
4 | Elect Vittorio Colao | Mgmt | For | For | For | ||||
5 | Elect Michel Combes | Mgmt | For | For | For | ||||
6 | Elect Andy Halford | Mgmt | For | For | For | ||||
7 | Elect Steve Pusey | Mgmt | For | For | For | ||||
8 | Elect Renee James | Mgmt | For | For | For | ||||
9 | Elect Alan Jebson | Mgmt | For | For | For | ||||
10 | Elect Samuel Jonah | Mgmt | For | For | For | ||||
11 | Elect Nick Land | Mgmt | For | For | For | ||||
12 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||||
13 | Elect Luc Vandevelde | Mgmt | For | For | For | ||||
14 | Elect Anthony Watson | Mgmt | For | For | For | ||||
15 | Elect Philip Yea | Mgmt | For | For | For | ||||
16 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
17 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Voestalpine AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VOE | CINS A9101Y103 | 07/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Austria | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Appointment of Auditor | Mgmt | For | For | For | ||||
Volkswagen AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VOW | CINS D94523103 | 04/19/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | ||||
Volvo AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VOLV.A | CINS 928856301 | 04/04/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
15 | Board Size | Mgmt | For | TNA | N/A | ||||
16 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
17 | Election of Directors | Mgmt | For | TNA | N/A | ||||
18 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
19 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
W&T Offshore, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WTI | CUSIP 92922P106 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Virginia Boulet | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Samir Gibara | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Robert Israel | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Stuart Katz | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Tracy Krohn | Mgmt | For | Withhold | Against | ||||
1.6 | Elect S. James Nelson, Jr. | Mgmt | For | Withhold | Against | ||||
1.7 | Elect B. Frank Stanley | Mgmt | For | Withhold | Against | ||||
2 | Increase of Preferred Stock | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
W.R. Berkley Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WRB | CUSIP 084423102 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William Berkley | Mgmt | For | For | For | ||||
2 | Elect Christopher Augostini | Mgmt | For | For | For | ||||
3 | Elect George Daly | Mgmt | For | For | For | ||||
4 | 2012 Stock Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Wal-Mart Stores, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WMT | CUSIP 931142103 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Aida Alvarez | Mgmt | For | For | For | ||||
2 | Elect James Breyer | Mgmt | For | For | For | ||||
3 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
4 | Elect James Cash, Jr. | Mgmt | For | For | For | ||||
5 | Elect Roger Corbett | Mgmt | For | For | For | ||||
6 | Elect Douglas Daft | Mgmt | For | For | For | ||||
7 | Elect Michael Duke | Mgmt | For | For | For | ||||
8 | Elect Marissa Mayer | Mgmt | For | For | For | ||||
9 | Elect Gregory Penner | Mgmt | For | For | For | ||||
10 | Elect Steven Reinemund | Mgmt | For | For | For | ||||
11 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | ||||
12 | Elect Arne Sorenson | Mgmt | For | For | For | ||||
13 | Elect Jim Walton | Mgmt | For | For | For | ||||
14 | Elect S. Robson Walton | Mgmt | For | For | For | ||||
15 | Elect Christopher Williams | Mgmt | For | For | For | ||||
16 | Elect Linda Wolf | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Director Qualifications | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding an Incentive Compensation Report | ShrHldr | Against | Against | For | ||||
Walgreen Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WAG | CUSIP 931422109 | 01/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David J. Brailer | Mgmt | For | For | For | ||||
2 | Elect Steven Davis | Mgmt | For | For | For | ||||
3 | Elect William Foote | Mgmt | For | For | For | ||||
4 | Elect Mark Frissora | Mgmt | For | For | For | ||||
5 | Elect Ginger Graham | Mgmt | For | For | For | ||||
6 | Elect Alan McNally | Mgmt | For | For | For | ||||
7 | Elect Nancy Schlichting | Mgmt | For | For | For | ||||
8 | Elect David Schwartz | Mgmt | For | For | For | ||||
9 | Elect Alejandro Silva | Mgmt | For | For | For | ||||
10 | Elect James Skinner | Mgmt | For | For | For | ||||
11 | Elect Gregory Wasson | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | 2011 Cash-Based Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Walker & Dunlop Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WD | CUSIP 93148P102 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alan Bowers | Mgmt | For | For | For | ||||
1.2 | Elect Mitchell Gaynor | Mgmt | For | For | For | ||||
1.3 | Elect Cynthia Hallenbeck | Mgmt | For | For | For | ||||
1.4 | Elect John Rice | Mgmt | For | For | For | ||||
1.5 | Elect Dana Schmaltz | Mgmt | For | For | For | ||||
1.6 | Elect Howard Smith | Mgmt | For | For | For | ||||
1.7 | Elect Edmund Taylor | Mgmt | For | For | For | ||||
1.8 | Elect William Walker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Warnaco Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WRC | CUSIP 934390402 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Bell | Mgmt | For | For | For | ||||
2 | Elect Robert Bowman | Mgmt | For | For | For | ||||
3 | Elect Richard Goeltz | Mgmt | For | For | For | ||||
4 | Elect Sheila Hopkins | Mgmt | For | For | For | ||||
5 | Elect Helen McCluskey | Mgmt | For | For | For | ||||
6 | Elect Charles Perrin | Mgmt | For | For | For | ||||
7 | Elect Nancy Reardon | Mgmt | For | For | For | ||||
8 | Elect Donald Seeley | Mgmt | For | For | For | ||||
9 | Elect Cheryl Turpin | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Warner Chilcott plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WCRX | CUSIP G94368100 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Bloem | Mgmt | For | For | For | ||||
2 | Elect Roger Boissonneault | Mgmt | For | For | For | ||||
3 | Elect John King | Mgmt | For | For | For | ||||
4 | Elect Patrick O'Sullivan | Mgmt | For | For | For | ||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Washington Banking Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WBCO | CUSIP 937303105 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark Crawford | Mgmt | For | For | For | ||||
1.2 | Elect Jay T. Lien | Mgmt | For | For | For | ||||
1.3 | Elect Gragg Miller | Mgmt | For | For | For | ||||
1.4 | Elect Anthony Pickering | Mgmt | For | For | For | ||||
1.5 | Elect Robert Severns | Mgmt | For | For | For | ||||
1.6 | Elect John Wagner | Mgmt | For | For | For | ||||
1.7 | Elect Edward Wallgren | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Websense, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WBSN | CUSIP 947684106 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Carrington | Mgmt | For | For | For | ||||
1.2 | Elect Bruce Coleman | Mgmt | For | For | For | ||||
1.3 | Elect Gene Hodges | Mgmt | For | For | For | ||||
1.4 | Elect John Schaefer | Mgmt | For | For | For | ||||
1.5 | Elect Mark St.Clare | Mgmt | For | For | For | ||||
1.6 | Elect Gary Sutton | Mgmt | For | For | For | ||||
1.7 | Elect Peter Waller | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Webster Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WBS | CUSIP 947890109 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Finkenzeller | Mgmt | For | For | For | ||||
1.2 | Elect Laurence Morse | Mgmt | For | For | For | ||||
1.3 | Elect Mark Pettie | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Wellcare Health Plans, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WCG | CUSIP 94946T106 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charles Berg | Mgmt | For | For | For | ||||
2 | Elect Carol Burt | Mgmt | For | For | For | ||||
3 | Elect Alec Cunningham | Mgmt | For | For | For | ||||
4 | Elect David Gallitano | Mgmt | For | For | For | ||||
5 | Elect D. Robert Graham | Mgmt | For | For | For | ||||
6 | Elect Kevin Hickey | Mgmt | For | For | For | ||||
7 | Elect Christian Michalik | Mgmt | For | For | For | ||||
8 | Elect Glenn Steele, Jr. | Mgmt | For | For | For | ||||
9 | Elect William Trubeck | Mgmt | For | For | For | ||||
10 | Elect Paul Weaver | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Wells Fargo & Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFC | CUSIP 949746101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Baker II | Mgmt | For | For | For | ||||
2 | Elect Elaine Chao | Mgmt | For | For | For | ||||
3 | Elect John Chen | Mgmt | For | For | For | ||||
4 | Elect Lloyd Dean | Mgmt | For | For | For | ||||
5 | Elect Susan Engel | Mgmt | For | For | For | ||||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
7 | Elect Donald James | Mgmt | For | For | For | ||||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | ||||
9 | Elect Nicholas Moore | Mgmt | For | For | For | ||||
10 | Elect Federico Pena | Mgmt | For | For | For | ||||
11 | Elect Philip Quigley | Mgmt | For | For | For | ||||
12 | Elect Judith Runstad | Mgmt | For | For | For | ||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | ||||
14 | Elect John Stumpf | Mgmt | For | For | For | ||||
15 | Elect Susan Swenson | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Cumulative Voting in Contested Elections | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | ||||
Westar Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WR | CUSIP 95709T100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Chandler, IV | Mgmt | For | For | For | ||||
1.2 | Elect R. A. Edwards | Mgmt | For | For | For | ||||
1.3 | Elect Sandra Lawrence | Mgmt | For | For | For | ||||
1.4 | Elect Michael Morrissey | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Western Digital Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WDC | CUSIP 958102105 | 11/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kathleen Cote | Mgmt | For | For | For | ||||
2 | Elect John Coyne | Mgmt | For | For | For | ||||
3 | Elect Henry DeNero | Mgmt | For | For | For | ||||
4 | Elect William Kimsey | Mgmt | For | For | For | ||||
5 | Elect Michael Lambert | Mgmt | For | For | For | ||||
6 | Elect Len Lauer | Mgmt | For | For | For | ||||
7 | Elect Matthew Massengill | Mgmt | For | For | For | ||||
8 | Elect Roger Moore | Mgmt | For | For | For | ||||
9 | Elect Thomas Pardun | Mgmt | For | For | For | ||||
10 | Elect Arif Shakeel | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Western Refining, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WNR | CUSIP 959319104 | 06/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Sigmund Cornelius | Mgmt | For | For | For | ||||
1.2 | Elect Brian Hogan | Mgmt | For | For | For | ||||
1.3 | Elect Scott Weaver | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Westinghouse Air Brake Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WAB | CUSIP 929740108 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brian Hehir | Mgmt | For | For | For | ||||
1.2 | Elect Michael Howell | Mgmt | For | For | For | ||||
1.3 | Elect Nickolas Vande Steeg | Mgmt | For | For | For | ||||
1.4 | Elect Gary Valade | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Westlake Chemical Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WLK | CUSIP 960413102 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Chao | Mgmt | For | Withhold | Against | ||||
1.2 | Elect H. John Riley, Jr. | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Westpac Banking Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WBC | CINS Q97417101 | 12/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Re-elect Lindsay Maxsted | Mgmt | For | For | For | ||||
4 | Re-elect John Curtis | Mgmt | For | For | For | ||||
5 | Elect Ann Pickard | Mgmt | For | For | For | ||||
Westport Innovations Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WPT | CUSIP 960908309 | 07/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Beaulieu | Mgmt | For | For | For | ||||
1.2 | Elect Warren Baker | Mgmt | For | For | For | ||||
1.3 | Elect M.A. (Jill) Bodkin | Mgmt | For | For | For | ||||
1.4 | Elect David Demers | Mgmt | For | For | For | ||||
1.5 | Elect Dezso Horvath | Mgmt | For | For | For | ||||
1.6 | Elect Sarah Liao Sau Tung | Mgmt | For | For | For | ||||
1.7 | Elect Albert Maringer | Mgmt | For | For | For | ||||
1.8 | Elect Gottfried (Guff) Muench | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Weyerhaeuser Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WY | CUSIP 962166104 | 04/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Debra Cafaro | Mgmt | For | For | For | ||||
2 | Elect Mark Emmert | Mgmt | For | Against | Against | ||||
3 | Elect Daniel Fulton | Mgmt | For | For | For | ||||
4 | Elect John Kieckhefer | Mgmt | For | For | For | ||||
5 | Elect Wayne Murdy | Mgmt | For | For | For | ||||
6 | Elect Nicole Piasecki | Mgmt | For | For | For | ||||
7 | Elect Charles Williamson | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
Wheelock & Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0020 | CINS Y9553V106 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Elect Peter WOO Kwong Ching | Mgmt | For | Against | Against | ||||
5 | Elect Stewart LEUNG C.K. | Mgmt | For | Against | Against | ||||
6 | Elect Paul TSUI Yiu Cheung | Mgmt | For | Against | Against | ||||
7 | Elect Alexander S.K. AU | Mgmt | For | Against | Against | ||||
8 | Elect Kenneth W.S. TING | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
14 | Amendment to Share Option Scheme | Mgmt | For | Against | Against | ||||
15 | Amendment to Subsidiary's Share Option Scheme | Mgmt | For | Against | Against | ||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Whirlpool Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WHR | CUSIP 963320106 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Samuel Allen | Mgmt | For | For | For | ||||
2 | Elect Gary DiCamillo | Mgmt | For | For | For | ||||
3 | Elect Jeff Fettig | Mgmt | For | For | For | ||||
4 | Elect Kathleen Hempel | Mgmt | For | For | For | ||||
5 | Elect Michael Johnston | Mgmt | For | For | For | ||||
6 | Elect William Kerr | Mgmt | For | For | For | ||||
7 | Elect John Liu | Mgmt | For | For | For | ||||
8 | Elect Harish Manwani | Mgmt | For | For | For | ||||
9 | Elect Miles Marsh | Mgmt | For | For | For | ||||
10 | Elect William Perez | Mgmt | For | For | For | ||||
11 | Elect Michael Todman | Mgmt | For | For | For | ||||
12 | Elect Michael White | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Approval of Death Benefits (Golden Coffins) | ShrHldr | Against | For | Against | ||||
Wilmar International Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F34 | CINS Y9586L109 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Fees | Mgmt | For | For | For | ||||
4 | Elect KUOK Khoon Hong | Mgmt | For | Against | Against | ||||
5 | Elect LEONG Horn Kee | Mgmt | For | Against | Against | ||||
6 | Elect TAY Kah Chye | Mgmt | For | Against | Against | ||||
7 | Elect YEO Teng Yang | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||||
9 | Related Party Transactions | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Grant Options and Issue Shares under the Wilmar Executives Share Option Scheme 2009 | Mgmt | For | Against | Against | ||||
Wilmar International Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F34 | CINS Y9586L109 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Wm Morrison Supermarkets plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRW | CINS G62748119 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Sir Ian Gibson | Mgmt | For | For | For | ||||
5 | Elect Dalton Philips | Mgmt | For | For | For | ||||
6 | Elect Richard Pennycook | Mgmt | For | For | For | ||||
7 | Elect Philip Cox | Mgmt | For | For | For | ||||
8 | Elect Penny Hughes | Mgmt | For | For | For | ||||
9 | Elect Nigel Robertson | Mgmt | For | For | For | ||||
10 | Elect Johanna Waterous | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | Against | Against | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
World Acceptance Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WRLD | CUSIP 981419104 | 08/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect A. Alexander McLean, III | Mgmt | For | For | For | ||||
1.2 | Elect James Gilreath | Mgmt | For | For | For | ||||
1.3 | Elect William Hummers III | Mgmt | For | For | For | ||||
1.4 | Elect Charles Way | Mgmt | For | For | For | ||||
1.5 | Elect Ken Bramlett, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Darrell Whitaker | Mgmt | For | For | For | ||||
1.7 | Elect Scott Vassalluzzo | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2011 Stock Option Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
WPP Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WPP | CINS G9787K108 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | ||||
4 | Elect Colin Day | Mgmt | For | For | For | ||||
5 | Elect Esther Dyson | Mgmt | For | For | For | ||||
6 | Elect Orit Gadiesh | Mgmt | For | For | For | ||||
7 | Elect Philip Lader | Mgmt | For | For | For | ||||
8 | Elect Ruigang Li | Mgmt | For | Against | Against | ||||
9 | Elect Stanley Morten | Mgmt | For | For | For | ||||
10 | Elect Koichiro Naganuma | Mgmt | For | Against | Against | ||||
11 | Elect John Quelch | Mgmt | For | For | For | ||||
12 | Elect Mark Read | Mgmt | For | For | For | ||||
13 | Elect Paul Richardson | Mgmt | For | For | For | ||||
14 | Elect Jeffrey Rosen | Mgmt | For | For | For | ||||
15 | Elect Timothy Shriver | Mgmt | For | For | For | ||||
16 | Elect Martin Sorrell | Mgmt | For | For | For | ||||
17 | Elect Paul Spencer | Mgmt | For | For | For | ||||
18 | Elect Solomon Trujillo | Mgmt | For | For | For | ||||
19 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
WuXi PharmaTech (Cayman) Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WX | CUSIP 929352102 | 08/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Xiaozhong Liu | Mgmt | For | Against | Against | ||||
2 | Elect Ying Han | Mgmt | For | Against | Against | ||||
3 | Elect Kian-Wee Seah | Mgmt | For | Against | Against | ||||
Wyndham Worldwide Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WYN | CUSIP 98310W108 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Holmes | Mgmt | For | For | For | ||||
1.2 | Elect Myra Biblowit | Mgmt | For | For | For | ||||
1.3 | Elect Pauline Richards | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Xstrata Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XTA | CINS G9826T102 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect John R.H. Bond | Mgmt | For | Against | Against | ||||
5 | Elect Mick Davis | Mgmt | For | Against | Against | ||||
6 | Elect Con Fauconnier | Mgmt | For | Against | Against | ||||
7 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | ||||
8 | Elect Peter Hooley | Mgmt | For | Against | Against | ||||
9 | Elect Claude Lamoureux | Mgmt | For | Against | Against | ||||
10 | Elect Aristotelis Mistakidis | Mgmt | For | Against | Against | ||||
11 | Elect Tor Peterson | Mgmt | For | Against | Against | ||||
12 | Elect Trevor Reid | Mgmt | For | Against | Against | ||||
13 | Elect Sir Steve Robson | Mgmt | For | Against | Against | ||||
14 | Elect David Rough | Mgmt | For | Against | Against | ||||
15 | Elect Ian Strachan | Mgmt | For | Against | Against | ||||
16 | Elect Santiago Zaldumbide | Mgmt | For | Against | Against | ||||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Reduction in Share Premium Account | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 20 Days | Mgmt | For | Against | Against | ||||
Xyratex Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XRTX | CUSIP G98268108 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steve Barber | Mgmt | For | For | For | ||||
2 | Elect Jonathan Brooks | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
4 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | Against | Against | ||||
Yamazaki Baking Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2212 | CINS J96656103 | 03/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Nobuhiro Iijima | Mgmt | For | For | For | ||||
3 | Elect Kensuke Yamada | Mgmt | For | For | For | ||||
4 | Elect Teruhisa Yoshida | Mgmt | For | For | For | ||||
5 | Elect Hiroshi Maruoka | Mgmt | For | For | For | ||||
6 | Elect Michio Yokohama | Mgmt | For | For | For | ||||
7 | Elect Hiroshi Konno | Mgmt | For | For | For | ||||
8 | Elect Mikio Iijima | Mgmt | For | For | For | ||||
9 | Elect Masahisa Aida | Mgmt | For | For | For | ||||
10 | Elect Kazuaki Yamamoto | Mgmt | For | For | For | ||||
11 | Elect Kazuhiro Ohmoto | Mgmt | For | For | For | ||||
12 | Elect Yoshikazu Shohji | Mgmt | For | For | For | ||||
13 | Elect Makoto Sonoda | Mgmt | For | For | For | ||||
14 | Elect Isamu Inutsuka | Mgmt | For | For | For | ||||
15 | Elect Sachihiko Iijima | Mgmt | For | For | For | ||||
16 | Elect Ryohichi Yoshidaya | Mgmt | For | For | For | ||||
17 | Elect Akio Yamazaki | Mgmt | For | Against | Against | ||||
18 | Retirement Allowance for Director | Mgmt | For | For | For | ||||
Yangzijiang Shipbuilding (Holdings) Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BS6 | CINS Y9728A102 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Fees | Mgmt | For | For | For | ||||
4 | Elect REN Yuanlin | Mgmt | For | Against | Against | ||||
5 | Elect TEO Yi-dar | Mgmt | For | Against | Against | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Yara International ASA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
YAR | CINS R9900C106 | 05/10/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Election of Presiding Chairman and Individuals to Check Minutes | Mgmt | For | TNA | N/A | ||||
5 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
7 | Report on Corporate Governance | Mgmt | For | TNA | N/A | ||||
8 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
9 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
10 | Nomination Committee Fees | Mgmt | For | TNA | N/A | ||||
11 | Election of Directors | Mgmt | For | TNA | N/A | ||||
12 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
13 | Amendments to the Instructions for the Nomination Committee | Mgmt | For | TNA | N/A | ||||
14 | Cancellation of Shares | Mgmt | For | TNA | N/A | ||||
15 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Zoll Medical Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZOLL | CUSIP 989922109 | 02/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Packer | Mgmt | For | For | For | ||||
1.2 | Elect Robert Halliday | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | |||||||||
Fund Name : | Putnam VT Global Equity Fund | |||||||||
Date of fiscal year end: | 12/31/2011 | |||||||||
Accenture PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACN | CUSIP G1151C101 | 02/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||||
3 | Elect William Green | Mgmt | For | For | For | |||||
4 | Elect Nobuyuki Idei | Mgmt | For | For | For | |||||
5 | Elect Marjorie Magner | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||||
9 | Authorization to Hold the 2013 Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||||
Advanced Micro Devices, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMD | CUSIP 007903107 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Bruce Claflin | Mgmt | For | For | For | |||||
2 | Elect W. Michael Barnes | Mgmt | For | For | For | |||||
3 | Elect John Caldwell | Mgmt | For | For | For | |||||
4 | Elect Henry Chow | Mgmt | For | For | For | |||||
5 | Elect Craig Conway | Mgmt | For | For | For | |||||
6 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||||
7 | Elect Paulett Eberhart | Mgmt | For | For | For | |||||
8 | Elect Waleed Al Mokarrab Al Muhairi | Mgmt | For | For | For | |||||
9 | Elect Robert Palmer | Mgmt | For | For | For | |||||
10 | Elect Rory Read | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Aetna Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AET | CUSIP 00817Y108 | 05/18/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||||
2 | Elect Mark Bertolini | Mgmt | For | For | For | |||||
3 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||||
4 | Elect Betsy Cohen | Mgmt | For | For | For | |||||
5 | Elect Molly Coye | Mgmt | For | For | For | |||||
6 | Elect Roger Farah | Mgmt | For | For | For | |||||
7 | Elect Barbara Franklin | Mgmt | For | For | For | |||||
8 | Elect Jeffrey Garten | Mgmt | For | For | For | |||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
Aflac Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AFL | CUSIP 001055102 | 05/07/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Daniel Amos | Mgmt | For | For | For | |||||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | |||||
3 | Elect Paul Amos II | Mgmt | For | For | For | |||||
4 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||||
5 | Elect Elizabeth Hudson | Mgmt | For | For | For | |||||
6 | Elect Douglas Johnson | Mgmt | For | For | For | |||||
7 | Elect Robert Johnson | Mgmt | For | For | For | |||||
8 | Elect Charles Knapp | Mgmt | For | For | For | |||||
9 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||||
10 | Elect Barbara Rimer | Mgmt | For | For | For | |||||
11 | Elect Marvin Schuster | Mgmt | For | For | For | |||||
12 | Elect Melvin Stith | Mgmt | For | For | For | |||||
13 | Elect David Thompson | Mgmt | For | For | For | |||||
14 | Elect Takuro Yoshida | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
17 | Amendment to the 2013 Management Incentive Plan. | Mgmt | For | For | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | For | |||||
Agrium Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGU | CUSIP 008916108 | 05/11/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ralph Cunningham | Mgmt | For | For | For | |||||
1.2 | Elect Russel Girling | Mgmt | For | For | For | |||||
1.3 | Elect Susan Henry | Mgmt | For | For | For | |||||
1.4 | Elect Russell Horner | Mgmt | For | For | For | |||||
1.5 | Elect David Lesar | Mgmt | For | For | For | |||||
1.6 | Elect John Lowe | Mgmt | For | For | For | |||||
1.7 | Elect A. Anne McLellan | Mgmt | For | For | For | |||||
1.8 | Elect Derek Pannell | Mgmt | For | For | For | |||||
1.9 | Elect Frank Proto | Mgmt | For | For | For | |||||
1.10 | Elect Michael Wilson | Mgmt | For | For | For | |||||
1.11 | Elect Victor Zaleschuk | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Amazon.com, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMZN | CUSIP 023135106 | 05/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Bezos | Mgmt | For | For | For | |||||
2 | Elect Tom Alberg | Mgmt | For | For | For | |||||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||||
4 | Elect William Gordon | Mgmt | For | For | For | |||||
5 | Elect Jamie Gorelick | Mgmt | For | For | For | |||||
6 | Elect Blake Krikorian | Mgmt | For | For | For | |||||
7 | Elect Alain Monie | Mgmt | For | For | For | |||||
8 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||||
9 | Elect Thomas Ryder | Mgmt | For | For | For | |||||
10 | Elect Patricia Stonesifer | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
Anheuser-Busch Inbev SA/NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABI | CINS B6399C107 | 04/25/2012 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Belgium | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Disapplication of Preemptive Rights for Stock Option Grants | Mgmt | For | TNA | N/A | |||||
6 | Authority to Grant Stock Options | Mgmt | For | TNA | N/A | |||||
7 | Authority to Increase Capital for Stock Options | Mgmt | For | TNA | N/A | |||||
8 | Authority to Grant Stock Options to Non-Executive Directors | Mgmt | For | TNA | N/A | |||||
9 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
14 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||||
15 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
17 | Remuneration Report | Mgmt | For | TNA | N/A | |||||
18 | Confirmation of Equity Incentive Grants to Executives | Mgmt | For | TNA | N/A | |||||
19 | Change in Control Clause | Mgmt | For | TNA | N/A | |||||
20 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||||
Aon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AON | CUSIP G0408V102 | 03/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger/Reorganization and Reincorporation from Delaware to the United Kingdom | Mgmt | For | For | For | |||||
2 | Reduction of Capital | Mgmt | For | For | For | |||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Aon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AON | CUSIP G0408V102 | 05/18/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lester Knight | Mgmt | For | For | For | |||||
2 | Elect Gregory Case | Mgmt | For | For | For | |||||
3 | Elect Fulvio Conti | Mgmt | For | For | For | |||||
4 | Elect Cheryl Francis | Mgmt | For | For | For | |||||
5 | Elect Edgar Jannotta | Mgmt | For | For | For | |||||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||||
7 | Elect Robert Morrison | Mgmt | For | For | For | |||||
8 | Elect Richard Myers | Mgmt | For | For | For | |||||
9 | Elect Richard Notebaert | Mgmt | For | For | For | |||||
10 | Elect Gloria Santona | Mgmt | For | For | For | |||||
11 | Elect Carolyn Woo | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Apache Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APA | CUSIP 037411105 | 05/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Scott Josey | Mgmt | For | For | For | |||||
2 | Elect George Lawrence | Mgmt | For | For | For | |||||
3 | Elect Rodman Patton | Mgmt | For | For | For | |||||
4 | Elect Charles Pitman | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Astellas Pharma Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4503 | CINS J03393105 | 06/20/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||||
4 | Elect Yasuo Ishii | Mgmt | For | For | For | |||||
5 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||||
6 | Elect Shiroh Yasutake | Mgmt | For | For | For | |||||
7 | Elect Yasuyuki Takai | Mgmt | For | For | For | |||||
8 | Elect Kanoko Ohishi | Mgmt | For | For | For | |||||
9 | Elect Naoki Aikawa | Mgmt | For | For | For | |||||
10 | Elect Shigeru Nishiyama | Mgmt | For | For | For | |||||
11 | Bonus | Mgmt | For | For | For | |||||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | |||||
ASUSTeK Computer Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2357 | CINS Y04327105 | 06/12/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||||
7 | Election of Directors: Samson HU | Mgmt | For | Against | Against | |||||
8 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | |||||
9 | Extraordinary Motions | Mgmt | For | Against | Against | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Avon Products, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AVP | CUSIP 054303102 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Douglas Conant | Mgmt | For | For | For | |||||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||||
1.4 | Elect Fred Hassan | Mgmt | For | For | For | |||||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||||
1.6 | Elect Maria Lagomasino | Mgmt | For | For | For | |||||
1.7 | Elect Ann Moore | Mgmt | For | For | For | |||||
1.8 | Elect Gary Rodkin | Mgmt | For | For | For | |||||
1.9 | Elect Paula Stern | Mgmt | For | For | For | |||||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Baker Hughes Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BHI | CUSIP 057224107 | 04/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Larry Brady | Mgmt | For | For | For | |||||
1.2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Martin Craighead | Mgmt | For | For | For | |||||
1.4 | Elect Chad Deaton | Mgmt | For | For | For | |||||
1.5 | Elect Anthony Fernandes | Mgmt | For | For | For | |||||
1.6 | Elect Claire Gargalli | Mgmt | For | For | For | |||||
1.7 | Elect Pierre Jungels | Mgmt | For | For | For | |||||
1.8 | Elect James Lash | Mgmt | For | For | For | |||||
1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | |||||
1.10 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||||
1.11 | Elect James Stewart | Mgmt | For | For | For | |||||
1.12 | Elect Charles Watson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Banco Bilbao Vizcaya Argentaria S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBVA | CINS E11805103 | 03/15/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Spain | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | |||||
3 | Elect Jose Antonio Fernandez Rivero | Mgmt | For | Against | Against | |||||
4 | Elect Jose Maldonado Ramos | Mgmt | For | Against | Against | |||||
5 | Elect Enrique Medina Fernandez | Mgmt | For | Against | Against | |||||
6 | Elect Juan Pi Llorens | Mgmt | For | Against | Against | |||||
7 | Elect Belen Garifo Lopez | Mgmt | For | Against | Against | |||||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
9 | Scrip Dividend | Mgmt | For | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Scrip Dividend | Mgmt | For | For | For | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
14 | Amendment to Multi-Annual Incentive Plan | Mgmt | For | For | For | |||||
15 | Amendment to Annual Variable Incentive Plan | Mgmt | For | For | For | |||||
16 | Amendments to Articles Regarding Corporate Enterprises Act | Mgmt | For | For | For | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
18 | Amendments to Articles Regarding Directors' Remuneration | Mgmt | For | For | For | |||||
19 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
22 | Appointment of Auditor | Mgmt | For | For | For | |||||
23 | Election of Meeting Delegates | Mgmt | For | For | For | |||||
24 | Remuneration Report | Mgmt | For | For | For | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Banco Santander (Brasil) SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SANB11 | CINS P1505Z160 | 02/07/2012 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Deferred Bonus Plan | Mgmt | For | TNA | N/A | |||||
3 | Amendments to Articles Regarding Remuneration Committee | Mgmt | For | TNA | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Banco Santander (Brasil) SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SANB11 | CINS P1505Z160 | 10/25/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Appointment of Board Chairman | Mgmt | For | TNA | N/A | |||||
4 | Confirmation of Board Composition | Mgmt | For | TNA | N/A | |||||
5 | Amendments to Articles Regarding Level 2 Regulations | Mgmt | For | TNA | N/A | |||||
6 | Long-Term Incentive Plan | Mgmt | For | TNA | N/A | |||||
Banco Santander (Brasil) SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SANB11 | CINS P1505Z160 | 12/16/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Amendments to Articles Regarding Level 2 Regulations | Mgmt | For | TNA | N/A | |||||
Best Buy Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBY | CUSIP 086516101 | 06/21/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lisa Caputo | Mgmt | For | For | For | |||||
1.2 | Elect Kathy Higgins Victor | Mgmt | For | For | For | |||||
1.3 | Elect Gerard Vittecoq | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | |||||
BG Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BG | CINS G1245Z108 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Vivienne Cox | Mgmt | For | Against | Against | |||||
5 | Elect Chris Finlayson | Mgmt | For | Against | Against | |||||
6 | Elect Andrew Gould | Mgmt | For | Against | Against | |||||
7 | Elect Peter Backhouse | Mgmt | For | Against | Against | |||||
8 | Elect Fabio de Oliveira Barbosa | Mgmt | For | Against | Against | |||||
9 | Elect Sir Frank Chapman | Mgmt | For | Against | Against | |||||
10 | Elect Baroness Hogg | Mgmt | For | Against | Against | |||||
11 | Elect John Hood | Mgmt | For | Against | Against | |||||
12 | Elect Martin Houston | Mgmt | For | Against | Against | |||||
13 | Elect Caio Koch-Weser | Mgmt | For | Against | Against | |||||
14 | Elect Sir David Manning | Mgmt | For | Against | Against | |||||
15 | Elect Mark Seligman | Mgmt | For | Against | Against | |||||
16 | Elect Patrick Thomas | Mgmt | For | Against | Against | |||||
17 | Elect Philippe Varin | Mgmt | For | Against | Against | |||||
18 | Appointment of Auditor | Mgmt | For | For | For | |||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
BHP Billiton Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BHP | CINS Q1498M100 | 11/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
2 | Elect Lindsay Maxsted (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
3 | Elect Shriti Vadera (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
4 | Re-elect Malcolm Broomhead (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
5 | Re-elect John Buchanan (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
6 | Re-elect Carlos Cordeiro (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
7 | Re-elect David Crawford (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
8 | Re-elect Carolyn Hewson (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
9 | Re-elect Marius Kloppers (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
10 | Re-elect Wayne Murdy (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
11 | Re-elect Keith Rumble (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
12 | Re-elect John Schubert (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
13 | Re-elect Jacques Nasser (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
14 | Appoint Auditor and Authorise Board to Set Fees (BHP Billiton plc) | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares (BHP Billiton plc) | Mgmt | For | For | For | |||||
18 | Remuneration Report | Mgmt | For | For | For | |||||
19 | Approve Termination Payments (GMC) | Mgmt | For | For | For | |||||
20 | Equity Grant (CEO Marius Kloppers) | Mgmt | For | For | For | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
CA, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CA | CUSIP 12673P105 | 08/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Raymond Bromark | Mgmt | For | For | For | |||||
2 | Elect Gary Fernandes | Mgmt | For | For | For | |||||
3 | Elect Rohit Kapoor | Mgmt | For | For | For | |||||
4 | Elect Kay Koplovitz | Mgmt | For | For | For | |||||
5 | Elect Christopher Lofgren | Mgmt | For | For | For | |||||
6 | Elect William McCracken | Mgmt | For | For | For | |||||
7 | Elect Richard Sulpizio | Mgmt | For | For | For | |||||
8 | Elect Laura Unger | Mgmt | For | For | For | |||||
9 | Elect Arthur Weinbach | Mgmt | For | For | For | |||||
10 | Elect Ron Zambonini | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
15 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Cabot Oil & Gas Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COG | CUSIP 127097103 | 05/01/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Rhys Best | Mgmt | For | For | For | |||||
2 | Elect Robert Kelley | Mgmt | For | For | For | |||||
3 | Elect P. Dexter Peacock | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability Criteria | ShrHldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||||
Canadian Natural Resources Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CNQ | CUSIP 136385101 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Catherine Best | Mgmt | For | For | For | |||||
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | |||||
1.3 | Elect Timothy Faithfull | Mgmt | For | For | For | |||||
1.4 | Elect Gary Filmon | Mgmt | For | For | For | |||||
1.5 | Elect Christopher Fong | Mgmt | For | For | For | |||||
1.6 | Elect Gordon Giffin | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Wilfred Gobert | Mgmt | For | For | For | |||||
1.8 | Elect Steve Laut | Mgmt | For | For | For | |||||
1.9 | Elect Keith MacPhail | Mgmt | For | For | For | |||||
1.10 | Elect Allan Markin | Mgmt | For | For | For | |||||
1.11 | Elect Frank McKenna | Mgmt | For | For | For | |||||
1.12 | Elect James Palmer | Mgmt | For | For | For | |||||
1.13 | Elect Eldon Smith | Mgmt | For | For | For | |||||
1.14 | Elect David Tuer | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Amendments to Preferred Shares | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Capital One Financial Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COF | CUSIP 14040H105 | 05/08/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Fairbank | Mgmt | For | For | For | |||||
2 | Elect Peter Raskind | Mgmt | For | For | For | |||||
3 | Elect Bradford Warner | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Amendment to the Associate Stock Purchase Plan | Mgmt | For | For | For | |||||
Carnival plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCL | CINS G19081101 | 04/11/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Micky Arison | Mgmt | For | For | For | |||||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | |||||
3 | Elect Robert Dickinson | Mgmt | For | For | For | |||||
4 | Elect Arnold Donald | Mgmt | For | For | For | |||||
5 | Elect Pier Foschi | Mgmt | For | For | For | |||||
6 | Elect Howard Frank | Mgmt | For | For | For | |||||
7 | Elect Richard Glasier | Mgmt | For | For | For | |||||
8 | Elect Debra Kelly-Ennis | Mgmt | For | For | For | |||||
9 | Elect Modesto Maidique | Mgmt | For | For | For | |||||
10 | Elect John Parker | Mgmt | For | For | For | |||||
11 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||||
12 | Elect Stuart Subotnick | Mgmt | For | For | For | |||||
13 | Elect Laura Weil | Mgmt | For | For | For | |||||
14 | Elect Randall Weisenburger | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Accounts and Reports | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Director's Remuneration Report | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
23 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Mgmt | Against | Against | For | |||||
CBRE Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CBG | CUSIP 12504L109 | 05/08/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Blum | Mgmt | For | For | For | |||||
1.2 | Elect Curtis Feeny | Mgmt | For | For | For | |||||
1.3 | Elect Bradford Freeman | Mgmt | For | For | For | |||||
1.4 | Elect Michael Kantor | Mgmt | For | For | For | |||||
1.5 | Elect Frederic Malek | Mgmt | For | For | For | |||||
1.6 | Elect Jane Su | Mgmt | For | For | For | |||||
1.7 | Elect Laura Tyson | Mgmt | For | For | For | |||||
1.8 | Elect Brett White | Mgmt | For | For | For | |||||
1.9 | Elect Gary Wilson | Mgmt | For | For | For | |||||
1.10 | Elect Ray Wirta | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | 2012 Equity Incentive Plan | Mgmt | For | For | For | |||||
CenturyLink, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CTL | CUSIP 156700106 | 05/23/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3.1 | Elect Fred Nichols | Mgmt | For | For | For | |||||
3.2 | Elect Harvey Perry | Mgmt | For | For | For | |||||
3.3 | Elect Laurie Siegel | Mgmt | For | For | For | |||||
3.4 | Elect Joseph Zimmel | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Bonus Deferrals | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
CF Industries Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CF | CUSIP 125269100 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Furbacher | Mgmt | For | For | For | |||||
1.2 | Elect John Johnson | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
China Construction Bank Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0939 | CINS Y1397N101 | 01/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect WANG Hongzhang | Mgmt | For | Against | Against | |||||
China Construction Bank Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0939 | CINS Y1397N101 | 06/07/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Directors' Report | Mgmt | For | For | For | |||||
3 | Supervisors' Report | Mgmt | For | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Directors' and Supervisors' Fees | Mgmt | For | For | For | |||||
7 | Budget of 2012 fixed assets investment | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Elect CHEN Zuofu | Mgmt | For | Against | Against | |||||
10 | Elect Elaine La Roche | Mgmt | For | Against | Against | |||||
11 | Amendments to Articles | Mgmt | For | For | For | |||||
12 | Amendments to Procedural Rules for the Shareholders' General Meeting | Mgmt | For | For | For | |||||
13 | Amendments to Procedural Rules for the Board of Directors | Mgmt | For | For | For | |||||
14 | Amendments to Procedural Rules for the Board of Supervisors | Mgmt | For | For | For | |||||
Cisco Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSCO | CUSIP 17275R102 | 12/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||||
4 | Elect Larry Carter | Mgmt | For | For | For | |||||
5 | Elect John Chambers | Mgmt | For | For | For | |||||
6 | Elect Brian Halla | Mgmt | For | For | For | |||||
7 | Elect John Hennessy | Mgmt | For | For | For | |||||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||||
11 | Elect Steven West | Mgmt | For | For | For | |||||
12 | Elect Jerry Yang | Mgmt | For | For | For | |||||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding the Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Coach, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COH | CUSIP 189754104 | 11/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | |||||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | |||||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | |||||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | |||||
1.5 | Elect Irene Miller | Mgmt | For | For | For | |||||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | |||||
1.7 | Elect Jide Zeitlin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Coca-Cola Enterprises, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCE | CUSIP 19122T109 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | |||||
1.2 | Elect John Brock | Mgmt | For | For | For | |||||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | |||||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||||
1.5 | Elect Orrin Ingram II | Mgmt | For | For | For | |||||
1.6 | Elect Thomas Johnson | Mgmt | For | For | For | |||||
1.7 | Elect Suzanne Labarge | Mgmt | For | For | For | |||||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | |||||
1.9 | Elect Garry Watts | Mgmt | For | For | For | |||||
1.10 | Elect Curtis Welling | Mgmt | For | For | For | |||||
1.11 | Elect Phoebe Wood | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Companhia Hering SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HGTX3 | CINS P50753105 | 04/26/2012 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Capital Expenditure Budget | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Remuneration Policy | Mgmt | For | TNA | N/A | |||||
Companhia Hering SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HGTX3 | CINS P50753105 | 04/26/2012 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||||
Compass Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CPG | CINS G23296182 | 02/02/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Sir Roy Gardner | Mgmt | For | For | For | |||||
5 | Elect Richard Cousins | Mgmt | For | For | For | |||||
6 | Elect Gary Green | Mgmt | For | For | For | |||||
7 | Elect Andrew Martin | Mgmt | For | For | For | |||||
8 | Elect John Bason | Mgmt | For | For | For | |||||
9 | Elect Sir James Crosby | Mgmt | For | For | For | |||||
10 | Elect Susan Murray | Mgmt | For | For | For | |||||
11 | Elect Don Robert | Mgmt | For | For | For | |||||
12 | Elect Sir Ian Robinson | Mgmt | For | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Computer Sciences Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSC | CUSIP 205363104 | 08/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Irving Bailey, II | Mgmt | For | For | For | |||||
2 | Elect David Barram | Mgmt | For | For | For | |||||
3 | Elect Stephen Baum | Mgmt | For | For | For | |||||
4 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||||
5 | Elect Rodney Chase | Mgmt | For | For | For | |||||
6 | Elect Judith Haberkorn | Mgmt | For | For | For | |||||
7 | Elect Michael Laphen | Mgmt | For | For | For | |||||
8 | Elect F. Warren McFarlan | Mgmt | For | For | For | |||||
9 | Elect Chong Sup Park | Mgmt | For | For | For | |||||
10 | Elect Thomas Patrick | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | 2011 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
Covidien Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COV | CUSIP G2554F113 | 03/13/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jose Almeida | Mgmt | For | For | For | |||||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||||
3 | Elect Robert Brust | Mgmt | For | For | For | |||||
4 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
5 | Elect Christopher Coughlin | Mgmt | For | For | For | |||||
6 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||||
8 | Elect Martin Madaus | Mgmt | For | For | For | |||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||||
10 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||||
15 | Amendments to Articles to Provide for Escheatment | Mgmt | For | For | For | |||||
16 | Amendment to Articles to Allow Non-Cash Dividends | Mgmt | For | For | For | |||||
Deutsche Bank AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DBK | CUSIP D18190898 | 05/31/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
3 | Ratification of Supervisory Board Acts | Mgmt | For | Against | Against | |||||
4 | Appointment of Auditor | Mgmt | For | Against | Against | |||||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
6 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||||
7 | Compensation Policy | Mgmt | For | For | For | |||||
8 | Elect Paul Achleitner | Mgmt | For | For | For | |||||
9 | Elect Peter Loscher | Mgmt | For | For | For | |||||
10 | Elect Klaus Trutzschler | Mgmt | For | For | For | |||||
11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||||
DISH Network Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DISH | CUSIP 25470M109 | 05/02/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Clayton | Mgmt | For | Withhold | Against | |||||
1.2 | Elect James DeFranco | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Cantey Ergen | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Charles Ergen | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Steven Goodbarn | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Gary Howard | Mgmt | For | Withhold | Against | |||||
1.7 | Elect David Moskowitz | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Tom Ortolf | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Carl Vogel | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Edwards Lifesciences Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EW | CUSIP 28176E108 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mike Bowlin | Mgmt | For | For | For | |||||
2 | Elect Barbara McNeil | Mgmt | For | For | For | |||||
3 | Elect Michael Mussallem | Mgmt | For | For | For | |||||
4 | Amendment to the Long-Term Stock Incentive Compensation Program | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||||
8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||||
Electric Power Development Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9513 | CINS J12915104 | 06/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Kiyoshi Sawabe | Mgmt | For | For | For | |||||
4 | Elect Masayoshi Kitamura | Mgmt | For | For | For | |||||
5 | Elect Shinichiroh Ohta | Mgmt | For | For | For | |||||
6 | Elect Yasuo Maeda | Mgmt | For | For | For | |||||
7 | Elect Yoshihiko Sakanashi | Mgmt | For | For | For | |||||
8 | Elect Minoru Hino | Mgmt | For | For | For | |||||
9 | Elect Toshifumi Watanabe | Mgmt | For | For | For | |||||
10 | Elect Seigoh Mizunuma | Mgmt | For | For | For | |||||
11 | Elect Kuniharu Takemata | Mgmt | For | For | For | |||||
12 | Elect Junji Nagashima | Mgmt | For | For | For | |||||
13 | Elect Hitoshi Murayama | Mgmt | For | For | For | |||||
14 | Elect Goh Kajitani | Mgmt | For | For | For | |||||
15 | Elect Takashi Fujiwara | Mgmt | For | For | For | |||||
16 | Elect Hirotada Tanoh | Mgmt | For | For | For | |||||
Eli Lilly and Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LLY | CUSIP 532457108 | 04/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Katherine Baicker | Mgmt | For | For | For | |||||
2 | Elect J. Erik Fyrwald | Mgmt | For | For | For | |||||
3 | Elect Ellen Marram | Mgmt | For | For | For | |||||
4 | Elect Douglas Oberhelman | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||||
8 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||||
9 | Shareholder Proposal Regarding Proponent Engagement Process | ShrHldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||||
Embraer SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMBR3 | CUSIP 29082A107 | 03/06/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Arno Hugo Agustin Filho | Mgmt | For | Against | Against | |||||
2 | Election of Board Chairman | Mgmt | For | For | For | |||||
Embraer SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMBR3 | CUSIP 29082A107 | 04/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Election of Supervisory Council Members | Mgmt | For | For | For | |||||
4 | Remuneration Policy | Mgmt | For | Against | Against | |||||
5 | Supervisory Council Fees | Mgmt | For | For | For | |||||
Express Scripts Holding Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ESRX | CUSIP 30219G108 | 05/30/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gary Benanav | Mgmt | For | For | For | |||||
2 | Elect Maura Breen | Mgmt | For | For | For | |||||
3 | Elect William DeLaney | Mgmt | For | For | For | |||||
4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | |||||
5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |||||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||||
7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | |||||
8 | Elect John Parker, Jr. | Mgmt | For | For | For | |||||
9 | Elect George Paz | Mgmt | For | For | For | |||||
10 | Elect Myrtle Potter | Mgmt | For | For | For | |||||
11 | Elect William Roper | Mgmt | For | For | For | |||||
12 | Elect Samuel Skinner | Mgmt | For | For | For | |||||
13 | Elect Seymour Sternberg | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Fiat Industrial S.p.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FI | CINS T42136100 | 04/05/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Board Size; Directors' Fees | Mgmt | For | For | For | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | List Presented by Exor S.p.A. | Mgmt | For | Against | Against | |||||
7 | List Presented by Group of Investors Representing 1.46% of the Company's Share Capital | Mgmt | For | N/A | N/A | |||||
8 | Remuneration Report | Mgmt | For | Against | Against | |||||
9 | Long-Term Incentive Plan | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Conversion of Savings and Preferred Shares into Ordinary Shares | Mgmt | For | For | For | |||||
Fiat S.p.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
F | CINS T4210N122 | 04/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Board Size; Board Term Length; Directors' Fees | Mgmt | For | For | For | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | List presented by Exor S.p.A | Mgmt | For | Against | Against | |||||
7 | List presented by Group of Investors Representing 1.07% of the Company's Share Capital | Mgmt | For | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | List presented by Exor S.p.A. | Mgmt | N/A | For | N/A | |||||
10 | List presented by Group of Investors Representing 1.07% of the Company's Share Capital | Mgmt | N/A | Abstain | N/A | |||||
11 | Statutory Auditors' Fees | Mgmt | For | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
13 | Remuneration Policy | Mgmt | For | Against | Against | |||||
14 | Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
16 | Conversion of Savings and Preferred Shares to Ordinary Shares | Mgmt | For | For | For | |||||
First Quantum Minerals Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FM | CUSIP 335934105 | 07/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Stock Split | Mgmt | For | For | For | |||||
Ford Motor Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
F | CUSIP 345370860 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Butler | Mgmt | For | For | For | |||||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | |||||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||||
4 | Elect Edsel Ford II | Mgmt | For | For | For | |||||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | |||||
6 | Elect Richard Gephardt | Mgmt | For | For | For | |||||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||||
8 | Elect William Helman IV | Mgmt | For | For | For | |||||
9 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | |||||
10 | Elect Jon Huntsman, Jr. | Mgmt | For | For | For | |||||
11 | Elect Richard Manoogian | Mgmt | For | For | For | |||||
12 | Elect Ellen Marram | Mgmt | For | For | For | |||||
13 | Elect Alan Mulally | Mgmt | For | For | For | |||||
14 | Elect Homer Neal | Mgmt | For | For | For | |||||
15 | Elect Gerald Shaheen | Mgmt | For | For | For | |||||
16 | Elect John Thornton | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Forest Laboratories, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FRX | CUSIP 345838106 | 08/18/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Proxy Contest | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Howard Solomon | Mgmt | For | TNA | N/A | |||||
1.2 | Elect Nesli Basgoz | Mgmt | For | TNA | N/A | |||||
1.3 | Elect Christopher Coughlin | Mgmt | For | TNA | N/A | |||||
1.4 | Elect Dan Goldwasser | Mgmt | For | TNA | N/A | |||||
1.5 | Elect Kenneth Goodman | Mgmt | For | TNA | N/A | |||||
1.6 | Elect Gerald Lieberman | Mgmt | For | TNA | N/A | |||||
1.7 | Elect Lawrence Olanoff | Mgmt | For | TNA | N/A | |||||
1.8 | Elect Lester Salans | Mgmt | For | TNA | N/A | |||||
1.9 | Elect Brenton Saunders | Mgmt | For | TNA | N/A | |||||
1.10 | Elect Peter Zimetbaum | Mgmt | For | TNA | N/A | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | N/A | |||||
4 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||||
Forest Laboratories, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FRX | CUSIP 345838106 | 08/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Proxy Contest | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dissident Nominee Alexander Denner | Mgmt | N/A | Withhold | N/A | |||||
1.2 | Elect Dissident Nominee Richard Mulligan | Mgmt | N/A | For | N/A | |||||
1.3 | Elect Dissident Nominee Lucian Bebchuk | Mgmt | N/A | Withhold | N/A | |||||
1.4 | Elect Dissident Nominee Eric Ende | Mgmt | N/A | Withhold | N/A | |||||
1.5 | Elect Management Nominee Nesli Basgoz | Mgmt | N/A | For | N/A | |||||
1.6 | Elect Management Nominee Christopher Coughlin | Mgmt | N/A | For | N/A | |||||
1.7 | Elect Management Nominee Gerald Lieberman | Mgmt | N/A | For | N/A | |||||
1.8 | Elect Management Nominee Lawrence Olanoff | Mgmt | N/A | For | N/A | |||||
1.9 | Elect Management Nominee Brenton Saunders | Mgmt | N/A | For | N/A | |||||
1.10 | Elect Management Nominee Peter Zimetbaum | Mgmt | N/A | For | N/A | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | N/A | Against | N/A | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
4 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||||
Fortescue Metals Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FMG | CINS Q39360104 | 11/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Geoff Raby | Mgmt | For | Against | Against | |||||
4 | Elect Herbert E. Scruggs | Mgmt | For | Against | Against | |||||
5 | Re-elect Andrew Forrest | Mgmt | For | Against | Against | |||||
6 | Re-elect Graeme Rowley | Mgmt | For | Against | Against | |||||
7 | Re-elect Owen Hegarty | Mgmt | For | Against | Against | |||||
8 | Adopt New Constitution | Mgmt | For | For | For | |||||
9 | Adopt Partial Takeover Provisions | Mgmt | For | For | For | |||||
Fujitsu Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6702 | CINS J15708159 | 06/25/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Michiyoshi Mazuka | Mgmt | For | For | For | |||||
3 | Elect Masami Yamamoto | Mgmt | For | For | For | |||||
4 | Elect Masami Fujita | Mgmt | For | For | For | |||||
5 | Elect Kazuhiko Katoh | Mgmt | For | For | For | |||||
6 | Elect Masahiro Koezuka | Mgmt | For | For | For | |||||
7 | Elect Hiroshi Ohura | Mgmt | For | For | For | |||||
8 | Elect Haruo Itoh | Mgmt | For | For | For | |||||
9 | Elect Yohko Ishikura | Mgmt | For | For | For | |||||
10 | Elect Takashi Okimoto | Mgmt | For | For | For | |||||
11 | Elect Hideyuki Sasoh | Mgmt | For | For | For | |||||
12 | Elect Kenji Ikegai | Mgmt | For | For | For | |||||
13 | Elect Shohtaroh Yachi | Mgmt | For | For | For | |||||
14 | Elect Masamichi Ogura | Mgmt | For | For | For | |||||
15 | Elect Megumi Yamamuro | Mgmt | For | For | For | |||||
16 | Elect Hiroshi Mitani | Mgmt | For | For | For | |||||
17 | Elect Akihiko Murakami | Mgmt | For | For | For | |||||
18 | Bonus | Mgmt | For | For | For | |||||
Gazprom OAO | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GAZP | CINS X7204C106 | 06/29/2012 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Russian Federation | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
2 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
3 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
4 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
5 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
6 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
7 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
8 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
9 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
10 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
11 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
12 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
13 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
14 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
15 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
16 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
17 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
18 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
19 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
20 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
21 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
22 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
23 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
24 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
25 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
26 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
27 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
28 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
29 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
30 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
31 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
32 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
33 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
34 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
35 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
36 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
37 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
38 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
39 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
40 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
41 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
42 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
43 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
44 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
45 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
46 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
47 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
48 | Elect Andrey Akimov | Mgmt | For | TNA | N/A | |||||
49 | Elect Farit Gazizullin | Mgmt | For | TNA | N/A | |||||
50 | Elect Viktor Zubkov | Mgmt | For | TNA | N/A | |||||
51 | Elect Elena Karpel | Mgmt | For | TNA | N/A | |||||
52 | Elect Timur Kulibaev | Mgmt | For | TNA | N/A | |||||
53 | Elect Vitaly Markelov | Mgmt | For | TNA | N/A | |||||
54 | Elect Viktor Martynov | Mgmt | For | TNA | N/A | |||||
55 | Elect Vladimir Mau | Mgmt | For | TNA | N/A | |||||
56 | Elect Alexey Miller | Mgmt | For | TNA | N/A | |||||
57 | Elect Valery Musin | Mgmt | For | TNA | N/A | |||||
58 | Elect Mikhail Sereda | Mgmt | For | TNA | N/A | |||||
59 | Elect Igor Yusufov | Mgmt | For | TNA | N/A | |||||
60 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
61 | Elect Dmitry Arkhipov | Mgmt | For | TNA | N/A | |||||
62 | Elect Andrei Belobrov | Mgmt | For | TNA | N/A | |||||
63 | Elect Vadim Bikulov | Mgmt | For | TNA | N/A | |||||
64 | Elect Aleksey Mironov | Mgmt | For | TNA | N/A | |||||
65 | Elect Lidiya Morozova | Mgmt | For | TNA | N/A | |||||
66 | Elect Anna Nesterova | Mgmt | For | TNA | N/A | |||||
67 | Elect Georgy A. Nozadze | Mgmt | For | TNA | N/A | |||||
68 | Elect Yury Nosov | Mgmt | For | TNA | N/A | |||||
69 | Elect Karen Oganyan | Mgmt | For | TNA | N/A | |||||
70 | Elect Maria Tikhonova | Mgmt | For | TNA | N/A | |||||
71 | Elect Alexander Yugov | Mgmt | For | TNA | N/A | |||||
72 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
73 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Gazprom OAO | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GAZP | CINS X7204C106 | 06/29/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Russian Federation | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Annual Report | Mgmt | For | For | For | |||||
4 | Financial Statements | Mgmt | For | For | For | |||||
5 | Allocation of Profits | Mgmt | For | For | For | |||||
6 | Dividends | Mgmt | For | For | For | |||||
7 | Appointment of Auditor | Mgmt | For | For | For | |||||
8 | Directors' Fees | Mgmt | For | Abstain | Against | |||||
9 | Audit Commission Members' Fees | Mgmt | For | For | For | |||||
10 | Related Party Transactions | Mgmt | For | For | For | |||||
11 | Related Party Transactions | Mgmt | For | For | For | |||||
12 | Related Party Transactions | Mgmt | For | For | For | |||||
13 | Related Party Transactions | Mgmt | For | For | For | |||||
14 | Related Party Transactions | Mgmt | For | For | For | |||||
15 | Related Party Transactions | Mgmt | For | For | For | |||||
16 | Related Party Transactions | Mgmt | For | For | For | |||||
17 | Related Party Transactions | Mgmt | For | For | For | |||||
18 | Related Party Transactions | Mgmt | For | For | For | |||||
19 | Related Party Transactions | Mgmt | For | For | For | |||||
20 | Related Party Transactions | Mgmt | For | For | For | |||||
21 | Related Party Transactions | Mgmt | For | For | For | |||||
22 | Related Party Transactions | Mgmt | For | For | For | |||||
23 | Related Party Transactions | Mgmt | For | For | For | |||||
24 | Related Party Transactions | Mgmt | For | For | For | |||||
25 | Related Party Transactions | Mgmt | For | For | For | |||||
26 | Related Party Transactions | Mgmt | For | For | For | |||||
27 | Related Party Transactions | Mgmt | For | For | For | |||||
28 | Related Party Transactions | Mgmt | For | For | For | |||||
29 | Related Party Transactions | Mgmt | For | For | For | |||||
30 | Related Party Transactions | Mgmt | For | For | For | |||||
31 | Related Party Transactions | Mgmt | For | For | For | |||||
32 | Related Party Transactions | Mgmt | For | For | For | |||||
33 | Related Party Transactions | Mgmt | For | For | For | |||||
34 | Related Party Transactions | Mgmt | For | For | For | |||||
35 | Related Party Transactions | Mgmt | For | For | For | |||||
36 | Related Party Transactions | Mgmt | For | For | For | |||||
37 | Related Party Transactions | Mgmt | For | For | For | |||||
38 | Related Party Transactions | Mgmt | For | For | For | |||||
39 | Related Party Transactions | Mgmt | For | For | For | |||||
40 | Related Party Transactions | Mgmt | For | For | For | |||||
41 | Related Party Transactions | Mgmt | For | For | For | |||||
42 | Related Party Transactions | Mgmt | For | For | For | |||||
43 | Related Party Transactions | Mgmt | For | For | For | |||||
44 | Related Party Transactions | Mgmt | For | For | For | |||||
45 | Related Party Transactions | Mgmt | For | For | For | |||||
46 | Related Party Transactions | Mgmt | For | For | For | |||||
47 | Related Party Transactions | Mgmt | For | For | For | |||||
48 | Related Party Transactions | Mgmt | For | For | For | |||||
49 | Related Party Transactions | Mgmt | For | For | For | |||||
50 | Related Party Transactions | Mgmt | For | For | For | |||||
51 | Related Party Transactions | Mgmt | For | For | For | |||||
52 | Related Party Transactions | Mgmt | For | For | For | |||||
53 | Related Party Transactions | Mgmt | For | For | For | |||||
54 | Related Party Transactions | Mgmt | For | For | For | |||||
55 | Related Party Transactions | Mgmt | For | For | For | |||||
56 | Related Party Transactions | Mgmt | For | For | For | |||||
57 | Related Party Transactions | Mgmt | For | For | For | |||||
58 | Related Party Transactions | Mgmt | For | For | For | |||||
59 | Related Party Transactions | Mgmt | For | For | For | |||||
60 | Related Party Transactions | Mgmt | For | For | For | |||||
61 | Related Party Transactions | Mgmt | For | For | For | |||||
62 | Related Party Transactions | Mgmt | For | For | For | |||||
63 | Related Party Transactions | Mgmt | For | For | For | |||||
64 | Related Party Transactions | Mgmt | For | For | For | |||||
65 | Related Party Transactions | Mgmt | For | For | For | |||||
66 | Related Party Transactions | Mgmt | For | For | For | |||||
67 | Related Party Transactions | Mgmt | For | For | For | |||||
68 | Related Party Transactions | Mgmt | For | For | For | |||||
69 | Related Party Transactions | Mgmt | For | For | For | |||||
70 | Related Party Transactions | Mgmt | For | For | For | |||||
71 | Related Party Transactions | Mgmt | For | For | For | |||||
72 | Related Party Transactions | Mgmt | For | For | For | |||||
73 | Related Party Transactions | Mgmt | For | For | For | |||||
74 | Related Party Transactions | Mgmt | For | For | For | |||||
75 | Related Party Transactions | Mgmt | For | For | For | |||||
76 | Related Party Transactions | Mgmt | For | For | For | |||||
77 | Related Party Transactions | Mgmt | For | For | For | |||||
78 | Related Party Transactions | Mgmt | For | For | For | |||||
79 | Related Party Transactions | Mgmt | For | For | For | |||||
80 | Related Party Transactions | Mgmt | For | For | For | |||||
81 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Gemalto N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GTO | CINS N3465M108 | 05/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Ratification of CEO Acts | Mgmt | For | For | For | |||||
4 | Ratification of Non-Executive Directors Acts | Mgmt | For | For | For | |||||
5 | Elect Olivier Piou | Mgmt | For | Against | Against | |||||
6 | Elect Johannes Fritz | Mgmt | For | Against | Against | |||||
7 | Elect Arthur van der Poel | Mgmt | For | Against | Against | |||||
8 | Elect Yen Yen Tan | Mgmt | For | Against | Against | |||||
9 | Elect Drina Yue | Mgmt | For | Against | Against | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||
Groupe Danone | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BN | CINS F12033134 | 04/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Elect Richard Goblet d'Alviella | Mgmt | For | Against | Against | |||||
8 | Elect Jean Laurent | Mgmt | For | Against | Against | |||||
9 | Elect Benoit Potier | Mgmt | For | Against | Against | |||||
10 | Elect Jacques-Antoine Granjon | Mgmt | For | Against | Against | |||||
11 | Elect Mouna Sepehri | Mgmt | For | Against | Against | |||||
12 | Elect Virginia Stallings | Mgmt | For | Against | Against | |||||
13 | Related Party Transactions | Mgmt | For | For | For | |||||
14 | Related Party Transactions (Agreements with J.P Morgan) | Mgmt | For | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Authority to Grant Restricted Shares | Mgmt | For | Abstain | Against | |||||
17 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
GT Solar International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SOLR | CUSIP 3623E0209 | 08/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Conaway | Mgmt | For | For | For | |||||
1.2 | Elect Ernest Godshalk | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Gutierrez | Mgmt | For | For | For | |||||
1.4 | Elect Matthew Massengill | Mgmt | For | For | For | |||||
1.5 | Elect Mary Petrovich | Mgmt | For | For | For | |||||
1.6 | Elect Robert Switz | Mgmt | For | For | For | |||||
1.7 | Elect Noel Watson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Hanesbrands Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HBI | CUSIP 410345102 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lee Chaden | Mgmt | For | For | For | |||||
1.2 | Elect Bobby Griffin | Mgmt | For | For | For | |||||
1.3 | Elect James Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Jessica Mathews | Mgmt | For | For | For | |||||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||||
1.6 | Elect Ronald Nelson | Mgmt | For | For | For | |||||
1.7 | Elect Richard Noll | Mgmt | For | For | For | |||||
1.8 | Elect Andrew Schindler | Mgmt | For | For | For | |||||
1.9 | Elect Ann Ziegler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
HomeAway, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AWAY | CUSIP 43739Q100 | 06/06/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Todd Chaffee | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Carl Shepherd | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robert Solomon | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Hon Hai Precision Industry Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2317 | CINS Y36861105 | 06/18/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Accounts and Reports | Mgmt | For | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
9 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||||
12 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | |||||
13 | Amendments to Procedural Rules: Shareholder Meetings | Mgmt | For | For | For | |||||
14 | Amendments to Articles | Mgmt | For | For | For | |||||
15 | Employee Restricted Stock Plan | Mgmt | For | Against | Against | |||||
16 | Employee Warrants Plan | Mgmt | For | Against | Against | |||||
Hongkong Land Holdings Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
H78 | CINS G4587L109 | 05/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect Mark Greenberg | Mgmt | For | Against | Against | |||||
3 | Elect Adam Keswick | Mgmt | For | Against | Against | |||||
4 | Elect Benjamin Keswick | Mgmt | For | Against | Against | |||||
5 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||||
6 | Elect James Watkins | Mgmt | For | Against | Against | |||||
7 | Elect Percy Weatherall | Mgmt | For | Against | Against | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Hysan Development Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
14 | CINS Y38203124 | 05/14/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect LAU Siu Chuen | Mgmt | For | Against | Against | |||||
6 | Elect Nicolas Allen | Mgmt | For | Against | Against | |||||
7 | Elect Philip FAN Yan Hok | Mgmt | For | Against | Against | |||||
8 | Elect Anthony LEE Hsien Pin | Mgmt | For | Against | Against | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Amendments to Articles | Mgmt | For | For | For | |||||
Industria De Diseno Textil SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ITX | CINS E6282J109 | 07/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Spain | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Information on New Chairman of the Board | Mgmt | For | For | For | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Consolidated Accounts and Reports; Ratification of Board Acts | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Elect Irene Miller | Mgmt | For | Against | Against | |||||
7 | Appointment of Auditor | Mgmt | For | For | For | |||||
8 | Amendments to Articles | Mgmt | For | For | For | |||||
9 | Amendments to Articles | Mgmt | For | For | For | |||||
10 | Directors' Fees | Mgmt | For | For | For | |||||
11 | Restricted Stock Plan for Chairman and CEO | Mgmt | For | Against | Against | |||||
12 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
13 | Presentation of Amendments to Board Regulations | Mgmt | For | For | For | |||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
INPEX Corporation (fka INPEX Holdings Inc.) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1605 | CINS J2467E101 | 06/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Naoki Kuroda | Mgmt | For | For | For | |||||
5 | Elect Masatoshi Sugioka | Mgmt | For | For | For | |||||
6 | Elect Toshiaki Kitamura | Mgmt | For | For | For | |||||
7 | Elect Seiji Yui | Mgmt | For | For | For | |||||
8 | Elect Masaharu Sano | Mgmt | For | For | For | |||||
9 | Elect Shunichiroh Sugaya | Mgmt | For | For | For | |||||
10 | Elect Masahiro Murayama | Mgmt | For | For | For | |||||
11 | Elect Seiya Itoh | Mgmt | For | For | For | |||||
12 | Elect Wataru Tanaka | Mgmt | For | For | For | |||||
13 | Elect Takahiko Ikeda | Mgmt | For | For | For | |||||
14 | Elect Yoshikazu Kurasawa | Mgmt | For | For | For | |||||
15 | Elect Kazuo Wakasugi | Mgmt | For | For | For | |||||
16 | Elect Yoshiyuki Kagawa | Mgmt | For | For | For | |||||
17 | Elect Seiji Katoh | Mgmt | For | For | For | |||||
18 | Elect Rentaroh Tonoike | Mgmt | For | For | For | |||||
19 | Elect Yasuhiko Okada | Mgmt | For | For | For | |||||
20 | Bonus | Mgmt | For | For | For | |||||
Intuit Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INTU | CUSIP 461202103 | 01/19/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Christopher Brody | Mgmt | For | For | For | |||||
2 | Elect William Campbell | Mgmt | For | For | For | |||||
3 | Elect Scott Cook | Mgmt | For | For | For | |||||
4 | Elect Diane Greene | Mgmt | For | For | For | |||||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
7 | Elect Dennis Powell | Mgmt | For | For | For | |||||
8 | Elect Brad Smith | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Japan Tobacco Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2914 | CINS J27869106 | 06/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Hiroshi Kimura | Mgmt | For | For | For | |||||
5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | |||||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | |||||
7 | Elect Noriaki Ohkubo | Mgmt | For | For | For | |||||
8 | Elect Akira Saeki | Mgmt | For | For | For | |||||
9 | Elect Hideki Miyazaki | Mgmt | For | For | For | |||||
10 | Elect Mutsuo Iwai | Mgmt | For | For | For | |||||
11 | Elect Motoyuki Oka | Mgmt | For | For | For | |||||
12 | Elect Main Kohda | Mgmt | For | For | For | |||||
13 | Elect Futoshi Nakamura | Mgmt | For | Against | Against | |||||
14 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | |||||
Jeronimo Martins SGPS SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JMT | CINS X40338109 | 03/30/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Portugal | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Ratification of Board and Supervisory Council Acts; Shareholder Proposal Regarding Ratification of Acts of Board, Chairman and Audit Committee | Mgmt | N/A | For | N/A | |||||
7 | Remuneration Report | Mgmt | For | Against | Against | |||||
8 | Shareholder Proposal Regarding Election of Board Members | ShrHldr | N/A | Against | N/A | |||||
JPMorgan Chase & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JPM | CUSIP 46625H100 | 05/15/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Bell | Mgmt | For | For | For | |||||
2 | Elect Crandall Bowles | Mgmt | For | For | For | |||||
3 | Elect Stephen Burke | Mgmt | For | For | For | |||||
4 | Elect David Cote | Mgmt | For | For | For | |||||
5 | Elect James Crown | Mgmt | For | For | For | |||||
6 | Elect James Dimon | Mgmt | For | For | For | |||||
7 | Elect Timothy Flynn | Mgmt | For | For | For | |||||
8 | Elect Ellen Futter | Mgmt | For | For | For | |||||
9 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||||
11 | Elect William Weldon | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Kangwon Land, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
035250 | CINS Y4581L105 | 07/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Elect LEE Sung Jae | Mgmt | For | Against | Against | |||||
4 | Elect CHO Kyu Hyung | Mgmt | For | N/A | N/A | |||||
5 | Elect CHA Sang Koo | Mgmt | For | N/A | N/A | |||||
6 | Elect CHOI Heung Jip | Mgmt | For | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Elect KIM Sung Won | Mgmt | For | Against | Against | |||||
9 | Elect KIM Won Chang | Mgmt | For | Against | Against | |||||
10 | Elect KIM Jung Shik | Mgmt | For | Against | Against | |||||
11 | Elect LIM Hee Jin | Mgmt | For | Against | Against | |||||
12 | Elect KWON Kyu Sub | Mgmt | For | Against | Against | |||||
13 | Elect MOON Shi Young | Mgmt | For | Against | Against | |||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
KBR, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KBR | CUSIP 48242W106 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect W. Frank Blount | Mgmt | For | For | For | |||||
1.2 | Elect Loren Carroll | Mgmt | For | For | For | |||||
1.3 | Elect Linda Cook | Mgmt | For | For | For | |||||
1.4 | Elect Jack Moore | Mgmt | For | For | For | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Technical Amendments to Charter/Bylaw | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Amendment to the 2006 Stock and Incentive Plan | Mgmt | For | For | For | |||||
Kingfisher plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KGF | CINS G5256E441 | 06/14/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Daniel Bernard | Mgmt | For | For | For | |||||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | |||||
6 | Elect Pascal Cagni | Mgmt | For | For | For | |||||
7 | Elect Clare Chapman | Mgmt | For | For | For | |||||
8 | Elect Ian Cheshire | Mgmt | For | For | For | |||||
9 | Elect Anders Dahlvig | Mgmt | For | For | For | |||||
10 | Elect Janis Kong | Mgmt | For | For | For | |||||
11 | Elect Kevin O'Byrne | Mgmt | For | For | For | |||||
12 | Elect Mark Seligman | Mgmt | For | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
20 | Sharesave Plan | Mgmt | For | For | For | |||||
Konami Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9766 | CINS J35996107 | 06/28/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Kagemasa Kohzuki | Mgmt | For | For | For | |||||
3 | Elect Takuya Kohzuki | Mgmt | For | For | For | |||||
4 | Elect Kimihiko Higashio | Mgmt | For | For | For | |||||
5 | Elect Noriaki Yamaguchi | Mgmt | For | For | For | |||||
6 | Elect Tomokazu Godai | Mgmt | For | For | For | |||||
7 | Elect Hiroyuki Mizuno | Mgmt | For | For | For | |||||
8 | Elect Akira Genma | Mgmt | For | For | For | |||||
Lanxess AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LXSG | CINS D5032B102 | 05/15/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
Lawson Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2651 | CINS J3871L103 | 05/29/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Takeshi Niinami | Mgmt | For | For | For | |||||
5 | Elect Genichi Tamatsuka | Mgmt | For | For | For | |||||
6 | Elect Yoshiyuki Yahagi | Mgmt | For | For | For | |||||
7 | Elect Tohru Moriyama | Mgmt | For | For | For | |||||
8 | Elect Reiko Yonezawa | Mgmt | For | For | For | |||||
9 | Elect Takehiko Kakiuchi | Mgmt | For | For | For | |||||
10 | Elect Emi Ohsono | Mgmt | For | For | For | |||||
11 | Elect Shinichi Hokari | Mgmt | For | For | For | |||||
12 | Retirement Allowances and Special Allowances for Statutory Auditor(s) | Mgmt | For | For | For | |||||
13 | Statutory Auditors' Fees | Mgmt | For | For | For | |||||
Lennar Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LEN | CUSIP 526057104 | 04/11/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Irving Bolotin | Mgmt | For | For | For | |||||
1.2 | Elect Steven Gerard | Mgmt | For | For | For | |||||
1.3 | Elect Theron Gilliam | Mgmt | For | For | For | |||||
1.4 | Elect Sherrill Hudson | Mgmt | For | For | For | |||||
1.5 | Elect R. Kirk Landon | Mgmt | For | For | For | |||||
1.6 | Elect Sidney Lapidus | Mgmt | For | For | For | |||||
1.7 | Elect Stuart Miller | Mgmt | For | For | For | |||||
1.8 | Elect Jeffrey Sonnenfeld | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Amendment to the 2007 Equity Compensation Plan | Mgmt | For | For | For | |||||
4 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Reporting and Reducing Energy Use | ShrHldr | Against | Against | For | |||||
Localiza Rent A Car SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RENT3 | CINS P6330Z111 | 04/13/2012 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
Localiza Rent A Car SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RENT3 | CINS P6330Z111 | 04/13/2012 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Amendments to Articles Regarding Novo Mercado Regulations, Board Size, Audit Committee and Mandatory Takeover Bid | Mgmt | For | TNA | N/A | |||||
3 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Lorillard, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LO | CUSIP 544147101 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Almon | Mgmt | For | For | For | |||||
2 | Elect Kit Dietz | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
Lowe's Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LOW | CUSIP 548661107 | 06/01/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||||
1.2 | Elect David Bernauer | Mgmt | For | For | For | |||||
1.3 | Elect Leonard Berry | Mgmt | For | For | For | |||||
1.4 | Elect Peter Browning | Mgmt | For | For | For | |||||
1.5 | Elect Richard Dreiling | Mgmt | For | For | For | |||||
1.6 | Elect Dawn Hudson | Mgmt | For | For | For | |||||
1.7 | Elect Robert Johnson | Mgmt | For | For | For | |||||
1.8 | Elect Marshall Larsen | Mgmt | For | For | For | |||||
1.9 | Elect Richard Lochridge | Mgmt | For | For | For | |||||
1.10 | Elect Robert Niblock | Mgmt | For | For | For | |||||
1.11 | Elect Eric Wiseman | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Marathon Oil Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRO | CUSIP 565849106 | 04/25/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gregory Boyce | Mgmt | For | Against | Against | |||||
2 | Elect Pierre Brondeau | Mgmt | For | Against | Against | |||||
3 | Elect Clarence Cazalot, Jr. | Mgmt | For | Against | Against | |||||
4 | Elect Linda Cook | Mgmt | For | Against | Against | |||||
5 | Elect Shirley Jackson | Mgmt | For | Against | Against | |||||
6 | Elect Philip Lader | Mgmt | For | Against | Against | |||||
7 | Elect Michael Phelps | Mgmt | For | Against | Against | |||||
8 | Elect Dennis Reilley | Mgmt | For | Against | Against | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
11 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||||
Marsh & McLennan Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MMC | CUSIP 571748102 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Zachary Carter | Mgmt | For | For | For | |||||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
3 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | |||||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | |||||
5 | Elect Lord Ian Lang | Mgmt | For | For | For | |||||
6 | Elect Elaine La Roche | Mgmt | For | For | For | |||||
7 | Elect Steven Mills | Mgmt | For | For | For | |||||
8 | Elect Bruce Nolop | Mgmt | For | For | For | |||||
9 | Elect Marc Oken | Mgmt | For | For | For | |||||
10 | Elect Morton Schapiro | Mgmt | For | For | For | |||||
11 | Elect Adele Simmons | Mgmt | For | For | For | |||||
12 | Elect Lloyd Yates | Mgmt | For | For | For | |||||
13 | Elect R. David Yost | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Mitra Adiperkasa | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MAPI | CINS Y71299104 | 06/06/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Indonesia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
3 | Election of Directors and Commissioners & Determination of their Fees | Mgmt | For | Against | Against | |||||
Mitsubishi Electric Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6503 | CINS J43873116 | 06/28/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Setsuhiro Shimomura | Mgmt | For | Against | Against | |||||
3 | Elect Kenichiroh Yamanishi | Mgmt | For | Against | Against | |||||
4 | Elect Masanori Saitoh | Mgmt | For | Against | Against | |||||
5 | Elect Hiroki Yoshimatsu | Mgmt | For | Against | Against | |||||
6 | Elect Noritomo Hashimoto | Mgmt | For | Against | Against | |||||
7 | Elect Ryohsuke Fujimoto | Mgmt | For | Against | Against | |||||
8 | Elect Nobuyuki Ohkuma | Mgmt | For | Against | Against | |||||
9 | Elect Hiroyoshi Murayama | Mgmt | For | Against | Against | |||||
10 | Elect Mikio Sasaki | Mgmt | For | Against | Against | |||||
11 | Elect Shigemitsu Miki | Mgmt | For | Against | Against | |||||
12 | Elect Fujiatsu Makino | Mgmt | For | Against | Against | |||||
13 | Elect Mitoji Yabunaka | Mgmt | For | Against | Against | |||||
Mitsui Fudosan Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8801 | CINS J4509L101 | 06/28/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Kohichi Nishiyama | Mgmt | For | Against | Against | |||||
4 | Elect Toshiaki Hasegawa | Mgmt | For | For | For | |||||
5 | Bonus | Mgmt | For | For | For | |||||
Monsanto Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MON | CUSIP 61166W101 | 01/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Janine Fields | Mgmt | For | For | For | |||||
2 | Elect Hugh Grant | Mgmt | For | For | For | |||||
3 | Elect C. Steven McMillan | Mgmt | For | For | For | |||||
4 | Elect Robert Stevens | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
7 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||||
Morgan Stanley | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MS | CUSIP 617446448 | 05/15/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roy Bostock | Mgmt | For | For | For | |||||
2 | Elect Erskine Bowles | Mgmt | For | For | For | |||||
3 | Elect Howard Davies | Mgmt | For | For | For | |||||
4 | Elect James Gorman | Mgmt | For | For | For | |||||
5 | Elect C. Robert Kidder | Mgmt | For | For | For | |||||
6 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||||
7 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||||
8 | Elect Hutham Olayan | Mgmt | For | For | For | |||||
9 | Elect James Owens | Mgmt | For | For | For | |||||
10 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||||
11 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||||
12 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||||
13 | Elect Laura Tyson | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | For | For | |||||
16 | Amendment to the Directors' Equity Capital Accumulation Plan | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
MTU Aero Engines Holding AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTX | CINS D5565H104 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
National Oilwell Varco, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOV | CUSIP 637071101 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Merrill Miller, Jr. | Mgmt | For | For | For | |||||
2 | Elect Greg Armstrong | Mgmt | For | For | For | |||||
3 | Elect David Harrison | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Newcrest Mining Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NCM | CINS Q6651B114 | 10/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Winifred Kamit | Mgmt | For | Against | Against | |||||
3 | Re-elect Donald Mercer | Mgmt | For | Against | Against | |||||
4 | Re-elect Richard Knight | Mgmt | For | Against | Against | |||||
5 | Remuneration Report | Mgmt | For | For | For | |||||
6 | Renew Partial Takeover Provisions | Mgmt | For | For | For | |||||
Nippon Telegraph And Telephone Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9432 | CINS J59396101 | 06/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Satoshi Miura | Mgmt | For | For | For | |||||
4 | Elect Hiroo Unoura | Mgmt | For | For | For | |||||
5 | Elect Yasuyoshi Katayama | Mgmt | For | For | For | |||||
6 | Elect Hiroki Watanabe | Mgmt | For | For | For | |||||
7 | Elect Hiromichi Shinohara | Mgmt | For | For | For | |||||
8 | Elect Yoshikiyo Sakai | Mgmt | For | For | For | |||||
9 | Elect Mitsuyoshi Kobayashi | Mgmt | For | For | For | |||||
10 | Elect Akira Shimada | Mgmt | For | For | For | |||||
11 | Elect Hiroshi Tsujigami | Mgmt | For | For | For | |||||
12 | Elect Tsunehisa Okuno | Mgmt | For | For | For | |||||
13 | Elect Katsuhiko Shirai | Mgmt | For | For | For | |||||
14 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | |||||
15 | Elect Kiyoshi Kohsaka | Mgmt | For | For | For | |||||
16 | Elect Seiichi Ochiai | Mgmt | For | For | For | |||||
Nissan Motor Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7201 | CINS J57160129 | 06/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Greg Kelly | Mgmt | For | For | For | |||||
4 | Elect Masahiko Aoki | Mgmt | For | Against | Against | |||||
5 | Elect Shigetoshi Andoh | Mgmt | For | Against | Against | |||||
Noble Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NBL | CUSIP 655044105 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Berenson | Mgmt | For | For | For | |||||
2 | Elect Michael Cawley | Mgmt | For | For | For | |||||
3 | Elect Edward Cox | Mgmt | For | For | For | |||||
4 | Elect Charles Davidson | Mgmt | For | For | For | |||||
5 | Elect Thomas Edelman | Mgmt | For | For | For | |||||
6 | Elect Eric Grubman | Mgmt | For | For | For | |||||
7 | Elect Kirby Hedrick | Mgmt | For | For | For | |||||
8 | Elect Scott Urban | Mgmt | For | For | For | |||||
9 | Elect William Van Kleef | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
NTT DoCoMo Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9437 | CINS J59399105 | 06/19/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Kaoru Katoh | Mgmt | For | For | For | |||||
4 | Elect Kazuto Tsubouchi | Mgmt | For | For | For | |||||
5 | Elect Fumio Iwasaki | Mgmt | For | For | For | |||||
6 | Elect Tsutomu Shindoh | Mgmt | For | For | For | |||||
7 | Elect Takashi Tanaka | Mgmt | For | For | For | |||||
8 | Elect Kazuhiro Yoshizawa | Mgmt | For | For | For | |||||
9 | Elect Seizoh Onoe | Mgmt | For | For | For | |||||
10 | Elect Wataru Kagawa | Mgmt | For | For | For | |||||
11 | Elect Kiyohito Nagata | Mgmt | For | For | For | |||||
12 | Elect Hirotaka Satoh | Mgmt | For | For | For | |||||
13 | Elect Kazuhiro Takagi | Mgmt | For | For | For | |||||
14 | Elect Ryuji Yamada | Mgmt | For | For | For | |||||
15 | Elect Hiroh Kusumoto | Mgmt | For | For | For | |||||
16 | Elect Takanori Utano | Mgmt | For | Against | Against | |||||
Nuance Communications, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NUAN | CUSIP 67020Y100 | 01/27/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Paul Ricci | Mgmt | For | For | For | |||||
2 | Elect Robert Teresi | Mgmt | For | For | For | |||||
3 | Elect Robert Frankenberg | Mgmt | For | For | For | |||||
4 | Elect Katharine Martin | Mgmt | For | For | For | |||||
5 | Elect Patrick Hackett | Mgmt | For | For | For | |||||
6 | Elect William Janeway | Mgmt | For | For | For | |||||
7 | Elect Mark Myers | Mgmt | For | For | For | |||||
8 | Elect Philip Quigley | Mgmt | For | For | For | |||||
9 | Elect Mark Laret | Mgmt | For | For | For | |||||
10 | Amendment to the 2000 Stock Plan | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Oceaneering International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OII | CUSIP 675232102 | 05/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jerold DesRoche | Mgmt | For | For | For | |||||
1.2 | Elect John Huff | Mgmt | For | For | For | |||||
1.3 | Elect M. Kevin McEvoy | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Oil States International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OIS | CUSIP 678026105 | 05/15/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect S. James Nelson | Mgmt | For | For | For | |||||
1.2 | Elect Gary Rosenthal | Mgmt | For | For | For | |||||
1.3 | Elect William Van Kleef | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Olympus Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7733 | CINS J61240107 | 04/20/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports for Fiscal Year 2011 | Mgmt | For | For | For | |||||
3 | Accounts and Reports for Fiscal Year 2010 | Mgmt | For | For | For | |||||
4 | Accounts and Reports for Fiscal Year 2009 | Mgmt | For | For | For | |||||
5 | Accounts and Reports for Fiscal Year 2008 | Mgmt | For | For | For | |||||
6 | Accounts and Reports for Fiscal Year 2007 | Mgmt | For | For | For | |||||
7 | Elect Yasuyuki Kimoto | Mgmt | For | For | For | |||||
8 | Elect Hiroyuki Sasa | Mgmt | For | For | For | |||||
9 | Elect Hideaki Fujizuka | Mgmt | For | For | For | |||||
10 | Elect Yasuo Takeuchi | Mgmt | For | For | For | |||||
11 | Elect Shigeo Hayashi | Mgmt | For | For | For | |||||
12 | Elect Takuya Gotoh | Mgmt | For | For | For | |||||
13 | Elect Shiroh Hiruta | Mgmt | For | For | For | |||||
14 | Elect Sumitaka Fujita | Mgmt | For | For | For | |||||
15 | Elect Motoyoshi Nishikawa | Mgmt | For | For | For | |||||
16 | Elect Hikari Imai | Mgmt | For | For | For | |||||
17 | Elect Kiyotaka Fujii | Mgmt | For | For | For | |||||
18 | Elect Takashi Saitoh | Mgmt | For | For | For | |||||
19 | Elect Masashi Shimizu | Mgmt | For | For | For | |||||
20 | Elect Nobuo Nagoya | Mgmt | For | For | For | |||||
21 | Elect Katsuya Natori | Mgmt | For | For | For | |||||
Olympus Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7733 | CINS J61240107 | 06/28/2012 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Takeover Defense Plan | Mgmt | For | TNA | N/A | |||||
Open Text Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OTC | CUSIP 683715106 | 12/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect P. Thomas Jenkins | Mgmt | For | For | For | |||||
1.2 | Elect John Shackleton | Mgmt | For | For | For | |||||
1.3 | Elect Randy Fowlie | Mgmt | For | For | For | |||||
1.4 | Elect Gail Hamilton | Mgmt | For | For | For | |||||
1.5 | Elect Brian Jackman | Mgmt | For | For | For | |||||
1.6 | Elect Stephen Sadler | Mgmt | For | For | For | |||||
1.7 | Elect Michael Slaunwhite | Mgmt | For | For | For | |||||
1.8 | Elect Katharine Stevenson | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Deborah Weinstein | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Orix Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8591 | CINS J61933123 | 06/25/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Yoshihiko Miyauchi | Mgmt | For | Against | Against | |||||
3 | Elect Makoto Inoue | Mgmt | For | Against | Against | |||||
4 | Elect Haruyuki Urata | Mgmt | For | Against | Against | |||||
5 | Elect Hiroaki Nishina | Mgmt | For | Against | Against | |||||
6 | Elect Kazuo Kojima | Mgmt | For | Against | Against | |||||
7 | Elect Yoshiyuki Yamaya | Mgmt | For | Against | Against | |||||
8 | Elect Tamio Umaki | Mgmt | For | Against | Against | |||||
9 | Elect Hirotaka Takeuchi | Mgmt | For | Against | Against | |||||
10 | Elect Takeshi Sasaki | Mgmt | For | Against | Against | |||||
11 | Elect Eiko Tsujiyama | Mgmt | For | Against | Against | |||||
12 | Elect Robert Feldman | Mgmt | For | Against | Against | |||||
13 | Elect Takeshi Niinami | Mgmt | For | Against | Against | |||||
14 | Elect Nobuaki Usui | Mgmt | For | Against | Against | |||||
Owens Corning | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OC | CUSIP 690742101 | 04/19/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Norman Blake, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect James McMonagle | Mgmt | For | For | For | |||||
1.3 | Elect W. Howard Morris | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Pall Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLL | CUSIP 696429307 | 12/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Amy Alving | Mgmt | For | For | For | |||||
2 | Elect Daniel Carroll, Jr. | Mgmt | For | For | For | |||||
3 | Elect Robert Coutts | Mgmt | For | For | For | |||||
4 | Elect Cheryl Grise | Mgmt | For | For | For | |||||
5 | Elect Ronald Hoffman | Mgmt | For | For | For | |||||
6 | Elect Lawrence Kingsley | Mgmt | For | For | For | |||||
7 | Elect Dennis Longstreet | Mgmt | For | For | For | |||||
8 | Elect Craig Owens | Mgmt | For | For | For | |||||
9 | Elect Katharine Plourde | Mgmt | For | For | For | |||||
10 | Elect Edward Snyder | Mgmt | For | For | For | |||||
11 | Elect Edward Travaglianti | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | 2012 Executive Incentive Bonus Plan | Mgmt | For | For | For | |||||
16 | 2012 Stock Compensation Plan | Mgmt | For | Against | Against | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V408 | 08/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||||
Pfizer Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PFE | CUSIP 717081103 | 04/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | |||||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||||
4 | Elect Frances Fergusson | Mgmt | For | For | For | |||||
5 | Elect William Gray, III | Mgmt | For | For | For | |||||
6 | Elect Helen Hobbs | Mgmt | For | For | For | |||||
7 | Elect Constance Horner | Mgmt | For | For | For | |||||
8 | Elect James Kilts | Mgmt | For | For | For | |||||
9 | Elect George Lorch | Mgmt | For | For | For | |||||
10 | Elect John Mascotte | Mgmt | For | For | For | |||||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
12 | Elect Ian Read | Mgmt | For | For | For | |||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
14 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||||
Philip Morris International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PM | CUSIP 718172109 | 05/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Harold Brown | Mgmt | For | For | For | |||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||||
9 | Elect Lucio Noto | Mgmt | For | For | For | |||||
10 | Elect Robert Polet | Mgmt | For | For | For | |||||
11 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||||
12 | Elect Stephen Wolf | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | 2012 Performance Incentive Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Formation of Ethics Committee | ShrHldr | Against | Against | For | |||||
Potash Corporation of Saskatchewan Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
POT | CUSIP 73755L107 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Christopher Burley | Mgmt | For | For | For | |||||
1.2 | Elect Donald Chynoweth | Mgmt | For | For | For | |||||
1.3 | Elect Daniel Clauw | Mgmt | For | For | For | |||||
1.4 | Elect William Doyle | Mgmt | For | For | For | |||||
1.5 | Elect John Estey | Mgmt | For | For | For | |||||
1.6 | Elect Gerald Grandey | Mgmt | For | For | For | |||||
1.7 | Elect Charles Hoffman | Mgmt | For | For | For | |||||
1.8 | Elect Dallas Howe | Mgmt | For | For | For | |||||
1.9 | Elect Alice Laberge | Mgmt | For | For | For | |||||
1.10 | Elect Keith Martell | Mgmt | For | For | For | |||||
1.11 | Elect Jeffrey McCaig | Mgmt | For | For | For | |||||
1.12 | Elect Mary Mogford | Mgmt | For | For | For | |||||
1.13 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
3 | Performance Option Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
priceline.com Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCLN | CUSIP 741503403 | 06/07/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For | |||||
1.2 | Elect Ralph Bahna | Mgmt | For | For | For | |||||
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Jan Docter | Mgmt | For | For | For | |||||
1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For | |||||
1.6 | Elect James Guyette | Mgmt | For | For | For | |||||
1.7 | Elect Nancy Peretsman | Mgmt | For | For | For | |||||
1.8 | Elect Craig Rydin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Prudential plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRU | CINS G72899100 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Alexander Johnston | Mgmt | For | For | For | |||||
5 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||||
6 | Elect Keki Dadiseth | Mgmt | For | Against | Against | |||||
7 | Elect Howard Davies | Mgmt | For | For | For | |||||
8 | Elect Rob Devey | Mgmt | For | For | For | |||||
9 | Elect John Foley | Mgmt | For | For | For | |||||
10 | Elect Michael Garrett | Mgmt | For | For | For | |||||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||||
12 | Elect Paul Manduca | Mgmt | For | For | For | |||||
13 | Elect Harvey McGrath | Mgmt | For | For | For | |||||
14 | Elect Michael McLintock | Mgmt | For | For | For | |||||
15 | Elect Nic Nicandrou | Mgmt | For | For | For | |||||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||||
17 | Elect Tidjane Thiam | Mgmt | For | For | For | |||||
18 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||||
19 | Elect Michael Wells | Mgmt | For | For | For | |||||
20 | Appointment of Auditor | Mgmt | For | For | For | |||||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
24 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
25 | Savings-Related Share Option Scheme | Mgmt | For | For | For | |||||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
PulteGroup, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PHM | CUSIP 745867101 | 05/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Brian Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||||
1.3 | Elect Cheryl Grise | Mgmt | For | For | For | |||||
1.4 | Elect Debra Kelly-Ennis | Mgmt | For | For | For | |||||
1.5 | Elect Patrick O'Leary | Mgmt | For | For | For | |||||
1.6 | Elect Bernard Reznicek | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
5 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||||
Qantas Airways Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QAN | CINS Q77974105 | 10/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Corinne Namblard | Mgmt | For | For | For | |||||
3 | Re-elect Richard Goodmanson | Mgmt | For | For | For | |||||
4 | Re-elect John Schubert | Mgmt | For | For | For | |||||
5 | Re-elect Barbara Ward | Mgmt | For | For | For | |||||
6 | Equity Grant (MD/CEO Alan Joyce) | Mgmt | For | For | For | |||||
7 | Remuneration Report | Mgmt | For | For | For | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
QUALCOMM Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QCOM | CUSIP 747525103 | 03/06/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||||
1.6 | Elect Paul Jacobs | Mgmt | For | For | For | |||||
1.7 | Elect Robert Kahn | Mgmt | For | For | For | |||||
1.8 | Elect Sherry Lansing | Mgmt | For | For | For | |||||
1.9 | Elect Duane Nelles | Mgmt | For | For | For | |||||
1.10 | Elect Francisco Ros | Mgmt | For | For | For | |||||
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | |||||
1.12 | Elect Marc Stern | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Elimination of Plurality Voting Standard for Election of Directors | Mgmt | For | For | For | |||||
Research In Motion Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RIM | CUSIP 760975102 | 07/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Balsillie | Mgmt | For | For | For | |||||
1.2 | Elect Mike Lazaridis | Mgmt | For | For | For | |||||
1.3 | Elect David Kerr | Mgmt | For | For | For | |||||
1.4 | Elect Claudia Kotchka | Mgmt | For | For | For | |||||
1.5 | Elect Roger Martin | Mgmt | For | For | For | |||||
1.6 | Elect John Richardson | Mgmt | For | For | For | |||||
1.7 | Elect Barbara Stymiest | Mgmt | For | For | For | |||||
1.8 | Elect Antonio Pedro de Carvalho Viana-Baptista | Mgmt | For | Withhold | Against | |||||
1.9 | Elect John Wetmore | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Shareholder Proposal Regarding Independent Board Chairman | Mgmt | Against | For | Against | |||||
Royal Dutch Shell Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RDSB | CINS G7690A100 | 05/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||||
4 | Elect Josef Ackermann | Mgmt | For | For | For | |||||
5 | Elect Guy Elliott | Mgmt | For | For | For | |||||
6 | Elect Simon Henry | Mgmt | For | For | For | |||||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||||
9 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||||
10 | Elect Jorma Ollila | Mgmt | For | For | For | |||||
11 | Elect Linda Stuntz | Mgmt | For | For | For | |||||
12 | Elect Jeroen van der Veer | Mgmt | For | For | For | |||||
13 | Elect Peter Voser | Mgmt | For | For | For | |||||
14 | Elect Hans Wijers | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
salesforce.com, inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRM | CUSIP 79466L302 | 06/07/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Craig Ramsey | Mgmt | For | For | For | |||||
2 | Elect Sanford Robertson | Mgmt | For | For | For | |||||
3 | Elect Maynard Webb | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Samsung Electronics Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
005930 | CINS Y74718100 | 03/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Election of Independent Directors (Slate): (i) YOON Dong Min; (ii) KIM Han Joong; and (iii) LEE Byung Ki | Mgmt | For | Against | Against | |||||
3 | Election of Executive Directors (Slate): (i) CHOI Gee Sung; (ii) KWON Oh Hyun; and (iii) YOON Ju Hwa | Mgmt | For | Against | Against | |||||
4 | Election of Audit Committee Members (Slate): (i) YOON Dong Min; and (ii) KIM Han Joong | Mgmt | For | For | For | |||||
5 | Directors' Fees | Mgmt | For | Abstain | Against | |||||
6 | Spin-off | Mgmt | For | For | For | |||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Sankyo Company Limite (Games) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6417 | CINS J67844100 | 06/28/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Hideyuki Busujima | Mgmt | For | For | For | |||||
4 | Elect Kimihisa Tsutsui | Mgmt | For | For | For | |||||
5 | Elect Akihiko Ishihara | Mgmt | For | For | For | |||||
6 | Retirement Allowances for Director(s) | Mgmt | For | For | For | |||||
Sanofi | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAN | CINS F5548N101 | 05/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Elect Laurent Attal | Mgmt | For | Against | Against | |||||
8 | Elect Uwe Bicker | Mgmt | For | Against | Against | |||||
9 | Elect Jean-Rene Fourtou | Mgmt | For | Against | Against | |||||
10 | Elect Claudie Haignere | Mgmt | For | Against | Against | |||||
11 | Elect Carole Piwnica | Mgmt | For | Against | Against | |||||
12 | Elect Klaus Pohle | Mgmt | For | Against | Against | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
14 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||||
15 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
17 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Sberbank | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SBER | CUSIP 80585Y308 | 06/01/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Annual Report | Mgmt | For | For | For | |||||
2 | Financial Statements | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Elect German Gref | Mgmt | N/A | Abstain | N/A | |||||
6 | Elect Sergey Guriev | Mgmt | N/A | For | N/A | |||||
7 | Elect Anton Danilov-Danilyan | Mgmt | N/A | For | N/A | |||||
8 | Elect Mikhail E. Dmitriev | Mgmt | N/A | For | N/A | |||||
9 | Elect Bella Zlatkis | Mgmt | N/A | Abstain | N/A | |||||
10 | Elect Nadezhda Ivanova | Mgmt | N/A | Abstain | N/A | |||||
11 | Elect Sergey Ignatyev | Mgmt | N/A | Abstain | N/A | |||||
12 | Elect Georgy Luntovsky | Mgmt | N/A | Abstain | N/A | |||||
13 | Elect Mikhail Matovnikov | Mgmt | N/A | For | N/A | |||||
14 | Elect Vladimir Mau | Mgmt | N/A | Abstain | N/A | |||||
15 | Elect Alessandro Profumo | Mgmt | N/A | Abstain | N/A | |||||
16 | Elect Alexey Savatyugin | Mgmt | N/A | Abstain | N/A | |||||
17 | Elect Rair Simonyan | Mgmt | N/A | For | N/A | |||||
18 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | N/A | Abstain | N/A | |||||
19 | Elect Valery Tkachenko | Mgmt | N/A | Abstain | N/A | |||||
20 | Elect Dmitry Tulin | Mgmt | N/A | For | N/A | |||||
21 | Elect Alexey Ulyukaev | Mgmt | N/A | Abstain | N/A | |||||
22 | Elect Ronald Freeman | Mgmt | N/A | Abstain | N/A | |||||
23 | Elect Sergei Shvetsov | Mgmt | N/A | Abstain | N/A | |||||
24 | Elect Natalia Borodina | Mgmt | For | For | For | |||||
25 | Elect Vladimir Volkov | Mgmt | For | For | For | |||||
26 | Elect Maxim Dolzhnikov | Mgmt | For | For | For | |||||
27 | Elect Yulia Isakhanova | Mgmt | For | For | For | |||||
28 | Elect Irina Kremleva | Mgmt | For | For | For | |||||
29 | Elect Alexei Minenko | Mgmt | For | For | For | |||||
30 | Elect Olga Polyakova | Mgmt | For | For | For | |||||
31 | Directors' and Audit Commission Members' Fees | Mgmt | For | Against | Against | |||||
32 | Amendments to Articles | Mgmt | For | Against | Against | |||||
Shire plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SHP | CINS G8124V108 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Jersey | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect William Burns | Mgmt | For | For | For | |||||
4 | Elect Matthew Emmens | Mgmt | For | For | For | |||||
5 | Elect David Ginsburg | Mgmt | For | For | For | |||||
6 | Elect Graham Hetherington | Mgmt | For | For | For | |||||
7 | Elect David Kappler | Mgmt | For | For | For | |||||
8 | Elect Anne Minto | Mgmt | For | For | For | |||||
9 | Elect Angus Russell | Mgmt | For | For | For | |||||
10 | Elect David Stout | Mgmt | For | For | For | |||||
11 | Elect Susan Kilsby | Mgmt | For | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Siemens AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SIE | CUSIP 826197501 | 01/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Board Gender Diversity | Mgmt | Against | Against | For | |||||
Standard Chartered plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STAN | CINS G84228157 | 05/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
4 | Elect Viswanathan Shankar | Mgmt | For | For | For | |||||
5 | Elect Steve Bertamini | Mgmt | For | For | For | |||||
6 | Elect Jaspal Bindra | Mgmt | For | For | For | |||||
7 | Elect Richard Delbridge | Mgmt | For | For | For | |||||
8 | Elect Jamie Dundas | Mgmt | For | For | For | |||||
9 | Elect Valerie Gooding | Mgmt | For | For | For | |||||
10 | Elect HAN Seung-Soo | Mgmt | For | For | For | |||||
11 | Elect Simon Lowth | Mgmt | For | For | For | |||||
12 | Elect Rudy Markham | Mgmt | For | For | For | |||||
13 | Elect Ruth Markland | Mgmt | For | For | For | |||||
14 | Elect Richard Meddings | Mgmt | For | For | For | |||||
15 | Elect John Paynter | Mgmt | For | For | For | |||||
16 | Elect John Peace | Mgmt | For | For | For | |||||
17 | Elect A. Michael Rees | Mgmt | For | For | For | |||||
18 | Elect Peter Sands | Mgmt | For | For | For | |||||
19 | Elect Paul Skinner | Mgmt | For | For | For | |||||
20 | Elect Oliver Stocken | Mgmt | For | For | For | |||||
21 | Appointment of Auditor | Mgmt | For | For | For | |||||
22 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
23 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
29 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
30 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
33 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
34 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
35 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||||
36 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
37 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Standard Pacific Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPF | CUSIP 85375C101 | 05/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Bruce Choate | Mgmt | For | For | For | |||||
1.2 | Elect Ronald Foell | Mgmt | For | For | For | |||||
1.3 | Elect Douglas Jacobs | Mgmt | For | For | For | |||||
1.4 | Elect David Matlin | Mgmt | For | For | For | |||||
1.5 | Elect John Peshkin | Mgmt | For | For | For | |||||
1.6 | Elect Peter Schoels | Mgmt | For | For | For | |||||
1.7 | Elect Scott Stowell | Mgmt | For | For | For | |||||
2 | Stockholder Rights Agreement | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
State Street Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STT | CUSIP 857477103 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||||
2 | Elect Peter Coym | Mgmt | For | For | For | |||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||||
5 | Elect David Gruber | Mgmt | For | For | For | |||||
6 | Elect Linda Hill | Mgmt | For | For | For | |||||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||||
9 | Elect Richard Sergel | Mgmt | For | For | For | |||||
10 | Elect Ronald Skates | Mgmt | For | For | For | |||||
11 | Elect Gregory Summe | Mgmt | For | For | For | |||||
12 | Elect Robert Weissman | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Stryker Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SYK | CUSIP 863667101 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | |||||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | |||||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | |||||
1.5 | Elect Allan Golston | Mgmt | For | For | For | |||||
1.6 | Elect Howard Lance | Mgmt | For | For | For | |||||
1.7 | Elect William Parfet | Mgmt | For | For | For | |||||
1.8 | Elect Ronda Stryker | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
4 | Re-approval of the Executive Bonus Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
TE Connectivity Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TEL | CUSIP H84989104 | 03/07/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Pierre Brondeau | Mgmt | For | For | For | |||||
2 | Elect Juergen Gromer | Mgmt | For | For | For | |||||
3 | Elect William Jeffrey | Mgmt | For | For | For | |||||
4 | Elect Thomas Lynch | Mgmt | For | For | For | |||||
5 | Elect NAM Yong | Mgmt | For | For | For | |||||
6 | Elect Daniel Phelan | Mgmt | For | For | For | |||||
7 | Elect Frederic Poses | Mgmt | For | For | For | |||||
8 | Elect Lawrence Smith | Mgmt | For | For | For | |||||
9 | Elect Paula Sneed | Mgmt | For | For | For | |||||
10 | Elect David Steiner | Mgmt | For | For | For | |||||
11 | Elect John Van Scoter | Mgmt | For | For | For | |||||
12 | 2011 Annual Report | Mgmt | For | For | For | |||||
13 | Statutory Financial Statements | Mgmt | For | For | For | |||||
14 | Consolidated Financial Statements | Mgmt | For | For | For | |||||
15 | Release Board of Directors and Executive Officers | Mgmt | For | For | For | |||||
16 | Deloitte & Touche | Mgmt | For | For | For | |||||
17 | Deloitte AG, Zurich | Mgmt | For | For | For | |||||
18 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | |||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
20 | Amendment to the 2007 Stock and Incentive Plan | Mgmt | For | For | For | |||||
21 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | |||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
23 | Dividend Distribution Through a Reduction of Capital | Mgmt | For | For | For | |||||
24 | Reallocation of Free Reserves to Legal Reserves | Mgmt | For | For | For | |||||
25 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Telecity Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TCY | CINS G87403112 | 04/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect John Hughes | Mgmt | For | For | For | |||||
4 | Elect Michael Tobin | Mgmt | For | For | For | |||||
5 | Elect Brian McArthur-Muscroft | Mgmt | For | For | For | |||||
6 | Elect Simon Batey | Mgmt | For | For | For | |||||
7 | Elect John O'Reilly | Mgmt | For | For | For | |||||
8 | Elect Maurizio Carli | Mgmt | For | For | For | |||||
9 | Elect Sahar Elhabashi | Mgmt | For | For | For | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
15 | Long-term Incentive Plan 2012 | Mgmt | For | For | For | |||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Tencent Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
700 | CINS G87572148 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect LI Dong Sheng | Mgmt | For | Against | Against | |||||
6 | Elect Iain Bruce | Mgmt | For | Against | Against | |||||
7 | Directors' Fees | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Authority Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
The Charles Schwab Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SCHW | CUSIP 808513105 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Nancy Bechtle | Mgmt | For | For | For | |||||
2 | Elect Walter Bettinger II | Mgmt | For | For | For | |||||
3 | Elect C. Preston Butcher | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||||
Tokyo Gas Co Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9531 | CINS J87000105 | 06/28/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Mitsunori Torihara | Mgmt | For | For | For | |||||
4 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | |||||
5 | Elect Shigeru Muraki | Mgmt | For | For | For | |||||
6 | Elect Michiaki Hirose | Mgmt | For | For | For | |||||
7 | Elect Tsutomu Ohya | Mgmt | For | For | For | |||||
8 | Elect Mikio Itazawa | Mgmt | For | For | For | |||||
9 | Elect Kazuo Yoshino | Mgmt | For | For | For | |||||
10 | Elect Matsuhiko Hataba | Mgmt | For | For | For | |||||
11 | Elect Yukio Satoh | Mgmt | For | For | For | |||||
12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | |||||
13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | |||||
14 | Elect Yukio Masuda | Mgmt | For | Against | Against | |||||
15 | Elect Yoshihiko Morita | Mgmt | For | Against | Against | |||||
Toll Brothers, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TOL | CUSIP 889478103 | 03/14/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Douglas Yearley, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Robert Blank | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Novick | Mgmt | For | For | For | |||||
1.4 | Elect Paul Shapiro | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Tui Travel Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TT | CINS G9127H104 | 02/07/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Michael Frenzel | Mgmt | For | Against | Against | |||||
5 | Elect Sir Michael Hodgkinson | Mgmt | For | Against | Against | |||||
6 | Elect Peter Long | Mgmt | For | Against | Against | |||||
7 | Elect Johan Lundgren | Mgmt | For | Against | Against | |||||
8 | Elect William Waggott | Mgmt | For | Against | Against | |||||
9 | Elect Volker Bottcher | Mgmt | For | Against | Against | |||||
10 | Elect Horst Baier | Mgmt | For | Against | Against | |||||
11 | Elect Tony Campbell | Mgmt | For | Against | Against | |||||
12 | Elect William Dalton | Mgmt | For | Against | Against | |||||
13 | Elect Rainer Feuerhake | Mgmt | For | Against | Against | |||||
14 | Elect Coline McConville | Mgmt | For | Against | Against | |||||
15 | Elect Minnow Powell | Mgmt | For | Against | Against | |||||
16 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | |||||
17 | Elect Albert Schunk | Mgmt | For | Against | Against | |||||
18 | Elect Harold Sher | Mgmt | For | Against | Against | |||||
19 | Appointment of Auditor | Mgmt | For | For | For | |||||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
29 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
30 | Amendments to Articles Regarding Non-Working Days | Mgmt | For | For | For | |||||
Tullow Oil Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TLW | CINS G91235104 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
4 | Elect Simon Thompson | Mgmt | For | Against | Against | |||||
5 | Elect Steve Lucas | Mgmt | For | Against | Against | |||||
6 | Elect Tutu Agyare | Mgmt | For | Against | Against | |||||
7 | Elect David Bamford | Mgmt | For | Against | Against | |||||
8 | Elect Ann Grant | Mgmt | For | Against | Against | |||||
9 | Elect Aidan Heavey | Mgmt | For | Against | Against | |||||
10 | Elect Graham Martin | Mgmt | For | Against | Against | |||||
11 | Elect Angus McCoss | Mgmt | For | Against | Against | |||||
12 | Elect Paul McDade | Mgmt | For | Against | Against | |||||
13 | Elect Steven McTiernan | Mgmt | For | Against | Against | |||||
14 | Elect Ian Springett | Mgmt | For | Against | Against | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
20 | Directors' Fees | Mgmt | For | For | For | |||||
Turkiye Vakiflar Bankasi AS | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VAKBN | CINS M9037B109 | 03/30/2012 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Turkey | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||||
3 | Minutes | Mgmt | For | TNA | N/A | |||||
4 | Reports | Mgmt | For | TNA | N/A | |||||
5 | Accounts | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||||
7 | Ratification of Statutory Auditors Acts | Mgmt | For | TNA | N/A | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
9 | Ratification of Co-option of Board Member | Mgmt | For | TNA | N/A | |||||
10 | Election of Directors | Mgmt | For | TNA | N/A | |||||
11 | Election of Statutory Auditors | Mgmt | For | TNA | N/A | |||||
12 | Directors and Statutory Auditors' Fees | Mgmt | For | TNA | N/A | |||||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
14 | Charitable Donations | Mgmt | For | TNA | N/A | |||||
15 | Wishes | Mgmt | For | TNA | N/A | |||||
16 | Closing | Mgmt | For | TNA | N/A | |||||
Tyco International Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TYC | CUSIP H89128104 | 03/07/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | |||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
3.7 | Elect John Krol | Mgmt | For | For | For | |||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | |||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Consolidation of Reserves | Mgmt | For | For | For | |||||
9 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Amendments to Articles of Association | Mgmt | For | For | For | |||||
Unicredit S.p.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UCG | CINS T960AS101 | 05/11/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Accounts and Reports of Subsidiary UniCredit Real Estate S.c.p.A. | Mgmt | For | For | For | |||||
6 | Allocation of Surplus of Subsidiary UniCredit Real Estate S.c.p.A. | Mgmt | For | For | For | |||||
7 | Accounts and Reports of Subsidiary Medioinvest S.r.l. | Mgmt | For | For | For | |||||
8 | Allocation of Losses of Subsidiary Medioinvest S.r.l. | Mgmt | For | For | For | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | List Presented by Shareholders Representing 6.331% of Share Capital | Mgmt | For | Against | Against | |||||
11 | List Presented by Shareholders Representing 1.121% | Mgmt | For | N/A | N/A | |||||
12 | Authorization Pursuant to Sect. 2390 of the Italian Civil Code | Mgmt | For | Against | Against | |||||
13 | Directors' Fees | Mgmt | For | For | For | |||||
14 | Insurance Policy | Mgmt | For | For | For | |||||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
16 | Remuneration Report | Mgmt | For | For | For | |||||
17 | Equity Compensation Plan | Mgmt | For | For | For | |||||
18 | Employee Share Ownership Plan | Mgmt | For | For | For | |||||
19 | Amendments to Articles | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
United States Steel Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
X | CUSIP 912909108 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Frank Lucchino | Mgmt | For | For | For | |||||
2 | Elect Seth Schofield | Mgmt | For | For | For | |||||
3 | Elect John Surma | Mgmt | For | For | For | |||||
4 | Elect David Sutherland | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
UnitedHealth Group Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UNH | CUSIP 91324P102 | 06/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William Ballard, Jr. | Mgmt | For | For | For | |||||
2 | Elect Richard Burke | Mgmt | For | For | For | |||||
3 | Elect Robert Darretta | Mgmt | For | For | For | |||||
4 | Elect Stephen Hemsley | Mgmt | For | For | For | |||||
5 | Elect Michele Hooper | Mgmt | For | For | For | |||||
6 | Elect Rodger Lawson | Mgmt | For | For | For | |||||
7 | Elect Douglas Leatherdale | Mgmt | For | For | For | |||||
8 | Elect Glenn Renwick | Mgmt | For | For | For | |||||
9 | Elect Kenneth Shine | Mgmt | For | For | For | |||||
10 | Elect Gail Wilensky | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
Vedanta Resources plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VED | CINS G9328D100 | 07/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Navin Agarwal | Mgmt | For | For | For | |||||
5 | Elect Naresh Chandra | Mgmt | For | Against | Against | |||||
6 | Elect Aman Mehta | Mgmt | For | Against | Against | |||||
7 | Appointment of Auditor | Mgmt | For | For | For | |||||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Verizon Communications Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VZ | CUSIP 92343V104 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Carrion | Mgmt | For | For | For | |||||
2 | Elect Melanie Healey | Mgmt | For | For | For | |||||
3 | Elect M. Frances Keeth | Mgmt | For | For | For | |||||
4 | Elect Robert Lane | Mgmt | For | For | For | |||||
5 | Elect Lowell McAdam | Mgmt | For | For | For | |||||
6 | Elect Sandra Moose | Mgmt | For | For | For | |||||
7 | Elect Joseph Neubauer | Mgmt | For | For | For | |||||
8 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||||
10 | Elect Hugh Price | Mgmt | For | For | For | |||||
11 | Elect Rodney Slater | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||||
W.W. Grainger, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GWW | CUSIP 384802104 | 04/25/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Brian Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Wilbur Gantz | Mgmt | For | For | For | |||||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||||
1.4 | Elect William Hall | Mgmt | For | For | For | |||||
1.5 | Elect Stuart Levenick | Mgmt | For | For | For | |||||
1.6 | Elect John McCarter, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Neil Novich | Mgmt | For | For | For | |||||
1.8 | Elect Michael Roberts | Mgmt | For | For | For | |||||
1.9 | Elect Gary Rogers | Mgmt | For | For | For | |||||
1.10 | Elect James Ryan | Mgmt | For | For | For | |||||
1.11 | Elect E. Scott Santi | Mgmt | For | For | For | |||||
1.12 | Elect James Slavik | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Wal-Mart Stores, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WMT | CUSIP 931142103 | 06/01/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Aida Alvarez | Mgmt | For | For | For | |||||
2 | Elect James Breyer | Mgmt | For | For | For | |||||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||||
4 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
5 | Elect Roger Corbett | Mgmt | For | For | For | |||||
6 | Elect Douglas Daft | Mgmt | For | For | For | |||||
7 | Elect Michael Duke | Mgmt | For | For | For | |||||
8 | Elect Marissa Mayer | Mgmt | For | For | For | |||||
9 | Elect Gregory Penner | Mgmt | For | For | For | |||||
10 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
11 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||||
12 | Elect Arne Sorenson | Mgmt | For | For | For | |||||
13 | Elect Jim Walton | Mgmt | For | For | For | |||||
14 | Elect S. Robson Walton | Mgmt | For | For | For | |||||
15 | Elect Christopher Williams | Mgmt | For | For | For | |||||
16 | Elect Linda Wolf | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Director Qualifications | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding an Incentive Compensation Report | ShrHldr | Against | Against | For | |||||
Wells Fargo & Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WFC | CUSIP 949746101 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Baker II | Mgmt | For | For | For | |||||
2 | Elect Elaine Chao | Mgmt | For | For | For | |||||
3 | Elect John Chen | Mgmt | For | For | For | |||||
4 | Elect Lloyd Dean | Mgmt | For | For | For | |||||
5 | Elect Susan Engel | Mgmt | For | For | For | |||||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
7 | Elect Donald James | Mgmt | For | For | For | |||||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | |||||
9 | Elect Nicholas Moore | Mgmt | For | For | For | |||||
10 | Elect Federico Pena | Mgmt | For | For | For | |||||
11 | Elect Philip Quigley | Mgmt | For | For | For | |||||
12 | Elect Judith Runstad | Mgmt | For | For | For | |||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
14 | Elect John Stumpf | Mgmt | For | For | For | |||||
15 | Elect Susan Swenson | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
19 | Shareholder Proposal Regarding Cumulative Voting in Contested Elections | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
Yamada Denki Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9831 | CINS J95534103 | 06/28/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Noboru Yamada | Mgmt | For | For | For | |||||
5 | Elect Tadao Ichimiya | Mgmt | For | For | For | |||||
6 | Elect Hiroyasu Iizuka | Mgmt | For | For | For | |||||
7 | Elect Ginji Karasawa | Mgmt | For | For | For | |||||
8 | Elect Makoto Igarashi | Mgmt | For | For | For | |||||
9 | Elect Masaaki Kurihara | Mgmt | For | For | For | |||||
10 | Elect Jun Okamoto | Mgmt | For | For | For | |||||
11 | Elect Mitsumasa Kuwano | Mgmt | For | For | For | |||||
12 | Elect Haruhiko Higuchi | Mgmt | For | For | For | |||||
13 | Elect Tatsuo Kobayashi | Mgmt | For | For | For | |||||
14 | Elect Shinichi Samata | Mgmt | For | For | For | |||||
15 | Elect Akira Fukui | Mgmt | For | For | For | |||||
16 | Elect Chiaki Takahashi | Mgmt | For | For | For | |||||
17 | Elect Yoshinori Matsuda | Mgmt | For | For | For | |||||
18 | Elect Shigeaki Yamada | Mgmt | For | For | For | |||||
19 | Elect Kenichi Koyano | Mgmt | For | For | For | |||||
20 | Elect Masaru Yamada | Mgmt | For | For | For | |||||
21 | Elect Haruhiko Itakura | Mgmt | For | Against | Against | |||||
22 | Retirement Allowances for Director(s) | Mgmt | For | For | For | |||||
23 | Retirement Allowances for Statutory Auditor(s) | Mgmt | For | For | For | |||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Global Health Care Fund | ||||||||
Date of fiscal year end: | 12/31/2011 | ||||||||
Abbott Laboratories | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABT | CUSIP 002824100 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | ||||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | ||||
1.3 | Elect Sally Blount | Mgmt | For | For | For | ||||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | ||||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | ||||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | ||||
1.7 | Elect Phebe Novakovic | Mgmt | For | For | For | ||||
1.8 | Elect William Osborn | Mgmt | For | For | For | ||||
1.9 | Elect Samuel Scott III | Mgmt | For | For | For | ||||
1.10 | Elect Glenn Tilton | Mgmt | For | For | For | ||||
1.11 | Elect Miles White | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Tax Gross-Up Payments | ShrHldr | Against | For | Against | ||||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Excluding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Compensation in the Event of a Change of Control | ShrHldr | Against | Against | For | ||||
Achillion Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACHN | CUSIP 00448Q201 | 06/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jason Fisherman | Mgmt | For | For | For | ||||
2 | Elect Gary Frashier | Mgmt | For | For | For | ||||
3 | Elect David Wright | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Acorda Therapeutics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACOR | CUSIP 00484M106 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barry Greene | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Ian Smith | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Actelion Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ATLN | CINS H0032X135 | 05/04/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
5 | Compensation Report | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
7 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | ||||
8 | Elect Michael Jacobi | Mgmt | For | TNA | N/A | ||||
9 | Elect Peter Gruss | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Aetna Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AET | CUSIP 00817Y108 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||||
2 | Elect Mark Bertolini | Mgmt | For | For | For | ||||
3 | Elect Frank Clark, Jr. | Mgmt | For | For | For | ||||
4 | Elect Betsy Cohen | Mgmt | For | For | For | ||||
5 | Elect Molly Coye | Mgmt | For | For | For | ||||
6 | Elect Roger Farah | Mgmt | For | For | For | ||||
7 | Elect Barbara Franklin | Mgmt | For | For | For | ||||
8 | Elect Jeffrey Garten | Mgmt | For | For | For | ||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | ||||
10 | Elect Richard Harrington | Mgmt | For | For | For | ||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | ||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Affymax, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFFY | CUSIP 00826A109 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ted Love | Mgmt | For | For | For | ||||
1.2 | Elect John Orwin | Mgmt | For | For | For | ||||
1.3 | Elect Daniel Spiegelman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Approval of the Section 162(m) Performance Criteria and Award Limits of the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
Agilent Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
A | CUSIP 00846U101 | 03/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Herbold | Mgmt | For | For | For | ||||
2 | Elect KOH Boon Hwee | Mgmt | For | For | For | ||||
3 | Elect William Sullivan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Amarin Corp. plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMRN | CUSIP 023111206 | 07/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph Anderson | Mgmt | For | For | For | ||||
2 | Elect James Healy | Mgmt | For | For | For | ||||
3 | Elect Kristine Peterson | Mgmt | For | For | For | ||||
4 | Elect David Feigal, Jr. | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
7 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | 2011 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
AmerisourceBergen Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABC | CUSIP 03073E105 | 03/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Collis | Mgmt | For | For | For | ||||
2 | Elect Richard Gozon | Mgmt | For | For | For | ||||
3 | Elect Kathleen Hyle | Mgmt | For | For | For | ||||
4 | Elect Michael Long | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AMGEN Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMGN | CUSIP 031162100 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Baltimore | Mgmt | For | For | For | ||||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | ||||
3 | Elect Robert Bradway | Mgmt | For | For | For | ||||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | ||||
5 | Elect Vance Coffman | Mgmt | For | For | For | ||||
6 | Elect Rebecca Henderson | Mgmt | For | For | For | ||||
7 | Elect Frank Herringer | Mgmt | For | For | For | ||||
8 | Elect Tyler Jacks | Mgmt | For | For | For | ||||
9 | Elect Gilbert Omenn | Mgmt | For | For | For | ||||
10 | Elect Judith Pelham | Mgmt | For | For | For | ||||
11 | Elect J. Paul Reason | Mgmt | For | For | For | ||||
12 | Elect Leonard Schaeffer | Mgmt | For | For | For | ||||
13 | Elect Kevin Sharer | Mgmt | For | For | For | ||||
14 | Elect Ronald Sugar | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
17 | Authorize Shareholder Action by Written Consent | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding CEO to Serve on a Maximum of One Other Board | ShrHldr | Against | Against | For | ||||
Amicus Therapeutics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FOLD | CUSIP 03152W109 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Sol Barer | Mgmt | For | For | For | ||||
1.2 | Elect Donald Hayden, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect James Topper | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Amylin Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMLN | CUSIP 032346108 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Adrian Adams | Mgmt | For | For | For | ||||
1.2 | Elect Teresa Beck | Mgmt | For | For | For | ||||
1.3 | Elect M. Kathleen Behrens | Mgmt | For | For | For | ||||
1.4 | Elect Daniel Bradbury | Mgmt | For | For | For | ||||
1.5 | Elect Paul Clark | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Paulo Costa | Mgmt | For | For | For | ||||
1.7 | Elect Alexander Denner | Mgmt | For | For | For | ||||
1.8 | Elect Karin Eastham | Mgmt | For | For | For | ||||
1.9 | Elect James Gavin III | Mgmt | For | For | For | ||||
1.10 | Elect Jay Skyler | Mgmt | For | For | For | ||||
1.11 | Elect Joseph Sullivan | Mgmt | For | For | For | ||||
2 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Anthera Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANTH | CUSIP 03674U102 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Healy | Mgmt | For | For | For | ||||
1.2 | Elect Christopher Henney | Mgmt | For | For | For | ||||
1.3 | Elect Daniel Spiegelman | Mgmt | For | For | For | ||||
1.4 | Elect Paul Truex | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ariad Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARIA | CUSIP 04033A100 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Harvey Berger | Mgmt | For | For | For | ||||
1.2 | Elect Wayne Wilson | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
ArQule, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARQL | CUSIP 04269E107 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Timothy Barabe | Mgmt | For | For | For | ||||
1.2 | Elect Paolo Pucci | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Astellas Pharma Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4503 | CINS J03393105 | 06/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | ||||
4 | Elect Yasuo Ishii | Mgmt | For | For | For | ||||
5 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | ||||
6 | Elect Shiroh Yasutake | Mgmt | For | For | For | ||||
7 | Elect Yasuyuki Takai | Mgmt | For | For | For | ||||
8 | Elect Kanoko Ohishi | Mgmt | For | For | For | ||||
9 | Elect Naoki Aikawa | Mgmt | For | For | For | ||||
10 | Elect Shigeru Nishiyama | Mgmt | For | For | For | ||||
11 | Bonus | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
Auxilium Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AUXL | CUSIP 05334D107 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Rolf Classon | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Adrian Adams | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Peter Brandt | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Oliver Fetzer | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Paul Friedman | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Nancy Lurker | Mgmt | For | Withhold | Against | ||||
1.7 | Elect William McKee | Mgmt | For | Withhold | Against | ||||
2 | Amendment to the 2004 Equity Compensation Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
5 | Amendment to Voting Standard for Election of Directors | Mgmt | For | For | For | ||||
AVEO Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVEO | CUSIP 053588109 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth Bate | Mgmt | For | For | For | ||||
1.2 | Elect Ronald DePinho | Mgmt | For | For | For | ||||
1.3 | Elect Anthony Evnin | Mgmt | For | For | For | ||||
1.4 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For | ||||
1.5 | Elect Raju Kucherlapati | Mgmt | For | For | For | ||||
1.6 | Elect Henri Termeer | Mgmt | For | For | For | ||||
1.7 | Elect Kenneth Weg | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Robert Young | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Baxter International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAX | CUSIP 071813109 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Gavin III | Mgmt | For | For | For | ||||
2 | Elect Peter Hellman | Mgmt | For | For | For | ||||
3 | Elect Kees Storm | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | ||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | For | For | For | ||||
Bayer AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAY | CINS D0712D163 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Elect Manfred Schneider | Mgmt | For | For | For | ||||
8 | Elect Werner Wenning | Mgmt | For | For | For | ||||
9 | Elect Paul Achleitner | Mgmt | For | For | For | ||||
10 | Elect Clemens Borsig | Mgmt | For | For | For | ||||
11 | Elect Thomas Ebeling | Mgmt | For | For | For | ||||
12 | Elect Klaus Kleinfeld | Mgmt | For | For | For | ||||
13 | Elect Helmut Panke | Mgmt | For | For | For | ||||
14 | Elect Sue Rataj | Mgmt | For | For | For | ||||
15 | Elect Ekkehard Schulz | Mgmt | For | For | For | ||||
16 | Elect Klaus Sturany | Mgmt | For | For | For | ||||
17 | Elect Ernst-Ludwig Winnacker | Mgmt | For | For | For | ||||
18 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||||
19 | Appointment of Auditor | Mgmt | For | For | For | ||||
Biomarin Pharmaceutical Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMRN | CUSIP 09061G101 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | ||||
1.2 | Elect Michael Grey | Mgmt | For | For | For | ||||
1.3 | Elect Elaine Heron | Mgmt | For | For | For | ||||
1.4 | Elect Pierre Lapalme | Mgmt | For | For | For | ||||
1.5 | Elect V. Bryan Lawlis | Mgmt | For | For | For | ||||
1.6 | Elect Richard Meier | Mgmt | For | For | For | ||||
1.7 | Elect Alan Lewis | Mgmt | For | For | For | ||||
1.8 | Elect William Young | Mgmt | For | For | For | ||||
1.9 | Elect Kenneth Bate | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cardinal Health, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAH | CUSIP 14149Y108 | 11/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Colleen Arnold | Mgmt | For | For | For | ||||
2 | Elect George Barrett | Mgmt | For | For | For | ||||
3 | Elect Glenn Britt | Mgmt | For | For | For | ||||
4 | Elect Carrie Cox | Mgmt | For | For | For | ||||
5 | Elect Calvin Darden | Mgmt | For | For | For | ||||
6 | Elect Bruce Downey | Mgmt | For | For | For | ||||
7 | Elect John Finn | Mgmt | For | For | For | ||||
8 | Elect Gregory Kenny | Mgmt | For | For | For | ||||
9 | Elect David King | Mgmt | For | For | For | ||||
10 | Elect Richard Notebaert | Mgmt | For | For | For | ||||
11 | Elect David Raisbeck | Mgmt | For | For | For | ||||
12 | Elect Jean Spaulding | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Celgene Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CELG | CUSIP 151020104 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Hugin | Mgmt | For | For | For | ||||
1.2 | Elect Richard Barker D. Phil | Mgmt | For | For | For | ||||
1.3 | Elect Michael Casey | Mgmt | For | For | For | ||||
1.4 | Elect Carrie Cox | Mgmt | For | For | For | ||||
1.5 | Elect Rodman Drake | Mgmt | For | For | For | ||||
1.6 | Elect Michael Friedman | Mgmt | For | For | For | ||||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | ||||
1.8 | Elect James Loughlin | Mgmt | For | For | For | ||||
1.9 | Elect Ernest Mario | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
Cempra, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CEMP | CUSIP 15130J109 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Prabhavathi Fernandes | Mgmt | For | Withhold | Against | ||||
1.2 | Elect David Gill | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cephalon, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CEPH | CUSIP 156708109 | 07/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approval of the Merger | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
ChemoCentryx, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCXI | CUSIP 16383L106 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Schall | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Fecsko | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
China Kanghui Holdings | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KH | CUSIP 16890V100 | 09/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Yikang Jiang | Mgmt | For | Against | Against | ||||
2 | Elect Jun Du | Mgmt | For | Against | Against | ||||
3 | Elect Shuchun Gao | Mgmt | For | Against | Against | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Amendment to the 2010 Share Incentive Plan | Mgmt | For | Against | Against | ||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
CIGNA Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CI | CUSIP 125509109 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Partridge | Mgmt | For | For | For | ||||
2 | Elect James Rogers | Mgmt | For | For | For | ||||
3 | Elect Joseph Sullivan | Mgmt | For | For | For | ||||
4 | Elect Eric Wiseman | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | N/A | For | N/A | ||||
Clovis Oncology, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLVS | CUSIP 189464100 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect M. James Barrett | Mgmt | For | For | For | ||||
1.2 | Elect Patrick Mahaffy | Mgmt | For | For | For | ||||
1.3 | Elect Thorlef Spickschen | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Codexis, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CDXS | CUSIP 192005106 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bernard Kelley | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Complete Genomics Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GNOM | CUSIP 20454K104 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andrew Senyei | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Coventry Health Care, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVH | CUSIP 222862104 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel Mendelson | Mgmt | For | Against | Against | ||||
2 | Elect Rodman Moorhead, III | Mgmt | For | Against | Against | ||||
3 | Elect Timothy Weglicki | Mgmt | For | Against | Against | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Amendment to Supermajority Requirement | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | For | Against | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose Almeida | Mgmt | For | For | For | ||||
2 | Elect Craig Arnold | Mgmt | For | For | For | ||||
3 | Elect Robert Brust | Mgmt | For | For | For | ||||
4 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
5 | Elect Christopher Coughlin | Mgmt | For | For | For | ||||
6 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
15 | Amendments to Articles to Provide for Escheatment | Mgmt | For | For | For | ||||
16 | Amendment to Articles to Allow Non-Cash Dividends | Mgmt | For | For | For | ||||
CSL Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSL | CINS Q3018U109 | 10/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Christine O'Reilly | Mgmt | For | For | For | ||||
3 | Elect Bruce Brook | Mgmt | For | For | For | ||||
4 | Re-elect John Shine | Mgmt | For | For | For | ||||
5 | Remuneration Report | Mgmt | For | For | For | ||||
6 | Renew Global Employee Share Plan | Mgmt | For | For | For | ||||
CVS Caremark Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVS | CUSIP 126650100 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. David Brown II | Mgmt | For | For | For | ||||
2 | Elect David Dorman | Mgmt | For | For | For | ||||
3 | Elect Anne Finucane | Mgmt | For | For | For | ||||
4 | Elect Kristen Gibney Williams | Mgmt | For | For | For | ||||
5 | Elect Marian Heard | Mgmt | For | For | For | ||||
6 | Elect Larry Merlo | Mgmt | For | For | For | ||||
7 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||||
8 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | ||||
9 | Elect Richard Swift | Mgmt | For | For | For | ||||
10 | Elect Tony White | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Authorization of Written Consent by Less Than Unanimous Approval | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Dendreon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNDN | CUSIP 24823Q107 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Johnson | Mgmt | For | For | For | ||||
2 | Elect Susan Bayh | Mgmt | For | For | For | ||||
3 | Elect Dennis Fenton | Mgmt | For | For | For | ||||
4 | Elect David Urdal | Mgmt | For | For | For | ||||
5 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dyax Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DYAX | CUSIP 26746E103 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ron Cohen | Mgmt | For | For | For | ||||
1.2 | Elect David McLachlan | Mgmt | For | For | For | ||||
1.3 | Elect Pablo Pucci | Mgmt | For | For | For | ||||
2 | Amendment to the 1995 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Stock Option Exchange For Non-Executive Employees | Mgmt | For | Against | Against | ||||
4 | Stock Option Exchange For Executive Officers | Mgmt | For | Against | Against | ||||
5 | Stock Option Exchange For Non-Employee Directors | Mgmt | For | Against | Against | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Endocyte Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ECYT | CUSIP 29269A102 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Keith Brauer | Mgmt | For | For | For | ||||
1.2 | Elect Ann Hanham | Mgmt | For | For | For | ||||
1.3 | Elect Peter Meldrum | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Express Scripts Holding Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESRX | CUSIP 30219G108 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Benanav | Mgmt | For | For | For | ||||
2 | Elect Maura Breen | Mgmt | For | For | For | ||||
3 | Elect William DeLaney | Mgmt | For | For | For | ||||
4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | ||||
5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | ||||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | ||||
7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | ||||
8 | Elect John Parker, Jr. | Mgmt | For | For | For | ||||
9 | Elect George Paz | Mgmt | For | For | For | ||||
10 | Elect Myrtle Potter | Mgmt | For | For | For | ||||
11 | Elect William Roper | Mgmt | For | For | For | ||||
12 | Elect Samuel Skinner | Mgmt | For | For | For | ||||
13 | Elect Seymour Sternberg | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Express Scripts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESRX | CUSIP 302182100 | 12/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Fresenius Medical Care AG & Co. KGaA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FME | CUSIP 358029106 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of General Partner Acts | Mgmt | For | For | For | ||||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Amendments to Articles Regarding Committees | Mgmt | For | For | For | ||||
7 | Shareholder Proposals or Countermotions | Mgmt | For | For | For | ||||
Fresenius Medical Care AG & Co. KGaA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FME | CINS D2734Z107 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of General Partner Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Amendments to Articles Regarding Committees | Mgmt | For | For | For | ||||
Glaxosmithkline plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GSK | CINS G3910J112 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Sir Christopher Gent | Mgmt | For | For | For | ||||
4 | Elect Sir Andrew Witty | Mgmt | For | For | For | ||||
5 | Elect Sir Roy Anderson | Mgmt | For | For | For | ||||
6 | Elect Stephanie Burns | Mgmt | For | For | For | ||||
7 | Elect Stacey Cartwright | Mgmt | For | For | For | ||||
8 | Elect H. Lawrence Culp | Mgmt | For | For | For | ||||
9 | Elect Sir Crispin Davis | Mgmt | For | For | For | ||||
10 | Elect Simon Dingemans | Mgmt | For | For | For | ||||
11 | Elect Judy Lewent | Mgmt | For | For | For | ||||
12 | Elect Sir Deryck Maughan | Mgmt | For | For | For | ||||
13 | Elect Daniel Podolsky | Mgmt | For | For | For | ||||
14 | Elect Moncef Slaoui | Mgmt | For | For | For | ||||
15 | Elect Tom de Swaan | Mgmt | For | For | For | ||||
16 | Elect Sir Robert Wilson | Mgmt | For | For | For | ||||
17 | Appointment of Auditor | Mgmt | For | For | For | ||||
18 | Authority to Set Auditor Fees | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Exemption from Statement of Senior Auditor's Name | Mgmt | For | For | For | ||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
25 | Renewal of the ShareSave Plan | Mgmt | For | For | For | ||||
26 | Renewal of the ShareReward Plan | Mgmt | For | For | For | ||||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Hospira, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSP | CUSIP 441060100 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Barbara Bowles | Mgmt | For | For | For | ||||
2 | Elect Roger Hale | Mgmt | For | For | For | ||||
3 | Elect John Staley | Mgmt | For | For | For | ||||
4 | Elect William Dempsey | Mgmt | For | For | For | ||||
5 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
Human Genome Sciences, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HGSI | CUSIP 444903108 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Allan Baxter | Mgmt | For | For | For | ||||
1.2 | Elect Richard Danzig | Mgmt | For | For | For | ||||
1.3 | Elect Colin Goddard | Mgmt | For | For | For | ||||
1.4 | Elect Maxine Gowen | Mgmt | For | For | For | ||||
1.5 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For | ||||
1.6 | Elect Argeris Karabelas | Mgmt | For | For | For | ||||
1.7 | Elect John LaMattina | Mgmt | For | For | For | ||||
1.8 | Elect Augustine Lawlor | Mgmt | For | For | For | ||||
1.9 | Elect George Morrow | Mgmt | For | For | For | ||||
1.10 | Elect Gregory Norden | Mgmt | For | For | For | ||||
1.11 | Elect H. Thomas Watkins | Mgmt | For | For | For | ||||
1.12 | Elect Robert Young | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Johnson & Johnson | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNJ | CUSIP 478160104 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Coleman | Mgmt | For | For | For | ||||
2 | Elect James Cullen | Mgmt | For | For | For | ||||
3 | Elect Ian Davis | Mgmt | For | For | For | ||||
4 | Elect Alex Gorsky | Mgmt | For | For | For | ||||
5 | Elect Michael Johns | Mgmt | For | For | For | ||||
6 | Elect Susan Lindquist | Mgmt | For | For | For | ||||
7 | Elect Anne Mulcahy | Mgmt | For | For | For | ||||
8 | Elect Leo Mullin | Mgmt | For | For | For | ||||
9 | Elect William Perez | Mgmt | For | For | For | ||||
10 | Elect Charles Prince | Mgmt | For | For | For | ||||
11 | Elect David Satcher | Mgmt | For | For | For | ||||
12 | Elect William Weldon | Mgmt | For | For | For | ||||
13 | Elect Ronald Williams | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Binding Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | ||||
Life Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LIFE | CUSIP 53217V109 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Donald Grimm | Mgmt | For | For | For | ||||
2 | Elect Ora Pescovitz | Mgmt | For | For | For | ||||
3 | Elect Per Peterson | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
McKesson Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCK | CUSIP 58155Q103 | 07/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andy Bryant | Mgmt | For | For | For | ||||
2 | Elect Wayne Budd | Mgmt | For | For | For | ||||
3 | Elect John Hammergren | Mgmt | For | For | For | ||||
4 | Elect Alton Irby III | Mgmt | For | For | For | ||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | ||||
6 | Elect Marie Knowles | Mgmt | For | For | For | ||||
7 | Elect David Lawrence | Mgmt | For | For | For | ||||
8 | Elect Edward Mueller | Mgmt | For | For | For | ||||
9 | Elect Jane Shaw | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
13 | Reduction of Supermajority Requirement for Amendments to Series A Junior Participating Preferred Stock | Mgmt | For | For | For | ||||
14 | Reduction of Supermajority Requirement to Alter By-Laws | Mgmt | For | For | For | ||||
15 | Elimination of Supermajority Requirement and Fair Price Provision for Certain Business Combinations | Mgmt | For | For | For | ||||
16 | Amendment to the Certificate of Incorporation to Remove Transitional Provision | Mgmt | For | For | For | ||||
17 | Amendment to the Certificate of Incorporation Concerning Interested Transactions | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
MedAssets, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDAS | CUSIP 584045108 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect C. A. Lance Piccolo | Mgmt | For | For | For | ||||
1.2 | Elect Bruce Wesson | Mgmt | For | For | For | ||||
1.3 | Elect Samuel Skinner | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Medco Health Solutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MHS | CUSIP 58405U102 | 12/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
Medtronic, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDT | CUSIP 585055106 | 08/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | ||||
1.2 | Elect David Calhoun | Mgmt | For | For | For | ||||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | ||||
1.4 | Elect Omar Ishrak | Mgmt | For | For | For | ||||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | ||||
1.6 | Elect James Lenehan | Mgmt | For | For | For | ||||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | ||||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | ||||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | ||||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | ||||
1.11 | Elect Jack Schuler | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Merck & Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRK | CUSIP 58933Y105 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leslie Brun | Mgmt | For | For | For | ||||
2 | Elect Thomas Cech | Mgmt | For | For | For | ||||
3 | Elect Kenneth Frazier | Mgmt | For | For | For | ||||
4 | Elect Thomas Glocer | Mgmt | For | For | For | ||||
5 | Elect William Harrison, Jr. | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Rochelle Lazarus | Mgmt | For | For | For | ||||
8 | Elect Carlos Represas | Mgmt | For | For | For | ||||
9 | Elect Patricia Russo | Mgmt | For | For | For | ||||
10 | Elect Craig Thompson | Mgmt | For | For | For | ||||
11 | Elect Wendell Weeks | Mgmt | For | For | For | ||||
12 | Elect Peter Wendell | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Reviewing Political Spending or Lobbying | ShrHldr | Against | Against | For | ||||
Microport Scientific Corp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0853 | CINS G60837104 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect ZHANG Yan | Mgmt | For | Against | Against | ||||
6 | Elect SUN Hongbin | Mgmt | For | Against | Against | ||||
7 | Elect LUO Qiyi | Mgmt | For | Against | Against | ||||
8 | Elect DING Lei | Mgmt | For | Against | Against | ||||
9 | Directors' Fees | Mgmt | For | For | For | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Mitsubishi Tanabe Pharma Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4508 | CINS J4448H104 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Michihiro Tsuchiya | Mgmt | For | For | For | ||||
4 | Elect Kuniaki Kaga | Mgmt | For | For | For | ||||
5 | Elect Kenichi Yanagisawa | Mgmt | For | For | For | ||||
6 | Elect Kenkichi Kosakai | Mgmt | For | For | For | ||||
7 | Elect Masayuki Mitsuka | Mgmt | For | For | For | ||||
8 | Elect Takashi Kobayashi | Mgmt | For | For | For | ||||
9 | Elect Shigehiko Hattori | Mgmt | For | For | For | ||||
10 | Elect Seishiroh Yoshioka | Mgmt | For | For | For | ||||
11 | Elect Hidetaka Tomita as an Alternate Statutory Auditor | Mgmt | For | Against | Against | ||||
Neurocrine Biosciences, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NBIX | CUSIP 64125C109 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect W. Thomas Mitchell | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Mollica | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Novartis AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOVN | CINS H5820Q150 | 02/23/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | ||||
8 | Elect William Brody | Mgmt | For | TNA | N/A | ||||
9 | Elect Srikant Datar | Mgmt | For | TNA | N/A | ||||
10 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | ||||
11 | Elect Wendelin Wiedeking | Mgmt | For | TNA | N/A | ||||
12 | Elect Rolf Zinkernagel | Mgmt | For | TNA | N/A | ||||
13 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | ||||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
15 | Miscellaneous Shareholder Proposals or Countermotions | ShrHldr | For | TNA | N/A | ||||
OncoGenex Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OGXI | CUSIP 68230A106 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Scott Cormack | Mgmt | For | For | For | ||||
1.2 | Elect Neil Clendeninn | Mgmt | For | For | For | ||||
1.3 | Elect Jack Goldstein | Mgmt | For | For | For | ||||
1.4 | Elect Martin Mattingly | Mgmt | For | For | For | ||||
1.5 | Elect Stewart Parker | Mgmt | For | For | For | ||||
1.6 | Elect David Smith | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Onyx Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ONXX | CUSIP 683399109 | 05/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Goddard | Mgmt | For | For | For | ||||
1.2 | Elect Antonio Grillo-Lopez | Mgmt | For | For | For | ||||
1.3 | Elect Wendell Wierenga | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
OraSure Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OSUR | CUSIP 68554V108 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Celano | Mgmt | For | For | For | ||||
1.2 | Elect Douglas Michels | Mgmt | For | For | For | ||||
1.3 | Elect Charles Patrick | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Pfizer Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFE | CUSIP 717081103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | ||||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | ||||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
4 | Elect Frances Fergusson | Mgmt | For | For | For | ||||
5 | Elect William Gray, III | Mgmt | For | For | For | ||||
6 | Elect Helen Hobbs | Mgmt | For | For | For | ||||
7 | Elect Constance Horner | Mgmt | For | For | For | ||||
8 | Elect James Kilts | Mgmt | For | For | For | ||||
9 | Elect George Lorch | Mgmt | For | For | For | ||||
10 | Elect John Mascotte | Mgmt | For | For | For | ||||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
12 | Elect Ian Read | Mgmt | For | For | For | ||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | ||||
14 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | ||||
Quest Diagnostics Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DGX | CUSIP 74834L100 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jenne Britell | Mgmt | For | For | For | ||||
2 | Elect Gail Wilensky | Mgmt | For | For | For | ||||
3 | Elect John Ziegler | Mgmt | For | For | For | ||||
4 | Amendment to the Employee Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | ||||
Sanofi | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAN | CINS F5548N101 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Elect Laurent Attal | Mgmt | For | Against | Against | ||||
8 | Elect Uwe Bicker | Mgmt | For | Against | Against | ||||
9 | Elect Jean-Rene Fourtou | Mgmt | For | Against | Against | ||||
10 | Elect Claudie Haignere | Mgmt | For | Against | Against | ||||
11 | Elect Carole Piwnica | Mgmt | For | Against | Against | ||||
12 | Elect Klaus Pohle | Mgmt | For | Against | Against | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
15 | Relocation of Corporate Headquarters | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sequenom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SQNM | CUSIP 817337405 | 06/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ernst-Gunter Afting | Mgmt | For | For | For | ||||
1.2 | Elect Kenneth Buechler | Mgmt | For | For | For | ||||
1.3 | Elect John Fazio | Mgmt | For | For | For | ||||
1.4 | Elect Harry Hixson, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Richard Lerner | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Ronald Lindsay | Mgmt | For | For | For | ||||
1.7 | Elect David Pendarvis | Mgmt | For | For | For | ||||
1.8 | Elect Charles Slacik | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
ShangPharma Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SHP | CUSIP 81943P104 | 10/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | 2011 Share Incentive Plan | Mgmt | For | Against | Against | ||||
2 | 2010 Share Incentive Plan | Mgmt | For | For | For | ||||
Shire plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SHP | CINS G8124V108 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect William Burns | Mgmt | For | For | For | ||||
4 | Elect Matthew Emmens | Mgmt | For | For | For | ||||
5 | Elect David Ginsburg | Mgmt | For | For | For | ||||
6 | Elect Graham Hetherington | Mgmt | For | For | For | ||||
7 | Elect David Kappler | Mgmt | For | For | For | ||||
8 | Elect Anne Minto | Mgmt | For | For | For | ||||
9 | Elect Angus Russell | Mgmt | For | For | For | ||||
10 | Elect David Stout | Mgmt | For | For | For | ||||
11 | Elect Susan Kilsby | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Sihuan Pharmaceutical Holdings Group Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0460 | CINS G8162K113 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Final Dividend | Mgmt | For | For | For | ||||
5 | Allocation of Special Dividend | Mgmt | For | For | For | ||||
6 | Elect GUO Weicheng | Mgmt | For | Against | Against | ||||
7 | Elect ZHANG Jionglong | Mgmt | For | Against | Against | ||||
8 | Elect BAI Huiliang | Mgmt | For | Against | Against | ||||
9 | Directors' Fees | Mgmt | For | For | For | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sihuan Pharmaceutical Holdings Group Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BL5 | CINS G8162K113 | 09/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Allocation of Special Dividends | Mgmt | For | For | For | ||||
4 | Elect Homer SUN | Mgmt | For | Against | Against | ||||
5 | Elect Eddy Huang | Mgmt | For | Against | Against | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sinopharm Group Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1099 | CINS Y8008N107 | 06/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Directors' Report | Mgmt | For | For | For | ||||
3 | Supervisory Committee's Report | Mgmt | For | For | For | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Appointment of Domestic Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Appointment of International Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Authority to Acquire or Dispose of Assets | Mgmt | For | Against | Against | ||||
10 | Amendments to Articles | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
Sinopharm Group Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1099 | CINS Y8008N107 | 09/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect WEI Yulin | Mgmt | For | Against | Against | ||||
3 | Elect SHE Lulin | Mgmt | For | Against | Against | ||||
4 | Elect WANG Qunbin | Mgmt | For | Against | Against | ||||
5 | Elect DENG Jindong | Mgmt | For | Against | Against | ||||
6 | Elect FAN Banghan | Mgmt | For | Against | Against | ||||
7 | Elect LIU Hailiang | Mgmt | For | Against | Against | ||||
8 | Elect WANG Fanghua | Mgmt | For | Against | Against | ||||
9 | Elect TAO Wuping | Mgmt | For | Against | Against | ||||
10 | Elect XIE Rong | Mgmt | For | Against | Against | ||||
Sinopharm Group Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1099 | CINS Y8008N107 | 12/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Master Procurement Agreement | Mgmt | For | For | For | ||||
Smith & Nephew plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SN | CINS G82343164 | 04/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Ian Barlow | Mgmt | For | Against | Against | ||||
5 | Elect Genevieve Berger | Mgmt | For | Against | Against | ||||
6 | Elect Olivier Bohuon | Mgmt | For | Against | Against | ||||
7 | Elect John Buchanan | Mgmt | For | Against | Against | ||||
8 | Elect Adrian Hennah | Mgmt | For | Against | Against | ||||
9 | Elect Pamela Kirby | Mgmt | For | Against | Against | ||||
10 | Elect Brian Larcombe | Mgmt | For | Against | Against | ||||
11 | Elect Joseph Papa | Mgmt | For | Against | Against | ||||
12 | Elect Ajay G. Piramal | Mgmt | For | Against | Against | ||||
13 | Elect Richard De Schutter | Mgmt | For | Against | Against | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | UK Sharesave Plan | Mgmt | For | For | For | ||||
19 | International Sharesave Plan | Mgmt | For | For | For | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Somaxon Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SOMX | CUSIP 834453102 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Terrell Cobb | Mgmt | For | For | For | ||||
1.2 | Elect Erle Mast | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Spectrum Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPPI | CUSIP 84763A108 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Krishan Arora | Mgmt | For | For | For | ||||
1.2 | Elect Gilles Gagnon | Mgmt | For | For | For | ||||
1.3 | Elect Anton Gueth | Mgmt | For | For | For | ||||
1.4 | Elect Stuart Krassner | Mgmt | For | For | For | ||||
1.5 | Elect Luigi Lenaz | Mgmt | For | For | For | ||||
1.6 | Elect Anthony Maida, III | Mgmt | For | For | For | ||||
1.7 | Elect Rajesh Shrotriya | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
St. Jude Medical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STJ | CUSIP 790849103 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Brown | Mgmt | For | For | For | ||||
2 | Elect Daniel Starks | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Stryker Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYK | CUSIP 863667101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | ||||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | ||||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | ||||
1.5 | Elect Allan Golston | Mgmt | For | For | For | ||||
1.6 | Elect Howard Lance | Mgmt | For | For | For | ||||
1.7 | Elect William Parfet | Mgmt | For | For | For | ||||
1.8 | Elect Ronda Stryker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Re-approval of the Executive Bonus Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Synageva BioPharma Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GEVA | CUSIP 87159A103 | 06/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Sanj Patel | Mgmt | For | For | For | ||||
1.2 | Elect Felix Baker | Mgmt | For | For | For | ||||
1.3 | Elect Stephen Biggar | Mgmt | For | For | For | ||||
1.4 | Elect Stephen Davis | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Malley | Mgmt | For | For | For | ||||
1.6 | Elect Barry Quart | Mgmt | For | For | For | ||||
1.7 | Elect Thomas Tisch | Mgmt | For | For | For | ||||
1.8 | Elect Peter Wirth | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Stock Plan | Mgmt | For | Against | Against | ||||
3 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Synta Pharmaceuticals Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNTA | CUSIP 87162T206 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Keith Gollust | Mgmt | For | For | For | ||||
1.2 | Elect Robert Wilson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Synutra International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYUT | CUSIP 87164C102 | 02/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Liang Zhang | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Joseph Chow | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Donghao Yang | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Teva Pharmaceutical Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEVA | CUSIP 881624209 | 09/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Chaim Hurvitz | Mgmt | For | For | For | ||||
3 | Elect Ory Slonim | Mgmt | For | For | For | ||||
4 | Elect Dan Suesskind | Mgmt | For | For | For | ||||
5 | Elect Joseph Nitzani | Mgmt | For | For | For | ||||
6 | Elect Dafna Schwartz | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | ||||
9 | Remuneration of Moshe Many | Mgmt | For | For | For | ||||
10 | Reimbursement of Phillip Frost's Travel Expenses | Mgmt | For | For | For | ||||
Thermo Fisher Scientific Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TMO | CUSIP 883556102 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Martin Harris | Mgmt | For | For | For | ||||
2 | Elect Judy Lewent | Mgmt | For | For | For | ||||
3 | Elect Jim Manzi | Mgmt | For | For | For | ||||
4 | Elect Lars Sorenson | Mgmt | For | For | For | ||||
5 | Elect Elaine Ullian | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Threshold Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
THLD | CUSIP 885807107 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Wilfred Jaeger | Mgmt | For | For | For | ||||
1.2 | Elect David Parkinson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
United Therapeutics Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UTHR | CUSIP 91307C102 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martine A. Rothblatt | Mgmt | For | For | For | ||||
1.2 | Elect Louis Sullivan | Mgmt | For | For | For | ||||
1.3 | Elect Raymond Kurzweil | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Vertex Pharmaceuticals Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VRTX | CUSIP 92532F100 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Leiden | Mgmt | For | For | For | ||||
1.2 | Elect Bruce Sachs | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Stock and Option Plan | Mgmt | For | Against | Against | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Warner Chilcott plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WCRX | CUSIP G94368100 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Bloem | Mgmt | For | For | For | ||||
2 | Elect Roger Boissonneault | Mgmt | For | For | For | ||||
3 | Elect John King | Mgmt | For | For | For | ||||
4 | Elect Patrick O'Sullivan | Mgmt | For | For | For | ||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Watson Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WPI | CUSIP 942683103 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jack Michelson | Mgmt | For | For | For | ||||
2 | Elect Ronald Taylor | Mgmt | For | For | For | ||||
3 | Elect Andrew Turner | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Annual Incentive Plan | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
WellPoint, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WLP | CUSIP 94973V107 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lenox Baker, Jr. | Mgmt | For | For | For | ||||
2 | Elect Susan Bayh | Mgmt | For | For | For | ||||
3 | Elect Julie Hill | Mgmt | For | For | For | ||||
4 | Elect Ramiro Peru | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
West Pharmaceutical Services Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WST | CUSIP 955306105 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark Buthman | Mgmt | For | For | For | ||||
1.2 | Elect William Feehery | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Hofmann | Mgmt | For | For | For | ||||
1.4 | Elect L. Robert Johnson | Mgmt | For | For | For | ||||
1.5 | Elect Paula Johnson | Mgmt | For | For | For | ||||
1.6 | Elect Douglas Michels | Mgmt | For | For | For | ||||
1.7 | Elect Donald Morel Jr. | Mgmt | For | For | For | ||||
1.8 | Elect John Weiland | Mgmt | For | For | For | ||||
1.9 | Elect Anthony Welters | Mgmt | For | For | For | ||||
1.10 | Elect Patrick Zenner | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
WuXi PharmaTech (Cayman) Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WX | CUSIP 929352102 | 08/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Xiaozhong Liu | Mgmt | For | Against | Against | ||||
2 | Elect Ying Han | Mgmt | For | Against | Against | ||||
3 | Elect Kian-Wee Seah | Mgmt | For | Against | Against | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Global Utilities Fund | ||||||||
Date of fiscal year end: | 12/31/2011 | ||||||||
AES Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AES | CUSIP 00130H105 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andres Gluski | Mgmt | For | For | For | ||||
1.2 | Elect Guo Bao Zhang | Mgmt | For | For | For | ||||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | ||||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | ||||
1.5 | Elect John Koskinen | Mgmt | For | For | For | ||||
1.6 | Elect Philip Lader | Mgmt | For | For | For | ||||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | ||||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | ||||
1.10 | Elect Charles Rossotti | Mgmt | For | For | For | ||||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AGL Energy Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGK | CINS Q01630104 | 10/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Remuneration Report | Mgmt | For | For | For | ||||
5 | Re-elect Jeremy (Jerry) Maycock | Mgmt | For | For | For | ||||
6 | Re-elect Sandra McPhee | Mgmt | For | For | For | ||||
7 | Elect Belinda Hutchinson | Mgmt | For | For | For | ||||
8 | Equity Grant (MD/CEO, Michael Fraser) | Mgmt | For | For | For | ||||
9 | Approve Termination Payments | Mgmt | For | For | For | ||||
10 | Approve Termination Payments | Mgmt | For | For | For | ||||
11 | Approve Termination Payments | Mgmt | For | For | For | ||||
12 | Adoption of new Constitution | Mgmt | For | For | For | ||||
Alliant Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LNT | CUSIP 018802108 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Patrick Allen | Mgmt | For | For | For | ||||
1.2 | Elect Patricia Kampling | Mgmt | For | For | For | ||||
1.3 | Elect Ann K. Newhall | Mgmt | For | For | For | ||||
1.4 | Elect Dean Oestreich | Mgmt | For | For | For | ||||
1.5 | Elect Carol Sanders | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ameren Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEE | CUSIP 023608102 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | ||||
1.2 | Elect Cathrine Brune | Mgmt | For | For | For | ||||
1.3 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | ||||
1.4 | Elect Walter Galvin | Mgmt | For | For | For | ||||
1.5 | Elect Gayle Jackson | Mgmt | For | For | For | ||||
1.6 | Elect James Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Steven Lipstein | Mgmt | For | For | For | ||||
1.8 | Elect Patrick Stokes | Mgmt | For | For | For | ||||
1.9 | Elect Thomas Voss | Mgmt | For | For | For | ||||
1.10 | Elect Stephen Wilson | Mgmt | For | For | For | ||||
1.11 | Elect Jack Woodard | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Coal Risk | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Energy Efficiency and Renewable Energy | ShrHldr | Against | Against | For | ||||
American Electric Power Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEP | CUSIP 025537101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nicholas Atkins | Mgmt | For | For | For | ||||
2 | Elect David Anderson | Mgmt | For | For | For | ||||
3 | Elect James Cordes | Mgmt | For | For | For | ||||
4 | Elect Ralph Crosby, Jr. | Mgmt | For | For | For | ||||
5 | Elect Linda Goodspeed | Mgmt | For | For | For | ||||
6 | Elect Thomas Hoaglin | Mgmt | For | For | For | ||||
7 | Elect Michael Morris | Mgmt | For | For | For | ||||
8 | Elect Richard Notebaert | Mgmt | For | For | For | ||||
9 | Elect Lionel Nowell III | Mgmt | For | For | For | ||||
10 | Elect Richard Sandor | Mgmt | For | For | For | ||||
11 | Elect Sara Tucker | Mgmt | For | For | For | ||||
12 | Elect John Turner | Mgmt | For | For | For | ||||
13 | Senior Officer Incentive Plan | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
American Water Works Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AWK | CUSIP 030420103 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Adik | Mgmt | For | For | For | ||||
2 | Elect Martha Goss | Mgmt | For | For | For | ||||
3 | Elect Julie Dobson | Mgmt | For | For | For | ||||
4 | Elect Richard Grigg | Mgmt | For | For | For | ||||
5 | Elect Julia Johnson | Mgmt | For | For | For | ||||
6 | Elect George MacKenzie | Mgmt | For | For | For | ||||
7 | Elect William Marrazzo | Mgmt | For | For | For | ||||
8 | Elect Jeffry Sterba | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Bonus Deferral Policy | ShrHldr | Against | Against | For | ||||
Calpine Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPN | CUSIP 131347304 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | ||||
1.2 | Elect Jack Fusco | Mgmt | For | For | For | ||||
1.3 | Elect Robert Hinckley | Mgmt | For | For | For | ||||
1.4 | Elect David Merritt | Mgmt | For | For | For | ||||
1.5 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||||
1.6 | Elect Robert Mosbacher, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect William E. Oberndorf | Mgmt | For | For | For | ||||
1.8 | Elect Denise O'Leary | Mgmt | For | For | For | ||||
1.9 | Elect J. Stuart Ryan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Centrica plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNA | CINS G2018Z143 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Roger Carr | Mgmt | For | For | For | ||||
5 | Elect Sam Laidlaw | Mgmt | For | For | For | ||||
6 | Elect Phil Bentley | Mgmt | For | For | For | ||||
7 | Elect Margherita Della Valle | Mgmt | For | For | For | ||||
8 | Elect Mary Francis | Mgmt | For | For | For | ||||
9 | Elect Mark Hanafin | Mgmt | For | For | For | ||||
10 | Elect Lesley Knox | Mgmt | For | For | For | ||||
11 | Elect Nick Luff | Mgmt | For | For | For | ||||
12 | Elect Andrew Mackenzie | Mgmt | For | For | For | ||||
13 | Elect Ian Meakins | Mgmt | For | Against | Against | ||||
14 | Elect Paul Rayner | Mgmt | For | For | For | ||||
15 | Elect Chris Weston | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Share Incentive Plan Renewal | Mgmt | For | For | For | ||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
China Resources Gas Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1193 | CINS G2113B108 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect DU Wenmin | Mgmt | For | Against | Against | ||||
6 | Elect WEI Bin | Mgmt | For | Against | Against | ||||
7 | Elect WONG Tak Shing | Mgmt | For | Against | Against | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
Dominion Resources Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
D | CUSIP 25746U109 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William Barr | Mgmt | For | For | For | ||||
2 | Elect Peter Brown | Mgmt | For | For | For | ||||
3 | Elect Helen Dragas | Mgmt | For | For | For | ||||
4 | Elect Thomas Farrell II | Mgmt | For | For | For | ||||
5 | Elect John Harris | Mgmt | For | For | For | ||||
6 | Elect Robert Jepson, Jr. | Mgmt | For | For | For | ||||
7 | Elect Mark Kington | Mgmt | For | For | For | ||||
8 | Elect Frank Royal | Mgmt | For | For | For | ||||
9 | Elect Robert Spilman, Jr. | Mgmt | For | For | For | ||||
10 | Elect David Wollard | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Establishment of 15% Renewable Energy Goal | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Renewable Energy Policy Options | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Report on Impact of Plant Closures | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Mountaintop Removal Coal Mining | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Report on Natural Gas | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Board Review of Nuclear Safety Policies | ShrHldr | Against | Against | For | ||||
E.On AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EOAN | CINS D24914133 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | ||||
10 | Conversion of Legal Form | Mgmt | For | For | For | ||||
11 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
12 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares; Authority to Repurchase Shares Using Derivatives | Mgmt | For | For | For | ||||
Edison International | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EIX | CUSIP 281020107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jagjeet Bindra | Mgmt | For | For | For | ||||
2 | Elect Vanessa Chang | Mgmt | For | For | For | ||||
3 | Elect France Cordova | Mgmt | For | For | For | ||||
4 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | ||||
5 | Elect Charles Curtis | Mgmt | For | For | For | ||||
6 | Elect Bradford Freeman | Mgmt | For | For | For | ||||
7 | Elect Luis Nogales | Mgmt | For | For | For | ||||
8 | Elect Ronald Olson | Mgmt | For | For | For | ||||
9 | Elect Richard Schlosberg, III | Mgmt | For | For | For | ||||
10 | Elect Thomas Sutton | Mgmt | For | For | For | ||||
11 | Elect Peter Taylor | Mgmt | For | For | For | ||||
12 | Elect Brett White | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
EDP-Energias de Portugal SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EDP | CINS X67925119 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Portugal | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Statutory Auditor Acts | Mgmt | For | For | For | ||||
8 | Authority to Trade in Company Stock | Mgmt | For | For | For | ||||
9 | Authority to Trade in Company Bonds | Mgmt | For | For | For | ||||
10 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | ||||
11 | Remuneration Report (Management Board) | Mgmt | For | For | For | ||||
12 | Remuneration Report (Supervisory Board) | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Election of Board of the General Meeting | Mgmt | For | For | For | ||||
15 | Election of Members of Remuneration Committee | Mgmt | For | For | For | ||||
16 | Remuneration Committee Fees | Mgmt | For | For | For | ||||
17 | Election of Environment and Sustainability Board | Mgmt | For | For | For | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Electric Power Development Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9513 | CINS J12915104 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Kiyoshi Sawabe | Mgmt | For | For | For | ||||
4 | Elect Masayoshi Kitamura | Mgmt | For | For | For | ||||
5 | Elect Shinichiroh Ohta | Mgmt | For | For | For | ||||
6 | Elect Yasuo Maeda | Mgmt | For | For | For | ||||
7 | Elect Yoshihiko Sakanashi | Mgmt | For | For | For | ||||
8 | Elect Minoru Hino | Mgmt | For | For | For | ||||
9 | Elect Toshifumi Watanabe | Mgmt | For | For | For | ||||
10 | Elect Seigoh Mizunuma | Mgmt | For | For | For | ||||
11 | Elect Kuniharu Takemata | Mgmt | For | For | For | ||||
12 | Elect Junji Nagashima | Mgmt | For | For | For | ||||
13 | Elect Hitoshi Murayama | Mgmt | For | For | For | ||||
14 | Elect Goh Kajitani | Mgmt | For | For | For | ||||
15 | Elect Takashi Fujiwara | Mgmt | For | For | For | ||||
16 | Elect Hirotada Tanoh | Mgmt | For | For | For | ||||
Electricite de France | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EDF | CINS F2940H113 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares and/or Convertible Securities through Private Placement | Mgmt | For | For | For | ||||
12 | Authority to Increase Share Issuance Limit | Mgmt | For | Abstain | Against | ||||
13 | Authority to Increase Capital through Capitalizations | Mgmt | For | Abstain | Against | ||||
14 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Abstain | Against | ||||
15 | Authority to Increase Capital in Consideration for Contributions | Mgmt | For | Abstain | Against | ||||
16 | Employee Stock Purchase Plan | Mgmt | For | Abstain | Against | ||||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | Abstain | Against | ||||
18 | Amendment to Article 18 | Mgmt | For | For | For | ||||
19 | Amendment to Article 20 | Mgmt | For | For | For | ||||
20 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Entergy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETR | CUSIP 29364G103 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Maureen Bateman | Mgmt | For | For | For | ||||
2 | Elect Gary Edwards | Mgmt | For | For | For | ||||
3 | Elect Alexis Herman | Mgmt | For | For | For | ||||
4 | Elect Donald Hintz | Mgmt | For | For | For | ||||
5 | Elect J. Wayne Leonard | Mgmt | For | For | For | ||||
6 | Elect Stuart Levenick | Mgmt | For | For | For | ||||
7 | Elect Blanche Lincoln | Mgmt | For | For | For | ||||
8 | Elect Stewart Myers | Mgmt | For | For | For | ||||
9 | Elect William Percy, II | Mgmt | For | For | For | ||||
10 | Elect W.J. Tauzin | Mgmt | For | For | For | ||||
11 | Elect Steven Wilkinson | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
EQT Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EQT | CUSIP 26884L109 | 04/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kenneth Burke | Mgmt | For | For | For | ||||
2 | Elect Margaret Dorman | Mgmt | For | For | For | ||||
3 | Elect Philip Behrman | Mgmt | For | For | For | ||||
4 | Elect A. Bray Cary, Jr. | Mgmt | For | For | For | ||||
5 | Elect Lee Todd, Jr. | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Exelon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EXC | CUSIP 30161N101 | 04/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Canning Jr. | Mgmt | For | Against | Against | ||||
2 | Elect Christopher Crane | Mgmt | For | Against | Against | ||||
3 | Elect M. Walter D'Alessio | Mgmt | For | Against | Against | ||||
4 | Elect Nicholas DeBenedictis | Mgmt | For | Against | Against | ||||
5 | Elect Nelson Diaz | Mgmt | For | Against | Against | ||||
6 | Elect Sue Ling Gin | Mgmt | For | Against | Against | ||||
7 | Elect Rosemarie Greco | Mgmt | For | Against | Against | ||||
8 | Elect Paul Joskow | Mgmt | For | Against | Against | ||||
9 | Elect Richard Mies | Mgmt | For | Against | Against | ||||
10 | Elect John Palms | Mgmt | For | Against | Against | ||||
11 | Elect William Richardson | Mgmt | For | Against | Against | ||||
12 | Elect Thomas Ridge | Mgmt | For | Against | Against | ||||
13 | Elect John Rogers, Jr. | Mgmt | For | Against | Against | ||||
14 | Elect John Rowe | Mgmt | For | Against | Against | ||||
15 | Elect Stephen Steinour | Mgmt | For | Against | Against | ||||
16 | Elect Donald Thompson | Mgmt | For | Against | Against | ||||
17 | Elect Ann Berzin | Mgmt | For | Against | Against | ||||
18 | Elect Yves de Balmann | Mgmt | For | Against | Against | ||||
19 | Elect Robert Lawless | Mgmt | For | Against | Against | ||||
20 | Elect Mayo Shattuck III | Mgmt | For | Against | Against | ||||
21 | Ratification of Auditor | Mgmt | For | For | For | ||||
22 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Firstenergy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FE | CUSIP 337932107 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Addison | Mgmt | For | For | For | ||||
1.2 | Elect Anthony Alexander | Mgmt | For | For | For | ||||
1.3 | Elect Michael Anderson | Mgmt | For | For | For | ||||
1.4 | Elect Carol Cartwright | Mgmt | For | For | For | ||||
1.5 | Elect William Cottle | Mgmt | For | For | For | ||||
1.6 | Elect Robert Heisler, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Julia Johnson | Mgmt | For | For | For | ||||
1.8 | Elect Ted Kleisner | Mgmt | For | For | For | ||||
1.9 | Elect Donald Misheff | Mgmt | For | For | For | ||||
1.10 | Elect Ernest Novak, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect Christopher Pappas | Mgmt | For | For | For | ||||
1.12 | Elect Catherine Rein | Mgmt | For | For | For | ||||
1.13 | Elect George Smart | Mgmt | For | For | For | ||||
1.14 | Elect Wesley Taylor | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Approval of the Material Terms of Performance Goals under the 2007 Incentive Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Report on Coal Risk | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding the Adoption of Simple Majority Vote | ShrHldr | Against | For | Against | ||||
GDF Suez | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GSZ | CINS F42768105 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Related Party Transactions | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Elect Gerard Mestrallet | Mgmt | For | Against | Against | ||||
11 | Elect Jean-Francois Cirelli | Mgmt | For | Against | Against | ||||
12 | Elect Jean-Louis Beffa | Mgmt | For | Against | Against | ||||
13 | Elect Paul Desmarais, Jr. | Mgmt | For | Against | Against | ||||
14 | Elect Lord Simon Highbury | Mgmt | For | Against | Against | ||||
15 | Elect Gerard Lamarche as Censor | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares and Convertibles w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares and Convertibles w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares for Private Placement w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital in Case of Contributions in Kind | Mgmt | For | For | For | ||||
21 | Authority to Increase Capital for Employee Savings Plan | Mgmt | For | For | For | ||||
22 | Authority to Increase Capital for Equity Compensation Plan for Overseas Employees | Mgmt | For | For | For | ||||
23 | Global Ceiling on Increases in Capital and Debt Issuances | Mgmt | For | For | For | ||||
24 | Authority to Increase Capital through Capitalizations | Mgmt | For | For | For | ||||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
26 | Authority to Issue Restricted Stock | Mgmt | For | For | For | ||||
27 | Amendment to Articles Regarding Employee Representative Term Lengths | Mgmt | For | For | For | ||||
28 | Amendments to Articles Regarding Director Age Limit | Mgmt | For | For | For | ||||
29 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
30 | Scrip Dividend Option | Mgmt | For | For | For | ||||
31 | Shareholder Proposal Regarding Allocation of Profits | ShrHldr | Against | Against | For | ||||
Great Plains Energy Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GXP | CUSIP 391164100 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Terry Bassham | Mgmt | For | For | For | ||||
1.2 | Elect David Bodde | Mgmt | For | For | For | ||||
1.3 | Elect Michael Chesser | Mgmt | For | For | For | ||||
1.4 | Elect Randall Ferguson, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Gary Forsee | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Hyde | Mgmt | For | For | For | ||||
1.7 | Elect James Mitchell | Mgmt | For | For | For | ||||
1.8 | Elect John Sherman | Mgmt | For | For | For | ||||
1.9 | Elect Linda Talbott | Mgmt | For | For | For | ||||
1.10 | Elect Robert West | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Iberdrola S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IBE | CINS E6165F166 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts | Mgmt | For | For | For | ||||
4 | Management Reports | Mgmt | For | For | For | ||||
5 | Ratification of Board Acts | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Scrip Dividend | Mgmt | For | For | For | ||||
9 | Elect Jose Luis San-Pedro Guerenabarrena | Mgmt | For | Against | Against | ||||
10 | Elect Angel Jesus Acebes Paniagua | Mgmt | For | Against | Against | ||||
11 | Elect Xavier de Irala Estevez | Mgmt | For | Against | Against | ||||
12 | Elect Inigo Victor de Oriol Ibarra | Mgmt | For | Against | Against | ||||
13 | Elect Ines Macho Stadler | Mgmt | For | Against | Against | ||||
14 | Elect Braulio Medel Camara | Mgmt | For | Against | Against | ||||
15 | Elect Samantha Barber | Mgmt | For | Against | Against | ||||
16 | Elect Francisco Pons Alcoy | Mgmt | For | Against | Against | ||||
17 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
18 | Authority to List and Delist Securities | Mgmt | For | For | For | ||||
19 | Authority to Create and Fund Foundations | Mgmt | For | For | For | ||||
20 | Amend Articles 19.1, 19.4, 20.1, 20.2, 20.4 and 23.3 | Mgmt | For | For | For | ||||
21 | Amend Articles 24.1, 24.2 and 25.2 | Mgmt | For | For | For | ||||
22 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
23 | Approval of Corporate Website | Mgmt | For | For | For | ||||
24 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
25 | Remuneration Report | Mgmt | For | For | For | ||||
International Power plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPR | CINS G4890M109 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Dirk Achiel Marc Beeuwsaert | Mgmt | For | Against | Against | ||||
3 | Elect Sir Neville Simms | Mgmt | For | Against | Against | ||||
4 | Elect Bernard Attali | Mgmt | For | Against | Against | ||||
5 | Elect Anthony Isaac | Mgmt | For | Against | Against | ||||
6 | Elect David Weston | Mgmt | For | Against | Against | ||||
7 | Elect Sir Rob Young | Mgmt | For | Against | Against | ||||
8 | Elect Michael Zaoui | Mgmt | For | Against | Against | ||||
9 | Elect Gerard Mestrallet | Mgmt | For | Against | Against | ||||
10 | Elect Jean-Francois Cirelli | Mgmt | For | Against | Against | ||||
11 | Elect Isabelle Kocher | Mgmt | For | Against | Against | ||||
12 | Elect Philip Cox | Mgmt | For | Against | Against | ||||
13 | Elect Guy Richelle | Mgmt | For | Against | Against | ||||
14 | Elect Geert Peeters | Mgmt | For | Against | Against | ||||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
17 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | 2012 Performance Share Plan | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
International Power plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPR | CINS G4890M109 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Court | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Scheme of Arrangement | Mgmt | For | For | For | ||||
International Power plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPR | CINS G4890M109 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Merger | Mgmt | For | For | For | ||||
3 | Authority to Make Off-Market Repurchase of Deferred Shares | Mgmt | For | For | For | ||||
ITC Holdings Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ITC | CUSIP 465685105 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Christopher Franklin | Mgmt | For | For | For | ||||
1.2 | Elect Edward Jepsen | Mgmt | For | For | For | ||||
1.3 | Elect Richard McLellan | Mgmt | For | For | For | ||||
1.4 | Elect William Museler | Mgmt | For | For | For | ||||
1.5 | Elect Hazel O'Leary | Mgmt | For | For | For | ||||
1.6 | Elect M. Michael Rounds | Mgmt | For | For | For | ||||
1.7 | Elect Gordon Bennett Stewart, III | Mgmt | For | For | For | ||||
1.8 | Elect Lee Stewart | Mgmt | For | For | For | ||||
1.9 | Elect J.C. Watts | Mgmt | For | For | For | ||||
1.10 | Elect Joseph Welch | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Kyushu Electric Power Co Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9508 | CINS J38468104 | 06/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masayoshi Nuki | Mgmt | For | For | For | ||||
4 | Elect Michiaki Uriu | Mgmt | For | For | For | ||||
5 | Elect Yoshinori Fukahori | Mgmt | For | For | For | ||||
6 | Elect Haruyoshi Yamamoto | Mgmt | For | For | For | ||||
7 | Elect Masanao Chinzei | Mgmt | For | For | For | ||||
8 | Elect Kenji Tsugami | Mgmt | For | For | For | ||||
9 | Elect Tomoyuki Aramaki | Mgmt | For | For | For | ||||
10 | Elect Sohju Hirata | Mgmt | For | For | For | ||||
11 | Elect Hiroshi Ohshima | Mgmt | For | For | For | ||||
12 | Elect Masayuki Yamasaki | Mgmt | For | For | For | ||||
13 | Elect Tomio Naitoh | Mgmt | For | For | For | ||||
14 | Elect Seiichi Sakaguchi | Mgmt | For | For | For | ||||
15 | Elect Naofumi Satoh | Mgmt | For | For | For | ||||
16 | Elect Kazuhiro Izaki | Mgmt | For | For | For | ||||
17 | Elect Tohru Yoshizako | Mgmt | For | For | For | ||||
18 | Elect Hideomi Yakushinji | Mgmt | For | For | For | ||||
19 | Elect Akiyoshi Watanabe | Mgmt | For | For | For | ||||
20 | Elect Tsuyoshi Ono | Mgmt | For | For | For | ||||
21 | Elect Yoshio Utsumi | Mgmt | For | For | For | ||||
22 | Elect Kazuyuki Yamade as Alternate Statutory Auditor | Mgmt | For | For | For | ||||
23 | Shareholder Proposal Regarding Social Investment | ShrHldr | Against | Against | For | ||||
24 | Shareholder Proposal Regarding Electricity Prices | ShrHldr | Against | Against | For | ||||
25 | Shareholder Proposal Regarding Withdrawal from Nuclear Power | ShrHldr | Against | Against | For | ||||
26 | Shareholder Proposal Regarding Establishment of Decommissioning Expedition Committee | ShrHldr | Against | Against | For | ||||
27 | Shareholder Proposal Regarding Combined Cycle Plants | ShrHldr | Against | Against | For | ||||
28 | Shareholder Proposal Regarding Establishment of Generation and Transmission Separation Committee | ShrHldr | Against | Against | For | ||||
29 | Shareholder Proposal Regarding Election of Dissident Nominee | ShrHldr | Against | Against | For | ||||
30 | Shareholder Proposal Regarding Abolishment of Special Allowances | ShrHldr | Against | Against | For | ||||
National Grid Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NG | CINS G6375K151 | 07/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect John Parker | Mgmt | For | Against | Against | ||||
5 | Elect Steven Holliday | Mgmt | For | For | For | ||||
6 | Elect Andrew Bonfield | Mgmt | For | For | For | ||||
7 | Elect Thomas King | Mgmt | For | For | For | ||||
8 | Elect Nick Winser | Mgmt | For | For | For | ||||
9 | Elect Kenneth Harvey | Mgmt | For | For | For | ||||
10 | Elect Linda Adamany | Mgmt | For | For | For | ||||
11 | Elect Philip Aiken | Mgmt | For | For | For | ||||
12 | Elect Stephen Pettit | Mgmt | For | For | For | ||||
13 | Elect Maria Richter | Mgmt | For | For | For | ||||
14 | Elect George Rose | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
22 | Share Incentive Plan Renewal | Mgmt | For | For | For | ||||
23 | Employee Stock Purchase Plan Renewal | Mgmt | For | For | For | ||||
24 | Sharesave Plan | Mgmt | For | For | For | ||||
25 | Long Term Performance Plan | Mgmt | For | For | For | ||||
Northumbrian Water Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NWG | CINS G6661T130 | 07/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Paul Rew | Mgmt | For | For | For | ||||
5 | Elect Simon Lyster | Mgmt | For | For | For | ||||
6 | Elect Sir Patrick Brown | Mgmt | For | For | For | ||||
7 | Elect Margaret Fay | Mgmt | For | For | For | ||||
8 | Elect Chris Green | Mgmt | For | For | For | ||||
9 | Elect Heidi Mottram | Mgmt | For | For | For | ||||
10 | Elect Martin Negre | Mgmt | For | For | For | ||||
11 | Elect Alex Scott-Barrett | Mgmt | For | For | For | ||||
12 | Elect Sir Derek Wanless | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
20 | Ratification of Dividends | Mgmt | For | For | For | ||||
NV Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVE | CUSIP 67073Y106 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | ||||
2 | Elect Glenn Christenson | Mgmt | For | For | For | ||||
3 | Elect Susan Clark | Mgmt | For | For | For | ||||
4 | Elect Stephen Frank | Mgmt | For | For | For | ||||
5 | Elect Brian Kennedy | Mgmt | For | For | For | ||||
6 | Elect Maureen Mullarkey | Mgmt | For | For | For | ||||
7 | Elect John O'Reilly | Mgmt | For | For | For | ||||
8 | Elect Philip Satre | Mgmt | For | For | For | ||||
9 | Elect Donald Snyder | Mgmt | For | For | For | ||||
10 | Elect Michael Yackira | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2003 Non-Employee Director Stock Plan | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Oge Energy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OGE | CUSIP 670837103 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Wayne Brunetti | Mgmt | For | For | For | ||||
1.2 | Elect John Groendyke | Mgmt | For | For | For | ||||
1.3 | Elect Kirk Humphreys | Mgmt | For | For | For | ||||
1.4 | Elect Robert Kelley | Mgmt | For | For | For | ||||
1.5 | Elect Robert Lorenz | Mgmt | For | For | For | ||||
1.6 | Elect Judy McReynolds | Mgmt | For | For | For | ||||
1.7 | Elect Leroy Richie | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
PG&E Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCG | CUSIP 69331C108 | 05/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Andrews | Mgmt | For | For | For | ||||
2 | Elect Lewis Chew | Mgmt | For | For | For | ||||
3 | Elect C. Lee Cox | Mgmt | For | For | For | ||||
4 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | ||||
5 | Elect Fred Fowler | Mgmt | For | For | For | ||||
6 | Elect Maryellen Herringer | Mgmt | For | For | For | ||||
7 | Elect Roger Kimmel | Mgmt | For | For | For | ||||
8 | Elect Richard Meserve | Mgmt | For | For | For | ||||
9 | Elect Forrest Miller | Mgmt | For | For | For | ||||
10 | Elect Rosendo Parra | Mgmt | For | For | For | ||||
11 | Elect Barbara Rambo | Mgmt | For | For | For | ||||
12 | Elect Barry Williams | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
15 | Shareholder Proposal Regarding Removing Sexual Orientation from Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
Pinnacle West Capital Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PNW | CUSIP 723484101 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward Basha, Jr. | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Donald Brandt | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Susan Clark-Johnson | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Denis Cortese | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Michael Gallagher | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Roy Herberger, Jr. | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Dale Klein | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Humberto Lopez | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Kathryn Munro | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Bruce Nordstrom | Mgmt | For | Withhold | Against | ||||
2 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
PPL Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPL | CUSIP 69351T106 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frederick Bernthal | Mgmt | For | For | For | ||||
1.2 | Elect John Conway | Mgmt | For | For | For | ||||
1.3 | Elect Steven Elliot | Mgmt | For | For | For | ||||
1.4 | Elect Louise Goeser | Mgmt | For | For | For | ||||
1.5 | Elect Stuart Graham | Mgmt | For | For | For | ||||
1.6 | Elect Stuart Heydt | Mgmt | For | For | For | ||||
1.7 | Elect Raja Rajamannar | Mgmt | For | For | For | ||||
1.8 | Elect Craig Rogerson | Mgmt | For | For | For | ||||
1.9 | Elect William Spence | Mgmt | For | For | For | ||||
1.10 | Elect Natica von Althann | Mgmt | For | For | For | ||||
1.11 | Elect Keith Williamson | Mgmt | For | For | For | ||||
2 | 2012 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Questar Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STR | CUSIP 748356102 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Teresa Beck | Mgmt | For | For | For | ||||
2 | Elect R. D. Cash | Mgmt | For | For | For | ||||
3 | Elect Laurence Downes | Mgmt | For | For | For | ||||
4 | Elect Ronald Jibson | Mgmt | For | For | For | ||||
5 | Elect Gary Michael | Mgmt | For | For | For | ||||
6 | Elect Keith Rattie | Mgmt | For | For | For | ||||
7 | Elect Harris Simmons | Mgmt | For | For | For | ||||
8 | Elect Bruce Williamson | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Scottish and Southern Energy plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SSE | CINS G7885V109 | 07/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Katie Bickerstaffe | Mgmt | For | For | For | ||||
5 | Elect Jeremy Beeton | Mgmt | For | For | For | ||||
6 | Elect Lord Robert Smith of Kelvin | Mgmt | For | For | For | ||||
7 | Elect Ian Marchant | Mgmt | For | For | For | ||||
8 | Elect Colin Hood | Mgmt | For | For | For | ||||
9 | Elect Gregor Alexander | Mgmt | For | For | For | ||||
10 | Elect Alistair Phillips-Davies | Mgmt | For | For | For | ||||
11 | Elect Lady Susan Rice | Mgmt | For | For | For | ||||
12 | Elect Rene Medori | Mgmt | For | For | For | ||||
13 | Elect Richard Gillingwater | Mgmt | For | For | For | ||||
14 | Elect Thomas Thune Andersen | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
21 | Sharesave Scheme Renewal | Mgmt | For | For | For | ||||
Sempra Energy | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SRE | CUSIP 816851109 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan Boeckmann | Mgmt | For | For | For | ||||
2 | Elect James Brocksmith, Jr. | Mgmt | For | For | For | ||||
3 | Elect Donald Felsinger | Mgmt | For | For | For | ||||
4 | Elect Wilford Godbold, Jr. | Mgmt | For | For | For | ||||
5 | Elect William Jones | Mgmt | For | For | For | ||||
6 | Elect William Ouchi | Mgmt | For | For | For | ||||
7 | Elect Debra Reed | Mgmt | For | For | For | ||||
8 | Elect Carlos Ruiz Sacristan | Mgmt | For | For | For | ||||
9 | Elect William Rusnack | Mgmt | For | For | For | ||||
10 | Elect William Rutledge | Mgmt | For | For | For | ||||
11 | Elect Lynn Schenk | Mgmt | For | For | For | ||||
12 | Elect Luis Tellez | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | ||||
Severn Trent plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SVT | CINS G8056D159 | 07/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Tony Ballance | Mgmt | For | Against | Against | ||||
5 | Elect Bernard Bulkin | Mgmt | For | Against | Against | ||||
6 | Elect Richard Davey | Mgmt | For | Against | Against | ||||
7 | Elect Andrew Duff | Mgmt | For | Against | Against | ||||
8 | Elect Gordon Fryett | Mgmt | For | Against | Against | ||||
9 | Elect Martin Kane | Mgmt | For | Against | Against | ||||
10 | Elect Martin Lamb | Mgmt | For | Against | Against | ||||
11 | Elect Michael McKeon | Mgmt | For | Against | Against | ||||
12 | Elect Baroness Sheila Noakes | Mgmt | For | Against | Against | ||||
13 | Elect Andy Smith | Mgmt | For | Against | Against | ||||
14 | Elect Tony Wray | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Snam Rete Gas S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SRG | CINS T8578L107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Remuneration Report | Mgmt | For | For | For | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Snam Rete Gas S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SRG | CINS T8578L107 | 12/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Spin-off | Mgmt | For | For | For | ||||
3 | Amendments to Articles - Change in Company Name | Mgmt | For | For | For | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Tokyo Gas Co Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9531 | CINS J87000105 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Mitsunori Torihara | Mgmt | For | For | For | ||||
4 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | ||||
5 | Elect Shigeru Muraki | Mgmt | For | For | For | ||||
6 | Elect Michiaki Hirose | Mgmt | For | For | For | ||||
7 | Elect Tsutomu Ohya | Mgmt | For | For | For | ||||
8 | Elect Mikio Itazawa | Mgmt | For | For | For | ||||
9 | Elect Kazuo Yoshino | Mgmt | For | For | For | ||||
10 | Elect Matsuhiko Hataba | Mgmt | For | For | For | ||||
11 | Elect Yukio Satoh | Mgmt | For | For | For | ||||
12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | ||||
13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | ||||
14 | Elect Yukio Masuda | Mgmt | For | Against | Against | ||||
15 | Elect Yoshihiko Morita | Mgmt | For | Against | Against | ||||
UGI Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UGI | CUSIP 902681105 | 01/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Ban | Mgmt | For | For | For | ||||
1.2 | Elect Lon Greenberg | Mgmt | For | For | For | ||||
1.3 | Elect Marvin Schlanger | Mgmt | For | For | For | ||||
1.4 | Elect Anne Pol | Mgmt | For | For | For | ||||
1.5 | Elect Ernest Jones | Mgmt | For | For | For | ||||
1.6 | Elect John Walsh | Mgmt | For | For | For | ||||
1.7 | Elect Roger Vincent | Mgmt | For | For | For | ||||
1.8 | Elect M. Shawn Puccio | Mgmt | For | For | For | ||||
1.9 | Elect Richard Gochnauer | Mgmt | For | For | For | ||||
1.10 | Elect Frank Hermance | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
United Utilities Group PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UU | CINS G92755100 | 07/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect John McAdam | Mgmt | For | For | For | ||||
5 | Elect Steven Mogford | Mgmt | For | For | For | ||||
6 | Elect Russ Houlden | Mgmt | For | For | For | ||||
7 | Elect Catherine Bell | Mgmt | For | For | For | ||||
8 | Elect Paul Heiden | Mgmt | For | For | For | ||||
9 | Elect David Jones | Mgmt | For | For | For | ||||
10 | Elect Nick Salmon | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
17 | Adoption of New Articles Regarding Director Appointment | Mgmt | For | For | For | ||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
Wisconsin Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WEC | CUSIP 976657106 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Bergstrom | Mgmt | For | For | For | ||||
1.2 | Elect Barbara Bowles | Mgmt | For | For | For | ||||
1.3 | Elect Patricia Chadwick | Mgmt | For | For | For | ||||
1.4 | Elect Robert Cornog | Mgmt | For | For | For | ||||
1.5 | Elect Curt Culver | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Fischer | Mgmt | For | For | For | ||||
1.7 | Elect Gale Klappa | Mgmt | For | For | For | ||||
1.8 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Mary Ellen Stanek | Mgmt | For | Withhold | Against | ||||
2 | Amend Articles to Adopt Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
3 | Amend Bylaws to Adopt Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Growth and Income Fund | ||||||||
Date of fiscal year end: | 12/31/2011 | ||||||||
Abbott Laboratories | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABT | CUSIP 002824100 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | ||||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | ||||
1.3 | Elect Sally Blount | Mgmt | For | For | For | ||||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | ||||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | ||||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | ||||
1.7 | Elect Phebe Novakovic | Mgmt | For | For | For | ||||
1.8 | Elect William Osborn | Mgmt | For | For | For | ||||
1.9 | Elect Samuel Scott III | Mgmt | For | For | For | ||||
1.10 | Elect Glenn Tilton | Mgmt | For | For | For | ||||
1.11 | Elect Miles White | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Tax Gross-Up Payments | ShrHldr | Against | For | Against | ||||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Excluding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Compensation in the Event of a Change of Control | ShrHldr | Against | Against | For | ||||
Ace Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACE | CUSIP H0023R105 | 01/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approval of an Amendment to Increase Dividends from Legal Reserves | Mgmt | For | For | For | ||||
Ace Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACE | CUSIP H0023R105 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Atieh | Mgmt | For | For | For | ||||
2 | Elect Mary Cirillo | Mgmt | For | For | For | ||||
3 | Elect Thomas Neff | Mgmt | For | For | For | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Approval of Statutory Financial Statements | Mgmt | For | For | For | ||||
6 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | ||||
7 | Allocation of Disposable Profits | Mgmt | For | For | For | ||||
8 | Discharge of the Board of Directors | Mgmt | For | For | For | ||||
9 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
10 | Appointment of Statutory Auditor (Zurich) | Mgmt | For | For | For | ||||
11 | Appointment of Independent Auditor (US) | Mgmt | For | For | For | ||||
12 | Appointment of Special Auditor (Zurich) | Mgmt | For | For | For | ||||
13 | Distribution Through Par Value Reduction | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Adobe Systems Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADBE | CUSIP 00724F101 | 04/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Edward Barnholt | Mgmt | For | For | For | ||||
2 | Elect Michael Cannon | Mgmt | For | For | For | ||||
3 | Elect James Daley | Mgmt | For | For | For | ||||
4 | Elect Charles Geschke | Mgmt | For | For | For | ||||
5 | Elect Shantanu Narayen | Mgmt | For | For | For | ||||
6 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Advanced Micro Devices, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMD | CUSIP 007903107 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bruce Claflin | Mgmt | For | For | For | ||||
2 | Elect W. Michael Barnes | Mgmt | For | For | For | ||||
3 | Elect John Caldwell | Mgmt | For | For | For | ||||
4 | Elect Henry Chow | Mgmt | For | For | For | ||||
5 | Elect Craig Conway | Mgmt | For | For | For | ||||
6 | Elect Nicholas Donofrio | Mgmt | For | For | For | ||||
7 | Elect Paulett Eberhart | Mgmt | For | For | For | ||||
8 | Elect Waleed Al Mokarrab Al Muhairi | Mgmt | For | For | For | ||||
9 | Elect Robert Palmer | Mgmt | For | For | For | ||||
10 | Elect Rory Read | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AES Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AES | CUSIP 00130H105 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andres Gluski | Mgmt | For | For | For | ||||
1.2 | Elect Guo Bao Zhang | Mgmt | For | For | For | ||||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | ||||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | ||||
1.5 | Elect John Koskinen | Mgmt | For | For | For | ||||
1.6 | Elect Philip Lader | Mgmt | For | For | For | ||||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | ||||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | ||||
1.10 | Elect Charles Rossotti | Mgmt | For | For | For | ||||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Aetna Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AET | CUSIP 00817Y108 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||||
2 | Elect Mark Bertolini | Mgmt | For | For | For | ||||
3 | Elect Frank Clark, Jr. | Mgmt | For | For | For | ||||
4 | Elect Betsy Cohen | Mgmt | For | For | For | ||||
5 | Elect Molly Coye | Mgmt | For | For | For | ||||
6 | Elect Roger Farah | Mgmt | For | For | For | ||||
7 | Elect Barbara Franklin | Mgmt | For | For | For | ||||
8 | Elect Jeffrey Garten | Mgmt | For | For | For | ||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | ||||
10 | Elect Richard Harrington | Mgmt | For | For | For | ||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | ||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Aflac Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFL | CUSIP 001055102 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel Amos | Mgmt | For | For | For | ||||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | ||||
3 | Elect Paul Amos II | Mgmt | For | For | For | ||||
4 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||||
5 | Elect Elizabeth Hudson | Mgmt | For | For | For | ||||
6 | Elect Douglas Johnson | Mgmt | For | For | For | ||||
7 | Elect Robert Johnson | Mgmt | For | For | For | ||||
8 | Elect Charles Knapp | Mgmt | For | For | For | ||||
9 | Elect E. Stephen Purdom | Mgmt | For | For | For | ||||
10 | Elect Barbara Rimer | Mgmt | For | For | For | ||||
11 | Elect Marvin Schuster | Mgmt | For | For | For | ||||
12 | Elect Melvin Stith | Mgmt | For | For | For | ||||
13 | Elect David Thompson | Mgmt | For | For | For | ||||
14 | Elect Takuro Yoshida | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
17 | Amendment to the 2013 Management Incentive Plan. | Mgmt | For | For | For | ||||
18 | Ratification of Auditor | Mgmt | For | For | For | ||||
Alcoa Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AA | CUSIP 013817101 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kathryn Fuller | Mgmt | For | For | For | ||||
2 | Elect Judith Gueron | Mgmt | For | For | For | ||||
3 | Elect Patricia Russo | Mgmt | For | For | For | ||||
4 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Elimination of Supermajority Requirement Relating to Fair Price Protection | Mgmt | For | For | For | ||||
8 | Elimination of Supermajority Requirement Relating to Director Elections | Mgmt | For | For | For | ||||
9 | Elimination of Supermajority Requirement Relating to Removal of Directors | Mgmt | For | For | For | ||||
10 | Repeal of Classified Board | Mgmt | For | For | For | ||||
11 | Permit Written Consent | Mgmt | For | For | For | ||||
Altria Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MO | CUSIP 02209S103 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Elizabeth Bailey | Mgmt | For | For | For | ||||
2 | Elect Gerald Baliles | Mgmt | For | For | For | ||||
3 | Elect Martin Barrington | Mgmt | For | For | For | ||||
4 | Elect John Casteen III | Mgmt | For | For | For | ||||
5 | Elect Dinyar Devitre | Mgmt | For | For | For | ||||
6 | Elect Thomas Farrell II | Mgmt | For | For | For | ||||
7 | Elect Thomas Jones | Mgmt | For | For | For | ||||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | ||||
9 | Elect Kathryn McQuade | Mgmt | For | For | For | ||||
10 | Elect George Munoz | Mgmt | For | For | For | ||||
11 | Elect Nabil Sakkab | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Ameren Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEE | CUSIP 023608102 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | ||||
1.2 | Elect Cathrine Brune | Mgmt | For | For | For | ||||
1.3 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | ||||
1.4 | Elect Walter Galvin | Mgmt | For | For | For | ||||
1.5 | Elect Gayle Jackson | Mgmt | For | For | For | ||||
1.6 | Elect James Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Steven Lipstein | Mgmt | For | For | For | ||||
1.8 | Elect Patrick Stokes | Mgmt | For | For | For | ||||
1.9 | Elect Thomas Voss | Mgmt | For | For | For | ||||
1.10 | Elect Stephen Wilson | Mgmt | For | For | For | ||||
1.11 | Elect Jack Woodard | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Coal Risk | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Energy Efficiency and Renewable Energy | ShrHldr | Against | Against | For | ||||
American Axle & Manufacturing Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXL | CUSIP 024061103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Dauch | Mgmt | For | For | For | ||||
1.2 | Elect Forest Farmer | Mgmt | For | For | For | ||||
1.3 | Elect Richard Lappin | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Walker | Mgmt | For | For | For | ||||
2 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Eagle Outfitters, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEO | CUSIP 02553E106 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Janice Page | Mgmt | For | For | For | ||||
2 | Elect Noel Spiegel | Mgmt | For | For | For | ||||
3 | Elect Gerald Wedren | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
AMGEN Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMGN | CUSIP 031162100 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Baltimore | Mgmt | For | For | For | ||||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | ||||
3 | Elect Robert Bradway | Mgmt | For | For | For | ||||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | ||||
5 | Elect Vance Coffman | Mgmt | For | For | For | ||||
6 | Elect Rebecca Henderson | Mgmt | For | For | For | ||||
7 | Elect Frank Herringer | Mgmt | For | For | For | ||||
8 | Elect Tyler Jacks | Mgmt | For | For | For | ||||
9 | Elect Gilbert Omenn | Mgmt | For | For | For | ||||
10 | Elect Judith Pelham | Mgmt | For | For | For | ||||
11 | Elect J. Paul Reason | Mgmt | For | For | For | ||||
12 | Elect Leonard Schaeffer | Mgmt | For | For | For | ||||
13 | Elect Kevin Sharer | Mgmt | For | For | For | ||||
14 | Elect Ronald Sugar | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
17 | Authorize Shareholder Action by Written Consent | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding CEO to Serve on a Maximum of One Other Board | ShrHldr | Against | Against | For | ||||
Anadarko Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
APC | CUSIP 032511107 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin Chilton | Mgmt | For | For | For | ||||
2 | Elect Luke Corbett | Mgmt | For | For | For | ||||
3 | Elect Paulett Eberhart | Mgmt | For | For | For | ||||
4 | Elect Peter Fluor | Mgmt | For | For | For | ||||
5 | Elect Richard George | Mgmt | For | For | For | ||||
6 | Elect Preston Geren, III | Mgmt | For | For | For | ||||
7 | Elect Charles Goodyear | Mgmt | For | For | For | ||||
8 | Elect John Gordon | Mgmt | For | For | For | ||||
9 | Elect James Hackett | Mgmt | For | For | For | ||||
10 | Elect Eric Mullins | Mgmt | For | For | For | ||||
11 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||||
12 | Elect R. Walker | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Apache Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
APA | CUSIP 037411105 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Scott Josey | Mgmt | For | For | For | ||||
2 | Elect George Lawrence | Mgmt | For | For | For | ||||
3 | Elect Rodman Patton | Mgmt | For | For | For | ||||
4 | Elect Charles Pitman | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAPL | CUSIP 037833100 | 02/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Timothy Cook | Mgmt | For | For | For | ||||
1.3 | Elect Millard Drexler | Mgmt | For | For | For | ||||
1.4 | Elect Albert Gore, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Robert Iger | Mgmt | For | For | For | ||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.7 | Elect Arthur Levinson | Mgmt | For | For | For | ||||
1.8 | Elect Ronald Sugar | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Assured Guaranty Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGO | CUSIP G0585R106 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Francisco Borges | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Cozen | Mgmt | For | For | For | ||||
1.3 | Elect Patrick Kenny | Mgmt | For | For | For | ||||
1.4 | Elect Donald Layton | Mgmt | For | For | For | ||||
1.5 | Elect Robin Monro-Davies | Mgmt | For | For | For | ||||
1.6 | Elect Michael O'Kane | Mgmt | For | For | For | ||||
1.7 | Elect Wilbur Ross, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Walter Scott | Mgmt | For | For | For | ||||
1.9 | Elect Howard W. Albert | Mgmt | For | For | For | ||||
1.10 | Elect Robert A. Bailenson | Mgmt | For | For | For | ||||
1.11 | Elect Russell B. Brewer II | Mgmt | For | For | For | ||||
1.12 | Elect Gary Burnet | Mgmt | For | For | For | ||||
1.13 | Elect Dominic J. Frederico | Mgmt | For | For | For | ||||
1.14 | Elect James M. Michener | Mgmt | For | For | For | ||||
1.15 | Elect Robert B. Mills | Mgmt | For | For | For | ||||
1.16 | Elect Kevin Pearson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | ||||
AT&T Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
T | CUSIP 00206R102 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Randall Stephenson | Mgmt | For | For | For | ||||
2 | Elect Gilbert Amelio | Mgmt | For | For | For | ||||
3 | Elect Reuben Anderson | Mgmt | For | For | For | ||||
4 | Elect James Blanchard | Mgmt | For | For | For | ||||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
6 | Elect James Kelly | Mgmt | For | For | For | ||||
7 | Elect Jon Madonna | Mgmt | For | For | For | ||||
8 | Elect John McCoy | Mgmt | For | For | For | ||||
9 | Elect Joyce Roche | Mgmt | For | For | For | ||||
10 | Elect Matthew Rose | Mgmt | For | For | For | ||||
11 | Elect Laura Tyson | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Restoration of Written Consent | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO | ShrHldr | Against | For | Against | ||||
Avon Products, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVP | CUSIP 054303102 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Douglas Conant | Mgmt | For | For | For | ||||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | ||||
1.4 | Elect Fred Hassan | Mgmt | For | For | For | ||||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.6 | Elect Maria Lagomasino | Mgmt | For | For | For | ||||
1.7 | Elect Ann Moore | Mgmt | For | For | For | ||||
1.8 | Elect Gary Rodkin | Mgmt | For | For | For | ||||
1.9 | Elect Paula Stern | Mgmt | For | For | For | ||||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Baker Hughes Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BHI | CUSIP 057224107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Larry Brady | Mgmt | For | For | For | ||||
1.2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Martin Craighead | Mgmt | For | For | For | ||||
1.4 | Elect Chad Deaton | Mgmt | For | For | For | ||||
1.5 | Elect Anthony Fernandes | Mgmt | For | For | For | ||||
1.6 | Elect Claire Gargalli | Mgmt | For | For | For | ||||
1.7 | Elect Pierre Jungels | Mgmt | For | For | For | ||||
1.8 | Elect James Lash | Mgmt | For | For | For | ||||
1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | ||||
1.10 | Elect H. John Riley, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect James Stewart | Mgmt | For | For | For | ||||
1.12 | Elect Charles Watson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Bank of America Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAC | CUSIP 060505104 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mukesh Ambani | Mgmt | For | For | For | ||||
2 | Elect Susan Bies | Mgmt | For | For | For | ||||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | ||||
4 | Elect Virgis Colbert | Mgmt | For | For | For | ||||
5 | Elect Charles Gifford | Mgmt | For | For | For | ||||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
7 | Elect Monica Lozano | Mgmt | For | For | For | ||||
8 | Elect Thomas May | Mgmt | For | For | For | ||||
9 | Elect Brian Moynihan | Mgmt | For | For | For | ||||
10 | Elect Donald Powell | Mgmt | For | For | For | ||||
11 | Elect Charles Rossotti | Mgmt | For | For | For | ||||
12 | Elect Robert Scully | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | ||||
Bank of New York Mellon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BK | CUSIP 064058100 | 04/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ruth Bruch | Mgmt | For | For | For | ||||
2 | Elect Nicholas Donofrio | Mgmt | For | For | For | ||||
3 | Elect Gerald Hassell | Mgmt | For | For | For | ||||
4 | Elect Edmund Kelly | Mgmt | For | For | For | ||||
5 | Elect Richard Kogan | Mgmt | For | For | For | ||||
6 | Elect Michael Kowalski | Mgmt | For | For | For | ||||
7 | Elect John Luke, Jr. | Mgmt | For | For | For | ||||
8 | Elect Mark Nordenberg | Mgmt | For | For | For | ||||
9 | Elect Catherine Rein | Mgmt | For | For | For | ||||
10 | Elect William Richardson | Mgmt | For | For | For | ||||
11 | Elect Samuel Scott III | Mgmt | For | For | For | ||||
12 | Elect Wesley von Schack | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
Barrick Gold Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABX | CUSIP 067901108 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Howard Beck | Mgmt | For | For | For | ||||
1.2 | Elect Charles Birchall | Mgmt | For | For | For | ||||
1.3 | Elect Donald Carty | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Gustavo Cisneros | Mgmt | For | For | For | ||||
1.5 | Elect Robert Franklin | Mgmt | For | For | For | ||||
1.6 | Elect J. Brett Harvey | Mgmt | For | For | For | ||||
1.7 | Elect Dambisa Moyo | Mgmt | For | For | For | ||||
1.8 | Elect Brian Mulroney | Mgmt | For | For | For | ||||
1.9 | Elect Anthony Munk | Mgmt | For | For | For | ||||
1.10 | Elect Peter Munk | Mgmt | For | For | For | ||||
1.11 | Elect Aaron Regent | Mgmt | For | For | For | ||||
1.12 | Elect Nathaniel Rothschild | Mgmt | For | For | For | ||||
1.13 | Elect Steven Shapiro | Mgmt | For | For | For | ||||
1.14 | Elect John Thornton | Mgmt | For | Withhold | Against | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Baxter International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAX | CUSIP 071813109 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Gavin III | Mgmt | For | For | For | ||||
2 | Elect Peter Hellman | Mgmt | For | For | For | ||||
3 | Elect Kees Storm | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | ||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | For | For | For | ||||
Beam Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BEAM | CUSIP 073730103 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Goldstein | Mgmt | For | For | For | ||||
2 | Elect Stephen Golsby | Mgmt | For | For | For | ||||
3 | Elect Ann Hackett | Mgmt | For | For | For | ||||
4 | Elect A.D. David Mackay | Mgmt | For | For | For | ||||
5 | Elect Matthew Shattock | Mgmt | For | For | For | ||||
6 | Elect Robert Steele | Mgmt | For | For | For | ||||
7 | Elect Peter Wilson | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
11 | Re-approval of the Annual Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
Best Buy Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBY | CUSIP 086516101 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lisa Caputo | Mgmt | For | For | For | ||||
1.2 | Elect Kathy Higgins Victor | Mgmt | For | For | For | ||||
1.3 | Elect Gerard Vittecoq | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | ||||
Boston Scientific Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BSX | CUSIP 101137107 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Katharine Bartlett | Mgmt | For | For | For | ||||
2 | Elect Bruce Byrnes | Mgmt | For | For | For | ||||
3 | Elect Nelda Connors | Mgmt | For | For | For | ||||
4 | Elect Kristina Johnson | Mgmt | For | For | For | ||||
5 | Elect William Kucheman | Mgmt | For | For | For | ||||
6 | Elect Ernest Mario | Mgmt | For | For | For | ||||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | ||||
8 | Elect Pete Nicholas | Mgmt | For | For | For | ||||
9 | Elect Uwe Reinhardt | Mgmt | For | For | For | ||||
10 | Elect John Sununu | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
BP plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BP | CUSIP 055622104 | 04/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Robert Dudley | Mgmt | For | For | For | ||||
4 | Elect Iain Conn | Mgmt | For | For | For | ||||
5 | Elect Brian Gilvary | Mgmt | For | For | For | ||||
6 | Elect Byron Grote | Mgmt | For | For | For | ||||
7 | Elect Paul Anderson | Mgmt | For | For | For | ||||
8 | Elect Frank Bowman | Mgmt | For | For | For | ||||
9 | Elect Antony Burgmans | Mgmt | For | For | For | ||||
10 | Elect Cynthia Carroll | Mgmt | For | For | For | ||||
11 | Elect George David | Mgmt | For | For | For | ||||
12 | Elect Ian Davis | Mgmt | For | For | For | ||||
13 | Elect Dame Ann Dowling | Mgmt | For | For | For | ||||
14 | Elect Brendan Nelson | Mgmt | For | For | For | ||||
15 | Elect Phuthuma Nhleko | Mgmt | For | For | For | ||||
16 | Elect Andrew Shilston | Mgmt | For | For | For | ||||
17 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | ||||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
CA, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CA | CUSIP 12673P105 | 08/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Raymond Bromark | Mgmt | For | For | For | ||||
2 | Elect Gary Fernandes | Mgmt | For | For | For | ||||
3 | Elect Rohit Kapoor | Mgmt | For | For | For | ||||
4 | Elect Kay Koplovitz | Mgmt | For | For | For | ||||
5 | Elect Christopher Lofgren | Mgmt | For | For | For | ||||
6 | Elect William McCracken | Mgmt | For | For | For | ||||
7 | Elect Richard Sulpizio | Mgmt | For | For | For | ||||
8 | Elect Laura Unger | Mgmt | For | For | For | ||||
9 | Elect Arthur Weinbach | Mgmt | For | For | For | ||||
10 | Elect Ron Zambonini | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
14 | 2011 Incentive Plan | Mgmt | For | For | For | ||||
15 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Cabot Oil & Gas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COG | CUSIP 127097103 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Rhys Best | Mgmt | For | For | For | ||||
2 | Elect Robert Kelley | Mgmt | For | For | For | ||||
3 | Elect P. Dexter Peacock | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability Criteria | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | ||||
Calpine Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPN | CUSIP 131347304 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | ||||
1.2 | Elect Jack Fusco | Mgmt | For | For | For | ||||
1.3 | Elect Robert Hinckley | Mgmt | For | For | For | ||||
1.4 | Elect David Merritt | Mgmt | For | For | For | ||||
1.5 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||||
1.6 | Elect Robert Mosbacher, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect William E. Oberndorf | Mgmt | For | For | For | ||||
1.8 | Elect Denise O'Leary | Mgmt | For | For | For | ||||
1.9 | Elect J. Stuart Ryan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Cameron International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAM | CUSIP 13342B105 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Baker Cunningham | Mgmt | For | For | For | ||||
2 | Elect Sheldon Erikson | Mgmt | For | For | For | ||||
3 | Elect Douglas Foshee | Mgmt | For | For | For | ||||
4 | Elect Rodolfo Landim | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | ||||
9 | Approve Restatement of Certificate of Incorporation | Mgmt | For | For | For | ||||
Carnival plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCL | CUSIP 143658300 | 04/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Micky Arison | Mgmt | For | For | For | ||||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | ||||
3 | Elect Robert Dickinson | Mgmt | For | For | For | ||||
4 | Elect Arnold Donald | Mgmt | For | For | For | ||||
5 | Elect Pier Foschi | Mgmt | For | For | For | ||||
6 | Elect Howard Frank | Mgmt | For | For | For | ||||
7 | Elect Richard Glasier | Mgmt | For | For | For | ||||
8 | Elect Debra Kelly-Ennis | Mgmt | For | For | For | ||||
9 | Elect Modesto Maidique | Mgmt | For | For | For | ||||
10 | Elect John Parker | Mgmt | For | For | For | ||||
11 | Elect Peter Ratcliffe | Mgmt | For | For | For | ||||
12 | Elect Stuart Subotnick | Mgmt | For | For | For | ||||
13 | Elect Laura Weil | Mgmt | For | For | For | ||||
14 | Elect Randall Weisenburger | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Accounts and Reports | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Director's Remuneration Report | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Celanese Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CE | CUSIP 150870103 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barlett | Mgmt | For | For | For | ||||
2 | Elect David Hoffmeister | Mgmt | For | For | For | ||||
3 | Elect Paul O'Neill | Mgmt | For | For | For | ||||
4 | Elect Jay Ihlenfeld | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Amendment to the 2009 Global Incentive Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
CenturyLink, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CTL | CUSIP 156700106 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3.1 | Elect Fred Nichols | Mgmt | For | For | For | ||||
3.2 | Elect Harvey Perry | Mgmt | For | For | For | ||||
3.3 | Elect Laurie Siegel | Mgmt | For | For | For | ||||
3.4 | Elect Joseph Zimmel | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Bonus Deferrals | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Chevron Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVX | CUSIP 166764100 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Linnet Deily | Mgmt | For | Against | Against | ||||
2 | Elect Robert Denham | Mgmt | For | Against | Against | ||||
3 | Elect Chuck Hagel | Mgmt | For | Against | Against | ||||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect George Kirkland | Mgmt | For | Against | Against | ||||
6 | Elect Charles Moorman, IV | Mgmt | For | Against | Against | ||||
7 | Elect Kevin Sharer | Mgmt | For | Against | Against | ||||
8 | Elect John Stumpf | Mgmt | For | Against | Against | ||||
9 | Elect Ronald Sugar | Mgmt | For | Against | Against | ||||
10 | Elect Carl Ware | Mgmt | For | Against | Against | ||||
11 | Elect John Watson | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Exclusive Forum Provisions | ShrHldr | Against | For | Against | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | ||||
CIGNA Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CI | CUSIP 125509109 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Partridge | Mgmt | For | For | For | ||||
2 | Elect James Rogers | Mgmt | For | For | For | ||||
3 | Elect Joseph Sullivan | Mgmt | For | For | For | ||||
4 | Elect Eric Wiseman | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | N/A | For | N/A | ||||
Cisco Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSCO | CUSIP 17275R102 | 12/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carol Bartz | Mgmt | For | For | For | ||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
3 | Elect Michael Capellas | Mgmt | For | For | For | ||||
4 | Elect Larry Carter | Mgmt | For | For | For | ||||
5 | Elect John Chambers | Mgmt | For | For | For | ||||
6 | Elect Brian Halla | Mgmt | For | For | For | ||||
7 | Elect John Hennessy | Mgmt | For | For | For | ||||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | ||||
9 | Elect Roderick McGeary | Mgmt | For | For | For | ||||
10 | Elect Arun Sarin | Mgmt | For | For | For | ||||
11 | Elect Steven West | Mgmt | For | For | For | ||||
12 | Elect Jerry Yang | Mgmt | For | For | For | ||||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding the Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Citigroup Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
C | CUSIP 172967424 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Franz Humer | Mgmt | For | For | For | ||||
2 | Elect Robert Joss | Mgmt | For | For | For | ||||
3 | Elect Michael O'Neill | Mgmt | For | For | For | ||||
4 | Elect Vikram Pandit | Mgmt | For | For | For | ||||
5 | Elect Lawrence Ricciardi | Mgmt | For | For | For | ||||
6 | Elect Judith Rodin | Mgmt | For | For | For | ||||
7 | Elect Robert Ryan | Mgmt | For | For | For | ||||
8 | Elect Anthony Santomero | Mgmt | For | For | For | ||||
9 | Elect Joan Spero | Mgmt | For | For | For | ||||
10 | Elect Diana Taylor | Mgmt | For | For | For | ||||
11 | Elect William Thompson, Jr. | Mgmt | For | For | For | ||||
12 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | ||||
CMS Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMS | CUSIP 125896100 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Merribel Ayres | Mgmt | For | For | For | ||||
2 | Elect Jon Barfield | Mgmt | For | For | For | ||||
3 | Elect Stephen Ewing | Mgmt | For | For | For | ||||
4 | Elect Richard Gabrys | Mgmt | For | For | For | ||||
5 | Elect David Joos | Mgmt | For | For | For | ||||
6 | Elect Philip Lochner, Jr. | Mgmt | For | For | For | ||||
7 | Elect Michael Monahan | Mgmt | For | For | For | ||||
8 | Elect John Russell | Mgmt | For | For | For | ||||
9 | Elect Kenneth Way | Mgmt | For | For | For | ||||
10 | Elect John Yasinsky | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Coca-Cola Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCE | CUSIP 19122T109 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | ||||
1.2 | Elect John Brock | Mgmt | For | For | For | ||||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | ||||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | ||||
1.5 | Elect Orrin Ingram II | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Suzanne Labarge | Mgmt | For | For | For | ||||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | ||||
1.9 | Elect Garry Watts | Mgmt | For | For | For | ||||
1.10 | Elect Curtis Welling | Mgmt | For | For | For | ||||
1.11 | Elect Phoebe Wood | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Comcast Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMCSA | CUSIP 20030N101 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth Bacon | Mgmt | For | For | For | ||||
1.2 | Elect Sheldon Bonovitz | Mgmt | For | For | For | ||||
1.3 | Elect Joseph Collins | Mgmt | For | For | For | ||||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | ||||
1.5 | Elect Gerald Hassell | Mgmt | For | For | For | ||||
1.6 | Elect Jeffrey Honickman | Mgmt | For | For | For | ||||
1.7 | Elect Eduardo Mestre | Mgmt | For | For | For | ||||
1.8 | Elect Brian Roberts | Mgmt | For | For | For | ||||
1.9 | Elect Ralph Roberts | Mgmt | For | For | For | ||||
1.10 | Elect Johnathan Rodgers | Mgmt | For | For | For | ||||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Amendment to the 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Poison Pills | ShrHldr | Against | For | Against | ||||
ConocoPhillips | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COP | CUSIP 20825C104 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Armitage | Mgmt | For | For | For | ||||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | ||||
3 | Elect James Copeland, Jr. | Mgmt | For | For | For | ||||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | ||||
5 | Elect Ruth Harkin | Mgmt | For | For | For | ||||
6 | Elect Ryan Lance | Mgmt | For | For | For | ||||
7 | Elect Mohd Hassan Marican | Mgmt | For | For | For | ||||
8 | Elect Harold McGraw III | Mgmt | For | For | For | ||||
9 | Elect James Mulva | Mgmt | For | For | For | ||||
10 | Elect Robert Niblock | Mgmt | For | For | For | ||||
11 | Elect Harald Norvik | Mgmt | For | For | For | ||||
12 | Elect William Reilly | Mgmt | For | For | For | ||||
13 | Elect Victoria Tschinkel | Mgmt | For | For | For | ||||
14 | Elect Kathryn Turner | Mgmt | For | For | For | ||||
15 | Elect William Wade, Jr. | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
CONSOL Energy Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNX | CUSIP 20854P109 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect J. Brett Harvey | Mgmt | For | For | For | ||||
1.2 | Elect Philip Baxter | Mgmt | For | For | For | ||||
1.3 | Elect James Altmeyer, Sr. | Mgmt | For | Withhold | Against | ||||
1.4 | Elect William Davis | Mgmt | For | For | For | ||||
1.5 | Elect Raj Gupta | Mgmt | For | For | For | ||||
1.6 | Elect Patricia Hammick | Mgmt | For | For | For | ||||
1.7 | Elect David Hardesty, Jr. | Mgmt | For | Withhold | Against | ||||
1.8 | Elect John Mills | Mgmt | For | For | For | ||||
1.9 | Elect William Powell | Mgmt | For | For | For | ||||
1.10 | Elect Joseph Williams | Mgmt | For | For | For | ||||
2 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose Almeida | Mgmt | For | For | For | ||||
2 | Elect Craig Arnold | Mgmt | For | For | For | ||||
3 | Elect Robert Brust | Mgmt | For | For | For | ||||
4 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
5 | Elect Christopher Coughlin | Mgmt | For | For | For | ||||
6 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
15 | Amendments to Articles to Provide for Escheatment | Mgmt | For | For | For | ||||
16 | Amendment to Articles to Allow Non-Cash Dividends | Mgmt | For | For | For | ||||
CreXus Investment Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CXS | CUSIP 226553105 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald Kazel | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cubist Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBST | CUSIP 229678107 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth Bate | Mgmt | For | For | For | ||||
1.2 | Elect Nancy Hutson | Mgmt | For | For | For | ||||
1.3 | Elect Leon Moulder, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Martin Soeters | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
CVS Caremark Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVS | CUSIP 126650100 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. David Brown II | Mgmt | For | For | For | ||||
2 | Elect David Dorman | Mgmt | For | For | For | ||||
3 | Elect Anne Finucane | Mgmt | For | For | For | ||||
4 | Elect Kristen Gibney Williams | Mgmt | For | For | For | ||||
5 | Elect Marian Heard | Mgmt | For | For | For | ||||
6 | Elect Larry Merlo | Mgmt | For | For | For | ||||
7 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||||
8 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | ||||
9 | Elect Richard Swift | Mgmt | For | For | For | ||||
10 | Elect Tony White | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Authorization of Written Consent by Less Than Unanimous Approval | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
D.R. Horton, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DHI | CUSIP 23331A109 | 01/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Donald Horton | Mgmt | For | For | For | ||||
2 | Elect Bradley Anderson | Mgmt | For | For | For | ||||
3 | Elect Michael Buchanan | Mgmt | For | For | For | ||||
4 | Elect Michael Hewatt | Mgmt | For | For | For | ||||
5 | Elect Bob Scott | Mgmt | For | For | For | ||||
6 | Elect Donald Tomnitz | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
Delta Air Lines, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DAL | CUSIP 247361702 | 06/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Anderson | Mgmt | For | For | For | ||||
2 | Elect Edward Bastian | Mgmt | For | For | For | ||||
3 | Elect Roy Bostock | Mgmt | For | For | For | ||||
4 | Elect John Brinzo | Mgmt | For | For | For | ||||
5 | Elect Daniel Carp | Mgmt | For | For | For | ||||
6 | Elect David DeWalt | Mgmt | For | For | For | ||||
7 | Elect Mickey Foret | Mgmt | For | For | For | ||||
8 | Elect Shirley Franklin | Mgmt | For | For | For | ||||
9 | Elect David Goode | Mgmt | For | For | For | ||||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||||
11 | Elect Kenneth Rogers | Mgmt | For | For | For | ||||
12 | Elect Kenneth Woodrow | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Re-Approval of the Performance Goals Under the 2007 Performance Compensation Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dendreon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNDN | CUSIP 24823Q107 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Johnson | Mgmt | For | For | For | ||||
2 | Elect Susan Bayh | Mgmt | For | For | For | ||||
3 | Elect Dennis Fenton | Mgmt | For | For | For | ||||
4 | Elect David Urdal | Mgmt | For | For | For | ||||
5 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
DISH Network Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DISH | CUSIP 25470M109 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Clayton | Mgmt | For | Withhold | Against | ||||
1.2 | Elect James DeFranco | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Cantey Ergen | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Charles Ergen | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Steven Goodbarn | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Gary Howard | Mgmt | For | Withhold | Against | ||||
1.7 | Elect David Moskowitz | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Tom Ortolf | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Carl Vogel | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Dow Chemical Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DOW | CUSIP 260543103 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Arnold Allemang | Mgmt | For | For | For | ||||
2 | Elect Jacqueline Barton | Mgmt | For | For | For | ||||
3 | Elect James Bell | Mgmt | For | For | For | ||||
4 | Elect Jeff Fettig | Mgmt | For | For | For | ||||
5 | Elect John Hess | Mgmt | For | For | For | ||||
6 | Elect Andrew Liveris | Mgmt | For | For | For | ||||
7 | Elect Paul Polman | Mgmt | For | For | For | ||||
8 | Elect Dennis Reilley | Mgmt | For | For | For | ||||
9 | Elect James Ringler | Mgmt | For | Against | Against | ||||
10 | Elect Ruth Shaw | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | 2012 Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
E.I. du Pont de Nemours and Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DD | CUSIP 263534109 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||||
2 | Elect Richard Brown | Mgmt | For | For | For | ||||
3 | Elect Robert Brown | Mgmt | For | For | For | ||||
4 | Elect Bertrand Collomb | Mgmt | For | For | For | ||||
5 | Elect Curtis Crawford | Mgmt | For | For | For | ||||
6 | Elect Alexander Cutler | Mgmt | For | For | For | ||||
7 | Elect Eleuthere Du Pont | Mgmt | For | For | For | ||||
8 | Elect Marillyn Hewson | Mgmt | For | For | For | ||||
9 | Elect Lois Juliber | Mgmt | For | For | For | ||||
10 | Elect Ellen Kullman | Mgmt | For | For | For | ||||
11 | Elect Lee Thomas | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
15 | Shareholder Proposal Regarding Report on Executive Compensation | ShrHldr | Against | Against | For | ||||
Edison International | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EIX | CUSIP 281020107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jagjeet Bindra | Mgmt | For | For | For | ||||
2 | Elect Vanessa Chang | Mgmt | For | For | For | ||||
3 | Elect France Cordova | Mgmt | For | For | For | ||||
4 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | ||||
5 | Elect Charles Curtis | Mgmt | For | For | For | ||||
6 | Elect Bradford Freeman | Mgmt | For | For | For | ||||
7 | Elect Luis Nogales | Mgmt | For | For | For | ||||
8 | Elect Ronald Olson | Mgmt | For | For | For | ||||
9 | Elect Richard Schlosberg, III | Mgmt | For | For | For | ||||
10 | Elect Thomas Sutton | Mgmt | For | For | For | ||||
11 | Elect Peter Taylor | Mgmt | For | For | For | ||||
12 | Elect Brett White | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 01/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | For | For | ||||
2 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Arno Hugo Agustin Filho | Mgmt | For | Against | Against | ||||
2 | Election of Board Chairman | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Election of Supervisory Council Members | Mgmt | For | For | For | ||||
4 | Remuneration Policy | Mgmt | For | Against | Against | ||||
5 | Supervisory Council Fees | Mgmt | For | For | For | ||||
Energen Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EGN | CUSIP 29265N108 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Judy Merritt | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Snider | Mgmt | For | For | For | ||||
1.3 | Elect Gary Youngblood | Mgmt | For | For | For | ||||
1.4 | Elect Jay Grinney | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Energizer Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENR | CUSIP 29266R108 | 01/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bill Armstrong | Mgmt | For | For | For | ||||
2 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | ||||
3 | Elect Pamela Nicholson | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Entergy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETR | CUSIP 29364G103 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Maureen Bateman | Mgmt | For | For | For | ||||
2 | Elect Gary Edwards | Mgmt | For | For | For | ||||
3 | Elect Alexis Herman | Mgmt | For | For | For | ||||
4 | Elect Donald Hintz | Mgmt | For | For | For | ||||
5 | Elect J. Wayne Leonard | Mgmt | For | For | For | ||||
6 | Elect Stuart Levenick | Mgmt | For | For | For | ||||
7 | Elect Blanche Lincoln | Mgmt | For | For | For | ||||
8 | Elect Stewart Myers | Mgmt | For | For | For | ||||
9 | Elect William Percy, II | Mgmt | For | For | For | ||||
10 | Elect W.J. Tauzin | Mgmt | For | For | For | ||||
11 | Elect Steven Wilkinson | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Everest Re Group, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RE | CUSIP G3223R108 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Dunne | Mgmt | For | For | For | ||||
1.2 | Elect John Weber | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Exxon Mobil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XOM | CUSIP 30231G102 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Boskin | Mgmt | For | For | For | ||||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | ||||
1.3 | Elect Larry Faulkner | Mgmt | For | For | For | ||||
1.4 | Elect Jay Fishman | Mgmt | For | For | For | ||||
1.5 | Elect Henrietta Fore | Mgmt | For | For | For | ||||
1.6 | Elect Kenneth Frazier | Mgmt | For | For | For | ||||
1.7 | Elect William George | Mgmt | For | For | For | ||||
1.8 | Elect Samuel Palmisano | Mgmt | For | For | For | ||||
1.9 | Elect Steven Reinemund | Mgmt | For | For | For | ||||
1.10 | Elect Rex Tillerson | Mgmt | For | For | For | ||||
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
Fifth Third Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FITB | CUSIP 316773100 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Darryl Allen | Mgmt | For | For | For | ||||
1.2 | Elect B. Evan Bayh III | Mgmt | For | For | For | ||||
1.3 | Elect Ulysses Bridgeman, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Emerson Brumback | Mgmt | For | For | For | ||||
1.5 | Elect James Hackett | Mgmt | For | For | For | ||||
1.6 | Elect Gary Heminger | Mgmt | For | For | For | ||||
1.7 | Elect Jewell Hoover | Mgmt | For | For | For | ||||
1.8 | Elect William Isaac | Mgmt | For | For | For | ||||
1.9 | Elect Kevin Kabat | Mgmt | For | For | For | ||||
1.10 | Elect Mitchel Livingston | Mgmt | For | For | For | ||||
1.11 | Elect Michael McCallister | Mgmt | For | For | For | ||||
1.12 | Elect Hendrick Meijer | Mgmt | For | For | For | ||||
1.13 | Elect John Schiff, Jr. | Mgmt | For | For | For | ||||
1.14 | Elect Marsha Williams | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
First Horizon National Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FHN | CUSIP 320517105 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Carter | Mgmt | For | For | For | ||||
2 | Elect John Compton | Mgmt | For | For | For | ||||
3 | Elect Mark Emkes | Mgmt | For | For | For | ||||
4 | Elect Vicky Gregg | Mgmt | For | For | For | ||||
5 | Elect James Haslam III | Mgmt | For | For | For | ||||
6 | Elect D. Bryan Jordan | Mgmt | For | For | For | ||||
7 | Elect R. Brad Martin | Mgmt | For | For | For | ||||
8 | Elect Scott Niswonger | Mgmt | For | For | For | ||||
9 | Elect Vicki Palmer | Mgmt | For | For | For | ||||
10 | Elect Colin Reed | Mgmt | For | For | For | ||||
11 | Elect Luke Yancy III | Mgmt | For | For | For | ||||
12 | Amendment to the Equity Compensation Plan | Mgmt | For | For | For | ||||
13 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
Fluor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FLR | CUSIP 343412102 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Peter Barker | Mgmt | For | For | For | ||||
2 | Elect Alan Bennett | Mgmt | For | For | For | ||||
3 | Elect Dean O'Hare | Mgmt | For | For | For | ||||
4 | Elect David Seaton | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
6 | Amendment to the Certificate of Incorporation Regarding the Right to Call a Special Meeting | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Foot Locker, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FL | CUSIP 344849104 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alan Feldman | Mgmt | For | For | For | ||||
1.2 | Elect Jarobin Gilbert, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect David Schwartz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Ford Motor Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F | CUSIP 345370860 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Butler | Mgmt | For | For | For | ||||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | ||||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | ||||
4 | Elect Edsel Ford II | Mgmt | For | For | For | ||||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | ||||
6 | Elect Richard Gephardt | Mgmt | For | For | For | ||||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | ||||
8 | Elect William Helman IV | Mgmt | For | For | For | ||||
9 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | ||||
10 | Elect Jon Huntsman, Jr. | Mgmt | For | For | For | ||||
11 | Elect Richard Manoogian | Mgmt | For | For | For | ||||
12 | Elect Ellen Marram | Mgmt | For | For | For | ||||
13 | Elect Alan Mulally | Mgmt | For | For | For | ||||
14 | Elect Homer Neal | Mgmt | For | For | For | ||||
15 | Elect Gerald Shaheen | Mgmt | For | For | For | ||||
16 | Elect John Thornton | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
Fortune Brands Home & Security Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FBHS | CUSIP 34964C106 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ann Hackett | Mgmt | For | Against | Against | ||||
2 | Elect John Morikis | Mgmt | For | Against | Against | ||||
3 | Elect Ronald Waters, III | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Freeport-McMoran Copper & Gold Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FCX | CUSIP 35671D857 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | ||||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Robert Day | Mgmt | For | For | For | ||||
1.4 | Elect Gerald Ford | Mgmt | For | Withhold | Against | ||||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Charles Krulak | Mgmt | For | For | For | ||||
1.7 | Elect Bobby Lackey | Mgmt | For | For | For | ||||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | ||||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | ||||
1.10 | Elect James Moffett | Mgmt | For | For | For | ||||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | ||||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | ||||
General Dynamics Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GD | CUSIP 369550108 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Barra | Mgmt | For | For | For | ||||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | ||||
3 | Elect James Crown | Mgmt | For | For | For | ||||
4 | Elect William Fricks | Mgmt | For | For | For | ||||
5 | Elect Jay Johnson | Mgmt | For | For | For | ||||
6 | Elect James Jones | Mgmt | For | For | For | ||||
7 | Elect Paul Kaminski | Mgmt | For | For | For | ||||
8 | Elect John Keane | Mgmt | For | For | For | ||||
9 | Elect Lester Lyles | Mgmt | For | For | For | ||||
10 | Elect Phebe Novakovic | Mgmt | For | For | For | ||||
11 | Elect William Osborn | Mgmt | For | For | For | ||||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2012 Equity Compensation Plan | Mgmt | For | Against | Against | ||||
16 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
General Electric Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GE | CUSIP 369604103 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | ||||
3 | Elect Ann Fudge | Mgmt | For | For | For | ||||
4 | Elect Susan Hockfield | Mgmt | For | For | For | ||||
5 | Elect Jeffrey Immelt | Mgmt | For | For | For | ||||
6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
7 | Elect Alan Lafley | Mgmt | For | For | For | ||||
8 | Elect Robert Lane | Mgmt | For | For | For | ||||
9 | Elect Ralph Larsen | Mgmt | For | For | For | ||||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | ||||
11 | Elect James Mulva | Mgmt | For | For | For | ||||
12 | Elect Sam Nunn | Mgmt | For | For | For | ||||
13 | Elect Roger Penske | Mgmt | For | For | For | ||||
14 | Elect Robert Swieringa | Mgmt | For | For | For | ||||
15 | Elect James Tisch | Mgmt | For | For | For | ||||
16 | Elect Douglas Warner III | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
20 | Approval of Material Terms of Senior Officer Performance Goals | Mgmt | For | For | For | ||||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Nuclear Activities | ShrHldr | Against | Against | For | ||||
23 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
24 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Great Plains Energy Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GXP | CUSIP 391164100 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Terry Bassham | Mgmt | For | For | For | ||||
1.2 | Elect David Bodde | Mgmt | For | For | For | ||||
1.3 | Elect Michael Chesser | Mgmt | For | For | For | ||||
1.4 | Elect Randall Ferguson, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Gary Forsee | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Hyde | Mgmt | For | For | For | ||||
1.7 | Elect James Mitchell | Mgmt | For | For | For | ||||
1.8 | Elect John Sherman | Mgmt | For | For | For | ||||
1.9 | Elect Linda Talbott | Mgmt | For | For | For | ||||
1.10 | Elect Robert West | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Halliburton Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAL | CUSIP 406216101 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan Bennett | Mgmt | For | For | For | ||||
2 | Elect James Boyd | Mgmt | For | For | For | ||||
3 | Elect Milton Carroll | Mgmt | For | For | For | ||||
4 | Elect Nance Dicciani | Mgmt | For | For | For | ||||
5 | Elect Murry Gerber | Mgmt | For | For | For | ||||
6 | Elect S. Malcolm Gillis | Mgmt | For | For | For | ||||
7 | Elect Abdallah Jum'ah | Mgmt | For | For | For | ||||
8 | Elect David Lesar | Mgmt | For | For | For | ||||
9 | Elect Robert Malone | Mgmt | For | For | For | ||||
10 | Elect J. Landis Martin | Mgmt | For | For | For | ||||
11 | Elect Debra Reed | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | ||||
Hanesbrands Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HBI | CUSIP 410345102 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lee Chaden | Mgmt | For | For | For | ||||
1.2 | Elect Bobby Griffin | Mgmt | For | For | For | ||||
1.3 | Elect James Johnson | Mgmt | For | For | For | ||||
1.4 | Elect Jessica Mathews | Mgmt | For | For | For | ||||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | ||||
1.6 | Elect Ronald Nelson | Mgmt | For | For | For | ||||
1.7 | Elect Richard Noll | Mgmt | For | For | For | ||||
1.8 | Elect Andrew Schindler | Mgmt | For | For | For | ||||
1.9 | Elect Ann Ziegler | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Harris Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HRS | CUSIP 413875105 | 10/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Howard Lance | Mgmt | For | For | For | ||||
2 | Elect Thomas Dattilo | Mgmt | For | For | For | ||||
3 | Elect Terry Growcock | Mgmt | For | For | For | ||||
4 | Elect Lewis Hay III | Mgmt | For | For | For | ||||
5 | Elect Karen Katen | Mgmt | For | For | For | ||||
6 | Elect Stephen Kaufman | Mgmt | For | For | For | ||||
7 | Elect Leslie Kenne | Mgmt | For | For | For | ||||
8 | Elect David Rickard | Mgmt | For | For | For | ||||
9 | Elect James Stoffel | Mgmt | For | For | For | ||||
10 | Elect Gregory Swienton | Mgmt | For | For | For | ||||
11 | Elect Hansel Tookes II | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Hasbro, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAS | CUSIP 418056107 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | ||||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | ||||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | ||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | ||||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | ||||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | ||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | ||||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | ||||
1.12 | Elect Edward Philip | Mgmt | For | For | For | ||||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hertz Global Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HTZ | CUSIP 42805T105 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carl Berquist | Mgmt | For | For | For | ||||
2 | Elect Michael Koehler | Mgmt | For | For | For | ||||
3 | Elect Linda Fayne Levinson | Mgmt | For | For | For | ||||
4 | Elect Angel Morales | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hess Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HES | CUSIP 42809H107 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Hess | Mgmt | For | For | For | ||||
2 | Elect Samuel Bodman, III | Mgmt | For | For | For | ||||
3 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | ||||
4 | Elect Craig Matthews | Mgmt | For | For | For | ||||
5 | Elect Ernst von Metzsch | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
9 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | ||||
Hewlett-Packard Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HPQ | CUSIP 428236103 | 03/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | ||||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | ||||
3 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
4 | Elect John Hammergren | Mgmt | For | For | For | ||||
5 | Elect Raymond Lane | Mgmt | For | For | For | ||||
6 | Elect Ann Livermore | Mgmt | For | For | For | ||||
7 | Elect Gary Reiner | Mgmt | For | For | For | ||||
8 | Elect Patricia Russo | Mgmt | For | For | For | ||||
9 | Elect G. Kennedy Thompson | Mgmt | For | For | For | ||||
10 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Honeywell International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HON | CUSIP 438516106 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gordon Bethune | Mgmt | For | For | For | ||||
2 | Elect Kevin Burke | Mgmt | For | For | For | ||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
4 | Elect David Cote | Mgmt | For | For | For | ||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | ||||
6 | Elect Linnet Deily | Mgmt | For | For | For | ||||
7 | Elect Judd Gregg | Mgmt | For | For | For | ||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | ||||
9 | Elect George Paz | Mgmt | For | For | For | ||||
10 | Elect Bradley Sheares | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Illinois Tool Works Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ITW | CUSIP 452308109 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel Brutto | Mgmt | For | For | For | ||||
2 | Elect Susan Crown | Mgmt | For | For | For | ||||
3 | Elect Don Davis, Jr. | Mgmt | For | For | For | ||||
4 | Elect James Griffith | Mgmt | For | For | For | ||||
5 | Elect Robert McCormack | Mgmt | For | For | For | ||||
6 | Elect Robert Morrison | Mgmt | For | For | For | ||||
7 | Elect James Skinner | Mgmt | For | For | For | ||||
8 | Elect David Smith, Jr. | Mgmt | For | For | For | ||||
9 | Elect David Speer | Mgmt | For | For | For | ||||
10 | Elect Pamela Strobel | Mgmt | For | For | For | ||||
11 | Elect Kevin Warren | Mgmt | For | For | For | ||||
12 | Elect Anre Williams | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Intel Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INTC | CUSIP 458140100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | ||||
2 | Elect Andy Bryant | Mgmt | For | For | For | ||||
3 | Elect Susan Decker | Mgmt | For | For | For | ||||
4 | Elect John Donahoe | Mgmt | For | For | For | ||||
5 | Elect Reed Hundt | Mgmt | For | For | For | ||||
6 | Elect Paul Otellini | Mgmt | For | For | For | ||||
7 | Elect James Plummer | Mgmt | For | For | For | ||||
8 | Elect David Pottruck | Mgmt | For | For | For | ||||
9 | Elect Frank Yeary | Mgmt | For | For | For | ||||
10 | Elect David Yoffie | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | ||||
International Business Machines Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IBM | CUSIP 459200101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alain Belda | Mgmt | For | For | For | ||||
2 | Elect William Brody | Mgmt | For | For | For | ||||
3 | Elect Kenneth Chenault | Mgmt | For | For | For | ||||
4 | Elect Michael Eskew | Mgmt | For | For | For | ||||
5 | Elect David Farr | Mgmt | For | For | For | ||||
6 | Elect Shirley Jackson | Mgmt | For | For | For | ||||
7 | Elect Andrew Liveris | Mgmt | For | For | For | ||||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
9 | Elect James Owens | Mgmt | For | For | For | ||||
10 | Elect Samuel Palmisano | Mgmt | For | For | For | ||||
11 | Elect Virginia Rometty | Mgmt | For | For | For | ||||
12 | Elect Joan Spero | Mgmt | For | For | For | ||||
13 | Elect Sidney Taurel | Mgmt | For | For | For | ||||
14 | Elect Lorenzo Hector Zambrano Trevino | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
International Paper Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IP | CUSIP 460146103 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Bronczek | Mgmt | For | For | For | ||||
2 | Elect Ahmet Dorduncu | Mgmt | For | For | For | ||||
3 | Elect John Faraci | Mgmt | For | For | For | ||||
4 | Elect Stacey Mobley | Mgmt | For | For | For | ||||
5 | Elect Joan Spero | Mgmt | For | For | For | ||||
6 | Elect John Townsend III | Mgmt | For | For | For | ||||
7 | Elect John Turner | Mgmt | For | For | For | ||||
8 | Elect William Walter | Mgmt | For | For | For | ||||
9 | Elect J. Steven Whisler | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Interpublic Group of Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPG | CUSIP 460690100 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | ||||
2 | Elect Jill Considine | Mgmt | For | For | For | ||||
3 | Elect Richard Goldstein | Mgmt | For | For | For | ||||
4 | Elect Mary Guilfoile | Mgmt | For | For | For | ||||
5 | Elect H. John Greeniaus | Mgmt | For | For | For | ||||
6 | Elect Dawn Hudson | Mgmt | For | For | For | ||||
7 | Elect William Kerr | Mgmt | For | For | For | ||||
8 | Elect Michael Roth | Mgmt | For | For | For | ||||
9 | Elect David Thomas | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Jabil Circuit, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JBL | CUSIP 466313103 | 01/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martha Brooks | Mgmt | For | For | For | ||||
1.2 | Elect Mel Lavitt | Mgmt | For | For | For | ||||
1.3 | Elect Timothy Main | Mgmt | For | For | For | ||||
1.4 | Elect William Morean | Mgmt | For | For | For | ||||
1.5 | Elect Lawrence Murphy | Mgmt | For | For | For | ||||
1.6 | Elect Frank Newman | Mgmt | For | For | For | ||||
1.7 | Elect Steven Raymund | Mgmt | For | For | For | ||||
1.8 | Elect Thomas Sansone | Mgmt | For | For | For | ||||
1.9 | Elect David Stout | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Jarden Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JAH | CUSIP 471109108 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martin Franklin | Mgmt | For | For | For | ||||
1.2 | Elect James Lillie | Mgmt | For | For | For | ||||
1.3 | Elect Michael Gross | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Johnson & Johnson | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNJ | CUSIP 478160104 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Coleman | Mgmt | For | For | For | ||||
2 | Elect James Cullen | Mgmt | For | For | For | ||||
3 | Elect Ian Davis | Mgmt | For | For | For | ||||
4 | Elect Alex Gorsky | Mgmt | For | For | For | ||||
5 | Elect Michael Johns | Mgmt | For | For | For | ||||
6 | Elect Susan Lindquist | Mgmt | For | For | For | ||||
7 | Elect Anne Mulcahy | Mgmt | For | For | For | ||||
8 | Elect Leo Mullin | Mgmt | For | For | For | ||||
9 | Elect William Perez | Mgmt | For | For | For | ||||
10 | Elect Charles Prince | Mgmt | For | For | For | ||||
11 | Elect David Satcher | Mgmt | For | For | For | ||||
12 | Elect William Weldon | Mgmt | For | For | For | ||||
13 | Elect Ronald Williams | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Binding Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | ||||
JPMorgan Chase & Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JPM | CUSIP 46625H100 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Bell | Mgmt | For | For | For | ||||
2 | Elect Crandall Bowles | Mgmt | For | For | For | ||||
3 | Elect Stephen Burke | Mgmt | For | For | For | ||||
4 | Elect David Cote | Mgmt | For | For | For | ||||
5 | Elect James Crown | Mgmt | For | For | For | ||||
6 | Elect James Dimon | Mgmt | For | For | For | ||||
7 | Elect Timothy Flynn | Mgmt | For | For | For | ||||
8 | Elect Ellen Futter | Mgmt | For | For | For | ||||
9 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | ||||
10 | Elect Lee Raymond | Mgmt | For | For | For | ||||
11 | Elect William Weldon | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Juniper Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNPR | CUSIP 48203R104 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mercedes Johnson | Mgmt | For | For | For | ||||
1.2 | Elect Scott Kriens | Mgmt | For | For | For | ||||
1.3 | Elect William Stensrud | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
KBR, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KBR | CUSIP 48242W106 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect W. Frank Blount | Mgmt | For | For | For | ||||
1.2 | Elect Loren Carroll | Mgmt | For | For | For | ||||
1.3 | Elect Linda Cook | Mgmt | For | For | For | ||||
1.4 | Elect Jack Moore | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | Technical Amendments to Charter/Bylaw | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Amendment to the 2006 Stock and Incentive Plan | Mgmt | For | For | For | ||||
Keycorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KEY | CUSIP 493267108 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Carrabba | Mgmt | For | For | For | ||||
1.3 | Elect Charles Cooley | Mgmt | For | For | For | ||||
1.4 | Elect Alexander Cutler | Mgmt | For | For | For | ||||
1.5 | Elect H. James Dallas | Mgmt | For | For | For | ||||
1.6 | Elect Elizabeth Gile | Mgmt | For | For | For | ||||
1.7 | Elect Ruth Ann Gillis | Mgmt | For | For | For | ||||
1.8 | Elect William Gisel, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Richard Hipple | Mgmt | For | For | For | ||||
1.10 | Elect Kristen Manos | Mgmt | For | For | For | ||||
1.11 | Elect Beth Mooney | Mgmt | For | For | For | ||||
1.12 | Elect Bill Sanford | Mgmt | For | For | For | ||||
1.13 | Elect Barbara Snyder | Mgmt | For | For | For | ||||
1.14 | Elect Thomas Stevens | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
KLA-Tencor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KLAC | CUSIP 482480100 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Calderoni | Mgmt | For | For | For | ||||
1.2 | Elect John Dickson | Mgmt | For | For | For | ||||
1.3 | Elect Kevin Kennedy | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
L-3 Communications Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLL | CUSIP 502424104 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lewis Kramer | Mgmt | For | For | For | ||||
2 | Elect Robert Millard | Mgmt | For | For | For | ||||
3 | Elect Arthur Simon | Mgmt | For | For | For | ||||
4 | 2012 Cash Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Lam Research Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LRCX | CUSIP 512807108 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Lam Research Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LRCX | CUSIP 512807108 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Bagley | Mgmt | For | For | For | ||||
1.2 | Elect Robert Berdahl | Mgmt | For | For | For | ||||
1.3 | Elect Eric Brandt | Mgmt | For | For | For | ||||
1.4 | Elect Michael Cannon | Mgmt | For | For | For | ||||
1.5 | Elect Christine Heckart | Mgmt | For | For | For | ||||
1.6 | Elect Grant Inman | Mgmt | For | For | For | ||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | ||||
1.8 | Elect Stephen Newberry | Mgmt | For | For | For | ||||
1.9 | Elect Kim Perdikou | Mgmt | For | For | For | ||||
1.10 | Elect Abhijit Talwalkar | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Legg Mason, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LM | CUSIP 524901105 | 07/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Harold Adams | Mgmt | For | For | For | ||||
1.2 | Elect John Cahill | Mgmt | For | For | For | ||||
1.3 | Elect Mark Fetting | Mgmt | For | For | For | ||||
1.4 | Elect Margaret Richardson | Mgmt | For | For | For | ||||
1.5 | Elect Kurt Schmoke | Mgmt | For | For | For | ||||
2 | Amendment to the 1996 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Lincare Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LNCR | CUSIP 532791100 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Byrnes | Mgmt | For | For | For | ||||
1.2 | Elect Stuart Altman | Mgmt | For | For | For | ||||
1.3 | Elect Chester Black | Mgmt | For | For | For | ||||
1.4 | Elect Angela Bryant | Mgmt | For | For | For | ||||
1.5 | Elect Frank Byrne | Mgmt | For | For | For | ||||
1.6 | Elect William Miller III | Mgmt | For | For | For | ||||
1.7 | Elect Ellen Zane | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Lorillard, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LO | CUSIP 544147101 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Almon | Mgmt | For | For | For | ||||
2 | Elect Kit Dietz | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | ||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Lowe's Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LOW | CUSIP 548661107 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | ||||
1.2 | Elect David Bernauer | Mgmt | For | For | For | ||||
1.3 | Elect Leonard Berry | Mgmt | For | For | For | ||||
1.4 | Elect Peter Browning | Mgmt | For | For | For | ||||
1.5 | Elect Richard Dreiling | Mgmt | For | For | For | ||||
1.6 | Elect Dawn Hudson | Mgmt | For | For | For | ||||
1.7 | Elect Robert Johnson | Mgmt | For | For | For | ||||
1.8 | Elect Marshall Larsen | Mgmt | For | For | For | ||||
1.9 | Elect Richard Lochridge | Mgmt | For | For | For | ||||
1.10 | Elect Robert Niblock | Mgmt | For | For | For | ||||
1.11 | Elect Eric Wiseman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
LyondellBasell Industries NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LYB | CUSIP N53745100 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robin Buchanan | Mgmt | For | For | For | ||||
2 | Elect Stephen Cooper | Mgmt | For | For | For | ||||
3 | Elect Robert G. Gwin | Mgmt | For | For | For | ||||
4 | Elect Marvin Schlanger | Mgmt | For | For | For | ||||
5 | Approval of Annual Accounts | Mgmt | For | For | For | ||||
6 | Officer Liability/Indemnification | Mgmt | For | For | For | ||||
7 | Director Liability/Indemnification | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | ||||
11 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
14 | 2012 Global Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Marathon Oil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRO | CUSIP 565849106 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gregory Boyce | Mgmt | For | Against | Against | ||||
2 | Elect Pierre Brondeau | Mgmt | For | Against | Against | ||||
3 | Elect Clarence Cazalot, Jr. | Mgmt | For | Against | Against | ||||
4 | Elect Linda Cook | Mgmt | For | Against | Against | ||||
5 | Elect Shirley Jackson | Mgmt | For | Against | Against | ||||
6 | Elect Philip Lader | Mgmt | For | Against | Against | ||||
7 | Elect Michael Phelps | Mgmt | For | Against | Against | ||||
8 | Elect Dennis Reilley | Mgmt | For | Against | Against | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
11 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | ||||
Marsh & McLennan Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MMC | CUSIP 571748102 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zachary Carter | Mgmt | For | For | For | ||||
2 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | ||||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | ||||
5 | Elect Lord Ian Lang | Mgmt | For | For | For | ||||
6 | Elect Elaine La Roche | Mgmt | For | For | For | ||||
7 | Elect Steven Mills | Mgmt | For | For | For | ||||
8 | Elect Bruce Nolop | Mgmt | For | For | For | ||||
9 | Elect Marc Oken | Mgmt | For | For | For | ||||
10 | Elect Morton Schapiro | Mgmt | For | For | For | ||||
11 | Elect Adele Simmons | Mgmt | For | For | For | ||||
12 | Elect Lloyd Yates | Mgmt | For | For | For | ||||
13 | Elect R. David Yost | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Medtronic, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDT | CUSIP 585055106 | 08/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | ||||
1.2 | Elect David Calhoun | Mgmt | For | For | For | ||||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | ||||
1.4 | Elect Omar Ishrak | Mgmt | For | For | For | ||||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | ||||
1.6 | Elect James Lenehan | Mgmt | For | For | For | ||||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | ||||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | ||||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | ||||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | ||||
1.11 | Elect Jack Schuler | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Merck & Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRK | CUSIP 58933Y105 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leslie Brun | Mgmt | For | For | For | ||||
2 | Elect Thomas Cech | Mgmt | For | For | For | ||||
3 | Elect Kenneth Frazier | Mgmt | For | For | For | ||||
4 | Elect Thomas Glocer | Mgmt | For | For | For | ||||
5 | Elect William Harrison, Jr. | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Rochelle Lazarus | Mgmt | For | For | For | ||||
8 | Elect Carlos Represas | Mgmt | For | For | For | ||||
9 | Elect Patricia Russo | Mgmt | For | For | For | ||||
10 | Elect Craig Thompson | Mgmt | For | For | For | ||||
11 | Elect Wendell Weeks | Mgmt | For | For | For | ||||
12 | Elect Peter Wendell | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Reviewing Political Spending or Lobbying | ShrHldr | Against | Against | For | ||||
MetLife, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MET | CUSIP 59156R108 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Keane | Mgmt | For | For | For | ||||
1.2 | Elect Catherine Kinney | Mgmt | For | For | For | ||||
1.3 | Elect Hugh Price | Mgmt | For | For | For | ||||
1.4 | Elect Kenton Sicchitano | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
MFA Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MFA | CUSIP 55272X102 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Dahir | Mgmt | For | For | For | ||||
1.2 | Elect Robin Josephs | Mgmt | For | For | For | ||||
1.3 | Elect George Krauss | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Microsoft Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSFT | CUSIP 594918104 | 11/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | ||||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||||
3 | Elect William Gates III | Mgmt | For | For | For | ||||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | ||||
5 | Elect Reed Hastings | Mgmt | For | For | For | ||||
6 | Elect Maria Klawe | Mgmt | For | For | For | ||||
7 | Elect David Marquardt | Mgmt | For | For | For | ||||
8 | Elect Charles Noski | Mgmt | For | For | For | ||||
9 | Elect Helmut Panke | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | ||||
Morgan Stanley | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MS | CUSIP 617446448 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roy Bostock | Mgmt | For | For | For | ||||
2 | Elect Erskine Bowles | Mgmt | For | For | For | ||||
3 | Elect Howard Davies | Mgmt | For | For | For | ||||
4 | Elect James Gorman | Mgmt | For | For | For | ||||
5 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
6 | Elect Klaus Kleinfield | Mgmt | For | For | For | ||||
7 | Elect Donald Nicolaisen | Mgmt | For | For | For | ||||
8 | Elect Hutham Olayan | Mgmt | For | For | For | ||||
9 | Elect James Owens | Mgmt | For | For | For | ||||
10 | Elect O. Griffith Sexton | Mgmt | For | For | For | ||||
11 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | ||||
12 | Elect Masaaki Tanaka | Mgmt | For | For | For | ||||
13 | Elect Laura Tyson | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | For | For | ||||
16 | Amendment to the Directors' Equity Capital Accumulation Plan | Mgmt | For | For | For | ||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Newell Rubbermaid Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NWL | CUSIP 651229106 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Clarke | Mgmt | For | For | For | ||||
2 | Elect Elizabeth Cuthbert-Millett | Mgmt | For | For | For | ||||
3 | Elect Domenico De Sole | Mgmt | For | For | For | ||||
4 | Elect Steven Strobel | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Amendment to Articles of Incorporation to Declassify Board | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Nexen Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NXY | CUSIP 65334H102 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Berry | Mgmt | For | For | For | ||||
1.2 | Elect Robert Bertram | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Ebbern | Mgmt | For | For | For | ||||
1.4 | Elect S. Barry Jackson | Mgmt | For | For | For | ||||
1.5 | Elect Kevin Jenkins | Mgmt | For | For | For | ||||
1.6 | Elect A. Anne McLellan | Mgmt | For | For | For | ||||
1.7 | Elect Eric Newell | Mgmt | For | For | For | ||||
1.8 | Elect Thomas O'Neill | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Kevin Reinhart | Mgmt | For | For | For | ||||
1.10 | Elect Francis Saville | Mgmt | For | For | For | ||||
1.11 | Elect Arthur Scace | Mgmt | For | For | For | ||||
1.12 | Elect John Willson | Mgmt | For | For | For | ||||
1.13 | Elect Victor Zaleschuk | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Noble Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NBL | CUSIP 655044105 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey Berenson | Mgmt | For | For | For | ||||
2 | Elect Michael Cawley | Mgmt | For | For | For | ||||
3 | Elect Edward Cox | Mgmt | For | For | For | ||||
4 | Elect Charles Davidson | Mgmt | For | For | For | ||||
5 | Elect Thomas Edelman | Mgmt | For | For | For | ||||
6 | Elect Eric Grubman | Mgmt | For | For | For | ||||
7 | Elect Kirby Hedrick | Mgmt | For | For | For | ||||
8 | Elect Scott Urban | Mgmt | For | For | For | ||||
9 | Elect William Van Kleef | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
Nordic American Tankers Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NAT | CUSIP G65773106 | 05/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Herbjorn Hansson | Mgmt | For | Against | Against | ||||
2 | Elect David Gibbons | Mgmt | For | Against | Against | ||||
3 | Elect Andreas Ugland | Mgmt | For | Against | Against | ||||
4 | Elect Jim Kelly | Mgmt | For | Against | Against | ||||
5 | Elect Jan Erik Langangen | Mgmt | For | Against | Against | ||||
6 | Elect Paul Hopkins | Mgmt | For | Against | Against | ||||
7 | Elect Richard Vietor | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Reduction in Share Premium | Mgmt | For | For | For | ||||
Northrop Grumman Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOC | CUSIP 666807102 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Wesley Bush | Mgmt | For | For | For | ||||
2 | Elect Lewis Coleman | Mgmt | For | For | For | ||||
3 | Elect Victor Fazio | Mgmt | For | For | For | ||||
4 | Elect Donald Felsinger | Mgmt | For | For | For | ||||
5 | Elect Stephen Frank | Mgmt | For | For | For | ||||
6 | Elect Bruce Gordon | Mgmt | For | For | For | ||||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | ||||
8 | Elect Karl Krapek | Mgmt | For | For | For | ||||
9 | Elect Richard Myers | Mgmt | For | For | For | ||||
10 | Elect Aulana Peters | Mgmt | For | For | For | ||||
11 | Elect Gary Roughead | Mgmt | For | For | For | ||||
12 | Elect Thomas Schoewe | Mgmt | For | For | For | ||||
13 | Elect Kevin Sharer | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Amendment to Remove Requirement of Shareholder Approval for Significant Actions | Mgmt | For | For | For | ||||
17 | Additional Rights of Action by Written Consent | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Novellus Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVLS | CUSIP 670008101 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
Nucor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NUE | CUSIP 670346105 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Clayton Daley, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect John Ferriola | Mgmt | For | For | For | ||||
1.3 | Elect Harvey Gantt | Mgmt | For | For | For | ||||
1.4 | Elect Bernard Kasriel | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Occidental Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OXY | CUSIP 674599105 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Spencer Abraham | Mgmt | For | For | For | ||||
2 | Elect Howard Atkins | Mgmt | For | For | For | ||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | ||||
4 | Elect Edward Djerejian | Mgmt | For | For | For | ||||
5 | Elect John Feick | Mgmt | For | For | For | ||||
6 | Elect Margaret Foran | Mgmt | For | For | For | ||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | ||||
8 | Elect Ray Irani | Mgmt | For | For | For | ||||
9 | Elect Avedick Poladian | Mgmt | For | For | For | ||||
10 | Elect Aziz Syriani | Mgmt | For | For | For | ||||
11 | Elect Rosemary Tomich | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | ||||
Office Depot, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ODP | CUSIP 676220106 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Neil Austrian | Mgmt | For | For | For | ||||
2 | Elect Justin Bateman | Mgmt | For | For | For | ||||
3 | Elect Thomas Colligan | Mgmt | For | For | For | ||||
4 | Elect Marsha Evans | Mgmt | For | For | For | ||||
5 | Elect Brenda Gaines | Mgmt | For | For | For | ||||
6 | Elect W. Scott Hedrick | Mgmt | For | For | For | ||||
7 | Elect Kathleen Mason | Mgmt | For | For | For | ||||
8 | Elect James Rubin | Mgmt | For | For | For | ||||
9 | Elect Raymond Svider | Mgmt | For | For | For | ||||
10 | Elect Nigel Travis | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Oil States International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OIS | CUSIP 678026105 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect S. James Nelson | Mgmt | For | For | For | ||||
1.2 | Elect Gary Rosenthal | Mgmt | For | For | For | ||||
1.3 | Elect William Van Kleef | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Oracle Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORCL | CUSIP 68389X105 | 10/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | ||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | ||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | ||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | ||||
1.6 | Elect George Conrades | Mgmt | For | For | For | ||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | ||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | ||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | ||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | ||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Owens Corning | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OC | CUSIP 690742101 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Norman Blake, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect James McMonagle | Mgmt | For | For | For | ||||
1.3 | Elect W. Howard Morris | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Parker-Hannifin Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PH | CUSIP 701094104 | 10/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | ||||
1.2 | Elect Linda Harty | Mgmt | For | For | For | ||||
1.3 | Elect William Kassling | Mgmt | For | For | For | ||||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | ||||
1.5 | Elect Klaus-Peter Muller | Mgmt | For | For | For | ||||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | ||||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | ||||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | ||||
1.9 | Elect Ake Svensson | Mgmt | For | For | For | ||||
1.10 | Elect James Wainscott | Mgmt | For | For | For | ||||
1.11 | Elect Donald Washkewicz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | For | Against | ||||
Petroleo Brasileiro S.A. - Petrobras | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETR3 | CUSIP 71654V408 | 01/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Ratification of Appointment of Appraiser | Mgmt | For | For | For | ||||
2 | Valuation Report | Mgmt | For | For | For | ||||
3 | Spin-off Agreement | Mgmt | For | For | For | ||||
4 | Spin-Off | Mgmt | For | For | For | ||||
5 | Ratification of Appointment of Appraiser | Mgmt | For | For | For | ||||
6 | Valuation Report | Mgmt | For | For | For | ||||
7 | Merger Agreement | Mgmt | For | For | For | ||||
8 | Merger by Absorption | Mgmt | For | For | For | ||||
Petroleo Brasileiro S.A. - Petrobras | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETR3 | CUSIP 71654V408 | 02/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles Regarding Management Board | Mgmt | For | For | For | ||||
2 | Elect Maria das Gracas Silva Foster | Mgmt | For | Against | Against | ||||
Petroleo Brasileiro S.A. - Petrobras | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETR3 | CUSIP 71654V408 | 08/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | ||||
Petroleo Brasileiro S.A. - Petrobras | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETR3 | CUSIP 71654V408 | 12/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Mergers by Absorption | Mgmt | For | For | For | ||||
2 | Elect Josue Christiano Gomes da Silva | Mgmt | For | Against | Against | ||||
Pfizer Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFE | CUSIP 717081103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | ||||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | ||||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
4 | Elect Frances Fergusson | Mgmt | For | For | For | ||||
5 | Elect William Gray, III | Mgmt | For | For | For | ||||
6 | Elect Helen Hobbs | Mgmt | For | For | For | ||||
7 | Elect Constance Horner | Mgmt | For | For | For | ||||
8 | Elect James Kilts | Mgmt | For | For | For | ||||
9 | Elect George Lorch | Mgmt | For | For | For | ||||
10 | Elect John Mascotte | Mgmt | For | For | For | ||||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
12 | Elect Ian Read | Mgmt | For | For | For | ||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | ||||
14 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | ||||
PG&E Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCG | CUSIP 69331C108 | 05/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Andrews | Mgmt | For | For | For | ||||
2 | Elect Lewis Chew | Mgmt | For | For | For | ||||
3 | Elect C. Lee Cox | Mgmt | For | For | For | ||||
4 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | ||||
5 | Elect Fred Fowler | Mgmt | For | For | For | ||||
6 | Elect Maryellen Herringer | Mgmt | For | For | For | ||||
7 | Elect Roger Kimmel | Mgmt | For | For | For | ||||
8 | Elect Richard Meserve | Mgmt | For | For | For | ||||
9 | Elect Forrest Miller | Mgmt | For | For | For | ||||
10 | Elect Rosendo Parra | Mgmt | For | For | For | ||||
11 | Elect Barbara Rambo | Mgmt | For | For | For | ||||
12 | Elect Barry Williams | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
15 | Shareholder Proposal Regarding Removing Sexual Orientation from Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
Philip Morris International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PM | CUSIP 718172109 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Harold Brown | Mgmt | For | For | For | ||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||||
3 | Elect Louis Camilleri | Mgmt | For | For | For | ||||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||||
5 | Elect Jennifer Li | Mgmt | For | For | For | ||||
6 | Elect Graham Mackay | Mgmt | For | For | For | ||||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | ||||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | ||||
9 | Elect Lucio Noto | Mgmt | For | For | For | ||||
10 | Elect Robert Polet | Mgmt | For | For | For | ||||
11 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||||
12 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2012 Performance Incentive Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Formation of Ethics Committee | ShrHldr | Against | Against | For | ||||
PNC Financial Services Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PNC | CUSIP 693475105 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Berndt | Mgmt | For | For | For | ||||
2 | Elect Charles Bunch | Mgmt | For | For | For | ||||
3 | Elect Paul Chellgren | Mgmt | For | For | For | ||||
4 | Elect Kay James | Mgmt | For | For | For | ||||
5 | Elect Richard Kelson | Mgmt | For | For | For | ||||
6 | Elect Bruce Lindsay | Mgmt | For | For | For | ||||
7 | Elect Anthony Massaro | Mgmt | For | For | For | ||||
8 | Elect Jane Pepper | Mgmt | For | For | For | ||||
9 | Elect James Rohr | Mgmt | For | For | For | ||||
10 | Elect Donald Shepard | Mgmt | For | For | For | ||||
11 | Elect Lorene Steffes | Mgmt | For | For | For | ||||
12 | Elect Dennis Strigl | Mgmt | For | For | For | ||||
13 | Elect Thomas Usher | Mgmt | For | For | For | ||||
14 | Elect George Walls, Jr. | Mgmt | For | For | For | ||||
15 | Elect Helge Wehmeier | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
PPL Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPL | CUSIP 69351T106 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frederick Bernthal | Mgmt | For | For | For | ||||
1.2 | Elect John Conway | Mgmt | For | For | For | ||||
1.3 | Elect Steven Elliot | Mgmt | For | For | For | ||||
1.4 | Elect Louise Goeser | Mgmt | For | For | For | ||||
1.5 | Elect Stuart Graham | Mgmt | For | For | For | ||||
1.6 | Elect Stuart Heydt | Mgmt | For | For | For | ||||
1.7 | Elect Raja Rajamannar | Mgmt | For | For | For | ||||
1.8 | Elect Craig Rogerson | Mgmt | For | For | For | ||||
1.9 | Elect William Spence | Mgmt | For | For | For | ||||
1.10 | Elect Natica von Althann | Mgmt | For | For | For | ||||
1.11 | Elect Keith Williamson | Mgmt | For | For | For | ||||
2 | 2012 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Precision Castparts Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCP | CUSIP 740189105 | 08/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Don Graber | Mgmt | For | For | For | ||||
1.2 | Elect Lester Lyles | Mgmt | For | For | For | ||||
1.3 | Elect Timothy Wicks | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Prudential Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRU | CUSIP 744320102 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Baltimore Jr. | Mgmt | For | For | For | ||||
2 | Elect Gordon Bethune | Mgmt | For | For | For | ||||
3 | Elect Gaston Caperton | Mgmt | For | For | For | ||||
4 | Elect Gilbert Casellas | Mgmt | For | For | For | ||||
5 | Elect James Cullen | Mgmt | For | For | For | ||||
6 | Elect William Gray, III | Mgmt | For | For | For | ||||
7 | Elect Mark Grier | Mgmt | For | For | For | ||||
8 | Elect Constance Horner | Mgmt | For | For | For | ||||
9 | Elect Martina Hund-Mejean | Mgmt | For | For | For | ||||
10 | Elect Karl Krapek | Mgmt | For | For | For | ||||
11 | Elect Christine Poon | Mgmt | For | For | For | ||||
12 | Elect John Strangfeld | Mgmt | For | For | For | ||||
13 | Elect James Unruh | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
QUALCOMM Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QCOM | CUSIP 747525103 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | ||||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | ||||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | ||||
1.6 | Elect Paul Jacobs | Mgmt | For | For | For | ||||
1.7 | Elect Robert Kahn | Mgmt | For | For | For | ||||
1.8 | Elect Sherry Lansing | Mgmt | For | For | For | ||||
1.9 | Elect Duane Nelles | Mgmt | For | For | For | ||||
1.10 | Elect Francisco Ros | Mgmt | For | For | For | ||||
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | ||||
1.12 | Elect Marc Stern | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Elimination of Plurality Voting Standard for Election of Directors | Mgmt | For | For | For | ||||
Rio Tinto plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RIO | CINS G75754104 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Chris Lynch | Mgmt | For | For | For | ||||
4 | Elect John Varley | Mgmt | For | For | For | ||||
5 | Elect Tom Albanese | Mgmt | For | For | For | ||||
6 | Elect Robert Brown | Mgmt | For | For | For | ||||
7 | Elect Vivienne Cox | Mgmt | For | For | For | ||||
8 | Elect Jan du Plessis | Mgmt | For | For | For | ||||
9 | Elect Guy Elliott | Mgmt | For | For | For | ||||
10 | Elect Michael Fitzpatrick | Mgmt | For | For | For | ||||
11 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
12 | Elect Richard Goodmanson | Mgmt | For | For | For | ||||
13 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | ||||
14 | Elect Paul Tellier | Mgmt | For | For | For | ||||
15 | Elect Samuel Walsh | Mgmt | For | For | For | ||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
17 | Global Employee Share Plan | Mgmt | For | For | For | ||||
18 | Share Savings Plan Renewal | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Royal Dutch Shell plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RDSB | CUSIP 780259206 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||||
4 | Elect Josef Ackermann | Mgmt | For | For | For | ||||
5 | Elect Guy Elliott | Mgmt | For | For | For | ||||
6 | Elect Simon Henry | Mgmt | For | For | For | ||||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
9 | Elect Christine Morin-Postel | Mgmt | For | For | For | ||||
10 | Elect Jorma Ollila | Mgmt | For | For | For | ||||
11 | Elect Linda Stuntz | Mgmt | For | For | For | ||||
12 | Elect Jeroen van der Veer | Mgmt | For | For | For | ||||
13 | Elect Peter Voser | Mgmt | For | For | For | ||||
14 | Elect Hans Wijers | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
SanDisk Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNDK | CUSIP 80004C101 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Marks | Mgmt | For | For | For | ||||
2 | Elect Kevin DeNuccio | Mgmt | For | For | For | ||||
3 | Elect Irwin Federman | Mgmt | For | For | For | ||||
4 | Elect Steven Gomo | Mgmt | For | For | For | ||||
5 | Elect Eddy Hartenstein | Mgmt | For | For | For | ||||
6 | Elect Chenming Hu | Mgmt | For | For | For | ||||
7 | Elect Catherine Lego | Mgmt | For | For | For | ||||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Schlumberger N.V. (Schlumberger Limited) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLB | CUSIP 806857108 | 04/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Peter Currie | Mgmt | For | For | For | ||||
2 | Elect Anthony Isaac | Mgmt | For | For | For | ||||
3 | Elect K.V. Kamath | Mgmt | For | For | For | ||||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||||
6 | Elect Adrian Lajous | Mgmt | For | For | For | ||||
7 | Elect Michael Marks | Mgmt | For | For | For | ||||
8 | Elect Elizabeth Moler | Mgmt | For | For | For | ||||
9 | Elect Lubna Olayan | Mgmt | For | For | For | ||||
10 | Elect Leo Reif | Mgmt | For | For | For | ||||
11 | Elect Tore Sandvold | Mgmt | For | For | For | ||||
12 | Elect Henri Seydoux | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
Seagate Technology | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STX | CUSIP G7945M107 | 10/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Luczo | Mgmt | For | For | For | ||||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | ||||
3 | Elect Michael Cannon | Mgmt | For | For | For | ||||
4 | Elect Lydia Marshall | Mgmt | For | For | For | ||||
5 | Elect C.S. Park | Mgmt | For | For | For | ||||
6 | Elect Gregorio Reyes | Mgmt | For | For | For | ||||
7 | Elect Edward Zander | Mgmt | For | For | For | ||||
8 | 2011 Equity Incentive Plan | Mgmt | For | For | For | ||||
9 | Issuance of Treasury Shares | Mgmt | For | For | For | ||||
10 | Location of 2012 Annual Meeting | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Southwestern Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWN | CUSIP 845467109 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lewis Epley, Jr. | Mgmt | For | For | For | ||||
2 | Elect Robert Howard | Mgmt | For | For | For | ||||
3 | Elect Catherine Kehr | Mgmt | For | For | For | ||||
4 | Elect Greg Kerley | Mgmt | For | For | For | ||||
5 | Elect Harold Korell | Mgmt | For | For | For | ||||
6 | Elect Vello Kuuskraa | Mgmt | For | For | For | ||||
7 | Elect Kenneth Mourton | Mgmt | For | For | For | ||||
8 | Elect Steven Mueller | Mgmt | For | For | For | ||||
9 | Elect Charles Scharlau | Mgmt | For | For | For | ||||
10 | Elect Alan Stevens | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Stanley Black & Decker, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWK | CUSIP 854502101 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Patrick Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Benjamin Griswold, IV | Mgmt | For | For | For | ||||
1.3 | Elect Eileen Kraus | Mgmt | For | For | For | ||||
1.4 | Elect Robert Ryan | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | 2012 Management Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Staples, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPLS | CUSIP 855030102 | 06/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Basil Anderson | Mgmt | For | For | For | ||||
2 | Elect Arthur Blank | Mgmt | For | For | For | ||||
3 | Elect David Faust | Mgmt | For | For | For | ||||
4 | Elect Justin King | Mgmt | For | For | For | ||||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||||
6 | Elect Rowland Moriarty | Mgmt | For | For | For | ||||
7 | Elect Robert Nakasone | Mgmt | For | For | For | ||||
8 | Elect Ronald Sargent | Mgmt | For | For | For | ||||
9 | Elect Elizabeth Smith | Mgmt | For | For | For | ||||
10 | Elect Robert Sulentic | Mgmt | For | For | For | ||||
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | ||||
12 | Elect Paul Walsh | Mgmt | For | For | For | ||||
13 | Action by Written Consent | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Amendment to the 2010 Long Term Cash Incentive Plan | Mgmt | For | For | For | ||||
16 | Amendment to the Executive Officer Incentive Plan | Mgmt | For | For | For | ||||
17 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
18 | Ratification of Auditor | Mgmt | For | For | For | ||||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
State Street Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STT | CUSIP 857477103 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kennett Burnes | Mgmt | For | For | For | ||||
2 | Elect Peter Coym | Mgmt | For | For | For | ||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | ||||
5 | Elect David Gruber | Mgmt | For | For | For | ||||
6 | Elect Linda Hill | Mgmt | For | For | For | ||||
7 | Elect Joseph Hooley | Mgmt | For | For | For | ||||
8 | Elect Robert Kaplan | Mgmt | For | For | For | ||||
9 | Elect Richard Sergel | Mgmt | For | For | For | ||||
10 | Elect Ronald Skates | Mgmt | For | For | For | ||||
11 | Elect Gregory Summe | Mgmt | For | For | For | ||||
12 | Elect Robert Weissman | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Stryker Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYK | CUSIP 863667101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | ||||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | ||||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | ||||
1.5 | Elect Allan Golston | Mgmt | For | For | For | ||||
1.6 | Elect Howard Lance | Mgmt | For | For | For | ||||
1.7 | Elect William Parfet | Mgmt | For | For | For | ||||
1.8 | Elect Ronda Stryker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Re-approval of the Executive Bonus Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Suntrust Banks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STI | CUSIP 867914103 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Beall II | Mgmt | For | For | For | ||||
2 | Elect Alston Correll | Mgmt | For | For | For | ||||
3 | Elect Jeffrey Crowe | Mgmt | For | For | For | ||||
4 | Elect Blake Garrett, Jr. | Mgmt | For | For | For | ||||
5 | Elect David Hughes | Mgmt | For | For | For | ||||
6 | Elect M. Douglas Ivester | Mgmt | For | For | For | ||||
7 | Elect Kyle Legg | Mgmt | For | For | For | ||||
8 | Elect William Linnenbringer | Mgmt | For | For | For | ||||
9 | Elect G. Gilmer Minor III | Mgmt | For | For | For | ||||
10 | Elect Donna Morea | Mgmt | For | For | For | ||||
11 | Elect David Ratcliffe | Mgmt | For | For | For | ||||
12 | Elect William Rogers, Jr. | Mgmt | For | For | For | ||||
13 | Elect Thomas Watjen | Mgmt | For | For | For | ||||
14 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Target Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TGT | CUSIP 87612E106 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roxanne Austin | Mgmt | For | Against | Against | ||||
2 | Elect Calvin Darden | Mgmt | For | Against | Against | ||||
3 | Elect Mary Dillon | Mgmt | For | Against | Against | ||||
4 | Elect James Johnson | Mgmt | For | Against | Against | ||||
5 | Elect Mary Minnick | Mgmt | For | Against | Against | ||||
6 | Elect Anne Mulcahy | Mgmt | For | Against | Against | ||||
7 | Elect Derica Rice | Mgmt | For | Against | Against | ||||
8 | Elect Stephen Sanger | Mgmt | For | Against | Against | ||||
9 | Elect Gregg Steinhafel | Mgmt | For | Against | Against | ||||
10 | Elect John Stumpf | Mgmt | For | Against | Against | ||||
11 | Elect Solomon Trujillo | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Approval of the Short Term Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | ||||
TE Connectivity Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEL | CUSIP H84989104 | 03/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Pierre Brondeau | Mgmt | For | For | For | ||||
2 | Elect Juergen Gromer | Mgmt | For | For | For | ||||
3 | Elect William Jeffrey | Mgmt | For | For | For | ||||
4 | Elect Thomas Lynch | Mgmt | For | For | For | ||||
5 | Elect NAM Yong | Mgmt | For | For | For | ||||
6 | Elect Daniel Phelan | Mgmt | For | For | For | ||||
7 | Elect Frederic Poses | Mgmt | For | For | For | ||||
8 | Elect Lawrence Smith | Mgmt | For | For | For | ||||
9 | Elect Paula Sneed | Mgmt | For | For | For | ||||
10 | Elect David Steiner | Mgmt | For | For | For | ||||
11 | Election John Van Scoter | Mgmt | For | For | For | ||||
12 | 2011 Annual Report | Mgmt | For | For | For | ||||
13 | Statutory Financial Statements | Mgmt | For | For | For | ||||
14 | Consolidated Financial Statements | Mgmt | For | For | For | ||||
15 | Release Board of Directors and Executive Officers | Mgmt | For | For | For | ||||
16 | Deloitte & Touche | Mgmt | For | For | For | ||||
17 | Deloitte AG, Zurich | Mgmt | For | For | For | ||||
18 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | ||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
20 | Amendment to the 2007 Stock and Incentive Plan | Mgmt | For | For | For | ||||
21 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Dividend Distribution Through a Reduction of Capital | Mgmt | For | For | For | ||||
24 | Reallocation of Free Reserves to Legal Reserves | Mgmt | For | For | For | ||||
25 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Teva Pharmaceutical Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEVA | CUSIP 881624209 | 09/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Chaim Hurvitz | Mgmt | For | For | For | ||||
3 | Elect Ory Slonim | Mgmt | For | For | For | ||||
4 | Elect Dan Suesskind | Mgmt | For | For | For | ||||
5 | Elect Joseph Nitzani | Mgmt | For | For | For | ||||
6 | Elect Dafna Schwartz | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | ||||
9 | Remuneration of Moshe Many | Mgmt | For | For | For | ||||
10 | Reimbursement of Phillip Frost's Travel Expenses | Mgmt | For | For | For | ||||
Texas Instruments Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TXN | CUSIP 882508104 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | ||||
2 | Elect Daniel Carp | Mgmt | For | For | For | ||||
3 | Elect Carrie Cox | Mgmt | For | For | For | ||||
4 | Elect Pamela Patsley | Mgmt | For | For | For | ||||
5 | Elect Robert Sanchez | Mgmt | For | For | For | ||||
6 | Elect Wayne Sanders | Mgmt | For | For | For | ||||
7 | Elect Ruth Simmons | Mgmt | For | For | For | ||||
8 | Elect Richard Templeton | Mgmt | For | For | For | ||||
9 | Elect Christine Whitman | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Allstate Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALL | CUSIP 020002101 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||||
2 | Elect Robert Beyer | Mgmt | For | For | For | ||||
3 | Elect W. James Farrell | Mgmt | For | For | For | ||||
4 | Elect Jack Greenberg | Mgmt | For | For | For | ||||
5 | Elect Ronald LeMay | Mgmt | For | For | For | ||||
6 | Elect Andrea Redmond | Mgmt | For | For | For | ||||
7 | Elect H. John Riley, Jr. | Mgmt | For | For | For | ||||
8 | Elect John Rowe | Mgmt | For | For | For | ||||
9 | Elect Joshua Smith | Mgmt | For | For | For | ||||
10 | Elect Judith Sprieser | Mgmt | For | For | For | ||||
11 | Elect Mary Taylor | Mgmt | For | For | For | ||||
12 | Elect Thomas Wilson | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | ||||
15 | Approve the Right to Call a Special Meeting | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
The Charles Schwab Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCHW | CUSIP 808513105 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nancy Bechtle | Mgmt | For | For | For | ||||
2 | Elect Walter Bettinger II | Mgmt | For | For | For | ||||
3 | Elect C. Preston Butcher | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
The Chubb Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CB | CUSIP 171232101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | ||||
2 | Elect Sheila Burke | Mgmt | For | For | For | ||||
3 | Elect James Cash, Jr. | Mgmt | For | For | For | ||||
4 | Elect John Finnegan | Mgmt | For | For | For | ||||
5 | Elect Lawrence Kellner | Mgmt | For | For | For | ||||
6 | Elect Martin McGuinn | Mgmt | For | For | For | ||||
7 | Elect Lawrence Small | Mgmt | For | For | For | ||||
8 | Elect Jess Soderberg | Mgmt | For | For | For | ||||
9 | Elect Daniel Somers | Mgmt | For | For | For | ||||
10 | Elect James Zimmerman | Mgmt | For | For | For | ||||
11 | Elect Alfred Zollar | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | ||||
The Goldman Sachs Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GS | CUSIP 38141G104 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | ||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
3 | Elect Gary Cohn | Mgmt | For | For | For | ||||
4 | Elect Claes Dahlback | Mgmt | For | For | For | ||||
5 | Elect Stephen Friedman | Mgmt | For | For | For | ||||
6 | Elect William George | Mgmt | For | For | For | ||||
7 | Elect James Johnson | Mgmt | For | For | For | ||||
8 | Elect Lakshmi Mittal | Mgmt | For | For | For | ||||
9 | Elect James Schiro | Mgmt | For | For | For | ||||
10 | Elect Debra Spar | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
The Hartford Financial Services Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HIG | CUSIP 416515104 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Allardice III | Mgmt | For | For | For | ||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | ||||
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | ||||
4 | Elect Liam McGee | Mgmt | For | For | For | ||||
5 | Elect Kathryn Mikells | Mgmt | For | For | For | ||||
6 | Elect Michael Morris | Mgmt | For | For | For | ||||
7 | Elect Thomas Renyi | Mgmt | For | For | For | ||||
8 | Elect Charles Strauss | Mgmt | For | For | For | ||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Procter & Gamble Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PG | CUSIP 742718109 | 10/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Angela Braly | Mgmt | For | For | For | ||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | ||||
3 | Elect Scott Cook | Mgmt | For | For | For | ||||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | ||||
5 | Elect Robert McDonald | Mgmt | For | For | For | ||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | ||||
8 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | ||||
10 | Elect Patricia Woertz | Mgmt | For | For | For | ||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
15 | Technical Amendments Regarding Preferred Stock | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHldr | Against | Against | For | ||||
The Timken Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TKR | CUSIP 887389104 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Ralston | Mgmt | For | For | For | ||||
1.2 | Elect John Reilly | Mgmt | For | For | For | ||||
1.3 | Elect John Timken, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Jacqueline Woods | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Walt Disney Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DIS | CUSIP 254687106 | 03/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Susan Arnold | Mgmt | For | For | For | ||||
2 | Elect John Chen | Mgmt | For | For | For | ||||
3 | Elect Judith Estrin | Mgmt | For | For | For | ||||
4 | Elect Robert Iger | Mgmt | For | For | For | ||||
5 | Elect Fred Langhammer | Mgmt | For | For | For | ||||
6 | Elect Aylwin Lewis | Mgmt | For | For | For | ||||
7 | Elect Monica Lozano | Mgmt | For | For | For | ||||
8 | Elect Robert Matschullat | Mgmt | For | For | For | ||||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | ||||
10 | Elect Orin Smith | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Time Warner Cable Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TWC | CUSIP 88732J207 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carole Black | Mgmt | For | For | For | ||||
2 | Elect Glenn Britt | Mgmt | For | For | For | ||||
3 | Elect Thomas Castro | Mgmt | For | For | For | ||||
4 | Elect David Chang | Mgmt | For | For | For | ||||
5 | Elect James Copeland, Jr. | Mgmt | For | For | For | ||||
6 | Elect Peter Haje | Mgmt | For | For | For | ||||
7 | Elect Donna James | Mgmt | For | For | For | ||||
8 | Elect Don Logan | Mgmt | For | For | For | ||||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | ||||
10 | Elect Wayne Pace | Mgmt | For | For | For | ||||
11 | Elect Edward Shirley | Mgmt | For | For | For | ||||
12 | Elect John Sununu | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | 2012 Annual Bonus Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
Time Warner Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TWX | CUSIP 887317303 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barksdale | Mgmt | For | For | For | ||||
2 | Elect William Barr | Mgmt | For | For | For | ||||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | ||||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | ||||
5 | Elect Robert Clark | Mgmt | For | For | For | ||||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||||
7 | Elect Jessica Einhorn | Mgmt | For | For | For | ||||
8 | Elect Fred Hassan | Mgmt | For | For | For | ||||
9 | Elect Kenneth Novack | Mgmt | For | For | For | ||||
10 | Elect Paul Wachter | Mgmt | For | For | For | ||||
11 | Elect Deborah Wright | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Total SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FP | CUSIP 89151E109 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
5 | Elect Christophe de Margerie | Mgmt | For | Against | Against | ||||
6 | Elect Patrick Artus | Mgmt | For | Against | Against | ||||
7 | Elect Bertrand Collomb | Mgmt | For | Against | Against | ||||
8 | Elect Anne Lauvergeon | Mgmt | For | Against | Against | ||||
9 | Elect Michel Pebereau | Mgmt | For | Against | Against | ||||
10 | Ratification of the Co-option of Gerard Lamarche | Mgmt | For | Against | Against | ||||
11 | Elect Anne-Marie Idrac | Mgmt | For | Against | Against | ||||
12 | Supplementary Retirement, Pension and Severance Agreements for Christophe de Margerie | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Through Capitalizations | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
16 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
18 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
20 | Shareholder Proposal Regarding Comparison of Executive Compensation (Resolution A) | Mgmt | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Loyalty Dividend (Resolution B) | Mgmt | Against | Against | For | ||||
Transocean Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RIG | CUSIP H8817H100 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Glyn Barker | Mgmt | For | For | For | ||||
4 | Elect Vanessa Chang | Mgmt | For | For | For | ||||
5 | Elect Chad Deaton | Mgmt | For | For | For | ||||
6 | Elect Edward Muller | Mgmt | For | For | For | ||||
7 | Elect Tan Ek Kia | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Tronox Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRXAQ | CUSIP 897051108 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 03/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | ||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | ||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | ||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
3.7 | Elect John Krol | Mgmt | For | For | For | ||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | ||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | ||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | ||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Consolidation of Reserves | Mgmt | For | For | For | ||||
9 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendments to Articles of Association | Mgmt | For | For | For | ||||
U.S. Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
USB | CUSIP 902973304 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | ||||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | ||||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | ||||
4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | ||||
5 | Elect Richard Davis | Mgmt | For | For | For | ||||
6 | Elect Roland Hernandez | Mgmt | For | For | For | ||||
7 | Elect Joel Johnson | Mgmt | For | For | For | ||||
8 | Elect Olivia Kirtley | Mgmt | For | For | For | ||||
9 | Elect Jerry Levin | Mgmt | For | For | For | ||||
10 | Elect David O'Maley | Mgmt | For | For | For | ||||
11 | Elect O'Dell Owens | Mgmt | For | For | For | ||||
12 | Elect Craig Schnuck | Mgmt | For | For | For | ||||
13 | Elect Patrick Stokes | Mgmt | For | For | For | ||||
14 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Unisys Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UIS | CUSIP 909214306 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect J. Edward Coleman | Mgmt | For | For | For | ||||
2 | Elect Alison Davis | Mgmt | For | For | For | ||||
3 | Elect Nathaniel Davis | Mgmt | For | For | For | ||||
4 | Elect James Duderstadt | Mgmt | For | For | For | ||||
5 | Elect Henry Duques | Mgmt | For | For | For | ||||
6 | Elect Matthew Espe | Mgmt | For | For | For | ||||
7 | Elect Denise Fletcher | Mgmt | For | For | For | ||||
8 | Elect Leslie Kenne | Mgmt | For | For | For | ||||
9 | Elect Lee Roberts | Mgmt | For | For | For | ||||
10 | Elect Paul Weaver | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
United States Steel Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
X | CUSIP 912909108 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Frank Lucchino | Mgmt | For | For | For | ||||
2 | Elect Seth Schofield | Mgmt | For | For | For | ||||
3 | Elect John Surma | Mgmt | For | For | For | ||||
4 | Elect David Sutherland | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
United Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UTX | CUSIP 913017109 | 04/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Louis Chenevert | Mgmt | For | For | For | ||||
2 | Elect John Faraci | Mgmt | For | For | For | ||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | ||||
5 | Elect Edward Kangas | Mgmt | For | For | For | ||||
6 | Elect Ellen Kullman | Mgmt | For | For | For | ||||
7 | Elect Richard McCormick | Mgmt | For | For | For | ||||
8 | Elect Harold McGraw III | Mgmt | For | For | For | ||||
9 | Elect Richard Myers | Mgmt | For | For | For | ||||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | ||||
12 | Elect Christine Whitman | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Verizon Communications Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VZ | CUSIP 92343V104 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Carrion | Mgmt | For | For | For | ||||
2 | Elect Melanie Healey | Mgmt | For | For | For | ||||
3 | Elect M. Frances Keeth | Mgmt | For | For | For | ||||
4 | Elect Robert Lane | Mgmt | For | For | For | ||||
5 | Elect Lowell McAdam | Mgmt | For | For | For | ||||
6 | Elect Sandra Moose | Mgmt | For | For | For | ||||
7 | Elect Joseph Neubauer | Mgmt | For | For | For | ||||
8 | Elect Donald Nicolaisen | Mgmt | For | For | For | ||||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||||
10 | Elect Hugh Price | Mgmt | For | For | For | ||||
11 | Elect Rodney Slater | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | ||||
Vodafone Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VOD | CUSIP 92857W209 | 07/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
3 | Elect John Buchanan | Mgmt | For | For | For | ||||
4 | Elect Vittorio Colao | Mgmt | For | For | For | ||||
5 | Elect Michel Combes | Mgmt | For | For | For | ||||
6 | Elect Andy Halford | Mgmt | For | For | For | ||||
7 | Elect Steve Pusey | Mgmt | For | For | For | ||||
8 | Elect Renee James | Mgmt | For | For | For | ||||
9 | Elect Alan Jebson | Mgmt | For | For | For | ||||
10 | Elect Samuel Jonah | Mgmt | For | For | For | ||||
11 | Elect Nick Land | Mgmt | For | For | For | ||||
12 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||||
13 | Elect Luc Vandevelde | Mgmt | For | For | For | ||||
14 | Elect Anthony Watson | Mgmt | For | For | For | ||||
15 | Elect Philip Yea | Mgmt | For | For | For | ||||
16 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
17 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Wal-Mart Stores, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WMT | CUSIP 931142103 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Aida Alvarez | Mgmt | For | For | For | ||||
2 | Elect James Breyer | Mgmt | For | For | For | ||||
3 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
4 | Elect James Cash, Jr. | Mgmt | For | For | For | ||||
5 | Elect Roger Corbett | Mgmt | For | For | For | ||||
6 | Elect Douglas Daft | Mgmt | For | For | For | ||||
7 | Elect Michael Duke | Mgmt | For | For | For | ||||
8 | Elect Marissa Mayer | Mgmt | For | For | For | ||||
9 | Elect Gregory Penner | Mgmt | For | For | For | ||||
10 | Elect Steven Reinemund | Mgmt | For | For | For | ||||
11 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | ||||
12 | Elect Arne Sorenson | Mgmt | For | For | For | ||||
13 | Elect Jim Walton | Mgmt | For | For | For | ||||
14 | Elect S. Robson Walton | Mgmt | For | For | For | ||||
15 | Elect Christopher Williams | Mgmt | For | For | For | ||||
16 | Elect Linda Wolf | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Director Qualifications | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding an Incentive Compensation Report | ShrHldr | Against | Against | For | ||||
Weatherford International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFT | CUSIP H27013103 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3 | Elect Bernard Duroc-Danner | Mgmt | For | For | For | ||||
4 | Elect Samuel Bodman III | Mgmt | For | For | For | ||||
5 | Elect Nicholas Brady | Mgmt | For | For | For | ||||
6 | Elect David Butters | Mgmt | For | For | For | ||||
7 | Elect William Macaulay | Mgmt | For | For | For | ||||
8 | Elect Robert Moses, Jr. | Mgmt | For | For | For | ||||
9 | Elect Guillermo Ortiz Martinez | Mgmt | For | For | For | ||||
10 | Elect Emyr Parry | Mgmt | For | For | For | ||||
11 | Elect Robert Rayne | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
13 | Increase in Authorized Capital | Mgmt | For | Against | Against | ||||
14 | Amendment to 2010 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
WellPoint, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WLP | CUSIP 94973V107 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lenox Baker, Jr. | Mgmt | For | For | For | ||||
2 | Elect Susan Bayh | Mgmt | For | For | For | ||||
3 | Elect Julie Hill | Mgmt | For | For | For | ||||
4 | Elect Ramiro Peru | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Wells Fargo & Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFC | CUSIP 949746101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Baker II | Mgmt | For | For | For | ||||
2 | Elect Elaine Chao | Mgmt | For | For | For | ||||
3 | Elect John Chen | Mgmt | For | For | For | ||||
4 | Elect Lloyd Dean | Mgmt | For | For | For | ||||
5 | Elect Susan Engel | Mgmt | For | For | For | ||||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
7 | Elect Donald James | Mgmt | For | For | For | ||||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | ||||
9 | Elect Nicholas Moore | Mgmt | For | For | For | ||||
10 | Elect Federico Pena | Mgmt | For | For | For | ||||
11 | Elect Philip Quigley | Mgmt | For | For | For | ||||
12 | Elect Judith Runstad | Mgmt | For | For | For | ||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | ||||
14 | Elect John Stumpf | Mgmt | For | For | For | ||||
15 | Elect Susan Swenson | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Cumulative Voting in Contested Elections | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | ||||
Wyndham Worldwide Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WYN | CUSIP 98310W108 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Holmes | Mgmt | For | For | For | ||||
1.2 | Elect Myra Biblowit | Mgmt | For | For | For | ||||
1.3 | Elect Pauline Richards | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
XL Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XL | CUSIP G98290102 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ramani Ayer | Mgmt | For | For | For | ||||
2 | Elect Dale Comey | Mgmt | For | For | For | ||||
3 | Elect Robert Glauber | Mgmt | For | For | For | ||||
4 | Elect Suzanne Labarge | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Growth Opportunities Fund | ||||||||
Date of fiscal year end: | 12/31/2011 | ||||||||
Accenture PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACN | CUSIP G1151C101 | 02/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||||
3 | Elect William Green | Mgmt | For | For | For | ||||
4 | Elect Nobuyuki Idei | Mgmt | For | For | For | ||||
5 | Elect Marjorie Magner | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||||
9 | Authorization to Hold the 2013 Annual Meeting Outside of Ireland | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | ||||
Adobe Systems Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADBE | CUSIP 00724F101 | 04/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Edward Barnholt | Mgmt | For | For | For | ||||
2 | Elect Michael Cannon | Mgmt | For | For | For | ||||
3 | Elect James Daley | Mgmt | For | For | For | ||||
4 | Elect Charles Geschke | Mgmt | For | For | For | ||||
5 | Elect Shantanu Narayen | Mgmt | For | For | For | ||||
6 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
ADTRAN, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADTN | CUSIP 00738A106 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Stanton | Mgmt | For | For | For | ||||
1.2 | Elect H. Fenwick Huss | Mgmt | For | For | For | ||||
1.3 | Elect Ross Ireland | Mgmt | For | For | For | ||||
1.4 | Elect William Marks | Mgmt | For | For | For | ||||
1.5 | Elect James Matthews | Mgmt | For | For | For | ||||
1.6 | Elect Balan Nair | Mgmt | For | For | For | ||||
1.7 | Elect Roy Nichols | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Advanced Micro Devices, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMD | CUSIP 007903107 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bruce Claflin | Mgmt | For | For | For | ||||
2 | Elect W. Michael Barnes | Mgmt | For | For | For | ||||
3 | Elect John Caldwell | Mgmt | For | For | For | ||||
4 | Elect Henry Chow | Mgmt | For | For | For | ||||
5 | Elect Craig Conway | Mgmt | For | For | For | ||||
6 | Elect Nicholas Donofrio | Mgmt | For | For | For | ||||
7 | Elect Paulett Eberhart | Mgmt | For | For | For | ||||
8 | Elect Waleed Al Mokarrab Al Muhairi | Mgmt | For | For | For | ||||
9 | Elect Robert Palmer | Mgmt | For | For | For | ||||
10 | Elect Rory Read | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AES Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AES | CUSIP 00130H105 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andres Gluski | Mgmt | For | For | For | ||||
1.2 | Elect Guo Bao Zhang | Mgmt | For | For | For | ||||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | ||||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | ||||
1.5 | Elect John Koskinen | Mgmt | For | For | For | ||||
1.6 | Elect Philip Lader | Mgmt | For | For | For | ||||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | ||||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | ||||
1.10 | Elect Charles Rossotti | Mgmt | For | For | For | ||||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Aetna Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AET | CUSIP 00817Y108 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||||
2 | Elect Mark Bertolini | Mgmt | For | For | For | ||||
3 | Elect Frank Clark, Jr. | Mgmt | For | For | For | ||||
4 | Elect Betsy Cohen | Mgmt | For | For | For | ||||
5 | Elect Molly Coye | Mgmt | For | For | For | ||||
6 | Elect Roger Farah | Mgmt | For | For | For | ||||
7 | Elect Barbara Franklin | Mgmt | For | For | For | ||||
8 | Elect Jeffrey Garten | Mgmt | For | For | For | ||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | ||||
10 | Elect Richard Harrington | Mgmt | For | For | For | ||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | ||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Affymax, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFFY | CUSIP 00826A109 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ted Love | Mgmt | For | For | For | ||||
1.2 | Elect John Orwin | Mgmt | For | For | For | ||||
1.3 | Elect Daniel Spiegelman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Approval of the Section 162(m) Performance Criteria and Award Limits of the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
Aflac Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFL | CUSIP 001055102 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel Amos | Mgmt | For | For | For | ||||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | ||||
3 | Elect Paul Amos II | Mgmt | For | For | For | ||||
4 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||||
5 | Elect Elizabeth Hudson | Mgmt | For | For | For | ||||
6 | Elect Douglas Johnson | Mgmt | For | For | For | ||||
7 | Elect Robert Johnson | Mgmt | For | For | For | ||||
8 | Elect Charles Knapp | Mgmt | For | For | For | ||||
9 | Elect E. Stephen Purdom | Mgmt | For | For | For | ||||
10 | Elect Barbara Rimer | Mgmt | For | For | For | ||||
11 | Elect Marvin Schuster | Mgmt | For | For | For | ||||
12 | Elect Melvin Stith | Mgmt | For | For | For | ||||
13 | Elect David Thompson | Mgmt | For | For | For | ||||
14 | Elect Takuro Yoshida | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
17 | Amendment to the 2013 Management Incentive Plan. | Mgmt | For | For | For | ||||
18 | Ratification of Auditor | Mgmt | For | For | For | ||||
Agilent Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
A | CUSIP 00846U101 | 03/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Herbold | Mgmt | For | For | For | ||||
2 | Elect KOH Boon Hwee | Mgmt | For | For | For | ||||
3 | Elect William Sullivan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Agrium Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGU | CUSIP 008916108 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ralph Cunningham | Mgmt | For | For | For | ||||
1.2 | Elect Russel Girling | Mgmt | For | For | For | ||||
1.3 | Elect Susan Henry | Mgmt | For | For | For | ||||
1.4 | Elect Russell Horner | Mgmt | For | For | For | ||||
1.5 | Elect David Lesar | Mgmt | For | For | For | ||||
1.6 | Elect John Lowe | Mgmt | For | For | For | ||||
1.7 | Elect A. Anne McLellan | Mgmt | For | For | For | ||||
1.8 | Elect Derek Pannell | Mgmt | For | For | For | ||||
1.9 | Elect Frank Proto | Mgmt | For | For | For | ||||
1.10 | Elect Michael Wilson | Mgmt | For | For | For | ||||
1.11 | Elect Victor Zaleschuk | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Albemarle Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALB | CUSIP 012653101 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jim Nokes | Mgmt | For | For | For | ||||
1.2 | Elect William Hernandez | Mgmt | For | For | For | ||||
1.3 | Elect R. William Ide III | Mgmt | For | For | For | ||||
1.4 | Elect Luther Kissam, IV | Mgmt | For | For | For | ||||
1.5 | Elect Joseph Mahady | Mgmt | For | For | For | ||||
1.6 | Elect Barry Perry | Mgmt | For | For | For | ||||
1.7 | Elect John Sherman, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Harriett Taggart | Mgmt | For | For | For | ||||
1.9 | Elect Anne Whittemore | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Alpha Natural Resources, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANR | CUSIP 02076X102 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin Crutchfield | Mgmt | For | For | For | ||||
2 | Elect William Crowley, Jr. | Mgmt | For | For | For | ||||
3 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | ||||
4 | Elect Glenn Eisenberg | Mgmt | For | For | For | ||||
5 | Elect P. Michael Giftos | Mgmt | For | For | For | ||||
6 | Elect Deborah Fretz | Mgmt | For | For | For | ||||
7 | Elect Joel Richards, III | Mgmt | For | For | For | ||||
8 | Elect James Roberts | Mgmt | For | For | For | ||||
9 | Elect Ted Wood | Mgmt | For | For | For | ||||
10 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Amazon.com, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMZN | CUSIP 023135106 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey Bezos | Mgmt | For | For | For | ||||
2 | Elect Tom Alberg | Mgmt | For | For | For | ||||
3 | Elect John Seely Brown | Mgmt | For | For | For | ||||
4 | Elect William Gordon | Mgmt | For | For | For | ||||
5 | Elect Jamie Gorelick | Mgmt | For | For | For | ||||
6 | Elect Blake Krikorian | Mgmt | For | For | For | ||||
7 | Elect Alain Monie | Mgmt | For | For | For | ||||
8 | Elect Jonathan Rubinstein | Mgmt | For | For | For | ||||
9 | Elect Thomas Ryder | Mgmt | For | For | For | ||||
10 | Elect Patricia Stonesifer | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
American Axle & Manufacturing Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXL | CUSIP 024061103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Dauch | Mgmt | For | For | For | ||||
1.2 | Elect Forest Farmer | Mgmt | For | For | For | ||||
1.3 | Elect Richard Lappin | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Walker | Mgmt | For | For | For | ||||
2 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Tower Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMT | CUSIP 03027X100 | 06/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Raymond Dolan | Mgmt | For | For | For | ||||
2 | Elect Ronald Dykes | Mgmt | For | For | For | ||||
3 | Elect Carolyn Katz | Mgmt | For | For | For | ||||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | ||||
5 | Elect JoAnn Reed | Mgmt | For | For | For | ||||
6 | Elect Pamela Reeve | Mgmt | For | For | For | ||||
7 | Elect David Sharbutt | Mgmt | For | For | For | ||||
8 | Elect James Taiclet, Jr. | Mgmt | For | For | For | ||||
9 | Elect Samme Thompson | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
American Tower Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMT | CUSIP 029912201 | 11/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Reorganization | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Anadarko Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
APC | CUSIP 032511107 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin Chilton | Mgmt | For | For | For | ||||
2 | Elect Luke Corbett | Mgmt | For | For | For | ||||
3 | Elect Paulett Eberhart | Mgmt | For | For | For | ||||
4 | Elect Peter Fluor | Mgmt | For | For | For | ||||
5 | Elect Richard George | Mgmt | For | For | For | ||||
6 | Elect Preston Geren, III | Mgmt | For | For | For | ||||
7 | Elect Charles Goodyear | Mgmt | For | For | For | ||||
8 | Elect John Gordon | Mgmt | For | For | For | ||||
9 | Elect James Hackett | Mgmt | For | For | For | ||||
10 | Elect Eric Mullins | Mgmt | For | For | For | ||||
11 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||||
12 | Elect R. Walker | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Aon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AON | CUSIP G0408V102 | 03/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Reorganization and Reincorporation from Delaware to the United Kingdom | Mgmt | For | For | For | ||||
2 | Reduction of Capital | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Aon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AON | CUSIP G0408V102 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lester Knight | Mgmt | For | For | For | ||||
2 | Elect Gregory Case | Mgmt | For | For | For | ||||
3 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
4 | Elect Cheryl Francis | Mgmt | For | For | For | ||||
5 | Elect Edgar Jannotta | Mgmt | For | For | For | ||||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | ||||
7 | Elect Robert Morrison | Mgmt | For | For | For | ||||
8 | Elect Richard Myers | Mgmt | For | For | For | ||||
9 | Elect Richard Notebaert | Mgmt | For | For | For | ||||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||||
11 | Elect Carolyn Woo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAPL | CUSIP 037833100 | 02/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Timothy Cook | Mgmt | For | For | For | ||||
1.3 | Elect Millard Drexler | Mgmt | For | For | For | ||||
1.4 | Elect Albert Gore, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Robert Iger | Mgmt | For | For | For | ||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.7 | Elect Arthur Levinson | Mgmt | For | For | For | ||||
1.8 | Elect Ronald Sugar | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Avago Technologies Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVGO | CUSIP Y0486S104 | 04/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hock Tan | Mgmt | For | For | For | ||||
2 | Elect Adam Clammer | Mgmt | For | For | For | ||||
3 | Elect John Dickson | Mgmt | For | For | For | ||||
4 | Elect James Diller | Mgmt | For | For | For | ||||
5 | Elect Kenneth Hao | Mgmt | For | For | For | ||||
6 | Elect John Hsuan | Mgmt | For | For | For | ||||
7 | Elect Justine Lien | Mgmt | For | For | For | ||||
8 | Elect Donald Macleod | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares Without Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Baxter International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAX | CUSIP 071813109 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Gavin III | Mgmt | For | For | For | ||||
2 | Elect Peter Hellman | Mgmt | For | For | For | ||||
3 | Elect Kees Storm | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | ||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | For | For | For | ||||
Beam Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BEAM | CUSIP 073730103 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Goldstein | Mgmt | For | For | For | ||||
2 | Elect Stephen Golsby | Mgmt | For | For | For | ||||
3 | Elect Ann Hackett | Mgmt | For | For | For | ||||
4 | Elect A.D. David Mackay | Mgmt | For | For | For | ||||
5 | Elect Matthew Shattock | Mgmt | For | For | For | ||||
6 | Elect Robert Steele | Mgmt | For | For | For | ||||
7 | Elect Peter Wilson | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
11 | Re-approval of the Annual Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
Bed Bath & Beyond Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBBY | CUSIP 075896100 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | ||||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | ||||
3 | Elect Steven Temares | Mgmt | For | For | For | ||||
4 | Elect Dean Adler | Mgmt | For | For | For | ||||
5 | Elect Stanley Barshay | Mgmt | For | For | For | ||||
6 | Elect Klaus Eppler | Mgmt | For | For | For | ||||
7 | Elect Patrick Gaston | Mgmt | For | For | For | ||||
8 | Elect Jordan Heller | Mgmt | For | For | For | ||||
9 | Elect Victoria Morrison | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | ||||
BG Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BG | CINS G1245Z108 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Vivienne Cox | Mgmt | For | Against | Against | ||||
5 | Elect Chris Finlayson | Mgmt | For | Against | Against | ||||
6 | Elect Andrew Gould | Mgmt | For | Against | Against | ||||
7 | Elect Peter Backhouse | Mgmt | For | Against | Against | ||||
8 | Elect Fabio de Oliveira Barbosa | Mgmt | For | Against | Against | ||||
9 | Elect Sir Frank Chapman | Mgmt | For | Against | Against | ||||
10 | Elect Baroness Hogg | Mgmt | For | Against | Against | ||||
11 | Elect John Hood | Mgmt | For | Against | Against | ||||
12 | Elect Martin Houston | Mgmt | For | Against | Against | ||||
13 | Elect Caio Koch-Weser | Mgmt | For | Against | Against | ||||
14 | Elect Sir David Manning | Mgmt | For | Against | Against | ||||
15 | Elect Mark Seligman | Mgmt | For | Against | Against | ||||
16 | Elect Patrick Thomas | Mgmt | For | Against | Against | ||||
17 | Elect Philippe Varin | Mgmt | For | Against | Against | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
BMC Software, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMC | CUSIP 055921100 | 07/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | ||||
2 | Elect Jon Barfield | Mgmt | For | For | For | ||||
3 | Elect Gary Bloom | Mgmt | For | For | For | ||||
4 | Elect Meldon Gafner | Mgmt | For | For | For | ||||
5 | Elect Mark Hawkins | Mgmt | For | For | For | ||||
6 | Elect Stephan James | Mgmt | For | For | For | ||||
7 | Elect P. Thomas Jenkins | Mgmt | For | For | For | ||||
8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | ||||
9 | Elect Kathleen O'Neil | Mgmt | For | For | For | ||||
10 | Elect Tom Tinsley | Mgmt | For | For | For | ||||
11 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
BR Malls Participacoes SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRML3 | CINS P1908S102 | 09/01/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Reconciliation of Share Capital | Mgmt | For | TNA | N/A | ||||
3 | Amendment to Article 14 Regarding Board of Director Elections | Mgmt | For | TNA | N/A | ||||
4 | Amendments to Articles Regarding Mandatory Takeover Bid | Mgmt | For | TNA | N/A | ||||
5 | Amendments to Articles Regarding Novo Mercado Regulations | Mgmt | For | TNA | N/A | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Bruker Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRKR | CUSIP 116794108 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Kniss | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Joerg Laukien | Mgmt | For | For | For | ||||
1.3 | Elect William Linton | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Chris van Ingen | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cameron International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAM | CUSIP 13342B105 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Baker Cunningham | Mgmt | For | For | For | ||||
2 | Elect Sheldon Erikson | Mgmt | For | For | For | ||||
3 | Elect Douglas Foshee | Mgmt | For | For | For | ||||
4 | Elect Rodolfo Landim | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | ||||
9 | Approve Restatement of Certificate of Incorporation | Mgmt | For | For | For | ||||
Carnival plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCL | CUSIP 143658300 | 04/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Micky Arison | Mgmt | For | For | For | ||||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | ||||
3 | Elect Robert Dickinson | Mgmt | For | For | For | ||||
4 | Elect Arnold Donald | Mgmt | For | For | For | ||||
5 | Elect Pier Foschi | Mgmt | For | For | For | ||||
6 | Elect Howard Frank | Mgmt | For | For | For | ||||
7 | Elect Richard Glasier | Mgmt | For | For | For | ||||
8 | Elect Debra Kelly-Ennis | Mgmt | For | For | For | ||||
9 | Elect Modesto Maidique | Mgmt | For | For | For | ||||
10 | Elect John Parker | Mgmt | For | For | For | ||||
11 | Elect Peter Ratcliffe | Mgmt | For | For | For | ||||
12 | Elect Stuart Subotnick | Mgmt | For | For | For | ||||
13 | Elect Laura Weil | Mgmt | For | For | For | ||||
14 | Elect Randall Weisenburger | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Accounts and Reports | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Director's Remuneration Report | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
CBRE Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBG | CUSIP 12504L109 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Blum | Mgmt | For | For | For | ||||
1.2 | Elect Curtis Feeny | Mgmt | For | For | For | ||||
1.3 | Elect Bradford Freeman | Mgmt | For | For | For | ||||
1.4 | Elect Michael Kantor | Mgmt | For | For | For | ||||
1.5 | Elect Frederic Malek | Mgmt | For | For | For | ||||
1.6 | Elect Jane Su | Mgmt | For | For | For | ||||
1.7 | Elect Laura Tyson | Mgmt | For | For | For | ||||
1.8 | Elect Brett White | Mgmt | For | For | For | ||||
1.9 | Elect Gary Wilson | Mgmt | For | For | For | ||||
1.10 | Elect Ray Wirta | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Equity Incentive Plan | Mgmt | For | For | For | ||||
Celanese Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CE | CUSIP 150870103 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barlett | Mgmt | For | For | For | ||||
2 | Elect David Hoffmeister | Mgmt | For | For | For | ||||
3 | Elect Paul O'Neill | Mgmt | For | For | For | ||||
4 | Elect Jay Ihlenfeld | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Amendment to the 2009 Global Incentive Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Celgene Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CELG | CUSIP 151020104 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Hugin | Mgmt | For | For | For | ||||
1.2 | Elect Richard Barker D. Phil | Mgmt | For | For | For | ||||
1.3 | Elect Michael Casey | Mgmt | For | For | For | ||||
1.4 | Elect Carrie Cox | Mgmt | For | For | For | ||||
1.5 | Elect Rodman Drake | Mgmt | For | For | For | ||||
1.6 | Elect Michael Friedman | Mgmt | For | For | For | ||||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | ||||
1.8 | Elect James Loughlin | Mgmt | For | For | For | ||||
1.9 | Elect Ernest Mario | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
CIGNA Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CI | CUSIP 125509109 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Partridge | Mgmt | For | For | For | ||||
2 | Elect James Rogers | Mgmt | For | For | For | ||||
3 | Elect Joseph Sullivan | Mgmt | For | For | For | ||||
4 | Elect Eric Wiseman | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | N/A | For | N/A | ||||
Cisco Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSCO | CUSIP 17275R102 | 12/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carol Bartz | Mgmt | For | For | For | ||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
3 | Elect Michael Capellas | Mgmt | For | For | For | ||||
4 | Elect Larry Carter | Mgmt | For | For | For | ||||
5 | Elect John Chambers | Mgmt | For | For | For | ||||
6 | Elect Brian Halla | Mgmt | For | For | For | ||||
7 | Elect John Hennessy | Mgmt | For | For | For | ||||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | ||||
9 | Elect Roderick McGeary | Mgmt | For | For | For | ||||
10 | Elect Arun Sarin | Mgmt | For | For | For | ||||
11 | Elect Steven West | Mgmt | For | For | For | ||||
12 | Elect Jerry Yang | Mgmt | For | For | For | ||||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding the Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Citigroup Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
C | CUSIP 172967424 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Franz Humer | Mgmt | For | For | For | ||||
2 | Elect Robert Joss | Mgmt | For | For | For | ||||
3 | Elect Michael O'Neill | Mgmt | For | For | For | ||||
4 | Elect Vikram Pandit | Mgmt | For | For | For | ||||
5 | Elect Lawrence Ricciardi | Mgmt | For | For | For | ||||
6 | Elect Judith Rodin | Mgmt | For | For | For | ||||
7 | Elect Robert Ryan | Mgmt | For | For | For | ||||
8 | Elect Anthony Santomero | Mgmt | For | For | For | ||||
9 | Elect Joan Spero | Mgmt | For | For | For | ||||
10 | Elect Diana Taylor | Mgmt | For | For | For | ||||
11 | Elect William Thompson, Jr. | Mgmt | For | For | For | ||||
12 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | ||||
CME Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CME | CUSIP 12572Q105 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dennis Chookaszian | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Larry Gerdes | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Daniel Glickman | Mgmt | For | Withhold | Against | ||||
1.4 | Elect James Oliff | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Edemir Pinto | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Alex Pollock | Mgmt | For | Withhold | Against | ||||
1.7 | Elect William Shepard | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board and Amendments Related to the Expiration of the Rights Plan and Director Removal | Mgmt | For | For | For | ||||
5 | Amendment to the Omnibus Stock Plan | Mgmt | For | For | For | ||||
6 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | ||||
Cobalt International Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CIE | CUSIP 19075F106 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Bryant | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Peter Coneway | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael France | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Jack Golden | Mgmt | For | Withhold | Against | ||||
1.5 | Elect N. John Lancaster, Jr. | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Scott Lebovitz | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Jon Marshall | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Kenneth Moore | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Kenneth Pontarelli | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Myles Scoggins | Mgmt | For | Withhold | Against | ||||
1.11 | Elect D. Jeff van Steenbergen | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Martin Young, Jr. | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Coca-Cola Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCE | CUSIP 19122T109 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | ||||
1.2 | Elect John Brock | Mgmt | For | For | For | ||||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | ||||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | ||||
1.5 | Elect Orrin Ingram II | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Suzanne Labarge | Mgmt | For | For | For | ||||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | ||||
1.9 | Elect Garry Watts | Mgmt | For | For | For | ||||
1.10 | Elect Curtis Welling | Mgmt | For | For | For | ||||
1.11 | Elect Phoebe Wood | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Colgate-Palmolive Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CL | CUSIP 194162103 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nikesh Arora | Mgmt | For | For | For | ||||
2 | Elect John Cahill | Mgmt | For | For | For | ||||
3 | Elect Ian Cook | Mgmt | For | For | For | ||||
4 | Elect Helene Gayle | Mgmt | For | For | For | ||||
5 | Elect Ellen Hancock | Mgmt | For | For | For | ||||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | ||||
7 | Elect Richard Kogan | Mgmt | For | For | For | ||||
8 | Elect Delano Lewis | Mgmt | For | For | For | ||||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | ||||
10 | Elect Stephen Sadove | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | Against | For | ||||
Comcast Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMCSA | CUSIP 20030N101 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth Bacon | Mgmt | For | For | For | ||||
1.2 | Elect Sheldon Bonovitz | Mgmt | For | For | For | ||||
1.3 | Elect Joseph Collins | Mgmt | For | For | For | ||||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | ||||
1.5 | Elect Gerald Hassell | Mgmt | For | For | For | ||||
1.6 | Elect Jeffrey Honickman | Mgmt | For | For | For | ||||
1.7 | Elect Eduardo Mestre | Mgmt | For | For | For | ||||
1.8 | Elect Brian Roberts | Mgmt | For | For | For | ||||
1.9 | Elect Ralph Roberts | Mgmt | For | For | For | ||||
1.10 | Elect Johnathan Rodgers | Mgmt | For | For | For | ||||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Amendment to the 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Poison Pills | ShrHldr | Against | For | Against | ||||
Costco Wholesale Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COST | CUSIP 22160K105 | 01/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Sinegal | Mgmt | For | For | For | ||||
1.2 | Elect Jeffrey Brotman | Mgmt | For | For | For | ||||
1.3 | Elect Richard Galanti | Mgmt | For | For | For | ||||
1.4 | Elect Daniel Evans | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey Raikes | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose Almeida | Mgmt | For | For | For | ||||
2 | Elect Craig Arnold | Mgmt | For | For | For | ||||
3 | Elect Robert Brust | Mgmt | For | For | For | ||||
4 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
5 | Elect Christopher Coughlin | Mgmt | For | For | For | ||||
6 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
15 | Amendments to Articles to Provide for Escheatment | Mgmt | For | For | For | ||||
16 | Amendment to Articles to Allow Non-Cash Dividends | Mgmt | For | For | For | ||||
Cummins Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMI | CUSIP 231021106 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||||
2 | Elect William Miller | Mgmt | For | For | For | ||||
3 | Elect Alexis Herman | Mgmt | For | For | For | ||||
4 | Elect Georgia Nelson | Mgmt | For | For | For | ||||
5 | Elect Carl Ware | Mgmt | For | For | For | ||||
6 | Elect Robert Herdman | Mgmt | For | For | For | ||||
7 | Elect Robert Bernhard | Mgmt | For | For | For | ||||
8 | Elect Franklin Chang-Diaz | Mgmt | For | For | For | ||||
9 | Elect Stephen Dobbs | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
14 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
Dendreon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNDN | CUSIP 24823Q107 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Johnson | Mgmt | For | For | For | ||||
2 | Elect Susan Bayh | Mgmt | For | For | For | ||||
3 | Elect Dennis Fenton | Mgmt | For | For | For | ||||
4 | Elect David Urdal | Mgmt | For | For | For | ||||
5 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dollar General Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DG | CUSIP 256677105 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raj Agrawal | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Warren Bryant | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Calbert | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Richard Dreiling | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Adrian Jones | Mgmt | For | Withhold | Against | ||||
1.6 | Elect William Rhodes III | Mgmt | For | Withhold | Against | ||||
1.7 | Elect David Rickard | Mgmt | For | Withhold | Against | ||||
2 | Reapproval of the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | Reapproval of the Annual Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Eaton Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETN | CUSIP 278058102 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alexander Cutler | Mgmt | For | For | For | ||||
2 | Elect Arthur Johnson | Mgmt | For | For | For | ||||
3 | Elect Deborah McCoy | Mgmt | For | For | For | ||||
4 | 2012 Stock Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
EBay Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EBAY | CUSIP 278642103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | ||||
2 | Elect William Ford, Jr. | Mgmt | For | For | For | ||||
3 | Elect Dawn Lepore | Mgmt | For | For | For | ||||
4 | Elect Kathleen Mitic | Mgmt | For | For | For | ||||
5 | Elect Pierre Omidyar | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | For | For | ||||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
9 | Repeal of Classified Board | Mgmt | For | For | For | ||||
10 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 01/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | For | For | ||||
2 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Arno Hugo Agustin Filho | Mgmt | For | Against | Against | ||||
2 | Election of Board Chairman | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Election of Supervisory Council Members | Mgmt | For | For | For | ||||
4 | Remuneration Policy | Mgmt | For | Against | Against | ||||
5 | Supervisory Council Fees | Mgmt | For | For | For | ||||
EMC Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMC | CUSIP 268648102 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Brown | Mgmt | For | For | For | ||||
2 | Elect Randolph Cowen | Mgmt | For | For | For | ||||
3 | Elect Gail Deegan | Mgmt | For | For | For | ||||
4 | Elect James DiStasio | Mgmt | For | For | For | ||||
5 | Elect John Egan | Mgmt | For | For | For | ||||
6 | Elect Edmund Kelly | Mgmt | For | For | For | ||||
7 | Elect Windle Priem | Mgmt | For | For | For | ||||
8 | Elect Paul Sagan | Mgmt | For | For | For | ||||
9 | Elect David Strohm | Mgmt | For | For | For | ||||
10 | Elect Joseph Tucci | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Ensco plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESV | CUSIP 29358Q109 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Christopher Gaut | Mgmt | For | For | For | ||||
2 | Elect Gerald Haddock | Mgmt | For | For | For | ||||
3 | Elect Paul Rowsey III | Mgmt | For | For | For | ||||
4 | Elect Francis Kalman | Mgmt | For | For | For | ||||
5 | Elect David Brown | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Ratification of Statutory Auditor | Mgmt | For | For | For | ||||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
9 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Estee Lauder Companies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EL | CUSIP 518439104 | 11/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charlene Barshefsky | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Wei Sun Christianson | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Fabrizio Freda | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Jane Lauder | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Leonard Lauder | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Express Scripts Holding Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESRX | CUSIP 30219G108 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Benanav | Mgmt | For | For | For | ||||
2 | Elect Maura Breen | Mgmt | For | For | For | ||||
3 | Elect William DeLaney | Mgmt | For | For | For | ||||
4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | ||||
5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | ||||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | ||||
7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | ||||
8 | Elect John Parker, Jr. | Mgmt | For | For | For | ||||
9 | Elect George Paz | Mgmt | For | For | For | ||||
10 | Elect Myrtle Potter | Mgmt | For | For | For | ||||
11 | Elect William Roper | Mgmt | For | For | For | ||||
12 | Elect Samuel Skinner | Mgmt | For | For | For | ||||
13 | Elect Seymour Sternberg | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Express Scripts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESRX | CUSIP 302182100 | 12/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
F5 Networks | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FFIV | CUSIP 315616102 | 03/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jonathan Chadwick | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Ford Motor Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F | CUSIP 345370860 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Butler | Mgmt | For | For | For | ||||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | ||||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | ||||
4 | Elect Edsel Ford II | Mgmt | For | For | For | ||||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | ||||
6 | Elect Richard Gephardt | Mgmt | For | For | For | ||||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | ||||
8 | Elect William Helman IV | Mgmt | For | For | For | ||||
9 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | ||||
10 | Elect Jon Huntsman, Jr. | Mgmt | For | For | For | ||||
11 | Elect Richard Manoogian | Mgmt | For | For | For | ||||
12 | Elect Ellen Marram | Mgmt | For | For | For | ||||
13 | Elect Alan Mulally | Mgmt | For | For | For | ||||
14 | Elect Homer Neal | Mgmt | For | For | For | ||||
15 | Elect Gerald Shaheen | Mgmt | For | For | For | ||||
16 | Elect John Thornton | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
General Electric Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GE | CUSIP 369604103 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | ||||
3 | Elect Ann Fudge | Mgmt | For | For | For | ||||
4 | Elect Susan Hockfield | Mgmt | For | For | For | ||||
5 | Elect Jeffrey Immelt | Mgmt | For | For | For | ||||
6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
7 | Elect Alan Lafley | Mgmt | For | For | For | ||||
8 | Elect Robert Lane | Mgmt | For | For | For | ||||
9 | Elect Ralph Larsen | Mgmt | For | For | For | ||||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | ||||
11 | Elect James Mulva | Mgmt | For | For | For | ||||
12 | Elect Sam Nunn | Mgmt | For | For | For | ||||
13 | Elect Roger Penske | Mgmt | For | For | For | ||||
14 | Elect Robert Swieringa | Mgmt | For | For | For | ||||
15 | Elect James Tisch | Mgmt | For | For | For | ||||
16 | Elect Douglas Warner III | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
20 | Approval of Material Terms of Senior Officer Performance Goals | Mgmt | For | For | For | ||||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Nuclear Activities | ShrHldr | Against | Against | For | ||||
23 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
24 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Google Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GOOG | CUSIP 38259P508 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||||
1.3 | Elect Eric Schmidt | Mgmt | For | For | For | ||||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | ||||
1.5 | Elect Diane Greene | Mgmt | For | For | For | ||||
1.6 | Elect John Hennessy | Mgmt | For | For | For | ||||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Paul Otellini | Mgmt | For | For | For | ||||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | ||||
1.10 | Elect Shirley Tilghman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Establish Class C Capital Stock | Mgmt | For | Against | Against | ||||
4 | Increase in Authorized Shares of Class A Common Stock | Mgmt | For | Against | Against | ||||
5 | Adopt Article Amendments to Ensure the Fair Treatment of Class A Common Stock | Mgmt | For | Against | Against | ||||
6 | 2012 Stock Plan | Mgmt | For | Against | Against | ||||
7 | 2012 Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
8 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Arbitration | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
GrafTech International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GTI | CUSIP 384313102 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Randy Carson | Mgmt | For | For | For | ||||
1.2 | Elect Mary Cranston | Mgmt | For | For | For | ||||
1.3 | Elect Harold Layman | Mgmt | For | For | For | ||||
1.4 | Elect Ferrell McClean | Mgmt | For | For | For | ||||
1.5 | Elect Nathan Milikowsky | Mgmt | For | For | For | ||||
1.6 | Elect Michael Nahl | Mgmt | For | For | For | ||||
1.7 | Elect Steven Shawley | Mgmt | For | For | For | ||||
1.8 | Elect Craig Shular | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hasbro, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAS | CUSIP 418056107 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | ||||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | ||||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | ||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | ||||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | ||||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | ||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | ||||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | ||||
1.12 | Elect Edward Philip | Mgmt | For | For | For | ||||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hertz Global Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HTZ | CUSIP 42805T105 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carl Berquist | Mgmt | For | For | For | ||||
2 | Elect Michael Koehler | Mgmt | For | For | For | ||||
3 | Elect Linda Fayne Levinson | Mgmt | For | For | For | ||||
4 | Elect Angel Morales | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hess Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HES | CUSIP 42809H107 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Hess | Mgmt | For | For | For | ||||
2 | Elect Samuel Bodman, III | Mgmt | For | For | For | ||||
3 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | ||||
4 | Elect Craig Matthews | Mgmt | For | For | For | ||||
5 | Elect Ernst von Metzsch | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
9 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | ||||
Hewlett-Packard Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HPQ | CUSIP 428236103 | 03/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | ||||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | ||||
3 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
4 | Elect John Hammergren | Mgmt | For | For | For | ||||
5 | Elect Raymond Lane | Mgmt | For | For | For | ||||
6 | Elect Ann Livermore | Mgmt | For | For | For | ||||
7 | Elect Gary Reiner | Mgmt | For | For | For | ||||
8 | Elect Patricia Russo | Mgmt | For | For | For | ||||
9 | Elect G. Kennedy Thompson | Mgmt | For | For | For | ||||
10 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
HomeAway, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AWAY | CUSIP 43739Q100 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Todd Chaffee | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Carl Shepherd | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Robert Solomon | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Honeywell International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HON | CUSIP 438516106 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gordon Bethune | Mgmt | For | For | For | ||||
2 | Elect Kevin Burke | Mgmt | For | For | For | ||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
4 | Elect David Cote | Mgmt | For | For | For | ||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | ||||
6 | Elect Linnet Deily | Mgmt | For | For | For | ||||
7 | Elect Judd Gregg | Mgmt | For | For | For | ||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | ||||
9 | Elect George Paz | Mgmt | For | For | For | ||||
10 | Elect Bradley Sheares | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Hubbell Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HUB.A | CUSIP 443510102 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lynn Good | Mgmt | For | For | For | ||||
1.2 | Elect Anthony Guzzi | Mgmt | For | For | For | ||||
1.3 | Elect Neal Keating | Mgmt | For | For | For | ||||
1.4 | Elect John Malloy | Mgmt | For | For | For | ||||
1.5 | Elect Andrew McNally, IV | Mgmt | For | For | For | ||||
1.6 | Elect Timothy Powers | Mgmt | For | For | For | ||||
1.7 | Elect G. Jackson Ratcliffe | Mgmt | For | For | For | ||||
1.8 | Elect Carlos Rodriguez | Mgmt | For | For | For | ||||
1.9 | Elect John Russell | Mgmt | For | For | For | ||||
1.10 | Elect Richard Swift | Mgmt | For | For | For | ||||
1.11 | Elect Daniel Van Riper | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Human Genome Sciences, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HGSI | CUSIP 444903108 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Allan Baxter | Mgmt | For | For | For | ||||
1.2 | Elect Richard Danzig | Mgmt | For | For | For | ||||
1.3 | Elect Colin Goddard | Mgmt | For | For | For | ||||
1.4 | Elect Maxine Gowen | Mgmt | For | For | For | ||||
1.5 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For | ||||
1.6 | Elect Argeris Karabelas | Mgmt | For | For | For | ||||
1.7 | Elect John LaMattina | Mgmt | For | For | For | ||||
1.8 | Elect Augustine Lawlor | Mgmt | For | For | For | ||||
1.9 | Elect George Morrow | Mgmt | For | For | For | ||||
1.10 | Elect Gregory Norden | Mgmt | For | For | For | ||||
1.11 | Elect H. Thomas Watkins | Mgmt | For | For | For | ||||
1.12 | Elect Robert Young | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Iconix Brand Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ICON | CUSIP 451055107 | 08/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Neil Cole | Mgmt | For | For | For | ||||
1.2 | Elect Barry Emanuel | Mgmt | For | For | For | ||||
1.3 | Elect Drew Cohen | Mgmt | For | For | For | ||||
1.4 | Elect F. Peter Cuneo | Mgmt | For | For | For | ||||
1.5 | Elect Mark Friedman | Mgmt | For | For | For | ||||
1.6 | Elect James Marcum | Mgmt | For | For | For | ||||
1.7 | Elect Laurence Charney | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Intel Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INTC | CUSIP 458140100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | ||||
2 | Elect Andy Bryant | Mgmt | For | For | For | ||||
3 | Elect Susan Decker | Mgmt | For | For | For | ||||
4 | Elect John Donahoe | Mgmt | For | For | For | ||||
5 | Elect Reed Hundt | Mgmt | For | For | For | ||||
6 | Elect Paul Otellini | Mgmt | For | For | For | ||||
7 | Elect James Plummer | Mgmt | For | For | For | ||||
8 | Elect David Pottruck | Mgmt | For | For | For | ||||
9 | Elect Frank Yeary | Mgmt | For | For | For | ||||
10 | Elect David Yoffie | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | ||||
Interpublic Group of Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPG | CUSIP 460690100 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | ||||
2 | Elect Jill Considine | Mgmt | For | For | For | ||||
3 | Elect Richard Goldstein | Mgmt | For | For | For | ||||
4 | Elect Mary Guilfoile | Mgmt | For | For | For | ||||
5 | Elect H. John Greeniaus | Mgmt | For | For | For | ||||
6 | Elect Dawn Hudson | Mgmt | For | For | For | ||||
7 | Elect William Kerr | Mgmt | For | For | For | ||||
8 | Elect Michael Roth | Mgmt | For | For | For | ||||
9 | Elect David Thomas | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Invesco Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IVZ | CUSIP G491BT108 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Martin Flanagan | Mgmt | For | For | For | ||||
2 | Elect C. Robert Henrikson | Mgmt | For | For | For | ||||
3 | Elect Ben Johnson III | Mgmt | For | For | For | ||||
4 | Elect J. Thomas Presby | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Iridium Communications Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IRDM | CUSIP 46269C102 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Niehaus | Mgmt | For | For | For | ||||
1.2 | Elect J. Darrel Barros | Mgmt | For | For | For | ||||
1.3 | Elect Scott Bok | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Canfield | Mgmt | For | For | For | ||||
1.5 | Elect Peter Dawkins | Mgmt | For | For | For | ||||
1.6 | Elect Matthew Desch | Mgmt | For | For | For | ||||
1.7 | Elect Alvin Krongard | Mgmt | For | For | For | ||||
1.8 | Elect Eric Olson | Mgmt | For | For | For | ||||
1.9 | Elect Steven Pfeiffer | Mgmt | For | For | For | ||||
1.10 | Elect Parker Rush | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Juniper Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNPR | CUSIP 48203R104 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mercedes Johnson | Mgmt | For | For | For | ||||
1.2 | Elect Scott Kriens | Mgmt | For | For | For | ||||
1.3 | Elect William Stensrud | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kansas City Southern | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KSU | CUSIP 485170302 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lu Cordova | Mgmt | For | For | For | ||||
1.2 | Elect Michael Haverty | Mgmt | For | For | For | ||||
1.3 | Elect Thomas McDonnell | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
4 | Elimination of Cumulative Voting | Mgmt | For | For | For | ||||
5 | Technical Amendments to Certificate | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
KLA-Tencor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KLAC | CUSIP 482480100 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Calderoni | Mgmt | For | For | For | ||||
1.2 | Elect John Dickson | Mgmt | For | For | For | ||||
1.3 | Elect Kevin Kennedy | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Kosmos Energy Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KOS | CUSIP G5315B107 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John R. Kemp III | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Brian F. Maxted | Mgmt | For | Withhold | Against | ||||
1.3 | Elect David I. Foley | Mgmt | For | Withhold | Against | ||||
1.4 | Elect David B. Krieger | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Joseph P. Landy | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Prakash A. Melwani | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Abebayo O. Ogunlesi | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Chris Tong | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Christopher A. Wright | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Lam Research Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LRCX | CUSIP 512807108 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Bagley | Mgmt | For | For | For | ||||
1.2 | Elect Robert Berdahl | Mgmt | For | For | For | ||||
1.3 | Elect Eric Brandt | Mgmt | For | For | For | ||||
1.4 | Elect Michael Cannon | Mgmt | For | For | For | ||||
1.5 | Elect Christine Heckart | Mgmt | For | For | For | ||||
1.6 | Elect Grant Inman | Mgmt | For | For | For | ||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | ||||
1.8 | Elect Stephen Newberry | Mgmt | For | For | For | ||||
1.9 | Elect Kim Perdikou | Mgmt | For | For | For | ||||
1.10 | Elect Abhijit Talwalkar | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Las Vegas Sands Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LVS | CUSIP 517834107 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jason Ader | Mgmt | For | For | For | ||||
1.2 | Elect Michael Leven | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey Schwartz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Linn Energy, LLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LINE | CUSIP 536020100 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George Alcorn | Mgmt | For | For | For | ||||
1.2 | Elect Mark Ellis | Mgmt | For | For | For | ||||
1.3 | Elect Terrence Jacobs | Mgmt | For | For | For | ||||
1.4 | Elect Michael Linn | Mgmt | For | For | For | ||||
1.5 | Elect Joseph McCoy | Mgmt | For | For | For | ||||
1.6 | Elect Jeffrey Swoveland | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Lorillard, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LO | CUSIP 544147101 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Almon | Mgmt | For | For | For | ||||
2 | Elect Kit Dietz | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | ||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
LyondellBasell Industries NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LYB | CUSIP N53745100 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robin Buchanan | Mgmt | For | For | For | ||||
2 | Elect Stephen Cooper | Mgmt | For | For | For | ||||
3 | Elect Robert G. Gwin | Mgmt | For | For | For | ||||
4 | Elect Marvin Schlanger | Mgmt | For | For | For | ||||
5 | Approval of Annual Accounts | Mgmt | For | For | For | ||||
6 | Officer Liability/Indemnification | Mgmt | For | For | For | ||||
7 | Director Liability/Indemnification | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | ||||
11 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
14 | 2012 Global Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
McDonald's Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCD | CUSIP 580135101 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Eckert | Mgmt | For | For | For | ||||
2 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
3 | Elect Jeanne Jackson | Mgmt | For | For | For | ||||
4 | Elect Andrew McKenna | Mgmt | For | For | For | ||||
5 | Elect Donald Thompson | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | 2012 Omnibus Stock Ownership Plan | Mgmt | For | For | For | ||||
8 | Declassification of the Board of Directors | Mgmt | For | For | For | ||||
9 | Right to Call Special Meetings | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | ||||
McKesson Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCK | CUSIP 58155Q103 | 07/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andy Bryant | Mgmt | For | For | For | ||||
2 | Elect Wayne Budd | Mgmt | For | For | For | ||||
3 | Elect John Hammergren | Mgmt | For | For | For | ||||
4 | Elect Alton Irby III | Mgmt | For | For | For | ||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | ||||
6 | Elect Marie Knowles | Mgmt | For | For | For | ||||
7 | Elect David Lawrence | Mgmt | For | For | For | ||||
8 | Elect Edward Mueller | Mgmt | For | For | For | ||||
9 | Elect Jane Shaw | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
13 | Reduction of Supermajority Requirement for Amendments to Series A Junior Participating Preferred Stock | Mgmt | For | For | For | ||||
14 | Reduction of Supermajority Requirement to Alter By-Laws | Mgmt | For | For | For | ||||
15 | Elimination of Supermajority Requirement and Fair Price Provision for Certain Business Combinations | Mgmt | For | For | For | ||||
16 | Amendment to the Certificate of Incorporation to Remove Transitional Provision | Mgmt | For | For | For | ||||
17 | Amendment to the Certificate of Incorporation Concerning Interested Transactions | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Mead Johnson Nutrition Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MJN | CUSIP 582839106 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Golsby | Mgmt | For | For | For | ||||
2 | Elect Steven Altschuler | Mgmt | For | For | For | ||||
3 | Elect Howard Bernick | Mgmt | For | For | For | ||||
4 | Elect Kimberly Casiano | Mgmt | For | For | For | ||||
5 | Elect Anna Catalano | Mgmt | For | For | For | ||||
6 | Elect Celeste Clark | Mgmt | For | For | For | ||||
7 | Elect James Cornelius | Mgmt | For | For | For | ||||
8 | Elect Peter Ratcliffe | Mgmt | For | For | For | ||||
9 | Elect Elliott Sigal | Mgmt | For | For | For | ||||
10 | Elect Robert Singer | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Merck & Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRK | CUSIP 58933Y105 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leslie Brun | Mgmt | For | For | For | ||||
2 | Elect Thomas Cech | Mgmt | For | For | For | ||||
3 | Elect Kenneth Frazier | Mgmt | For | For | For | ||||
4 | Elect Thomas Glocer | Mgmt | For | For | For | ||||
5 | Elect William Harrison, Jr. | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Rochelle Lazarus | Mgmt | For | For | For | ||||
8 | Elect Carlos Represas | Mgmt | For | For | For | ||||
9 | Elect Patricia Russo | Mgmt | For | For | For | ||||
10 | Elect Craig Thompson | Mgmt | For | For | For | ||||
11 | Elect Wendell Weeks | Mgmt | For | For | For | ||||
12 | Elect Peter Wendell | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Reviewing Political Spending or Lobbying | ShrHldr | Against | Against | For | ||||
Microsoft Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSFT | CUSIP 594918104 | 11/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | ||||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||||
3 | Elect William Gates III | Mgmt | For | For | For | ||||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | ||||
5 | Elect Reed Hastings | Mgmt | For | For | For | ||||
6 | Elect Maria Klawe | Mgmt | For | For | For | ||||
7 | Elect David Marquardt | Mgmt | For | For | For | ||||
8 | Elect Charles Noski | Mgmt | For | For | For | ||||
9 | Elect Helmut Panke | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | ||||
Monsanto Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MON | CUSIP 61166W101 | 01/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Janine Fields | Mgmt | For | For | For | ||||
2 | Elect Hugh Grant | Mgmt | For | For | For | ||||
3 | Elect C. Steven McMillan | Mgmt | For | For | For | ||||
4 | Elect Robert Stevens | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
7 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | ||||
National Oilwell Varco, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOV | CUSIP 637071101 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Merrill Miller, Jr. | Mgmt | For | For | For | ||||
2 | Elect Greg Armstrong | Mgmt | For | For | For | ||||
3 | Elect David Harrison | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | ||||
Nielsen Holdings N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NLSN | CUSIP N63218106 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Indemnification of Directors | Mgmt | For | For | For | ||||
3 | Elect David Calhoun | Mgmt | For | Against | Against | ||||
4 | Elect James Attwood, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect Richard Bressler | Mgmt | For | Against | Against | ||||
6 | Elect Simon Brown | Mgmt | For | Against | Against | ||||
7 | Elect Michael Chae | Mgmt | For | Against | Against | ||||
8 | Elect Patrick Healy | Mgmt | For | Against | Against | ||||
9 | Elect Karen Hoguet | Mgmt | For | Against | Against | ||||
10 | Elect James Kilts | Mgmt | For | Against | Against | ||||
11 | Elect Iain Leigh | Mgmt | For | Against | Against | ||||
12 | Elect Eliot Merrill | Mgmt | For | Against | Against | ||||
13 | Elect Alexander Navab | Mgmt | For | Against | Against | ||||
14 | Elect Robert Pozen | Mgmt | For | Against | Against | ||||
15 | Elect Robert Reid | Mgmt | For | Against | Against | ||||
16 | Elect Scott Schoen | Mgmt | For | Against | Against | ||||
17 | Elect Javier Teruel | Mgmt | For | Against | Against | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Appointment of Auditor to Audit the Dutch Annual Accounts | Mgmt | For | For | For | ||||
20 | Extension of Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
NII Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NIHD | CUSIP 62913F201 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin Beebe | Mgmt | For | For | For | ||||
2 | Elect Carolyn Katz | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Noble Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NBL | CUSIP 655044105 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey Berenson | Mgmt | For | For | For | ||||
2 | Elect Michael Cawley | Mgmt | For | For | For | ||||
3 | Elect Edward Cox | Mgmt | For | For | For | ||||
4 | Elect Charles Davidson | Mgmt | For | For | For | ||||
5 | Elect Thomas Edelman | Mgmt | For | For | For | ||||
6 | Elect Eric Grubman | Mgmt | For | For | For | ||||
7 | Elect Kirby Hedrick | Mgmt | For | For | For | ||||
8 | Elect Scott Urban | Mgmt | For | For | For | ||||
9 | Elect William Van Kleef | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
Northrop Grumman Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOC | CUSIP 666807102 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Wesley Bush | Mgmt | For | For | For | ||||
2 | Elect Lewis Coleman | Mgmt | For | For | For | ||||
3 | Elect Victor Fazio | Mgmt | For | For | For | ||||
4 | Elect Donald Felsinger | Mgmt | For | For | For | ||||
5 | Elect Stephen Frank | Mgmt | For | For | For | ||||
6 | Elect Bruce Gordon | Mgmt | For | For | For | ||||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | ||||
8 | Elect Karl Krapek | Mgmt | For | For | For | ||||
9 | Elect Richard Myers | Mgmt | For | For | For | ||||
10 | Elect Aulana Peters | Mgmt | For | For | For | ||||
11 | Elect Gary Roughead | Mgmt | For | For | For | ||||
12 | Elect Thomas Schoewe | Mgmt | For | For | For | ||||
13 | Elect Kevin Sharer | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Amendment to Remove Requirement of Shareholder Approval for Significant Actions | Mgmt | For | For | For | ||||
17 | Additional Rights of Action by Written Consent | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
NVR, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVR | CUSIP 62944T105 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charles Andrews | Mgmt | For | For | For | ||||
2 | Elect Robert Butler | Mgmt | For | For | For | ||||
3 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
4 | Elect Thomas Eckert | Mgmt | For | For | For | ||||
5 | Elect Alfred Festa | Mgmt | For | Against | Against | ||||
6 | Elect Manuel Johnson | Mgmt | For | For | For | ||||
7 | Elect William Moran | Mgmt | For | For | For | ||||
8 | Elect David Preiser | Mgmt | For | For | For | ||||
9 | Elect W. Grady Rosier | Mgmt | For | For | For | ||||
10 | Elect Dwight Schar | Mgmt | For | For | For | ||||
11 | Elect John Toups | Mgmt | For | For | For | ||||
12 | Elect Paul Whetsell | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Occidental Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OXY | CUSIP 674599105 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Spencer Abraham | Mgmt | For | For | For | ||||
2 | Elect Howard Atkins | Mgmt | For | For | For | ||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | ||||
4 | Elect Edward Djerejian | Mgmt | For | For | For | ||||
5 | Elect John Feick | Mgmt | For | For | For | ||||
6 | Elect Margaret Foran | Mgmt | For | For | For | ||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | ||||
8 | Elect Ray Irani | Mgmt | For | For | For | ||||
9 | Elect Avedick Poladian | Mgmt | For | For | For | ||||
10 | Elect Aziz Syriani | Mgmt | For | For | For | ||||
11 | Elect Rosemary Tomich | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | ||||
Oil States International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OIS | CUSIP 678026105 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect S. James Nelson | Mgmt | For | For | For | ||||
1.2 | Elect Gary Rosenthal | Mgmt | For | For | For | ||||
1.3 | Elect William Van Kleef | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Oracle Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORCL | CUSIP 68389X105 | 10/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | ||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | ||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | ||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | ||||
1.6 | Elect George Conrades | Mgmt | For | For | For | ||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | ||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | ||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | ||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | ||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Pall Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLL | CUSIP 696429307 | 12/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Amy Alving | Mgmt | For | For | For | ||||
2 | Elect Daniel Carroll, Jr. | Mgmt | For | For | For | ||||
3 | Elect Robert Coutts | Mgmt | For | For | For | ||||
4 | Elect Cheryl Grise | Mgmt | For | For | For | ||||
5 | Elect Ronald Hoffman | Mgmt | For | For | For | ||||
6 | Elect Lawrence Kingsley | Mgmt | For | For | For | ||||
7 | Elect Dennis Longstreet | Mgmt | For | For | For | ||||
8 | Elect Craig Owens | Mgmt | For | For | For | ||||
9 | Elect Katharine Plourde | Mgmt | For | For | For | ||||
10 | Elect Edward Snyder | Mgmt | For | For | For | ||||
11 | Elect Edward Travaglianti | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
15 | 2012 Executive Incentive Bonus Plan | Mgmt | For | For | For | ||||
16 | 2012 Stock Compensation Plan | Mgmt | For | Against | Against | ||||
Parker-Hannifin Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PH | CUSIP 701094104 | 10/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | ||||
1.2 | Elect Linda Harty | Mgmt | For | For | For | ||||
1.3 | Elect William Kassling | Mgmt | For | For | For | ||||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | ||||
1.5 | Elect Klaus-Peter Muller | Mgmt | For | For | For | ||||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | ||||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | ||||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | ||||
1.9 | Elect Ake Svensson | Mgmt | For | For | For | ||||
1.10 | Elect James Wainscott | Mgmt | For | For | For | ||||
1.11 | Elect Donald Washkewicz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | For | Against | ||||
PepsiCo, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PEP | CUSIP 713448108 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Shona Brown | Mgmt | For | For | For | ||||
2 | Elect Ian Cook | Mgmt | For | For | For | ||||
3 | Elect Dina Dublon | Mgmt | For | For | For | ||||
4 | Elect Victor Dzau | Mgmt | For | For | For | ||||
5 | Elect Ray Hunt | Mgmt | For | For | For | ||||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | ||||
7 | Elect Indra Nooyi | Mgmt | For | For | For | ||||
8 | Elect Sharon Rockefeller | Mgmt | For | For | For | ||||
9 | Elect James Schiro | Mgmt | For | For | For | ||||
10 | Elect Lloyd Trotter | Mgmt | For | For | For | ||||
11 | Elect Daniel Vasella | Mgmt | For | For | For | ||||
12 | Elect Alberto Weisser | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Reapproval of the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Risk Oversight Committee | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
Petroleo Brasileiro S.A. - Petrobras | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETR3 | CUSIP 71654V408 | 08/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | ||||
Philip Morris International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PM | CUSIP 718172109 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Harold Brown | Mgmt | For | For | For | ||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||||
3 | Elect Louis Camilleri | Mgmt | For | For | For | ||||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||||
5 | Elect Jennifer Li | Mgmt | For | For | For | ||||
6 | Elect Graham Mackay | Mgmt | For | For | For | ||||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | ||||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | ||||
9 | Elect Lucio Noto | Mgmt | For | For | For | ||||
10 | Elect Robert Polet | Mgmt | For | For | For | ||||
11 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||||
12 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2012 Performance Incentive Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Formation of Ethics Committee | ShrHldr | Against | Against | For | ||||
Polycom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLCM | CUSIP 73172K104 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andrew Miller | Mgmt | For | For | For | ||||
2 | Elect Betsy Atkins | Mgmt | For | For | For | ||||
3 | Elect David DeWalt | Mgmt | For | For | For | ||||
4 | Elect John Kelley, Jr. | Mgmt | For | For | For | ||||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | ||||
6 | Elect William Owens | Mgmt | For | For | For | ||||
7 | Elect Kevin Parker | Mgmt | For | For | For | ||||
8 | Amendment to the Performance Bonus Plan | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Precision Castparts Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCP | CUSIP 740189105 | 08/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Don Graber | Mgmt | For | For | For | ||||
1.2 | Elect Lester Lyles | Mgmt | For | For | For | ||||
1.3 | Elect Timothy Wicks | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
priceline.com Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCLN | CUSIP 741503403 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For | ||||
1.2 | Elect Ralph Bahna | Mgmt | For | For | For | ||||
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Jan Docter | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For | ||||
1.6 | Elect James Guyette | Mgmt | For | For | For | ||||
1.7 | Elect Nancy Peretsman | Mgmt | For | For | For | ||||
1.8 | Elect Craig Rydin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Prologis, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLD | CUSIP 74340W103 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hamid Moghadam | Mgmt | For | For | For | ||||
2 | Elect Walter Rakowich | Mgmt | For | For | For | ||||
3 | Elect George Fotiades | Mgmt | For | For | For | ||||
4 | Elect Christine Garvey | Mgmt | For | For | For | ||||
5 | Elect Lydia Kennard | Mgmt | For | For | For | ||||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | ||||
7 | Elect Irving Lyons III | Mgmt | For | For | For | ||||
8 | Elect Jeffrey Skelton | Mgmt | For | For | For | ||||
9 | Elect D. Michael Steuert | Mgmt | For | For | For | ||||
10 | Elect Carl Webb | Mgmt | For | For | For | ||||
11 | Elect William Zollars | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
14 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
15 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
PVH Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PVH | CUSIP 693656100 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Baglivo | Mgmt | For | For | For | ||||
2 | Elect Emanuel Chirico | Mgmt | For | For | For | ||||
3 | Elect Juan Figuereo | Mgmt | For | For | For | ||||
4 | Elect Joseph Fuller | Mgmt | For | For | For | ||||
5 | Elect Fred Gehring | Mgmt | For | For | For | ||||
6 | Elect Margaret Jenkins | Mgmt | For | For | For | ||||
7 | Elect David Landau | Mgmt | For | For | For | ||||
8 | Elect Bruce Maggin | Mgmt | For | For | For | ||||
9 | Elect V. James Marino | Mgmt | For | For | For | ||||
10 | Elect Henry Nasella | Mgmt | For | For | For | ||||
11 | Elect Rita Rodriguez | Mgmt | For | For | For | ||||
12 | Elect Craig Rydin | Mgmt | For | For | For | ||||
13 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
QUALCOMM Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QCOM | CUSIP 747525103 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | ||||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | ||||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | ||||
1.6 | Elect Paul Jacobs | Mgmt | For | For | For | ||||
1.7 | Elect Robert Kahn | Mgmt | For | For | For | ||||
1.8 | Elect Sherry Lansing | Mgmt | For | For | For | ||||
1.9 | Elect Duane Nelles | Mgmt | For | For | For | ||||
1.10 | Elect Francisco Ros | Mgmt | For | For | For | ||||
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | ||||
1.12 | Elect Marc Stern | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Elimination of Plurality Voting Standard for Election of Directors | Mgmt | For | For | For | ||||
Quest Diagnostics Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DGX | CUSIP 74834L100 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jenne Britell | Mgmt | For | For | For | ||||
2 | Elect Gail Wilensky | Mgmt | For | For | For | ||||
3 | Elect John Ziegler | Mgmt | For | For | For | ||||
4 | Amendment to the Employee Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | ||||
Rio Tinto plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RIO | CINS G75754104 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Chris Lynch | Mgmt | For | For | For | ||||
4 | Elect John Varley | Mgmt | For | For | For | ||||
5 | Elect Tom Albanese | Mgmt | For | For | For | ||||
6 | Elect Robert Brown | Mgmt | For | For | For | ||||
7 | Elect Vivienne Cox | Mgmt | For | For | For | ||||
8 | Elect Jan du Plessis | Mgmt | For | For | For | ||||
9 | Elect Guy Elliott | Mgmt | For | For | For | ||||
10 | Elect Michael Fitzpatrick | Mgmt | For | For | For | ||||
11 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
12 | Elect Richard Goodmanson | Mgmt | For | For | For | ||||
13 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | ||||
14 | Elect Paul Tellier | Mgmt | For | For | For | ||||
15 | Elect Samuel Walsh | Mgmt | For | For | For | ||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
17 | Global Employee Share Plan | Mgmt | For | For | For | ||||
18 | Share Savings Plan Renewal | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
salesforce.com, inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CRM | CUSIP 79466L302 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Craig Ramsey | Mgmt | For | For | For | ||||
2 | Elect Sanford Robertson | Mgmt | For | For | For | ||||
3 | Elect Maynard Webb | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
SanDisk Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNDK | CUSIP 80004C101 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Marks | Mgmt | For | For | For | ||||
2 | Elect Kevin DeNuccio | Mgmt | For | For | For | ||||
3 | Elect Irwin Federman | Mgmt | For | For | For | ||||
4 | Elect Steven Gomo | Mgmt | For | For | For | ||||
5 | Elect Eddy Hartenstein | Mgmt | For | For | For | ||||
6 | Elect Chenming Hu | Mgmt | For | For | For | ||||
7 | Elect Catherine Lego | Mgmt | For | For | For | ||||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Schlumberger N.V. (Schlumberger Limited) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLB | CUSIP 806857108 | 04/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Peter Currie | Mgmt | For | For | For | ||||
2 | Elect Anthony Isaac | Mgmt | For | For | For | ||||
3 | Elect K.V. Kamath | Mgmt | For | For | For | ||||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||||
6 | Elect Adrian Lajous | Mgmt | For | For | For | ||||
7 | Elect Michael Marks | Mgmt | For | For | For | ||||
8 | Elect Elizabeth Moler | Mgmt | For | For | For | ||||
9 | Elect Lubna Olayan | Mgmt | For | For | For | ||||
10 | Elect Leo Reif | Mgmt | For | For | For | ||||
11 | Elect Tore Sandvold | Mgmt | For | For | For | ||||
12 | Elect Henri Seydoux | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
Skyworks Solutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWKS | CUSIP 83088M102 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David McLachlan | Mgmt | For | For | For | ||||
1.2 | Elect David Aldrich | Mgmt | For | For | For | ||||
1.3 | Elect Kevin Beebe | Mgmt | For | For | For | ||||
1.4 | Elect Moiz Beguwala | Mgmt | For | For | For | ||||
1.5 | Elect Timothy Furey | Mgmt | For | For | For | ||||
1.6 | Elect Balakrishnan Iyer | Mgmt | For | For | For | ||||
1.7 | Elect Thomas Leonard | Mgmt | For | For | For | ||||
1.8 | Elect David McGlade | Mgmt | For | For | For | ||||
1.9 | Elect Robert Schriesheim | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
St. Jude Medical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STJ | CUSIP 790849103 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Brown | Mgmt | For | For | For | ||||
2 | Elect Daniel Starks | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Stanley Black & Decker, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWK | CUSIP 854502101 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Patrick Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Benjamin Griswold, IV | Mgmt | For | For | For | ||||
1.3 | Elect Eileen Kraus | Mgmt | For | For | For | ||||
1.4 | Elect Robert Ryan | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | 2012 Management Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Starbucks Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBUX | CUSIP 855244109 | 03/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Howard Schultz | Mgmt | For | For | For | ||||
2 | Elect William Bradley | Mgmt | For | For | For | ||||
3 | Elect Mellody Hobson | Mgmt | For | For | For | ||||
4 | Elect Kevin Johnson | Mgmt | For | For | For | ||||
5 | Elect Olden Lee | Mgmt | For | For | For | ||||
6 | Elect Joshua Ramo | Mgmt | For | For | For | ||||
7 | Elect James Shennan, Jr. | Mgmt | For | For | For | ||||
8 | Elect Clara Shih | Mgmt | For | For | For | ||||
9 | Elect Javier Teruel | Mgmt | For | For | For | ||||
10 | Elect Myron Ullman III | Mgmt | For | For | For | ||||
11 | Elect Craig Weatherup | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the Executive Management Bonus Plan | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | ||||
State Street Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STT | CUSIP 857477103 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kennett Burnes | Mgmt | For | For | For | ||||
2 | Elect Peter Coym | Mgmt | For | For | For | ||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | ||||
5 | Elect David Gruber | Mgmt | For | For | For | ||||
6 | Elect Linda Hill | Mgmt | For | For | For | ||||
7 | Elect Joseph Hooley | Mgmt | For | For | For | ||||
8 | Elect Robert Kaplan | Mgmt | For | For | For | ||||
9 | Elect Richard Sergel | Mgmt | For | For | For | ||||
10 | Elect Ronald Skates | Mgmt | For | For | For | ||||
11 | Elect Gregory Summe | Mgmt | For | For | For | ||||
12 | Elect Robert Weissman | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Stryker Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYK | CUSIP 863667101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | ||||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | ||||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | ||||
1.5 | Elect Allan Golston | Mgmt | For | For | For | ||||
1.6 | Elect Howard Lance | Mgmt | For | For | For | ||||
1.7 | Elect William Parfet | Mgmt | For | For | For | ||||
1.8 | Elect Ronda Stryker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Re-approval of the Executive Bonus Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Swift Transportation Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWFT | CUSIP 87074U101 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Post | Mgmt | For | For | For | ||||
1.2 | Elect Jerry Moyes | Mgmt | For | For | For | ||||
1.3 | Elect Richard H. Dozer | Mgmt | For | For | For | ||||
1.4 | Elect David Vander Ploeg | Mgmt | For | For | For | ||||
1.5 | Elect Glenn Brown | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Synchronoss Technologies, Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNCR | CUSIP 87157B103 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Waldis | Mgmt | For | For | For | ||||
1.2 | Elect William Cadogan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Target Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TGT | CUSIP 87612E106 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roxanne Austin | Mgmt | For | Against | Against | ||||
2 | Elect Calvin Darden | Mgmt | For | Against | Against | ||||
3 | Elect Mary Dillon | Mgmt | For | Against | Against | ||||
4 | Elect James Johnson | Mgmt | For | Against | Against | ||||
5 | Elect Mary Minnick | Mgmt | For | Against | Against | ||||
6 | Elect Anne Mulcahy | Mgmt | For | Against | Against | ||||
7 | Elect Derica Rice | Mgmt | For | Against | Against | ||||
8 | Elect Stephen Sanger | Mgmt | For | Against | Against | ||||
9 | Elect Gregg Steinhafel | Mgmt | For | Against | Against | ||||
10 | Elect John Stumpf | Mgmt | For | Against | Against | ||||
11 | Elect Solomon Trujillo | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Approval of the Short Term Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | ||||
TE Connectivity Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEL | CUSIP H84989104 | 03/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Pierre Brondeau | Mgmt | For | For | For | ||||
2 | Elect Juergen Gromer | Mgmt | For | For | For | ||||
3 | Elect William Jeffrey | Mgmt | For | For | For | ||||
4 | Elect Thomas Lynch | Mgmt | For | For | For | ||||
5 | Elect NAM Yong | Mgmt | For | For | For | ||||
6 | Elect Daniel Phelan | Mgmt | For | For | For | ||||
7 | Elect Frederic Poses | Mgmt | For | For | For | ||||
8 | Elect Lawrence Smith | Mgmt | For | For | For | ||||
9 | Elect Paula Sneed | Mgmt | For | For | For | ||||
10 | Elect David Steiner | Mgmt | For | For | For | ||||
11 | Election John Van Scoter | Mgmt | For | For | For | ||||
12 | 2011 Annual Report | Mgmt | For | For | For | ||||
13 | Statutory Financial Statements | Mgmt | For | For | For | ||||
14 | Consolidated Financial Statements | Mgmt | For | For | For | ||||
15 | Release Board of Directors and Executive Officers | Mgmt | For | For | For | ||||
16 | Deloitte & Touche | Mgmt | For | For | For | ||||
17 | Deloitte AG, Zurich | Mgmt | For | For | For | ||||
18 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | ||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
20 | Amendment to the 2007 Stock and Incentive Plan | Mgmt | For | For | For | ||||
21 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Dividend Distribution Through a Reduction of Capital | Mgmt | For | For | For | ||||
24 | Reallocation of Free Reserves to Legal Reserves | Mgmt | For | For | For | ||||
25 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Tenneco Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEN | CUSIP 880349105 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis Letham | Mgmt | For | For | For | ||||
2 | Elect Hari Nair | Mgmt | For | For | For | ||||
3 | Elect Roger Porter | Mgmt | For | For | For | ||||
4 | Elect David Price, Jr. | Mgmt | For | For | For | ||||
5 | Elect Gregg Sherrill | Mgmt | For | For | For | ||||
6 | Elect Paul Stecko | Mgmt | For | For | For | ||||
7 | Elect Mitsunobu Takeuchi | Mgmt | For | For | For | ||||
8 | Elect Jane Warner | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Teva Pharmaceutical Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEVA | CUSIP 881624209 | 09/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Chaim Hurvitz | Mgmt | For | For | For | ||||
3 | Elect Ory Slonim | Mgmt | For | For | For | ||||
4 | Elect Dan Suesskind | Mgmt | For | For | For | ||||
5 | Elect Joseph Nitzani | Mgmt | For | For | For | ||||
6 | Elect Dafna Schwartz | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | ||||
9 | Remuneration of Moshe Many | Mgmt | For | For | For | ||||
10 | Reimbursement of Phillip Frost's Travel Expenses | Mgmt | For | For | For | ||||
Texas Instruments Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TXN | CUSIP 882508104 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | ||||
2 | Elect Daniel Carp | Mgmt | For | For | For | ||||
3 | Elect Carrie Cox | Mgmt | For | For | For | ||||
4 | Elect Pamela Patsley | Mgmt | For | For | For | ||||
5 | Elect Robert Sanchez | Mgmt | For | For | For | ||||
6 | Elect Wayne Sanders | Mgmt | For | For | For | ||||
7 | Elect Ruth Simmons | Mgmt | For | For | For | ||||
8 | Elect Richard Templeton | Mgmt | For | For | For | ||||
9 | Elect Christine Whitman | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Charles Schwab Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCHW | CUSIP 808513105 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nancy Bechtle | Mgmt | For | For | For | ||||
2 | Elect Walter Bettinger II | Mgmt | For | For | For | ||||
3 | Elect C. Preston Butcher | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
The Coca-Cola Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KO | CUSIP 191216100 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Herbert Allen | Mgmt | For | For | For | ||||
2 | Elect Ronald Allen | Mgmt | For | For | For | ||||
3 | Elect Howard Buffett | Mgmt | For | For | For | ||||
4 | Elect Richard Daley | Mgmt | For | For | For | ||||
5 | Elect Barry Diller | Mgmt | For | For | For | ||||
6 | Elect Evan Greenberg | Mgmt | For | For | For | ||||
7 | Elect Alexis Herman | Mgmt | For | For | For | ||||
8 | Elect Muhtar Kent | Mgmt | For | For | For | ||||
9 | Elect Donald Keough | Mgmt | For | For | For | ||||
10 | Elect Robert Kotick | Mgmt | For | For | For | ||||
11 | Elect Maria Lagomasino | Mgmt | For | For | For | ||||
12 | Elect Donald McHenry | Mgmt | For | For | For | ||||
13 | Elect Sam Nunn | Mgmt | For | For | For | ||||
14 | Elect James Robinson III | Mgmt | For | For | For | ||||
15 | Elect Peter Ueberroth | Mgmt | For | For | For | ||||
16 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | ||||
17 | Elect James Williams | Mgmt | For | For | For | ||||
18 | Ratification of Auditor | Mgmt | For | For | For | ||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Procter & Gamble Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PG | CUSIP 742718109 | 10/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Angela Braly | Mgmt | For | For | For | ||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | ||||
3 | Elect Scott Cook | Mgmt | For | For | For | ||||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | ||||
5 | Elect Robert McDonald | Mgmt | For | For | For | ||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | ||||
8 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | ||||
10 | Elect Patricia Woertz | Mgmt | For | For | For | ||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
15 | Technical Amendments Regarding Preferred Stock | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHldr | Against | Against | For | ||||
The Timken Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TKR | CUSIP 887389104 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Ralston | Mgmt | For | For | For | ||||
1.2 | Elect John Reilly | Mgmt | For | For | For | ||||
1.3 | Elect John Timken, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Jacqueline Woods | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The TJX Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TJX | CUSIP 872540109 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zein Abdalla | Mgmt | For | For | For | ||||
2 | Elect Jose Alvarez | Mgmt | For | For | For | ||||
3 | Elect Alan Bennett | Mgmt | For | For | For | ||||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | ||||
5 | Elect David Ching | Mgmt | For | For | For | ||||
6 | Elect Michael Hines | Mgmt | For | For | For | ||||
7 | Elect Amy Lane | Mgmt | For | For | For | ||||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||||
9 | Elect John O'Brien | Mgmt | For | For | For | ||||
10 | Elect Willow Shire | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Approval of Material Terms of Executive Officer Performance Goals Under Cash Incentive Plans | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Walt Disney Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DIS | CUSIP 254687106 | 03/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Susan Arnold | Mgmt | For | For | For | ||||
2 | Elect John Chen | Mgmt | For | For | For | ||||
3 | Elect Judith Estrin | Mgmt | For | For | For | ||||
4 | Elect Robert Iger | Mgmt | For | For | For | ||||
5 | Elect Fred Langhammer | Mgmt | For | For | For | ||||
6 | Elect Aylwin Lewis | Mgmt | For | For | For | ||||
7 | Elect Monica Lozano | Mgmt | For | For | For | ||||
8 | Elect Robert Matschullat | Mgmt | For | For | For | ||||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | ||||
10 | Elect Orin Smith | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Thermo Fisher Scientific Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TMO | CUSIP 883556102 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Martin Harris | Mgmt | For | For | For | ||||
2 | Elect Judy Lewent | Mgmt | For | For | For | ||||
3 | Elect Jim Manzi | Mgmt | For | For | For | ||||
4 | Elect Lars Sorenson | Mgmt | For | For | For | ||||
5 | Elect Elaine Ullian | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Time Warner Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TWX | CUSIP 887317303 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barksdale | Mgmt | For | For | For | ||||
2 | Elect William Barr | Mgmt | For | For | For | ||||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | ||||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | ||||
5 | Elect Robert Clark | Mgmt | For | For | For | ||||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||||
7 | Elect Jessica Einhorn | Mgmt | For | For | For | ||||
8 | Elect Fred Hassan | Mgmt | For | For | For | ||||
9 | Elect Kenneth Novack | Mgmt | For | For | For | ||||
10 | Elect Paul Wachter | Mgmt | For | For | For | ||||
11 | Elect Deborah Wright | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Tronox Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRXAQ | CUSIP 897051108 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 03/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | ||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | ||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | ||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
3.7 | Elect John Krol | Mgmt | For | For | For | ||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | ||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | ||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | ||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Consolidation of Reserves | Mgmt | For | For | For | ||||
9 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendments to Articles of Association | Mgmt | For | For | For | ||||
United Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UTX | CUSIP 913017109 | 04/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Louis Chenevert | Mgmt | For | For | For | ||||
2 | Elect John Faraci | Mgmt | For | For | For | ||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | ||||
5 | Elect Edward Kangas | Mgmt | For | For | For | ||||
6 | Elect Ellen Kullman | Mgmt | For | For | For | ||||
7 | Elect Richard McCormick | Mgmt | For | For | For | ||||
8 | Elect Harold McGraw III | Mgmt | For | For | For | ||||
9 | Elect Richard Myers | Mgmt | For | For | For | ||||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | ||||
12 | Elect Christine Whitman | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Wells Fargo & Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFC | CUSIP 949746101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Baker II | Mgmt | For | For | For | ||||
2 | Elect Elaine Chao | Mgmt | For | For | For | ||||
3 | Elect John Chen | Mgmt | For | For | For | ||||
4 | Elect Lloyd Dean | Mgmt | For | For | For | ||||
5 | Elect Susan Engel | Mgmt | For | For | For | ||||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
7 | Elect Donald James | Mgmt | For | For | For | ||||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | ||||
9 | Elect Nicholas Moore | Mgmt | For | For | For | ||||
10 | Elect Federico Pena | Mgmt | For | For | For | ||||
11 | Elect Philip Quigley | Mgmt | For | For | For | ||||
12 | Elect Judith Runstad | Mgmt | For | For | For | ||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | ||||
14 | Elect John Stumpf | Mgmt | For | For | For | ||||
15 | Elect Susan Swenson | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Cumulative Voting in Contested Elections | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | ||||
Wyndham Worldwide Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WYN | CUSIP 98310W108 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Holmes | Mgmt | For | For | For | ||||
1.2 | Elect Myra Biblowit | Mgmt | For | For | For | ||||
1.3 | Elect Pauline Richards | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT High Yield Fund | ||||||||
Date of fiscal year end: | 12/31/2011 | ||||||||
Alpha Natural Resources, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANR | CUSIP 02076X102 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin Crutchfield | Mgmt | For | For | For | ||||
2 | Elect William Crowley, Jr. | Mgmt | For | For | For | ||||
3 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | ||||
4 | Elect Glenn Eisenberg | Mgmt | For | For | For | ||||
5 | Elect P. Michael Giftos | Mgmt | For | For | For | ||||
6 | Elect Deborah Fretz | Mgmt | For | For | For | ||||
7 | Elect Joel Richards, III | Mgmt | For | For | For | ||||
8 | Elect James Roberts | Mgmt | For | For | For | ||||
9 | Elect Ted Wood | Mgmt | For | For | For | ||||
10 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Avis Budget Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAR | CUSIP 053774105 | 06/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ronald Nelson | Mgmt | For | For | For | ||||
2 | Elect Alun Cathcart | Mgmt | For | For | For | ||||
3 | Elect Mary Choksi | Mgmt | For | For | For | ||||
4 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | ||||
5 | Elect Martin Edelman | Mgmt | For | For | For | ||||
6 | Elect John Hardy, Jr. | Mgmt | For | For | For | ||||
7 | Elect Lynn Krominga | Mgmt | For | For | For | ||||
8 | Elect Eduardo Mestre | Mgmt | For | For | For | ||||
9 | Elect F. Robert Salerno | Mgmt | For | For | For | ||||
10 | Elect Stender Sweeney | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 2007 Equity and Incentive Plan | Mgmt | For | For | For | ||||
14 | Re-Approval of Performance Goals Under 2007 Equity and Incentive Plan | Mgmt | For | For | For | ||||
Chesapeake Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CHK | CUSIP 165167107 | 06/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Davidson | Mgmt | For | Withhold | Against | ||||
1.2 | Elect V. Burns Hargis | Mgmt | For | Withhold | Against | ||||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | ||||
5 | 2012 Annual Incentive Plan | Mgmt | For | Against | Against | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Reincorporation | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
Cincinnati Bell Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBB | CUSIP 171871106 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Philip Cox | Mgmt | For | For | For | ||||
2 | Elect Bruce Byrnes | Mgmt | For | For | For | ||||
3 | Elect John Cassidy | Mgmt | For | For | For | ||||
4 | Elect Jakki Haussler | Mgmt | For | For | For | ||||
5 | Elect Craig Maier | Mgmt | For | For | For | ||||
6 | Elect Alan Schriber | Mgmt | For | For | For | ||||
7 | Elect Alex Shumate | Mgmt | For | For | For | ||||
8 | Elect Lynn Wentworth | Mgmt | For | For | For | ||||
9 | Elect Gary Wojtaszek | Mgmt | For | For | For | ||||
10 | Elect John Zrno | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
12 | Amendment to the 2007 Long Term Incentive Plan | Mgmt | For | For | For | ||||
13 | Amendment to the 2007 Stock Option Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
CIT Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CIT | CUSIP 125581801 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Thain | Mgmt | For | For | For | ||||
2 | Elect Michael J. Embler | Mgmt | For | For | For | ||||
3 | Elect William Freeman | Mgmt | For | For | For | ||||
4 | Elect David Moffett | Mgmt | For | For | For | ||||
5 | Elect R. Brad Oates | Mgmt | For | For | For | ||||
6 | Elect Marianne Parrs | Mgmt | For | For | For | ||||
7 | Elect Gerald Rosenfeld | Mgmt | For | For | For | ||||
8 | Elect John Ryan | Mgmt | For | For | For | ||||
9 | Elect Seymour Sternberg | Mgmt | For | For | For | ||||
10 | Elect Peter Tobin | Mgmt | For | For | For | ||||
11 | Elect Laura Unger | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Compton Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMT | CUSIP 204940308 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Board Size | Mgmt | For | For | For | ||||
2.1 | Elect Adrian Loader | Mgmt | For | For | For | ||||
2.2 | Elect Edward Bogle | Mgmt | For | For | For | ||||
2.3 | Elect Randall Findlay | Mgmt | For | Withhold | Against | ||||
2.4 | Elect George Hickox, Jr. | Mgmt | For | For | For | ||||
2.5 | Elect Michael Leffell | Mgmt | For | For | For | ||||
2.6 | Elect Glen Roane | Mgmt | For | Withhold | Against | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
4 | Approval of the Restricted Share Unit Plan | Mgmt | For | Against | Against | ||||
5 | Approval of Termination of Shareholder Rights' Plan | Mgmt | For | For | For | ||||
Compton Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMT | CUSIP 204755AD4 | 07/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Share Consolidation | Mgmt | For | For | For | ||||
CONSOL Energy Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNX | CUSIP 20854P109 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect J. Brett Harvey | Mgmt | For | For | For | ||||
1.2 | Elect Philip Baxter | Mgmt | For | For | For | ||||
1.3 | Elect James Altmeyer, Sr. | Mgmt | For | Withhold | Against | ||||
1.4 | Elect William Davis | Mgmt | For | For | For | ||||
1.5 | Elect Raj Gupta | Mgmt | For | For | For | ||||
1.6 | Elect Patricia Hammick | Mgmt | For | For | For | ||||
1.7 | Elect David Hardesty, Jr. | Mgmt | For | Withhold | Against | ||||
1.8 | Elect John Mills | Mgmt | For | For | For | ||||
1.9 | Elect William Powell | Mgmt | For | For | For | ||||
1.10 | Elect Joseph Williams | Mgmt | For | For | For | ||||
2 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
DISH Network Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DISH | CUSIP 25470M109 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Clayton | Mgmt | For | Withhold | Against | ||||
1.2 | Elect James DeFranco | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Cantey Ergen | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Charles Ergen | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Steven Goodbarn | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Gary Howard | Mgmt | For | Withhold | Against | ||||
1.7 | Elect David Moskowitz | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Tom Ortolf | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Carl Vogel | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
FelCor Lodging Trust Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FCH | CUSIP 31430F101 | 05/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Glenn Carlin | Mgmt | For | For | For | ||||
2 | Elect Robert Mathewson | Mgmt | For | For | For | ||||
3 | Elect Richard Smith | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Fortescue Metals Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FMG | CINS Q39360104 | 11/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Geoff Raby | Mgmt | For | Against | Against | ||||
4 | Elect Herbert E. Scruggs | Mgmt | For | Against | Against | ||||
5 | Re-elect Andrew Forrest | Mgmt | For | Against | Against | ||||
6 | Re-elect Graeme Rowley | Mgmt | For | Against | Against | ||||
7 | Re-elect Owen Hegarty | Mgmt | For | Against | Against | ||||
8 | Adopt New Constitution | Mgmt | For | For | For | ||||
9 | Adopt Partial Takeover Provisions | Mgmt | For | For | For | ||||
Freeport-McMoran Copper & Gold Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FCX | CUSIP 35671D857 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | ||||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Robert Day | Mgmt | For | For | For | ||||
1.4 | Elect Gerald Ford | Mgmt | For | Withhold | Against | ||||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Charles Krulak | Mgmt | For | For | For | ||||
1.7 | Elect Bobby Lackey | Mgmt | For | For | For | ||||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | ||||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | ||||
1.10 | Elect James Moffett | Mgmt | For | For | For | ||||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | ||||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | ||||
General Motors Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GM | CUSIP 37045V100 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel Akerson | Mgmt | For | For | For | ||||
2 | Elect David Bonderman | Mgmt | For | For | For | ||||
3 | Elect Erroll Davis, Jr. | Mgmt | For | For | For | ||||
4 | Elect Stephen Girsky | Mgmt | For | For | For | ||||
5 | Elect E. Neville Isdell | Mgmt | For | For | For | ||||
6 | Elect Robert Krebs | Mgmt | For | For | For | ||||
7 | Elect Philip Laskawy | Mgmt | For | For | For | ||||
8 | Elect Kathryn Marinello | Mgmt | For | For | For | ||||
9 | Elect James Mulva | Mgmt | For | For | For | ||||
10 | Elect Patricia Russo | Mgmt | For | For | For | ||||
11 | Elect Thomas Schoewe | Mgmt | For | For | For | ||||
12 | Elect Carol Stephenson | Mgmt | For | For | For | ||||
13 | Elect Theodore Solso | Mgmt | For | For | For | ||||
14 | Elect Cynthia Telles | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Interpublic Group of Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPG | CUSIP 460690100 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | ||||
2 | Elect Jill Considine | Mgmt | For | For | For | ||||
3 | Elect Richard Goldstein | Mgmt | For | For | For | ||||
4 | Elect Mary Guilfoile | Mgmt | For | For | For | ||||
5 | Elect H. John Greeniaus | Mgmt | For | For | For | ||||
6 | Elect Dawn Hudson | Mgmt | For | For | For | ||||
7 | Elect William Kerr | Mgmt | For | For | For | ||||
8 | Elect Michael Roth | Mgmt | For | For | For | ||||
9 | Elect David Thomas | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
LyondellBasell Industries NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LYB | CUSIP N53745100 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robin Buchanan | Mgmt | For | For | For | ||||
2 | Elect Stephen Cooper | Mgmt | For | For | For | ||||
3 | Elect Robert G. Gwin | Mgmt | For | For | For | ||||
4 | Elect Marvin Schlanger | Mgmt | For | For | For | ||||
5 | Approval of Annual Accounts | Mgmt | For | For | For | ||||
6 | Officer Liability/Indemnification | Mgmt | For | For | For | ||||
7 | Director Liability/Indemnification | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | ||||
11 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
14 | 2012 Global Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Magellan Health Services Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MGLN | CUSIP 559079207 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Rene Lerer | Mgmt | For | For | For | ||||
1.2 | Elect Mary Sammons | Mgmt | For | For | For | ||||
1.3 | Elect Eran Broshy | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Newfield Exploration Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NFX | CUSIP 651290108 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lee Boothby | Mgmt | For | For | For | ||||
2 | Elect Philip Burguieres | Mgmt | For | For | For | ||||
3 | Elect Pamela Gardner | Mgmt | For | For | For | ||||
4 | Elect John Kemp III | Mgmt | For | For | For | ||||
5 | Elect J. Michael Lacey | Mgmt | For | For | For | ||||
6 | Elect Joseph Netherland | Mgmt | For | For | For | ||||
7 | Elect Howard Newman | Mgmt | For | For | For | ||||
8 | Elect Thomas Ricks | Mgmt | For | For | For | ||||
9 | Elect Juanita Romans | Mgmt | For | For | For | ||||
10 | Elect Charles Shultz | Mgmt | For | For | For | ||||
11 | Elect J. Terry Strange | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
NII Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NIHD | CUSIP 62913F201 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin Beebe | Mgmt | For | For | For | ||||
2 | Elect Carolyn Katz | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Opti Canada Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OPCDF | CUSIP 68383KAB5 | 09/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | APPROVAL OF THE PLAN. | Mgmt | For | For | For | ||||
Quicksilver Resources Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KWK | CUSIP 74837R104 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Glenn Darden | Mgmt | For | For | For | ||||
1.2 | Elect W. Yandell Rogers, III | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Spectrum Brands Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPB | CUSIP 84763R101 | 02/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Maura | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Terry Pollistina | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Hugh Rovit | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Terex Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEX | CUSIP 880779103 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald DeFeo | Mgmt | For | For | For | ||||
1.2 | Elect G. Chris Andersen | Mgmt | For | For | For | ||||
1.3 | Elect Paula Cholmondeley | Mgmt | For | For | For | ||||
1.4 | Elect Don DeFosset | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Hansen | Mgmt | For | For | For | ||||
1.6 | Elect David Sachs | Mgmt | For | For | For | ||||
1.7 | Elect Oren Shaffer | Mgmt | For | For | For | ||||
1.8 | Elect David Wang | Mgmt | For | For | For | ||||
1.9 | Elect Scott Wine | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Trump Entertainment Resorts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRMPQ | CUSIP 89816T103 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Griffin | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Eugene Davis | Mgmt | For | Withhold | Against | ||||
2 | 2011 Equity Incentive Plan | Mgmt | For | For | For | ||||
TRW Automotive Holdings Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRW | CUSIP 87264S106 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Albaugh | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert Friedman | Mgmt | For | For | For | ||||
1.3 | Elect J. Michael Losh | Mgmt | For | Withhold | Against | ||||
1.4 | Elect David. Taylor | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Stock Incentive Plan | Mgmt | For | For | For | ||||
Vantage Drilling Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VTG | CUSIP G93205113 | 07/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Paul Bragg | Mgmt | For | For | For | ||||
2 | Elect Steven Bradshaw | Mgmt | For | For | For | ||||
3 | Elect Jorge Estrada | Mgmt | For | For | For | ||||
4 | Elect Robert Grantham | Mgmt | For | For | For | ||||
5 | Elect Marcelo Guiscardo | Mgmt | For | For | For | ||||
6 | Elect Ong Tian Khiam | Mgmt | For | For | For | ||||
7 | Elect John O'Leary | Mgmt | For | For | For | ||||
8 | Elect Duke Ligon | Mgmt | For | Against | Against | ||||
9 | Elect Steinar Thomassen | Mgmt | For | For | For | ||||
10 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
11 | Adoption of an Advance Notice Requirement | Mgmt | For | Against | Against | ||||
12 | Amendment to the 2007 Long-Term Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Income Fund | ||||||||
Date of fiscal year end: | 12/31/2011 | ||||||||
Aon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AON | CUSIP G0408V102 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lester Knight | Mgmt | For | For | For | ||||
2 | Elect Gregory Case | Mgmt | For | For | For | ||||
3 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
4 | Elect Cheryl Francis | Mgmt | For | For | For | ||||
5 | Elect Edgar Jannotta | Mgmt | For | For | For | ||||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | ||||
7 | Elect Robert Morrison | Mgmt | For | For | For | ||||
8 | Elect Richard Myers | Mgmt | For | For | For | ||||
9 | Elect Richard Notebaert | Mgmt | For | For | For | ||||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||||
11 | Elect Carolyn Woo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT International Equity Fund | ||||||||
Date of fiscal year end: | 12/31/2011 | ||||||||
Accenture PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACN | CUSIP G1151C101 | 02/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||||
3 | Elect William Green | Mgmt | For | For | For | ||||
4 | Elect Nobuyuki Idei | Mgmt | For | For | For | ||||
5 | Elect Marjorie Magner | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||||
9 | Authorization to Hold the 2013 Annual Meeting Outside of Ireland | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | ||||
Ace Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACE | CUSIP H0023R105 | 01/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approval of an Amendment to Increase Dividends from Legal Reserves | Mgmt | For | For | For | ||||
Ace Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACE | CUSIP H0023R105 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Atieh | Mgmt | For | For | For | ||||
2 | Elect Mary Cirillo | Mgmt | For | For | For | ||||
3 | Elect Thomas Neff | Mgmt | For | For | For | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Approval of Statutory Financial Statements | Mgmt | For | For | For | ||||
6 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | ||||
7 | Allocation of Disposable Profits | Mgmt | For | For | For | ||||
8 | Discharge of the Board of Directors | Mgmt | For | For | For | ||||
9 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
10 | Appointment of Statutory Auditor (Zurich) | Mgmt | For | For | For | ||||
11 | Appointment of Independent Auditor (US) | Mgmt | For | For | For | ||||
12 | Appointment of Special Auditor (Zurich) | Mgmt | For | For | For | ||||
13 | Distribution Through Par Value Reduction | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Agrium Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGU | CUSIP 008916108 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ralph Cunningham | Mgmt | For | For | For | ||||
1.2 | Elect Russel Girling | Mgmt | For | For | For | ||||
1.3 | Elect Susan Henry | Mgmt | For | For | For | ||||
1.4 | Elect Russell Horner | Mgmt | For | For | For | ||||
1.5 | Elect David Lesar | Mgmt | For | For | For | ||||
1.6 | Elect John Lowe | Mgmt | For | For | For | ||||
1.7 | Elect A. Anne McLellan | Mgmt | For | For | For | ||||
1.8 | Elect Derek Pannell | Mgmt | For | For | For | ||||
1.9 | Elect Frank Proto | Mgmt | For | For | For | ||||
1.10 | Elect Michael Wilson | Mgmt | For | For | For | ||||
1.11 | Elect Victor Zaleschuk | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Air Asia Berhad | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIRASIA | CINS Y0029V101 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Malaysia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Fees | Mgmt | For | For | For | ||||
4 | Elect Anthony Fernandes | Mgmt | For | Against | Against | ||||
5 | Elect Kamarudin bin Meranun | Mgmt | For | Against | Against | ||||
6 | Elect Leong Sonny @ LEONG Khee Seong | Mgmt | For | Against | Against | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
9 | Amendments to Articles | Mgmt | For | For | For | ||||
Air Asia Berhad | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIRASIA | CINS Y0029V101 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Malaysia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Related Party Transactions | Mgmt | For | For | For | ||||
Aisin Seiki Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7259 | CINS J00714105 | 06/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Kanshiroh Toyoda | Mgmt | For | For | For | ||||
5 | Elect Fumio Fujimori | Mgmt | For | For | For | ||||
6 | Elect Shunichi Nakamura | Mgmt | For | For | For | ||||
7 | Elect Shinzoh Kobuki | Mgmt | For | For | For | ||||
8 | Elect Toshikazu Nagura | Mgmt | For | For | For | ||||
9 | Elect Naofumi Fujie | Mgmt | For | For | For | ||||
10 | Elect Takashi Morita | Mgmt | For | For | For | ||||
11 | Elect Makoto Mitsuya | Mgmt | For | For | For | ||||
12 | Elect Toshiyuki Ishikawa | Mgmt | For | For | For | ||||
13 | Elect Takeshi Kawata | Mgmt | For | For | For | ||||
14 | Elect Mutsumi Kawamoto | Mgmt | For | For | For | ||||
15 | Elect Shohichiroh Toyoda | Mgmt | For | Against | Against | ||||
16 | Elect Masayoshi Hotta | Mgmt | For | Against | Against | ||||
17 | Bonus | Mgmt | For | For | For | ||||
18 | Directors' Fees | Mgmt | For | For | For | ||||
Allianz SE | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALV | CINS D03080112 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
9 | Elect Wulf Bernotat | Mgmt | For | For | For | ||||
10 | Elect Gerhard Cromme | Mgmt | For | For | For | ||||
11 | Elect Renate Kocher | Mgmt | For | For | For | ||||
12 | Elect Igor Landau | Mgmt | For | For | For | ||||
13 | Elect Helmut Perlet | Mgmt | For | For | For | ||||
14 | Elect Peter Sutherland | Mgmt | For | For | For | ||||
15 | Elect Dante Barban | Mgmt | For | For | For | ||||
16 | Elect Gabriele Burkhardt-Berg | Mgmt | For | For | For | ||||
17 | Elect Jean-Jacques Cette | Mgmt | For | For | For | ||||
18 | Elect Ira Gloe-Semler | Mgmt | For | For | For | ||||
19 | Elect Franz Heib | Mgmt | For | For | For | ||||
20 | Elect Rolf Zimmerman | Mgmt | For | For | For | ||||
21 | Elect Giovanni Casiroli as an Alternate Employee Representative | Mgmt | For | For | For | ||||
22 | Elect Josef Hochburger as an Alternate Employee Representative | Mgmt | For | For | For | ||||
23 | Elect Jean-Claude Le Goaer as an Alternate Employee Representative | Mgmt | For | For | For | ||||
24 | Elect Jorg Reinbrecht as an Alternate Employee Representative | Mgmt | For | For | For | ||||
25 | Elect Jurgen Lawrenz as an Alternate Employee Representative | Mgmt | For | For | For | ||||
26 | Elect Frank Kirsch as an Alternate Employee Representative | Mgmt | For | For | For | ||||
27 | Amendments to Articles Regarding Supervisory Board Members' Term Lengths | Mgmt | For | For | For | ||||
28 | Amendment to Authorized Capital 2010/I | Mgmt | For | For | For | ||||
Amadeus IT Holding SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMS | CINS E04908112 | 06/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Approval of Corporate Website | Mgmt | For | For | For | ||||
7 | Amend Article 1 | Mgmt | For | For | For | ||||
8 | Amend Articles 7 and 8 | Mgmt | For | For | For | ||||
9 | Amend Article 11 | Mgmt | For | For | For | ||||
10 | Amend Articles 16-18, 22-24, 29 and 30 | Mgmt | For | For | For | ||||
11 | Amend Articles 32, 34, 36 and 38 | Mgmt | For | For | For | ||||
12 | Amend Article 41 | Mgmt | For | For | For | ||||
13 | Amend Articles 48 and 50 | Mgmt | For | For | For | ||||
14 | Amend Article 52 | Mgmt | For | For | For | ||||
15 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
16 | Remuneration Report | Mgmt | For | For | For | ||||
17 | Directors' Fees | Mgmt | For | For | For | ||||
18 | Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
19 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Anheuser-Busch Inbev SA/NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABI | CINS B6399C107 | 04/25/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Disapplication of Preemptive Rights for Stock Option Grants | Mgmt | For | TNA | N/A | ||||
6 | Authority to Grant Stock Options | Mgmt | For | TNA | N/A | ||||
7 | Authority to Increase Capital for Stock Options | Mgmt | For | TNA | N/A | ||||
8 | Authority to Grant Stock Options to Non-Executive Directors | Mgmt | For | TNA | N/A | ||||
9 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
14 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
15 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
17 | Remuneration Report | Mgmt | For | TNA | N/A | ||||
18 | Confirmation of Equity Incentive Grants to Executives | Mgmt | For | TNA | N/A | ||||
19 | Change in Control Clause | Mgmt | For | TNA | N/A | ||||
20 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | ||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAPL | CUSIP 037833100 | 02/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Timothy Cook | Mgmt | For | For | For | ||||
1.3 | Elect Millard Drexler | Mgmt | For | For | For | ||||
1.4 | Elect Albert Gore, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Robert Iger | Mgmt | For | For | For | ||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.7 | Elect Arthur Levinson | Mgmt | For | For | For | ||||
1.8 | Elect Ronald Sugar | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Associated British Foods plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABF | CINS G05600138 | 12/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Charles Sinclair | Mgmt | For | For | For | ||||
5 | Elect George Weston | Mgmt | For | For | For | ||||
6 | Elect John Bason | Mgmt | For | For | For | ||||
7 | Elect Timothy Clarke | Mgmt | For | For | For | ||||
8 | Elect Lord Michael Jay | Mgmt | For | For | For | ||||
9 | Elect Javier Ferran | Mgmt | For | For | For | ||||
10 | Elect Peter Smith | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Astellas Pharma Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4503 | CINS J03393105 | 06/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | ||||
4 | Elect Yasuo Ishii | Mgmt | For | For | For | ||||
5 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | ||||
6 | Elect Shiroh Yasutake | Mgmt | For | For | For | ||||
7 | Elect Yasuyuki Takai | Mgmt | For | For | For | ||||
8 | Elect Kanoko Ohishi | Mgmt | For | For | For | ||||
9 | Elect Naoki Aikawa | Mgmt | For | For | For | ||||
10 | Elect Shigeru Nishiyama | Mgmt | For | For | For | ||||
11 | Bonus | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
AXA S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXA | CINS F06106102 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Elect Francois Martineau | Mgmt | For | Against | Against | ||||
9 | Elect Stefan Lippe | Mgmt | For | Against | Against | ||||
10 | Elect Doina Palici-Chehab | Mgmt | For | Against | Against | ||||
11 | Elect Fewzia Allaouat | Mgmt | Against | Against | For | ||||
12 | Elect Olivier Dot | Mgmt | Against | Against | For | ||||
13 | Elect Herbert Fuchs | Mgmt | Against | Against | For | ||||
14 | Elect Denis Gouyou-Beauchamps | Mgmt | Against | Against | For | ||||
15 | Elect Thierry Jousset | Mgmt | Against | Against | For | ||||
16 | Elect Rodney Koch | Mgmt | Against | Against | For | ||||
17 | Elect Emmanuel Rame | Mgmt | Against | Against | For | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
22 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
24 | Amendment Regarding Related Party Transactions | Mgmt | For | For | For | ||||
25 | Amendment Regarding Electronic Signature of Ballots | Mgmt | For | For | For | ||||
26 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Barclays plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BARC | CINS G08036124 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Marcus Agius | Mgmt | For | For | For | ||||
4 | Elect David Booth | Mgmt | For | For | For | ||||
5 | Elect Alison Carnwath | Mgmt | For | For | For | ||||
6 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
7 | Elect Robert Diamond, Jr. | Mgmt | For | For | For | ||||
8 | Elect Simon Fraser | Mgmt | For | Against | Against | ||||
9 | Elect Reuben Jeffery III | Mgmt | For | For | For | ||||
10 | Elect Sir Andrew Likierman | Mgmt | For | For | For | ||||
11 | Elect Christopher Lucas | Mgmt | For | For | For | ||||
12 | Elect Dambisa Moyo | Mgmt | For | For | For | ||||
13 | Elect Sir Michael Rake | Mgmt | For | For | For | ||||
14 | Elect Sir John Sunderland | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Beam Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BEAM | CUSIP 073730103 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Goldstein | Mgmt | For | For | For | ||||
2 | Elect Stephen Golsby | Mgmt | For | For | For | ||||
3 | Elect Ann Hackett | Mgmt | For | For | For | ||||
4 | Elect A.D. David Mackay | Mgmt | For | For | For | ||||
5 | Elect Matthew Shattock | Mgmt | For | For | For | ||||
6 | Elect Robert Steele | Mgmt | For | For | For | ||||
7 | Elect Peter Wilson | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
11 | Re-approval of the Annual Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
BG Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BG | CINS G1245Z108 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Vivienne Cox | Mgmt | For | Against | Against | ||||
5 | Elect Chris Finlayson | Mgmt | For | Against | Against | ||||
6 | Elect Andrew Gould | Mgmt | For | Against | Against | ||||
7 | Elect Peter Backhouse | Mgmt | For | Against | Against | ||||
8 | Elect Fabio de Oliveira Barbosa | Mgmt | For | Against | Against | ||||
9 | Elect Sir Frank Chapman | Mgmt | For | Against | Against | ||||
10 | Elect Baroness Hogg | Mgmt | For | Against | Against | ||||
11 | Elect John Hood | Mgmt | For | Against | Against | ||||
12 | Elect Martin Houston | Mgmt | For | Against | Against | ||||
13 | Elect Caio Koch-Weser | Mgmt | For | Against | Against | ||||
14 | Elect Sir David Manning | Mgmt | For | Against | Against | ||||
15 | Elect Mark Seligman | Mgmt | For | Against | Against | ||||
16 | Elect Patrick Thomas | Mgmt | For | Against | Against | ||||
17 | Elect Philippe Varin | Mgmt | For | Against | Against | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Brilliance China Automotive Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1114 | CINS G1368B102 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Elect WU Xiao An | Mgmt | For | Against | Against | ||||
5 | Elect QI Yumin | Mgmt | For | Against | Against | ||||
6 | Elect XU Bingjin | Mgmt | For | Against | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
Brilliance China Automotive Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1114 | CINS G1368B102 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Adoption of New Articles | Mgmt | For | For | For | ||||
Canadian Natural Resources Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNQ | CUSIP 136385101 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Catherine Best | Mgmt | For | For | For | ||||
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | ||||
1.3 | Elect Timothy Faithfull | Mgmt | For | For | For | ||||
1.4 | Elect Gary Filmon | Mgmt | For | For | For | ||||
1.5 | Elect Christopher Fong | Mgmt | For | For | For | ||||
1.6 | Elect Gordon Giffin | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Wilfred Gobert | Mgmt | For | For | For | ||||
1.8 | Elect Steve Laut | Mgmt | For | For | For | ||||
1.9 | Elect Keith MacPhail | Mgmt | For | For | For | ||||
1.10 | Elect Allan Markin | Mgmt | For | For | For | ||||
1.11 | Elect Frank McKenna | Mgmt | For | For | For | ||||
1.12 | Elect James Palmer | Mgmt | For | For | For | ||||
1.13 | Elect Eldon Smith | Mgmt | For | For | For | ||||
1.14 | Elect David Tuer | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Amendments to Preferred Shares | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Centrica plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNA | CINS G2018Z143 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Roger Carr | Mgmt | For | For | For | ||||
5 | Elect Sam Laidlaw | Mgmt | For | For | For | ||||
6 | Elect Phil Bentley | Mgmt | For | For | For | ||||
7 | Elect Margherita Della Valle | Mgmt | For | For | For | ||||
8 | Elect Mary Francis | Mgmt | For | For | For | ||||
9 | Elect Mark Hanafin | Mgmt | For | For | For | ||||
10 | Elect Lesley Knox | Mgmt | For | For | For | ||||
11 | Elect Nick Luff | Mgmt | For | For | For | ||||
12 | Elect Andrew Mackenzie | Mgmt | For | For | For | ||||
13 | Elect Ian Meakins | Mgmt | For | Against | Against | ||||
14 | Elect Paul Rayner | Mgmt | For | For | For | ||||
15 | Elect Chris Weston | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Share Incentive Plan Renewal | Mgmt | For | For | For | ||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
China Construction Bank Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0939 | CINS Y1397N101 | 01/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect WANG Hongzhang | Mgmt | For | Against | Against | ||||
China Construction Bank Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0939 | CINS Y1397N101 | 08/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Issuance of RMB-denominated Subordinated Bonds | Mgmt | For | For | For | ||||
3 | Elect ZHANG Huajian as Shareholder Representative Supervisor | Mgmt | For | For | For | ||||
China Mobile Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0941 | CINS Y14965100 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect XI Guohua | Mgmt | For | Against | Against | ||||
6 | Elect SHA Yuejia | Mgmt | For | Against | Against | ||||
7 | Elect LIU Aili | Mgmt | For | Against | Against | ||||
8 | Elect Frank WONG Kwong Shing | Mgmt | For | Against | Against | ||||
9 | Elect Moses CHENG Mo Chi | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
China National Materials Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1893 | CINS Y15048104 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Directors' Report | Mgmt | For | For | For | ||||
4 | Supervisors' Report | Mgmt | For | For | For | ||||
5 | Financial Statements | Mgmt | For | For | For | ||||
6 | Profit Distribution Plan | Mgmt | For | For | For | ||||
7 | Financial Budget | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Amendments to Articles - General Meeting Procedures | Mgmt | For | For | For | ||||
10 | Amendments to Articles - Board of Directors Procedures | Mgmt | For | For | For | ||||
11 | Authority to Issue Unlisted and H Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
12 | Amendments to Articles | Mgmt | For | For | For | ||||
China National Materials Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1893 | CINS Y15048104 | 07/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Elect ZHANG Hai | Mgmt | For | Against | Against | ||||
4 | Elect TANG Baoqi | Mgmt | For | Against | Against | ||||
5 | Appointment of International and Domestic Auditors and Authority to Set Fees | Mgmt | For | For | For | ||||
China Windpower Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
182 | CINS G2115L112 | 11/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Cancellation in Share Premium Account | Mgmt | For | For | For | ||||
Christian Dior SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CDI | CINS F26334106 | 04/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Related Party Transactions | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Elect Denis Dalibot | Mgmt | For | For | For | ||||
9 | Elect Jaime Marichalar y Saenz de Tejada | Mgmt | For | For | For | ||||
10 | Elect Delphine Arnault | Mgmt | For | For | For | ||||
11 | Elect Helene Desmarais | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
14 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||||
15 | Amendments to Articles | Mgmt | For | For | For | ||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Companhia Hering SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HGTX3 | CINS P50753105 | 04/26/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Capital Expenditure Budget | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Remuneration Policy | Mgmt | For | TNA | N/A | ||||
Companhia Hering SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HGTX3 | CINS P50753105 | 04/26/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Consolidation of Articles | Mgmt | For | TNA | N/A | ||||
Compass Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPG | CINS G23296182 | 02/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Sir Roy Gardner | Mgmt | For | For | For | ||||
5 | Elect Richard Cousins | Mgmt | For | For | For | ||||
6 | Elect Gary Green | Mgmt | For | For | For | ||||
7 | Elect Andrew Martin | Mgmt | For | For | For | ||||
8 | Elect John Bason | Mgmt | For | For | For | ||||
9 | Elect Sir James Crosby | Mgmt | For | For | For | ||||
10 | Elect Susan Murray | Mgmt | For | For | For | ||||
11 | Elect Don Robert | Mgmt | For | For | For | ||||
12 | Elect Sir Ian Robinson | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose Almeida | Mgmt | For | For | For | ||||
2 | Elect Craig Arnold | Mgmt | For | For | For | ||||
3 | Elect Robert Brust | Mgmt | For | For | For | ||||
4 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
5 | Elect Christopher Coughlin | Mgmt | For | For | For | ||||
6 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
15 | Amendments to Articles to Provide for Escheatment | Mgmt | For | For | For | ||||
16 | Amendment to Articles to Allow Non-Cash Dividends | Mgmt | For | For | For | ||||
Deutsche Bank AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DBK | CINS D18190898 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor | Mgmt | For | Against | Against | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | ||||
11 | Compensation Policy | Mgmt | For | For | For | ||||
12 | Elect Paul Achleitner | Mgmt | For | For | For | ||||
13 | Elect Peter Loscher | Mgmt | For | For | For | ||||
14 | Elect Klaus Trutzschler | Mgmt | For | For | For | ||||
15 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | Against | Against | ||||
Deutsche Post AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DPW | CINS D19225107 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Amendment to the Authority to Repurchase Shares | Mgmt | For | For | For | ||||
DnB Nor ASA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNBNOR | CINS R1812S105 | 04/25/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Opening of Meeting | Mgmt | For | TNA | N/A | ||||
5 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | ||||
6 | Election of Individuals to Check Minutes | Mgmt | For | TNA | N/A | ||||
7 | Fees for Governing Bodies | Mgmt | For | TNA | N/A | ||||
8 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
9 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
10 | Elect Nils Halvard Bastiansen | Mgmt | For | TNA | N/A | ||||
11 | Elect Toril Eidesvik | Mgmt | For | TNA | N/A | ||||
12 | Elect Camilla Grieg | Mgmt | For | TNA | N/A | ||||
13 | Elect Eldbjorg Lower | Mgmt | For | TNA | N/A | ||||
14 | Elect Helge Mogster | Mgmt | For | TNA | N/A | ||||
15 | Elect Ole Robert Reitan | Mgmt | For | TNA | N/A | ||||
16 | Elect Gudrun B. Rollefsen | Mgmt | For | TNA | N/A | ||||
17 | Elect Arthur Sletteberg | Mgmt | For | TNA | N/A | ||||
18 | Elect Randi Eek Thorsen | Mgmt | For | TNA | N/A | ||||
19 | Elect Hanne Rigmor Egenaess Wiig | Mgmt | For | TNA | N/A | ||||
20 | Elect Frode Helgerud | Mgmt | For | TNA | N/A | ||||
21 | Elect Eldbjorg Lower | Mgmt | For | TNA | N/A | ||||
22 | Elect Arthur Sletteberg | Mgmt | For | TNA | N/A | ||||
23 | Elect Reier Ola Soberg | Mgmt | For | TNA | N/A | ||||
24 | Election of Members to the Control Committee | Mgmt | For | TNA | N/A | ||||
25 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
26 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
28 | Shareholder Proposals Regarding Financial Structure, Financial Services Innovation, Roles and Impartiality, Selection of Board Members and Shared Economic Interests | ShrHldr | N/A | TNA | N/A | ||||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Fiat S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F | CINS T4210N122 | 04/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Board Size; Board Term Length; Directors' Fees | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | List presented by Exor S.p.A | Mgmt | For | Against | Against | ||||
7 | List presented by Group of Investors Representing 1.07% of the Company's Share Capital | Mgmt | For | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | List presented by Exor S.p.A. | Mgmt | N/A | For | N/A | ||||
10 | List presented by Group of Investors Representing 1.07% of the Company's Share Capital | Mgmt | N/A | Abstain | N/A | ||||
11 | Statutory Auditors' Fees | Mgmt | For | For | For | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
13 | Remuneration Policy | Mgmt | For | Against | Against | ||||
14 | Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||||
16 | Conversion of Savings and Preferred Shares to Ordinary Shares | Mgmt | For | For | For | ||||
Grifols SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GRF | CINS E5706X124 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports (Individual); Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Appointment of Auditor (Individual) | Mgmt | For | For | For | ||||
6 | Appointment of Auditor (Consolidated) | Mgmt | For | For | For | ||||
7 | Elect Victor Grifols Roura | Mgmt | For | Against | Against | ||||
8 | Elect Juan Ignacio Twose Roura | Mgmt | For | Against | Against | ||||
9 | Elect Ramon Riera Roca | Mgmt | For | Against | Against | ||||
10 | Elect Thorthol Holdings BV (Jose Antonio Grifols Gras) | Mgmt | For | Against | Against | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
12 | Remuneration Report | Mgmt | For | For | For | ||||
13 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Grifols SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GRF | CINS E5706X124 | 12/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Bonus Share Issuance | Mgmt | For | For | For | ||||
3 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
4 | Amendments to Articles 1, 9, 13, 14, 16, 17.bis, 23 and 25-30 | Mgmt | For | For | For | ||||
5 | Amendments to Article 9.bis | Mgmt | For | For | For | ||||
6 | Amendments to Articles 22 and 22.bis | Mgmt | For | For | For | ||||
7 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
8 | Approval of Company's Web Page | Mgmt | For | For | For | ||||
9 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Hon Hai Precision Industry Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2317 | CINS Y36861105 | 06/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Accounts and Reports | Mgmt | For | For | For | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
9 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | ||||
12 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | ||||
13 | Amendments to Procedural Rules: Shareholder Meetings | Mgmt | For | For | For | ||||
14 | Amendments to Articles | Mgmt | For | For | For | ||||
15 | Employee Restricted Stock Plan | Mgmt | For | Against | Against | ||||
16 | Employee Warrants Plan | Mgmt | For | Against | Against | ||||
Hongkong Land Holdings Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
H78 | CINS G4587L109 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Mark Greenberg | Mgmt | For | Against | Against | ||||
3 | Elect Adam Keswick | Mgmt | For | Against | Against | ||||
4 | Elect Benjamin Keswick | Mgmt | For | Against | Against | ||||
5 | Elect Anthony Nightingale | Mgmt | For | Against | Against | ||||
6 | Elect James Watkins | Mgmt | For | Against | Against | ||||
7 | Elect Percy Weatherall | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Industrial & Commercial Bank Of China | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1398 | CINS ADPV10686 | 02/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Fixed Assets Investment Budget | Mgmt | For | Abstain | Against | ||||
2 | Elect OR Ching Fai | Mgmt | For | Against | Against | ||||
Industrial & Commercial Bank Of China | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1398 | CINS Y3990B112 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Directors' Report | Mgmt | For | For | For | ||||
4 | Supervisors' Report | Mgmt | For | For | For | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Elect DONG Juan as Supervisor | Mgmt | For | For | For | ||||
9 | Elect MENG Yan as Supervisor | Mgmt | For | For | For | ||||
10 | Elect HONG Yongmiao as Director | Mgmt | For | For | For | ||||
11 | Fees of Directors and Supervisors | Mgmt | For | For | For | ||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Industrial and Commercial Bank of China Limited (ICBC China) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1398 | CINS ADPV10686 | 11/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Issue of Subordinated Bonds | Mgmt | For | For | For | ||||
4 | Elect JIANG Jianqing | Mgmt | For | Against | Against | ||||
5 | Elect YANG Kaisheng | Mgmt | For | Against | Against | ||||
6 | Elect Frank WONG Kwong Shing | Mgmt | For | Against | Against | ||||
7 | Elect TIAN Guoqiang | Mgmt | For | Against | Against | ||||
8 | Elect WANG Chixi as Supervisor | Mgmt | For | Against | Against | ||||
9 | Elect HUAN Huiwu | Mgmt | For | Against | Against | ||||
10 | Elect WANG Xiaoya | Mgmt | For | Against | Against | ||||
11 | Elect GE Rongrong | Mgmt | For | Against | Against | ||||
12 | Elect LI Jun | Mgmt | For | Against | Against | ||||
13 | Elect WANG Xiaolan | Mgmt | For | Against | Against | ||||
14 | Elect YAO Zhongli | Mgmt | For | Against | Against | ||||
ING Groep N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INGA | CINS N4578E413 | 05/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Amendments to Articles | Mgmt | For | For | For | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Elect Wilfred Nagel to the Management Board | Mgmt | For | For | For | ||||
14 | Elect Aman Mehta | Mgmt | For | Against | Against | ||||
15 | Elect Jan Holsboer | Mgmt | For | Against | Against | ||||
16 | Elect Yvonne van Rooy | Mgmt | For | Against | Against | ||||
17 | Elect Robert Reibestein | Mgmt | For | Against | Against | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights in Connection with a Merger | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares in Connection with a Merger | Mgmt | For | For | For | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
INPEX Corporation (fka INPEX Holdings Inc.) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1605 | CINS J2467E101 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Naoki Kuroda | Mgmt | For | For | For | ||||
5 | Elect Masatoshi Sugioka | Mgmt | For | For | For | ||||
6 | Elect Toshiaki Kitamura | Mgmt | For | For | For | ||||
7 | Elect Seiji Yui | Mgmt | For | For | For | ||||
8 | Elect Masaharu Sano | Mgmt | For | For | For | ||||
9 | Elect Shunichiroh Sugaya | Mgmt | For | For | For | ||||
10 | Elect Masahiro Murayama | Mgmt | For | For | For | ||||
11 | Elect Seiya Itoh | Mgmt | For | For | For | ||||
12 | Elect Wataru Tanaka | Mgmt | For | For | For | ||||
13 | Elect Takahiko Ikeda | Mgmt | For | For | For | ||||
14 | Elect Yoshikazu Kurasawa | Mgmt | For | For | For | ||||
15 | Elect Kazuo Wakasugi | Mgmt | For | For | For | ||||
16 | Elect Yoshiyuki Kagawa | Mgmt | For | For | For | ||||
17 | Elect Seiji Katoh | Mgmt | For | For | For | ||||
18 | Elect Rentaroh Tonoike | Mgmt | For | For | For | ||||
19 | Elect Yasuhiko Okada | Mgmt | For | For | For | ||||
20 | Bonus | Mgmt | For | For | For | ||||
Japan Tobacco Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2914 | CINS J27869106 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Hiroshi Kimura | Mgmt | For | For | For | ||||
5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | ||||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | ||||
7 | Elect Noriaki Ohkubo | Mgmt | For | For | For | ||||
8 | Elect Akira Saeki | Mgmt | For | For | For | ||||
9 | Elect Hideki Miyazaki | Mgmt | For | For | For | ||||
10 | Elect Mutsuo Iwai | Mgmt | For | For | For | ||||
11 | Elect Motoyuki Oka | Mgmt | For | For | For | ||||
12 | Elect Main Kohda | Mgmt | For | For | For | ||||
13 | Elect Futoshi Nakamura | Mgmt | For | Against | Against | ||||
14 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | ||||
Kabel Deutschland Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KD8 | CINS D6424C104 | 10/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Appointment of Auditor | Mgmt | For | For | For | ||||
8 | Authority to Disclose Individual Executive Compensation | Mgmt | For | For | For | ||||
Kerry Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KRZ | CINS G52416107 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Joan Garahy | Mgmt | For | Against | Against | ||||
4 | Elect James Kenny | Mgmt | For | Against | Against | ||||
5 | Elect Michael Teahan | Mgmt | For | Against | Against | ||||
6 | Elect Philip Toomey | Mgmt | For | Against | Against | ||||
7 | Elect Denis Buckley | Mgmt | For | Against | Against | ||||
8 | Elect Gerry Behan | Mgmt | For | Against | Against | ||||
9 | Elect Kieran Breen | Mgmt | For | Against | Against | ||||
10 | Elect Denis Carroll | Mgmt | For | Against | Against | ||||
11 | Elect Michael Dowling | Mgmt | For | Against | Against | ||||
12 | Elect Patrick Flahive | Mgmt | For | Against | Against | ||||
13 | Elect Noel Greene | Mgmt | For | Against | Against | ||||
14 | Elect Flor Healy | Mgmt | For | Against | Against | ||||
15 | Elect Stan McCarthy | Mgmt | For | Against | Against | ||||
16 | Elect Brian Mehigan | Mgmt | For | Against | Against | ||||
17 | Elect Gerard O'Hanlon | Mgmt | For | Against | Against | ||||
18 | Elect Denis Wallis | Mgmt | For | Against | Against | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Kingfisher plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KGF | CINS G5256E441 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Daniel Bernard | Mgmt | For | For | For | ||||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | ||||
6 | Elect Pascal Cagni | Mgmt | For | For | For | ||||
7 | Elect Clare Chapman | Mgmt | For | For | For | ||||
8 | Elect Ian Cheshire | Mgmt | For | For | For | ||||
9 | Elect Anders Dahlvig | Mgmt | For | For | For | ||||
10 | Elect Janis Kong | Mgmt | For | For | For | ||||
11 | Elect Kevin O'Byrne | Mgmt | For | For | For | ||||
12 | Elect Mark Seligman | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
20 | Sharesave Plan | Mgmt | For | For | For | ||||
Konami Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9766 | CINS J35996107 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Kagemasa Kohzuki | Mgmt | For | For | For | ||||
3 | Elect Takuya Kohzuki | Mgmt | For | For | For | ||||
4 | Elect Kimihiko Higashio | Mgmt | For | For | For | ||||
5 | Elect Noriaki Yamaguchi | Mgmt | For | For | For | ||||
6 | Elect Tomokazu Godai | Mgmt | For | For | For | ||||
7 | Elect Hiroyuki Mizuno | Mgmt | For | For | For | ||||
8 | Elect Akira Genma | Mgmt | For | For | For | ||||
Lanxess AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LXSG | CINS D5032B102 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
Lawson Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2651 | CINS J3871L103 | 05/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Takeshi Niinami | Mgmt | For | For | For | ||||
5 | Elect Genichi Tamatsuka | Mgmt | For | For | For | ||||
6 | Elect Yoshiyuki Yahagi | Mgmt | For | For | For | ||||
7 | Elect Tohru Moriyama | Mgmt | For | For | For | ||||
8 | Elect Reiko Yonezawa | Mgmt | For | For | For | ||||
9 | Elect Takehiko Kakiuchi | Mgmt | For | For | For | ||||
10 | Elect Emi Ohsono | Mgmt | For | For | For | ||||
11 | Elect Shinichi Hokari | Mgmt | For | For | For | ||||
12 | Retirement Allowances and Special Allowances for Statutory Auditor(s) | Mgmt | For | For | For | ||||
13 | Statutory Auditors' Fees | Mgmt | For | For | For | ||||
Localiza Rent A Car SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RENT3 | CINS P6330Z111 | 04/13/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
Localiza Rent A Car SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RENT3 | CINS P6330Z111 | 04/13/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Amendments to Articles Regarding Novo Mercado Regulations, Board Size, Audit Committee and Mandatory Takeover Bid | Mgmt | For | TNA | N/A | ||||
3 | Consolidation of Articles | Mgmt | For | TNA | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Macquarie Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MQG | CINS Q57085104 | 07/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Re-elect Peter Kirby | Mgmt | For | For | For | ||||
3 | Re-elect John Niland | Mgmt | For | For | For | ||||
4 | Re-elect Helen Nugent | Mgmt | For | For | For | ||||
5 | Re-elect Kevin McCann | Mgmt | For | For | For | ||||
6 | Elect Diane Grady | Mgmt | For | For | For | ||||
7 | Remuneration Report | Mgmt | For | For | For | ||||
8 | Equity Grant (MD/CEO Nicholas Moore) | Mgmt | For | Against | Against | ||||
Mitsubishi Electric Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6503 | CINS J43873116 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Setsuhiro Shimomura | Mgmt | For | Against | Against | ||||
3 | Elect Kenichiroh Yamanishi | Mgmt | For | Against | Against | ||||
4 | Elect Masanori Saitoh | Mgmt | For | Against | Against | ||||
5 | Elect Hiroki Yoshimatsu | Mgmt | For | Against | Against | ||||
6 | Elect Noritomo Hashimoto | Mgmt | For | Against | Against | ||||
7 | Elect Ryohsuke Fujimoto | Mgmt | For | Against | Against | ||||
8 | Elect Nobuyuki Ohkuma | Mgmt | For | Against | Against | ||||
9 | Elect Hiroyoshi Murayama | Mgmt | For | Against | Against | ||||
10 | Elect Mikio Sasaki | Mgmt | For | Against | Against | ||||
11 | Elect Shigemitsu Miki | Mgmt | For | Against | Against | ||||
12 | Elect Fujiatsu Makino | Mgmt | For | Against | Against | ||||
13 | Elect Mitoji Yabunaka | Mgmt | For | Against | Against | ||||
Mitsubishi UFJ Financial Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8306 | CINS J44497105 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Takamune Okihara | Mgmt | For | For | For | ||||
4 | Elect Kinya Okauchi | Mgmt | For | For | For | ||||
5 | Elect Katsunori Nakayasu | Mgmt | For | For | For | ||||
6 | Elect Masaaki Tanaka | Mgmt | For | For | For | ||||
7 | Elect Taihei Yuki | Mgmt | For | For | For | ||||
8 | Elect Ichiroh Hamakawa | Mgmt | For | For | For | ||||
9 | Elect Akihiko Kagawa | Mgmt | For | For | For | ||||
10 | Elect Toshiroh Toyoizumi | Mgmt | For | For | For | ||||
11 | Elect Nobuyuki Hirano | Mgmt | For | For | For | ||||
12 | Elect Shunsuke Teraoka | Mgmt | For | For | For | ||||
13 | Elect Tatsuo Wakabayashi | Mgmt | For | For | For | ||||
14 | Elect Saburoh Araki | Mgmt | For | For | For | ||||
15 | Elect Hiroyuki Noguchi | Mgmt | For | For | For | ||||
16 | Elect Muneaki Tokunari | Mgmt | For | For | For | ||||
17 | Elect Ryuji Araki | Mgmt | For | For | For | ||||
18 | Elect Kazuhiro Watanabe | Mgmt | For | For | For | ||||
19 | Elect Takuma Ohtoshi | Mgmt | For | For | For | ||||
MTU Aero Engines Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTX | CINS D5565H104 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
Nippon Telegraph And Telephone Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9432 | CINS J59396101 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Satoshi Miura | Mgmt | For | For | For | ||||
4 | Elect Hiroo Unoura | Mgmt | For | For | For | ||||
5 | Elect Yasuyoshi Katayama | Mgmt | For | For | For | ||||
6 | Elect Hiroki Watanabe | Mgmt | For | For | For | ||||
7 | Elect Hiromichi Shinohara | Mgmt | For | For | For | ||||
8 | Elect Yoshikiyo Sakai | Mgmt | For | For | For | ||||
9 | Elect Mitsuyoshi Kobayashi | Mgmt | For | For | For | ||||
10 | Elect Akira Shimada | Mgmt | For | For | For | ||||
11 | Elect Hiroshi Tsujigami | Mgmt | For | For | For | ||||
12 | Elect Tsunehisa Okuno | Mgmt | For | For | For | ||||
13 | Elect Katsuhiko Shirai | Mgmt | For | For | For | ||||
14 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | ||||
15 | Elect Kiyoshi Kohsaka | Mgmt | For | For | For | ||||
16 | Elect Seiichi Ochiai | Mgmt | For | For | For | ||||
Nissan Motor Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7201 | CINS J57160129 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Greg Kelly | Mgmt | For | For | For | ||||
4 | Elect Masahiko Aoki | Mgmt | For | Against | Against | ||||
5 | Elect Shigetoshi Andoh | Mgmt | For | Against | Against | ||||
Orix Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8591 | CINS J61933123 | 06/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Yoshihiko Miyauchi | Mgmt | For | Against | Against | ||||
3 | Elect Makoto Inoue | Mgmt | For | Against | Against | ||||
4 | Elect Haruyuki Urata | Mgmt | For | Against | Against | ||||
5 | Elect Hiroaki Nishina | Mgmt | For | Against | Against | ||||
6 | Elect Kazuo Kojima | Mgmt | For | Against | Against | ||||
7 | Elect Yoshiyuki Yamaya | Mgmt | For | Against | Against | ||||
8 | Elect Tamio Umaki | Mgmt | For | Against | Against | ||||
9 | Elect Hirotaka Takeuchi | Mgmt | For | Against | Against | ||||
10 | Elect Takeshi Sasaki | Mgmt | For | Against | Against | ||||
11 | Elect Eiko Tsujiyama | Mgmt | For | Against | Against | ||||
12 | Elect Robert Feldman | Mgmt | For | Against | Against | ||||
13 | Elect Takeshi Niinami | Mgmt | For | Against | Against | ||||
14 | Elect Nobuaki Usui | Mgmt | For | Against | Against | ||||
PCD Stores (Group) Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0331 | CINS G6956E103 | 12/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Acquisition | Mgmt | For | For | For | ||||
4 | Authorization of Board Acts | Mgmt | For | For | For | ||||
Perfect World Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PWRD | CUSIP 71372U104 | 08/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
Potash Corporation of Saskatchewan Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
POT | CUSIP 73755L107 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Christopher Burley | Mgmt | For | For | For | ||||
1.2 | Elect Donald Chynoweth | Mgmt | For | For | For | ||||
1.3 | Elect Daniel Clauw | Mgmt | For | For | For | ||||
1.4 | Elect William Doyle | Mgmt | For | For | For | ||||
1.5 | Elect John Estey | Mgmt | For | For | For | ||||
1.6 | Elect Gerald Grandey | Mgmt | For | For | For | ||||
1.7 | Elect Charles Hoffman | Mgmt | For | For | For | ||||
1.8 | Elect Dallas Howe | Mgmt | For | For | For | ||||
1.9 | Elect Alice Laberge | Mgmt | For | For | For | ||||
1.10 | Elect Keith Martell | Mgmt | For | For | For | ||||
1.11 | Elect Jeffrey McCaig | Mgmt | For | For | For | ||||
1.12 | Elect Mary Mogford | Mgmt | For | For | For | ||||
1.13 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Performance Option Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Prudential plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRU | CINS G72899100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Alexander Johnston | Mgmt | For | For | For | ||||
5 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | ||||
6 | Elect Keki Dadiseth | Mgmt | For | Against | Against | ||||
7 | Elect Howard Davies | Mgmt | For | For | For | ||||
8 | Elect Rob Devey | Mgmt | For | For | For | ||||
9 | Elect John Foley | Mgmt | For | For | For | ||||
10 | Elect Michael Garrett | Mgmt | For | For | For | ||||
11 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
12 | Elect Paul Manduca | Mgmt | For | For | For | ||||
13 | Elect Harvey McGrath | Mgmt | For | For | For | ||||
14 | Elect Michael McLintock | Mgmt | For | For | For | ||||
15 | Elect Nic Nicandrou | Mgmt | For | For | For | ||||
16 | Elect Barry Stowe | Mgmt | For | For | For | ||||
17 | Elect Tidjane Thiam | Mgmt | For | For | For | ||||
18 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | ||||
19 | Elect Michael Wells | Mgmt | For | For | For | ||||
20 | Appointment of Auditor | Mgmt | For | For | For | ||||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
22 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
24 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
25 | Savings-Related Share Option Scheme | Mgmt | For | For | For | ||||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Rio Tinto plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RIO | CINS G75754104 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Chris Lynch | Mgmt | For | For | For | ||||
4 | Elect John Varley | Mgmt | For | For | For | ||||
5 | Elect Tom Albanese | Mgmt | For | For | For | ||||
6 | Elect Robert Brown | Mgmt | For | For | For | ||||
7 | Elect Vivienne Cox | Mgmt | For | For | For | ||||
8 | Elect Jan du Plessis | Mgmt | For | For | For | ||||
9 | Elect Guy Elliott | Mgmt | For | For | For | ||||
10 | Elect Michael Fitzpatrick | Mgmt | For | For | For | ||||
11 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
12 | Elect Richard Goodmanson | Mgmt | For | For | For | ||||
13 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | ||||
14 | Elect Paul Tellier | Mgmt | For | For | For | ||||
15 | Elect Samuel Walsh | Mgmt | For | For | For | ||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
17 | Global Employee Share Plan | Mgmt | For | For | For | ||||
18 | Share Savings Plan Renewal | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Royal Dutch Shell Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RDSB | CINS G7690A100 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||||
4 | Elect Josef Ackermann | Mgmt | For | For | For | ||||
5 | Elect Guy Elliott | Mgmt | For | For | For | ||||
6 | Elect Simon Henry | Mgmt | For | For | For | ||||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
9 | Elect Christine Morin-Postel | Mgmt | For | For | For | ||||
10 | Elect Jorma Ollila | Mgmt | For | For | For | ||||
11 | Elect Linda Stuntz | Mgmt | For | For | For | ||||
12 | Elect Jeroen van der Veer | Mgmt | For | For | For | ||||
13 | Elect Peter Voser | Mgmt | For | For | For | ||||
14 | Elect Hans Wijers | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
Samsung Electronics Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
005930 | CINS Y74718100 | 03/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Election of Independent Directors (Slate): (i) YOON Dong Min; (ii) KIM Han Joong; and (iii) LEE Byung Ki | Mgmt | For | Against | Against | ||||
3 | Election of Executive Directors (Slate): (i) CHOI Gee Sung; (ii) KWON Oh Hyun; and (iii) YOON Ju Hwa | Mgmt | For | Against | Against | ||||
4 | Election of Audit Committee Members (Slate): (i) YOON Dong Min; and (ii) KIM Han Joong | Mgmt | For | For | For | ||||
5 | Directors' Fees | Mgmt | For | Abstain | Against | ||||
6 | Spin-off | Mgmt | For | For | For | ||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sands China Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1928 | CINS G7800X107 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Sheldon Adelson | Mgmt | For | Against | Against | ||||
6 | Elect Edward Tracy | Mgmt | For | Against | Against | ||||
7 | Elect William LAU Wong | Mgmt | For | Against | Against | ||||
8 | Elect Irwin Siegel | Mgmt | For | Against | Against | ||||
9 | Elect Rachel CHIANG Yun | Mgmt | For | Against | Against | ||||
10 | Elect Iain Bruce | Mgmt | For | Against | Against | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
Sanofi | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAN | CINS F5548N101 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Elect Laurent Attal | Mgmt | For | Against | Against | ||||
8 | Elect Uwe Bicker | Mgmt | For | Against | Against | ||||
9 | Elect Jean-Rene Fourtou | Mgmt | For | Against | Against | ||||
10 | Elect Claudie Haignere | Mgmt | For | Against | Against | ||||
11 | Elect Carole Piwnica | Mgmt | For | Against | Against | ||||
12 | Elect Klaus Pohle | Mgmt | For | Against | Against | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
15 | Relocation of Corporate Headquarters | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sberbank | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBER | CUSIP 80585Y308 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Annual Report | Mgmt | For | For | For | ||||
2 | Financial Statements | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Elect German Gref | Mgmt | N/A | Abstain | N/A | ||||
6 | Elect Sergey Guriev | Mgmt | N/A | For | N/A | ||||
7 | Elect Anton Danilov-Danilyan | Mgmt | N/A | For | N/A | ||||
8 | Elect Mikhail E. Dmitriev | Mgmt | N/A | For | N/A | ||||
9 | Elect Bella Zlatkis | Mgmt | N/A | Abstain | N/A | ||||
10 | Elect Nadezhda Ivanova | Mgmt | N/A | Abstain | N/A | ||||
11 | Elect Sergey Ignatyev | Mgmt | N/A | Abstain | N/A | ||||
12 | Elect Georgy Luntovsky | Mgmt | N/A | Abstain | N/A | ||||
13 | Elect Mikhail Matovnikov | Mgmt | N/A | For | N/A | ||||
14 | Elect Vladimir Mau | Mgmt | N/A | Abstain | N/A | ||||
15 | Elect Alessandro Profumo | Mgmt | N/A | Abstain | N/A | ||||
16 | Elect Alexey Savatyugin | Mgmt | N/A | Abstain | N/A | ||||
17 | Elect Rair Simonyan | Mgmt | N/A | For | N/A | ||||
18 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | N/A | Abstain | N/A | ||||
19 | Elect Valery Tkachenko | Mgmt | N/A | Abstain | N/A | ||||
20 | Elect Dmitry Tulin | Mgmt | N/A | For | N/A | ||||
21 | Elect Alexey Ulyukaev | Mgmt | N/A | Abstain | N/A | ||||
22 | Elect Ronald Freeman | Mgmt | N/A | Abstain | N/A | ||||
23 | Elect Sergei Shvetsov | Mgmt | N/A | Abstain | N/A | ||||
24 | Elect Natalia Borodina | Mgmt | For | For | For | ||||
25 | Elect Vladimir Volkov | Mgmt | For | For | For | ||||
26 | Elect Maxim Dolzhnikov | Mgmt | For | For | For | ||||
27 | Elect Yulia Isakhanova | Mgmt | For | For | For | ||||
28 | Elect Irina Kremleva | Mgmt | For | For | For | ||||
29 | Elect Alexei Minenko | Mgmt | For | For | For | ||||
30 | Elect Olga Polyakova | Mgmt | For | For | For | ||||
31 | Directors' and Audit Commission Members' Fees | Mgmt | For | Against | Against | ||||
32 | Amendments to Articles | Mgmt | For | Against | Against | ||||
Scottish and Southern Energy plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SSE | CINS G7885V109 | 07/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Katie Bickerstaffe | Mgmt | For | For | For | ||||
5 | Elect Jeremy Beeton | Mgmt | For | For | For | ||||
6 | Elect Lord Robert Smith of Kelvin | Mgmt | For | For | For | ||||
7 | Elect Ian Marchant | Mgmt | For | For | For | ||||
8 | Elect Colin Hood | Mgmt | For | For | For | ||||
9 | Elect Gregor Alexander | Mgmt | For | For | For | ||||
10 | Elect Alistair Phillips-Davies | Mgmt | For | For | For | ||||
11 | Elect Lady Susan Rice | Mgmt | For | For | For | ||||
12 | Elect Rene Medori | Mgmt | For | For | For | ||||
13 | Elect Richard Gillingwater | Mgmt | For | For | For | ||||
14 | Elect Thomas Thune Andersen | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
21 | Sharesave Scheme Renewal | Mgmt | For | For | For | ||||
Serco Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SRP | CINS G80400107 | 05/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Ralph Crosby, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect Alastair Lyons | Mgmt | For | Against | Against | ||||
6 | Elect Christopher Hyman | Mgmt | For | Against | Against | ||||
7 | Elect Andrew Jenner | Mgmt | For | Against | Against | ||||
8 | Elect David Richardson | Mgmt | For | Against | Against | ||||
9 | Elect Angie Risley | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Siemens AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIE | CINS D69671218 | 01/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Shareholder Proposal Regarding Board Gender Diversity | ShrHldr | Against | Against | For | ||||
Standard Chartered plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STAN | CINS G84228157 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Viswanathan Shankar | Mgmt | For | For | For | ||||
5 | Elect Steve Bertamini | Mgmt | For | For | For | ||||
6 | Elect Jaspal Bindra | Mgmt | For | For | For | ||||
7 | Elect Richard Delbridge | Mgmt | For | For | For | ||||
8 | Elect Jamie Dundas | Mgmt | For | For | For | ||||
9 | Elect Valerie Gooding | Mgmt | For | For | For | ||||
10 | Elect HAN Seung-Soo | Mgmt | For | For | For | ||||
11 | Elect Simon Lowth | Mgmt | For | For | For | ||||
12 | Elect Rudy Markham | Mgmt | For | For | For | ||||
13 | Elect Ruth Markland | Mgmt | For | For | For | ||||
14 | Elect Richard Meddings | Mgmt | For | For | For | ||||
15 | Elect John Paynter | Mgmt | For | For | For | ||||
16 | Elect John Peace | Mgmt | For | For | For | ||||
17 | Elect A. Michael Rees | Mgmt | For | For | For | ||||
18 | Elect Peter Sands | Mgmt | For | For | For | ||||
19 | Elect Paul Skinner | Mgmt | For | For | For | ||||
20 | Elect Oliver Stocken | Mgmt | For | For | For | ||||
21 | Appointment of Auditor | Mgmt | For | For | For | ||||
22 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
23 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
29 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
30 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
33 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
34 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
35 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | ||||
36 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
37 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Sumitomo Heavy Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6302 | CINS J77497113 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Yoshio Hinoh | Mgmt | For | For | For | ||||
4 | Elect Yoshinobu Nakamura | Mgmt | For | For | For | ||||
5 | Elect Shinji Nishimura | Mgmt | For | For | For | ||||
6 | Elect Shunsuke Betsukawa | Mgmt | For | For | For | ||||
7 | Elect Yuji Takaishi | Mgmt | For | For | For | ||||
8 | Elect Hitoshi Kashimoto | Mgmt | For | For | For | ||||
9 | Elect Yoshiyuki Tomita | Mgmt | For | For | For | ||||
10 | Elect Kensuke Shimizu | Mgmt | For | For | For | ||||
11 | Elect Mikio Ide | Mgmt | For | For | For | ||||
12 | Elect Toshiaki Kakimoto | Mgmt | For | For | For | ||||
13 | Elect Yukio Kinoshita | Mgmt | For | Against | Against | ||||
14 | Elect Takeo Wakae | Mgmt | For | For | For | ||||
15 | Elect Seishiroh Tsukada as Alternate Statutory Auditor | Mgmt | For | For | For | ||||
Technip | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEC | CINS F90676101 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Supplementary Retirement Benefits; Non-Compete Agreement (Thierry Pilenko) | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Amendments Regarding Shareholder Disclosure Rules and Shareholder Participation | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares and/or Convertible Securities through Private Placement | Mgmt | For | For | For | ||||
14 | Authority to Issue Restricted Shares to Employees and Employees and Corporate Officers of Subsidiaries | Mgmt | For | For | For | ||||
15 | Authority to Issue Restricted Shares to Corporate Officers | Mgmt | For | For | For | ||||
16 | Authority to Grant Stock Options to Employees and Employees and Corporate Officers of Subsidiaries | Mgmt | For | For | For | ||||
17 | Grant Stock Options to Corporate Officers | Mgmt | For | For | For | ||||
18 | Employee Stock Purchase Plan For Overseas Employees | Mgmt | For | For | For | ||||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
20 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Telstra Corporation Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TLS | CINS Q8975N105 | 10/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Voluntary Separation | Mgmt | For | For | For | ||||
3 | Re-elect John Mullen | Mgmt | For | For | For | ||||
4 | Re-elect Catherine Livingstone | Mgmt | For | For | For | ||||
5 | Remuneration Report | Mgmt | For | For | For | ||||
Teva Pharmaceutical Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEVA | CUSIP 881624209 | 09/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Chaim Hurvitz | Mgmt | For | For | For | ||||
3 | Elect Ory Slonim | Mgmt | For | For | For | ||||
4 | Elect Dan Suesskind | Mgmt | For | For | For | ||||
5 | Elect Joseph Nitzani | Mgmt | For | For | For | ||||
6 | Elect Dafna Schwartz | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | ||||
9 | Remuneration of Moshe Many | Mgmt | For | For | For | ||||
10 | Reimbursement of Phillip Frost's Travel Expenses | Mgmt | For | For | For | ||||
The Royal Bank of Scotland Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RBS | CINS G76891111 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Alison Davis | Mgmt | For | For | For | ||||
4 | Elect Tony Di lorio | Mgmt | For | For | For | ||||
5 | Elect Baroness Sheila Noakes | Mgmt | For | For | For | ||||
6 | Elect Sir Sandy Crombie | Mgmt | For | For | For | ||||
7 | Elect Sir Philip Hampton | Mgmt | For | For | For | ||||
8 | Elect Stephen Hester | Mgmt | For | For | For | ||||
9 | Elect Penny Hughes | Mgmt | For | For | For | ||||
10 | Elect Joseph MacHale | Mgmt | For | For | For | ||||
11 | Elect Brendan Nelson | Mgmt | For | For | For | ||||
12 | Elect Arthur Ryan | Mgmt | For | For | For | ||||
13 | Elect Bruce Van Saun | Mgmt | For | For | For | ||||
14 | Elect Philip Scott | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Share Subdivision and Consolidation | Mgmt | For | For | For | ||||
20 | Amendments to Articles Regarding Deferred Shares | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights to Convert B Shares | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights to Convert B Shares | Mgmt | For | For | For | ||||
23 | Amendment to the Sharesave Plan and Irish Sharesave Plan | Mgmt | For | For | For | ||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
25 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
Tokyo Gas Co Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9531 | CINS J87000105 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Mitsunori Torihara | Mgmt | For | For | For | ||||
4 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | ||||
5 | Elect Shigeru Muraki | Mgmt | For | For | For | ||||
6 | Elect Michiaki Hirose | Mgmt | For | For | For | ||||
7 | Elect Tsutomu Ohya | Mgmt | For | For | For | ||||
8 | Elect Mikio Itazawa | Mgmt | For | For | For | ||||
9 | Elect Kazuo Yoshino | Mgmt | For | For | For | ||||
10 | Elect Matsuhiko Hataba | Mgmt | For | For | For | ||||
11 | Elect Yukio Satoh | Mgmt | For | For | For | ||||
12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | ||||
13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | ||||
14 | Elect Yukio Masuda | Mgmt | For | Against | Against | ||||
15 | Elect Yoshihiko Morita | Mgmt | For | Against | Against | ||||
Tullow Oil Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TLW | CINS G91235104 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Simon Thompson | Mgmt | For | Against | Against | ||||
5 | Elect Steve Lucas | Mgmt | For | Against | Against | ||||
6 | Elect Tutu Agyare | Mgmt | For | Against | Against | ||||
7 | Elect David Bamford | Mgmt | For | Against | Against | ||||
8 | Elect Ann Grant | Mgmt | For | Against | Against | ||||
9 | Elect Aidan Heavey | Mgmt | For | Against | Against | ||||
10 | Elect Graham Martin | Mgmt | For | Against | Against | ||||
11 | Elect Angus McCoss | Mgmt | For | Against | Against | ||||
12 | Elect Paul McDade | Mgmt | For | Against | Against | ||||
13 | Elect Steven McTiernan | Mgmt | For | Against | Against | ||||
14 | Elect Ian Springett | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
20 | Directors' Fees | Mgmt | For | For | For | ||||
Turkiye Vakiflar Bankasi AS | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VAKBN | CINS M9037B109 | 03/30/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Turkey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A | ||||
3 | Minutes | Mgmt | For | TNA | N/A | ||||
4 | Reports | Mgmt | For | TNA | N/A | ||||
5 | Accounts | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Statutory Auditors Acts | Mgmt | For | TNA | N/A | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Co-option of Board Member | Mgmt | For | TNA | N/A | ||||
10 | Election of Directors | Mgmt | For | TNA | N/A | ||||
11 | Election of Statutory Auditors | Mgmt | For | TNA | N/A | ||||
12 | Directors and Statutory Auditors' Fees | Mgmt | For | TNA | N/A | ||||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
14 | Charitable Donations | Mgmt | For | TNA | N/A | ||||
15 | Wishes | Mgmt | For | TNA | N/A | ||||
16 | Closing | Mgmt | For | TNA | N/A | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 03/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | ||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | ||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | ||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
3.7 | Elect John Krol | Mgmt | For | For | For | ||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | ||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | ||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | ||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Consolidation of Reserves | Mgmt | For | For | For | ||||
9 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendments to Articles of Association | Mgmt | For | For | For | ||||
Unicredit S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UCG | CINS T960AS101 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Accounts and Reports of Subsidiary UniCredit Real Estate S.c.p.A. | Mgmt | For | For | For | ||||
6 | Allocation of Surplus of Subsidiary UniCredit Real Estate S.c.p.A. | Mgmt | For | For | For | ||||
7 | Accounts and Reports of Subsidiary Medioinvest S.r.l. | Mgmt | For | For | For | ||||
8 | Allocation of Losses of Subsidiary Medioinvest S.r.l. | Mgmt | For | For | For | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | List Presented by Shareholders Representing 6.331% of Share Capital | Mgmt | For | Against | Against | ||||
11 | List Presented by Shareholders Representing 1.121% | Mgmt | For | N/A | N/A | ||||
12 | Authorization Pursuant to Sect. 2390 of the Italian Civil Code | Mgmt | For | Against | Against | ||||
13 | Directors' Fees | Mgmt | For | For | For | ||||
14 | Insurance Policy | Mgmt | For | For | For | ||||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
16 | Remuneration Report | Mgmt | For | For | For | ||||
17 | Equity Compensation Plan | Mgmt | For | For | For | ||||
18 | Employee Share Ownership Plan | Mgmt | For | For | For | ||||
19 | Amendments to Articles | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
Valeo SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FR | CINS F96221126 | 06/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Elect Thierry Moulonguet | Mgmt | For | Against | Against | ||||
7 | Elect Georges Pauget | Mgmt | For | Against | Against | ||||
8 | Elect Ulrike Steinhorst | Mgmt | For | Against | Against | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Related Party Transactions | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
13 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
14 | Authority to Grant Restricted Shares | Mgmt | For | For | For | ||||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Vedanta Resources plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VED | CINS G9328D100 | 07/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Navin Agarwal | Mgmt | For | For | For | ||||
5 | Elect Naresh Chandra | Mgmt | For | Against | Against | ||||
6 | Elect Aman Mehta | Mgmt | For | Against | Against | ||||
7 | Appointment of Auditor | Mgmt | For | For | For | ||||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Vinci | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DG | CINS F5879X108 | 04/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Elect Jean-Pierre Lamoure | Mgmt | For | Against | Against | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Related Party Transaction (Sud Europe Atlantique LGV) | Mgmt | For | For | For | ||||
10 | Related Party Transaction (Share contribution to VINCI Autoroutes) | Mgmt | For | For | For | ||||
11 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
12 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | ||||
13 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | Against | Against | ||||
14 | Authority to Issue Restricted Stock | Mgmt | For | For | For | ||||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Wm Morrison Supermarkets plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRW | CINS G62748119 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Sir Ian Gibson | Mgmt | For | For | For | ||||
5 | Elect Dalton Philips | Mgmt | For | For | For | ||||
6 | Elect Richard Pennycook | Mgmt | For | For | For | ||||
7 | Elect Philip Cox | Mgmt | For | For | For | ||||
8 | Elect Penny Hughes | Mgmt | For | For | For | ||||
9 | Elect Nigel Robertson | Mgmt | For | For | For | ||||
10 | Elect Johanna Waterous | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | Against | Against | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
WPP Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WPP | CINS G9787K108 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | ||||
4 | Elect Colin Day | Mgmt | For | For | For | ||||
5 | Elect Esther Dyson | Mgmt | For | For | For | ||||
6 | Elect Orit Gadiesh | Mgmt | For | For | For | ||||
7 | Elect Philip Lader | Mgmt | For | For | For | ||||
8 | Elect Ruigang Li | Mgmt | For | Against | Against | ||||
9 | Elect Stanley Morten | Mgmt | For | For | For | ||||
10 | Elect Koichiro Naganuma | Mgmt | For | Against | Against | ||||
11 | Elect John Quelch | Mgmt | For | For | For | ||||
12 | Elect Mark Read | Mgmt | For | For | For | ||||
13 | Elect Paul Richardson | Mgmt | For | For | For | ||||
14 | Elect Jeffrey Rosen | Mgmt | For | For | For | ||||
15 | Elect Timothy Shriver | Mgmt | For | For | For | ||||
16 | Elect Martin Sorrell | Mgmt | For | For | For | ||||
17 | Elect Paul Spencer | Mgmt | For | For | For | ||||
18 | Elect Solomon Trujillo | Mgmt | For | For | For | ||||
19 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Xstrata Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XTA | CINS G9826T102 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect John R.H. Bond | Mgmt | For | Against | Against | ||||
5 | Elect Mick Davis | Mgmt | For | Against | Against | ||||
6 | Elect Con Fauconnier | Mgmt | For | Against | Against | ||||
7 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | ||||
8 | Elect Peter Hooley | Mgmt | For | Against | Against | ||||
9 | Elect Claude Lamoureux | Mgmt | For | Against | Against | ||||
10 | Elect Aristotelis Mistakidis | Mgmt | For | Against | Against | ||||
11 | Elect Tor Peterson | Mgmt | For | Against | Against | ||||
12 | Elect Trevor Reid | Mgmt | For | Against | Against | ||||
13 | Elect Sir Steve Robson | Mgmt | For | Against | Against | ||||
14 | Elect David Rough | Mgmt | For | Against | Against | ||||
15 | Elect Ian Strachan | Mgmt | For | Against | Against | ||||
16 | Elect Santiago Zaldumbide | Mgmt | For | Against | Against | ||||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Reduction in Share Premium Account | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 20 Days | Mgmt | For | Against | Against | ||||
Yamada Denki Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9831 | CINS J95534103 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Noboru Yamada | Mgmt | For | For | For | ||||
5 | Elect Tadao Ichimiya | Mgmt | For | For | For | ||||
6 | Elect Hiroyasu Iizuka | Mgmt | For | For | For | ||||
7 | Elect Ginji Karasawa | Mgmt | For | For | For | ||||
8 | Elect Makoto Igarashi | Mgmt | For | For | For | ||||
9 | Elect Masaaki Kurihara | Mgmt | For | For | For | ||||
10 | Elect Jun Okamoto | Mgmt | For | For | For | ||||
11 | Elect Mitsumasa Kuwano | Mgmt | For | For | For | ||||
12 | Elect Haruhiko Higuchi | Mgmt | For | For | For | ||||
13 | Elect Tatsuo Kobayashi | Mgmt | For | For | For | ||||
14 | Elect Shinichi Samata | Mgmt | For | For | For | ||||
15 | Elect Akira Fukui | Mgmt | For | For | For | ||||
16 | Elect Chiaki Takahashi | Mgmt | For | For | For | ||||
17 | Elect Yoshinori Matsuda | Mgmt | For | For | For | ||||
18 | Elect Shigeaki Yamada | Mgmt | For | For | For | ||||
19 | Elect Kenichi Koyano | Mgmt | For | For | For | ||||
20 | Elect Masaru Yamada | Mgmt | For | For | For | ||||
21 | Elect Haruhiko Itakura | Mgmt | For | Against | Against | ||||
22 | Retirement Allowances for Director(s) | Mgmt | For | For | For | ||||
23 | Retirement Allowances for Statutory Auditor(s) | Mgmt | For | For | For | ||||
Zhongpin Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HOGS | CUSIP 98952K107 | 06/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Xianfu Zhu | Mgmt | For | For | For | ||||
1.2 | Elect Baoke Ben | Mgmt | For | For | For | ||||
1.3 | Elect Raymond Leal | Mgmt | For | For | For | ||||
1.4 | Elect Yaoguo Pan | Mgmt | For | For | For | ||||
1.5 | Elect Xiaosong Hu | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | |||||||||
Fund Name : | Putnam VT International Growth Fund | |||||||||
Date of fiscal year end: | 12/31/2011 | |||||||||
Advanced Micro Devices, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMD | CUSIP 007903107 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Bruce Claflin | Mgmt | For | For | For | |||||
2 | Elect W. Michael Barnes | Mgmt | For | For | For | |||||
3 | Elect John Caldwell | Mgmt | For | For | For | |||||
4 | Elect Henry Chow | Mgmt | For | For | For | |||||
5 | Elect Craig Conway | Mgmt | For | For | For | |||||
6 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||||
7 | Elect Paulett Eberhart | Mgmt | For | For | For | |||||
8 | Elect Waleed Al Mokarrab Al Muhairi | Mgmt | For | For | For | |||||
9 | Elect Robert Palmer | Mgmt | For | For | For | |||||
10 | Elect Rory Read | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
AIA Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1299 | CINS Y002A1105 | 05/08/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Jack SO Chak Kwong | Mgmt | For | Against | Against | |||||
6 | Elect CHOW Chung Kong | Mgmt | For | Against | Against | |||||
7 | Elect John Harrison | Mgmt | For | Against | Against | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares under the Restricted Share Unit Scheme | Mgmt | For | For | For | |||||
13 | Amendments to Articles | Mgmt | For | For | For | |||||
Amadeus IT Holding SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMS | CINS E04908112 | 06/20/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Spain | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Approval of Corporate Website | Mgmt | For | For | For | |||||
7 | Amend Article 1 | Mgmt | For | For | For | |||||
8 | Amend Articles 7 and 8 | Mgmt | For | For | For | |||||
9 | Amend Article 11 | Mgmt | For | For | For | |||||
10 | Amend Articles 16-18, 22-24, 29 and 30 | Mgmt | For | For | For | |||||
11 | Amend Articles 32, 34, 36 and 38 | Mgmt | For | For | For | |||||
12 | Amend Article 41 | Mgmt | For | For | For | |||||
13 | Amend Articles 48 and 50 | Mgmt | For | For | For | |||||
14 | Amend Article 52 | Mgmt | For | For | For | |||||
15 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||||
16 | Remuneration Report | Mgmt | For | For | For | |||||
17 | Directors' Fees | Mgmt | For | For | For | |||||
18 | Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
19 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Anheuser-Busch Inbev SA/NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABI | CINS B6399C107 | 04/25/2012 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Belgium | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Disapplication of Preemptive Rights for Stock Option Grants | Mgmt | For | TNA | N/A | |||||
6 | Authority to Grant Stock Options | Mgmt | For | TNA | N/A | |||||
7 | Authority to Increase Capital for Stock Options | Mgmt | For | TNA | N/A | |||||
8 | Authority to Grant Stock Options to Non-Executive Directors | Mgmt | For | TNA | N/A | |||||
9 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
14 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||||
15 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
17 | Remuneration Report | Mgmt | For | TNA | N/A | |||||
18 | Confirmation of Equity Incentive Grants to Executives | Mgmt | For | TNA | N/A | |||||
19 | Change in Control Clause | Mgmt | For | TNA | N/A | |||||
20 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||||
Apollo Tyres Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APOLLOTYRE | CINS Y0188S147 | 04/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Other | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||||
3 | Authority to Mortgage Assets | Mgmt | For | For | For | |||||
ArcelorMittal S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MT | CINS L0302D129 | 05/08/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Luxembourg | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Directors' Fees | Mgmt | For | For | For | |||||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||||
7 | Elect Naranayan Vaghul | Mgmt | For | For | For | |||||
8 | Elect Wilbur Ross, Jr. | Mgmt | For | Against | Against | |||||
9 | Elect Tye Burt | Mgmt | For | For | For | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
11 | Restricted Share Unit Plan | Mgmt | For | For | For | |||||
12 | Performance Share Unit Plan | Mgmt | For | For | For | |||||
13 | Increase in Authorized Share Capital | Mgmt | For | For | For | |||||
14 | Amendments to Articles | Mgmt | For | For | For | |||||
15 | Amendments to Articles | Mgmt | For | For | For | |||||
Arcos Dorados Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ARCO | CUSIP G0457F107 | 04/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||||
3 | Elect Woods Staton | Mgmt | For | Against | Against | |||||
4 | Elect German Lemonnier | Mgmt | For | Against | Against | |||||
5 | Election of Third Director Nominee | Mgmt | For | Against | Against | |||||
Astellas Pharma Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4503 | CINS J03393105 | 06/20/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||||
4 | Elect Yasuo Ishii | Mgmt | For | For | For | |||||
5 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||||
6 | Elect Shiroh Yasutake | Mgmt | For | For | For | |||||
7 | Elect Yasuyuki Takai | Mgmt | For | For | For | |||||
8 | Elect Kanoko Ohishi | Mgmt | For | For | For | |||||
9 | Elect Naoki Aikawa | Mgmt | For | For | For | |||||
10 | Elect Shigeru Nishiyama | Mgmt | For | For | For | |||||
11 | Bonus | Mgmt | For | For | For | |||||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | |||||
Australia and New Zealand Banking Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANZ | CINS Q09504137 | 12/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Remuneration Report | Mgmt | For | For | For | |||||
3 | Equity Grant (CEO Michael Smith) | Mgmt | For | For | For | |||||
4 | Approve UK Stapled Securities Buy-Back | Mgmt | For | For | For | |||||
5 | Ratify Placement of Securities | Mgmt | For | For | For | |||||
6 | Elect Robert Reeves | Mgmt | Against | Against | For | |||||
7 | Re-elect Peter Hay | Mgmt | For | For | For | |||||
8 | Re-elect Alison Watkins | Mgmt | For | For | For | |||||
Banco Bilbao Vizcaya Argentaria S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBVA | CINS E11805103 | 03/15/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Spain | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | |||||
3 | Elect Jose Antonio Fernandez Rivero | Mgmt | For | Against | Against | |||||
4 | Elect Jose Maldonado Ramos | Mgmt | For | Against | Against | |||||
5 | Elect Enrique Medina Fernandez | Mgmt | For | Against | Against | |||||
6 | Elect Juan Pi Llorens | Mgmt | For | Against | Against | |||||
7 | Elect Belen Garifo Lopez | Mgmt | For | Against | Against | |||||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
9 | Scrip Dividend | Mgmt | For | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Scrip Dividend | Mgmt | For | For | For | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
14 | Amendment to Multi-Annual Incentive Plan | Mgmt | For | For | For | |||||
15 | Amendment to Annual Variable Incentive Plan | Mgmt | For | For | For | |||||
16 | Amendments to Articles Regarding Corporate Enterprises Act | Mgmt | For | For | For | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
18 | Amendments to Articles Regarding Directors' Remuneration | Mgmt | For | For | For | |||||
19 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
22 | Appointment of Auditor | Mgmt | For | For | For | |||||
23 | Election of Meeting Delegates | Mgmt | For | For | For | |||||
24 | Remuneration Report | Mgmt | For | For | For | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Barclays plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BARC | CINS G08036124 | 04/27/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Marcus Agius | Mgmt | For | For | For | |||||
4 | Elect David Booth | Mgmt | For | For | For | |||||
5 | Elect Alison Carnwath | Mgmt | For | For | For | |||||
6 | Elect Fulvio Conti | Mgmt | For | For | For | |||||
7 | Elect Robert Diamond, Jr. | Mgmt | For | For | For | |||||
8 | Elect Simon Fraser | Mgmt | For | Against | Against | |||||
9 | Elect Reuben Jeffery III | Mgmt | For | For | For | |||||
10 | Elect Sir Andrew Likierman | Mgmt | For | For | For | |||||
11 | Elect Christopher Lucas | Mgmt | For | For | For | |||||
12 | Elect Dambisa Moyo | Mgmt | For | For | For | |||||
13 | Elect Sir Michael Rake | Mgmt | For | For | For | |||||
14 | Elect Sir John Sunderland | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Basf SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAS | CINS D06216317 | 04/27/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
10 | Amendments to Articles | Mgmt | For | For | For | |||||
Bayer AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAY | CINS D0712D163 | 04/27/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
7 | Elect Manfred Schneider | Mgmt | For | For | For | |||||
8 | Elect Werner Wenning | Mgmt | For | For | For | |||||
9 | Elect Paul Achleitner | Mgmt | For | For | For | |||||
10 | Elect Clemens Borsig | Mgmt | For | For | For | |||||
11 | Elect Thomas Ebeling | Mgmt | For | For | For | |||||
12 | Elect Klaus Kleinfeld | Mgmt | For | For | For | |||||
13 | Elect Helmut Panke | Mgmt | For | For | For | |||||
14 | Elect Sue Rataj | Mgmt | For | For | For | |||||
15 | Elect Ekkehard Schulz | Mgmt | For | For | For | |||||
16 | Elect Klaus Sturany | Mgmt | For | For | For | |||||
17 | Elect Ernst-Ludwig Winnacker | Mgmt | For | For | For | |||||
18 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||||
19 | Appointment of Auditor | Mgmt | For | For | For | |||||
Bayerische Motoren Werke AG (BMW) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMW | CINS D12096109 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Compensation Policy | Mgmt | For | For | For | |||||
BG Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BG | CINS G1245Z108 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Vivienne Cox | Mgmt | For | Against | Against | |||||
5 | Elect Chris Finlayson | Mgmt | For | Against | Against | |||||
6 | Elect Andrew Gould | Mgmt | For | Against | Against | |||||
7 | Elect Peter Backhouse | Mgmt | For | Against | Against | |||||
8 | Elect Fabio de Oliveira Barbosa | Mgmt | For | Against | Against | |||||
9 | Elect Sir Frank Chapman | Mgmt | For | Against | Against | |||||
10 | Elect Baroness Hogg | Mgmt | For | Against | Against | |||||
11 | Elect John Hood | Mgmt | For | Against | Against | |||||
12 | Elect Martin Houston | Mgmt | For | Against | Against | |||||
13 | Elect Caio Koch-Weser | Mgmt | For | Against | Against | |||||
14 | Elect Sir David Manning | Mgmt | For | Against | Against | |||||
15 | Elect Mark Seligman | Mgmt | For | Against | Against | |||||
16 | Elect Patrick Thomas | Mgmt | For | Against | Against | |||||
17 | Elect Philippe Varin | Mgmt | For | Against | Against | |||||
18 | Appointment of Auditor | Mgmt | For | For | For | |||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
BHP Billiton Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BHP | CINS Q1498M100 | 11/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
2 | Elect Lindsay Maxsted (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
3 | Elect Shriti Vadera (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
4 | Re-elect Malcolm Broomhead (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
5 | Re-elect John Buchanan (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
6 | Re-elect Carlos Cordeiro (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
7 | Re-elect David Crawford (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
8 | Re-elect Carolyn Hewson (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
9 | Re-elect Marius Kloppers (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
10 | Re-elect Wayne Murdy (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
11 | Re-elect Keith Rumble (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
12 | Re-elect John Schubert (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
13 | Re-elect Jacques Nasser (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | |||||
14 | Appoint Auditor and Authorise Board to Set Fees (BHP Billiton plc) | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares (BHP Billiton plc) | Mgmt | For | For | For | |||||
18 | Remuneration Report | Mgmt | For | For | For | |||||
19 | Approve Termination Payments (GMC) | Mgmt | For | For | For | |||||
20 | Equity Grant (CEO Marius Kloppers) | Mgmt | For | For | For | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
BM&F BOVESPA SA Bolsa de Valores, Mercadorias e Futuros | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BVMF3 | CINS P73232103 | 03/27/2012 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Remuneration Policy | Mgmt | For | TNA | N/A | |||||
BM&F BOVESPA SA Bolsa de Valores, Mercadorias e Futuros | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BVMF3 | CINS P73232103 | 03/27/2012 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Amendment to Articles Regarding Reconciliation of Share Capital | Mgmt | For | TNA | N/A | |||||
5 | Amendments to Articles Regarding Audit Committee | Mgmt | For | TNA | N/A | |||||
6 | Amendments to Articles Regarding Audit Committee | Mgmt | For | TNA | N/A | |||||
7 | Amendments to Articles Regarding Audit Committee | Mgmt | For | TNA | N/A | |||||
8 | Amendments to Articles Regarding Tender Offer | Mgmt | For | TNA | N/A | |||||
9 | Amendment to Articles Regarding Tender Offers | Mgmt | For | TNA | N/A | |||||
10 | Amendments to Articles Regarding Novo Mercado Regulations | Mgmt | For | TNA | N/A | |||||
British American Tobacco plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BATS | CINS G1510J102 | 04/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
6 | Elect Richard Burrows | Mgmt | For | For | For | |||||
7 | Elect John Daly | Mgmt | For | For | For | |||||
8 | Elect Karen de Segundo | Mgmt | For | For | For | |||||
9 | Elect Nicandro Durante | Mgmt | For | For | For | |||||
10 | Elect Robert Lerwill | Mgmt | For | For | For | |||||
11 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||||
12 | Elect Gerard Murphy | Mgmt | For | For | For | |||||
13 | Elect Kieran Poynter | Mgmt | For | For | For | |||||
14 | Elect Anthony Ruys | Mgmt | For | For | For | |||||
15 | Elect Sir Nicholas Scheele | Mgmt | For | For | For | |||||
16 | Elect Ben Stevens | Mgmt | For | For | For | |||||
17 | Elect Ann Godbehere | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
British Sky Broadcasting Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BSY | CINS G15632105 | 11/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Jeremy Darroch | Mgmt | For | Against | Against | |||||
4 | Elect David DeVoe | Mgmt | For | Against | Against | |||||
5 | Elect Andrew Griffith | Mgmt | For | Against | Against | |||||
6 | Elect Nicholas Ferguson | Mgmt | For | Against | Against | |||||
7 | Elect Andrew Higginson | Mgmt | For | Against | Against | |||||
8 | Elect Thomas Mockridge | Mgmt | For | Against | Against | |||||
9 | Elect James Murdoch | Mgmt | For | Against | Against | |||||
10 | Elect Jacques Nasser | Mgmt | For | Against | Against | |||||
11 | Elect Dame Gail Rebuck | Mgmt | For | Against | Against | |||||
12 | Elect Daniel Rimer | Mgmt | For | Against | Against | |||||
13 | Elect Arthur Siskind | Mgmt | For | Against | Against | |||||
14 | Elect Lord Wilson of Dinton | Mgmt | For | Against | Against | |||||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
22 | Off-Market Repurchase of Shares | Mgmt | For | For | For | |||||
Canadian Natural Resources Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CNQ | CUSIP 136385101 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Catherine Best | Mgmt | For | For | For | |||||
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | |||||
1.3 | Elect Timothy Faithfull | Mgmt | For | For | For | |||||
1.4 | Elect Gary Filmon | Mgmt | For | For | For | |||||
1.5 | Elect Christopher Fong | Mgmt | For | For | For | |||||
1.6 | Elect Gordon Giffin | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Wilfred Gobert | Mgmt | For | For | For | |||||
1.8 | Elect Steve Laut | Mgmt | For | For | For | |||||
1.9 | Elect Keith MacPhail | Mgmt | For | For | For | |||||
1.10 | Elect Allan Markin | Mgmt | For | For | For | |||||
1.11 | Elect Frank McKenna | Mgmt | For | For | For | |||||
1.12 | Elect James Palmer | Mgmt | For | For | For | |||||
1.13 | Elect Eldon Smith | Mgmt | For | For | For | |||||
1.14 | Elect David Tuer | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Amendments to Preferred Shares | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Casino, Guichard-Perrachon | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CO | CINS F14133106 | 05/11/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Scrip Dividend | Mgmt | For | For | For | |||||
8 | Related Party Transactions | Mgmt | For | For | For | |||||
9 | Elect Henri Giscard d'Estaing | Mgmt | For | Against | Against | |||||
10 | Elect Marc Ladreit de Lacharriere | Mgmt | For | Against | Against | |||||
11 | Elect Catherine Lucet | Mgmt | For | Against | Against | |||||
12 | Elect Jean-Charles Naouri | Mgmt | For | Against | Against | |||||
13 | Elect Gilles Pinoncely | Mgmt | For | Against | Against | |||||
14 | Elect Gerald de Roquemaurel | Mgmt | For | Against | Against | |||||
15 | Elect Baron David Rene de Rothschild | Mgmt | For | Against | Against | |||||
16 | Elect Frederic Saint-Geours | Mgmt | For | Against | Against | |||||
17 | Elect Rose-Marie Van Lerberghe | Mgmt | For | Against | Against | |||||
18 | Elect Didier Carlier (Euris) | Mgmt | For | Against | Against | |||||
19 | Elect Michel Savart (Finatis) | Mgmt | For | Against | Against | |||||
20 | Elect Didier Leveque (Fonciere Euris) | Mgmt | For | Against | Against | |||||
21 | Elect Jean-Marie Grisard (Matignon-Diderot) | Mgmt | For | Against | Against | |||||
22 | Elect Sylvia Jay | Mgmt | For | Against | Against | |||||
23 | Resignation of Philippe Houze | Mgmt | For | Abstain | Against | |||||
24 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Centrica plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CNA | CINS G2018Z143 | 05/11/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Roger Carr | Mgmt | For | For | For | |||||
5 | Elect Sam Laidlaw | Mgmt | For | For | For | |||||
6 | Elect Phil Bentley | Mgmt | For | For | For | |||||
7 | Elect Margherita Della Valle | Mgmt | For | For | For | |||||
8 | Elect Mary Francis | Mgmt | For | For | For | |||||
9 | Elect Mark Hanafin | Mgmt | For | For | For | |||||
10 | Elect Lesley Knox | Mgmt | For | For | For | |||||
11 | Elect Nick Luff | Mgmt | For | For | For | |||||
12 | Elect Andrew Mackenzie | Mgmt | For | For | For | |||||
13 | Elect Ian Meakins | Mgmt | For | Against | Against | |||||
14 | Elect Paul Rayner | Mgmt | For | For | For | |||||
15 | Elect Chris Weston | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
22 | Share Incentive Plan Renewal | Mgmt | For | For | For | |||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Changsha Zoomlion Heavy Industry Science and Technology Development Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1157 | CINS Y1293Y110 | 10/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Issuance of U.S. Dollar Denominated Bonds | Mgmt | For | For | For | |||||
3 | Termination of Investment Project from Private Placement | Mgmt | For | For | For | |||||
4 | Change of Use of Proceeds from Private Placement | Mgmt | For | For | For | |||||
5 | Provision of Guarantee | Mgmt | For | For | For | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Construction Bank Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0939 | CINS Y1397N101 | 01/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect WANG Hongzhang | Mgmt | For | Against | Against | |||||
China Construction Bank Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0939 | CINS Y1397N101 | 06/07/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Directors' Report | Mgmt | For | For | For | |||||
3 | Supervisors' Report | Mgmt | For | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Directors' and Supervisors' Fees | Mgmt | For | For | For | |||||
7 | Budget of 2012 fixed assets investment | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Elect CHEN Zuofu | Mgmt | For | Against | Against | |||||
10 | Elect Elaine La Roche | Mgmt | For | Against | Against | |||||
11 | Amendments to Articles | Mgmt | For | For | For | |||||
12 | Amendments to Procedural Rules for the Shareholders' General Meeting | Mgmt | For | For | For | |||||
13 | Amendments to Procedural Rules for the Board of Directors | Mgmt | For | For | For | |||||
14 | Amendments to Procedural Rules for the Board of Supervisors | Mgmt | For | For | For | |||||
China Construction Bank Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0939 | CINS Y1397N101 | 08/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Issuance of RMB-denominated Subordinated Bonds | Mgmt | For | For | For | |||||
3 | Elect ZHANG Huajian as Shareholder Representative Supervisor | Mgmt | For | For | For | |||||
China Pacific Insurance Group | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2601 | CINS Y1505R101 | 05/11/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Directors' Report | Mgmt | For | For | For | |||||
3 | Supervisors' Report | Mgmt | For | For | For | |||||
4 | Annual Report of A Shares | Mgmt | For | For | For | |||||
5 | Annual Report of H Shares | Mgmt | For | For | For | |||||
6 | Financial Statements | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Elect WU Junhao | Mgmt | For | Against | Against | |||||
10 | Due Diligence Report | Mgmt | For | For | For | |||||
11 | Report on Performance | Mgmt | For | For | For | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
14 | Amendments to Articles | Mgmt | For | For | For | |||||
15 | Amendments to Procedural Rules | Mgmt | For | For | For | |||||
China Windpower Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
182 | CINS G2115L112 | 11/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Cancellation in Share Premium Account | Mgmt | For | For | For | |||||
Chiyoda Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6366 | CINS J06237101 | 06/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Takashi Kubota | Mgmt | For | For | For | |||||
5 | Elect Yohichi Kanno | Mgmt | For | For | For | |||||
6 | Elect Masahito Kawashima | Mgmt | For | For | For | |||||
7 | Elect Hiroshi Ogawa | Mgmt | For | For | For | |||||
8 | Elect Kazuo Obokata | Mgmt | For | For | For | |||||
9 | Elect Shohgo Shibuya | Mgmt | For | For | For | |||||
10 | Elect Kazushi Ohkawa | Mgmt | For | For | For | |||||
11 | Elect Ryousuke Shimizu | Mgmt | For | For | For | |||||
12 | Elect Atsuo Nagasaka | Mgmt | For | For | For | |||||
13 | Elect Munehiko Nakano | Mgmt | For | Against | Against | |||||
14 | Elect Tomoh Kugisawa as Alternate Statutory Auditor | Mgmt | For | Against | Against | |||||
Chongqing Machinery & Electric Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2722 | CINS Y1593M105 | 12/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Provision of Guarantee | Mgmt | For | For | For | |||||
4 | Establishment of Finance Company | Mgmt | For | For | For | |||||
5 | Elect ZHANG Xinzhi as Supervisor | Mgmt | For | For | For | |||||
6 | Amendments to Articles | Mgmt | For | For | For | |||||
Citigroup Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
C | CUSIP 172967424 | 04/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Franz Humer | Mgmt | For | For | For | |||||
2 | Elect Robert Joss | Mgmt | For | For | For | |||||
3 | Elect Michael O'Neill | Mgmt | For | For | For | |||||
4 | Elect Vikram Pandit | Mgmt | For | For | For | |||||
5 | Elect Lawrence Ricciardi | Mgmt | For | For | For | |||||
6 | Elect Judith Rodin | Mgmt | For | For | For | |||||
7 | Elect Robert Ryan | Mgmt | For | For | For | |||||
8 | Elect Anthony Santomero | Mgmt | For | For | For | |||||
9 | Elect Joan Spero | Mgmt | For | For | For | |||||
10 | Elect Diana Taylor | Mgmt | For | For | For | |||||
11 | Elect William Thompson, Jr. | Mgmt | For | For | For | |||||
12 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
Companhia Hering SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HGTX3 | CINS P50753105 | 04/26/2012 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Capital Expenditure Budget | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Remuneration Policy | Mgmt | For | TNA | N/A | |||||
Companhia Hering SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HGTX3 | CINS P50753105 | 04/26/2012 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||||
Compass Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CPG | CINS G23296182 | 02/02/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Sir Roy Gardner | Mgmt | For | For | For | |||||
5 | Elect Richard Cousins | Mgmt | For | For | For | |||||
6 | Elect Gary Green | Mgmt | For | For | For | |||||
7 | Elect Andrew Martin | Mgmt | For | For | For | |||||
8 | Elect John Bason | Mgmt | For | For | For | |||||
9 | Elect Sir James Crosby | Mgmt | For | For | For | |||||
10 | Elect Susan Murray | Mgmt | For | For | For | |||||
11 | Elect Don Robert | Mgmt | For | For | For | |||||
12 | Elect Sir Ian Robinson | Mgmt | For | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Dongfeng Motor Group Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0489 | CINS Y21042109 | 06/21/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Authority to Distribute Interim Dividends | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Directors' Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
EADS: European Aeronautic Defence and Space Company N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EAD | CINS F17114103 | 05/31/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||||
4 | Elect Arnaud Lagardere | Mgmt | For | Against | Against | |||||
5 | Elect Thomas Enders | Mgmt | For | Against | Against | |||||
6 | Elect Dominique D'Hinnin | Mgmt | For | Against | Against | |||||
7 | Elect Hermann-Josef Lamberti | Mgmt | For | Against | Against | |||||
8 | Elect Lakshmi Mittal | Mgmt | For | Against | Against | |||||
9 | Elect Sir John Parker | Mgmt | For | Against | Against | |||||
10 | Elect Michel Pebereau | Mgmt | For | Against | Against | |||||
11 | Elect Josep Pique i Camps | Mgmt | For | Against | Against | |||||
12 | Elect Wilfried Porth | Mgmt | For | Against | Against | |||||
13 | Elect Jean-Claude Trichet | Mgmt | For | Against | Against | |||||
14 | Elect Bodo Uebber | Mgmt | For | Against | Against | |||||
15 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | |||||
16 | Appointment of Auditor (KPMG) | Mgmt | For | For | For | |||||
17 | Amendments to Articles | Mgmt | For | For | For | |||||
18 | Compensation Policy; Directors' Fees | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Cancellation of Shares | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Embraer SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMBR3 | CUSIP 29082A107 | 01/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendments to Articles | Mgmt | For | For | For | |||||
2 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||||
Embraer SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMBR3 | CUSIP 29082A107 | 03/06/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Arno Hugo Agustin Filho | Mgmt | For | Against | Against | |||||
2 | Election of Board Chairman | Mgmt | For | For | For | |||||
Embraer SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMBR3 | CUSIP 29082A107 | 04/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Election of Supervisory Council Members | Mgmt | For | For | For | |||||
4 | Remuneration Policy | Mgmt | For | Against | Against | |||||
5 | Supervisory Council Fees | Mgmt | For | For | For | |||||
Fiat Industrial S.p.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FI | CINS T42136100 | 04/05/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Board Size; Directors' Fees | Mgmt | For | For | For | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | List Presented by Exor S.p.A. | Mgmt | For | Against | Against | |||||
7 | List Presented by Group of Investors Representing 1.46% of the Company's Share Capital | Mgmt | For | N/A | N/A | |||||
8 | Remuneration Report | Mgmt | For | Against | Against | |||||
9 | Long-Term Incentive Plan | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Conversion of Savings and Preferred Shares into Ordinary Shares | Mgmt | For | For | For | |||||
Fiat S.p.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
F | CINS T4210N122 | 04/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Board Size; Board Term Length; Directors' Fees | Mgmt | For | For | For | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | List presented by Exor S.p.A | Mgmt | For | Against | Against | |||||
7 | List presented by Group of Investors Representing 1.07% of the Company's Share Capital | Mgmt | For | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | List presented by Exor S.p.A. | Mgmt | N/A | For | N/A | |||||
10 | List presented by Group of Investors Representing 1.07% of the Company's Share Capital | Mgmt | N/A | Abstain | N/A | |||||
11 | Statutory Auditors' Fees | Mgmt | For | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
13 | Remuneration Policy | Mgmt | For | Against | Against | |||||
14 | Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
16 | Conversion of Savings and Preferred Shares to Ordinary Shares | Mgmt | For | For | For | |||||
First Quantum Minerals Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FM | CUSIP 335934105 | 05/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Philip Pascall | Mgmt | For | For | For | |||||
1.2 | Elect G. Clive Newall | Mgmt | For | For | For | |||||
1.3 | Elect Martin Rowley | Mgmt | For | For | For | |||||
1.4 | Elect Peter St. George | Mgmt | For | For | For | |||||
1.5 | Elect Andrew Adams | Mgmt | For | For | For | |||||
1.6 | Elect Michael Martineau | Mgmt | For | For | For | |||||
1.7 | Elect Paul Brunner | Mgmt | For | For | For | |||||
1.8 | Elect Steven McTiernan | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
First Quantum Minerals Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FM | CUSIP 335934105 | 07/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Stock Split | Mgmt | For | For | For | |||||
First Resources Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EB5 | CINS Y2560F107 | 04/27/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect LIM Ming Seong | Mgmt | For | For | For | |||||
4 | Elect Ciliandra Fangiono | Mgmt | For | For | For | |||||
5 | Elect Ng Shin Ein | Mgmt | For | For | For | |||||
6 | Directors' Fees | Mgmt | For | For | For | |||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Fortescue Metals Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FMG | CINS Q39360104 | 11/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Geoff Raby | Mgmt | For | Against | Against | |||||
4 | Elect Herbert E. Scruggs | Mgmt | For | Against | Against | |||||
5 | Re-elect Andrew Forrest | Mgmt | For | Against | Against | |||||
6 | Re-elect Graeme Rowley | Mgmt | For | Against | Against | |||||
7 | Re-elect Owen Hegarty | Mgmt | For | Against | Against | |||||
8 | Adopt New Constitution | Mgmt | For | For | For | |||||
9 | Adopt Partial Takeover Provisions | Mgmt | For | For | For | |||||
Glaxosmithkline plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GSK | CINS G3910J112 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Sir Christopher Gent | Mgmt | For | For | For | |||||
4 | Elect Sir Andrew Witty | Mgmt | For | For | For | |||||
5 | Elect Sir Roy Anderson | Mgmt | For | For | For | |||||
6 | Elect Stephanie Burns | Mgmt | For | For | For | |||||
7 | Elect Stacey Cartwright | Mgmt | For | For | For | |||||
8 | Elect H. Lawrence Culp | Mgmt | For | For | For | |||||
9 | Elect Sir Crispin Davis | Mgmt | For | For | For | |||||
10 | Elect Simon Dingemans | Mgmt | For | For | For | |||||
11 | Elect Judy Lewent | Mgmt | For | For | For | |||||
12 | Elect Sir Deryck Maughan | Mgmt | For | For | For | |||||
13 | Elect Daniel Podolsky | Mgmt | For | For | For | |||||
14 | Elect Moncef Slaoui | Mgmt | For | For | For | |||||
15 | Elect Tom de Swaan | Mgmt | For | For | For | |||||
16 | Elect Sir Robert Wilson | Mgmt | For | For | For | |||||
17 | Appointment of Auditor | Mgmt | For | For | For | |||||
18 | Authority to Set Auditor Fees | Mgmt | For | For | For | |||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
23 | Exemption from Statement of Senior Auditor's Name | Mgmt | For | For | For | |||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
25 | Renewal of the ShareSave Plan | Mgmt | For | For | For | |||||
26 | Renewal of the ShareReward Plan | Mgmt | For | For | For | |||||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
GOME Electrical Appliances Holding Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
493 | CINS G3978C124 | 12/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Amendment to Terms of Option | Mgmt | For | For | For | |||||
4 | Amendment to Terms of Share Option Scheme | Mgmt | For | For | For | |||||
Groupe Danone | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BN | CINS F12033134 | 04/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Elect Richard Goblet d'Alviella | Mgmt | For | Against | Against | |||||
8 | Elect Jean Laurent | Mgmt | For | Against | Against | |||||
9 | Elect Benoit Potier | Mgmt | For | Against | Against | |||||
10 | Elect Jacques-Antoine Granjon | Mgmt | For | Against | Against | |||||
11 | Elect Mouna Sepehri | Mgmt | For | Against | Against | |||||
12 | Elect Virginia Stallings | Mgmt | For | Against | Against | |||||
13 | Related Party Transactions | Mgmt | For | For | For | |||||
14 | Related Party Transactions (Agreements with J.P Morgan) | Mgmt | For | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Authority to Grant Restricted Shares | Mgmt | For | Abstain | Against | |||||
17 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Gruppa LSR OAO (LSR Group OJSC) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LSRG | CINS 50218G206 | 04/05/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Russian Federation | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Annual Report | Mgmt | For | For | For | |||||
3 | Financial Statements | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Board Size | Mgmt | For | Against | Against | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Elect Kirill Androsov | Mgmt | For | For | For | |||||
8 | Elect Ilgiz Valitov | Mgmt | For | Abstain | Against | |||||
9 | Elect Dmitry Goncharov | Mgmt | For | Abstain | Against | |||||
10 | Elect Igor Levit | Mgmt | For | Abstain | Against | |||||
11 | Elect Mikhail Romanov | Mgmt | For | Abstain | Against | |||||
12 | Elect Sergey Skaterschikov | Mgmt | For | Abstain | Against | |||||
13 | Elect Mark Temkin | Mgmt | For | For | For | |||||
14 | Elect Elena Tumanova | Mgmt | For | Abstain | Against | |||||
15 | Elect Olga Sheikina | Mgmt | For | Abstain | Against | |||||
16 | Elect Natalia Klevtsova | Mgmt | For | For | For | |||||
17 | Elect Yury Terentiev | Mgmt | For | For | For | |||||
18 | Elect Ludmila Fradina | Mgmt | For | For | For | |||||
19 | Appointment of Auditor (IFRS) | Mgmt | For | For | For | |||||
20 | Appointment of Auditor (RAS) | Mgmt | For | For | For | |||||
21 | Amendments to Charter | Mgmt | For | For | For | |||||
22 | Amendments to Regulations on the Board of Directors | Mgmt | For | For | For | |||||
23 | Amendments to Regulations on the Executive Committee | Mgmt | For | For | For | |||||
24 | Related Party Transactions | Mgmt | For | For | For | |||||
25 | Related Party Transactions | Mgmt | For | For | For | |||||
Haier Electronics Group | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1169 | CINS G42313125 | 05/29/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Elect YANG Mian Mian | Mgmt | For | Against | Against | |||||
5 | Elect ZHOU Yun Jie | Mgmt | For | Against | Against | |||||
6 | Elect Janine FENG Junyuan | Mgmt | For | Against | Against | |||||
7 | Elect David YU Hon To | Mgmt | For | Against | Against | |||||
8 | Elect Gui Zhaoyu as an Alternate Director | Mgmt | For | Against | Against | |||||
9 | Directors' Fees | Mgmt | For | For | For | |||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Abstain | Against | |||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Hartalega Holdings Berhad | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HARTA | CINS Y31139101 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Malaysia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Bonus Share Issuance | Mgmt | For | For | For | |||||
2 | Issuance of Warrants w/ Preemptive Rights | Mgmt | For | For | For | |||||
3 | Increase in Authorized Capital | Mgmt | For | For | For | |||||
Hidili Industry International Development Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1393 | CINS G44403106 | 09/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect WANG Rong | Mgmt | For | Against | Against | |||||
6 | Elect CHEN Limin | Mgmt | For | Against | Against | |||||
7 | Directors' Fees | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
Hon Hai Precision Industry Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2317 | CINS Y36861105 | 06/18/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Accounts and Reports | Mgmt | For | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
9 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||||
12 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | |||||
13 | Amendments to Procedural Rules: Shareholder Meetings | Mgmt | For | For | For | |||||
14 | Amendments to Articles | Mgmt | For | For | For | |||||
15 | Employee Restricted Stock Plan | Mgmt | For | Against | Against | |||||
16 | Employee Warrants Plan | Mgmt | For | Against | Against | |||||
ING Groep N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INGA | CINS N4578E413 | 05/14/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Amendments to Articles | Mgmt | For | For | For | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Elect Wilfred Nagel to the Management Board | Mgmt | For | For | For | |||||
14 | Elect Aman Mehta | Mgmt | For | Against | Against | |||||
15 | Elect Jan Holsboer | Mgmt | For | Against | Against | |||||
16 | Elect Yvonne van Rooy | Mgmt | For | Against | Against | |||||
17 | Elect Robert Reibestein | Mgmt | For | Against | Against | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights in Connection with a Merger | Mgmt | For | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares in Connection with a Merger | Mgmt | For | For | For | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
INPEX Corporation (fka INPEX Holdings Inc.) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1605 | CINS J2467E101 | 06/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Naoki Kuroda | Mgmt | For | For | For | |||||
5 | Elect Masatoshi Sugioka | Mgmt | For | For | For | |||||
6 | Elect Toshiaki Kitamura | Mgmt | For | For | For | |||||
7 | Elect Seiji Yui | Mgmt | For | For | For | |||||
8 | Elect Masaharu Sano | Mgmt | For | For | For | |||||
9 | Elect Shunichiroh Sugaya | Mgmt | For | For | For | |||||
10 | Elect Masahiro Murayama | Mgmt | For | For | For | |||||
11 | Elect Seiya Itoh | Mgmt | For | For | For | |||||
12 | Elect Wataru Tanaka | Mgmt | For | For | For | |||||
13 | Elect Takahiko Ikeda | Mgmt | For | For | For | |||||
14 | Elect Yoshikazu Kurasawa | Mgmt | For | For | For | |||||
15 | Elect Kazuo Wakasugi | Mgmt | For | For | For | |||||
16 | Elect Yoshiyuki Kagawa | Mgmt | For | For | For | |||||
17 | Elect Seiji Katoh | Mgmt | For | For | For | |||||
18 | Elect Rentaroh Tonoike | Mgmt | For | For | For | |||||
19 | Elect Yasuhiko Okada | Mgmt | For | For | For | |||||
20 | Bonus | Mgmt | For | For | For | |||||
Invensys plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ISYS | CINS G49133161 | 07/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Francesco Caio | Mgmt | For | For | For | |||||
4 | Elect Wayne Edmunds | Mgmt | For | For | For | |||||
5 | Elect Bay Green | Mgmt | For | For | For | |||||
6 | Elect Paul Lester | Mgmt | For | For | For | |||||
7 | Elect Deena Mattar | Mgmt | For | For | For | |||||
8 | Elect Michael Parker | Mgmt | For | For | For | |||||
9 | Elect Martin Read | Mgmt | For | For | For | |||||
10 | Elect Sir Nigel Rudd | Mgmt | For | For | For | |||||
11 | Elect Pat Zito | Mgmt | For | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
Japan Tobacco Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2914 | CINS J27869106 | 06/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Hiroshi Kimura | Mgmt | For | For | For | |||||
5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | |||||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | |||||
7 | Elect Noriaki Ohkubo | Mgmt | For | For | For | |||||
8 | Elect Akira Saeki | Mgmt | For | For | For | |||||
9 | Elect Hideki Miyazaki | Mgmt | For | For | For | |||||
10 | Elect Mutsuo Iwai | Mgmt | For | For | For | |||||
11 | Elect Motoyuki Oka | Mgmt | For | For | For | |||||
12 | Elect Main Kohda | Mgmt | For | For | For | |||||
13 | Elect Futoshi Nakamura | Mgmt | For | Against | Against | |||||
14 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | |||||
Jeronimo Martins SGPS SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JMT | CINS X40338109 | 03/30/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Portugal | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Ratification of Board and Supervisory Council Acts; Shareholder Proposal Regarding Ratification of Acts of Board, Chairman and Audit Committee | Mgmt | N/A | For | N/A | |||||
7 | Remuneration Report | Mgmt | For | Against | Against | |||||
8 | Shareholder Proposal Regarding Election of Board Members | Mgmt | N/A | Against | N/A | |||||
Kabel Deutschland Holding AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KD8 | CINS D6424C104 | 10/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
7 | Appointment of Auditor | Mgmt | For | For | For | |||||
8 | Authority to Disclose Individual Executive Compensation | Mgmt | For | For | For | |||||
Kerry Group Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KRZ | CINS G52416107 | 05/02/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Ireland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Joan Garahy | Mgmt | For | Against | Against | |||||
4 | Elect James Kenny | Mgmt | For | Against | Against | |||||
5 | Elect Michael Teahan | Mgmt | For | Against | Against | |||||
6 | Elect Philip Toomey | Mgmt | For | Against | Against | |||||
7 | Elect Denis Buckley | Mgmt | For | Against | Against | |||||
8 | Elect Gerry Behan | Mgmt | For | Against | Against | |||||
9 | Elect Kieran Breen | Mgmt | For | Against | Against | |||||
10 | Elect Denis Carroll | Mgmt | For | Against | Against | |||||
11 | Elect Michael Dowling | Mgmt | For | Against | Against | |||||
12 | Elect Patrick Flahive | Mgmt | For | Against | Against | |||||
13 | Elect Noel Greene | Mgmt | For | Against | Against | |||||
14 | Elect Flor Healy | Mgmt | For | Against | Against | |||||
15 | Elect Stan McCarthy | Mgmt | For | Against | Against | |||||
16 | Elect Brian Mehigan | Mgmt | For | Against | Against | |||||
17 | Elect Gerard O'Hanlon | Mgmt | For | Against | Against | |||||
18 | Elect Denis Wallis | Mgmt | For | Against | Against | |||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
20 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Kingfisher plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KGF | CINS G5256E441 | 06/14/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Daniel Bernard | Mgmt | For | For | For | |||||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | |||||
6 | Elect Pascal Cagni | Mgmt | For | For | For | |||||
7 | Elect Clare Chapman | Mgmt | For | For | For | |||||
8 | Elect Ian Cheshire | Mgmt | For | For | For | |||||
9 | Elect Anders Dahlvig | Mgmt | For | For | For | |||||
10 | Elect Janis Kong | Mgmt | For | For | For | |||||
11 | Elect Kevin O'Byrne | Mgmt | For | For | For | |||||
12 | Elect Mark Seligman | Mgmt | For | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
20 | Sharesave Plan | Mgmt | For | For | For | |||||
Konami Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9766 | CINS J35996107 | 06/28/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Kagemasa Kohzuki | Mgmt | For | For | For | |||||
3 | Elect Takuya Kohzuki | Mgmt | For | For | For | |||||
4 | Elect Kimihiko Higashio | Mgmt | For | For | For | |||||
5 | Elect Noriaki Yamaguchi | Mgmt | For | For | For | |||||
6 | Elect Tomokazu Godai | Mgmt | For | For | For | |||||
7 | Elect Hiroyuki Mizuno | Mgmt | For | For | For | |||||
8 | Elect Akira Genma | Mgmt | For | For | For | |||||
Lanxess AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LXSG | CINS D5032B102 | 05/15/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
Lawson Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2651 | CINS J3871L103 | 05/29/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Takeshi Niinami | Mgmt | For | For | For | |||||
5 | Elect Genichi Tamatsuka | Mgmt | For | For | For | |||||
6 | Elect Yoshiyuki Yahagi | Mgmt | For | For | For | |||||
7 | Elect Tohru Moriyama | Mgmt | For | For | For | |||||
8 | Elect Reiko Yonezawa | Mgmt | For | For | For | |||||
9 | Elect Takehiko Kakiuchi | Mgmt | For | For | For | |||||
10 | Elect Emi Ohsono | Mgmt | For | For | For | |||||
11 | Elect Shinichi Hokari | Mgmt | For | For | For | |||||
12 | Retirement Allowances and Special Allowances for Statutory Auditor(s) | Mgmt | For | For | For | |||||
13 | Statutory Auditors' Fees | Mgmt | For | For | For | |||||
Lianhua Supermarket Holdings Co., Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0980 | CINS Y5279F102 | 06/15/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Auditor's Report | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
8 | Elect WANG Zhi Gang | Mgmt | For | Against | Against | |||||
9 | Elect LIN Yi-bin | Mgmt | For | Against | Against | |||||
10 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
11 | Authority to Issue H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
12 | Amendments to Articles | Mgmt | For | For | For | |||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
LIC Housing Finance Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LICHSGFIN | CINS Y5278Z133 | 03/05/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Authority to Issue Preference Shares | Mgmt | For | For | For | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Authority to Issue Shares to Qualified Institutional Buyers | Mgmt | For | For | For | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Localiza Rent A Car SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RENT3 | CINS P6330Z111 | 04/13/2012 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
Localiza Rent A Car SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RENT3 | CINS P6330Z111 | 04/13/2012 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Amendments to Articles Regarding Novo Mercado Regulations, Board Size, Audit Committee and Mandatory Takeover Bid | Mgmt | For | TNA | N/A | |||||
3 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
LVMH Moet Hennessy Louis Vuitton SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MC | CINS F58485115 | 04/05/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Related Party Transactions | Mgmt | For | Against | Against | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Elect Francesco Trapani | Mgmt | For | Against | Against | |||||
9 | Elect Felix Rohatyn as Censor | Mgmt | For | For | For | |||||
10 | Elect Antoine Arnault | Mgmt | For | Against | Against | |||||
11 | Elect Albert Frere | Mgmt | For | Against | Against | |||||
12 | Elect Gilles Hennessy | Mgmt | For | Against | Against | |||||
13 | Elect Charles Powell | Mgmt | For | Against | Against | |||||
14 | Elect Yves-Thibault de Silguy | Mgmt | For | Against | Against | |||||
15 | Director's Fees | Mgmt | For | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
18 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
19 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
20 | Amend Article 23.1 | Mgmt | For | For | For | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Macquarie Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MQG | CINS Q57085104 | 07/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Re-elect Peter Kirby | Mgmt | For | For | For | |||||
3 | Re-elect John Niland | Mgmt | For | For | For | |||||
4 | Re-elect Helen Nugent | Mgmt | For | For | For | |||||
5 | Re-elect Kevin McCann | Mgmt | For | For | For | |||||
6 | Elect Diane Grady | Mgmt | For | For | For | |||||
7 | Remuneration Report | Mgmt | For | For | For | |||||
8 | Equity Grant (MD/CEO Nicholas Moore) | Mgmt | For | Against | Against | |||||
Media Nusantara Citra Tbk | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MNCN | CINS Y71280104 | 04/30/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Indonesia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Annual Report | Mgmt | For | For | For | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
5 | Authority to Issue Shares under the Employee and Management Stock Option Program | Mgmt | For | Against | Against | |||||
6 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
Media Nusantara Citra Tbk | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MNCN | CINS Y71280104 | 12/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Indonesia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Mitsubishi Electric Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6503 | CINS J43873116 | 06/28/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Setsuhiro Shimomura | Mgmt | For | Against | Against | |||||
3 | Elect Kenichiroh Yamanishi | Mgmt | For | Against | Against | |||||
4 | Elect Masanori Saitoh | Mgmt | For | Against | Against | |||||
5 | Elect Hiroki Yoshimatsu | Mgmt | For | Against | Against | |||||
6 | Elect Noritomo Hashimoto | Mgmt | For | Against | Against | |||||
7 | Elect Ryohsuke Fujimoto | Mgmt | For | Against | Against | |||||
8 | Elect Nobuyuki Ohkuma | Mgmt | For | Against | Against | |||||
9 | Elect Hiroyoshi Murayama | Mgmt | For | Against | Against | |||||
10 | Elect Mikio Sasaki | Mgmt | For | Against | Against | |||||
11 | Elect Shigemitsu Miki | Mgmt | For | Against | Against | |||||
12 | Elect Fujiatsu Makino | Mgmt | For | Against | Against | |||||
13 | Elect Mitoji Yabunaka | Mgmt | For | Against | Against | |||||
Mitsubishi Tanabe Pharma Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4508 | CINS J4448H104 | 06/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Michihiro Tsuchiya | Mgmt | For | For | For | |||||
4 | Elect Kuniaki Kaga | Mgmt | For | For | For | |||||
5 | Elect Kenichi Yanagisawa | Mgmt | For | For | For | |||||
6 | Elect Kenkichi Kosakai | Mgmt | For | For | For | |||||
7 | Elect Masayuki Mitsuka | Mgmt | For | For | For | |||||
8 | Elect Takashi Kobayashi | Mgmt | For | For | For | |||||
9 | Elect Shigehiko Hattori | Mgmt | For | For | For | |||||
10 | Elect Seishiroh Yoshioka | Mgmt | For | For | For | |||||
11 | Elect Hidetaka Tomita as an Alternate Statutory Auditor | Mgmt | For | Against | Against | |||||
Mitsubishi UFJ Financial Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8306 | CINS J44497105 | 06/28/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Takamune Okihara | Mgmt | For | For | For | |||||
4 | Elect Kinya Okauchi | Mgmt | For | For | For | |||||
5 | Elect Katsunori Nakayasu | Mgmt | For | For | For | |||||
6 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||||
7 | Elect Taihei Yuki | Mgmt | For | For | For | |||||
8 | Elect Ichiroh Hamakawa | Mgmt | For | For | For | |||||
9 | Elect Akihiko Kagawa | Mgmt | For | For | For | |||||
10 | Elect Toshiroh Toyoizumi | Mgmt | For | For | For | |||||
11 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||||
12 | Elect Shunsuke Teraoka | Mgmt | For | For | For | |||||
13 | Elect Tatsuo Wakabayashi | Mgmt | For | For | For | |||||
14 | Elect Saburoh Araki | Mgmt | For | For | For | |||||
15 | Elect Hiroyuki Noguchi | Mgmt | For | For | For | |||||
16 | Elect Muneaki Tokunari | Mgmt | For | For | For | |||||
17 | Elect Ryuji Araki | Mgmt | For | For | For | |||||
18 | Elect Kazuhiro Watanabe | Mgmt | For | For | For | |||||
19 | Elect Takuma Ohtoshi | Mgmt | For | For | For | |||||
Mitsui & Co Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8031 | CINS J44690139 | 06/21/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Shohei Utsuda | Mgmt | For | For | For | |||||
4 | Elect Masami Iijima | Mgmt | For | For | For | |||||
5 | Elect Seiichi Tanaka | Mgmt | For | For | For | |||||
6 | Elect Fuminobu Kawashima | Mgmt | For | For | For | |||||
7 | Elect Daisuke Saiga | Mgmt | For | For | For | |||||
8 | Elect Johji Okada | Mgmt | For | For | For | |||||
9 | Elect Masayuki Kinoshita | Mgmt | For | For | For | |||||
10 | Elect Shintaroh Ambe | Mgmt | For | For | For | |||||
11 | Elect Kohichi Tanaka | Mgmt | For | For | For | |||||
12 | Elect Nobuko Matsubara | Mgmt | For | For | For | |||||
13 | Elect Ikujiroh Nonaka | Mgmt | For | For | For | |||||
14 | Elect Hiroshi Hirabayashi | Mgmt | For | For | For | |||||
15 | Elect Toshiroh Mutoh | Mgmt | For | For | For | |||||
16 | Elect Kunihiro Matsuo | Mgmt | For | For | For | |||||
Mitsui Fudosan Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8801 | CINS J4509L101 | 06/28/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Kohichi Nishiyama | Mgmt | For | Against | Against | |||||
4 | Elect Toshiaki Hasegawa | Mgmt | For | For | For | |||||
5 | Bonus | Mgmt | For | For | For | |||||
MTU Aero Engines Holding AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTX | CINS D5565H104 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
Nestle S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NESN | CINS H57312649 | 04/19/2012 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
5 | Compensation Report | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
8 | Elect Daniel Borel | Mgmt | For | TNA | N/A | |||||
9 | Elect Henri de Castries | Mgmt | For | TNA | N/A | |||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
11 | Cancellation of Shares and Reduction of Share Capital | Mgmt | For | TNA | N/A | |||||
12 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||||
Nintendo Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7974 | CINS J51699106 | 06/28/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Satoru Iwata | Mgmt | For | For | For | |||||
4 | Elect Yoshihiro Mori | Mgmt | For | For | For | |||||
5 | Elect Shinji Hatano | Mgmt | For | For | For | |||||
6 | Elect Genyoh Takeda | Mgmt | For | For | For | |||||
7 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||||
8 | Elect Masaharu Matsumoto | Mgmt | For | For | For | |||||
9 | Elect Eiichi Suzuki | Mgmt | For | For | For | |||||
10 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||||
11 | Elect Kaoru Takemura | Mgmt | For | For | For | |||||
12 | Elect Minoru Ueda | Mgmt | For | For | For | |||||
13 | Elect Ken Toyoda | Mgmt | For | For | For | |||||
14 | Elect Yoshimi Mitamura | Mgmt | For | For | For | |||||
15 | Elect Katsuhiro Umeyama | Mgmt | For | For | For | |||||
Nissan Motor Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7201 | CINS J57160129 | 06/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Greg Kelly | Mgmt | For | For | For | |||||
4 | Elect Masahiko Aoki | Mgmt | For | Against | Against | |||||
5 | Elect Shigetoshi Andoh | Mgmt | For | Against | Against | |||||
NTT DoCoMo Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9437 | CINS J59399105 | 06/19/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Kaoru Katoh | Mgmt | For | For | For | |||||
4 | Elect Kazuto Tsubouchi | Mgmt | For | For | For | |||||
5 | Elect Fumio Iwasaki | Mgmt | For | For | For | |||||
6 | Elect Tsutomu Shindoh | Mgmt | For | For | For | |||||
7 | Elect Takashi Tanaka | Mgmt | For | For | For | |||||
8 | Elect Kazuhiro Yoshizawa | Mgmt | For | For | For | |||||
9 | Elect Seizoh Onoe | Mgmt | For | For | For | |||||
10 | Elect Wataru Kagawa | Mgmt | For | For | For | |||||
11 | Elect Kiyohito Nagata | Mgmt | For | For | For | |||||
12 | Elect Hirotaka Satoh | Mgmt | For | For | For | |||||
13 | Elect Kazuhiro Takagi | Mgmt | For | For | For | |||||
14 | Elect Ryuji Yamada | Mgmt | For | For | For | |||||
15 | Elect Hiroh Kusumoto | Mgmt | For | For | For | |||||
16 | Elect Takanori Utano | Mgmt | For | Against | Against | |||||
Olam International Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
O32 | CINS Y6421B106 | 07/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Issuance of Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
Olam International Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
O32 | CINS Y6421B106 | 10/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Singapore | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Narain Girdhar Chanrai | Mgmt | For | Against | Against | |||||
4 | Elect Sunny Verghese | Mgmt | For | Against | Against | |||||
5 | Elect Shekhar Anantharaman | Mgmt | For | Against | Against | |||||
6 | Elect Michael LIM Choo San | Mgmt | For | Against | Against | |||||
7 | Directors' Fees | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against | |||||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares under Olam Employee Share Option Scheme | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares under Olam Scrip Dividend Scheme | Mgmt | For | For | For | |||||
Orix Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8591 | CINS J61933123 | 06/25/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Yoshihiko Miyauchi | Mgmt | For | Against | Against | |||||
3 | Elect Makoto Inoue | Mgmt | For | Against | Against | |||||
4 | Elect Haruyuki Urata | Mgmt | For | Against | Against | |||||
5 | Elect Hiroaki Nishina | Mgmt | For | Against | Against | |||||
6 | Elect Kazuo Kojima | Mgmt | For | Against | Against | |||||
7 | Elect Yoshiyuki Yamaya | Mgmt | For | Against | Against | |||||
8 | Elect Tamio Umaki | Mgmt | For | Against | Against | |||||
9 | Elect Hirotaka Takeuchi | Mgmt | For | Against | Against | |||||
10 | Elect Takeshi Sasaki | Mgmt | For | Against | Against | |||||
11 | Elect Eiko Tsujiyama | Mgmt | For | Against | Against | |||||
12 | Elect Robert Feldman | Mgmt | For | Against | Against | |||||
13 | Elect Takeshi Niinami | Mgmt | For | Against | Against | |||||
14 | Elect Nobuaki Usui | Mgmt | For | Against | Against | |||||
Pearson plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PSON | CINS G69651100 | 04/27/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Sir David Arculus | Mgmt | For | For | For | |||||
4 | Elect Patrick Cescau | Mgmt | For | For | For | |||||
5 | Elect Will Ethridge | Mgmt | For | For | For | |||||
6 | Elect Rona Fairhead | Mgmt | For | For | For | |||||
7 | Elect Robin Freestone | Mgmt | For | For | For | |||||
8 | Elect Susan Fuhrman | Mgmt | For | For | For | |||||
9 | Elect Kenneth Hydon | Mgmt | For | For | For | |||||
10 | Elect S. Joshua Lewis | Mgmt | For | For | For | |||||
11 | Elect John Makinson | Mgmt | For | For | For | |||||
12 | Elect Glen Moreno | Mgmt | For | For | For | |||||
13 | Elect Marjorie Scardino | Mgmt | For | For | For | |||||
14 | Elect Vivienne Cox | Mgmt | For | For | For | |||||
15 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
22 | Adoption of New Articles | Mgmt | For | For | For | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Petronas Chemicals Group Berhad | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCHEM | CINS Y6811G103 | 07/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Malaysia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Manharlal a/l Ratilal | Mgmt | For | Against | Against | |||||
4 | Elect Kamarudin bin Zakaria | Mgmt | For | Against | Against | |||||
5 | Elect Md Arif bin Mahmood | Mgmt | For | Against | Against | |||||
6 | Elect Abd Hapiz bin Abdullah | Mgmt | For | Against | Against | |||||
7 | Directors' Fees | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Ping An Insurance (Group) Company of China | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2318 | CINS Y69790106 | 02/08/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
4 | Type of securities | Mgmt | For | For | For | |||||
5 | Issue size | Mgmt | For | For | For | |||||
6 | Par value and issue price | Mgmt | For | For | For | |||||
7 | Term | Mgmt | For | For | For | |||||
8 | Interest rate | Mgmt | For | For | For | |||||
9 | Method and timing of the interest payment | Mgmt | For | For | For | |||||
10 | Conversion period | Mgmt | For | For | For | |||||
11 | CB Conversion Price | Mgmt | For | For | For | |||||
12 | Downward adjustment to CB Conversion Price | Mgmt | For | For | For | |||||
13 | Number of Shares for Conversion | Mgmt | For | For | For | |||||
14 | Terms of redemption | Mgmt | For | For | For | |||||
15 | Terms of sale back | Mgmt | For | For | For | |||||
16 | Entitlement to dividend of the year of conversion | Mgmt | For | For | For | |||||
17 | Method of issuance and target subscribers | Mgmt | For | For | For | |||||
18 | Subscription Arrangement | Mgmt | For | For | For | |||||
19 | Relevant matters of CB Holders’ meetings | Mgmt | For | For | For | |||||
20 | Use of proceeds | Mgmt | For | For | For | |||||
21 | Special provisions in relation to solvency capital | Mgmt | For | For | For | |||||
22 | Guarantee and security | Mgmt | For | For | For | |||||
23 | Validity period | Mgmt | For | For | For | |||||
24 | Ratification of Board Acts | Mgmt | For | For | For | |||||
25 | Feasibility Analysis on Use of Proceeds | Mgmt | For | For | For | |||||
26 | Report on Use of Proceeds from Previous Fund Raising Activities | Mgmt | For | For | For | |||||
27 | Elect FAN Mingchun | Mgmt | For | Against | Against | |||||
PPR SA (Pinault-Printemps-La Redoute) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PP | CINS F7440G127 | 04/27/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Elect Luca Cordero di Montezemolo | Mgmt | For | Against | Against | |||||
8 | Elect Jean-Pierre Denis | Mgmt | For | Against | Against | |||||
9 | Elect Philippe Lagayette | Mgmt | For | Against | Against | |||||
10 | Elect Jochen Zeitz | Mgmt | For | Against | Against | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Grant Warrants | Mgmt | For | For | For | |||||
13 | Employee Stock Purchase Plan | Mgmt | Against | Against | For | |||||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Prudential plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRU | CINS G72899100 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Alexander Johnston | Mgmt | For | For | For | |||||
5 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||||
6 | Elect Keki Dadiseth | Mgmt | For | Against | Against | |||||
7 | Elect Howard Davies | Mgmt | For | For | For | |||||
8 | Elect Rob Devey | Mgmt | For | For | For | |||||
9 | Elect John Foley | Mgmt | For | For | For | |||||
10 | Elect Michael Garrett | Mgmt | For | For | For | |||||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||||
12 | Elect Paul Manduca | Mgmt | For | For | For | |||||
13 | Elect Harvey McGrath | Mgmt | For | For | For | |||||
14 | Elect Michael McLintock | Mgmt | For | For | For | |||||
15 | Elect Nic Nicandrou | Mgmt | For | For | For | |||||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||||
17 | Elect Tidjane Thiam | Mgmt | For | For | For | |||||
18 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||||
19 | Elect Michael Wells | Mgmt | For | For | For | |||||
20 | Appointment of Auditor | Mgmt | For | For | For | |||||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
24 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
25 | Savings-Related Share Option Scheme | Mgmt | For | For | For | |||||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
QUALCOMM Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QCOM | CUSIP 747525103 | 03/06/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||||
1.6 | Elect Paul Jacobs | Mgmt | For | For | For | |||||
1.7 | Elect Robert Kahn | Mgmt | For | For | For | |||||
1.8 | Elect Sherry Lansing | Mgmt | For | For | For | |||||
1.9 | Elect Duane Nelles | Mgmt | For | For | For | |||||
1.10 | Elect Francisco Ros | Mgmt | For | For | For | |||||
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | |||||
1.12 | Elect Marc Stern | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Elimination of Plurality Voting Standard for Election of Directors | Mgmt | For | For | For | |||||
Rakuten Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4755 | CINS J64264104 | 03/29/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendments to Articles | Mgmt | For | For | For | |||||
2 | Elect Hiroshi Mikitani | Mgmt | For | For | For | |||||
3 | Elect Atsushi Kunishige | Mgmt | For | For | For | |||||
4 | Elect Masatada Kobayashi | Mgmt | For | For | For | |||||
5 | Elect Tohru Shimada | Mgmt | For | For | For | |||||
6 | Elect Akio Sugihara | Mgmt | For | For | For | |||||
7 | Elect Hisashi Suzuki | Mgmt | For | For | For | |||||
8 | Elect Ken Takayama | Mgmt | For | For | For | |||||
9 | Elect Kazunori Takeda | Mgmt | For | For | For | |||||
10 | Elect Hiroaki Yasutake | Mgmt | For | For | For | |||||
11 | Elect Charles Baxter | Mgmt | For | For | For | |||||
12 | Elect Kohichi Kusano | Mgmt | For | For | For | |||||
13 | Elect Ken Kutaragi | Mgmt | For | For | For | |||||
14 | Elect Joshua James | Mgmt | For | For | For | |||||
15 | Elect Hiroshi Fukino | Mgmt | For | For | For | |||||
16 | Elect Yoshihisa Yamada | Mgmt | For | For | For | |||||
17 | Elect Jun Murai | Mgmt | For | For | For | |||||
18 | Elect Katsuyuki Yamaguchi | Mgmt | For | Against | Against | |||||
19 | Stock Option Plan | Mgmt | For | Against | Against | |||||
Rio Tinto Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RIO | CINS Q81437107 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Remuneration Report | Mgmt | For | For | For | |||||
4 | Elect Chris Lynch | Mgmt | For | For | For | |||||
5 | Elect John Varley | Mgmt | For | For | For | |||||
6 | Re-elect Tom Albanese | Mgmt | For | For | For | |||||
7 | Re-elect Robert Brown | Mgmt | For | For | For | |||||
8 | Re-elect Vivienne Cox | Mgmt | For | For | For | |||||
9 | Re-elect Jan du Plessis | Mgmt | For | For | For | |||||
10 | Re-elect Guy Elliott | Mgmt | For | For | For | |||||
11 | Re-elect Michael Fitzpatrick | Mgmt | For | For | For | |||||
12 | Re-elect Ann Godbehere | Mgmt | For | For | For | |||||
13 | Re-elect Richard Goodmanson | Mgmt | For | For | For | |||||
14 | Re-elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | |||||
15 | Re-elect Paul Tellier | Mgmt | For | For | For | |||||
16 | Re-elect Samuel Walsh | Mgmt | For | For | For | |||||
17 | Appoint Auditor and Authorise Board to Set Fees | Mgmt | For | For | For | |||||
18 | Renew Authority to Repurchase Shares | Mgmt | For | For | For | |||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Royal Dutch Shell Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RDSB | CINS G7690A100 | 05/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||||
4 | Elect Josef Ackermann | Mgmt | For | For | For | |||||
5 | Elect Guy Elliott | Mgmt | For | For | For | |||||
6 | Elect Simon Henry | Mgmt | For | For | For | |||||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||||
9 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||||
10 | Elect Jorma Ollila | Mgmt | For | For | For | |||||
11 | Elect Linda Stuntz | Mgmt | For | For | For | |||||
12 | Elect Jeroen van der Veer | Mgmt | For | For | For | |||||
13 | Elect Peter Voser | Mgmt | For | For | For | |||||
14 | Elect Hans Wijers | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
Samsung Electronics Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
005930 | CINS Y74718100 | 03/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Election of Independent Directors (Slate): (i) YOON Dong Min; (ii) KIM Han Joong; and (iii) LEE Byung Ki | Mgmt | For | Against | Against | |||||
3 | Election of Executive Directors (Slate): (i) CHOI Gee Sung; (ii) KWON Oh Hyun; and (iii) YOON Ju Hwa | Mgmt | For | Against | Against | |||||
4 | Election of Audit Committee Members (Slate): (i) YOON Dong Min; and (ii) KIM Han Joong | Mgmt | For | For | For | |||||
5 | Directors' Fees | Mgmt | For | Abstain | Against | |||||
6 | Spin-off | Mgmt | For | For | For | |||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
SanDisk Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNDK | CUSIP 80004C101 | 06/12/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Marks | Mgmt | For | For | For | |||||
2 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||||
3 | Elect Irwin Federman | Mgmt | For | For | For | |||||
4 | Elect Steven Gomo | Mgmt | For | For | For | |||||
5 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||||
6 | Elect Chenming Hu | Mgmt | For | For | For | |||||
7 | Elect Catherine Lego | Mgmt | For | For | For | |||||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Sanofi | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAN | CINS F5548N101 | 05/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Elect Laurent Attal | Mgmt | For | Against | Against | |||||
8 | Elect Uwe Bicker | Mgmt | For | Against | Against | |||||
9 | Elect Jean-Rene Fourtou | Mgmt | For | Against | Against | |||||
10 | Elect Claudie Haignere | Mgmt | For | Against | Against | |||||
11 | Elect Carole Piwnica | Mgmt | For | Against | Against | |||||
12 | Elect Klaus Pohle | Mgmt | For | Against | Against | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
14 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||||
15 | Relocation of Corporate Headquarters | Mgmt | For | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
17 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Sap AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAP | CINS D66992104 | 05/23/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Compensation Policy | Mgmt | For | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Elect Hasso Plattner | Mgmt | For | Against | Against | |||||
11 | Elect Pekka Ala-Pietila | Mgmt | For | For | For | |||||
12 | Elect Anja Feldmann | Mgmt | For | For | For | |||||
13 | Elect Wilhelm Haarmann | Mgmt | For | For | For | |||||
14 | Elect Bernard Liautaud | Mgmt | For | For | For | |||||
15 | Elect Hartmut Mehdorn | Mgmt | For | For | For | |||||
16 | Elect Erhard Schipporeit | Mgmt | For | For | For | |||||
17 | Elect Klaus Wucherer | Mgmt | For | For | For | |||||
18 | Cancellation of Conditional Capital | Mgmt | For | For | For | |||||
Sberbank | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SBER | CUSIP 80585Y308 | 06/01/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Annual Report | Mgmt | For | For | For | |||||
2 | Financial Statements | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Elect German Gref | Mgmt | N/A | Abstain | N/A | |||||
6 | Elect Sergey Guriev | Mgmt | N/A | For | N/A | |||||
7 | Elect Anton Danilov-Danilyan | Mgmt | N/A | For | N/A | |||||
8 | Elect Mikhail E. Dmitriev | Mgmt | N/A | For | N/A | |||||
9 | Elect Bella Zlatkis | Mgmt | N/A | Abstain | N/A | |||||
10 | Elect Nadezhda Ivanova | Mgmt | N/A | Abstain | N/A | |||||
11 | Elect Sergey Ignatyev | Mgmt | N/A | Abstain | N/A | |||||
12 | Elect Georgy Luntovsky | Mgmt | N/A | Abstain | N/A | |||||
13 | Elect Mikhail Matovnikov | Mgmt | N/A | For | N/A | |||||
14 | Elect Vladimir Mau | Mgmt | N/A | Abstain | N/A | |||||
15 | Elect Alessandro Profumo | Mgmt | N/A | Abstain | N/A | |||||
16 | Elect Alexey Savatyugin | Mgmt | N/A | Abstain | N/A | |||||
17 | Elect Rair Simonyan | Mgmt | N/A | For | N/A | |||||
18 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | N/A | Abstain | N/A | |||||
19 | Elect Valery Tkachenko | Mgmt | N/A | Abstain | N/A | |||||
20 | Elect Dmitry Tulin | Mgmt | N/A | For | N/A | |||||
21 | Elect Alexey Ulyukaev | Mgmt | N/A | Abstain | N/A | |||||
22 | Elect Ronald Freeman | Mgmt | N/A | Abstain | N/A | |||||
23 | Elect Sergei Shvetsov | Mgmt | N/A | Abstain | N/A | |||||
24 | Elect Natalia Borodina | Mgmt | For | For | For | |||||
25 | Elect Vladimir Volkov | Mgmt | For | For | For | |||||
26 | Elect Maxim Dolzhnikov | Mgmt | For | For | For | |||||
27 | Elect Yulia Isakhanova | Mgmt | For | For | For | |||||
28 | Elect Irina Kremleva | Mgmt | For | For | For | |||||
29 | Elect Alexei Minenko | Mgmt | For | For | For | |||||
30 | Elect Olga Polyakova | Mgmt | For | For | For | |||||
31 | Directors' and Audit Commission Members' Fees | Mgmt | For | Against | Against | |||||
32 | Amendments to Articles | Mgmt | For | Against | Against | |||||
Schneider Electric SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SU | CINS F86921107 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Supplementary Retirement Benefits for Management Board Members | Mgmt | For | For | For | |||||
8 | Severance Agreement for Jean-Pascal Tricoire | Mgmt | For | Against | Against | |||||
9 | Elect Leo Apotheker | Mgmt | For | Against | Against | |||||
10 | Ratification of the Co-option of Xavier Fontanet | Mgmt | For | Against | Against | |||||
11 | Elect Antoine Gosset-Grainville | Mgmt | For | Against | Against | |||||
12 | Elect Willy Kissling | Mgmt | For | Against | Against | |||||
13 | Elect Henri Lachmann | Mgmt | For | Against | Against | |||||
14 | Elect Richard Thoman | Mgmt | For | Against | Against | |||||
15 | Elect Manfred Brill | Mgmt | Against | Against | For | |||||
16 | Elect Claude Briquet | Mgmt | Against | Against | For | |||||
17 | Elect Magali Herbaut | Mgmt | For | Against | Against | |||||
18 | Elect Thierry Jacquet | Mgmt | Against | Against | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||||
21 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Siemens AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SIE | CINS D69671218 | 01/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Shareholder Proposal Regarding Board Gender Diversity | ShrHldr | Against | Against | For | |||||
Standard Chartered plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STAN | CINS G84228157 | 05/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
4 | Elect Viswanathan Shankar | Mgmt | For | For | For | |||||
5 | Elect Steve Bertamini | Mgmt | For | For | For | |||||
6 | Elect Jaspal Bindra | Mgmt | For | For | For | |||||
7 | Elect Richard Delbridge | Mgmt | For | For | For | |||||
8 | Elect Jamie Dundas | Mgmt | For | For | For | |||||
9 | Elect Valerie Gooding | Mgmt | For | For | For | |||||
10 | Elect HAN Seung-Soo | Mgmt | For | For | For | |||||
11 | Elect Simon Lowth | Mgmt | For | For | For | |||||
12 | Elect Rudy Markham | Mgmt | For | For | For | |||||
13 | Elect Ruth Markland | Mgmt | For | For | For | |||||
14 | Elect Richard Meddings | Mgmt | For | For | For | |||||
15 | Elect John Paynter | Mgmt | For | For | For | |||||
16 | Elect John Peace | Mgmt | For | For | For | |||||
17 | Elect A. Michael Rees | Mgmt | For | For | For | |||||
18 | Elect Peter Sands | Mgmt | For | For | For | |||||
19 | Elect Paul Skinner | Mgmt | For | For | For | |||||
20 | Elect Oliver Stocken | Mgmt | For | For | For | |||||
21 | Appointment of Auditor | Mgmt | For | For | For | |||||
22 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
23 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
29 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
30 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
33 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
34 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
35 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||||
36 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
37 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Stella International Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1836 | CINS G84698102 | 05/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Daniel SHIH Takuen | Mgmt | For | Against | Against | |||||
6 | Elect Eric CHAO Ming Cheng | Mgmt | For | Against | Against | |||||
7 | Elect Johnny CHEN | Mgmt | For | Against | Against | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
Swiss Re Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SREN | CINS H8431B109 | 04/13/2012 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||||
6 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||||
8 | Elect Jakob Baer | Mgmt | For | TNA | N/A | |||||
9 | Elect John Coomber | Mgmt | For | TNA | N/A | |||||
10 | Elect C. Robert Henrikson | Mgmt | For | TNA | N/A | |||||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Syngenta AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SYNN | CINS H84140112 | 04/24/2012 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
8 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
9 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
10 | Elect Stefan Borgas | Mgmt | For | TNA | N/A | |||||
11 | Elect Peggy Bruzelius | Mgmt | For | TNA | N/A | |||||
12 | Elect David Lawrence | Mgmt | For | TNA | N/A | |||||
13 | Elect Jurg Witmer | Mgmt | For | TNA | N/A | |||||
14 | Elect Vinita Bali | Mgmt | For | TNA | N/A | |||||
15 | Elect Gunnar Brock | Mgmt | For | TNA | N/A | |||||
16 | Elect Michel Demare | Mgmt | For | TNA | N/A | |||||
17 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
18 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2330 | CINS Y84629107 | 06/12/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Amendments to Articles | Mgmt | For | For | For | |||||
8 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | |||||
9 | Elect Morris CHANG | Mgmt | For | For | For | |||||
10 | Elect Fan-Cheng TSENG | Mgmt | For | For | For | |||||
11 | Elect Johnsee LEE | Mgmt | For | For | For | |||||
12 | Elect Rick TSAI | Mgmt | For | For | For | |||||
13 | Elect Peter Bonfield | Mgmt | For | For | For | |||||
14 | Elect Stan SHIH | Mgmt | For | For | For | |||||
15 | Elect Thomas Engibous | Mgmt | For | For | For | |||||
16 | Elect Gregory CHOW | Mgmt | For | For | For | |||||
17 | Elect Kok-Choo CHEN | Mgmt | For | For | For | |||||
18 | Extraordinary motions | Mgmt | For | Against | Against | |||||
Technip | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TEC | CINS F90676101 | 04/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Supplementary Retirement Benefits; Non-Compete Agreement (Thierry Pilenko) | Mgmt | For | For | For | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
10 | Amendments Regarding Shareholder Disclosure Rules and Shareholder Participation | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares and/or Convertible Securities through Private Placement | Mgmt | For | For | For | |||||
14 | Authority to Issue Restricted Shares to Employees and Employees and Corporate Officers of Subsidiaries | Mgmt | For | For | For | |||||
15 | Authority to Issue Restricted Shares to Corporate Officers | Mgmt | For | For | For | |||||
16 | Authority to Grant Stock Options to Employees and Employees and Corporate Officers of Subsidiaries | Mgmt | For | For | For | |||||
17 | Grant Stock Options to Corporate Officers | Mgmt | For | For | For | |||||
18 | Employee Stock Purchase Plan For Overseas Employees | Mgmt | For | For | For | |||||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
20 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Telecity Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TCY | CINS G87403112 | 04/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect John Hughes | Mgmt | For | For | For | |||||
4 | Elect Michael Tobin | Mgmt | For | For | For | |||||
5 | Elect Brian McArthur-Muscroft | Mgmt | For | For | For | |||||
6 | Elect Simon Batey | Mgmt | For | For | For | |||||
7 | Elect John O'Reilly | Mgmt | For | For | For | |||||
8 | Elect Maurizio Carli | Mgmt | For | For | For | |||||
9 | Elect Sahar Elhabashi | Mgmt | For | For | For | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
15 | Long-term Incentive Plan 2012 | Mgmt | For | For | For | |||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Telefonaktiebolaget LM Ericsson | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ERIC.A | CINS W26049119 | 05/03/2012 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Sweden | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
12 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
14 | Board Size | Mgmt | For | TNA | N/A | |||||
15 | Directors' Fees | Mgmt | For | TNA | N/A | |||||
16 | Election of Directors | Mgmt | For | TNA | N/A | |||||
17 | Nomination Committee | Mgmt | For | TNA | N/A | |||||
18 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
20 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
21 | 2012 Employee Stock Purchase Plan | Mgmt | For | TNA | N/A | |||||
22 | Authority to Issue, Transfer and Repurchase Shares Pursuant 2012 Employee Stock Purchase Plan | Mgmt | For | TNA | N/A | |||||
23 | Equity Swap Agreement Pursuant 2012 Employee Stock Purchase Plan | Mgmt | For | TNA | N/A | |||||
24 | 2012 Key Contributor Retention Plan | Mgmt | For | TNA | N/A | |||||
25 | Authority to Issue, Transfer and Purchase Shares Pursuant 2012 Key Contributor Retention Plan | Mgmt | For | TNA | N/A | |||||
26 | Equity Swap Agreement Pursuant 2012 Key Contributor Retention Plan | Mgmt | For | TNA | N/A | |||||
27 | 2012 Executive Performance Stock Plan | Mgmt | For | TNA | N/A | |||||
28 | Authority to Issue, Transfer and Repurchase Shares Pursuant 2012 Executive Performance Stock Plan | Mgmt | For | TNA | N/A | |||||
29 | Equity Swap Agreement Pursuant 2012 Executive Performance Stock Plan | Mgmt | For | TNA | N/A | |||||
30 | Authority to Issue Treasury Shares Pursuant to Existing LTIPs | Mgmt | For | TNA | N/A | |||||
31 | Shareholder Proposal Regarding Unequal Voting Rights | ShrHldr | N/A | TNA | N/A | |||||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Telenet Group Holding NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TNET | CINS B89957110 | 04/25/2012 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Belgium | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Remuneration Report | Mgmt | For | TNA | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Ratify Frank Donck | Mgmt | For | TNA | N/A | |||||
9 | Ratify Duco Sickinghe | Mgmt | For | TNA | N/A | |||||
10 | Ratify Alex Brabers | Mgmt | For | TNA | N/A | |||||
11 | Ratify Andre Sarens | Mgmt | For | TNA | N/A | |||||
12 | Ratify Julien de Wilde | Mgmt | For | TNA | N/A | |||||
13 | Ratify Friso van Oranje-Nassau | Mgmt | For | TNA | N/A | |||||
14 | Ratify Michel Delloye | Mgmt | For | TNA | N/A | |||||
15 | Ratify Charles Bracken | Mgmt | For | TNA | N/A | |||||
16 | Ratify Jim Ryan | Mgmt | For | TNA | N/A | |||||
17 | Ratify Bernie Dvorak | Mgmt | For | TNA | N/A | |||||
18 | Ratify Ruth Pirie | Mgmt | For | TNA | N/A | |||||
19 | Ratify Niall Curran | Mgmt | For | TNA | N/A | |||||
20 | Ratify Diederik Karsten | Mgmt | For | TNA | N/A | |||||
21 | Ratify Manuel Kohnstamm | Mgmt | For | TNA | N/A | |||||
22 | Ratify Balan Nair | Mgmt | For | TNA | N/A | |||||
23 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||||
24 | Resignation of Niall Curran | Mgmt | For | TNA | N/A | |||||
25 | Elect Charles Bracken | Mgmt | For | TNA | N/A | |||||
26 | Elect Duco Sickinghe | Mgmt | For | TNA | N/A | |||||
27 | Elect Angela McMullen | Mgmt | For | TNA | N/A | |||||
28 | Elect Michel Delloye (Representing Cytindus NV) | Mgmt | For | TNA | N/A | |||||
29 | Directors' Fees | Mgmt | For | TNA | N/A | |||||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
31 | Authority to Cancel Shares | Mgmt | For | TNA | N/A | |||||
32 | Capitalization of Reserves | Mgmt | For | TNA | N/A | |||||
33 | Reduction in Par Value; Capital Repayment | Mgmt | For | TNA | N/A | |||||
34 | Amendments to Terms of Employee Warrants | Mgmt | For | TNA | N/A | |||||
35 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
36 | Change in Control Clause for Equity Incentive Plans | Mgmt | For | TNA | N/A | |||||
37 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||||
38 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | TNA | N/A | |||||
Tencent Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
700 | CINS G87572148 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect LI Dong Sheng | Mgmt | For | Against | Against | |||||
6 | Elect Iain Bruce | Mgmt | For | Against | Against | |||||
7 | Directors' Fees | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Authority Issue Repurchased Shares | Mgmt | For | Against | Against | |||||
Teva Pharmaceutical Industries Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TEVA | CUSIP 881624209 | 09/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect Chaim Hurvitz | Mgmt | For | For | For | |||||
3 | Elect Ory Slonim | Mgmt | For | For | For | |||||
4 | Elect Dan Suesskind | Mgmt | For | For | For | |||||
5 | Elect Joseph Nitzani | Mgmt | For | For | For | |||||
6 | Elect Dafna Schwartz | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | |||||
9 | Remuneration of Moshe Many | Mgmt | For | For | For | |||||
10 | Reimbursement of Phillip Frost's Travel Expenses | Mgmt | For | For | For | |||||
Tokyo Gas Co Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9531 | CINS J87000105 | 06/28/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Mitsunori Torihara | Mgmt | For | For | For | |||||
4 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | |||||
5 | Elect Shigeru Muraki | Mgmt | For | For | For | |||||
6 | Elect Michiaki Hirose | Mgmt | For | For | For | |||||
7 | Elect Tsutomu Ohya | Mgmt | For | For | For | |||||
8 | Elect Mikio Itazawa | Mgmt | For | For | For | |||||
9 | Elect Kazuo Yoshino | Mgmt | For | For | For | |||||
10 | Elect Matsuhiko Hataba | Mgmt | For | For | For | |||||
11 | Elect Yukio Satoh | Mgmt | For | For | For | |||||
12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | |||||
13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | |||||
14 | Elect Yukio Masuda | Mgmt | For | Against | Against | |||||
15 | Elect Yoshihiko Morita | Mgmt | For | Against | Against | |||||
Tui Travel Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TT | CINS G9127H104 | 02/07/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Michael Frenzel | Mgmt | For | Against | Against | |||||
5 | Elect Sir Michael Hodgkinson | Mgmt | For | Against | Against | |||||
6 | Elect Peter Long | Mgmt | For | Against | Against | |||||
7 | Elect Johan Lundgren | Mgmt | For | Against | Against | |||||
8 | Elect William Waggott | Mgmt | For | Against | Against | |||||
9 | Elect Volker Bottcher | Mgmt | For | Against | Against | |||||
10 | Elect Horst Baier | Mgmt | For | Against | Against | |||||
11 | Elect Tony Campbell | Mgmt | For | Against | Against | |||||
12 | Elect William Dalton | Mgmt | For | Against | Against | |||||
13 | Elect Rainer Feuerhake | Mgmt | For | Against | Against | |||||
14 | Elect Coline McConville | Mgmt | For | Against | Against | |||||
15 | Elect Minnow Powell | Mgmt | For | Against | Against | |||||
16 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | |||||
17 | Elect Albert Schunk | Mgmt | For | Against | Against | |||||
18 | Elect Harold Sher | Mgmt | For | Against | Against | |||||
19 | Appointment of Auditor | Mgmt | For | For | For | |||||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
29 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
30 | Amendments to Articles Regarding Non-Working Days | Mgmt | For | For | For | |||||
Tullow Oil Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TLW | CINS G91235104 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
4 | Elect Simon Thompson | Mgmt | For | Against | Against | |||||
5 | Elect Steve Lucas | Mgmt | For | Against | Against | |||||
6 | Elect Tutu Agyare | Mgmt | For | Against | Against | |||||
7 | Elect David Bamford | Mgmt | For | Against | Against | |||||
8 | Elect Ann Grant | Mgmt | For | Against | Against | |||||
9 | Elect Aidan Heavey | Mgmt | For | Against | Against | |||||
10 | Elect Graham Martin | Mgmt | For | Against | Against | |||||
11 | Elect Angus McCoss | Mgmt | For | Against | Against | |||||
12 | Elect Paul McDade | Mgmt | For | Against | Against | |||||
13 | Elect Steven McTiernan | Mgmt | For | Against | Against | |||||
14 | Elect Ian Springett | Mgmt | For | Against | Against | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
20 | Directors' Fees | Mgmt | For | For | For | |||||
Turkiye Vakiflar Bankasi AS | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VAKBN | CINS M9037B109 | 03/30/2012 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Turkey | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||||
3 | Minutes | Mgmt | For | TNA | N/A | |||||
4 | Reports | Mgmt | For | TNA | N/A | |||||
5 | Accounts | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||||
7 | Ratification of Statutory Auditors Acts | Mgmt | For | TNA | N/A | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
9 | Ratification of Co-option of Board Member | Mgmt | For | TNA | N/A | |||||
10 | Election of Directors | Mgmt | For | TNA | N/A | |||||
11 | Election of Statutory Auditors | Mgmt | For | TNA | N/A | |||||
12 | Directors and Statutory Auditors' Fees | Mgmt | For | TNA | N/A | |||||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
14 | Charitable Donations | Mgmt | For | TNA | N/A | |||||
15 | Wishes | Mgmt | For | TNA | N/A | |||||
16 | Closing | Mgmt | For | TNA | N/A | |||||
Tyco International Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TYC | CUSIP H89128104 | 03/07/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | |||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
3.7 | Elect John Krol | Mgmt | For | For | For | |||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | |||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Consolidation of Reserves | Mgmt | For | For | For | |||||
9 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Amendments to Articles of Association | Mgmt | For | For | For | |||||
Unicredit S.p.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UCG | CINS T960AS101 | 05/11/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Accounts and Reports of Subsidiary UniCredit Real Estate S.c.p.A. | Mgmt | For | For | For | |||||
6 | Allocation of Surplus of Subsidiary UniCredit Real Estate S.c.p.A. | Mgmt | For | For | For | |||||
7 | Accounts and Reports of Subsidiary Medioinvest S.r.l. | Mgmt | For | For | For | |||||
8 | Allocation of Losses of Subsidiary Medioinvest S.r.l. | Mgmt | For | For | For | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | List Presented by Shareholders Representing 6.331% of Share Capital | Mgmt | For | Against | Against | |||||
11 | List Presented by Shareholders Representing 1.121% | Mgmt | For | N/A | N/A | |||||
12 | Authorization Pursuant to Sect. 2390 of the Italian Civil Code | Mgmt | For | Against | Against | |||||
13 | Directors' Fees | Mgmt | For | For | For | |||||
14 | Insurance Policy | Mgmt | For | For | For | |||||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
16 | Remuneration Report | Mgmt | For | For | For | |||||
17 | Equity Compensation Plan | Mgmt | For | For | For | |||||
18 | Employee Share Ownership Plan | Mgmt | For | For | For | |||||
19 | Amendments to Articles | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
Uralkaliy OAO (Uralkali JSC) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
URKA | CINS X9519W108 | 04/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Russian Federation | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Merger by Absorption | Mgmt | For | For | For | |||||
3 | Reduction in Share Capital | Mgmt | For | For | For | |||||
4 | Related Party Transactions (Credit Line) | Mgmt | For | For | For | |||||
5 | Related Party Transactions (Collateral) | Mgmt | For | For | For | |||||
6 | Related Party Transactions (Cross-Currency Interest Rate Swap) | Mgmt | For | For | For | |||||
7 | Amendments to Audit Commission Regulations | Mgmt | For | For | For | |||||
8 | Amendments to Board Fee Regulations | Mgmt | For | For | For | |||||
Uralkaliy OAO (Uralkali JSC) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
URKA | CINS X9519W108 | 06/07/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Russian Federation | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Meeting Procedure | Mgmt | For | For | For | |||||
3 | Annual Report | Mgmt | For | For | For | |||||
4 | Financial Statements | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Elect Valery Lepehin | Mgmt | For | For | For | |||||
7 | Elect Natalya Prokopova | Mgmt | For | For | For | |||||
8 | Elect Artem Tkachev | Mgmt | For | For | For | |||||
9 | Elect Lidiya Nikonova | Mgmt | For | For | For | |||||
10 | Elect Olga Vyatkina | Mgmt | For | For | For | |||||
11 | Appointment of Auditor (IFRS) | Mgmt | For | For | For | |||||
12 | Appointment of Auditor (Russian Accounting Standards) | Mgmt | For | For | For | |||||
13 | Amendments to Charter | Mgmt | For | For | For | |||||
14 | Amendments to Directors' Fees Regulations | Mgmt | For | For | For | |||||
15 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||||
16 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||||
17 | Indemnification of Directors/Officers (Deeds of Indemnity) | Mgmt | For | For | For | |||||
18 | Indemnification of Directors/Officers (Price) | Mgmt | For | For | For | |||||
19 | Indemnification of Directors/Officers (Conditions) | Mgmt | For | For | For | |||||
20 | Related Party Transactions | Mgmt | For | For | For | |||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
22 | Elect Anton Averin | Mgmt | For | Against | Against | |||||
23 | Elect Vladislav Baumgertner | Mgmt | For | Against | Against | |||||
24 | Elect Alexander Voloshin | Mgmt | For | For | For | |||||
25 | Elect Anna Kolonchina | Mgmt | For | Against | Against | |||||
26 | Elect Alexander Malakh | Mgmt | For | Against | Against | |||||
27 | Elect Vladislav Mamulkin | Mgmt | For | Against | Against | |||||
28 | Elect Robert Margetts | Mgmt | For | For | For | |||||
29 | Elect Alexander Mosionzhik | Mgmt | For | Against | Against | |||||
30 | Elect Paul Ostling | Mgmt | For | Against | Against | |||||
31 | Elect Gordon Sage | Mgmt | For | For | For | |||||
Uralkaliy OAO (Uralkali JSC) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
URKA | CINS X9519W108 | 12/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Russian Federation | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Amendments to Charter | Mgmt | For | For | For | |||||
3 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||||
4 | Related Party Transactions Pursuant to the Indemnification of Directors/Officers | Mgmt | For | For | For | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Vedanta Resources plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VED | CINS G9328D100 | 07/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Navin Agarwal | Mgmt | For | For | For | |||||
5 | Elect Naresh Chandra | Mgmt | For | Against | Against | |||||
6 | Elect Aman Mehta | Mgmt | For | Against | Against | |||||
7 | Appointment of Auditor | Mgmt | For | For | For | |||||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Vodafone Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VOD | CINS G93882135 | 07/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||||
3 | Elect John Buchanan | Mgmt | For | For | For | |||||
4 | Elect Vittorio Colao | Mgmt | For | For | For | |||||
5 | Elect Michel Combes | Mgmt | For | For | For | |||||
6 | Elect Andy Halford | Mgmt | For | For | For | |||||
7 | Elect Steve Pusey | Mgmt | For | For | For | |||||
8 | Elect Renee James | Mgmt | For | For | For | |||||
9 | Elect Alan Jebson | Mgmt | For | For | For | |||||
10 | Elect Samuel Jonah | Mgmt | For | For | For | |||||
11 | Elect Nick Land | Mgmt | For | For | For | |||||
12 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||||
13 | Elect Luc Vandevelde | Mgmt | For | For | For | |||||
14 | Elect Anthony Watson | Mgmt | For | For | For | |||||
15 | Elect Philip Yea | Mgmt | For | For | For | |||||
16 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
17 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
18 | Appointment of Auditor | Mgmt | For | For | For | |||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Volvo AB | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VOLV.A | CINS 928856301 | 04/04/2012 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Sweden | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
15 | Board Size | Mgmt | For | TNA | N/A | |||||
16 | Directors' Fees | Mgmt | For | TNA | N/A | |||||
17 | Election of Directors | Mgmt | For | TNA | N/A | |||||
18 | Nomination Committee | Mgmt | For | TNA | N/A | |||||
19 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
Wm Morrison Supermarkets plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRW | CINS G62748119 | 06/14/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Sir Ian Gibson | Mgmt | For | For | For | |||||
5 | Elect Dalton Philips | Mgmt | For | For | For | |||||
6 | Elect Richard Pennycook | Mgmt | For | For | For | |||||
7 | Elect Philip Cox | Mgmt | For | For | For | |||||
8 | Elect Penny Hughes | Mgmt | For | For | For | |||||
9 | Elect Nigel Robertson | Mgmt | For | For | For | |||||
10 | Elect Johanna Waterous | Mgmt | For | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | Against | Against | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
WPP Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WPP | CINS G9787K108 | 06/13/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Jersey | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | |||||
4 | Elect Colin Day | Mgmt | For | For | For | |||||
5 | Elect Esther Dyson | Mgmt | For | For | For | |||||
6 | Elect Orit Gadiesh | Mgmt | For | For | For | |||||
7 | Elect Philip Lader | Mgmt | For | For | For | |||||
8 | Elect Ruigang Li | Mgmt | For | Against | Against | |||||
9 | Elect Stanley Morten | Mgmt | For | For | For | |||||
10 | Elect Koichiro Naganuma | Mgmt | For | Against | Against | |||||
11 | Elect John Quelch | Mgmt | For | For | For | |||||
12 | Elect Mark Read | Mgmt | For | For | For | |||||
13 | Elect Paul Richardson | Mgmt | For | For | For | |||||
14 | Elect Jeffrey Rosen | Mgmt | For | For | For | |||||
15 | Elect Timothy Shriver | Mgmt | For | For | For | |||||
16 | Elect Martin Sorrell | Mgmt | For | For | For | |||||
17 | Elect Paul Spencer | Mgmt | For | For | For | |||||
18 | Elect Solomon Trujillo | Mgmt | For | For | For | |||||
19 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Xstrata Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XTA | CINS G9826T102 | 05/01/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
4 | Elect John R.H. Bond | Mgmt | For | Against | Against | |||||
5 | Elect Mick Davis | Mgmt | For | Against | Against | |||||
6 | Elect Con Fauconnier | Mgmt | For | Against | Against | |||||
7 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | |||||
8 | Elect Peter Hooley | Mgmt | For | Against | Against | |||||
9 | Elect Claude Lamoureux | Mgmt | For | Against | Against | |||||
10 | Elect Aristotelis Mistakidis | Mgmt | For | Against | Against | |||||
11 | Elect Tor Peterson | Mgmt | For | Against | Against | |||||
12 | Elect Trevor Reid | Mgmt | For | Against | Against | |||||
13 | Elect Sir Steve Robson | Mgmt | For | Against | Against | |||||
14 | Elect David Rough | Mgmt | For | Against | Against | |||||
15 | Elect Ian Strachan | Mgmt | For | Against | Against | |||||
16 | Elect Santiago Zaldumbide | Mgmt | For | Against | Against | |||||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Reduction in Share Premium Account | Mgmt | For | For | For | |||||
21 | Authority to Set General Meeting Notice Period at 20 Days | Mgmt | For | Against | Against | |||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT International Value Fund | ||||||||
Date of fiscal year end: | 12/31/2011 | ||||||||
Ace Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACE | CUSIP H0023R105 | 01/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approval of an Amendment to Increase Dividends from Legal Reserves | Mgmt | For | For | For | ||||
Ace Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACE | CUSIP H0023R105 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Atieh | Mgmt | For | For | For | ||||
2 | Elect Mary Cirillo | Mgmt | For | For | For | ||||
3 | Elect Thomas Neff | Mgmt | For | For | For | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Approval of Statutory Financial Statements | Mgmt | For | For | For | ||||
6 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | ||||
7 | Allocation of Disposable Profits | Mgmt | For | For | For | ||||
8 | Discharge of the Board of Directors | Mgmt | For | For | For | ||||
9 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
10 | Appointment of Statutory Auditor (Zurich) | Mgmt | For | For | For | ||||
11 | Appointment of Independent Auditor (US) | Mgmt | For | For | For | ||||
12 | Appointment of Special Auditor (Zurich) | Mgmt | For | For | For | ||||
13 | Distribution Through Par Value Reduction | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
AIA Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1299 | CINS Y002A1105 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Jack SO Chak Kwong | Mgmt | For | Against | Against | ||||
6 | Elect CHOW Chung Kong | Mgmt | For | Against | Against | ||||
7 | Elect John Harrison | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares under the Restricted Share Unit Scheme | Mgmt | For | For | For | ||||
13 | Amendments to Articles | Mgmt | For | For | For | ||||
Ajinomoto Company Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2802 | CINS J00882126 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Yasuo Saitoh | Mgmt | For | For | For | ||||
4 | Elect Yasushi Akasaka | Mgmt | For | Against | Against | ||||
5 | Elect Shizuo Tanaka | Mgmt | For | Against | Against | ||||
6 | Elect Rieko Satoh | Mgmt | For | For | For | ||||
7 | Elect Masato Tsukahara | Mgmt | For | Against | Against | ||||
8 | Elect Kiyoshi Fujimura | Mgmt | For | For | For | ||||
Allianz SE | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALV | CINS D03080112 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
9 | Elect Wulf Bernotat | Mgmt | For | For | For | ||||
10 | Elect Gerhard Cromme | Mgmt | For | For | For | ||||
11 | Elect Renate Kocher | Mgmt | For | For | For | ||||
12 | Elect Igor Landau | Mgmt | For | For | For | ||||
13 | Elect Helmut Perlet | Mgmt | For | For | For | ||||
14 | Elect Peter Sutherland | Mgmt | For | For | For | ||||
15 | Elect Dante Barban | Mgmt | For | For | For | ||||
16 | Elect Gabriele Burkhardt-Berg | Mgmt | For | For | For | ||||
17 | Elect Jean-Jacques Cette | Mgmt | For | For | For | ||||
18 | Elect Ira Gloe-Semler | Mgmt | For | For | For | ||||
19 | Elect Franz Heib | Mgmt | For | For | For | ||||
20 | Elect Rolf Zimmerman | Mgmt | For | For | For | ||||
21 | Elect Giovanni Casiroli as an Alternate Employee Representative | Mgmt | For | For | For | ||||
22 | Elect Josef Hochburger as an Alternate Employee Representative | Mgmt | For | For | For | ||||
23 | Elect Jean-Claude Le Goaer as an Alternate Employee Representative | Mgmt | For | For | For | ||||
24 | Elect Jorg Reinbrecht as an Alternate Employee Representative | Mgmt | For | For | For | ||||
25 | Elect Jurgen Lawrenz as an Alternate Employee Representative | Mgmt | For | For | For | ||||
26 | Elect Frank Kirsch as an Alternate Employee Representative | Mgmt | For | For | For | ||||
27 | Amendments to Articles Regarding Supervisory Board Members' Term Lengths | Mgmt | For | For | For | ||||
28 | Amendment to Authorized Capital 2010/I | Mgmt | For | For | For | ||||
Amadeus IT Holding SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMS | CINS E04908112 | 06/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Approval of Corporate Website | Mgmt | For | For | For | ||||
7 | Amend Article 1 | Mgmt | For | For | For | ||||
8 | Amend Articles 7 and 8 | Mgmt | For | For | For | ||||
9 | Amend Article 11 | Mgmt | For | For | For | ||||
10 | Amend Articles 16-18, 22-24, 29 and 30 | Mgmt | For | For | For | ||||
11 | Amend Articles 32, 34, 36 and 38 | Mgmt | For | For | For | ||||
12 | Amend Article 41 | Mgmt | For | For | For | ||||
13 | Amend Articles 48 and 50 | Mgmt | For | For | For | ||||
14 | Amend Article 52 | Mgmt | For | For | For | ||||
15 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
16 | Remuneration Report | Mgmt | For | For | For | ||||
17 | Directors' Fees | Mgmt | For | For | For | ||||
18 | Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
19 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Anheuser-Busch Inbev SA/NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABI | CINS B6399C107 | 04/25/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Disapplication of Preemptive Rights for Stock Option Grants | Mgmt | For | TNA | N/A | ||||
6 | Authority to Grant Stock Options | Mgmt | For | TNA | N/A | ||||
7 | Authority to Increase Capital for Stock Options | Mgmt | For | TNA | N/A | ||||
8 | Authority to Grant Stock Options to Non-Executive Directors | Mgmt | For | TNA | N/A | ||||
9 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
14 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
15 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
17 | Remuneration Report | Mgmt | For | TNA | N/A | ||||
18 | Confirmation of Equity Incentive Grants to Executives | Mgmt | For | TNA | N/A | ||||
19 | Change in Control Clause | Mgmt | For | TNA | N/A | ||||
20 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | ||||
Arkema S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AKE | CINS F0392W125 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Losses | Mgmt | For | For | For | ||||
7 | Dividend | Mgmt | For | For | For | ||||
8 | Related Party Transactions | Mgmt | For | For | For | ||||
9 | Severance Agreement (Thierry Le Henaff) | Mgmt | For | For | For | ||||
10 | Elect Thierry Le Henaff | Mgmt | For | For | For | ||||
11 | Elect Jean-Pierre Seeuws | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
18 | Global Ceiling for Capital Increases | Mgmt | For | For | For | ||||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
20 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
21 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
22 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Astellas Pharma Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4503 | CINS J03393105 | 06/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | ||||
4 | Elect Yasuo Ishii | Mgmt | For | For | For | ||||
5 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | ||||
6 | Elect Shiroh Yasutake | Mgmt | For | For | For | ||||
7 | Elect Yasuyuki Takai | Mgmt | For | For | For | ||||
8 | Elect Kanoko Ohishi | Mgmt | For | For | For | ||||
9 | Elect Naoki Aikawa | Mgmt | For | For | For | ||||
10 | Elect Shigeru Nishiyama | Mgmt | For | For | For | ||||
11 | Bonus | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
Astrazeneca plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AZN | CINS G0593M107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Appointment of Auditor | Mgmt | For | For | For | ||||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
5 | Elect Louis Schweitzer | Mgmt | For | For | For | ||||
6 | Elect David Brennan | Mgmt | For | For | For | ||||
7 | Elect Simon Lowth | Mgmt | For | For | For | ||||
8 | Elect Genevieve Berger | Mgmt | For | For | For | ||||
9 | Elect D. Bruce Burlington | Mgmt | For | For | For | ||||
10 | Elect Graham Chipchase | Mgmt | For | For | For | ||||
11 | Elect Jean-Philippe Courtois | Mgmt | For | For | For | ||||
12 | Elect Leif Johansson | Mgmt | For | For | For | ||||
13 | Elect Rudy Markham | Mgmt | For | For | For | ||||
14 | Elect Nancy Rothwell | Mgmt | For | For | For | ||||
15 | Elect Shriti Vadera | Mgmt | For | For | For | ||||
16 | Elect John Varley | Mgmt | For | For | For | ||||
17 | Elect Marcus Wallenberg | Mgmt | For | For | For | ||||
18 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Savings-Related Share Option Scheme | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
ASUSTeK Computer Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2357 | CINS Y04327105 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | ||||
7 | Election of Directors: Samson HU | Mgmt | For | Against | Against | ||||
8 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | ||||
9 | Extraordinary Motions | Mgmt | For | Against | Against | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Australia and New Zealand Banking Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANZ | CINS Q09504137 | 12/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Equity Grant (CEO Michael Smith) | Mgmt | For | For | For | ||||
4 | Approve UK Stapled Securities Buy-Back | Mgmt | For | For | For | ||||
5 | Ratify Placement of Securities | Mgmt | For | For | For | ||||
6 | Elect Robert Reeves | Mgmt | Against | Against | For | ||||
7 | Re-elect Peter Hay | Mgmt | For | For | For | ||||
8 | Re-elect Alison Watkins | Mgmt | For | For | For | ||||
AXA S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXA | CINS F06106102 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Elect Francois Martineau | Mgmt | For | Against | Against | ||||
9 | Elect Stefan Lippe | Mgmt | For | Against | Against | ||||
10 | Elect Doina Palici-Chehab | Mgmt | For | Against | Against | ||||
11 | Elect Fewzia Allaouat | Mgmt | Against | Against | For | ||||
12 | Elect Olivier Dot | Mgmt | Against | Against | For | ||||
13 | Elect Herbert Fuchs | Mgmt | Against | Against | For | ||||
14 | Elect Denis Gouyou-Beauchamps | Mgmt | Against | Against | For | ||||
15 | Elect Thierry Jousset | Mgmt | Against | Against | For | ||||
16 | Elect Rodney Koch | Mgmt | Against | Against | For | ||||
17 | Elect Emmanuel Rame | Mgmt | Against | Against | For | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
22 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
24 | Amendment Regarding Related Party Transactions | Mgmt | For | For | For | ||||
25 | Amendment Regarding Electronic Signature of Ballots | Mgmt | For | For | For | ||||
26 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Barclays plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BARC | CINS G08036124 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Marcus Agius | Mgmt | For | For | For | ||||
4 | Elect David Booth | Mgmt | For | For | For | ||||
5 | Elect Alison Carnwath | Mgmt | For | For | For | ||||
6 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
7 | Elect Robert Diamond, Jr. | Mgmt | For | For | For | ||||
8 | Elect Simon Fraser | Mgmt | For | Against | Against | ||||
9 | Elect Reuben Jeffery III | Mgmt | For | For | For | ||||
10 | Elect Sir Andrew Likierman | Mgmt | For | For | For | ||||
11 | Elect Christopher Lucas | Mgmt | For | For | For | ||||
12 | Elect Dambisa Moyo | Mgmt | For | For | For | ||||
13 | Elect Sir Michael Rake | Mgmt | For | For | For | ||||
14 | Elect Sir John Sunderland | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Basf SE | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAS | CINS D06216317 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Amendments to Articles | Mgmt | For | For | For | ||||
BBMG Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2009 | CINS Y076A3105 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Directors' Report | Mgmt | For | For | For | ||||
4 | Supervisors' Report | Mgmt | For | For | For | ||||
5 | Financial Statements | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
8 | Amendments to Procedural Rules | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
BCE Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BCE | CUSIP 05534B760 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barry Allen | Mgmt | For | For | For | ||||
1.2 | Elect Andre Berard | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Ronald Brenneman | Mgmt | For | For | For | ||||
1.4 | Elect Sophie Brochu | Mgmt | For | For | For | ||||
1.5 | Elect Robert Brown | Mgmt | For | For | For | ||||
1.6 | Elect George Cope | Mgmt | For | For | For | ||||
1.7 | Elect Anthony Fell | Mgmt | For | For | For | ||||
1.8 | Elect Edward Lumley | Mgmt | For | For | For | ||||
1.9 | Elect Thomas O'Neill | Mgmt | For | Withhold | Against | ||||
1.10 | Elect James Prentice | Mgmt | For | For | For | ||||
1.11 | Elect Robert Simmonds | Mgmt | For | For | For | ||||
1.12 | Elect Carole Taylor | Mgmt | For | For | For | ||||
1.13 | Elect Paul Weiss | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Performance Objectives and Vesting Period of Options | Mgmt | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Comparison of Compensation and Financial Performance | Mgmt | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Compensation Consultants | Mgmt | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Formation of a Separate Risk Management Committee | Mgmt | Against | Against | For | ||||
BG Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BG | CINS G1245Z108 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Vivienne Cox | Mgmt | For | Against | Against | ||||
5 | Elect Chris Finlayson | Mgmt | For | Against | Against | ||||
6 | Elect Andrew Gould | Mgmt | For | Against | Against | ||||
7 | Elect Peter Backhouse | Mgmt | For | Against | Against | ||||
8 | Elect Fabio de Oliveira Barbosa | Mgmt | For | Against | Against | ||||
9 | Elect Sir Frank Chapman | Mgmt | For | Against | Against | ||||
10 | Elect Baroness Hogg | Mgmt | For | Against | Against | ||||
11 | Elect John Hood | Mgmt | For | Against | Against | ||||
12 | Elect Martin Houston | Mgmt | For | Against | Against | ||||
13 | Elect Caio Koch-Weser | Mgmt | For | Against | Against | ||||
14 | Elect Sir David Manning | Mgmt | For | Against | Against | ||||
15 | Elect Mark Seligman | Mgmt | For | Against | Against | ||||
16 | Elect Patrick Thomas | Mgmt | For | Against | Against | ||||
17 | Elect Philippe Varin | Mgmt | For | Against | Against | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
BP plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BP | CINS G12793108 | 04/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Robert Dudley | Mgmt | For | For | For | ||||
4 | Elect Iain Conn | Mgmt | For | For | For | ||||
5 | Elect Brian Gilvary | Mgmt | For | For | For | ||||
6 | Elect Byron Grote | Mgmt | For | For | For | ||||
7 | Elect Paul Anderson | Mgmt | For | For | For | ||||
8 | Elect Frank Bowman | Mgmt | For | For | For | ||||
9 | Elect Antony Burgmans | Mgmt | For | For | For | ||||
10 | Elect Cynthia Carroll | Mgmt | For | For | For | ||||
11 | Elect George David | Mgmt | For | For | For | ||||
12 | Elect Ian Davis | Mgmt | For | For | For | ||||
13 | Elect Dame Ann Dowling | Mgmt | For | For | For | ||||
14 | Elect Brendan Nelson | Mgmt | For | For | For | ||||
15 | Elect Phuthuma Nhleko | Mgmt | For | For | For | ||||
16 | Elect Andrew Shilston | Mgmt | For | For | For | ||||
17 | Elect Carl-Henric Svanberg | Mgmt | For | For | For | ||||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Canadian Natural Resources Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNQ | CUSIP 136385101 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Catherine Best | Mgmt | For | For | For | ||||
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | ||||
1.3 | Elect Timothy Faithfull | Mgmt | For | For | For | ||||
1.4 | Elect Gary Filmon | Mgmt | For | For | For | ||||
1.5 | Elect Christopher Fong | Mgmt | For | For | For | ||||
1.6 | Elect Gordon Giffin | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Wilfred Gobert | Mgmt | For | For | For | ||||
1.8 | Elect Steve Laut | Mgmt | For | For | For | ||||
1.9 | Elect Keith MacPhail | Mgmt | For | For | For | ||||
1.10 | Elect Allan Markin | Mgmt | For | For | For | ||||
1.11 | Elect Frank McKenna | Mgmt | For | For | For | ||||
1.12 | Elect James Palmer | Mgmt | For | For | For | ||||
1.13 | Elect Eldon Smith | Mgmt | For | For | For | ||||
1.14 | Elect David Tuer | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Amendments to Preferred Shares | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Canon Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7751 | CINS J05124144 | 03/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Fujio Mitarai | Mgmt | For | For | For | ||||
5 | Elect Toshizoh Tanaka | Mgmt | For | For | For | ||||
6 | Elect Toshiaki Ikoma | Mgmt | For | For | For | ||||
7 | Elect Kunio Watanabe | Mgmt | For | For | For | ||||
8 | Elect Yohroku Adachi | Mgmt | For | For | For | ||||
9 | Elect Yasuo Mitsuhashi | Mgmt | For | For | For | ||||
10 | Elect Shigeyuki Matsumoto | Mgmt | For | For | For | ||||
11 | Elect Toshio Homma | Mgmt | For | For | For | ||||
12 | Elect Masaki Nakaoka | Mgmt | For | For | For | ||||
13 | Elect Haruhisa Honda | Mgmt | For | For | For | ||||
14 | Elect Hideki Ozawa | Mgmt | For | For | For | ||||
15 | Elect Masaya Maeda | Mgmt | For | For | For | ||||
16 | Elect Yasuhiro Tani | Mgmt | For | For | For | ||||
17 | Elect Makoto Araki | Mgmt | For | For | For | ||||
18 | Elect Hiroyuki Suematsu | Mgmt | For | For | For | ||||
19 | Elect Shigeyuki Uzawa | Mgmt | For | For | For | ||||
20 | Elect Kenichi Nagasawa | Mgmt | For | For | For | ||||
21 | Elect Naoji Ohtsuka | Mgmt | For | For | For | ||||
22 | Elect Kengo Uramoto | Mgmt | For | Against | Against | ||||
23 | Retirement Allowances for Director(s) | Mgmt | For | For | For | ||||
24 | Bonus | Mgmt | For | For | For | ||||
Carillion plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLLN | CINS G1900N101 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Philip Green | Mgmt | For | For | For | ||||
4 | Elect Andrew Dougal | Mgmt | For | For | For | ||||
5 | Elect Richard Adam | Mgmt | For | For | For | ||||
6 | Elect Richard Howson | Mgmt | For | For | For | ||||
7 | Elect Steven Mogford | Mgmt | For | For | For | ||||
8 | Elect Vanda Murray | Mgmt | For | For | For | ||||
9 | Elect Philip Rogerson | Mgmt | For | For | For | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
12 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
15 | Approval of New Sharesave Scheme | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Centrica plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNA | CINS G2018Z143 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Roger Carr | Mgmt | For | For | For | ||||
5 | Elect Sam Laidlaw | Mgmt | For | For | For | ||||
6 | Elect Phil Bentley | Mgmt | For | For | For | ||||
7 | Elect Margherita Della Valle | Mgmt | For | For | For | ||||
8 | Elect Mary Francis | Mgmt | For | For | For | ||||
9 | Elect Mark Hanafin | Mgmt | For | For | For | ||||
10 | Elect Lesley Knox | Mgmt | For | For | For | ||||
11 | Elect Nick Luff | Mgmt | For | For | For | ||||
12 | Elect Andrew Mackenzie | Mgmt | For | For | For | ||||
13 | Elect Ian Meakins | Mgmt | For | Against | Against | ||||
14 | Elect Paul Rayner | Mgmt | For | For | For | ||||
15 | Elect Chris Weston | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Share Incentive Plan Renewal | Mgmt | For | For | For | ||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
China Construction Bank Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0939 | CINS Y1397N101 | 01/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect WANG Hongzhang | Mgmt | For | Against | Against | ||||
China Construction Bank Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0939 | CINS Y1397N101 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Directors' Report | Mgmt | For | For | For | ||||
3 | Supervisors' Report | Mgmt | For | For | For | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Directors' and Supervisors' Fees | Mgmt | For | For | For | ||||
7 | Budget of 2012 fixed assets investment | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Elect CHEN Zuofu | Mgmt | For | Against | Against | ||||
10 | Elect Elaine La Roche | Mgmt | For | Against | Against | ||||
11 | Amendments to Articles | Mgmt | For | For | For | ||||
12 | Amendments to Procedural Rules for the Shareholders' General Meeting | Mgmt | For | For | For | ||||
13 | Amendments to Procedural Rules for the Board of Directors | Mgmt | For | For | For | ||||
14 | Amendments to Procedural Rules for the Board of Supervisors | Mgmt | For | For | For | ||||
China Construction Bank Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0939 | CINS Y1397N101 | 08/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Issuance of RMB-denominated Subordinated Bonds | Mgmt | For | For | For | ||||
3 | Elect ZHANG Huajian as Shareholder Representative Supervisor | Mgmt | For | For | For | ||||
China Mobile Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0941 | CINS Y14965100 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect XI Guohua | Mgmt | For | Against | Against | ||||
6 | Elect SHA Yuejia | Mgmt | For | Against | Against | ||||
7 | Elect LIU Aili | Mgmt | For | Against | Against | ||||
8 | Elect Frank WONG Kwong Shing | Mgmt | For | Against | Against | ||||
9 | Elect Moses CHENG Mo Chi | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
China Shanshui Cement Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0691 | CINS G2116M101 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect YU Yuchuan | Mgmt | For | Against | Against | ||||
6 | Elect JIAO Shuge | Mgmt | For | Against | Against | ||||
7 | Elect SUN Jianguo | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
12 | Amendments to Memorandum | Mgmt | For | For | For | ||||
13 | Amendments to Articles | Mgmt | For | For | For | ||||
14 | Adoption of New Memorandum and Articles | Mgmt | For | For | For | ||||
China Windpower Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
182 | CINS G2115L112 | 11/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Cancellation in Share Premium Account | Mgmt | For | For | For | ||||
Coca-Cola Amatil Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCL | CINS Q2594P146 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Re-elect David Gonski | Mgmt | For | Against | Against | ||||
4 | Re-elect Geoffrey Kelly | Mgmt | For | Against | Against | ||||
5 | Re-elect Martin Jansen | Mgmt | For | Against | Against | ||||
6 | Equity Grant (LTISRP - MD Davis) | Mgmt | For | For | For | ||||
7 | Equity Grant (STIP - MD Davis) | Mgmt | For | For | For | ||||
Comfortdelgro Corporation Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
C52 | CINS Y1690R106 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Fees | Mgmt | For | For | For | ||||
4 | Elect KUA Hong Pak | Mgmt | For | Against | Against | ||||
5 | Elect OO Soon Hee | Mgmt | For | Against | Against | ||||
6 | Elect Adeline SUM Wai Fun | Mgmt | For | Against | Against | ||||
7 | Elect LIM Jit Poh | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Grant Awards and Issue Shares under the ComfortDelGro Employees' Share Option Scheme | Mgmt | For | For | For | ||||
Deutsche Bank AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DBK | CINS D18190898 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor | Mgmt | For | Against | Against | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | ||||
11 | Compensation Policy | Mgmt | For | For | For | ||||
12 | Elect Paul Achleitner | Mgmt | For | For | For | ||||
13 | Elect Peter Loscher | Mgmt | For | For | For | ||||
14 | Elect Klaus Trutzschler | Mgmt | For | For | For | ||||
15 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | Against | Against | ||||
Deutsche Post AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DPW | CINS D19225107 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Amendment to the Authority to Repurchase Shares | Mgmt | For | For | For | ||||
DEXUS PROPERTY GROUP | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DXS | CINS Q3190P100 | 10/31/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Ratify Elizabeth Alexander as a Director | Mgmt | For | For | For | ||||
3 | Ratify Barry Brownjohn as a Director | Mgmt | For | For | For | ||||
4 | Ratify Tonianne Dwyer as a Director | Mgmt | For | For | For | ||||
5 | Remuneration Report | Mgmt | For | For | For | ||||
6 | Amendments to Constitution | Mgmt | For | For | For | ||||
7 | Approve Capital Reallocation | Mgmt | For | For | For | ||||
8 | Amendment to Constitution (Capital Reallocation) | Mgmt | For | For | For | ||||
DnB Nor ASA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNBNOR | CINS R1812S105 | 04/25/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Opening of Meeting | Mgmt | For | TNA | N/A | ||||
5 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | ||||
6 | Election of Individuals to Check Minutes | Mgmt | For | TNA | N/A | ||||
7 | Fees for Governing Bodies | Mgmt | For | TNA | N/A | ||||
8 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
9 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
10 | Elect Nils Halvard Bastiansen | Mgmt | For | TNA | N/A | ||||
11 | Elect Toril Eidesvik | Mgmt | For | TNA | N/A | ||||
12 | Elect Camilla Grieg | Mgmt | For | TNA | N/A | ||||
13 | Elect Eldbjorg Lower | Mgmt | For | TNA | N/A | ||||
14 | Elect Helge Mogster | Mgmt | For | TNA | N/A | ||||
15 | Elect Ole Robert Reitan | Mgmt | For | TNA | N/A | ||||
16 | Elect Gudrun B. Rollefsen | Mgmt | For | TNA | N/A | ||||
17 | Elect Arthur Sletteberg | Mgmt | For | TNA | N/A | ||||
18 | Elect Randi Eek Thorsen | Mgmt | For | TNA | N/A | ||||
19 | Elect Hanne Rigmor Egenaess Wiig | Mgmt | For | TNA | N/A | ||||
20 | Elect Frode Helgerud | Mgmt | For | TNA | N/A | ||||
21 | Elect Eldbjorg Lower | Mgmt | For | TNA | N/A | ||||
22 | Elect Arthur Sletteberg | Mgmt | For | TNA | N/A | ||||
23 | Elect Reier Ola Soberg | Mgmt | For | TNA | N/A | ||||
24 | Election of Members to the Control Committee | Mgmt | For | TNA | N/A | ||||
25 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
26 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
28 | Shareholder Proposals Regarding Financial Structure, Financial Services Innovation, Roles and Impartiality, Selection of Board Members and Shared Economic Interests | ShrHldr | N/A | TNA | N/A | ||||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
EDP-Energias de Portugal SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EDP | CINS X67925119 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Portugal | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Statutory Auditor Acts | Mgmt | For | For | For | ||||
8 | Authority to Trade in Company Stock | Mgmt | For | For | For | ||||
9 | Authority to Trade in Company Bonds | Mgmt | For | For | For | ||||
10 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | ||||
11 | Remuneration Report (Management Board) | Mgmt | For | For | For | ||||
12 | Remuneration Report (Supervisory Board) | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Election of Board of the General Meeting | Mgmt | For | For | For | ||||
15 | Election of Members of Remuneration Committee | Mgmt | For | For | For | ||||
16 | Remuneration Committee Fees | Mgmt | For | For | For | ||||
17 | Election of Environment and Sustainability Board | Mgmt | For | For | For | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Electric Power Development Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9513 | CINS J12915104 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Kiyoshi Sawabe | Mgmt | For | For | For | ||||
4 | Elect Masayoshi Kitamura | Mgmt | For | For | For | ||||
5 | Elect Shinichiroh Ohta | Mgmt | For | For | For | ||||
6 | Elect Yasuo Maeda | Mgmt | For | For | For | ||||
7 | Elect Yoshihiko Sakanashi | Mgmt | For | For | For | ||||
8 | Elect Minoru Hino | Mgmt | For | For | For | ||||
9 | Elect Toshifumi Watanabe | Mgmt | For | For | For | ||||
10 | Elect Seigoh Mizunuma | Mgmt | For | For | For | ||||
11 | Elect Kuniharu Takemata | Mgmt | For | For | For | ||||
12 | Elect Junji Nagashima | Mgmt | For | For | For | ||||
13 | Elect Hitoshi Murayama | Mgmt | For | For | For | ||||
14 | Elect Goh Kajitani | Mgmt | For | For | For | ||||
15 | Elect Takashi Fujiwara | Mgmt | For | For | For | ||||
16 | Elect Hirotada Tanoh | Mgmt | For | For | For | ||||
Eni S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENI | CINS T3643A145 | 04/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Remuneration Report | Mgmt | For | For | For | ||||
6 | Amendments to Articles | Mgmt | For | For | For | ||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Fiat Industrial S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FI | CINS T42136100 | 04/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Board Size; Directors' Fees | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | List Presented by Exor S.p.A. | Mgmt | For | Against | Against | ||||
7 | List Presented by Group of Investors Representing 1.46% of the Company's Share Capital | Mgmt | For | N/A | N/A | ||||
8 | Remuneration Report | Mgmt | For | Against | Against | ||||
9 | Long-Term Incentive Plan | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Conversion of Savings and Preferred Shares into Ordinary Shares | Mgmt | For | For | For | ||||
Fiat S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F | CINS T4210N122 | 04/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Board Size; Board Term Length; Directors' Fees | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | List presented by Exor S.p.A | Mgmt | For | Against | Against | ||||
7 | List presented by Group of Investors Representing 1.07% of the Company's Share Capital | Mgmt | For | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | List presented by Exor S.p.A. | Mgmt | N/A | For | N/A | ||||
10 | List presented by Group of Investors Representing 1.07% of the Company's Share Capital | Mgmt | N/A | Abstain | N/A | ||||
11 | Statutory Auditors' Fees | Mgmt | For | For | For | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
13 | Remuneration Policy | Mgmt | For | Against | Against | ||||
14 | Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||||
16 | Conversion of Savings and Preferred Shares to Ordinary Shares | Mgmt | For | For | For | ||||
Fortescue Metals Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FMG | CINS Q39360104 | 11/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Geoff Raby | Mgmt | For | Against | Against | ||||
4 | Elect Herbert E. Scruggs | Mgmt | For | Against | Against | ||||
5 | Re-elect Andrew Forrest | Mgmt | For | Against | Against | ||||
6 | Re-elect Graeme Rowley | Mgmt | For | Against | Against | ||||
7 | Re-elect Owen Hegarty | Mgmt | For | Against | Against | ||||
8 | Adopt New Constitution | Mgmt | For | For | For | ||||
9 | Adopt Partial Takeover Provisions | Mgmt | For | For | For | ||||
Gemalto N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GTO | CINS N3465M108 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of CEO Acts | Mgmt | For | For | For | ||||
4 | Ratification of Non-Executive Directors Acts | Mgmt | For | For | For | ||||
5 | Elect Olivier Piou | Mgmt | For | Against | Against | ||||
6 | Elect Johannes Fritz | Mgmt | For | Against | Against | ||||
7 | Elect Arthur van der Poel | Mgmt | For | Against | Against | ||||
8 | Elect Yen Yen Tan | Mgmt | For | Against | Against | ||||
9 | Elect Drina Yue | Mgmt | For | Against | Against | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
Golden Agri Resources Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
G17 | CINS V39076134 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Mauritius | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Fees | Mgmt | For | For | For | ||||
4 | Elect Frankle (Djafar) Widjaja | Mgmt | For | Against | Against | ||||
5 | Elect Simon Lim | Mgmt | For | Against | Against | ||||
6 | Elect Kaneyalall Hawabhay | Mgmt | For | Against | Against | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Related Party Transactions | Mgmt | For | For | For | ||||
Henderson Land Development Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0012 | CINS Y31476107 | 06/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Jackson WOO Ka Biu | Mgmt | For | Against | Against | ||||
6 | Elect LEE Shau Kee | Mgmt | For | Against | Against | ||||
7 | Elect Colin LAM Ko Yin | Mgmt | For | Against | Against | ||||
8 | Elect John YIP Ying Chee | Mgmt | For | Against | Against | ||||
9 | Elect FUNG LEE Woon King | Mgmt | For | Against | Against | ||||
10 | Elect Eddie LAU Yum Chuen | Mgmt | For | Against | Against | ||||
11 | Elect Alexander AU Siu Kee | Mgmt | For | Against | Against | ||||
12 | Elect LEUNG Hay Man | Mgmt | For | Against | Against | ||||
13 | Directors' Fees | Mgmt | For | For | For | ||||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
17 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
HSBC Holdings plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSBA | CINS G4634U169 | 05/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Safra Catz | Mgmt | For | For | For | ||||
4 | Elect Laura CHA May Lung | Mgmt | For | For | For | ||||
5 | Elect Marvin CHEUNG Kin Tung | Mgmt | For | For | For | ||||
6 | Elect John Coombe | Mgmt | For | For | For | ||||
7 | Elect Joachim Faber | Mgmt | For | For | For | ||||
8 | Elect Rona Fairhead | Mgmt | For | Against | Against | ||||
9 | Elect Douglas Flint | Mgmt | For | For | For | ||||
10 | Elect Alexander Flockhart | Mgmt | For | For | For | ||||
11 | Elect Stuart Gulliver | Mgmt | For | For | For | ||||
12 | Elect James Hughes-Hallett | Mgmt | For | For | For | ||||
13 | Elect Sam Laidlaw | Mgmt | For | For | For | ||||
14 | Elect John Lipsky | Mgmt | For | For | For | ||||
15 | Elect J. Rachel Lomax | Mgmt | For | For | For | ||||
16 | Elect Iain Mackay | Mgmt | For | For | For | ||||
17 | Elect Narayana Murthy | Mgmt | For | For | For | ||||
18 | Elect Simon Robertson | Mgmt | For | For | For | ||||
19 | Elect John Thornton | Mgmt | For | For | For | ||||
20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Scrip Dividend | Mgmt | For | For | For | ||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Hysan Development Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
14 | CINS Y38203124 | 05/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect LAU Siu Chuen | Mgmt | For | Against | Against | ||||
6 | Elect Nicolas Allen | Mgmt | For | Against | Against | ||||
7 | Elect Philip FAN Yan Hok | Mgmt | For | Against | Against | ||||
8 | Elect Anthony LEE Hsien Pin | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Amendments to Articles | Mgmt | For | For | For | ||||
Industrial & Commercial Bank Of China | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1398 | CINS ADPV10686 | 02/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Fixed Assets Investment Budget | Mgmt | For | Abstain | Against | ||||
2 | Elect OR Ching Fai | Mgmt | For | Against | Against | ||||
Industrial & Commercial Bank Of China | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1398 | CINS Y3990B112 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Directors' Report | Mgmt | For | For | For | ||||
4 | Supervisors' Report | Mgmt | For | For | For | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Elect DONG Juan as Supervisor | Mgmt | For | For | For | ||||
9 | Elect MENG Yan as Supervisor | Mgmt | For | For | For | ||||
10 | Elect HONG Yongmiao as Director | Mgmt | For | For | For | ||||
11 | Fees of Directors and Supervisors | Mgmt | For | For | For | ||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Industrial & Commercial Bank Of China | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1398 | CINS ADPV10686 | 11/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Issue of Subordinated Bonds | Mgmt | For | For | For | ||||
4 | Elect JIANG Jianqing | Mgmt | For | Against | Against | ||||
5 | Elect YANG Kaisheng | Mgmt | For | Against | Against | ||||
6 | Elect Frank WONG Kwong Shing | Mgmt | For | Against | Against | ||||
7 | Elect TIAN Guoqiang | Mgmt | For | Against | Against | ||||
8 | Elect WANG Chixi as Supervisor | Mgmt | For | Against | Against | ||||
9 | Elect HUAN Huiwu | Mgmt | For | Against | Against | ||||
10 | Elect WANG Xiaoya | Mgmt | For | Against | Against | ||||
11 | Elect GE Rongrong | Mgmt | For | Against | Against | ||||
12 | Elect LI Jun | Mgmt | For | Against | Against | ||||
13 | Elect WANG Xiaolan | Mgmt | For | Against | Against | ||||
14 | Elect YAO Zhongli | Mgmt | For | Against | Against | ||||
ING Groep N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INGA | CINS N4578E413 | 05/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Amendments to Articles | Mgmt | For | For | For | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Elect Wilfred Nagel to the Management Board | Mgmt | For | For | For | ||||
14 | Elect Aman Mehta | Mgmt | For | Against | Against | ||||
15 | Elect Jan Holsboer | Mgmt | For | Against | Against | ||||
16 | Elect Yvonne van Rooy | Mgmt | For | Against | Against | ||||
17 | Elect Robert Reibestein | Mgmt | For | Against | Against | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights in Connection with a Merger | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares in Connection with a Merger | Mgmt | For | For | For | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
INPEX Corporation (fka INPEX Holdings Inc.) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1605 | CINS J2467E101 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Naoki Kuroda | Mgmt | For | For | For | ||||
5 | Elect Masatoshi Sugioka | Mgmt | For | For | For | ||||
6 | Elect Toshiaki Kitamura | Mgmt | For | For | For | ||||
7 | Elect Seiji Yui | Mgmt | For | For | For | ||||
8 | Elect Masaharu Sano | Mgmt | For | For | For | ||||
9 | Elect Shunichiroh Sugaya | Mgmt | For | For | For | ||||
10 | Elect Masahiro Murayama | Mgmt | For | For | For | ||||
11 | Elect Seiya Itoh | Mgmt | For | For | For | ||||
12 | Elect Wataru Tanaka | Mgmt | For | For | For | ||||
13 | Elect Takahiko Ikeda | Mgmt | For | For | For | ||||
14 | Elect Yoshikazu Kurasawa | Mgmt | For | For | For | ||||
15 | Elect Kazuo Wakasugi | Mgmt | For | For | For | ||||
16 | Elect Yoshiyuki Kagawa | Mgmt | For | For | For | ||||
17 | Elect Seiji Katoh | Mgmt | For | For | For | ||||
18 | Elect Rentaroh Tonoike | Mgmt | For | For | For | ||||
19 | Elect Yasuhiko Okada | Mgmt | For | For | For | ||||
20 | Bonus | Mgmt | For | For | For | ||||
International Power plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPR | CINS G4890M109 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Dirk Achiel Marc Beeuwsaert | Mgmt | For | Against | Against | ||||
3 | Elect Sir Neville Simms | Mgmt | For | Against | Against | ||||
4 | Elect Bernard Attali | Mgmt | For | Against | Against | ||||
5 | Elect Anthony Isaac | Mgmt | For | Against | Against | ||||
6 | Elect David Weston | Mgmt | For | Against | Against | ||||
7 | Elect Sir Rob Young | Mgmt | For | Against | Against | ||||
8 | Elect Michael Zaoui | Mgmt | For | Against | Against | ||||
9 | Elect Gerard Mestrallet | Mgmt | For | Against | Against | ||||
10 | Elect Jean-Francois Cirelli | Mgmt | For | Against | Against | ||||
11 | Elect Isabelle Kocher | Mgmt | For | Against | Against | ||||
12 | Elect Philip Cox | Mgmt | For | Against | Against | ||||
13 | Elect Guy Richelle | Mgmt | For | Against | Against | ||||
14 | Elect Geert Peeters | Mgmt | For | Against | Against | ||||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
17 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | 2012 Performance Share Plan | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
International Power plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPR | CINS G4890M109 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Court | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Scheme of Arrangement | Mgmt | For | For | For | ||||
International Power plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPR | CINS G4890M109 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Merger | Mgmt | For | For | For | ||||
3 | Authority to Make Off-Market Repurchase of Deferred Shares | Mgmt | For | For | For | ||||
Invensys plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISYS | CINS G49133161 | 07/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Francesco Caio | Mgmt | For | For | For | ||||
4 | Elect Wayne Edmunds | Mgmt | For | For | For | ||||
5 | Elect Bay Green | Mgmt | For | For | For | ||||
6 | Elect Paul Lester | Mgmt | For | For | For | ||||
7 | Elect Deena Mattar | Mgmt | For | For | For | ||||
8 | Elect Michael Parker | Mgmt | For | For | For | ||||
9 | Elect Martin Read | Mgmt | For | For | For | ||||
10 | Elect Sir Nigel Rudd | Mgmt | For | For | For | ||||
11 | Elect Pat Zito | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
Japan Tobacco Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2914 | CINS J27869106 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Hiroshi Kimura | Mgmt | For | For | For | ||||
5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | ||||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | ||||
7 | Elect Noriaki Ohkubo | Mgmt | For | For | For | ||||
8 | Elect Akira Saeki | Mgmt | For | For | For | ||||
9 | Elect Hideki Miyazaki | Mgmt | For | For | For | ||||
10 | Elect Mutsuo Iwai | Mgmt | For | For | For | ||||
11 | Elect Motoyuki Oka | Mgmt | For | For | For | ||||
12 | Elect Main Kohda | Mgmt | For | For | For | ||||
13 | Elect Futoshi Nakamura | Mgmt | For | Against | Against | ||||
14 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | ||||
JB Hi-Fi Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JBH | CINS Q5029L101 | 10/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Richard Uechtritz | Mgmt | For | Against | Against | ||||
4 | Elect Beth Laughton | Mgmt | For | Against | Against | ||||
5 | Re-elect Gary Levin | Mgmt | For | Against | Against | ||||
6 | Equity Grant (CEO Terry Smart) | Mgmt | For | For | For | ||||
7 | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | For | ||||
Kabel Deutschland Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KD8 | CINS D6424C104 | 10/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Appointment of Auditor | Mgmt | For | For | For | ||||
8 | Authority to Disclose Individual Executive Compensation | Mgmt | For | For | For | ||||
KB Financial Group Inc. (fka Kookmin Bank) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
105560 | CINS Y46007103 | 03/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect HWANG Geon Ho | Mgmt | For | For | For | ||||
4 | Elect LEE Kyung Jae | Mgmt | For | For | For | ||||
5 | Elect HAHM Sang Moon | Mgmt | For | For | For | ||||
6 | Elect KOH Seung Hee | Mgmt | For | For | For | ||||
7 | Elect LEE Young Nam | Mgmt | For | For | For | ||||
8 | Elect CHO Jae Mok | Mgmt | For | For | For | ||||
9 | Elect HWANG Geon Ho | Mgmt | For | For | For | ||||
10 | Elect KIM Young Jin | Mgmt | For | For | For | ||||
11 | Elect LEE Young Nam | Mgmt | For | For | For | ||||
12 | Elect BAE Jae Wook | Mgmt | For | For | For | ||||
13 | Elect LEE Jong Cheon | Mgmt | For | For | For | ||||
14 | Directors' Fees | Mgmt | For | For | For | ||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Kerry Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KRZ | CINS G52416107 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Joan Garahy | Mgmt | For | Against | Against | ||||
4 | Elect James Kenny | Mgmt | For | Against | Against | ||||
5 | Elect Michael Teahan | Mgmt | For | Against | Against | ||||
6 | Elect Philip Toomey | Mgmt | For | Against | Against | ||||
7 | Elect Denis Buckley | Mgmt | For | Against | Against | ||||
8 | Elect Gerry Behan | Mgmt | For | Against | Against | ||||
9 | Elect Kieran Breen | Mgmt | For | Against | Against | ||||
10 | Elect Denis Carroll | Mgmt | For | Against | Against | ||||
11 | Elect Michael Dowling | Mgmt | For | Against | Against | ||||
12 | Elect Patrick Flahive | Mgmt | For | Against | Against | ||||
13 | Elect Noel Greene | Mgmt | For | Against | Against | ||||
14 | Elect Flor Healy | Mgmt | For | Against | Against | ||||
15 | Elect Stan McCarthy | Mgmt | For | Against | Against | ||||
16 | Elect Brian Mehigan | Mgmt | For | Against | Against | ||||
17 | Elect Gerard O'Hanlon | Mgmt | For | Against | Against | ||||
18 | Elect Denis Wallis | Mgmt | For | Against | Against | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Konami Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9766 | CINS J35996107 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Kagemasa Kohzuki | Mgmt | For | For | For | ||||
3 | Elect Takuya Kohzuki | Mgmt | For | For | For | ||||
4 | Elect Kimihiko Higashio | Mgmt | For | For | For | ||||
5 | Elect Noriaki Yamaguchi | Mgmt | For | For | For | ||||
6 | Elect Tomokazu Godai | Mgmt | For | For | For | ||||
7 | Elect Hiroyuki Mizuno | Mgmt | For | For | For | ||||
8 | Elect Akira Genma | Mgmt | For | For | For | ||||
Lanxess AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LXSG | CINS D5032B102 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
Lawson Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2651 | CINS J3871L103 | 05/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Takeshi Niinami | Mgmt | For | For | For | ||||
5 | Elect Genichi Tamatsuka | Mgmt | For | For | For | ||||
6 | Elect Yoshiyuki Yahagi | Mgmt | For | For | For | ||||
7 | Elect Tohru Moriyama | Mgmt | For | For | For | ||||
8 | Elect Reiko Yonezawa | Mgmt | For | For | For | ||||
9 | Elect Takehiko Kakiuchi | Mgmt | For | For | For | ||||
10 | Elect Emi Ohsono | Mgmt | For | For | For | ||||
11 | Elect Shinichi Hokari | Mgmt | For | For | For | ||||
12 | Retirement Allowances and Special Allowances for Statutory Auditor(s) | Mgmt | For | For | For | ||||
13 | Statutory Auditors' Fees | Mgmt | For | For | For | ||||
LG Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
003550 | CINS Y52755108 | 03/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | ||||
3 | Election of Audit Committee Member: LEE Yoon Jae | Mgmt | For | For | For | ||||
4 | Directors' Fees | Mgmt | For | For | For | ||||
Macquarie Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MQG | CINS Q57085104 | 07/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Re-elect Peter Kirby | Mgmt | For | For | For | ||||
3 | Re-elect John Niland | Mgmt | For | For | For | ||||
4 | Re-elect Helen Nugent | Mgmt | For | For | For | ||||
5 | Re-elect Kevin McCann | Mgmt | For | For | For | ||||
6 | Elect Diane Grady | Mgmt | For | For | For | ||||
7 | Remuneration Report | Mgmt | For | For | For | ||||
8 | Equity Grant (MD/CEO Nicholas Moore) | Mgmt | For | Against | Against | ||||
Metso Oyj | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MEO1V | CINS X53579102 | 03/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Finland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Accounts and Reports | Mgmt | For | For | For | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
12 | Board Size | Mgmt | For | Against | Against | ||||
13 | Election of Directors | Mgmt | For | Against | Against | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares and Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Amendments to Articles | Mgmt | For | For | For | ||||
19 | Nomination Committee | Mgmt | For | For | For | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Mitsubishi Electric Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6503 | CINS J43873116 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Setsuhiro Shimomura | Mgmt | For | Against | Against | ||||
3 | Elect Kenichiroh Yamanishi | Mgmt | For | Against | Against | ||||
4 | Elect Masanori Saitoh | Mgmt | For | Against | Against | ||||
5 | Elect Hiroki Yoshimatsu | Mgmt | For | Against | Against | ||||
6 | Elect Noritomo Hashimoto | Mgmt | For | Against | Against | ||||
7 | Elect Ryohsuke Fujimoto | Mgmt | For | Against | Against | ||||
8 | Elect Nobuyuki Ohkuma | Mgmt | For | Against | Against | ||||
9 | Elect Hiroyoshi Murayama | Mgmt | For | Against | Against | ||||
10 | Elect Mikio Sasaki | Mgmt | For | Against | Against | ||||
11 | Elect Shigemitsu Miki | Mgmt | For | Against | Against | ||||
12 | Elect Fujiatsu Makino | Mgmt | For | Against | Against | ||||
13 | Elect Mitoji Yabunaka | Mgmt | For | Against | Against | ||||
Mitsubishi UFJ Financial Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8306 | CINS J44497105 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Takamune Okihara | Mgmt | For | For | For | ||||
4 | Elect Kinya Okauchi | Mgmt | For | For | For | ||||
5 | Elect Katsunori Nakayasu | Mgmt | For | For | For | ||||
6 | Elect Masaaki Tanaka | Mgmt | For | For | For | ||||
7 | Elect Taihei Yuki | Mgmt | For | For | For | ||||
8 | Elect Ichiroh Hamakawa | Mgmt | For | For | For | ||||
9 | Elect Akihiko Kagawa | Mgmt | For | For | For | ||||
10 | Elect Toshiroh Toyoizumi | Mgmt | For | For | For | ||||
11 | Elect Nobuyuki Hirano | Mgmt | For | For | For | ||||
12 | Elect Shunsuke Teraoka | Mgmt | For | For | For | ||||
13 | Elect Tatsuo Wakabayashi | Mgmt | For | For | For | ||||
14 | Elect Saburoh Araki | Mgmt | For | For | For | ||||
15 | Elect Hiroyuki Noguchi | Mgmt | For | For | For | ||||
16 | Elect Muneaki Tokunari | Mgmt | For | For | For | ||||
17 | Elect Ryuji Araki | Mgmt | For | For | For | ||||
18 | Elect Kazuhiro Watanabe | Mgmt | For | For | For | ||||
19 | Elect Takuma Ohtoshi | Mgmt | For | For | For | ||||
Mitsui & Co Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8031 | CINS J44690139 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shohei Utsuda | Mgmt | For | For | For | ||||
4 | Elect Masami Iijima | Mgmt | For | For | For | ||||
5 | Elect Seiichi Tanaka | Mgmt | For | For | For | ||||
6 | Elect Fuminobu Kawashima | Mgmt | For | For | For | ||||
7 | Elect Daisuke Saiga | Mgmt | For | For | For | ||||
8 | Elect Johji Okada | Mgmt | For | For | For | ||||
9 | Elect Masayuki Kinoshita | Mgmt | For | For | For | ||||
10 | Elect Shintaroh Ambe | Mgmt | For | For | For | ||||
11 | Elect Kohichi Tanaka | Mgmt | For | For | For | ||||
12 | Elect Nobuko Matsubara | Mgmt | For | For | For | ||||
13 | Elect Ikujiroh Nonaka | Mgmt | For | For | For | ||||
14 | Elect Hiroshi Hirabayashi | Mgmt | For | For | For | ||||
15 | Elect Toshiroh Mutoh | Mgmt | For | For | For | ||||
16 | Elect Kunihiro Matsuo | Mgmt | For | For | For | ||||
Mitsui Fudosan Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8801 | CINS J4509L101 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Kohichi Nishiyama | Mgmt | For | Against | Against | ||||
4 | Elect Toshiaki Hasegawa | Mgmt | For | For | For | ||||
5 | Bonus | Mgmt | For | For | For | ||||
Myer Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MYR | CINS Q64865100 | 11/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Chris Froggatt | Mgmt | For | For | For | ||||
3 | Re-elect Howard McDonald | Mgmt | For | For | For | ||||
4 | Re-elect Rupert Myer | Mgmt | For | For | For | ||||
5 | Remuneration Report | Mgmt | For | For | For | ||||
6 | Equity Grant (MD/CEO Bernie Brookes) | Mgmt | For | For | For | ||||
7 | Approve Termination Payments | Mgmt | For | For | For | ||||
8 | Renew Partial Takeover Provisions | Mgmt | For | For | For | ||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
National Bank Of Canada | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NA | CUSIP 633067103 | 04/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Maryse Bertrand | Mgmt | For | For | For | ||||
1.2 | Elect Lawrence Bloomberg | Mgmt | For | For | For | ||||
1.3 | Elect Andre Caille | Mgmt | For | For | For | ||||
1.4 | Elect Gerard Coulombe | Mgmt | For | For | For | ||||
1.5 | Elect Bernard Cyr | Mgmt | For | For | For | ||||
1.6 | Elect Gillian Denham | Mgmt | For | For | For | ||||
1.7 | Elect Jean Douville | Mgmt | For | For | For | ||||
1.8 | Elect Paul Gobeil | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Jean Houde | Mgmt | For | For | For | ||||
1.10 | Elect Louise Laflamme | Mgmt | For | For | For | ||||
1.11 | Elect Roseann Runte | Mgmt | For | For | For | ||||
1.12 | Elect Lino Saputo, Jr. | Mgmt | For | For | For | ||||
1.13 | Elect Pierre Thabet | Mgmt | For | For | For | ||||
1.14 | Elect Louis Vachon | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Appointment of Auditor | Mgmt | For | For | For | ||||
4 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding the Performance Objectives and Vesting Period of Options | Mgmt | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Comparison of Compensation and Financial Performance | Mgmt | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Compensation Consultants | Mgmt | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Formation of a Separate Risk Management Committee | Mgmt | Against | Against | For | ||||
Nexen Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NXY | CUSIP 65334H102 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Berry | Mgmt | For | For | For | ||||
1.2 | Elect Robert Bertram | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Ebbern | Mgmt | For | For | For | ||||
1.4 | Elect S. Barry Jackson | Mgmt | For | For | For | ||||
1.5 | Elect Kevin Jenkins | Mgmt | For | For | For | ||||
1.6 | Elect A. Anne McLellan | Mgmt | For | For | For | ||||
1.7 | Elect Eric Newell | Mgmt | For | For | For | ||||
1.8 | Elect Thomas O'Neill | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Kevin Reinhart | Mgmt | For | For | For | ||||
1.10 | Elect Francis Saville | Mgmt | For | For | For | ||||
1.11 | Elect Arthur Scace | Mgmt | For | For | For | ||||
1.12 | Elect John Willson | Mgmt | For | For | For | ||||
1.13 | Elect Victor Zaleschuk | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Nippon Telegraph And Telephone Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9432 | CINS J59396101 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Satoshi Miura | Mgmt | For | For | For | ||||
4 | Elect Hiroo Unoura | Mgmt | For | For | For | ||||
5 | Elect Yasuyoshi Katayama | Mgmt | For | For | For | ||||
6 | Elect Hiroki Watanabe | Mgmt | For | For | For | ||||
7 | Elect Hiromichi Shinohara | Mgmt | For | For | For | ||||
8 | Elect Yoshikiyo Sakai | Mgmt | For | For | For | ||||
9 | Elect Mitsuyoshi Kobayashi | Mgmt | For | For | For | ||||
10 | Elect Akira Shimada | Mgmt | For | For | For | ||||
11 | Elect Hiroshi Tsujigami | Mgmt | For | For | For | ||||
12 | Elect Tsunehisa Okuno | Mgmt | For | For | For | ||||
13 | Elect Katsuhiko Shirai | Mgmt | For | For | For | ||||
14 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | ||||
15 | Elect Kiyoshi Kohsaka | Mgmt | For | For | For | ||||
16 | Elect Seiichi Ochiai | Mgmt | For | For | For | ||||
Nissan Motor Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7201 | CINS J57160129 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Greg Kelly | Mgmt | For | For | For | ||||
4 | Elect Masahiko Aoki | Mgmt | For | Against | Against | ||||
5 | Elect Shigetoshi Andoh | Mgmt | For | Against | Against | ||||
Novartis AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOVN | CINS H5820Q150 | 02/23/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | ||||
8 | Elect William Brody | Mgmt | For | TNA | N/A | ||||
9 | Elect Srikant Datar | Mgmt | For | TNA | N/A | ||||
10 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | ||||
11 | Elect Wendelin Wiedeking | Mgmt | For | TNA | N/A | ||||
12 | Elect Rolf Zinkernagel | Mgmt | For | TNA | N/A | ||||
13 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | ||||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
15 | Miscellaneous Shareholder Proposals or Countermotions | ShrHldr | For | TNA | N/A | ||||
Orix Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8591 | CINS J61933123 | 06/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Yoshihiko Miyauchi | Mgmt | For | Against | Against | ||||
3 | Elect Makoto Inoue | Mgmt | For | Against | Against | ||||
4 | Elect Haruyuki Urata | Mgmt | For | Against | Against | ||||
5 | Elect Hiroaki Nishina | Mgmt | For | Against | Against | ||||
6 | Elect Kazuo Kojima | Mgmt | For | Against | Against | ||||
7 | Elect Yoshiyuki Yamaya | Mgmt | For | Against | Against | ||||
8 | Elect Tamio Umaki | Mgmt | For | Against | Against | ||||
9 | Elect Hirotaka Takeuchi | Mgmt | For | Against | Against | ||||
10 | Elect Takeshi Sasaki | Mgmt | For | Against | Against | ||||
11 | Elect Eiko Tsujiyama | Mgmt | For | Against | Against | ||||
12 | Elect Robert Feldman | Mgmt | For | Against | Against | ||||
13 | Elect Takeshi Niinami | Mgmt | For | Against | Against | ||||
14 | Elect Nobuaki Usui | Mgmt | For | Against | Against | ||||
Petroleo Brasileiro S.A. - Petrobras | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETR3 | CUSIP 71654V408 | 01/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Ratification of Appointment of Appraiser | Mgmt | For | For | For | ||||
2 | Valuation Report | Mgmt | For | For | For | ||||
3 | Spin-off Agreement | Mgmt | For | For | For | ||||
4 | Spin-Off | Mgmt | For | For | For | ||||
5 | Ratification of Appointment of Appraiser | Mgmt | For | For | For | ||||
6 | Valuation Report | Mgmt | For | For | For | ||||
7 | Merger Agreement | Mgmt | For | For | For | ||||
8 | Merger by Absorption | Mgmt | For | For | For | ||||
Petroleo Brasileiro S.A. - Petrobras | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETR3 | CUSIP 71654V408 | 02/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles Regarding Management Board | Mgmt | For | For | For | ||||
2 | Elect Maria das Gracas Silva Foster | Mgmt | For | Against | Against | ||||
Petroleo Brasileiro S.A. - Petrobras | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETR3 | CUSIP 71654V408 | 03/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Capital Expenditure Budget | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Election of Directors | Mgmt | For | Against | Against | ||||
5 | Election of Board Member(s) Representative of Minority/Preferred Shareholders | Mgmt | For | Against | Against | ||||
6 | Election of Chairman of the Board | Mgmt | For | For | For | ||||
7 | Election of Supervisory Council Members | Mgmt | For | For | For | ||||
8 | Election of Supervisory Council Member(s) Representative of Minority/Preferred Shareholders | Mgmt | For | Against | Against | ||||
9 | Remuneration Policy | Mgmt | For | For | For | ||||
10 | Capitalization of Reserves w/o Share Issue | Mgmt | For | For | For | ||||
Petroleo Brasileiro S.A. - Petrobras | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETR3 | CUSIP 71654V408 | 08/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | ||||
Petroleo Brasileiro S.A. - Petrobras | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETR3 | CUSIP 71654V408 | 12/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Mergers by Absorption | Mgmt | For | For | For | ||||
2 | Elect Josue Christiano Gomes da Silva | Mgmt | For | Against | Against | ||||
Philip Morris International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PM | CUSIP 718172109 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Harold Brown | Mgmt | For | For | For | ||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||||
3 | Elect Louis Camilleri | Mgmt | For | For | For | ||||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||||
5 | Elect Jennifer Li | Mgmt | For | For | For | ||||
6 | Elect Graham Mackay | Mgmt | For | For | For | ||||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | ||||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | ||||
9 | Elect Lucio Noto | Mgmt | For | For | For | ||||
10 | Elect Robert Polet | Mgmt | For | For | For | ||||
11 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||||
12 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2012 Performance Incentive Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Formation of Ethics Committee | ShrHldr | Against | Against | For | ||||
PPR SA (Pinault-Printemps-La Redoute) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PP | CINS F7440G127 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Elect Luca Cordero di Montezemolo | Mgmt | For | Against | Against | ||||
8 | Elect Jean-Pierre Denis | Mgmt | For | Against | Against | ||||
9 | Elect Philippe Lagayette | Mgmt | For | Against | Against | ||||
10 | Elect Jochen Zeitz | Mgmt | For | Against | Against | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Grant Warrants | Mgmt | For | For | For | ||||
13 | Employee Stock Purchase Plan | Mgmt | Against | Against | For | ||||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Prudential plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRU | CINS G72899100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Alexander Johnston | Mgmt | For | For | For | ||||
5 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | ||||
6 | Elect Keki Dadiseth | Mgmt | For | Against | Against | ||||
7 | Elect Howard Davies | Mgmt | For | For | For | ||||
8 | Elect Rob Devey | Mgmt | For | For | For | ||||
9 | Elect John Foley | Mgmt | For | For | For | ||||
10 | Elect Michael Garrett | Mgmt | For | For | For | ||||
11 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
12 | Elect Paul Manduca | Mgmt | For | For | For | ||||
13 | Elect Harvey McGrath | Mgmt | For | For | For | ||||
14 | Elect Michael McLintock | Mgmt | For | For | For | ||||
15 | Elect Nic Nicandrou | Mgmt | For | For | For | ||||
16 | Elect Barry Stowe | Mgmt | For | For | For | ||||
17 | Elect Tidjane Thiam | Mgmt | For | For | For | ||||
18 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | ||||
19 | Elect Michael Wells | Mgmt | For | For | For | ||||
20 | Appointment of Auditor | Mgmt | For | For | For | ||||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
22 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
24 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
25 | Savings-Related Share Option Scheme | Mgmt | For | For | For | ||||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Rheinmetall AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RHM | CINS D65111102 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Elect Andreas Georgi | Mgmt | For | For | For | ||||
9 | Elect Klaus Greinert | Mgmt | For | For | For | ||||
10 | Elect Peter Mitterbauer | Mgmt | For | For | For | ||||
11 | Elect Frank-Jurgen Richter | Mgmt | For | For | For | ||||
12 | Elect Susanne Hannemann | Mgmt | For | For | For | ||||
13 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
Rio Tinto plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RIO | CINS G75754104 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Chris Lynch | Mgmt | For | For | For | ||||
4 | Elect John Varley | Mgmt | For | For | For | ||||
5 | Elect Tom Albanese | Mgmt | For | For | For | ||||
6 | Elect Robert Brown | Mgmt | For | For | For | ||||
7 | Elect Vivienne Cox | Mgmt | For | For | For | ||||
8 | Elect Jan du Plessis | Mgmt | For | For | For | ||||
9 | Elect Guy Elliott | Mgmt | For | For | For | ||||
10 | Elect Michael Fitzpatrick | Mgmt | For | For | For | ||||
11 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
12 | Elect Richard Goodmanson | Mgmt | For | For | For | ||||
13 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | ||||
14 | Elect Paul Tellier | Mgmt | For | For | For | ||||
15 | Elect Samuel Walsh | Mgmt | For | For | For | ||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
17 | Global Employee Share Plan | Mgmt | For | For | For | ||||
18 | Share Savings Plan Renewal | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Royal Dutch Shell Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RDSB | CINS G7690A100 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||||
4 | Elect Josef Ackermann | Mgmt | For | For | For | ||||
5 | Elect Guy Elliott | Mgmt | For | For | For | ||||
6 | Elect Simon Henry | Mgmt | For | For | For | ||||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
9 | Elect Christine Morin-Postel | Mgmt | For | For | For | ||||
10 | Elect Jorma Ollila | Mgmt | For | For | For | ||||
11 | Elect Linda Stuntz | Mgmt | For | For | For | ||||
12 | Elect Jeroen van der Veer | Mgmt | For | For | For | ||||
13 | Elect Peter Voser | Mgmt | For | For | For | ||||
14 | Elect Hans Wijers | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
Sanofi | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAN | CINS F5548N101 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Elect Laurent Attal | Mgmt | For | Against | Against | ||||
8 | Elect Uwe Bicker | Mgmt | For | Against | Against | ||||
9 | Elect Jean-Rene Fourtou | Mgmt | For | Against | Against | ||||
10 | Elect Claudie Haignere | Mgmt | For | Against | Against | ||||
11 | Elect Carole Piwnica | Mgmt | For | Against | Against | ||||
12 | Elect Klaus Pohle | Mgmt | For | Against | Against | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
15 | Relocation of Corporate Headquarters | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sberbank | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBER | CUSIP 80585Y308 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Annual Report | Mgmt | For | For | For | ||||
2 | Financial Statements | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Elect German Gref | Mgmt | N/A | Abstain | N/A | ||||
6 | Elect Sergey Guriev | Mgmt | N/A | For | N/A | ||||
7 | Elect Anton Danilov-Danilyan | Mgmt | N/A | For | N/A | ||||
8 | Elect Mikhail E. Dmitriev | Mgmt | N/A | For | N/A | ||||
9 | Elect Bella Zlatkis | Mgmt | N/A | Abstain | N/A | ||||
10 | Elect Nadezhda Ivanova | Mgmt | N/A | Abstain | N/A | ||||
11 | Elect Sergey Ignatyev | Mgmt | N/A | Abstain | N/A | ||||
12 | Elect Georgy Luntovsky | Mgmt | N/A | Abstain | N/A | ||||
13 | Elect Mikhail Matovnikov | Mgmt | N/A | For | N/A | ||||
14 | Elect Vladimir Mau | Mgmt | N/A | Abstain | N/A | ||||
15 | Elect Alessandro Profumo | Mgmt | N/A | Abstain | N/A | ||||
16 | Elect Alexey Savatyugin | Mgmt | N/A | Abstain | N/A | ||||
17 | Elect Rair Simonyan | Mgmt | N/A | For | N/A | ||||
18 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | N/A | Abstain | N/A | ||||
19 | Elect Valery Tkachenko | Mgmt | N/A | Abstain | N/A | ||||
20 | Elect Dmitry Tulin | Mgmt | N/A | For | N/A | ||||
21 | Elect Alexey Ulyukaev | Mgmt | N/A | Abstain | N/A | ||||
22 | Elect Ronald Freeman | Mgmt | N/A | Abstain | N/A | ||||
23 | Elect Sergei Shvetsov | Mgmt | N/A | Abstain | N/A | ||||
24 | Elect Natalia Borodina | Mgmt | For | For | For | ||||
25 | Elect Vladimir Volkov | Mgmt | For | For | For | ||||
26 | Elect Maxim Dolzhnikov | Mgmt | For | For | For | ||||
27 | Elect Yulia Isakhanova | Mgmt | For | For | For | ||||
28 | Elect Irina Kremleva | Mgmt | For | For | For | ||||
29 | Elect Alexei Minenko | Mgmt | For | For | For | ||||
30 | Elect Olga Polyakova | Mgmt | For | For | For | ||||
31 | Directors' and Audit Commission Members' Fees | Mgmt | For | Against | Against | ||||
32 | Amendments to Articles | Mgmt | For | Against | Against | ||||
SCOR S.E. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCR | CINS F15561677 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Severance Agreement (Denis Kessler) | Mgmt | For | Against | Against | ||||
9 | Relocation of Corporate Headquarters | Mgmt | For | For | For | ||||
10 | Elect Kevin Knoer | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
13 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares and/or Convertible Securities w/out Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | ||||
17 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | ||||
18 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
19 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
22 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
23 | Authority to Increase Capital Under Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
24 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | ||||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Siemens AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIE | CINS D69671218 | 01/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Shareholder Proposal Regarding Board Gender Diversity | ShrHldr | Against | Against | For | ||||
Suedzucker AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SZU | CINS D82781101 | 07/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Elect Ralf Hentzschel | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
10 | Intra-company Control Agreement with Hellma Gastronomie-Service GmbH | Mgmt | For | For | For | ||||
Technip | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEC | CINS F90676101 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Supplementary Retirement Benefits; Non-Compete Agreement (Thierry Pilenko) | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Amendments Regarding Shareholder Disclosure Rules and Shareholder Participation | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares and/or Convertible Securities through Private Placement | Mgmt | For | For | For | ||||
14 | Authority to Issue Restricted Shares to Employees and Employees and Corporate Officers of Subsidiaries | Mgmt | For | For | For | ||||
15 | Authority to Issue Restricted Shares to Corporate Officers | Mgmt | For | For | For | ||||
16 | Authority to Grant Stock Options to Employees and Employees and Corporate Officers of Subsidiaries | Mgmt | For | For | For | ||||
17 | Grant Stock Options to Corporate Officers | Mgmt | For | For | For | ||||
18 | Employee Stock Purchase Plan For Overseas Employees | Mgmt | For | For | For | ||||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
20 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Teva Pharmaceutical Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEVA | CUSIP 881624209 | 09/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Chaim Hurvitz | Mgmt | For | For | For | ||||
3 | Elect Ory Slonim | Mgmt | For | For | For | ||||
4 | Elect Dan Suesskind | Mgmt | For | For | For | ||||
5 | Elect Joseph Nitzani | Mgmt | For | For | For | ||||
6 | Elect Dafna Schwartz | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | ||||
9 | Remuneration of Moshe Many | Mgmt | For | For | For | ||||
10 | Reimbursement of Phillip Frost's Travel Expenses | Mgmt | For | For | For | ||||
Tokyo Gas Co Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9531 | CINS J87000105 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Mitsunori Torihara | Mgmt | For | For | For | ||||
4 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | ||||
5 | Elect Shigeru Muraki | Mgmt | For | For | For | ||||
6 | Elect Michiaki Hirose | Mgmt | For | For | For | ||||
7 | Elect Tsutomu Ohya | Mgmt | For | For | For | ||||
8 | Elect Mikio Itazawa | Mgmt | For | For | For | ||||
9 | Elect Kazuo Yoshino | Mgmt | For | For | For | ||||
10 | Elect Matsuhiko Hataba | Mgmt | For | For | For | ||||
11 | Elect Yukio Satoh | Mgmt | For | For | For | ||||
12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | ||||
13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | ||||
14 | Elect Yukio Masuda | Mgmt | For | Against | Against | ||||
15 | Elect Yoshihiko Morita | Mgmt | For | Against | Against | ||||
Total SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FP | CINS F92124100 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Elect Christophe de Margerie | Mgmt | For | Against | Against | ||||
10 | Elect Patrick Artus | Mgmt | For | Against | Against | ||||
11 | Elect Bertrand Collomb | Mgmt | For | Against | Against | ||||
12 | Elect Anne Lauvergeon | Mgmt | For | Against | Against | ||||
13 | Elect Michel Pebereau | Mgmt | For | Against | Against | ||||
14 | Ratification of the Co-option of Gerard Lamarche | Mgmt | For | Against | Against | ||||
15 | Elect Anne-Marie Idrac | Mgmt | For | Against | Against | ||||
16 | Supplementary Retirement, Pension and Severance Agreements for Christophe de Margerie | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; through Capitalizations | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
22 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||||
23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
24 | Shareholder Proposal Regarding Comparison of Executive Compensation (Resolution A) | ShrHldr | Against | Against | For | ||||
25 | Shareholder Proposal Regarding Loyalty Dividend (Resolution B) | ShrHldr | Against | Against | For | ||||
Tui Travel Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TT | CINS G9127H104 | 02/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Michael Frenzel | Mgmt | For | Against | Against | ||||
5 | Elect Sir Michael Hodgkinson | Mgmt | For | Against | Against | ||||
6 | Elect Peter Long | Mgmt | For | Against | Against | ||||
7 | Elect Johan Lundgren | Mgmt | For | Against | Against | ||||
8 | Elect William Waggott | Mgmt | For | Against | Against | ||||
9 | Elect Volker Bottcher | Mgmt | For | Against | Against | ||||
10 | Elect Horst Baier | Mgmt | For | Against | Against | ||||
11 | Elect Tony Campbell | Mgmt | For | Against | Against | ||||
12 | Elect William Dalton | Mgmt | For | Against | Against | ||||
13 | Elect Rainer Feuerhake | Mgmt | For | Against | Against | ||||
14 | Elect Coline McConville | Mgmt | For | Against | Against | ||||
15 | Elect Minnow Powell | Mgmt | For | Against | Against | ||||
16 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | ||||
17 | Elect Albert Schunk | Mgmt | For | Against | Against | ||||
18 | Elect Harold Sher | Mgmt | For | Against | Against | ||||
19 | Appointment of Auditor | Mgmt | For | For | For | ||||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
29 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
30 | Amendments to Articles Regarding Non-Working Days | Mgmt | For | For | For | ||||
Unicredit S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UCG | CINS T960AS101 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Accounts and Reports of Subsidiary UniCredit Real Estate S.c.p.A. | Mgmt | For | For | For | ||||
6 | Allocation of Surplus of Subsidiary UniCredit Real Estate S.c.p.A. | Mgmt | For | For | For | ||||
7 | Accounts and Reports of Subsidiary Medioinvest S.r.l. | Mgmt | For | For | For | ||||
8 | Allocation of Losses of Subsidiary Medioinvest S.r.l. | Mgmt | For | For | For | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | List Presented by Shareholders Representing 6.331% of Share Capital | Mgmt | For | Against | Against | ||||
11 | List Presented by Shareholders Representing 1.121% | Mgmt | For | N/A | N/A | ||||
12 | Authorization Pursuant to Sect. 2390 of the Italian Civil Code | Mgmt | For | Against | Against | ||||
13 | Directors' Fees | Mgmt | For | For | For | ||||
14 | Insurance Policy | Mgmt | For | For | For | ||||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
16 | Remuneration Report | Mgmt | For | For | For | ||||
17 | Equity Compensation Plan | Mgmt | For | For | For | ||||
18 | Employee Share Ownership Plan | Mgmt | For | For | For | ||||
19 | Amendments to Articles | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
United Overseas Bank Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
U11 | CINS V96194127 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Directors' Fees | Mgmt | For | For | For | ||||
5 | Fees To WEE Cho Yaw | Mgmt | For | Against | Against | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Elect WONG Meng Meng | Mgmt | For | Against | Against | ||||
8 | Elect Willie CHENG Jue Hiang | Mgmt | For | Against | Against | ||||
9 | Elect HSIEH Fu Hua | Mgmt | For | Against | Against | ||||
10 | Elect WEE Cho Yaw | Mgmt | For | Against | Against | ||||
11 | Elect CHAM Tao Soon | Mgmt | For | Against | Against | ||||
12 | Elect Reggie Thein | Mgmt | For | Against | Against | ||||
13 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares under UOB Scrip Dividend Scheme | Mgmt | For | For | For | ||||
15 | Authority to Issue Preferred Shares | Mgmt | For | Abstain | Against | ||||
United Overseas Bank Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
U11 | CINS V96194127 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Uralkaliy OAO (Uralkali JSC) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
URKA | CINS X9519W108 | 04/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Merger by Absorption | Mgmt | For | For | For | ||||
3 | Reduction in Share Capital | Mgmt | For | For | For | ||||
4 | Related Party Transactions (Credit Line) | Mgmt | For | For | For | ||||
5 | Related Party Transactions (Collateral) | Mgmt | For | For | For | ||||
6 | Related Party Transactions (Cross-Currency Interest Rate Swap) | Mgmt | For | For | For | ||||
7 | Amendments to Audit Commission Regulations | Mgmt | For | For | For | ||||
8 | Amendments to Board Fee Regulations | Mgmt | For | For | For | ||||
Uralkaliy OAO (Uralkali JSC) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
URKA | CINS X9519W108 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Meeting Procedure | Mgmt | For | For | For | ||||
3 | Annual Report | Mgmt | For | For | For | ||||
4 | Financial Statements | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Elect Valery Lepehin | Mgmt | For | For | For | ||||
7 | Elect Natalya Prokopova | Mgmt | For | For | For | ||||
8 | Elect Artem Tkachev | Mgmt | For | For | For | ||||
9 | Elect Lidiya Nikonova | Mgmt | For | For | For | ||||
10 | Elect Olga Vyatkina | Mgmt | For | For | For | ||||
11 | Appointment of Auditor (IFRS) | Mgmt | For | For | For | ||||
12 | Appointment of Auditor (Russian Accounting Standards) | Mgmt | For | For | For | ||||
13 | Amendments to Charter | Mgmt | For | For | For | ||||
14 | Amendments to Directors' Fees Regulations | Mgmt | For | For | For | ||||
15 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
16 | Indemnification of Directors/Officers | Mgmt | For | For | For | ||||
17 | Indemnification of Directors/Officers (Deeds of Indemnity) | Mgmt | For | For | For | ||||
18 | Indemnification of Directors/Officers (Price) | Mgmt | For | For | For | ||||
19 | Indemnification of Directors/Officers (Conditions) | Mgmt | For | For | For | ||||
20 | Related Party Transactions | Mgmt | For | For | For | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
22 | Elect Anton Averin | Mgmt | For | Against | Against | ||||
23 | Elect Vladislav Baumgertner | Mgmt | For | Against | Against | ||||
24 | Elect Alexander Voloshin | Mgmt | For | For | For | ||||
25 | Elect Anna Kolonchina | Mgmt | For | Against | Against | ||||
26 | Elect Alexander Malakh | Mgmt | For | Against | Against | ||||
27 | Elect Vladislav Mamulkin | Mgmt | For | Against | Against | ||||
28 | Elect Robert Margetts | Mgmt | For | For | For | ||||
29 | Elect Alexander Mosionzhik | Mgmt | For | Against | Against | ||||
30 | Elect Paul Ostling | Mgmt | For | Against | Against | ||||
31 | Elect Gordon Sage | Mgmt | For | For | For | ||||
Uralkaliy OAO (Uralkali JSC) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
URKA | CINS X9519W108 | 12/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Charter | Mgmt | For | For | For | ||||
3 | Indemnification of Directors/Officers | Mgmt | For | For | For | ||||
4 | Related Party Transactions Pursuant to the Indemnification of Directors/Officers | Mgmt | For | For | For | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Valeo SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FR | CINS F96221126 | 06/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Elect Thierry Moulonguet | Mgmt | For | Against | Against | ||||
7 | Elect Georges Pauget | Mgmt | For | Against | Against | ||||
8 | Elect Ulrike Steinhorst | Mgmt | For | Against | Against | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Related Party Transactions | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
13 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
14 | Authority to Grant Restricted Shares | Mgmt | For | For | For | ||||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Vinci | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DG | CINS F5879X108 | 04/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Elect Jean-Pierre Lamoure | Mgmt | For | Against | Against | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Related Party Transaction (Sud Europe Atlantique LGV) | Mgmt | For | For | For | ||||
10 | Related Party Transaction (Share contribution to VINCI Autoroutes) | Mgmt | For | For | For | ||||
11 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
12 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | ||||
13 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | Against | Against | ||||
14 | Authority to Issue Restricted Stock | Mgmt | For | For | For | ||||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Vodafone Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VOD | CINS G93882135 | 07/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
3 | Elect John Buchanan | Mgmt | For | For | For | ||||
4 | Elect Vittorio Colao | Mgmt | For | For | For | ||||
5 | Elect Michel Combes | Mgmt | For | For | For | ||||
6 | Elect Andy Halford | Mgmt | For | For | For | ||||
7 | Elect Steve Pusey | Mgmt | For | For | For | ||||
8 | Elect Renee James | Mgmt | For | For | For | ||||
9 | Elect Alan Jebson | Mgmt | For | For | For | ||||
10 | Elect Samuel Jonah | Mgmt | For | For | For | ||||
11 | Elect Nick Land | Mgmt | For | For | For | ||||
12 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||||
13 | Elect Luc Vandevelde | Mgmt | For | For | For | ||||
14 | Elect Anthony Watson | Mgmt | For | For | For | ||||
15 | Elect Philip Yea | Mgmt | For | For | For | ||||
16 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
17 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
WPP Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WPP | CINS G9787K108 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | ||||
4 | Elect Colin Day | Mgmt | For | For | For | ||||
5 | Elect Esther Dyson | Mgmt | For | For | For | ||||
6 | Elect Orit Gadiesh | Mgmt | For | For | For | ||||
7 | Elect Philip Lader | Mgmt | For | For | For | ||||
8 | Elect Ruigang Li | Mgmt | For | Against | Against | ||||
9 | Elect Stanley Morten | Mgmt | For | For | For | ||||
10 | Elect Koichiro Naganuma | Mgmt | For | Against | Against | ||||
11 | Elect John Quelch | Mgmt | For | For | For | ||||
12 | Elect Mark Read | Mgmt | For | For | For | ||||
13 | Elect Paul Richardson | Mgmt | For | For | For | ||||
14 | Elect Jeffrey Rosen | Mgmt | For | For | For | ||||
15 | Elect Timothy Shriver | Mgmt | For | For | For | ||||
16 | Elect Martin Sorrell | Mgmt | For | For | For | ||||
17 | Elect Paul Spencer | Mgmt | For | For | For | ||||
18 | Elect Solomon Trujillo | Mgmt | For | For | For | ||||
19 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Xstrata Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XTA | CINS G9826T102 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect John R.H. Bond | Mgmt | For | Against | Against | ||||
5 | Elect Mick Davis | Mgmt | For | Against | Against | ||||
6 | Elect Con Fauconnier | Mgmt | For | Against | Against | ||||
7 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | ||||
8 | Elect Peter Hooley | Mgmt | For | Against | Against | ||||
9 | Elect Claude Lamoureux | Mgmt | For | Against | Against | ||||
10 | Elect Aristotelis Mistakidis | Mgmt | For | Against | Against | ||||
11 | Elect Tor Peterson | Mgmt | For | Against | Against | ||||
12 | Elect Trevor Reid | Mgmt | For | Against | Against | ||||
13 | Elect Sir Steve Robson | Mgmt | For | Against | Against | ||||
14 | Elect David Rough | Mgmt | For | Against | Against | ||||
15 | Elect Ian Strachan | Mgmt | For | Against | Against | ||||
16 | Elect Santiago Zaldumbide | Mgmt | For | Against | Against | ||||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Reduction in Share Premium Account | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 20 Days | Mgmt | For | Against | Against | ||||
Registrant : | Putnam Variable Trust | |||||||||
Fund Name : | Putnam VT Investors Fund | |||||||||
Date of fiscal year end: | 12/31/2011 | |||||||||
Abbott Laboratories | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABT | CUSIP 002824100 | 04/27/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||||
1.3 | Elect Sally Blount | Mgmt | For | For | For | |||||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | |||||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | |||||
1.7 | Elect Phebe Novakovic | Mgmt | For | For | For | |||||
1.8 | Elect William Osborn | Mgmt | For | For | For | |||||
1.9 | Elect Samuel Scott III | Mgmt | For | For | For | |||||
1.10 | Elect Glenn Tilton | Mgmt | For | For | For | |||||
1.11 | Elect Miles White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Tax Gross-Up Payments | ShrHldr | Against | For | Against | |||||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Excluding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Compensation in the Event of a Change of Control | ShrHldr | Against | Against | For | |||||
Accenture PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACN | CUSIP G1151C101 | 02/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||||
3 | Elect William Green | Mgmt | For | For | For | |||||
4 | Elect Nobuyuki Idei | Mgmt | For | For | For | |||||
5 | Elect Marjorie Magner | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||||
9 | Authorization to Hold the 2013 Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||||
Ace Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACE | CUSIP H0023R105 | 01/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of an Amendment to Increase Dividends from Legal Reserves | Mgmt | For | For | For | |||||
Ace Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACE | CUSIP H0023R105 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Atieh | Mgmt | For | For | For | |||||
2 | Elect Mary Cirillo | Mgmt | For | For | For | |||||
3 | Elect Thomas Neff | Mgmt | For | For | For | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Approval of Statutory Financial Statements | Mgmt | For | For | For | |||||
6 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||||
7 | Allocation of Disposable Profits | Mgmt | For | For | For | |||||
8 | Discharge of the Board of Directors | Mgmt | For | For | For | |||||
9 | Increase in Authorized Capital | Mgmt | For | For | For | |||||
10 | Appointment of Statutory Auditor (Zurich) | Mgmt | For | For | For | |||||
11 | Appointment of Independent Auditor (US) | Mgmt | For | For | For | |||||
12 | Appointment of Special Auditor (Zurich) | Mgmt | For | For | For | |||||
13 | Distribution Through Par Value Reduction | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Adobe Systems Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADBE | CUSIP 00724F101 | 04/12/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Edward Barnholt | Mgmt | For | For | For | |||||
2 | Elect Michael Cannon | Mgmt | For | For | For | |||||
3 | Elect James Daley | Mgmt | For | For | For | |||||
4 | Elect Charles Geschke | Mgmt | For | For | For | |||||
5 | Elect Shantanu Narayen | Mgmt | For | For | For | |||||
6 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Advance Auto Parts, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AAP | CUSIP 00751Y106 | 05/15/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Bergstrom | Mgmt | For | For | For | |||||
1.2 | Elect John Brouillard | Mgmt | For | For | For | |||||
1.3 | Elect Fiona Dias | Mgmt | For | For | For | |||||
1.4 | Elect Frances Frei | Mgmt | For | For | For | |||||
1.5 | Elect Darren Jackson | Mgmt | For | For | For | |||||
1.6 | Elect William Oglesby | Mgmt | For | For | For | |||||
1.7 | Elect J. Paul Raines | Mgmt | For | For | For | |||||
1.8 | Elect Gilbert Ray | Mgmt | For | For | For | |||||
1.9 | Elect Carlos Saladrigas | Mgmt | For | For | For | |||||
1.10 | Elect Jimmie Wade | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Re-approval of Performance Objectives of the 2007 Executive Compensation Plan | Mgmt | For | For | For | |||||
4 | Re-approval of Performance Objectives Contained in the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||||
Advanced Micro Devices, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMD | CUSIP 007903107 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Bruce Claflin | Mgmt | For | For | For | |||||
2 | Elect W. Michael Barnes | Mgmt | For | For | For | |||||
3 | Elect John Caldwell | Mgmt | For | For | For | |||||
4 | Elect Henry Chow | Mgmt | For | For | For | |||||
5 | Elect Craig Conway | Mgmt | For | For | For | |||||
6 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||||
7 | Elect Paulett Eberhart | Mgmt | For | For | For | |||||
8 | Elect Waleed Al Mokarrab Al Muhairi | Mgmt | For | For | For | |||||
9 | Elect Robert Palmer | Mgmt | For | For | For | |||||
10 | Elect Rory Read | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
AES Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AES | CUSIP 00130H105 | 04/19/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Andres Gluski | Mgmt | For | For | For | |||||
1.2 | Elect Guo Bao Zhang | Mgmt | For | For | For | |||||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | |||||
1.5 | Elect John Koskinen | Mgmt | For | For | For | |||||
1.6 | Elect Philip Lader | Mgmt | For | For | For | |||||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | |||||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | |||||
1.10 | Elect Charles Rossotti | Mgmt | For | For | For | |||||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Aetna Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AET | CUSIP 00817Y108 | 05/18/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||||
2 | Elect Mark Bertolini | Mgmt | For | For | For | |||||
3 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||||
4 | Elect Betsy Cohen | Mgmt | For | For | For | |||||
5 | Elect Molly Coye | Mgmt | For | For | For | |||||
6 | Elect Roger Farah | Mgmt | For | For | For | |||||
7 | Elect Barbara Franklin | Mgmt | For | For | For | |||||
8 | Elect Jeffrey Garten | Mgmt | For | For | For | |||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
AGCO Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGCO | CUSIP 001084102 | 04/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect P. George Benson | Mgmt | For | For | For | |||||
2 | Elect Wolfgang Deml | Mgmt | For | For | For | |||||
3 | Elect Luiz Fernando Furlan | Mgmt | For | For | For | |||||
4 | Elect Gerald Johanneson | Mgmt | For | For | For | |||||
5 | Elect George Minnich | Mgmt | For | For | For | |||||
6 | Elect Martin Richenhagen | Mgmt | For | For | For | |||||
7 | Elect Gerald Shaheen | Mgmt | For | For | For | |||||
8 | Elect Mallika Srinivasan | Mgmt | For | For | For | |||||
9 | Elect Daniel Ustian | Mgmt | For | For | For | |||||
10 | Elect Hendrikus Visser | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Agilent Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
A | CUSIP 00846U101 | 03/21/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Herbold | Mgmt | For | For | For | |||||
2 | Elect KOH Boon Hwee | Mgmt | For | For | For | |||||
3 | Elect William Sullivan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Air Lease Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AL | CUSIP 00912X302 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Danhakl | Mgmt | For | For | For | |||||
2 | Elect Matthew Hart | Mgmt | For | For | For | |||||
3 | Elect Robert Milton | Mgmt | For | For | For | |||||
4 | Elect John Plueger | Mgmt | For | For | For | |||||
5 | Elect Antony Ressler | Mgmt | For | For | For | |||||
6 | Elect Wilbur Ross, Jr. | Mgmt | For | Against | Against | |||||
7 | Elect Ian Saines | Mgmt | For | For | For | |||||
8 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
9 | Elect Steven Udvar-Hazy | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Alleghany Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
Y | CUSIP 017175100 | 04/27/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Foos | Mgmt | For | For | For | |||||
2 | Elect William Lavin | Mgmt | For | For | For | |||||
3 | Elect Phillip Martineau | Mgmt | For | For | For | |||||
4 | Elect Raymond Wong | Mgmt | For | For | For | |||||
5 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Alliance Data Systems Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADS | CUSIP 018581108 | 06/07/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Edward J. Heffernan | Mgmt | For | For | For | |||||
2 | Elect Robert Minicucci | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Amazon.com, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMZN | CUSIP 023135106 | 05/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Bezos | Mgmt | For | For | For | |||||
2 | Elect Tom Alberg | Mgmt | For | For | For | |||||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||||
4 | Elect William Gordon | Mgmt | For | For | For | |||||
5 | Elect Jamie Gorelick | Mgmt | For | For | For | |||||
6 | Elect Blake Krikorian | Mgmt | For | For | For | |||||
7 | Elect Alain Monie | Mgmt | For | For | For | |||||
8 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||||
9 | Elect Thomas Ryder | Mgmt | For | For | For | |||||
10 | Elect Patricia Stonesifer | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
Ameren Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AEE | CUSIP 023608102 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | |||||
1.2 | Elect Cathrine Brune | Mgmt | For | For | For | |||||
1.3 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | |||||
1.4 | Elect Walter Galvin | Mgmt | For | For | For | |||||
1.5 | Elect Gayle Jackson | Mgmt | For | For | For | |||||
1.6 | Elect James Johnson | Mgmt | For | For | For | |||||
1.7 | Elect Steven Lipstein | Mgmt | For | For | For | |||||
1.8 | Elect Patrick Stokes | Mgmt | For | For | For | |||||
1.9 | Elect Thomas Voss | Mgmt | For | For | For | |||||
1.10 | Elect Stephen Wilson | Mgmt | For | For | For | |||||
1.11 | Elect Jack Woodard | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHldr | Against | Against | For | |||||
5 | Shareholder Proposal Regarding Coal Risk | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Energy Efficiency and Renewable Energy | ShrHldr | Against | Against | For | |||||
Ameriprise Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMP | CUSIP 03076C106 | 04/25/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lon Greenberg | Mgmt | For | For | For | |||||
2 | Elect Warren Knowlton | Mgmt | For | For | For | |||||
3 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||||
4 | Elect Robert Sharpe, Jr. | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
AmerisourceBergen Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABC | CUSIP 03073E105 | 03/01/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven Collis | Mgmt | For | For | For | |||||
2 | Elect Richard Gozon | Mgmt | For | For | For | |||||
3 | Elect Kathleen Hyle | Mgmt | For | For | For | |||||
4 | Elect Michael Long | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
AMGEN Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMGN | CUSIP 031162100 | 05/23/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Baltimore | Mgmt | For | For | For | |||||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||||
3 | Elect Robert Bradway | Mgmt | For | For | For | |||||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||||
5 | Elect Vance Coffman | Mgmt | For | For | For | |||||
6 | Elect Rebecca Henderson | Mgmt | For | For | For | |||||
7 | Elect Frank Herringer | Mgmt | For | For | For | |||||
8 | Elect Tyler Jacks | Mgmt | For | For | For | |||||
9 | Elect Gilbert Omenn | Mgmt | For | For | For | |||||
10 | Elect Judith Pelham | Mgmt | For | For | For | |||||
11 | Elect J. Paul Reason | Mgmt | For | For | For | |||||
12 | Elect Leonard Schaeffer | Mgmt | For | For | For | |||||
13 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
14 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
17 | Authorize Shareholder Action by Written Consent | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
19 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding CEO to Serve on a Maximum of One Other Board | ShrHldr | Against | Against | For | |||||
Apache Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APA | CUSIP 037411105 | 05/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Scott Josey | Mgmt | For | For | For | |||||
2 | Elect George Lawrence | Mgmt | For | For | For | |||||
3 | Elect Rodman Patton | Mgmt | For | For | For | |||||
4 | Elect Charles Pitman | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Apple Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AAPL | CUSIP 037833100 | 02/23/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Campbell | Mgmt | For | For | For | |||||
1.2 | Elect Timothy Cook | Mgmt | For | For | For | |||||
1.3 | Elect Millard Drexler | Mgmt | For | For | For | |||||
1.4 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Robert Iger | Mgmt | For | For | For | |||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||||
1.7 | Elect Arthur Levinson | Mgmt | For | For | For | |||||
1.8 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHldr | Against | Against | For | |||||
5 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Assurant, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AIZ | CUSIP 04621X108 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Elaine Rosen | Mgmt | For | For | For | |||||
2 | Elect Howard Carver | Mgmt | For | For | For | |||||
3 | Elect Juan Cento | Mgmt | For | For | For | |||||
4 | Elect Elyse Douglas | Mgmt | For | For | For | |||||
5 | Elect Lawrence Jackson | Mgmt | For | For | For | |||||
6 | Elect David Kelso | Mgmt | For | For | For | |||||
7 | Elect Charles Koch | Mgmt | For | For | For | |||||
8 | Elect H. Carroll Mackin | Mgmt | For | For | For | |||||
9 | Elect Robert Pollock | Mgmt | For | For | For | |||||
10 | Elect Paul Reilly | Mgmt | For | For | For | |||||
11 | Elect Robert Stein | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
AT&T Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
T | CUSIP 00206R102 | 04/27/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Randall Stephenson | Mgmt | For | For | For | |||||
2 | Elect Gilbert Amelio | Mgmt | For | For | For | |||||
3 | Elect Reuben Anderson | Mgmt | For | For | For | |||||
4 | Elect James Blanchard | Mgmt | For | For | For | |||||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
6 | Elect James Kelly | Mgmt | For | For | For | |||||
7 | Elect Jon Madonna | Mgmt | For | For | For | |||||
8 | Elect John McCoy | Mgmt | For | For | For | |||||
9 | Elect Joyce Roche | Mgmt | For | For | For | |||||
10 | Elect Matthew Rose | Mgmt | For | For | For | |||||
11 | Elect Laura Tyson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Restoration of Written Consent | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO | ShrHldr | Against | For | Against | |||||
Autoliv, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALV | CUSIP 052800109 | 05/08/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Xiaozhi Liu | Mgmt | For | For | For | |||||
1.2 | Elect George Lorch | Mgmt | For | For | For | |||||
1.3 | Elect Kazuhiko Sakamoto | Mgmt | For | For | For | |||||
1.4 | Elect Wolfgang Ziebart | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Avon Products, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AVP | CUSIP 054303102 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Douglas Conant | Mgmt | For | For | For | |||||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||||
1.4 | Elect Fred Hassan | Mgmt | For | For | For | |||||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||||
1.6 | Elect Maria Lagomasino | Mgmt | For | For | For | |||||
1.7 | Elect Ann Moore | Mgmt | For | For | For | |||||
1.8 | Elect Gary Rodkin | Mgmt | For | For | For | |||||
1.9 | Elect Paula Stern | Mgmt | For | For | For | |||||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Bank of America Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAC | CUSIP 060505104 | 05/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mukesh Ambani | Mgmt | For | For | For | |||||
2 | Elect Susan Bies | Mgmt | For | For | For | |||||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||||
4 | Elect Virgis Colbert | Mgmt | For | For | For | |||||
5 | Elect Charles Gifford | Mgmt | For | For | For | |||||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||||
7 | Elect Monica Lozano | Mgmt | For | For | For | |||||
8 | Elect Thomas May | Mgmt | For | For | For | |||||
9 | Elect Brian Moynihan | Mgmt | For | For | For | |||||
10 | Elect Donald Powell | Mgmt | For | For | For | |||||
11 | Elect Charles Rossotti | Mgmt | For | For | For | |||||
12 | Elect Robert Scully | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | |||||
Bank of New York Mellon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BK | CUSIP 064058100 | 04/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ruth Bruch | Mgmt | For | For | For | |||||
2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||||
3 | Elect Gerald Hassell | Mgmt | For | For | For | |||||
4 | Elect Edmund Kelly | Mgmt | For | For | For | |||||
5 | Elect Richard Kogan | Mgmt | For | For | For | |||||
6 | Elect Michael Kowalski | Mgmt | For | For | For | |||||
7 | Elect John Luke, Jr. | Mgmt | For | For | For | |||||
8 | Elect Mark Nordenberg | Mgmt | For | For | For | |||||
9 | Elect Catherine Rein | Mgmt | For | For | For | |||||
10 | Elect William Richardson | Mgmt | For | For | For | |||||
11 | Elect Samuel Scott III | Mgmt | For | For | For | |||||
12 | Elect Wesley von Schack | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
Baxter International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAX | CUSIP 071813109 | 05/08/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Gavin III | Mgmt | For | For | For | |||||
2 | Elect Peter Hellman | Mgmt | For | For | For | |||||
3 | Elect Kees Storm | Mgmt | For | Against | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | |||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | For | For | For | |||||
Becton, Dickinson and Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BDX | CUSIP 075887109 | 01/31/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Basil Anderson | Mgmt | For | For | For | |||||
2 | Elect Henry Becton, Jr. | Mgmt | For | For | For | |||||
3 | Elect Edward DeGraan | Mgmt | For | For | For | |||||
4 | Elect Vincent Forlenza | Mgmt | For | For | For | |||||
5 | Elect Claire Fraser-Liggett | Mgmt | For | For | For | |||||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||||
7 | Elect Marshall Larsen | Mgmt | For | For | For | |||||
8 | Elect Edward Ludwig | Mgmt | For | For | For | |||||
9 | Elect Adel Mahmoud | Mgmt | For | For | For | |||||
10 | Elect Gary Mecklenburg | Mgmt | For | For | For | |||||
11 | Elect James Orr | Mgmt | For | For | For | |||||
12 | Elect Willard Overlock, Jr. | Mgmt | For | For | For | |||||
13 | Elect Bertram Scott | Mgmt | For | For | For | |||||
14 | Elect Alfred Sommer | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Adoption of Cumulative Voting | ShrHldr | Against | Against | For | |||||
Berkshire Hathaway Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BRK.A | CUSIP 084670108 | 05/05/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Warren Buffett | Mgmt | For | For | For | |||||
1.2 | Elect Charles Munger | Mgmt | For | For | For | |||||
1.3 | Elect Howard Buffett | Mgmt | For | For | For | |||||
1.4 | Elect Stephen Burke | Mgmt | For | For | For | |||||
1.5 | Elect Susan Decker | Mgmt | For | For | For | |||||
1.6 | Elect William Gates III | Mgmt | For | For | For | |||||
1.7 | Elect David Gottesman | Mgmt | For | For | For | |||||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||||
1.9 | Elect Donald Keough | Mgmt | For | For | For | |||||
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | |||||
1.11 | Elect Ronald Olson | Mgmt | For | For | For | |||||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||||
2 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | |||||
Best Buy Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBY | CUSIP 086516101 | 06/21/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lisa Caputo | Mgmt | For | For | For | |||||
1.2 | Elect Kathy Higgins Victor | Mgmt | For | For | For | |||||
1.3 | Elect Gerard Vittecoq | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | |||||
BMC Software, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMC | CUSIP 055921100 | 07/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||||
2 | Elect Jon Barfield | Mgmt | For | For | For | |||||
3 | Elect Gary Bloom | Mgmt | For | For | For | |||||
4 | Elect Meldon Gafner | Mgmt | For | For | For | |||||
5 | Elect Mark Hawkins | Mgmt | For | For | For | |||||
6 | Elect Stephan James | Mgmt | For | For | For | |||||
7 | Elect P. Thomas Jenkins | Mgmt | For | For | For | |||||
8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | |||||
9 | Elect Kathleen O'Neil | Mgmt | For | For | For | |||||
10 | Elect Tom Tinsley | Mgmt | For | For | For | |||||
11 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
CA, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CA | CUSIP 12673P105 | 08/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Raymond Bromark | Mgmt | For | For | For | |||||
2 | Elect Gary Fernandes | Mgmt | For | For | For | |||||
3 | Elect Rohit Kapoor | Mgmt | For | For | For | |||||
4 | Elect Kay Koplovitz | Mgmt | For | For | For | |||||
5 | Elect Christopher Lofgren | Mgmt | For | For | For | |||||
6 | Elect William McCracken | Mgmt | For | For | For | |||||
7 | Elect Richard Sulpizio | Mgmt | For | For | For | |||||
8 | Elect Laura Unger | Mgmt | For | For | For | |||||
9 | Elect Arthur Weinbach | Mgmt | For | For | For | |||||
10 | Elect Ron Zambonini | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
15 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Camelot Information Systems Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CIS | CUSIP 13322V105 | 09/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Adoption of New Articles | Mgmt | For | For | For | |||||
Cameron International Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CAM | CUSIP 13342B105 | 05/11/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect C. Baker Cunningham | Mgmt | For | For | For | |||||
2 | Elect Sheldon Erikson | Mgmt | For | For | For | |||||
3 | Elect Douglas Foshee | Mgmt | For | For | For | |||||
4 | Elect Rodolfo Landim | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||||
8 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | |||||
9 | Approve Restatement of Certificate of Incorporation | Mgmt | For | For | For | |||||
Capital One Financial Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COF | CUSIP 14040H105 | 05/08/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Fairbank | Mgmt | For | For | For | |||||
2 | Elect Peter Raskind | Mgmt | For | For | For | |||||
3 | Elect Bradford Warner | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Amendment to the Associate Stock Purchase Plan | Mgmt | For | For | For | |||||
Carnival plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCL | CUSIP 143658300 | 04/11/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Micky Arison | Mgmt | For | For | For | |||||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | |||||
3 | Elect Robert Dickinson | Mgmt | For | For | For | |||||
4 | Elect Arnold Donald | Mgmt | For | For | For | |||||
5 | Elect Pier Foschi | Mgmt | For | For | For | |||||
6 | Elect Howard Frank | Mgmt | For | For | For | |||||
7 | Elect Richard Glasier | Mgmt | For | For | For | |||||
8 | Elect Debra Kelly-Ennis | Mgmt | For | For | For | |||||
9 | Elect Modesto Maidique | Mgmt | For | For | For | |||||
10 | Elect John Parker | Mgmt | For | For | For | |||||
11 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||||
12 | Elect Stuart Subotnick | Mgmt | For | For | For | |||||
13 | Elect Laura Weil | Mgmt | For | For | For | |||||
14 | Elect Randall Weisenburger | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Accounts and Reports | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Director's Remuneration Report | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
23 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
Caterpillar Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CAT | CUSIP 149123101 | 06/13/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Calhoun | Mgmt | For | For | For | |||||
1.2 | Elect Daniel Dickinson | Mgmt | For | For | For | |||||
1.3 | Elect Eugene Fife | Mgmt | For | For | For | |||||
1.4 | Elect Juan Gallardo | Mgmt | For | For | For | |||||
1.5 | Elect David Goode | Mgmt | For | For | For | |||||
1.6 | Elect Jesse Greene, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Jon Huntsman, Jr. | Mgmt | For | For | For | |||||
1.8 | Elect Peter Magowan | Mgmt | For | For | For | |||||
1.9 | Elect Dennis Muilenburg | Mgmt | For | For | For | |||||
1.10 | Elect Douglas Oberhelman | Mgmt | For | For | For | |||||
1.11 | Elect William Osborn | Mgmt | For | For | For | |||||
1.12 | Elect Charles Powell | Mgmt | For | Withhold | Against | |||||
1.13 | Elect Edward Rust, Jr. | Mgmt | For | For | For | |||||
1.14 | Elect Susan Schwab | Mgmt | For | For | For | |||||
1.15 | Elect Joshua Smith | Mgmt | For | For | For | |||||
1.16 | Elect Miles White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
5 | Amendment to Advance Notice Requirement | Mgmt | For | Against | Against | |||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
8 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Celanese Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CE | CUSIP 150870103 | 04/19/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Barlett | Mgmt | For | For | For | |||||
2 | Elect David Hoffmeister | Mgmt | For | For | For | |||||
3 | Elect Paul O'Neill | Mgmt | For | For | For | |||||
4 | Elect Jay Ihlenfeld | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Amendment to the 2009 Global Incentive Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Celgene Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CELG | CUSIP 151020104 | 06/13/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Hugin | Mgmt | For | For | For | |||||
1.2 | Elect Richard Barker D. Phil | Mgmt | For | For | For | |||||
1.3 | Elect Michael Casey | Mgmt | For | For | For | |||||
1.4 | Elect Carrie Cox | Mgmt | For | For | For | |||||
1.5 | Elect Rodman Drake | Mgmt | For | For | For | |||||
1.6 | Elect Michael Friedman | Mgmt | For | For | For | |||||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | |||||
1.8 | Elect James Loughlin | Mgmt | For | For | For | |||||
1.9 | Elect Ernest Mario | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
CF Industries Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CF | CUSIP 125269100 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Furbacher | Mgmt | For | For | For | |||||
1.2 | Elect John Johnson | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Chevron Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVX | CUSIP 166764100 | 05/30/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Linnet Deily | Mgmt | For | Against | Against | |||||
2 | Elect Robert Denham | Mgmt | For | Against | Against | |||||
3 | Elect Chuck Hagel | Mgmt | For | Against | Against | |||||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | |||||
5 | Elect George Kirkland | Mgmt | For | Against | Against | |||||
6 | Elect Charles Moorman, IV | Mgmt | For | Against | Against | |||||
7 | Elect Kevin Sharer | Mgmt | For | Against | Against | |||||
8 | Elect John Stumpf | Mgmt | For | Against | Against | |||||
9 | Elect Ronald Sugar | Mgmt | For | Against | Against | |||||
10 | Elect Carl Ware | Mgmt | For | Against | Against | |||||
11 | Elect John Watson | Mgmt | For | Against | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Exclusive Forum Provisions | ShrHldr | Against | For | Against | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
CIGNA Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CI | CUSIP 125509109 | 04/25/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Partridge | Mgmt | For | For | For | |||||
2 | Elect James Rogers | Mgmt | For | For | For | |||||
3 | Elect Joseph Sullivan | Mgmt | For | For | For | |||||
4 | Elect Eric Wiseman | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | |||||
8 | Repeal of Classified Board | Mgmt | N/A | For | N/A | |||||
Cisco Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSCO | CUSIP 17275R102 | 12/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||||
4 | Elect Larry Carter | Mgmt | For | For | For | |||||
5 | Elect John Chambers | Mgmt | For | For | For | |||||
6 | Elect Brian Halla | Mgmt | For | For | For | |||||
7 | Elect John Hennessy | Mgmt | For | For | For | |||||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||||
11 | Elect Steven West | Mgmt | For | For | For | |||||
12 | Elect Jerry Yang | Mgmt | For | For | For | |||||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding the Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Citigroup Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
C | CUSIP 172967424 | 04/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Franz Humer | Mgmt | For | For | For | |||||
2 | Elect Robert Joss | Mgmt | For | For | For | |||||
3 | Elect Michael O'Neill | Mgmt | For | For | For | |||||
4 | Elect Vikram Pandit | Mgmt | For | For | For | |||||
5 | Elect Lawrence Ricciardi | Mgmt | For | For | For | |||||
6 | Elect Judith Rodin | Mgmt | For | For | For | |||||
7 | Elect Robert Ryan | Mgmt | For | For | For | |||||
8 | Elect Anthony Santomero | Mgmt | For | For | For | |||||
9 | Elect Joan Spero | Mgmt | For | For | For | |||||
10 | Elect Diana Taylor | Mgmt | For | For | For | |||||
11 | Elect William Thompson, Jr. | Mgmt | For | For | For | |||||
12 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
Cliffs Natural Resources Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CLF | CUSIP 18683K101 | 05/08/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joseph Carrabba | Mgmt | For | For | For | |||||
2 | Elect Susan Cunningham | Mgmt | For | For | For | |||||
3 | Elect Barry Eldridge | Mgmt | For | For | For | |||||
4 | Elect Andres Gluski | Mgmt | For | For | For | |||||
5 | Elect Susan Green | Mgmt | For | For | For | |||||
6 | Elect Janice Henry | Mgmt | For | For | For | |||||
7 | Elect James Kirsch | Mgmt | For | For | For | |||||
8 | Elect Francis McAllister | Mgmt | For | For | For | |||||
9 | Elect Richard Riederer | Mgmt | For | For | For | |||||
10 | Elect Richard Ross | Mgmt | For | For | For | |||||
11 | Amendment to Regulations to allow the Board to Amend the Regulations without Shareholder Approval | Mgmt | For | Against | Against | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | 2012 Incentive Equity Plan | Mgmt | For | For | For | |||||
14 | 2012 Executive Management Performance Incentive Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
CME Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CME | CUSIP 12572Q105 | 05/23/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dennis Chookaszian | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Larry Gerdes | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Daniel Glickman | Mgmt | For | Withhold | Against | |||||
1.4 | Elect James Oliff | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Edemir Pinto | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Alex Pollock | Mgmt | For | Withhold | Against | |||||
1.7 | Elect William Shepard | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board and Amendments Related to the Expiration of the Rights Plan and Director Removal | Mgmt | For | For | For | |||||
5 | Amendment to the Omnibus Stock Plan | Mgmt | For | For | For | |||||
6 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | |||||
Coach, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COH | CUSIP 189754104 | 11/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | |||||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | |||||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | |||||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | |||||
1.5 | Elect Irene Miller | Mgmt | For | For | For | |||||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | |||||
1.7 | Elect Jide Zeitlin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Coca-Cola Enterprises, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCE | CUSIP 19122T109 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | |||||
1.2 | Elect John Brock | Mgmt | For | For | For | |||||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | |||||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||||
1.5 | Elect Orrin Ingram II | Mgmt | For | For | For | |||||
1.6 | Elect Thomas Johnson | Mgmt | For | For | For | |||||
1.7 | Elect Suzanne Labarge | Mgmt | For | For | For | |||||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | |||||
1.9 | Elect Garry Watts | Mgmt | For | For | For | |||||
1.10 | Elect Curtis Welling | Mgmt | For | For | For | |||||
1.11 | Elect Phoebe Wood | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Colgate-Palmolive Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CL | CUSIP 194162103 | 05/11/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Nikesh Arora | Mgmt | For | For | For | |||||
2 | Elect John Cahill | Mgmt | For | For | For | |||||
3 | Elect Ian Cook | Mgmt | For | For | For | |||||
4 | Elect Helene Gayle | Mgmt | For | For | For | |||||
5 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | |||||
7 | Elect Richard Kogan | Mgmt | For | For | For | |||||
8 | Elect Delano Lewis | Mgmt | For | For | For | |||||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||||
10 | Elect Stephen Sadove | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | Against | For | |||||
Comcast Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMCSA | CUSIP 20030N101 | 05/31/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth Bacon | Mgmt | For | For | For | |||||
1.2 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |||||
1.3 | Elect Joseph Collins | Mgmt | For | For | For | |||||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | |||||
1.5 | Elect Gerald Hassell | Mgmt | For | For | For | |||||
1.6 | Elect Jeffrey Honickman | Mgmt | For | For | For | |||||
1.7 | Elect Eduardo Mestre | Mgmt | For | For | For | |||||
1.8 | Elect Brian Roberts | Mgmt | For | For | For | |||||
1.9 | Elect Ralph Roberts | Mgmt | For | For | For | |||||
1.10 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Poison Pills | ShrHldr | Against | For | Against | |||||
ConocoPhillips | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COP | CUSIP 20825C104 | 05/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Armitage | Mgmt | For | For | For | |||||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||||
3 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||||
5 | Elect Ruth Harkin | Mgmt | For | For | For | |||||
6 | Elect Ryan Lance | Mgmt | For | For | For | |||||
7 | Elect Mohd Hassan Marican | Mgmt | For | For | For | |||||
8 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
9 | Elect James Mulva | Mgmt | For | For | For | |||||
10 | Elect Robert Niblock | Mgmt | For | For | For | |||||
11 | Elect Harald Norvik | Mgmt | For | For | For | |||||
12 | Elect William Reilly | Mgmt | For | For | For | |||||
13 | Elect Victoria Tschinkel | Mgmt | For | For | For | |||||
14 | Elect Kathryn Turner | Mgmt | For | For | For | |||||
15 | Elect William Wade, Jr. | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
Constellation Energy Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CEG | CUSIP 210371100 | 11/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Costco Wholesale Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COST | CUSIP 22160K105 | 01/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Sinegal | Mgmt | For | For | For | |||||
1.2 | Elect Jeffrey Brotman | Mgmt | For | For | For | |||||
1.3 | Elect Richard Galanti | Mgmt | For | For | For | |||||
1.4 | Elect Daniel Evans | Mgmt | For | For | For | |||||
1.5 | Elect Jeffrey Raikes | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Covidien Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COV | CUSIP G2554F113 | 03/13/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jose Almeida | Mgmt | For | For | For | |||||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||||
3 | Elect Robert Brust | Mgmt | For | For | For | |||||
4 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
5 | Elect Christopher Coughlin | Mgmt | For | For | For | |||||
6 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||||
8 | Elect Martin Madaus | Mgmt | For | For | For | |||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||||
10 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||||
15 | Amendments to Articles to Provide for Escheatment | Mgmt | For | For | For | |||||
16 | Amendment to Articles to Allow Non-Cash Dividends | Mgmt | For | For | For | |||||
CSX Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSX | CUSIP 126408103 | 05/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Donna Alvarado | Mgmt | For | For | For | |||||
2 | Elect John Breaux | Mgmt | For | For | For | |||||
3 | Elect Pamela Carter | Mgmt | For | For | For | |||||
4 | Elect Steven Halverson | Mgmt | For | For | For | |||||
5 | Elect Edward Kelly, III | Mgmt | For | For | For | |||||
6 | Elect Gilbert Lamphere | Mgmt | For | For | For | |||||
7 | Elect John McPherson | Mgmt | For | For | For | |||||
8 | Elect Timothy O'Toole | Mgmt | For | For | For | |||||
9 | Elect David Ratcliffe | Mgmt | For | For | For | |||||
10 | Elect Donald Shepard | Mgmt | For | For | For | |||||
11 | Elect Michael Ward | Mgmt | For | For | For | |||||
12 | Elect J.C. Watts, Jr. | Mgmt | For | For | For | |||||
13 | Elect J. Steven Whisler | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Cubist Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CBST | CUSIP 229678107 | 06/07/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth Bate | Mgmt | For | For | For | |||||
1.2 | Elect Nancy Hutson | Mgmt | For | For | For | |||||
1.3 | Elect Leon Moulder, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Martin Soeters | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
CVS Caremark Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVS | CUSIP 126650100 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect C. David Brown II | Mgmt | For | For | For | |||||
2 | Elect David Dorman | Mgmt | For | For | For | |||||
3 | Elect Anne Finucane | Mgmt | For | For | For | |||||
4 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |||||
5 | Elect Marian Heard | Mgmt | For | For | For | |||||
6 | Elect Larry Merlo | Mgmt | For | For | For | |||||
7 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||||
8 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |||||
9 | Elect Richard Swift | Mgmt | For | For | For | |||||
10 | Elect Tony White | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Authorization of Written Consent by Less Than Unanimous Approval | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
Devon Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DVN | CUSIP 25179M103 | 06/06/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Henry | Mgmt | For | For | For | |||||
1.2 | Elect John Hill | Mgmt | For | For | For | |||||
1.3 | Elect Michael Kanovsky | Mgmt | For | For | For | |||||
1.4 | Elect Robert Mosbacher, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect J. Larry Nichols | Mgmt | For | For | For | |||||
1.6 | Elect Duane Radtke | Mgmt | For | For | For | |||||
1.7 | Elect Mary Ricciardello | Mgmt | For | For | For | |||||
1.8 | Elect John Richels | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
5 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||||
6 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
Diamond Offshore Drilling, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DO | CUSIP 25271C102 | 05/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Tisch | Mgmt | For | Against | Against | |||||
2 | Elect Lawrence Dickerson | Mgmt | For | Against | Against | |||||
3 | Elect John Bolton | Mgmt | For | Against | Against | |||||
4 | Elect Charles Fabrikant | Mgmt | For | Against | Against | |||||
5 | Elect Paul Gaffney II | Mgmt | For | Against | Against | |||||
6 | Elect Edward Grebow | Mgmt | For | Against | Against | |||||
7 | Elect Herbert Hofmann | Mgmt | For | Against | Against | |||||
8 | Elect Clifford Sobel | Mgmt | For | Against | Against | |||||
9 | Elect Andrew Tisch | Mgmt | For | Against | Against | |||||
10 | Elect Raymond Troubh | Mgmt | For | Against | Against | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Amendment to the Incentive Compensation Plan for Executive Officers | Mgmt | For | For | For | |||||
Discover Financial Services | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DFS | CUSIP 254709108 | 04/18/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Aronin | Mgmt | For | For | For | |||||
2 | Elect Mary Bush | Mgmt | For | For | For | |||||
3 | Elect Gregory Case | Mgmt | For | For | For | |||||
4 | Elect Robert Devlin | Mgmt | For | For | For | |||||
5 | Elect Cynthia Glassman | Mgmt | For | For | For | |||||
6 | Elect Richard Lenny | Mgmt | For | For | For | |||||
7 | Elect Thomas Maheras | Mgmt | For | For | For | |||||
8 | Elect Michael Moskow | Mgmt | For | For | For | |||||
9 | Elect David Nelms | Mgmt | For | For | For | |||||
10 | Elect E. Follin Smith | Mgmt | For | For | For | |||||
11 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
DISH Network Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DISH | CUSIP 25470M109 | 05/02/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Clayton | Mgmt | For | Withhold | Against | |||||
1.2 | Elect James DeFranco | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Cantey Ergen | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Charles Ergen | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Steven Goodbarn | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Gary Howard | Mgmt | For | Withhold | Against | |||||
1.7 | Elect David Moskowitz | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Tom Ortolf | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Carl Vogel | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Dow Chemical Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DOW | CUSIP 260543103 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Arnold Allemang | Mgmt | For | For | For | |||||
2 | Elect Jacqueline Barton | Mgmt | For | For | For | |||||
3 | Elect James Bell | Mgmt | For | For | For | |||||
4 | Elect Jeff Fettig | Mgmt | For | For | For | |||||
5 | Elect John Hess | Mgmt | For | For | For | |||||
6 | Elect Andrew Liveris | Mgmt | For | For | For | |||||
7 | Elect Paul Polman | Mgmt | For | For | For | |||||
8 | Elect Dennis Reilley | Mgmt | For | For | For | |||||
9 | Elect James Ringler | Mgmt | For | Against | Against | |||||
10 | Elect Ruth Shaw | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | 2012 Stock Incentive Plan | Mgmt | For | For | For | |||||
14 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
E.I. du Pont de Nemours and Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DD | CUSIP 263534109 | 04/25/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||||
2 | Elect Richard Brown | Mgmt | For | For | For | |||||
3 | Elect Robert Brown | Mgmt | For | For | For | |||||
4 | Elect Bertrand Collomb | Mgmt | For | For | For | |||||
5 | Elect Curtis Crawford | Mgmt | For | For | For | |||||
6 | Elect Alexander Cutler | Mgmt | For | For | For | |||||
7 | Elect Eleuthere Du Pont | Mgmt | For | For | For | |||||
8 | Elect Marillyn Hewson | Mgmt | For | For | For | |||||
9 | Elect Lois Juliber | Mgmt | For | For | For | |||||
10 | Elect Ellen Kullman | Mgmt | For | For | For | |||||
11 | Elect Lee Thomas | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
15 | Shareholder Proposal Regarding Report on Executive Compensation | ShrHldr | Against | Against | For | |||||
eBay Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EBAY | CUSIP 278642103 | 04/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||||
2 | Elect William Ford, Jr. | Mgmt | For | For | For | |||||
3 | Elect Dawn Lepore | Mgmt | For | For | For | |||||
4 | Elect Kathleen Mitic | Mgmt | For | For | For | |||||
5 | Elect Pierre Omidyar | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | For | For | |||||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
9 | Repeal of Classified Board | Mgmt | For | For | For | |||||
10 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
Edison International | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EIX | CUSIP 281020107 | 04/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jagjeet Bindra | Mgmt | For | For | For | |||||
2 | Elect Vanessa Chang | Mgmt | For | For | For | |||||
3 | Elect France Cordova | Mgmt | For | For | For | |||||
4 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | |||||
5 | Elect Charles Curtis | Mgmt | For | For | For | |||||
6 | Elect Bradford Freeman | Mgmt | For | For | For | |||||
7 | Elect Luis Nogales | Mgmt | For | For | For | |||||
8 | Elect Ronald Olson | Mgmt | For | For | For | |||||
9 | Elect Richard Schlosberg, III | Mgmt | For | For | For | |||||
10 | Elect Thomas Sutton | Mgmt | For | For | For | |||||
11 | Elect Peter Taylor | Mgmt | For | For | For | |||||
12 | Elect Brett White | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
Embraer SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMBR3 | CUSIP 29082A107 | 01/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendments to Articles | Mgmt | For | For | For | |||||
2 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||||
Embraer SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMBR3 | CUSIP 29082A107 | 03/06/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Arno Hugo Agustin Filho | Mgmt | For | Against | Against | |||||
2 | Election of Board Chairman | Mgmt | For | For | For | |||||
Embraer SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMBR3 | CUSIP 29082A107 | 04/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Election of Supervisory Council Members | Mgmt | For | For | For | |||||
4 | Remuneration Policy | Mgmt | For | Against | Against | |||||
5 | Supervisory Council Fees | Mgmt | For | For | For | |||||
EMC Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMC | CUSIP 268648102 | 05/01/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Brown | Mgmt | For | For | For | |||||
2 | Elect Randolph Cowen | Mgmt | For | For | For | |||||
3 | Elect Gail Deegan | Mgmt | For | For | For | |||||
4 | Elect James DiStasio | Mgmt | For | For | For | |||||
5 | Elect John Egan | Mgmt | For | For | For | |||||
6 | Elect Edmund Kelly | Mgmt | For | For | For | |||||
7 | Elect Windle Priem | Mgmt | For | For | For | |||||
8 | Elect Paul Sagan | Mgmt | For | For | For | |||||
9 | Elect David Strohm | Mgmt | For | For | For | |||||
10 | Elect Joseph Tucci | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Entergy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ETR | CUSIP 29364G103 | 05/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Maureen Bateman | Mgmt | For | For | For | |||||
2 | Elect Gary Edwards | Mgmt | For | For | For | |||||
3 | Elect Alexis Herman | Mgmt | For | For | For | |||||
4 | Elect Donald Hintz | Mgmt | For | For | For | |||||
5 | Elect J. Wayne Leonard | Mgmt | For | For | For | |||||
6 | Elect Stuart Levenick | Mgmt | For | For | For | |||||
7 | Elect Blanche Lincoln | Mgmt | For | For | For | |||||
8 | Elect Stewart Myers | Mgmt | For | For | For | |||||
9 | Elect William Percy, II | Mgmt | For | For | For | |||||
10 | Elect W.J. Tauzin | Mgmt | For | For | For | |||||
11 | Elect Steven Wilkinson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Estee Lauder Companies Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EL | CUSIP 518439104 | 11/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charlene Barshefsky | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Wei Sun Christianson | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Fabrizio Freda | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Jane Lauder | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Leonard Lauder | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Expedia, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EXPE | CUSIP 30212P303 | 06/05/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect A. George Battle | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Barry Diller | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Jonathan Dolgen | Mgmt | For | Withhold | Against | |||||
1.4 | Elect William Fitzgerald | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Craig Jacobson | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Victor Kaufman | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Peter Kern | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Dara Khosrowshahi | Mgmt | For | Withhold | Against | |||||
1.9 | Elect John Malone | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Jose Antonio Tazon Garcia | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Exxon Mobil Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XOM | CUSIP 30231G102 | 05/30/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Boskin | Mgmt | For | For | For | |||||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||||
1.3 | Elect Larry Faulkner | Mgmt | For | For | For | |||||
1.4 | Elect Jay Fishman | Mgmt | For | For | For | |||||
1.5 | Elect Henrietta Fore | Mgmt | For | For | For | |||||
1.6 | Elect Kenneth Frazier | Mgmt | For | For | For | |||||
1.7 | Elect William George | Mgmt | For | For | For | |||||
1.8 | Elect Samuel Palmisano | Mgmt | For | For | For | |||||
1.9 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
1.10 | Elect Rex Tillerson | Mgmt | For | For | For | |||||
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||||
Foot Locker, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FL | CUSIP 344849104 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Alan Feldman | Mgmt | For | For | For | |||||
1.2 | Elect Jarobin Gilbert, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect David Schwartz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Annual Incentive Compensation Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Ford Motor Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
F | CUSIP 345370860 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Butler | Mgmt | For | For | For | |||||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | |||||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||||
4 | Elect Edsel Ford II | Mgmt | For | For | For | |||||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | |||||
6 | Elect Richard Gephardt | Mgmt | For | For | For | |||||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||||
8 | Elect William Helman IV | Mgmt | For | For | For | |||||
9 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | |||||
10 | Elect Jon Huntsman, Jr. | Mgmt | For | For | For | |||||
11 | Elect Richard Manoogian | Mgmt | For | For | For | |||||
12 | Elect Ellen Marram | Mgmt | For | For | For | |||||
13 | Elect Alan Mulally | Mgmt | For | For | For | |||||
14 | Elect Homer Neal | Mgmt | For | For | For | |||||
15 | Elect Gerald Shaheen | Mgmt | For | For | For | |||||
16 | Elect John Thornton | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Fortune Brands Home & Security Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FBHS | CUSIP 34964C106 | 04/23/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ann Hackett | Mgmt | For | Against | Against | |||||
2 | Elect John Morikis | Mgmt | For | Against | Against | |||||
3 | Elect Ronald Waters, III | Mgmt | For | Against | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Freeport-McMoran Copper & Gold Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FCX | CUSIP 35671D857 | 06/14/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | |||||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Robert Day | Mgmt | For | For | For | |||||
1.4 | Elect Gerald Ford | Mgmt | For | Withhold | Against | |||||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Charles Krulak | Mgmt | For | For | For | |||||
1.7 | Elect Bobby Lackey | Mgmt | For | For | For | |||||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | |||||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | |||||
1.10 | Elect James Moffett | Mgmt | For | For | For | |||||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
General Dynamics Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GD | CUSIP 369550108 | 05/02/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary Barra | Mgmt | For | For | For | |||||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||||
3 | Elect James Crown | Mgmt | For | For | For | |||||
4 | Elect William Fricks | Mgmt | For | For | For | |||||
5 | Elect Jay Johnson | Mgmt | For | For | For | |||||
6 | Elect James Jones | Mgmt | For | For | For | |||||
7 | Elect Paul Kaminski | Mgmt | For | For | For | |||||
8 | Elect John Keane | Mgmt | For | For | For | |||||
9 | Elect Lester Lyles | Mgmt | For | For | For | |||||
10 | Elect Phebe Novakovic | Mgmt | For | For | For | |||||
11 | Elect William Osborn | Mgmt | For | For | For | |||||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | 2012 Equity Compensation Plan | Mgmt | For | Against | Against | |||||
16 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
General Electric Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GE | CUSIP 369604103 | 04/25/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
3 | Elect Ann Fudge | Mgmt | For | For | For | |||||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||||
5 | Elect Jeffrey Immelt | Mgmt | For | For | For | |||||
6 | Elect Andrea Jung | Mgmt | For | For | For | |||||
7 | Elect Alan Lafley | Mgmt | For | For | For | |||||
8 | Elect Robert Lane | Mgmt | For | For | For | |||||
9 | Elect Ralph Larsen | Mgmt | For | For | For | |||||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||||
11 | Elect James Mulva | Mgmt | For | For | For | |||||
12 | Elect Sam Nunn | Mgmt | For | For | For | |||||
13 | Elect Roger Penske | Mgmt | For | For | For | |||||
14 | Elect Robert Swieringa | Mgmt | For | For | For | |||||
15 | Elect James Tisch | Mgmt | For | For | For | |||||
16 | Elect Douglas Warner III | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
20 | Approval of Material Terms of Senior Officer Performance Goals | Mgmt | For | For | For | |||||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Nuclear Activities | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
24 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Gilead Sciences, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GILD | CUSIP 375558103 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Cogan | Mgmt | For | For | For | |||||
1.2 | Elect Etienne Davignon | Mgmt | For | For | For | |||||
1.3 | Elect James Denny | Mgmt | For | For | For | |||||
1.4 | Elect Carla Hills | Mgmt | For | For | For | |||||
1.5 | Elect Kevin Lofton | Mgmt | For | For | For | |||||
1.6 | Elect John Madigan | Mgmt | For | For | For | |||||
1.7 | Elect John Martin | Mgmt | For | For | For | |||||
1.8 | Elect Gordon Moore | Mgmt | For | For | For | |||||
1.9 | Elect Nicholas Moore | Mgmt | For | For | For | |||||
1.10 | Elect Richard Whitley | Mgmt | For | For | For | |||||
1.11 | Elect Gayle Wilson | Mgmt | For | For | For | |||||
1.12 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
5 | Shareholder Proposal Regarding Poison Pill | ShrHldr | Against | For | Against | |||||
GNC Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GNC | CUSIP 36191G107 | 04/19/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Andrew Claerhout | Mgmt | For | Withhold | Against | |||||
1.2 | Elect David Kaplan | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Amy Lane | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Richard Wallace | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Google Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GOOG | CUSIP 38259P508 | 06/21/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||||
1.3 | Elect Eric Schmidt | Mgmt | For | For | For | |||||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||||
1.5 | Elect Diane Greene | Mgmt | For | For | For | |||||
1.6 | Elect John Hennessy | Mgmt | For | For | For | |||||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Paul Otellini | Mgmt | For | For | For | |||||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||||
1.10 | Elect Shirley Tilghman | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Establish Class C Capital Stock | Mgmt | For | Against | Against | |||||
4 | Increase in Authorized Shares of Class A Common Stock | Mgmt | For | Against | Against | |||||
5 | Adopt Article Amendments to Ensure the Fair Treatment of Class A Common Stock | Mgmt | For | Against | Against | |||||
6 | 2012 Stock Plan | Mgmt | For | Against | Against | |||||
7 | 2012 Incentive Compensation Plan | Mgmt | For | Against | Against | |||||
8 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Arbitration | ShrHldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||||
H.J. Heinz Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HNZ | CUSIP 423074103 | 08/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William Johnson | Mgmt | For | For | For | |||||
2 | Elect Charles Bunch | Mgmt | For | For | For | |||||
3 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||||
4 | Elect John Drosdick | Mgmt | For | For | For | |||||
5 | Elect Edith Holiday | Mgmt | For | Against | Against | |||||
6 | Elect Candace Kendle | Mgmt | For | For | For | |||||
7 | Elect Dean O'Hare | Mgmt | For | For | For | |||||
8 | Elect Nelson Peltz | Mgmt | For | For | For | |||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||||
10 | Elect Lynn Swann | Mgmt | For | For | For | |||||
11 | Elect Thomas Usher | Mgmt | For | For | For | |||||
12 | Elect Michael Weinstein | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Hasbro, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HAS | CUSIP 418056107 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | |||||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | |||||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | |||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | |||||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | |||||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | |||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | |||||
1.12 | Elect Edward Philip | Mgmt | For | For | For | |||||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hertz Global Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HTZ | CUSIP 42805T105 | 05/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carl Berquist | Mgmt | For | For | For | |||||
2 | Elect Michael Koehler | Mgmt | For | For | For | |||||
3 | Elect Linda Fayne Levinson | Mgmt | For | For | For | |||||
4 | Elect Angel Morales | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hewlett-Packard Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HPQ | CUSIP 428236103 | 03/21/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||||
3 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
4 | Elect John Hammergren | Mgmt | For | For | For | |||||
5 | Elect Raymond Lane | Mgmt | For | For | For | |||||
6 | Elect Ann Livermore | Mgmt | For | For | For | |||||
7 | Elect Gary Reiner | Mgmt | For | For | For | |||||
8 | Elect Patricia Russo | Mgmt | For | For | For | |||||
9 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||||
10 | Elect Margaret Whitman | Mgmt | For | For | For | |||||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Home Depot, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HD | CUSIP 437076102 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
2 | Elect Francis Blake | Mgmt | For | For | For | |||||
3 | Elect Ari Bousbib | Mgmt | For | For | For | |||||
4 | Elect Gregory Brenneman | Mgmt | For | For | For | |||||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||||
6 | Elect Albert Carey | Mgmt | For | For | For | |||||
7 | Elect Armando Codina | Mgmt | For | For | For | |||||
8 | Elect Bonnie Hill | Mgmt | For | For | For | |||||
9 | Elect Karen Katen | Mgmt | For | For | For | |||||
10 | Elect Ronald Sargent | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Charitable Contributions | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Stormwater Management Policy | ShrHldr | Against | Against | For | |||||
Honeywell International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HON | CUSIP 438516106 | 04/23/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gordon Bethune | Mgmt | For | For | For | |||||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
4 | Elect David Cote | Mgmt | For | For | For | |||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
6 | Elect Linnet Deily | Mgmt | For | For | For | |||||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||||
9 | Elect George Paz | Mgmt | For | For | For | |||||
10 | Elect Bradley Sheares | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
Huntsman Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HUN | CUSIP 447011107 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peter Huntsman | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Wayne Reaud | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Alvin Shoemaker | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Intel Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INTC | CUSIP 458140100 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||||
2 | Elect Andy Bryant | Mgmt | For | For | For | |||||
3 | Elect Susan Decker | Mgmt | For | For | For | |||||
4 | Elect John Donahoe | Mgmt | For | For | For | |||||
5 | Elect Reed Hundt | Mgmt | For | For | For | |||||
6 | Elect Paul Otellini | Mgmt | For | For | For | |||||
7 | Elect James Plummer | Mgmt | For | For | For | |||||
8 | Elect David Pottruck | Mgmt | For | For | For | |||||
9 | Elect Frank Yeary | Mgmt | For | For | For | |||||
10 | Elect David Yoffie | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | |||||
International Business Machines Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IBM | CUSIP 459200101 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alain Belda | Mgmt | For | For | For | |||||
2 | Elect William Brody | Mgmt | For | For | For | |||||
3 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||||
5 | Elect David Farr | Mgmt | For | For | For | |||||
6 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
7 | Elect Andrew Liveris | Mgmt | For | For | For | |||||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||||
9 | Elect James Owens | Mgmt | For | For | For | |||||
10 | Elect Samuel Palmisano | Mgmt | For | For | For | |||||
11 | Elect Virginia Rometty | Mgmt | For | For | For | |||||
12 | Elect Joan Spero | Mgmt | For | For | For | |||||
13 | Elect Sidney Taurel | Mgmt | For | For | For | |||||
14 | Elect Lorenzo Hector Zambrano Trevino | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
International Paper Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IP | CUSIP 460146103 | 05/07/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Bronczek | Mgmt | For | For | For | |||||
2 | Elect Ahmet Dorduncu | Mgmt | For | For | For | |||||
3 | Elect John Faraci | Mgmt | For | For | For | |||||
4 | Elect Stacey Mobley | Mgmt | For | For | For | |||||
5 | Elect Joan Spero | Mgmt | For | For | For | |||||
6 | Elect John Townsend III | Mgmt | For | For | For | |||||
7 | Elect John Turner | Mgmt | For | For | For | |||||
8 | Elect William Walter | Mgmt | For | For | For | |||||
9 | Elect J. Steven Whisler | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Interpublic Group of Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IPG | CUSIP 460690100 | 05/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | |||||
2 | Elect Jill Considine | Mgmt | For | For | For | |||||
3 | Elect Richard Goldstein | Mgmt | For | For | For | |||||
4 | Elect Mary Guilfoile | Mgmt | For | For | For | |||||
5 | Elect H. John Greeniaus | Mgmt | For | For | For | |||||
6 | Elect Dawn Hudson | Mgmt | For | For | For | |||||
7 | Elect William Kerr | Mgmt | For | For | For | |||||
8 | Elect Michael Roth | Mgmt | For | For | For | |||||
9 | Elect David Thomas | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Iridium Communications Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IRDM | CUSIP 46269C102 | 05/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Niehaus | Mgmt | For | For | For | |||||
1.2 | Elect J. Darrel Barros | Mgmt | For | For | For | |||||
1.3 | Elect Scott Bok | Mgmt | For | For | For | |||||
1.4 | Elect Thomas Canfield | Mgmt | For | For | For | |||||
1.5 | Elect Peter Dawkins | Mgmt | For | For | For | |||||
1.6 | Elect Matthew Desch | Mgmt | For | For | For | |||||
1.7 | Elect Alvin Krongard | Mgmt | For | For | For | |||||
1.8 | Elect Eric Olson | Mgmt | For | For | For | |||||
1.9 | Elect Steven Pfeiffer | Mgmt | For | For | For | |||||
1.10 | Elect Parker Rush | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Jabil Circuit, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JBL | CUSIP 466313103 | 01/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Martha Brooks | Mgmt | For | For | For | |||||
1.2 | Elect Mel Lavitt | Mgmt | For | For | For | |||||
1.3 | Elect Timothy Main | Mgmt | For | For | For | |||||
1.4 | Elect William Morean | Mgmt | For | For | For | |||||
1.5 | Elect Lawrence Murphy | Mgmt | For | For | For | |||||
1.6 | Elect Frank Newman | Mgmt | For | For | For | |||||
1.7 | Elect Steven Raymund | Mgmt | For | For | For | |||||
1.8 | Elect Thomas Sansone | Mgmt | For | For | For | |||||
1.9 | Elect David Stout | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Jazz Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JAZZ | CUSIP 472147107 | 12/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger/Acquisition | Mgmt | For | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||
3 | 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Authority to Create Distributable Reserves | Mgmt | For | For | For | |||||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Johnson & Johnson | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JNJ | CUSIP 478160104 | 04/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary Coleman | Mgmt | For | For | For | |||||
2 | Elect James Cullen | Mgmt | For | For | For | |||||
3 | Elect Ian Davis | Mgmt | For | For | For | |||||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||||
5 | Elect Michael Johns | Mgmt | For | For | For | |||||
6 | Elect Susan Lindquist | Mgmt | For | For | For | |||||
7 | Elect Anne Mulcahy | Mgmt | For | For | For | |||||
8 | Elect Leo Mullin | Mgmt | For | For | For | |||||
9 | Elect William Perez | Mgmt | For | For | For | |||||
10 | Elect Charles Prince | Mgmt | For | For | For | |||||
11 | Elect David Satcher | Mgmt | For | For | For | |||||
12 | Elect William Weldon | Mgmt | For | For | For | |||||
13 | Elect Ronald Williams | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
18 | Shareholder Proposal Regarding Binding Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||||
Johnson Controls, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JCI | CUSIP 478366107 | 01/25/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dennis Archer | Mgmt | For | For | For | |||||
1.2 | Elect Mark Vergnano | Mgmt | For | For | For | |||||
1.3 | Elect Richard Goodman | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
JPMorgan Chase & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JPM | CUSIP 46625H100 | 05/15/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Bell | Mgmt | For | For | For | |||||
2 | Elect Crandall Bowles | Mgmt | For | For | For | |||||
3 | Elect Stephen Burke | Mgmt | For | For | For | |||||
4 | Elect David Cote | Mgmt | For | For | For | |||||
5 | Elect James Crown | Mgmt | For | For | For | |||||
6 | Elect James Dimon | Mgmt | For | For | For | |||||
7 | Elect Timothy Flynn | Mgmt | For | For | For | |||||
8 | Elect Ellen Futter | Mgmt | For | For | For | |||||
9 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||||
11 | Elect William Weldon | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
KBR, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KBR | CUSIP 48242W106 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect W. Frank Blount | Mgmt | For | For | For | |||||
1.2 | Elect Loren Carroll | Mgmt | For | For | For | |||||
1.3 | Elect Linda Cook | Mgmt | For | For | For | |||||
1.4 | Elect Jack Moore | Mgmt | For | For | For | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Technical Amendments to Charter/Bylaw | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Amendment to the 2006 Stock and Incentive Plan | Mgmt | For | For | For | |||||
L-3 Communications Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LLL | CUSIP 502424104 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lewis Kramer | Mgmt | For | For | For | |||||
2 | Elect Robert Millard | Mgmt | For | For | For | |||||
3 | Elect Arthur Simon | Mgmt | For | For | For | |||||
4 | 2012 Cash Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Lam Research Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LRCX | CUSIP 512807108 | 11/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Bagley | Mgmt | For | For | For | |||||
1.2 | Elect Robert Berdahl | Mgmt | For | For | For | |||||
1.3 | Elect Eric Brandt | Mgmt | For | For | For | |||||
1.4 | Elect Michael Cannon | Mgmt | For | For | For | |||||
1.5 | Elect Christine Heckart | Mgmt | For | For | For | |||||
1.6 | Elect Grant Inman | Mgmt | For | For | For | |||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | |||||
1.8 | Elect Stephen Newberry | Mgmt | For | For | For | |||||
1.9 | Elect Kim Perdikou | Mgmt | For | For | For | |||||
1.10 | Elect Abhijit Talwalkar | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Lear Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LEA | CUSIP 521865204 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Capo | Mgmt | For | For | For | |||||
2 | Elect Jonathan Foster | Mgmt | For | For | For | |||||
3 | Elect Conrad Mallett, Jr. | Mgmt | For | For | For | |||||
4 | Elect Donald Runkle | Mgmt | For | For | For | |||||
5 | Elect Matthew Simoncini | Mgmt | For | For | For | |||||
6 | Elect Gregory Smith | Mgmt | For | For | For | |||||
7 | Elect Henry Wallace | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Legg Mason, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LM | CUSIP 524901105 | 07/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Harold Adams | Mgmt | For | For | For | |||||
1.2 | Elect John Cahill | Mgmt | For | For | For | |||||
1.3 | Elect Mark Fetting | Mgmt | For | For | For | |||||
1.4 | Elect Margaret Richardson | Mgmt | For | For | For | |||||
1.5 | Elect Kurt Schmoke | Mgmt | For | For | For | |||||
2 | Amendment to the 1996 Equity Incentive Plan | Mgmt | For | For | For | |||||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Lorillard, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LO | CUSIP 544147101 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Almon | Mgmt | For | For | For | |||||
2 | Elect Kit Dietz | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
LyondellBasell Industries NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LYB | CUSIP N53745100 | 05/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robin Buchanan | Mgmt | For | For | For | |||||
2 | Elect Stephen Cooper | Mgmt | For | For | For | |||||
3 | Elect Robert G. Gwin | Mgmt | For | For | For | |||||
4 | Elect Marvin Schlanger | Mgmt | For | For | For | |||||
5 | Approval of Annual Accounts | Mgmt | For | For | For | |||||
6 | Officer Liability/Indemnification | Mgmt | For | For | For | |||||
7 | Director Liability/Indemnification | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | |||||
11 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
14 | 2012 Global Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Macy's Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
M | CUSIP 55616P104 | 05/18/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||||
2 | Elect Deirdre Connelly | Mgmt | For | For | For | |||||
3 | Elect Meyer Feldberg | Mgmt | For | For | For | |||||
4 | Elect Sara Levinson | Mgmt | For | For | For | |||||
5 | Elect Terry Lundgren | Mgmt | For | For | For | |||||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||||
7 | Elect Joyce Roche | Mgmt | For | For | For | |||||
8 | Elect Paul Varga | Mgmt | For | For | For | |||||
9 | Elect Craig Weatherup | Mgmt | For | For | For | |||||
10 | Elect Marna Whittington | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Approval of the Senior Executive Compensation Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Fur Policy | ShrHldr | Against | Against | For | |||||
Manning & Napier, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MN | CUSIP 56382Q102 | 06/20/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Manning | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Patrick Cunningham | Mgmt | For | Withhold | Against | |||||
1.3 | Elect B. Reuben Auspitz | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Richard Hurwitz | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Edward Pettinella | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Marathon Oil Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRO | CUSIP 565849106 | 04/25/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gregory Boyce | Mgmt | For | Against | Against | |||||
2 | Elect Pierre Brondeau | Mgmt | For | Against | Against | |||||
3 | Elect Clarence Cazalot, Jr. | Mgmt | For | Against | Against | |||||
4 | Elect Linda Cook | Mgmt | For | Against | Against | |||||
5 | Elect Shirley Jackson | Mgmt | For | Against | Against | |||||
6 | Elect Philip Lader | Mgmt | For | Against | Against | |||||
7 | Elect Michael Phelps | Mgmt | For | Against | Against | |||||
8 | Elect Dennis Reilley | Mgmt | For | Against | Against | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
11 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||||
McDonald's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCD | CUSIP 580135101 | 05/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Eckert | Mgmt | For | For | For | |||||
2 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
3 | Elect Jeanne Jackson | Mgmt | For | For | For | |||||
4 | Elect Andrew McKenna | Mgmt | For | For | For | |||||
5 | Elect Donald Thompson | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | 2012 Omnibus Stock Ownership Plan | Mgmt | For | For | For | |||||
8 | Declassification of the Board of Directors | Mgmt | For | For | For | |||||
9 | Right to Call Special Meetings | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | |||||
McGraw-Hill Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MHP | CUSIP 580645109 | 04/25/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Pedro Aspe | Mgmt | For | For | For | |||||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | |||||
3 | Elect Willaim Green | Mgmt | For | For | For | |||||
4 | Elect Linda Lorimer | Mgmt | For | For | For | |||||
5 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
6 | Elect Robert McGraw | Mgmt | For | For | For | |||||
7 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||||
8 | Elect Sir Michael Rake | Mgmt | For | For | For | |||||
9 | Elect Edward Rust, Jr. | Mgmt | For | For | For | |||||
10 | Elect Kurt Schmoke | Mgmt | For | For | For | |||||
11 | Elect Sidney Taurel | Mgmt | For | For | For | |||||
12 | Elect Richard Thornburgh | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
McKesson Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCK | CUSIP 58155Q103 | 07/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andy Bryant | Mgmt | For | For | For | |||||
2 | Elect Wayne Budd | Mgmt | For | For | For | |||||
3 | Elect John Hammergren | Mgmt | For | For | For | |||||
4 | Elect Alton Irby III | Mgmt | For | For | For | |||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||||
6 | Elect Marie Knowles | Mgmt | For | For | For | |||||
7 | Elect David Lawrence | Mgmt | For | For | For | |||||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||||
9 | Elect Jane Shaw | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Reduction of Supermajority Requirement for Amendments to Series A Junior Participating Preferred Stock | Mgmt | For | For | For | |||||
14 | Reduction of Supermajority Requirement to Alter By-Laws | Mgmt | For | For | For | |||||
15 | Elimination of Supermajority Requirement and Fair Price Provision for Certain Business Combinations | Mgmt | For | For | For | |||||
16 | Amendment to the Certificate of Incorporation to Remove Transitional Provision | Mgmt | For | For | For | |||||
17 | Amendment to the Certificate of Incorporation Concerning Interested Transactions | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Mead Johnson Nutrition Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MJN | CUSIP 582839106 | 05/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Golsby | Mgmt | For | For | For | |||||
2 | Elect Steven Altschuler | Mgmt | For | For | For | |||||
3 | Elect Howard Bernick | Mgmt | For | For | For | |||||
4 | Elect Kimberly Casiano | Mgmt | For | For | For | |||||
5 | Elect Anna Catalano | Mgmt | For | For | For | |||||
6 | Elect Celeste Clark | Mgmt | For | For | For | |||||
7 | Elect James Cornelius | Mgmt | For | For | For | |||||
8 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||||
9 | Elect Elliott Sigal | Mgmt | For | For | For | |||||
10 | Elect Robert Singer | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Medicines Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MDCO | CUSIP 584688105 | 05/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Armin Kessler | Mgmt | For | For | For | |||||
1.2 | Elect Robert Savage | Mgmt | For | For | For | |||||
1.3 | Elect Glenn Sblendorio | Mgmt | For | For | For | |||||
1.4 | Elect Melvin Spigelman | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Medtronic, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MDT | CUSIP 585055106 | 08/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||||
1.2 | Elect David Calhoun | Mgmt | For | For | For | |||||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | |||||
1.4 | Elect Omar Ishrak | Mgmt | For | For | For | |||||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
1.6 | Elect James Lenehan | Mgmt | For | For | For | |||||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | |||||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | |||||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | |||||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||||
1.11 | Elect Jack Schuler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Merck & Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRK | CUSIP 58933Y105 | 05/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Leslie Brun | Mgmt | For | For | For | |||||
2 | Elect Thomas Cech | Mgmt | For | For | For | |||||
3 | Elect Kenneth Frazier | Mgmt | For | For | For | |||||
4 | Elect Thomas Glocer | Mgmt | For | For | For | |||||
5 | Elect William Harrison, Jr. | Mgmt | For | For | For | |||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||||
7 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||||
8 | Elect Carlos Represas | Mgmt | For | For | For | |||||
9 | Elect Patricia Russo | Mgmt | For | For | For | |||||
10 | Elect Craig Thompson | Mgmt | For | For | For | |||||
11 | Elect Wendell Weeks | Mgmt | For | For | For | |||||
12 | Elect Peter Wendell | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Reviewing Political Spending or Lobbying | ShrHldr | Against | Against | For | |||||
MetLife, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MET | CUSIP 59156R108 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Keane | Mgmt | For | For | For | |||||
1.2 | Elect Catherine Kinney | Mgmt | For | For | For | |||||
1.3 | Elect Hugh Price | Mgmt | For | For | For | |||||
1.4 | Elect Kenton Sicchitano | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Microsoft Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSFT | CUSIP 594918104 | 11/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||||
3 | Elect William Gates III | Mgmt | For | For | For | |||||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||||
7 | Elect David Marquardt | Mgmt | For | For | For | |||||
8 | Elect Charles Noski | Mgmt | For | For | For | |||||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
Molson Coors Brewing Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TAP | CUSIP 60871R209 | 05/30/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Herington | Mgmt | For | Withhold | Against | |||||
1.2 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||||
Monsanto Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MON | CUSIP 61166W101 | 01/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Janine Fields | Mgmt | For | For | For | |||||
2 | Elect Hugh Grant | Mgmt | For | For | For | |||||
3 | Elect C. Steven McMillan | Mgmt | For | For | For | |||||
4 | Elect Robert Stevens | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
7 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||||
Morgan Stanley | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MS | CUSIP 617446448 | 05/15/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roy Bostock | Mgmt | For | For | For | |||||
2 | Elect Erskine Bowles | Mgmt | For | For | For | |||||
3 | Elect Howard Davies | Mgmt | For | For | For | |||||
4 | Elect James Gorman | Mgmt | For | For | For | |||||
5 | Elect C. Robert Kidder | Mgmt | For | For | For | |||||
6 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||||
7 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||||
8 | Elect Hutham Olayan | Mgmt | For | For | For | |||||
9 | Elect James Owens | Mgmt | For | For | For | |||||
10 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||||
11 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||||
12 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||||
13 | Elect Laura Tyson | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | For | For | |||||
16 | Amendment to the Directors' Equity Capital Accumulation Plan | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Motorola Solutions, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSI | CUSIP 620076307 | 04/30/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gregory Brown | Mgmt | For | For | For | |||||
2 | Elect William Bratton | Mgmt | For | For | For | |||||
3 | Elect Kenneth Dahlberg | Mgmt | For | For | For | |||||
4 | Elect David Dorman | Mgmt | For | For | For | |||||
5 | Elect Michael Hayden | Mgmt | For | For | For | |||||
6 | Elect Judy Lewent | Mgmt | For | For | For | |||||
7 | Elect Samuel Scott III | Mgmt | For | For | For | |||||
8 | Elect John White | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Supplier Sustainability Report | ShrHldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Nabors Industries Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NBR | CUSIP G6359F103 | 06/05/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Crane | Mgmt | For | For | For | |||||
1.2 | Elect Michael Linn | Mgmt | For | For | For | |||||
1.3 | Elect John Yearwood | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||||
4 | Amendment to Supermajority Requirement Regarding Business Combinations | Mgmt | For | Against | Against | |||||
5 | Technical Bye-Law Amendments | Mgmt | For | For | For | |||||
6 | 2012 Incentive Bonus Plan | Mgmt | For | Against | Against | |||||
7 | 2012 Stock Plan | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
9 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||||
Newell Rubbermaid Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NWL | CUSIP 651229106 | 05/08/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Clarke | Mgmt | For | For | For | |||||
2 | Elect Elizabeth Cuthbert-Millett | Mgmt | For | For | For | |||||
3 | Elect Domenico De Sole | Mgmt | For | For | For | |||||
4 | Elect Steven Strobel | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Amendment to Articles of Incorporation to Declassify Board | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Nielsen Holdings N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NLSN | CUSIP N63218106 | 05/08/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Indemnification of Directors | Mgmt | For | For | For | |||||
3 | Elect David Calhoun | Mgmt | For | Against | Against | |||||
4 | Elect James Attwood, Jr. | Mgmt | For | Against | Against | |||||
5 | Elect Richard Bressler | Mgmt | For | Against | Against | |||||
6 | Elect Simon Brown | Mgmt | For | Against | Against | |||||
7 | Elect Michael Chae | Mgmt | For | Against | Against | |||||
8 | Elect Patrick Healy | Mgmt | For | Against | Against | |||||
9 | Elect Karen Hoguet | Mgmt | For | Against | Against | |||||
10 | Elect James Kilts | Mgmt | For | Against | Against | |||||
11 | Elect Iain Leigh | Mgmt | For | Against | Against | |||||
12 | Elect Eliot Merrill | Mgmt | For | Against | Against | |||||
13 | Elect Alexander Navab | Mgmt | For | Against | Against | |||||
14 | Elect Robert Pozen | Mgmt | For | Against | Against | |||||
15 | Elect Robert Reid | Mgmt | For | Against | Against | |||||
16 | Elect Scott Schoen | Mgmt | For | Against | Against | |||||
17 | Elect Javier Teruel | Mgmt | For | Against | Against | |||||
18 | Appointment of Auditor | Mgmt | For | For | For | |||||
19 | Appointment of Auditor to Audit the Dutch Annual Accounts | Mgmt | For | For | For | |||||
20 | Extension of Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
22 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Noble Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NBL | CUSIP 655044105 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Berenson | Mgmt | For | For | For | |||||
2 | Elect Michael Cawley | Mgmt | For | For | For | |||||
3 | Elect Edward Cox | Mgmt | For | For | For | |||||
4 | Elect Charles Davidson | Mgmt | For | For | For | |||||
5 | Elect Thomas Edelman | Mgmt | For | For | For | |||||
6 | Elect Eric Grubman | Mgmt | For | For | For | |||||
7 | Elect Kirby Hedrick | Mgmt | For | For | For | |||||
8 | Elect Scott Urban | Mgmt | For | For | For | |||||
9 | Elect William Van Kleef | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
Nokia Oyj | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOK1V | CUSIP 654902204 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||||
4 | Directors' Fees | Mgmt | For | For | For | |||||
5 | Board Size | Mgmt | For | For | For | |||||
6.1 | Elect Bruce Brown | Mgmt | For | For | For | |||||
6.2 | Elect Stephen Elop | Mgmt | For | For | For | |||||
6.3 | Elect Henning Kagermann | Mgmt | For | Withhold | Against | |||||
6.4 | Elect Jouko Karvinen | Mgmt | For | For | For | |||||
6.5 | Elect Finn Helge Lund | Mgmt | For | For | For | |||||
6.6 | Elect Isabel Marey-Semper | Mgmt | For | For | For | |||||
6.7 | Elect Marten Mickos | Mgmt | For | For | For | |||||
6.8 | Elect Elizabeth Nelson | Mgmt | For | For | For | |||||
6.9 | Elect Marjorie Scardino | Mgmt | For | For | For | |||||
6.10 | Elect Risto Siilasmaa | Mgmt | For | For | For | |||||
6.11 | Elect Kari Stadigh | Mgmt | For | For | For | |||||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Northrop Grumman Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOC | CUSIP 666807102 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wesley Bush | Mgmt | For | For | For | |||||
2 | Elect Lewis Coleman | Mgmt | For | For | For | |||||
3 | Elect Victor Fazio | Mgmt | For | For | For | |||||
4 | Elect Donald Felsinger | Mgmt | For | For | For | |||||
5 | Elect Stephen Frank | Mgmt | For | For | For | |||||
6 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | |||||
8 | Elect Karl Krapek | Mgmt | For | For | For | |||||
9 | Elect Richard Myers | Mgmt | For | For | For | |||||
10 | Elect Aulana Peters | Mgmt | For | For | For | |||||
11 | Elect Gary Roughead | Mgmt | For | For | For | |||||
12 | Elect Thomas Schoewe | Mgmt | For | For | For | |||||
13 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Amendment to Remove Requirement of Shareholder Approval for Significant Actions | Mgmt | For | For | For | |||||
17 | Additional Rights of Action by Written Consent | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Novellus Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NVLS | CUSIP 670008101 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Acquisition | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||
Occidental Petroleum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OXY | CUSIP 674599105 | 05/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||||
2 | Elect Howard Atkins | Mgmt | For | For | For | |||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||||
4 | Elect Edward Djerejian | Mgmt | For | For | For | |||||
5 | Elect John Feick | Mgmt | For | For | For | |||||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||||
8 | Elect Ray Irani | Mgmt | For | For | For | |||||
9 | Elect Avedick Poladian | Mgmt | For | For | For | |||||
10 | Elect Aziz Syriani | Mgmt | For | For | For | |||||
11 | Elect Rosemary Tomich | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
Omnicare, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OCR | CUSIP 681904108 | 05/23/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark Emmert | Mgmt | For | For | For | |||||
2 | Elect John Figueroa | Mgmt | For | For | For | |||||
3 | Elect Steven Heyer | Mgmt | For | For | For | |||||
4 | Elect Andrea Lindell | Mgmt | For | For | For | |||||
5 | Elect Barry Schochet | Mgmt | For | For | For | |||||
6 | Elect James Shelton | Mgmt | For | For | For | |||||
7 | Elect Amy Wallman | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
Oracle Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORCL | CUSIP 68389X105 | 10/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Owens-Illinois, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OI | CUSIP 690768403 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gary Colter | Mgmt | For | For | For | |||||
1.2 | Elect Corbin McNeill, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Helge Wehmeier | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
Parker-Hannifin Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PH | CUSIP 701094104 | 10/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | |||||
1.2 | Elect Linda Harty | Mgmt | For | For | For | |||||
1.3 | Elect William Kassling | Mgmt | For | For | For | |||||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | |||||
1.5 | Elect Klaus-Peter Muller | Mgmt | For | For | For | |||||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | |||||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | |||||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | |||||
1.9 | Elect Ake Svensson | Mgmt | For | For | For | |||||
1.10 | Elect James Wainscott | Mgmt | For | For | For | |||||
1.11 | Elect Donald Washkewicz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | For | Against | |||||
PepsiCo, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PEP | CUSIP 713448108 | 05/02/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Shona Brown | Mgmt | For | For | For | |||||
2 | Elect Ian Cook | Mgmt | For | For | For | |||||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||||
7 | Elect Indra Nooyi | Mgmt | For | For | For | |||||
8 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||||
9 | Elect James Schiro | Mgmt | For | For | For | |||||
10 | Elect Lloyd Trotter | Mgmt | For | For | For | |||||
11 | Elect Daniel Vasella | Mgmt | For | For | For | |||||
12 | Elect Alberto Weisser | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Reapproval of the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Risk Oversight Committee | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
Pfizer Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PFE | CUSIP 717081103 | 04/26/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | |||||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||||
4 | Elect Frances Fergusson | Mgmt | For | For | For | |||||
5 | Elect William Gray, III | Mgmt | For | For | For | |||||
6 | Elect Helen Hobbs | Mgmt | For | For | For | |||||
7 | Elect Constance Horner | Mgmt | For | For | For | |||||
8 | Elect James Kilts | Mgmt | For | For | For | |||||
9 | Elect George Lorch | Mgmt | For | For | For | |||||
10 | Elect John Mascotte | Mgmt | For | For | For | |||||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
12 | Elect Ian Read | Mgmt | For | For | For | |||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
14 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||||
Philip Morris International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PM | CUSIP 718172109 | 05/09/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Harold Brown | Mgmt | For | For | For | |||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||||
9 | Elect Lucio Noto | Mgmt | For | For | For | |||||
10 | Elect Robert Polet | Mgmt | For | For | For | |||||
11 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||||
12 | Elect Stephen Wolf | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | 2012 Performance Incentive Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Formation of Ethics Committee | ShrHldr | Against | Against | For | |||||
PNC Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PNC | CUSIP 693475105 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Berndt | Mgmt | For | For | For | |||||
2 | Elect Charles Bunch | Mgmt | For | For | For | |||||
3 | Elect Paul Chellgren | Mgmt | For | For | For | |||||
4 | Elect Kay James | Mgmt | For | For | For | |||||
5 | Elect Richard Kelson | Mgmt | For | For | For | |||||
6 | Elect Bruce Lindsay | Mgmt | For | For | For | |||||
7 | Elect Anthony Massaro | Mgmt | For | For | For | |||||
8 | Elect Jane Pepper | Mgmt | For | For | For | |||||
9 | Elect James Rohr | Mgmt | For | For | For | |||||
10 | Elect Donald Shepard | Mgmt | For | For | For | |||||
11 | Elect Lorene Steffes | Mgmt | For | For | For | |||||
12 | Elect Dennis Strigl | Mgmt | For | For | For | |||||
13 | Elect Thomas Usher | Mgmt | For | For | For | |||||
14 | Elect George Walls, Jr. | Mgmt | For | For | For | |||||
15 | Elect Helge Wehmeier | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
PPG Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PPG | CUSIP 693506107 | 04/19/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Bunch | Mgmt | For | For | For | |||||
1.2 | Elect Robert Ripp | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Usher | Mgmt | For | For | For | |||||
1.4 | Elect David Whitwam | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Precision Castparts Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCP | CUSIP 740189105 | 08/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Don Graber | Mgmt | For | For | For | |||||
1.2 | Elect Lester Lyles | Mgmt | For | For | For | |||||
1.3 | Elect Timothy Wicks | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
priceline.com Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCLN | CUSIP 741503403 | 06/07/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For | |||||
1.2 | Elect Ralph Bahna | Mgmt | For | For | For | |||||
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Jan Docter | Mgmt | For | For | For | |||||
1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For | |||||
1.6 | Elect James Guyette | Mgmt | For | For | For | |||||
1.7 | Elect Nancy Peretsman | Mgmt | For | For | For | |||||
1.8 | Elect Craig Rydin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Principal Financial Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PFG | CUSIP 74251V102 | 05/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Keyser | Mgmt | For | For | For | |||||
2 | Elect Luca Maestri | Mgmt | For | For | For | |||||
3 | Elect Elizabeth Tallett | Mgmt | For | For | For | |||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Prudential Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRU | CUSIP 744320102 | 05/08/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Baltimore Jr. | Mgmt | For | For | For | |||||
2 | Elect Gordon Bethune | Mgmt | For | For | For | |||||
3 | Elect Gaston Caperton | Mgmt | For | For | For | |||||
4 | Elect Gilbert Casellas | Mgmt | For | For | For | |||||
5 | Elect James Cullen | Mgmt | For | For | For | |||||
6 | Elect William Gray, III | Mgmt | For | For | For | |||||
7 | Elect Mark Grier | Mgmt | For | For | For | |||||
8 | Elect Constance Horner | Mgmt | For | For | For | |||||
9 | Elect Martina Hund-Mejean | Mgmt | For | For | For | |||||
10 | Elect Karl Krapek | Mgmt | For | For | For | |||||
11 | Elect Christine Poon | Mgmt | For | For | For | |||||
12 | Elect John Strangfeld | Mgmt | For | For | For | |||||
13 | Elect James Unruh | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
QUALCOMM Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QCOM | CUSIP 747525103 | 03/06/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||||
1.6 | Elect Paul Jacobs | Mgmt | For | For | For | |||||
1.7 | Elect Robert Kahn | Mgmt | For | For | For | |||||
1.8 | Elect Sherry Lansing | Mgmt | For | For | For | |||||
1.9 | Elect Duane Nelles | Mgmt | For | For | For | |||||
1.10 | Elect Francisco Ros | Mgmt | For | For | For | |||||
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | |||||
1.12 | Elect Marc Stern | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Elimination of Plurality Voting Standard for Election of Directors | Mgmt | For | For | For | |||||
RenaissanceRe Holdings Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RNR | CUSIP G7496G103 | 05/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Cooper | Mgmt | For | For | For | |||||
1.2 | Elect Neill Currie | Mgmt | For | For | For | |||||
1.3 | Elect W. James MacGinnitie | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Safeway Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SWY | CUSIP 786514208 | 05/15/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven Burd | Mgmt | For | For | For | |||||
2 | Elect Janet Grove | Mgmt | For | For | For | |||||
3 | Elect Mohan Gyani | Mgmt | For | For | For | |||||
4 | Elect Frank Herringer | Mgmt | For | For | For | |||||
5 | Elect Kenneth Oder | Mgmt | For | For | For | |||||
6 | Elect T. Gary Rogers | Mgmt | For | For | For | |||||
7 | Elect Arun Sarin | Mgmt | For | For | For | |||||
8 | Elect Michael Shannon | Mgmt | For | For | For | |||||
9 | Elect William Tauscher | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
11 | Amendment to the Capital Performance Bonus Plan | Mgmt | For | Against | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | |||||
SanDisk Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNDK | CUSIP 80004C101 | 06/12/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Marks | Mgmt | For | For | For | |||||
2 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||||
3 | Elect Irwin Federman | Mgmt | For | For | For | |||||
4 | Elect Steven Gomo | Mgmt | For | For | For | |||||
5 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||||
6 | Elect Chenming Hu | Mgmt | For | For | For | |||||
7 | Elect Catherine Lego | Mgmt | For | For | For | |||||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Schlumberger N.V. (Schlumberger Limited) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLB | CUSIP 806857108 | 04/11/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter Currie | Mgmt | For | For | For | |||||
2 | Elect Anthony Isaac | Mgmt | For | For | For | |||||
3 | Elect K.V. Kamath | Mgmt | For | For | For | |||||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||||
6 | Elect Adrian Lajous | Mgmt | For | For | For | |||||
7 | Elect Michael Marks | Mgmt | For | For | For | |||||
8 | Elect Elizabeth Moler | Mgmt | For | For | For | |||||
9 | Elect Lubna Olayan | Mgmt | For | For | For | |||||
10 | Elect Leo Reif | Mgmt | For | For | For | |||||
11 | Elect Tore Sandvold | Mgmt | For | For | For | |||||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors | Mgmt | For | For | For | |||||
Scorpio Tankers Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STNG | CUSIP Y7542C106 | 05/31/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Bugbee | Mgmt | For | For | For | |||||
1.2 | Elect Donald Trauscht | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Seagate Technology | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STX | CUSIP G7945M107 | 10/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Luczo | Mgmt | For | For | For | |||||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||||
3 | Elect Michael Cannon | Mgmt | For | For | For | |||||
4 | Elect Lydia Marshall | Mgmt | For | For | For | |||||
5 | Elect C.S. Park | Mgmt | For | For | For | |||||
6 | Elect Gregorio Reyes | Mgmt | For | For | For | |||||
7 | Elect Edward Zander | Mgmt | For | For | For | |||||
8 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||
9 | Issuance of Treasury Shares | Mgmt | For | For | For | |||||
10 | Location of 2012 Annual Meeting | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Southwest Airlines Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LUV | CUSIP 844741108 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Biegler | Mgmt | For | For | For | |||||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||||
3 | Elect Douglas Brooks | Mgmt | For | For | For | |||||
4 | Elect William Cunningham | Mgmt | For | For | For | |||||
5 | Elect John Denison | Mgmt | For | For | For | |||||
6 | Elect Gary Kelly | Mgmt | For | For | For | |||||
7 | Elect Nancy Loeffler | Mgmt | For | For | For | |||||
8 | Elect John Montford | Mgmt | For | For | For | |||||
9 | Elect Thomas Nealon | Mgmt | For | For | For | |||||
10 | Elect Daniel Villanueva | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Spirit Airlines, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAVE | CUSIP 848577102 | 06/13/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Barclay Jones III | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Robert Johnson | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Stuart Oran | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
St. Jude Medical, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STJ | CUSIP 790849103 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Brown | Mgmt | For | For | For | |||||
2 | Elect Daniel Starks | Mgmt | For | For | For | |||||
3 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Staples, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPLS | CUSIP 855030102 | 06/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Basil Anderson | Mgmt | For | For | For | |||||
2 | Elect Arthur Blank | Mgmt | For | For | For | |||||
3 | Elect David Faust | Mgmt | For | For | For | |||||
4 | Elect Justin King | Mgmt | For | For | For | |||||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||||
6 | Elect Rowland Moriarty | Mgmt | For | For | For | |||||
7 | Elect Robert Nakasone | Mgmt | For | For | For | |||||
8 | Elect Ronald Sargent | Mgmt | For | For | For | |||||
9 | Elect Elizabeth Smith | Mgmt | For | For | For | |||||
10 | Elect Robert Sulentic | Mgmt | For | For | For | |||||
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | |||||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||||
13 | Action by Written Consent | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Amendment to the 2010 Long Term Cash Incentive Plan | Mgmt | For | For | For | |||||
16 | Amendment to the Executive Officer Incentive Plan | Mgmt | For | For | For | |||||
17 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | For | |||||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||||
State Street Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STT | CUSIP 857477103 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||||
2 | Elect Peter Coym | Mgmt | For | For | For | |||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||||
5 | Elect David Gruber | Mgmt | For | For | For | |||||
6 | Elect Linda Hill | Mgmt | For | For | For | |||||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||||
9 | Elect Richard Sergel | Mgmt | For | For | For | |||||
10 | Elect Ronald Skates | Mgmt | For | For | For | |||||
11 | Elect Gregory Summe | Mgmt | For | For | For | |||||
12 | Elect Robert Weissman | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Target Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TGT | CUSIP 87612E106 | 06/13/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roxanne Austin | Mgmt | For | Against | Against | |||||
2 | Elect Calvin Darden | Mgmt | For | Against | Against | |||||
3 | Elect Mary Dillon | Mgmt | For | Against | Against | |||||
4 | Elect James Johnson | Mgmt | For | Against | Against | |||||
5 | Elect Mary Minnick | Mgmt | For | Against | Against | |||||
6 | Elect Anne Mulcahy | Mgmt | For | Against | Against | |||||
7 | Elect Derica Rice | Mgmt | For | Against | Against | |||||
8 | Elect Stephen Sanger | Mgmt | For | Against | Against | |||||
9 | Elect Gregg Steinhafel | Mgmt | For | Against | Against | |||||
10 | Elect John Stumpf | Mgmt | For | Against | Against | |||||
11 | Elect Solomon Trujillo | Mgmt | For | Against | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Approval of the Short Term Incentive Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | |||||
TE Connectivity Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TEL | CUSIP H84989104 | 03/07/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Pierre Brondeau | Mgmt | For | For | For | |||||
2 | Elect Juergen Gromer | Mgmt | For | For | For | |||||
3 | Elect William Jeffrey | Mgmt | For | For | For | |||||
4 | Elect Thomas Lynch | Mgmt | For | For | For | |||||
5 | Elect NAM Yong | Mgmt | For | For | For | |||||
6 | Elect Daniel Phelan | Mgmt | For | For | For | |||||
7 | Elect Frederic Poses | Mgmt | For | For | For | |||||
8 | Elect Lawrence Smith | Mgmt | For | For | For | |||||
9 | Elect Paula Sneed | Mgmt | For | For | For | |||||
10 | Elect David Steiner | Mgmt | For | For | For | |||||
11 | Election John Van Scoter | Mgmt | For | For | For | |||||
12 | 2011 Annual Report | Mgmt | For | For | For | |||||
13 | Statutory Financial Statements | Mgmt | For | For | For | |||||
14 | Consolidated Financial Statements | Mgmt | For | For | For | |||||
15 | Release Board of Directors and Executive Officers | Mgmt | For | For | For | |||||
16 | Deloitte & Touche | Mgmt | For | For | For | |||||
17 | Deloitte AG, Zurich | Mgmt | For | For | For | |||||
18 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | |||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
20 | Amendment to the 2007 Stock and Incentive Plan | Mgmt | For | For | For | |||||
21 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | |||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
23 | Dividend Distribution Through a Reduction of Capital | Mgmt | For | For | For | |||||
24 | Reallocation of Free Reserves to Legal Reserves | Mgmt | For | For | For | |||||
25 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Teck Resources Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TCK | CUSIP 878742204 | 04/25/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mayank Ashar | Mgmt | For | For | For | |||||
1.2 | Elect J. Brian Aune | Mgmt | For | For | For | |||||
1.3 | Elect Jalynn Bennett | Mgmt | For | For | For | |||||
1.4 | Elect Hugh Bolton | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Felix Chee | Mgmt | For | For | For | |||||
1.6 | Elect Jack Cockwell | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Norman Keevil | Mgmt | For | For | For | |||||
1.8 | Elect Norman Keevil III | Mgmt | For | For | For | |||||
1.9 | Elect Takeshi Kubota | Mgmt | For | For | For | |||||
1.10 | Elect Takashi Kuriyama | Mgmt | For | For | For | |||||
1.11 | Elect Donald Lindsay | Mgmt | For | For | For | |||||
1.12 | Elect Janice Rennie | Mgmt | For | Withhold | Against | |||||
1.13 | Elect Warren Seyffert | Mgmt | For | For | For | |||||
1.14 | Elect Christopher Thompson | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Terreno Realty Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TRNO | CUSIP 88146M101 | 05/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect W. Blake Baird | Mgmt | For | For | For | |||||
1.2 | Elect Michael Coke | Mgmt | For | For | For | |||||
1.3 | Elect LeRoy Carlson | Mgmt | For | For | For | |||||
1.4 | Elect Peter Merlone | Mgmt | For | For | For | |||||
1.5 | Elect Douglas Pasquale | Mgmt | For | For | For | |||||
1.6 | Elect Dennis Polk | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Texas Instruments Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TXN | CUSIP 882508104 | 04/19/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||||
2 | Elect Daniel Carp | Mgmt | For | For | For | |||||
3 | Elect Carrie Cox | Mgmt | For | For | For | |||||
4 | Elect Pamela Patsley | Mgmt | For | For | For | |||||
5 | Elect Robert Sanchez | Mgmt | For | For | For | |||||
6 | Elect Wayne Sanders | Mgmt | For | For | For | |||||
7 | Elect Ruth Simmons | Mgmt | For | For | For | |||||
8 | Elect Richard Templeton | Mgmt | For | For | For | |||||
9 | Elect Christine Whitman | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Chefs' Warehouse, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CHEF | CUSIP 163086101 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Austin | Mgmt | For | For | For | |||||
1.2 | Elect John Couri | Mgmt | For | For | For | |||||
1.3 | Elect L. Kevin Cox | Mgmt | For | For | For | |||||
1.4 | Elect Dean Facatselis | Mgmt | For | For | For | |||||
1.5 | Elect Stephen Hanson | Mgmt | For | For | For | |||||
1.6 | Elect Christopher Pappas | Mgmt | For | For | For | |||||
1.7 | Elect John Pappas | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | 2011 Omnibus Equity Incentive Plan | Mgmt | For | For | For | |||||
The Coca-Cola Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KO | CUSIP 191216100 | 04/25/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Herbert Allen | Mgmt | For | For | For | |||||
2 | Elect Ronald Allen | Mgmt | For | For | For | |||||
3 | Elect Howard Buffett | Mgmt | For | For | For | |||||
4 | Elect Richard Daley | Mgmt | For | For | For | |||||
5 | Elect Barry Diller | Mgmt | For | For | For | |||||
6 | Elect Evan Greenberg | Mgmt | For | For | For | |||||
7 | Elect Alexis Herman | Mgmt | For | For | For | |||||
8 | Elect Muhtar Kent | Mgmt | For | For | For | |||||
9 | Elect Donald Keough | Mgmt | For | For | For | |||||
10 | Elect Robert Kotick | Mgmt | For | For | For | |||||
11 | Elect Maria Lagomasino | Mgmt | For | For | For | |||||
12 | Elect Donald McHenry | Mgmt | For | For | For | |||||
13 | Elect Sam Nunn | Mgmt | For | For | For | |||||
14 | Elect James Robinson III | Mgmt | For | For | For | |||||
15 | Elect Peter Ueberroth | Mgmt | For | For | For | |||||
16 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | |||||
17 | Elect James Williams | Mgmt | For | For | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | For | |||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
The Goldman Sachs Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GS | CUSIP 38141G104 | 05/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | |||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||||
3 | Elect Gary Cohn | Mgmt | For | For | For | |||||
4 | Elect Claes Dahlback | Mgmt | For | For | For | |||||
5 | Elect Stephen Friedman | Mgmt | For | For | For | |||||
6 | Elect William George | Mgmt | For | For | For | |||||
7 | Elect James Johnson | Mgmt | For | For | For | |||||
8 | Elect Lakshmi Mittal | Mgmt | For | For | For | |||||
9 | Elect James Schiro | Mgmt | For | For | For | |||||
10 | Elect Debra Spar | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
The Hartford Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HIG | CUSIP 416515104 | 05/16/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Allardice III | Mgmt | For | For | For | |||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||||
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | |||||
4 | Elect Liam McGee | Mgmt | For | For | For | |||||
5 | Elect Kathryn Mikells | Mgmt | For | For | For | |||||
6 | Elect Michael Morris | Mgmt | For | For | For | |||||
7 | Elect Thomas Renyi | Mgmt | For | For | For | |||||
8 | Elect Charles Strauss | Mgmt | For | For | For | |||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
The Kroger Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KR | CUSIP 501044101 | 06/21/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Reuben Anderson | Mgmt | For | For | For | |||||
2 | Elect Robert Beyer | Mgmt | For | For | For | |||||
3 | Elect David Dillon | Mgmt | For | For | For | |||||
4 | Elect Susan Kropf | Mgmt | For | For | For | |||||
5 | Elect John LaMacchia | Mgmt | For | For | For | |||||
6 | Elect David Lewis | Mgmt | For | For | For | |||||
7 | Elect W. Rodney McMullen | Mgmt | For | For | For | |||||
8 | Elect Jorge Montoya | Mgmt | For | For | For | |||||
9 | Elect Clyde Moore | Mgmt | For | For | For | |||||
10 | Elect Susan Phillips | Mgmt | For | For | For | |||||
11 | Elect Steven Rogel | Mgmt | For | For | For | |||||
12 | Elect James Runde | Mgmt | For | For | For | |||||
13 | Elect Ronald Sargent | Mgmt | For | For | For | |||||
14 | Elect Bobby Shackouls | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding ILO Conventions | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | |||||
The NASDAQ OMX Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NDAQ | CUSIP 631103108 | 05/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven Black | Mgmt | For | For | For | |||||
2 | Elect Borje Ekholm | Mgmt | For | For | For | |||||
3 | Elect Robert Greifeld | Mgmt | For | For | For | |||||
4 | Elect Glenn Hutchins | Mgmt | For | For | For | |||||
5 | Elect Essa Kazim | Mgmt | For | For | For | |||||
6 | Elect John Markese | Mgmt | For | For | For | |||||
7 | Elect Ellyn McColgan | Mgmt | For | For | For | |||||
8 | Elect Thomas O'Neill | Mgmt | For | For | For | |||||
9 | Elect James Riepe | Mgmt | For | For | For | |||||
10 | Elect Michael Splinter | Mgmt | For | For | For | |||||
11 | Elect Lars Wedenborn | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
The Procter & Gamble Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PG | CUSIP 742718109 | 10/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Angela Braly | Mgmt | For | For | For | |||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
3 | Elect Scott Cook | Mgmt | For | For | For | |||||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | |||||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||||
8 | Elect Margaret Whitman | Mgmt | For | For | For | |||||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | |||||
10 | Elect Patricia Woertz | Mgmt | For | For | For | |||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Technical Amendments Regarding Preferred Stock | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHldr | Against | Against | For | |||||
The Travelers Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TRV | CUSIP 89417E109 | 05/23/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alan Beller | Mgmt | For | For | For | |||||
2 | Elect John Dasburg | Mgmt | For | For | For | |||||
3 | Elect Janet Dolan | Mgmt | For | For | For | |||||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||||
5 | Elect Jay Fishman | Mgmt | For | For | For | |||||
6 | Elect Lawrence Graev | Mgmt | For | For | For | |||||
7 | Elect Patricia Higgins | Mgmt | For | For | For | |||||
8 | Elect Thomas Hodgson | Mgmt | For | For | For | |||||
9 | Elect William Kane | Mgmt | For | For | For | |||||
10 | Elect Cleve Killingsworth, Jr. | Mgmt | For | For | For | |||||
11 | Elect Donald Shepard | Mgmt | For | For | For | |||||
12 | Elect Laurie Thomsen | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
The Walt Disney Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DIS | CUSIP 254687106 | 03/13/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||||
2 | Elect John Chen | Mgmt | For | For | For | |||||
3 | Elect Judith Estrin | Mgmt | For | For | For | |||||
4 | Elect Robert Iger | Mgmt | For | For | For | |||||
5 | Elect Fred Langhammer | Mgmt | For | For | For | |||||
6 | Elect Aylwin Lewis | Mgmt | For | For | For | |||||
7 | Elect Monica Lozano | Mgmt | For | For | For | |||||
8 | Elect Robert Matschullat | Mgmt | For | For | For | |||||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||||
10 | Elect Orin Smith | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
The Western Union Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WU | CUSIP 959802109 | 05/23/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Goodman | Mgmt | For | For | For | |||||
2 | Elect Roberto Mendoza | Mgmt | For | For | For | |||||
3 | Elect Michael Miles, Jr. | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | |||||
Time Warner Cable Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TWC | CUSIP 88732J207 | 05/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carole Black | Mgmt | For | For | For | |||||
2 | Elect Glenn Britt | Mgmt | For | For | For | |||||
3 | Elect Thomas Castro | Mgmt | For | For | For | |||||
4 | Elect David Chang | Mgmt | For | For | For | |||||
5 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||||
6 | Elect Peter Haje | Mgmt | For | For | For | |||||
7 | Elect Donna James | Mgmt | For | For | For | |||||
8 | Elect Don Logan | Mgmt | For | For | For | |||||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||||
10 | Elect Wayne Pace | Mgmt | For | For | For | |||||
11 | Elect Edward Shirley | Mgmt | For | For | For | |||||
12 | Elect John Sununu | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | 2012 Annual Bonus Plan | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Time Warner Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TWX | CUSIP 887317303 | 05/15/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Barksdale | Mgmt | For | For | For | |||||
2 | Elect William Barr | Mgmt | For | For | For | |||||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | |||||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||||
5 | Elect Robert Clark | Mgmt | For | For | For | |||||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||||
7 | Elect Jessica Einhorn | Mgmt | For | For | For | |||||
8 | Elect Fred Hassan | Mgmt | For | For | For | |||||
9 | Elect Kenneth Novack | Mgmt | For | For | For | |||||
10 | Elect Paul Wachter | Mgmt | For | For | For | |||||
11 | Elect Deborah Wright | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Transatlantic Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TRH | CUSIP 893521104 | 02/06/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||||
Transatlantic Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TRH | CUSIP 893521104 | 09/20/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Proxy Contest | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger/Acquisition | Mgmt | N/A | TNA | N/A | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | N/A | TNA | N/A | |||||
3 | Right to Adjourn Meeting | Mgmt | N/A | TNA | N/A | |||||
Transatlantic Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TRH | CUSIP 893521104 | 09/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Proxy Contest | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger/Acquisition | Mgmt | For | Against | Against | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | Against | Against | |||||
TRW Automotive Holdings Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TRW | CUSIP 87264S106 | 05/15/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Albaugh | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Robert Friedman | Mgmt | For | For | For | |||||
1.3 | Elect J. Michael Losh | Mgmt | For | Withhold | Against | |||||
1.4 | Elect David. Taylor | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | 2012 Stock Incentive Plan | Mgmt | For | For | For | |||||
Tyco International Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TYC | CUSIP H89128104 | 03/07/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | |||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
3.7 | Elect John Krol | Mgmt | For | For | For | |||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | |||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Consolidation of Reserves | Mgmt | For | For | For | |||||
9 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Amendments to Articles of Association | Mgmt | For | For | For | |||||
U.S. Bancorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
USB | CUSIP 902973304 | 04/17/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | |||||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||||
4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||||
5 | Elect Richard Davis | Mgmt | For | For | For | |||||
6 | Elect Roland Hernandez | Mgmt | For | For | For | |||||
7 | Elect Joel Johnson | Mgmt | For | For | For | |||||
8 | Elect Olivia Kirtley | Mgmt | For | For | For | |||||
9 | Elect Jerry Levin | Mgmt | For | For | For | |||||
10 | Elect David O'Maley | Mgmt | For | For | For | |||||
11 | Elect O'Dell Owens | Mgmt | For | For | For | |||||
12 | Elect Craig Schnuck | Mgmt | For | For | For | |||||
13 | Elect Patrick Stokes | Mgmt | For | For | For | |||||
14 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Ultra Petroleum Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UPL | CUSIP 903914109 | 05/22/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Watford | Mgmt | For | Withhold | Against | |||||
2 | Elect W. Charles Helton | Mgmt | For | Withhold | Against | |||||
3 | Elect Stephen McDaniel | Mgmt | For | Withhold | Against | |||||
4 | Elect Roger Brown | Mgmt | For | Withhold | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Reapproval of Performance Criteria for Executive Officer Performance-Based Compensation | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Withhold | N/A | |||||
Union Pacific Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UNP | CUSIP 907818108 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andrew Card, Jr. | Mgmt | For | For | For | |||||
2 | Elect Erroll Davis, Jr. | Mgmt | For | For | For | |||||
3 | Elect Thomas Donohue | Mgmt | For | For | For | |||||
4 | Elect Archie Dunham | Mgmt | For | For | For | |||||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||||
6 | Elect Charles Krulak | Mgmt | For | For | For | |||||
7 | Elect Michael McCarthy | Mgmt | For | For | For | |||||
8 | Elect Michael McConnell | Mgmt | For | For | For | |||||
9 | Elect Thomas McLarty III | Mgmt | For | For | For | |||||
10 | Elect Steven Rogel | Mgmt | For | For | For | |||||
11 | Elect Jose Villarreal | Mgmt | For | For | For | |||||
12 | Elect James Young | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Unisys Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UIS | CUSIP 909214306 | 05/01/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect J. Edward Coleman | Mgmt | For | For | For | |||||
2 | Elect Alison Davis | Mgmt | For | For | For | |||||
3 | Elect Nathaniel Davis | Mgmt | For | For | For | |||||
4 | Elect James Duderstadt | Mgmt | For | For | For | |||||
5 | Elect Henry Duques | Mgmt | For | For | For | |||||
6 | Elect Matthew Espe | Mgmt | For | For | For | |||||
7 | Elect Denise Fletcher | Mgmt | For | For | For | |||||
8 | Elect Leslie Kenne | Mgmt | For | For | For | |||||
9 | Elect Lee Roberts | Mgmt | For | For | For | |||||
10 | Elect Paul Weaver | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
United Continental Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UAL | CUSIP 910047109 | 06/12/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Carolyn Corvi | Mgmt | For | For | For | |||||
1.2 | Elect Jane Garvey | Mgmt | For | For | For | |||||
1.3 | Elect Walter Isaacson | Mgmt | For | For | For | |||||
1.4 | Elect Henry Meyer III | Mgmt | For | For | For | |||||
1.5 | Elect Oscar Munoz | Mgmt | For | For | For | |||||
1.6 | Elect Laurence Simmons | Mgmt | For | For | For | |||||
1.7 | Elect Jeffery Smisek | Mgmt | For | For | For | |||||
1.8 | Elect Glenn Tilton | Mgmt | For | For | For | |||||
1.9 | Elect David Vitale | Mgmt | For | For | For | |||||
1.10 | Elect John Walker | Mgmt | For | For | For | |||||
1.11 | Elect Charles Yamarone | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
United Parcel Service, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UPS | CUSIP 911312106 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
2 | Elect Michael Burns | Mgmt | For | For | For | |||||
3 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||||
5 | Elect Michael Eskew | Mgmt | For | For | For | |||||
6 | Elect William Johnson | Mgmt | For | For | For | |||||
7 | Elect Candace Kendle | Mgmt | For | For | For | |||||
8 | Elect Ann Livermore | Mgmt | For | For | For | |||||
9 | Elect Rudy Markham | Mgmt | For | For | For | |||||
10 | Elect Clark Randt, Jr. | Mgmt | For | For | For | |||||
11 | Elect John Thompson | Mgmt | For | For | For | |||||
12 | Elect Carol Tome | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||||
15 | Amendment to the Discounted Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
United Technologies Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UTX | CUSIP 913017109 | 04/11/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||||
2 | Elect John Faraci | Mgmt | For | For | For | |||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||||
6 | Elect Ellen Kullman | Mgmt | For | For | For | |||||
7 | Elect Richard McCormick | Mgmt | For | For | For | |||||
8 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
9 | Elect Richard Myers | Mgmt | For | For | For | |||||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||||
12 | Elect Christine Whitman | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
UnitedHealth Group Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UNH | CUSIP 91324P102 | 06/04/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William Ballard, Jr. | Mgmt | For | For | For | |||||
2 | Elect Richard Burke | Mgmt | For | For | For | |||||
3 | Elect Robert Darretta | Mgmt | For | For | For | |||||
4 | Elect Stephen Hemsley | Mgmt | For | For | For | |||||
5 | Elect Michele Hooper | Mgmt | For | For | For | |||||
6 | Elect Rodger Lawson | Mgmt | For | For | For | |||||
7 | Elect Douglas Leatherdale | Mgmt | For | For | For | |||||
8 | Elect Glenn Renwick | Mgmt | For | For | For | |||||
9 | Elect Kenneth Shine | Mgmt | For | For | For | |||||
10 | Elect Gail Wilensky | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
Verizon Communications Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VZ | CUSIP 92343V104 | 05/03/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Carrion | Mgmt | For | For | For | |||||
2 | Elect Melanie Healey | Mgmt | For | For | For | |||||
3 | Elect M. Frances Keeth | Mgmt | For | For | For | |||||
4 | Elect Robert Lane | Mgmt | For | For | For | |||||
5 | Elect Lowell McAdam | Mgmt | For | For | For | |||||
6 | Elect Sandra Moose | Mgmt | For | For | For | |||||
7 | Elect Joseph Neubauer | Mgmt | For | For | For | |||||
8 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||||
10 | Elect Hugh Price | Mgmt | For | For | For | |||||
11 | Elect Rodney Slater | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||||
ViroPharma Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VPHM | CUSIP 928241108 | 05/21/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Paul Brooke | Mgmt | For | For | For | |||||
1.2 | Elect Michael Dougherty | Mgmt | For | For | For | |||||
1.3 | Elect Robert Glaser | Mgmt | For | For | For | |||||
2 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Wal-Mart Stores, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WMT | CUSIP 931142103 | 06/01/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Aida Alvarez | Mgmt | For | For | For | |||||
2 | Elect James Breyer | Mgmt | For | For | For | |||||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||||
4 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
5 | Elect Roger Corbett | Mgmt | For | For | For | |||||
6 | Elect Douglas Daft | Mgmt | For | For | For | |||||
7 | Elect Michael Duke | Mgmt | For | For | For | |||||
8 | Elect Marissa Mayer | Mgmt | For | For | For | |||||
9 | Elect Gregory Penner | Mgmt | For | For | For | |||||
10 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
11 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||||
12 | Elect Arne Sorenson | Mgmt | For | For | For | |||||
13 | Elect Jim Walton | Mgmt | For | For | For | |||||
14 | Elect S. Robson Walton | Mgmt | For | For | For | |||||
15 | Elect Christopher Williams | Mgmt | For | For | For | |||||
16 | Elect Linda Wolf | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Director Qualifications | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding an Incentive Compensation Report | ShrHldr | Against | Against | For | |||||
Walgreen Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WAG | CUSIP 931422109 | 01/11/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David J. Brailer | Mgmt | For | For | For | |||||
2 | Elect Steven Davis | Mgmt | For | For | For | |||||
3 | Elect William Foote | Mgmt | For | For | For | |||||
4 | Elect Mark Frissora | Mgmt | For | For | For | |||||
5 | Elect Ginger Graham | Mgmt | For | For | For | |||||
6 | Elect Alan McNally | Mgmt | For | For | For | |||||
7 | Elect Nancy Schlichting | Mgmt | For | For | For | |||||
8 | Elect David Schwartz | Mgmt | For | For | For | |||||
9 | Elect Alejandro Silva | Mgmt | For | For | For | |||||
10 | Elect James Skinner | Mgmt | For | For | For | |||||
11 | Elect Gregory Wasson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Cash-Based Incentive Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Wells Fargo & Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WFC | CUSIP 949746101 | 04/24/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Baker II | Mgmt | For | For | For | |||||
2 | Elect Elaine Chao | Mgmt | For | For | For | |||||
3 | Elect John Chen | Mgmt | For | For | For | |||||
4 | Elect Lloyd Dean | Mgmt | For | For | For | |||||
5 | Elect Susan Engel | Mgmt | For | For | For | |||||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
7 | Elect Donald James | Mgmt | For | For | For | |||||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | |||||
9 | Elect Nicholas Moore | Mgmt | For | For | For | |||||
10 | Elect Federico Pena | Mgmt | For | For | For | |||||
11 | Elect Philip Quigley | Mgmt | For | For | For | |||||
12 | Elect Judith Runstad | Mgmt | For | For | For | |||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
14 | Elect John Stumpf | Mgmt | For | For | For | |||||
15 | Elect Susan Swenson | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||||
19 | Shareholder Proposal Regarding Cumulative Voting in Contested Elections | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
Wesco International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WCC | CUSIP 95082P105 | 05/23/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Engel | Mgmt | For | For | For | |||||
1.2 | Elect Steven Raymund | Mgmt | For | For | For | |||||
1.3 | Elect Lynn Utter | Mgmt | For | For | For | |||||
1.4 | Elect William J. Vareschi | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Weyerhaeuser Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WY | CUSIP 962166104 | 04/12/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Debra Cafaro | Mgmt | For | For | For | |||||
2 | Elect Mark Emmert | Mgmt | For | Against | Against | |||||
3 | Elect Daniel Fulton | Mgmt | For | For | For | |||||
4 | Elect John Kieckhefer | Mgmt | For | For | For | |||||
5 | Elect Wayne Murdy | Mgmt | For | For | For | |||||
6 | Elect Nicole Piasecki | Mgmt | For | For | For | |||||
7 | Elect Charles Williamson | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
Wyndham Worldwide Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WYN | CUSIP 98310W108 | 05/10/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Holmes | Mgmt | For | For | For | |||||
1.2 | Elect Myra Biblowit | Mgmt | For | For | For | |||||
1.3 | Elect Pauline Richards | Mgmt | For | For | For | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Zimmer Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZMH | CUSIP 98956P102 | 05/08/2012 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Betsy Bernard | Mgmt | For | For | For | |||||
2 | Elect Marc Casper | Mgmt | For | For | For | |||||
3 | Elect David Dvorak | Mgmt | For | For | For | |||||
4 | Elect Larry Glasscock | Mgmt | For | For | For | |||||
5 | Elect Robert Hagemann | Mgmt | For | For | For | |||||
6 | Elect Arthur Higgins | Mgmt | For | For | For | |||||
7 | Elect John McGoldrick | Mgmt | For | For | For | |||||
8 | Elect Cecil Pickett | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
Registrant: | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Money Market Fund | ||||||||
Date of Fiscal Year End : | 12/31/2011 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Multi-Cap Growth Fund | ||||||||
Date of fiscal year end: | 12/31/2011 | ||||||||
Accenture PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACN | CUSIP G1151C101 | 02/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||||
3 | Elect William Green | Mgmt | For | For | For | ||||
4 | Elect Nobuyuki Idei | Mgmt | For | For | For | ||||
5 | Elect Marjorie Magner | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||||
9 | Authorization to Hold the 2013 Annual Meeting Outside of Ireland | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | ||||
Adobe Systems Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADBE | CUSIP 00724F101 | 04/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Edward Barnholt | Mgmt | For | For | For | ||||
2 | Elect Michael Cannon | Mgmt | For | For | For | ||||
3 | Elect James Daley | Mgmt | For | For | For | ||||
4 | Elect Charles Geschke | Mgmt | For | For | For | ||||
5 | Elect Shantanu Narayen | Mgmt | For | For | For | ||||
6 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
ADTRAN, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADTN | CUSIP 00738A106 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Stanton | Mgmt | For | For | For | ||||
1.2 | Elect H. Fenwick Huss | Mgmt | For | For | For | ||||
1.3 | Elect Ross Ireland | Mgmt | For | For | For | ||||
1.4 | Elect William Marks | Mgmt | For | For | For | ||||
1.5 | Elect James Matthews | Mgmt | For | For | For | ||||
1.6 | Elect Balan Nair | Mgmt | For | For | For | ||||
1.7 | Elect Roy Nichols | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Advanced Micro Devices, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMD | CUSIP 007903107 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bruce Claflin | Mgmt | For | For | For | ||||
2 | Elect W. Michael Barnes | Mgmt | For | For | For | ||||
3 | Elect John Caldwell | Mgmt | For | For | For | ||||
4 | Elect Henry Chow | Mgmt | For | For | For | ||||
5 | Elect Craig Conway | Mgmt | For | For | For | ||||
6 | Elect Nicholas Donofrio | Mgmt | For | For | For | ||||
7 | Elect Paulett Eberhart | Mgmt | For | For | For | ||||
8 | Elect Waleed Al Mokarrab Al Muhairi | Mgmt | For | For | For | ||||
9 | Elect Robert Palmer | Mgmt | For | For | For | ||||
10 | Elect Rory Read | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AES Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AES | CUSIP 00130H105 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andres Gluski | Mgmt | For | For | For | ||||
1.2 | Elect Guo Bao Zhang | Mgmt | For | For | For | ||||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | ||||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | ||||
1.5 | Elect John Koskinen | Mgmt | For | For | For | ||||
1.6 | Elect Philip Lader | Mgmt | For | For | For | ||||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | ||||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | ||||
1.10 | Elect Charles Rossotti | Mgmt | For | For | For | ||||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Aetna Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AET | CUSIP 00817Y108 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||||
2 | Elect Mark Bertolini | Mgmt | For | For | For | ||||
3 | Elect Frank Clark, Jr. | Mgmt | For | For | For | ||||
4 | Elect Betsy Cohen | Mgmt | For | For | For | ||||
5 | Elect Molly Coye | Mgmt | For | For | For | ||||
6 | Elect Roger Farah | Mgmt | For | For | For | ||||
7 | Elect Barbara Franklin | Mgmt | For | For | For | ||||
8 | Elect Jeffrey Garten | Mgmt | For | For | For | ||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | ||||
10 | Elect Richard Harrington | Mgmt | For | For | For | ||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | ||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Affymax, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFFY | CUSIP 00826A109 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ted Love | Mgmt | For | For | For | ||||
1.2 | Elect John Orwin | Mgmt | For | For | For | ||||
1.3 | Elect Daniel Spiegelman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Approval of the Section 162(m) Performance Criteria and Award Limits of the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
Aflac Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFL | CUSIP 001055102 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel Amos | Mgmt | For | For | For | ||||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | ||||
3 | Elect Paul Amos II | Mgmt | For | For | For | ||||
4 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||||
5 | Elect Elizabeth Hudson | Mgmt | For | For | For | ||||
6 | Elect Douglas Johnson | Mgmt | For | For | For | ||||
7 | Elect Robert Johnson | Mgmt | For | For | For | ||||
8 | Elect Charles Knapp | Mgmt | For | For | For | ||||
9 | Elect E. Stephen Purdom | Mgmt | For | For | For | ||||
10 | Elect Barbara Rimer | Mgmt | For | For | For | ||||
11 | Elect Marvin Schuster | Mgmt | For | For | For | ||||
12 | Elect Melvin Stith | Mgmt | For | For | For | ||||
13 | Elect David Thompson | Mgmt | For | For | For | ||||
14 | Elect Takuro Yoshida | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
17 | Amendment to the 2013 Management Incentive Plan. | Mgmt | For | For | For | ||||
18 | Ratification of Auditor | Mgmt | For | For | For | ||||
Agilent Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
A | CUSIP 00846U101 | 03/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Herbold | Mgmt | For | For | For | ||||
2 | Elect KOH Boon Hwee | Mgmt | For | For | For | ||||
3 | Elect William Sullivan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Agrium Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGU | CUSIP 008916108 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ralph Cunningham | Mgmt | For | For | For | ||||
1.2 | Elect Russel Girling | Mgmt | For | For | For | ||||
1.3 | Elect Susan Henry | Mgmt | For | For | For | ||||
1.4 | Elect Russell Horner | Mgmt | For | For | For | ||||
1.5 | Elect David Lesar | Mgmt | For | For | For | ||||
1.6 | Elect John Lowe | Mgmt | For | For | For | ||||
1.7 | Elect A. Anne McLellan | Mgmt | For | For | For | ||||
1.8 | Elect Derek Pannell | Mgmt | For | For | For | ||||
1.9 | Elect Frank Proto | Mgmt | For | For | For | ||||
1.10 | Elect Michael Wilson | Mgmt | For | For | For | ||||
1.11 | Elect Victor Zaleschuk | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Albemarle Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALB | CUSIP 012653101 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jim Nokes | Mgmt | For | For | For | ||||
1.2 | Elect William Hernandez | Mgmt | For | For | For | ||||
1.3 | Elect R. William Ide III | Mgmt | For | For | For | ||||
1.4 | Elect Luther Kissam, IV | Mgmt | For | For | For | ||||
1.5 | Elect Joseph Mahady | Mgmt | For | For | For | ||||
1.6 | Elect Barry Perry | Mgmt | For | For | For | ||||
1.7 | Elect John Sherman, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Harriett Taggart | Mgmt | For | For | For | ||||
1.9 | Elect Anne Whittemore | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Alpha Natural Resources, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANR | CUSIP 02076X102 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin Crutchfield | Mgmt | For | For | For | ||||
2 | Elect William Crowley, Jr. | Mgmt | For | For | For | ||||
3 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | ||||
4 | Elect Glenn Eisenberg | Mgmt | For | For | For | ||||
5 | Elect P. Michael Giftos | Mgmt | For | For | For | ||||
6 | Elect Deborah Fretz | Mgmt | For | For | For | ||||
7 | Elect Joel Richards, III | Mgmt | For | For | For | ||||
8 | Elect James Roberts | Mgmt | For | For | For | ||||
9 | Elect Ted Wood | Mgmt | For | For | For | ||||
10 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Amarin Corp. plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMRN | CUSIP 023111206 | 07/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph Anderson | Mgmt | For | For | For | ||||
2 | Elect James Healy | Mgmt | For | For | For | ||||
3 | Elect Kristine Peterson | Mgmt | For | For | For | ||||
4 | Elect David Feigal, Jr. | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
7 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | 2011 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
Amazon.com, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMZN | CUSIP 023135106 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey Bezos | Mgmt | For | For | For | ||||
2 | Elect Tom Alberg | Mgmt | For | For | For | ||||
3 | Elect John Seely Brown | Mgmt | For | For | For | ||||
4 | Elect William Gordon | Mgmt | For | For | For | ||||
5 | Elect Jamie Gorelick | Mgmt | For | For | For | ||||
6 | Elect Blake Krikorian | Mgmt | For | For | For | ||||
7 | Elect Alain Monie | Mgmt | For | For | For | ||||
8 | Elect Jonathan Rubinstein | Mgmt | For | For | For | ||||
9 | Elect Thomas Ryder | Mgmt | For | For | For | ||||
10 | Elect Patricia Stonesifer | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
American Axle & Manufacturing Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXL | CUSIP 024061103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Dauch | Mgmt | For | For | For | ||||
1.2 | Elect Forest Farmer | Mgmt | For | For | For | ||||
1.3 | Elect Richard Lappin | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Walker | Mgmt | For | For | For | ||||
2 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Tower Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMT | CUSIP 03027X100 | 06/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Raymond Dolan | Mgmt | For | For | For | ||||
2 | Elect Ronald Dykes | Mgmt | For | For | For | ||||
3 | Elect Carolyn Katz | Mgmt | For | For | For | ||||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | ||||
5 | Elect JoAnn Reed | Mgmt | For | For | For | ||||
6 | Elect Pamela Reeve | Mgmt | For | For | For | ||||
7 | Elect David Sharbutt | Mgmt | For | For | For | ||||
8 | Elect James Taiclet, Jr. | Mgmt | For | For | For | ||||
9 | Elect Samme Thompson | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
American Tower Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMT | CUSIP 029912201 | 11/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Reorganization | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Anadarko Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
APC | CUSIP 032511107 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin Chilton | Mgmt | For | For | For | ||||
2 | Elect Luke Corbett | Mgmt | For | For | For | ||||
3 | Elect Paulett Eberhart | Mgmt | For | For | For | ||||
4 | Elect Peter Fluor | Mgmt | For | For | For | ||||
5 | Elect Richard George | Mgmt | For | For | For | ||||
6 | Elect Preston Geren, III | Mgmt | For | For | For | ||||
7 | Elect Charles Goodyear | Mgmt | For | For | For | ||||
8 | Elect John Gordon | Mgmt | For | For | For | ||||
9 | Elect James Hackett | Mgmt | For | For | For | ||||
10 | Elect Eric Mullins | Mgmt | For | For | For | ||||
11 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||||
12 | Elect R. Walker | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Aon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AON | CUSIP G0408V102 | 03/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Reorganization and Reincorporation from Delaware to the United Kingdom | Mgmt | For | For | For | ||||
2 | Reduction of Capital | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Aon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AON | CUSIP G0408V102 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lester Knight | Mgmt | For | For | For | ||||
2 | Elect Gregory Case | Mgmt | For | For | For | ||||
3 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
4 | Elect Cheryl Francis | Mgmt | For | For | For | ||||
5 | Elect Edgar Jannotta | Mgmt | For | For | For | ||||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | ||||
7 | Elect Robert Morrison | Mgmt | For | For | For | ||||
8 | Elect Richard Myers | Mgmt | For | For | For | ||||
9 | Elect Richard Notebaert | Mgmt | For | For | For | ||||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||||
11 | Elect Carolyn Woo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAPL | CUSIP 037833100 | 02/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Timothy Cook | Mgmt | For | For | For | ||||
1.3 | Elect Millard Drexler | Mgmt | For | For | For | ||||
1.4 | Elect Albert Gore, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Robert Iger | Mgmt | For | For | For | ||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.7 | Elect Arthur Levinson | Mgmt | For | For | For | ||||
1.8 | Elect Ronald Sugar | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Aruba Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARUN | CUSIP 043176106 | 12/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dominic Orr | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Keerti Melkote | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Bernard Guidon | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Emmanuel Hernandez | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Michael Kourey | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Douglas Leone | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Willem Roelandts | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Juergen Rottler | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Daniel Warmenhoven | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Avago Technologies Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVGO | CUSIP Y0486S104 | 04/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hock Tan | Mgmt | For | For | For | ||||
2 | Elect Adam Clammer | Mgmt | For | For | For | ||||
3 | Elect John Dickson | Mgmt | For | For | For | ||||
4 | Elect James Diller | Mgmt | For | For | For | ||||
5 | Elect Kenneth Hao | Mgmt | For | For | For | ||||
6 | Elect John Hsuan | Mgmt | For | For | For | ||||
7 | Elect Justine Lien | Mgmt | For | For | For | ||||
8 | Elect Donald Macleod | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares Without Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Avon Products, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVP | CUSIP 054303102 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Douglas Conant | Mgmt | For | For | For | ||||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | ||||
1.4 | Elect Fred Hassan | Mgmt | For | For | For | ||||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.6 | Elect Maria Lagomasino | Mgmt | For | For | For | ||||
1.7 | Elect Ann Moore | Mgmt | For | For | For | ||||
1.8 | Elect Gary Rodkin | Mgmt | For | For | For | ||||
1.9 | Elect Paula Stern | Mgmt | For | For | For | ||||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Baxter International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAX | CUSIP 071813109 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Gavin III | Mgmt | For | For | For | ||||
2 | Elect Peter Hellman | Mgmt | For | For | For | ||||
3 | Elect Kees Storm | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | ||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | For | For | For | ||||
Beam Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BEAM | CUSIP 073730103 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Goldstein | Mgmt | For | For | For | ||||
2 | Elect Stephen Golsby | Mgmt | For | For | For | ||||
3 | Elect Ann Hackett | Mgmt | For | For | For | ||||
4 | Elect A.D. David Mackay | Mgmt | For | For | For | ||||
5 | Elect Matthew Shattock | Mgmt | For | For | For | ||||
6 | Elect Robert Steele | Mgmt | For | For | For | ||||
7 | Elect Peter Wilson | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
11 | Re-approval of the Annual Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
Bed Bath & Beyond Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBBY | CUSIP 075896100 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | ||||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | ||||
3 | Elect Steven Temares | Mgmt | For | For | For | ||||
4 | Elect Dean Adler | Mgmt | For | For | For | ||||
5 | Elect Stanley Barshay | Mgmt | For | For | For | ||||
6 | Elect Klaus Eppler | Mgmt | For | For | For | ||||
7 | Elect Patrick Gaston | Mgmt | For | For | For | ||||
8 | Elect Jordan Heller | Mgmt | For | For | For | ||||
9 | Elect Victoria Morrison | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | ||||
Biomarin Pharmaceutical Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMRN | CUSIP 09061G101 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | ||||
1.2 | Elect Michael Grey | Mgmt | For | For | For | ||||
1.3 | Elect Elaine Heron | Mgmt | For | For | For | ||||
1.4 | Elect Pierre Lapalme | Mgmt | For | For | For | ||||
1.5 | Elect V. Bryan Lawlis | Mgmt | For | For | For | ||||
1.6 | Elect Richard Meier | Mgmt | For | For | For | ||||
1.7 | Elect Alan Lewis | Mgmt | For | For | For | ||||
1.8 | Elect William Young | Mgmt | For | For | For | ||||
1.9 | Elect Kenneth Bate | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
BMC Software, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMC | CUSIP 055921100 | 07/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | ||||
2 | Elect Jon Barfield | Mgmt | For | For | For | ||||
3 | Elect Gary Bloom | Mgmt | For | For | For | ||||
4 | Elect Meldon Gafner | Mgmt | For | For | For | ||||
5 | Elect Mark Hawkins | Mgmt | For | For | For | ||||
6 | Elect Stephan James | Mgmt | For | For | For | ||||
7 | Elect P. Thomas Jenkins | Mgmt | For | For | For | ||||
8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | ||||
9 | Elect Kathleen O'Neil | Mgmt | For | For | For | ||||
10 | Elect Tom Tinsley | Mgmt | For | For | For | ||||
11 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
BR Malls Participacoes SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRML3 | CINS P1908S102 | 09/01/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Reconciliation of Share Capital | Mgmt | For | TNA | N/A | ||||
3 | Amendment to Article 14 Regarding Board of Director Elections | Mgmt | For | TNA | N/A | ||||
4 | Amendments to Articles Regarding Mandatory Takeover Bid | Mgmt | For | TNA | N/A | ||||
5 | Amendments to Articles Regarding Novo Mercado Regulations | Mgmt | For | TNA | N/A | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Bruker Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRKR | CUSIP 116794108 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Kniss | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Joerg Laukien | Mgmt | For | For | For | ||||
1.3 | Elect William Linton | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Chris van Ingen | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cabot Oil & Gas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COG | CUSIP 127097103 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Rhys Best | Mgmt | For | For | For | ||||
2 | Elect Robert Kelley | Mgmt | For | For | For | ||||
3 | Elect P. Dexter Peacock | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability Criteria | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | ||||
Cameron International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAM | CUSIP 13342B105 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Baker Cunningham | Mgmt | For | For | For | ||||
2 | Elect Sheldon Erikson | Mgmt | For | For | For | ||||
3 | Elect Douglas Foshee | Mgmt | For | For | For | ||||
4 | Elect Rodolfo Landim | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | ||||
9 | Approve Restatement of Certificate of Incorporation | Mgmt | For | For | For | ||||
Carnival plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCL | CUSIP 143658300 | 04/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Micky Arison | Mgmt | For | For | For | ||||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | ||||
3 | Elect Robert Dickinson | Mgmt | For | For | For | ||||
4 | Elect Arnold Donald | Mgmt | For | For | For | ||||
5 | Elect Pier Foschi | Mgmt | For | For | For | ||||
6 | Elect Howard Frank | Mgmt | For | For | For | ||||
7 | Elect Richard Glasier | Mgmt | For | For | For | ||||
8 | Elect Debra Kelly-Ennis | Mgmt | For | For | For | ||||
9 | Elect Modesto Maidique | Mgmt | For | For | For | ||||
10 | Elect John Parker | Mgmt | For | For | For | ||||
11 | Elect Peter Ratcliffe | Mgmt | For | For | For | ||||
12 | Elect Stuart Subotnick | Mgmt | For | For | For | ||||
13 | Elect Laura Weil | Mgmt | For | For | For | ||||
14 | Elect Randall Weisenburger | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Accounts and Reports | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Director's Remuneration Report | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Carpenter Technology Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CRS | CUSIP 144285103 | 10/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert McMaster | Mgmt | For | For | For | ||||
1.2 | Elect Gregory Pratt | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Stock-Based Incentive Compensation Plan for Officers and Key Employees | Mgmt | For | For | For | ||||
4 | Amendment to the Executive Bonus Compensation Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
CBRE Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBG | CUSIP 12504L109 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Blum | Mgmt | For | For | For | ||||
1.2 | Elect Curtis Feeny | Mgmt | For | For | For | ||||
1.3 | Elect Bradford Freeman | Mgmt | For | For | For | ||||
1.4 | Elect Michael Kantor | Mgmt | For | For | For | ||||
1.5 | Elect Frederic Malek | Mgmt | For | For | For | ||||
1.6 | Elect Jane Su | Mgmt | For | For | For | ||||
1.7 | Elect Laura Tyson | Mgmt | For | For | For | ||||
1.8 | Elect Brett White | Mgmt | For | For | For | ||||
1.9 | Elect Gary Wilson | Mgmt | For | For | For | ||||
1.10 | Elect Ray Wirta | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Equity Incentive Plan | Mgmt | For | For | For | ||||
Celanese Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CE | CUSIP 150870103 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barlett | Mgmt | For | For | For | ||||
2 | Elect David Hoffmeister | Mgmt | For | For | For | ||||
3 | Elect Paul O'Neill | Mgmt | For | For | For | ||||
4 | Elect Jay Ihlenfeld | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Amendment to the 2009 Global Incentive Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Celgene Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CELG | CUSIP 151020104 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Hugin | Mgmt | For | For | For | ||||
1.2 | Elect Richard Barker D. Phil | Mgmt | For | For | For | ||||
1.3 | Elect Michael Casey | Mgmt | For | For | For | ||||
1.4 | Elect Carrie Cox | Mgmt | For | For | For | ||||
1.5 | Elect Rodman Drake | Mgmt | For | For | For | ||||
1.6 | Elect Michael Friedman | Mgmt | For | For | For | ||||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | ||||
1.8 | Elect James Loughlin | Mgmt | For | For | For | ||||
1.9 | Elect Ernest Mario | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
Check Point Software Technologies Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CHKP | CUSIP M22465104 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of Directors (Slate) | Mgmt | For | For | For | ||||
2 | Election of Statutory Independent Directors | Mgmt | For | For | For | ||||
3 | Appointment of Auditor | Mgmt | For | For | For | ||||
4 | Approval of Compensation for the Company's Chairman and CEO, Gil Shwed | Mgmt | For | For | For | ||||
5 | Authorization of Board Chairman to Serve as CEO | Mgmt | For | For | For | ||||
6 | Declaration of Material Interest in Proposal 2 | Mgmt | N/A | Against | N/A | ||||
7 | Declaration of Material Interest on Proposal 4 | Mgmt | N/A | Against | N/A | ||||
8 | Declaration of Material Interest in Proposal 5 | Mgmt | N/A | Against | N/A | ||||
CIGNA Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CI | CUSIP 125509109 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Partridge | Mgmt | For | For | For | ||||
2 | Elect James Rogers | Mgmt | For | For | For | ||||
3 | Elect Joseph Sullivan | Mgmt | For | For | For | ||||
4 | Elect Eric Wiseman | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | N/A | For | N/A | ||||
Cisco Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSCO | CUSIP 17275R102 | 12/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carol Bartz | Mgmt | For | For | For | ||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
3 | Elect Michael Capellas | Mgmt | For | For | For | ||||
4 | Elect Larry Carter | Mgmt | For | For | For | ||||
5 | Elect John Chambers | Mgmt | For | For | For | ||||
6 | Elect Brian Halla | Mgmt | For | For | For | ||||
7 | Elect John Hennessy | Mgmt | For | For | For | ||||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | ||||
9 | Elect Roderick McGeary | Mgmt | For | For | For | ||||
10 | Elect Arun Sarin | Mgmt | For | For | For | ||||
11 | Elect Steven West | Mgmt | For | For | For | ||||
12 | Elect Jerry Yang | Mgmt | For | For | For | ||||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding the Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Citigroup Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
C | CUSIP 172967424 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Franz Humer | Mgmt | For | For | For | ||||
2 | Elect Robert Joss | Mgmt | For | For | For | ||||
3 | Elect Michael O'Neill | Mgmt | For | For | For | ||||
4 | Elect Vikram Pandit | Mgmt | For | For | For | ||||
5 | Elect Lawrence Ricciardi | Mgmt | For | For | For | ||||
6 | Elect Judith Rodin | Mgmt | For | For | For | ||||
7 | Elect Robert Ryan | Mgmt | For | For | For | ||||
8 | Elect Anthony Santomero | Mgmt | For | For | For | ||||
9 | Elect Joan Spero | Mgmt | For | For | For | ||||
10 | Elect Diana Taylor | Mgmt | For | For | For | ||||
11 | Elect William Thompson, Jr. | Mgmt | For | For | For | ||||
12 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | ||||
Cliffs Natural Resources Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLF | CUSIP 18683K101 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph Carrabba | Mgmt | For | For | For | ||||
2 | Elect Susan Cunningham | Mgmt | For | For | For | ||||
3 | Elect Barry Eldridge | Mgmt | For | For | For | ||||
4 | Elect Andres Gluski | Mgmt | For | For | For | ||||
5 | Elect Susan Green | Mgmt | For | For | For | ||||
6 | Elect Janice Henry | Mgmt | For | For | For | ||||
7 | Elect James Kirsch | Mgmt | For | For | For | ||||
8 | Elect Francis McAllister | Mgmt | For | For | For | ||||
9 | Elect Richard Riederer | Mgmt | For | For | For | ||||
10 | Elect Richard Ross | Mgmt | For | For | For | ||||
11 | Amendment to Regulations to allow the Board to Amend the Regulations without Shareholder Approval | Mgmt | For | Against | Against | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | 2012 Incentive Equity Plan | Mgmt | For | For | For | ||||
14 | 2012 Executive Management Performance Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
CME Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CME | CUSIP 12572Q105 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dennis Chookaszian | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Larry Gerdes | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Daniel Glickman | Mgmt | For | Withhold | Against | ||||
1.4 | Elect James Oliff | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Edemir Pinto | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Alex Pollock | Mgmt | For | Withhold | Against | ||||
1.7 | Elect William Shepard | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board and Amendments Related to the Expiration of the Rights Plan and Director Removal | Mgmt | For | For | For | ||||
5 | Amendment to the Omnibus Stock Plan | Mgmt | For | For | For | ||||
6 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | ||||
Coach, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COH | CUSIP 189754104 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | ||||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | ||||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | ||||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | ||||
1.5 | Elect Irene Miller | Mgmt | For | For | For | ||||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | ||||
1.7 | Elect Jide Zeitlin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Cobalt International Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CIE | CUSIP 19075F106 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Bryant | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Peter Coneway | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael France | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Jack Golden | Mgmt | For | Withhold | Against | ||||
1.5 | Elect N. John Lancaster, Jr. | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Scott Lebovitz | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Jon Marshall | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Kenneth Moore | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Kenneth Pontarelli | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Myles Scoggins | Mgmt | For | Withhold | Against | ||||
1.11 | Elect D. Jeff van Steenbergen | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Martin Young, Jr. | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Coca-Cola Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCE | CUSIP 19122T109 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | ||||
1.2 | Elect John Brock | Mgmt | For | For | For | ||||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | ||||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | ||||
1.5 | Elect Orrin Ingram II | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Suzanne Labarge | Mgmt | For | For | For | ||||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | ||||
1.9 | Elect Garry Watts | Mgmt | For | For | For | ||||
1.10 | Elect Curtis Welling | Mgmt | For | For | For | ||||
1.11 | Elect Phoebe Wood | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cognizant Technology Solutions Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CTSH | CUSIP 192446102 | 06/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Francisco D'Souza | Mgmt | For | For | For | ||||
2 | Elect John Fox, Jr. | Mgmt | For | For | For | ||||
3 | Elect Thomas Wendel | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Colgate-Palmolive Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CL | CUSIP 194162103 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nikesh Arora | Mgmt | For | For | For | ||||
2 | Elect John Cahill | Mgmt | For | For | For | ||||
3 | Elect Ian Cook | Mgmt | For | For | For | ||||
4 | Elect Helene Gayle | Mgmt | For | For | For | ||||
5 | Elect Ellen Hancock | Mgmt | For | For | For | ||||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | ||||
7 | Elect Richard Kogan | Mgmt | For | For | For | ||||
8 | Elect Delano Lewis | Mgmt | For | For | For | ||||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | ||||
10 | Elect Stephen Sadove | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | Against | For | ||||
Costco Wholesale Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COST | CUSIP 22160K105 | 01/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Sinegal | Mgmt | For | For | For | ||||
1.2 | Elect Jeffrey Brotman | Mgmt | For | For | For | ||||
1.3 | Elect Richard Galanti | Mgmt | For | For | For | ||||
1.4 | Elect Daniel Evans | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey Raikes | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose Almeida | Mgmt | For | For | For | ||||
2 | Elect Craig Arnold | Mgmt | For | For | For | ||||
3 | Elect Robert Brust | Mgmt | For | For | For | ||||
4 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
5 | Elect Christopher Coughlin | Mgmt | For | For | For | ||||
6 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
15 | Amendments to Articles to Provide for Escheatment | Mgmt | For | For | For | ||||
16 | Amendment to Articles to Allow Non-Cash Dividends | Mgmt | For | For | For | ||||
Cubist Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBST | CUSIP 229678107 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth Bate | Mgmt | For | For | For | ||||
1.2 | Elect Nancy Hutson | Mgmt | For | For | For | ||||
1.3 | Elect Leon Moulder, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Martin Soeters | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cummins Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMI | CUSIP 231021106 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||||
2 | Elect William Miller | Mgmt | For | For | For | ||||
3 | Elect Alexis Herman | Mgmt | For | For | For | ||||
4 | Elect Georgia Nelson | Mgmt | For | For | For | ||||
5 | Elect Carl Ware | Mgmt | For | For | For | ||||
6 | Elect Robert Herdman | Mgmt | For | For | For | ||||
7 | Elect Robert Bernhard | Mgmt | For | For | For | ||||
8 | Elect Franklin Chang-Diaz | Mgmt | For | For | For | ||||
9 | Elect Stephen Dobbs | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
14 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
Cymer, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CYMI | CUSIP 232572107 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Abbe | Mgmt | For | For | For | ||||
1.2 | Elect Robert Akins | Mgmt | For | For | For | ||||
1.3 | Elect Edward Braun | Mgmt | For | For | For | ||||
1.4 | Elect Michael Gaulke | Mgmt | For | For | For | ||||
1.5 | Elect William Oldham | Mgmt | For | For | For | ||||
1.6 | Elect Eric Ruttenberg | Mgmt | For | For | For | ||||
1.7 | Elect Peter Simone | Mgmt | For | For | For | ||||
1.8 | Elect Young Sohn | Mgmt | For | For | For | ||||
1.9 | Elect Jon Tompkins | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Transaction of Other Business | Mgmt | N/A | Against | N/A | ||||
Delta Air Lines, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DAL | CUSIP 247361702 | 06/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Anderson | Mgmt | For | For | For | ||||
2 | Elect Edward Bastian | Mgmt | For | For | For | ||||
3 | Elect Roy Bostock | Mgmt | For | For | For | ||||
4 | Elect John Brinzo | Mgmt | For | For | For | ||||
5 | Elect Daniel Carp | Mgmt | For | For | For | ||||
6 | Elect David DeWalt | Mgmt | For | For | For | ||||
7 | Elect Mickey Foret | Mgmt | For | For | For | ||||
8 | Elect Shirley Franklin | Mgmt | For | For | For | ||||
9 | Elect David Goode | Mgmt | For | For | For | ||||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||||
11 | Elect Kenneth Rogers | Mgmt | For | For | For | ||||
12 | Elect Kenneth Woodrow | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Re-Approval of the Performance Goals Under the 2007 Performance Compensation Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dendreon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNDN | CUSIP 24823Q107 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Johnson | Mgmt | For | For | For | ||||
2 | Elect Susan Bayh | Mgmt | For | For | For | ||||
3 | Elect Dennis Fenton | Mgmt | For | For | For | ||||
4 | Elect David Urdal | Mgmt | For | For | For | ||||
5 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dick's Sporting Goods, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DKS | CUSIP 253393102 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Colombo | Mgmt | For | For | For | ||||
1.2 | Elect Larry Stone | Mgmt | For | For | For | ||||
2 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Dollar General Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DG | CUSIP 256677105 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raj Agrawal | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Warren Bryant | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Calbert | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Richard Dreiling | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Adrian Jones | Mgmt | For | Withhold | Against | ||||
1.6 | Elect William Rhodes III | Mgmt | For | Withhold | Against | ||||
1.7 | Elect David Rickard | Mgmt | For | Withhold | Against | ||||
2 | Reapproval of the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | Reapproval of the Annual Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Eaton Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETN | CUSIP 278058102 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alexander Cutler | Mgmt | For | For | For | ||||
2 | Elect Arthur Johnson | Mgmt | For | For | For | ||||
3 | Elect Deborah McCoy | Mgmt | For | For | For | ||||
4 | 2012 Stock Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
EBay Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EBAY | CUSIP 278642103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | ||||
2 | Elect William Ford, Jr. | Mgmt | For | For | For | ||||
3 | Elect Dawn Lepore | Mgmt | For | For | For | ||||
4 | Elect Kathleen Mitic | Mgmt | For | For | For | ||||
5 | Elect Pierre Omidyar | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | For | For | ||||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
9 | Repeal of Classified Board | Mgmt | For | For | For | ||||
10 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Elan Corporation, plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ELN | CUSIP 284131208 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Lars Ekman | Mgmt | For | Against | Against | ||||
3 | Elect Hans Hasler | Mgmt | For | Against | Against | ||||
4 | Elect Robert Ingram | Mgmt | For | Against | Against | ||||
5 | Elect P. Gary Kennedy | Mgmt | For | Against | Against | ||||
6 | Elect Patrick Kennedy | Mgmt | For | Against | Against | ||||
7 | Elect Giles Kerr | Mgmt | For | Against | Against | ||||
8 | Elect G. Kelly Martin | Mgmt | For | Against | Against | ||||
9 | Elect Kieran McGowan | Mgmt | For | Against | Against | ||||
10 | Elect Kyran McLaughlin | Mgmt | For | Against | Against | ||||
11 | Elect Donal O'Connor | Mgmt | For | Against | Against | ||||
12 | Elect Richard Pilnik | Mgmt | For | Against | Against | ||||
13 | Elect Dennis Selkoe | Mgmt | For | Against | Against | ||||
14 | Elect Andrew von Eschenbach | Mgmt | For | Against | Against | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | ||||
16 | Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
17 | Amendment to Employee Equity Purchase Plan | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Reduction in Share Premium Account | Mgmt | For | For | For | ||||
21 | Conversion of Executive Shares | Mgmt | For | For | For | ||||
22 | Amendments to Articles Regarding Conversion of Executive Shares | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | ||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 01/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | For | For | ||||
2 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Arno Hugo Agustin Filho | Mgmt | For | Against | Against | ||||
2 | Election of Board Chairman | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Election of Supervisory Council Members | Mgmt | For | For | For | ||||
4 | Remuneration Policy | Mgmt | For | Against | Against | ||||
5 | Supervisory Council Fees | Mgmt | For | For | For | ||||
EMC Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMC | CUSIP 268648102 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Brown | Mgmt | For | For | For | ||||
2 | Elect Randolph Cowen | Mgmt | For | For | For | ||||
3 | Elect Gail Deegan | Mgmt | For | For | For | ||||
4 | Elect James DiStasio | Mgmt | For | For | For | ||||
5 | Elect John Egan | Mgmt | For | For | For | ||||
6 | Elect Edmund Kelly | Mgmt | For | For | For | ||||
7 | Elect Windle Priem | Mgmt | For | For | For | ||||
8 | Elect Paul Sagan | Mgmt | For | For | For | ||||
9 | Elect David Strohm | Mgmt | For | For | For | ||||
10 | Elect Joseph Tucci | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Ensco plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESV | CUSIP 29358Q109 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Christopher Gaut | Mgmt | For | For | For | ||||
2 | Elect Gerald Haddock | Mgmt | For | For | For | ||||
3 | Elect Paul Rowsey III | Mgmt | For | For | For | ||||
4 | Elect Francis Kalman | Mgmt | For | For | For | ||||
5 | Elect David Brown | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Ratification of Statutory Auditor | Mgmt | For | For | For | ||||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
9 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Estee Lauder Companies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EL | CUSIP 518439104 | 11/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charlene Barshefsky | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Wei Sun Christianson | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Fabrizio Freda | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Jane Lauder | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Leonard Lauder | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Express Scripts Holding Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESRX | CUSIP 30219G108 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Benanav | Mgmt | For | For | For | ||||
2 | Elect Maura Breen | Mgmt | For | For | For | ||||
3 | Elect William DeLaney | Mgmt | For | For | For | ||||
4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | ||||
5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | ||||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | ||||
7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | ||||
8 | Elect John Parker, Jr. | Mgmt | For | For | For | ||||
9 | Elect George Paz | Mgmt | For | For | For | ||||
10 | Elect Myrtle Potter | Mgmt | For | For | For | ||||
11 | Elect William Roper | Mgmt | For | For | For | ||||
12 | Elect Samuel Skinner | Mgmt | For | For | For | ||||
13 | Elect Seymour Sternberg | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Express Scripts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESRX | CUSIP 302182100 | 12/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
F5 Networks | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FFIV | CUSIP 315616102 | 03/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jonathan Chadwick | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Ford Motor Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F | CUSIP 345370860 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Butler | Mgmt | For | For | For | ||||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | ||||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | ||||
4 | Elect Edsel Ford II | Mgmt | For | For | For | ||||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | ||||
6 | Elect Richard Gephardt | Mgmt | For | For | For | ||||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | ||||
8 | Elect William Helman IV | Mgmt | For | For | For | ||||
9 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | ||||
10 | Elect Jon Huntsman, Jr. | Mgmt | For | For | For | ||||
11 | Elect Richard Manoogian | Mgmt | For | For | For | ||||
12 | Elect Ellen Marram | Mgmt | For | For | For | ||||
13 | Elect Alan Mulally | Mgmt | For | For | For | ||||
14 | Elect Homer Neal | Mgmt | For | For | For | ||||
15 | Elect Gerald Shaheen | Mgmt | For | For | For | ||||
16 | Elect John Thornton | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
Google Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GOOG | CUSIP 38259P508 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||||
1.3 | Elect Eric Schmidt | Mgmt | For | For | For | ||||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | ||||
1.5 | Elect Diane Greene | Mgmt | For | For | For | ||||
1.6 | Elect John Hennessy | Mgmt | For | For | For | ||||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Paul Otellini | Mgmt | For | For | For | ||||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | ||||
1.10 | Elect Shirley Tilghman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Establish Class C Capital Stock | Mgmt | For | Against | Against | ||||
4 | Increase in Authorized Shares of Class A Common Stock | Mgmt | For | Against | Against | ||||
5 | Adopt Article Amendments to Ensure the Fair Treatment of Class A Common Stock | Mgmt | For | Against | Against | ||||
6 | 2012 Stock Plan | Mgmt | For | Against | Against | ||||
7 | 2012 Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
8 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Arbitration | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
GrafTech International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GTI | CUSIP 384313102 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Randy Carson | Mgmt | For | For | For | ||||
1.2 | Elect Mary Cranston | Mgmt | For | For | For | ||||
1.3 | Elect Harold Layman | Mgmt | For | For | For | ||||
1.4 | Elect Ferrell McClean | Mgmt | For | For | For | ||||
1.5 | Elect Nathan Milikowsky | Mgmt | For | For | For | ||||
1.6 | Elect Michael Nahl | Mgmt | For | For | For | ||||
1.7 | Elect Steven Shawley | Mgmt | For | For | For | ||||
1.8 | Elect Craig Shular | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hasbro, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAS | CUSIP 418056107 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | ||||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | ||||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | ||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | ||||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | ||||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | ||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | ||||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | ||||
1.12 | Elect Edward Philip | Mgmt | For | For | For | ||||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
HealthSouth Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HLS | CUSIP 421924309 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Chidsey | Mgmt | For | For | For | ||||
1.2 | Elect Donald Correll | Mgmt | For | For | For | ||||
1.3 | Elect Yvonne Curl | Mgmt | For | For | For | ||||
1.4 | Elect Charles Elson | Mgmt | For | For | For | ||||
1.5 | Elect Jay Grinney | Mgmt | For | For | For | ||||
1.6 | Elect Jon Hanson | Mgmt | For | For | For | ||||
1.7 | Elect Leo Higdon, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect John Maupin, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Hertz Global Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HTZ | CUSIP 42805T105 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carl Berquist | Mgmt | For | For | For | ||||
2 | Elect Michael Koehler | Mgmt | For | For | For | ||||
3 | Elect Linda Fayne Levinson | Mgmt | For | For | For | ||||
4 | Elect Angel Morales | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hess Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HES | CUSIP 42809H107 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Hess | Mgmt | For | For | For | ||||
2 | Elect Samuel Bodman, III | Mgmt | For | For | For | ||||
3 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | ||||
4 | Elect Craig Matthews | Mgmt | For | For | For | ||||
5 | Elect Ernst von Metzsch | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
9 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | ||||
Hewlett-Packard Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HPQ | CUSIP 428236103 | 03/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | ||||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | ||||
3 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
4 | Elect John Hammergren | Mgmt | For | For | For | ||||
5 | Elect Raymond Lane | Mgmt | For | For | For | ||||
6 | Elect Ann Livermore | Mgmt | For | For | For | ||||
7 | Elect Gary Reiner | Mgmt | For | For | For | ||||
8 | Elect Patricia Russo | Mgmt | For | For | For | ||||
9 | Elect G. Kennedy Thompson | Mgmt | For | For | For | ||||
10 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
HomeAway, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AWAY | CUSIP 43739Q100 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Todd Chaffee | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Carl Shepherd | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Robert Solomon | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Honeywell International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HON | CUSIP 438516106 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gordon Bethune | Mgmt | For | For | For | ||||
2 | Elect Kevin Burke | Mgmt | For | For | For | ||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
4 | Elect David Cote | Mgmt | For | For | For | ||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | ||||
6 | Elect Linnet Deily | Mgmt | For | For | For | ||||
7 | Elect Judd Gregg | Mgmt | For | For | For | ||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | ||||
9 | Elect George Paz | Mgmt | For | For | For | ||||
10 | Elect Bradley Sheares | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Hubbell Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HUB.A | CUSIP 443510102 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lynn Good | Mgmt | For | For | For | ||||
1.2 | Elect Anthony Guzzi | Mgmt | For | For | For | ||||
1.3 | Elect Neal Keating | Mgmt | For | For | For | ||||
1.4 | Elect John Malloy | Mgmt | For | For | For | ||||
1.5 | Elect Andrew McNally, IV | Mgmt | For | For | For | ||||
1.6 | Elect Timothy Powers | Mgmt | For | For | For | ||||
1.7 | Elect G. Jackson Ratcliffe | Mgmt | For | For | For | ||||
1.8 | Elect Carlos Rodriguez | Mgmt | For | For | For | ||||
1.9 | Elect John Russell | Mgmt | For | For | For | ||||
1.10 | Elect Richard Swift | Mgmt | For | For | For | ||||
1.11 | Elect Daniel Van Riper | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Human Genome Sciences, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HGSI | CUSIP 444903108 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Allan Baxter | Mgmt | For | For | For | ||||
1.2 | Elect Richard Danzig | Mgmt | For | For | For | ||||
1.3 | Elect Colin Goddard | Mgmt | For | For | For | ||||
1.4 | Elect Maxine Gowen | Mgmt | For | For | For | ||||
1.5 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For | ||||
1.6 | Elect Argeris Karabelas | Mgmt | For | For | For | ||||
1.7 | Elect John LaMattina | Mgmt | For | For | For | ||||
1.8 | Elect Augustine Lawlor | Mgmt | For | For | For | ||||
1.9 | Elect George Morrow | Mgmt | For | For | For | ||||
1.10 | Elect Gregory Norden | Mgmt | For | For | For | ||||
1.11 | Elect H. Thomas Watkins | Mgmt | For | For | For | ||||
1.12 | Elect Robert Young | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Iconix Brand Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ICON | CUSIP 451055107 | 08/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Neil Cole | Mgmt | For | For | For | ||||
1.2 | Elect Barry Emanuel | Mgmt | For | For | For | ||||
1.3 | Elect Drew Cohen | Mgmt | For | For | For | ||||
1.4 | Elect F. Peter Cuneo | Mgmt | For | For | For | ||||
1.5 | Elect Mark Friedman | Mgmt | For | For | For | ||||
1.6 | Elect James Marcum | Mgmt | For | For | For | ||||
1.7 | Elect Laurence Charney | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Informatica Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INFA | CUSIP 45666Q102 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sohaib Abbasi | Mgmt | For | For | For | ||||
2 | Elect Geoffrey Squire | Mgmt | For | For | For | ||||
3 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Intel Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INTC | CUSIP 458140100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | ||||
2 | Elect Andy Bryant | Mgmt | For | For | For | ||||
3 | Elect Susan Decker | Mgmt | For | For | For | ||||
4 | Elect John Donahoe | Mgmt | For | For | For | ||||
5 | Elect Reed Hundt | Mgmt | For | For | For | ||||
6 | Elect Paul Otellini | Mgmt | For | For | For | ||||
7 | Elect James Plummer | Mgmt | For | For | For | ||||
8 | Elect David Pottruck | Mgmt | For | For | For | ||||
9 | Elect Frank Yeary | Mgmt | For | For | For | ||||
10 | Elect David Yoffie | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | ||||
Interpublic Group of Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPG | CUSIP 460690100 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | ||||
2 | Elect Jill Considine | Mgmt | For | For | For | ||||
3 | Elect Richard Goldstein | Mgmt | For | For | For | ||||
4 | Elect Mary Guilfoile | Mgmt | For | For | For | ||||
5 | Elect H. John Greeniaus | Mgmt | For | For | For | ||||
6 | Elect Dawn Hudson | Mgmt | For | For | For | ||||
7 | Elect William Kerr | Mgmt | For | For | For | ||||
8 | Elect Michael Roth | Mgmt | For | For | For | ||||
9 | Elect David Thomas | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Invesco Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IVZ | CUSIP G491BT108 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Martin Flanagan | Mgmt | For | For | For | ||||
2 | Elect C. Robert Henrikson | Mgmt | For | For | For | ||||
3 | Elect Ben Johnson III | Mgmt | For | For | For | ||||
4 | Elect J. Thomas Presby | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Iridium Communications Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IRDM | CUSIP 46269C102 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Niehaus | Mgmt | For | For | For | ||||
1.2 | Elect J. Darrel Barros | Mgmt | For | For | For | ||||
1.3 | Elect Scott Bok | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Canfield | Mgmt | For | For | For | ||||
1.5 | Elect Peter Dawkins | Mgmt | For | For | For | ||||
1.6 | Elect Matthew Desch | Mgmt | For | For | For | ||||
1.7 | Elect Alvin Krongard | Mgmt | For | For | For | ||||
1.8 | Elect Eric Olson | Mgmt | For | For | For | ||||
1.9 | Elect Steven Pfeiffer | Mgmt | For | For | For | ||||
1.10 | Elect Parker Rush | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Jabil Circuit, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JBL | CUSIP 466313103 | 01/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martha Brooks | Mgmt | For | For | For | ||||
1.2 | Elect Mel Lavitt | Mgmt | For | For | For | ||||
1.3 | Elect Timothy Main | Mgmt | For | For | For | ||||
1.4 | Elect William Morean | Mgmt | For | For | For | ||||
1.5 | Elect Lawrence Murphy | Mgmt | For | For | For | ||||
1.6 | Elect Frank Newman | Mgmt | For | For | For | ||||
1.7 | Elect Steven Raymund | Mgmt | For | For | For | ||||
1.8 | Elect Thomas Sansone | Mgmt | For | For | For | ||||
1.9 | Elect David Stout | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Juniper Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNPR | CUSIP 48203R104 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mercedes Johnson | Mgmt | For | For | For | ||||
1.2 | Elect Scott Kriens | Mgmt | For | For | For | ||||
1.3 | Elect William Stensrud | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kansas City Southern | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KSU | CUSIP 485170302 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lu Cordova | Mgmt | For | For | For | ||||
1.2 | Elect Michael Haverty | Mgmt | For | For | For | ||||
1.3 | Elect Thomas McDonnell | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
4 | Elimination of Cumulative Voting | Mgmt | For | For | For | ||||
5 | Technical Amendments to Certificate | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
Key Energy Services Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KEG | CUSIP 492914106 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Alario | Mgmt | For | For | For | ||||
2 | Elect Ralph Michael III | Mgmt | For | For | For | ||||
3 | Elect Arlene Yocum | Mgmt | For | For | For | ||||
4 | 2012 Equity and Cash Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
KLA-Tencor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KLAC | CUSIP 482480100 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Calderoni | Mgmt | For | For | For | ||||
1.2 | Elect John Dickson | Mgmt | For | For | For | ||||
1.3 | Elect Kevin Kennedy | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Kosmos Energy Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KOS | CUSIP G5315B107 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John R. Kemp III | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Brian F. Maxted | Mgmt | For | Withhold | Against | ||||
1.3 | Elect David I. Foley | Mgmt | For | Withhold | Against | ||||
1.4 | Elect David B. Krieger | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Joseph P. Landy | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Prakash A. Melwani | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Abebayo O. Ogunlesi | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Chris Tong | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Christopher A. Wright | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Lam Research Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LRCX | CUSIP 512807108 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Bagley | Mgmt | For | For | For | ||||
1.2 | Elect Robert Berdahl | Mgmt | For | For | For | ||||
1.3 | Elect Eric Brandt | Mgmt | For | For | For | ||||
1.4 | Elect Michael Cannon | Mgmt | For | For | For | ||||
1.5 | Elect Christine Heckart | Mgmt | For | For | For | ||||
1.6 | Elect Grant Inman | Mgmt | For | For | For | ||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | ||||
1.8 | Elect Stephen Newberry | Mgmt | For | For | For | ||||
1.9 | Elect Kim Perdikou | Mgmt | For | For | For | ||||
1.10 | Elect Abhijit Talwalkar | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Las Vegas Sands Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LVS | CUSIP 517834107 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jason Ader | Mgmt | For | For | For | ||||
1.2 | Elect Michael Leven | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey Schwartz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Linn Energy, LLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LINE | CUSIP 536020100 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George Alcorn | Mgmt | For | For | For | ||||
1.2 | Elect Mark Ellis | Mgmt | For | For | For | ||||
1.3 | Elect Terrence Jacobs | Mgmt | For | For | For | ||||
1.4 | Elect Michael Linn | Mgmt | For | For | For | ||||
1.5 | Elect Joseph McCoy | Mgmt | For | For | For | ||||
1.6 | Elect Jeffrey Swoveland | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Lorillard, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LO | CUSIP 544147101 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Almon | Mgmt | For | For | For | ||||
2 | Elect Kit Dietz | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | ||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
LyondellBasell Industries NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LYB | CUSIP N53745100 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robin Buchanan | Mgmt | For | For | For | ||||
2 | Elect Stephen Cooper | Mgmt | For | For | For | ||||
3 | Elect Robert G. Gwin | Mgmt | For | For | For | ||||
4 | Elect Marvin Schlanger | Mgmt | For | For | For | ||||
5 | Approval of Annual Accounts | Mgmt | For | For | For | ||||
6 | Officer Liability/Indemnification | Mgmt | For | For | For | ||||
7 | Director Liability/Indemnification | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | ||||
11 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
14 | 2012 Global Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
McKesson Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCK | CUSIP 58155Q103 | 07/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andy Bryant | Mgmt | For | For | For | ||||
2 | Elect Wayne Budd | Mgmt | For | For | For | ||||
3 | Elect John Hammergren | Mgmt | For | For | For | ||||
4 | Elect Alton Irby III | Mgmt | For | For | For | ||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | ||||
6 | Elect Marie Knowles | Mgmt | For | For | For | ||||
7 | Elect David Lawrence | Mgmt | For | For | For | ||||
8 | Elect Edward Mueller | Mgmt | For | For | For | ||||
9 | Elect Jane Shaw | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
13 | Reduction of Supermajority Requirement for Amendments to Series A Junior Participating Preferred Stock | Mgmt | For | For | For | ||||
14 | Reduction of Supermajority Requirement to Alter By-Laws | Mgmt | For | For | For | ||||
15 | Elimination of Supermajority Requirement and Fair Price Provision for Certain Business Combinations | Mgmt | For | For | For | ||||
16 | Amendment to the Certificate of Incorporation to Remove Transitional Provision | Mgmt | For | For | For | ||||
17 | Amendment to the Certificate of Incorporation Concerning Interested Transactions | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Mead Johnson Nutrition Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MJN | CUSIP 582839106 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Golsby | Mgmt | For | For | For | ||||
2 | Elect Steven Altschuler | Mgmt | For | For | For | ||||
3 | Elect Howard Bernick | Mgmt | For | For | For | ||||
4 | Elect Kimberly Casiano | Mgmt | For | For | For | ||||
5 | Elect Anna Catalano | Mgmt | For | For | For | ||||
6 | Elect Celeste Clark | Mgmt | For | For | For | ||||
7 | Elect James Cornelius | Mgmt | For | For | For | ||||
8 | Elect Peter Ratcliffe | Mgmt | For | For | For | ||||
9 | Elect Elliott Sigal | Mgmt | For | For | For | ||||
10 | Elect Robert Singer | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Medicines Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDCO | CUSIP 584688105 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Armin Kessler | Mgmt | For | For | For | ||||
1.2 | Elect Robert Savage | Mgmt | For | For | For | ||||
1.3 | Elect Glenn Sblendorio | Mgmt | For | For | For | ||||
1.4 | Elect Melvin Spigelman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Merck & Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRK | CUSIP 58933Y105 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leslie Brun | Mgmt | For | For | For | ||||
2 | Elect Thomas Cech | Mgmt | For | For | For | ||||
3 | Elect Kenneth Frazier | Mgmt | For | For | For | ||||
4 | Elect Thomas Glocer | Mgmt | For | For | For | ||||
5 | Elect William Harrison, Jr. | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Rochelle Lazarus | Mgmt | For | For | For | ||||
8 | Elect Carlos Represas | Mgmt | For | For | For | ||||
9 | Elect Patricia Russo | Mgmt | For | For | For | ||||
10 | Elect Craig Thompson | Mgmt | For | For | For | ||||
11 | Elect Wendell Weeks | Mgmt | For | For | For | ||||
12 | Elect Peter Wendell | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Reviewing Political Spending or Lobbying | ShrHldr | Against | Against | For | ||||
Microsoft Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSFT | CUSIP 594918104 | 11/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | ||||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||||
3 | Elect William Gates III | Mgmt | For | For | For | ||||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | ||||
5 | Elect Reed Hastings | Mgmt | For | For | For | ||||
6 | Elect Maria Klawe | Mgmt | For | For | For | ||||
7 | Elect David Marquardt | Mgmt | For | For | For | ||||
8 | Elect Charles Noski | Mgmt | For | For | For | ||||
9 | Elect Helmut Panke | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | ||||
Monsanto Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MON | CUSIP 61166W101 | 01/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Janine Fields | Mgmt | For | For | For | ||||
2 | Elect Hugh Grant | Mgmt | For | For | For | ||||
3 | Elect C. Steven McMillan | Mgmt | For | For | For | ||||
4 | Elect Robert Stevens | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
7 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | ||||
National Oilwell Varco, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOV | CUSIP 637071101 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Merrill Miller, Jr. | Mgmt | For | For | For | ||||
2 | Elect Greg Armstrong | Mgmt | For | For | For | ||||
3 | Elect David Harrison | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | ||||
Newell Rubbermaid Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NWL | CUSIP 651229106 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Clarke | Mgmt | For | For | For | ||||
2 | Elect Elizabeth Cuthbert-Millett | Mgmt | For | For | For | ||||
3 | Elect Domenico De Sole | Mgmt | For | For | For | ||||
4 | Elect Steven Strobel | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Amendment to Articles of Incorporation to Declassify Board | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Nielsen Holdings N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NLSN | CUSIP N63218106 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Indemnification of Directors | Mgmt | For | For | For | ||||
3 | Elect David Calhoun | Mgmt | For | Against | Against | ||||
4 | Elect James Attwood, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect Richard Bressler | Mgmt | For | Against | Against | ||||
6 | Elect Simon Brown | Mgmt | For | Against | Against | ||||
7 | Elect Michael Chae | Mgmt | For | Against | Against | ||||
8 | Elect Patrick Healy | Mgmt | For | Against | Against | ||||
9 | Elect Karen Hoguet | Mgmt | For | Against | Against | ||||
10 | Elect James Kilts | Mgmt | For | Against | Against | ||||
11 | Elect Iain Leigh | Mgmt | For | Against | Against | ||||
12 | Elect Eliot Merrill | Mgmt | For | Against | Against | ||||
13 | Elect Alexander Navab | Mgmt | For | Against | Against | ||||
14 | Elect Robert Pozen | Mgmt | For | Against | Against | ||||
15 | Elect Robert Reid | Mgmt | For | Against | Against | ||||
16 | Elect Scott Schoen | Mgmt | For | Against | Against | ||||
17 | Elect Javier Teruel | Mgmt | For | Against | Against | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Appointment of Auditor to Audit the Dutch Annual Accounts | Mgmt | For | For | For | ||||
20 | Extension of Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
NII Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NIHD | CUSIP 62913F201 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin Beebe | Mgmt | For | For | For | ||||
2 | Elect Carolyn Katz | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Noble Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NBL | CUSIP 655044105 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey Berenson | Mgmt | For | For | For | ||||
2 | Elect Michael Cawley | Mgmt | For | For | For | ||||
3 | Elect Edward Cox | Mgmt | For | For | For | ||||
4 | Elect Charles Davidson | Mgmt | For | For | For | ||||
5 | Elect Thomas Edelman | Mgmt | For | For | For | ||||
6 | Elect Eric Grubman | Mgmt | For | For | For | ||||
7 | Elect Kirby Hedrick | Mgmt | For | For | For | ||||
8 | Elect Scott Urban | Mgmt | For | For | For | ||||
9 | Elect William Van Kleef | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
Nordstrom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JWN | CUSIP 655664100 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Phyllis Campbell | Mgmt | For | For | For | ||||
2 | Elect Michelle Ebanks | Mgmt | For | For | For | ||||
3 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
4 | Elect Robert Miller | Mgmt | For | For | For | ||||
5 | Elect Blake Nordstrom | Mgmt | For | For | For | ||||
6 | Elect Erik Nordstrom | Mgmt | For | For | For | ||||
7 | Elect Peter Nordstrom | Mgmt | For | For | For | ||||
8 | Elect Philip Satre | Mgmt | For | For | For | ||||
9 | Elect B. Kevin Turner | Mgmt | For | For | For | ||||
10 | Elect Robert Walter | Mgmt | For | For | For | ||||
11 | Elect Alison Winter | Mgmt | For | For | For | ||||
12 | Amendment to the Executive Management Bonus Plan | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Northrop Grumman Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOC | CUSIP 666807102 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Wesley Bush | Mgmt | For | For | For | ||||
2 | Elect Lewis Coleman | Mgmt | For | For | For | ||||
3 | Elect Victor Fazio | Mgmt | For | For | For | ||||
4 | Elect Donald Felsinger | Mgmt | For | For | For | ||||
5 | Elect Stephen Frank | Mgmt | For | For | For | ||||
6 | Elect Bruce Gordon | Mgmt | For | For | For | ||||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | ||||
8 | Elect Karl Krapek | Mgmt | For | For | For | ||||
9 | Elect Richard Myers | Mgmt | For | For | For | ||||
10 | Elect Aulana Peters | Mgmt | For | For | For | ||||
11 | Elect Gary Roughead | Mgmt | For | For | For | ||||
12 | Elect Thomas Schoewe | Mgmt | For | For | For | ||||
13 | Elect Kevin Sharer | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Amendment to Remove Requirement of Shareholder Approval for Significant Actions | Mgmt | For | For | For | ||||
17 | Additional Rights of Action by Written Consent | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
NVR, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVR | CUSIP 62944T105 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charles Andrews | Mgmt | For | For | For | ||||
2 | Elect Robert Butler | Mgmt | For | For | For | ||||
3 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
4 | Elect Thomas Eckert | Mgmt | For | For | For | ||||
5 | Elect Alfred Festa | Mgmt | For | Against | Against | ||||
6 | Elect Manuel Johnson | Mgmt | For | For | For | ||||
7 | Elect William Moran | Mgmt | For | For | For | ||||
8 | Elect David Preiser | Mgmt | For | For | For | ||||
9 | Elect W. Grady Rosier | Mgmt | For | For | For | ||||
10 | Elect Dwight Schar | Mgmt | For | For | For | ||||
11 | Elect John Toups | Mgmt | For | For | For | ||||
12 | Elect Paul Whetsell | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Occidental Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OXY | CUSIP 674599105 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Spencer Abraham | Mgmt | For | For | For | ||||
2 | Elect Howard Atkins | Mgmt | For | For | For | ||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | ||||
4 | Elect Edward Djerejian | Mgmt | For | For | For | ||||
5 | Elect John Feick | Mgmt | For | For | For | ||||
6 | Elect Margaret Foran | Mgmt | For | For | For | ||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | ||||
8 | Elect Ray Irani | Mgmt | For | For | For | ||||
9 | Elect Avedick Poladian | Mgmt | For | For | For | ||||
10 | Elect Aziz Syriani | Mgmt | For | For | For | ||||
11 | Elect Rosemary Tomich | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | ||||
Oil States International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OIS | CUSIP 678026105 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect S. James Nelson | Mgmt | For | For | For | ||||
1.2 | Elect Gary Rosenthal | Mgmt | For | For | For | ||||
1.3 | Elect William Van Kleef | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Oracle Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORCL | CUSIP 68389X105 | 10/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | ||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | ||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | ||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | ||||
1.6 | Elect George Conrades | Mgmt | For | For | For | ||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | ||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | ||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | ||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | ||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
OraSure Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OSUR | CUSIP 68554V108 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Celano | Mgmt | For | For | For | ||||
1.2 | Elect Douglas Michels | Mgmt | For | For | For | ||||
1.3 | Elect Charles Patrick | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Owens Corning | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OC | CUSIP 690742101 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Norman Blake, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect James McMonagle | Mgmt | For | For | For | ||||
1.3 | Elect W. Howard Morris | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Parker-Hannifin Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PH | CUSIP 701094104 | 10/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | ||||
1.2 | Elect Linda Harty | Mgmt | For | For | For | ||||
1.3 | Elect William Kassling | Mgmt | For | For | For | ||||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | ||||
1.5 | Elect Klaus-Peter Muller | Mgmt | For | For | For | ||||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | ||||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | ||||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | ||||
1.9 | Elect Ake Svensson | Mgmt | For | For | For | ||||
1.10 | Elect James Wainscott | Mgmt | For | For | For | ||||
1.11 | Elect Donald Washkewicz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | For | Against | ||||
PepsiCo, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PEP | CUSIP 713448108 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Shona Brown | Mgmt | For | For | For | ||||
2 | Elect Ian Cook | Mgmt | For | For | For | ||||
3 | Elect Dina Dublon | Mgmt | For | For | For | ||||
4 | Elect Victor Dzau | Mgmt | For | For | For | ||||
5 | Elect Ray Hunt | Mgmt | For | For | For | ||||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | ||||
7 | Elect Indra Nooyi | Mgmt | For | For | For | ||||
8 | Elect Sharon Rockefeller | Mgmt | For | For | For | ||||
9 | Elect James Schiro | Mgmt | For | For | For | ||||
10 | Elect Lloyd Trotter | Mgmt | For | For | For | ||||
11 | Elect Daniel Vasella | Mgmt | For | For | For | ||||
12 | Elect Alberto Weisser | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Reapproval of the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Risk Oversight Committee | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
Philip Morris International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PM | CUSIP 718172109 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Harold Brown | Mgmt | For | For | For | ||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||||
3 | Elect Louis Camilleri | Mgmt | For | For | For | ||||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||||
5 | Elect Jennifer Li | Mgmt | For | For | For | ||||
6 | Elect Graham Mackay | Mgmt | For | For | For | ||||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | ||||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | ||||
9 | Elect Lucio Noto | Mgmt | For | For | For | ||||
10 | Elect Robert Polet | Mgmt | For | For | For | ||||
11 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||||
12 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2012 Performance Incentive Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Formation of Ethics Committee | ShrHldr | Against | Against | For | ||||
Polycom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLCM | CUSIP 73172K104 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andrew Miller | Mgmt | For | For | For | ||||
2 | Elect Betsy Atkins | Mgmt | For | For | For | ||||
3 | Elect David DeWalt | Mgmt | For | For | For | ||||
4 | Elect John Kelley, Jr. | Mgmt | For | For | For | ||||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | ||||
6 | Elect William Owens | Mgmt | For | For | For | ||||
7 | Elect Kevin Parker | Mgmt | For | For | For | ||||
8 | Amendment to the Performance Bonus Plan | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Precision Castparts Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCP | CUSIP 740189105 | 08/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Don Graber | Mgmt | For | For | For | ||||
1.2 | Elect Lester Lyles | Mgmt | For | For | For | ||||
1.3 | Elect Timothy Wicks | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
priceline.com Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCLN | CUSIP 741503403 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For | ||||
1.2 | Elect Ralph Bahna | Mgmt | For | For | For | ||||
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Jan Docter | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For | ||||
1.6 | Elect James Guyette | Mgmt | For | For | For | ||||
1.7 | Elect Nancy Peretsman | Mgmt | For | For | For | ||||
1.8 | Elect Craig Rydin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
PVH Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PVH | CUSIP 693656100 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Baglivo | Mgmt | For | For | For | ||||
2 | Elect Emanuel Chirico | Mgmt | For | For | For | ||||
3 | Elect Juan Figuereo | Mgmt | For | For | For | ||||
4 | Elect Joseph Fuller | Mgmt | For | For | For | ||||
5 | Elect Fred Gehring | Mgmt | For | For | For | ||||
6 | Elect Margaret Jenkins | Mgmt | For | For | For | ||||
7 | Elect David Landau | Mgmt | For | For | For | ||||
8 | Elect Bruce Maggin | Mgmt | For | For | For | ||||
9 | Elect V. James Marino | Mgmt | For | For | For | ||||
10 | Elect Henry Nasella | Mgmt | For | For | For | ||||
11 | Elect Rita Rodriguez | Mgmt | For | For | For | ||||
12 | Elect Craig Rydin | Mgmt | For | For | For | ||||
13 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
QUALCOMM Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QCOM | CUSIP 747525103 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | ||||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | ||||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | ||||
1.6 | Elect Paul Jacobs | Mgmt | For | For | For | ||||
1.7 | Elect Robert Kahn | Mgmt | For | For | For | ||||
1.8 | Elect Sherry Lansing | Mgmt | For | For | For | ||||
1.9 | Elect Duane Nelles | Mgmt | For | For | For | ||||
1.10 | Elect Francisco Ros | Mgmt | For | For | For | ||||
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | ||||
1.12 | Elect Marc Stern | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Elimination of Plurality Voting Standard for Election of Directors | Mgmt | For | For | For | ||||
Quest Diagnostics Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DGX | CUSIP 74834L100 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jenne Britell | Mgmt | For | For | For | ||||
2 | Elect Gail Wilensky | Mgmt | For | For | For | ||||
3 | Elect John Ziegler | Mgmt | For | For | For | ||||
4 | Amendment to the Employee Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | ||||
Radware Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RDWR | CUSIP M81873107 | 09/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Hagen Hultzsch | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Yael Langer | Mgmt | For | Withhold | Against | ||||
2 | Appointment of Yehuda Zisapel as Chairman | Mgmt | For | For | For | ||||
3 | Amendments to Articles [Bundled] | Mgmt | For | For | For | ||||
4 | Indemnification of Directors | Mgmt | For | For | For | ||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Red Hat, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RHT | CUSIP 756577102 | 08/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sohaib Abbasi | Mgmt | For | For | For | ||||
2 | Elect Narendra Gupta | Mgmt | For | For | For | ||||
3 | Elect William Kaiser | Mgmt | For | For | For | ||||
4 | Elect James Whitehurst | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
8 | 2011 Performance Compensation Plan | Mgmt | For | For | For | ||||
Republic Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RSG | CUSIP 760759100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Crownover | Mgmt | For | For | For | ||||
2 | Elect William Flynn | Mgmt | For | For | For | ||||
3 | Elect Michael Larson | Mgmt | For | Against | Against | ||||
4 | Elect Nolan Lehmann | Mgmt | For | For | For | ||||
5 | Elect W. Lee Nutter | Mgmt | For | For | For | ||||
6 | Elect Ramon Rodriguez | Mgmt | For | For | For | ||||
7 | Elect Donald Slager | Mgmt | For | For | For | ||||
8 | Elect Allan Sorensen | Mgmt | For | For | For | ||||
9 | Elect John Trani | Mgmt | For | For | For | ||||
10 | Elect Michael Wickham | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHldr | Against | For | Against | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Rio Tinto plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RIO | CINS G75754104 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Chris Lynch | Mgmt | For | For | For | ||||
4 | Elect John Varley | Mgmt | For | For | For | ||||
5 | Elect Tom Albanese | Mgmt | For | For | For | ||||
6 | Elect Robert Brown | Mgmt | For | For | For | ||||
7 | Elect Vivienne Cox | Mgmt | For | For | For | ||||
8 | Elect Jan du Plessis | Mgmt | For | For | For | ||||
9 | Elect Guy Elliott | Mgmt | For | For | For | ||||
10 | Elect Michael Fitzpatrick | Mgmt | For | For | For | ||||
11 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
12 | Elect Richard Goodmanson | Mgmt | For | For | For | ||||
13 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | ||||
14 | Elect Paul Tellier | Mgmt | For | For | For | ||||
15 | Elect Samuel Walsh | Mgmt | For | For | For | ||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
17 | Global Employee Share Plan | Mgmt | For | For | For | ||||
18 | Share Savings Plan Renewal | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
salesforce.com, inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CRM | CUSIP 79466L302 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Craig Ramsey | Mgmt | For | For | For | ||||
2 | Elect Sanford Robertson | Mgmt | For | For | For | ||||
3 | Elect Maynard Webb | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
SanDisk Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNDK | CUSIP 80004C101 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Marks | Mgmt | For | For | For | ||||
2 | Elect Kevin DeNuccio | Mgmt | For | For | For | ||||
3 | Elect Irwin Federman | Mgmt | For | For | For | ||||
4 | Elect Steven Gomo | Mgmt | For | For | For | ||||
5 | Elect Eddy Hartenstein | Mgmt | For | For | For | ||||
6 | Elect Chenming Hu | Mgmt | For | For | For | ||||
7 | Elect Catherine Lego | Mgmt | For | For | For | ||||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Schlumberger N.V. (Schlumberger Limited) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLB | CUSIP 806857108 | 04/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Peter Currie | Mgmt | For | For | For | ||||
2 | Elect Anthony Isaac | Mgmt | For | For | For | ||||
3 | Elect K.V. Kamath | Mgmt | For | For | For | ||||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||||
6 | Elect Adrian Lajous | Mgmt | For | For | For | ||||
7 | Elect Michael Marks | Mgmt | For | For | For | ||||
8 | Elect Elizabeth Moler | Mgmt | For | For | For | ||||
9 | Elect Lubna Olayan | Mgmt | For | For | For | ||||
10 | Elect Leo Reif | Mgmt | For | For | For | ||||
11 | Elect Tore Sandvold | Mgmt | For | For | For | ||||
12 | Elect Henri Seydoux | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
Signet Jewelers Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIG | CUSIP G81276100 | 06/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect H. Todd Stitzer | Mgmt | For | For | For | ||||
2 | Elect Robert Blanchard | Mgmt | For | For | For | ||||
3 | Elect Dale Hilpert | Mgmt | For | For | For | ||||
4 | Elect Marianne Parrs | Mgmt | For | For | For | ||||
5 | Elect Thomas Plaskett | Mgmt | For | For | For | ||||
6 | Elect Russell Walls | Mgmt | For | For | For | ||||
7 | Elect Michael Barnes | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Skyworks Solutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWKS | CUSIP 83088M102 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David McLachlan | Mgmt | For | For | For | ||||
1.2 | Elect David Aldrich | Mgmt | For | For | For | ||||
1.3 | Elect Kevin Beebe | Mgmt | For | For | For | ||||
1.4 | Elect Moiz Beguwala | Mgmt | For | For | For | ||||
1.5 | Elect Timothy Furey | Mgmt | For | For | For | ||||
1.6 | Elect Balakrishnan Iyer | Mgmt | For | For | For | ||||
1.7 | Elect Thomas Leonard | Mgmt | For | For | For | ||||
1.8 | Elect David McGlade | Mgmt | For | For | For | ||||
1.9 | Elect Robert Schriesheim | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
SS&C Technologies Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SSNC | CUSIP 78467J100 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Etherington | Mgmt | For | For | For | ||||
1.2 | Elect Jonathan Michael | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
St. Jude Medical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STJ | CUSIP 790849103 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Brown | Mgmt | For | For | For | ||||
2 | Elect Daniel Starks | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Starbucks Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBUX | CUSIP 855244109 | 03/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Howard Schultz | Mgmt | For | For | For | ||||
2 | Elect William Bradley | Mgmt | For | For | For | ||||
3 | Elect Mellody Hobson | Mgmt | For | For | For | ||||
4 | Elect Kevin Johnson | Mgmt | For | For | For | ||||
5 | Elect Olden Lee | Mgmt | For | For | For | ||||
6 | Elect Joshua Ramo | Mgmt | For | For | For | ||||
7 | Elect James Shennan, Jr. | Mgmt | For | For | For | ||||
8 | Elect Clara Shih | Mgmt | For | For | For | ||||
9 | Elect Javier Teruel | Mgmt | For | For | For | ||||
10 | Elect Myron Ullman III | Mgmt | For | For | For | ||||
11 | Elect Craig Weatherup | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the Executive Management Bonus Plan | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | ||||
State Street Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STT | CUSIP 857477103 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kennett Burnes | Mgmt | For | For | For | ||||
2 | Elect Peter Coym | Mgmt | For | For | For | ||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | ||||
5 | Elect David Gruber | Mgmt | For | For | For | ||||
6 | Elect Linda Hill | Mgmt | For | For | For | ||||
7 | Elect Joseph Hooley | Mgmt | For | For | For | ||||
8 | Elect Robert Kaplan | Mgmt | For | For | For | ||||
9 | Elect Richard Sergel | Mgmt | For | For | For | ||||
10 | Elect Ronald Skates | Mgmt | For | For | For | ||||
11 | Elect Gregory Summe | Mgmt | For | For | For | ||||
12 | Elect Robert Weissman | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Steven Madden, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SHOO | CUSIP 556269108 | 05/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward Rosenfeld | Mgmt | For | For | For | ||||
1.2 | Elect John Madden | Mgmt | For | For | For | ||||
1.3 | Elect Peter Migliorini | Mgmt | For | For | For | ||||
1.4 | Elect Richard Randall | Mgmt | For | For | For | ||||
1.5 | Elect Ravi Sachdev | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Schwartz | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Stryker Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYK | CUSIP 863667101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | ||||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | ||||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | ||||
1.5 | Elect Allan Golston | Mgmt | For | For | For | ||||
1.6 | Elect Howard Lance | Mgmt | For | For | For | ||||
1.7 | Elect William Parfet | Mgmt | For | For | For | ||||
1.8 | Elect Ronda Stryker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Re-approval of the Executive Bonus Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Swift Transportation Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWFT | CUSIP 87074U101 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Post | Mgmt | For | For | For | ||||
1.2 | Elect Jerry Moyes | Mgmt | For | For | For | ||||
1.3 | Elect Richard H. Dozer | Mgmt | For | For | For | ||||
1.4 | Elect David Vander Ploeg | Mgmt | For | For | For | ||||
1.5 | Elect Glenn Brown | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
SXC Health Solutions Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SXCI | CUSIP 78505P100 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark Thierer | Mgmt | For | For | For | ||||
1.2 | Elect Steven Colser | Mgmt | For | For | For | ||||
1.3 | Elect Peter Bensen | Mgmt | For | For | For | ||||
1.4 | Elect William Davis | Mgmt | For | For | For | ||||
1.5 | Elect Philip Reddon | Mgmt | For | For | For | ||||
1.6 | Elect Curtis Thorne | Mgmt | For | For | For | ||||
1.7 | Elect Anthony Masso | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Synchronoss Technologies, Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNCR | CUSIP 87157B103 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Waldis | Mgmt | For | For | For | ||||
1.2 | Elect William Cadogan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Synopsys, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNPS | CUSIP 871607107 | 04/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Aart de Geus | Mgmt | For | For | For | ||||
1.2 | Elect Alfred Castino | Mgmt | For | For | For | ||||
1.3 | Elect Chi-Foon Chan | Mgmt | For | For | For | ||||
1.4 | Elect Bruce Chizen | Mgmt | For | For | For | ||||
1.5 | Elect Deborah Coleman | Mgmt | For | For | For | ||||
1.6 | Elect Chrysostomos Nikias | Mgmt | For | For | For | ||||
1.7 | Elect John Schwarz | Mgmt | For | For | For | ||||
1.8 | Elect Roy Vallee | Mgmt | For | For | For | ||||
1.9 | Elect Steven Walske | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
TE Connectivity Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEL | CUSIP H84989104 | 03/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Pierre Brondeau | Mgmt | For | For | For | ||||
2 | Elect Juergen Gromer | Mgmt | For | For | For | ||||
3 | Elect William Jeffrey | Mgmt | For | For | For | ||||
4 | Elect Thomas Lynch | Mgmt | For | For | For | ||||
5 | Elect NAM Yong | Mgmt | For | For | For | ||||
6 | Elect Daniel Phelan | Mgmt | For | For | For | ||||
7 | Elect Frederic Poses | Mgmt | For | For | For | ||||
8 | Elect Lawrence Smith | Mgmt | For | For | For | ||||
9 | Elect Paula Sneed | Mgmt | For | For | For | ||||
10 | Elect David Steiner | Mgmt | For | For | For | ||||
11 | Election John Van Scoter | Mgmt | For | For | For | ||||
12 | 2011 Annual Report | Mgmt | For | For | For | ||||
13 | Statutory Financial Statements | Mgmt | For | For | For | ||||
14 | Consolidated Financial Statements | Mgmt | For | For | For | ||||
15 | Release Board of Directors and Executive Officers | Mgmt | For | For | For | ||||
16 | Deloitte & Touche | Mgmt | For | For | For | ||||
17 | Deloitte AG, Zurich | Mgmt | For | For | For | ||||
18 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | ||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
20 | Amendment to the 2007 Stock and Incentive Plan | Mgmt | For | For | For | ||||
21 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Dividend Distribution Through a Reduction of Capital | Mgmt | For | For | For | ||||
24 | Reallocation of Free Reserves to Legal Reserves | Mgmt | For | For | For | ||||
25 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Teva Pharmaceutical Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEVA | CUSIP 881624209 | 09/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Chaim Hurvitz | Mgmt | For | For | For | ||||
3 | Elect Ory Slonim | Mgmt | For | For | For | ||||
4 | Elect Dan Suesskind | Mgmt | For | For | For | ||||
5 | Elect Joseph Nitzani | Mgmt | For | For | For | ||||
6 | Elect Dafna Schwartz | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | ||||
9 | Remuneration of Moshe Many | Mgmt | For | For | For | ||||
10 | Reimbursement of Phillip Frost's Travel Expenses | Mgmt | For | For | For | ||||
Texas Instruments Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TXN | CUSIP 882508104 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | ||||
2 | Elect Daniel Carp | Mgmt | For | For | For | ||||
3 | Elect Carrie Cox | Mgmt | For | For | For | ||||
4 | Elect Pamela Patsley | Mgmt | For | For | For | ||||
5 | Elect Robert Sanchez | Mgmt | For | For | For | ||||
6 | Elect Wayne Sanders | Mgmt | For | For | For | ||||
7 | Elect Ruth Simmons | Mgmt | For | For | For | ||||
8 | Elect Richard Templeton | Mgmt | For | For | For | ||||
9 | Elect Christine Whitman | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Charles Schwab Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCHW | CUSIP 808513105 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nancy Bechtle | Mgmt | For | For | For | ||||
2 | Elect Walter Bettinger II | Mgmt | For | For | For | ||||
3 | Elect C. Preston Butcher | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
The Coca-Cola Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KO | CUSIP 191216100 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Herbert Allen | Mgmt | For | For | For | ||||
2 | Elect Ronald Allen | Mgmt | For | For | For | ||||
3 | Elect Howard Buffett | Mgmt | For | For | For | ||||
4 | Elect Richard Daley | Mgmt | For | For | For | ||||
5 | Elect Barry Diller | Mgmt | For | For | For | ||||
6 | Elect Evan Greenberg | Mgmt | For | For | For | ||||
7 | Elect Alexis Herman | Mgmt | For | For | For | ||||
8 | Elect Muhtar Kent | Mgmt | For | For | For | ||||
9 | Elect Donald Keough | Mgmt | For | For | For | ||||
10 | Elect Robert Kotick | Mgmt | For | For | For | ||||
11 | Elect Maria Lagomasino | Mgmt | For | For | For | ||||
12 | Elect Donald McHenry | Mgmt | For | For | For | ||||
13 | Elect Sam Nunn | Mgmt | For | For | For | ||||
14 | Elect James Robinson III | Mgmt | For | For | For | ||||
15 | Elect Peter Ueberroth | Mgmt | For | For | For | ||||
16 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | ||||
17 | Elect James Williams | Mgmt | For | For | For | ||||
18 | Ratification of Auditor | Mgmt | For | For | For | ||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Procter & Gamble Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PG | CUSIP 742718109 | 10/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Angela Braly | Mgmt | For | For | For | ||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | ||||
3 | Elect Scott Cook | Mgmt | For | For | For | ||||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | ||||
5 | Elect Robert McDonald | Mgmt | For | For | For | ||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | ||||
8 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | ||||
10 | Elect Patricia Woertz | Mgmt | For | For | For | ||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
15 | Technical Amendments Regarding Preferred Stock | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHldr | Against | Against | For | ||||
The Timken Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TKR | CUSIP 887389104 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Ralston | Mgmt | For | For | For | ||||
1.2 | Elect John Reilly | Mgmt | For | For | For | ||||
1.3 | Elect John Timken, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Jacqueline Woods | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The TJX Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TJX | CUSIP 872540109 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zein Abdalla | Mgmt | For | For | For | ||||
2 | Elect Jose Alvarez | Mgmt | For | For | For | ||||
3 | Elect Alan Bennett | Mgmt | For | For | For | ||||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | ||||
5 | Elect David Ching | Mgmt | For | For | For | ||||
6 | Elect Michael Hines | Mgmt | For | For | For | ||||
7 | Elect Amy Lane | Mgmt | For | For | For | ||||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||||
9 | Elect John O'Brien | Mgmt | For | For | For | ||||
10 | Elect Willow Shire | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Approval of Material Terms of Executive Officer Performance Goals Under Cash Incentive Plans | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Walt Disney Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DIS | CUSIP 254687106 | 03/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Susan Arnold | Mgmt | For | For | For | ||||
2 | Elect John Chen | Mgmt | For | For | For | ||||
3 | Elect Judith Estrin | Mgmt | For | For | For | ||||
4 | Elect Robert Iger | Mgmt | For | For | For | ||||
5 | Elect Fred Langhammer | Mgmt | For | For | For | ||||
6 | Elect Aylwin Lewis | Mgmt | For | For | For | ||||
7 | Elect Monica Lozano | Mgmt | For | For | For | ||||
8 | Elect Robert Matschullat | Mgmt | For | For | For | ||||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | ||||
10 | Elect Orin Smith | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Thermo Fisher Scientific Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TMO | CUSIP 883556102 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Martin Harris | Mgmt | For | For | For | ||||
2 | Elect Judy Lewent | Mgmt | For | For | For | ||||
3 | Elect Jim Manzi | Mgmt | For | For | For | ||||
4 | Elect Lars Sorenson | Mgmt | For | For | For | ||||
5 | Elect Elaine Ullian | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Time Warner Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TWX | CUSIP 887317303 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barksdale | Mgmt | For | For | For | ||||
2 | Elect William Barr | Mgmt | For | For | For | ||||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | ||||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | ||||
5 | Elect Robert Clark | Mgmt | For | For | For | ||||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||||
7 | Elect Jessica Einhorn | Mgmt | For | For | For | ||||
8 | Elect Fred Hassan | Mgmt | For | For | For | ||||
9 | Elect Kenneth Novack | Mgmt | For | For | For | ||||
10 | Elect Paul Wachter | Mgmt | For | For | For | ||||
11 | Elect Deborah Wright | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Trimble Navigation Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRMB | CUSIP 896239100 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Steven Berglund | Mgmt | For | For | For | ||||
1.2 | Elect John Goodrich | Mgmt | For | For | For | ||||
1.3 | Elect William Hart | Mgmt | For | For | For | ||||
1.4 | Elect Merit Janow | Mgmt | For | For | For | ||||
1.5 | Elect Ulf Johansson | Mgmt | For | For | For | ||||
1.6 | Elect Ronald Nersesian | Mgmt | For | For | For | ||||
1.7 | Elect Bradford Parkinson | Mgmt | For | For | For | ||||
1.8 | Elect Mark Peek | Mgmt | For | For | For | ||||
1.9 | Elect Nickolas Vande Steeg | Mgmt | For | For | For | ||||
2 | Amendment to the 2002 Stock Plan | Mgmt | For | Against | Against | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Tronox Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRXAQ | CUSIP 897051108 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 03/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | ||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | ||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | ||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
3.7 | Elect John Krol | Mgmt | For | For | For | ||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | ||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | ||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | ||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Consolidation of Reserves | Mgmt | For | For | For | ||||
9 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendments to Articles of Association | Mgmt | For | For | For | ||||
United Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UTX | CUSIP 913017109 | 04/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Louis Chenevert | Mgmt | For | For | For | ||||
2 | Elect John Faraci | Mgmt | For | For | For | ||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | ||||
5 | Elect Edward Kangas | Mgmt | For | For | For | ||||
6 | Elect Ellen Kullman | Mgmt | For | For | For | ||||
7 | Elect Richard McCormick | Mgmt | For | For | For | ||||
8 | Elect Harold McGraw III | Mgmt | For | For | For | ||||
9 | Elect Richard Myers | Mgmt | For | For | For | ||||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | ||||
12 | Elect Christine Whitman | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
ViroPharma Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VPHM | CUSIP 928241108 | 05/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Brooke | Mgmt | For | For | For | ||||
1.2 | Elect Michael Dougherty | Mgmt | For | For | For | ||||
1.3 | Elect Robert Glaser | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
VMware, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VMW | CUSIP 928563402 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Walter Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WLT | CUSIP 93317Q105 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Beatty | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Howard Clark, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Jerry Kolb | Mgmt | For | For | For | ||||
1.4 | Elect Patrick Kriegshauser | Mgmt | For | For | For | ||||
1.5 | Elect Joseph Leonard | Mgmt | For | For | For | ||||
1.6 | Elect Graham Mascall | Mgmt | For | For | For | ||||
1.7 | Elect Bernard Rethore | Mgmt | For | For | For | ||||
1.8 | Elect Walter Scheller, III | Mgmt | For | For | For | ||||
1.9 | Elect Michael Tokarz | Mgmt | For | Withhold | Against | ||||
1.10 | Elect A.J. Wagner | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Wells Fargo & Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFC | CUSIP 949746101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Baker II | Mgmt | For | For | For | ||||
2 | Elect Elaine Chao | Mgmt | For | For | For | ||||
3 | Elect John Chen | Mgmt | For | For | For | ||||
4 | Elect Lloyd Dean | Mgmt | For | For | For | ||||
5 | Elect Susan Engel | Mgmt | For | For | For | ||||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
7 | Elect Donald James | Mgmt | For | For | For | ||||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | ||||
9 | Elect Nicholas Moore | Mgmt | For | For | For | ||||
10 | Elect Federico Pena | Mgmt | For | For | For | ||||
11 | Elect Philip Quigley | Mgmt | For | For | For | ||||
12 | Elect Judith Runstad | Mgmt | For | For | For | ||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | ||||
14 | Elect John Stumpf | Mgmt | For | For | For | ||||
15 | Elect Susan Swenson | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Cumulative Voting in Contested Elections | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | ||||
Wesco International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WCC | CUSIP 95082P105 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Engel | Mgmt | For | For | For | ||||
1.2 | Elect Steven Raymund | Mgmt | For | For | For | ||||
1.3 | Elect Lynn Utter | Mgmt | For | For | For | ||||
1.4 | Elect William J. Vareschi | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Wyndham Worldwide Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WYN | CUSIP 98310W108 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Holmes | Mgmt | For | For | For | ||||
1.2 | Elect Myra Biblowit | Mgmt | For | For | For | ||||
1.3 | Elect Pauline Richards | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Multi-Cap Value Fund | ||||||||
Date of fiscal year end: | 12/31/2011 | ||||||||
Acco Brands Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABD | CUSIP 00081T108 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Amendment to the 2011 Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Acco Brands Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABD | CUSIP 00081T108 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George Bayly | Mgmt | For | For | For | ||||
1.2 | Elect Kathleen Dvorak | Mgmt | For | For | For | ||||
1.3 | Elect G. Thomas Hargrove | Mgmt | For | For | For | ||||
1.4 | Elect Robert Jenkins | Mgmt | For | For | For | ||||
1.5 | Elect Robert Keller | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Kroeger | Mgmt | For | For | For | ||||
1.7 | Elect Michael Norkus | Mgmt | For | For | For | ||||
1.8 | Elect Sheila Talton | Mgmt | For | For | For | ||||
1.9 | Elect Norman Wesley | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Transaction of Other Business | Mgmt | N/A | Against | N/A | ||||
Advanced Micro Devices, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMD | CUSIP 007903107 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bruce Claflin | Mgmt | For | For | For | ||||
2 | Elect W. Michael Barnes | Mgmt | For | For | For | ||||
3 | Elect John Caldwell | Mgmt | For | For | For | ||||
4 | Elect Henry Chow | Mgmt | For | For | For | ||||
5 | Elect Craig Conway | Mgmt | For | For | For | ||||
6 | Elect Nicholas Donofrio | Mgmt | For | For | For | ||||
7 | Elect Paulett Eberhart | Mgmt | For | For | For | ||||
8 | Elect Waleed Al Mokarrab Al Muhairi | Mgmt | For | For | For | ||||
9 | Elect Robert Palmer | Mgmt | For | For | For | ||||
10 | Elect Rory Read | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Aetna Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AET | CUSIP 00817Y108 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||||
2 | Elect Mark Bertolini | Mgmt | For | For | For | ||||
3 | Elect Frank Clark, Jr. | Mgmt | For | For | For | ||||
4 | Elect Betsy Cohen | Mgmt | For | For | For | ||||
5 | Elect Molly Coye | Mgmt | For | For | For | ||||
6 | Elect Roger Farah | Mgmt | For | For | For | ||||
7 | Elect Barbara Franklin | Mgmt | For | For | For | ||||
8 | Elect Jeffrey Garten | Mgmt | For | For | For | ||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | ||||
10 | Elect Richard Harrington | Mgmt | For | For | For | ||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | ||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Aflac Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFL | CUSIP 001055102 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel Amos | Mgmt | For | For | For | ||||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | ||||
3 | Elect Paul Amos II | Mgmt | For | For | For | ||||
4 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||||
5 | Elect Elizabeth Hudson | Mgmt | For | For | For | ||||
6 | Elect Douglas Johnson | Mgmt | For | For | For | ||||
7 | Elect Robert Johnson | Mgmt | For | For | For | ||||
8 | Elect Charles Knapp | Mgmt | For | For | For | ||||
9 | Elect E. Stephen Purdom | Mgmt | For | For | For | ||||
10 | Elect Barbara Rimer | Mgmt | For | For | For | ||||
11 | Elect Marvin Schuster | Mgmt | For | For | For | ||||
12 | Elect Melvin Stith | Mgmt | For | For | For | ||||
13 | Elect David Thompson | Mgmt | For | For | For | ||||
14 | Elect Takuro Yoshida | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
17 | Amendment to the 2013 Management Incentive Plan. | Mgmt | For | For | For | ||||
18 | Ratification of Auditor | Mgmt | For | For | For | ||||
Amarin Corp. plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMRN | CUSIP 023111206 | 07/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph Anderson | Mgmt | For | For | For | ||||
2 | Elect James Healy | Mgmt | For | For | For | ||||
3 | Elect Kristine Peterson | Mgmt | For | For | For | ||||
4 | Elect David Feigal, Jr. | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
7 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | 2011 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
Ameren Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEE | CUSIP 023608102 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | ||||
1.2 | Elect Cathrine Brune | Mgmt | For | For | For | ||||
1.3 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | ||||
1.4 | Elect Walter Galvin | Mgmt | For | For | For | ||||
1.5 | Elect Gayle Jackson | Mgmt | For | For | For | ||||
1.6 | Elect James Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Steven Lipstein | Mgmt | For | For | For | ||||
1.8 | Elect Patrick Stokes | Mgmt | For | For | For | ||||
1.9 | Elect Thomas Voss | Mgmt | For | For | For | ||||
1.10 | Elect Stephen Wilson | Mgmt | For | For | For | ||||
1.11 | Elect Jack Woodard | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Coal Risk | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Energy Efficiency and Renewable Energy | ShrHldr | Against | Against | For | ||||
American Axle & Manufacturing Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXL | CUSIP 024061103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Dauch | Mgmt | For | For | For | ||||
1.2 | Elect Forest Farmer | Mgmt | For | For | For | ||||
1.3 | Elect Richard Lappin | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Walker | Mgmt | For | For | For | ||||
2 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Eagle Outfitters, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEO | CUSIP 02553E106 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Janice Page | Mgmt | For | For | For | ||||
2 | Elect Noel Spiegel | Mgmt | For | For | For | ||||
3 | Elect Gerald Wedren | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
American Electric Power Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEP | CUSIP 025537101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nicholas Atkins | Mgmt | For | For | For | ||||
2 | Elect David Anderson | Mgmt | For | For | For | ||||
3 | Elect James Cordes | Mgmt | For | For | For | ||||
4 | Elect Ralph Crosby, Jr. | Mgmt | For | For | For | ||||
5 | Elect Linda Goodspeed | Mgmt | For | For | For | ||||
6 | Elect Thomas Hoaglin | Mgmt | For | For | For | ||||
7 | Elect Michael Morris | Mgmt | For | For | For | ||||
8 | Elect Richard Notebaert | Mgmt | For | For | For | ||||
9 | Elect Lionel Nowell III | Mgmt | For | For | For | ||||
10 | Elect Richard Sandor | Mgmt | For | For | For | ||||
11 | Elect Sara Tucker | Mgmt | For | For | For | ||||
12 | Elect John Turner | Mgmt | For | For | For | ||||
13 | Senior Officer Incentive Plan | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Ameriprise Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMP | CUSIP 03076C106 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lon Greenberg | Mgmt | For | For | For | ||||
2 | Elect Warren Knowlton | Mgmt | For | For | For | ||||
3 | Elect Jeffrey Noddle | Mgmt | For | For | For | ||||
4 | Elect Robert Sharpe, Jr. | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
AmerisourceBergen Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABC | CUSIP 03073E105 | 03/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Collis | Mgmt | For | For | For | ||||
2 | Elect Richard Gozon | Mgmt | For | For | For | ||||
3 | Elect Kathleen Hyle | Mgmt | For | For | For | ||||
4 | Elect Michael Long | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AMETEK, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AME | CUSIP 031100100 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Malone | Mgmt | For | For | For | ||||
1.2 | Elect Elizabeth Varet | Mgmt | For | For | For | ||||
1.3 | Elect Dennis Williams | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Apache Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
APA | CUSIP 037411105 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Scott Josey | Mgmt | For | For | For | ||||
2 | Elect George Lawrence | Mgmt | For | For | For | ||||
3 | Elect Rodman Patton | Mgmt | For | For | For | ||||
4 | Elect Charles Pitman | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAPL | CUSIP 037833100 | 02/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Timothy Cook | Mgmt | For | For | For | ||||
1.3 | Elect Millard Drexler | Mgmt | For | For | For | ||||
1.4 | Elect Albert Gore, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Robert Iger | Mgmt | For | For | For | ||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.7 | Elect Arthur Levinson | Mgmt | For | For | For | ||||
1.8 | Elect Ronald Sugar | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Assured Guaranty Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGO | CUSIP G0585R106 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Francisco Borges | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Cozen | Mgmt | For | For | For | ||||
1.3 | Elect Patrick Kenny | Mgmt | For | For | For | ||||
1.4 | Elect Donald Layton | Mgmt | For | For | For | ||||
1.5 | Elect Robin Monro-Davies | Mgmt | For | For | For | ||||
1.6 | Elect Michael O'Kane | Mgmt | For | For | For | ||||
1.7 | Elect Wilbur Ross, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Walter Scott | Mgmt | For | For | For | ||||
1.9 | Elect Howard W. Albert | Mgmt | For | For | For | ||||
1.10 | Elect Robert A. Bailenson | Mgmt | For | For | For | ||||
1.11 | Elect Russell B. Brewer II | Mgmt | For | For | For | ||||
1.12 | Elect Gary Burnet | Mgmt | For | For | For | ||||
1.13 | Elect Dominic J. Frederico | Mgmt | For | For | For | ||||
1.14 | Elect James M. Michener | Mgmt | For | For | For | ||||
1.15 | Elect Robert B. Mills | Mgmt | For | For | For | ||||
1.16 | Elect Kevin Pearson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | ||||
Avon Products, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVP | CUSIP 054303102 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Douglas Conant | Mgmt | For | For | For | ||||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | ||||
1.4 | Elect Fred Hassan | Mgmt | For | For | For | ||||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.6 | Elect Maria Lagomasino | Mgmt | For | For | For | ||||
1.7 | Elect Ann Moore | Mgmt | For | For | For | ||||
1.8 | Elect Gary Rodkin | Mgmt | For | For | For | ||||
1.9 | Elect Paula Stern | Mgmt | For | For | For | ||||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Baker Hughes Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BHI | CUSIP 057224107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Larry Brady | Mgmt | For | For | For | ||||
1.2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Martin Craighead | Mgmt | For | For | For | ||||
1.4 | Elect Chad Deaton | Mgmt | For | For | For | ||||
1.5 | Elect Anthony Fernandes | Mgmt | For | For | For | ||||
1.6 | Elect Claire Gargalli | Mgmt | For | For | For | ||||
1.7 | Elect Pierre Jungels | Mgmt | For | For | For | ||||
1.8 | Elect James Lash | Mgmt | For | For | For | ||||
1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | ||||
1.10 | Elect H. John Riley, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect James Stewart | Mgmt | For | For | For | ||||
1.12 | Elect Charles Watson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Bank of America Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAC | CUSIP 060505104 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mukesh Ambani | Mgmt | For | For | For | ||||
2 | Elect Susan Bies | Mgmt | For | For | For | ||||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | ||||
4 | Elect Virgis Colbert | Mgmt | For | For | For | ||||
5 | Elect Charles Gifford | Mgmt | For | For | For | ||||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
7 | Elect Monica Lozano | Mgmt | For | For | For | ||||
8 | Elect Thomas May | Mgmt | For | For | For | ||||
9 | Elect Brian Moynihan | Mgmt | For | For | For | ||||
10 | Elect Donald Powell | Mgmt | For | For | For | ||||
11 | Elect Charles Rossotti | Mgmt | For | For | For | ||||
12 | Elect Robert Scully | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | ||||
BE Aerospace, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BEAV | CUSIP 073302101 | 07/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Khoury | Mgmt | For | For | For | ||||
1.2 | Elect Jonathan Schofield | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
CA, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CA | CUSIP 12673P105 | 08/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Raymond Bromark | Mgmt | For | For | For | ||||
2 | Elect Gary Fernandes | Mgmt | For | For | For | ||||
3 | Elect Rohit Kapoor | Mgmt | For | For | For | ||||
4 | Elect Kay Koplovitz | Mgmt | For | For | For | ||||
5 | Elect Christopher Lofgren | Mgmt | For | For | For | ||||
6 | Elect William McCracken | Mgmt | For | For | For | ||||
7 | Elect Richard Sulpizio | Mgmt | For | For | For | ||||
8 | Elect Laura Unger | Mgmt | For | For | For | ||||
9 | Elect Arthur Weinbach | Mgmt | For | For | For | ||||
10 | Elect Ron Zambonini | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
14 | 2011 Incentive Plan | Mgmt | For | For | For | ||||
15 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Cabot Oil & Gas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COG | CUSIP 127097103 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Rhys Best | Mgmt | For | For | For | ||||
2 | Elect Robert Kelley | Mgmt | For | For | For | ||||
3 | Elect P. Dexter Peacock | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability Criteria | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | ||||
Cameron International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAM | CUSIP 13342B105 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Baker Cunningham | Mgmt | For | For | For | ||||
2 | Elect Sheldon Erikson | Mgmt | For | For | For | ||||
3 | Elect Douglas Foshee | Mgmt | For | For | For | ||||
4 | Elect Rodolfo Landim | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | ||||
9 | Approve Restatement of Certificate of Incorporation | Mgmt | For | For | For | ||||
CBRE Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBG | CUSIP 12504L109 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Blum | Mgmt | For | For | For | ||||
1.2 | Elect Curtis Feeny | Mgmt | For | For | For | ||||
1.3 | Elect Bradford Freeman | Mgmt | For | For | For | ||||
1.4 | Elect Michael Kantor | Mgmt | For | For | For | ||||
1.5 | Elect Frederic Malek | Mgmt | For | For | For | ||||
1.6 | Elect Jane Su | Mgmt | For | For | For | ||||
1.7 | Elect Laura Tyson | Mgmt | For | For | For | ||||
1.8 | Elect Brett White | Mgmt | For | For | For | ||||
1.9 | Elect Gary Wilson | Mgmt | For | For | For | ||||
1.10 | Elect Ray Wirta | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Equity Incentive Plan | Mgmt | For | For | For | ||||
Celanese Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CE | CUSIP 150870103 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barlett | Mgmt | For | For | For | ||||
2 | Elect David Hoffmeister | Mgmt | For | For | For | ||||
3 | Elect Paul O'Neill | Mgmt | For | For | For | ||||
4 | Elect Jay Ihlenfeld | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Amendment to the 2009 Global Incentive Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Church & Dwight Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CHD | CUSIP 171340102 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect T. Rosie Albright | Mgmt | For | For | For | ||||
2 | Elect Ravichandra Saligram | Mgmt | For | For | For | ||||
3 | Elect Robert Shearer | Mgmt | For | For | For | ||||
4 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cisco Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSCO | CUSIP 17275R102 | 12/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carol Bartz | Mgmt | For | For | For | ||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
3 | Elect Michael Capellas | Mgmt | For | For | For | ||||
4 | Elect Larry Carter | Mgmt | For | For | For | ||||
5 | Elect John Chambers | Mgmt | For | For | For | ||||
6 | Elect Brian Halla | Mgmt | For | For | For | ||||
7 | Elect John Hennessy | Mgmt | For | For | For | ||||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | ||||
9 | Elect Roderick McGeary | Mgmt | For | For | For | ||||
10 | Elect Arun Sarin | Mgmt | For | For | For | ||||
11 | Elect Steven West | Mgmt | For | For | For | ||||
12 | Elect Jerry Yang | Mgmt | For | For | For | ||||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding the Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Citigroup Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
C | CUSIP 172967424 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Franz Humer | Mgmt | For | For | For | ||||
2 | Elect Robert Joss | Mgmt | For | For | For | ||||
3 | Elect Michael O'Neill | Mgmt | For | For | For | ||||
4 | Elect Vikram Pandit | Mgmt | For | For | For | ||||
5 | Elect Lawrence Ricciardi | Mgmt | For | For | For | ||||
6 | Elect Judith Rodin | Mgmt | For | For | For | ||||
7 | Elect Robert Ryan | Mgmt | For | For | For | ||||
8 | Elect Anthony Santomero | Mgmt | For | For | For | ||||
9 | Elect Joan Spero | Mgmt | For | For | For | ||||
10 | Elect Diana Taylor | Mgmt | For | For | For | ||||
11 | Elect William Thompson, Jr. | Mgmt | For | For | For | ||||
12 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | ||||
Coca-Cola Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCE | CUSIP 19122T109 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | ||||
1.2 | Elect John Brock | Mgmt | For | For | For | ||||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | ||||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | ||||
1.5 | Elect Orrin Ingram II | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Suzanne Labarge | Mgmt | For | For | For | ||||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | ||||
1.9 | Elect Garry Watts | Mgmt | For | For | For | ||||
1.10 | Elect Curtis Welling | Mgmt | For | For | For | ||||
1.11 | Elect Phoebe Wood | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Coventry Health Care, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVH | CUSIP 222862104 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel Mendelson | Mgmt | For | Against | Against | ||||
2 | Elect Rodman Moorhead, III | Mgmt | For | Against | Against | ||||
3 | Elect Timothy Weglicki | Mgmt | For | Against | Against | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Amendment to Supermajority Requirement | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | For | Against | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose Almeida | Mgmt | For | For | For | ||||
2 | Elect Craig Arnold | Mgmt | For | For | For | ||||
3 | Elect Robert Brust | Mgmt | For | For | For | ||||
4 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
5 | Elect Christopher Coughlin | Mgmt | For | For | For | ||||
6 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
15 | Amendments to Articles to Provide for Escheatment | Mgmt | For | For | For | ||||
16 | Amendment to Articles to Allow Non-Cash Dividends | Mgmt | For | For | For | ||||
Cullen/Frost Bankers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CFR | CUSIP 229899109 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect R. Denny Alexander | Mgmt | For | For | For | ||||
1.2 | Elect Carlos Alvarez | Mgmt | For | For | For | ||||
1.3 | Elect Royce Caldwell | Mgmt | For | For | For | ||||
1.4 | Elect Crawford Edwards | Mgmt | For | For | For | ||||
1.5 | Elect Ruben Escobedo | Mgmt | For | For | For | ||||
1.6 | Elect Richard Evans, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Patrick Frost | Mgmt | For | For | For | ||||
1.8 | Elect David Haemisegger | Mgmt | For | For | For | ||||
1.9 | Elect Karen Jennings | Mgmt | For | For | For | ||||
1.10 | Elect Richard Kleberg III | Mgmt | For | For | For | ||||
1.11 | Elect Charles Matthews | Mgmt | For | For | For | ||||
1.12 | Elect Ida Clement Steen | Mgmt | For | For | For | ||||
1.13 | Elect Horace Wilkins, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Discover Financial Services | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DFS | CUSIP 254709108 | 04/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey Aronin | Mgmt | For | For | For | ||||
2 | Elect Mary Bush | Mgmt | For | For | For | ||||
3 | Elect Gregory Case | Mgmt | For | For | For | ||||
4 | Elect Robert Devlin | Mgmt | For | For | For | ||||
5 | Elect Cynthia Glassman | Mgmt | For | For | For | ||||
6 | Elect Richard Lenny | Mgmt | For | For | For | ||||
7 | Elect Thomas Maheras | Mgmt | For | For | For | ||||
8 | Elect Michael Moskow | Mgmt | For | For | For | ||||
9 | Elect David Nelms | Mgmt | For | For | For | ||||
10 | Elect E. Follin Smith | Mgmt | For | For | For | ||||
11 | Elect Lawrence Weinbach | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dollar General Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DG | CUSIP 256677105 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raj Agrawal | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Warren Bryant | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Calbert | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Richard Dreiling | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Adrian Jones | Mgmt | For | Withhold | Against | ||||
1.6 | Elect William Rhodes III | Mgmt | For | Withhold | Against | ||||
1.7 | Elect David Rickard | Mgmt | For | Withhold | Against | ||||
2 | Reapproval of the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | Reapproval of the Annual Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
DTE Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DTE | CUSIP 233331107 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gerard Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Charles McClure, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Eugene Miller | Mgmt | For | For | For | ||||
1.4 | Elect Charles Pryor, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Ruth Shaw | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
E TRADE Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETFC | CUSIP 269246401 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||||
2 | Elect Rodger Lawson | Mgmt | For | For | For | ||||
3 | Elect Frank Petrilli | Mgmt | For | For | For | ||||
4 | Elect Rebecca Saeger | Mgmt | For | For | For | ||||
5 | Elect Joseph Sclafani | Mgmt | For | For | For | ||||
6 | Elect Stephen Willard | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
Electronics For Imaging, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EFII | CUSIP 286082102 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Eric Brown | Mgmt | For | For | For | ||||
1.2 | Elect Gill Cogan | Mgmt | For | For | For | ||||
1.3 | Elect Guy Gecht | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Georgens | Mgmt | For | For | For | ||||
1.5 | Elect Richard Kashnow | Mgmt | For | For | For | ||||
1.6 | Elect Dan Maydan | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Employers Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EIG | CUSIP 292218104 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Valerie Glenn | Mgmt | For | For | For | ||||
1.2 | Elect Ronald Mosher | Mgmt | For | For | For | ||||
1.3 | Elect Katherine Ong | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Energizer Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENR | CUSIP 29266R108 | 01/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bill Armstrong | Mgmt | For | For | For | ||||
2 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | ||||
3 | Elect Pamela Nicholson | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Ensco plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESV | CUSIP 29358Q109 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Christopher Gaut | Mgmt | For | For | For | ||||
2 | Elect Gerald Haddock | Mgmt | For | For | For | ||||
3 | Elect Paul Rowsey III | Mgmt | For | For | For | ||||
4 | Elect Francis Kalman | Mgmt | For | For | For | ||||
5 | Elect David Brown | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Ratification of Statutory Auditor | Mgmt | For | For | For | ||||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
9 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Fifth Third Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FITB | CUSIP 316773100 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Darryl Allen | Mgmt | For | For | For | ||||
1.2 | Elect B. Evan Bayh III | Mgmt | For | For | For | ||||
1.3 | Elect Ulysses Bridgeman, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Emerson Brumback | Mgmt | For | For | For | ||||
1.5 | Elect James Hackett | Mgmt | For | For | For | ||||
1.6 | Elect Gary Heminger | Mgmt | For | For | For | ||||
1.7 | Elect Jewell Hoover | Mgmt | For | For | For | ||||
1.8 | Elect William Isaac | Mgmt | For | For | For | ||||
1.9 | Elect Kevin Kabat | Mgmt | For | For | For | ||||
1.10 | Elect Mitchel Livingston | Mgmt | For | For | For | ||||
1.11 | Elect Michael McCallister | Mgmt | For | For | For | ||||
1.12 | Elect Hendrick Meijer | Mgmt | For | For | For | ||||
1.13 | Elect John Schiff, Jr. | Mgmt | For | For | For | ||||
1.14 | Elect Marsha Williams | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
First Horizon National Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FHN | CUSIP 320517105 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Carter | Mgmt | For | For | For | ||||
2 | Elect John Compton | Mgmt | For | For | For | ||||
3 | Elect Mark Emkes | Mgmt | For | For | For | ||||
4 | Elect Vicky Gregg | Mgmt | For | For | For | ||||
5 | Elect James Haslam III | Mgmt | For | For | For | ||||
6 | Elect D. Bryan Jordan | Mgmt | For | For | For | ||||
7 | Elect R. Brad Martin | Mgmt | For | For | For | ||||
8 | Elect Scott Niswonger | Mgmt | For | For | For | ||||
9 | Elect Vicki Palmer | Mgmt | For | For | For | ||||
10 | Elect Colin Reed | Mgmt | For | For | For | ||||
11 | Elect Luke Yancy III | Mgmt | For | For | For | ||||
12 | Amendment to the Equity Compensation Plan | Mgmt | For | For | For | ||||
13 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
Fortress Investment Group LLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FIG | CUSIP 34958B106 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Kauffman | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Michael Novogratz | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Takumi Shibata | Mgmt | For | Withhold | Against | ||||
1.4 | Elect George Wellde, Jr. | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Fortune Brands Home & Security Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FBHS | CUSIP 34964C106 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ann Hackett | Mgmt | For | Against | Against | ||||
2 | Elect John Morikis | Mgmt | For | Against | Against | ||||
3 | Elect Ronald Waters, III | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
GameStop Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GME | CUSIP 36467W109 | 06/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel DeMatteo | Mgmt | For | For | For | ||||
1.2 | Elect Shane Kim | Mgmt | For | For | For | ||||
1.3 | Elect J. Paul Raines | Mgmt | For | For | For | ||||
1.4 | Elect Kathy Vrabeck | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Gardner Denver, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GDI | CUSIP 365558105 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Arnold | Mgmt | For | For | For | ||||
1.2 | Elect Barry Pennypacker | Mgmt | For | For | For | ||||
1.3 | Elect Richard Thompson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Great Plains Energy Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GXP | CUSIP 391164100 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Terry Bassham | Mgmt | For | For | For | ||||
1.2 | Elect David Bodde | Mgmt | For | For | For | ||||
1.3 | Elect Michael Chesser | Mgmt | For | For | For | ||||
1.4 | Elect Randall Ferguson, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Gary Forsee | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Hyde | Mgmt | For | For | For | ||||
1.7 | Elect James Mitchell | Mgmt | For | For | For | ||||
1.8 | Elect John Sherman | Mgmt | For | For | For | ||||
1.9 | Elect Linda Talbott | Mgmt | For | For | For | ||||
1.10 | Elect Robert West | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hanesbrands Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HBI | CUSIP 410345102 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lee Chaden | Mgmt | For | For | For | ||||
1.2 | Elect Bobby Griffin | Mgmt | For | For | For | ||||
1.3 | Elect James Johnson | Mgmt | For | For | For | ||||
1.4 | Elect Jessica Mathews | Mgmt | For | For | For | ||||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | ||||
1.6 | Elect Ronald Nelson | Mgmt | For | For | For | ||||
1.7 | Elect Richard Noll | Mgmt | For | For | For | ||||
1.8 | Elect Andrew Schindler | Mgmt | For | For | For | ||||
1.9 | Elect Ann Ziegler | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Hasbro, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAS | CUSIP 418056107 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | ||||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | ||||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | ||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | ||||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | ||||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | ||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | ||||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | ||||
1.12 | Elect Edward Philip | Mgmt | For | For | For | ||||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Healthcare Services Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HCSG | CUSIP 421906108 | 05/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel McCartney | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Joseph McCartney | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Robert Frome | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Robert Moss | Mgmt | For | Withhold | Against | ||||
1.5 | Elect John Briggs | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Dino Ottaviano | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Theodore Wahl | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Michael McBryan | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Diane Casey | Mgmt | For | Withhold | Against | ||||
1.10 | Elect John McFadden | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Equity Incentive Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Hertz Global Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HTZ | CUSIP 42805T105 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carl Berquist | Mgmt | For | For | For | ||||
2 | Elect Michael Koehler | Mgmt | For | For | For | ||||
3 | Elect Linda Fayne Levinson | Mgmt | For | For | For | ||||
4 | Elect Angel Morales | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Huntington Bancshares Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HBAN | CUSIP 446150104 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Don Casto III | Mgmt | For | For | For | ||||
1.2 | Elect Ann Crane | Mgmt | For | For | For | ||||
1.3 | Elect Steven Elliott | Mgmt | For | For | For | ||||
1.4 | Elect Michael Endres | Mgmt | For | For | For | ||||
1.5 | Elect John Gerlach, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect David Lauer | Mgmt | For | For | For | ||||
1.7 | Elect Jonathan Levy | Mgmt | For | For | For | ||||
1.8 | Elect Richard Neu | Mgmt | For | For | For | ||||
1.9 | Elect David Porteous | Mgmt | For | For | For | ||||
1.10 | Elect Kathleen Ransier | Mgmt | For | For | For | ||||
1.11 | Elect Stephen Steinour | Mgmt | For | For | For | ||||
2 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Interpublic Group of Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPG | CUSIP 460690100 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | ||||
2 | Elect Jill Considine | Mgmt | For | For | For | ||||
3 | Elect Richard Goldstein | Mgmt | For | For | For | ||||
4 | Elect Mary Guilfoile | Mgmt | For | For | For | ||||
5 | Elect H. John Greeniaus | Mgmt | For | For | For | ||||
6 | Elect Dawn Hudson | Mgmt | For | For | For | ||||
7 | Elect William Kerr | Mgmt | For | For | For | ||||
8 | Elect Michael Roth | Mgmt | For | For | For | ||||
9 | Elect David Thomas | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
ISTA Pharmaceuticals | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISTA | CUSIP 45031X204 | 12/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Vicente Anido, Jr. | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Richard Williams | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
James River Coal Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JRCC | CUSIP 470355207 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald FlorJancic | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Vipperman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
JPMorgan Chase & Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JPM | CUSIP 46625H100 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Bell | Mgmt | For | For | For | ||||
2 | Elect Crandall Bowles | Mgmt | For | For | For | ||||
3 | Elect Stephen Burke | Mgmt | For | For | For | ||||
4 | Elect David Cote | Mgmt | For | For | For | ||||
5 | Elect James Crown | Mgmt | For | For | For | ||||
6 | Elect James Dimon | Mgmt | For | For | For | ||||
7 | Elect Timothy Flynn | Mgmt | For | For | For | ||||
8 | Elect Ellen Futter | Mgmt | For | For | For | ||||
9 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | ||||
10 | Elect Lee Raymond | Mgmt | For | For | For | ||||
11 | Elect William Weldon | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Key Energy Services Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KEG | CUSIP 492914106 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Alario | Mgmt | For | For | For | ||||
2 | Elect Ralph Michael III | Mgmt | For | For | For | ||||
3 | Elect Arlene Yocum | Mgmt | For | For | For | ||||
4 | 2012 Equity and Cash Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
L-3 Communications Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLL | CUSIP 502424104 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lewis Kramer | Mgmt | For | For | For | ||||
2 | Elect Robert Millard | Mgmt | For | For | For | ||||
3 | Elect Arthur Simon | Mgmt | For | For | For | ||||
4 | 2012 Cash Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
LeapFrog Enterprises, Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LF | CUSIP 52186N106 | 06/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Barbour | Mgmt | For | Withhold | Against | ||||
1.2 | Elect William Chiasson | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Thomas Kalinske | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Paul Marinelli | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Stanley Maron | Mgmt | For | Withhold | Against | ||||
1.6 | Elect E. Stanton McKee, Jr. | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Randy Rissman | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Caden Wang | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | ||||
Legg Mason, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LM | CUSIP 524901105 | 07/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Harold Adams | Mgmt | For | For | For | ||||
1.2 | Elect John Cahill | Mgmt | For | For | For | ||||
1.3 | Elect Mark Fetting | Mgmt | For | For | For | ||||
1.4 | Elect Margaret Richardson | Mgmt | For | For | For | ||||
1.5 | Elect Kurt Schmoke | Mgmt | For | For | For | ||||
2 | Amendment to the 1996 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Lincare Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LNCR | CUSIP 532791100 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Byrnes | Mgmt | For | For | For | ||||
1.2 | Elect Stuart Altman | Mgmt | For | For | For | ||||
1.3 | Elect Chester Black | Mgmt | For | For | For | ||||
1.4 | Elect Angela Bryant | Mgmt | For | For | For | ||||
1.5 | Elect Frank Byrne | Mgmt | For | For | For | ||||
1.6 | Elect William Miller III | Mgmt | For | For | For | ||||
1.7 | Elect Ellen Zane | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Louisiana-Pacific Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LPX | CUSIP 546347105 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Archie Dunham | Mgmt | For | For | For | ||||
1.2 | Elect Daniel Frierson | Mgmt | For | For | For | ||||
1.3 | Elect Curtis Stevens | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
LyondellBasell Industries NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LYB | CUSIP N53745100 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robin Buchanan | Mgmt | For | For | For | ||||
2 | Elect Stephen Cooper | Mgmt | For | For | For | ||||
3 | Elect Robert G. Gwin | Mgmt | For | For | For | ||||
4 | Elect Marvin Schlanger | Mgmt | For | For | For | ||||
5 | Approval of Annual Accounts | Mgmt | For | For | For | ||||
6 | Officer Liability/Indemnification | Mgmt | For | For | For | ||||
7 | Director Liability/Indemnification | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | ||||
11 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
14 | 2012 Global Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Marsh & McLennan Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MMC | CUSIP 571748102 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zachary Carter | Mgmt | For | For | For | ||||
2 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | ||||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | ||||
5 | Elect Lord Ian Lang | Mgmt | For | For | For | ||||
6 | Elect Elaine La Roche | Mgmt | For | For | For | ||||
7 | Elect Steven Mills | Mgmt | For | For | For | ||||
8 | Elect Bruce Nolop | Mgmt | For | For | For | ||||
9 | Elect Marc Oken | Mgmt | For | For | For | ||||
10 | Elect Morton Schapiro | Mgmt | For | For | For | ||||
11 | Elect Adele Simmons | Mgmt | For | For | For | ||||
12 | Elect Lloyd Yates | Mgmt | For | For | For | ||||
13 | Elect R. David Yost | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Mattel, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MAT | CUSIP 577081102 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Dolan | Mgmt | For | For | For | ||||
2 | Elect Robert Eckert | Mgmt | For | For | For | ||||
3 | Elect Trevor Edwards | Mgmt | For | For | For | ||||
4 | Elect Frances Fergusson | Mgmt | For | For | For | ||||
5 | Elect Dominic Ng | Mgmt | For | For | For | ||||
6 | Elect Vasant Prabhu | Mgmt | For | For | For | ||||
7 | Elect Andrea Rich | Mgmt | For | For | For | ||||
8 | Elect Dean Scarborough | Mgmt | For | For | For | ||||
9 | Elect Christopher Sinclair | Mgmt | For | For | For | ||||
10 | Elect Bryan Stockton | Mgmt | For | For | For | ||||
11 | Elect Dirk Van de Put | Mgmt | For | For | For | ||||
12 | Elect Kathy White | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Mead Johnson Nutrition Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MJN | CUSIP 582839106 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Golsby | Mgmt | For | For | For | ||||
2 | Elect Steven Altschuler | Mgmt | For | For | For | ||||
3 | Elect Howard Bernick | Mgmt | For | For | For | ||||
4 | Elect Kimberly Casiano | Mgmt | For | For | For | ||||
5 | Elect Anna Catalano | Mgmt | For | For | For | ||||
6 | Elect Celeste Clark | Mgmt | For | For | For | ||||
7 | Elect James Cornelius | Mgmt | For | For | For | ||||
8 | Elect Peter Ratcliffe | Mgmt | For | For | For | ||||
9 | Elect Elliott Sigal | Mgmt | For | For | For | ||||
10 | Elect Robert Singer | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Mednax, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MD | CUSIP 58502B106 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Cesar Alvarez | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Waldemar Carlo | Mgmt | For | For | For | ||||
1.3 | Elect Michael Fernandez | Mgmt | For | For | For | ||||
1.4 | Elect Roger Freeman | Mgmt | For | For | For | ||||
1.5 | Elect Paul Gabos | Mgmt | For | For | For | ||||
1.6 | Elect Pascal Goldschmidt | Mgmt | For | For | For | ||||
1.7 | Elect Manuel Kadre | Mgmt | For | For | For | ||||
1.8 | Elect Roger Medel | Mgmt | For | For | For | ||||
1.9 | Elect Donna Shalala | Mgmt | For | For | For | ||||
1.10 | Elect Enrique Sosa | Mgmt | For | For | For | ||||
2 | Amendment to the 2008 Incentive Compensation Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Merit Medical Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MMSI | CUSIP 589889104 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Fred Lampropoulos | Mgmt | For | For | For | ||||
1.2 | Elect Franklin Miller | Mgmt | For | For | For | ||||
1.3 | Elect A. Scott Anderson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Monro Muffler Brake, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MNRO | CUSIP 610236101 | 08/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frederick Danziger | Mgmt | For | For | For | ||||
1.2 | Elect Robert Gross | Mgmt | For | For | For | ||||
1.3 | Elect Robert Mellor | Mgmt | For | For | For | ||||
1.4 | Elect Peter Solomon | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
National Oilwell Varco, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOV | CUSIP 637071101 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Merrill Miller, Jr. | Mgmt | For | For | For | ||||
2 | Elect Greg Armstrong | Mgmt | For | For | For | ||||
3 | Elect David Harrison | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | ||||
Newell Rubbermaid Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NWL | CUSIP 651229106 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Clarke | Mgmt | For | For | For | ||||
2 | Elect Elizabeth Cuthbert-Millett | Mgmt | For | For | For | ||||
3 | Elect Domenico De Sole | Mgmt | For | For | For | ||||
4 | Elect Steven Strobel | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Amendment to Articles of Incorporation to Declassify Board | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
NVR, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVR | CUSIP 62944T105 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charles Andrews | Mgmt | For | For | For | ||||
2 | Elect Robert Butler | Mgmt | For | For | For | ||||
3 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
4 | Elect Thomas Eckert | Mgmt | For | For | For | ||||
5 | Elect Alfred Festa | Mgmt | For | Against | Against | ||||
6 | Elect Manuel Johnson | Mgmt | For | For | For | ||||
7 | Elect William Moran | Mgmt | For | For | For | ||||
8 | Elect David Preiser | Mgmt | For | For | For | ||||
9 | Elect W. Grady Rosier | Mgmt | For | For | For | ||||
10 | Elect Dwight Schar | Mgmt | For | For | For | ||||
11 | Elect John Toups | Mgmt | For | For | For | ||||
12 | Elect Paul Whetsell | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Oil States International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OIS | CUSIP 678026105 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect S. James Nelson | Mgmt | For | For | For | ||||
1.2 | Elect Gary Rosenthal | Mgmt | For | For | For | ||||
1.3 | Elect William Van Kleef | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Pfizer Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFE | CUSIP 717081103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | ||||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | ||||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
4 | Elect Frances Fergusson | Mgmt | For | For | For | ||||
5 | Elect William Gray, III | Mgmt | For | For | For | ||||
6 | Elect Helen Hobbs | Mgmt | For | For | For | ||||
7 | Elect Constance Horner | Mgmt | For | For | For | ||||
8 | Elect James Kilts | Mgmt | For | For | For | ||||
9 | Elect George Lorch | Mgmt | For | For | For | ||||
10 | Elect John Mascotte | Mgmt | For | For | For | ||||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
12 | Elect Ian Read | Mgmt | For | For | For | ||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | ||||
14 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | ||||
Pioneer Natural Resources Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PXD | CUSIP 723787107 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Arthur | Mgmt | For | For | For | ||||
2 | Elect Andrew Cates | Mgmt | For | For | For | ||||
3 | Elect Scott Reiman | Mgmt | For | For | For | ||||
4 | Elect Scott Sheffield | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Polycom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLCM | CUSIP 73172K104 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andrew Miller | Mgmt | For | For | For | ||||
2 | Elect Betsy Atkins | Mgmt | For | For | For | ||||
3 | Elect David DeWalt | Mgmt | For | For | For | ||||
4 | Elect John Kelley, Jr. | Mgmt | For | For | For | ||||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | ||||
6 | Elect William Owens | Mgmt | For | For | For | ||||
7 | Elect Kevin Parker | Mgmt | For | For | For | ||||
8 | Amendment to the Performance Bonus Plan | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Popular Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BPOP | CUSIP 733174106 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alejandro Ballester | Mgmt | For | For | For | ||||
2 | Elect Richard Carrion | Mgmt | For | For | For | ||||
3 | Elect Carlos Unanue | Mgmt | For | For | For | ||||
4 | Elect David Goel | Mgmt | For | For | For | ||||
5 | Reverse Stock Split | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
PSS World Medical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSSI | CUSIP 69366A100 | 08/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Adair | Mgmt | For | For | For | ||||
1.2 | Elect Alvin Carpenter | Mgmt | For | For | For | ||||
1.3 | Elect Stephen Rogers | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
QUALCOMM Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QCOM | CUSIP 747525103 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | ||||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | ||||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | ||||
1.6 | Elect Paul Jacobs | Mgmt | For | For | For | ||||
1.7 | Elect Robert Kahn | Mgmt | For | For | For | ||||
1.8 | Elect Sherry Lansing | Mgmt | For | For | For | ||||
1.9 | Elect Duane Nelles | Mgmt | For | For | For | ||||
1.10 | Elect Francisco Ros | Mgmt | For | For | For | ||||
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | ||||
1.12 | Elect Marc Stern | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Elimination of Plurality Voting Standard for Election of Directors | Mgmt | For | For | For | ||||
Regal Entertainment Group | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RGC | CUSIP 758766109 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Brymer | Mgmt | For | For | For | ||||
1.2 | Elect Michael Campbell | Mgmt | For | For | For | ||||
1.3 | Elect Alex Yemenidjian | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
Silgan Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLGN | CUSIP 827048109 | 05/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Anthony Allott | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Jeffrey Crowe | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Edward Lapekas | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Skullcandy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SKUL | CUSIP 83083J104 | 06/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeff Kearl | Mgmt | For | For | For | ||||
1.2 | Elect Jeremy Andrus | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Amendment to the Incentive Award Plan | Mgmt | For | For | For | ||||
Skyworks Solutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWKS | CUSIP 83088M102 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David McLachlan | Mgmt | For | For | For | ||||
1.2 | Elect David Aldrich | Mgmt | For | For | For | ||||
1.3 | Elect Kevin Beebe | Mgmt | For | For | For | ||||
1.4 | Elect Moiz Beguwala | Mgmt | For | For | For | ||||
1.5 | Elect Timothy Furey | Mgmt | For | For | For | ||||
1.6 | Elect Balakrishnan Iyer | Mgmt | For | For | For | ||||
1.7 | Elect Thomas Leonard | Mgmt | For | For | For | ||||
1.8 | Elect David McGlade | Mgmt | For | For | For | ||||
1.9 | Elect Robert Schriesheim | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Snap-on Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNA | CUSIP 833034101 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Karen Daniel | Mgmt | For | For | For | ||||
2 | Elect Nathan Jones | Mgmt | For | For | For | ||||
3 | Elect Harry Kneuppel | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Spectrum Brands Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPB | CUSIP 84763R101 | 02/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Maura | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Terry Pollistina | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Hugh Rovit | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
St. Jude Medical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STJ | CUSIP 790849103 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Brown | Mgmt | For | For | For | ||||
2 | Elect Daniel Starks | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Stanley Black & Decker, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWK | CUSIP 854502101 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Patrick Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Benjamin Griswold, IV | Mgmt | For | For | For | ||||
1.3 | Elect Eileen Kraus | Mgmt | For | For | For | ||||
1.4 | Elect Robert Ryan | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | 2012 Management Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Staples, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPLS | CUSIP 855030102 | 06/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Basil Anderson | Mgmt | For | For | For | ||||
2 | Elect Arthur Blank | Mgmt | For | For | For | ||||
3 | Elect David Faust | Mgmt | For | For | For | ||||
4 | Elect Justin King | Mgmt | For | For | For | ||||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||||
6 | Elect Rowland Moriarty | Mgmt | For | For | For | ||||
7 | Elect Robert Nakasone | Mgmt | For | For | For | ||||
8 | Elect Ronald Sargent | Mgmt | For | For | For | ||||
9 | Elect Elizabeth Smith | Mgmt | For | For | For | ||||
10 | Elect Robert Sulentic | Mgmt | For | For | For | ||||
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | ||||
12 | Elect Paul Walsh | Mgmt | For | For | For | ||||
13 | Action by Written Consent | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Amendment to the 2010 Long Term Cash Incentive Plan | Mgmt | For | For | For | ||||
16 | Amendment to the Executive Officer Incentive Plan | Mgmt | For | For | For | ||||
17 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
18 | Ratification of Auditor | Mgmt | For | For | For | ||||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Stryker Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYK | CUSIP 863667101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | ||||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | ||||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | ||||
1.5 | Elect Allan Golston | Mgmt | For | For | For | ||||
1.6 | Elect Howard Lance | Mgmt | For | For | For | ||||
1.7 | Elect William Parfet | Mgmt | For | For | For | ||||
1.8 | Elect Ronda Stryker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Re-approval of the Executive Bonus Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Swift Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFY | CUSIP 870738101 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Clyde Smith, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Terry Swift | Mgmt | For | For | For | ||||
1.3 | Elect Charles Swindells | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Stock Compensation Plan | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Sycamore Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCMR | CUSIP 871206405 | 01/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel Smith | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Synopsys, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNPS | CUSIP 871607107 | 04/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Aart de Geus | Mgmt | For | For | For | ||||
1.2 | Elect Alfred Castino | Mgmt | For | For | For | ||||
1.3 | Elect Chi-Foon Chan | Mgmt | For | For | For | ||||
1.4 | Elect Bruce Chizen | Mgmt | For | For | For | ||||
1.5 | Elect Deborah Coleman | Mgmt | For | For | For | ||||
1.6 | Elect Chrysostomos Nikias | Mgmt | For | For | For | ||||
1.7 | Elect John Schwarz | Mgmt | For | For | For | ||||
1.8 | Elect Roy Vallee | Mgmt | For | For | For | ||||
1.9 | Elect Steven Walske | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Tellabs, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TLAB | CUSIP 879664100 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bo Hedfors | Mgmt | For | For | For | ||||
2 | Elect Michael Lavin | Mgmt | For | For | For | ||||
3 | Elect Jan Suwinski | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TBBK | CUSIP 05969A105 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Betsy Cohen | Mgmt | For | For | For | ||||
2 | Elect Daniel Cohen | Mgmt | For | For | For | ||||
3 | Elect Walter Beach | Mgmt | For | For | For | ||||
4 | Elect Michael Bradley | Mgmt | For | For | For | ||||
5 | Elect Matthew Cohn | Mgmt | For | For | For | ||||
6 | Elect William Lamb | Mgmt | For | For | For | ||||
7 | Elect Frank Mastrangelo | Mgmt | For | For | For | ||||
8 | Elect James McEntee, III | Mgmt | For | For | For | ||||
9 | Elect Linda Schaeffer | Mgmt | For | For | For | ||||
10 | Elect Joan Specter | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Charles Schwab Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCHW | CUSIP 808513105 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nancy Bechtle | Mgmt | For | For | For | ||||
2 | Elect Walter Bettinger II | Mgmt | For | For | For | ||||
3 | Elect C. Preston Butcher | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
The Hanover Insurance Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
THG | CUSIP 410867105 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Frederick Eppinger | Mgmt | For | For | For | ||||
2 | Elect Joseph Ramrath | Mgmt | For | For | For | ||||
3 | Elect Harriett Taggart | Mgmt | For | For | For | ||||
4 | Approval of Material terms of Performance Criteria Under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Hartford Financial Services Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HIG | CUSIP 416515104 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Allardice III | Mgmt | For | For | For | ||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | ||||
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | ||||
4 | Elect Liam McGee | Mgmt | For | For | For | ||||
5 | Elect Kathryn Mikells | Mgmt | For | For | For | ||||
6 | Elect Michael Morris | Mgmt | For | For | For | ||||
7 | Elect Thomas Renyi | Mgmt | For | For | For | ||||
8 | Elect Charles Strauss | Mgmt | For | For | For | ||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The TJX Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TJX | CUSIP 872540109 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zein Abdalla | Mgmt | For | For | For | ||||
2 | Elect Jose Alvarez | Mgmt | For | For | For | ||||
3 | Elect Alan Bennett | Mgmt | For | For | For | ||||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | ||||
5 | Elect David Ching | Mgmt | For | For | For | ||||
6 | Elect Michael Hines | Mgmt | For | For | For | ||||
7 | Elect Amy Lane | Mgmt | For | For | For | ||||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||||
9 | Elect John O'Brien | Mgmt | For | For | For | ||||
10 | Elect Willow Shire | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Approval of Material Terms of Executive Officer Performance Goals Under Cash Incentive Plans | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Time Warner Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TWX | CUSIP 887317303 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barksdale | Mgmt | For | For | For | ||||
2 | Elect William Barr | Mgmt | For | For | For | ||||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | ||||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | ||||
5 | Elect Robert Clark | Mgmt | For | For | For | ||||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||||
7 | Elect Jessica Einhorn | Mgmt | For | For | For | ||||
8 | Elect Fred Hassan | Mgmt | For | For | For | ||||
9 | Elect Kenneth Novack | Mgmt | For | For | For | ||||
10 | Elect Paul Wachter | Mgmt | For | For | For | ||||
11 | Elect Deborah Wright | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 03/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | ||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | ||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | ||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
3.7 | Elect John Krol | Mgmt | For | For | For | ||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | ||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | ||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | ||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Consolidation of Reserves | Mgmt | For | For | For | ||||
9 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendments to Articles of Association | Mgmt | For | For | For | ||||
UMB Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UMBF | CUSIP 902788108 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Nancy Buese | Mgmt | For | Withhold | Against | ||||
1.2 | Elect J. Mariner Kemper | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Thomas Sanders | Mgmt | For | Withhold | Against | ||||
1.4 | Elect L. Joshua Sosland | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Responsible Use of Company Stock | ShrHldr | Against | Against | For | ||||
USG Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
USG | CUSIP 903293405 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jose Armario | Mgmt | For | For | For | ||||
1.2 | Elect W. Douglas Ford | Mgmt | For | For | For | ||||
1.3 | Elect William Hernandez | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
ViroPharma Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VPHM | CUSIP 928241108 | 05/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Brooke | Mgmt | For | For | For | ||||
1.2 | Elect Michael Dougherty | Mgmt | For | For | For | ||||
1.3 | Elect Robert Glaser | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
WABCO Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WBC | CUSIP 92927K102 | 05/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Smith | Mgmt | For | For | For | ||||
1.2 | Elect John Fiedler | Mgmt | For | For | For | ||||
1.3 | Elect Jean-Paul Montupet | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Webster Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WBS | CUSIP 947890109 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Finkenzeller | Mgmt | For | For | For | ||||
1.2 | Elect Laurence Morse | Mgmt | For | For | For | ||||
1.3 | Elect Mark Pettie | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Wells Fargo & Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFC | CUSIP 949746101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Baker II | Mgmt | For | For | For | ||||
2 | Elect Elaine Chao | Mgmt | For | For | For | ||||
3 | Elect John Chen | Mgmt | For | For | For | ||||
4 | Elect Lloyd Dean | Mgmt | For | For | For | ||||
5 | Elect Susan Engel | Mgmt | For | For | For | ||||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
7 | Elect Donald James | Mgmt | For | For | For | ||||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | ||||
9 | Elect Nicholas Moore | Mgmt | For | For | For | ||||
10 | Elect Federico Pena | Mgmt | For | For | For | ||||
11 | Elect Philip Quigley | Mgmt | For | For | For | ||||
12 | Elect Judith Runstad | Mgmt | For | For | For | ||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | ||||
14 | Elect John Stumpf | Mgmt | For | For | For | ||||
15 | Elect Susan Swenson | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Cumulative Voting in Contested Elections | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | ||||
Xcel Energy Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XEL | CUSIP 98389B100 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gail Boudreaux | Mgmt | For | For | For | ||||
2 | Elect Fredric Corrigan | Mgmt | For | For | For | ||||
3 | Elect Richard Davis | Mgmt | For | Against | Against | ||||
4 | Elect Benjamin Fowke III | Mgmt | For | For | For | ||||
5 | Elect Albert Moreno | Mgmt | For | For | For | ||||
6 | Elect Christopher Policinski | Mgmt | For | For | For | ||||
7 | Elect A. Patricia Sampson | Mgmt | For | For | For | ||||
8 | Elect James Sheppard | Mgmt | For | For | For | ||||
9 | Elect David Westerlund | Mgmt | For | For | For | ||||
10 | Elect Kim Williams | Mgmt | For | For | For | ||||
11 | Elect Timothy Wolf | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Elimination of Cumulative Voting | Mgmt | For | For | For | ||||
14 | Amendments to Articles of Incorporation Regarding Terms of Preferred Stock | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
XL Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XL | CUSIP G98290102 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ramani Ayer | Mgmt | For | For | For | ||||
2 | Elect Dale Comey | Mgmt | For | For | For | ||||
3 | Elect Robert Glauber | Mgmt | For | For | For | ||||
4 | Elect Suzanne Labarge | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Research Fund | ||||||||
Date of fiscal year end: | 12/31/2011 | ||||||||
Abbott Laboratories | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABT | CUSIP 002824100 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | ||||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | ||||
1.3 | Elect Sally Blount | Mgmt | For | For | For | ||||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | ||||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | ||||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | ||||
1.7 | Elect Phebe Novakovic | Mgmt | For | For | For | ||||
1.8 | Elect William Osborn | Mgmt | For | For | For | ||||
1.9 | Elect Samuel Scott III | Mgmt | For | For | For | ||||
1.10 | Elect Glenn Tilton | Mgmt | For | For | For | ||||
1.11 | Elect Miles White | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Tax Gross-Up Payments | ShrHldr | Against | For | Against | ||||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Excluding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Compensation in the Event of a Change of Control | ShrHldr | Against | Against | For | ||||
Accenture PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACN | CUSIP G1151C101 | 02/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||||
3 | Elect William Green | Mgmt | For | For | For | ||||
4 | Elect Nobuyuki Idei | Mgmt | For | For | For | ||||
5 | Elect Marjorie Magner | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||||
9 | Authorization to Hold the 2013 Annual Meeting Outside of Ireland | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | ||||
Ace Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACE | CUSIP H0023R105 | 01/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approval of an Amendment to Increase Dividends from Legal Reserves | Mgmt | For | For | For | ||||
Ace Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACE | CUSIP H0023R105 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Atieh | Mgmt | For | For | For | ||||
2 | Elect Mary Cirillo | Mgmt | For | For | For | ||||
3 | Elect Thomas Neff | Mgmt | For | For | For | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Approval of Statutory Financial Statements | Mgmt | For | For | For | ||||
6 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | ||||
7 | Allocation of Disposable Profits | Mgmt | For | For | For | ||||
8 | Discharge of the Board of Directors | Mgmt | For | For | For | ||||
9 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
10 | Appointment of Statutory Auditor (Zurich) | Mgmt | For | For | For | ||||
11 | Appointment of Independent Auditor (US) | Mgmt | For | For | For | ||||
12 | Appointment of Special Auditor (Zurich) | Mgmt | For | For | For | ||||
13 | Distribution Through Par Value Reduction | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Adobe Systems Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADBE | CUSIP 00724F101 | 04/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Edward Barnholt | Mgmt | For | For | For | ||||
2 | Elect Michael Cannon | Mgmt | For | For | For | ||||
3 | Elect James Daley | Mgmt | For | For | For | ||||
4 | Elect Charles Geschke | Mgmt | For | For | For | ||||
5 | Elect Shantanu Narayen | Mgmt | For | For | For | ||||
6 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Advanced Micro Devices, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMD | CUSIP 007903107 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bruce Claflin | Mgmt | For | For | For | ||||
2 | Elect W. Michael Barnes | Mgmt | For | For | For | ||||
3 | Elect John Caldwell | Mgmt | For | For | For | ||||
4 | Elect Henry Chow | Mgmt | For | For | For | ||||
5 | Elect Craig Conway | Mgmt | For | For | For | ||||
6 | Elect Nicholas Donofrio | Mgmt | For | For | For | ||||
7 | Elect Paulett Eberhart | Mgmt | For | For | For | ||||
8 | Elect Waleed Al Mokarrab Al Muhairi | Mgmt | For | For | For | ||||
9 | Elect Robert Palmer | Mgmt | For | For | For | ||||
10 | Elect Rory Read | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AES Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AES | CUSIP 00130H105 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andres Gluski | Mgmt | For | For | For | ||||
1.2 | Elect Guo Bao Zhang | Mgmt | For | For | For | ||||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | ||||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | ||||
1.5 | Elect John Koskinen | Mgmt | For | For | For | ||||
1.6 | Elect Philip Lader | Mgmt | For | For | For | ||||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | ||||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | ||||
1.10 | Elect Charles Rossotti | Mgmt | For | For | For | ||||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Aetna Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AET | CUSIP 00817Y108 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||||
2 | Elect Mark Bertolini | Mgmt | For | For | For | ||||
3 | Elect Frank Clark, Jr. | Mgmt | For | For | For | ||||
4 | Elect Betsy Cohen | Mgmt | For | For | For | ||||
5 | Elect Molly Coye | Mgmt | For | For | For | ||||
6 | Elect Roger Farah | Mgmt | For | For | For | ||||
7 | Elect Barbara Franklin | Mgmt | For | For | For | ||||
8 | Elect Jeffrey Garten | Mgmt | For | For | For | ||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | ||||
10 | Elect Richard Harrington | Mgmt | For | For | For | ||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | ||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Affymax, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFFY | CUSIP 00826A109 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ted Love | Mgmt | For | For | For | ||||
1.2 | Elect John Orwin | Mgmt | For | For | For | ||||
1.3 | Elect Daniel Spiegelman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Approval of the Section 162(m) Performance Criteria and Award Limits of the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
Aflac Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFL | CUSIP 001055102 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel Amos | Mgmt | For | For | For | ||||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | ||||
3 | Elect Paul Amos II | Mgmt | For | For | For | ||||
4 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||||
5 | Elect Elizabeth Hudson | Mgmt | For | For | For | ||||
6 | Elect Douglas Johnson | Mgmt | For | For | For | ||||
7 | Elect Robert Johnson | Mgmt | For | For | For | ||||
8 | Elect Charles Knapp | Mgmt | For | For | For | ||||
9 | Elect E. Stephen Purdom | Mgmt | For | For | For | ||||
10 | Elect Barbara Rimer | Mgmt | For | For | For | ||||
11 | Elect Marvin Schuster | Mgmt | For | For | For | ||||
12 | Elect Melvin Stith | Mgmt | For | For | For | ||||
13 | Elect David Thompson | Mgmt | For | For | For | ||||
14 | Elect Takuro Yoshida | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
17 | Amendment to the 2013 Management Incentive Plan. | Mgmt | For | For | For | ||||
18 | Ratification of Auditor | Mgmt | For | For | For | ||||
Agilent Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
A | CUSIP 00846U101 | 03/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Herbold | Mgmt | For | For | For | ||||
2 | Elect KOH Boon Hwee | Mgmt | For | For | For | ||||
3 | Elect William Sullivan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Altria Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MO | CUSIP 02209S103 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Elizabeth Bailey | Mgmt | For | For | For | ||||
2 | Elect Gerald Baliles | Mgmt | For | For | For | ||||
3 | Elect Martin Barrington | Mgmt | For | For | For | ||||
4 | Elect John Casteen III | Mgmt | For | For | For | ||||
5 | Elect Dinyar Devitre | Mgmt | For | For | For | ||||
6 | Elect Thomas Farrell II | Mgmt | For | For | For | ||||
7 | Elect Thomas Jones | Mgmt | For | For | For | ||||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | ||||
9 | Elect Kathryn McQuade | Mgmt | For | For | For | ||||
10 | Elect George Munoz | Mgmt | For | For | For | ||||
11 | Elect Nabil Sakkab | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
Amazon.com, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMZN | CUSIP 023135106 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey Bezos | Mgmt | For | For | For | ||||
2 | Elect Tom Alberg | Mgmt | For | For | For | ||||
3 | Elect John Seely Brown | Mgmt | For | For | For | ||||
4 | Elect William Gordon | Mgmt | For | For | For | ||||
5 | Elect Jamie Gorelick | Mgmt | For | For | For | ||||
6 | Elect Blake Krikorian | Mgmt | For | For | For | ||||
7 | Elect Alain Monie | Mgmt | For | For | For | ||||
8 | Elect Jonathan Rubinstein | Mgmt | For | For | For | ||||
9 | Elect Thomas Ryder | Mgmt | For | For | For | ||||
10 | Elect Patricia Stonesifer | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Ameren Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEE | CUSIP 023608102 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | ||||
1.2 | Elect Cathrine Brune | Mgmt | For | For | For | ||||
1.3 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | ||||
1.4 | Elect Walter Galvin | Mgmt | For | For | For | ||||
1.5 | Elect Gayle Jackson | Mgmt | For | For | For | ||||
1.6 | Elect James Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Steven Lipstein | Mgmt | For | For | For | ||||
1.8 | Elect Patrick Stokes | Mgmt | For | For | For | ||||
1.9 | Elect Thomas Voss | Mgmt | For | For | For | ||||
1.10 | Elect Stephen Wilson | Mgmt | For | For | For | ||||
1.11 | Elect Jack Woodard | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Coal Risk | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Energy Efficiency and Renewable Energy | ShrHldr | Against | Against | For | ||||
American Axle & Manufacturing Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXL | CUSIP 024061103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Dauch | Mgmt | For | For | For | ||||
1.2 | Elect Forest Farmer | Mgmt | For | For | For | ||||
1.3 | Elect Richard Lappin | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Walker | Mgmt | For | For | For | ||||
2 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Capital Agency Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGNC | CUSIP 02503X105 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Larry Harvey | Mgmt | For | For | For | ||||
2 | Elect Alvin Puryear | Mgmt | For | For | For | ||||
3 | Elect Malon Wilkus | Mgmt | For | For | For | ||||
4 | Elect Samuel Flax | Mgmt | For | For | For | ||||
5 | Elect Randy Dobbs | Mgmt | For | For | For | ||||
6 | Elect Robert Couch | Mgmt | For | For | For | ||||
7 | Elect Morris Davis | Mgmt | For | For | For | ||||
8 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
9 | Increase of Preferred Stock | Mgmt | For | Against | Against | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Express Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXP | CUSIP 025816109 | 04/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||||
1.2 | Elect Ursula Burns | Mgmt | For | For | For | ||||
1.3 | Elect Kenneth Chenault | Mgmt | For | For | For | ||||
1.4 | Elect Peter Chernin | Mgmt | For | For | For | ||||
1.5 | Elect Theodore Leonsis | Mgmt | For | For | For | ||||
1.6 | Elect Jan Leschly | Mgmt | For | For | For | ||||
1.7 | Elect Richard Levin | Mgmt | For | For | For | ||||
1.8 | Elect Richard McGinn | Mgmt | For | For | For | ||||
1.9 | Elect Edward Miller | Mgmt | For | For | For | ||||
1.10 | Elect Steven Reinemund | Mgmt | For | For | For | ||||
1.11 | Elect Robert Walter | Mgmt | For | For | For | ||||
1.12 | Elect Ronald Williams | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2007 Incentive Compensation Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
American Tower Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMT | CUSIP 03027X100 | 06/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Raymond Dolan | Mgmt | For | For | For | ||||
2 | Elect Ronald Dykes | Mgmt | For | For | For | ||||
3 | Elect Carolyn Katz | Mgmt | For | For | For | ||||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | ||||
5 | Elect JoAnn Reed | Mgmt | For | For | For | ||||
6 | Elect Pamela Reeve | Mgmt | For | For | For | ||||
7 | Elect David Sharbutt | Mgmt | For | For | For | ||||
8 | Elect James Taiclet, Jr. | Mgmt | For | For | For | ||||
9 | Elect Samme Thompson | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
American Tower Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMT | CUSIP 029912201 | 11/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Reorganization | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Ameriprise Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMP | CUSIP 03076C106 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lon Greenberg | Mgmt | For | For | For | ||||
2 | Elect Warren Knowlton | Mgmt | For | For | For | ||||
3 | Elect Jeffrey Noddle | Mgmt | For | For | For | ||||
4 | Elect Robert Sharpe, Jr. | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
AmerisourceBergen Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABC | CUSIP 03073E105 | 03/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Collis | Mgmt | For | For | For | ||||
2 | Elect Richard Gozon | Mgmt | For | For | For | ||||
3 | Elect Kathleen Hyle | Mgmt | For | For | For | ||||
4 | Elect Michael Long | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AMGEN Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMGN | CUSIP 031162100 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Baltimore | Mgmt | For | For | For | ||||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | ||||
3 | Elect Robert Bradway | Mgmt | For | For | For | ||||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | ||||
5 | Elect Vance Coffman | Mgmt | For | For | For | ||||
6 | Elect Rebecca Henderson | Mgmt | For | For | For | ||||
7 | Elect Frank Herringer | Mgmt | For | For | For | ||||
8 | Elect Tyler Jacks | Mgmt | For | For | For | ||||
9 | Elect Gilbert Omenn | Mgmt | For | For | For | ||||
10 | Elect Judith Pelham | Mgmt | For | For | For | ||||
11 | Elect J. Paul Reason | Mgmt | For | For | For | ||||
12 | Elect Leonard Schaeffer | Mgmt | For | For | For | ||||
13 | Elect Kevin Sharer | Mgmt | For | For | For | ||||
14 | Elect Ronald Sugar | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
17 | Authorize Shareholder Action by Written Consent | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding CEO to Serve on a Maximum of One Other Board | ShrHldr | Against | Against | For | ||||
Anadarko Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
APC | CUSIP 032511107 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin Chilton | Mgmt | For | For | For | ||||
2 | Elect Luke Corbett | Mgmt | For | For | For | ||||
3 | Elect Paulett Eberhart | Mgmt | For | For | For | ||||
4 | Elect Peter Fluor | Mgmt | For | For | For | ||||
5 | Elect Richard George | Mgmt | For | For | For | ||||
6 | Elect Preston Geren, III | Mgmt | For | For | For | ||||
7 | Elect Charles Goodyear | Mgmt | For | For | For | ||||
8 | Elect John Gordon | Mgmt | For | For | For | ||||
9 | Elect James Hackett | Mgmt | For | For | For | ||||
10 | Elect Eric Mullins | Mgmt | For | For | For | ||||
11 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||||
12 | Elect R. Walker | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Aon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AON | CUSIP G0408V102 | 03/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Reorganization and Reincorporation from Delaware to the United Kingdom | Mgmt | For | For | For | ||||
2 | Reduction of Capital | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Aon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AON | CUSIP G0408V102 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lester Knight | Mgmt | For | For | For | ||||
2 | Elect Gregory Case | Mgmt | For | For | For | ||||
3 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
4 | Elect Cheryl Francis | Mgmt | For | For | For | ||||
5 | Elect Edgar Jannotta | Mgmt | For | For | For | ||||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | ||||
7 | Elect Robert Morrison | Mgmt | For | For | For | ||||
8 | Elect Richard Myers | Mgmt | For | For | For | ||||
9 | Elect Richard Notebaert | Mgmt | For | For | For | ||||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||||
11 | Elect Carolyn Woo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Apache Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
APA | CUSIP 037411105 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Scott Josey | Mgmt | For | For | For | ||||
2 | Elect George Lawrence | Mgmt | For | For | For | ||||
3 | Elect Rodman Patton | Mgmt | For | For | For | ||||
4 | Elect Charles Pitman | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAPL | CUSIP 037833100 | 02/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Timothy Cook | Mgmt | For | For | For | ||||
1.3 | Elect Millard Drexler | Mgmt | For | For | For | ||||
1.4 | Elect Albert Gore, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Robert Iger | Mgmt | For | For | For | ||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.7 | Elect Arthur Levinson | Mgmt | For | For | For | ||||
1.8 | Elect Ronald Sugar | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Archer-Daniels-Midland Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADM | CUSIP 039483102 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect George Buckley | Mgmt | For | For | For | ||||
2 | Elect Mollie Carter | Mgmt | For | For | For | ||||
3 | Elect Terrell Crews | Mgmt | For | For | For | ||||
4 | Elect Pierre Dufour | Mgmt | For | For | For | ||||
5 | Elect Donald Felsinger | Mgmt | For | For | For | ||||
6 | Elect Antonio Maciel | Mgmt | For | For | For | ||||
7 | Elect Patrick Moore | Mgmt | For | For | For | ||||
8 | Elect Thomas O'Neill | Mgmt | For | For | For | ||||
9 | Elect Kelvin Westbrook | Mgmt | For | For | For | ||||
10 | Elect Patricia Woertz | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
14 | Shareholder Proposal Regarding Prohibition of Political Contributions | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Sustainable Palm Oil | ShrHldr | Against | Against | For | ||||
Assured Guaranty Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGO | CUSIP G0585R106 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Francisco Borges | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Cozen | Mgmt | For | For | For | ||||
1.3 | Elect Patrick Kenny | Mgmt | For | For | For | ||||
1.4 | Elect Donald Layton | Mgmt | For | For | For | ||||
1.5 | Elect Robin Monro-Davies | Mgmt | For | For | For | ||||
1.6 | Elect Michael O'Kane | Mgmt | For | For | For | ||||
1.7 | Elect Wilbur Ross, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Walter Scott | Mgmt | For | For | For | ||||
1.9 | Elect Howard W. Albert | Mgmt | For | For | For | ||||
1.10 | Elect Robert A. Bailenson | Mgmt | For | For | For | ||||
1.11 | Elect Russell B. Brewer II | Mgmt | For | For | For | ||||
1.12 | Elect Gary Burnet | Mgmt | For | For | For | ||||
1.13 | Elect Dominic J. Frederico | Mgmt | For | For | For | ||||
1.14 | Elect James M. Michener | Mgmt | For | For | For | ||||
1.15 | Elect Robert B. Mills | Mgmt | For | For | For | ||||
1.16 | Elect Kevin Pearson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | ||||
Automatic Data Processing, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADP | CUSIP 053015103 | 11/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gregory Brenneman | Mgmt | For | For | For | ||||
1.2 | Elect Leslie Brun | Mgmt | For | For | For | ||||
1.3 | Elect Gary Butler | Mgmt | For | For | For | ||||
1.4 | Elect Richard Clark | Mgmt | For | For | For | ||||
1.5 | Elect Eric Fast | Mgmt | For | For | For | ||||
1.6 | Elect Linda Gooden | Mgmt | For | For | For | ||||
1.7 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||||
1.8 | Elect John Jones | Mgmt | For | For | For | ||||
1.9 | Elect Enrique Salem | Mgmt | For | For | For | ||||
1.10 | Elect Gregory Summe | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Auxilium Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AUXL | CUSIP 05334D107 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Rolf Classon | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Adrian Adams | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Peter Brandt | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Oliver Fetzer | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Paul Friedman | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Nancy Lurker | Mgmt | For | Withhold | Against | ||||
1.7 | Elect William McKee | Mgmt | For | Withhold | Against | ||||
2 | Amendment to the 2004 Equity Compensation Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
5 | Amendment to Voting Standard for Election of Directors | Mgmt | For | For | For | ||||
Avon Products, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVP | CUSIP 054303102 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Douglas Conant | Mgmt | For | For | For | ||||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | ||||
1.4 | Elect Fred Hassan | Mgmt | For | For | For | ||||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.6 | Elect Maria Lagomasino | Mgmt | For | For | For | ||||
1.7 | Elect Ann Moore | Mgmt | For | For | For | ||||
1.8 | Elect Gary Rodkin | Mgmt | For | For | For | ||||
1.9 | Elect Paula Stern | Mgmt | For | For | For | ||||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Baker Hughes Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BHI | CUSIP 057224107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Larry Brady | Mgmt | For | For | For | ||||
1.2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Martin Craighead | Mgmt | For | For | For | ||||
1.4 | Elect Chad Deaton | Mgmt | For | For | For | ||||
1.5 | Elect Anthony Fernandes | Mgmt | For | For | For | ||||
1.6 | Elect Claire Gargalli | Mgmt | For | For | For | ||||
1.7 | Elect Pierre Jungels | Mgmt | For | For | For | ||||
1.8 | Elect James Lash | Mgmt | For | For | For | ||||
1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | ||||
1.10 | Elect H. John Riley, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect James Stewart | Mgmt | For | For | For | ||||
1.12 | Elect Charles Watson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Bank of America Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAC | CUSIP 060505104 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mukesh Ambani | Mgmt | For | For | For | ||||
2 | Elect Susan Bies | Mgmt | For | For | For | ||||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | ||||
4 | Elect Virgis Colbert | Mgmt | For | For | For | ||||
5 | Elect Charles Gifford | Mgmt | For | For | For | ||||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
7 | Elect Monica Lozano | Mgmt | For | For | For | ||||
8 | Elect Thomas May | Mgmt | For | For | For | ||||
9 | Elect Brian Moynihan | Mgmt | For | For | For | ||||
10 | Elect Donald Powell | Mgmt | For | For | For | ||||
11 | Elect Charles Rossotti | Mgmt | For | For | For | ||||
12 | Elect Robert Scully | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | ||||
Bank of New York Mellon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BK | CUSIP 064058100 | 04/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ruth Bruch | Mgmt | For | For | For | ||||
2 | Elect Nicholas Donofrio | Mgmt | For | For | For | ||||
3 | Elect Gerald Hassell | Mgmt | For | For | For | ||||
4 | Elect Edmund Kelly | Mgmt | For | For | For | ||||
5 | Elect Richard Kogan | Mgmt | For | For | For | ||||
6 | Elect Michael Kowalski | Mgmt | For | For | For | ||||
7 | Elect John Luke, Jr. | Mgmt | For | For | For | ||||
8 | Elect Mark Nordenberg | Mgmt | For | For | For | ||||
9 | Elect Catherine Rein | Mgmt | For | For | For | ||||
10 | Elect William Richardson | Mgmt | For | For | For | ||||
11 | Elect Samuel Scott III | Mgmt | For | For | For | ||||
12 | Elect Wesley von Schack | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
Barrick Gold Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABX | CUSIP 067901108 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Howard Beck | Mgmt | For | For | For | ||||
1.2 | Elect Charles Birchall | Mgmt | For | For | For | ||||
1.3 | Elect Donald Carty | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Gustavo Cisneros | Mgmt | For | For | For | ||||
1.5 | Elect Robert Franklin | Mgmt | For | For | For | ||||
1.6 | Elect J. Brett Harvey | Mgmt | For | For | For | ||||
1.7 | Elect Dambisa Moyo | Mgmt | For | For | For | ||||
1.8 | Elect Brian Mulroney | Mgmt | For | For | For | ||||
1.9 | Elect Anthony Munk | Mgmt | For | For | For | ||||
1.10 | Elect Peter Munk | Mgmt | For | For | For | ||||
1.11 | Elect Aaron Regent | Mgmt | For | For | For | ||||
1.12 | Elect Nathaniel Rothschild | Mgmt | For | For | For | ||||
1.13 | Elect Steven Shapiro | Mgmt | For | For | For | ||||
1.14 | Elect John Thornton | Mgmt | For | Withhold | Against | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Baxter International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAX | CUSIP 071813109 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Gavin III | Mgmt | For | For | For | ||||
2 | Elect Peter Hellman | Mgmt | For | For | For | ||||
3 | Elect Kees Storm | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | ||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | For | For | For | ||||
BB&T Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBT | CUSIP 054937107 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Allison IV | Mgmt | For | For | For | ||||
1.2 | Elect Jennifer Banner | Mgmt | For | For | For | ||||
1.3 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Anna Cablik | Mgmt | For | For | For | ||||
1.5 | Elect Ronald Deal | Mgmt | For | For | For | ||||
1.6 | Elect J. Littleton Glover, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Jane Helm | Mgmt | For | For | For | ||||
1.8 | Elect John Howe III | Mgmt | For | For | For | ||||
1.9 | Elect Kelly King | Mgmt | For | For | For | ||||
1.10 | Elect Valeria Lynch Lee | Mgmt | For | For | For | ||||
1.11 | Elect Nido Qubein | Mgmt | For | For | For | ||||
1.12 | Elect Thomas Skains | Mgmt | For | For | For | ||||
1.13 | Elect Thomas Thompson | Mgmt | For | For | For | ||||
1.14 | Elect Edwin Welch Ph.D. | Mgmt | For | For | For | ||||
1.15 | Elect Stephen Williams | Mgmt | For | For | For | ||||
2 | 2012 Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Beam Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BEAM | CUSIP 073730103 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Goldstein | Mgmt | For | For | For | ||||
2 | Elect Stephen Golsby | Mgmt | For | For | For | ||||
3 | Elect Ann Hackett | Mgmt | For | For | For | ||||
4 | Elect A.D. David Mackay | Mgmt | For | For | For | ||||
5 | Elect Matthew Shattock | Mgmt | For | For | For | ||||
6 | Elect Robert Steele | Mgmt | For | For | For | ||||
7 | Elect Peter Wilson | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
11 | Re-approval of the Annual Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
Becton, Dickinson and Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BDX | CUSIP 075887109 | 01/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Basil Anderson | Mgmt | For | For | For | ||||
2 | Elect Henry Becton, Jr. | Mgmt | For | For | For | ||||
3 | Elect Edward DeGraan | Mgmt | For | For | For | ||||
4 | Elect Vincent Forlenza | Mgmt | For | For | For | ||||
5 | Elect Claire Fraser-Liggett | Mgmt | For | For | For | ||||
6 | Elect Christopher Jones | Mgmt | For | For | For | ||||
7 | Elect Marshall Larsen | Mgmt | For | For | For | ||||
8 | Elect Edward Ludwig | Mgmt | For | For | For | ||||
9 | Elect Adel Mahmoud | Mgmt | For | For | For | ||||
10 | Elect Gary Mecklenburg | Mgmt | For | For | For | ||||
11 | Elect James Orr | Mgmt | For | For | For | ||||
12 | Elect Willard Overlock, Jr. | Mgmt | For | For | For | ||||
13 | Elect Bertram Scott | Mgmt | For | For | For | ||||
14 | Elect Alfred Sommer | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Adoption of Cumulative Voting | ShrHldr | Against | Against | For | ||||
Bed Bath & Beyond Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBBY | CUSIP 075896100 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | ||||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | ||||
3 | Elect Steven Temares | Mgmt | For | For | For | ||||
4 | Elect Dean Adler | Mgmt | For | For | For | ||||
5 | Elect Stanley Barshay | Mgmt | For | For | For | ||||
6 | Elect Klaus Eppler | Mgmt | For | For | For | ||||
7 | Elect Patrick Gaston | Mgmt | For | For | For | ||||
8 | Elect Jordan Heller | Mgmt | For | For | For | ||||
9 | Elect Victoria Morrison | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | ||||
Berkshire Hathaway Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRK.A | CUSIP 084670108 | 05/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Warren Buffett | Mgmt | For | For | For | ||||
1.2 | Elect Charles Munger | Mgmt | For | For | For | ||||
1.3 | Elect Howard Buffett | Mgmt | For | For | For | ||||
1.4 | Elect Stephen Burke | Mgmt | For | For | For | ||||
1.5 | Elect Susan Decker | Mgmt | For | For | For | ||||
1.6 | Elect William Gates III | Mgmt | For | For | For | ||||
1.7 | Elect David Gottesman | Mgmt | For | For | For | ||||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | ||||
1.9 | Elect Donald Keough | Mgmt | For | For | For | ||||
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | ||||
1.11 | Elect Ronald Olson | Mgmt | For | For | For | ||||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | ||||
2 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | ||||
Best Buy Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBY | CUSIP 086516101 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lisa Caputo | Mgmt | For | For | For | ||||
1.2 | Elect Kathy Higgins Victor | Mgmt | For | For | For | ||||
1.3 | Elect Gerard Vittecoq | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | ||||
BlackRock, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BLK | CUSIP 09247X101 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William Demchak | Mgmt | For | For | For | ||||
2 | Elect Laurence Fink | Mgmt | For | For | For | ||||
3 | Elect Robert Kapito | Mgmt | For | For | For | ||||
4 | Elect Thomas O'Brien | Mgmt | For | For | For | ||||
5 | Elect Ivan Seidenberg | Mgmt | For | For | For | ||||
6 | Amendment to Certificate of Incorporation to Declassify Board | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
BMC Software, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMC | CUSIP 055921100 | 07/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | ||||
2 | Elect Jon Barfield | Mgmt | For | For | For | ||||
3 | Elect Gary Bloom | Mgmt | For | For | For | ||||
4 | Elect Meldon Gafner | Mgmt | For | For | For | ||||
5 | Elect Mark Hawkins | Mgmt | For | For | For | ||||
6 | Elect Stephan James | Mgmt | For | For | For | ||||
7 | Elect P. Thomas Jenkins | Mgmt | For | For | For | ||||
8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | ||||
9 | Elect Kathleen O'Neil | Mgmt | For | For | For | ||||
10 | Elect Tom Tinsley | Mgmt | For | For | For | ||||
11 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Boston Scientific Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BSX | CUSIP 101137107 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Katharine Bartlett | Mgmt | For | For | For | ||||
2 | Elect Bruce Byrnes | Mgmt | For | For | For | ||||
3 | Elect Nelda Connors | Mgmt | For | For | For | ||||
4 | Elect Kristina Johnson | Mgmt | For | For | For | ||||
5 | Elect William Kucheman | Mgmt | For | For | For | ||||
6 | Elect Ernest Mario | Mgmt | For | For | For | ||||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | ||||
8 | Elect Pete Nicholas | Mgmt | For | For | For | ||||
9 | Elect Uwe Reinhardt | Mgmt | For | For | For | ||||
10 | Elect John Sununu | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
Broadcom Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRCM | CUSIP 111320107 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Finocchio, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Nancy Handel | Mgmt | For | For | For | ||||
1.3 | Elect Eddy Hartenstein | Mgmt | For | For | For | ||||
1.4 | Elect Maria Klawe | Mgmt | For | For | For | ||||
1.5 | Elect John Major | Mgmt | For | For | For | ||||
1.6 | Elect Scott McGregor | Mgmt | For | For | For | ||||
1.7 | Elect William Morrow | Mgmt | For | For | For | ||||
1.8 | Elect Henry Samueli | Mgmt | For | For | For | ||||
1.9 | Elect Robert Switz | Mgmt | For | For | For | ||||
2 | Amendment to the 1998 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
3 | 2012 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
CA, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CA | CUSIP 12673P105 | 08/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Raymond Bromark | Mgmt | For | For | For | ||||
2 | Elect Gary Fernandes | Mgmt | For | For | For | ||||
3 | Elect Rohit Kapoor | Mgmt | For | For | For | ||||
4 | Elect Kay Koplovitz | Mgmt | For | For | For | ||||
5 | Elect Christopher Lofgren | Mgmt | For | For | For | ||||
6 | Elect William McCracken | Mgmt | For | For | For | ||||
7 | Elect Richard Sulpizio | Mgmt | For | For | For | ||||
8 | Elect Laura Unger | Mgmt | For | For | For | ||||
9 | Elect Arthur Weinbach | Mgmt | For | For | For | ||||
10 | Elect Ron Zambonini | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
14 | 2011 Incentive Plan | Mgmt | For | For | For | ||||
15 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Calpine Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPN | CUSIP 131347304 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | ||||
1.2 | Elect Jack Fusco | Mgmt | For | For | For | ||||
1.3 | Elect Robert Hinckley | Mgmt | For | For | For | ||||
1.4 | Elect David Merritt | Mgmt | For | For | For | ||||
1.5 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||||
1.6 | Elect Robert Mosbacher, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect William E. Oberndorf | Mgmt | For | For | For | ||||
1.8 | Elect Denise O'Leary | Mgmt | For | For | For | ||||
1.9 | Elect J. Stuart Ryan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Cameron International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAM | CUSIP 13342B105 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Baker Cunningham | Mgmt | For | For | For | ||||
2 | Elect Sheldon Erikson | Mgmt | For | For | For | ||||
3 | Elect Douglas Foshee | Mgmt | For | For | For | ||||
4 | Elect Rodolfo Landim | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | ||||
9 | Approve Restatement of Certificate of Incorporation | Mgmt | For | For | For | ||||
Capital One Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COF | CUSIP 14040H105 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Fairbank | Mgmt | For | For | For | ||||
2 | Elect Peter Raskind | Mgmt | For | For | For | ||||
3 | Elect Bradford Warner | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Amendment to the Associate Stock Purchase Plan | Mgmt | For | For | For | ||||
Cardinal Health, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAH | CUSIP 14149Y108 | 11/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Colleen Arnold | Mgmt | For | For | For | ||||
2 | Elect George Barrett | Mgmt | For | For | For | ||||
3 | Elect Glenn Britt | Mgmt | For | For | For | ||||
4 | Elect Carrie Cox | Mgmt | For | For | For | ||||
5 | Elect Calvin Darden | Mgmt | For | For | For | ||||
6 | Elect Bruce Downey | Mgmt | For | For | For | ||||
7 | Elect John Finn | Mgmt | For | For | For | ||||
8 | Elect Gregory Kenny | Mgmt | For | For | For | ||||
9 | Elect David King | Mgmt | For | For | For | ||||
10 | Elect Richard Notebaert | Mgmt | For | For | For | ||||
11 | Elect David Raisbeck | Mgmt | For | For | For | ||||
12 | Elect Jean Spaulding | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
CareFusion Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CFN | CUSIP 14170T101 | 11/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jacqueline Kosecoff | Mgmt | For | For | For | ||||
2 | Elect Michael O'Halleran | Mgmt | For | For | For | ||||
3 | Elect Robert Wayman | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Carnival plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCL | CUSIP 143658300 | 04/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Micky Arison | Mgmt | For | For | For | ||||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | ||||
3 | Elect Robert Dickinson | Mgmt | For | For | For | ||||
4 | Elect Arnold Donald | Mgmt | For | For | For | ||||
5 | Elect Pier Foschi | Mgmt | For | For | For | ||||
6 | Elect Howard Frank | Mgmt | For | For | For | ||||
7 | Elect Richard Glasier | Mgmt | For | For | For | ||||
8 | Elect Debra Kelly-Ennis | Mgmt | For | For | For | ||||
9 | Elect Modesto Maidique | Mgmt | For | For | For | ||||
10 | Elect John Parker | Mgmt | For | For | For | ||||
11 | Elect Peter Ratcliffe | Mgmt | For | For | For | ||||
12 | Elect Stuart Subotnick | Mgmt | For | For | For | ||||
13 | Elect Laura Weil | Mgmt | For | For | For | ||||
14 | Elect Randall Weisenburger | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Accounts and Reports | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Director's Remuneration Report | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Celanese Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CE | CUSIP 150870103 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barlett | Mgmt | For | For | For | ||||
2 | Elect David Hoffmeister | Mgmt | For | For | For | ||||
3 | Elect Paul O'Neill | Mgmt | For | For | For | ||||
4 | Elect Jay Ihlenfeld | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Amendment to the 2009 Global Incentive Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Celgene Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CELG | CUSIP 151020104 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Hugin | Mgmt | For | For | For | ||||
1.2 | Elect Richard Barker D. Phil | Mgmt | For | For | For | ||||
1.3 | Elect Michael Casey | Mgmt | For | For | For | ||||
1.4 | Elect Carrie Cox | Mgmt | For | For | For | ||||
1.5 | Elect Rodman Drake | Mgmt | For | For | For | ||||
1.6 | Elect Michael Friedman | Mgmt | For | For | For | ||||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | ||||
1.8 | Elect James Loughlin | Mgmt | For | For | For | ||||
1.9 | Elect Ernest Mario | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
CenturyLink, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CTL | CUSIP 156700106 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3.1 | Elect Fred Nichols | Mgmt | For | For | For | ||||
3.2 | Elect Harvey Perry | Mgmt | For | For | For | ||||
3.3 | Elect Laurie Siegel | Mgmt | For | For | For | ||||
3.4 | Elect Joseph Zimmel | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Bonus Deferrals | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
CF Industries Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CF | CUSIP 125269100 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Furbacher | Mgmt | For | For | For | ||||
1.2 | Elect John Johnson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Chevron Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVX | CUSIP 166764100 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Linnet Deily | Mgmt | For | Against | Against | ||||
2 | Elect Robert Denham | Mgmt | For | Against | Against | ||||
3 | Elect Chuck Hagel | Mgmt | For | Against | Against | ||||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect George Kirkland | Mgmt | For | Against | Against | ||||
6 | Elect Charles Moorman, IV | Mgmt | For | Against | Against | ||||
7 | Elect Kevin Sharer | Mgmt | For | Against | Against | ||||
8 | Elect John Stumpf | Mgmt | For | Against | Against | ||||
9 | Elect Ronald Sugar | Mgmt | For | Against | Against | ||||
10 | Elect Carl Ware | Mgmt | For | Against | Against | ||||
11 | Elect John Watson | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Exclusive Forum Provisions | ShrHldr | Against | For | Against | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | ||||
CIGNA Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CI | CUSIP 125509109 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Partridge | Mgmt | For | For | For | ||||
2 | Elect James Rogers | Mgmt | For | For | For | ||||
3 | Elect Joseph Sullivan | Mgmt | For | For | For | ||||
4 | Elect Eric Wiseman | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | N/A | For | N/A | ||||
Cisco Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSCO | CUSIP 17275R102 | 12/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carol Bartz | Mgmt | For | For | For | ||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
3 | Elect Michael Capellas | Mgmt | For | For | For | ||||
4 | Elect Larry Carter | Mgmt | For | For | For | ||||
5 | Elect John Chambers | Mgmt | For | For | For | ||||
6 | Elect Brian Halla | Mgmt | For | For | For | ||||
7 | Elect John Hennessy | Mgmt | For | For | For | ||||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | ||||
9 | Elect Roderick McGeary | Mgmt | For | For | For | ||||
10 | Elect Arun Sarin | Mgmt | For | For | For | ||||
11 | Elect Steven West | Mgmt | For | For | For | ||||
12 | Elect Jerry Yang | Mgmt | For | For | For | ||||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding the Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Citigroup Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
C | CUSIP 172967424 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Franz Humer | Mgmt | For | For | For | ||||
2 | Elect Robert Joss | Mgmt | For | For | For | ||||
3 | Elect Michael O'Neill | Mgmt | For | For | For | ||||
4 | Elect Vikram Pandit | Mgmt | For | For | For | ||||
5 | Elect Lawrence Ricciardi | Mgmt | For | For | For | ||||
6 | Elect Judith Rodin | Mgmt | For | For | For | ||||
7 | Elect Robert Ryan | Mgmt | For | For | For | ||||
8 | Elect Anthony Santomero | Mgmt | For | For | For | ||||
9 | Elect Joan Spero | Mgmt | For | For | For | ||||
10 | Elect Diana Taylor | Mgmt | For | For | For | ||||
11 | Elect William Thompson, Jr. | Mgmt | For | For | For | ||||
12 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | ||||
Cliffs Natural Resources Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLF | CUSIP 18683K101 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph Carrabba | Mgmt | For | For | For | ||||
2 | Elect Susan Cunningham | Mgmt | For | For | For | ||||
3 | Elect Barry Eldridge | Mgmt | For | For | For | ||||
4 | Elect Andres Gluski | Mgmt | For | For | For | ||||
5 | Elect Susan Green | Mgmt | For | For | For | ||||
6 | Elect Janice Henry | Mgmt | For | For | For | ||||
7 | Elect James Kirsch | Mgmt | For | For | For | ||||
8 | Elect Francis McAllister | Mgmt | For | For | For | ||||
9 | Elect Richard Riederer | Mgmt | For | For | For | ||||
10 | Elect Richard Ross | Mgmt | For | For | For | ||||
11 | Amendment to Regulations to allow the Board to Amend the Regulations without Shareholder Approval | Mgmt | For | Against | Against | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | 2012 Incentive Equity Plan | Mgmt | For | For | For | ||||
14 | 2012 Executive Management Performance Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
CME Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CME | CUSIP 12572Q105 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dennis Chookaszian | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Larry Gerdes | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Daniel Glickman | Mgmt | For | Withhold | Against | ||||
1.4 | Elect James Oliff | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Edemir Pinto | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Alex Pollock | Mgmt | For | Withhold | Against | ||||
1.7 | Elect William Shepard | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board and Amendments Related to the Expiration of the Rights Plan and Director Removal | Mgmt | For | For | For | ||||
5 | Amendment to the Omnibus Stock Plan | Mgmt | For | For | For | ||||
6 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | ||||
Coach, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COH | CUSIP 189754104 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | ||||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | ||||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | ||||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | ||||
1.5 | Elect Irene Miller | Mgmt | For | For | For | ||||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | ||||
1.7 | Elect Jide Zeitlin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Cobalt International Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CIE | CUSIP 19075F106 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Bryant | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Peter Coneway | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael France | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Jack Golden | Mgmt | For | Withhold | Against | ||||
1.5 | Elect N. John Lancaster, Jr. | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Scott Lebovitz | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Jon Marshall | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Kenneth Moore | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Kenneth Pontarelli | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Myles Scoggins | Mgmt | For | Withhold | Against | ||||
1.11 | Elect D. Jeff van Steenbergen | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Martin Young, Jr. | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Coca-Cola Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCE | CUSIP 19122T109 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | ||||
1.2 | Elect John Brock | Mgmt | For | For | For | ||||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | ||||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | ||||
1.5 | Elect Orrin Ingram II | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Suzanne Labarge | Mgmt | For | For | For | ||||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | ||||
1.9 | Elect Garry Watts | Mgmt | For | For | For | ||||
1.10 | Elect Curtis Welling | Mgmt | For | For | For | ||||
1.11 | Elect Phoebe Wood | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cognizant Technology Solutions Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CTSH | CUSIP 192446102 | 06/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Francisco D'Souza | Mgmt | For | For | For | ||||
2 | Elect John Fox, Jr. | Mgmt | For | For | For | ||||
3 | Elect Thomas Wendel | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Colgate-Palmolive Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CL | CUSIP 194162103 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nikesh Arora | Mgmt | For | For | For | ||||
2 | Elect John Cahill | Mgmt | For | For | For | ||||
3 | Elect Ian Cook | Mgmt | For | For | For | ||||
4 | Elect Helene Gayle | Mgmt | For | For | For | ||||
5 | Elect Ellen Hancock | Mgmt | For | For | For | ||||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | ||||
7 | Elect Richard Kogan | Mgmt | For | For | For | ||||
8 | Elect Delano Lewis | Mgmt | For | For | For | ||||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | ||||
10 | Elect Stephen Sadove | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | Against | For | ||||
Comcast Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMCSA | CUSIP 20030N101 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth Bacon | Mgmt | For | For | For | ||||
1.2 | Elect Sheldon Bonovitz | Mgmt | For | For | For | ||||
1.3 | Elect Joseph Collins | Mgmt | For | For | For | ||||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | ||||
1.5 | Elect Gerald Hassell | Mgmt | For | For | For | ||||
1.6 | Elect Jeffrey Honickman | Mgmt | For | For | For | ||||
1.7 | Elect Eduardo Mestre | Mgmt | For | For | For | ||||
1.8 | Elect Brian Roberts | Mgmt | For | For | For | ||||
1.9 | Elect Ralph Roberts | Mgmt | For | For | For | ||||
1.10 | Elect Johnathan Rodgers | Mgmt | For | For | For | ||||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Amendment to the 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Poison Pills | ShrHldr | Against | For | Against | ||||
Comerica Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMA | CUSIP 200340107 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Lindner | Mgmt | For | For | For | ||||
2 | Elect Robert Taubman | Mgmt | For | For | For | ||||
3 | Elect Reginald Turner | Mgmt | For | For | For | ||||
4 | Elect Roger Cregg | Mgmt | For | For | For | ||||
5 | Elect T. Kevin DeNicola | Mgmt | For | For | For | ||||
6 | Elect Alfred Piergallini | Mgmt | For | For | For | ||||
7 | Elect Nina Vaca | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Computer Sciences Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSC | CUSIP 205363104 | 08/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Irving Bailey, II | Mgmt | For | For | For | ||||
2 | Elect David Barram | Mgmt | For | For | For | ||||
3 | Elect Stephen Baum | Mgmt | For | For | For | ||||
4 | Elect Erik Brynjolfsson | Mgmt | For | For | For | ||||
5 | Elect Rodney Chase | Mgmt | For | For | For | ||||
6 | Elect Judith Haberkorn | Mgmt | For | For | For | ||||
7 | Elect Michael Laphen | Mgmt | For | For | For | ||||
8 | Elect F. Warren McFarlan | Mgmt | For | For | For | ||||
9 | Elect Chong Sup Park | Mgmt | For | For | For | ||||
10 | Elect Thomas Patrick | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
13 | 2011 Omnibus Incentive Plan | Mgmt | For | Against | Against | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
ConocoPhillips | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COP | CUSIP 20825C104 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Armitage | Mgmt | For | For | For | ||||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | ||||
3 | Elect James Copeland, Jr. | Mgmt | For | For | For | ||||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | ||||
5 | Elect Ruth Harkin | Mgmt | For | For | For | ||||
6 | Elect Ryan Lance | Mgmt | For | For | For | ||||
7 | Elect Mohd Hassan Marican | Mgmt | For | For | For | ||||
8 | Elect Harold McGraw III | Mgmt | For | For | For | ||||
9 | Elect James Mulva | Mgmt | For | For | For | ||||
10 | Elect Robert Niblock | Mgmt | For | For | For | ||||
11 | Elect Harald Norvik | Mgmt | For | For | For | ||||
12 | Elect William Reilly | Mgmt | For | For | For | ||||
13 | Elect Victoria Tschinkel | Mgmt | For | For | For | ||||
14 | Elect Kathryn Turner | Mgmt | For | For | For | ||||
15 | Elect William Wade, Jr. | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
CONSOL Energy Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNX | CUSIP 20854P109 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect J. Brett Harvey | Mgmt | For | For | For | ||||
1.2 | Elect Philip Baxter | Mgmt | For | For | For | ||||
1.3 | Elect James Altmeyer, Sr. | Mgmt | For | Withhold | Against | ||||
1.4 | Elect William Davis | Mgmt | For | For | For | ||||
1.5 | Elect Raj Gupta | Mgmt | For | For | For | ||||
1.6 | Elect Patricia Hammick | Mgmt | For | For | For | ||||
1.7 | Elect David Hardesty, Jr. | Mgmt | For | Withhold | Against | ||||
1.8 | Elect John Mills | Mgmt | For | For | For | ||||
1.9 | Elect William Powell | Mgmt | For | For | For | ||||
1.10 | Elect Joseph Williams | Mgmt | For | For | For | ||||
2 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Cooper Industries Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBE | CUSIP G24140108 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ivor Evans | Mgmt | For | For | For | ||||
2 | Elect Kirk Hachigian | Mgmt | For | For | For | ||||
3 | Elect Lawrence Kingsley | Mgmt | For | For | For | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Authority of Subsidiaries to Repurchase Shares | Mgmt | For | For | For | ||||
8 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | ||||
Corning Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GLW | CUSIP 219350105 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Seely Brown | Mgmt | For | For | For | ||||
2 | Elect Stephanie Burns | Mgmt | For | For | For | ||||
3 | Elect John Canning Jr. | Mgmt | For | For | For | ||||
4 | Elect Richard Clark | Mgmt | For | For | For | ||||
5 | Elect James Flaws | Mgmt | For | For | For | ||||
6 | Elect Gordon Gund | Mgmt | For | For | For | ||||
7 | Elect Kurt Landgraf | Mgmt | For | For | For | ||||
8 | Elect Deborah Rieman | Mgmt | For | For | For | ||||
9 | Elect H. Onno Ruding | Mgmt | For | For | For | ||||
10 | Elect Mark Wrighton | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
Costco Wholesale Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COST | CUSIP 22160K105 | 01/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Sinegal | Mgmt | For | For | For | ||||
1.2 | Elect Jeffrey Brotman | Mgmt | For | For | For | ||||
1.3 | Elect Richard Galanti | Mgmt | For | For | For | ||||
1.4 | Elect Daniel Evans | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey Raikes | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Coventry Health Care, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVH | CUSIP 222862104 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel Mendelson | Mgmt | For | Against | Against | ||||
2 | Elect Rodman Moorhead, III | Mgmt | For | Against | Against | ||||
3 | Elect Timothy Weglicki | Mgmt | For | Against | Against | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Amendment to Supermajority Requirement | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | For | Against | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose Almeida | Mgmt | For | For | For | ||||
2 | Elect Craig Arnold | Mgmt | For | For | For | ||||
3 | Elect Robert Brust | Mgmt | For | For | For | ||||
4 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
5 | Elect Christopher Coughlin | Mgmt | For | For | For | ||||
6 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
15 | Amendments to Articles to Provide for Escheatment | Mgmt | For | For | For | ||||
16 | Amendment to Articles to Allow Non-Cash Dividends | Mgmt | For | For | For | ||||
Crown Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCK | CUSIP 228368106 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jenne Britell | Mgmt | For | For | For | ||||
1.2 | Elect John Conway | Mgmt | For | For | For | ||||
1.3 | Elect Arnold Donald | Mgmt | For | For | For | ||||
1.4 | Elect William Little | Mgmt | For | For | For | ||||
1.5 | Elect Hans Loliger | Mgmt | For | For | For | ||||
1.6 | Elect James Miller | Mgmt | For | For | For | ||||
1.7 | Elect Josef Muller | Mgmt | For | For | For | ||||
1.8 | Elect Thomas Ralph | Mgmt | For | For | For | ||||
1.9 | Elect Hugues du Rouret | Mgmt | For | For | For | ||||
1.10 | Elect Jim Turner | Mgmt | For | For | For | ||||
1.11 | Elect William Urkiel | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
CVS Caremark Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVS | CUSIP 126650100 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. David Brown II | Mgmt | For | For | For | ||||
2 | Elect David Dorman | Mgmt | For | For | For | ||||
3 | Elect Anne Finucane | Mgmt | For | For | For | ||||
4 | Elect Kristen Gibney Williams | Mgmt | For | For | For | ||||
5 | Elect Marian Heard | Mgmt | For | For | For | ||||
6 | Elect Larry Merlo | Mgmt | For | For | For | ||||
7 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||||
8 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | ||||
9 | Elect Richard Swift | Mgmt | For | For | For | ||||
10 | Elect Tony White | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Authorization of Written Consent by Less Than Unanimous Approval | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Cymer, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CYMI | CUSIP 232572107 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Abbe | Mgmt | For | For | For | ||||
1.2 | Elect Robert Akins | Mgmt | For | For | For | ||||
1.3 | Elect Edward Braun | Mgmt | For | For | For | ||||
1.4 | Elect Michael Gaulke | Mgmt | For | For | For | ||||
1.5 | Elect William Oldham | Mgmt | For | For | For | ||||
1.6 | Elect Eric Ruttenberg | Mgmt | For | For | For | ||||
1.7 | Elect Peter Simone | Mgmt | For | For | For | ||||
1.8 | Elect Young Sohn | Mgmt | For | For | For | ||||
1.9 | Elect Jon Tompkins | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Transaction of Other Business | Mgmt | N/A | Against | N/A | ||||
Deere & Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DE | CUSIP 244199105 | 02/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Crandall Bowles | Mgmt | For | For | For | ||||
2 | Elect Vance Coffman | Mgmt | For | For | For | ||||
3 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
4 | Elect Dipak Jain | Mgmt | For | For | For | ||||
5 | Elect Clayton Jones | Mgmt | For | For | For | ||||
6 | Elect Joachim Milberg | Mgmt | For | Against | Against | ||||
7 | Elect Richard Myers | Mgmt | For | For | For | ||||
8 | Elect Thomas Patrick | Mgmt | For | For | For | ||||
9 | Elect Sherry Smith | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Non-Employee Director Stock Ownership Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Delta Air Lines, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DAL | CUSIP 247361702 | 06/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Anderson | Mgmt | For | For | For | ||||
2 | Elect Edward Bastian | Mgmt | For | For | For | ||||
3 | Elect Roy Bostock | Mgmt | For | For | For | ||||
4 | Elect John Brinzo | Mgmt | For | For | For | ||||
5 | Elect Daniel Carp | Mgmt | For | For | For | ||||
6 | Elect David DeWalt | Mgmt | For | For | For | ||||
7 | Elect Mickey Foret | Mgmt | For | For | For | ||||
8 | Elect Shirley Franklin | Mgmt | For | For | For | ||||
9 | Elect David Goode | Mgmt | For | For | For | ||||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||||
11 | Elect Kenneth Rogers | Mgmt | For | For | For | ||||
12 | Elect Kenneth Woodrow | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Re-Approval of the Performance Goals Under the 2007 Performance Compensation Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dendreon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNDN | CUSIP 24823Q107 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Johnson | Mgmt | For | For | For | ||||
2 | Elect Susan Bayh | Mgmt | For | For | For | ||||
3 | Elect Dennis Fenton | Mgmt | For | For | For | ||||
4 | Elect David Urdal | Mgmt | For | For | For | ||||
5 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dick's Sporting Goods, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DKS | CUSIP 253393102 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Colombo | Mgmt | For | For | For | ||||
1.2 | Elect Larry Stone | Mgmt | For | For | For | ||||
2 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Digital Realty Trust, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DLR | CUSIP 253868103 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of Directors | Mgmt | For | For | For | ||||
2 | Elect Laurence Chapman | Mgmt | For | For | For | ||||
3 | Elect Kathleen Earley | Mgmt | For | For | For | ||||
4 | Elect Ruann Ernst | Mgmt | For | For | For | ||||
5 | Elect Dennis Singleton | Mgmt | For | For | For | ||||
6 | Elect Robert Zerbst | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Discover Financial Services | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DFS | CUSIP 254709108 | 04/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey Aronin | Mgmt | For | For | For | ||||
2 | Elect Mary Bush | Mgmt | For | For | For | ||||
3 | Elect Gregory Case | Mgmt | For | For | For | ||||
4 | Elect Robert Devlin | Mgmt | For | For | For | ||||
5 | Elect Cynthia Glassman | Mgmt | For | For | For | ||||
6 | Elect Richard Lenny | Mgmt | For | For | For | ||||
7 | Elect Thomas Maheras | Mgmt | For | For | For | ||||
8 | Elect Michael Moskow | Mgmt | For | For | For | ||||
9 | Elect David Nelms | Mgmt | For | For | For | ||||
10 | Elect E. Follin Smith | Mgmt | For | For | For | ||||
11 | Elect Lawrence Weinbach | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dollar General Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DG | CUSIP 256677105 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raj Agrawal | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Warren Bryant | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Calbert | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Richard Dreiling | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Adrian Jones | Mgmt | For | Withhold | Against | ||||
1.6 | Elect William Rhodes III | Mgmt | For | Withhold | Against | ||||
1.7 | Elect David Rickard | Mgmt | For | Withhold | Against | ||||
2 | Reapproval of the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | Reapproval of the Annual Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dover Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DOV | CUSIP 260003108 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Benson | Mgmt | For | For | For | ||||
2 | Elect Robert Cremin | Mgmt | For | For | For | ||||
3 | Elect Jean-Pierre Ergas | Mgmt | For | For | For | ||||
4 | Elect Peter Francis | Mgmt | For | For | For | ||||
5 | Elect Kristiane Graham | Mgmt | For | For | For | ||||
6 | Elect Robert Livingston | Mgmt | For | For | For | ||||
7 | Elect Richard Lochridge | Mgmt | For | For | For | ||||
8 | Elect Bernard Rethore | Mgmt | For | For | For | ||||
9 | Elect Michael Stubbs | Mgmt | For | For | For | ||||
10 | Elect Stephen Todd | Mgmt | For | For | For | ||||
11 | Elect Stephen Wagner | Mgmt | For | For | For | ||||
12 | Elect Mary Winston | Mgmt | For | For | For | ||||
13 | 2012 Equity and Cash Incentive Plan | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Dow Chemical Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DOW | CUSIP 260543103 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Arnold Allemang | Mgmt | For | For | For | ||||
2 | Elect Jacqueline Barton | Mgmt | For | For | For | ||||
3 | Elect James Bell | Mgmt | For | For | For | ||||
4 | Elect Jeff Fettig | Mgmt | For | For | For | ||||
5 | Elect John Hess | Mgmt | For | For | For | ||||
6 | Elect Andrew Liveris | Mgmt | For | For | For | ||||
7 | Elect Paul Polman | Mgmt | For | For | For | ||||
8 | Elect Dennis Reilley | Mgmt | For | For | For | ||||
9 | Elect James Ringler | Mgmt | For | Against | Against | ||||
10 | Elect Ruth Shaw | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | 2012 Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
Dun & Bradstreet Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNB | CUSIP 26483E100 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Austin Adams | Mgmt | For | For | For | ||||
2 | Elect John Alden | Mgmt | For | For | For | ||||
3 | Elect Christopher Coughlin | Mgmt | For | For | For | ||||
4 | Elect James Fernandez | Mgmt | For | For | For | ||||
5 | Elect Raul Garcia | Mgmt | For | For | For | ||||
6 | Elect Douglas Kehring | Mgmt | For | For | For | ||||
7 | Elect Sara Mathew | Mgmt | For | For | For | ||||
8 | Elect Sandra Peterson | Mgmt | For | For | For | ||||
9 | Elect Michael Winkler | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
E TRADE Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETFC | CUSIP 269246401 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||||
2 | Elect Rodger Lawson | Mgmt | For | For | For | ||||
3 | Elect Frank Petrilli | Mgmt | For | For | For | ||||
4 | Elect Rebecca Saeger | Mgmt | For | For | For | ||||
5 | Elect Joseph Sclafani | Mgmt | For | For | For | ||||
6 | Elect Stephen Willard | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
E.I. du Pont de Nemours and Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DD | CUSIP 263534109 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||||
2 | Elect Richard Brown | Mgmt | For | For | For | ||||
3 | Elect Robert Brown | Mgmt | For | For | For | ||||
4 | Elect Bertrand Collomb | Mgmt | For | For | For | ||||
5 | Elect Curtis Crawford | Mgmt | For | For | For | ||||
6 | Elect Alexander Cutler | Mgmt | For | For | For | ||||
7 | Elect Eleuthere Du Pont | Mgmt | For | For | For | ||||
8 | Elect Marillyn Hewson | Mgmt | For | For | For | ||||
9 | Elect Lois Juliber | Mgmt | For | For | For | ||||
10 | Elect Ellen Kullman | Mgmt | For | For | For | ||||
11 | Elect Lee Thomas | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
15 | Shareholder Proposal Regarding Report on Executive Compensation | ShrHldr | Against | Against | For | ||||
Eaton Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETN | CUSIP 278058102 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alexander Cutler | Mgmt | For | For | For | ||||
2 | Elect Arthur Johnson | Mgmt | For | For | For | ||||
3 | Elect Deborah McCoy | Mgmt | For | For | For | ||||
4 | 2012 Stock Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
EBay Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EBAY | CUSIP 278642103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | ||||
2 | Elect William Ford, Jr. | Mgmt | For | For | For | ||||
3 | Elect Dawn Lepore | Mgmt | For | For | For | ||||
4 | Elect Kathleen Mitic | Mgmt | For | For | For | ||||
5 | Elect Pierre Omidyar | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | For | For | ||||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
9 | Repeal of Classified Board | Mgmt | For | For | For | ||||
10 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Edison International | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EIX | CUSIP 281020107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jagjeet Bindra | Mgmt | For | For | For | ||||
2 | Elect Vanessa Chang | Mgmt | For | For | For | ||||
3 | Elect France Cordova | Mgmt | For | For | For | ||||
4 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | ||||
5 | Elect Charles Curtis | Mgmt | For | For | For | ||||
6 | Elect Bradford Freeman | Mgmt | For | For | For | ||||
7 | Elect Luis Nogales | Mgmt | For | For | For | ||||
8 | Elect Ronald Olson | Mgmt | For | For | For | ||||
9 | Elect Richard Schlosberg, III | Mgmt | For | For | For | ||||
10 | Elect Thomas Sutton | Mgmt | For | For | For | ||||
11 | Elect Peter Taylor | Mgmt | For | For | For | ||||
12 | Elect Brett White | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
Edwards Lifesciences Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EW | CUSIP 28176E108 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mike Bowlin | Mgmt | For | For | For | ||||
2 | Elect Barbara McNeil | Mgmt | For | For | For | ||||
3 | Elect Michael Mussallem | Mgmt | For | For | For | ||||
4 | Amendment to the Long-Term Stock Incentive Compensation Program | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | ||||
8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 01/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | For | For | ||||
2 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Arno Hugo Agustin Filho | Mgmt | For | Against | Against | ||||
2 | Election of Board Chairman | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Election of Supervisory Council Members | Mgmt | For | For | For | ||||
4 | Remuneration Policy | Mgmt | For | Against | Against | ||||
5 | Supervisory Council Fees | Mgmt | For | For | For | ||||
Energen Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EGN | CUSIP 29265N108 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Judy Merritt | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Snider | Mgmt | For | For | For | ||||
1.3 | Elect Gary Youngblood | Mgmt | For | For | For | ||||
1.4 | Elect Jay Grinney | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Energizer Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENR | CUSIP 29266R108 | 01/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bill Armstrong | Mgmt | For | For | For | ||||
2 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | ||||
3 | Elect Pamela Nicholson | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Entergy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETR | CUSIP 29364G103 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Maureen Bateman | Mgmt | For | For | For | ||||
2 | Elect Gary Edwards | Mgmt | For | For | For | ||||
3 | Elect Alexis Herman | Mgmt | For | For | For | ||||
4 | Elect Donald Hintz | Mgmt | For | For | For | ||||
5 | Elect J. Wayne Leonard | Mgmt | For | For | For | ||||
6 | Elect Stuart Levenick | Mgmt | For | For | For | ||||
7 | Elect Blanche Lincoln | Mgmt | For | For | For | ||||
8 | Elect Stewart Myers | Mgmt | For | For | For | ||||
9 | Elect William Percy, II | Mgmt | For | For | For | ||||
10 | Elect W.J. Tauzin | Mgmt | For | For | For | ||||
11 | Elect Steven Wilkinson | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Equifax Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EFX | CUSIP 294429105 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Copeland, Jr. | Mgmt | For | For | For | ||||
2 | Elect Robert Daleo | Mgmt | For | For | For | ||||
3 | Elect Walter Driver, Jr. | Mgmt | For | For | For | ||||
4 | Elect Mark Feidler | Mgmt | For | For | For | ||||
5 | Elect L. Phillip Humann | Mgmt | For | For | For | ||||
6 | Elect Siri Marshall | Mgmt | For | For | For | ||||
7 | Elect John McKinley | Mgmt | For | For | For | ||||
8 | Elect Richard Smith | Mgmt | For | For | For | ||||
9 | Elect Mark Templeton | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Estee Lauder Companies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EL | CUSIP 518439104 | 11/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charlene Barshefsky | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Wei Sun Christianson | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Fabrizio Freda | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Jane Lauder | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Leonard Lauder | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Express Scripts Holding Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESRX | CUSIP 30219G108 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Benanav | Mgmt | For | For | For | ||||
2 | Elect Maura Breen | Mgmt | For | For | For | ||||
3 | Elect William DeLaney | Mgmt | For | For | For | ||||
4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | ||||
5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | ||||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | ||||
7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | ||||
8 | Elect John Parker, Jr. | Mgmt | For | For | For | ||||
9 | Elect George Paz | Mgmt | For | For | For | ||||
10 | Elect Myrtle Potter | Mgmt | For | For | For | ||||
11 | Elect William Roper | Mgmt | For | For | For | ||||
12 | Elect Samuel Skinner | Mgmt | For | For | For | ||||
13 | Elect Seymour Sternberg | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Express Scripts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESRX | CUSIP 302182100 | 12/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Exxon Mobil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XOM | CUSIP 30231G102 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Boskin | Mgmt | For | For | For | ||||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | ||||
1.3 | Elect Larry Faulkner | Mgmt | For | For | For | ||||
1.4 | Elect Jay Fishman | Mgmt | For | For | For | ||||
1.5 | Elect Henrietta Fore | Mgmt | For | For | For | ||||
1.6 | Elect Kenneth Frazier | Mgmt | For | For | For | ||||
1.7 | Elect William George | Mgmt | For | For | For | ||||
1.8 | Elect Samuel Palmisano | Mgmt | For | For | For | ||||
1.9 | Elect Steven Reinemund | Mgmt | For | For | For | ||||
1.10 | Elect Rex Tillerson | Mgmt | For | For | For | ||||
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | ||||
FedEx Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FDX | CUSIP 31428X106 | 09/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barksdale | Mgmt | For | For | For | ||||
2 | Elect John Edwardson | Mgmt | For | For | For | ||||
3 | Elect Shirley Jackson | Mgmt | For | For | For | ||||
4 | Elect Steven Loranger | Mgmt | For | For | For | ||||
5 | Elect Gary Loveman | Mgmt | For | For | For | ||||
6 | Elect R. Brad Martin | Mgmt | For | For | For | ||||
7 | Elect Joshua Ramo | Mgmt | For | For | For | ||||
8 | Elect Susan Schwab | Mgmt | For | For | For | ||||
9 | Elect Frederick Smith | Mgmt | For | For | For | ||||
10 | Elect Joshua Smith | Mgmt | For | For | For | ||||
11 | Elect David Steiner | Mgmt | For | For | For | ||||
12 | Elect Paul Walsh | Mgmt | For | For | For | ||||
13 | Amendment to the Certificate of Incorporation Regarding the Right to Call a Special Meeting | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | ||||
Fidelity National Information Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FIS | CUSIP 31620M106 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William Foley II | Mgmt | For | For | For | ||||
2 | Elect Thomas Hagerty | Mgmt | For | For | For | ||||
3 | Elect Keith Hughes | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
Fifth Third Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FITB | CUSIP 316773100 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Darryl Allen | Mgmt | For | For | For | ||||
1.2 | Elect B. Evan Bayh III | Mgmt | For | For | For | ||||
1.3 | Elect Ulysses Bridgeman, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Emerson Brumback | Mgmt | For | For | For | ||||
1.5 | Elect James Hackett | Mgmt | For | For | For | ||||
1.6 | Elect Gary Heminger | Mgmt | For | For | For | ||||
1.7 | Elect Jewell Hoover | Mgmt | For | For | For | ||||
1.8 | Elect William Isaac | Mgmt | For | For | For | ||||
1.9 | Elect Kevin Kabat | Mgmt | For | For | For | ||||
1.10 | Elect Mitchel Livingston | Mgmt | For | For | For | ||||
1.11 | Elect Michael McCallister | Mgmt | For | For | For | ||||
1.12 | Elect Hendrick Meijer | Mgmt | For | For | For | ||||
1.13 | Elect John Schiff, Jr. | Mgmt | For | For | For | ||||
1.14 | Elect Marsha Williams | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
First Horizon National Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FHN | CUSIP 320517105 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Carter | Mgmt | For | For | For | ||||
2 | Elect John Compton | Mgmt | For | For | For | ||||
3 | Elect Mark Emkes | Mgmt | For | For | For | ||||
4 | Elect Vicky Gregg | Mgmt | For | For | For | ||||
5 | Elect James Haslam III | Mgmt | For | For | For | ||||
6 | Elect D. Bryan Jordan | Mgmt | For | For | For | ||||
7 | Elect R. Brad Martin | Mgmt | For | For | For | ||||
8 | Elect Scott Niswonger | Mgmt | For | For | For | ||||
9 | Elect Vicki Palmer | Mgmt | For | For | For | ||||
10 | Elect Colin Reed | Mgmt | For | For | For | ||||
11 | Elect Luke Yancy III | Mgmt | For | For | For | ||||
12 | Amendment to the Equity Compensation Plan | Mgmt | For | For | For | ||||
13 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
First Solar, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FSLR | CUSIP 336433107 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Ahearn | Mgmt | For | For | For | ||||
1.2 | Elect Richard Chapman | Mgmt | For | For | For | ||||
1.3 | Elect George Hambro | Mgmt | For | For | For | ||||
1.4 | Elect Craig Kennedy | Mgmt | For | For | For | ||||
1.5 | Elect James Nolan | Mgmt | For | For | For | ||||
1.6 | Elect William Post | Mgmt | For | For | For | ||||
1.7 | Elect J. Thomas Presby | Mgmt | For | For | For | ||||
1.8 | Elect Paul Stebbins | Mgmt | For | For | For | ||||
1.9 | Elect Michael Sweeney | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
4 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | ||||
Firstenergy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FE | CUSIP 337932107 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Addison | Mgmt | For | For | For | ||||
1.2 | Elect Anthony Alexander | Mgmt | For | For | For | ||||
1.3 | Elect Michael Anderson | Mgmt | For | For | For | ||||
1.4 | Elect Carol Cartwright | Mgmt | For | For | For | ||||
1.5 | Elect William Cottle | Mgmt | For | For | For | ||||
1.6 | Elect Robert Heisler, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Julia Johnson | Mgmt | For | For | For | ||||
1.8 | Elect Ted Kleisner | Mgmt | For | For | For | ||||
1.9 | Elect Donald Misheff | Mgmt | For | For | For | ||||
1.10 | Elect Ernest Novak, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect Christopher Pappas | Mgmt | For | For | For | ||||
1.12 | Elect Catherine Rein | Mgmt | For | For | For | ||||
1.13 | Elect George Smart | Mgmt | For | For | For | ||||
1.14 | Elect Wesley Taylor | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Approval of the Material Terms of Performance Goals under the 2007 Incentive Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Report on Coal Risk | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding the Adoption of Simple Majority Vote | ShrHldr | Against | For | Against | ||||
Fiserv, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FISV | CUSIP 337738108 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel Kearney | Mgmt | For | For | For | ||||
1.2 | Elect Jeffery Yabuki | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Fluor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FLR | CUSIP 343412102 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Peter Barker | Mgmt | For | For | For | ||||
2 | Elect Alan Bennett | Mgmt | For | For | For | ||||
3 | Elect Dean O'Hare | Mgmt | For | For | For | ||||
4 | Elect David Seaton | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
6 | Amendment to the Certificate of Incorporation Regarding the Right to Call a Special Meeting | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ford Motor Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F | CUSIP 345370860 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Butler | Mgmt | For | For | For | ||||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | ||||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | ||||
4 | Elect Edsel Ford II | Mgmt | For | For | For | ||||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | ||||
6 | Elect Richard Gephardt | Mgmt | For | For | For | ||||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | ||||
8 | Elect William Helman IV | Mgmt | For | For | For | ||||
9 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | ||||
10 | Elect Jon Huntsman, Jr. | Mgmt | For | For | For | ||||
11 | Elect Richard Manoogian | Mgmt | For | For | For | ||||
12 | Elect Ellen Marram | Mgmt | For | For | For | ||||
13 | Elect Alan Mulally | Mgmt | For | For | For | ||||
14 | Elect Homer Neal | Mgmt | For | For | For | ||||
15 | Elect Gerald Shaheen | Mgmt | For | For | For | ||||
16 | Elect John Thornton | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
Fortune Brands Home & Security Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FBHS | CUSIP 34964C106 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ann Hackett | Mgmt | For | Against | Against | ||||
2 | Elect John Morikis | Mgmt | For | Against | Against | ||||
3 | Elect Ronald Waters, III | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Franklin Resources, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BEN | CUSIP 354613101 | 03/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Samuel Armacost | Mgmt | For | For | For | ||||
2 | Elect Charles Crocker | Mgmt | For | For | For | ||||
3 | Elect Joseph Hardiman | Mgmt | For | For | For | ||||
4 | Elect Charles Johnson | Mgmt | For | For | For | ||||
5 | Elect Gregory Johnson | Mgmt | For | For | For | ||||
6 | Elect Rupert Johnson, Jr. | Mgmt | For | For | For | ||||
7 | Elect Mark Pigott | Mgmt | For | For | For | ||||
8 | Elect Chutta Ratnathicam | Mgmt | For | For | For | ||||
9 | Elect Laura Stein | Mgmt | For | For | For | ||||
10 | Elect Anne Tatlock | Mgmt | For | For | For | ||||
11 | Elect Geoffrey Yang | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Freeport-McMoran Copper & Gold Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FCX | CUSIP 35671D857 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | ||||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Robert Day | Mgmt | For | For | For | ||||
1.4 | Elect Gerald Ford | Mgmt | For | Withhold | Against | ||||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Charles Krulak | Mgmt | For | For | For | ||||
1.7 | Elect Bobby Lackey | Mgmt | For | For | For | ||||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | ||||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | ||||
1.10 | Elect James Moffett | Mgmt | For | For | For | ||||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | ||||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | ||||
General Dynamics Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GD | CUSIP 369550108 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Barra | Mgmt | For | For | For | ||||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | ||||
3 | Elect James Crown | Mgmt | For | For | For | ||||
4 | Elect William Fricks | Mgmt | For | For | For | ||||
5 | Elect Jay Johnson | Mgmt | For | For | For | ||||
6 | Elect James Jones | Mgmt | For | For | For | ||||
7 | Elect Paul Kaminski | Mgmt | For | For | For | ||||
8 | Elect John Keane | Mgmt | For | For | For | ||||
9 | Elect Lester Lyles | Mgmt | For | For | For | ||||
10 | Elect Phebe Novakovic | Mgmt | For | For | For | ||||
11 | Elect William Osborn | Mgmt | For | For | For | ||||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2012 Equity Compensation Plan | Mgmt | For | Against | Against | ||||
16 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
General Electric Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GE | CUSIP 369604103 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | ||||
3 | Elect Ann Fudge | Mgmt | For | For | For | ||||
4 | Elect Susan Hockfield | Mgmt | For | For | For | ||||
5 | Elect Jeffrey Immelt | Mgmt | For | For | For | ||||
6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
7 | Elect Alan Lafley | Mgmt | For | For | For | ||||
8 | Elect Robert Lane | Mgmt | For | For | For | ||||
9 | Elect Ralph Larsen | Mgmt | For | For | For | ||||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | ||||
11 | Elect James Mulva | Mgmt | For | For | For | ||||
12 | Elect Sam Nunn | Mgmt | For | For | For | ||||
13 | Elect Roger Penske | Mgmt | For | For | For | ||||
14 | Elect Robert Swieringa | Mgmt | For | For | For | ||||
15 | Elect James Tisch | Mgmt | For | For | For | ||||
16 | Elect Douglas Warner III | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
20 | Approval of Material Terms of Senior Officer Performance Goals | Mgmt | For | For | For | ||||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Nuclear Activities | ShrHldr | Against | Against | For | ||||
23 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
24 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Goldcorp Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
G | CUSIP 380956409 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ian Telfer | Mgmt | For | For | For | ||||
1.2 | Elect Douglas Holtby | Mgmt | For | For | For | ||||
1.3 | Elect Charles Jeannes | Mgmt | For | For | For | ||||
1.4 | Elect John Bell | Mgmt | For | For | For | ||||
1.5 | Elect Lawrence Bell | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Beverley Briscoe | Mgmt | For | For | For | ||||
1.7 | Elect Peter Dey | Mgmt | For | For | For | ||||
1.8 | Elect P. Randy Reifel | Mgmt | For | For | For | ||||
1.9 | Elect A. Dan Rovig | Mgmt | For | For | For | ||||
1.10 | Elect Blanca Trevino de Vega | Mgmt | For | For | For | ||||
1.11 | Elect Kenneth Williamson | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Amendment to the Restricted Share Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Human Rights | Mgmt | Against | Against | For | ||||
Google Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GOOG | CUSIP 38259P508 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||||
1.3 | Elect Eric Schmidt | Mgmt | For | For | For | ||||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | ||||
1.5 | Elect Diane Greene | Mgmt | For | For | For | ||||
1.6 | Elect John Hennessy | Mgmt | For | For | For | ||||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Paul Otellini | Mgmt | For | For | For | ||||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | ||||
1.10 | Elect Shirley Tilghman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Establish Class C Capital Stock | Mgmt | For | Against | Against | ||||
4 | Increase in Authorized Shares of Class A Common Stock | Mgmt | For | Against | Against | ||||
5 | Adopt Article Amendments to Ensure the Fair Treatment of Class A Common Stock | Mgmt | For | Against | Against | ||||
6 | 2012 Stock Plan | Mgmt | For | Against | Against | ||||
7 | 2012 Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
8 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Arbitration | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | ||||
GrafTech International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GTI | CUSIP 384313102 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Randy Carson | Mgmt | For | For | For | ||||
1.2 | Elect Mary Cranston | Mgmt | For | For | For | ||||
1.3 | Elect Harold Layman | Mgmt | For | For | For | ||||
1.4 | Elect Ferrell McClean | Mgmt | For | For | For | ||||
1.5 | Elect Nathan Milikowsky | Mgmt | For | For | For | ||||
1.6 | Elect Michael Nahl | Mgmt | For | For | For | ||||
1.7 | Elect Steven Shawley | Mgmt | For | For | For | ||||
1.8 | Elect Craig Shular | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Great Plains Energy Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GXP | CUSIP 391164100 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Terry Bassham | Mgmt | For | For | For | ||||
1.2 | Elect David Bodde | Mgmt | For | For | For | ||||
1.3 | Elect Michael Chesser | Mgmt | For | For | For | ||||
1.4 | Elect Randall Ferguson, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Gary Forsee | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Hyde | Mgmt | For | For | For | ||||
1.7 | Elect James Mitchell | Mgmt | For | For | For | ||||
1.8 | Elect John Sherman | Mgmt | For | For | For | ||||
1.9 | Elect Linda Talbott | Mgmt | For | For | For | ||||
1.10 | Elect Robert West | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hanesbrands Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HBI | CUSIP 410345102 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lee Chaden | Mgmt | For | For | For | ||||
1.2 | Elect Bobby Griffin | Mgmt | For | For | For | ||||
1.3 | Elect James Johnson | Mgmt | For | For | For | ||||
1.4 | Elect Jessica Mathews | Mgmt | For | For | For | ||||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | ||||
1.6 | Elect Ronald Nelson | Mgmt | For | For | For | ||||
1.7 | Elect Richard Noll | Mgmt | For | For | For | ||||
1.8 | Elect Andrew Schindler | Mgmt | For | For | For | ||||
1.9 | Elect Ann Ziegler | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Hasbro, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAS | CUSIP 418056107 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | ||||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | ||||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | ||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | ||||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | ||||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | ||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | ||||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | ||||
1.12 | Elect Edward Philip | Mgmt | For | For | For | ||||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hertz Global Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HTZ | CUSIP 42805T105 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carl Berquist | Mgmt | For | For | For | ||||
2 | Elect Michael Koehler | Mgmt | For | For | For | ||||
3 | Elect Linda Fayne Levinson | Mgmt | For | For | For | ||||
4 | Elect Angel Morales | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hess Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HES | CUSIP 42809H107 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Hess | Mgmt | For | For | For | ||||
2 | Elect Samuel Bodman, III | Mgmt | For | For | For | ||||
3 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | ||||
4 | Elect Craig Matthews | Mgmt | For | For | For | ||||
5 | Elect Ernst von Metzsch | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
9 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | ||||
Hewlett-Packard Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HPQ | CUSIP 428236103 | 03/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | ||||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | ||||
3 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
4 | Elect John Hammergren | Mgmt | For | For | For | ||||
5 | Elect Raymond Lane | Mgmt | For | For | For | ||||
6 | Elect Ann Livermore | Mgmt | For | For | For | ||||
7 | Elect Gary Reiner | Mgmt | For | For | For | ||||
8 | Elect Patricia Russo | Mgmt | For | For | For | ||||
9 | Elect G. Kennedy Thompson | Mgmt | For | For | For | ||||
10 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
HomeAway, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AWAY | CUSIP 43739Q100 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Todd Chaffee | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Carl Shepherd | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Robert Solomon | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Honeywell International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HON | CUSIP 438516106 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gordon Bethune | Mgmt | For | For | For | ||||
2 | Elect Kevin Burke | Mgmt | For | For | For | ||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
4 | Elect David Cote | Mgmt | For | For | For | ||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | ||||
6 | Elect Linnet Deily | Mgmt | For | For | For | ||||
7 | Elect Judd Gregg | Mgmt | For | For | For | ||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | ||||
9 | Elect George Paz | Mgmt | For | For | For | ||||
10 | Elect Bradley Sheares | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Hubbell Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HUB.A | CUSIP 443510102 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lynn Good | Mgmt | For | For | For | ||||
1.2 | Elect Anthony Guzzi | Mgmt | For | For | For | ||||
1.3 | Elect Neal Keating | Mgmt | For | For | For | ||||
1.4 | Elect John Malloy | Mgmt | For | For | For | ||||
1.5 | Elect Andrew McNally, IV | Mgmt | For | For | For | ||||
1.6 | Elect Timothy Powers | Mgmt | For | For | For | ||||
1.7 | Elect G. Jackson Ratcliffe | Mgmt | For | For | For | ||||
1.8 | Elect Carlos Rodriguez | Mgmt | For | For | For | ||||
1.9 | Elect John Russell | Mgmt | For | For | For | ||||
1.10 | Elect Richard Swift | Mgmt | For | For | For | ||||
1.11 | Elect Daniel Van Riper | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Huntington Bancshares Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HBAN | CUSIP 446150104 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Don Casto III | Mgmt | For | For | For | ||||
1.2 | Elect Ann Crane | Mgmt | For | For | For | ||||
1.3 | Elect Steven Elliott | Mgmt | For | For | For | ||||
1.4 | Elect Michael Endres | Mgmt | For | For | For | ||||
1.5 | Elect John Gerlach, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect David Lauer | Mgmt | For | For | For | ||||
1.7 | Elect Jonathan Levy | Mgmt | For | For | For | ||||
1.8 | Elect Richard Neu | Mgmt | For | For | For | ||||
1.9 | Elect David Porteous | Mgmt | For | For | For | ||||
1.10 | Elect Kathleen Ransier | Mgmt | For | For | For | ||||
1.11 | Elect Stephen Steinour | Mgmt | For | For | For | ||||
2 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Ingersoll-Rand Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IR | CUSIP G47791101 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ann Berzin | Mgmt | For | For | For | ||||
2 | Elect John Bruton | Mgmt | For | For | For | ||||
3 | Elect Jared Cohon | Mgmt | For | For | For | ||||
4 | Elect Gary Forsee | Mgmt | For | For | For | ||||
5 | Elect Peter Godsoe | Mgmt | For | For | For | ||||
6 | Elect Edward Hagenlocker | Mgmt | For | For | For | ||||
7 | Elect Constance Horner | Mgmt | For | For | For | ||||
8 | Elect Michael Lamach | Mgmt | For | For | For | ||||
9 | Elect Theodore Martin | Mgmt | For | For | For | ||||
10 | Elect Richard Swift | Mgmt | For | For | For | ||||
11 | Elect Tony White | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
Intel Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INTC | CUSIP 458140100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | ||||
2 | Elect Andy Bryant | Mgmt | For | For | For | ||||
3 | Elect Susan Decker | Mgmt | For | For | For | ||||
4 | Elect John Donahoe | Mgmt | For | For | For | ||||
5 | Elect Reed Hundt | Mgmt | For | For | For | ||||
6 | Elect Paul Otellini | Mgmt | For | For | For | ||||
7 | Elect James Plummer | Mgmt | For | For | For | ||||
8 | Elect David Pottruck | Mgmt | For | For | For | ||||
9 | Elect Frank Yeary | Mgmt | For | For | For | ||||
10 | Elect David Yoffie | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | ||||
IntercontinentalExchange, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ICE | CUSIP 45865V100 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charles Crisp | Mgmt | For | For | For | ||||
2 | Elect Jean-Marc Forneri | Mgmt | For | For | For | ||||
3 | Elect Judd Gregg | Mgmt | For | For | For | ||||
4 | Elect Fred Hatfield | Mgmt | For | For | For | ||||
5 | Elect Terrence Martell | Mgmt | For | For | For | ||||
6 | Elect Callum McCarthy | Mgmt | For | For | For | ||||
7 | Elect Robert Reid | Mgmt | For | For | For | ||||
8 | Elect Frederic Salerno | Mgmt | For | For | For | ||||
9 | Elect Jeffrey Sprecher | Mgmt | For | For | For | ||||
10 | Elect Judith Sprieser | Mgmt | For | For | For | ||||
11 | Elect Vincent Tese | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
International Business Machines Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IBM | CUSIP 459200101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alain Belda | Mgmt | For | For | For | ||||
2 | Elect William Brody | Mgmt | For | For | For | ||||
3 | Elect Kenneth Chenault | Mgmt | For | For | For | ||||
4 | Elect Michael Eskew | Mgmt | For | For | For | ||||
5 | Elect David Farr | Mgmt | For | For | For | ||||
6 | Elect Shirley Jackson | Mgmt | For | For | For | ||||
7 | Elect Andrew Liveris | Mgmt | For | For | For | ||||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
9 | Elect James Owens | Mgmt | For | For | For | ||||
10 | Elect Samuel Palmisano | Mgmt | For | For | For | ||||
11 | Elect Virginia Rometty | Mgmt | For | For | For | ||||
12 | Elect Joan Spero | Mgmt | For | For | For | ||||
13 | Elect Sidney Taurel | Mgmt | For | For | For | ||||
14 | Elect Lorenzo Hector Zambrano Trevino | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
International Paper Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IP | CUSIP 460146103 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Bronczek | Mgmt | For | For | For | ||||
2 | Elect Ahmet Dorduncu | Mgmt | For | For | For | ||||
3 | Elect John Faraci | Mgmt | For | For | For | ||||
4 | Elect Stacey Mobley | Mgmt | For | For | For | ||||
5 | Elect Joan Spero | Mgmt | For | For | For | ||||
6 | Elect John Townsend III | Mgmt | For | For | For | ||||
7 | Elect John Turner | Mgmt | For | For | For | ||||
8 | Elect William Walter | Mgmt | For | For | For | ||||
9 | Elect J. Steven Whisler | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Interpublic Group of Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPG | CUSIP 460690100 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | ||||
2 | Elect Jill Considine | Mgmt | For | For | For | ||||
3 | Elect Richard Goldstein | Mgmt | For | For | For | ||||
4 | Elect Mary Guilfoile | Mgmt | For | For | For | ||||
5 | Elect H. John Greeniaus | Mgmt | For | For | For | ||||
6 | Elect Dawn Hudson | Mgmt | For | For | For | ||||
7 | Elect William Kerr | Mgmt | For | For | For | ||||
8 | Elect Michael Roth | Mgmt | For | For | For | ||||
9 | Elect David Thomas | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Intuitive Surgical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISRG | CUSIP 46120E602 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Guthart | Mgmt | For | For | For | ||||
2 | Elect Mark Rubash | Mgmt | For | For | For | ||||
3 | Elect Lonnie Smith | Mgmt | For | For | For | ||||
4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | Against | Against | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Invesco Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IVZ | CUSIP G491BT108 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Martin Flanagan | Mgmt | For | For | For | ||||
2 | Elect C. Robert Henrikson | Mgmt | For | For | For | ||||
3 | Elect Ben Johnson III | Mgmt | For | For | For | ||||
4 | Elect J. Thomas Presby | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
JinkoSolar Holding Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JKS | CUSIP 47759T100 | 09/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles - Change in Company Name | Mgmt | For | For | For | ||||
2 | Elect Kangping Chen | Mgmt | For | Against | Against | ||||
3 | Elect Xianhua Li | Mgmt | For | Against | Against | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
6 | Amendment to the Long Term Incentive Plan | Mgmt | For | Against | Against | ||||
7 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Johnson & Johnson | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNJ | CUSIP 478160104 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Coleman | Mgmt | For | For | For | ||||
2 | Elect James Cullen | Mgmt | For | For | For | ||||
3 | Elect Ian Davis | Mgmt | For | For | For | ||||
4 | Elect Alex Gorsky | Mgmt | For | For | For | ||||
5 | Elect Michael Johns | Mgmt | For | For | For | ||||
6 | Elect Susan Lindquist | Mgmt | For | For | For | ||||
7 | Elect Anne Mulcahy | Mgmt | For | For | For | ||||
8 | Elect Leo Mullin | Mgmt | For | For | For | ||||
9 | Elect William Perez | Mgmt | For | For | For | ||||
10 | Elect Charles Prince | Mgmt | For | For | For | ||||
11 | Elect David Satcher | Mgmt | For | For | For | ||||
12 | Elect William Weldon | Mgmt | For | For | For | ||||
13 | Elect Ronald Williams | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Binding Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | ||||
Johnson Controls, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JCI | CUSIP 478366107 | 01/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dennis Archer | Mgmt | For | For | For | ||||
1.2 | Elect Mark Vergnano | Mgmt | For | For | For | ||||
1.3 | Elect Richard Goodman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Joy Global Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JOY | CUSIP 481165108 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Steven Gerard | Mgmt | For | For | For | ||||
1.2 | Elect John Gremp | Mgmt | For | For | For | ||||
1.3 | Elect John Hanson | Mgmt | For | For | For | ||||
1.4 | Elect Gale Klappa | Mgmt | For | For | For | ||||
1.5 | Elect Richard Loynd | Mgmt | For | For | For | ||||
1.6 | Elect P. Eric Siegert | Mgmt | For | For | For | ||||
1.7 | Elect Michael Sutherlin | Mgmt | For | For | For | ||||
1.8 | Elect James Tate | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
5 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||||
JPMorgan Chase & Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JPM | CUSIP 46625H100 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Bell | Mgmt | For | For | For | ||||
2 | Elect Crandall Bowles | Mgmt | For | For | For | ||||
3 | Elect Stephen Burke | Mgmt | For | For | For | ||||
4 | Elect David Cote | Mgmt | For | For | For | ||||
5 | Elect James Crown | Mgmt | For | For | For | ||||
6 | Elect James Dimon | Mgmt | For | For | For | ||||
7 | Elect Timothy Flynn | Mgmt | For | For | For | ||||
8 | Elect Ellen Futter | Mgmt | For | For | For | ||||
9 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | ||||
10 | Elect Lee Raymond | Mgmt | For | For | For | ||||
11 | Elect William Weldon | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Juniper Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNPR | CUSIP 48203R104 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mercedes Johnson | Mgmt | For | For | For | ||||
1.2 | Elect Scott Kriens | Mgmt | For | For | For | ||||
1.3 | Elect William Stensrud | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
KBR, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KBR | CUSIP 48242W106 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect W. Frank Blount | Mgmt | For | For | For | ||||
1.2 | Elect Loren Carroll | Mgmt | For | For | For | ||||
1.3 | Elect Linda Cook | Mgmt | For | For | For | ||||
1.4 | Elect Jack Moore | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | Technical Amendments to Charter/Bylaw | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Amendment to the 2006 Stock and Incentive Plan | Mgmt | For | For | For | ||||
Keycorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KEY | CUSIP 493267108 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Carrabba | Mgmt | For | For | For | ||||
1.3 | Elect Charles Cooley | Mgmt | For | For | For | ||||
1.4 | Elect Alexander Cutler | Mgmt | For | For | For | ||||
1.5 | Elect H. James Dallas | Mgmt | For | For | For | ||||
1.6 | Elect Elizabeth Gile | Mgmt | For | For | For | ||||
1.7 | Elect Ruth Ann Gillis | Mgmt | For | For | For | ||||
1.8 | Elect William Gisel, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Richard Hipple | Mgmt | For | For | For | ||||
1.10 | Elect Kristen Manos | Mgmt | For | For | For | ||||
1.11 | Elect Beth Mooney | Mgmt | For | For | For | ||||
1.12 | Elect Bill Sanford | Mgmt | For | For | For | ||||
1.13 | Elect Barbara Snyder | Mgmt | For | For | For | ||||
1.14 | Elect Thomas Stevens | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
Kinross Gold Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
K | CUSIP 496902404 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Brough | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Tye Burt | Mgmt | For | For | For | ||||
1.3 | Elect John Carrington | Mgmt | For | For | For | ||||
1.4 | Elect John Huxley | Mgmt | For | For | For | ||||
1.5 | Elect Kenneth Irving | Mgmt | For | For | For | ||||
1.6 | Elect John Keyes | Mgmt | For | For | For | ||||
1.7 | Elect Catherine McLeod-Seltzer | Mgmt | For | Withhold | Against | ||||
1.8 | Elect George Michals | Mgmt | For | For | For | ||||
1.9 | Elect John Oliver | Mgmt | For | For | For | ||||
1.10 | Elect Terence Reid | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Renewal of Shareholder Rights Plan | Mgmt | For | For | For | ||||
L-3 Communications Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLL | CUSIP 502424104 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lewis Kramer | Mgmt | For | For | For | ||||
2 | Elect Robert Millard | Mgmt | For | For | For | ||||
3 | Elect Arthur Simon | Mgmt | For | For | For | ||||
4 | 2012 Cash Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Lam Research Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LRCX | CUSIP 512807108 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Bagley | Mgmt | For | For | For | ||||
1.2 | Elect Robert Berdahl | Mgmt | For | For | For | ||||
1.3 | Elect Eric Brandt | Mgmt | For | For | For | ||||
1.4 | Elect Michael Cannon | Mgmt | For | For | For | ||||
1.5 | Elect Christine Heckart | Mgmt | For | For | For | ||||
1.6 | Elect Grant Inman | Mgmt | For | For | For | ||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | ||||
1.8 | Elect Stephen Newberry | Mgmt | For | For | For | ||||
1.9 | Elect Kim Perdikou | Mgmt | For | For | For | ||||
1.10 | Elect Abhijit Talwalkar | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Las Vegas Sands Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LVS | CUSIP 517834107 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jason Ader | Mgmt | For | For | For | ||||
1.2 | Elect Michael Leven | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey Schwartz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Legg Mason, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LM | CUSIP 524901105 | 07/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Harold Adams | Mgmt | For | For | For | ||||
1.2 | Elect John Cahill | Mgmt | For | For | For | ||||
1.3 | Elect Mark Fetting | Mgmt | For | For | For | ||||
1.4 | Elect Margaret Richardson | Mgmt | For | For | For | ||||
1.5 | Elect Kurt Schmoke | Mgmt | For | For | For | ||||
2 | Amendment to the 1996 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Leucadia National Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LUK | CUSIP 527288104 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ian Cumming | Mgmt | For | For | For | ||||
1.2 | Elect Paul Dougan | Mgmt | For | For | For | ||||
1.3 | Elect Alan Hirschfield | Mgmt | For | For | For | ||||
1.4 | Elect James Jordan | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey Keil | Mgmt | For | For | For | ||||
1.6 | Elect Jesse Nichols III | Mgmt | For | For | For | ||||
1.7 | Elect Michael Sorkin | Mgmt | For | For | For | ||||
1.8 | Elect Joseph Steinberg | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Life Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LIFE | CUSIP 53217V109 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Donald Grimm | Mgmt | For | For | For | ||||
2 | Elect Ora Pescovitz | Mgmt | For | For | For | ||||
3 | Elect Per Peterson | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Limited Brands, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LTD | CUSIP 532716107 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Heskett | Mgmt | For | For | For | ||||
2 | Elect Allan Tessler | Mgmt | For | For | For | ||||
3 | Elect Abigail Wexner | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
Lorillard, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LO | CUSIP 544147101 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Almon | Mgmt | For | For | For | ||||
2 | Elect Kit Dietz | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | ||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Lowe's Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LOW | CUSIP 548661107 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | ||||
1.2 | Elect David Bernauer | Mgmt | For | For | For | ||||
1.3 | Elect Leonard Berry | Mgmt | For | For | For | ||||
1.4 | Elect Peter Browning | Mgmt | For | For | For | ||||
1.5 | Elect Richard Dreiling | Mgmt | For | For | For | ||||
1.6 | Elect Dawn Hudson | Mgmt | For | For | For | ||||
1.7 | Elect Robert Johnson | Mgmt | For | For | For | ||||
1.8 | Elect Marshall Larsen | Mgmt | For | For | For | ||||
1.9 | Elect Richard Lochridge | Mgmt | For | For | For | ||||
1.10 | Elect Robert Niblock | Mgmt | For | For | For | ||||
1.11 | Elect Eric Wiseman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
LyondellBasell Industries NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LYB | CUSIP N53745100 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robin Buchanan | Mgmt | For | For | For | ||||
2 | Elect Stephen Cooper | Mgmt | For | For | For | ||||
3 | Elect Robert G. Gwin | Mgmt | For | For | For | ||||
4 | Elect Marvin Schlanger | Mgmt | For | For | For | ||||
5 | Approval of Annual Accounts | Mgmt | For | For | For | ||||
6 | Officer Liability/Indemnification | Mgmt | For | For | For | ||||
7 | Director Liability/Indemnification | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | ||||
11 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
14 | 2012 Global Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
M&T Bank Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTB | CUSIP 55261F104 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brent Baird | Mgmt | For | For | For | ||||
1.2 | Elect C. Angela Bontempo | Mgmt | For | For | For | ||||
1.3 | Elect Robert Brady | Mgmt | For | For | For | ||||
1.4 | Elect T. Jefferson Cunningham, III | Mgmt | For | For | For | ||||
1.5 | Elect Mark Czarnecki | Mgmt | For | For | For | ||||
1.6 | Elect Gary Geisel | Mgmt | For | For | For | ||||
1.7 | Elect Patrick Hodgson | Mgmt | For | For | For | ||||
1.8 | Elect Richard King | Mgmt | For | For | For | ||||
1.9 | Elect Jorge Pereira | Mgmt | For | For | For | ||||
1.10 | Elect Michael Pinto | Mgmt | For | For | For | ||||
1.11 | Elect Melinda Rich | Mgmt | For | For | For | ||||
1.12 | Elect Robert Sadler, Jr. | Mgmt | For | For | For | ||||
1.13 | Elect Herbert Washington | Mgmt | For | For | For | ||||
1.14 | Elect Robert Wilmers | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Marathon Oil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRO | CUSIP 565849106 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gregory Boyce | Mgmt | For | Against | Against | ||||
2 | Elect Pierre Brondeau | Mgmt | For | Against | Against | ||||
3 | Elect Clarence Cazalot, Jr. | Mgmt | For | Against | Against | ||||
4 | Elect Linda Cook | Mgmt | For | Against | Against | ||||
5 | Elect Shirley Jackson | Mgmt | For | Against | Against | ||||
6 | Elect Philip Lader | Mgmt | For | Against | Against | ||||
7 | Elect Michael Phelps | Mgmt | For | Against | Against | ||||
8 | Elect Dennis Reilley | Mgmt | For | Against | Against | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
11 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | ||||
Marsh & McLennan Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MMC | CUSIP 571748102 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zachary Carter | Mgmt | For | For | For | ||||
2 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | ||||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | ||||
5 | Elect Lord Ian Lang | Mgmt | For | For | For | ||||
6 | Elect Elaine La Roche | Mgmt | For | For | For | ||||
7 | Elect Steven Mills | Mgmt | For | For | For | ||||
8 | Elect Bruce Nolop | Mgmt | For | For | For | ||||
9 | Elect Marc Oken | Mgmt | For | For | For | ||||
10 | Elect Morton Schapiro | Mgmt | For | For | For | ||||
11 | Elect Adele Simmons | Mgmt | For | For | For | ||||
12 | Elect Lloyd Yates | Mgmt | For | For | For | ||||
13 | Elect R. David Yost | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
MasterCard Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MA | CUSIP 57636Q104 | 06/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ajaypal Banga | Mgmt | For | For | For | ||||
2 | Elect David Carlucci | Mgmt | For | For | For | ||||
3 | Elect Steven Freiberg | Mgmt | For | For | For | ||||
4 | Elect Richard Haythornthwaite | Mgmt | For | For | For | ||||
5 | Elect Marc Olivie | Mgmt | For | For | For | ||||
6 | Elect Rima Qureshi | Mgmt | For | For | For | ||||
7 | Elect Mark Schwartz | Mgmt | For | For | For | ||||
8 | Elect Jackson Tai | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Amendment to the 2006 Non-Employee Director Equity Compensation Plan | Mgmt | For | For | For | ||||
11 | Amendment to the 2006 Long Term Incentive Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
McDonald's Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCD | CUSIP 580135101 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Eckert | Mgmt | For | For | For | ||||
2 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
3 | Elect Jeanne Jackson | Mgmt | For | For | For | ||||
4 | Elect Andrew McKenna | Mgmt | For | For | For | ||||
5 | Elect Donald Thompson | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | 2012 Omnibus Stock Ownership Plan | Mgmt | For | For | For | ||||
8 | Declassification of the Board of Directors | Mgmt | For | For | For | ||||
9 | Right to Call Special Meetings | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | ||||
McKesson Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCK | CUSIP 58155Q103 | 07/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andy Bryant | Mgmt | For | For | For | ||||
2 | Elect Wayne Budd | Mgmt | For | For | For | ||||
3 | Elect John Hammergren | Mgmt | For | For | For | ||||
4 | Elect Alton Irby III | Mgmt | For | For | For | ||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | ||||
6 | Elect Marie Knowles | Mgmt | For | For | For | ||||
7 | Elect David Lawrence | Mgmt | For | For | For | ||||
8 | Elect Edward Mueller | Mgmt | For | For | For | ||||
9 | Elect Jane Shaw | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
13 | Reduction of Supermajority Requirement for Amendments to Series A Junior Participating Preferred Stock | Mgmt | For | For | For | ||||
14 | Reduction of Supermajority Requirement to Alter By-Laws | Mgmt | For | For | For | ||||
15 | Elimination of Supermajority Requirement and Fair Price Provision for Certain Business Combinations | Mgmt | For | For | For | ||||
16 | Amendment to the Certificate of Incorporation to Remove Transitional Provision | Mgmt | For | For | For | ||||
17 | Amendment to the Certificate of Incorporation Concerning Interested Transactions | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Mead Johnson Nutrition Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MJN | CUSIP 582839106 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Golsby | Mgmt | For | For | For | ||||
2 | Elect Steven Altschuler | Mgmt | For | For | For | ||||
3 | Elect Howard Bernick | Mgmt | For | For | For | ||||
4 | Elect Kimberly Casiano | Mgmt | For | For | For | ||||
5 | Elect Anna Catalano | Mgmt | For | For | For | ||||
6 | Elect Celeste Clark | Mgmt | For | For | For | ||||
7 | Elect James Cornelius | Mgmt | For | For | For | ||||
8 | Elect Peter Ratcliffe | Mgmt | For | For | For | ||||
9 | Elect Elliott Sigal | Mgmt | For | For | For | ||||
10 | Elect Robert Singer | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Medco Health Solutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MHS | CUSIP 58405U102 | 12/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
Medtronic, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDT | CUSIP 585055106 | 08/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | ||||
1.2 | Elect David Calhoun | Mgmt | For | For | For | ||||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | ||||
1.4 | Elect Omar Ishrak | Mgmt | For | For | For | ||||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | ||||
1.6 | Elect James Lenehan | Mgmt | For | For | For | ||||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | ||||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | ||||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | ||||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | ||||
1.11 | Elect Jack Schuler | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Merck & Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRK | CUSIP 58933Y105 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leslie Brun | Mgmt | For | For | For | ||||
2 | Elect Thomas Cech | Mgmt | For | For | For | ||||
3 | Elect Kenneth Frazier | Mgmt | For | For | For | ||||
4 | Elect Thomas Glocer | Mgmt | For | For | For | ||||
5 | Elect William Harrison, Jr. | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Rochelle Lazarus | Mgmt | For | For | For | ||||
8 | Elect Carlos Represas | Mgmt | For | For | For | ||||
9 | Elect Patricia Russo | Mgmt | For | For | For | ||||
10 | Elect Craig Thompson | Mgmt | For | For | For | ||||
11 | Elect Wendell Weeks | Mgmt | For | For | For | ||||
12 | Elect Peter Wendell | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Reviewing Political Spending or Lobbying | ShrHldr | Against | Against | For | ||||
MetLife, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MET | CUSIP 59156R108 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Keane | Mgmt | For | For | For | ||||
1.2 | Elect Catherine Kinney | Mgmt | For | For | For | ||||
1.3 | Elect Hugh Price | Mgmt | For | For | For | ||||
1.4 | Elect Kenton Sicchitano | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
MFA Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MFA | CUSIP 55272X102 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Dahir | Mgmt | For | For | For | ||||
1.2 | Elect Robin Josephs | Mgmt | For | For | For | ||||
1.3 | Elect George Krauss | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Microsoft Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSFT | CUSIP 594918104 | 11/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | ||||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||||
3 | Elect William Gates III | Mgmt | For | For | For | ||||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | ||||
5 | Elect Reed Hastings | Mgmt | For | For | For | ||||
6 | Elect Maria Klawe | Mgmt | For | For | For | ||||
7 | Elect David Marquardt | Mgmt | For | For | For | ||||
8 | Elect Charles Noski | Mgmt | For | For | For | ||||
9 | Elect Helmut Panke | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | ||||
Monsanto Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MON | CUSIP 61166W101 | 01/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Janine Fields | Mgmt | For | For | For | ||||
2 | Elect Hugh Grant | Mgmt | For | For | For | ||||
3 | Elect C. Steven McMillan | Mgmt | For | For | For | ||||
4 | Elect Robert Stevens | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
7 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | ||||
Moody's Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCO | CUSIP 615369105 | 04/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ewald Kist | Mgmt | For | For | For | ||||
2 | Elect Henry McKinnell, Jr. | Mgmt | For | For | For | ||||
3 | Elect John Wulff | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Morgan Stanley | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MS | CUSIP 617446448 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roy Bostock | Mgmt | For | For | For | ||||
2 | Elect Erskine Bowles | Mgmt | For | For | For | ||||
3 | Elect Howard Davies | Mgmt | For | For | For | ||||
4 | Elect James Gorman | Mgmt | For | For | For | ||||
5 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
6 | Elect Klaus Kleinfield | Mgmt | For | For | For | ||||
7 | Elect Donald Nicolaisen | Mgmt | For | For | For | ||||
8 | Elect Hutham Olayan | Mgmt | For | For | For | ||||
9 | Elect James Owens | Mgmt | For | For | For | ||||
10 | Elect O. Griffith Sexton | Mgmt | For | For | For | ||||
11 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | ||||
12 | Elect Masaaki Tanaka | Mgmt | For | For | For | ||||
13 | Elect Laura Tyson | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | For | For | ||||
16 | Amendment to the Directors' Equity Capital Accumulation Plan | Mgmt | For | For | For | ||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Newell Rubbermaid Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NWL | CUSIP 651229106 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Clarke | Mgmt | For | For | For | ||||
2 | Elect Elizabeth Cuthbert-Millett | Mgmt | For | For | For | ||||
3 | Elect Domenico De Sole | Mgmt | For | For | For | ||||
4 | Elect Steven Strobel | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Amendment to Articles of Incorporation to Declassify Board | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Nielsen Holdings N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NLSN | CUSIP N63218106 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Indemnification of Directors | Mgmt | For | For | For | ||||
3 | Elect David Calhoun | Mgmt | For | Against | Against | ||||
4 | Elect James Attwood, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect Richard Bressler | Mgmt | For | Against | Against | ||||
6 | Elect Simon Brown | Mgmt | For | Against | Against | ||||
7 | Elect Michael Chae | Mgmt | For | Against | Against | ||||
8 | Elect Patrick Healy | Mgmt | For | Against | Against | ||||
9 | Elect Karen Hoguet | Mgmt | For | Against | Against | ||||
10 | Elect James Kilts | Mgmt | For | Against | Against | ||||
11 | Elect Iain Leigh | Mgmt | For | Against | Against | ||||
12 | Elect Eliot Merrill | Mgmt | For | Against | Against | ||||
13 | Elect Alexander Navab | Mgmt | For | Against | Against | ||||
14 | Elect Robert Pozen | Mgmt | For | Against | Against | ||||
15 | Elect Robert Reid | Mgmt | For | Against | Against | ||||
16 | Elect Scott Schoen | Mgmt | For | Against | Against | ||||
17 | Elect Javier Teruel | Mgmt | For | Against | Against | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Appointment of Auditor to Audit the Dutch Annual Accounts | Mgmt | For | For | For | ||||
20 | Extension of Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Nike, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NKE | CUSIP 654106103 | 09/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alan Graf, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect John Lechleiter | Mgmt | For | For | For | ||||
1.3 | Elect Phyllis Wise | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Noble Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NBL | CUSIP 655044105 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey Berenson | Mgmt | For | For | For | ||||
2 | Elect Michael Cawley | Mgmt | For | For | For | ||||
3 | Elect Edward Cox | Mgmt | For | For | For | ||||
4 | Elect Charles Davidson | Mgmt | For | For | For | ||||
5 | Elect Thomas Edelman | Mgmt | For | For | For | ||||
6 | Elect Eric Grubman | Mgmt | For | For | For | ||||
7 | Elect Kirby Hedrick | Mgmt | For | For | For | ||||
8 | Elect Scott Urban | Mgmt | For | For | For | ||||
9 | Elect William Van Kleef | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
Nordstrom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JWN | CUSIP 655664100 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Phyllis Campbell | Mgmt | For | For | For | ||||
2 | Elect Michelle Ebanks | Mgmt | For | For | For | ||||
3 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
4 | Elect Robert Miller | Mgmt | For | For | For | ||||
5 | Elect Blake Nordstrom | Mgmt | For | For | For | ||||
6 | Elect Erik Nordstrom | Mgmt | For | For | For | ||||
7 | Elect Peter Nordstrom | Mgmt | For | For | For | ||||
8 | Elect Philip Satre | Mgmt | For | For | For | ||||
9 | Elect B. Kevin Turner | Mgmt | For | For | For | ||||
10 | Elect Robert Walter | Mgmt | For | For | For | ||||
11 | Elect Alison Winter | Mgmt | For | For | For | ||||
12 | Amendment to the Executive Management Bonus Plan | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Northrop Grumman Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOC | CUSIP 666807102 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Wesley Bush | Mgmt | For | For | For | ||||
2 | Elect Lewis Coleman | Mgmt | For | For | For | ||||
3 | Elect Victor Fazio | Mgmt | For | For | For | ||||
4 | Elect Donald Felsinger | Mgmt | For | For | For | ||||
5 | Elect Stephen Frank | Mgmt | For | For | For | ||||
6 | Elect Bruce Gordon | Mgmt | For | For | For | ||||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | ||||
8 | Elect Karl Krapek | Mgmt | For | For | For | ||||
9 | Elect Richard Myers | Mgmt | For | For | For | ||||
10 | Elect Aulana Peters | Mgmt | For | For | For | ||||
11 | Elect Gary Roughead | Mgmt | For | For | For | ||||
12 | Elect Thomas Schoewe | Mgmt | For | For | For | ||||
13 | Elect Kevin Sharer | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Amendment to Remove Requirement of Shareholder Approval for Significant Actions | Mgmt | For | For | For | ||||
17 | Additional Rights of Action by Written Consent | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
NV Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVE | CUSIP 67073Y106 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | ||||
2 | Elect Glenn Christenson | Mgmt | For | For | For | ||||
3 | Elect Susan Clark | Mgmt | For | For | For | ||||
4 | Elect Stephen Frank | Mgmt | For | For | For | ||||
5 | Elect Brian Kennedy | Mgmt | For | For | For | ||||
6 | Elect Maureen Mullarkey | Mgmt | For | For | For | ||||
7 | Elect John O'Reilly | Mgmt | For | For | For | ||||
8 | Elect Philip Satre | Mgmt | For | For | For | ||||
9 | Elect Donald Snyder | Mgmt | For | For | For | ||||
10 | Elect Michael Yackira | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2003 Non-Employee Director Stock Plan | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
NYSE Euronext | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NYX | CUSIP 629491101 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andre Bergen | Mgmt | For | For | For | ||||
2 | Elect Ellyn Brown | Mgmt | For | For | For | ||||
3 | Elect Marshall Carter | Mgmt | For | For | For | ||||
4 | Elect Dominique Cerutti | Mgmt | For | For | For | ||||
5 | Elect Patricia Cloherty | Mgmt | For | For | For | ||||
6 | Elect George Cox | Mgmt | For | For | For | ||||
7 | Elect Sylvain Hefes | Mgmt | For | For | For | ||||
8 | Elect Jan-Michiel Hessels | Mgmt | For | For | For | ||||
9 | Elect Duncan McFarland | Mgmt | For | For | For | ||||
10 | Elect James McNulty | Mgmt | For | For | For | ||||
11 | Elect Duncan Niederauer | Mgmt | For | For | For | ||||
12 | Elect Ricardo Salgado | Mgmt | For | Against | Against | ||||
13 | Elect Robert Scott | Mgmt | For | For | For | ||||
14 | Elect Jackson Tai | Mgmt | For | For | For | ||||
15 | Elect Rijnhard van Tets | Mgmt | For | For | For | ||||
16 | Elect Brian Williamson | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
NYSE Euronext | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NYX | CUSIP 629491101 | 07/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approval of the Merger | Mgmt | For | For | For | ||||
2 | Supermajority Voting Requirements for Amendments to Articles and for Certain Corporate Events | Mgmt | For | For | For | ||||
3 | Supermajority Voting Requirements for the Appointment and Removal of Directors of Holdco | Mgmt | For | Against | Against | ||||
4 | Adoption of Classified Board Structure for Holdco | Mgmt | For | Against | Against | ||||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
O'Reilly Automotive Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORLY | CUSIP 67103H107 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charles O'Reilly, Jr. | Mgmt | For | For | For | ||||
2 | Elect John Murphy | Mgmt | For | For | For | ||||
3 | Elect Ronald Rashkow | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | 2012 Incentive Award Plan | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Office Depot, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ODP | CUSIP 676220106 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Neil Austrian | Mgmt | For | For | For | ||||
2 | Elect Justin Bateman | Mgmt | For | For | For | ||||
3 | Elect Thomas Colligan | Mgmt | For | For | For | ||||
4 | Elect Marsha Evans | Mgmt | For | For | For | ||||
5 | Elect Brenda Gaines | Mgmt | For | For | For | ||||
6 | Elect W. Scott Hedrick | Mgmt | For | For | For | ||||
7 | Elect Kathleen Mason | Mgmt | For | For | For | ||||
8 | Elect James Rubin | Mgmt | For | For | For | ||||
9 | Elect Raymond Svider | Mgmt | For | For | For | ||||
10 | Elect Nigel Travis | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Oracle Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORCL | CUSIP 68389X105 | 10/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | ||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | ||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | ||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | ||||
1.6 | Elect George Conrades | Mgmt | For | For | For | ||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | ||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | ||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | ||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | ||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Parker-Hannifin Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PH | CUSIP 701094104 | 10/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | ||||
1.2 | Elect Linda Harty | Mgmt | For | For | For | ||||
1.3 | Elect William Kassling | Mgmt | For | For | For | ||||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | ||||
1.5 | Elect Klaus-Peter Muller | Mgmt | For | For | For | ||||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | ||||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | ||||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | ||||
1.9 | Elect Ake Svensson | Mgmt | For | For | For | ||||
1.10 | Elect James Wainscott | Mgmt | For | For | For | ||||
1.11 | Elect Donald Washkewicz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | For | Against | ||||
Paychex, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PAYX | CUSIP 704326107 | 10/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect B. Thomas Golisano | Mgmt | For | For | For | ||||
2 | Elect Joseph Doody | Mgmt | For | For | For | ||||
3 | Elect David Flaschen | Mgmt | For | For | For | ||||
4 | Elect Phillip Horsley | Mgmt | For | For | For | ||||
5 | Elect Grant Inman | Mgmt | For | For | For | ||||
6 | Elect Pamela Joseph | Mgmt | For | For | For | ||||
7 | Elect Martin Mucci | Mgmt | For | For | For | ||||
8 | Elect Joseph Tucci | Mgmt | For | For | For | ||||
9 | Elect Joseph Velli | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Pfizer Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFE | CUSIP 717081103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | ||||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | ||||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
4 | Elect Frances Fergusson | Mgmt | For | For | For | ||||
5 | Elect William Gray, III | Mgmt | For | For | For | ||||
6 | Elect Helen Hobbs | Mgmt | For | For | For | ||||
7 | Elect Constance Horner | Mgmt | For | For | For | ||||
8 | Elect James Kilts | Mgmt | For | For | For | ||||
9 | Elect George Lorch | Mgmt | For | For | For | ||||
10 | Elect John Mascotte | Mgmt | For | For | For | ||||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
12 | Elect Ian Read | Mgmt | For | For | For | ||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | ||||
14 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | ||||
PG&E Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCG | CUSIP 69331C108 | 05/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Andrews | Mgmt | For | For | For | ||||
2 | Elect Lewis Chew | Mgmt | For | For | For | ||||
3 | Elect C. Lee Cox | Mgmt | For | For | For | ||||
4 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | ||||
5 | Elect Fred Fowler | Mgmt | For | For | For | ||||
6 | Elect Maryellen Herringer | Mgmt | For | For | For | ||||
7 | Elect Roger Kimmel | Mgmt | For | For | For | ||||
8 | Elect Richard Meserve | Mgmt | For | For | For | ||||
9 | Elect Forrest Miller | Mgmt | For | For | For | ||||
10 | Elect Rosendo Parra | Mgmt | For | For | For | ||||
11 | Elect Barbara Rambo | Mgmt | For | For | For | ||||
12 | Elect Barry Williams | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
15 | Shareholder Proposal Regarding Removing Sexual Orientation from Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
Philip Morris International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PM | CUSIP 718172109 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Harold Brown | Mgmt | For | For | For | ||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||||
3 | Elect Louis Camilleri | Mgmt | For | For | For | ||||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||||
5 | Elect Jennifer Li | Mgmt | For | For | For | ||||
6 | Elect Graham Mackay | Mgmt | For | For | For | ||||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | ||||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | ||||
9 | Elect Lucio Noto | Mgmt | For | For | For | ||||
10 | Elect Robert Polet | Mgmt | For | For | For | ||||
11 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||||
12 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2012 Performance Incentive Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Formation of Ethics Committee | ShrHldr | Against | Against | For | ||||
PNC Financial Services Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PNC | CUSIP 693475105 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Berndt | Mgmt | For | For | For | ||||
2 | Elect Charles Bunch | Mgmt | For | For | For | ||||
3 | Elect Paul Chellgren | Mgmt | For | For | For | ||||
4 | Elect Kay James | Mgmt | For | For | For | ||||
5 | Elect Richard Kelson | Mgmt | For | For | For | ||||
6 | Elect Bruce Lindsay | Mgmt | For | For | For | ||||
7 | Elect Anthony Massaro | Mgmt | For | For | For | ||||
8 | Elect Jane Pepper | Mgmt | For | For | For | ||||
9 | Elect James Rohr | Mgmt | For | For | For | ||||
10 | Elect Donald Shepard | Mgmt | For | For | For | ||||
11 | Elect Lorene Steffes | Mgmt | For | For | For | ||||
12 | Elect Dennis Strigl | Mgmt | For | For | For | ||||
13 | Elect Thomas Usher | Mgmt | For | For | For | ||||
14 | Elect George Walls, Jr. | Mgmt | For | For | For | ||||
15 | Elect Helge Wehmeier | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Popular Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BPOP | CUSIP 733174106 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alejandro Ballester | Mgmt | For | For | For | ||||
2 | Elect Richard Carrion | Mgmt | For | For | For | ||||
3 | Elect Carlos Unanue | Mgmt | For | For | For | ||||
4 | Elect David Goel | Mgmt | For | For | For | ||||
5 | Reverse Stock Split | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Praxair, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PX | CUSIP 74005P104 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Angel | Mgmt | For | For | For | ||||
1.2 | Elect Oscar Bernardes | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Bret Clayton | Mgmt | For | For | For | ||||
1.4 | Elect Nance Dicciani | Mgmt | For | For | For | ||||
1.5 | Elect Edward Galante | Mgmt | For | For | For | ||||
1.6 | Elect Claire Gargalli | Mgmt | For | For | For | ||||
1.7 | Elect Ira Hall | Mgmt | For | For | For | ||||
1.8 | Elect Raymond LeBoeuf | Mgmt | For | For | For | ||||
1.9 | Elect Larry McVay | Mgmt | For | For | For | ||||
1.10 | Elect Wayne Smith | Mgmt | For | For | For | ||||
1.11 | Elect Robert Wood | Mgmt | For | For | For | ||||
2 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Precision Castparts Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCP | CUSIP 740189105 | 08/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Don Graber | Mgmt | For | For | For | ||||
1.2 | Elect Lester Lyles | Mgmt | For | For | For | ||||
1.3 | Elect Timothy Wicks | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
priceline.com Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCLN | CUSIP 741503403 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For | ||||
1.2 | Elect Ralph Bahna | Mgmt | For | For | For | ||||
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Jan Docter | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For | ||||
1.6 | Elect James Guyette | Mgmt | For | For | For | ||||
1.7 | Elect Nancy Peretsman | Mgmt | For | For | For | ||||
1.8 | Elect Craig Rydin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Prologis, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLD | CUSIP 74340W103 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hamid Moghadam | Mgmt | For | For | For | ||||
2 | Elect Walter Rakowich | Mgmt | For | For | For | ||||
3 | Elect George Fotiades | Mgmt | For | For | For | ||||
4 | Elect Christine Garvey | Mgmt | For | For | For | ||||
5 | Elect Lydia Kennard | Mgmt | For | For | For | ||||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | ||||
7 | Elect Irving Lyons III | Mgmt | For | For | For | ||||
8 | Elect Jeffrey Skelton | Mgmt | For | For | For | ||||
9 | Elect D. Michael Steuert | Mgmt | For | For | For | ||||
10 | Elect Carl Webb | Mgmt | For | For | For | ||||
11 | Elect William Zollars | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
14 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
15 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
Prudential Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRU | CUSIP 744320102 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Baltimore Jr. | Mgmt | For | For | For | ||||
2 | Elect Gordon Bethune | Mgmt | For | For | For | ||||
3 | Elect Gaston Caperton | Mgmt | For | For | For | ||||
4 | Elect Gilbert Casellas | Mgmt | For | For | For | ||||
5 | Elect James Cullen | Mgmt | For | For | For | ||||
6 | Elect William Gray, III | Mgmt | For | For | For | ||||
7 | Elect Mark Grier | Mgmt | For | For | For | ||||
8 | Elect Constance Horner | Mgmt | For | For | For | ||||
9 | Elect Martina Hund-Mejean | Mgmt | For | For | For | ||||
10 | Elect Karl Krapek | Mgmt | For | For | For | ||||
11 | Elect Christine Poon | Mgmt | For | For | For | ||||
12 | Elect John Strangfeld | Mgmt | For | For | For | ||||
13 | Elect James Unruh | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
QUALCOMM Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QCOM | CUSIP 747525103 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | ||||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | ||||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | ||||
1.6 | Elect Paul Jacobs | Mgmt | For | For | For | ||||
1.7 | Elect Robert Kahn | Mgmt | For | For | For | ||||
1.8 | Elect Sherry Lansing | Mgmt | For | For | For | ||||
1.9 | Elect Duane Nelles | Mgmt | For | For | For | ||||
1.10 | Elect Francisco Ros | Mgmt | For | For | For | ||||
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | ||||
1.12 | Elect Marc Stern | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Elimination of Plurality Voting Standard for Election of Directors | Mgmt | For | For | For | ||||
Quest Diagnostics Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DGX | CUSIP 74834L100 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jenne Britell | Mgmt | For | For | For | ||||
2 | Elect Gail Wilensky | Mgmt | For | For | For | ||||
3 | Elect John Ziegler | Mgmt | For | For | For | ||||
4 | Amendment to the Employee Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | ||||
Red Hat, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RHT | CUSIP 756577102 | 08/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sohaib Abbasi | Mgmt | For | For | For | ||||
2 | Elect Narendra Gupta | Mgmt | For | For | For | ||||
3 | Elect William Kaiser | Mgmt | For | For | For | ||||
4 | Elect James Whitehurst | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
8 | 2011 Performance Compensation Plan | Mgmt | For | For | For | ||||
Regions Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RF | CUSIP 7591EP100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Samuel Bartholomew, Jr. | Mgmt | For | For | For | ||||
2 | Elect George Bryan | Mgmt | For | For | For | ||||
3 | Elect Carolyn Byrd | Mgmt | For | For | For | ||||
4 | Elect David Cooper, Sr. | Mgmt | For | For | For | ||||
5 | Elect Earnest Deavenport, Jr. | Mgmt | For | For | For | ||||
6 | Elect Don DeFosset | Mgmt | For | For | For | ||||
7 | Elect Eric Fast | Mgmt | For | For | For | ||||
8 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | ||||
9 | Elect John Johns | Mgmt | For | For | For | ||||
10 | Elect Charles McCrary | Mgmt | For | For | For | ||||
11 | Elect James Malone | Mgmt | For | For | For | ||||
12 | Elect Ruth Marshall | Mgmt | For | For | For | ||||
13 | Elect Susan Matlock | Mgmt | For | For | For | ||||
14 | Elect John Maupin, Jr. | Mgmt | For | For | For | ||||
15 | Elect John Roberts | Mgmt | For | For | For | ||||
16 | Elect Lee Styslinger III | Mgmt | For | For | For | ||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
19 | Ratification of Auditor | Mgmt | For | For | For | ||||
20 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Republic Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RSG | CUSIP 760759100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Crownover | Mgmt | For | For | For | ||||
2 | Elect William Flynn | Mgmt | For | For | For | ||||
3 | Elect Michael Larson | Mgmt | For | Against | Against | ||||
4 | Elect Nolan Lehmann | Mgmt | For | For | For | ||||
5 | Elect W. Lee Nutter | Mgmt | For | For | For | ||||
6 | Elect Ramon Rodriguez | Mgmt | For | For | For | ||||
7 | Elect Donald Slager | Mgmt | For | For | For | ||||
8 | Elect Allan Sorensen | Mgmt | For | For | For | ||||
9 | Elect John Trani | Mgmt | For | For | For | ||||
10 | Elect Michael Wickham | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHldr | Against | For | Against | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Robert Half International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RHI | CUSIP 770323103 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andrew Berwick, Jr. | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Harold Messmer, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Barbara Novogradac | Mgmt | For | For | For | ||||
1.4 | Elect Robert Pace | Mgmt | For | For | For | ||||
1.5 | Elect Fredrick Richman | Mgmt | For | Withhold | Against | ||||
1.6 | Elect M. Keith Waddell | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
SanDisk Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNDK | CUSIP 80004C101 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Marks | Mgmt | For | For | For | ||||
2 | Elect Kevin DeNuccio | Mgmt | For | For | For | ||||
3 | Elect Irwin Federman | Mgmt | For | For | For | ||||
4 | Elect Steven Gomo | Mgmt | For | For | For | ||||
5 | Elect Eddy Hartenstein | Mgmt | For | For | For | ||||
6 | Elect Chenming Hu | Mgmt | For | For | For | ||||
7 | Elect Catherine Lego | Mgmt | For | For | For | ||||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Schlumberger N.V. (Schlumberger Limited) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLB | CUSIP 806857108 | 04/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Peter Currie | Mgmt | For | For | For | ||||
2 | Elect Anthony Isaac | Mgmt | For | For | For | ||||
3 | Elect K.V. Kamath | Mgmt | For | For | For | ||||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||||
6 | Elect Adrian Lajous | Mgmt | For | For | For | ||||
7 | Elect Michael Marks | Mgmt | For | For | For | ||||
8 | Elect Elizabeth Moler | Mgmt | For | For | For | ||||
9 | Elect Lubna Olayan | Mgmt | For | For | For | ||||
10 | Elect Leo Reif | Mgmt | For | For | For | ||||
11 | Elect Tore Sandvold | Mgmt | For | For | For | ||||
12 | Elect Henri Seydoux | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
Seagate Technology | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STX | CUSIP G7945M107 | 10/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Luczo | Mgmt | For | For | For | ||||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | ||||
3 | Elect Michael Cannon | Mgmt | For | For | For | ||||
4 | Elect Lydia Marshall | Mgmt | For | For | For | ||||
5 | Elect C.S. Park | Mgmt | For | For | For | ||||
6 | Elect Gregorio Reyes | Mgmt | For | For | For | ||||
7 | Elect Edward Zander | Mgmt | For | For | For | ||||
8 | 2011 Equity Incentive Plan | Mgmt | For | For | For | ||||
9 | Issuance of Treasury Shares | Mgmt | For | For | For | ||||
10 | Location of 2012 Annual Meeting | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Sensata Technologies Holding N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ST | CUSIP N7902X106 | 05/22/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Wroe, Jr. or Marc Roskam | Mgmt | For | TNA | N/A | ||||
2 | Elect Martha Sullivan or Marc Roskam | Mgmt | For | TNA | N/A | ||||
3 | Elect Lewis Campbell or Marc Roskam | Mgmt | For | TNA | N/A | ||||
4 | Elect Paul Edgerley or Marc Roskam | Mgmt | For | TNA | N/A | ||||
5 | Elect Michael Jacobson or Marc Roskam | Mgmt | For | TNA | N/A | ||||
6 | Elect John Lewis or Marc Roskam | Mgmt | For | TNA | N/A | ||||
7 | Elect Charles Peffer or Marc Roskam | Mgmt | For | TNA | N/A | ||||
8 | Elect Kirk Pond or Marc Roskam | Mgmt | For | TNA | N/A | ||||
9 | Elect Michael Ward or Marc Roskam | Mgmt | For | TNA | N/A | ||||
10 | Elect Stephen Zide or Marc Roskam | Mgmt | For | TNA | N/A | ||||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
13 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
14 | Amendment to Director Compensation | Mgmt | For | TNA | N/A | ||||
15 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||||
17 | Amendment to Articles to Provide for Non-Executive Chairman | Mgmt | For | TNA | N/A | ||||
Simon Property Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPG | CUSIP 828806109 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Melvyn Bergstein | Mgmt | For | For | For | ||||
2 | Elect Larry Glasscock | Mgmt | For | For | For | ||||
3 | Elect Karen Horn | Mgmt | For | For | For | ||||
4 | Elect Allan Hubbard | Mgmt | For | For | For | ||||
5 | Elect Reuben Leibowitz | Mgmt | For | For | For | ||||
6 | Elect Daniel Smith | Mgmt | For | For | For | ||||
7 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Amendment to the 1998 Stock Incentive Plan | Mgmt | For | For | For | ||||
SLM Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLM | CUSIP 78442P106 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ann Bates | Mgmt | For | For | For | ||||
2 | Elect William Diefenderfer III | Mgmt | For | For | For | ||||
3 | Elect Diane Gilleland | Mgmt | For | For | For | ||||
4 | Elect Earl Goode | Mgmt | For | For | For | ||||
5 | Elect Ronald Hunt | Mgmt | For | For | For | ||||
6 | Elect Albert Lord | Mgmt | For | For | For | ||||
7 | Elect Barry Munitz | Mgmt | For | For | For | ||||
8 | Elect Howard Newman | Mgmt | For | For | For | ||||
9 | Elect A. Alexander Porter, Jr. | Mgmt | For | For | For | ||||
10 | Elect Frank Puleo | Mgmt | For | For | For | ||||
11 | Elect Wolfgang Schoellkopf | Mgmt | For | For | For | ||||
12 | Elect Steven Shapiro | Mgmt | For | For | For | ||||
13 | Elect J. Terry Strange | Mgmt | For | For | For | ||||
14 | Elect Anthony Terracciano | Mgmt | For | For | For | ||||
15 | Elect Barry Williams | Mgmt | For | For | For | ||||
16 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
17 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Ratification of Auditor | Mgmt | For | For | For | ||||
Southwestern Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWN | CUSIP 845467109 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lewis Epley, Jr. | Mgmt | For | For | For | ||||
2 | Elect Robert Howard | Mgmt | For | For | For | ||||
3 | Elect Catherine Kehr | Mgmt | For | For | For | ||||
4 | Elect Greg Kerley | Mgmt | For | For | For | ||||
5 | Elect Harold Korell | Mgmt | For | For | For | ||||
6 | Elect Vello Kuuskraa | Mgmt | For | For | For | ||||
7 | Elect Kenneth Mourton | Mgmt | For | For | For | ||||
8 | Elect Steven Mueller | Mgmt | For | For | For | ||||
9 | Elect Charles Scharlau | Mgmt | For | For | For | ||||
10 | Elect Alan Stevens | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
St. Jude Medical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STJ | CUSIP 790849103 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Brown | Mgmt | For | For | For | ||||
2 | Elect Daniel Starks | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Stanley Black & Decker, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWK | CUSIP 854502101 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Patrick Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Benjamin Griswold, IV | Mgmt | For | For | For | ||||
1.3 | Elect Eileen Kraus | Mgmt | For | For | For | ||||
1.4 | Elect Robert Ryan | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | 2012 Management Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Staples, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPLS | CUSIP 855030102 | 06/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Basil Anderson | Mgmt | For | For | For | ||||
2 | Elect Arthur Blank | Mgmt | For | For | For | ||||
3 | Elect David Faust | Mgmt | For | For | For | ||||
4 | Elect Justin King | Mgmt | For | For | For | ||||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||||
6 | Elect Rowland Moriarty | Mgmt | For | For | For | ||||
7 | Elect Robert Nakasone | Mgmt | For | For | For | ||||
8 | Elect Ronald Sargent | Mgmt | For | For | For | ||||
9 | Elect Elizabeth Smith | Mgmt | For | For | For | ||||
10 | Elect Robert Sulentic | Mgmt | For | For | For | ||||
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | ||||
12 | Elect Paul Walsh | Mgmt | For | For | For | ||||
13 | Action by Written Consent | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Amendment to the 2010 Long Term Cash Incentive Plan | Mgmt | For | For | For | ||||
16 | Amendment to the Executive Officer Incentive Plan | Mgmt | For | For | For | ||||
17 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
18 | Ratification of Auditor | Mgmt | For | For | For | ||||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | ||||
State Street Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STT | CUSIP 857477103 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kennett Burnes | Mgmt | For | For | For | ||||
2 | Elect Peter Coym | Mgmt | For | For | For | ||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | ||||
5 | Elect David Gruber | Mgmt | For | For | For | ||||
6 | Elect Linda Hill | Mgmt | For | For | For | ||||
7 | Elect Joseph Hooley | Mgmt | For | For | For | ||||
8 | Elect Robert Kaplan | Mgmt | For | For | For | ||||
9 | Elect Richard Sergel | Mgmt | For | For | For | ||||
10 | Elect Ronald Skates | Mgmt | For | For | For | ||||
11 | Elect Gregory Summe | Mgmt | For | For | For | ||||
12 | Elect Robert Weissman | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Stryker Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYK | CUSIP 863667101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | ||||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | ||||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | ||||
1.5 | Elect Allan Golston | Mgmt | For | For | For | ||||
1.6 | Elect Howard Lance | Mgmt | For | For | For | ||||
1.7 | Elect William Parfet | Mgmt | For | For | For | ||||
1.8 | Elect Ronda Stryker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Re-approval of the Executive Bonus Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Suntrust Banks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STI | CUSIP 867914103 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Beall II | Mgmt | For | For | For | ||||
2 | Elect Alston Correll | Mgmt | For | For | For | ||||
3 | Elect Jeffrey Crowe | Mgmt | For | For | For | ||||
4 | Elect Blake Garrett, Jr. | Mgmt | For | For | For | ||||
5 | Elect David Hughes | Mgmt | For | For | For | ||||
6 | Elect M. Douglas Ivester | Mgmt | For | For | For | ||||
7 | Elect Kyle Legg | Mgmt | For | For | For | ||||
8 | Elect William Linnenbringer | Mgmt | For | For | For | ||||
9 | Elect G. Gilmer Minor III | Mgmt | For | For | For | ||||
10 | Elect Donna Morea | Mgmt | For | For | For | ||||
11 | Elect David Ratcliffe | Mgmt | For | For | For | ||||
12 | Elect William Rogers, Jr. | Mgmt | For | For | For | ||||
13 | Elect Thomas Watjen | Mgmt | For | For | For | ||||
14 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Sycamore Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCMR | CUSIP 871206405 | 01/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel Smith | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
T. Rowe Price Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TROW | CUSIP 74144T108 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Edward Bernard | Mgmt | For | For | For | ||||
2 | Elect James Brady | Mgmt | For | For | For | ||||
3 | Elect J. Alfred Broaddus, Jr. | Mgmt | For | For | For | ||||
4 | Elect Donald Hebb, Jr. | Mgmt | For | For | For | ||||
5 | Elect James Kennedy | Mgmt | For | For | For | ||||
6 | Elect Robert MacLellan | Mgmt | For | For | For | ||||
7 | Elect Brian Rogers | Mgmt | For | For | For | ||||
8 | Elect Alfred Sommer | Mgmt | For | For | For | ||||
9 | Elect Dwight Taylor | Mgmt | For | For | For | ||||
10 | Elect Anne Whittemore | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | 2012 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Target Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TGT | CUSIP 87612E106 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roxanne Austin | Mgmt | For | Against | Against | ||||
2 | Elect Calvin Darden | Mgmt | For | Against | Against | ||||
3 | Elect Mary Dillon | Mgmt | For | Against | Against | ||||
4 | Elect James Johnson | Mgmt | For | Against | Against | ||||
5 | Elect Mary Minnick | Mgmt | For | Against | Against | ||||
6 | Elect Anne Mulcahy | Mgmt | For | Against | Against | ||||
7 | Elect Derica Rice | Mgmt | For | Against | Against | ||||
8 | Elect Stephen Sanger | Mgmt | For | Against | Against | ||||
9 | Elect Gregg Steinhafel | Mgmt | For | Against | Against | ||||
10 | Elect John Stumpf | Mgmt | For | Against | Against | ||||
11 | Elect Solomon Trujillo | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Approval of the Short Term Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | ||||
TE Connectivity Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEL | CUSIP H84989104 | 03/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Pierre Brondeau | Mgmt | For | For | For | ||||
2 | Elect Juergen Gromer | Mgmt | For | For | For | ||||
3 | Elect William Jeffrey | Mgmt | For | For | For | ||||
4 | Elect Thomas Lynch | Mgmt | For | For | For | ||||
5 | Elect NAM Yong | Mgmt | For | For | For | ||||
6 | Elect Daniel Phelan | Mgmt | For | For | For | ||||
7 | Elect Frederic Poses | Mgmt | For | For | For | ||||
8 | Elect Lawrence Smith | Mgmt | For | For | For | ||||
9 | Elect Paula Sneed | Mgmt | For | For | For | ||||
10 | Elect David Steiner | Mgmt | For | For | For | ||||
11 | Election John Van Scoter | Mgmt | For | For | For | ||||
12 | 2011 Annual Report | Mgmt | For | For | For | ||||
13 | Statutory Financial Statements | Mgmt | For | For | For | ||||
14 | Consolidated Financial Statements | Mgmt | For | For | For | ||||
15 | Release Board of Directors and Executive Officers | Mgmt | For | For | For | ||||
16 | Deloitte & Touche | Mgmt | For | For | For | ||||
17 | Deloitte AG, Zurich | Mgmt | For | For | For | ||||
18 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | ||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
20 | Amendment to the 2007 Stock and Incentive Plan | Mgmt | For | For | For | ||||
21 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Dividend Distribution Through a Reduction of Capital | Mgmt | For | For | For | ||||
24 | Reallocation of Free Reserves to Legal Reserves | Mgmt | For | For | For | ||||
25 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Teleflex Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TFX | CUSIP 879369106 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sigismundus Lubsen | Mgmt | For | For | For | ||||
2 | Elect Stuart Randle | Mgmt | For | For | For | ||||
3 | Elect Harold Yoh III | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Texas Instruments Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TXN | CUSIP 882508104 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | ||||
2 | Elect Daniel Carp | Mgmt | For | For | For | ||||
3 | Elect Carrie Cox | Mgmt | For | For | For | ||||
4 | Elect Pamela Patsley | Mgmt | For | For | For | ||||
5 | Elect Robert Sanchez | Mgmt | For | For | For | ||||
6 | Elect Wayne Sanders | Mgmt | For | For | For | ||||
7 | Elect Ruth Simmons | Mgmt | For | For | For | ||||
8 | Elect Richard Templeton | Mgmt | For | For | For | ||||
9 | Elect Christine Whitman | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Allstate Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALL | CUSIP 020002101 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||||
2 | Elect Robert Beyer | Mgmt | For | For | For | ||||
3 | Elect W. James Farrell | Mgmt | For | For | For | ||||
4 | Elect Jack Greenberg | Mgmt | For | For | For | ||||
5 | Elect Ronald LeMay | Mgmt | For | For | For | ||||
6 | Elect Andrea Redmond | Mgmt | For | For | For | ||||
7 | Elect H. John Riley, Jr. | Mgmt | For | For | For | ||||
8 | Elect John Rowe | Mgmt | For | For | For | ||||
9 | Elect Joshua Smith | Mgmt | For | For | For | ||||
10 | Elect Judith Sprieser | Mgmt | For | For | For | ||||
11 | Elect Mary Taylor | Mgmt | For | For | For | ||||
12 | Elect Thomas Wilson | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | ||||
15 | Approve the Right to Call a Special Meeting | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
The Charles Schwab Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCHW | CUSIP 808513105 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nancy Bechtle | Mgmt | For | For | For | ||||
2 | Elect Walter Bettinger II | Mgmt | For | For | For | ||||
3 | Elect C. Preston Butcher | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
The Chubb Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CB | CUSIP 171232101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | ||||
2 | Elect Sheila Burke | Mgmt | For | For | For | ||||
3 | Elect James Cash, Jr. | Mgmt | For | For | For | ||||
4 | Elect John Finnegan | Mgmt | For | For | For | ||||
5 | Elect Lawrence Kellner | Mgmt | For | For | For | ||||
6 | Elect Martin McGuinn | Mgmt | For | For | For | ||||
7 | Elect Lawrence Small | Mgmt | For | For | For | ||||
8 | Elect Jess Soderberg | Mgmt | For | For | For | ||||
9 | Elect Daniel Somers | Mgmt | For | For | For | ||||
10 | Elect James Zimmerman | Mgmt | For | For | For | ||||
11 | Elect Alfred Zollar | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | ||||
The Goldman Sachs Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GS | CUSIP 38141G104 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | ||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
3 | Elect Gary Cohn | Mgmt | For | For | For | ||||
4 | Elect Claes Dahlback | Mgmt | For | For | For | ||||
5 | Elect Stephen Friedman | Mgmt | For | For | For | ||||
6 | Elect William George | Mgmt | For | For | For | ||||
7 | Elect James Johnson | Mgmt | For | For | For | ||||
8 | Elect Lakshmi Mittal | Mgmt | For | For | For | ||||
9 | Elect James Schiro | Mgmt | For | For | For | ||||
10 | Elect Debra Spar | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
The Hartford Financial Services Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HIG | CUSIP 416515104 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Allardice III | Mgmt | For | For | For | ||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | ||||
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | ||||
4 | Elect Liam McGee | Mgmt | For | For | For | ||||
5 | Elect Kathryn Mikells | Mgmt | For | For | For | ||||
6 | Elect Michael Morris | Mgmt | For | For | For | ||||
7 | Elect Thomas Renyi | Mgmt | For | For | For | ||||
8 | Elect Charles Strauss | Mgmt | For | For | For | ||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The NASDAQ OMX Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NDAQ | CUSIP 631103108 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Black | Mgmt | For | For | For | ||||
2 | Elect Borje Ekholm | Mgmt | For | For | For | ||||
3 | Elect Robert Greifeld | Mgmt | For | For | For | ||||
4 | Elect Glenn Hutchins | Mgmt | For | For | For | ||||
5 | Elect Essa Kazim | Mgmt | For | For | For | ||||
6 | Elect John Markese | Mgmt | For | For | For | ||||
7 | Elect Ellyn McColgan | Mgmt | For | For | For | ||||
8 | Elect Thomas O'Neill | Mgmt | For | For | For | ||||
9 | Elect James Riepe | Mgmt | For | For | For | ||||
10 | Elect Michael Splinter | Mgmt | For | For | For | ||||
11 | Elect Lars Wedenborn | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
The Procter & Gamble Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PG | CUSIP 742718109 | 10/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Angela Braly | Mgmt | For | For | For | ||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | ||||
3 | Elect Scott Cook | Mgmt | For | For | For | ||||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | ||||
5 | Elect Robert McDonald | Mgmt | For | For | For | ||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | ||||
8 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | ||||
10 | Elect Patricia Woertz | Mgmt | For | For | For | ||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
15 | Technical Amendments Regarding Preferred Stock | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHldr | Against | Against | For | ||||
The Progressive Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PGR | CUSIP 743315103 | 04/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roger Farah | Mgmt | For | For | For | ||||
2 | Elect Stephen Hardis | Mgmt | For | For | For | ||||
3 | Elect Heidi Miller | Mgmt | For | For | For | ||||
4 | Elect Bradley Sheares | Mgmt | For | For | For | ||||
5 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Change in Board Size | Mgmt | For | For | For | ||||
8 | Authorization of Board to Set Board Size | Mgmt | For | For | For | ||||
9 | Amendment to Code of Regulations | Mgmt | For | Against | Against | ||||
10 | Set Date of Annual Meeting | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Re-approve Performance Criteria Set Forth in 2007 Executive Bonus Plan | Mgmt | For | For | For | ||||
13 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | ||||
14 | Amendment to the 2003 Directors Equity Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Timken Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TKR | CUSIP 887389104 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Ralston | Mgmt | For | For | For | ||||
1.2 | Elect John Reilly | Mgmt | For | For | For | ||||
1.3 | Elect John Timken, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Jacqueline Woods | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The TJX Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TJX | CUSIP 872540109 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zein Abdalla | Mgmt | For | For | For | ||||
2 | Elect Jose Alvarez | Mgmt | For | For | For | ||||
3 | Elect Alan Bennett | Mgmt | For | For | For | ||||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | ||||
5 | Elect David Ching | Mgmt | For | For | For | ||||
6 | Elect Michael Hines | Mgmt | For | For | For | ||||
7 | Elect Amy Lane | Mgmt | For | For | For | ||||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||||
9 | Elect John O'Brien | Mgmt | For | For | For | ||||
10 | Elect Willow Shire | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Approval of Material Terms of Executive Officer Performance Goals Under Cash Incentive Plans | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Travelers Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRV | CUSIP 89417E109 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan Beller | Mgmt | For | For | For | ||||
2 | Elect John Dasburg | Mgmt | For | For | For | ||||
3 | Elect Janet Dolan | Mgmt | For | For | For | ||||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | ||||
5 | Elect Jay Fishman | Mgmt | For | For | For | ||||
6 | Elect Lawrence Graev | Mgmt | For | For | For | ||||
7 | Elect Patricia Higgins | Mgmt | For | For | For | ||||
8 | Elect Thomas Hodgson | Mgmt | For | For | For | ||||
9 | Elect William Kane | Mgmt | For | For | For | ||||
10 | Elect Cleve Killingsworth, Jr. | Mgmt | For | For | For | ||||
11 | Elect Donald Shepard | Mgmt | For | For | For | ||||
12 | Elect Laurie Thomsen | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
The Walt Disney Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DIS | CUSIP 254687106 | 03/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Susan Arnold | Mgmt | For | For | For | ||||
2 | Elect John Chen | Mgmt | For | For | For | ||||
3 | Elect Judith Estrin | Mgmt | For | For | For | ||||
4 | Elect Robert Iger | Mgmt | For | For | For | ||||
5 | Elect Fred Langhammer | Mgmt | For | For | For | ||||
6 | Elect Aylwin Lewis | Mgmt | For | For | For | ||||
7 | Elect Monica Lozano | Mgmt | For | For | For | ||||
8 | Elect Robert Matschullat | Mgmt | For | For | For | ||||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | ||||
10 | Elect Orin Smith | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Western Union Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WU | CUSIP 959802109 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Goodman | Mgmt | For | For | For | ||||
2 | Elect Roberto Mendoza | Mgmt | For | For | For | ||||
3 | Elect Michael Miles, Jr. | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | ||||
Thermo Fisher Scientific Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TMO | CUSIP 883556102 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Martin Harris | Mgmt | For | For | For | ||||
2 | Elect Judy Lewent | Mgmt | For | For | For | ||||
3 | Elect Jim Manzi | Mgmt | For | For | For | ||||
4 | Elect Lars Sorenson | Mgmt | For | For | For | ||||
5 | Elect Elaine Ullian | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Time Warner Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TWX | CUSIP 887317303 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barksdale | Mgmt | For | For | For | ||||
2 | Elect William Barr | Mgmt | For | For | For | ||||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | ||||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | ||||
5 | Elect Robert Clark | Mgmt | For | For | For | ||||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||||
7 | Elect Jessica Einhorn | Mgmt | For | For | For | ||||
8 | Elect Fred Hassan | Mgmt | For | For | For | ||||
9 | Elect Kenneth Novack | Mgmt | For | For | For | ||||
10 | Elect Paul Wachter | Mgmt | For | For | For | ||||
11 | Elect Deborah Wright | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Total System Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TSS | CUSIP 891906109 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Blanchard | Mgmt | For | For | For | ||||
2 | Elect Richard Bradley | Mgmt | For | For | For | ||||
3 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||||
4 | Elect Walter Driver, Jr. | Mgmt | For | For | For | ||||
5 | Elect Gardiner Garrard, Jr. | Mgmt | For | Against | Against | ||||
6 | Elect Sidney Harris | Mgmt | For | For | For | ||||
7 | Elect Mason Lampton | Mgmt | For | For | For | ||||
8 | Elect H. Lynn Page | Mgmt | For | For | For | ||||
9 | Elect Philip Tomlinson | Mgmt | For | For | For | ||||
10 | Elect John Turner | Mgmt | For | For | For | ||||
11 | Elect Richard Ussery | Mgmt | For | For | For | ||||
12 | Elect M. Troy Woods | Mgmt | For | For | For | ||||
13 | Elect James Yancey | Mgmt | For | For | For | ||||
14 | Elect Rebecca Yarbrough | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Amendment to the 2008 Omnibus Plan | Mgmt | For | For | For | ||||
18 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Transatlantic Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRH | CUSIP 893521104 | 09/20/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | N/A | TNA | N/A | ||||
2 | Advisory Vote on Golden Parachutes | Mgmt | N/A | TNA | N/A | ||||
3 | Right to Adjourn Meeting | Mgmt | N/A | TNA | N/A | ||||
Transatlantic Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRH | CUSIP 893521104 | 09/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | Against | Against | ||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
3 | Right to Adjourn Meeting | Mgmt | For | Against | Against | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 03/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | ||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | ||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | ||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
3.7 | Elect John Krol | Mgmt | For | For | For | ||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | ||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | ||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | ||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Consolidation of Reserves | Mgmt | For | For | For | ||||
9 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendments to Articles of Association | Mgmt | For | For | For | ||||
U.S. Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
USB | CUSIP 902973304 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | ||||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | ||||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | ||||
4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | ||||
5 | Elect Richard Davis | Mgmt | For | For | For | ||||
6 | Elect Roland Hernandez | Mgmt | For | For | For | ||||
7 | Elect Joel Johnson | Mgmt | For | For | For | ||||
8 | Elect Olivia Kirtley | Mgmt | For | For | For | ||||
9 | Elect Jerry Levin | Mgmt | For | For | For | ||||
10 | Elect David O'Maley | Mgmt | For | For | For | ||||
11 | Elect O'Dell Owens | Mgmt | For | For | For | ||||
12 | Elect Craig Schnuck | Mgmt | For | For | For | ||||
13 | Elect Patrick Stokes | Mgmt | For | For | For | ||||
14 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
United Parcel Service, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UPS | CUSIP 911312106 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||||
2 | Elect Michael Burns | Mgmt | For | For | For | ||||
3 | Elect D. Scott Davis | Mgmt | For | For | For | ||||
4 | Elect Stuart Eizenstat | Mgmt | For | For | For | ||||
5 | Elect Michael Eskew | Mgmt | For | For | For | ||||
6 | Elect William Johnson | Mgmt | For | For | For | ||||
7 | Elect Candace Kendle | Mgmt | For | For | For | ||||
8 | Elect Ann Livermore | Mgmt | For | For | For | ||||
9 | Elect Rudy Markham | Mgmt | For | For | For | ||||
10 | Elect Clark Randt, Jr. | Mgmt | For | For | For | ||||
11 | Elect John Thompson | Mgmt | For | For | For | ||||
12 | Elect Carol Tome | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||||
15 | Amendment to the Discounted Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
United Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UTX | CUSIP 913017109 | 04/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Louis Chenevert | Mgmt | For | For | For | ||||
2 | Elect John Faraci | Mgmt | For | For | For | ||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | ||||
5 | Elect Edward Kangas | Mgmt | For | For | For | ||||
6 | Elect Ellen Kullman | Mgmt | For | For | For | ||||
7 | Elect Richard McCormick | Mgmt | For | For | For | ||||
8 | Elect Harold McGraw III | Mgmt | For | For | For | ||||
9 | Elect Richard Myers | Mgmt | For | For | For | ||||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | ||||
12 | Elect Christine Whitman | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
United Therapeutics Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UTHR | CUSIP 91307C102 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martine A. Rothblatt | Mgmt | For | For | For | ||||
1.2 | Elect Louis Sullivan | Mgmt | For | For | For | ||||
1.3 | Elect Raymond Kurzweil | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
US Airways Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LCC | CUSIP 90341W108 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Matthew Hart | Mgmt | For | For | For | ||||
2 | Elect Richard Kraemer | Mgmt | For | For | For | ||||
3 | Elect Cheryl Krongard | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
Varian Medical Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VAR | CUSIP 92220P105 | 02/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Timothy Guertin | Mgmt | For | For | For | ||||
1.2 | Elect David Illingworth | Mgmt | For | For | For | ||||
1.3 | Elect Ruediger Naumann-Etienne | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2005 Omnibus Stock Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Verizon Communications Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VZ | CUSIP 92343V104 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Carrion | Mgmt | For | For | For | ||||
2 | Elect Melanie Healey | Mgmt | For | For | For | ||||
3 | Elect M. Frances Keeth | Mgmt | For | For | For | ||||
4 | Elect Robert Lane | Mgmt | For | For | For | ||||
5 | Elect Lowell McAdam | Mgmt | For | For | For | ||||
6 | Elect Sandra Moose | Mgmt | For | For | For | ||||
7 | Elect Joseph Neubauer | Mgmt | For | For | For | ||||
8 | Elect Donald Nicolaisen | Mgmt | For | For | For | ||||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||||
10 | Elect Hugh Price | Mgmt | For | For | For | ||||
11 | Elect Rodney Slater | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | ||||
Visa Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
V | CUSIP 92826C839 | 01/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Coughlan | Mgmt | For | For | For | ||||
2 | Elect Mary Cranston | Mgmt | For | For | For | ||||
3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | ||||
4 | Elect Robert Matschullat | Mgmt | For | For | For | ||||
5 | Elect Cathy Minehan | Mgmt | For | For | For | ||||
6 | Elect Suzanne Johnson | Mgmt | For | For | For | ||||
7 | Elect David Pang | Mgmt | For | For | For | ||||
8 | Elect Joseph Saunders | Mgmt | For | For | For | ||||
9 | Elect William Shanahan | Mgmt | For | For | For | ||||
10 | Elect John Swainson | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2007 Equity Incentive Compenastion Plan | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Wal-Mart Stores, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WMT | CUSIP 931142103 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Aida Alvarez | Mgmt | For | For | For | ||||
2 | Elect James Breyer | Mgmt | For | For | For | ||||
3 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
4 | Elect James Cash, Jr. | Mgmt | For | For | For | ||||
5 | Elect Roger Corbett | Mgmt | For | For | For | ||||
6 | Elect Douglas Daft | Mgmt | For | For | For | ||||
7 | Elect Michael Duke | Mgmt | For | For | For | ||||
8 | Elect Marissa Mayer | Mgmt | For | For | For | ||||
9 | Elect Gregory Penner | Mgmt | For | For | For | ||||
10 | Elect Steven Reinemund | Mgmt | For | For | For | ||||
11 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | ||||
12 | Elect Arne Sorenson | Mgmt | For | For | For | ||||
13 | Elect Jim Walton | Mgmt | For | For | For | ||||
14 | Elect S. Robson Walton | Mgmt | For | For | For | ||||
15 | Elect Christopher Williams | Mgmt | For | For | For | ||||
16 | Elect Linda Wolf | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Director Qualifications | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding an Incentive Compensation Report | ShrHldr | Against | Against | For | ||||
Walgreen Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WAG | CUSIP 931422109 | 01/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David J. Brailer | Mgmt | For | For | For | ||||
2 | Elect Steven Davis | Mgmt | For | For | For | ||||
3 | Elect William Foote | Mgmt | For | For | For | ||||
4 | Elect Mark Frissora | Mgmt | For | For | For | ||||
5 | Elect Ginger Graham | Mgmt | For | For | For | ||||
6 | Elect Alan McNally | Mgmt | For | For | For | ||||
7 | Elect Nancy Schlichting | Mgmt | For | For | For | ||||
8 | Elect David Schwartz | Mgmt | For | For | For | ||||
9 | Elect Alejandro Silva | Mgmt | For | For | For | ||||
10 | Elect James Skinner | Mgmt | For | For | For | ||||
11 | Elect Gregory Wasson | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | 2011 Cash-Based Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | ||||
Walter Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WLT | CUSIP 93317Q105 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Beatty | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Howard Clark, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Jerry Kolb | Mgmt | For | For | For | ||||
1.4 | Elect Patrick Kriegshauser | Mgmt | For | For | For | ||||
1.5 | Elect Joseph Leonard | Mgmt | For | For | For | ||||
1.6 | Elect Graham Mascall | Mgmt | For | For | For | ||||
1.7 | Elect Bernard Rethore | Mgmt | For | For | For | ||||
1.8 | Elect Walter Scheller, III | Mgmt | For | For | For | ||||
1.9 | Elect Michael Tokarz | Mgmt | For | Withhold | Against | ||||
1.10 | Elect A.J. Wagner | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Watson Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WPI | CUSIP 942683103 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jack Michelson | Mgmt | For | For | For | ||||
2 | Elect Ronald Taylor | Mgmt | For | For | For | ||||
3 | Elect Andrew Turner | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Annual Incentive Plan | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
WellPoint, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WLP | CUSIP 94973V107 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lenox Baker, Jr. | Mgmt | For | For | For | ||||
2 | Elect Susan Bayh | Mgmt | For | For | For | ||||
3 | Elect Julie Hill | Mgmt | For | For | For | ||||
4 | Elect Ramiro Peru | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | ||||
Wells Fargo & Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFC | CUSIP 949746101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Baker II | Mgmt | For | For | For | ||||
2 | Elect Elaine Chao | Mgmt | For | For | For | ||||
3 | Elect John Chen | Mgmt | For | For | For | ||||
4 | Elect Lloyd Dean | Mgmt | For | For | For | ||||
5 | Elect Susan Engel | Mgmt | For | For | For | ||||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
7 | Elect Donald James | Mgmt | For | For | For | ||||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | ||||
9 | Elect Nicholas Moore | Mgmt | For | For | For | ||||
10 | Elect Federico Pena | Mgmt | For | For | For | ||||
11 | Elect Philip Quigley | Mgmt | For | For | For | ||||
12 | Elect Judith Runstad | Mgmt | For | For | For | ||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | ||||
14 | Elect John Stumpf | Mgmt | For | For | For | ||||
15 | Elect Susan Swenson | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Cumulative Voting in Contested Elections | ShrHldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | ||||
Wesco International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WCC | CUSIP 95082P105 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Engel | Mgmt | For | For | For | ||||
1.2 | Elect Steven Raymund | Mgmt | For | For | For | ||||
1.3 | Elect Lynn Utter | Mgmt | For | For | For | ||||
1.4 | Elect William J. Vareschi | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Wyndham Worldwide Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WYN | CUSIP 98310W108 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Holmes | Mgmt | For | For | For | ||||
1.2 | Elect Myra Biblowit | Mgmt | For | For | For | ||||
1.3 | Elect Pauline Richards | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Xerox Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XRX | CUSIP 984121103 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Glenn Britt | Mgmt | For | For | For | ||||
2 | Elect Ursula Burns | Mgmt | For | For | For | ||||
3 | Elect Richard Harrington | Mgmt | For | For | For | ||||
4 | Elect William Hunter | Mgmt | For | For | For | ||||
5 | Elect Robert Keegan | Mgmt | For | For | For | ||||
6 | Elect Robert McDonald | Mgmt | For | For | For | ||||
7 | Elect Charles Prince | Mgmt | For | For | For | ||||
8 | Elect Ann Reese | Mgmt | For | For | For | ||||
9 | Elect Sara Tucker | Mgmt | For | For | For | ||||
10 | Elect Mary Wilderotter | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 2004 Performance Incentive Plan | Mgmt | For | For | For | ||||
XL Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XL | CUSIP G98290102 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ramani Ayer | Mgmt | For | For | For | ||||
2 | Elect Dale Comey | Mgmt | For | For | For | ||||
3 | Elect Robert Glauber | Mgmt | For | For | For | ||||
4 | Elect Suzanne Labarge | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Xylem Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XYL | CUSIP 98419M100 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Victoria Harker | Mgmt | For | Against | Against | ||||
2 | Elect Gretchen McClain | Mgmt | For | Against | Against | ||||
3 | Elect Markos Tambakeras | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Zions Bancorporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZION | CUSIP 989701107 | 05/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jerry Atkin | Mgmt | For | For | For | ||||
2 | Elect R. D. Cash | Mgmt | For | For | For | ||||
3 | Elect Patricia Frobes | Mgmt | For | For | For | ||||
4 | Elect J. Heaney | Mgmt | For | For | For | ||||
5 | Elect Roger Porter | Mgmt | For | For | For | ||||
6 | Elect Stephen Quinn | Mgmt | For | For | For | ||||
7 | Elect Harris Simmons | Mgmt | For | For | For | ||||
8 | Elect L. E. Simmons | Mgmt | For | For | For | ||||
9 | Elect Shelley Thomas Williams | Mgmt | For | For | For | ||||
10 | Elect Steven Wheelwright | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 2005 Stock Option and Incentive Plan | Mgmt | For | For | For | ||||
14 | 2012 Management Incentive Compensation Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHldr | Against | Against | For | ||||
Registrant : | Putnam Variable Trust | ||||||||
Fund Name : | Putnam VT Small Cap Value Fund | ||||||||
Date of fiscal year end: | 12/31/2011 | ||||||||
Aaron's, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAN | CUSIP 002535300 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Butler, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Leo Benatar | Mgmt | For | For | For | ||||
1.3 | Elect John Schuerholz | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Acco Brands Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABD | CUSIP 00081T108 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Amendment to the 2011 Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Acco Brands Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABD | CUSIP 00081T108 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George Bayly | Mgmt | For | For | For | ||||
1.2 | Elect Kathleen Dvorak | Mgmt | For | For | For | ||||
1.3 | Elect G. Thomas Hargrove | Mgmt | For | For | For | ||||
1.4 | Elect Robert Jenkins | Mgmt | For | For | For | ||||
1.5 | Elect Robert Keller | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Kroeger | Mgmt | For | For | For | ||||
1.7 | Elect Michael Norkus | Mgmt | For | For | For | ||||
1.8 | Elect Sheila Talton | Mgmt | For | For | For | ||||
1.9 | Elect Norman Wesley | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Transaction of Other Business | Mgmt | N/A | Against | N/A | ||||
Accuride Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACW | CUSIP 00439T206 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Keith Busse | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Richard Dauch | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Benjamin Duster IV | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Lewis Kling | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Stephen Ledoux | Mgmt | For | Withhold | Against | ||||
1.6 | Elect John Risner | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Actuate Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BIRT | CUSIP 00508B102 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter Cittadini | Mgmt | For | For | For | ||||
1.2 | Elect Kenneth Marshall | Mgmt | For | For | For | ||||
1.3 | Elect Nicholas Nierenberg | Mgmt | For | For | For | ||||
1.4 | Elect Arthur Patterson | Mgmt | For | For | For | ||||
1.5 | Elect Steven Whiteman | Mgmt | For | For | For | ||||
1.6 | Elect Raymond Ocampo, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Timothy Yeaton | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Addus HomeCare Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADUS | CUSIP 006739106 | 06/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark First | Mgmt | For | For | For | ||||
1.2 | Elect R. Dirk Allison | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Advanced Energy Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEIS | CUSIP 007973100 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Douglas Schatz | Mgmt | For | For | For | ||||
1.2 | Elect Frederick Ball | Mgmt | For | For | For | ||||
1.3 | Elect Richard Beck | Mgmt | For | For | For | ||||
1.4 | Elect Garry Rogerson | Mgmt | For | For | For | ||||
1.5 | Elect Trung Doan | Mgmt | For | For | For | ||||
1.6 | Elect Edward Grady | Mgmt | For | For | For | ||||
1.7 | Elect Terry Hudgens | Mgmt | For | For | For | ||||
1.8 | Elect Thomas Rohrs | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Alliance Data Systems Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADS | CUSIP 018581108 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Edward J. Heffernan | Mgmt | For | For | For | ||||
2 | Elect Robert Minicucci | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Allied World Assurance Company Holdings, AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AWH | CUSIP H01531104 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Scott Carmilani | Mgmt | For | For | For | ||||
2 | Elect James Duffy | Mgmt | For | For | For | ||||
3 | Elect Bart Friedman | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | 2012 Omnibus Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
7 | Reclassification of Free Reserves | Mgmt | For | For | For | ||||
8 | Accounts and Reports | Mgmt | For | For | For | ||||
9 | Allocation of Profits | Mgmt | For | For | For | ||||
10 | Cancellation of Shares | Mgmt | For | For | For | ||||
11 | Amendment to the Articles of Association to Eliminate Conditional Share Capital | Mgmt | For | For | For | ||||
12 | Authority to Increase Authorized Capital | Mgmt | For | For | For | ||||
13 | Dividend Distribution in the Form of Par Value Reduction | Mgmt | For | For | For | ||||
14 | Appointment of Auditor and Statutory Auditor | Mgmt | For | For | For | ||||
15 | Appointment of Special Auditor | Mgmt | For | For | For | ||||
16 | Indemnification of Directors and Officers | Mgmt | For | For | For | ||||
American Axle & Manufacturing Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXL | CUSIP 024061103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Dauch | Mgmt | For | For | For | ||||
1.2 | Elect Forest Farmer | Mgmt | For | For | For | ||||
1.3 | Elect Richard Lappin | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Walker | Mgmt | For | For | For | ||||
2 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Capital Agency Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGNC | CUSIP 02503X105 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Larry Harvey | Mgmt | For | For | For | ||||
2 | Elect Alvin Puryear | Mgmt | For | For | For | ||||
3 | Elect Malon Wilkus | Mgmt | For | For | For | ||||
4 | Elect Samuel Flax | Mgmt | For | For | For | ||||
5 | Elect Randy Dobbs | Mgmt | For | For | For | ||||
6 | Elect Robert Couch | Mgmt | For | For | For | ||||
7 | Elect Morris Davis | Mgmt | For | For | For | ||||
8 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
9 | Increase of Preferred Stock | Mgmt | For | Against | Against | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Eagle Outfitters, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEO | CUSIP 02553E106 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Janice Page | Mgmt | For | For | For | ||||
2 | Elect Noel Spiegel | Mgmt | For | For | For | ||||
3 | Elect Gerald Wedren | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
American Equity Investment Life Holding Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEL | CUSIP 025676206 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Mulcahy | Mgmt | For | For | For | ||||
1.2 | Elect David Noble | Mgmt | For | For | For | ||||
1.3 | Elect A.J. Strickland III | Mgmt | For | For | For | ||||
1.4 | Elect Wendy Waugaman | Mgmt | For | For | For | ||||
1.5 | Elect Harley Whitfield, Sr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
American Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFG | CUSIP 025932104 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Carl Lindner, III | Mgmt | For | For | For | ||||
1.2 | Elect S. Craig Lindner | Mgmt | For | For | For | ||||
1.3 | Elect Kenneth Ambrecht | Mgmt | For | For | For | ||||
1.4 | Elect John Berding | Mgmt | For | For | For | ||||
1.5 | Elect Theodore Emmerich | Mgmt | For | For | For | ||||
1.6 | Elect James Evans | Mgmt | For | For | For | ||||
1.7 | Elect Terry Jacobs | Mgmt | For | For | For | ||||
1.8 | Elect Gregory Joseph | Mgmt | For | For | For | ||||
1.9 | Elect William Verity | Mgmt | For | For | For | ||||
1.10 | Elect John Von Lehman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2011 Equity Bonus Plan | Mgmt | For | For | For | ||||
4 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||||
5 | Amendment to the Non-Employee Directors Compensation Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
American Railcar Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARII | CUSIP 02916P103 | 06/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carl Icahn | Mgmt | For | Against | Against | ||||
2 | Elect James Unger | Mgmt | For | Against | Against | ||||
3 | Elect James Pontious | Mgmt | For | Against | Against | ||||
4 | Elect J. Mike Laisure | Mgmt | For | Against | Against | ||||
5 | Elect Harold First | Mgmt | For | Against | Against | ||||
6 | Elect Brett Icahn | Mgmt | For | Against | Against | ||||
7 | Elect Hunter Gary | Mgmt | For | Against | Against | ||||
8 | Elect Samuel Merkasmer | Mgmt | For | Against | Against | ||||
9 | Elect SungHwan Cho | Mgmt | For | Against | Against | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AmTrust Financial Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFSI | CUSIP 032359309 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Donald DeCarlo | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Susan Fisch | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Abraham Gulkowitz | Mgmt | For | Withhold | Against | ||||
1.4 | Elect George Karfunkel | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Michael Karfunkel | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Jay Miller | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Barry Zyskind | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2010 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
Applied Industrial Technologies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIT | CUSIP 03820C105 | 10/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Commes | Mgmt | For | For | For | ||||
1.2 | Elect John Meier | Mgmt | For | For | For | ||||
1.3 | Elect Peter Wallace | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | 2011 Long-Term Peformance Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Arch Capital Group Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACGL | CUSIP G0450A105 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Eric Doppstadt | Mgmt | For | For | For | ||||
2 | Elect Constantine Iordanou | Mgmt | For | For | For | ||||
3 | Elect James Meenaghan | Mgmt | For | For | For | ||||
4 | Elect John Pasquesi | Mgmt | For | Abstain | Against | ||||
5 | Elect Anthony Asquith | Mgmt | For | For | For | ||||
6 | Elect Edgardo Balois | Mgmt | For | For | For | ||||
7 | Elect William E. Beveridge | Mgmt | For | For | For | ||||
8 | Elect Dennis R. Brand | Mgmt | For | For | For | ||||
9 | Elect Peter Calleo | Mgmt | For | For | For | ||||
10 | Elect Knud Christensen | Mgmt | For | For | For | ||||
11 | Elect Paul Cole | Mgmt | For | For | For | ||||
12 | Elect Graham B. R. Collis | Mgmt | For | For | For | ||||
13 | Elect William J. Cooney | Mgmt | For | For | For | ||||
14 | Elect Michael Feetham | Mgmt | For | For | For | ||||
15 | Elect Stephan Fogarty | Mgmt | For | For | For | ||||
16 | Elect Elizabeth Fullerton-Rome | Mgmt | For | For | For | ||||
17 | Elect Marc Grandisson | Mgmt | For | For | For | ||||
18 | Elect Michael A. Greene | Mgmt | For | For | For | ||||
19 | Elect John C. R. Hele | Mgmt | For | For | For | ||||
20 | Elect David W. Hipkin | Mgmt | For | For | For | ||||
21 | Elect W. Preston Hutchings | Mgmt | For | For | For | ||||
22 | Elect Constantine Iordanou | Mgmt | For | For | For | ||||
23 | Elect Wolbert H. Kamphuijs | Mgmt | For | For | For | ||||
24 | Elect Michael H. Kier | Mgmt | For | For | For | ||||
25 | Elect Lin Li-Williams | Mgmt | For | For | For | ||||
26 | Elect Mark D. Lyons | Mgmt | For | For | For | ||||
27 | Elect Adam Matteson | Mgmt | For | For | For | ||||
28 | Elect David McElroy | Mgmt | For | For | For | ||||
29 | Elect Rommel Mercado | Mgmt | For | For | For | ||||
30 | Elect Martin Nilsen | Mgmt | For | For | For | ||||
31 | Elect Mark Nolan | Mgmt | For | For | For | ||||
32 | Elect Nicolas Papadopoulo | Mgmt | For | For | For | ||||
33 | Elect Elisabeth Quinn | Mgmt | For | For | For | ||||
34 | Elect Maamoun Rajeh | Mgmt | For | For | For | ||||
35 | Elect John F. Rathgeber | Mgmt | For | For | For | ||||
36 | Elect Andrew Rippert | Mgmt | For | For | For | ||||
37 | Elect Paul S. Robotham | Mgmt | For | For | For | ||||
38 | Elect Carla Santamaria-Sena | Mgmt | For | For | For | ||||
39 | Elect Scott Schenker | Mgmt | For | For | For | ||||
40 | Elect Soren Scheuer | Mgmt | For | For | For | ||||
41 | Elect Budhi Singh | Mgmt | For | For | For | ||||
42 | Elect Helmut Sohler | Mgmt | For | For | For | ||||
43 | Elect Iwan van Munster | Mgmt | For | For | For | ||||
44 | Elect Angus Watson | Mgmt | For | For | For | ||||
45 | Elect James R. Weatherstone | Mgmt | For | For | For | ||||
46 | 2012 Long Term Incentive and Share Award Plan | Mgmt | For | For | For | ||||
47 | Ratification of Auditor | Mgmt | For | For | For | ||||
48 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Ascena Retail Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASNA | CUSIP 04351G101 | 12/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Jaffe | Mgmt | For | For | For | ||||
1.2 | Elect Klaus Eppler | Mgmt | For | For | For | ||||
1.3 | Elect Kate Buggeln | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Assured Guaranty Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGO | CUSIP G0585R106 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Francisco Borges | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Cozen | Mgmt | For | For | For | ||||
1.3 | Elect Patrick Kenny | Mgmt | For | For | For | ||||
1.4 | Elect Donald Layton | Mgmt | For | For | For | ||||
1.5 | Elect Robin Monro-Davies | Mgmt | For | For | For | ||||
1.6 | Elect Michael O'Kane | Mgmt | For | For | For | ||||
1.7 | Elect Wilbur Ross, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Walter Scott | Mgmt | For | For | For | ||||
1.9 | Elect Howard W. Albert | Mgmt | For | For | For | ||||
1.10 | Elect Robert A. Bailenson | Mgmt | For | For | For | ||||
1.11 | Elect Russell B. Brewer II | Mgmt | For | For | For | ||||
1.12 | Elect Gary Burnet | Mgmt | For | For | For | ||||
1.13 | Elect Dominic J. Frederico | Mgmt | For | For | For | ||||
1.14 | Elect James M. Michener | Mgmt | For | For | For | ||||
1.15 | Elect Robert B. Mills | Mgmt | For | For | For | ||||
1.16 | Elect Kevin Pearson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | ||||
Avista Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVA | CUSIP 05379B107 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Erik Anderson | Mgmt | For | For | For | ||||
2 | Elect Kristianne Blake | Mgmt | For | For | For | ||||
3 | Elect Donald Burke | Mgmt | For | For | For | ||||
4 | Elect Rick Holley | Mgmt | For | For | For | ||||
5 | Elect John Kelly | Mgmt | For | For | For | ||||
6 | Elect Rebecca Klein | Mgmt | For | For | For | ||||
7 | Elect Scott Morris | Mgmt | For | For | For | ||||
8 | Elect Michael Noel | Mgmt | For | For | For | ||||
9 | Elect Marc Racicot | Mgmt | For | For | For | ||||
10 | Elect Heidi Stanley | Mgmt | For | For | For | ||||
11 | Elect R. John Taylor | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Amendment Requiring Approval of Holders of 2/3 of the Outstanding Shares of Common Stock | Mgmt | For | For | For | ||||
14 | Amendment Requiring Approval of Holders of 80% of the Outstanding Shares of Common Stock | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Berkshire Hills Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BHLB | CUSIP 084680107 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lawrence Bossidy | Mgmt | For | For | For | ||||
1.2 | Elect Robert Curley | Mgmt | For | For | For | ||||
1.3 | Elect Barton Raser | Mgmt | For | For | For | ||||
1.4 | Elect D. Jeffrey Templeton | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Brookline Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRKL | CUSIP 11373M107 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Doyle, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Hollister | Mgmt | For | For | For | ||||
1.3 | Elect Charles Peck | Mgmt | For | For | For | ||||
1.4 | Elect Paul Perrault | Mgmt | For | For | For | ||||
1.5 | Elect Joseph Slotnik | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Brunswick Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BC | CUSIP 117043109 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Anne Belec | Mgmt | For | For | For | ||||
2 | Elect Manuel Fernandez | Mgmt | For | For | For | ||||
3 | Elect J. Steven Whisler | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Buckeye Technologies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BKI | CUSIP 118255108 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George Bryan | Mgmt | For | For | For | ||||
1.2 | Elect R. Howard Cannon | Mgmt | For | For | For | ||||
1.3 | Elect Katherine Buckman Gibson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | At Risk Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Campus Crest Communities, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCG | CUSIP 13466Y105 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ted Rollins | Mgmt | For | For | For | ||||
1.2 | Elect Michael Hartnett | Mgmt | For | For | For | ||||
1.3 | Elect N. Anthony Coles | Mgmt | For | For | For | ||||
1.4 | Elect Richard Kahlbaugh | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Denis McGlynn | Mgmt | For | For | For | ||||
1.6 | Elect William Popeo | Mgmt | For | For | For | ||||
1.7 | Elect Daniel Simmons | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Capitol Federal Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CFFN | CUSIP 14057J101 | 01/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Morris Huey II | Mgmt | For | For | For | ||||
1.2 | Elect Reginald Robinson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Approval of the Capitol Federal Financial, Inc. 2012 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ceragon Networks Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CRNT | CUSIP M22013102 | 09/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | For | For | ||||
2 | Amendments to Indemnification Letters | Mgmt | For | For | For | ||||
3 | Indemnification of Directors/Officers | Mgmt | For | For | For | ||||
4 | Elect Yael Langer | Mgmt | For | Against | Against | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
Ciber, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBR | CUSIP 17163B102 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Jacobs | Mgmt | For | For | For | ||||
1.2 | Elect Archibald McGill | Mgmt | For | For | For | ||||
1.3 | Elect David Peterschmidt | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Citizens Republic Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CRBC | CUSIP 174420307 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lizabeth Ardisana | Mgmt | For | For | For | ||||
1.2 | Elect George Butvilas | Mgmt | For | For | For | ||||
1.3 | Elect Robert Cubbin | Mgmt | For | For | For | ||||
1.4 | Elect Gary Hurand | Mgmt | For | For | For | ||||
1.5 | Elect Benjamin Laird | Mgmt | For | For | For | ||||
1.6 | Elect Stephen Lazaroff | Mgmt | For | For | For | ||||
1.7 | Elect Cathleen Nash | Mgmt | For | For | For | ||||
1.8 | Elect Kendall Williams | Mgmt | For | For | For | ||||
1.9 | Elect James Wolohan | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
CMS Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMS | CUSIP 125896100 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Merribel Ayres | Mgmt | For | For | For | ||||
2 | Elect Jon Barfield | Mgmt | For | For | For | ||||
3 | Elect Stephen Ewing | Mgmt | For | For | For | ||||
4 | Elect Richard Gabrys | Mgmt | For | For | For | ||||
5 | Elect David Joos | Mgmt | For | For | For | ||||
6 | Elect Philip Lochner, Jr. | Mgmt | For | For | For | ||||
7 | Elect Michael Monahan | Mgmt | For | For | For | ||||
8 | Elect John Russell | Mgmt | For | For | For | ||||
9 | Elect Kenneth Way | Mgmt | For | For | For | ||||
10 | Elect John Yasinsky | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cogent Communications Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCOI | CUSIP 19239V302 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dave Schaeffer | Mgmt | For | For | For | ||||
1.2 | Elect Steven Brooks | Mgmt | For | For | For | ||||
1.3 | Elect Erel Margalit | Mgmt | For | For | For | ||||
1.4 | Elect Timothy Weingarten | Mgmt | For | For | For | ||||
1.5 | Elect Richard Liebhaber | Mgmt | For | For | For | ||||
1.6 | Elect D. Blake Bath | Mgmt | For | For | For | ||||
1.7 | Elect Marc Montagner | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2004 Incentive Award Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Colony Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLNY | CUSIP 19624R106 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Barrack, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Richard Saltzman | Mgmt | For | For | For | ||||
1.3 | Elect George Parker | Mgmt | For | For | For | ||||
1.4 | Elect John Somers | Mgmt | For | For | For | ||||
1.5 | Elect John Steffens | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Commercial Vehicle Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVGI | CUSIP 202608105 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect S.A. Johnson | Mgmt | For | For | For | ||||
1.2 | Elect John Kessler | Mgmt | For | For | For | ||||
1.3 | Elect Arnold Siemer | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Core-Mark Holding Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CORE | CUSIP 218681104 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Allen | Mgmt | For | For | For | ||||
2 | Elect Stuart Booth | Mgmt | For | For | For | ||||
3 | Elect Gary Colter | Mgmt | For | For | For | ||||
4 | Elect Robert Gross | Mgmt | For | For | For | ||||
5 | Elect L. William Krause | Mgmt | For | For | For | ||||
6 | Elect Harvey Tepner | Mgmt | For | For | For | ||||
7 | Elect Randolph Thornton | Mgmt | For | For | For | ||||
8 | Elect J. Michael Walsh | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cowen Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COWN | CUSIP 223622101 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter Cohen | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Katherine Elizabeth Dietze | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Steven Kotler | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Jerome Markowitz | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Jack Nusbaum | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Jeffrey Solomon | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Thomas Strauss | Mgmt | For | Withhold | Against | ||||
1.8 | Elect John Toffolon, Jr. | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Joseph Wright | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cowen Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COWN | CUSIP 223622101 | 08/31/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter Cohen | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Katherine Dietze | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Steven Kotler | Mgmt | For | Withhold | Against | ||||
1.4 | Elect George LaBranche IV | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Jerome Markowitz | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Jack Nusbaum | Mgmt | For | Withhold | Against | ||||
1.7 | Elect John Toffolon, Jr. | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Joseph Wright | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Cutera, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CUTR | CUSIP 232109108 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Timothy O'Shea | Mgmt | For | For | For | ||||
1.2 | Elect David Apfelberg | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
Datalink Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DTLK | CUSIP 237934104 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brent Blackey | Mgmt | For | For | For | ||||
1.2 | Elect Paul Lidsky | Mgmt | For | For | For | ||||
1.3 | Elect Margaret Loftus | Mgmt | For | For | For | ||||
1.4 | Elect Greg Meland | Mgmt | For | For | For | ||||
1.5 | Elect J. Patrick O'Halloran | Mgmt | For | For | For | ||||
1.6 | Elect James Ousley | Mgmt | For | For | For | ||||
1.7 | Elect Robert Price | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Amendment to the 2011 Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Deluxe Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DLX | CUSIP 248019101 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald Baldwin | Mgmt | For | For | For | ||||
1.2 | Elect Charles Haggerty | Mgmt | For | For | For | ||||
1.3 | Elect Don McGrath | Mgmt | For | For | For | ||||
1.4 | Elect Cheryl McKissack | Mgmt | For | For | For | ||||
1.5 | Elect Neil Metviner | Mgmt | For | For | For | ||||
1.6 | Elect Stephen Nachtsheim | Mgmt | For | For | For | ||||
1.7 | Elect Mary O'Dwyer | Mgmt | For | For | For | ||||
1.8 | Elect Martyn Redgrave | Mgmt | For | For | For | ||||
1.9 | Elect Lee Schram | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Annual Incentive Award Plan | Mgmt | For | For | For | ||||
4 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
DineEquity, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DIN | CUSIP 254423106 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Dahl | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Joyce | Mgmt | For | For | For | ||||
1.3 | Elect Patrick Rose | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Senior Executive Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
DXP Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DXPE | CUSIP 233377407 | 06/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Little | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Cletus Davis | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Timothy Halter | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Kenneth Miller | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2005 Restricted Stock Plan | Mgmt | For | For | For | ||||
EarthLink, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ELNK | CUSIP 270321102 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Susan Bowick | Mgmt | For | For | For | ||||
2 | Elect S. Marce Fuller | Mgmt | For | For | For | ||||
3 | Elect Rolla P. Huff | Mgmt | For | For | For | ||||
4 | Elect David Koretz | Mgmt | For | For | For | ||||
5 | Elect Garry McGuire | Mgmt | For | For | For | ||||
6 | Elect Thomas Wheeler | Mgmt | For | For | For | ||||
7 | Elect M. Wayne Wisehart | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
Electro Scientific Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESIO | CUSIP 285229100 | 08/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barry Harmon | Mgmt | For | For | For | ||||
1.2 | Elect Edward Grady | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Electronics For Imaging, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EFII | CUSIP 286082102 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Eric Brown | Mgmt | For | For | For | ||||
1.2 | Elect Gill Cogan | Mgmt | For | For | For | ||||
1.3 | Elect Guy Gecht | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Georgens | Mgmt | For | For | For | ||||
1.5 | Elect Richard Kashnow | Mgmt | For | For | For | ||||
1.6 | Elect Dan Maydan | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Emcor Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EME | CUSIP 29084Q100 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Bershad | Mgmt | For | For | For | ||||
1.2 | Elect David Brown | Mgmt | For | For | For | ||||
1.3 | Elect Larry Bump | Mgmt | For | For | For | ||||
1.4 | Elect Albert Fried, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Anthony Guzzi | Mgmt | For | For | For | ||||
1.6 | Elect Richard Hamm, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect David Laidley | Mgmt | For | For | For | ||||
1.8 | Elect Frank MacInnis | Mgmt | For | For | For | ||||
1.9 | Elect Jerry Ryan | Mgmt | For | For | For | ||||
1.10 | Elect Michael Yonker | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Employers Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EIG | CUSIP 292218104 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Valerie Glenn | Mgmt | For | For | For | ||||
1.2 | Elect Ronald Mosher | Mgmt | For | For | For | ||||
1.3 | Elect Katherine Ong | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Emulex Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ELX | CUSIP 292475209 | 11/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Fred Cox | Mgmt | For | For | For | ||||
1.2 | Elect Michael Downey | Mgmt | For | For | For | ||||
1.3 | Elect Bruce Edwards | Mgmt | For | For | For | ||||
1.4 | Elect Paul Folino | Mgmt | For | For | For | ||||
1.5 | Elect Robert Goon | Mgmt | For | For | For | ||||
1.6 | Elect Don Lyle | Mgmt | For | For | For | ||||
1.7 | Elect James McCluney | Mgmt | For | For | For | ||||
1.8 | Elect Nersi Nazari | Mgmt | For | For | For | ||||
1.9 | Elect Dean Yoost | Mgmt | For | For | For | ||||
2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Energen Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EGN | CUSIP 29265N108 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Judy Merritt | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Snider | Mgmt | For | For | For | ||||
1.3 | Elect Gary Youngblood | Mgmt | For | For | For | ||||
1.4 | Elect Jay Grinney | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Energy Partners, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EPL | CUSIP 29270U303 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Buckner | Mgmt | For | For | For | ||||
1.2 | Elect Scott Griffiths | Mgmt | For | For | For | ||||
1.3 | Elect Gary Hanna | Mgmt | For | For | For | ||||
1.4 | Elect Marc McCarthy | Mgmt | For | For | For | ||||
1.5 | Elect Steven Pully | Mgmt | For | For | For | ||||
1.6 | Elect William Wallace | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Enersys | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENS | CUSIP 29275Y102 | 08/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Seifi Ghasemi | Mgmt | For | For | For | ||||
1.2 | Elect John Lehman, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Dennis Marlo | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Ennis, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EBF | CUSIP 293389102 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Godfrey Long, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Price | Mgmt | For | For | For | ||||
1.3 | Elect Alejandro Quiroz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Entertainment Properties Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EPR | CUSIP 29380T105 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jack Newman, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect James Olson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Amendment to the Annual Performance-Based Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
ESSA Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESSA | CUSIP 29667D104 | 03/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Burrus | Mgmt | For | For | For | ||||
1.2 | Elect John Schoonover, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Robert Selig, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Exide Technologies | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XIDE | CUSIP 302051206 | 09/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Herbert Aspbury | Mgmt | For | For | For | ||||
1.2 | Elect James Bolch | Mgmt | For | For | For | ||||
1.3 | Elect Michael D'Appolonia | Mgmt | For | For | For | ||||
1.4 | Elect David Ferguson | Mgmt | For | For | For | ||||
1.5 | Elect John O'Higgins | Mgmt | For | For | For | ||||
1.6 | Elect Dominic Pileggi | Mgmt | For | For | For | ||||
1.7 | Elect John Reilly | Mgmt | For | For | For | ||||
1.8 | Elect Michael Ressner | Mgmt | For | For | For | ||||
1.9 | Elect Carroll Wetzel, Jr. | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Express, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EXPR | CUSIP 30219E103 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Devine III | Mgmt | For | For | For | ||||
1.2 | Elect Mylle Mangum | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Approval of the Performance Goals and Grant Limitations Under the 2010 Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
Extreme Networks, Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EXTR | CUSIP 30226D106 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Maury Austin | Mgmt | For | For | For | ||||
1.2 | Elect Oscar Rodriguez | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Poison Pill | ShrHldr | Against | For | Against | ||||
Financial Institutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FISI | CUSIP 317585404 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Karl Anderson, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Erland Kailbourne | Mgmt | For | For | For | ||||
1.3 | Elect Robert Latella | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
First Citizens BancShares, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FCNCA | CUSIP 31946M103 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Alexander, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Carmen Holding Ames | Mgmt | For | For | For | ||||
1.3 | Elect Victor Bell III | Mgmt | For | For | For | ||||
1.4 | Elect Hope Connell | Mgmt | For | For | For | ||||
1.5 | Elect H. M. Craig III | Mgmt | For | For | For | ||||
1.6 | Elect H. Lee Durham, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Daniel Heavner | Mgmt | For | For | For | ||||
1.8 | Elect Frank Holding | Mgmt | For | For | For | ||||
1.9 | Elect Frank Holding, Jr. | Mgmt | For | For | For | ||||
1.10 | Elect Lucius Jones | Mgmt | For | For | For | ||||
1.11 | Elect Robert Mason IV | Mgmt | For | For | For | ||||
1.12 | Elect Robert Newcomb | Mgmt | For | For | For | ||||
1.13 | Elect James Parker | Mgmt | For | For | For | ||||
1.14 | Elect Ralph Shelton | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
G-III Apparel Group, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GIII | CUSIP 36237H101 | 06/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Morris Goldfarb | Mgmt | For | For | For | ||||
1.2 | Elect Sammy Aaron | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Brosig | Mgmt | For | For | For | ||||
1.4 | Elect Alan Feller | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey Goldfarb | Mgmt | For | For | For | ||||
1.6 | Elect Carl Katz | Mgmt | For | For | For | ||||
1.7 | Elect Laura Pomerantz | Mgmt | For | For | For | ||||
1.8 | Elect Willem van Bokhorst | Mgmt | For | For | For | ||||
1.9 | Elect Cheryl Vitali | Mgmt | For | For | For | ||||
1.10 | Elect Richard White | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
GAIN Capital Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GCAP | CUSIP 36268W100 | 06/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mark Galant | Mgmt | For | For | For | ||||
2 | Elect Christopher Sugden | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
General Cable Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BGC | CUSIP 369300108 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gregory Kenny | Mgmt | For | For | For | ||||
1.2 | Elect Gregory Lawton | Mgmt | For | For | For | ||||
1.3 | Elect Charles McClure, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Craig Omtvedt | Mgmt | For | For | For | ||||
1.5 | Elect Patrick Prevost | Mgmt | For | For | For | ||||
1.6 | Elect Robert Smialek | Mgmt | For | For | For | ||||
1.7 | Elect John Welsh, III | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Gordmans Stores Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GMAN | CUSIP 38269P100 | 05/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jason Neimark | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Kenneth Tuchman | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Government Properties Income Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GOV | CUSIP 38376A103 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barbara Gilmore | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Great Lakes Dredge & Dock Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GLDD | CUSIP 390607109 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bruce Biemeck | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Bittel | Mgmt | For | For | For | ||||
1.3 | Elect Jason Weiss | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2007 Long Term Incentive Plan | Mgmt | For | For | For | ||||
Great Plains Energy Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GXP | CUSIP 391164100 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Terry Bassham | Mgmt | For | For | For | ||||
1.2 | Elect David Bodde | Mgmt | For | For | For | ||||
1.3 | Elect Michael Chesser | Mgmt | For | For | For | ||||
1.4 | Elect Randall Ferguson, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Gary Forsee | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Hyde | Mgmt | For | For | For | ||||
1.7 | Elect James Mitchell | Mgmt | For | For | For | ||||
1.8 | Elect John Sherman | Mgmt | For | For | For | ||||
1.9 | Elect Linda Talbott | Mgmt | For | For | For | ||||
1.10 | Elect Robert West | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
H&E Equipment Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HEES | CUSIP 404030108 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gary Bagley | Mgmt | For | For | For | ||||
1.2 | Elect John Engquist | Mgmt | For | For | For | ||||
1.3 | Elect Paul Arnold | Mgmt | For | For | For | ||||
1.4 | Elect Bruce Bruckmann | Mgmt | For | For | For | ||||
1.5 | Elect Patrick Edsell | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Galligan III | Mgmt | For | For | For | ||||
1.7 | Elect Lawrence Karlson | Mgmt | For | For | For | ||||
1.8 | Elect John Sawyer | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
H.B. Fuller Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FUL | CUSIP 359694106 | 04/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Juliana Chugg | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Handley | Mgmt | For | For | For | ||||
1.3 | Elect Alfredo Rovira | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Haverty Furniture Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HVT | CUSIP 419596101 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Glover | Mgmt | For | For | For | ||||
1.2 | Elect Rawson Haverty, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect L. Phillip Humann | Mgmt | For | For | For | ||||
1.4 | Elect Mylle Mangum | Mgmt | For | For | For | ||||
1.5 | Elect Frank McGaughey, III | Mgmt | For | For | For | ||||
1.6 | Elect Clarence Smith | Mgmt | For | For | For | ||||
1.7 | Elect Al Trujillo | Mgmt | For | For | For | ||||
1.8 | Elect Terence McGuirk | Mgmt | For | For | For | ||||
1.9 | Elect Fred Schuermann | Mgmt | For | For | For | ||||
1.10 | Elect Vicki Palmer | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hercules Technology Growth Capital, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HTGC | CUSIP 427096508 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Allyn Woodward, Jr. | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For | ||||
5 | Approval to Issue Debt Convertible into Shares at a Conversion Price Below Net Asset Value | Mgmt | For | For | For | ||||
HomeStreet Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HMST | CUSIP 43785V102 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Brian Dempsey | Mgmt | For | For | For | ||||
2 | Elect Gerhardt Morrison | Mgmt | For | For | For | ||||
3 | Elect Douglas Smith | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Horizon Technology Finance Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HRZN | CUSIP 44045A102 | 06/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gerald Michaud | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Edmund Mahoney | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Elaine Sarsynski | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Horizon Technology Finance Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HRZN | CUSIP 44045A102 | 06/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authorization to Offer and Sell Shares of Common Stock Below Net Asset Value | Mgmt | For | For | For | ||||
Horizon Technology Finance Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HRZN | CUSIP 44045A102 | 07/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For | ||||
Iconix Brand Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ICON | CUSIP 451055107 | 08/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Neil Cole | Mgmt | For | For | For | ||||
1.2 | Elect Barry Emanuel | Mgmt | For | For | For | ||||
1.3 | Elect Drew Cohen | Mgmt | For | For | For | ||||
1.4 | Elect F. Peter Cuneo | Mgmt | For | For | For | ||||
1.5 | Elect Mark Friedman | Mgmt | For | For | For | ||||
1.6 | Elect James Marcum | Mgmt | For | For | For | ||||
1.7 | Elect Laurence Charney | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Innophos Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPHS | CUSIP 45774N108 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gary Cappeline | Mgmt | For | For | For | ||||
1.2 | Elect Amado Cavazos | Mgmt | For | For | For | ||||
1.3 | Elect Randolph Gress | Mgmt | For | For | For | ||||
1.4 | Elect Linda Myrick | Mgmt | For | For | For | ||||
1.5 | Elect Karen Osar | Mgmt | For | For | For | ||||
1.6 | Elect John Steitz | Mgmt | For | For | For | ||||
1.7 | Elect Stephen Zide | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Innovative Solutions and Support, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISSC | CUSIP 45769N105 | 04/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Geoffrey Hedrick | Mgmt | For | For | For | ||||
2 | Elect Winston Churchill | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Investors Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISBC | CUSIP 46146P102 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Cashill | Mgmt | For | For | For | ||||
1.2 | Elect Brian Dittenhafer | Mgmt | For | For | For | ||||
1.3 | Elect Kevin Cummings | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
ISTA Pharmaceuticals | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISTA | CUSIP 45031X204 | 12/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Vicente Anido, Jr. | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Richard Williams | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Kensey Nash Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KNSY | CUSIP 490057106 | 12/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Douglas Evans | Mgmt | For | For | For | ||||
1.2 | Elect C. McCollister Evarts | Mgmt | For | For | For | ||||
2 | Amendment to the Employee Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Key Energy Services Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KEG | CUSIP 492914106 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Alario | Mgmt | For | For | For | ||||
2 | Elect Ralph Michael III | Mgmt | For | For | For | ||||
3 | Elect Arlene Yocum | Mgmt | For | For | For | ||||
4 | 2012 Equity and Cash Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kindred Healthcare, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KND | CUSIP 494580103 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Edward Kuntz | Mgmt | For | For | For | ||||
2 | Elect Joel Ackerman | Mgmt | For | For | For | ||||
3 | Elect Jonathan Blum | Mgmt | For | For | For | ||||
4 | Elect Thomas Cooper | Mgmt | For | For | For | ||||
5 | Elect Paul Diaz | Mgmt | For | For | For | ||||
6 | Elect Christopher Hjelm | Mgmt | For | For | For | ||||
7 | Elect Isaac Kaufman | Mgmt | For | For | For | ||||
8 | Elect Frederick Kleisner | Mgmt | For | For | For | ||||
9 | Elect Eddy Rogers, Jr. | Mgmt | For | For | For | ||||
10 | Elect John Short | Mgmt | For | For | For | ||||
11 | Elect Phyllis Yale | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
13 | 2012 Equity Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | ||||
La-Z-Boy Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LZB | CUSIP 505336107 | 08/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kurt Darrow | Mgmt | For | For | For | ||||
1.2 | Elect H. George Levy | Mgmt | For | For | For | ||||
1.3 | Elect W. Alan McCollough | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Lakeland Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LKFN | CUSIP 511656100 | 04/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel Evans, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect David Findlay | Mgmt | For | For | For | ||||
1.3 | Elect Emily Pichon | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
LaSalle Hotel Properties | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LHO | CUSIP 517942108 | 04/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Foland | Mgmt | For | For | For | ||||
1.2 | Elect Darryl Hartley-Leonard | Mgmt | For | For | For | ||||
1.3 | Elect William McCalmont | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
LHC Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LHCG | CUSIP 50187A107 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Monica Azare | Mgmt | For | Withhold | Against | ||||
1.2 | Elect John Breaux | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Dan Wilford | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Lithia Motors, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LAD | CUSIP 536797103 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Sidney DeBoer | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Thomas Becker | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Susan Cain | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Bryan DeBoer | Mgmt | For | Withhold | Against | ||||
1.5 | Elect William Young | Mgmt | For | Withhold | Against | ||||
1.6 | Elect M.L. Dick Heimann | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Kenneth Roberts | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Louisiana-Pacific Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LPX | CUSIP 546347105 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Archie Dunham | Mgmt | For | For | For | ||||
1.2 | Elect Daniel Frierson | Mgmt | For | For | For | ||||
1.3 | Elect Curtis Stevens | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
M/I Homes, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MHO | CUSIP 55305B101 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Igoe | Mgmt | For | For | For | ||||
1.2 | Elect J. Thomas Mason | Mgmt | For | For | For | ||||
1.3 | Elect Sharen Jester Turney | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
McGrath Rentcorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MGRC | CUSIP 580589109 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Dawson | Mgmt | For | For | For | ||||
1.2 | Elect Robert Hood | Mgmt | For | For | For | ||||
1.3 | Elect Dennis Kakures | Mgmt | For | For | For | ||||
1.4 | Elect Robert McGrath | Mgmt | For | For | For | ||||
1.5 | Elect M. Richard Smith | Mgmt | For | For | For | ||||
1.6 | Elect Dennis Stradford | Mgmt | For | For | For | ||||
1.7 | Elect Ronald Zech | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||||
MedAssets, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDAS | CUSIP 584045108 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect C. A. Lance Piccolo | Mgmt | For | For | For | ||||
1.2 | Elect Bruce Wesson | Mgmt | For | For | For | ||||
1.3 | Elect Samuel Skinner | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Medicines Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDCO | CUSIP 584688105 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Armin Kessler | Mgmt | For | For | For | ||||
1.2 | Elect Robert Savage | Mgmt | For | For | For | ||||
1.3 | Elect Glenn Sblendorio | Mgmt | For | For | For | ||||
1.4 | Elect Melvin Spigelman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Mentor Graphics Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MENT | CUSIP 587200106 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Keith Barnes | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Peter Bonfield | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Gregory Hinckley | Mgmt | For | Withhold | Against | ||||
1.4 | Elect J. Daniel McCranie | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Kevin McDonough | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Patrick McManus | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Walden Rhines | Mgmt | For | Withhold | Against | ||||
1.8 | Elect David Schechter | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Re-Approval of the Executive Variable Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Metro Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
METR | CUSIP 59161R101 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gary Nalbandian | Mgmt | For | For | For | ||||
1.2 | Elect James Adair | Mgmt | For | For | For | ||||
1.3 | Elect John Cardello | Mgmt | For | For | For | ||||
1.4 | Elect Douglas Gelder | Mgmt | For | For | For | ||||
1.5 | Elect Alan Hassman | Mgmt | For | For | For | ||||
1.6 | Elect Michael Serluco | Mgmt | For | For | For | ||||
1.7 | Elect Howell Mette | Mgmt | For | For | For | ||||
1.8 | Elect Samir Srouji | Mgmt | For | For | For | ||||
2 | Amendment to the 2011 Director Stock Option and Restricted Stock Plan | Mgmt | For | For | For | ||||
3 | Amendment to the Stock Purchase Program | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Metropolitan Health Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDF | CUSIP 592142103 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Earley | Mgmt | For | For | For | ||||
1.2 | Elect Arthur Kowaloff | Mgmt | For | For | For | ||||
1.3 | Elect Michael Cahr | Mgmt | For | For | For | ||||
1.4 | Elect Casey Gunnell | Mgmt | For | For | For | ||||
1.5 | Elect Richard Franco, Sr. | Mgmt | For | For | For | ||||
1.6 | Elect Mark Stolper | Mgmt | For | For | For | ||||
1.7 | Elect John Watts, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
MFA Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MFA | CUSIP 55272X102 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Dahir | Mgmt | For | For | For | ||||
1.2 | Elect Robin Josephs | Mgmt | For | For | For | ||||
1.3 | Elect George Krauss | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
MGIC Investment Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTG | CUSIP 552848103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Curt Culver | Mgmt | For | For | For | ||||
1.2 | Elect Timothy Holt | Mgmt | For | For | For | ||||
1.3 | Elect William McIntosh | Mgmt | For | For | For | ||||
1.4 | Elect Leslie Muma | Mgmt | For | For | For | ||||
1.5 | Elect Mark Zandi | Mgmt | For | For | For | ||||
2 | Increase in Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Minerals Technologies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTX | CUSIP 603158106 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Clark | Mgmt | For | For | For | ||||
1.2 | Elect Michael Pasquale | Mgmt | For | For | For | ||||
1.3 | Elect Marc Robinson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
MModal Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MODL | CUSIP 60689B107 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Roger Davenport | Mgmt | For | For | For | ||||
1.2 | Elect V Kumar | Mgmt | For | For | For | ||||
1.3 | Elect Frank Baker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Morgans Hotel Group Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MHGC | CUSIP 61748W108 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald Burkle | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert Friedman | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey Gault | Mgmt | For | For | For | ||||
1.4 | Elect Michael Gross | Mgmt | For | For | For | ||||
1.5 | Elect David Hamamoto | Mgmt | For | For | For | ||||
1.6 | Elect Jason Kalisman | Mgmt | For | For | For | ||||
1.7 | Elect Thomas Harrison | Mgmt | For | For | For | ||||
1.8 | Elect Michael Malone | Mgmt | For | For | For | ||||
1.9 | Elect Andrew Sasson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Multi-Fineline Electronix, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MFLX | CUSIP 62541B101 | 03/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Philippe Lemaitre | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Donald Schwanz | Mgmt | For | Withhold | Against | ||||
1.3 | Elect See Meng Wong | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
National Health Investors, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NHI | CUSIP 63633D104 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Webb | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | 2012 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
NCI Building Systems, Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NCS | CUSIP 628852204 | 02/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Berges | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Lawrence Kremer | Mgmt | For | Withhold | Against | ||||
1.3 | Elect John Holland | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
New Mountain Finance Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NMFC | CUSIP 647551100 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Ogens | Mgmt | For | For | For | ||||
2 | Approval of Amended and Restated Investment Advisory Agreement | Mgmt | For | For | For | ||||
Newell Rubbermaid Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NWL | CUSIP 651229106 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Clarke | Mgmt | For | For | For | ||||
2 | Elect Elizabeth Cuthbert-Millett | Mgmt | For | For | For | ||||
3 | Elect Domenico De Sole | Mgmt | For | For | For | ||||
4 | Elect Steven Strobel | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Amendment to Articles of Incorporation to Declassify Board | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
NewStar Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NEWS | CUSIP 65251F105 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Bralver | Mgmt | For | For | For | ||||
1.2 | Elect Timothy Conway | Mgmt | For | For | For | ||||
1.3 | Elect Bradley Cooper | Mgmt | For | For | For | ||||
1.4 | Elect Brian Fallon | Mgmt | For | For | For | ||||
1.5 | Elect Frank Noonan | Mgmt | For | For | For | ||||
1.6 | Elect Maureen O'Hara | Mgmt | For | For | For | ||||
1.7 | Elect Peter Schmidt-Fellner | Mgmt | For | For | For | ||||
1.8 | Elect Richard Thornburgh | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
NN, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NNBR | CUSIP 629337106 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Roderick Baty | Mgmt | For | For | For | ||||
1.2 | Elect David Pugh | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Nova Measuring Instruments Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVMI | CUSIP M7516K103 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Ratification of Auditor | Mgmt | For | For | For | ||||
2 | Approval of Amendments to the Articles of Association | Mgmt | For | For | For | ||||
3 | Elect Michael Brunstein | Mgmt | For | For | For | ||||
4 | Elect Alon Dumanis | Mgmt | For | For | For | ||||
5 | Elect Avi Cohen | Mgmt | For | For | For | ||||
6 | Elect Naama Zeldis | Mgmt | For | For | For | ||||
7 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | ||||
8 | Approval of Director Remuneration Package | Mgmt | For | For | For | ||||
NV Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVE | CUSIP 67073Y106 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | ||||
2 | Elect Glenn Christenson | Mgmt | For | For | For | ||||
3 | Elect Susan Clark | Mgmt | For | For | For | ||||
4 | Elect Stephen Frank | Mgmt | For | For | For | ||||
5 | Elect Brian Kennedy | Mgmt | For | For | For | ||||
6 | Elect Maureen Mullarkey | Mgmt | For | For | For | ||||
7 | Elect John O'Reilly | Mgmt | For | For | For | ||||
8 | Elect Philip Satre | Mgmt | For | For | For | ||||
9 | Elect Donald Snyder | Mgmt | For | For | For | ||||
10 | Elect Michael Yackira | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2003 Non-Employee Director Stock Plan | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
One Liberty Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OLP | CUSIP 682406103 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph DeLuca | Mgmt | For | For | For | ||||
1.2 | Elect Fredric Gould | Mgmt | For | For | For | ||||
1.3 | Elect Eugene Zuriff | Mgmt | For | For | For | ||||
2 | 2012 Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Oplink Communications, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OPLK | CUSIP 68375Q403 | 11/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Chieh Chang | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Hua Lee | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Orion Marine Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORN | CUSIP 68628V308 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Daerr, Jr. | Mgmt | For | For | For | ||||
2 | Elect J. Michael Pearson | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Oritani Financial Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORIT | CUSIP 68633D103 | 07/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | 2011 Equity Incentive Plan | Mgmt | For | For | For | ||||
2 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Palomar Medical Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PMTI | CUSIP 697529303 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Caruso | Mgmt | For | For | For | ||||
1.2 | Elect Jeanne Cohane | Mgmt | For | For | For | ||||
1.3 | Elect Damian Dell'Anno | Mgmt | For | For | For | ||||
1.4 | Elect Nicholas Economou | Mgmt | For | For | For | ||||
1.5 | Elect James Martin | Mgmt | For | For | For | ||||
1.6 | Elect A. Neil Pappalardo | Mgmt | For | For | For | ||||
1.7 | Elect Louis Valente | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Perficient, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRFT | CUSIP 71375U101 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Davis | Mgmt | For | For | For | ||||
1.2 | Elect Ralph Derrickson | Mgmt | For | For | For | ||||
1.3 | Elect John Hamlin | Mgmt | For | For | For | ||||
1.4 | Elect James Kackley | Mgmt | For | For | For | ||||
1.5 | Elect David Lundeen | Mgmt | For | For | For | ||||
1.6 | Elect David May | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
4 | Tax Deductible Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Pericom Semiconductor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSEM | CUSIP 713831105 | 12/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alex Chiming Hui | Mgmt | For | For | For | ||||
1.2 | Elect Chi-Hung Hui | Mgmt | For | For | For | ||||
1.3 | Elect Hau Lee | Mgmt | For | For | For | ||||
1.4 | Elect Michael Sophie | Mgmt | For | For | For | ||||
1.5 | Elect Siu-Weng Simon Wong | Mgmt | For | For | For | ||||
1.6 | Elect Edward Yang | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Pinnacle Entertainment, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PNK | CUSIP 723456109 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Comer | Mgmt | For | For | For | ||||
2 | Elect John Giovenco | Mgmt | For | For | For | ||||
3 | Elect Richard Goeglein | Mgmt | For | For | For | ||||
4 | Elect Bruce Leslie | Mgmt | For | For | For | ||||
5 | Elect James Martineau | Mgmt | For | For | For | ||||
6 | Elect Desiree Rogers | Mgmt | For | For | For | ||||
7 | Elect Anthony Sanfilippo | Mgmt | For | For | For | ||||
8 | Elect Miller Studenmend | Mgmt | For | For | For | ||||
9 | Amendment to the 2005 Equity and Performance Incentive Plan | Mgmt | For | For | For | ||||
10 | Reapproval of Performance Criteria Under the 2005 Equity and Performance Incentive Plan | Mgmt | For | For | For | ||||
11 | Amendment to the 2008 Directors Deferred Compensation Plan | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Pioneer Drilling Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PDC | CUSIP 723655106 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Wm. Stacy Locke | Mgmt | For | For | For | ||||
1.2 | Elect C. John Thompson | Mgmt | For | For | For | ||||
2 | Company Name Change | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Re-approval of the Material Terms of Performance Goals under the 2007 Incentive Plan | Mgmt | For | Against | Against | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
PMC-Sierra, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PMCS | CUSIP 69344F106 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Belluzzo | Mgmt | For | For | For | ||||
2 | Elect James Diller | Mgmt | For | For | For | ||||
3 | Elect Michael Farese | Mgmt | For | For | For | ||||
4 | Elect Jonathan Judge | Mgmt | For | For | For | ||||
5 | Elect Michael Klayko | Mgmt | For | For | For | ||||
6 | Elect William Kurtz | Mgmt | For | For | For | ||||
7 | Elect Gregory Lang | Mgmt | For | For | For | ||||
8 | Elect Frank Marshall | Mgmt | For | For | For | ||||
9 | Elect Richard Nottenburg | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2008 Equity Plan | Mgmt | For | Against | Against | ||||
Popular Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BPOP | CUSIP 733174106 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alejandro Ballester | Mgmt | For | For | For | ||||
2 | Elect Richard Carrion | Mgmt | For | For | For | ||||
3 | Elect Carlos Unanue | Mgmt | For | For | For | ||||
4 | Elect David Goel | Mgmt | For | For | For | ||||
5 | Reverse Stock Split | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Portfolio Recovery Associates | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRAA | CUSIP 73640Q105 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Steven Fredrickson | Mgmt | For | For | For | ||||
1.2 | Elect Penelope Kyle | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Privatebancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PVTB | CUSIP 742962103 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Norman Bobins | Mgmt | For | For | For | ||||
1.2 | Elect James Nicholson | Mgmt | For | For | For | ||||
1.3 | Elect Alejandro Silva | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Provident Financial Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFS | CUSIP 74386T105 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Geoffrey Connor | Mgmt | For | For | For | ||||
1.2 | Elect Christopher Martin | Mgmt | For | For | For | ||||
1.3 | Elect Edward O'Donnell | Mgmt | For | For | For | ||||
1.4 | Elect Jeffries Shein | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
PS Business Parks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSB | CUSIP 69360J107 | 04/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald Havner, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Russell, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Jennifer Dunbar | Mgmt | For | For | For | ||||
1.4 | Elect James Kropp | Mgmt | For | For | For | ||||
1.5 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | ||||
1.6 | Elect Michael McGee | Mgmt | For | For | For | ||||
1.7 | Elect Gary Pruitt | Mgmt | For | For | For | ||||
1.8 | Elect Peter Schultz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2012 Equity and Performance-Based Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
PVH Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PVH | CUSIP 693656100 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Baglivo | Mgmt | For | For | For | ||||
2 | Elect Emanuel Chirico | Mgmt | For | For | For | ||||
3 | Elect Juan Figuereo | Mgmt | For | For | For | ||||
4 | Elect Joseph Fuller | Mgmt | For | For | For | ||||
5 | Elect Fred Gehring | Mgmt | For | For | For | ||||
6 | Elect Margaret Jenkins | Mgmt | For | For | For | ||||
7 | Elect David Landau | Mgmt | For | For | For | ||||
8 | Elect Bruce Maggin | Mgmt | For | For | For | ||||
9 | Elect V. James Marino | Mgmt | For | For | For | ||||
10 | Elect Henry Nasella | Mgmt | For | For | For | ||||
11 | Elect Rita Rodriguez | Mgmt | For | For | For | ||||
12 | Elect Craig Rydin | Mgmt | For | For | For | ||||
13 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Quality Distribution, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QLTY | CUSIP 74756M102 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kevin Crowe | Mgmt | For | For | For | ||||
1.2 | Elect Gary Enzor | Mgmt | For | For | For | ||||
1.3 | Elect Richard Marchese | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Miklich | Mgmt | For | For | For | ||||
1.5 | Elect M. Ali Rashid | Mgmt | For | For | For | ||||
1.6 | Elect Alan Schumacher | Mgmt | For | For | For | ||||
1.7 | Elect Thomas White | Mgmt | For | For | For | ||||
2 | 2012 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Reinsurance Group of America, Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RGA | CUSIP 759351604 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Fred Sievert | Mgmt | For | For | For | ||||
1.2 | Elect Stanley Tulin | Mgmt | For | For | For | ||||
1.3 | Elect A. Greig Woodring | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Rex Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
REXX | CUSIP 761565100 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lance Shaner | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Stabley | Mgmt | For | For | For | ||||
1.3 | Elect John Higbee | Mgmt | For | For | For | ||||
1.4 | Elect John Lombardi | Mgmt | For | For | For | ||||
1.5 | Elect Eric Mattson | Mgmt | For | For | For | ||||
1.6 | Elect John Zak | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Rock-Tenn Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RKT | CUSIP 772739207 | 01/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ralph Hake | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Terrell Crews | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Timothy Bernlohr | Mgmt | For | Withhold | Against | ||||
1.4 | Elect James Rubright | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Bettina Whyte | Mgmt | For | Withhold | Against | ||||
1.6 | Elect James Young | Mgmt | For | Withhold | Against | ||||
2 | Amendment to the Omnibus Stock Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Rockville Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RCKB | CUSIP 774188106 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Bars | Mgmt | For | For | For | ||||
2 | 2012 Incentive Stock Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
RPM International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RPM | CUSIP 749685103 | 10/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frederick Nance | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Charles Ratner | Mgmt | For | Withhold | Against | ||||
1.3 | Elect William Summers, Jr. | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Jerry Thornton | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ruddick Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RDK | CUSIP 781258108 | 02/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Belk | Mgmt | For | For | For | ||||
1.2 | Elect John Cato | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Dickson | Mgmt | For | For | For | ||||
1.4 | Elect James Hynes | Mgmt | For | For | For | ||||
1.5 | Elect Anna Nelson | Mgmt | For | For | For | ||||
1.6 | Elect Bailey Patrick | Mgmt | For | For | For | ||||
1.7 | Elect Robert Spilman, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Harold Stowe | Mgmt | For | For | For | ||||
1.9 | Elect Isaiah Tidwell | Mgmt | For | For | For | ||||
1.10 | Elect William Warden, Jr. | Mgmt | For | For | For | ||||
2 | Company Name Change | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Saia, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAIA | CUSIP 78709Y105 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Herbert Trucksess, III | Mgmt | For | For | For | ||||
2 | Elect Jeffrey Ward | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Sanderson Farms, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAFM | CUSIP 800013104 | 02/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Baker, III | Mgmt | For | For | For | ||||
1.2 | Elect John Bierbusse | Mgmt | For | For | For | ||||
1.3 | Elect Mike Cockrell | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Scorpio Tankers Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STNG | CUSIP Y7542C106 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Bugbee | Mgmt | For | For | For | ||||
1.2 | Elect Donald Trauscht | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
SM Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SM | CUSIP 78454L100 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Barbara Baumann | Mgmt | For | For | For | ||||
2 | Elect Anthony Best | Mgmt | For | For | For | ||||
3 | Elect Larry Bickle | Mgmt | For | For | For | ||||
4 | Elect Stephen Brand | Mgmt | For | For | For | ||||
5 | Elect William Gardiner | Mgmt | For | For | For | ||||
6 | Elect Julio Quintana | Mgmt | For | For | For | ||||
7 | Elect John Seidl | Mgmt | For | For | For | ||||
8 | Elect William Sullivan | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Sonic Automotive, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAH | CUSIP 83545G102 | 04/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect O. Bruton Smith | Mgmt | For | For | For | ||||
1.2 | Elect B. Scott Smith | Mgmt | For | For | For | ||||
1.3 | Elect David Smith | Mgmt | For | For | For | ||||
1.4 | Elect William Belk | Mgmt | For | For | For | ||||
1.5 | Elect William Brooks | Mgmt | For | For | For | ||||
1.6 | Elect Victor Doolan | Mgmt | For | For | For | ||||
1.7 | Elect H. Robert Heller | Mgmt | For | For | For | ||||
1.8 | Elect Robert Rewey | Mgmt | For | For | For | ||||
1.9 | Elect David Vorhoff | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Formula Restricted Stock Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
4 | 2012 Stock Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Southwest Gas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWX | CUSIP 844895102 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Boughner | Mgmt | For | For | For | ||||
1.2 | Elect Jose Cardenas | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Chestnut | Mgmt | For | For | For | ||||
1.4 | Elect Stephen Comer | Mgmt | For | For | For | ||||
1.5 | Elect LeRoy Hanneman, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Michael Maffie | Mgmt | For | For | For | ||||
1.7 | Elect Anne Mariucci | Mgmt | For | For | For | ||||
1.8 | Elect Michael Melarkey | Mgmt | For | For | For | ||||
1.9 | Elect Jeffrey Shaw | Mgmt | For | For | For | ||||
1.10 | Elect A. Randall Thoman | Mgmt | For | For | For | ||||
1.11 | Elect Thomas Thomas | Mgmt | For | For | For | ||||
1.12 | Elect Terrence Wright | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2006 Restricted Stock/Unit Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Spartan Stores, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPTN | CUSIP 846822104 | 08/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Wendy Beck | Mgmt | For | For | For | ||||
1.2 | Elect Yvonne Jackson | Mgmt | For | For | For | ||||
1.3 | Elect Elizabeth Nickels | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Spectrum Brands Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPB | CUSIP 84763R101 | 02/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Maura | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Terry Pollistina | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Hugh Rovit | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Stage Stores, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SSI | CUSIP 85254C305 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan Barocas | Mgmt | For | For | For | ||||
2 | Elect Michael Glazer | Mgmt | For | For | For | ||||
3 | Elect Gabrielle Greene | Mgmt | For | For | For | ||||
4 | Elect Earl Hesterberg, Jr. | Mgmt | For | For | For | ||||
5 | Elect William Montgoris | Mgmt | For | For | For | ||||
6 | Elect David Schwartz | Mgmt | For | For | For | ||||
7 | Elect Ralph Scozzafava | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Approval of Material Terms of Executive Officer Performance Goals | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Stamps.com Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STMP | CUSIP 852857200 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect G. Bradford Jones | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Lloyd Miller | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
State Bank Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STBZ | CUSIP 856190103 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Balkcom, Jr. | Mgmt | For | For | For | ||||
2 | Elect Kelly Barrett | Mgmt | For | For | For | ||||
3 | Elect Archie Bransford, Jr. | Mgmt | For | For | For | ||||
4 | Elect Kim Childers | Mgmt | For | For | For | ||||
5 | Elect Joseph Evans | Mgmt | For | For | For | ||||
6 | Elect Virginia Hepner | Mgmt | For | For | For | ||||
7 | Elect J. Daniel Speight | Mgmt | For | For | For | ||||
8 | Elect J. Thomas Wiley, Jr. | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Steiner Leisure Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STNR | CUSIP P8744Y102 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Clive Warshaw | Mgmt | For | For | For | ||||
1.2 | Elect David Harris | Mgmt | For | For | For | ||||
2 | 2012 Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Stoneridge, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SRI | CUSIP 86183P102 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Corey | Mgmt | For | For | For | ||||
1.2 | Elect Jeffrey Draime | Mgmt | For | For | For | ||||
1.3 | Elect Douglas Jacobs | Mgmt | For | For | For | ||||
1.4 | Elect Ira Kaplan | Mgmt | For | For | For | ||||
1.5 | Elect Kim Korth | Mgmt | For | For | For | ||||
1.6 | Elect William Lasky | Mgmt | For | For | For | ||||
1.7 | Elect Paul Schlather | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Summit Hotel Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INN | CUSIP 866082100 | 06/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kerry Boekelheide | Mgmt | For | For | For | ||||
1.2 | Elect Daniel Hansen | Mgmt | For | For | For | ||||
1.3 | Elect Bjorn Hanson | Mgmt | For | For | For | ||||
1.4 | Elect David Kay | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Storey | Mgmt | For | For | For | ||||
1.6 | Elect Wayne Wielgus | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Supervalu Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SVU | CUSIP 868536103 | 07/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Donald Chappel | Mgmt | For | For | For | ||||
2 | Elect Irwin Cohen | Mgmt | For | For | For | ||||
3 | Elect Ronald Daly | Mgmt | For | For | For | ||||
4 | Elect Susan Engel | Mgmt | For | For | For | ||||
5 | Elect Philip Francis | Mgmt | For | For | For | ||||
6 | Elect Edwin Gage | Mgmt | For | For | For | ||||
7 | Elect Craig Herkert | Mgmt | For | For | For | ||||
8 | Elect Steven Rogers | Mgmt | For | For | For | ||||
9 | Elect Matthew Rubel | Mgmt | For | For | For | ||||
10 | Elect Wayne Sales | Mgmt | For | For | For | ||||
11 | Elect Kathi Seifert | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Swift Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFY | CUSIP 870738101 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Clyde Smith, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Terry Swift | Mgmt | For | For | For | ||||
1.3 | Elect Charles Swindells | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Stock Compensation Plan | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Sykes Enterprises, Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYKE | CUSIP 871237103 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Sykes | Mgmt | For | For | For | ||||
1.2 | Elect William Meurer | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2004 Non-Employee Director Fee Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Syneron Medical Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ELOS | CUSIP M87245102 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Appointment of Auditor | Mgmt | For | For | For | ||||
2 | Election of Directors | Mgmt | For | For | For | ||||
3 | Approval of Grant of Options to Mr. Eckhouse | Mgmt | For | For | For | ||||
SYNNEX Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNX | CUSIP 87162W100 | 03/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dwight Steffensen | Mgmt | For | For | For | ||||
1.2 | Elect Kevin Murai | Mgmt | For | For | For | ||||
1.3 | Elect Fred Breidenbach | Mgmt | For | For | For | ||||
1.4 | Elect Hau Lee | Mgmt | For | For | For | ||||
1.5 | Elect Matthew Miau | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Dennis Polk | Mgmt | For | For | For | ||||
1.7 | Elect Gregory Quesnel | Mgmt | For | For | For | ||||
1.8 | Elect James Van Horne | Mgmt | For | For | For | ||||
1.9 | Elect Thomas Wurster | Mgmt | For | For | For | ||||
1.10 | Elect Duane Zitzner | Mgmt | For | For | For | ||||
1.11 | Elect Andrea Zulberti | Mgmt | For | For | For | ||||
2 | Amendment to the Executive Profit Sharing Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Taubman Centers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TCO | CUSIP 876664103 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Graham Allison | Mgmt | For | For | For | ||||
1.2 | Elect Peter Karmanos, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect William Taubman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
TeleCommunication Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TSYS | CUSIP 87929J103 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jan Huly | Mgmt | For | For | For | ||||
1.2 | Elect A. Reza Jafari | Mgmt | For | For | For | ||||
1.3 | Elect Weldon Latham | Mgmt | For | For | For | ||||
The Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TBBK | CUSIP 05969A105 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Betsy Cohen | Mgmt | For | For | For | ||||
2 | Elect Daniel Cohen | Mgmt | For | For | For | ||||
3 | Elect Walter Beach | Mgmt | For | For | For | ||||
4 | Elect Michael Bradley | Mgmt | For | For | For | ||||
5 | Elect Matthew Cohn | Mgmt | For | For | For | ||||
6 | Elect William Lamb | Mgmt | For | For | For | ||||
7 | Elect Frank Mastrangelo | Mgmt | For | For | For | ||||
8 | Elect James McEntee, III | Mgmt | For | For | For | ||||
9 | Elect Linda Schaeffer | Mgmt | For | For | For | ||||
10 | Elect Joan Specter | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Ensign Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENSG | CUSIP 29358P101 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Christopher Christensen | Mgmt | For | For | For | ||||
1.2 | Elect Van Johnson | Mgmt | For | For | For | ||||
1.3 | Elect Daren Shaw | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The First of Long Island Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FLIC | CUSIP 320734106 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Allen Busching | Mgmt | For | For | For | ||||
1.2 | Elect Paul Canarick | Mgmt | For | For | For | ||||
1.3 | Elect Alexander Cover | Mgmt | For | For | For | ||||
1.4 | Elect J. Douglas Maxwell, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Stephen Murphy | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Greenbrier Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GBX | CUSIP 393657101 | 01/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Furman | Mgmt | For | For | For | ||||
1.2 | Elect C. Bruce Ward | Mgmt | For | For | For | ||||
1.3 | Elect Charles Swindells | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Hanover Insurance Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
THG | CUSIP 410867105 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Frederick Eppinger | Mgmt | For | For | For | ||||
2 | Elect Joseph Ramrath | Mgmt | For | For | For | ||||
3 | Elect Harriett Taggart | Mgmt | For | For | For | ||||
4 | Approval of Material terms of Performance Criteria Under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Manitowoc Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTW | CUSIP 563571108 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Roy Armes | Mgmt | For | For | For | ||||
1.2 | Elect Cynthia Egnotovich | Mgmt | For | For | For | ||||
1.3 | Elect James Packard | Mgmt | For | For | For | ||||
2 | Short-Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Amendment to the 2003 Incentive Stock and Awards Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Tidewater Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TDW | CUSIP 886423102 | 07/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect M. Jay Allison | Mgmt | For | For | For | ||||
1.2 | Elect James Day | Mgmt | For | For | For | ||||
1.3 | Elect Richard du Moulin | Mgmt | For | For | For | ||||
1.4 | Elect Morris Foster | Mgmt | For | For | For | ||||
1.5 | Elect J. Wayne Leonard | Mgmt | For | For | For | ||||
1.6 | Elect Jon Madonna | Mgmt | For | For | For | ||||
1.7 | Elect Joseph Netherland | Mgmt | For | For | For | ||||
1.8 | Elect Richard Pattarozzi | Mgmt | For | For | For | ||||
1.9 | Elect Nicholas Sutton | Mgmt | For | For | For | ||||
1.10 | Elect Cindy Taylor | Mgmt | For | For | For | ||||
1.11 | Elect Dean Taylor | Mgmt | For | For | For | ||||
1.12 | Elect Jack Thompson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Transatlantic Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRH | CUSIP 893521104 | 02/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | ||||
Transatlantic Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRH | CUSIP 893521104 | 09/20/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | N/A | TNA | N/A | ||||
2 | Advisory Vote on Golden Parachutes | Mgmt | N/A | TNA | N/A | ||||
3 | Right to Adjourn Meeting | Mgmt | N/A | TNA | N/A | ||||
Transatlantic Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRH | CUSIP 893521104 | 09/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | Against | Against | ||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
3 | Right to Adjourn Meeting | Mgmt | For | Against | Against | ||||
Triple-S Management Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GTS | CUSIP 896749108 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Luis Clavell-Rodriguez | Mgmt | For | For | For | ||||
2 | Elect Jesus Sanchez-Colon | Mgmt | For | For | For | ||||
3 | Elect Cari Dominguez | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Tronox Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRXAQ | CUSIP 897051108 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
TTM Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TTMI | CUSIP 87305R109 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald Iverson | Mgmt | For | For | For | ||||
1.2 | Elect Robert Klatell | Mgmt | For | For | For | ||||
1.3 | Elect John Mayer | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Tutor Perini Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TPC | CUSIP 901109108 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Band | Mgmt | For | For | For | ||||
1.2 | Elect Michael Klein | Mgmt | For | For | For | ||||
1.3 | Elect Robert Miller | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
UIL Holdings Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UIL | CUSIP 902748102 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thelma Albright | Mgmt | For | For | For | ||||
1.2 | Elect Arnold Chase | Mgmt | For | For | For | ||||
1.3 | Elect Betsy Henley-Cohn | Mgmt | For | For | For | ||||
1.4 | Elect Suedeen Kelly | Mgmt | For | For | For | ||||
1.5 | Elect John Lahey | Mgmt | For | For | For | ||||
1.6 | Elect Daniel Miglio | Mgmt | For | For | For | ||||
1.7 | Elect William Murdy | Mgmt | For | For | For | ||||
1.8 | Elect Donald Shassian | Mgmt | For | For | For | ||||
1.9 | Elect James Torgerson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
UniSource Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNS | CUSIP 909205106 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Bonavia | Mgmt | For | For | For | ||||
1.2 | Elect Lawrence Aldrich | Mgmt | For | For | For | ||||
1.3 | Elect Barbara Baumann | Mgmt | For | For | For | ||||
1.4 | Elect Larry Bickle | Mgmt | For | For | For | ||||
1.5 | Elect Harold Burlingame | Mgmt | For | For | For | ||||
1.6 | Elect Robert Elliott | Mgmt | For | For | For | ||||
1.7 | Elect Daniel Fessler | Mgmt | For | For | For | ||||
1.8 | Elect Louise Francesconi | Mgmt | For | For | For | ||||
1.9 | Elect Warren Jobe | Mgmt | For | For | For | ||||
1.10 | Elect Ramiro Peru | Mgmt | For | For | For | ||||
1.11 | Elect Gregory Pivirotto | Mgmt | For | For | For | ||||
1.12 | Elect Joaquin Ruiz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Company Name Change | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
United Financial Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UBNK | CUSIP 91030T109 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kevin Ross | Mgmt | For | For | For | ||||
1.2 | Elect Robert Stewart, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Unitek Global Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNTK | CUSIP 91324T302 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark Dailey | Mgmt | For | For | For | ||||
1.2 | Elect Daniel Hopkin | Mgmt | For | For | For | ||||
1.3 | Elect Dean MacDonald | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Michael O'Donnell | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Validus Holdings, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VR | CUSIP G9319H102 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Carpenter | Mgmt | For | For | For | ||||
1.2 | Elect Alok Singh | Mgmt | For | For | For | ||||
1.3 | Elect Christopher Watson | Mgmt | For | For | For | ||||
1.4 | Election of Edward J. Noonan | Mgmt | For | For | For | ||||
1.5 | Election of C.N. Rupert Atkin | Mgmt | For | For | For | ||||
1.6 | Election of Patrick G. Barry | Mgmt | For | For | For | ||||
1.7 | Election of Peter A. Bilsby | Mgmt | For | For | For | ||||
1.8 | Election of Alan Bossin | Mgmt | For | For | For | ||||
1.9 | Election of Julian P. Bosworth | Mgmt | For | For | For | ||||
1.10 | Election of Janita A. Burke | Mgmt | For | For | For | ||||
1.11 | Election of Michael E.A. Carpenter | Mgmt | For | For | For | ||||
1.12 | Election of Rodrigo Castro | Mgmt | For | For | For | ||||
1.13 | Election of Jane S. Clouting | Mgmt | For | For | For | ||||
1.14 | Election of Joseph E. Consolino | Mgmt | For | For | For | ||||
1.15 | Election of C. Jerome Dill | Mgmt | For | For | For | ||||
1.16 | Election of Andrew Downey | Mgmt | For | For | For | ||||
1.17 | Election of Kerry A. Emanuel | Mgmt | For | For | For | ||||
1.18 | Election of Jonathan D. Ewington | Mgmt | For | For | For | ||||
1.19 | Election of Andrew M. Gibbs | Mgmt | For | For | For | ||||
1.20 | Election of Michael Greene | Mgmt | For | For | For | ||||
1.21 | Election of Barnabas Hurst-Bannister | Mgmt | For | For | For | ||||
1.22 | Election of Anthony J. Keys | Mgmt | For | For | For | ||||
1.23 | Election of Robert F. Kuzloski | Mgmt | For | For | For | ||||
1.24 | Election of Stuart W. Mercer | Mgmt | For | For | For | ||||
1.25 | Election of Jean-Marie Nessi | Mgmt | For | For | For | ||||
1.26 | Election of Andre Perez | Mgmt | For | For | For | ||||
1.27 | Election of Julian G. Ross | Mgmt | For | For | For | ||||
1.28 | Election of Rafael Saer | Mgmt | For | For | For | ||||
1.29 | Election of Matthew Scales | Mgmt | For | For | For | ||||
1.30 | Election of James E. Skinner | Mgmt | For | For | For | ||||
1.31 | Election of Verner G. Southey | Mgmt | For | For | For | ||||
1.32 | Election of Nigel D. Wachman | Mgmt | For | For | For | ||||
1.33 | Election of Lixin Zeng | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Walker & Dunlop Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WD | CUSIP 93148P102 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alan Bowers | Mgmt | For | For | For | ||||
1.2 | Elect Mitchell Gaynor | Mgmt | For | For | For | ||||
1.3 | Elect Cynthia Hallenbeck | Mgmt | For | For | For | ||||
1.4 | Elect John Rice | Mgmt | For | For | For | ||||
1.5 | Elect Dana Schmaltz | Mgmt | For | For | For | ||||
1.6 | Elect Howard Smith | Mgmt | For | For | For | ||||
1.7 | Elect Edmund Taylor | Mgmt | For | For | For | ||||
1.8 | Elect William Walker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Washington Federal, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFSL | CUSIP 938824109 | 01/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Liane Pelletier | Mgmt | For | For | For | ||||
1.2 | Elect Mark Tabbutt | Mgmt | For | For | For | ||||
1.3 | Elect Roy Whitehead | Mgmt | For | For | For | ||||
1.4 | Elect John Clearman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Web.com Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WWWW | CUSIP 94733A104 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Hugh Durden | Mgmt | For | For | For | ||||
1.2 | Elect Deborah Quazzo | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Web.com Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WWWW | CUSIP 94733A104 | 10/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Weis Markets, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WMK | CUSIP 948849104 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Weis | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Jonathan Weis | Mgmt | For | Withhold | Against | ||||
1.3 | Elect David Hepfinger | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Harold Graber | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Gerrald Silverman | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Glenn Steele, Jr. | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
WESTERN ALLIANCE BANCORPORATION | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WAL | CUSIP 957638109 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bruce Beach | Mgmt | For | For | For | ||||
1.2 | Elect William Boyd | Mgmt | For | For | For | ||||
1.3 | Elect Steven Hilton | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Marianne Boyd Johnson | Mgmt | For | For | For | ||||
1.5 | Elect Kenneth Vecchione | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Winthrop Realty Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FUR | CUSIP 976391300 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Ashner | Mgmt | For | For | For | ||||
1.2 | Elect Arthur Blasberg, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Howard Goldberg | Mgmt | For | For | For | ||||
1.4 | Elect Thomas McWilliams | Mgmt | For | For | For | ||||
1.5 | Elect Scott Rudolph | Mgmt | For | For | For | ||||
1.6 | Elect Lee Seidler | Mgmt | For | For | For | ||||
1.7 | Elect Carolyn Tiffany | Mgmt | For | For | For | ||||
1.8 | Elect Steven Zalkind | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Registrant : | Putnam Variable Trust | |||||||
Fund Name : | Putnam VT Voyager Fund | |||||||
Date of fiscal year end: | 12/31/2011 | |||||||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward Barnholt | Mgmt | For | For | For | |||
2 | Elect Michael Cannon | Mgmt | For | For | For | |||
3 | Elect James Daley | Mgmt | For | For | For | |||
4 | Elect Charles Geschke | Mgmt | For | For | For | |||
5 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
6 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | Against | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Advanced Micro Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMD | CUSIP 007903107 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce Claflin | Mgmt | For | For | For | |||
2 | Elect W. Michael Barnes | Mgmt | For | For | For | |||
3 | Elect John Caldwell | Mgmt | For | For | For | |||
4 | Elect Henry Chow | Mgmt | For | For | For | |||
5 | Elect Craig Conway | Mgmt | For | For | For | |||
6 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||
7 | Elect Paulett Eberhart | Mgmt | For | For | For | |||
8 | Elect Waleed Al Mokarrab Al Muhairi | Mgmt | For | For | For | |||
9 | Elect Robert Palmer | Mgmt | For | For | For | |||
10 | Elect Rory Read | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AES Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AES | CUSIP 00130H105 | 04/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andres Gluski | Mgmt | For | For | For | |||
1.2 | Elect Guo Bao Zhang | Mgmt | For | For | For | |||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | |||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | |||
1.5 | Elect John Koskinen | Mgmt | For | For | For | |||
1.6 | Elect Philip Lader | Mgmt | For | For | For | |||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | |||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | |||
1.10 | Elect Charles Rossotti | Mgmt | For | For | For | |||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Cohen | Mgmt | For | For | For | |||
5 | Elect Molly Coye | Mgmt | For | For | For | |||
6 | Elect Roger Farah | Mgmt | For | For | For | |||
7 | Elect Barbara Franklin | Mgmt | For | For | For | |||
8 | Elect Jeffrey Garten | Mgmt | For | For | For | |||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Aflac Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFL | CUSIP 001055102 | 05/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Amos | Mgmt | For | For | For | |||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | |||
3 | Elect Paul Amos II | Mgmt | For | For | For | |||
4 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
5 | Elect Elizabeth Hudson | Mgmt | For | For | For | |||
6 | Elect Douglas Johnson | Mgmt | For | For | For | |||
7 | Elect Robert Johnson | Mgmt | For | For | For | |||
8 | Elect Charles Knapp | Mgmt | For | For | For | |||
9 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||
10 | Elect Barbara Rimer | Mgmt | For | For | For | |||
11 | Elect Marvin Schuster | Mgmt | For | For | For | |||
12 | Elect Melvin Stith | Mgmt | For | For | For | |||
13 | Elect David Thompson | Mgmt | For | For | For | |||
14 | Elect Takuro Yoshida | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Amendment to the 2013 Management Incentive Plan. | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Alapis S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALAPIS | CINS X9269X140 | 08/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Greece | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
2 | Transaction of Other Business | Mgmt | For | Against | Against | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Alpha Natural Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANR | CUSIP 02076X102 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin Crutchfield | Mgmt | For | For | For | |||
2 | Elect William Crowley, Jr. | Mgmt | For | For | For | |||
3 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||
4 | Elect Glenn Eisenberg | Mgmt | For | For | For | |||
5 | Elect P. Michael Giftos | Mgmt | For | For | For | |||
6 | Elect Deborah Fretz | Mgmt | For | For | For | |||
7 | Elect Joel Richards, III | Mgmt | For | For | For | |||
8 | Elect James Roberts | Mgmt | For | For | For | |||
9 | Elect Ted Wood | Mgmt | For | For | For | |||
10 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey Bezos | Mgmt | For | For | For | |||
2 | Elect Tom Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
6 | Elect Blake Krikorian | Mgmt | For | For | For | |||
7 | Elect Alain Monie | Mgmt | For | For | For | |||
8 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
9 | Elect Thomas Ryder | Mgmt | For | For | For | |||
10 | Elect Patricia Stonesifer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 06/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond Dolan | Mgmt | For | For | For | |||
2 | Elect Ronald Dykes | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect JoAnn Reed | Mgmt | For | For | For | |||
6 | Elect Pamela Reeve | Mgmt | For | For | For | |||
7 | Elect David Sharbutt | Mgmt | For | For | For | |||
8 | Elect James Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott Josey | Mgmt | For | For | For | |||
2 | Elect George Lawrence | Mgmt | For | For | For | |||
3 | Elect Rodman Patton | Mgmt | For | For | For | |||
4 | Elect Charles Pitman | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald Sugar | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francisco Borges | Mgmt | For | For | For | |||
1.2 | Elect Stephen Cozen | Mgmt | For | For | For | |||
1.3 | Elect Patrick Kenny | Mgmt | For | For | For | |||
1.4 | Elect Donald Layton | Mgmt | For | For | For | |||
1.5 | Elect Robin Monro-Davies | Mgmt | For | For | For | |||
1.6 | Elect Michael O'Kane | Mgmt | For | For | For | |||
1.7 | Elect Wilbur Ross, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Walter Scott | Mgmt | For | For | For | |||
1.9 | Elect Howard W. Albert | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
1.11 | Elect Russell B. Brewer II | Mgmt | For | For | For | |||
1.12 | Elect Gary Burnet | Mgmt | For | For | For | |||
1.13 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.14 | Elect James M. Michener | Mgmt | For | For | For | |||
1.15 | Elect Robert B. Mills | Mgmt | For | For | For | |||
1.16 | Elect Kevin Pearson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | |||
Auxilium Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AUXL | CUSIP 05334D107 | 06/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rolf Classon | Mgmt | For | Withhold | Against | |||
1.2 | Elect Adrian Adams | Mgmt | For | Withhold | Against | |||
1.3 | Elect Peter Brandt | Mgmt | For | Withhold | Against | |||
1.4 | Elect Oliver Fetzer | Mgmt | For | Withhold | Against | |||
1.5 | Elect Paul Friedman | Mgmt | For | Withhold | Against | |||
1.6 | Elect Nancy Lurker | Mgmt | For | Withhold | Against | |||
1.7 | Elect William McKee | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2004 Equity Compensation Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Amendment to Voting Standard for Election of Directors | Mgmt | For | For | For | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas Conant | Mgmt | For | For | For | |||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.4 | Elect Fred Hassan | Mgmt | For | For | For | |||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.6 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
1.7 | Elect Ann Moore | Mgmt | For | For | For | |||
1.8 | Elect Gary Rodkin | Mgmt | For | For | For | |||
1.9 | Elect Paula Stern | Mgmt | For | For | For | |||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Brady | Mgmt | For | For | For | |||
1.2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Martin Craighead | Mgmt | For | For | For | |||
1.4 | Elect Chad Deaton | Mgmt | For | For | For | |||
1.5 | Elect Anthony Fernandes | Mgmt | For | For | For | |||
1.6 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.7 | Elect Pierre Jungels | Mgmt | For | For | For | |||
1.8 | Elect James Lash | Mgmt | For | For | For | |||
1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
1.10 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||
1.11 | Elect James Stewart | Mgmt | For | For | For | |||
1.12 | Elect Charles Watson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Gavin III | Mgmt | For | For | For | |||
2 | Elect Peter Hellman | Mgmt | For | For | For | |||
3 | Elect Kees Storm | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | For | For | For | |||
BBMG Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2009 | CINS Y076A3105 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Financial Statements | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
Bed Bath & Beyond Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBBY | CUSIP 075896100 | 06/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||
3 | Elect Steven Temares | Mgmt | For | For | For | |||
4 | Elect Dean Adler | Mgmt | For | For | For | |||
5 | Elect Stanley Barshay | Mgmt | For | For | For | |||
6 | Elect Klaus Eppler | Mgmt | For | For | For | |||
7 | Elect Patrick Gaston | Mgmt | For | For | For | |||
8 | Elect Jordan Heller | Mgmt | For | For | For | |||
9 | Elect Victoria Morrison | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||
Best Buy Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBY | CUSIP 086516101 | 06/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lisa Caputo | Mgmt | For | For | For | |||
1.2 | Elect Kathy Higgins Victor | Mgmt | For | For | For | |||
1.3 | Elect Gerard Vittecoq | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Vivienne Cox | Mgmt | For | Against | Against | |||
5 | Elect Chris Finlayson | Mgmt | For | Against | Against | |||
6 | Elect Andrew Gould | Mgmt | For | Against | Against | |||
7 | Elect Peter Backhouse | Mgmt | For | Against | Against | |||
8 | Elect Fabio de Oliveira Barbosa | Mgmt | For | Against | Against | |||
9 | Elect Sir Frank Chapman | Mgmt | For | Against | Against | |||
10 | Elect Baroness Hogg | Mgmt | For | Against | Against | |||
11 | Elect John Hood | Mgmt | For | Against | Against | |||
12 | Elect Martin Houston | Mgmt | For | Against | Against | |||
13 | Elect Caio Koch-Weser | Mgmt | For | Against | Against | |||
14 | Elect Sir David Manning | Mgmt | For | Against | Against | |||
15 | Elect Mark Seligman | Mgmt | For | Against | Against | |||
16 | Elect Patrick Thomas | Mgmt | For | Against | Against | |||
17 | Elect Philippe Varin | Mgmt | For | Against | Against | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
BMC Software, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMC | CUSIP 055921100 | 07/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||
2 | Elect Jon Barfield | Mgmt | For | For | For | |||
3 | Elect Gary Bloom | Mgmt | For | For | For | |||
4 | Elect Meldon Gafner | Mgmt | For | For | For | |||
5 | Elect Mark Hawkins | Mgmt | For | For | For | |||
6 | Elect Stephan James | Mgmt | For | For | For | |||
7 | Elect P. Thomas Jenkins | Mgmt | For | For | For | |||
8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | |||
9 | Elect Kathleen O'Neil | Mgmt | For | For | For | |||
10 | Elect Tom Tinsley | Mgmt | For | For | For | |||
11 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
BR Malls Participacoes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRML3 | CINS P1908S102 | 04/24/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Election of Directors (Slate) | Mgmt | For | TNA | N/A | |||
BR Malls Participacoes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRML3 | CINS P1908S102 | 04/24/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
4 | Amendments to Articles Regarding Board Authorities | Mgmt | For | TNA | N/A | |||
BR Malls Participacoes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRML3 | CINS P1908S102 | 09/01/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Reconciliation of Share Capital | Mgmt | For | TNA | N/A | |||
3 | Amendment to Article 14 Regarding Board of Director Elections | Mgmt | For | TNA | N/A | |||
4 | Amendments to Articles Regarding Mandatory Takeover Bid | Mgmt | For | TNA | N/A | |||
5 | Amendments to Articles Regarding Novo Mercado Regulations | Mgmt | For | TNA | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Brilliance China Automotive Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1114 | CINS G1368B102 | 05/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect WU Xiao An | Mgmt | For | Against | Against | |||
5 | Elect QI Yumin | Mgmt | For | Against | Against | |||
6 | Elect XU Bingjin | Mgmt | For | Against | Against | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Brilliance China Automotive Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1114 | CINS G1368B102 | 05/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Adoption of New Articles | Mgmt | For | For | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anne Belec | Mgmt | For | For | For | |||
2 | Elect Manuel Fernandez | Mgmt | For | For | For | |||
3 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
CA, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CA | CUSIP 12673P105 | 08/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond Bromark | Mgmt | For | For | For | |||
2 | Elect Gary Fernandes | Mgmt | For | For | For | |||
3 | Elect Rohit Kapoor | Mgmt | For | For | For | |||
4 | Elect Kay Koplovitz | Mgmt | For | For | For | |||
5 | Elect Christopher Lofgren | Mgmt | For | For | For | |||
6 | Elect William McCracken | Mgmt | For | For | For | |||
7 | Elect Richard Sulpizio | Mgmt | For | For | For | |||
8 | Elect Laura Unger | Mgmt | For | For | For | |||
9 | Elect Arthur Weinbach | Mgmt | For | For | For | |||
10 | Elect Ron Zambonini | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | 2011 Incentive Plan | Mgmt | For | For | For | |||
15 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Cabot Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rhys Best | Mgmt | For | For | For | |||
2 | Elect Robert Kelley | Mgmt | For | For | For | |||
3 | Elect P. Dexter Peacock | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability Criteria | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Cameron International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAM | CUSIP 13342B105 | 05/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Baker Cunningham | Mgmt | For | For | For | |||
2 | Elect Sheldon Erikson | Mgmt | For | For | For | |||
3 | Elect Douglas Foshee | Mgmt | For | For | For | |||
4 | Elect Rodolfo Landim | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | |||
9 | Approve Restatement of Certificate of Incorporation | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Fairbank | Mgmt | For | For | For | |||
2 | Elect Peter Raskind | Mgmt | For | For | For | |||
3 | Elect Bradford Warner | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the Associate Stock Purchase Plan | Mgmt | For | For | For | |||
Carnival plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCL | CUSIP 143658300 | 04/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Micky Arison | Mgmt | For | For | For | |||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | |||
3 | Elect Robert Dickinson | Mgmt | For | For | For | |||
4 | Elect Arnold Donald | Mgmt | For | For | For | |||
5 | Elect Pier Foschi | Mgmt | For | For | For | |||
6 | Elect Howard Frank | Mgmt | For | For | For | |||
7 | Elect Richard Glasier | Mgmt | For | For | For | |||
8 | Elect Debra Kelly-Ennis | Mgmt | For | For | For | |||
9 | Elect Modesto Maidique | Mgmt | For | For | For | |||
10 | Elect John Parker | Mgmt | For | For | For | |||
11 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||
12 | Elect Stuart Subotnick | Mgmt | For | For | For | |||
13 | Elect Laura Weil | Mgmt | For | For | For | |||
14 | Elect Randall Weisenburger | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Accounts and Reports | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Director's Remuneration Report | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
CBRE Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBG | CUSIP 12504L109 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Blum | Mgmt | For | For | For | |||
1.2 | Elect Curtis Feeny | Mgmt | For | For | For | |||
1.3 | Elect Bradford Freeman | Mgmt | For | For | For | |||
1.4 | Elect Michael Kantor | Mgmt | For | For | For | |||
1.5 | Elect Frederic Malek | Mgmt | For | For | For | |||
1.6 | Elect Jane Su | Mgmt | For | For | For | |||
1.7 | Elect Laura Tyson | Mgmt | For | For | For | |||
1.8 | Elect Brett White | Mgmt | For | For | For | |||
1.9 | Elect Gary Wilson | Mgmt | For | For | For | |||
1.10 | Elect Ray Wirta | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2012 Equity Incentive Plan | Mgmt | For | For | For | |||
Celanese Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CE | CUSIP 150870103 | 04/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barlett | Mgmt | For | For | For | |||
2 | Elect David Hoffmeister | Mgmt | For | For | For | |||
3 | Elect Paul O'Neill | Mgmt | For | For | For | |||
4 | Elect Jay Ihlenfeld | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the 2009 Global Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Hugin | Mgmt | For | For | For | |||
1.2 | Elect Richard Barker D. Phil | Mgmt | For | For | For | |||
1.3 | Elect Michael Casey | Mgmt | For | For | For | |||
1.4 | Elect Carrie Cox | Mgmt | For | For | For | |||
1.5 | Elect Rodman Drake | Mgmt | For | For | For | |||
1.6 | Elect Michael Friedman | Mgmt | For | For | For | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.8 | Elect James Loughlin | Mgmt | For | For | For | |||
1.9 | Elect Ernest Mario | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
CenturyLink, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTL | CUSIP 156700106 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3.1 | Elect Fred Nichols | Mgmt | For | For | For | |||
3.2 | Elect Harvey Perry | Mgmt | For | For | For | |||
3.3 | Elect Laurie Siegel | Mgmt | For | For | For | |||
3.4 | Elect Joseph Zimmel | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Bonus Deferrals | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Furbacher | Mgmt | For | For | For | |||
1.2 | Elect John Johnson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
China Construction Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0939 | CINS Y1397N101 | 01/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect WANG Hongzhang | Mgmt | For | Against | Against | |||
China Construction Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0939 | CINS Y1397N101 | 08/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Issuance of RMB-denominated Subordinated Bonds | Mgmt | For | For | For | |||
3 | Elect ZHANG Huajian as Shareholder Representative Supervisor | Mgmt | For | For | For | |||
China Ming Yang Wind Power Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MY | CUSIP 16951C108 | 08/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen Markscheid | Mgmt | For | Against | Against | |||
2 | Elect Biting Chen | Mgmt | For | Against | Against | |||
3 | Elect Yiguo Hao | Mgmt | For | Against | Against | |||
4 | Amendments to Articles | Mgmt | For | Against | Against | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
China National Materials Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1893 | CINS Y15048104 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Financial Statements | Mgmt | For | For | For | |||
6 | Profit Distribution Plan | Mgmt | For | For | For | |||
7 | Financial Budget | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Amendments to Articles - General Meeting Procedures | Mgmt | For | For | For | |||
10 | Amendments to Articles - Board of Directors Procedures | Mgmt | For | For | For | |||
11 | Authority to Issue Unlisted and H Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
China Power New Energy Development Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0735 | CINS G2157E109 | 01/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Share Purchase Agreement | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Power New Energy Development Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0735 | CINS G2157E109 | 08/22/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Disposal and Acquisition of Equity Interests | Mgmt | For | For | For | |||
4 | Elect YIN Lian | Mgmt | For | Against | Against | |||
5 | Elect LI Fang | Mgmt | For | Against | Against | |||
China Shanshui Cement Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0691 | CINS G2116M101 | 05/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect YU Yuchuan | Mgmt | For | Against | Against | |||
6 | Elect JIAO Shuge | Mgmt | For | Against | Against | |||
7 | Elect SUN Jianguo | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
12 | Amendments to Memorandum | Mgmt | For | For | For | |||
13 | Amendments to Articles | Mgmt | For | For | For | |||
14 | Adoption of New Memorandum and Articles | Mgmt | For | For | For | |||
China Windpower Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
182 | CINS G2115L112 | 11/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Cancellation in Share Premium Account | Mgmt | For | For | For | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Partridge | Mgmt | For | For | For | |||
2 | Elect James Rogers | Mgmt | For | For | For | |||
3 | Elect Joseph Sullivan | Mgmt | For | For | For | |||
4 | Elect Eric Wiseman | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | N/A | For | N/A | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||
4 | Elect Larry Carter | Mgmt | For | For | For | |||
5 | Elect John Chambers | Mgmt | For | For | For | |||
6 | Elect Brian Halla | Mgmt | For | For | For | |||
7 | Elect John Hennessy | Mgmt | For | For | For | |||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||
11 | Elect Steven West | Mgmt | For | For | For | |||
12 | Elect Jerry Yang | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding the Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Franz Humer | Mgmt | For | For | For | |||
2 | Elect Robert Joss | Mgmt | For | For | For | |||
3 | Elect Michael O'Neill | Mgmt | For | For | For | |||
4 | Elect Vikram Pandit | Mgmt | For | For | For | |||
5 | Elect Lawrence Ricciardi | Mgmt | For | For | For | |||
6 | Elect Judith Rodin | Mgmt | For | For | For | |||
7 | Elect Robert Ryan | Mgmt | For | For | For | |||
8 | Elect Anthony Santomero | Mgmt | For | For | For | |||
9 | Elect Joan Spero | Mgmt | For | For | For | |||
10 | Elect Diana Taylor | Mgmt | For | For | For | |||
11 | Elect William Thompson, Jr. | Mgmt | For | For | For | |||
12 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||
Cliffs Natural Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLF | CUSIP 18683K101 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Carrabba | Mgmt | For | For | For | |||
2 | Elect Susan Cunningham | Mgmt | For | For | For | |||
3 | Elect Barry Eldridge | Mgmt | For | For | For | |||
4 | Elect Andres Gluski | Mgmt | For | For | For | |||
5 | Elect Susan Green | Mgmt | For | For | For | |||
6 | Elect Janice Henry | Mgmt | For | For | For | |||
7 | Elect James Kirsch | Mgmt | For | For | For | |||
8 | Elect Francis McAllister | Mgmt | For | For | For | |||
9 | Elect Richard Riederer | Mgmt | For | For | For | |||
10 | Elect Richard Ross | Mgmt | For | For | For | |||
11 | Amendment to Regulations to allow the Board to Amend the Regulations without Shareholder Approval | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2012 Incentive Equity Plan | Mgmt | For | For | For | |||
14 | 2012 Executive Management Performance Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Cobalt International Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIE | CUSIP 19075F106 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Bryant | Mgmt | For | Withhold | Against | |||
1.2 | Elect Peter Coneway | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael France | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jack Golden | Mgmt | For | Withhold | Against | |||
1.5 | Elect N. John Lancaster, Jr. | Mgmt | For | Withhold | Against | |||
1.6 | Elect Scott Lebovitz | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jon Marshall | Mgmt | For | Withhold | Against | |||
1.8 | Elect Kenneth Moore | Mgmt | For | Withhold | Against | |||
1.9 | Elect Kenneth Pontarelli | Mgmt | For | Withhold | Against | |||
1.10 | Elect Myles Scoggins | Mgmt | For | Withhold | Against | |||
1.11 | Elect D. Jeff van Steenbergen | Mgmt | For | Withhold | Against | |||
1.12 | Elect Martin Young, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | |||
1.2 | Elect John Brock | Mgmt | For | For | For | |||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | |||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
1.5 | Elect Orrin Ingram II | Mgmt | For | For | For | |||
1.6 | Elect Thomas Johnson | Mgmt | For | For | For | |||
1.7 | Elect Suzanne Labarge | Mgmt | For | For | For | |||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | |||
1.9 | Elect Garry Watts | Mgmt | For | For | For | |||
1.10 | Elect Curtis Welling | Mgmt | For | For | For | |||
1.11 | Elect Phoebe Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Joseph Collins | Mgmt | For | For | For | |||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.5 | Elect Gerald Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey Honickman | Mgmt | For | For | For | |||
1.7 | Elect Eduardo Mestre | Mgmt | For | For | For | |||
1.8 | Elect Brian Roberts | Mgmt | For | For | For | |||
1.9 | Elect Ralph Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Poison Pills | ShrHldr | Against | For | Against | |||
Companhia Hering SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HGTX3 | CINS P50753105 | 04/26/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Capital Expenditure Budget | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
Companhia Hering SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HGTX3 | CINS P50753105 | 04/26/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Seely Brown | Mgmt | For | For | For | |||
2 | Elect Stephanie Burns | Mgmt | For | For | For | |||
3 | Elect John Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Richard Clark | Mgmt | For | For | For | |||
5 | Elect James Flaws | Mgmt | For | For | For | |||
6 | Elect Gordon Gund | Mgmt | For | For | For | |||
7 | Elect Kurt Landgraf | Mgmt | For | For | For | |||
8 | Elect Deborah Rieman | Mgmt | For | For | For | |||
9 | Elect H. Onno Ruding | Mgmt | For | For | For | |||
10 | Elect Mark Wrighton | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose Almeida | Mgmt | For | For | For | |||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||
3 | Elect Robert Brust | Mgmt | For | For | For | |||
4 | Elect John Connors, Jr. | Mgmt | For | For | For | |||
5 | Elect Christopher Coughlin | Mgmt | For | For | For | |||
6 | Elect Timothy Donahue | Mgmt | For | For | For | |||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||
8 | Elect Martin Madaus | Mgmt | For | For | For | |||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||
10 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
15 | Amendments to Articles to Provide for Escheatment | Mgmt | For | For | For | |||
16 | Amendment to Articles to Allow Non-Cash Dividends | Mgmt | For | For | For | |||
Cubist Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBST | CUSIP 229678107 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Bate | Mgmt | For | For | For | |||
1.2 | Elect Nancy Hutson | Mgmt | For | For | For | |||
1.3 | Elect Leon Moulder, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Martin Soeters | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Cummins Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMI | CUSIP 231021106 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||
2 | Elect William Miller | Mgmt | For | For | For | |||
3 | Elect Alexis Herman | Mgmt | For | For | For | |||
4 | Elect Georgia Nelson | Mgmt | For | For | For | |||
5 | Elect Carl Ware | Mgmt | For | For | For | |||
6 | Elect Robert Herdman | Mgmt | For | For | For | |||
7 | Elect Robert Bernhard | Mgmt | For | For | For | |||
8 | Elect Franklin Chang-Diaz | Mgmt | For | For | For | |||
9 | Elect Stephen Dobbs | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
Dendreon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNDN | CUSIP 24823Q107 | 06/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Johnson | Mgmt | For | For | For | |||
2 | Elect Susan Bayh | Mgmt | For | For | For | |||
3 | Elect Dennis Fenton | Mgmt | For | For | For | |||
4 | Elect David Urdal | Mgmt | For | For | For | |||
5 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
DIRECTV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTV | CUSIP 25490A101 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Boyd, Jr. | Mgmt | For | For | For | |||
2 | Elect David Dillon | Mgmt | For | For | For | |||
3 | Elect Samuel DiPiazza, Jr. | Mgmt | For | For | For | |||
4 | Elect Dixon Doll | Mgmt | For | For | For | |||
5 | Elect Peter Lund | Mgmt | For | For | For | |||
6 | Elect Nancy Newcomb | Mgmt | For | For | For | |||
7 | Elect Lorrie Norrington | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Elimination of Dual Class Stock | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold Allemang | Mgmt | For | For | For | |||
2 | Elect Jacqueline Barton | Mgmt | For | For | For | |||
3 | Elect James Bell | Mgmt | For | For | For | |||
4 | Elect Jeff Fettig | Mgmt | For | For | For | |||
5 | Elect John Hess | Mgmt | For | For | For | |||
6 | Elect Andrew Liveris | Mgmt | For | For | For | |||
7 | Elect Paul Polman | Mgmt | For | For | For | |||
8 | Elect Dennis Reilley | Mgmt | For | For | For | |||
9 | Elect James Ringler | Mgmt | For | Against | Against | |||
10 | Elect Ruth Shaw | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP 278058102 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander Cutler | Mgmt | For | For | For | |||
2 | Elect Arthur Johnson | Mgmt | For | For | For | |||
3 | Elect Deborah McCoy | Mgmt | For | For | For | |||
4 | 2012 Stock Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||
2 | Elect William Ford, Jr. | Mgmt | For | For | For | |||
3 | Elect Dawn Lepore | Mgmt | For | For | For | |||
4 | Elect Kathleen Mitic | Mgmt | For | For | For | |||
5 | Elect Pierre Omidyar | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | For | For | |||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Repeal of Classified Board | Mgmt | For | For | For | |||
10 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Elan Corporation, plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELN | CUSIP 284131208 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Lars Ekman | Mgmt | For | Against | Against | |||
3 | Elect Hans Hasler | Mgmt | For | Against | Against | |||
4 | Elect Robert Ingram | Mgmt | For | Against | Against | |||
5 | Elect P. Gary Kennedy | Mgmt | For | Against | Against | |||
6 | Elect Patrick Kennedy | Mgmt | For | Against | Against | |||
7 | Elect Giles Kerr | Mgmt | For | Against | Against | |||
8 | Elect G. Kelly Martin | Mgmt | For | Against | Against | |||
9 | Elect Kieran McGowan | Mgmt | For | Against | Against | |||
10 | Elect Kyran McLaughlin | Mgmt | For | Against | Against | |||
11 | Elect Donal O'Connor | Mgmt | For | Against | Against | |||
12 | Elect Richard Pilnik | Mgmt | For | Against | Against | |||
13 | Elect Dennis Selkoe | Mgmt | For | Against | Against | |||
14 | Elect Andrew von Eschenbach | Mgmt | For | Against | Against | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |||
16 | Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
17 | Amendment to Employee Equity Purchase Plan | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
21 | Conversion of Executive Shares | Mgmt | For | For | For | |||
22 | Amendments to Articles Regarding Conversion of Executive Shares | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMBR3 | CUSIP 29082A107 | 01/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMBR3 | CUSIP 29082A107 | 03/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arno Hugo Agustin Filho | Mgmt | For | Against | Against | |||
2 | Election of Board Chairman | Mgmt | For | For | For | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMBR3 | CUSIP 29082A107 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Election of Supervisory Council Members | Mgmt | For | For | For | |||
4 | Remuneration Policy | Mgmt | For | Against | Against | |||
5 | Supervisory Council Fees | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Brown | Mgmt | For | For | For | |||
2 | Elect Randolph Cowen | Mgmt | For | For | For | |||
3 | Elect Gail Deegan | Mgmt | For | For | For | |||
4 | Elect James DiStasio | Mgmt | For | For | For | |||
5 | Elect John Egan | Mgmt | For | For | For | |||
6 | Elect Edmund Kelly | Mgmt | For | For | For | |||
7 | Elect Windle Priem | Mgmt | For | For | For | |||
8 | Elect Paul Sagan | Mgmt | For | For | For | |||
9 | Elect David Strohm | Mgmt | For | For | For | |||
10 | Elect Joseph Tucci | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ensco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESV | CUSIP 29358Q109 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Christopher Gaut | Mgmt | For | For | For | |||
2 | Elect Gerald Haddock | Mgmt | For | For | For | |||
3 | Elect Paul Rowsey III | Mgmt | For | For | For | |||
4 | Elect Francis Kalman | Mgmt | For | For | For | |||
5 | Elect David Brown | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Benanav | Mgmt | For | For | For | |||
2 | Elect Maura Breen | Mgmt | For | For | For | |||
3 | Elect William DeLaney | Mgmt | For | For | For | |||
4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | |||
5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||
7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | |||
8 | Elect John Parker, Jr. | Mgmt | For | For | For | |||
9 | Elect George Paz | Mgmt | For | For | For | |||
10 | Elect Myrtle Potter | Mgmt | For | For | For | |||
11 | Elect William Roper | Mgmt | For | For | For | |||
12 | Elect Samuel Skinner | Mgmt | For | For | For | |||
13 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Express Scripts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 302182100 | 12/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Fiat S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CINS T4210N122 | 04/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Board Size; Board Term Length; Directors' Fees | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | List presented by Exor S.p.A | Mgmt | For | Against | Against | |||
7 | List presented by Group of Investors Representing 1.07% of the Company's Share Capital | Mgmt | For | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | List presented by Exor S.p.A. | Mgmt | N/A | For | N/A | |||
10 | List presented by Group of Investors Representing 1.07% of the Company's Share Capital | Mgmt | N/A | Abstain | N/A | |||
11 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Remuneration Policy | Mgmt | For | Against | Against | |||
14 | Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Conversion of Savings and Preferred Shares to Ordinary Shares | Mgmt | For | For | For | |||
First Quantum Minerals Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FM | CUSIP 335934105 | 07/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Stock Split | Mgmt | For | For | For | |||
First Solar, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSLR | CUSIP 336433107 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Ahearn | Mgmt | For | For | For | |||
1.2 | Elect Richard Chapman | Mgmt | For | For | For | |||
1.3 | Elect George Hambro | Mgmt | For | For | For | |||
1.4 | Elect Craig Kennedy | Mgmt | For | For | For | |||
1.5 | Elect James Nolan | Mgmt | For | For | For | |||
1.6 | Elect William Post | Mgmt | For | For | For | |||
1.7 | Elect J. Thomas Presby | Mgmt | For | For | For | |||
1.8 | Elect Paul Stebbins | Mgmt | For | For | For | |||
1.9 | Elect Michael Sweeney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||
Fluor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLR | CUSIP 343412102 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Barker | Mgmt | For | For | For | |||
2 | Elect Alan Bennett | Mgmt | For | For | For | |||
3 | Elect Dean O'Hare | Mgmt | For | For | For | |||
4 | Elect David Seaton | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Amendment to the Certificate of Incorporation Regarding the Right to Call a Special Meeting | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Ford Motor Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CUSIP 345370860 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen Butler | Mgmt | For | For | For | |||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | |||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||
4 | Elect Edsel Ford II | Mgmt | For | For | For | |||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | |||
6 | Elect Richard Gephardt | Mgmt | For | For | For | |||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||
8 | Elect William Helman IV | Mgmt | For | For | For | |||
9 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | |||
10 | Elect Jon Huntsman, Jr. | Mgmt | For | For | For | |||
11 | Elect Richard Manoogian | Mgmt | For | For | For | |||
12 | Elect Ellen Marram | Mgmt | For | For | For | |||
13 | Elect Alan Mulally | Mgmt | For | For | For | |||
14 | Elect Homer Neal | Mgmt | For | For | For | |||
15 | Elect Gerald Shaheen | Mgmt | For | For | For | |||
16 | Elect John Thornton | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Fortune Brands Home & Security Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann Hackett | Mgmt | For | Against | Against | |||
2 | Elect John Morikis | Mgmt | For | Against | Against | |||
3 | Elect Ronald Waters, III | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Freeport-McMoran Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Robert Day | Mgmt | For | For | For | |||
1.4 | Elect Gerald Ford | Mgmt | For | Withhold | Against | |||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Charles Krulak | Mgmt | For | For | For | |||
1.7 | Elect Bobby Lackey | Mgmt | For | For | For | |||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | |||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | |||
1.10 | Elect James Moffett | Mgmt | For | For | For | |||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||
3 | Elect James Crown | Mgmt | For | For | For | |||
4 | Elect William Fricks | Mgmt | For | For | For | |||
5 | Elect Jay Johnson | Mgmt | For | For | For | |||
6 | Elect James Jones | Mgmt | For | For | For | |||
7 | Elect Paul Kaminski | Mgmt | For | For | For | |||
8 | Elect John Keane | Mgmt | For | For | For | |||
9 | Elect Lester Lyles | Mgmt | For | For | For | |||
10 | Elect Phebe Novakovic | Mgmt | For | For | For | |||
11 | Elect William Osborn | Mgmt | For | For | For | |||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2012 Equity Compensation Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | |||
3 | Elect Ann Fudge | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Jeffrey Immelt | Mgmt | For | For | For | |||
6 | Elect Andrea Jung | Mgmt | For | For | For | |||
7 | Elect Alan Lafley | Mgmt | For | For | For | |||
8 | Elect Robert Lane | Mgmt | For | For | For | |||
9 | Elect Ralph Larsen | Mgmt | For | For | For | |||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
11 | Elect James Mulva | Mgmt | For | For | For | |||
12 | Elect Sam Nunn | Mgmt | For | For | For | |||
13 | Elect Roger Penske | Mgmt | For | For | For | |||
14 | Elect Robert Swieringa | Mgmt | For | For | For | |||
15 | Elect James Tisch | Mgmt | For | For | For | |||
16 | Elect Douglas Warner III | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||
20 | Approval of Material Terms of Senior Officer Performance Goals | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Nuclear Activities | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||
24 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
General Motors Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Akerson | Mgmt | For | For | For | |||
2 | Elect David Bonderman | Mgmt | For | For | For | |||
3 | Elect Erroll Davis, Jr. | Mgmt | For | For | For | |||
4 | Elect Stephen Girsky | Mgmt | For | For | For | |||
5 | Elect E. Neville Isdell | Mgmt | For | For | For | |||
6 | Elect Robert Krebs | Mgmt | For | For | For | |||
7 | Elect Philip Laskawy | Mgmt | For | For | For | |||
8 | Elect Kathryn Marinello | Mgmt | For | For | For | |||
9 | Elect James Mulva | Mgmt | For | For | For | |||
10 | Elect Patricia Russo | Mgmt | For | For | For | |||
11 | Elect Thomas Schoewe | Mgmt | For | For | For | |||
12 | Elect Carol Stephenson | Mgmt | For | For | For | |||
13 | Elect Theodore Solso | Mgmt | For | For | For | |||
14 | Elect Cynthia Telles | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Goldcorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
G | CUSIP 380956409 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ian Telfer | Mgmt | For | For | For | |||
1.2 | Elect Douglas Holtby | Mgmt | For | For | For | |||
1.3 | Elect Charles Jeannes | Mgmt | For | For | For | |||
1.4 | Elect John Bell | Mgmt | For | For | For | |||
1.5 | Elect Lawrence Bell | Mgmt | For | Withhold | Against | |||
1.6 | Elect Beverley Briscoe | Mgmt | For | For | For | |||
1.7 | Elect Peter Dey | Mgmt | For | For | For | |||
1.8 | Elect P. Randy Reifel | Mgmt | For | For | For | |||
1.9 | Elect A. Dan Rovig | Mgmt | For | For | For | |||
1.10 | Elect Blanca Trevino de Vega | Mgmt | For | For | For | |||
1.11 | Elect Kenneth Williamson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Restricted Share Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Human Rights | Mgmt | Against | Against | For | |||
Goodrich Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GR | CUSIP 382388106 | 03/13/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | TNA | N/A | |||
3 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 06/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane Greene | Mgmt | For | For | For | |||
1.6 | Elect John Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Establish Class C Capital Stock | Mgmt | For | Against | Against | |||
4 | Increase in Authorized Shares of Class A Common Stock | Mgmt | For | Against | Against | |||
5 | Adopt Article Amendments to Ensure the Fair Treatment of Class A Common Stock | Mgmt | For | Against | Against | |||
6 | 2012 Stock Plan | Mgmt | For | Against | Against | |||
7 | 2012 Incentive Compensation Plan | Mgmt | For | Against | Against | |||
8 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Arbitration | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan Bennett | Mgmt | For | For | For | |||
2 | Elect James Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry Gerber | Mgmt | For | For | For | |||
6 | Elect S. Malcolm Gillis | Mgmt | For | For | For | |||
7 | Elect Abdallah Jum'ah | Mgmt | For | For | For | |||
8 | Elect David Lesar | Mgmt | For | For | For | |||
9 | Elect Robert Malone | Mgmt | For | For | For | |||
10 | Elect J. Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lee Chaden | Mgmt | For | For | For | |||
1.2 | Elect Bobby Griffin | Mgmt | For | For | For | |||
1.3 | Elect James Johnson | Mgmt | For | For | For | |||
1.4 | Elect Jessica Mathews | Mgmt | For | For | For | |||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||
1.6 | Elect Ronald Nelson | Mgmt | For | For | For | |||
1.7 | Elect Richard Noll | Mgmt | For | For | For | |||
1.8 | Elect Andrew Schindler | Mgmt | For | For | For | |||
1.9 | Elect Ann Ziegler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hasbro, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAS | CUSIP 418056107 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | |||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | |||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | |||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | |||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | |||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | |||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | |||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | |||
1.12 | Elect Edward Philip | Mgmt | For | For | For | |||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Hertz Global Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTZ | CUSIP 42805T105 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carl Berquist | Mgmt | For | For | For | |||
2 | Elect Michael Koehler | Mgmt | For | For | For | |||
3 | Elect Linda Fayne Levinson | Mgmt | For | For | For | |||
4 | Elect Angel Morales | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Hess Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HES | CUSIP 42809H107 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Hess | Mgmt | For | For | For | |||
2 | Elect Samuel Bodman, III | Mgmt | For | For | For | |||
3 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
4 | Elect Craig Matthews | Mgmt | For | For | For | |||
5 | Elect Ernst von Metzsch | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
4 | Elect John Hammergren | Mgmt | For | For | For | |||
5 | Elect Raymond Lane | Mgmt | For | For | For | |||
6 | Elect Ann Livermore | Mgmt | For | For | For | |||
7 | Elect Gary Reiner | Mgmt | For | For | For | |||
8 | Elect Patricia Russo | Mgmt | For | For | For | |||
9 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||
10 | Elect Margaret Whitman | Mgmt | For | For | For | |||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
hhgregg, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HGG | CUSIP 42833L108 | 08/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lawrence Castellani | Mgmt | For | For | For | |||
1.2 | Elect Benjamin Geiger | Mgmt | For | For | For | |||
1.3 | Elect Catherine Langham | Mgmt | For | For | For | |||
1.4 | Elect Dennis May | Mgmt | For | For | For | |||
1.5 | Elect John Roth | Mgmt | For | For | For | |||
1.6 | Elect Charles Rullman | Mgmt | For | For | For | |||
1.7 | Elect Michael Smith | Mgmt | For | For | For | |||
1.8 | Elect Peter Starrett | Mgmt | For | For | For | |||
1.9 | Elect Jerry Throgmartin | Mgmt | For | For | For | |||
1.10 | Elect Kathleen Tierney | Mgmt | For | For | For | |||
1.11 | Elect Darell Zink | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Home Inns & Hotels Management Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HMIN | CUSIP 43713W107 | 09/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to the 2006 Share Incentive Plan | Mgmt | For | Against | Against | |||
HomeAway, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWAY | CUSIP 43739Q100 | 06/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Todd Chaffee | Mgmt | For | Withhold | Against | |||
1.2 | Elect Carl Shepherd | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert Solomon | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||
9 | Elect George Paz | Mgmt | For | For | For | |||
10 | Elect Bradley Sheares | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Human Genome Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HGSI | CUSIP 444903108 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Allan Baxter | Mgmt | For | For | For | |||
1.2 | Elect Richard Danzig | Mgmt | For | For | For | |||
1.3 | Elect Colin Goddard | Mgmt | For | For | For | |||
1.4 | Elect Maxine Gowen | Mgmt | For | For | For | |||
1.5 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For | |||
1.6 | Elect Argeris Karabelas | Mgmt | For | For | For | |||
1.7 | Elect John LaMattina | Mgmt | For | For | For | |||
1.8 | Elect Augustine Lawlor | Mgmt | For | For | For | |||
1.9 | Elect George Morrow | Mgmt | For | For | For | |||
1.10 | Elect Gregory Norden | Mgmt | For | For | For | |||
1.11 | Elect H. Thomas Watkins | Mgmt | For | For | For | |||
1.12 | Elect Robert Young | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Industrial & Commercial Bank Of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | CINS ADPV10686 | 02/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Fixed Assets Investment Budget | Mgmt | For | Abstain | Against | |||
2 | Elect OR Ching Fai | Mgmt | For | Against | Against | |||
Industrial and Commercial Bank of China Limited (ICBC China) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | CINS ADPV10686 | 11/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Issue of Subordinated Bonds | Mgmt | For | For | For | |||
4 | Elect JIANG Jianqing | Mgmt | For | Against | Against | |||
5 | Elect YANG Kaisheng | Mgmt | For | Against | Against | |||
6 | Elect Frank WONG Kwong Shing | Mgmt | For | Against | Against | |||
7 | Elect TIAN Guoqiang | Mgmt | For | Against | Against | |||
8 | Elect WANG Chixi as Supervisor | Mgmt | For | Against | Against | |||
9 | Elect HUAN Huiwu | Mgmt | For | Against | Against | |||
10 | Elect WANG Xiaoya | Mgmt | For | Against | Against | |||
11 | Elect GE Rongrong | Mgmt | For | Against | Against | |||
12 | Elect LI Jun | Mgmt | For | Against | Against | |||
13 | Elect WANG Xiaolan | Mgmt | For | Against | Against | |||
14 | Elect YAO Zhongli | Mgmt | For | Against | Against | |||
Jarden Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAH | CUSIP 471109108 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin Franklin | Mgmt | For | For | For | |||
1.2 | Elect James Lillie | Mgmt | For | For | For | |||
1.3 | Elect Michael Gross | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Jazz Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP 472147107 | 12/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Authority to Create Distributable Reserves | Mgmt | For | For | For | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
JinkoSolar Holding Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JKS | CUSIP 47759T100 | 09/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles - Change in Company Name | Mgmt | For | For | For | |||
2 | Elect Kangping Chen | Mgmt | For | Against | Against | |||
3 | Elect Xianhua Li | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Amendment to the Long Term Incentive Plan | Mgmt | For | Against | Against | |||
7 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dennis Archer | Mgmt | For | For | For | |||
1.2 | Elect Mark Vergnano | Mgmt | For | For | For | |||
1.3 | Elect Richard Goodman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Bell | Mgmt | For | For | For | |||
2 | Elect Crandall Bowles | Mgmt | For | For | For | |||
3 | Elect Stephen Burke | Mgmt | For | For | For | |||
4 | Elect David Cote | Mgmt | For | For | For | |||
5 | Elect James Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy Flynn | Mgmt | For | For | For | |||
8 | Elect Ellen Futter | Mgmt | For | For | For | |||
9 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||
11 | Elect William Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Juniper Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNPR | CUSIP 48203R104 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
1.2 | Elect Scott Kriens | Mgmt | For | For | For | |||
1.3 | Elect William Stensrud | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kemet Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEM | CUSIP 488360207 | 07/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank Brandenberg | Mgmt | For | For | For | |||
2 | Elect Joseph Borruso | Mgmt | For | For | For | |||
3 | Elect E. Erwin Maddrey II | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | 2011 Omnibus Equity Incentive Plan | Mgmt | For | For | For | |||
6 | Decrease of Authorized Common Stock | Mgmt | For | For | For | |||
7 | Approval of the Company's Second Restated Certificate of Incorporation | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
KEPCO Engineering & Construction Company, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
052690 | CINS Y4952G107 | 07/22/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect NA Gi Yong | Mgmt | For | Against | Against | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Corporate Auditors' Fees | Mgmt | For | For | For | |||
5 | Amendments to Articles | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Las Vegas Sands Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVS | CUSIP 517834107 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jason Ader | Mgmt | For | For | For | |||
1.2 | Elect Michael Leven | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey Schwartz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Liberty Media Corporation (Capital) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LCAPA | CUSIP 53071M302 | 09/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Evan Malone | Mgmt | For | For | For | |||
1.2 | Elect David Rapley | Mgmt | For | For | For | |||
1.3 | Elect Larry Romrell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | 2011 Nonemployee Director Incentive Plan | Mgmt | For | For | For | |||
5 | Company Name Change | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Localiza Rent A Car SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RENT3 | CINS P6330Z111 | 04/13/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
Localiza Rent A Car SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RENT3 | CINS P6330Z111 | 04/13/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Amendments to Articles Regarding Novo Mercado Regulations, Board Size, Audit Committee and Mandatory Takeover Bid | Mgmt | For | TNA | N/A | |||
3 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Lorillard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LO | CUSIP 544147101 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Almon | Mgmt | For | For | For | |||
2 | Elect Kit Dietz | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 06/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Leonard Berry | Mgmt | For | For | For | |||
1.4 | Elect Peter Browning | Mgmt | For | For | For | |||
1.5 | Elect Richard Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Dawn Hudson | Mgmt | For | For | For | |||
1.7 | Elect Robert Johnson | Mgmt | For | For | For | |||
1.8 | Elect Marshall Larsen | Mgmt | For | For | For | |||
1.9 | Elect Richard Lochridge | Mgmt | For | For | For | |||
1.10 | Elect Robert Niblock | Mgmt | For | For | For | |||
1.11 | Elect Eric Wiseman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
LyondellBasell Industries NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robin Buchanan | Mgmt | For | For | For | |||
2 | Elect Stephen Cooper | Mgmt | For | For | For | |||
3 | Elect Robert G. Gwin | Mgmt | For | For | For | |||
4 | Elect Marvin Schlanger | Mgmt | For | For | For | |||
5 | Approval of Annual Accounts | Mgmt | For | For | For | |||
6 | Officer Liability/Indemnification | Mgmt | For | For | For | |||
7 | Director Liability/Indemnification | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | |||
11 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | 2012 Global Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Boyce | Mgmt | For | Against | Against | |||
2 | Elect Pierre Brondeau | Mgmt | For | Against | Against | |||
3 | Elect Clarence Cazalot, Jr. | Mgmt | For | Against | Against | |||
4 | Elect Linda Cook | Mgmt | For | Against | Against | |||
5 | Elect Shirley Jackson | Mgmt | For | Against | Against | |||
6 | Elect Philip Lader | Mgmt | For | Against | Against | |||
7 | Elect Michael Phelps | Mgmt | For | Against | Against | |||
8 | Elect Dennis Reilley | Mgmt | For | Against | Against | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||
Mead Johnson Nutrition Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MJN | CUSIP 582839106 | 05/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen Golsby | Mgmt | For | For | For | |||
2 | Elect Steven Altschuler | Mgmt | For | For | For | |||
3 | Elect Howard Bernick | Mgmt | For | For | For | |||
4 | Elect Kimberly Casiano | Mgmt | For | For | For | |||
5 | Elect Anna Catalano | Mgmt | For | For | For | |||
6 | Elect Celeste Clark | Mgmt | For | For | For | |||
7 | Elect James Cornelius | Mgmt | For | For | For | |||
8 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||
9 | Elect Elliott Sigal | Mgmt | For | For | For | |||
10 | Elect Robert Singer | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Armin Kessler | Mgmt | For | For | For | |||
1.2 | Elect Robert Savage | Mgmt | For | For | For | |||
1.3 | Elect Glenn Sblendorio | Mgmt | For | For | For | |||
1.4 | Elect Melvin Spigelman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Brun | Mgmt | For | For | For | |||
2 | Elect Thomas Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas Glocer | Mgmt | For | For | For | |||
5 | Elect William Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos Represas | Mgmt | For | For | For | |||
9 | Elect Patricia Russo | Mgmt | For | For | For | |||
10 | Elect Craig Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell Weeks | Mgmt | For | For | For | |||
12 | Elect Peter Wendell | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Reviewing Political Spending or Lobbying | ShrHldr | Against | Against | For | |||
Meritor Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTOR | CUSIP 59001K100 | 01/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Devonshire | Mgmt | For | For | For | |||
1.2 | Elect Victoria Jackson | Mgmt | For | For | For | |||
1.3 | Elect James Marley | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Keane | Mgmt | For | For | For | |||
1.2 | Elect Catherine Kinney | Mgmt | For | For | For | |||
1.3 | Elect Hugh Price | Mgmt | For | For | For | |||
1.4 | Elect Kenton Sicchitano | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William Gates III | Mgmt | For | For | For | |||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||
7 | Elect David Marquardt | Mgmt | For | For | For | |||
8 | Elect Charles Noski | Mgmt | For | For | For | |||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||
Molycorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCP | CUSIP 608753109 | 05/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian Dolan | Mgmt | For | For | For | |||
1.2 | Elect John Graell | Mgmt | For | For | For | |||
1.3 | Elect Mark Smith | Mgmt | For | For | For | |||
2 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janine Fields | Mgmt | For | For | For | |||
2 | Elect Hugh Grant | Mgmt | For | For | For | |||
3 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
4 | Elect Robert Stevens | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Mosaic Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOS | CUSIP 61945C103 | 10/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nancy Cooper | Mgmt | For | For | For | |||
1.2 | Elect James Popowich | Mgmt | For | For | For | |||
1.3 | Elect James Prokopanko | Mgmt | For | For | For | |||
1.4 | Elect Steven Seibert | Mgmt | For | For | For | |||
2 | Elimination of Dual Class Stock | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
National Oilwell Varco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOV | CUSIP 637071101 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Merrill Miller, Jr. | Mgmt | For | For | For | |||
2 | Elect Greg Armstrong | Mgmt | For | For | For | |||
3 | Elect David Harrison | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 08/31/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Warmenhoven | Mgmt | For | For | For | |||
1.2 | Elect Nicholas Moore | Mgmt | For | For | For | |||
1.3 | Elect Thomas Georgens | Mgmt | For | For | For | |||
1.4 | Elect Jeffry Allen | Mgmt | For | For | For | |||
1.5 | Elect Alan Earhart | Mgmt | For | For | For | |||
1.6 | Elect Gerald Held | Mgmt | For | For | For | |||
1.7 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
1.8 | Elect George Shaheen | Mgmt | For | For | For | |||
1.9 | Elect Robert Wall | Mgmt | For | For | For | |||
1.10 | Elect Richard Wallace | Mgmt | For | For | For | |||
2 | Amendment to the 1999 Stock Option Plan | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Nielsen Holdings N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NLSN | CUSIP N63218106 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Indemnification of Directors | Mgmt | For | For | For | |||
3 | Elect David Calhoun | Mgmt | For | Against | Against | |||
4 | Elect James Attwood, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Richard Bressler | Mgmt | For | Against | Against | |||
6 | Elect Simon Brown | Mgmt | For | Against | Against | |||
7 | Elect Michael Chae | Mgmt | For | Against | Against | |||
8 | Elect Patrick Healy | Mgmt | For | Against | Against | |||
9 | Elect Karen Hoguet | Mgmt | For | Against | Against | |||
10 | Elect James Kilts | Mgmt | For | Against | Against | |||
11 | Elect Iain Leigh | Mgmt | For | Against | Against | |||
12 | Elect Eliot Merrill | Mgmt | For | Against | Against | |||
13 | Elect Alexander Navab | Mgmt | For | Against | Against | |||
14 | Elect Robert Pozen | Mgmt | For | Against | Against | |||
15 | Elect Robert Reid | Mgmt | For | Against | Against | |||
16 | Elect Scott Schoen | Mgmt | For | Against | Against | |||
17 | Elect Javier Teruel | Mgmt | For | Against | Against | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Appointment of Auditor to Audit the Dutch Annual Accounts | Mgmt | For | For | For | |||
20 | Extension of Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Nissan Motor Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7201 | CINS J57160129 | 06/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Greg Kelly | Mgmt | For | For | For | |||
4 | Elect Masahiko Aoki | Mgmt | For | Against | Against | |||
5 | Elect Shigetoshi Andoh | Mgmt | For | Against | Against | |||
Noble Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NE | CUSIP H5833N103 | 04/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Julie Edwards | Mgmt | For | For | For | |||
2.2 | Elect David Williams | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | Against | Against | |||
6 | Discharge of Directors & Officers for Fiscal Year 2011 | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | 1991 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | |||
Noble Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBL | CUSIP 655044105 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey Berenson | Mgmt | For | For | For | |||
2 | Elect Michael Cawley | Mgmt | For | For | For | |||
3 | Elect Edward Cox | Mgmt | For | For | For | |||
4 | Elect Charles Davidson | Mgmt | For | For | For | |||
5 | Elect Thomas Edelman | Mgmt | For | For | For | |||
6 | Elect Eric Grubman | Mgmt | For | For | For | |||
7 | Elect Kirby Hedrick | Mgmt | For | For | For | |||
8 | Elect Scott Urban | Mgmt | For | For | For | |||
9 | Elect William Van Kleef | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley Bush | Mgmt | For | For | For | |||
2 | Elect Lewis Coleman | Mgmt | For | For | For | |||
3 | Elect Victor Fazio | Mgmt | For | For | For | |||
4 | Elect Donald Felsinger | Mgmt | For | For | For | |||
5 | Elect Stephen Frank | Mgmt | For | For | For | |||
6 | Elect Bruce Gordon | Mgmt | For | For | For | |||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl Krapek | Mgmt | For | For | For | |||
9 | Elect Richard Myers | Mgmt | For | For | For | |||
10 | Elect Aulana Peters | Mgmt | For | For | For | |||
11 | Elect Gary Roughead | Mgmt | For | For | For | |||
12 | Elect Thomas Schoewe | Mgmt | For | For | For | |||
13 | Elect Kevin Sharer | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendment to Remove Requirement of Shareholder Approval for Significant Actions | Mgmt | For | For | For | |||
17 | Additional Rights of Action by Written Consent | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Office Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ODP | CUSIP 676220106 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Neil Austrian | Mgmt | For | For | For | |||
2 | Elect Justin Bateman | Mgmt | For | For | For | |||
3 | Elect Thomas Colligan | Mgmt | For | For | For | |||
4 | Elect Marsha Evans | Mgmt | For | For | For | |||
5 | Elect Brenda Gaines | Mgmt | For | For | For | |||
6 | Elect W. Scott Hedrick | Mgmt | For | For | For | |||
7 | Elect Kathleen Mason | Mgmt | For | For | For | |||
8 | Elect James Rubin | Mgmt | For | For | For | |||
9 | Elect Raymond Svider | Mgmt | For | For | For | |||
10 | Elect Nigel Travis | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
OfficeMax Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMX | CUSIP 67622P101 | 04/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Bryant | Mgmt | For | For | For | |||
2 | Elect Joseph DePinto | Mgmt | For | For | For | |||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
4 | Elect V. James Marino | Mgmt | For | For | For | |||
5 | Elect William Montgoris | Mgmt | For | For | For | |||
6 | Elect Francesca Ruiz de Luzuriaga | Mgmt | For | For | For | |||
7 | Elect Ravichandra Saligram | Mgmt | For | For | For | |||
8 | Elect David Szymanski | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Owens Corning | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OC | CUSIP 690742101 | 04/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Norman Blake, Jr. | Mgmt | For | For | For | |||
1.2 | Elect James McMonagle | Mgmt | For | For | For | |||
1.3 | Elect W. Howard Morris | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Parker-Hannifin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PH | CUSIP 701094104 | 10/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | |||
1.2 | Elect Linda Harty | Mgmt | For | For | For | |||
1.3 | Elect William Kassling | Mgmt | For | For | For | |||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | |||
1.5 | Elect Klaus-Peter Muller | Mgmt | For | For | For | |||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | |||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | |||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | |||
1.9 | Elect Ake Svensson | Mgmt | For | For | For | |||
1.10 | Elect James Wainscott | Mgmt | For | For | For | |||
1.11 | Elect Donald Washkewicz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | For | Against | |||
PDG Realty S.A. Empreendimentos e Participacoes | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PDGR3 | CINS P7649U108 | 09/29/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Approval to Split Subscription Warrants | Mgmt | For | TNA | N/A | |||
4 | Amendments to Terms of Subscription Warrants | Mgmt | For | TNA | N/A | |||
5 | Amendments to Terms of Subscription Warrants | Mgmt | For | TNA | N/A | |||
6 | Amendments to Terms of Subscription Warrants | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Substitution of Class 1 D Series Subscription Warrants Certificates | Mgmt | For | TNA | N/A | |||
Perfect World Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PWRD | CUSIP 71372U104 | 08/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 01/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Appointment of Appraiser | Mgmt | For | For | For | |||
2 | Valuation Report | Mgmt | For | For | For | |||
3 | Spin-off Agreement | Mgmt | For | For | For | |||
4 | Spin-Off | Mgmt | For | For | For | |||
5 | Ratification of Appointment of Appraiser | Mgmt | For | For | For | |||
6 | Valuation Report | Mgmt | For | For | For | |||
7 | Merger Agreement | Mgmt | For | For | For | |||
8 | Merger by Absorption | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 02/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding Management Board | Mgmt | For | For | For | |||
2 | Elect Maria das Gracas Silva Foster | Mgmt | For | Against | Against | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 03/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Capital Expenditure Budget | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Election of Directors | Mgmt | For | Against | Against | |||
5 | Election of Board Member(s) Representative of Minority/Preferred Shareholders | Mgmt | For | Against | Against | |||
6 | Election of Chairman of the Board | Mgmt | For | For | For | |||
7 | Election of Supervisory Council Members | Mgmt | For | For | For | |||
8 | Election of Supervisory Council Member(s) Representative of Minority/Preferred Shareholders | Mgmt | For | Against | Against | |||
9 | Remuneration Policy | Mgmt | For | For | For | |||
10 | Capitalization of Reserves w/o Share Issue | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 08/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 12/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Mergers by Absorption | Mgmt | For | For | For | |||
2 | Elect Josue Christiano Gomes da Silva | Mgmt | For | Against | Against | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Frances Fergusson | Mgmt | For | For | For | |||
5 | Elect William Gray, III | Mgmt | For | For | For | |||
6 | Elect Helen Hobbs | Mgmt | For | For | For | |||
7 | Elect Constance Horner | Mgmt | For | For | For | |||
8 | Elect James Kilts | Mgmt | For | For | For | |||
9 | Elect George Lorch | Mgmt | For | For | For | |||
10 | Elect John Mascotte | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ian Read | Mgmt | For | For | For | |||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||
14 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio Noto | Mgmt | For | For | For | |||
10 | Elect Robert Polet | Mgmt | For | For | For | |||
11 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
12 | Elect Stephen Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2012 Performance Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Formation of Ethics Committee | ShrHldr | Against | Against | For | |||
Ping An Insurance (Group) Company of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2318 | CINS Y69790106 | 02/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
4 | Type of securities | Mgmt | For | For | For | |||
5 | Issue size | Mgmt | For | For | For | |||
6 | Par value and issue price | Mgmt | For | For | For | |||
7 | Term | Mgmt | For | For | For | |||
8 | Interest rate | Mgmt | For | For | For | |||
9 | Method and timing of the interest payment | Mgmt | For | For | For | |||
10 | Conversion period | Mgmt | For | For | For | |||
11 | CB Conversion Price | Mgmt | For | For | For | |||
12 | Downward adjustment to CB Conversion Price | Mgmt | For | For | For | |||
13 | Number of Shares for Conversion | Mgmt | For | For | For | |||
14 | Terms of redemption | Mgmt | For | For | For | |||
15 | Terms of sale back | Mgmt | For | For | For | |||
16 | Entitlement to dividend of the year of conversion | Mgmt | For | For | For | |||
17 | Method of issuance and target subscribers | Mgmt | For | For | For | |||
18 | Subscription Arrangement | Mgmt | For | For | For | |||
19 | Relevant matters of CB Holders’ meetings | Mgmt | For | For | For | |||
20 | Use of proceeds | Mgmt | For | For | For | |||
21 | Special provisions in relation to solvency capital | Mgmt | For | For | For | |||
22 | Guarantee and security | Mgmt | For | For | For | |||
23 | Validity period | Mgmt | For | For | For | |||
24 | Ratification of Board Acts | Mgmt | For | For | For | |||
25 | Feasibility Analysis on Use of Proceeds | Mgmt | For | For | For | |||
26 | Report on Use of Proceeds from Previous Fund Raising Activities | Mgmt | For | For | For | |||
27 | Elect FAN Mingchun | Mgmt | For | Against | Against | |||
Polycom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLCM | CUSIP 73172K104 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew Miller | Mgmt | For | For | For | |||
2 | Elect Betsy Atkins | Mgmt | For | For | For | |||
3 | Elect David DeWalt | Mgmt | For | For | For | |||
4 | Elect John Kelley, Jr. | Mgmt | For | For | For | |||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
6 | Elect William Owens | Mgmt | For | For | For | |||
7 | Elect Kevin Parker | Mgmt | For | For | For | |||
8 | Amendment to the Performance Bonus Plan | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Potash Corporation of Saskatchewan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POT | CUSIP 73755L107 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher Burley | Mgmt | For | For | For | |||
1.2 | Elect Donald Chynoweth | Mgmt | For | For | For | |||
1.3 | Elect Daniel Clauw | Mgmt | For | For | For | |||
1.4 | Elect William Doyle | Mgmt | For | For | For | |||
1.5 | Elect John Estey | Mgmt | For | For | For | |||
1.6 | Elect Gerald Grandey | Mgmt | For | For | For | |||
1.7 | Elect Charles Hoffman | Mgmt | For | For | For | |||
1.8 | Elect Dallas Howe | Mgmt | For | For | For | |||
1.9 | Elect Alice Laberge | Mgmt | For | For | For | |||
1.10 | Elect Keith Martell | Mgmt | For | For | For | |||
1.11 | Elect Jeffrey McCaig | Mgmt | For | For | For | |||
1.12 | Elect Mary Mogford | Mgmt | For | For | For | |||
1.13 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Performance Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/16/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Don Graber | Mgmt | For | For | For | |||
1.2 | Elect Lester Lyles | Mgmt | For | For | For | |||
1.3 | Elect Timothy Wicks | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
priceline.com Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For | |||
1.2 | Elect Ralph Bahna | Mgmt | For | For | For | |||
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Jan Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For | |||
1.6 | Elect James Guyette | Mgmt | For | For | For | |||
1.7 | Elect Nancy Peretsman | Mgmt | For | For | For | |||
1.8 | Elect Craig Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||
1.6 | Elect Paul Jacobs | Mgmt | For | For | For | |||
1.7 | Elect Robert Kahn | Mgmt | For | For | For | |||
1.8 | Elect Sherry Lansing | Mgmt | For | For | For | |||
1.9 | Elect Duane Nelles | Mgmt | For | For | For | |||
1.10 | Elect Francisco Ros | Mgmt | For | For | For | |||
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
1.12 | Elect Marc Stern | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Plurality Voting Standard for Election of Directors | Mgmt | For | For | For | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Chris Lynch | Mgmt | For | For | For | |||
4 | Elect John Varley | Mgmt | For | For | For | |||
5 | Elect Tom Albanese | Mgmt | For | For | For | |||
6 | Elect Robert Brown | Mgmt | For | For | For | |||
7 | Elect Vivienne Cox | Mgmt | For | For | For | |||
8 | Elect Jan du Plessis | Mgmt | For | For | For | |||
9 | Elect Guy Elliott | Mgmt | For | For | For | |||
10 | Elect Michael Fitzpatrick | Mgmt | For | For | For | |||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||
12 | Elect Richard Goodmanson | Mgmt | For | For | For | |||
13 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | |||
14 | Elect Paul Tellier | Mgmt | For | For | For | |||
15 | Elect Samuel Walsh | Mgmt | For | For | For | |||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
17 | Global Employee Share Plan | Mgmt | For | For | For | |||
18 | Share Savings Plan Renewal | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Rossi Residencial S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RSID3 | CINS P8172J106 | 11/21/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Reconciliation of Share Capital | Mgmt | For | TNA | N/A | |||
4 | Reconciliation of Share Capital | Mgmt | For | TNA | N/A | |||
5 | Amendments to Article 23 | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles Regarding Novo Mercado Regulations | Mgmt | For | TNA | N/A | |||
7 | Elect Heitor Cantergiani | Mgmt | For | TNA | N/A | |||
Rossi Residencial S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RSID3 | CINS P8172J106 | 12/09/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Amendment to Article 22 | Mgmt | For | TNA | N/A | |||
4 | Amendment to Article 46 | Mgmt | For | TNA | N/A | |||
5 | Elect Eduardo Rossi Cuppoloni | Mgmt | For | TNA | N/A | |||
6 | Publication of Company Notices | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig Ramsey | Mgmt | For | For | For | |||
2 | Elect Sanford Robertson | Mgmt | For | For | For | |||
3 | Elect Maynard Webb | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Marks | Mgmt | For | For | For | |||
2 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||
3 | Elect Irwin Federman | Mgmt | For | For | For | |||
4 | Elect Steven Gomo | Mgmt | For | For | For | |||
5 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||
6 | Elect Chenming Hu | Mgmt | For | For | For | |||
7 | Elect Catherine Lego | Mgmt | For | For | For | |||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sands China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1928 | CINS G7800X107 | 06/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Sheldon Adelson | Mgmt | For | Against | Against | |||
6 | Elect Edward Tracy | Mgmt | For | Against | Against | |||
7 | Elect William LAU Wong | Mgmt | For | Against | Against | |||
8 | Elect Irwin Siegel | Mgmt | For | Against | Against | |||
9 | Elect Rachel CHIANG Yun | Mgmt | For | Against | Against | |||
10 | Elect Iain Bruce | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Currie | Mgmt | For | For | For | |||
2 | Elect Anthony Isaac | Mgmt | For | For | For | |||
3 | Elect K.V. Kamath | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Adrian Lajous | Mgmt | For | For | For | |||
7 | Elect Michael Marks | Mgmt | For | For | For | |||
8 | Elect Elizabeth Moler | Mgmt | For | For | For | |||
9 | Elect Lubna Olayan | Mgmt | For | For | For | |||
10 | Elect Leo Reif | Mgmt | For | For | For | |||
11 | Elect Tore Sandvold | Mgmt | For | For | For | |||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors | Mgmt | For | For | For | |||
Sequenom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SQNM | CUSIP 817337405 | 06/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ernst-Gunter Afting | Mgmt | For | For | For | |||
1.2 | Elect Kenneth Buechler | Mgmt | For | For | For | |||
1.3 | Elect John Fazio | Mgmt | For | For | For | |||
1.4 | Elect Harry Hixson, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Richard Lerner | Mgmt | For | Withhold | Against | |||
1.6 | Elect Ronald Lindsay | Mgmt | For | For | For | |||
1.7 | Elect David Pendarvis | Mgmt | For | For | For | |||
1.8 | Elect Charles Slacik | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
SINA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SINA | CUSIP G81477104 | 11/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pehong Chen | Mgmt | For | Against | Against | |||
2 | Elect Lip-Bu Tan | Mgmt | For | Against | Against | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
Sirius XM Radio Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIRI | CUSIP 82967N108 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joan Amble | Mgmt | For | For | For | |||
1.2 | Elect Leon Black | Mgmt | For | Withhold | Against | |||
1.3 | Elect Lawrence Gilberti | Mgmt | For | For | For | |||
1.4 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||
1.5 | Elect James Holden | Mgmt | For | For | For | |||
1.6 | Elect Mel Karmazin | Mgmt | For | For | For | |||
1.7 | Elect James Mooney | Mgmt | For | For | For | |||
1.8 | Elect Jack Shaw | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Skyworks Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWKS | CUSIP 83088M102 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David McLachlan | Mgmt | For | For | For | |||
1.2 | Elect David Aldrich | Mgmt | For | For | For | |||
1.3 | Elect Kevin Beebe | Mgmt | For | For | For | |||
1.4 | Elect Moiz Beguwala | Mgmt | For | For | For | |||
1.5 | Elect Timothy Furey | Mgmt | For | For | For | |||
1.6 | Elect Balakrishnan Iyer | Mgmt | For | For | For | |||
1.7 | Elect Thomas Leonard | Mgmt | For | For | For | |||
1.8 | Elect David McGlade | Mgmt | For | For | For | |||
1.9 | Elect Robert Schriesheim | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Skyworth Digital Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
751 | CINS G8181C100 | 08/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect ZHANG Xuebin | Mgmt | For | Against | Against | |||
6 | Elect LIN Wei Ping | Mgmt | For | Against | Against | |||
7 | Elect SHI Chi | Mgmt | For | Against | Against | |||
8 | Elect LI Weibin | Mgmt | For | Against | Against | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Refreshment of Share Option Scheme | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Sodastream International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SODA | CUSIP M9068E105 | 12/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Birnbaum | Mgmt | For | For | For | |||
2 | Approval and Ratification of a Bonus and Options to the CEO | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Southwestern Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWN | CUSIP 845467109 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Epley, Jr. | Mgmt | For | For | For | |||
2 | Elect Robert Howard | Mgmt | For | For | For | |||
3 | Elect Catherine Kehr | Mgmt | For | For | For | |||
4 | Elect Greg Kerley | Mgmt | For | For | For | |||
5 | Elect Harold Korell | Mgmt | For | For | For | |||
6 | Elect Vello Kuuskraa | Mgmt | For | For | For | |||
7 | Elect Kenneth Mourton | Mgmt | For | For | For | |||
8 | Elect Steven Mueller | Mgmt | For | For | For | |||
9 | Elect Charles Scharlau | Mgmt | For | For | For | |||
10 | Elect Alan Stevens | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Stanley Black & Decker, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWK | CUSIP 854502101 | 04/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick Campbell | Mgmt | For | For | For | |||
1.2 | Elect Benjamin Griswold, IV | Mgmt | For | For | For | |||
1.3 | Elect Eileen Kraus | Mgmt | For | For | For | |||
1.4 | Elect Robert Ryan | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | 2012 Management Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Staples, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPLS | CUSIP 855030102 | 06/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil Anderson | Mgmt | For | For | For | |||
2 | Elect Arthur Blank | Mgmt | For | For | For | |||
3 | Elect David Faust | Mgmt | For | For | For | |||
4 | Elect Justin King | Mgmt | For | For | For | |||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
6 | Elect Rowland Moriarty | Mgmt | For | For | For | |||
7 | Elect Robert Nakasone | Mgmt | For | For | For | |||
8 | Elect Ronald Sargent | Mgmt | For | For | For | |||
9 | Elect Elizabeth Smith | Mgmt | For | For | For | |||
10 | Elect Robert Sulentic | Mgmt | For | For | For | |||
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | |||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||
13 | Action by Written Consent | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2010 Long Term Cash Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Executive Officer Incentive Plan | Mgmt | For | For | For | |||
17 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect William Bradley | Mgmt | For | For | For | |||
3 | Elect Mellody Hobson | Mgmt | For | For | For | |||
4 | Elect Kevin Johnson | Mgmt | For | For | For | |||
5 | Elect Olden Lee | Mgmt | For | For | For | |||
6 | Elect Joshua Ramo | Mgmt | For | For | For | |||
7 | Elect James Shennan, Jr. | Mgmt | For | For | For | |||
8 | Elect Clara Shih | Mgmt | For | For | For | |||
9 | Elect Javier Teruel | Mgmt | For | For | For | |||
10 | Elect Myron Ullman III | Mgmt | For | For | For | |||
11 | Elect Craig Weatherup | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Executive Management Bonus Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||
2 | Elect Peter Coym | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||
5 | Elect David Gruber | Mgmt | For | For | For | |||
6 | Elect Linda Hill | Mgmt | For | For | For | |||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||
9 | Elect Richard Sergel | Mgmt | For | For | For | |||
10 | Elect Ronald Skates | Mgmt | For | For | For | |||
11 | Elect Gregory Summe | Mgmt | For | For | For | |||
12 | Elect Robert Weissman | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Stryker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYK | CUSIP 863667101 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | |||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | |||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | |||
1.5 | Elect Allan Golston | Mgmt | For | For | For | |||
1.6 | Elect Howard Lance | Mgmt | For | For | For | |||
1.7 | Elect William Parfet | Mgmt | For | For | For | |||
1.8 | Elect Ronda Stryker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Re-approval of the Executive Bonus Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roxanne Austin | Mgmt | For | Against | Against | |||
2 | Elect Calvin Darden | Mgmt | For | Against | Against | |||
3 | Elect Mary Dillon | Mgmt | For | Against | Against | |||
4 | Elect James Johnson | Mgmt | For | Against | Against | |||
5 | Elect Mary Minnick | Mgmt | For | Against | Against | |||
6 | Elect Anne Mulcahy | Mgmt | For | Against | Against | |||
7 | Elect Derica Rice | Mgmt | For | Against | Against | |||
8 | Elect Stephen Sanger | Mgmt | For | Against | Against | |||
9 | Elect Gregg Steinhafel | Mgmt | For | Against | Against | |||
10 | Elect John Stumpf | Mgmt | For | Against | Against | |||
11 | Elect Solomon Trujillo | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of the Short Term Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | |||
TE Connectivity Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP H84989104 | 03/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pierre Brondeau | Mgmt | For | For | For | |||
2 | Elect Juergen Gromer | Mgmt | For | For | For | |||
3 | Elect William Jeffrey | Mgmt | For | For | For | |||
4 | Elect Thomas Lynch | Mgmt | For | For | For | |||
5 | Elect NAM Yong | Mgmt | For | For | For | |||
6 | Elect Daniel Phelan | Mgmt | For | For | For | |||
7 | Elect Frederic Poses | Mgmt | For | For | For | |||
8 | Elect Lawrence Smith | Mgmt | For | For | For | |||
9 | Elect Paula Sneed | Mgmt | For | For | For | |||
10 | Elect David Steiner | Mgmt | For | For | For | |||
11 | Election John Van Scoter | Mgmt | For | For | For | |||
12 | 2011 Annual Report | Mgmt | For | For | For | |||
13 | Statutory Financial Statements | Mgmt | For | For | For | |||
14 | Consolidated Financial Statements | Mgmt | For | For | For | |||
15 | Release Board of Directors and Executive Officers | Mgmt | For | For | For | |||
16 | Deloitte & Touche | Mgmt | For | For | For | |||
17 | Deloitte AG, Zurich | Mgmt | For | For | For | |||
18 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Amendment to the 2007 Stock and Incentive Plan | Mgmt | For | For | For | |||
21 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Dividend Distribution Through a Reduction of Capital | Mgmt | For | For | For | |||
24 | Reallocation of Free Reserves to Legal Reserves | Mgmt | For | For | For | |||
25 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Telefonaktiebolaget LM Ericsson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ERIC.A | CUSIP 294821608 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Presiding Chairman | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Board Size | Mgmt | For | Against | Against | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Election of Directors | Mgmt | For | Against | Against | |||
8 | Nomination Committee | Mgmt | For | For | For | |||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Compensation Guidelines | Mgmt | For | For | For | |||
12 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Authority to Issue, Transfer and Repurchase Shares Pursuant 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Equity Swap Agreement Pursuant 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | 2012 Key Contributor Retention Plan | Mgmt | For | Against | Against | |||
16 | Authority to Issue, Transfer and Purchase Shares Pursuant 2012 Key Contributor Retention Plan | Mgmt | For | Against | Against | |||
17 | Equity Swap Agreement Pursuant 2012 Key Contributor Retention Plan | Mgmt | For | Against | Against | |||
18 | 2012 Executive Performance Stock Plan | Mgmt | For | Against | Against | |||
19 | Authority to Issue, Transfer and Repurchase Shares Pursuant 2012 Executive Performance Stock Plan | Mgmt | For | Against | Against | |||
20 | Equity Swap Agreement Pursuant 2012 Executive Performance Stock Plan | Mgmt | For | Against | Against | |||
21 | Authority to Issue Treasury Shares Pursuant to Existing LTIPs | Mgmt | For | Against | Against | |||
22 | Shareholder Proposal Regarding Unequal Voting Rights | Mgmt | For | For | For | |||
Tenneco Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEN | CUSIP 880349105 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis Letham | Mgmt | For | For | For | |||
2 | Elect Hari Nair | Mgmt | For | For | For | |||
3 | Elect Roger Porter | Mgmt | For | For | For | |||
4 | Elect David Price, Jr. | Mgmt | For | For | For | |||
5 | Elect Gregg Sherrill | Mgmt | For | For | For | |||
6 | Elect Paul Stecko | Mgmt | For | For | For | |||
7 | Elect Mitsunobu Takeuchi | Mgmt | For | For | For | |||
8 | Elect Jane Warner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tesla Motors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSLA | CUSIP 88160R101 | 06/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Antonio Gracias | Mgmt | For | For | For | |||
1.2 | Elect Kimbal Musk | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 09/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Chaim Hurvitz | Mgmt | For | For | For | |||
3 | Elect Ory Slonim | Mgmt | For | For | For | |||
4 | Elect Dan Suesskind | Mgmt | For | For | For | |||
5 | Elect Joseph Nitzani | Mgmt | For | For | For | |||
6 | Elect Dafna Schwartz | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | |||
9 | Remuneration of Moshe Many | Mgmt | For | For | For | |||
10 | Reimbursement of Phillip Frost's Travel Expenses | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Daniel Carp | Mgmt | For | For | For | |||
3 | Elect Carrie Cox | Mgmt | For | For | For | |||
4 | Elect Pamela Patsley | Mgmt | For | For | For | |||
5 | Elect Robert Sanchez | Mgmt | For | For | For | |||
6 | Elect Wayne Sanders | Mgmt | For | For | For | |||
7 | Elect Ruth Simmons | Mgmt | For | For | For | |||
8 | Elect Richard Templeton | Mgmt | For | For | For | |||
9 | Elect Christine Whitman | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
The Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy Bechtle | Mgmt | For | For | For | |||
2 | Elect Walter Bettinger II | Mgmt | For | For | For | |||
3 | Elect C. Preston Butcher | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary Cohn | Mgmt | For | For | For | |||
4 | Elect Claes Dahlback | Mgmt | For | For | For | |||
5 | Elect Stephen Friedman | Mgmt | For | For | For | |||
6 | Elect William George | Mgmt | For | For | For | |||
7 | Elect James Johnson | Mgmt | For | For | For | |||
8 | Elect Lakshmi Mittal | Mgmt | For | For | For | |||
9 | Elect James Schiro | Mgmt | For | For | For | |||
10 | Elect Debra Spar | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
The Goodyear Tire & Rubber Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GT | CUSIP 382550101 | 04/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Conaty | Mgmt | For | For | For | |||
2 | Elect James Firestone | Mgmt | For | For | For | |||
3 | Elect Werner Geissler | Mgmt | For | For | For | |||
4 | Elect Peter Hellman | Mgmt | For | For | For | |||
5 | Elect Richard Kramer | Mgmt | For | For | For | |||
6 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
7 | Elect Shirley Peterson | Mgmt | For | For | For | |||
8 | Elect Stephanie Streeter | Mgmt | For | For | For | |||
9 | Elect Thomas Weidemeyer | Mgmt | For | For | For | |||
10 | Elect Michael Wessel | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Allardice III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | |||
4 | Elect Liam McGee | Mgmt | For | For | For | |||
5 | Elect Kathryn Mikells | Mgmt | For | For | For | |||
6 | Elect Michael Morris | Mgmt | For | For | For | |||
7 | Elect Thomas Renyi | Mgmt | For | For | For | |||
8 | Elect Charles Strauss | Mgmt | For | For | For | |||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela Braly | Mgmt | For | For | For | |||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
3 | Elect Scott Cook | Mgmt | For | For | For | |||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | |||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
8 | Elect Margaret Whitman | Mgmt | For | For | For | |||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | |||
10 | Elect Patricia Woertz | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Technical Amendments Regarding Preferred Stock | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHldr | Against | Against | For | |||
The Timken Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TKR | CUSIP 887389104 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Ralston | Mgmt | For | For | For | |||
1.2 | Elect John Reilly | Mgmt | For | For | For | |||
1.3 | Elect John Timken, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Jacqueline Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||
2 | Elect John Chen | Mgmt | For | For | For | |||
3 | Elect Judith Estrin | Mgmt | For | For | For | |||
4 | Elect Robert Iger | Mgmt | For | For | For | |||
5 | Elect Fred Langhammer | Mgmt | For | For | For | |||
6 | Elect Aylwin Lewis | Mgmt | For | For | For | |||
7 | Elect Monica Lozano | Mgmt | For | For | For | |||
8 | Elect Robert Matschullat | Mgmt | For | For | For | |||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
10 | Elect Orin Smith | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Martin Harris | Mgmt | For | For | For | |||
2 | Elect Judy Lewent | Mgmt | For | For | For | |||
3 | Elect Jim Manzi | Mgmt | For | For | For | |||
4 | Elect Lars Sorenson | Mgmt | For | For | For | |||
5 | Elect Elaine Ullian | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barksdale | Mgmt | For | For | For | |||
2 | Elect William Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica Einhorn | Mgmt | For | For | For | |||
8 | Elect Fred Hassan | Mgmt | For | For | For | |||
9 | Elect Kenneth Novack | Mgmt | For | For | For | |||
10 | Elect Paul Wachter | Mgmt | For | For | For | |||
11 | Elect Deborah Wright | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Tronox Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRXAQ | CUSIP 897051108 | 05/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
TRW Automotive Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRW | CUSIP 87264S106 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Albaugh | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert Friedman | Mgmt | For | For | For | |||
1.3 | Elect J. Michael Losh | Mgmt | For | Withhold | Against | |||
1.4 | Elect David. Taylor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3.1 | Elect Edward Breen | Mgmt | For | For | For | |||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
3.7 | Elect John Krol | Mgmt | For | For | For | |||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | |||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||
3.12 | Elect R. David Yost | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Consolidation of Reserves | Mgmt | For | For | For | |||
9 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendments to Articles of Association | Mgmt | For | For | For | |||
Unisys Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UIS | CUSIP 909214306 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. Edward Coleman | Mgmt | For | For | For | |||
2 | Elect Alison Davis | Mgmt | For | For | For | |||
3 | Elect Nathaniel Davis | Mgmt | For | For | For | |||
4 | Elect James Duderstadt | Mgmt | For | For | For | |||
5 | Elect Henry Duques | Mgmt | For | For | For | |||
6 | Elect Matthew Espe | Mgmt | For | For | For | |||
7 | Elect Denise Fletcher | Mgmt | For | For | For | |||
8 | Elect Leslie Kenne | Mgmt | For | For | For | |||
9 | Elect Lee Roberts | Mgmt | For | For | For | |||
10 | Elect Paul Weaver | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen Kullman | Mgmt | For | For | For | |||
7 | Elect Richard McCormick | Mgmt | For | For | For | |||
8 | Elect Harold McGraw III | Mgmt | For | For | For | |||
9 | Elect Richard Myers | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
12 | Elect Christine Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
United Therapeutics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTHR | CUSIP 91307C102 | 06/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martine A. Rothblatt | Mgmt | For | For | For | |||
1.2 | Elect Louis Sullivan | Mgmt | For | For | For | |||
1.3 | Elect Raymond Kurzweil | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Valeo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FR | CINS F96221126 | 06/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Elect Thierry Moulonguet | Mgmt | For | Against | Against | |||
7 | Elect Georges Pauget | Mgmt | For | Against | Against | |||
8 | Elect Ulrike Steinhorst | Mgmt | For | Against | Against | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
14 | Authority to Grant Restricted Shares | Mgmt | For | For | For | |||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Vedanta Resources plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VED | CINS G9328D100 | 06/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Disposal of Interests in Vedanta Aluminum, Sterlite Industries and MALCO | Mgmt | For | For | For | |||
2 | Disposal of 38.7% Stake in Cairn India | Mgmt | For | For | For | |||
Vedanta Resources plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VED | CINS G9328D100 | 07/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Navin Agarwal | Mgmt | For | For | For | |||
5 | Elect Naresh Chandra | Mgmt | For | Against | Against | |||
6 | Elect Aman Mehta | Mgmt | For | Against | Against | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Verisk Analytics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRSK | CUSIP 92345Y106 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Hyatt Brown | Mgmt | For | For | For | |||
1.2 | Elect Glen Dell | Mgmt | For | For | For | |||
1.3 | Elect Samuel Liss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Carrion | Mgmt | For | For | For | |||
2 | Elect Melanie Healey | Mgmt | For | For | For | |||
3 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
4 | Elect Robert Lane | Mgmt | For | For | For | |||
5 | Elect Lowell McAdam | Mgmt | For | For | For | |||
6 | Elect Sandra Moose | Mgmt | For | For | For | |||
7 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
8 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
10 | Elect Hugh Price | Mgmt | For | For | For | |||
11 | Elect Rodney Slater | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Coughlan | Mgmt | For | For | For | |||
2 | Elect Mary Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
4 | Elect Robert Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Johnson | Mgmt | For | For | For | |||
7 | Elect David Pang | Mgmt | For | For | For | |||
8 | Elect Joseph Saunders | Mgmt | For | For | For | |||
9 | Elect William Shanahan | Mgmt | For | For | For | |||
10 | Elect John Swainson | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2007 Equity Incentive Compenastion Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
VMware, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMW | CUSIP 928563402 | 05/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Volkswagen AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOW | CINS D94523103 | 04/19/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
Warner Chilcott plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCRX | CUSIP G94368100 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Bloem | Mgmt | For | For | For | |||
2 | Elect Roger Boissonneault | Mgmt | For | For | For | |||
3 | Elect John King | Mgmt | For | For | For | |||
4 | Elect Patrick O'Sullivan | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine Chao | Mgmt | For | For | For | |||
3 | Elect John Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd Dean | Mgmt | For | For | For | |||
5 | Elect Susan Engel | Mgmt | For | For | For | |||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
7 | Elect Donald James | Mgmt | For | For | For | |||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | |||
9 | Elect Nicholas Moore | Mgmt | For | For | For | |||
10 | Elect Federico Pena | Mgmt | For | For | For | |||
11 | Elect Philip Quigley | Mgmt | For | For | For | |||
12 | Elect Judith Runstad | Mgmt | For | For | For | |||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||
14 | Elect John Stumpf | Mgmt | For | For | For | |||
15 | Elect Susan Swenson | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Cumulative Voting in Contested Elections | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||
Western Digital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDC | CUSIP 958102105 | 11/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathleen Cote | Mgmt | For | For | For | |||
2 | Elect John Coyne | Mgmt | For | For | For | |||
3 | Elect Henry DeNero | Mgmt | For | For | For | |||
4 | Elect William Kimsey | Mgmt | For | For | For | |||
5 | Elect Michael Lambert | Mgmt | For | For | For | |||
6 | Elect Len Lauer | Mgmt | For | For | For | |||
7 | Elect Matthew Massengill | Mgmt | For | For | For | |||
8 | Elect Roger Moore | Mgmt | For | For | For | |||
9 | Elect Thomas Pardun | Mgmt | For | For | For | |||
10 | Elect Arif Shakeel | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Xerox Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRX | CUSIP 984121103 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glenn Britt | Mgmt | For | For | For | |||
2 | Elect Ursula Burns | Mgmt | For | For | For | |||
3 | Elect Richard Harrington | Mgmt | For | For | For | |||
4 | Elect William Hunter | Mgmt | For | For | For | |||
5 | Elect Robert Keegan | Mgmt | For | For | For | |||
6 | Elect Robert McDonald | Mgmt | For | For | For | |||
7 | Elect Charles Prince | Mgmt | For | For | For | |||
8 | Elect Ann Reese | Mgmt | For | For | For | |||
9 | Elect Sara Tucker | Mgmt | For | For | For | |||
10 | Elect Mary Wilderotter | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2004 Performance Incentive Plan | Mgmt | For | For | For | |||
Zhongpin Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOGS | CUSIP 98952K107 | 06/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Xianfu Zhu | Mgmt | For | For | For | |||
1.2 | Elect Baoke Ben | Mgmt | For | For | For | |||
1.3 | Elect Raymond Leal | Mgmt | For | For | For | |||
1.4 | Elect Yaoguo Pan | Mgmt | For | For | For | |||
1.5 | Elect Xiaosong Hu | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Variable Trust | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2012 | |